1062 - Applied Antitrust Law [PDF]

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Appeal: 12-1172

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CASE NO. 12-1172 ________________________ IN THE UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT _____________________________________ THE NORTH CAROLINA STATE BOARD OF DENTAL EXAMINERS, Petitioner v. FEDERAL TRADE COMMISSION, Respondent ________________________ ON PETITION FOR REVIEW OF AN ORDER OF THE FEDERAL TRADE COMMISSION ________________________ JOINT APPENDIX, VOLUME I9 ________________________ Noel L. Allen M. Jackson Nichols Catherine E. Lee Nathan E. Standley Brenner A. Allen, of counsel ALLEN, PINNIX & NICHOLS, P.A. Post Office Drawer 1270 Raleigh, North Carolina 27602 Telephone: 919-755-0505 Facsimile: 919-829-8098 Email: [email protected] [email protected] [email protected] [email protected] [email protected] Counsel for Petitioner

Imad Dean Abyad John F. Daly FEDERAL TRADE COMMISSION 600 Pennsylvania Avenue, N.W. Washington, D.C. 20580 Telephone: 202-326-2375 Facsimile: 202-326-2477 Email: [email protected] [email protected] Counsel for Respondent

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CASE NO. 12-1172 INDEX TO DOCUMENTS IN APPENDIX VOLUME I Pleadings Description of Item/Date Relevant Docket Entries FTC’s Administrative Complaint (6/17/10) Response to Complaint (7/6/10) Complaint Counsel’s Motion for Partial Summary Decision (11/2/10) Respondent’s Motion to Dismiss (11/3/10) Respondent’s Motion to Change Hearing Location (1/14/11) Respondent’s Motion to Disqualify the Commission (1/14/11) Order Denying Respondent’s Motion to Change Hearing Location (1/25/11) Opinion of the Commission [non-public version] and Order Denying Respondent’s Motion to Dismiss, Granting Complaint Counsel’s Motion for Partial Summary Decision, Denying Respondent’s Motion to Disqualify the Commission, and Granting Respondent’s Motion for Leave to File Limited Surreply Brief (2/3/11) Commission Opinion Denying Respondent’s Motion to Disqualify the Commission (2/16/11) Order Denying Respondent’s Motion to Dismiss at the Close of Evidence Offered in Support of the Complaint (3/30/11) Complaint Counsel’s Post-Trial Proposed Final Stipulations of Law, Fact, and Authenticity [excerpts] (4/25/11) Initial Decision and Order (7/14/11) Respondent’s Notice of Appeal (7/28/11) 2   

Record Appendix Entry No. Page No. N/A 1 R.1 12 R.6 19 R.22 43 R.25 R.59

49 53

R.61

60

R.83

72

R.98

76 94

R.114

96

R.129

104

R.142

109

R.165 R.167

116 250

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Description of Item/Date Oral Argument Before the Commission [excerpt] (10/28/11) Opinion and Final Order of the Commission (12/7/11) Respondent’s Application for Stay of Order Pending Review by U.S. Court of Appeals (1/13/12) Order on Respondent’s Application for Stay of Order R.182 Pending Review by U.S. Court of Appeals (2/10/12) Petition for Review w/o exhibits A-F (2/10/12)

Record Appendix Entry No. Page No. R.176 253 R.177 R.180

265 311

R.183

332

R.184

339

VOLUME II Excerpts from Hearing Transcripts Name Hearing Transcript Giniger, Dr. Martin

Hearing Transcript Giniger, Dr. Martin Hearing Transcript Gibson, John William Nelson, George

Osborn, Joyce

Nature of Testimony Direct Direct Direct Direct Direct Cross Direct Direct Direct Direct Direct Direct Direct Cross Cross Direct Direct Cross

Date 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/17/2011 2/18/2011 2/18/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011

3   

Cited Page Nos. 111-121 128-132 149-150 169-172 180-183 461-466 613-615 622-633 733-736 740-743 769 774-778 785-789 834 850-851 653-656 668-675 716-719

Appendix Page No. 343 344 355 360 362 366 370 371 377 405 408 436 440 444 445 450 455 456 420 424 432

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Name Valentine, James Patrick

Filed: 07/06/2012

Nature of Testimony Direct Direct Direct Cross Cross

Hearing Transcript Hughes, Margie

Direct Direct Direct Direct Direct Direct

Kwoka, Dr. John

Wyant, Brian David Hearing Transcript Kwoka, Dr. John

Cross Cross Cross

Hearing Transcript Owens, Ronald K., DDS

Direct Direct Direct Direct Direct Direct Cross Direct Direct Direct Direct Direct Direct Cross Cross Cross Cross Cross Cross

Wester, Millard W., III

   

Date 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/23/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/24/2011 2/25/2011 2/25/2011 2/25/2011 2/25/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011 2/28/2011

 

4   

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Cited Page Nos. 523-533 561-570 575 597-599 606-607 934-936 940-948 981-984 994-997 1005-1009 870-885 1114-1115 1136-1137 1219 1436-1438 1440 1445 1449-1454 1457-1459 1464 1474-1475 1278 1280-1281 1285-1286 1288 1290-1291 1300-1302 1311-1315 1321 1323-1324 1337-1338 1352-1353 1400-1408

Appendix Page No. 378 389 399 400 403 458 475 478 487 491 495 459 500 501 503 505 506 539 542 543 544 550 553 554 507 508 510 512 513 515 518 523 524 526 528 530

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Name

Nature of Testimony

Hearing Transcript Owens, Ronald K., DDS

Cross Cross Cross Cross

Hearing Transcript Baumer, David Lee

Direct Direct Cross Cross Cross Cross Cross Cross Cross Cross

Hearing Transcript Runsick, Brian Keith Hearing Transcript White, Bobby

 

Direct Direct Direct Direct Direct Direct Direct Direct Direct Cross Cross

Date 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/1/2011 3/2/2011 3/2/2011

3/3/2011 3/3/2011 3/3/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011 3/8/2011

 

5   

Cited Page Nos. 1576-1579 1589-1590 1618-1621 1662-1664 1763 1781 1845-1850 1855-1856 1859-1862 1884-1885 1896-1898 1900-1903 1910-1915 1926-1935 2108-2109 2111-2116 2194 2197-2198 2202-2203 2208-2209 2219-2220 2226-2227 2232-2234 2255 2317-2319

Appendix Page No. 556 557 561 563 567 570 571 572 573 579 581 585 587 590 594 600 610 611 613 619 620 621 623 625 627 269 631 634 635

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Name Hearing Transcript Haywood, Van Benjamin

Hearing Transcript Hardesty, Willis Stanton, Jr.

