FR Y-6
[J
OMB N umber 7100-0297 Approval expires Seplember 30,2018 Page 1of2
Board of Governors of the Federal Reserve System
Annual Report of Holding Companies-FR Y-6
Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1)(A) of the Bank
This report form is to be filed by all top-tier bank holding compa
Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a)
nies and top-tier savings and loan holding companies organized
of the International Banking Act (12 U.S.C. § 3106(a)); Sections
under U.S. law, and by any foreign banking organization that
11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C
does not meet the requirements of and is not treated as a qualify
§§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R § 211 13(c)); and Section 225.5(b) of Regulation Y (12
ing
C.F.R § 225.5(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified.
foreign
banking
organization
under
Section
211.23
of
Regulation K (12 C.F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The F ederal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid OMB control number.
NOTE: The Annual Report of Holding Companies must be signed
Date of Report (top-tier holding company's fiscal year-end):
by one director of the top-tier holding company. This individual
December 31, 2015
should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an
Month I Day I Yea r
individual who is a senior official and is also a director, the chair
None
man of the board must sign the report.
Reporter's Legal Entity Identifier (LEI) (20-Cha r acter LEI Code)
1, Robert M. Wrobel
Reporter's Name, Street, and Mailing Address
Name of the Holding Company Director and Offic i al
Amalgamated Investments Company
Chairman of the Board
Legal Title of Holding Company
Title of the Hol ding Company Director and Official
attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my
30 N. LaSalle Street (Mailing Address of the Holding Company)
St reet I
P.O. Box
Chicago
IL
-------
60602
City
Stat e
Zip Code
knowledge and belief.
With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.FR. Part 261, that the Reporter and individual consent to public release of all detai in the report concerning that individual. ,
Vice President & CFO
Name
Title
312-822-3084 Area Code I Phone Number I Extension
312-541-7383 Area Code I FAX Number
E-mail Address
NIA
Hol d ing Company Director and Official
03/28/2016 Date of S ignat ur e
Address (URL) for the Holding Company's web page
For holding companies not registered with the SECIndicate status of Annual Report to Shareholders:
0 � 0
Person to whom questions about this report should be directed:
Scott A. Rupp
[email protected]
�,r\.._/VVvl Sign at ur e of
Physical Location (if different from mailing addr ess)
is included with the
FR
Does the reporter request confidential treatment for any portion of this submission?
D Yes
Y-6 report
Please identify the report items to which this request applies:
will be sent under separate cover
?�
D In accordance with the instructions on pages GEN-2
is not prepared
Fo• Federal Res RSSD ID C.I.
and
se Ooly
3,
a letter justifying the request is being provided.
D The information for which confidential treatment is sought
0 lPJ(,p.
is being submitted separately labeled "Confidential."
[RI No
Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response. with an average of 5.25 hou r s per response. including
tim e
to gather and
maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System. 20th and C Slreels. NW. Washington. DC20551. and to !he Office of Management and Budget. Paperwork Reduclion P'roj ec l (7100-0297), Washington. DC 20503.
12/2015
--------....................
------------
Form
FR Y-6
AMALGAMATED INVESTMENTS COMPANY REPORT ITEM 2 (a) DECEMBER 31, 2015
AMALGAMATED INVESTMENTS COMPANY
CHICAGO, ILLINOIS Incorporated in Illinois
I OWNS
100% OF THE FOLLOWING
I j
AMALGAMATED BANK OF CHICAGO
AMALGAMATED CAPITAL TRUST
CHICAGO, ILLINOIS
CHICAGO, ILLINOIS
Incorporated in Illinois
Incorporated in Illinois
I
OWNS
OWNS
100% OF THE FOLLOWING
100% OF THE FOLLOWING
I
MANAGING MEMBER
I
AMALGAMATED SAFE DEPOSIT COMPANY
BADEN MANOR LLC
CHICAGO, ILLINOIS
CHICAGO, ILLINOIS
Incorporated in Illinois
Incorporated in Illinois
Note: None of the entities above have been issued a Legal Entity Identifier (LEI)
1
Results: A Hst of branches for your holdIng company: AMALGAMATED INVESTMENTS COMPANY (1020676) of CIHCAGO, IL. The data are as or ll/31/2015. Data renech Information that was received and processed through 01/07/2016. ReconcillaUon •nd Verifatlon Stees
1.
In the Data Action column of each branch
row, enter one or more of the actions specif� below.
2. If required, ent� the date In the Effective Date column.
OK:
If the branch information Is correct, enter
'OK' In the Data Action column.
Chan�: If the branch Information Is Incorrect or Incomplete, revise the data, enter 'Change' In the Data Action column and the date when this Information first became valtd In the Effective
CloH:
If a branch listed WH sold or clo�. enter 'Close' In the Dita Action column and the sale or closure date in the Effective D•te column.
Delete: If a branch listed was never owned by this depository Institution, enter 'Delete' in the
Data Action column.
Add: If a reportable branch Is missing, Insert a row, add the branch data, and enter 'Add' In 1he Dita Action column and the openlnB or acquisition date in the
Effective Date column.
If prinl!ng this llst, you may need to adjust your page setup In MS heel. Try using landscape orientation, inge scaling. and/or legal siled paper. �bmission Procedure
Wh� you are finl�td. send• HVed copy to your FRB cont•ct. See the detaBed lnstrucUons on thk site for more Information. 1r you ue e--m