17 mutual funds cusips with surcharge page: 1 fund family [PDF]

DATE: 06/05/18

FUND FAMILY :

1320

CUSIP --------98212F104 98212F203 98212F302 98212F401

SYMBOL -----WPSMX WPITX WPINX IPSAX

FUND FAMILY :

1324

CUSIP --------589619824 589619881

SYMBOL -----MSGRX MRRGX

FUND FAMILY :

3270

CUSIP --------14064D873

SYMBOL -----FTHIX

FUND FAMILY :

3751

CUSIP --------66538A406

SYMBOL -----TWOAX

FUND FAMILY :

4729

CUSIP --------25264S676 25264S684

SYMBOL -----DHLYX DHMYX

FUND FAMILY :

4850

CUSIP --------52107V708

SYMBOL -----RLITX

FUND FAMILY : CUSIP --------413838657

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4851 SYMBOL -----OANEX

FUND FAMILY NAME :

WINNING POINTS FUNDS

CUSIP DESCRIPTION ------------------------WINNING POINTS TRUST SMALL COMPANY INCOME PLUS FUND CLASS I WINNING POINTS TRUST INTERNATIONAL COMPANY INCOME PLUS FUND CLASS I WINNING POINTS TRUST INCOME PLUS FUND CLASS I WP TRUST IPS STRATEGIC CAPITAL ABSOLUTE RETURN CLASS I

FUND FAMILY NAME :

MERIDIAN FUNDS

CUSIP DESCRIPTION ------------------------MERIDIAN SMALL CAP GROWTH FUND INSTITUTIONAL CLASS MERIDIAN GROWTH FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

FULLER & THALER FUNDS

CUSIP DESCRIPTION ------------------------FULLER & THALER BEHAVIORAL SMALL CAP EQUITY FUND CLASS R6

FUND FAMILY NAME :

TWO OAKS FUNDS

CUSIP DESCRIPTION ------------------------TWO OAKS DIVERSIFIED GROWTH AND INCOME FD CL A

FUND FAMILY NAME :

DIAMOND HILL FUNDS

CUSIP DESCRIPTION ------------------------DIAMOND HILL LARGE CAP FUND CLASS Y DIAMOND HILL SMALL MID CAP FUND CLASS Y

FUND FAMILY NAME :

LAZARD FUNDS

CUSIP DESCRIPTION ------------------------LAZARD INTL STRATEGIC EQUITY FD CL R6

FUND FAMILY NAME :

OAKMARK FUNDS

CUSIP DESCRIPTION ------------------------OAKMARK INTERNATIONAL SMALL CAP FUND INSTITUTIONAL CLASS

PAGE:

1

DATE: 06/05/18

FUND FAMILY :

4851

CUSIP --------413838673 413838699 413838707 413838723 413838749 413838764 413838780 413838806 413838848 413838863 413838871

SYMBOL -----OANGX OANLX OARMX OANIX OANWX OANBX OANMX OARLX OARGX OARIX OARBX

FUND FAMILY : CUSIP --------41664R218 41664R226 41664R234 41664R242 41664R267 41664R275 41664R283 41664R317 41664R325 41664T222 41664T248 41664T255 41664T263 41664T271 41664T297 41664T370 41664T396 41664T420 41664T438 41664T446 41664T453 41664T461 41664T479 41664T487 41664T495 41664T511 41664T529 41664T545 41664T560

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4856 SYMBOL -----HWDVX ITBVX HSNVX IHSVX HFMVX IHOVX HQIVX ITHVX HBLVX HWDFX ITBFX HSNFX IHSFX HSMFX HMKFX HBADX HMDFX HLOFX HILDX HNSFX IHOFX HNCFX HDVFX HIPFX HAHFX HGHFX HRAFX HLEFX

FUND FAMILY NAME :

OAKMARK FUNDS

CUSIP DESCRIPTION ------------------------OAKMARK GLOBAL FUND INSTITUTIONAL CLASS OAKMARK SELECT FUND INSTITUTIONAL CLASS OAKMARK FUND SERVICE CLASS OAKMARK INTERNATIONAL FUND INSTITUTIONAL CLASS OAKMARK GLOBAL SELECT FUND INSTITUTIONAL CLASS OAKMARK EQUITY AND INCOME FUND INSTITUTIONAL CLASS OAKMARK FUND INSTITUTIONAL CLASS OAKMARK SELECT FUND SERVICE CLASS OAKMARK GLOBAL FUND SERVICE CLASS OAKMARK INTERNATIONAL FUND SERVICE CLASS OAKMARK EQUITY AND INCOME FUND SERVICE CLASS

FUND FAMILY NAME :

HARTFORD FUNDS

CUSIP DESCRIPTION ------------------------THE HARTFORD WORLD BOND FUND CLASS R6 THE HARTFORD TOTAL RETURN BOND FUND CLASS R6 THE HARTFORD STRATEGIC INCOME FUND CLASS R6 THE HARTFORD SMALL COMPANY FUND CLASS R6 THE HARTFORD MIDCAP FUND CLASS R6 HARTFORD INT'L OPPORTUNITIES FUND CLASS R6 THE HARTFORD EQUITY INCOME FUND CLASS R6 HARTFORD CAPITAL APPRECIATION FD CL R6 HARTFORD BALANCED INCOME FUND CLASS R6 THE HARTFORD WORLD BOND FUND CLASS F THE HARTFORD UNCONSTRAINED BOND FUND CLASS F *MER* 41664T263 EFF 9/25/17 THE HARTFORD TOTAL RETURN BOND FUND CLASS F THE HARTFORD STRATEGIC INCOME FUND CLASS F THE HARTFORD SMALL COMPANY FUND CLASS F HARTFORD SMALL CAP CORE FUND CLASS F HARTFORD MUNICIPAL INCOME FUND CLASS F HARTFORD MODERATE ALLOCATION FUND CLASS F THE HARTFORD MID CAP FUND CLASS F HARTFORD LONG SHORT GLOBAL EQUITY FUND CLASS F THE HARTFORD INTERNATIONAL VALUE FUND CLASS F THE HARTFORD INTERNATIONAL SMALL COMPANY FUND CLASS F THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND CLASS F THE HARTFORD INTERNATIONAL GROWTH FUND CLASS F HARTFORD INTERNATIONAL EQUITY FUND CLASS F THE HARTFORD INFLATION PLUS FUND CLASS F THE HARTFORD HIGH YIELD FUND CLASS F THE HARTFORD HEALTHCARE FUND CLASS F THE HARTFORD GROWTH ALLOCATION FUND CLASS F HARTFORD GLOBAL EQUITY INCOME FUND CLASS F

PAGE:

2

DATE: 06/05/18

FUND FAMILY :

4856

CUSIP --------41664T578 41664T594 41664T610 41664T628 41664T636 41664T644 41664T651 41664T669 41664T677 41664T685 41664T693 41664T719 41664T727 41664T735 41664T743 416641785 41665K493 41665K543 41665X578 41665X594 41665X628 41665X644 41665X776 41665X784 41665X792 41665X818 41665X826 41665X834 41665X842 41665X859 41665X867 41665X883

SYMBOL -----HCTFX HFHFX HFLFX HQIFX HEOFX HLDFX HERFX HDGFX HGIFX HCVFX HCKFX HCAFX HBLFX ITTFX HGXVX HGOVX HDVVX HGXFX HVOFX HSLFX HTNFX HGOFX HFDFX HOOFX HFYFX HSWFX HSBFX HFZFX HHHFX HFKFX HFWFX

FUND FAMILY :

4862

CUSIP --------06828M785

SYMBOL -----BFGUX

FUND FAMILY : CUSIP --------465899151

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4879 SYMBOL -----IMMCX

FUND FAMILY NAME :

HARTFORD FUNDS

CUSIP DESCRIPTION ------------------------HARTFORD GLOBAL CAPITAL APPRECIATION FUND CLASS F THE HARTFORD FLOATING RATE HIGH INCOME FUND CLASS F THE HARTFORD FLOATING RATE FUND CLASS F THE HARTFORD EQUITY INCOME FUND CLASS F HARTFORD ENVIRONMENTAL OPPORTUNITIES FUND CLASS F THE HARTFORD EMERGING MARKETS LOCAL DEBT FUND CLASS F HARTFORD EMERGING MARKETS EQUITY FUND CLASS F THE HARTFORD DIVIDEND AND GROWTH FUND CLASS F HARTFORD CORE EQUITY FUND CLASS F THE HARTFORD CONSERVATIVE ALLOCATION FUND CLASS F HARTFORD CHECKS AND BALANCES FUND CLASS F THE HARTFORD CAPITAL APPRECIATION FUND CLASS F THE HARTFORD BALANCED INCOME FUND CLASS F THE HARTFORD BALANCED FUND CLASS F HARTFORD GLOBAL IMPACT FUND CLASS R6 THE HARTFORD GROWTH OPPORTUNITIES FUND CLASS R6 HARTFORD INTERNATIONAL EQUITY FUND CLASS R6 HARTFORD GLOBAL IMPACT FUND CLASS F HARTFORD QUALITY VALUE FUND CLASS F THE HARTFORD SMALL CAP GROWTH FUND CLASS F THE HARTFORD MUNICIPAL REAL RETURN FUND CLASS F THE HARTFORD GROWTH OPPORTUNITIES FUND CLASS F HARTFORD SCHRODERS U.S. SMALL MID CAP OPPORTUNITIES FUND CLASS F HARTFORD SCHRODERS U.S. SMALL CAP OPPORTUNITIES FUND CLASS F HARTFORD SCHRODERS INTERNATIONAL MULTI CAP VALUE FUND CLASS F HARTFORD SCHRODERS INTERNATIONAL STOCK FUND CLASS F HARTFORD SCHRODER GLOBAL STRATEGIC BOND FUND CLASS F HARTFORD SCHRODERS INCOME BUILDER FUND CLASS F HARTFORD SCHRODERS EMERGING MARKETS MULTI SECTOR BOND FUND CLASS F HARTFORD SCHRODERS EMERGING MARKETS EQUITY FUND CLASS F HARTFORD SCHRODERS TAX AWARE BOND FUND CLASS F HARTFORD SCHRODERS EMERGING MARKETS DEBT AND CURRENCY FUND CLASS F

FUND FAMILY NAME :

BARON FUNDS

CUSIP DESCRIPTION ------------------------BARON FOCUSED GROWTH FUND CLASS R6

FUND FAMILY NAME :

IVY FUNDS

CUSIP DESCRIPTION ------------------------IVY PICTET EMERGING MARKETS LOCAL CURRENCY DEBT FUND CLASS N

PAGE:

3

DATE: 06/05/18

FUND FAMILY :

4879

CUSIP --------46600A104 46600A203 46600A286 46600A302 46600A336 46600A393 46600A401 46600A468 46600A500 46600A534 46600A591 46600A609 46600A690 46600A708 46600A716 46600A724 46600A732 46600A740 46600A757 46600A765 46600A773 46600A781 46600A799 46600A807 46600A815 46600A823 46600A831 46600A849 46600A856 46600A864 46600A872 46600A880 46600B698 46600G739 46600G820

SYMBOL -----IASTX IBARX IPNNX IBNDX IMCNX IPRNX ICEQX IIRNX ICNGX IRUNX IDANX IVJRX IMEGX IVALX ISPVX IRGFX ISTNX IRSEX IGRFX IMIGX ILMDX ILGRX IENRX ITGRX IINCX IHIFX INRSX ILIAX IICNX IVBDX IEURX ICKNX IWGNX IATNX

FUND FAMILY :

4912

CUSIP --------40168W145 40169J200

SYMBOL -----SHYSX GIBRX

FUND FAMILY : CUSIP --------808089403

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4956 SYMBOL ------

FUND FAMILY NAME :

IVY FUNDS

CUSIP DESCRIPTION ------------------------IVY ASSET STRATEGY FUND CLASS N IVY BALANCED FUND CLASS N IVY PINEBRIDGE HIGH YIELD FUND CLASS N IVY SECURIAN CORE BOND N IVY PROSHARES MSCI ACWI INDEX FUND CLASS N IVY PROSHARES S&P 500 BOND INDEX FUND CLASS N IVY CORE EQUITY FUND CLASS N IVY PROSHARES INTEREST RATE HEDGED HIGH YIELD INDEX FUND CLASS N IVY CUNDILL GLOBAL VALUE FUND CLASS N IVY PROSHARES RUSSELL 2000 DIVIDEND GROWERS INDEX FUND CLASS N IVY PROSHARES S&P 500 DIVIDEND ARISTOCRATS INDEX FUND CLASS N IVY DIVIDEND OPPORTUNITIES FUND CLASS N *MER* 46600A864 EFF 2/23/18 IVY IG INTERNATIONAL SMALL CAP FUND CLASS N IVY EMERGING MARKETS EQUITY FUND CLASS N IVY VALUE FUND CLASS N IVY SMALL CAP VALUE FUND CLASS N IVY SMALL CAP GROWTH FUND CLASS N IVY SCIENCE AND TECHNOLOGY FUND CLASS N IVY SECURIAN REAL ESTATE SECURITIES FUND CLASS N IVY MID CAP GROWTH FUND CLASS N IVY MICRO CAP GROWTH FUND CLASS N IVY LIMITED-TERM BOND FUND CLASS N IVY LARGE CAP GROWTH FUND CLASS N IVY ENERGY FUND CLASS N IVY GLOBAL GROWTH FUND CLASS N IVY INTERNATIONAL CORE EQUITY FUND CLASS N IVY HIGH INCOME FUND CLASS N IVY NATURAL RESOURCES FUND CLASS N IVY GLOBAL INCOME ALLOCATION FUND CLASS N IVY GLOBAL EQUITY INCOME FUND CLASS N IVY GLOBAL BOND FUND CLASS N IVY EUROPEAN OPPORTUNITIES FUND CLASS N IVY CROSSOVER CREDIT FUND CLASS N IVY WILSHIRE GLOBAL ALLOCATION FUND CLASS N IVY ACCUMULATIVE FUND CLASS N

FUND FAMILY NAME :

GUGGENHEIM FUNDS

CUSIP DESCRIPTION ------------------------GUGGENHEIM HIGH YIELD FUND CLASS R6 GUGGENHEIM TOTAL RETURN BOND FUND CLASS R6

FUND FAMILY NAME :

SCHRODER FUNDS

CUSIP DESCRIPTION ------------------------SCHRODER GLOBAL MULTI CAP EQUITY FUND CLASS R6

PAGE:

4

DATE: 06/05/18

FUND FAMILY :

4970

CUSIP --------242411908 242411916 242511905 24299J819 616980108 616983102 617455308 617455670 617455688 617455696 61760X711 61766J807 61766J815 61766J856 812411916 812511905

SYMBOL ------

DWGXX MMCGX MUAIX MUIIX MULSX MGRPX MLNSX MUOSX MLMSX

FUND FAMILY :

4985

CUSIP --------46141P149

SYMBOL -----ORIKX

FUND FAMILY : CUSIP --------69338T609 69338T617 69338T625 69338T633 69338T690 69338T708 69338T724 69338T765 69338T773 69338T781 69338T807 69338T815 69338T823 69338T831 69338T849 69338T856

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4991 SYMBOL ------

PEEIX

FUND FAMILY NAME :

MORGAN STANLEY FUNDS

CUSIP DESCRIPTION ------------------------MORGAN STANLEY LIQUID ASSETS FUND CLASS A MORGAN STANLEY LIQUID ASSETS FUND CLASS B MORGAN STANLEY LIQUID ASSET EXCH. FUND CLASS C MORGAN STANLEY NY MUNICIPLE MONEY MKT FUND CLASS C MORGAN STANLEY LIQUID ASSETS MONEY MARKET FUND MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST MSIF TRUST MID CAP GROWTH PORTFOLIO FUND CL IS MORGAN STANLEY INST'L TRUST ULTRA- SHORT INCOME PORTFOLIO FD CL A MORGAN STANLEY TRUST ULTRA-SHORT INCOME PORTFOLIO FUND CLASS INST MORGAN STANLEY INST'L TRUST ULTRA- SHORT INCOME PORTFOLIO FD CL IR MSIF GROWTH PORTFOLIO FUND CLASS IS MSIF GLOBAL CONCENTRATED PORTFOLIO CLASS IS MSIF U.S. CORE PORTFOLIO CLASS IS MSIF GLOBAL CORE PORTFOLIO CLASS IS MORGAN STANLEY U.S. GOVT MONEY MKT TRUST EXCH. FD CL B MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET EXCHANGE FD

FUND FAMILY NAME :

INVESTMENT MANAGERS SERIES

CUSIP DESCRIPTION ------------------------OAK RIDGE SMALL CAP GROWTH FUND CLASS K

FUND FAMILY NAME :

PIMCO FUNDS

CUSIP DESCRIPTION ------------------------*PIMCO EQUITY INCOME FUND (ADMIN SHARES) MER 69338T617 EFF 6/22/01 PIMCO PEA GROWTH & INCOME FD *N/C* 018918375 EFF 4/1/05 *PIMCO GROWTH & INCOME FUND *N/C* 018918367 EFF 4/1/05 PIMCO CORE EQUITY FUND (ADMIN SHARES) PIMCO INTERNATIONAL FUND (ADMIN SHARES) *PIMCO OPCAP VALUE INSTITUTIONAL CLASS *N/C* 018918821 EFF 4/1/05 PIMCO EMERGING MARKETS FUND (ADMIN SHARES) PIMCO ENHANCED EQUITY FUND (ADMIN SHARES) PIMCO ENHANCED EQUITY FUND PIMCO SMALL-CAP GROWTH FUND (ADMIN SHARES) *PIMCO OPCAP VALUE FUND INST CLASS *N/C* 018918839 EFF 4/1/05 *PIMCO CCM EMERGING COMPANIES FUND ADMIN *N/C*018918185 EFF 4/1/05 *PIMCO CCM EMERGING COMPANIES FUND *N/C* 018918177 EFF 4/1/05 *PIMCO CCM MID-CAP FD ADMIN *N/C* 018918516 EFF 4/1/05 *PIMCO CCM MID-CAP FD *N/C* 018918508 EFF 4/1/05 *PIMCO CCM CAPITAL APPRECIATION FUND ADMIN *N/C*018918110 EFF 4/1/05

PAGE:

5

DATE: 06/05/18

FUND FAMILY : CUSIP --------69338T864 69338T872 69338T880 69338V109 693389207 693389215 693389454 693389710 693389769 693389827 693389835 693390130 693390148 693390205 693390304 693390403 693390460 693390486 693390536 693390544 693390551 693390593 693390601 693390619 693390627 693390650 693390668 693390684 693390692 693390700 693390726 693390734 693390759 693390767 693390775 693390791 693390841 693390858 693390866 693390874 693390882 693391104 693391112 693391450 693391500 693391518 693391559

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4991 SYMBOL ------

PNYIX PCIMX PSDIX PGBIX PGDAX PGOVX PTLDX PSTKX PSTIX PRADX PMBIX PMDRX PTSHX PDRAX PRFAX PHYAX PDFAX PADMX PFRAX PTTRX PTRAX PSFAX PPLAX PLDAX PLGBX PLDTX PHIYX PLDIX PTSAX PIGLX PFORX PRRIX PARRX PDMIX PTRIX PMTAX PEBIX

FUND FAMILY NAME :

PIMCO FUNDS

CUSIP DESCRIPTION ------------------------*PIMCO CCM CAPITAL APPRECIATION FUND *N/C* 018918102 EFF 4/1/05 *PIMCO NFJ SMALL- CAP VALUE FD *N/C* 018918706 EFF 4/1/05 *PIMCO NFJ SMALL CAP VALUE FD *N/C* 018918698 EFF 4/1/05 PIMCO PIMS INTL GROWTH FUND *MER* 72200P549 EFF 3/15/2 *PIMCO OPCAP RENAISSANCE FD INST CL *N/C* 018918623 EFF 4/1/05 *PIMCO OPCAP RENAISSANCE FD ADMIN *N/C*018918631 EFF 4/1/05 *PIMCO PEA GROWTH FD *N/C* 018918292 EFF 4/1/05 PIMCO NEW YORK MUNICIPAL BOND FUND INSTITUTIONAL CLASS PIMCO CALIFORNIA INTERMEDIATE MUNICIPAL BOND FUND INSTITUTIONAL CLASS PIMCO SHORT DURATION MUNICIPAL INCOME FUND INSTITUTIONAL CLASS PIMCO SHORT-DURATION MUNI INCOME FUND ADMIN CLASS PIMCO GLOBAL BOND (U.S. DOLLAR-HEDGED) INSTITUTIONAL CLASS PIMCO GLOBAL BOND (US DOLLAR-HEDGED) FUND ADMINISTRATIVE CLASS PIMCO LONG-TERM U.S. GOVERNMENT FUND INSTITUTIONAL CLASS PIMCO LOW DURATION FUND INSTITUTIONAL CLASS PIMCO STOCKS PLUS FUND INSTITUTIONAL CLASS PIMCO STRATEGIC BALANCED FUND PIMCO STOCKSPLUS SHORT FUND INSTITUTIONAL CLASS PIMCO MONEY MARKET FD INSTITUTIONAL CL *MER* 72202E534 EFF 9/22/2016 PIMCO TOTAL RETURN II FUND (ADMIN SHARES) PIMCO TOTAL RETURN II FUND INSTITUTIONAL CLASS PIMCO MODERATE DURATION FUND INSTITUTIONAL CLASS PIMCO SHORT-TERM FUND INSTITUTIONAL CLASS PIMCO LOW DURATION ESG FUND ADMIN CLASS PIMCO TOTAL RETURN ESG FUND ADMIN CLASS PIMCO HIGH-YIELD FUND (ADMIN SHARES) PIMCO LOW DURATION II FUND (ADMIN SHARES) PIMCO GLOBAL BOND FUND (UNHEDGED) (ADMIN SHARES) PIMCO FOREIGN BOND FUND U.S.$ (ADMIN SHARES) PIMCO TOTAL RETURN FUND INSTITUTIONAL CLASS PIMCO TOTAL RETURN FUND (ADMIN SHARES) PIMCO SHORT-TERM FUND (ADMIN SHARES) PIMCO STOCKS PLUS FUND (ADMIN SHARES) PIMCO LOW DURATION FUND (ADMIN SHARES) PIMCO LONG-TERM U.S. GOVERNMENT FUND (ADMIN SHARES) PIMCO LOW DURATION II FUND INSTITUTIONAL CLASS PIMCO HIGH YIELD FUND INSTITUTIONAL CLASS PIMCO LOW DURATION ESG FUND CLASS INST PIMCO TOTAL RETURN ESG FUND CLASS INSTL PIMCO GLOBAL BOND (UNHEDGED) FUND INSTITUTIONAL CLASS PIMCO FOREIGN BOND FUND (U.S. DOLLAR HEDGED) INSTITUTIONAL CLASS PIMCO REAL RETURN FUND INSTITUTIONAL CLASS PIMCO REAL RETURN FUND (ADMIN SHARES) PIMCO GNMA FUND INSTITUTIONAL CLASS PIMCO MORTGAGE-BACKED SECURITIES FUND INST CLASS PIMCO MORTGAGE-BACKED SECURITIES FUND ADMIN CLASS PIMCO EMERGING MARKETS BOND FUND INSTL CL