Haywood, Van Benjamin Hearing Transcript Haywood, Van Benjamin

Nature of Testimony Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Cross Cross Cross Cross Cross Cross Cross Cross Cross

Date 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/9/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/10/2011 3/16/2011 3/16/2011

6   

Cited Page Nos. 2403 2449 2458-2459 2461-2462 2464 2472-2474 2530 2545 2567-2568 2570-2572 2762-2766 2771-2772 2774-2776 2780-2785 2804-2805 2818-2823 2829 2856-2858 2864-2866 2695-2696 2713-2714 2728-2729 2915-2917

Appendix Page No. 638 639 640 641 643 645 646 649 650 651 653 656 663 668 670 673 679 681 687 688 691 657 659 661 694 695

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VOLUME III Excerpts from Designated Deposition Transcripts Name

Date

Allen, Stanley L., Jr., DDS

9/3/2010

Bakewell, Carolin

10/13/2010

Baumer, David L., Ph.D, J.D. Brown, Benjamin W., DDS

1/21/2011

Burnham, Joseph S., Jr., DDS

10/8/2010

Efird, Zannie Poplin Feingold, Clifford O., DDS

9/1/2010 10/5/2010

Cited Page Nos. 18 26-27 33-35 38 79-81 87-88 181-182 214-215 318 28-34

Nature of Testimony Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct

Appendix Page No. 699 700 702 705 707 710 712 714 716 718

8 15-17 26-27 40-41 43-44 77-79 101-102 104 222 224-225 70 72-73 114-115 146-147 151-153 171-174 41 10-11 49 64-66

Direct Direct Direct Direct Direct Direct Direct Direct Cross Cross Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct

726 727 730 732 734 736 739 741 742 743 746 747 749 751 753 756 761 763 765 766

9/2/2010

7   

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Name

Filed: 07/06/2012

Date

Friddle, Teresa W.

10/14/2010

Friddle, Teresa W. (Investigational Hearing) Goode, Casie S. (Investigational Hearing) Hall, Neplus S.

7/7/2009

Hardesty, Willis Stanton, Jr., DDS

10/29/2010

W. Stan Hardesty, Jr., DDS (Investigational Hearing) Hasson, Michael L., DDS

7/23/2009

Holland, Charles Wayne, DDS

7/8/2009

Cited Page Nos. 22-23 59 62-63 6-15 39 96 24-26

Nature of Testimony Direct Direct Direct Direct Direct Direct Direct

Appendix Page No. 770 772 773 776 786 787 789

4-5 16 34 38 53-55 60-62 67 87 98 145 30-31

Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct

793 795 796 798 799 802 805 806 807 808 810

60 62-63 85-87 32-33 35-38 49-51 84-85 138-139 145-146 154-156 248

Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Cross

813 814 816 820 822 826 829 831 833 835 838

9/1/2010

11/16/2010

9/17/2010

8   

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Name

Filed: 07/06/2012

Date

Kurdys, Sean

10/7/2010

Morgan, Brad C., DDS

10/15/2010

Owens, Ronald K., DDS Oyster, Gary D., DDS Parker, Alec M., DDS Runsick, Brian Keith Tilley, Larry F., DDS

11/8/2010

Cited Page Nos. 17 37-38 53 57 81-82 30 80-83 127-128 146 258-259 287-288 169-170

Nature of Testimony Direct Direct Direct Direct Direct Direct Direct Direct Direct Direct Cross Direct

Appendix Page No. 840 841 843 844 845 848 849 853 855 856 858 861

14-15 32 8-10

Direct Direct Direct

864 866 868

60-61 113-115 139-140 16 21-22 50-52 7-10

Direct Direct Direct Direct Direct Direct Direct

672 875 878 881 882 884 888

9/24/2010 9/23/2010 11/4/2010 11/12/2010

Wester, Millard W., III, DDS

9/3/2010

White, Bobby D.

11/9/2010

Pg: 9 of 366

Complaint Counsel’s Exhibits Exhibit Number CX25

Description

Letter to Dr. Benjamin Brown from Terry Friddle re: Welcome Back to the NC Dental Board dated 6/26/03

9   

Cited Page Nos. 1

Appendix Page No. 892

Appeal: 12-1172

Exhibit Number CX28

CX32 CX33 CX35

CX36

CX38 CX42 CX43 CX44

CX45

CX50

CX54

CX56 CX58

Doc: 63-4

Filed: 07/06/2012

Description

Letter to Dr. Millard "Buddy" Wester from Bobby White & Terry Friddle: re: Welcome to the NC Dental Board dated 6/25/08 E-mail to Terry Friddle from [email protected] re: Great White Case #03-184 dated 7/15/2004 Fax to Dr. Benjamin Brown from Terry Friddle re: Richard Yeager DDS Complaint dated 9/28/2003 Fax to NCBoard from Kelly Kreeb, DDS re: Edie’s Salon Panache Offering TW Services dated 10/15/2004 Fax to Dr. Stanley Allen from Terry Friddle: re: Caryn Massari, DDS re: Edie’s Salon Complaint dated 10/7/2004 Letter to Serenity Day Spa from Terry Friddle: re: taking dental impressions dated 1/11/06 Collection of letters sent on same day to BleachBright locations from Board dated 1/19/09 Fax to Carolyn Bakewell from Jerry Butler DDS re: BleachBright dated 10/27/2008 E-mail to Friddle, Dempsey, Smith et al. from Burnham: re: Star Bright Whitening Systems at Cutting Crib dated 5/15/06 Fax to Dr. Joseph Burnham from Terry Friddle re: Star Bright Whitening Systems, Inc. dated 5/12/2006 Letter to Terry Friddle from Pamela Weaver: re: Cease and Desist Letter to Nicole's Hair dated 3/27/07 Fax to Dr. Stan Hardesty from Terry Friddle re: Dr. Reese Complaint Form – Signature Spas dated 9/11/2006 Minutes from NC Dental Board Meeting: Morrisville, NC dated 2/9/2007 Letter to Tom Jones Drug from Casie Goode dated 2/18/09

10   

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Cited Page Nos. 1

Appendix Page No.