PAGE:

6

DATE: 06/05/18

FUND FAMILY : CUSIP --------693391567 693391641 693391658 693391823 693391831 693391880 72200P531 72200P549 72200P564 72200P572 72200P622 72200P648 72200Q182 72200Q257 72200Q380 72200Q505 72200Q570 722005170 722005220 722005592 722005618 722005626 722005642 722005659 722005667 722005816 72201F110 72201F250 72201F268 72201F276 72201F284 72201F292 72201F318 72201F326 72201F334 72201F342 72201F359 72201F367 72201F375 72201F409 72201F433 72201F482 72201F490 72201F516 72201F565 72201F573 72201F599

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4991 SYMBOL -----PEBAX PFMIX

PDIIX

PAUIX PRRSX PISIX PRAIX PDAAX PFIIX PFUIX PGCAX PAALX PAAIX PSPTX PCRRX PCRIX PIGIX PFATX POTAX PEOAX PNLAX PFNAX PRNAX PRMIX PROIX PRLIX PRWIX PRIEX PEBLX PLMIX PSLDX PIINX PIMIX PELBX PSKIX PEDIX

FUND FAMILY NAME :

PIMCO FUNDS

CUSIP DESCRIPTION ------------------------PIMCO EMERGING MARKETS BOND FUND (ADMIN SHARES) PIMCO MUNICIPAL BOND FUND ADMINISTRATIVE CLASS PIMCO MUNICIPAL BOND FUND INSTITUTIONAL CLASS PIMCO CONVERTIBLE FUND ADMINISTRATIVE CLASS PIMCO CONVERTIBLE FUND INSTITUTIONAL CLASS PIMCO DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS PIMCO RCM EMERGING MARKETS FUND *PIMCO RCM INTL GROWTH EQUITY FD *N/C* 018919621 EFF 4/1/05 *PIMCO RCM GLOBAL TECHNOLOGY FD *N/C* 018919464 EFF 4/1/05 *PIMCO RCM GLOBAL SMALL-CAP FD *N/C* 018919514 EFF 4/1/05 PIMCO RCM MID-CAP FD *N/C* 018919688 EFF 4/1/05 *PIMCO RCM LARGE CAP GROWTH FUND *N/C* 018919753 EFF 4/1/05 PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL SHARES PIMCO REAL ESTATE REAL RETURN STRATEGY FUND INSTITUTIONAL CLASS PIMCO STOCKPLUS INTERNATIONAL FUND INSTITUTIONAL CLASS (US DOLLAR HEDGED) PIMCO REAL RETURN ASSET FUND INSTITUTIONAL CLASS PIMCO DIVERSIFIED INCOME FUND ADMINISTRATIVE CLASS PIMCO LOW DURATION INCOME FUND INSTITUTIONAL CLASS PIMCO FOREIGN BOND (UNHEDGED) FUND INSTITUTIONAL SHARES PIMCO INVESTMENT GRADE CORPORATE BOND ADMIN CLASS PIMCO ALL ASSET FUND ADMIN CLASS PIMCO ALL ASSET FUND INSTITUTIONAL CLASS PIMCO STOCKSPLUS ABSOLUTE RETURN FD INSTITUTIONAL CLASS PIMCO COMMODITY REAL RETURN STRATEGY FUND ADMIN CLASS PIMCO COMMODITY REAL RETURN STRATEGY FUND INSTITUTIONAL CLASS PIMCO INVESTMENT GRADE CORPORATE BOND FUND INST CLASS PIMCO FUNDAMENTAL ADVANTAGE ABSOLUTE RETURN STRATEGY FUND INST CLASS PIMCO REALPATH 2050 FUND ADMIN CLASS PIMCO REALPATH 2040 FUND ADMIN CLASS PIMCO REALPATH 2030 FUND ADMIN CLASS PIMCO REALPATH 2020 FUND ADMIN CLASS PIMCO REALPATH INCOME FUND ADMIN CLASS PIMCO REALPATH 2050 FUND INSTITUTIONAL CLASS PIMCO REALPATH 2040 FUND INSTITUTIONAL CLASS PIMCO REALPATH 2030 FUND INSTITUTIONAL CLASS PIMCO REALPATH 2020 FUND INSTITUTIONAL CLASS PIMCO REALPATH INCOME FUND INSTITUTIONAL CLASS PIMCO FUNDAMENTAL ADV TAX-EFFICIENT STRAT FUND INSTI CL PIMCO EMERGING LOCAL BOND FUND ADMINISTRATIVE CLASS PIMCO EMERGING MARKETS CURRENCY FD INSTITUTIONAL CLASS PIMCO STOCKPLUS LONG DURATION FUND INSTITUTIONAL CLASS PIMCO INCOME FUND ADMIN CLASS PIMCO INCOME FUND INSTITUTIONAL CLASS PIMCO EMERGING LOCAL BOND FUND INSTITUTIONAL CLASS PIMCO STOCKPLUS INTERNATIONAL FUND (UNHEDGED) ADMIN CLASS PIMCO INTERNATIONAL STOCKSPLUS AR STRATEGY FUND (UNHEDGED) INST CL PIMCO EXTENDED DURATION FUND INSTITUTIONAL CLASS

PAGE:

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DATE: 06/05/18

FUND FAMILY : CUSIP --------72201F623 72201F656 72201F672 72201F771 72201F797 72201F805 72201F813 72201F821 72201F839 72201F854 72201M131 72201M446 72201M487 72201P100 72201P175 72201P209 72201P217 72201P266 72201P480 72201P498 72201P522 72201P589 72201P647 72201P688 72201P696 72201P746 72201P795 72201T102 72201T359 72201T417 72201T466 72201T540 72201T599 72201T672 72201T755 72201T763 72201T805 72201T839 72201U109 72201U216 72201U273 72201U331 72201U380 72201U448 72201U455 72201U513 72201U562

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4991 SYMBOL -----PLRIX PCDIX PHMIX PFUUX PSCSX

PXTAX PXTIX PEFIX PSAIX PFIUX PGAIX PCLIX

PEMIX PTCIX AMGXX AMAXX PUTIX PGPXX

PMHIX PQIIX

PMNIX PCKTX PLVTX PILVX PLVLX PQTIX PFSIX

FUND FAMILY NAME :

PIMCO FUNDS

CUSIP DESCRIPTION ------------------------PIMCO LONG DURATION TOTAL RETURN FD INSTL CL PIMCO CALIFORNIA SHORT DURATION MUNI INCOME FUND INSTL CL PIMCO HIGH YIELD MUNICIPAL FUND INST CLASS PIMCO FOREIGN BOND FUND (UNHEDGED) ADMIN CLASS PIMCO STOCKSPLUS SMALL FUND INSTITUTIONAL CLASS PIMCO FUNDAMENTAL INDEX PLUS FUND INSTITUTIONAL CLASS PIMCO FLOATING INCOME FUND ADMIN SHARES PIMCO EMERGING MARKETS CURRENCY FD ADMIN CLASS PIMCO RAE FUNDAMENTAL PLUS FUND ADMIN CLASS PIMCO RAE FUNDAMENTAL PLUS FUND INST CLASS PIMCO RAE FUNDAMENTAL PLUS EMG FUND INST CLASS PIMCO GLOBAL ADVANTAGE STRATEGY BOND FD INSTL CLASS PIMCO UNCONSTRAINED BOND FUND INSTL CLASS PIMCO GLOBAL MULTI ASSET FUND INSTL PIMCO COMMODITIES PLUS STRATEGY FUND INSTITUTIONAL CLASS PIMCO GLOBAL MULTI-ASSET FUND ADMIN CLASS PIMCO COMMODITIES PLUS SHORT STRATEGY FUND INSTL CLASS PIMCO TAX MANAGED REAL RETURN INSTL PIMCO REAL INCOME 2029 FUND INSTL PIMCO REAL INCOME 2019 FUND INSTITUTIONAL CLASS PIMCO EMERGING MARKETS CORPORATE BOND FUND INSTL CL PIMCO MUNIGO FUND INSTITUTIONAL CLASS PIMCO LONG-TERM CREDIT FUND INSTITUTIONAL CLASS PIMCO GOVERNMENT MONEY MARKET FUND CLASS C PIMCO GOVERNMENT MONEY MARKET FUND CLASS A PIMCO UNCONSTRAINED TAX MAN BOND FD INSTL CL PIMCO GOVERNMENT MONEY MARKET FUND CLASS I-2 PIMCO EQS PATHFINDER FUND INSTITUTIONAL CLASS PIMCO INTERNATIONAL DIVIDEND FUND INSTITUTIONAL CLASS PIMCO U.S. DIVIDEND FUND INSTITUTIONAL CLASS PIMCO BALANCED INCOME FUND INSTITUTIONAL CLASS PIMCO EQS LONG/SHORT FUND INSTITUTIONAL CLASS PIMCO GLOBAL DIVIDEND FUND INSTITUTIONAL CLASS PIMCO DIVIDEND AND INCOME FUND INSTITUTIONAL CLASS PIMCO EQS EMERGING MARKETS FUND ADMIN CLASS PIMCO EMERGING MULTI-ASSET FUND ADMIN CLASS PIMCO EMERGING MULTI-ASSET FUND INSTL CLASS PIMCO EQS EMERGING MARKETS FUND INSTL CLASS PIMCO NATIONAL INTERMEDIATE MUNICIPAL BOND FUND INSTITUTIONAL CLASS PIMCO SMALL CAP STOCKSPLUS AR STRATEGY FUND ADMINISTRATIVE CLASS PIMCO INTERNATIONAL LOW VOLATILITY RAFI-PLUS AR FUND INSTITUTIONAL CLASS PIMCO LOW VOLATILITY RAFI-PLUS AR FUND INSTITUTIONAL CLASS PIMCO EMG INTL LOW VOLATILITY RAFI-PLUS AR FUND INSTITUTIONAL CLASS PIMCO TRENDS MANAGED FUTURES STRATEGY FUND ADMINISTRATIVE CLASS PIMCO TRENDS MANAGED FUTURES STRATEGY FUND INSTITUTIONAL CLASS PIMCO UNCONSTRAINED BOND FUND ADMINISTRATIVE CLASS PIMCO EMERGING MARKETS FULL SPECTRUM BOND FUND INSTITUTIONAL CLASS

PAGE:

8

DATE: 06/05/18

FUND FAMILY : CUSIP --------72201U638 72201U760 72201U786 72201U802 72201U828 72201W162 72201W170 72201W204 72201W337 72201W394 72201W469 72201W477 72201W535 72201W543 72201W667 72201W675 72201W717 72201W790 72202E104 72202E526 72202E534 72202E609 72202E617 72202E682 72202E690 72202E716 72202E849 72202L207 72202L306 72202L421 72202L462 72202L504 72202L512 72202L553 72202L595 72202L603 72202L645 72202L686 72202L694 72202L728 72202L736 72202L751 72202L769 72202L785 72202L793 72202L801 72202L827

MUTUAL FUNDS CUSIPS WITH SURCHARGE

4991 SYMBOL -----PMZIX PAIQX PCTIX PAIDX PFZIX PFZMX PHSIX PIRMX PCARX PIVIX PIVNX PENTX PENMX PTSIX PCFIX PTUIX PSRIX PCPSX PGOXX PGYXX PWLIX PPIRX PFINX PQRZX PRQIX PXAIX PBRDX PBRNX PMJIX PKAIX PBZDX PPYIX PZRIX PFQIX PBZNX PEIFX PRQZX PRQDX PPQZX PPQDX PVQNX PVQDX PVPNX PVPRX PPZDX PDGZX

FUND FAMILY NAME :

PIMCO FUNDS

CUSIP DESCRIPTION ------------------------PIMCO MORTGAGE OPPORTUNITIES FUND INSTITUTIONAL CLASS PIMCO WORLDWIDE FUNDAMENTAL ADVANTAGE AR STRATEGY FUND INST PIMCO SHORT ASSET INVESTMENT FUND ADMINISTRATIVE CLASS PIMCO CALIFORNIA MUNICIPAL BOND FUND INSTITUTIONAL CLASS PIMCO SHORT ASSET INVESTMENT FUND INSTITUTIONAL CLASS PIMCO REALPATH 2045 FUND INSTITUTIONAL CLASS PIMCO REALPATH 2045 FUND ADMIN CLASS PIMCO HIGH YIELD SPECTRUM FUND INSTITUTIONAL CLASS PIMCO INFLATION RESPONSE MULTI- ASSET FUND INSTL CLASS PIMCO CREDIT ABSOLUTE RETURN FUND INSTITUTIONAL CLASS PIMCO REALPATH 2035 FUND INSTITUTIONAL CLASS PIMCO REALPATH 2035 FUND ADMIN CLASS PIMCO REALPATH 2025 FUND INSTITUTIONAL CLASS PIMCO REALPATH 2025 FUND ADMIN CLASS PIMCO RAE FUNDAMENTAL PLUS INTERNATIONAL FUND INSTITUTIONAL CLASS PIMCO RAE FUNDAMENTAL PLUS SMALL FUND INST CLASS PIMCO TOTAL RETURN FUND IV INSTITUTIONAL CLASS PIMCO SENIOR FLOATING RATE FUND INSTITUTIONAL CLASS PIMCO COMMODITIESPLUS STRATEGY FUND ADMINISTRATIVE CLASS PIMCO GOVERNMENT MONEY MARKET FUND ADMINISTRATIVE CLASS PIMCO GOVERNMENT MONEY MARKET FUND INSTITUTIONAL CLASS PIMCO WORLDWIDE LONG/SHORT FUNDAMENTAL STRATEGY FUND INST PIMCO REAL RETURN LIMITED DURATION FUND INSTITUTIONAL CLASS PIMCO PREFERRED AND CAPITAL SECURITIES FUND INSTL CL PIMCO REALPATH 2055 FUND ADMIN CLASS PIMCO REALPATH 2055 FUND INSTITUTIONAL CLASS PIMCO MULTI-STRATEGY ALTERNATIVE FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND INCOME FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND INCOME FUND INSTITUTIONAL CLASS PIMCO RAE FUNDAMENTAL U.S. SMALL FUND INSTITUTIONAL CLASS PIMCO RAE FUNDAMENTAL U.S. FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2020 FUND ADMINISTRATIVE CLASS PIMCO RAE FUNDAMENTAL INTERNATIONAL FUND INSTITUTIONAL CLASS PIMCO RAE FUNDAMENTAL GLOBAL EX-U.S. FUND INST CLASS PIMCO RAE FUNDAMENTAL GLOBAL FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2020 FUND INSTITUTIONAL CLASS PIMCO RAE FUNDAMENTAL EMERGING MARKETS FUND INST CLASS PIMCO REALPATH BLEND 2055 FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2055 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2050 FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2050 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2045 FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2045 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2040 FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2040 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2025 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2035 FUND INSTITUTIONAL CLASS

PAGE:

9

DATE: 06/05/18

FUND FAMILY :

4991

CUSIP --------72202L835 72202L850 72202L868 72202L884 72202M106

SYMBOL -----PDGDX PBPNX PBPRX PPZRX PFLEX

FUND FAMILY :

5471

CUSIP --------411512247 411512288 411512346 411512395 411512411 411512429 411512437 411512445 411512452 411512460 411512478 411512486 411512494 411512510 411512528 411512536

SYMBOL -----HHYRX HSRVX HNGSX HNEMX HNGIX HNGFX HNIDX HNINX HNVRX HNMVX HNLVX HNSOX HNSGX HNMGX HNACX HNISX

FUND FAMILY :

5484

CUSIP --------848604104

SYMBOL -----SOAAX

FUND FAMILY : CUSIP --------808509160 808509319 808509343 808509376

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5489 SYMBOL -----SFREX SFILX SFENX SFNNX

FUND FAMILY NAME :

PIMCO FUNDS

CUSIP DESCRIPTION ------------------------PIMCO REALPATH BLEND 2035 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2030 FUND INSTITUTIONAL CLASS PIMCO REALPATH BLEND 2030 FUND ADMINISTRATIVE CLASS PIMCO REALPATH BLEND 2025 FUND INSTITUTIONAL CLASS PIMCO FLEXIBLE CREDIT INCOME FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

HARBOR FUNDS

CUSIP DESCRIPTION ------------------------HARBOR HIGH YIELD OPPORTUNITIES FUND RETIREMENT SHARE CLASS HARBOR SMALL CAP VALUE OPPORTUNITIES FUND RETIREMENT CLASS HARBOR STRATEGIC GROWTH FUND RETIREMENT CLASS HARBOR EMERGING MARKETS EQUITY FUND RETIREMENT CLASS HARBOR GLOBAL LEADERS FUND RETIREMENT CLASS HARBOR INTERNATIONAL GROWTH FUND RETIREMENT CLASS HARBOR DIVERSIFIED INTERNATIONAL ALL CAP FUND RETIREMENT CLASS HARBOR INTERNATIONAL FUND RETIREMENT CLASS HARBOR SMALL CAP VALUE FUND RETIREMENT CLASS HARBOR MID CAP VALUE FUND RETIREMENT CLASS HARBOR LARGE CAP VALUE FUND RETIREMENT CLASS HARBOR SMALL CAP GROWTH OPPORTUNITIES FUND RETIREMENT CLASS HARBOR SMALL CAP GROWTH FUND RETIREMENT CLASS HARBOR MID CAP GROWTH FUND RETIREMENT CLASS HARBOR CAPITAL APPRECIATION FUND RETIREMENT CLASS HARBOR INTERNATIONAL SMALL CAP FUND RETIREMENT CLASS

FUND FAMILY NAME :

SPIRIT OF AMERICA FUNDS

CUSIP DESCRIPTION ------------------------SPIRIT OF AMERICAN INCOME FUND CLASS A

FUND FAMILY NAME :

SCHWAB FUNDS

CUSIP DESCRIPTION ------------------------SCHWAB FUNDAMENTAL GLOBAL REAL ESTATE INDEX FUND SCHWAB FUNDAMENTAL INTERNATIONAL SMALL COMPANY INDEX FUND SCHWAB FUNDAMENTAL MARKETS LARGE COMPANY INDEX FUND SCHWAB FUNDAMENTAL INTERNATIONAL LARGE COMPANY INDEX FUND

PAGE:

10

DATE: 06/05/18

FUND FAMILY :

5489

CUSIP --------808509418 808509442 808509756 808509830 808509848 808509855 808517106 808517205 808517502 808517692 808517718 808517817

SYMBOL -----SFSNX SFLNX SWTSX SWISX SWSSX SWPPX SNXFX

SWSBX SWAGX SWRSX

FUND FAMILY : CUSIP --------543902449 543908487 543908529 543908552 543908586 543913610 543913644 543913677 543919864 54400A662 54400A738 54400A761 54400A795 54400A837 54400A860 54400M690 54400M732 544001860 544004849 544004864 544006869 54401E143 54401E192 54401E309 54401E580 54401E606 54401E622 54401E655

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5500 SYMBOL -----LSDOX LCDVX LDMVX LARVX LAMHX LRSVX LGOVX LMCHX LINVX LICVX LVOVX LGLVX LAVVX ALFVX LVMHX LCAVX LAFVX LBNOX LBNVX LADVX LOLDX LOGVX LDSVX LTRHX BLAVX LDLVX LIFVX

FUND FAMILY NAME :

SCHWAB FUNDS

CUSIP DESCRIPTION ------------------------SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX FUND SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX FUND SCHWAB TOTAL STOCK MARKET INDEX FUND SCHWAB INTERNATIONAL INDEX FUND SCHWAB SMALL-CAP INDEX FUND SCHWAB S&P 500 INDEX FUND SCHWAB 1000 INDEX FUND SCHWAB SHORT-TERM BOND MARKET FUND SCHWAB TOTAL BOND MARKET FUND SCHWAB SHORT TERM BOND INDEX FUND SCHWAB U.S. AGGREGATE BOND INDEX FUND SCHWAB TREASURY INFLATION PROTECTED SECURITIES INDEX FUND

FUND FAMILY NAME :

LORD ABBETT FUNDS

CUSIP DESCRIPTION ------------------------LORD ABBETT SHORT DURATION TAX FREE FUND CLASS F3 LORD ABBETT EMERGING MARKETS CORPORATE DEBT FUND CLASS R6 LORD ABBETT EMERGING MARKETS LOCAL BOND FUND CLASS R6 LORD ABBETT EMERGING MARKETS CURRENCY FUND CLASS R6 LORD ABBETT MULTI ASSET GLOBAL OPPORTUNITY FUND CLASS R6 LORD ABBETT CALIBRATED DIVIDEND GROWTH FUND CLASS R6 LORD ABBETT SMALL CAP VALUE FUND CLASS R6 LORD ABBETT GROWTH OPPORTUNITIES FUND CLASS R6 LORD ABBETT MID-CAP STOCK FUND CLASS R6 LORD ABBETT INTERNATIONAL OPPORTUNITIES FUND CLASS R6 LORD ABBETT INTERNATIONAL CORE EQUITY FUND CLASS R6 LORD ABBETT VALUE OPPORTUNITIES FUND CLASS R6 LORD ABBETT GROWTH LEADERS FUND CLASS R6 LORD ABBETT FUNDAMENTAL EQUITY FUND CLASS R6 LORD ABBETT ALPHA STRATEGY FUND CLASS R6 LORD ABBETT CALIBRATED MID CAP VALUE FUND CLASS R6 LORD ABBETT CALIBRATED LARGE CAP VALUE FUND CLASS R6 LORD ABBETT AFFILIATED FUND CLASS R6 LORD ABBETT BOND DEBENTURE FUND CLASS F3 LORD ABBETT BOND DEBENTURE FUND CLASS R6 LORD ABBETT DEVELOPING GROWTH FUND CLASS R6 LORD ABBETT SHORT DURATION INCOME FUND CLASS F3 LORD ABBETT INCOME FUND CLASS F3 LORD ABBETT DIVERSIFIED EQUITY STRATEGY FUND CLASS R6 LORD ABBETT TOTAL RETURN FUND CLASS R6 LORD ABBETT MULTI- ASSET BALANCED OPPORTUNITY FUND CLASS R6 LORD ABBETT SHORT DURATION INCOME FUND CLASS R6 LORD ABBETT INFLATION FOCUSED FUND CLASS R6