1-8

894

1-5

902

1-2

907

1-18

909

1-5

927

1-40

932

1-13

972

1-6

985

1-7

991

1-3

998

1-6

1001

1-8

1007

1-2

1015

893

Appeal: 12-1172

Exhibit Number CX59 CX65

CX66 CX67 CX68 CX69 CX70 CX74 CX77 CX79 CX80 CX92

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Pg: 11 of 366

Description

Letter to Port City Tanning from Casie Goode dated 10/7/08 Letter to Patrice Barragan (Sunsational Tan) from Carolin Bakewell re: White Science dated 12/27/2007 Letter to Algis Augustine from Carolin Bakewell re: White Science Email to Van Essen from Carolin Bakewell: re: Teeth whitening Memo dated 2/7/07 Letter to Joe Willett (BleachBright- Crabtree Valley Mall) from Casie Goode dated 2/20/08 Letter to Sherry Johnson (Body Mind and Spirit) from Terry Friddle dated 3/29/07 E-mail to Friddle from Holland re: Body, Mind & Spirit Day Spa Log #06-217 dated 3/22/2007 Letter to Dotson, Nelson and York (Celebrity Smiles) from Terry Friddle dated 11/21/07 Letter to Champagne Taste from Carolin Bakewell dated 2/8/07 Letter to Tim Williams (Movie Star Smile) from Casie Goode dated 12/18/07 E-mail to Friddle, Dempsey and White from Dr. Brown re: Case 04-090 dated 11/7/2005 E-mail from Treman to Goode re: www.shinewhite.net/retailers.php dated 3/4/2008

Cited Page Nos. 1-2

Appendix Page No.

1

1019

1

1020

1-3

1021

1-2

1024

1-2

1026

1-2

1028

1-2

1030

1-2

1032

1-2

1034

1-2

1036

1

1038

1-6

1039

1-4

1045

1-2

1049

1

1051

1017

VOLUME IV CX94 CX96 CX97 CX100

Letter to Terry Friddle from Joe Bracey: re: Sean Powers- Order to Cease and Desist dated 12/18/07 Letterto Margie Hughes (SheShe Studio Spa) from Terry Friddle dated 2/23/07 Letter from to Patrice Barragan (Sunsational Tan) from Terry Friddle dated 9/4/07 Letter to White Science from Bakewell dated 12/4/2007 11 

 

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Exhibit Number

Description

CX102

Letter to Kyle Taylor from Carolin Bakewell re: Status of Whitening Kiosks in Carolina Place Mall Closed Session Minutes from NC Dental Board Meeting in Morrisville, NC 8/10-8/11/2007 & 2/78/2008 dated 8/10/2007, see Sealed Volume VI below E-mail to Bakewell from Recker re: your letter May 9, 2007 dated 7/24/2007 Closed Session Minutes from NC Dental Board Meeting in Morrisville, NC 3/14-3/15/2008 dated 3/14/2008, see Sealed Volume VI below Letter to White Science from Carolin Bakewell re: selling teeth whitening services to non-dental professionals dated 2/13/2007 E-mail to Dr. Holland from Terry Friddle re: Log 09-047 Please Assign w/attach: Complaint Form from Dr. Stephen Smith dated 2/18/2011 Letter to Jason & Shanon Rabon (Sunsational Tan) from Terry Friddle dated 3/26/09 Letter to Fantasticians from Casie Goode dated 9/24/08 Letter to Florida White Smile from Casie Goode dated 10/7/08 Letter to Joe Willett (iBriteExpress) from Casie Goode dated 9/24/08 E-mail to Dr. Holland from Terry Friddle: re: Log 09-049 Please Assign Case dated 2/18/09 Letter to Ortho Depot from Friddle re: Unlawful Practice of Dentistry dated 10/3/2000 Letter to Barry Hughie (DOWD Central YMCA) from Terry Friddle dated 2/12/2002 Letter to Barry Hughie (DOWD Central YMCA) from Friddle re: setting a dental practice dated 12/10/2001 Letter to Serenity Total Body Care/Bleach Bright from Casie Goode dated 9/22/09

CX106

CX108 CX109

CX110

CX111

CX112 CX120 CX122 CX123 CX128 CX136 CX138 CX139

CX153

12   

Cited Page Nos. 1-3

Appendix Page No.

1-5

v.VI 1698

1-42

1055

1-3

v.VI 1703

1

1097

1-6

1098

1-2

1104

1-2

1106

1-2

1108

1-2

1110

1

1112

1

1113

1

1114

1

1115

1-2

1116

1052

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Exhibit Number

Description

CX155

Letter to Heather Wiecek (Buena Vista Smiles) from Casie Goode dated 12/14/09 Letter to Suave D's-BleachBright from Casie Goode dated 12/22/09 The News & Observer: State Lets Whitening Kiosks Be dated 3/19/2010 Letter to Board from Tonya Norwood (Modern Enhancement Salon) dated 2/9/2009 American Dental Association: Talking Points; Whitening at a Salon or Mall Kiosk by Unlicensed Individuals dated 1/2010 Fax to NC Dental Board from Dr. Davis re: Movie Star Smile ad in Hickory Daily Record dated 2/6/2008 Letter to Blue Ridge Mall from Carolin Bakewell dated 11/21/07 Letter to CBL & Associates Properties from Carolin Bakewell dated 11/21/07 Letter to Colonial Mayberry Mall Office from Carolin Bakewell dated 11/21/07 Minutes from NC Dental Board Meeting in Morrisville, NC 8/10-11/2007 dated 8/10/2007 Letter to Clifford Feingold from NC Dental Board: re: Welcome Letter & Training Information dated 7/8/05 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 11/13/06 Letter to Joseph Burnham from NC Dental Board: re: Welcome Letter & Training Information dated 6/26/03 E-mail to Kurdys from Bishop re: Teeth Whitening at Southpoint Mall Investigative Memo to Owens and Bakewell from Kurdys: re: Mr. Shawn Powers (Savage Tan) dated 8/30/07

CX156 CX158 CX162 CX185

CX198

CX203 CX204 CX205 CX206 CX219

CX235

CX242

CX245 CX247

13   

Cited Page Nos. 1-2

Appendix Page No.