PAGE:

11

DATE: 06/05/18

FUND FAMILY :

5500

CUSIP --------54401E689 54401E721 54401E754 54401E788 54401E820 54401E853 54401E887

SYMBOL -----LAUVX LHYVX LRRVX LCRVX LCFVX LGIVX LIXVX

FUND FAMILY : CUSIP --------197199284 197199318 197199326 197199359 197199383 197199425 197199458 197199474 19763T806 19765E823 19765M213 19765M221 19765M239 19765Y274 19765Y324 19765Y332 19765Y340 19765Y357 19765Y365 19766B224 19766B232 19766B240 19766B646 19766C271 19766C289 19766C495 19766C511 19766C545 19766C560 19766C586 19766J342 19766J359 19766J367

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5501 SYMBOL -----CAEYX CPHRX CYYYX CUSYX CSLYX CSIRX CCYIX CRBYX CIOYX CMGUX CSBYX CECYX CMVYX CBFYX CLSYX CSVYX CSGYX CMGYX CGFYX CPHNX CPDGX CRRYX CMIYX CLDYX CABYX CHYYX CGBYX CEBYX CDOYX CDEYX CATYX CGTYX CCOYX

FUND FAMILY NAME :

LORD ABBETT FUNDS

CUSIP DESCRIPTION ------------------------LORD ABBETT INCOME FUND CLASS R6 LORD ABBETT HIGH YIELD FUND CLASS R6 LORD ABBET FLOATING RATE FUND CLASS R6 LORD ABBETT CORE FIXED INCOME FUND CLASS R6 LORD ABBETT CONVERTIBLE FUND CLASS R6 LORD ABBETT MULTI- ASSET GROWTH FUND CLASS R6 LORD ABBETT MULTI ASSET INCOME FUND CLASS R6

FUND FAMILY NAME :

COLUMBIA FUNDS

CUSIP DESCRIPTION ------------------------COLUMBIA ACORN EUROPEAN FUND INST3 CLASS COLUMBIA ACORN EMERGING MARKETS FUND INST 3 CLASS COLUMBIA THERMOSTAT FUND INST3 CLASS COLUMBIA ACORN USA FUND INST3 CLASS COLUMBIA ACORN SELECT FUND INST3 CLASS COLUMBIA ACORN INTERNATIONAL SELECT FUND INST3 CLASS COLUMBIA ACORN INTERNATIONAL FUND INST3 CLASS COLUMBIA ACORN FUND INST3 CLASS COLUMBIA INCOME OPPORTUNITIES FUND INST3 CLASS CMG ULTRA SHORT TERM BOND FUND COLUMBIA SHORT TERM BOND FUND INST3 CLASS COLUMBIA LARGE CAP ENHANCED CORE FUND INST3 CLASS COLUMBIA MID CAP VALUE FUND INST3 CLASS COLUMBIA BOND FUND INSTITUTIONAL 3 CLASS COLUMBIA GLOBAL DIVIDEND OPPORTUNITY FUND INSTITUTIONAL 3 CL COLUMBIA SMALL CAP VALUE FUND I INSTITUTIONAL 3 CLASS COLUMBIA SMALL CAP GROWTH I FUND INSTITUTIONAL 3 CLASS COLUMBIA MID CAP GROWTH FUND INSTITUTIONAL 3 CLASS COLUMBIA LARGE CAP GROWTH FUND INSTITUTIONAL 3 CLASS COLUMBIA CAPITAL ALLOCATION MODERATE AGGRESSIVE PORT INST3 CL COLUMBIA CAPITAL ALLOCATION MODERATE CONSERVATIVE PORT FUND INST3 CLASS COLUMBIA SMALL CAP VALUE FUND II INST3 CLASS COLUMBIA SELECT INTERNATIONAL EQUITY FUND INST3 CLASS COLUMBIA LIMITED DURATION CREDIT FUND INST3 CLASS COLUMBIA ABSOLUTE RETURN CURRENCY AND INCOME FUND INST3 CLASS COLUMBIA HIGH YIELD BOND FUND INST3 CLASS COLUMBIA GLOBAL BOND FUND INST3L CLASS COLUMBIA EMERGING MARKETS BOND FUND INST3 CLASS COLUMBIA DIVIDEND OPPORTUNITY FUND INST3 CLASS COLUMBIA LARGE CAP VALUE FUND INSTITUTIONAL 3 CLASS COLUMBIA STRATEGIC MUNICIPAL INCOME FUND INST3 CLASS COLUMBIA SELIGMAN GLOBAL TECHNOLOGY FUND INST3 CLASS COLUMBIA SELIGMAN COMMUNICATIONS AND INFORMATION FUND INST3 CLASS

PAGE:

12

DATE: 06/05/18

FUND FAMILY : CUSIP --------19766J375 19766J383 19766J391 19766J417 19766J425 19766J433 19766J441 19766J458 19766J466 19766J474 19766J516 19766J581 19766J730 19766M204 19766M345 19766M626 19766M659 19766M709 19766M758 19766M824 19766M840 19766M873 19766N400 19766N608 19766N806 19766N830 19766P678 19766P686 19766P694 19766P710 19766P728 19766P736 19766P744 19766P751 19766P769 19766P777 19766P785 19766P793 19766P819 19766P827 19767A373 19767A381 19767A399 19767A415 19767A423 19767A431 19767A449

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5501 SYMBOL -----CSEYX CMOYX CMNYX CINYX CIBYX CGMXX CGOYX CGLYX CFCYX COLYX CUGYX CEVYX CBDYX CPHUX CPFRX CCWRX COFYX CTBYX CEKYX CDDYX CRIYX CPDHX CPDMX CPDIX CPHPX CSPYX CSMYX CLEYX CGGYX CMDYX CLPYX CLRYX CGSYX CVAYX CSOYX CNCYX CMYYX CGIYX CCBYX CHHYX

CTEYX CREYX CPAYX CNTYX

FUND FAMILY NAME :

COLUMBIA FUNDS

CUSIP DESCRIPTION ------------------------COLUMBIA SELECT GLOBAL EQUITY FUND INST3 CLASS COLUMBIA MORTGAGE OPPORTUNITIES FUND INST3 CLASS COLUMBIA MINNESOTA TAX-EXEMPT FUND INST3 CLASS COLUMBIA INFLATION PROTECTED SECURITIES FUND INST3 CLASS COLUMBIA INCOME BUILDER FUND INST3 CLASS COLUMBIA GOVERNMENT MONEY MARKET FUND INST3 CLASS COLUMBIA GLOBAL OPPORTUNITIES FUND INST3 CLASS COLUMBIA GLOBAL INFRASTRUCTURE FUND INST3 CLASS COLUMBIA FLEXIBLE CAPITAL INCOME FUND INST3 CLASS COLUMBIA CONTRARIAN ASIA PACIFIC FUND INST3 CLASS COLUMBIA DISCIPLINED VALUE FUND INST3 CLASS COLUMBIA QUALITY INCOME FUND INST3 CLASS COLUMBIA GLOBAL EQUITY VALUE FUND INSTA3 CLASS COLUMBIA BALANCED FUND INST3 CLASS COLUMBIA STRATEGIC INCOME FUND INST3 CLASS COLUMBIA DISCIPLINED SMALL CORE FUND INST3 CLASS COLUMBIA SELECT LARGE CAP GROWTH FUND INST3 CLASS COLUMBIA CONTRARIAN CORE FUND INST3 CLASS COLUMBIA INTERMEDIATE BOND FUND INST3 CLASS COLUMBIA EMERGING MARKETS FUND INST3 CLASS COLUMBIA DIVIDEND INCOME FUND INST3 CLASS COLUMBIA CORPORATE INCOME FUND INST3 CLASS COLUMBIA CAPITAL ALLOCATION CONSERVATIVE PORTFOLIO INST3 CL COLUMBIA CAPITAL ALLOCATION MODERATE PORTFOLIO INST3 CL COLUMBIA CAPITAL ALLOCATION AGGRESSIVE PORTFOLIO INST3 CL COLUMBIA SMALL/MID CAP VALUE FUND INST3 CLASS COLUMBIA SMALL CAP INDEX FUND INST3 CLASS COLUMBIA SHORT TERM MUNICIPAL BOND FUND INST3 CLASS COLUMBIA SELECT LARGE CAP EQUITY FUND INST3 CLASS COLUMBIA SELECT GLOBAL GROWTH FUND INST3 CLASS COLUMBIA MID CAP INDEX FUND INST3 CLASS COLUMBIA LARGE CAP INDEX FUND INST3 CLASS COLUMBIA LARGE CAP GROWTH FUND III INST3 CLASS COLUMBIA GLOBAL STRATEGIC EQUITY FUND INST3 CLASS COLUMBIA AMT-FREE VIRGINIA INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE SOUTH CAROLINA INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE NORTH CAROLINA INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE MARYLAND INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE GEORGIA INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE CALIFORNIA INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA HIGH YIELD MUNICIPAL FUND INST3 CLASS COLUMBIA U.S. TREASURY INDEX FUND INST3 CLASS COLUMBIA U.S. SOCIAL BOND FUND INST3 CL COLUMBIA TAX-EXEMPT FUND INST3 CLASS COLUMBIA REAL ESTATE EQUITY FUND INST3 CLASS COLUMBIA PACIFIC/ AISA FUND INST3 CLASS COLUMBIA STRATEGIC NEW YORK MUNICIPAL INCOME FUND INST3 CLASS

PAGE:

13

DATE: 06/05/18

FUND FAMILY :

5501

CUSIP --------19767A456 19767A464 19767A472 19767A480 19767A498 19767A514 19767A522 19767A530 19767A548 19767A555 19767A563 19767A647 19767X761 19767X787 19767X811 19767X837

SYMBOL -----CMUYX CGCYX CGEYX CDRYX CDAYX CCXYX CORYX CNYYX CIMYX CCTYX CGTUX CAIJX CAIHX CAIEX CAIDX

FUND FAMILY :

5502

CUSIP --------723755104

SYMBOL -----PMTXX

FUND FAMILY : CUSIP --------23337T409 23337T607 25155T411 25155T429 25155T445 25155T452 25155T460 25156A692 25156A718 25156G582 25156G640 25157M539 25157M562 25157M596 25157M612 25157M620

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5503 SYMBOL -----SPMXX SCRXX SDURX GRRGX KSTZX PPLZX KHYQX KGDZX TOLZX SUIRX SERZX SZCRX DCURX SSDZX SUWZX SDGZX

FUND FAMILY NAME :

COLUMBIA FUNDS

CUSIP DESCRIPTION ------------------------COLUMBIA MULTI-ASSET INCOME FUND INST3 CLASS COLUMBIA GREATER CHINA FUND INST3 CLASS COLUMBIA GLOBAL ENERGY AND NATURAL RESOURCES FUND INST3 CLASS COLUMBIA DIVERSIFIED REAL RETURN FUND INST3 CLASS COLUMBIA DIVERSIFIED ABSOLUTE RETURN FUND INST3 CLASS COLUMBIA STRATEGIC CALIFORNIA MUNICIPAL INCOME FUND INST3 CLASS COLUMBIA AMT-FREE OREGON INTERMEDIATE MUNI BOND FUND INST3 COLUMBIA AMT-FREE NEW YORK INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE MASSACHUSETTS INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA AMT-FREE INTERMEDIATE MUNI BOND FUND INST3 CLASS COLUMBIA AMT-FREE CONNECTICUT INTERMEDIATE MUNI BOND FUND INST3 CL COLUMBIA GLOBAL TECHNOLOGY GROWTH FUND INSTITUTIONAL 3 CLASS COLUMBIA ADAPTIVE RETIREMENT 2055 FUND INSTL 3 CLASS COLUMBIA ADAPTIVE RETIREMENT 2045 FUND INSTL 3 CLASS COLUMBIA ADAPTIVE RETIREMENT 2035 FUND INSTL 3 CLASS COLUMBIA ADAPTIVE RETIREMENT 2025 FUND INST3 CLASS

FUND FAMILY NAME :

PIONEER FUNDS

CUSIP DESCRIPTION ------------------------PIONEER U.S. GOV'T MONEY MARKET FUND CLASS A

FUND FAMILY NAME :

DWS FUNDS

CUSIP DESCRIPTION ------------------------DEUTSCHE GOVERNMENT MONEY MARKET SERIES INST PS DEUTSCHE GOVERNMENT MONEY MARKET SERIES INST PRS DEUTSCHE ULTRA SHORT DURATION FUND CLASS R6 DEUTSCHE GNMA FUND CLASS R6 DEUTSCHE MULTISECTOR INCOME FUND CLASS R6 DEUTSCHE SHORT DURATION FUND CLASS R6 DEUTSCHE HIGH INCOME FUND CLASS R6 DEUTSCHE GLOBAL SMALL CAP FUND CLASS R6 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CLASS R6 DEUTSCHE CROCI INTERNATIONAL FUND CLASS R6 DEUTSCHE WORLD DIVIDEND FUND CLASS R6 DEUTSCHE SMALL CAP CORE FUND CLASS R6 DEUTSCHE CROCI U.S. FUND CLASS R6 DEUTSCHE SMALL CAP GROWTH FUND CLASS R6 DEUTSCHE CORE EQUITY FUND CLASS R6 DEUTSCHE CAPITAL GROWTH FUND CLASS R6

PAGE:

14

DATE: 06/05/18

FUND FAMILY :

5503

CUSIP --------25157W842 25157W875 25159G712 25159G720 25159K697 25159K713 25159K721 25159L448 25159L497 25159L513 25159R106 25159R502 25159R601 25159R775 25159R841 25159R866 461473860

SYMBOL -----SZIRX DFRRX MIDUX AAAVX KTRZX SKRRX RRRZX BTIIX BTUSX BTAEX DMFRX SXPRX BTIRX ITVXX

FUND FAMILY : CUSIP --------023375777 023375819 024071771 024071813 02629H778 02629H810 02629W775 02629W817 02630B703 02630D774 02630D816 02630F779 02630F811 02630Q106 02630Q205 02630Q304 02630Q403 02630Q502 02630R104 02630R344 02630R351 02630R369 02630R443

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5504 SYMBOL -----FMACX RAFGX AFMBX RLBGX CFBFX RCBFX GFBLX RGBGX EXCAX FILBX RILFX FDWGX RDWGX BLPDX INPDX TYIFX PPFFX TYEFX RBAGX PGXFX GAIHX GWPDX RGGGX

FUND FAMILY NAME :

DWS FUNDS

CUSIP DESCRIPTION ------------------------DEUTSCHE CORE PLUS INCOME FUND CLASS R DEUTSCHE FLOATING RATE FUND CLASS R6 DEUTSCHE SMALL CAP VALUE FUND CLASS R6_*MER* 25157M539 EFF 2/9/18 DEUTSCHE MID CAP VALUE FUND CLASS R6 DEUTSCHE SELECT ALTERNATIVE ALLOCATION FD CL R6 *MER* 25159K713 EFF 11/17/17 DEUTSCHE ALTERNATIVE ASSET ALLOCATION FD CL R6 DEUTSCHE GLOBAL INCOME BUILDER FUND CLASS R6 DEUTSCHE ENHANCED COMMODITY STRATEGY FUND CLASS R6 DEUTSCHE REAL ESTATE SECURITIES INCOME FUND CLASS R6 DEUTSCHE REAL ESTATE SECURITIES FUND CLASS R6 DEUTSCHE EQUITY 500 INDEX FUND INSTITUTIONAL CLASS DEUTSCHE U.S. BOND INDEX FUND INSTITUTIONAL CLASS DEUTSCHE EAFE EQUITY INDEX FUND INSTITUTIONAL CLASS DEUTSCHE U.S. MULTI-FACTOR FUND CLASS R6 DEUTSCHE S&P 500 INDEX FUND CLASS R6 DEUTSCHE EQUITY 500 INDEX FUND CLASS R6 ICT TREASURY PORTFOLIO FUND

FUND FAMILY NAME :

AMERICAN FUNDS

CUSIP DESCRIPTION ------------------------AMCAP FUND CLASS F3 AMCAP FUNDS CLASS R6 AMERICAN BALANCED FUND CLASS F3 AMERICAN BALANCED FUND CLASS R6 AMERICAN FUNDS CORPORATE BOND FUND CLASS F3 AMERICAN CORPORATE BOND FUND CLASS R6 AMERICAN FUNDS GLOBAL BALANCED FUND CLASS F3 AMERICAN FUNDS GLOBAL BALANCED FUND CLASS R6 THE TAX-EXEMPT FUND OF CALIFORNIA CLASS F3 AMERICAN FUNDS INFLATION LINKED BOND FUND CLASS F3 AMERICAN FUNDS INFLATION LINKED BOND FUND CLASS R-6 AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND CLASS F3 AMERICAN DEVELOPING WORLD GROWTH AND INCOME FUND CL R-6 AMERICAN FUNDS MODERATE GROWTH AND INCOME FUND CLASS F-3 AMERICAN FUNDS CONSERVATIVE GROWTH AND INCOME FUND CLASS F-3 AMERICAN FUNDS TAX-ADVANTAGED GROWTH AND INCOME FUND CLASS F-3 AMERICAN FUNDS PRESERVATION PORTFOLIO CLASS F3 AMERICAN FUNDS TAX-EXEMPT PRESERVATION PORTFOLIO CLASS F3 AMERICAN FUNDS MODERATE GROWTH AND INCOME FUND CLASS R-6 AMERICAN FUNDS GLOBAL GROWTH PORTFOLIO CLASS F3 AMERICAN FUNDS GROWTH AND INCOME PORTFOLIO CLASS F3 AMERICAN FUNDS GROWTH PORTFOLIO CLASS F3 AMERICAN GLOBAL GROWTH PORTFOLIO FUND CLASS R-6

PAGE:

15

DATE: 06/05/18

FUND FAMILY : CUSIP --------02630R625 02630R799 02630T217 02630T282 02630T290 02630T316 02630T324 02630T332 02630T340 02630T357 02630T365 02630T373 02630U776 02630U818 02630V774 02630V816 02630W707 02630X606 02630Y273 02630Y638 026300772 026300814 02631C320 02631E771 02631E789 02631F778 02631F786 02631L528 02631L536 02631L544 02631L585 02631L726 02631L858 02631V104 02631V203 02631V302 02631V401 02631V500 02631V609 02631V708 02631V807 02631V864 02631V872 02631V880 026545806 026547778 026547810

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5504 SYMBOL -----RGWGX RGNGX RFKTX RFTTX RFJTX RRCTX RFDTX RFETX RFFTX RFGTX RFHTX RFITX USGXX RAFXX AFFMX RMAGX SFTEX TFNYX RINGX RPPGX USGFX RGVGX RFUTX ANBGX RANGX EBNGX REGGX FIEWX FIMWX FICWX RVRPX RURPX RTRPX DJTFX FDBTX FCCTX FDDTX FCETX FDFTX FCGTX FCHTX FCKTX FCJTX DITFX HIMFX HIGFX RITGX

FUND FAMILY NAME :

AMERICAN FUNDS

CUSIP DESCRIPTION ------------------------AMERICAN GROWTH PORTFOLIO FUND CLASS R-6 AMERICAN GROWTH AND INCOME PORTFOLIO FUND CLASS R-6 AMERICAN FUNDS 2055 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2010 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2015 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2020 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2025 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2030 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2035 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2040 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2045 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS 2050 TARGET DATE RETIREMENT FD CL R6 AMERICAN FUNDS U.S. GOVERNMENT MONEY MARKET FUND CLASS F3 AMERICAN FUNDS U.S. GOVERNMENT MONEY MARKET FUND CLASS R6 AMERICAN FUNDS MORTGAGE FUND CLASS F3 AMERICAN FUNDS MORTGAGE FUND CLASS R6 AMERICAN FUNDS SHORT-TERM TAX-EXEMPT BOND FUND CLASS F3 AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK CLASS F3 AMERICAN FUNDS CONSERVATIVE GROWTH AND INCOME FUND CLASS R-6 AMERICAN PRESERVATION PORTFOLIO FUND CLASS R-6 U.S. GOVERNMENT SECURITIES FUND CLASS F3 U.S. GOVERNMENT SECURITIES FUND CLASS R6 AMERICAN FUNDS 2060 TARGET DATE FUND CLASS R6 AMERICAN FUNDS STRATEGIC BOND FUND CLASS F3 AMERICAN FUNDS STRATEGIC BOND FUND CLASS R-6 AMERICAN FUNDS EMERGING MARKETS BOND FUND CLASS F3 AMERICAN EMERGING MARKETS BOND FUND CLASS R6 AMERICAN FUNDS RETIREMENT INCOME PORTFOLIO ENCHANCED CLASS F3 AMERICAN FUNDS RETIREMENT INCOME PORTFOLIO MODERATE CLASS F3 AMERICAN FUNDS RETIREMENT INCOME PORTFOLIO CONSERVATIVE CL F3 AMERICAN FUNDS RETIREMENT INCOME PORT ENHANCED FUND CLASS R-6 AMERICAN FUNDS RETIREMENT INCOME PORT MODERATE FUND CLASS R-6 AMERICAN FUNDS RETIREMENT INCOME PORT CONSERVATIVE FUND CLASS R-6 AMERICAN FUNDS 2010 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2015 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2020 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2025 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2030 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2035 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2040 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2045 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2060 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2055 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN FUNDS 2050 TARGET DATE RETIREMENT FUND CLASS F3 AMERICAN HIGH-INCOME MUNICIPAL BOND FUND CLASS F3 AMERICAN HIGH-INCOME TRUST CLASS F3 AMERICAN HIGH-INCOME TRUST CLASS R6

PAGE:

16

DATE: 06/05/18

FUND FAMILY : CUSIP --------027681774 027681816 097873772 097873814 14008R202 14008R301 140193780 140193822 14042Y106 14042Y205 14042Y304 14042Y403 14042Y502 14042Y601 14042Y700 14042Y809 140541111 140541814 140543117 140543810 290886100 290886209 298706110 298706821 360802771 360802813 399874775 399874817 453320772 453320814 458809787 458809811 45956T774 45956T816 461308777 461308819 532726809 643822778 643822810 648018778 648018810 649280773 649280815 82524A771 82524A813 831681770 831681812