1-2

1120

1-2

1122

1

1124

1

1125

1-2

1126

1-2

1128

1-2

1130

1-2

1132

1-5

1134

1

1139

3

1140

1

1141

1

1142

1

1143

1118

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Exhibit Number

Description

CX249

Investigative Memo to Owens and Bakewell from Kurdys: re: Bailey's Lightening Whitening dated 8/13/08 Investigative Memo to Holland & Bakewell from Kurdys re: Inspire Skin & Body (Felicia Brown; Case 08-214) dated 2/3/2009 E-mail to White from Bakewell re: Teeth Whitening dated 11/27/2007 E-mail to White from Bakewell re: Teeth Whitening dated 3/24/2008 Fax to Frank Recker from Terry Friddle re: Celebrity Smiles Cease & Desist Letter dated 11/20/2007 Letter to Algis Augustine from Carolin Bakewell: re: Joe Willett/BleachBright dated 3/10/08 Investigative Memo to Hardesty & Bakewell from Dempsey re: Spa White/White Science (07-020) dated 11/21/2007 Letter to Cleveland Mall Office from Carolin Bakewell dated 11/21/07 Letter to General Growth Properties from Carolin Bakewell dated 11/21/07 Letter from Hendon Properties from Carolin Bakewell re: Unauthorized Tooth Whitening Kiosk dated 11/21/2007 Letter to University Mall Office from Carolin Bakewell dated 11/21/07 Letter to Westfield Eastridge Mall Office from Carolin Bakewell dated 11/21/07 E-mail to BCFamilyDentistry, CC: White & Friddle from Bakewell re: Salon Ads Submitted by Dr. Mathew dated 9/8/2008 Chart of Carolin Bakewell's Cases dated 3/11/09, see Sealed Volume VI below Letter to Inspire Skin & Body from Casie Goode dated 4/3/09

CX251

CX254 CX255 CX256

CX257 CX258

CX259 CX260 CX261

CX262 CX263 CX265

CX270 CX272

14   

Cited Page Nos. 1

Appendix Page No.

1-2

1145

1

1147

1-2

1148

1-3

1150

1

1153

1-2

1154

1-2

1156

1-2

1158

1-2

1160

1-2

1162

1-2

1164

1

1166

1-2

v.VI 1706 1167

1-2

1144

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Exhibit Number

Description

CX276

List of Teeth Whitening Case Files, see Sealed Volume VI below Letter to NC Dental Board from Nicole LeCann re: Bleach Bright in Crabtree Valley Mall dated 2/27/2008 Letter to Shohreh Rafie (Carmel Day Spa & Salon) dated 10/1/07 E-mail to Friddle, Bakewell & White from Hardesty re: Concern about Unlicensed Person Bleaching Teeth dated 1/20/2007 E-mail to Weinstein & Smith from Hardesty re: Concerning about Unlicensed Person Bleaching Teeth dated 1/19/2007 E-mail to Friddle and White from Hardesty: re: Case Assignment 06-198 dated 9/12/06 Investigative Memo to Stanley Allen and Denise Stafford from Terry Friddle: re: Edie's Salon Panache dated 10/7/04 E-mail to Friddle, Bakewell & White from Hardesty re: Salon Bleaching dated 1/20/2007 E-mail to Friddle, White & Bakewell from Holland re: Case Assignment 08-214 dated 12/1/2008 E-mail to Friddle from Hyman re: Lightening Whitening dated 6/17/2008 E-mail to Friddle from Owens re: Case Assignment 09-269 dated 12/10/2009 Letter to Boone Mall Management from Carolin Bakewell dated 11/21/07 Letter to Northgate Mall Office from Carolin Bakewell dated 11/21/07 Letter to Randolph Mall Management Office from Carolin Bakewell dated 11/21/07 E-mail to [email protected] from Bakewell re: Illegal Tooth Whitening Kiosks at Crabtree Valley Mall dated 11/21/2007

CX278

CX279 CX281

CX282

CX283 CX284

CX293 CX297

CX304 CX311 CX323 CX324 CX325 CX326

15   

Cited Page Nos. 1-2

Appendix Page No.

1

v.VI 1708 1169

1-2

1170

1

1172

1

1173

1

1174

2

1175

1-2

1176

1-8

1178

1

1186

1-2

1187

1-2

1189

1-2

1191

1-2

1193

1-2

1195

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Exhibit Number

Description

CX347

E-mail to Dempsey, Friddle, Smith et al. from Hardesty: re: Amazing Grace Spa (07-021) dated 1/16/08 Investigative Memo to Holland and Bakewell from Dempsey: re: Body, Mind, & Spirit Day Spa dated 8/7/07 E-mail to Dempsey, Friddle, Smith et al. from Owens re: Case 07-208 Celebraity Smiles (Southpoint) Letter to Christiane Dotson and Sherry Nelson (Celebrity Smiles) from Terry Friddle dated 11/20/07 Investigative Memo to Hardesty and Bakewell from Dempsey: re: SheShe Studio Spa dated 8/7/07 E-mail to Dempsey from Neal re: Teeth Whitening dated 2/13/2008 Investigative Memo to Feingold and Bakewell from Dempsey: re: Carmel Day Spa and Salon dated 9/24/07 E-mail to Friddle from Owens re: Whitening Spa dated 11/20/2007 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 9/7/07, see Sealed Volume VI below E-mail to White, Burnham, Hardesty et al. from Owens re: Teeth Whitening dated 3/17/2008 Letter to Enhanced Light Technologies from Carolin Bakewell re: Illegal Teeth Whitening dated 2/13/2007 Dr. W. Stan Hardesty's Response to the FTC's Subpoena Duces Tecum dated 9/7/10 Letter to Alan Elrod from Terry Friddle dated 1/31/07 Letter to Bailey's Lightning Whitening from Terry Friddle dated 7/17/08

CX348

CX350

CX351

CX353

CX354 CX361

CX365 CX368

CX369 CX371

CX378 CX386 CX387

16   

Cited Page Nos. 1

Appendix Page No.