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5504 SYMBOL -----AFMFX RMFGX BFFAX RBFGX CTPFX ETPFX CFIHX RIRGX CCMPX CCSTX CCBPX CSTMX CCCMX CNUSX CGLOX CUSEX WFBFX RCWGX FWGIX RWIGX EMRGX EMGEX FEUPX RERGX FUNFX RFNGX GAFFX RGAGX FIFAX RIDGX IFBFX RBOGX IGAIX RIGGX FFICX RICGX FLTEX FNEFX RNGGX FNPFX RNPGX FNWFX RNWGX FSBTX RMMGX SFCWX RLLGX

FUND FAMILY NAME :

AMERICAN FUNDS

CUSIP DESCRIPTION ------------------------AMERICAN MUTUAL FUND CLASS F3 AMERICAN MUTUAL FUND CLASS R6 THE BOND FUND OF AMERICA CLASS F3 THE BOND FUND OF AMERICA CLASS R6 CAPITAL GROUP EMERGING MARKETS TOTAL OPP FUND CLASS F2 CAPITAL GROUP EMERGING MARKETS TOTAL OPP FUND CLASS F3 CAPITAL INCOME BUILDER CLASS F3 CAPITAL INCOME BUILDER FUND CLASS R6 CAPITAL GROUP MUNICIPAL FUND CLASS M CAPITAL GROUP CALIFORNIA SHORT TERM MUNICIPAL FUND CLASS M CAPITAL GROUP CORE BOND FUND CLASS M CAPITAL GROUP SHORT TERM MUNICIPAL FUND CLASS M CAPITAL GROUP CALIFORNIA CORE MUNICIPAL FUND CLASS M CAPITAL GROUP INTERNATIONAL EQUITY FUND CLASS M CAPITAL GROUP GLOBAL EQUITY FUND CLASS M CAPITAL GROUP U.S. EQUITY FUND CLASS M CAPITAL WORLD BOND FUND CLASS F3 CAPITAL WORLD BOND FUND CLASS R6 CAPITAL WORLD GROWTH AND INCOME FUND CLASS F3 CAPITAL WORLD GROWTH & INCOME FUND CLASS R6 CAPITAL GROUP EMERGING MARKETS GROWTH FUND CLASS M CAPITAL GROUP EMERGING MARKETS GROWTH FUND CLASS F3 EUROPACIFIC GROWTH FUND CLASS F3 EUROPACIFIC GROWTH FUND CLASS R6 FUNDAMENTAL INVESTORS CLASS F3 FUNDAMENTAL INVESTORS CLASS R6 THE GROWTH FUND OF AMERICA CLASS F3 THE GROWTH FUND OF AMERICA CLASS R6 THE INCOME FUND OF AMERICA CLASS F3 THE INCOME FUND OF AMERICA CLASS R6 INTERMEDIATE BOND FUND OF AMERICA CLASS F3 INTERMEDIATE BOND FUND OF AMERICA CLASS R6 INTERNATIONAL GROWTH AND INCOME FUND CLASS F3 INTERNATIONAL GROWTH AND INCOME FUND CLASS R6 THE INVESTMENT COMPANY OF AMERICA CLASS F3 THE INVESTMENT COMPANY OF AMERICA CLASS R6 LIMITED TERM TAX-EXEMPT BOND FUND OF AMERICA CLASS F3 THE NEW ECONOMY FUND CLASS F3 THE NEW ECONOMY FUND CLASS R6 NEW PERSPECTIVE FUND CLASS F3 NEW PERSPECTIVE FUND CLASS R6 NEW WORLD FUND CLASS F3 NEW WORLD FUND CLASS R6 SHORT-TERM BOND FUND OF AMERICA CLASS F3 SHORT-TERM BOND FUND OF AMERICA CLASS R6 SMALLCAP WORLD FUND CLASS F3 SMALL-CAP WORLD FUND CLASS R6

PAGE:

17

DATE: 06/05/18

FUND FAMILY :

5504

CUSIP --------876902800 939330775 939330817

SYMBOL -----TFEBX FWMIX RWMGX

FUND FAMILY :

5505

CUSIP --------74644B805 746444728 746444744 746444769 746745801 74676A204 74676A402 74676A600 74676A873 746761808 746764141 74677Q802 746792803 74680A208 74680A406 74680E804 746809805

SYMBOL -----PAEEX PCCEX PAAEX PEQSX PRREX PTREX

PDRGX PGGEX PINHX PGOEX PCOEX POVEX PIVEX

FUND FAMILY :

5509

CUSIP --------277902185 277902235 277905212 277907705 277919205 27826A797

SYMBOL -----ESERX ERASX ERLVX EIBRX CAPEX EREMX

FUND FAMILY : CUSIP --------24610B826

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5510 SYMBOL -----DCZRX

FUND FAMILY NAME :

AMERICAN FUNDS

CUSIP DESCRIPTION ------------------------THE TAX-EXEMPT BOND FUND OF AMERICA CLASS F3 WASHINGTON MUTUAL INVESTORS FUND CLASS F3 WASHINGTON MUTUAL INVESTORS FUND CLASS R6

FUND FAMILY NAME :

PUTNAM FUNDS

CUSIP DESCRIPTION ------------------------PUTNAM AMERICAN GOVERNMENT INCOME FUND CLASS R6_*MER* 746885805 EFF 4/23/18 PUTNAM DYNAMIC ASSET ALLOCATION GROWTH FUND CLASS R6 PUTNAM DYNAMIC ASSET ALLOCATION CONSERVATIVE FUND CLASS R6 PUTNAM DYNAMIC ASSET ALLOCATION BALANCED FUND CLASS R6 PUTNAM EQUITY INCOME FUND CLASS R6 PUTNAM ABSOLUTE RETURN 100 FUND CLASS R6 PUTNAM FIXED INCOME ABSOLUTE RETURN FUND CLASS R6 PUTNAM ABSOLUTE RETURN 500 FUND CLASS R6__*MER* 74676A808 EFF 4/30/18 PUTNAM VOYAGER FUND CLASS R6 MER 74680A208 EFF 10/21/16 PUTNAM FUND FOR GROWTH AND INCOME FUND CLASS R6 *MER* 746745801 EFF 5/15/17 PUTNAM DYNAMIC RISK ALLOCATION FUND CLASS R6 PUTNAM GLOBAL INCOME TRUST CLASS R6 PUTNAM INCOME FUND CLASS R6 PUTNAM GROWTH OPPORTUNITIES FUND CLASS R6 PUTNAM CAPITAL OPPORTUNITIES FUND CLASS R6 PUTNAM INTERNATIONAL EQUITY FUND CLASS R6 PUTNAM INVESTORS FUND CLASS R6

FUND FAMILY NAME :

EATON VANCE FUNDS

CUSIP DESCRIPTION ------------------------EATON VANCE ATLANTA CAPITAL SELECT EQUITY FUND CLASS R6 EATON VANCE ATLANTA CAPITAL SMID-CAP FUND CLASS R6 EATON VANCE LARGE-CAP VALUE FUND CLASS R6 EATON VANCE INCOME FUND OF BOSTON CLASS R6 EATON VANCE TAX MANAGED GROWTH FUND 1.0 EATON VANCE PARAMETRIC EMERGING MARKETS FUND CLASS R6

FUND FAMILY NAME :

DELAWARE FUNDS

CUSIP DESCRIPTION ------------------------DELAWARE SMALL CAP CORE FUND CLASS R6

PAGE:

18

DATE: 06/05/18

FUND FAMILY :

5510

CUSIP --------246248306 246248561 246248850

SYMBOL ------

DPHYX

FUND FAMILY : CUSIP --------67629B303 68379A602 68379V309 68379Y600 683793608 68380D819 68380E759 68380E767 68380E775 68380F608 68380H604 68380J774 68380K706 68380L605 68380Q604 68380T608 68380U605 68381A608 68381B507 68381C505 68381F607 68381K606 683810600 68382F606 68382H602 68382N609 68383C602 68384L304 68384W409 68385C501 68385D509 68385E507 68385F504 68385H500 68385K305 68385Q500 68385R409

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5511 SYMBOL -----OMLIX OPTIX OEGIX OCIIX OMSIX QOPIX QSCIX QGRIX OLTIX OIRDX OGRIX OSIIX OIGIX GLVIX OIBIX OSCIX OEIIX OFIIX OEMIX OPMIX OOSIX OUSIX OREIX OSVIX QIVIX OIDIX OGYIX OIRGX QMAIX QMGIX EMVIX OSSIX OSDIX EESIX OSFIX

FUND FAMILY NAME :

DELAWARE FUNDS

CUSIP DESCRIPTION ------------------------DELAWARE POOLED TRUST INTERNATIONAL EQUITY PORTFOLIO DELAWARE POOLED REAL ESTATE INVT TR FUND CLASS R DELAWARE POOLED TRUST HIGH-YIELD BOND PORTFOLIO FUND

FUND FAMILY NAME :

OPPENHEIMER FUNDS

CUSIP DESCRIPTION ------------------------OPPENHEIMER STEELPATH MLP & NRG INFRASTRUCTURE FUND CLASS I OPPENHEIMER CAPITAL APPRECIATION FUND CLASS I OPPENHEIMER GLOBAL MULTI STRATEGIES FUND CLASS I OPPENHEIMER DISCOVERY MID CAP GROWTH FUND I OPPENHEIMER CAPITAL INCOME FUND CLASS I OPPENHEIMER MAIN STREET FUND CLASS I OPPENHEIMER FUNDAMENTAL ALTERNATIVES FUND CLASS I OPPENHEIMER MID CAP VALUE FUND CLASS I OPPENHEIMER GLOBAL ALLOCATION FUND CLASS I OPPENHEIMER LIMITED-TERMN GOVERNMENT FUND CLASS I OPPENHEIMER RISING DIVIDENDS FUND CLASS I OPPENHEIMER VALUE FUND CLASS I OPPENHEIMER GLOBAL STRATEGIC INCOME FUND CLASS I OPPENHEIMER INTERNATIONAL GROWTH FUND CLASS I OPPENHEIMER GLOBAL VALUE FUND CLASS I OPPENHEIMER INTERNATIONAL BOND FUND CLASS I OPPENHEIMER INTERNATIONAL SMALL MID COMPANY FD CL I OPPENHEIMER EQUITY INCOME FUND CLASS I OPPENHEIMER CORPORATE BOND FUND CLASS I OPPENHEIMER EMERGING MARKETS LOCAL DEBT FUND CL I OPPENHEIMER MAIN STREET MID CAP FUND CLASS I OPPENHEIMER SENIOR FLOATING RATE FUND CLASS I OPPENHEIMER LIMITED TERM BOND FUND CLASS I OPPENHEIMER REAL ESTATE FUND CLASS I OPPENHEIMER DIVIDEND OPPORTUNITY FUND CLASS I OPPENHEIMER INTERNATIONAL EQUITY FUND CLASS I OPPENHEIMER INTERNATIONAL DIVERSIFIED FUND CLASS I OPPENHEIMER DIVERSIFIED ALTERNATIVES FUND I OPPENHEIMER GLOBAL HIGH YIELD FUND CLASS I OPPENHEIMER GLOBAL REAL ESTATE FUND CLASS I OPPENHEIMER GLOBAL MULTI-ASSET INCOME FUND CLASS I OPPENHEIMER GLOBAL MULTI-ASSET GROWTH FUND CLASS I OPPENHEIMER EMERGING MARKETS INNOVATORS FUND CLASS I OPPENHEIMER MAIN STREET SMALL CAP FUND CLASS I OPPENHEIMER ULTRA-SHORT DURATION FUND FUND CLASS I OPPENHEIMER STEELPATH PANORAMIC FUND CLASS I OPPENHIEMER SENIOR FLOATING RATE PLUS FUND CLASS I

PAGE:

19

DATE: 06/05/18

FUND FAMILY :

5511

CUSIP --------68385X505 68386A504 68386X306 683910608 683921605 683924609 683943609 683969802 683974604 858268303 858268766 858268774 858268782 858268790

SYMBOL -----OQGIX OVSIX OIMIX OGMIX ODIIX OGLIX OGIIX OPBIX ODVIX MLPYX OSPPX OSPMX OSPAX OSPSX

FUND FAMILY : CUSIP --------ABTWM6882 018525600 018525709 018528125 018528372 018528380 018528398 018528521 018528539 018528547 018528612 018528620 018528653 01853W402 01853W501 01853W600 01853W808 01859M507 01859M606 01859M705 01859M804 01859N505 01859N604 01859N703 01859N802 018597609

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5515 SYMBOL -----CBSRX CBSKX AMTZX AMTIX AMTKX AMTRX ANBIX ABNKX ABNRX ABQIX ABQKX ABQRX ANARX ANAKX ANAIX ANAZX AGDIX AGDKX AGDRX AGDZX AGSRX AGSKX AGLIX AGSZX CBBRX

FUND FAMILY NAME :

OPPENHEIMER FUNDS

CUSIP DESCRIPTION ------------------------OPPENHEIMER MACQUARIE GLOBAL INFRASTRUCTURE FUND CLASS I OPPENHEIMER SMALL CAP VALUE FUND CLASS I OPPENHEIMER INTERNATIONAL GROWTH AND INCOME FUND CLASS I OPPENHEIMER GOLD & SPECIAL MINERALS FUND CLASS I OPPENHEIMER DISCOVERY FUND CLASS I OPPENHEIMER GLOBAL FUND CLASS I OPPENHEIMER GLOBAL OPPORTUNITIES FUND CLASS I OPPENHEIMER TOTAL RETURN BOND FUND CLASS I OPPENHEIMER DEVELOPING MARKETS FUND CLASS I OPPENHEIMER STEELPATH MLP SELECT 40 FUND CL W OPPENHEIMER STEELPATH MLP ALPHA PLUS FUND CLASS I OPPENHEIMER STEELPATH MLP INCOME FUND CLASS I OPPENHEIMER STEELPATH MLP ALPHA FUND CLASS I OPPENHEIMER STEELPATH MLP SELECT 40 FUND CLASS I

FUND FAMILY NAME :

AB FUNDS

CUSIP DESCRIPTION ------------------------AB INTERNATIONAL GLOBAL EQUITY COVERED CALL STRAT FUND INST CLASS ALLIANCEBERNSTEIN GLOBAL RISK ALLOCATION FD CL R ALLIANCEBERNSTEIN GLOBAL RISK ALLOCATION FD CL K ALLIANCEBERNSTEIN ALL MARKET REAL RETURN PORTFOLIO FUND CLASS Z ALLIANCEBERNSTEIN ALL MARKET REAL RETURN PORTFOLIO FUND CLASS I ALLIANCEBERNSTEIN ALL MARKET REAL RETURN PORTFOLIO FUND CLASS K ALLIANCEBERNSTEIN ALL MARKET REAL RETURN PORTFOLIO FUND CLASS R ALLIANCEBERNSTEIN BOND INFLATION STRATEGY CLASS I ALLIANCEBERNSTEIN BOND INFLATION STRATEGY CLASS K ALLIANCEBERNSTEIN BOND INFLATION STRATEGY CLASS R ALLIANCEBERNSTEIN INTERMEDIATE BOND PORTFOLIO CLASS I ALLIANCEBERNSTEIN INTERMEDIATE BOND PORTFOLIO CLASS K ALLIANCEBERNSTEIN INTERMEDIATE BOND PORTFOLIO CLASS R ALLIANCEBERNSTEIN GLOBAL BOND FUND CLASS R ALLIANCEBERNSTEIN GLOBAL BOND FUND CLASS K ALLIANCE BERNSTEIN GLOBAL BOND FUND CLASS I ALLIANCEBERNSTEIN GLOBAL BOND FUND CLASS Z AB HIGH INCOME FUND CLASS I ALLIANCEBERNSTEIN HIGH INCOME FUND CLASS K ALLIANCEBERNSTEIN HIGH INCOME FUND CLASS R ALLIANCEBERNSTEIN HIGH INCOME FUND CLASS Z ALLIANCE BERNSTEIN UNCONSTRAINED BOND FUND CLASS R ALLIANCEBERNSTEIN UNCONSTRAINED BOND FUND CLASS K ALLIANCEBERNSTEIN UNCONSTRAINED BOND FUND CLASS I ALLIANCEBERNSTEIN UNCONSTRAINED BOND FUND CLASS Z AB RELATIVE VALUE FUND CLASS R

PAGE:

20

DATE: 06/05/18

FUND FAMILY : CUSIP --------018597708 018597807 018597880 018616664 018616672 018636506 018636605 018636704 018636803 01877C507 01877C606 01877C705 01877E255 01877E263 01877E271 01877E495 01877E511 01877E529 01877E602 01877E701 01877E800 01877F419 01877F427 01877F435 01877F450 01877F476 01877F484 01877F492 01877F518 01877F526 01877G508 01877G607 01877G706 01878H802 01878H885 01878T350 01878T368 01878T376 01878T384 01878T400 01878T509 01878T608 01878T855 01878T863 01878T871 01878T889 01878V132

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5515 SYMBOL -----CBBKX CBBIX CBBZX AEKXX CHCRX CHCKX CHCIX CHCZX ABPRX ALCKX ALLIX AUURX AUUKX AUUIX ABREX ABKEX ABIEX QUARX QUAKX QUAIX APWKX ABWIX ABWKX AWAKX AGFKX AGFRX APPRX ABWRX AWARX ARRRX ARRKX AEEIX QUAZX APGZX

ASILX ASLKX ASRLX WPSZX WPSIX WPSKX WPRSX TDPZX

FUND FAMILY NAME :

PAGE:

AB FUNDS

CUSIP DESCRIPTION ------------------------AB RELATIVE VALUE FUND CLASS K AB RELATIVE VALUE FUND CLASS I AB RELATIVE VALUE FUND CLASS Z AB GOVERNMENT MONEY MARKET PORTFOLIO FUND CLASS I ALLIANCE BERNSTEIN GOVERNMENT MONEY MARKET PORTFOLIO CLASS K ALLIANCEBERNSTEIN DISCOVERY GROWTH FUND CLASS R ALLIANCEBERNSTEIN DISCOVERY GROWTH FUND CLASS K ALLIANCEBERNSTEIN DISCOVERY GROWTH FUND CLASS I ALLIANCEBERNSTEIN DISCOVERY GROWTH FUND CLASS Z ALLIANCEBERNSTEIN LARGE CAP GROWTH FUND CLASS R ALLIANCEBERNSTEIN LARGE CAP GROWTH FUND CLASS K ALLIANCEBERNSTEIN LARGE CAP GROWTH FUND INSTITUTIONAL CLASS ALLIANCEBERNSTEIN SELECT US EQUITY PORTFOLIO CLASS R ALLIANCEBERNSTEIN SELECT US EQUITY PORTFOLIO CLASS K ALLIANCEBERNSTEIN SELECT US EQUITY PORTFOLIO CLASS I ALLIANCEBERNSTEIN EMERGING MARKETS MULTI-ASSET PORTFOLIO CLASS ALLIANCEBERNSTEIN EMERGING MARKETS MULTI-ASSET PORTFOLIO CLASS ALLIANCEBERNSTEIN EMERGING MARKETS MULTI-ASSET PORTFOLIO CLASS ALLIANCEBERNSTEIN SMALL CAP GROWTH PORTFOLIO CLASS R ALLIANCEBERNSTEIN SMALL CAP GROWTH PORTFOLIO CLASS K ALLIANCEBERNSTEIN SMALL CAP GROWTH PORTFOLIO CLASS I ALLIANCEBERNSTEIN CONSERVATIVE WEALTH STRATEGY PORTFOLIO CLASS AB ALL MARKET TOTAL RETURN PORTFOLIO CLASS I AB ALL MARKET TOTAL RETURN PORTFOLIO CLASS K ALLIANCEBERNSTEIN WEALTH APPRECIATION STRATEGY FUND CLASS K ALLIANCEBERNSTEIN GROWTH FUND CLASS K ALLIANCEBERNSTEIN GROWTH FUND CLASS R ALLIANCEBERNSTEIN CONSERVATIVE WEALTH STRATEGY PORTFOLIO CLASS AB ALL MARKET TOTAL RETURN PORTFOLIO CLASS R ALLIANCE BERNSTEIN WEALTH APPRECIATION STRAT FUND CLASS R ALLIANCEBERNSTEIN GLOBAL REAL ESTATE INVESTMENT FUND CLASS R ALLIANCEBERNSTEIN GLOBAL REAL ESTATE INVESTMENT FUND CLASS K ALLIANCEBERNSTEIN GLOBAL REAL ESTATE INVESTMENT FUND CLASS I ALLIANCE BERNSTEIN SMALL CAP GROWTH FUND CLASS Z AB LARGE CAP GROWTH FUND CLASS Z ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE STRATEGIES FUND CL ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE STRATEGIES FUND CL ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE STRATEGIES FUND CL ALLIANCEBERNSTEIN MULTI-MANAGER ALTERNATIVE STRATEGIES FUND CL AB SELECT U.S. LONG/SHORT PORTFOLIO FUND CL I ALLIANCEBERNSTEIN SELECT US LONG/SHORT PORTFOLIO CLASS K ALLIANCEBERNSTEIN SELECT US LONG/SHORT PORTFOLIO CLASS R ALLIANCEBERNSTEIN CONCENTRATED GROWTH FUND CLASS Z ALLIANCEBERNSTEIN CONCENTRATED GROWTH FUND CLASS I ALLIANCEBERNSTEIN CONCENTRATED GROWTH FUND CLASS K ALLIANCEBERNSTEIN CONCENTRATED GROWTH FUND CLASS R AB MULTI-MANAGER SELECT 2055 FUND CLASS Z

R K I

K

R

Z I K R

21

DATE: 06/05/18

FUND FAMILY :

5515

CUSIP --------01878V215 01878V280 01878V363 01878V447 01878V520 01878V595 01878V678 01878V702 01878V751 01878V835 018780601 018780700 018780809 01879K408 01879K507 01879K606 01879K804 01879M503 01879M701 01879V107 01879V206 01879V305 01879V404 01879X509 01879X608 01879X707 018791509 018791608 018791707 018791806 01881M475 01881M483 01881M657 01881M665 01881M673 01881M681 018907501 018913509 018913608 018914507 018914606 018914705 018914804 018915504 018915603 018915702