1

1198

1

1199

1-2

1200

1

1202

1

1203

1

1204

1-2

1205

1-2, 5 1

v.VI 1710 1712 1207

1

1208

3, 12 1-2

1209 1210 1211

1-2

1213

1197

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

Pg: 17 of 366

Exhibit Number

Description

CX388

Letter to Lite Brite from Terry Friddle dated 7/17/08 Letter to Triad Body Secrets from Terry Friddle dated 9/24/08 Letter to Whitening on Wheels from Terry Friddle dated 11/12/08 Letter to Cynthia Blust (The Extra Smile, Inc.) from Terry Friddle dated 12/31/08 Tooth Whitening/Bleaching: Treatment Considerations for Dentists and their Patients dated 9/2009 [excerpt] AACD: First It Was Atkins, Then It Was South Beach, Now It’s the White Smile Diet dated 6/22/2008 Symposium on Esthetic Restorative Materials: History, Safety and Effectiveness of Current Bleaching Techniques: Applications of the Nightguard Vital Bleaching Technique; by Van B. Haywood (1991) E-mail to Casey & Bakewell from White re: Question Bobby White’s Call Log Files: Referencing Whitening/Bleaching 2004-2010 E-mail to White from Reitz: re: Anything New? dated 3/2/2010 Letter to Ronald Owens from Bobby White: re: Welcome Letter & Training Information dated 7/8/05 Letter to Ronald Owens from Bobby White: re: Welcome Letter & Training Information dated 6/25/08 E-mail to [email protected] from Steinbicker: re: Question about Serenity Total Body Care dated 9/1/09 Two Buena Vista Smiles Advertisements – undated

CX389 CX390 CX391 CX392

CX397

CX402

CX404 CX411 CX419 CX449

CX450

CX452

CX455

17   

Cited Page Nos. 1-2

Appendix Page No.

1-2

1217

1-2

1219

1-2

1221

1-3, 5, 8 1-2

1223 1226 1227 1228

3-8

1230

1-3

1236

1-4

1239

1-2

1243

1

1245

1

1246

1

1247

1-2

1248

1215

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

Pg: 18 of 366

Exhibit Number

Description

CX462

Open Investigative Files to Dr. Owens from Terry Friddle dated 8/12/10, see Sealed Volume VI below E-mail to Friddle & White from Owens re: Case Assignment 10-061 dated 4/6/2010 Dr. Ronald K. Owens' Subpoena Duces Tecum Response dated 9/30/10 Michael Hasson’s NCBDE Complaint Form Against Port City Tanning dated 2/20/2008 Letter to NCBDE from Michael Hasson re: Ms. Sharon Tran dated 1/12/2009 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 5/1/09, see Sealed Volume VI below E-mail to Hansen from Bowman: re: June BOT Report dated 5/20/2008 [excerpt] 2008 Gallup Study of Dentists’ Attitudes Toward Tooth Whitening Products & Services – Summary Volume – September 2008 Letter to Michael Catanese from Carolin Bakewell: re: Tooth Whitening Kiosks dated 1/23/2008 E-mail to Mosley and White from Bakewell: re: Tooth Whitening Kiosks dated 3/24/2008 E-mail to White from Francis: re: Teeth Whitening Info Dr. Michael Catanese’s Response to the FTC’s Subpoena Duces Tecum dated 9/1/2010 Dr. Mark Hyman’s Response to the FTC’s Subpoena Duces Tecum dated 9/13/2010 Dr. Kurt A. McKissick’s Response to the FTC’s Subpoena Duces Tecum dated 9/3/2010 Dr. R. Kelly Kreeb’s Response to the FTC’s Subpoena Duces Tecum dated 9/9/2010 Dr. Michael Treman’s Response to the FTC’s Subpoena Duces Tecum dated 9/13/2010

CX465 CX467 CX476 CX477 CX478

CX488 CX513

CX524

CX525 CX542 CX599 CX600 CX601 CX602 CX603

18   

Cited Page Nos.

Appendix Page No.

3-4

v.VI 1713

1

1250

1

1251

1-4

1252

1-5

1256

3

v.VI 1715

49

1261

1-87

1262

1-3

1349

1

1352

1

1353

1-4

1354

1-4

1358

7-14

1362

1-3

1370

1-3

1373

Appeal: 12-1172

Exhibit Number CX605

Doc: 63-4

Filed: 07/06/2012

Pg: 19 of 366

Description

Dr. Jessica L. Bishop’s Response to the FTC’s Subpoena Duces Tecum dated 9/1/2010

Cited Page Nos. 1-4

Appendix Page No.

2

1380

2, 4 21-22

1381 1382 1383

1-2

1385

1

1387

1

1388

1-3

v.VI 1716

1-4

v.VI 1719

1-3

1389

1-17

1392

1

1409

1-4

1410

1-4

1414

1376

VOLUME V CX608 CX611 CX616 CX619

CX620 CX621 CX622

CX623

CX629 CX647 CX649 CX650

CX651

Dr. Scott P. Guice’s Response to the FTC’s Subpoena Duces Tecum dated 9/7/2010 Dr. Christopher N. Reese’s Response to the FTC’s Subpoena Duces Tecum dated 9/17/2010 Dr. Craig Q. Adams’s Response to the FTC’s Subpoena Duces Tecum dated 9/2/2010 Fax to the NC State Board of Dental Examiners from Luis E. Arzola, D.M.D.: re: Complaint about spa teeth whitening dated 9/11/2006 Investigative Memo to Terry Friddle from Andrea Smyth: re: Serenity Day Spa dated 11/3/2005 Unsigned fax: re: Complaint about Sunsational Tanning dated 1/28/2007 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 7/16/2007, see Sealed Volume VI below Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 2/29/08, see Sealed Volume VI below Letter to Steven J. Osnowitz from Brian Wyant: re: Mall leasing history dated 9/27/2010 E-mail to Osnowitz from Feit: re: Teeth Whitening Inquiry dated 8/27/2009 Letter to Frank Recker from Lili C. Reitz, Ohio State Dental Board, dated 8/25/2006 Memorandum to Albert L. Partee, III, from Robert E. Cooper and Sue A. Sheldon re: Tennessee Board of Dentistry, dated 6/7/2010 Letter to Sandra Rowe from Thomas J. Balistren: re:teeth whitening dated 2/22/2005