SYMBOL -----TDLZX TDNZX TDJZX TDMZX TDHZX TDGZX TDDZX TDAZX TDCZX TDBZX ATERX ATEKX AGTIX ADGRX ADGKX ADGIX ADGZX

ACISX MISHX CSHTX TARRX AWPRX AWPKX AWPIX AUIRX AUIKX AUIIX AUIZX ABNZX ABQZX

ARIIX AIVRX AIVKX ABSRX ABSKX ABSIX ABSZX ABVRX ABVKX ABVIX

FUND FAMILY : CUSIP --------55273H122

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5516 SYMBOL -----MVGNX

FUND FAMILY NAME :

AB FUNDS

CUSIP DESCRIPTION ------------------------ALLIANCEBERNSTEIN MULTI-MANAGER SELECT 2050 FUND CLASS Z ALLIANCEBERNSTEIN MULTI-MANAGER SELECT 2045 FUND CLASS Z AB MULTI-MANAGER SELECT 2040 FUND CLASS Z AB MULTI-MANAGER SELECT 2035 FUND CLASS Z AB MULTI-MANAGER SELECT 2030 FUND CLASS Z AB MULTI-MANAGER SELECT 2025 FUND CLASS Z ALLIANCEBERNSTEIN MULTI-MANAGER SELECT 2020 FUND CLASS Z ALLIANCEBERNSTEIN MULTI-MANAGER SELECT RETIREMENT ALLOCATION FUND CL Z ALLIANCEBERNSTEIN MULTI-MANAGER SELECT 2015 FUND CLASS Z ALLIANCEBERNSTEIN MULTI-MANAGER SELECT 2010 FUND CLASS Z AB SUSTAINABLE GLOBAL THEMATIC FUND CLASS R AB SUSTAINABLE GLOBAL THEMATIC FUND CLASS K AB SUSTAINABLE GLOBAL THEMATIC FUND CLASS I ALLIANCEBERNSTEIN CORE OPPORTUNITIES FUND CLASS R ALLIANCEBERNSTEIN CORE OPPORTUNITIES FUND CLASS K ALLIANCEBERNSTEIN CORE OPPORTUNITIES FUND CLASS I ALLIANCEBERNSTEIN CORE OPPORTUNITIES FUND CLASS Z AB GOVERNMENT EXCHANGE RESERVES CLASS R *MER* 018616664 11/13/17 AB GOVERNMENT EXCHANGE RESERVES FUND CLASS I *MER* 018616664 11/13/17 ALLIANCE BERNSTEIN CORPORATE INC SHARES ALLIANCE BERNSTEIN MUNICIPAL INCOME SHARES ALLIANCE BERNSTEIN MULTI SECTOR INCOME SHARES ALLIANCE BERNSTEIN TAX-AWARE REAL RETURN INCOME SHARES AB SUSTAINABLE INTERNATIONAL THEMATIC FUND CLASS R AB SUSTAINABLE INTERNATIONAL THEMATIC FUND CLASS K AB SUSTAINABLE INTERNATIONAL THEMATIC FUND CLASS I ALLIANCE BERNSTEIN EQUITY INCOME FUND CLASS R ALLIANCEBERNSTEIN EQUITY INCOME FUND CLASS K ALLIANCEBERNSTEIN EQUITY INCOME FUND CLASS I ALLIANCEBERNSTEIN EQUITY INCOME FUND CLASS Z ALLIANCEBERNSTEIN BOND INFLATION STRATEGY FUND CLASS Z ALLIANCEBERNSTEIN INTERMEDIATE BOND PORTFOLIO FUND CLASS Z ALLIANCEBERNSTEIN HIGH YIELD PORTFOLIO FUND CLASS Z *MER* 01881M699 EFF 2/23 ALLIANCEBERNSTEIN HIGH YIELD PORTFOLIO CLASS I *MER* 01881M699 EFF 2/23/18 ALLIANCEBERNSTEIN HIGH YIELD PORTFOLIO CLASS K *MER* 01881M699 EFF 2/23/18 ALLIANCEBERNSTEIN HIGH YIELD PORTFOLIO CLASS R *MER* 01881M699 EFF 2/23/18 AB GLOBAL REAL INVESTMENT FUND II ALLIANCE BERNSTEIN INTERNATIONAL VALUE FUND CLASS R ALLIANCEBERNSTEIN INTERNATIONAL VALUE FUND CLASS K AB DISCOVERY VALUE FUND CLASS R ALLIANCEBERNSTEIN DISCOVERY VALUE FUND CLASS K AB DISCOVERY VALUE FUND CLASS I ALLIANCEBERNSTEIN DISCOVERY VALUE FUND CLASS Z ALLIANCEBERNSTEIN VALUE FUND CLASS R ALLIANCEBERNSTEIN VALUE FUND CLASS K ALLIANCEBERNSTEIN VALUE FUND CLASS I

FUND FAMILY NAME :

MFS FUNDS

CUSIP DESCRIPTION ------------------------MFS LOW VOLTALITY GLOBAL EQUITY FUND CLASS R6

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FUND FAMILY : CUSIP --------55273H221 55273H320 55273H338 55273H346 55273H353 55273H361 55273N111 55273N186 55273W475 55273W483 55274K603 55274K702 55274K801 55274K884 552743544 552743809 552743882 552746323 552746331 552746349 552746356 552746364 55275E226 55275E242 55275E267 55275E275 55275E283 55276T834 55278K880 552966806 552981375 552981383 552981391 552982696 552982712 552982720 552982738 552984676 552984684 552985673 552986598 552986614 552986622 552987547 552987554 552988545 552989782

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5516 SYMBOL -----MLVTX MRGKX MTCLX MNDKX MEIKX MRSKX MPWVX MPMNX MVCKX MUEVX MRBKX MFBKX MQLKX MIAKX MDIZX MGBOX EMLNX MEMJX MINJX MGRDX MEDHX MLFKX MLTKX MFLKX MLLKX SRFHX DVRLX MIEIX MSFKX MIDLX MFRKX NDVVX MFGKX MGLRX DIFHX MHOVX MHIKX MFEKX MMUKX MFWLX MWEMX GLNNX OTCKX EQNVX MWOKX

FUND FAMILY NAME :

MFS FUNDS

CUSIP DESCRIPTION ------------------------MFS GLOBAL TOTAL RETURN FUND CLASS R6 MFS CORE EQUITY FUND CLASS R6 MFS TECHNOLOGY FUND CLASS R6 MFS NEW DISCOVERY FUND CLASS R6 MFS VALUE FUND CLASS R6 MFS RESEARCH INTERNATIONAL FUND CLASS R6 MFS WV MUNICIPAL BOND FUND CLASS R6 MFS MUNICIPAL INCOME FUND CLASS R6 MFS MID CAP VALUE FUND CLASS R6 MFS RESEARCH INTERNATIONAL FUND CLASS R6 MFS TOTAL RETURN BOND FUND CLASS R6 MFS CORPORATE BOND FUND CLASS R6 MFS LIMITED MATURITY FUND CLASS R6 MFS INFLATION- ADJUSTED BOND FUND CLASS R6 MFS INTERNATIONAL DIVERSIFICATION FUND CLASS R6 MFS ABSOLUTE RETURN FUND CLASS R6 MFS GLOBAL BOND FUND CLASS R6 MFS EMERGING MARKETS DEBT FUND CLASS R6 MFS BLENDED RESEARCH GROWTH EQUITY FUND CLASS R6 MFS INTERNATIONAL VALUE FUND CLASS R5 MFS GLOBAL HIGH YIELD FUND CLASS R6 MFS EMERGING MARKETS DEBT FUND CLASS R6 MFS LIFETIME 2040 FUND CLASS R6 MFS LIFETIME 2030 FUND CLASS R6 MFS LIFETIME 2020 FUND CLASS R6 MFS LIFETIME INCOME FUND CLASS R6 MFS BLENDED RESEARCH VALUE EQUITY FUND CLASS R6 MFS COMMODITY STRATEGY FUND CLASS R6 MFS GLOBAL MUTLTI- ASSET FUND CLASS R6 MFS INTERNATIONAL EQUITY FUND CLASS I MFS LOW VOLATILITY GLOBAL EQUITY FUND CLASS R6 MFS INTERNATIONAL NEW DISCOVERY FUND CLASS R6 MFS RESEARCH FUND CLASS R6 MFS NEW DISCOVERY VALUE FUND CLASS R6 MFS GLOBAL ALTERNATIVE STRATEGY FUND CLASS R6 MFS GLOBAL REAL ESTATE FUND CLASS R6 MFS BLENDED RESEARCH EMERGING MARKETS EQUITY FUND CLASS R6 MFS EMERGING MARKETS DEBT FUND CLASS R6 MFS GLOBAL EQUITY FUND CLASS R6 MFS GROWTH FUND CLASS R6 MFS UTILITIES FUND CLASS R6 MFS EQUITY OPPORTUNITIES FUND FUND CLASS R6 MFS CORPORATE BOND FUND CLASS R6 MFS GLOBAL NEW DISCOVERY FUND CLASS R6 MFS MID CAP GROWTH FUND CLASS R6 MFS BLENDED RESEARCH SMALL CAP EQUITY FUND CLASS R6 MFS GLOBAL GROWTH FUND CLASS R6

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FUND FAMILY :

5516

CUSIP --------575719828 575736814

SYMBOL -----MIGNX MITJX

FUND FAMILY :

5517

CUSIP --------92828W247 92837F201 92837F268 92837F326 92837F367 92837F409 92837F441 92837F482 92837F664 92837F680 92837F714 92837F730 92837F755 92837F813 92837F862 92837F888

SYMBOL -----SCIGX SCIZX STCZX STGZX SMVZX STVZX HYIZX HYLSX STHZX STHIX SFRZX SIGZX SAMZX SCBLX

FUND FAMILY : CUSIP --------67065Q558 67065Q566 67066D549 67066D556 67066D564 670678119 670690114 670690122 670690130 670693605 670693704 670693803 670693837 670693845 670693852

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5520 SYMBOL -----NHMFX FAAWX NFRFX NCSRX FREGX FMEFX FFEFX NTIFX FPCFX FISFX FSCWX FMPFX FGIWX

FUND FAMILY NAME :

MFS FUNDS

CUSIP DESCRIPTION ------------------------MFS NEW DISCOVERY VALUE FUND CLASS R6 MFS MASSACHUSETTS INVESTORS TRUST FUND CLASS R6

FUND FAMILY NAME :

VIRTUS FUNDS

CUSIP DESCRIPTION ------------------------VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FD CL R6 VIRTUS SEIX CORE BOND FUND CLASS R VIRTUS WCM INTERNATIONAL EQUITY FUND CLASS R6 VIRTUS SILVANT SMALL-CAP GROWTH STOCK FUND CLASS IS VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND CLASS R6 VIRTUS SEIX CORE BOND FUND CLASS R6 VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND CLASS R6 VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND CLASS R6 VIRTUS SEIX HIGH YIELD FUND CLASS R6 VIRTUS SEIX HIGH YIELD FUND CLASS R VIRTUS SEIX HIGH INCOME FUND CLASS R6 VIRTUS SEIX HIGH INCOME FUND CLASS R VIRTUS SEIX FLOATING RATE HIGH INCOME FUND CLASS R6 VIRTUS SEIX U.S. GOVERNMENT SECURITIES ULTRA SHORT BOND FD CL R6 VIRTUS SEIX TOTAL RETURN BOND FUND CLASS R6 VIRTUS SEIX TOTAL RETURN BOND FUND CLASS R

FUND FAMILY NAME :

NUVEEN FUNDS

CUSIP DESCRIPTION ------------------------NUVEEN HIGH YIELD MUNICIPAL BOND FUND CLASS R6 NUVEEN ALL AMERICAN MUNICIPAL BOND FUND CLASS R6 NUVEEN SYMPHONY HIGH YIELD BOND FUND CLASS R6 NUVEEN SYMPHONY FLOATING RATE INCOME FUND CLASS R6 NUVEEN SYMPHONY CREDIT OPPORTUNITIES FUND CLASS R6 NUVEEN REAL ESTATE SECURITIES FUND CLASS R6 NUVEEN MID CAP GROWTH OPPORTUNITIES FUND CLASS R6 NUVEEN LARGE CAP GROWTH OPPORTUNITIES FUND CLASS R6 *MER* 670729482 EFF 10/16 NUVEEN DIVIDEND VALUE FUND CLASS R6 NUVEEN CORE BOND FUND CLASS R6 NUVEEN CORE PLUS BOND FUND CLASS R6 NUVEEN INFLATION PROTECTION SECURITIES FUND CLASS R6 NUVEEN SMALL CAP VALUE FUND CLASS R6 NUVEEN SMALL CAP GROWTH OPPORTUNITIES FUND CLASS R6 NUVEEN GLOBAL INFRASTRUCTURE FUND CLASS R6

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FUND FAMILY :

5520

CUSIP --------670693860 670693878 670693886 670700715 670700756 670700798 670700814 670713304 670713403 670725365 670725373 670729466 670729474 670729482 670729490 670729516 670729847

SYMBOL -----NRIFX FSFRX NSSFX NMXRX NMKRX NQWFX NPSFX NBQFX NOPFX NSBFX NWCFX NWQFX NCARX NLAFX NNGFX NLCFX NSCFX

FUND FAMILY : CUSIP --------007565120 007565146 05569M103 05569M301 05569M368 05569M384 05569M434 05569M442 05569M475 05569M491 05569M509 05569M525 05569M566 05569M616 05569M632 05569M657 05569M681 05569M715 05569M731 05569M764 05569M780 05569M806 05569M814

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5523 SYMBOL -----DRRYX AVGYX MPLCX MPISX BYMMX MLIMX MTSMX MMCMX MFOMX MOTMX MPMCX MNYMX MPPMX MLMXX MOMXX MPBLX MMBMX MPPIX MPSTX MPNIX MPSUX MPSSX MPIBX

FUND FAMILY NAME :

NUVEEN FUNDS

CUSIP DESCRIPTION ------------------------NUVEEN REAL ASSET INCOME FUND CLASS R6 NUVEEN STRATEGIC INCOME FUND CLASS R6 NUVEEN SHORT TERM BOND FUND CLASS R6 NUVEEN MULTI-ASSET INCOME TAX-AWARE FUND CLASS R6 NUVEEN MULTI-ASSET INCOME FUND CLASS R6 NUVEEN NQW FLEXIBLE INCOME FUND CLASS R6 NUVEEN PREFERRED SECURITIES AND INCOME FUND CLASS R6 NUVEEN INTERNATIONAL GROWTH FUND CLASS R6 NUVEEN SYMPHONY LOW VOLATILITY EQUITY FUND CLASS R6 NUVEEN SANTA BARBARA DIVIDEND GROWTH FUND CLASS R6 NUVEEN WINSLOW LARGE-CAP GROWTH FUND CLASS R6 NUVEEN NWQ SMALL/ MID CAP VALUE FUND CLASS R6 NUVEEN CONCENTRATED CORE FUND CLASS R6 NUVEEN LARGE CAP GROWTH FUND CLASS R6 NUVEEN LARGE CAP VALUE FUND CLASS R6 NUVEEN LARGE CAP CORE FUND CLASS R6 NUVEEN NWQ SMALL-CAP VALUE FUND CLASS R6

FUND FAMILY NAME :

DREYFUS FUNDS

CUSIP DESCRIPTION ------------------------DREYFUS GLOBAL REAL RETURN FUND CLASS Y DREYFUS DYNAMIC TOTAL RETURN FUND CLASS Y BNY MELLON LARGE CAP STOCK FUND CLASS M BNY MELLON INCOME STOCK FUND CLASS M BNY MELLON CORPORATE BOND FUND CLASS M BNY MELLON INTERNATIONAL EQUITY INCOME FUND CLASS M BNY MELLON TAX SENSITIVE LARGE CAP MULTI STRATEGY FUND CLASS M BNY MELLON SMALL/MID CAP FUND CLASS M BNY MELLON FOCUSED EQUITY OPPORTUNITIES FUND CLASS M BNY MELLON MUNI OPPORTUNITIES FUND CLASS M BNY MELLON MID CAP STOCK FUND CLASS M BNY MELLON NEW YORK INTERM TAX-EXEMPT BOND FUND CLASS M BNY MELLON INTL APPRECIATION FUND CLASS M BNY MELLON GOVERNMENT MONEY MARKET FUND CLASS M BNY MELLON NATIONAL MUNICIPAL MONEY MARKET FUND CLASS M BNY MELLON BALANCED FUND CLASS M BNY MELLON MA INTERMEDIATE MUNI BOND FUND CLASS M BNY MELLON PA INTERMEDIATE MUNI BOND FUND CLASS M BNY MELLON NATIONAL SHORT TERM MUNI BOND FUND CLASS M BNY MELLON NATIONAL INTERMEDIATE MUNI BOND FUND CLASS M BNY MELLON SHORT TERM GOVERNMENT SECURITIES FUND CL M BNY MELLON SMALL CAP STOCK FUND CLASS M BNY MELLON INTERMEDIATE BOND FUND CLASS M

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FUND FAMILY :

5523

CUSIP --------05569M830 05569M855 05569M871 26188X403 26188X767 26188X809 26188X817 26188X858 261949739 261970206 261986277 26201F777 26201Y602 26202X660 86271F529 86271F537

SYMBOL -----MPBFX MEMKX MPITX DGEYX DABNX DBNYX DABJX DRYNX DFLYX DGYGX DRLYX DYYPX DMBYX DSGYX DISYX

FUND FAMILY : CUSIP --------140411109 140411604 313915605 31417P833 314172131 314172164 314172172 314172222 314172420 314172479 314172529 314172537 314183401 314197807 31420B847 31420B862 31420C563 31420C571 31420C613 31420E809 314209503 31421N824 31421N881 31421P100

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5529 SYMBOL ------

FDERX STILX KLCSX VSFRX KLCKX FGSKX FKKSX FSBKX FHYLX FIHLX SRBRX FSILX FFRLX CAPRX FMXKX QRLVX IVFLX SVALX FCSPX

FUND FAMILY NAME :

DREYFUS FUNDS

CUSIP DESCRIPTION ------------------------BNY MELLON BOND FUND CLASS M BNY MELLON EMERGING MARKETS FUND CLASS M BNY MELLON INTERNATIONAL FUND CLASS M DREYFUS GLOBAL EMERGING MARKETS FUND CLASS Y DREYFUS TOBAM EMERGING MARKETS FUND CLASS Y DREYFUS SELECT MANAGERS LONG/SHORT FUND CLASS Y DREYFUS YIELD ENHANCEMENT STRATEGY FUND CLASS Y DREYFUS ALTERNATIVE DIVERSIFIER STRATEGIES FUND CLASS Y DREYFUS FLOATING RATE INCOME FUND CLASS Y DREYFUS APPRECIATION FUND, INC. CLASS Y DREYFUS GLOBAL REAL ESTATE FUND CLASS Y DREYFUS INTERNATIONAL SMALL CAP FUND CLASS Y DREYFUS MUNICIPAL BOND OPPORTUNITY FUND CLASS Y DREYFUS RESEARCH LONG/SHORT EQUITY FUND CLASS Y DREYFUS SELECT MANAGERS SMALL CAP GROWTH FUND CLASS Y DREYFUS INTERNATIONAL STOCK FUND CLASS Y

FUND FAMILY NAME :

FEDERATED FUNDS

CUSIP DESCRIPTION ------------------------FEDERATED CAPITAL PRESERVATION COLLECTIVE TRUST FUND CLASS ISP FEDERATED CAPITAL PRESERVATION FD CL R6 COLLECTIVE TRUST FEDERATED EQUITY INCOME FUND, INC. CLASS R FEDERATED STRATEGIC INCOME FUND CLASS R6 FEDERATED KAUFMANN LARGE CAP FUND CLASS R6 FEDERATED INTERCONTINENTAL FUND SHARE CLASS R6 FEDERATED CLOVER SMALL VALUE FUND CLASS R SHARES FEDERATED CLOVER VALUE FUND CLASS R *MER* 314209503 EFF 12/08/17 FEDERATED KAUFMANN LARGE CAP FUND CLASS R FEDERATED INTERCONTINENTAL FUND CLASS R *MER* 314172164 EFF 9/1/16 FEDERATED MDT MID CAP GROWTH FUND CLASS R6 FEDERATED KAUFMANN SMALL CAP FUND CLASS R FEDERATED GLOBAL ALLOCATION FUND CLASS R SHARES FEDERATED HIGH YIELD TRUST FUND CLASS R6 FEDERATED INSTITUTIONAL HIGH YIELD BOND FUND CLASS R6 FEDERATED SHORT-INTERMEDIATE TOTAL RETURN BOND FUND CLASS R6 FEDERATED SHORT -TERM INCOME FUND CLASS R6 FEDERATED FLOATING RATE STRATEGIC INCOME FUND CLASS R6 FEDERATED CAPITAL INCOME FUND CLASS R FEDERATED MAX CAP INDEX FUND CLASS R FEDERATED CLOVER VALUE FUND CLASS R FEDERATED INTERNATIONAL STRATEGIC VALUE DIVIDEND FD CL R6 FEDERATED STRATEGIC VALUE DIVIDEND FUND CLASS R6 FEDERATED CORPORATE BOND STRATEGY PORTFOLIO FUND CL A

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FUND FAMILY :

5529

CUSIP --------31421P209 31421P308 31421P407 31421P506 31421P605 31421R692 31421R718 31428Q739 31428Q770 31428U581 31428U599 608919478 608919577

SYMBOL -----FHYSX FIBPX FMBPX FMVPX FIDPX QKBGX QKACX FTRKX FGRSX FGFRX GRTXX PTRXX

FUND FAMILY : CUSIP --------35241W401 35241W773 35241W831 35241W880 352518609 352519839 352519847 353496615 353496623 353496631 353496649 353496656 353519606 353533581 353533631 353533649 353533656 353533813 353535503 353538606 35361F725 35361F733 353612484 353612492 353612518 353612526 353612534

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5534 SYMBOL -----FASRX FKMQX FKLQX FPELX FKTQX

FUFRX FGORX FNCFX FIFRX FDTRX FFTQX FCAPX FILRX FEMDX FGPMX FHRRX FIGEX FCSKX FRERX FRRRX FLRRX

FUND FAMILY NAME :

FEDERATED FUNDS

CUSIP DESCRIPTION ------------------------FEDERATED HIGH- YIELD STRATEGY PORTFOLIO CLASS A FEDERATED INT'L BOND STRATEGY PORTFOLIO CLASS A FEDERATED MORTGAGE STRATEGY PORTFOLIO CLASS A FEDERATED MANAGED VOLATILITY STRATEGY PORTFOLIO FEDERATED INTERNATIONAL DIVIDEND STRATEGY PORTFOLIO FEDERATED MDT BALANCED FUND CLASS R6 FEDERATED MDT ALL CAP CORE FUND CLASS R6 FEDERATED TOTAL RETURN BD FD CL R6 FEDERATED TOTAL RETURN BOND FUND CLASS R FEDERATED INTERNATIONAL LEADERS FUND CLASS R6 SHARES FEDERATED INTERNATIONAL LEADERS FUND CLASS R FEDERATED GOV'T OBLIGATIONS FUND CLASS R FEDERATED PRIME CASH OBLIGATIONS FUND CLASS R

FUND FAMILY NAME :

FRANKLIN TEMPLETON FUNDS

CUSIP DESCRIPTION ------------------------FRANKLIN K2 ALTERNATIVE STRATEGIES FUND CLASS R6 FRANKLIN K2 GLOBAL MACRO OPPORTUNITIES FUND CLASS R6 FRANKLIN K2 LONG SHORT CREDIT FUND CLASS R6 FRANKLIN PELAGOS COMMODITIES STRATEGY FUND CLASS R6 FRANKLIN CALIFORNIA TAX-FREE INCOME FUND CLASS R6 FRANKLIN CALIFORNIA ULTRA-SHORT TAX FREE INCOME FUND CLASS R6 FRANKLIN CALIFORNIA INTERMEDIATE TERM TAX FREE INC FD CL R6 FRANKLIN UTILITIES FUND CLASS R6 FRANKLIN U.S. GOVERNMENT SECURITIES FUND CLASS R6 FRANKLIN INCOME FUND CLASS R6 FRANKLIN GROWTH SERIES CLASS R6 FRANKLIN DYNATECH FUND CLASS R6 FRANKLIN FEDERAL TAX-FREE INCOME FUND CLASS R6 FRANKLIN GLOBAL LISTED INFRASTRUCTURE FUND CLASS R6 FRANKLIN INTERNATIONAL SMALL CAP GROWTH FD CL R6 FRANKLIN INTERNATIONAL GROWTH FUND CLASS R6 FRANKLIN GLOBAL REAL ESTATE FUND CLASS R6 *MER* 354602500 EFF 4/27 FRANKLIN EMERGING MARKET DEBT OPPORTUNITIES FUND FRANKLIN GOLD AND PRECIOUS METALS FUND CLASS R6 FRANKLIN HIGH INCOME FUND CLASS R6 TEMPLETON FOREIGN SMALLER COMPANIES FUND CLASS R6 *C/C* 88019R468 EFF 3/21/16 FRANKLIN INDIA GROWTH FUND CLASS R6 FRANKLIN CONVERTIBLE SECURITIES FUND CLASS R6 FRANKLIN ADJUSTABLE U.S. GOVERNMENT SECURITIES FUND CLASS R6 FRANKLIN TOTAL RETURN FUND CLASS R6 FRANKLIN REAL RETURN FUND CLASS R6 FRANKLIN LOW DURATION TOTAL RETURN FUND CLASS R6

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FUND FAMILY : CUSIP --------353612559 353612567 353612575 353825888 354014102 354014201 354025843 354025850 354026742 354026759 354026767 354026775 354026783 354026791 354026817 354128878 354130601 354602500 35471H603 354713190 354713257 354713273 354713323 354713331 354713349 354713356 354713364 354713372 354713380 35472P158 35472P216 35472P265 35472P323 35472P364 35472P372 35472P380 35472P398 35472P414 35472P422 35472P430 354724379 354724387 354724395 354724411 354724429 354724437 354724445

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5534 SYMBOL -----FFRDX FEIQX FBFRX FRISX FMFXX FRRXX FCAQX FMSHX FMQRX FIMFX FMDRX FMFVX FMEUX FMBRX FKNRX FSERX FSMQX FABNX

FGKNX FMGGX FSMLX FOPPX FEFCX FRBRX FRLEX FLREX FLERX FRTSX FMLTX FMTLX FTLMX FLMTX

FKTNX

FUND FAMILY NAME :

FRANKLIN TEMPLETON FUNDS

CUSIP DESCRIPTION ------------------------FRANKLIN FLOATING RATE DAILY ACCESS FUND CLASS R6 FRANKLIN EQUITY INCOME FUND CLASS R6 FRANKLIN BALANCED FUND CLASS R6 FRANKLIN RISING DIVIDENDS FUND CLASS R6 FRANKLIN U.S. GOVERNMENT MONEY FUND CLASS A FRANKLIN U.S. GOVERNMENT MONEY FUND CLASS R6 FRANKLIN TENNESSEE MUNICIPAL BOND FUND CLASS R6 FRANKLIN CALIFORNIA HIGH YIELD MUNICIPAL FUND CLASS R6 FRANKLIN MUTUAL SHARES FUND CLASS R6 FRANKLIN MUTUAL QUEST FUND CLASS R6 FRANKLIN MUTUAL INTERNATIONAL FUND CLASS R6 FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CLASS R6 FRANKLIN MUTUAL FINANCIAL SERVICES FUND CLASS R6 FRANKLIN MUTUAL EUROPEAN FUND CLASS R6 FRANKLIN MUTUAL BEACON FUND CLASS R6 FRANKLIN NEW YORK INTERMEDIATE-TERM TAX-FREE INCOME FUND CLASS R6 FRANKLIN NEW YORK TAX-FREE INCOME FUND CLASS R6 FRANKLIN REAL ESTATE SECURITIES FUND CLASS R6 FRANKLIN STRATEGIC MORTGAGE PORTFOLIO CLASS R6 FRANKLIN FLEXIBLE ALPHA BOND FUND CLASS R6 FRANKLIN NATURAL RESOURCES FUND CLASS R6 FRANKLIN GLOBAL GOVERNMENT BOND FUND CLASS R6 FRANKLIN STRATEGIC INCOME FUND CLASS R6 FRANKLIN SMALL-MID CAP GROWTH FUND CLASS R6 FRANKLIN SMALL CAP GROWTH FUND CLASS R6 FRANKLIN GROWTH OPPORTUNITIES FUND CLASS R6 FRANKLIN FOCUSED CORE EQUITY FUND CLASS R6 FRANKLIN FLEX CAP GROWTH FUND CLASS R6 *MER* 354713356 EFF 8/26/16 FRANKLIN BIOTECHNOLOGY DISCOVERY FUND CLASS R6 FRANKLIN LIFESMART 2050 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2040 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2030 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2020 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2045 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2035 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2025 RETIREMENT TARGET FUND CLASS R6 FRANKLIN LIFESMART 2015 RETIREMENT TARGET FUND CLASS R6 FRANKLIN GROWTH ALLOCATION FUND CLASS R6 FRANKLIN MODERATE ALLOCATION FUND CLASS R6 FRANKLIN CONSERVATIVE ALLOCATION FUND CLASS R6 FRANKLIN PENNSYLVANIA TAX FREE INCOME FUND CLASS R6 FRANKLIN OREGON TAX-FREE INCOME FUND CLASS R6 FRANKLIN OHIO TAX FREE INCOME FUND CLASS R6 FRANKLIN MINNESOTA TAX-FREE INCOME FUND CLASS R6 FRANKLIN MICHIGAN TAX-FREE INCOME FUND CLASS R6 FRANKLIN CONNECTICUT TAX FREE INCOME FUND CLASS R6 FRANKLIN COLORADO TAX-FREE INCOME FUND CLASS R6

PAGE:

28

DATE: 06/05/18

FUND FAMILY : CUSIP --------354724452 354724460 354724478 354724486 354724494 354724510 354724528 354724536 354724544 354724551 354724569 354724577 354724585 354724593 354724619 354728883 35473A408 35473A622 35473A630 354902108 354902207 354902306 354902405 355148669 355148677 355148685 355148693 457756500 88018W609 88018X607 88019R385 88019R393 88019R518 88019R526 880196860 880196878 880199609 880208145 880208715 880208764 880208772 880208798 880210208 880210505 880210851 880210877 88022L508

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5534 SYMBOL ------

FNCQX

FNJRX FHYRX

FGCQX FLSZX

FRIXX FMBXX FMRXX FRCSX FMCVX FBSIX INFXX FDEVX FCWRX

FFMRX FTWRX FTFGX FTGFX

FTTRX FBNRX

TFEQX TGESX TFSCX FBOGX

FUND FAMILY NAME :

FRANKLIN TEMPLETON FUNDS

CUSIP DESCRIPTION ------------------------FRANKLIN ARIZONA TAX-FREE INCOME FUND CLASS R6 FRANKLIN VIRGINIA TAX-FREE INCOME FUND CLASS R6 FRANKLIN NORTH CAROLINA TAX-FREE INCOME FUND CLASS R6 FRANKLIN MISSOURI TAX-FREE INCOME FUND CLASS R6 FRANKLIN MARYLAND TAX-FREE INCOME FUND CLASS R6 FRANKLIN LOUISIANA TAX-FREE INCOME FUND CLASS R6 FRANKLIN KENTUCKY TAX-FREE INCOME FUND CLASS R6 FRANKLIN GEORGIA TAX-FREE INCOME FUND CLASS R6 FRANKLIN FLORIDA TAX-FREE INCOME FUND CLASS R6 FRANKLIN ALABAMA TAX-FREE INCOME FUND CLASS R6 FRANKLIN NEW JERSEY TAX-FREE INCOME FUND CLASS R6 FRANKLIN MASSACHUSETTS TAX FREE INCOME FUND CLASS R6 FRANKLIN HIGH YIELD TAX-FREE INCOME FUND CLASS R6 FRANKLIN FEDERAL LIMITED-TERM TAX FREE INCOME FUND CLASS R6 FRANKLIN FEDERAL INTERMEDIATE-TERM TAX-FREE INCOME FUND CLASS R6 TEMPLETON GLOBAL CURRENCY FUND CLASS R6 FRANKLIN LIFESMART TM 2055 RETIREMENT TARGET FUND CLASS R6 FRANKLIN FOUNDING FUNDS ALLOCATION FUND CLASS R6 FRANKLIN COREFOLIO ALLOCATION FUND CLASS R6 FRANKLIN TEMPLETON U.S. GOVERNMENT MONEY FUND CLASS C FRANKLIN TEMPLETON MONEY FUND CLASS B FRANKLIN TEMPLETON U.S. GOVERNMENT MONEY FUND CLASS R FRANKLIN TEMPLETON U.S. GOVERNMENT MONEY FUND CLASS A FRANKLIN SMALL CAP VALUE FUND CLASS R6 FRANKLIN MICROCAP VALUE FUND CLASS R6 FRANKLIN LARGE CAP VALUE FUND CLASS R6 *MER* 353825888 EFF 5/23/2016 FRANKLIN BALANCE SHEET INVESTMENT FUND CLASS R6 FRANKLIN IFT MONEY MARKET PORTFOLIO FUND CLASS A TEMPLETON DEVELOPING MARKETS TRUST CLASS R6 TEMPLETON CHINA WORLD FUND CLASS R6 TEMPLETON EMERGING MARKETS SMALL CAP FUND CLASS R6 TEMPLETON EMERGING MARKETS BALANCED FUND CLASS R6 TEMPLETON GLOBAL BALANCED FUND CLASS R6 TEMPLETON FRONTIER MARKETS FUND CLASS R6 TEMPLETON WORLD FUND CLASS R6 TEMPLETON FOREIGN FUND CLASS R6 TEMPLETON GROWTH FUND CLASS R6 TEMPLETON CONSTRAINED BOND FUND CLASS R6 TEMPLETON INTERNATIONAL BOND FUND CLASS R6 TEMPLETON GLOBAL TOTAL RETURN FUND CLASS R6 TEMPLETON GLOBAL BOND FUND CLASS R6 TEMPLETON EMERGING MARKETS BOND FUND CLASS R6 TIF EMERGING MARKETS SERIES FUND TIF INTERNATIONAL EQUITY SERIES PRIMARY SHARES TIF GLOBAL EQUITY SERIES INSTITUTIONAL CLASS TEMPLETON INS FOREIGN SMALLER COMPANIES TEMPLETON GLOBAL SMALLER COMPANIES FUND CLASS R6

PAGE:

29

DATE: 06/05/18

FUND FAMILY :

5538

CUSIP --------093001139 093001162 093001196 093001238 093001352 969251750

SYMBOL -----BGGIX WIISX BIEMX WIIEX WBIIX WMCJX

FUND FAMILY :

5539

CUSIP --------56063N808 56063N881 56064B431 56064B647

SYMBOL -----MLRSX MHYSX MTRDX EPSRX

FUND FAMILY : CUSIP --------00141A339 00141A396 00141A412 00141A420 00141A438 00141B840 00141B857 00141L723 00141L731 00142J115 00142J123 00142J131 00142J149 00142R364 00142R430 00142R521 00142R539 00142R547 00142R554 00142R562 00142R570 001421569 001421577

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5540 SYMBOL -----SRRSX VAFFX ASRFX AFRFX CPBFX LCEFX CHFTX SMEFX IEGFX GIFFX IEIFX VADFX VFSCX

GTDFX ALLFX AUBFX ATDFX EMEFX IFEMX ICBFX ISTFX

FUND FAMILY NAME :

WILLIAM BLAIR FUNDS

CUSIP DESCRIPTION ------------------------WILLIAM BLAIR GLOBAL LEADERS FUND INSTITUTIONAL CLASS WILLIAM BLAIR INTERNATIONAL SMALL CAP GROWTH FD INSTITUTIONAL CLASS WILLIAM BLAIR EMERGING MARKETS GROWTH FUND INSTITUTIONAL CLASS WILLIAM BLAIR INTERNATIONAL EQUITY FUND INSTITUTIONAL CLASS WILLIAM BLAIR INTERNATIONAL GROWTH FUND INSTITUTIONAL CLASS WILLIAM BLAIR MACRO ALLOCATION FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

MAINSTAY FUNDS

CUSIP DESCRIPTION ------------------------MAINSTAY LARGE CAP GROWTH FUND CLASS R6 MAINSTAY MACKAY HIGH YIELD CORPORATE BOND FUND CLASS R6 MAINSTAY MACKAY TOTAL RETURN BOND FUND CLASS R6 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS R6

FUND FAMILY NAME :

INVESCO FDS

CUSIP DESCRIPTION ------------------------INVESCO STRATEGIC REAL RETURN FUND CLASS R6 INVESCO AMERICAN FRANCHISE FUND CLASS R6 INVESCO GLOBAL REAL ESTATE INCOME FUND CLASS R6 INVESCO FLOATING RATE FUND CLASS R6 INVESCO CORE PLUS BOND FUND CLASS R6 INVESCO DIVERSIFIED DIVIDEND FUND CLASS R6 INVESCO CHARTER FUND CLASS R6 INVESCO SMALL CAP EQUITY FUND CLASS R6 INVESCO INTERNATIONAL SMALL COMPANY FUND CLASS R6 INVESCO GROWTH AND INCOME FUND CLASS R6 INVESCO EQUITY AND INCOME FUND CLASS R6 INVESCO EQUALLY-WEIGHTED S&P 500 FUND CL R6 INVESCO SMALL CAP DISCOVERY R6 INVESCO UNCONSTRAINED BOND FUND CLASS R6 INVESCO STRATEGIC INCOME FUND CLASS R6 INVESCO DEVELOPING MARKETS FUND CLASS R6 INVESCO BALANCED-RISK ALLOCATION FUND CLASS R6 INVESCO WORLD BOND FUND CLASS R6 INVESCO ENDEAVOR FUND CLASS R6 INVESCO EMERGING MARKETS EQUITY FUND CLASS R6 INVESCO EMERGING MARKETS FLEXIBLE BOND FUND CLASS R6 INVESCO CORPORATE BOND FUND CLASS R6 INVESCO SHORT TERM BOND FUND CLASS R6

PAGE:

30

DATE: 06/05/18

FUND FAMILY :

5540

CUSIP --------001421585 001421593 001421619 00143M315 00143M331 00143M349 00888W346 00888W411 00888W478 00888W486 00888W494 00888W510 00888W528 00888W536 00888W544 00888W551 00888Y144 00888Y219 00888Y839 00888Y847 00889A103 00889A202 00889A301 00889A400 00889A509 46134M103

SYMBOL -----IARFX HYIFX FGREX SMVSX ICSFX MSAFX MIZSX LQLSX GTSFX GTAFX CNSFX IANFX TNEFX TNDFX TNAFX VRCFX ILPQX GIZSX PIFFX IBRFX AGGFX IFOPX IBVFX IGFRX IZFSX ICIFX

FUND FAMILY :

5541

CUSIP --------885216804 885216820 885216838

SYMBOL -----TGIRX THGIX TDWRX

FUND FAMILY : CUSIP --------367829777 543488787 543488795 543488829

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5542 SYMBOL -----GTENX LSVNX NEZNX LGBNX

FUND FAMILY NAME :

INVESCO FDS

CUSIP DESCRIPTION ------------------------INVESCO REAL ESTATE FUND CLASS R6 INVESCO HIGH YIELD FUND CLASS R6 INVESCO GLOBAL REAL ESTATE FUND CLASS R6 INVESCO SMALL CAP VALUE FUND CLASS R6 INVESCO COMSTOCK FUND CLASS R6 INVESCO AMERICAN VALUE FUND CLASS R6 INVESCO MULTI-ASSET INFLATION FUND CLASS R6 INVESCO ALTERNATIVE STRATEGIES FUND CLASS R6 INVESCO SMALL CAP GROWTH FUND CLASS R6 INVESCO MID CAP CORE EQUITY FUND CLASS R6 INVESCO CONVERTIBLE SECURITIES FUND CLASS R6 INVESCO BALANCED-RISK RETIREMENT NOW FUND CLASS R6 INVESCO BALANCED-RISK RETIREMENT 2050 FUND CLASS R6 INVESCO BALANCED-RISK RETIREMENT 2040 FUND CLASS R6 INVESCO BALANCED-RISK RETIREMENT 2030 FUND CLASS R6 INVESCO BALANCED-RISK RETIREMENT 2020 FUND CLASS R6 INVESCO MLP FUND CLASS R6 INVESCO GLOBAL INFRASTRUCTURE FUND CLASS R6 INVESCO MULIT-ASSET INCOME CLASS R6 INVESCO BALANCED-RISK COMMODITY STRATEGY FUND CLASS R6 INVESCO GLOBAL GROWTH FUND CLASS R6 INVESCO GLOBAL OPPORTUNITIES FUND CLASS R6 INVESCO INTERNATIONAL CORE EQUITY FUND CLASS R6 INVESCO INTERNATIONAL GROWTH FUND CLASS R6 INVESCO SELECT OPPORTUNITIES FUND CLASS R6 INVESCO CONSERVATIVE INCOME FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

THORNBURG FUNDS

CUSIP DESCRIPTION ------------------------THORNBURG INTERNATIONAL VALUE FUND CLASS R6 THORNBURG INTERNATIONAL GROWTH FUND CLASS R6 THORNBURG DEVELOPING WORLD FUND CLASS R6

FUND FAMILY NAME :

NATIXIS FUNDS

CUSIP DESCRIPTION ------------------------GATEWAY FUND CLASS N LOOMIS SAYLES VALUE FUND CLASS N LOOMIS SAYLES STRATEGIC INCOME FUND CLASS N LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS N

PAGE:

31

DATE: 06/05/18

FUND FAMILY :

5542

CUSIP --------543488845 63872R517 63872R574 63872T430 63872T448 63872W508 63872W607 63872W706 63872W805 63872W821 63872W839 63872W847 63872W854 63872W862 63872W870 63872W888 63873P700 63873P841 63873P866 63873P882

SYMBOL -----LGRNX MGGNX NERNX VNVNX GAFNX NRFNX NSFBX NSFDX NSFEX NSFMX NSFLX NSFKX NSFJX NSFHX NSFGX NSFFX LDINX VNSNX LSFNX LSNGX

FUND FAMILY : CUSIP --------01880B181 01880B249 01880B298 01880B355 01880B413 01880B504 01880B512 01880B520 01880B579 01880B652 01880B660 01880B710 01880B728 01880B769 01880B777 01880B827 01880B835 01880B876 01882F347 01882F412

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5554 SYMBOL ------

AZMIX AZUIX AZIIX AZFIX AJVIX

GLRAX GBLIX GBMAX GBVIX GVLAX GVLIX GVDAX GVSIX ASHIX APEIX AOBIX

FUND FAMILY NAME :

NATIXIS FUNDS

CUSIP DESCRIPTION ------------------------LOOMIS SAYLES GROWTH FUND CLASS N MIROVA GLOBAL GREEN BOND FUND CLASS N LOOMIS SAYLES CORE PLUS BOND FUND CLASS N VAUGHAN NELSON VALUE OPPORTUNITY FUND CLASS N ASG GLOBAL ALTERNATIVES FUND CLASS N AEW REAL ESTATE FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2015 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2020 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2025 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2060 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2055 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2050 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2045 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2040 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2035 FUND CLASS N NATIXIS SUSTAINABLE FUTURE 2030 FUND CLASS N LOOMIS SAYLES DIVIDEND INCOME FUND CLASS N VAUGHAN NELSON SELECT FUND CLASS N LOOMIS SAYLES SENIOR FLOATING RATE AND FIXED INCOME FUND CLASS N LOOMIS SAYLES GLOBAL GROWTH FUND CLASS N

FUND FAMILY NAME :

ALLIANZ FUNDS

CUSIP DESCRIPTION ------------------------ALLIANZGI MULTI-ASSET REAL RETURN FUND INSTITUTIONAL CLASS ALLIANZGI DYNAMIC EMERGING MULTI-ASSET FUND INSTITUTIONAL CLASS ALLIANZGI NFJ EMERGING MARKETS VALUE FUND INSTITUTIONAL CLASS ALLIANZGI U.S. EQUITY HEDGED FUND INSTITUTIONAL CLASS ALLIANZGI STRUCTURED RETURN FUND INSTITUTIONAL CLASS ALLIANZGI BEHAVIORAL ADVANTAGE LARGE CAP FUND INSTITUTIONAL CLASS ALLIANZGI NFJ INTERNATIONAL SMALL CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZGI GLOBAL MANAGED VOLATILITY FUND INSTITUTIONAL CLASS ALLIANZGI NFJ INTERNATIONAL VALUE II FUND INSTITUTIONAL CLASS ALLIANZGI RETIREMENT 2055 FD ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2055 FD CLASS R6 ALLIANZGI RETIREMENT 2045 FD ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2045 FD CLASS R6 ALLIANZGI RETIREMENT 2035 FD ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2035 FD CLASS R6 ALLIANZGI RETIREMENT 2025 FD ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2025 FD CLASS R6 ALLIANZGI SHORT DURATION HIGH INCOME FUND INSTL CLASS ALLIANZGI PREFERRED SECURITIES AND INCOME FUND INSTITUTIONAL CLASS ALLIANZGI CORE BOND FUND INSTITUTIONAL CLASS