19   

Appeal: 12-1172

Exhibit Number

Doc: 63-4

Filed: 07/06/2012

Pg: 20 of 366

Description

CX653

Expert Witness Report of Martin Giniger dated 11/26/2010

CX654

Expert Witness Report of Professor John Kwoka dated 11/26/2010 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 8/25/08, see Sealed Volume VI below Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 2/15/08, see Sealed Volume VI below Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 5/11/07, see Sealed Volume VI below E-mail to Nelson from Nelson: re: Fwd: Savvy Salon dated 8/31/2010 Statutory Provisions Governing Membership Composition of and Selection Criteria for North Carolina Occupational Licensing and Regulatory Boards (3/18/2011)

CX658

CX659

CX660

CX814 CX862

Cited Page Nos. 1-9, 21-23, 37-44 1-33

Appendix Page No. 1418 1427 1430 1438

1-6

v.VI 1723

3

v.VI 1729

1-5

v.VI 1730

1

1471

1-37

1472

Respondent’s Exhibits Exhibit Number RX1 RX2 RX4 RX5

Description

Selected documents from Amazing Grace Spa Investigative file, Case 07-021 Selected documents from Bailey’s Lightning Whitening Investigative File, Case 08-133 Selected documents from Bleach Bright Investigative File, Case 08-029 Selected documents from BleachBright Investigative File, Case 08-072

20   

Cited Page Nos. 1-3

Appendix Page No.

1-4

1512

1, 5-7, 30-33 1-5

1516, 1517, 1520 1524

1509

Appeal: 12-1172

Exhibit Number RX6 RX8

RX9 RX10

RX12

RX13

RX14 RX15

RX16 RX17 RX19 RX21 RX22 RX23 RX24

Doc: 63-4

Filed: 07/06/2012

Description

Selected documents from BleachBright/Inspire Skin & Body Investigative File, Case 08-214 Selected documents from Carmel Day Spa & Salon Investigative File, Case 07-146 Selected documents from Celebrity Smiles Investigative File, Case 07-208 Selected documents from Champagne Taste/Lash Lady Investigative File, Case 07114 Fax from Larry Cook to Dental Board, from The Extra Smile, Inc. Investigative File, Case 07-146 Fax from Stuart Whiddon to Carolin Bakewell, from Fantasticians, Inc. Investigative File, Case 08-206 Selected documents from Florida White Smile/ Sam’s Club Investigative File, Case 08-083 Selected documents from Hollywood Smiles/Brandi Temple Investigative File, Case 04-188 Selected documents from iBriteExpress/Joe Willett Investigative File, Case 08-199 Selected documents from Lite Brite Investigative File, Case 08-132 Selected documents from Movie Star Smile Investigative File, Case 07-223 Selected documents from Port City Tanning Investigative File, Case 08-018 Selected documents from Sean Powers/Savage Tan Investigative File, Case 07-148 Selected documents from Serenity Day Spa Investigative File, Case 05-210 Selected documents from SheShe Studio Spa Investigative File, Case 07-026

21   

Pg: 21 of 366

Cited Page Nos. 2-7

Appendix Page No.

6, 9-10, 13-17 2-3, 7 1-3

1535 1536 1538 1543 1545 1546

1

1549

1-2

1550

1-2, 4-20 9

1552 1554 1571

1-6

1572

1-2

1578

1-7

1580

1-10

1587

18-19

1597

2-3

1599

3-5

1601

1529

Appeal: 12-1172

Exhibit Number RX25 RX26 RX27 RX28 RX29 RX30 RX31

RX32 RX34 RX35 RX36 RX37 RX38 RX39 RX78 RX82 RX83 RX84

Doc: 63-4

Filed: 07/06/2012

Description

Selected documents from Signature Spas Investigative File, Case 06-193 Selected documents from Spa White/White Science Investigative File, Case 07-020 Selected documents from Star Bright/Cutting Crib Investigative File, Case 06-114 Selected documents from Suave D’s Investigative File, Case 09-272 Selected documents from Sunsational Tan Investigative File, Case 07-120 Selected documents from Tom Jones Express Smile Investigative File, Case 09-049 Fax from Mike Doyle to Carolin Bakewell w/advertisement from Triad Body Secrets Investigative File, Case 08-195 Selected documents from WOW Whitening on Wheels Investigative File, Case 09-049 Newsletter of North Carolina Board of Massage & Bodywork Therapy Newsletter of North Carolina Board of Massage & Bodywork Therapy, Winter 2007 Newsletter of North Carolina Board of Massage & Bodywork Therapy, Winter 2008 Kansas Dental Board Newsletter Letter from Brian K. Bishop to Paradise Tanning Salon w/ affidavit Letter from Leah Diane Howell to White Smile USA Expert Witness Report of Dr. David Baumer Article: When It Comes to Tooth Whitening, Shoppers Beware News Report: Mall Teeth Whitening: Is It Safe?; New Trend in Billion Dollar Industry Article: Sarah Albrecht, What Are the Dangers of Teeth Whitening?, ehow.com

22   

Pg: 22 of 366

Cited Page Nos. 15, 25-27 1-19

Appendix Page No.