PAGE:

32

DATE: 06/05/18

FUND FAMILY : CUSIP --------01882F446 01882F479 01882F503 01882F511 01882F545 01882F586 01882F867 01882F883 01882G105 01882G501 01882G634 01882G683 01882G725 01882G741 01882G782 01882G808 01882G824 01882G857 01882G873 018918102 018918110 018918177 018918185 018918193 018918227 018918235 018918292 018918300 018918367 018918375 018918433 018918441 018918508 018918516 018918573 018918581 018918623 018918631 018918698 018918706 018918763 018918821 018918839 018919100 018919167 018919233 018919290

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5554 SYMBOL -----AVRNX APBIX APKIX APMIX AGIHX ALLHX AGMIX AGERX ABTLX ASHSX GLIIX EEDIX AEMKX ASTNX ASTYX ALAIX AERIX

NFJEX ANDAX PGFIX PGFAX

ANVIX ALNFX

PRNIX PRAAX PSVIX PVADX

FUND FAMILY NAME :

ALLIANZ FUNDS

CUSIP DESCRIPTION ------------------------ALLIANZGI MULTI ASSET INCOME FUND INSTITUTIONAL CLASS ALLIANZGI PERFORMANCE FEE STRUCTURED U.S. EQUITY FUND INST CL ALLIANZGI GLOBAL FUNDAMENTAL STRATEGY FUND INSTITUTIONAL CLASS ALLIANZGI PERFORMANCE FEE STRUCTURED U.S. FIXED INCOME FD INST ALLIANZGI PERFORMANCE FEE MANAGED FUTURES STRATEGY FD INST CL ALLIANZGI GLOBAL HIGH YIELD FUND INSTITUTIONAL CLASS ALLIANZGI BEST STYLES GLOBAL EQUITY FUND INSTITUTIONAL CLASS ALLIANZGI EMERGING MARKETS DEBT FUND INSTITUTIONAL CLASS ALLIANZGI BEST STYLES GLOBAL EQUITY FUND CLASS R6 ALLIANZGI BEST STYLES U.S. EQUITY FUND INSTITUTIONAL CLASS ALLIANZGI SHORT DURATION HIGH INCOME FUND R6 ALLIANZGI GLOBAL MEGATRENDS FUND INSTITUTIONAL CLASS ALLIANZGI INTERNATIONAL GROWTH FUND INSTITUTIONAL CLASS ALLIANZGI EUROPE EQUITY DIVIDEND FUND INSTITUTIONAL CLASS ALLIANZGI BEST STYLES EMERGING MARKETS EQUITY INSTITUTIONAL CLASS ALLIANZGI GLOBAL FUND INSTITUTIONAL CLASS ALLIANZGI BEST STYLES INTERNATIONAL EQUITY FUND INST CL ALLIANZGI EMERGING MARKETS SMALL-CAP FUND INSTITUTIONAL CLASS ALLIANZGI EMERGING MARKETS CONSUMER FUND INSTITUTIONAL CLASS *ALLIANZ CCM CAP APPRECIATION FUND INST *N/C* 561717570 EFF 09/27/10 *ALLIANZ CCM CAP APPRECIATION ADMIN FUND *N/C* 561717562 EFF 09/27/10 *ALLIANZ CCM EMERGING COMPANIES FUND INST CL *N/C* 561717398 EFF 09/27/10 *ALLIANZ CCM EMERGING COMPANIES FD ADMINISTRATIVE CL *N/C* 561717380 EFF 09/27/10 *ALLIANZ CCM FOCUSED GROWTH FD INSTITUTIONAL CLASS *N/C* 561717372 EFF 09/27/10 ALLIANZGI NFJ DIVIDEND VALUE FUND INSTITUTIONAL CLASS ALLIANZGI NFJ DIVIDEND VALUE FUND ADMINISTRATIVE CLASS ALLIANZGI FOCUSED GROWTH FUND INSTITUTIONAL CLASS ALLIANZGI FOCUSED GROWTH FUND ADMINISTRATIVE CLASS ALLIANZ OCC EQUITY PREMIUM STRATEGY FUND INST CLASS ALLIANZ OCC EQUITY PREMIUM STRATEGY FUND ADMIN CLASS ALLIANZGI NFJ LARGE CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZGI NFJ LARGE CAP VALUE FUND ADMINISTRATIVE CLASS *ALLIANZ CCM MID CAP FUND INST CLASS *N/C* 561717489 EFF 09/27/10 *ALLIANZ CCM MID CAP FUND ADMIN CL *N/C* 561717471 EFF 09/27/10 ALLIANZGI OPPORTUNITY FUND INST CLASS *MER* 018922534 EFF 3/6/15 ALLIANZGI OPPORTUNITY FUND ADMINISTRATIVE CLASS *MER* 018922542 EFF 3/6/15 ALLIANZGI NFJ MID- CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZGI NFJ MID- CAP VALUE FUND ADMINISTRATIVE CLASS ALLIANZGI NFJ SMALL CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZGI NFJ SMALL CAP VALUE FUND ADMINISTRATIVE CLASS ALLIANZ AGIC TARGET FUND INSTITUTIONAL CLASS *MER* 018919688 EFF 5/4/12 *ALLIANZ GLOBAL INVESTORS VALUE FD INSTL CL *MER* 018918433 EFF 1/16/09 *ALLIANZ GLOBAL INVESTORS VALUE FD ADMIN CL *MER* 018918441 EFF 1/16/09 ALLIANZGI NFJ ALL-CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZ AGIC GLOBAL FUND INSTITUTIONAL CLASS ALLIANZGI U.S. MANAGED VOLATILITY FUND INST CLASS ALLIANZGI INTERNATIONAL MANAGED VOLATILITY FUND INST CLASS

PAGE:

33

DATE: 06/05/18

FUND FAMILY : CUSIP --------018919332 018919464 018919514 018919621 018919688 018919696 018919753 018920108 018920207 018920371 018920389 018920462 018920512 018920553 018920603 018920637 018920678 018920736 018920835 018922336 018922484 018922492 018922518 018922526 018922534 01900A189 01900A197 01900A262 01900A270 01900A346 01900A353 01900A429 01900A437 01900A494 01900A510 01900A577 01900A585 01900A650 01900A718 01900A726 01900A775 01900A833 01900A882 01900C268 01900C359 01900C417 01900C425

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5554 SYMBOL -----DRGTX DGSCX DRMCX DRMAX RGLIX AIVAX

AZNIX ANJIX AOTIX

DGTAX ANPRX HLHIX ANAVX ANDVX ANFVX AZBIX ARAMX AVRIX ANAMX ASNIX AVAMX AVTIX ABAMX ABLIX AGLMX AGNIX

AWTIX

AUMIX AMCIX

FUND FAMILY NAME :

ALLIANZ FUNDS

CUSIP DESCRIPTION ------------------------ALLIANZ AGIC PACIFIC RIM FUND INST CLASS *MER* 018920637 EFF 6/15/12 ALLIANZGI TECHNOLOGY FUND INSTITUIONAL CLASS ALLIANZGI GLOBAL SMALL-CAP FUND INSTITUTIONAL CLASS ALLIANZ RCM DISCIPLINED INTL EQUITY FUND INSTL CL ALLIANZGI MID-CAP FUND INSTITUIONAL CLASS ALLIANZGI MID-CAP FUND ADMINISTRATIVE CLASS ALLIANZGI LARGE-CAP GROWTH FD INST CL *MER* 018918292 EFF 5/30/14 ALLIANZGI GLOBAL NATURAL RESOURCES FUND INSTITUIONAL CLASS *ALLIANZ GLOBAL INVESTORS SOLUTIONS CORE ALLOCATION FD INST CL *C/C * 01900C789 7/15/09 ALLIANZGI NFJ INTERNATIONAL VALUE FUND ADMINISTRATIVE CLASS ALLIANZ OCC SMALL- CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZ AGIC MID-CAP GROWTH FUND INSTITUTIONAL CLASS ALLIANZGI INCOME AND GROWTH FUND INSTL CLASS ALLIANZ NFJ MID-CAP VALUE FUND INSTITUTIONAL CLASS ALLIANZGI NFJ INTERNATIONAL FUND INSTITUTIONAL CLASS ALLIANZGI EMERGING MARKETS OPPORTUNITIES FUND INSTITUTIONAL CLASS ALLIANZ OCC INTERNATIONAL EQUITY INST CLASS ALLIANZ RCM FOCUSED GROWTH FUND INSTITUTIONAL CLASS ALLIANZGI TECHNOLOGY FUND ADMINISTRATIVE CLASS ALLIANZGI NFJ MID-CAP VALUE FUND CLASS R6 ALLIANZGI HEALTH SCIENCES FUND INSTITUTIONAL CLASS ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS R6 ALLIANZGI NFJ DIVIDEND VALUE FUND CLASS R6 ALLIANZGI NFJ SMALL-CAP VALUE FUND CLASS R6 ALLIANZGI SMALL-CAP FUND INSTITUTIONAL CLASS ALLIANZGI MULTI ASSET INCOME FUND ADMINISTRATIVE CLASS ALLIANZGI MULTI ASSET INCOME FUND CLASS R6 ALLIANZGI RETIREMENT 2050 FUND ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2050 FUND CLASS R6 ALLIANZGI RETIREMENT 2040 FUND ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2040 FUND CLASS R6 ALLIANZGI RETIREMENT 2030 FUND ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2030 FUND CLASS R6 ALLIANZGI RETIREMENT 2020 FUND ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2020 FUND CLASS R6 ALLIANZGI RETIREMENT 2015 FUND ADMINISTRATIVE CLASS ALLIANZGI RETIREMENT 2015 FUND CLASS R6 *MER* 01900A197 EFF 8/26/16 ALLIANZ RCM GLOBAL ECOTRENDS FUND INSTITUTIONAL CLASS *MER* 01900A718 EFF 02/24/12 ALLIANZGI GLOBAL WATER FUND INSTL CLASS ALLIANZ NACM GLOBAL EQUITY 130/30 FD INSTL CL ALLIANZGI RCM DISCIPLINED EQUITY FD INSTITUTIONAL CL ALLIANZ RCM INTL OPPORTUNITIES FUND INSTL CLASS ALLIANZ RCM ALL HORIZONS FUND INSTITUTIONAL CLASS ALLIANZGI REDWOOD FUND INSTITUTIONA CLASS ALLIANZGI RCM CHINA EQUITY FUND INSTITUTIONAL CLASS ALLIANZGI ULTRA MICRO CAP FUND INSTITUTIONAL CLASS ALLIANZGI MICRO CAP FUND INSTITUIONAL CLASS

PAGE:

34

DATE: 06/05/18

FUND FAMILY :

5554

CUSIP --------01900C441 01900C466 01900C540 01900C557 01900C607 01900C631 01900C649 01900C698 01900C789 01900C797 01900C847 01900C854

SYMBOL -----ALOIX AYBIX AYBVX ANNAX ANNPX PALLX AGAMX AGFAX AGAIX

FUND FAMILY : CUSIP --------380987735 38141W174 38141W182 38141W190 38141W224 38141W232 38141W265 38141W273 38141W331 38141W356 38141W364 38141W380 38141W422 38141W463 38141W661 38141W729 38141W786 38141W869 38141W877 38142B138 38142B500 38142B872 38142B880 38142V308 38142V464 38142V514 38142V753 38142V779

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5572 SYMBOL -----FEAXX FTXXX GPMXX FADXX FSMXX FOAXX FGTXX GPPXX FBAXX FPOXX GSMSX GSGSX GSESX GSHSX GGISX GSCSX GSDSX GSASX GSPSX FTIXX FVAXX FEDXX GSSSX GAPSX GOISX GSOSX GRESX

FUND FAMILY NAME :

ALLIANZ FUNDS

CUSIP DESCRIPTION ------------------------ALLIANZGI U.S. SMALL-CAP GROWTH FUND INSTITUIONAL CLASS ALLIANZGI INTERNATIONAL SMALL- CAP FUND INSTITUTIONAL CLASS ALLIANZGI HIGH YIELD BOND FUND INSTITUTIONAL CLASS ALLIANZGI HIGH YIELD BOND FUND ADMINISTRATIVE CLASS ALLIANZ AGIC INTERNATIONAL GROWTH FUND INSTL CL ALLIANZGI CONVERTIBLE FUND ADMINISTRATIVE CLASS ALLIANZGI CONVERTIBLE FUND INSTITUTIONAL CLASS ALLIANZGI NFJ GLOBAL DIVIDEND VALUE FUND INSTITUTIONAL CLASS ALLIANZGI GLOBAL ALLOCATION FUND INSTITUTIONAL CLASS ALLIANZGI GLOBAL ALLOCATION FUND ADMINISTRATIVE CLASS ALLIANZGI GLOBAL DYNAMIC ALLOCATION FUND ADMINISTRATIVE CLASS ALLIANZGI GLOBAL DYNAMIC ALLOCATION FUND INSTUTIONAL CL

FUND FAMILY NAME :

GOLDMAN SACHS FUNDS

CUSIP DESCRIPTION ------------------------GS VIT HIGH QUALITY FLOATING RATE FUND SERVICE CLASS GOLDMAN SACHS INVESTOR TAX-EXEMPT MONEY MARKET FUND ADMINISTRATION CL GOLDMAN SACHS INVESTOR TAX-EXEMPT MONEY MARKET FUND INSTITUTIONAL CLASS GOLDMAN SACHS FINL SQUARE MONEY MKT FD PFD CLASS GOLDMAN SACHS FINANCIAL SQUARE MONEY MARKET FUND ADMIN CLASS GOLDMAN SACHS FINANCIAL SQUARE MONEY MKT INST. SHRS GOLDMAN SACHS FINANCIAL SQUARE GOVERNMENT FUND ADMIN SHARES GOLDMAN SACHS FINANCIAL SQUARED GOVT FUND INST CLASS GOLDMAN SACHS FINL SQUARE PRIME OBLIGS FD PFD CLASS GOLDMAN SACHS FINANCIAL SQUARE PRIME OBLIGATIONS ADMIN SHARES GOLDMAN SACHS FINANCIAL SQUARE PRIME OBLIGATIONS FUND INST SHARES GOLDMAN SACHS MID CAP EQUITY FUND SERVICE CLASS GOLDMAN SACHS DYNAMIC U.S. EQUITY FUND SERVICE CLASS GOLDMAN SACHS U.S. EQUITY INSIGHTS FUND SERVICE CLASS GOLDMAN SACHS HIGH YIELD FUND SERVICE CLASS GOLDMAN SACHS GLOBAL INCOME SERVICE SHARES GOLDMAN SACHS CORE FIXED INCOME FUND SERVICE CLASS GOLDMAN SACHS SHORT DURATION GOVERNMENT FUND SERVICE CLASS GOLDMAN SACHS HIGH QUALITY FLOATING RATE FUND SERVICE CLASS GOLDMAN SACHS CAPITAL GROWTH FUND SERVICE SHARES GOLDMAN SACHS FINANCIAL SQUARE TREASURY INST. FUND GOLDMAN SACHS FINANCIAL SQUARE TREASURY SOLUTIONS FUND ADMIN CLASS GOLDMAN SACHS FINANCIAL SQUARE TREASURY SOLUTIONS FUND INSTL CLASS GOLDMAN SACHS SMALL CAP VALUE FUND SERVICE CLASS GOLDMAN SACHS EQUITY GRTH STRGY FD SERVICE CL GOLDMAN SACHS GRWTH INCOME PRTFLO FD SERVICE CL GOLDMAN SACHS GOVERNMENT INCOME FUND SERVICE CLASS GOLDMAN SACHS REAL ESTATE SECURITIES FUND SERVICE CLASS

PAGE:

35

DATE: 06/05/18

FUND FAMILY :

5572

CUSIP --------38142V837 38142V886 38142Y500 38142Y526 38143H399 38145C844 38145C877 38145L406 38147N368 38147N434 38147N491 38147N566 38147N632 38147N699 38147N764 38147N830 38147X234 38147X259 38147X333 38147X424 38147X481 38147X572 38147X606 38148U452 38148U692

SYMBOL -----GCISX GCSSX GGOSX GEADX GSNSX GBRXX GSCXX GXSSX GTVIX GTVSX GTVEX GTVMX GTVOX GTVJX GTVFX GTVHX GICUX GERUX GCFUX GSSUX GINUX GSOUX GPPAX FSOXX FIRXX

FUND FAMILY :

5574

CUSIP --------36239W106 362403107 362403115

SYMBOL -----GABXX GBAXX GBCXX

FUND FAMILY : CUSIP --------94984B207 94984B504 94984B835 94984B868 94987W513

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5576 SYMBOL -----WFSCX WFTYX WFQFX WFQPX WFPRX

FUND FAMILY NAME :

GOLDMAN SACHS FUNDS

CUSIP DESCRIPTION ------------------------GOLDMAN SACHS INTERNATIONAL EQUITY INSIGHTS FUND SERVICE CLASS GOLDMAN SACHS SMALL CAP EQUITY INSIGHTS FUND SERVICE CLASS GOLDMAN SACHS GROWTH OPPORTUNITIES FUND SERVICE SHARES GOLDMAN SACHS ENHANCED INCOME (ADMIN CLASS) GOLDMAN SACHS BOND FUND SERVICE CLASS GOLDMAN SACHS FINL SQUARE PRIME OBLIGS FD RES CLASS GOLDMAN SACHS FINL SQUARE MONEY MKT FDS CASH MGMT CLASS GOLDMAN SACHS SATELLITE STRAT FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2055 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2050 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2045 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2040 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2035 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2030 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2025 FUND SERVICE CLASS GOLDMAN SACHS TARGET DATE 2020 FUND SERVICE CLASS GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND CLASS R6 GOLDMAN SACHS EMERGING MARKETS EQUITY INSIGHTS FUND CLASS R6 GOLDMAN SACHS CORE FIXED INCOME FUND CLASS R6 GOLDMAN SACHS SMALL CAP VALUE FUND CLASS R6 GOLDMAN SACHS SMALL CAP GROWTH INSIGHTS FUND CLASS R6 GOLDMAN SACHS GOVERNMENT INCOME FUND CLASS R6 GOLDMAN SACHS SHORT TERM CONSERVATIVE INCOME FUND ADMIN CLASS GOLDMAN SACHS FINANCIAL SQUARE GOVERNMENT FUND FST CLASS A GOLDMAN SACHS FSQ FEDERAL INSTRUMENTS FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

GABELLI FUNDS

CUSIP DESCRIPTION ------------------------THE GABELLI U.S. TREASURY MONEY MARKET FUND GABELLI U.S. TREASURY MONEY MARKET FUND CLASS A GABELLI U.S. TREASURY MONEY MARKET FUND CLASS C

FUND FAMILY NAME :

WELLS FARGO ADVANTAGE FUND

CUSIP DESCRIPTION ------------------------WELLS FARGO TARGET 2015 FUND CLASS R6 WELLS FARGO TARGET 2025 FUND CLASS R6 WELLS FARGO TARGET 2050 FUND CLASS R6 WELLS FARGO TARGET 2045 FUND CLASS R6 WELLS FARGO SPECIAL MID CAP VALUE FUND CLASS R6

PAGE:

36

DATE: 06/05/18

FUND FAMILY :

5576

CUSIP --------94987W521 94987W539 94987W547 94987W554 94987W778 94987W786 94987W794 94987W810 94987W828 94987W836 94987W844 94988A668 94988A676 94988A684 94988A692 94988A817 94990B506 94990B746 949915201 949915300 949915409 949915508 949921183 949921837

SYMBOL -----SMVRX EMGDX WFDRX SCSRX MSDRX ESIRX WTRIX EKJFX STFFX WFCRX EIVFX ESPRX WSCRX WENRX WARRX WSCJX WTLVX WFOAX WFOBX WFOOX WFOSX WFQUX WFCMX

FUND FAMILY :

5580

CUSIP --------89354D247

SYMBOL -----TASTX

FUND FAMILY :

5581

CUSIP --------32008F325 32008F366 32008F416 32008F457 32008F499 32008F549 32008F580

SYMBOL -----FEFRX FEHRX FEBRX FEURX FEVRX FEORX FEGRX

FUND FAMILY : CUSIP --------409902335

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5582 SYMBOL -----UGLSX

FUND FAMILY NAME :

WELLS FARGO ADVANTAGE FUND

CUSIP DESCRIPTION ------------------------WELLS FARGO SMALL-CAP VALUE FUND CLASS R6 WELLS FARGO EMERGING MARKETS EQUITY FUND CLASS R6 WELLS FARGO DISCOVERY FUND CLASS R6 WELLS FARGO COMMON STOCK FUND CLASS R6 WELLS FARGO SHORT DURATION GOVT BOND FUND CLASS R6 WELLS FARGO INTERNATIONAL BOND FUND CLASS R6 WELLS FARGO CORE BOND FUND CLASS R6 WELLS FARGO PREMIER LARGE COMPANY GROWTH FUND CLASS R6 WELLS FARGO LARGE CAP GROWTH FUND CLASS R6 WELLS FARGO CAPITAL GROWTH FUND CLASS R6 WELLS FARGO INTRINSIC VALUE FUND CLASS R6 WELLS FARGO SPECIAL SMALL CAP VALUE FUND CLASS R6 WELLS FARGO SMALL COMPANY GROWTH FUND CL R6 WELLS FARGO ENTERPRISE FUND CLASS R6 WELLS FARGO ABSOLUTE RETURN FUND CLASS R6 WELLS FARGO ADVANTAGE EMERGING MARKETS EQUITY SELECT FUND CLASS R6 WELLS FARGO SMALL CAP OPPORTUNITIES FUND CLASS R6 WELLS FARGO LARGE COMPANY VALUE FUND FUND CLASS R6 WELLS FARGO TARGET 2010 FUND CLASS R6 WELLS FARGO TARGET 2020 FUND CLASS R6 WELLS FARGO TARGET 2030 FUND CLASS R6 WELLS FARGO TARGET 2040 FUND CLASS R6 WELLS FARGO TARGET 2055 FUND CLASS R6 WELLS FARGO COREBUILDER MUNICIPAL FUND CLASS M

FUND FAMILY NAME :

TRANSAMERICA FUNDS

CUSIP DESCRIPTION ------------------------TRANSAMERICA SHORT TERM BOND FUND CLASS R6

FUND FAMILY NAME :