1, 4, 6-10 1-4

1627, 1628, 1629 1634

1-2

1638

5, 8 2

1640 1641 1642

1, 4-5 3

1643 1644 1646

3

1647

5

1648

2 1-3

1649 1650

1-2

1653

8-9 1

1655 1657

1-2

1658

1-2

1660

1604 1605 1608

Appeal: 12-1172

Exhibit Number RX85 RX86 RX87 RX88 RX89 RX90 RX91 RX94

RX96 RX101 RX103

RX115 RX116 RX117 RX123 RX128 RX129

Doc: 63-4

Filed: 07/06/2012

Description

Article: David Chandler, Dangers of Tooth Whitening Chemicals and Treatments Article: Julia Temple, Dangers of Tooth Whitening Article: Special Report: Hidden Dangers of Teeth Whitening Article: Teeth Whitening Dangers?, teethwhiteningreviews.com Article: Laurel Naversen Geraghty, The Dangers of Teeth Whitening, Prevention Article: The Dangers of Teeth Whitening Press release: How Safe Is a Bright Smile?, Green Facts Article: Barney Calman, It Seemed as if My Teeth Had Been Dipped in Acid; Now I Drink Coffee Through a Straw, The Mail Article: Harvard Health Letters, A Guide to Pearly Whites, Chicago Daily Herald Article: Teeth Whitening in State Needs a Dentist, Birmingham News Article: Andy Miller, Licensing at Issue; Dental Group Frowns on Kiosk Whitening, Atlanta Journal-Constitution Article: Salon, State in Pearly White Fight, Billings Gazette New Report: Sue Manteris, Should You Trust Your Teeth Whitening at the Mall? Article: Teeth Whitening May Be Health Concern News Report: State Dental Board Bans Teeth Whitening at Mall Kiosks Media Release: Magistrate Rules Against Tooth Whitening, Australian Associated Press Article: Magistrate Rules Against Therapist Whitening Teeth, Australian Associated Press

23   

Pg: 23 of 366

Cited Page Nos. 1

Appendix Page No.

1

1663

1-2

1664

1-2

1666

1-5

1668

1-2 1-2

1673 1675

1-3

1677

1-2

1680

1-3

1682

1-2

1685

1

1687

1-2

1688

1

1690

1-2

1691

1-2

1693

1

1695

1662

Appeal: 12-1172

Exhibit Number RX133

Doc: 63-4

Filed: 07/06/2012

Pg: 24 of 366

Description

News Report: David Wade, Curious if Teeth Whitening at Mall Kiosks Is Safe

Cited Page Nos. 1-2

Appendix Page No. 1696

VOLUME VI SEALED MATERIAL Complaint Counsel’s In Camera Exhibits Exhibit Number

Description

CX106

Closed Session Minutes from NC Dental Board Meeting in Morrisville, NC 8/10-8/11/2007 & 2/78/2008 dated 8/10/2007 Closed Session Minutes from NC Dental Board Meeting in Morrisville, NC 3/14-3/15/2008 dated 3/14/2008 Chart of Carolin Bakewell's Cases dated 3/11/09 List of Teeth Whitening Case Files Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 9/7/07 Open Investigative Files to Dr. Owens from Terry Friddle dated 8/12/10 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 5/1/09 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 7/16/2007 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 2/29/08

CX109

CX270 CX276 CX368

CX462 CX478

CX622

CX623

24   

Cited Page Nos. 1-5

Appendix Page No.

1-3

1703

1-2 1-2 1-2, 5

1706 1708 1710 1712

3-4

1713

3

1715

1-3

1716

1-4

1719

1698

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

Pg: 25 of 366

Exhibit Number

Description

CX658

Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 8/25/08 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 2/15/08 Memorandum to Members of the Board from Terry Friddle: re: Closed Investigative Files dated 5/11/07

CX659

CX660

25   

Cited Page Nos. 1-6

Appendix Page No.

3

1729

1-5

1730

1723

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

Pg: 26 of 366

BRA(;RY PIUVATE INVESTIGATIOl"'l'S Jos.!!'e 0. SRAC:Y P. O. Be:! 1!&l D...w-, NC 18036 OFFICI: I PAX (70+-7I4-I38l) MOBILE (704-877~m!) 1I:IIWlIbr!lm'Dl'i'"aro!Iua.rr.C I u:; ~-.J~1o:i-" ... '"

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proof that the Beard of Dental EXamlneii will approve this. i have several Develope,.. letting me 1t_1'lOW that !.~!s use fa Ufegal In seve.-al states and ,,'-.at their operators have been shut down In their malls.

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Filed: 07/06/2012

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CX0477-004

Appeal: 12-1172

Doc: 63-4

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Filed: 07/06/2012

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1'HE NORtH CAliOLiNA. SLATE BOARD OF DENTAL l~ lMINEll,tt: 5'7 AIrpor! BOil''''''''''' SuN. !'5 2i561

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CX0477-005

Appeal: 12-1172





Doc: 63-4

Filed: 07/06/2012

Pg: 248 of 366

accretions by application of chemical agents and actions and makes determinations on a case by case basis. TN: According to ADA DSGA, the BOD's General Rules provide that all teeth whitening formulations, except those sold over the counter, shall be prescribed by a dentist. UT: State licensing agency Division of Occupational and Professional Licensing (DOPL) ruled some years ago that non-dentists, regardless of the location can sell tooth-whitening materials and kits; can instruct regarding their application and use; cannot do anything inside the mouth, nor physically assist in making trays or molds.

Dental Board Opinions •

CA "The board which operates under the state Department of Consumer Affairs, found that businesses were not violating state law, because the bleaching agent is far less than prescription strength and the lights customers sit under are similar to a flashlight bulb. Also, operators do not touch the client's mouths, which by law would be dentistry. (Strindberg, A. "New teeth-whitening shops operate in gray area," the Press Enterprise (Riverside, Calif.) May 10,2008.)



FL: from September 14, 2007 BOD Minutes: "Board merrlbers responded by stating that "Anyone who performs bleaching services (salons, spas, etc.) is practicing dentistry pursuant to their interpretation of the definition of dentistry ... Motion, that board affirm that bleaching constitutes the practice of dentistry. Vote unanimous"



ME: Individuals providing this service may be practicing dentistry without a license in violation of32 MSRA § 1081."



NM: BOD is reviewing "as we speak."



NJ: FEBRUARY 7,2007: The Board reviewed a letter from a dentist requesting interpretation of the Board's regulation concerning delegable duties for hygienists in teeth whitening procedures. The Board determined that teeth whitening procedures must be performed by the dentist and such services can only be provided by a practice owned and operated by New Jersey licensed dentists along with closely allied licensed health care professionals. Dental hygienists may not provide these services independently. OCTOBER 3,2007: The committee reviewed correspondence from a dentist requesting the criteria to open a Zoom clinic or spa. The committee noted the Board has previously determined that a dentist must be on the premises and obtain a branch office license for that location. This location must meet all requirements of a regular dental office. NOVEMBER 7, 2007. The Board reviewed a request for clarification with regard to RDHs and RDAs being able to apply whitening gels for in-office bleaching. The Board determined that both registered dental hygienists and registered dental assistants may apply the gel and hold the light (not laser) at the direction of a licensed dentist. DECEMBER 5, 2007: The Board advised that teeth bleaching is the practice of dentistry and must be performed by a dentist. Such procedure should be done in a facility with appropriate dental equipment, including but not limited to equipment necessary for examination, sterilization, treatment, etc.

This document is intended as an informational resource on legal actions taken by states involving tooth whitening by non-dentists. The information is to promote understanding and should be used freely, but the document itself should not be reproduced or distributed without permission from the ~ADA Division of Legal Affairs.

002611

1261

CX0488-049

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1262

Pg: 249 of 366

CX0513-001

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1263

Pg: 250 of 366

CX0513-002

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1264

Pg: 251 of 366

CX0513-003

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1265

Pg: 252 of 366

CX0513-004

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1266

Pg: 253 of 366

CX0513-005

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1267

Pg: 254 of 366

CX0513-006

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1268

Pg: 255 of 366

CX0513-007

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1269

Pg: 256 of 366

CX0513-008

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1270

Pg: 257 of 366

CX0513-009

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1271

Pg: 258 of 366

CX0513-010

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1272

Pg: 259 of 366

CX0513-011

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1273

Pg: 260 of 366

CX0513-012

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1274

Pg: 261 of 366

CX0513-013

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1275

Pg: 262 of 366

CX0513-014

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1276

Pg: 263 of 366

CX0513-015

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1277

Pg: 264 of 366

CX0513-016

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1278

Pg: 265 of 366

CX0513-017

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1279

Pg: 266 of 366

CX0513-018

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1280

Pg: 267 of 366

CX0513-019

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1281

Pg: 268 of 366

CX0513-020

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1282

Pg: 269 of 366

CX0513-021

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1283

Pg: 270 of 366

CX0513-022

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-023

Appeal: 12-1172

Doc: 63-4

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CX0513-024

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-025

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-026

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1288

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CX0513-027

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1289

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CX0513-028

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-029

Appeal: 12-1172

Doc: 63-4

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CX0513-030

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-031

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-032

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-033

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-034

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-035

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-036

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-037

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-038

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-039

Appeal: 12-1172

Doc: 63-4

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CX0513-040

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-041

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1303

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CX0513-042

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

1304

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CX0513-043

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-044

Appeal: 12-1172

Doc: 63-4

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CX0513-045

Appeal: 12-1172

Doc: 63-4

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CX0513-046

Appeal: 12-1172

Doc: 63-4

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CX0513-047

Appeal: 12-1172

Doc: 63-4

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CX0513-048

Appeal: 12-1172

Doc: 63-4

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CX0513-049

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-050

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-051

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

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CX0513-052

Appeal: 12-1172

Doc: 63-4

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CX0513-053

Appeal: 12-1172

Doc: 63-4

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CX0513-054

Appeal: 12-1172

Doc: 63-4

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CX0513-055

Appeal: 12-1172

Doc: 63-4

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CX0513-056

Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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CX0513-059

Appeal: 12-1172

Doc: 63-4

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CX0513-060

Appeal: 12-1172

Doc: 63-4

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CX0513-061

Appeal: 12-1172

Doc: 63-4

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CX0513-062

Appeal: 12-1172

Doc: 63-4

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CX0513-063

Appeal: 12-1172

Doc: 63-4

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CX0513-064

Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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CX0513-079

Appeal: 12-1172

Doc: 63-4

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CX0513-080

Appeal: 12-1172

Doc: 63-4

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CX0513-081

Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

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CX0513-084

Appeal: 12-1172

Doc: 63-4

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CX0513-085

Appeal: 12-1172

Doc: 63-4

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CX0513-086

Appeal: 12-1172

Doc: 63-4

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Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

Pg: 336 of 366

NORul CAROLINA STATE BOARD OF DENT•.!.L E.."IU...'\1Th'ERS w. STAN IlARDlS'lYt DJ).S.., Ptaidc:aJ: RONALiJ K. OWENS, D~ Stac&lry~TrQ~ JOSEPH S. JL'RNHAM., D.IJ..S., Put PtcmdeGt ZA_NNIE P. £!I'!!tD, ,.-~ ~

CLiiijf()1U> O. FEINGOLD. D.D.S. C. \VA..."l'...'E HOu...;..ru;., D.b.s. Jl;R.....D C. MORGA."'!.D..D.8. NEPLUS S. BALI..,. R.D:a

January i3, 2008 Dr. tyficha.el A Catanese 135 Fe-uill Place Charlotte NC 28207

Re: Tooth W-lritening Kiosks Dear Dr. Catanese:

You will find enclosed a copy of a letter that the Dental Board has written to tb.e .manugement of Carolina Place Mall regarding the improper whitening of teeL~ by nou~ dentists. Staff wrote to the Chicago compiulY t.hat OW!IS Carolina Place M:all about the subject in Novenlber 2007.

'

Please let US know if the practice c.nntinues and if we may be of additionai service. Thank you for drawing this m::atter to our attention.

Very tr111 Y YOi.il1i,

/I

r.

~~

Carolin Bakeweil Board Counsel

507 AJRPORT BOULEVARD, SUITIi: 105 • M'ORJUSvrLLI,. NORTI! CA!'!:OL."N:" n~w n..LilrnVA'& i)l1,j

~71-1l2:J'

FAX (9")47I-U71·I;MAIL.llnl't,,'ilardt,t.'ttpu4 prr· 1rn'll'.ftdt.lltalbo...d.ClI'J

NC80AR0888

1349

CX0524-001

Appeal: 12-1172

Doc: 63-4

Filed: 07/06/2012

Pg: 337 of 366

nn vn..,. _ CAROl.lNA. ______ -.... ".... !;:TA.Tl

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