FIRST EAGLE FUNDS

CUSIP DESCRIPTION ------------------------FIRST EAGLE FUND OF AMERICA CLASS R6 FIRST EAGLE HIGH YIELD FUND CLASS R6 FIRST EAGLE GLOBAL INCOME BUILDER FUND CLASS R6 FIRST EAGLE GOLD FUND CLASS R6 FIRST EAGLE U.S. VALUE FUND CLASS R6 FIRST EAGLE OVERSEAS FUND CLASS R6 FIRST EAGLE GLOBAL FUND CLASS R6

FUND FAMILY NAME :

JOHN HANCOCK FUNDS

CUSIP DESCRIPTION ------------------------JOHN HANCOCK U.S. GLOBAL LEADERS GROWTH FUND CLASS R6

PAGE:

37

DATE: 06/05/18

FUND FAMILY : CUSIP --------409902343 409905825 41014P722 41015K318 41015K367 41015K417 41015K516 41015K524 41015K532 41015K540 41015K557 41015K565 41015K573 41015K581 41015K599 41015K615 41015K623 41015K631 41015K649 41015K656 41015K664 41015K672 41015K680 41015K698 41015K714 41015K722 410223606 410227813 47803N703 47803P146 47803P237 47803P336 47803P427 47803P468 47803P633 47803P641 47803P658 47803U418 47803W646 47803W679 47803W703 47803W778 47803W802 47803W851 47803W869 47803W877 478030307

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5582 SYMBOL -----JCVWX JHRRX JRIWX JLKYX JLKTX JIPRX JRNRX JULMX JULGX JULCX JULBX JULAX JLKRX JLJIX JLIIX JLHIX JLFIX JLEIX JLDIX JLBJX JLAIX JFIRX JEVRX JCURX JAARX JHBSX JSNWX JEMGX JDIUX JVERX JEEDX JSFRX JLCWX JBAWX JDVWX JSGTX JIGTX JVMRX JIVUX JGRSX

JIGEX

FUND FAMILY NAME :

JOHN HANCOCK FUNDS

CUSIP DESCRIPTION ------------------------JOHN HANCOCK CLASSIC VALUE FUND CLASS R6 JOHN HANCOCK SMALL CAP EQUITY FUND CLASS R6 *MER* 47805A881 EFF 5/13/2016 JOHN HANCOCK GLOBAL CONSERVATIVE ABSOLUTE RETURN FUND CLASS R6 JOHN HANCOCK MULTI-INDEX 2055 PRESERVATION PORT FUND CLASS R6 JOHN HANCOCK MULTI-INDEX 2055 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2055 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK FUNDS STRATEGIC INCOME OPPORTUNITIES FUND CLASS R6 JOHN HANCOCK FUNDS NATURAL RESOURCES FUND CLASS R6 JOHN HANCOCK MULTIMANAGER LIFESTYLE MODERATE PORT FUND CLASS R6 JOHN HANCOCK FUNDS LIFESTYLE GROWTH PORTFOLIO CLASS R6 JOHN HANCOCK MULTI MANAGER LIFESTYLE CONSERVATIVE PORTFOLIO CLASS R6 JOHN HANCOCK FUNDS LIFESTYLE BALANCED PORTFOLIO CLASS R6 JOHN HANCOCK MULTIMANAGER LIFESTYLE AGGRESSIVE PORTFOLIO FD CL R6 JOHN HANCOCK MULTIMANAGER 2050 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2045 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2040 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2035 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2030 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2025 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2020 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2015 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTIMANAGER 2010 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK FUNDS FLOATING RATE INCOME FUND CLASS R6 JOHN HANCOCK FUNDS EMERGING MARKETS FUND CLASS R6 JOHN HANCOCK FUNDS ABSOLUTE RETURN CURRENCY FUND CLASS R6 JOHN HANCOCK FUNDS ALTERNATIVE ASSET ALLOCATION FUND CLASS R6 JOHN HANCOCK BOND FUND CLASS R6 JOHN HANCOCK INCOME FUND CLASS R6 JOHN HANCOCK GLOBAL REAL ESTATE FUND CLASS R6 JOHN HANCOCK EMERGING MARKETS EQUITY FUND CLASS R6 JOHN HANCOCK DISCIPLINED VALUE INTERNATIONAL FUND CLASS R6 JOHN HANCOCK VALUE EQUITY FUND CLASS R6 JOHN HANCOCK ENDURING ASSETS FUND CLASS R6 JHF SEAPORT LONG/SHORT FUND CLASS R6 JOHN HANCOCK FUNDAMENTAL LARGE CAP CORE FUND CL R6 JOHN HANCOCK GLOBAL OPPORTUNITIES FUND CLASS R6 *MER* 47805A725 EFF 7/24/15 JOHN HANCOCK BALANCED FUND CLASS R6 JOHN HANCOCK DISCIPLINED VALUE FUND CLASS R6 JOHN HANCOCK STRATEGIC GROWTH FUND CLASS R6 JOHN HANCOCK INTERNATIONAL GROWTH FD CL R6 JOHN HANCOCK FUNDS DISCIPLINED VALUE MID CAP FUND CL R6 JOHN HANCOCK FUNDS III INTERNATIONAL VALUE EQUITY FUND CLASS R6 JOHN HANCOCK GLOBAL SHAREHOLDER YIELD FUND CLASS R6 JOHN HANCOCK SMALL COMPANY FUND CLASS R6_*MER* 47803P138 EFF 3/23/18 JOHN HANCOCK SELECT GROWTH FUND CLASS R6 *MER* 47803W646 EFF 4/22/2016 JOHN HANCOCK INTERNATIONAL CORE FD CL R6 *MER* 47803P237 EFF 11/04/2016 JOHN HANCOCK INVESTMENT GRADE BOND FUND CLASS R6

PAGE:

38

DATE: 06/05/18

FUND FAMILY :

5582

CUSIP --------47804M290 47804M340 47804M381 47804M431 47804M472 47804M522 47804M563 47804M613 47804M654 47804M696 47804U227 47804U235 47804U243 47804U250 47804U268 47804U276 47804U318 47804U516 47804U557 47804U599 47804U649 47804U680 47804U730 47804U771 47804U821 47804U862 47805A535 47805A568 47805A592 47805A634 47805A725 47805A832 47805A881 47805T518 47805T526

SYMBOL -----JRISX JRVSX JRRSX JRYSX JRHSX JRESX JRWSX JRFSX JHASX JLMRX JLGSX JLCSX JIBRX JIIRX JTRRX JSCCX JRLZX JRLVX JRTWX JRTNX JRTJX JRTFX JRTAX JRLLX JRLHX JSDEX JFLVX JFAIX JEMIX JGEMX JIASX JWSOX JFGFX

FUND FAMILY : CUSIP --------45775L101 45775L200 45775L309 45775L408 45775L507

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5586 SYMBOL -----PMEGX TILCX TRSSX TRLGX TPLGX

FUND FAMILY NAME :

JOHN HANCOCK FUNDS

CUSIP DESCRIPTION ------------------------JOHN HANCOCK MULTI-INDEX 2050 PRESERVATION PORTFOLIO CL R6 JOHN HANCOCK MULTI-INDEX 2045 PRESERVATION PORTFOLIO FD CL R6 JOHN HANCOCK MULTI-INDEX 2040 PRESERVATION PORTFOLIO FD CL R6 JOHN HANCOCK MULTI-INDEX 2035 PRESERVATION PORTFOLIO FD CL R6 JOHN HANCOCK MULTI-INDEX 2030 PRESERVATION PORTFOLIO FD CL R6 JOHN HANCOCK MULTI-INDEX 2025 PRESERVATION PORTFOLIO FD CL R6 JOHN HANCOCK MULTI-INDEX 2020 PRESERVATION PORTFOLIO FD CL R6 JOHN HANCOCK MULTI-INDEX INCOME PRESERVATION PORTFOLIO FUND CLASS R6 JOHN HANCOCK FD RETIREMENT CHOICES AT 2015 PORTFOLIO CLASS R6 *MER* 47804M613 4/25/16 JOHN HANCOCK GLOBAL ABSOLUTE RETURN FUND CLASS R6 JOHN HANCOCK FUNDS II LIFESTYLE II MODERATE PORTFOLIO CLASS R6 JOHN HANCOCK FUNDS II LIFESTYLE II GROWTH PORTFOLIO CLASS R6 JOHN HANCOCK FUNDS II LIFESTYLE II CONSERVATIVE PORTFOLIO CLASS R6 JOHN HANCOCK FUNDS II LIFESTYLE II BALANCED PORTFOLIO CLASS R6 JOHN HANCOCK FUNDS II LIFESTYLE II AGGRESSIVE PORTFOLIO CLASS R6 JOHN HANCOCK REDWOOD FUND CLASS R6 JOHN HANCOCK II SMALL CAP VALUE FUND CLASS R6 JOHN HANCOCK MULTI INDEX 2050 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI INDEX 2045 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI INDEX 2040 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI INDEX 2035 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI INDEX 2030 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI INDEX 2025 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI-INDEX 2020 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI-INDEX 2015 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK MULTI-INDEX 2010 LIFETIME PORTFOLIO FUND CLASS R6 JOHN HANCOCK SHORT DURATION CREDIT OPPORTUNITIES FD CL R6 JOHN HANCOCK FUNDAMENTAL LARGE CAP VALUE FD CL R6 JOHN HANCOCK FUNDAMENTAL ALL CAP CORE FUND CLASS R6 JOHN HANCOCK EMERGING MARKETS DEBT FUND CLASS R6 JOHN HANCOCK GLOBAL EQUITY FUND CLASS R6 JOHN HANCOCK INCOME ALLOCATION FUND CLASS R6 JOHN HANCOCK NEW OPPORTUNITIES FUND CLASS R6 JOHN HANCOCK TECHNICAL OPPORTUNITIES FUND CLASS R6 JOHN HANCOCK FUNDAMENTAL GLOBAL FRANCHISE FUND CLASS R6

FUND FAMILY NAME : CUSIP DESCRIPTION ------------------------T ROWE PRICE INSTITUTIONAL T ROWE PRICE INSTITUTIONAL T ROWE PRICE INSTITUTIONAL T ROWE PRICE INSTITUTIONAL T ROWE PRICE INSTITUTIONAL

T ROWE PRICE FUNDS

MID CAP EQUITY GROWTH FUND LARGE CAP VALUE SMALL CAP STOCK LARGE CAP GROWTH FUND LARGE CAP CORE GROWTH FUND

PAGE:

39

DATE: 06/05/18

FUND FAMILY : CUSIP --------45775L705 74144Q104 74144Q203 74144Q302 74144Q401 74144Q500 74144Q609 74144Q708 74144Q807 74144Q864 74144Q872 74144Q880 741479406 741481303 741481600 741486302 74149R305 741494306 77954G207 77954J300 77954J409 77954M303 77954Q403 779546308 779547405 779549203 779552405 779556406 779557305 77956H195 77956H229 77956H237 77956H245 77956H252 77956H260 77956H278 77956H286 77956H294 77956H310 77956H328 77956H336 77956H351 77956H369 77956H377 77956H385 77956H435 77956H450

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5586 SYMBOL -----TRISX PRFEX IEMFX TRGSX TREBX RPIIX TRIAX RPIGX RPICX PRFFX PRIGX TRCEX PRUFX PRHIX TUHIX PTYIX RCLIX PGTIX RBAIX TCFEX TCBXX TRAIX TBCIX PDGIX REIPX PRXAX PRUIX RPTIX PNAIX TNBMX TRGAX REVIX TTEEX TRASX PRAMX RLAIX RJAIX RGGIX TEUIX TRGLX RICIX TECIX TEIMX TIDDX PNSIX TROIX RPISX

FUND FAMILY NAME :

T ROWE PRICE FUNDS

CUSIP DESCRIPTION ------------------------T ROWE PRICE INST'L U.S. STRUCTURED RESEARCH FUND T ROWE PRICE INSTITUTIONAL FOREIGN EQUITY FUND T ROWE PRICE INST'L EMERGING MARKETS EQUITY FUND T ROWE INSTITUTIONAL GLOBAL FOCUSED GROWTH EQUITY FUND T ROWE PRICE INSTITUTIONAL EMERGING MKTS BOND FUND T ROWE PRICE INSTITUTIONAL INTERNATIONAL BOND FUND T ROWE PRICE INST'L AFRICA & MIDDLE EAST FUND T ROWE INSTITUTIONAL GLOBAL GROWTH EQUITY FUND T ROWE PRICE INST INTERNATIONAL CONCENTRATED EQUITY FUND T. ROWE PRICE INSTITUTIONAL MARKETS EQUITY CL TROWE PRICE GLOBAL VALUE EQUITY FUND INSTITUTIONAL CLASS T ROWE PRICE INSTITUTIONAL INTERNATIONAL CORE EQUITY FUND T ROWE PRICE GROWTH STOCK FUND CLASS I T ROWE PRICE HIGH YIELD FUND CLASS I T. ROWE U.S. HIGH YIELD FUND CLASS I T.ROWE PRICE TAX FREE HIGH YIELD FUND CLASS I T.ROWE PRICE U.S. LARGE CAP CORE FUND CLASS I T.ROWE PRICE GLOBAL TECHNOLOGY FUND CLASS I T. ROWE PRICE BALANCED FUND CLASS I T. ROWE PRICE CALIFORNIA TAX-FREE BOND FUND CLASS I T. ROWE PRICE CALIFORNIA TAX-FREE MONEY FUND CLASS I T. ROWE PRICE CAPITAL APPRECIATION FD CL I T. ROWE PRICE BLUE CHIP GROWTH FUND CLASS I T. ROWE PRICE DIVIDEND GROWTH FUND CLASS I T. ROWE PRICE EQUITY INCOME FUND CLASS I T.ROWE GNMA FUND CLASS I T ROWE PRICE EQUITY INDEX 500 FUND CLASS I T ROWE PRICE MID CAP GROWTH FUND CLASS I T. ROWE PRICE NEW AMERICA GROWTH FUND FUND CLASS I T. ROWE PRICE INTERNATIONAL BOND FUND CLASS I (USD) (HDG) T.ROWE GLOBAL INDUSTRIALS FUND CLASS I T.ROWE PRICE EMERGING MARKETS VALUE STOCK FUND CLASS I T.ROWE PRICE EMERGING EUROPE FUND CLASS I T.ROWE PRICE ASIA OPPORTUNITIES FUND CLASS I T.ROWE PRICE AFRICA & MIDDLE EAST FUND CLASS I T.ROWE PRICE LATIN AMERICA FUND CLASS I T.ROWE PRICE JAPAN FUND CLASS I T.ROWE PRICE GLOBAL GROWTH STOCK FUND CLASS I T.ROWE PRICE EUROPEAN STOCK FUND CLASS I T.ROWE PRICE GLOBAL STOCK FUND CLASS I T.ROWE PRICE INTERNATIONAL CONCENTRATED EQUITY FUND CLASS I T. ROWE PRICE EMERGING MARKETS CORPORATE BOND FUND CLASS I T. ROWE PRICE EMERGING MARKETS LOCAL CURRENCY BOND FUND CLASS I T. ROWE PRICE INTERNATIONAL DISCOVERY FD CL I T. ROWE PRICE NEW ASIA FUND CLASS I T ROWE PRICE OVERSEAS STOCK FUND CLASS I T ROWE PRICE INTERNATIONAL BOND FUND CLASS I

PAGE:

40

DATE: 06/05/18

FUND FAMILY : CUSIP --------77956H468 77956H476 77956H484 77956H518 77956H526 77956H534 779562206 77957L401 77957L500 77957L609 77957P402 77957P501 77957Q301 77957R788 77957R820 77957R838 77957R846 77957R853 77957R861 77957T404 77957T503 77957T602 77957Y403 779570407 779571306 779571405 779572502 779575307 779576305 779578301 77958B204 77958B303 77958B402 77958B808 77958D200 77958R209 779585207 779917400 779917707 779917871 779918408 779919307 87279B304 87279J307 87279L302 87279M300 87279V102

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5586 SYMBOL -----RPEIX RPOIX PRZIX TRTIX PRIUX PRXIX PRJIX TPPAX TGIPX PPIPX TBSIX TRSTX PRVIX TFBVX TRJIX TRMUX TWNXX TFBIX TBGAX PRKIX PRUUX TRGXX TRMIX PRXEX TRYIX TRNXX OTIIX TERXX TFILX TRPIX TRHYX TICPX RPIFX TRXPX TIIPX TMSSX RPTTX TQGIX TQSIX TQVIX TEEFX TIRRX TFAIX TCRRX TFHAX TIRGX TTGXX

FUND FAMILY NAME :

T ROWE PRICE FUNDS

CUSIP DESCRIPTION ------------------------T.ROWE PRICE DYNAMIC GLOBAL BOND FUND CLASS I T ROWE PRICE GLOBAL HIGH INCOME BOND FUND CLASS I T ROWE PRICE EMERGING MARKETS STOCK FUND CLASS I T ROWE PRICE INTERNATIONAL VALUE EQUITY FUND CLASS I T ROWE PRICE INTERNATIONAL STOCK FUND CLASS I T ROWE PRICE EMERGING MARKETS BOND FUND CLASS I T ROWE PRICE NEW HORIZONS FUND CLASS I T. ROWE PRICE PERSONAL STRATEGY BALANCED FUND CL I T. ROWE PRICE PERSONAL STRATEGY GROWTH FUND CLASS I T. ROWE PRICE PERSONAL STRATEGY INCOME FUND CLASS I T. ROWE PRICE SHORT TERM BOND FUND CLASS I T. ROWE PRICE ULTRA SHORT-TERM BOND FUND CLASS I T ROWE PRICE SMALL CAP VALUE FUND CLASS I T. ROWE PRICE VIRGINIA TAX-FREE BOND FUND CLASS I T. ROWE PRICE NEW JERSEY TAX-FREE BOND FUND CLASS I T. ROWE PRICE MARYLAND SHORT-TERM TAX-FREE BOND FD CL I T. ROWE PRICE MARYLAND TAX-FREE MONEY FUND CLASS I T. ROWE PRICE MARYLAND TAX-FREE BOND FUND CLASS I T. ROWE PRICE GEORGIA TAX-FREE BOND FUND CLASS I T.ROWE U.S.TREASURY INTERMEDIATE FUND CLASS I T.ROWE U.S.TREASURY LONG TERM FUND CLASS I T.ROWE U.S.TREASURY MONEY FUND CLASS I T ROWE PRICE MID CAP VALUE FUND CLASS I T ROWE PRICE NEW INCOME FUND CLASS I T. ROWE PRICE NEW YORK TAX-FREE BOND FUND CLASS I T. ROWE PRICE NEW YORK TAX-FREE MONEY FUND CLASS I T ROWE PRICE SMALL CAP STOCK FUND CLASS I T. ROWE PRICE TAX EXEMPT MONEY FUND CLASS I T. ROWE PRICE TAX FREE INCOME FUND CLASS I T ROWE PRICE VALUE FUND CLASS I T ROWE PRICE INSTITUTIONAL HIGH YIELD FUND T ROWE PRICE INSTITUTIONAL CORE PLUS FUND T ROWE PRICE INSTITUTIONAL FLOATING RATE FUND T. ROWE PRICE INSTL CREDIT OPPORTUNITIES FUND T. ROWE PRICE INFLATION PROTECTED BOND FUND CLASS I T ROWE PRICE MULTI STRATEGY TOTAL RETURN FUND CLASS I T.ROWE DIVERSIFIED MID CAP GROWTH FUND CLASS I T. ROWE QM GLOBAL EQUITY FUND CLASS I T. ROWE PRICE QM U.S. SMALL & MID CAP CORE EQUITY FUND CLASS I T. ROWE PRICE QM U.S. VALUE EQUITY FUND CLASS I T. ROWE PRICE TAX EFFICIENT EQUITY FUND CLASS I T. ROWE PRICE REAL ESTATE FUND CLASS I T.ROWE PRICE FLOATING RATE FUND CLASS I T.ROWE PRICE CREDIT OPPORTUNITIES FUND CLASS I T. ROWE PRICE INTERMEDIATE TAX FREE HIGH YIELD FD CL I T.ROWE PRICE GLOBAL REAL ESTATE FUND CLASS I T.ROWE GOVERNMENT MONEY FUND CLASS I

PAGE:

41

DATE: 06/05/18

FUND FAMILY :

5586

CUSIP --------87279W209 872797105 872797204 872797303 872797402 872797501 872797600 872797709 872797717 872797725 872797733 872797741 872797758 872797766 872797774 872797782 872797790 872797808 872797816 872797824 872797832 872797840 872797857 872797865 872797873 872797881 872798202 872803200 87281Q109 87281T301 87281V108 87281Y102 87282A103 87282F102 87282H108 87282K101 87282M107 87282N105 87282P100 87283A102

SYMBOL -----PRIKX TRPFX TRPAX TRFGX TRBRX TRPHX TRPCX TRPJX TTOIX TRPPX TOORX TRFWX TRXRX TPGPX TWRRX TRVVX TTURX TRPDX TTRTX TORFX TFRRX TRPTX TRPLX TRPNX TRPMX TRPKX TRLDX PTKIX TICCX TGAFX TGTIX THISX TTSIX PCCOX TFIFX TRNEX PGMSX TSNIX TTMIX TQAIX

FUND FAMILY : CUSIP --------46636U132

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5599 SYMBOL -----JTYBX

FUND FAMILY NAME :

T ROWE PRICE FUNDS

CUSIP DESCRIPTION ------------------------T ROWE PRICE REAL ASSETS FUND CLASS I T. ROWE PRICE RETIREMENT 2005 FUND CLASS I T. ROWE PRICE RETIREMENT 2010 FUND CLASS I T. ROWE PRICE RETIREMENT 2015 FUND CLASS I T. ROWE PRICE RETIREMENT 2020 FUND CLASS I T. ROWE PRICE RETIREMENT 2025 FUND CLASS I T. ROWE PRICE RETIREMENT 2030 FUND CLASS I T. ROWE PRICE RETIREMENT 2035 FUND CLASS I T. ROWE PRICE TARGET 2060 FUND CLASS I T. ROWE PRICE TARGET 2055 FUND CLASS I T. ROWE PRICE TARGET 2050 FUND CLASS I T. ROWE PRICE TARGET 2045 FUND CLASS I T. ROWE PRICE TARGET 2040 FUND CLASS I T. ROWE PRICE TARGET 2035 FUND CLASS I T. ROWE PRICE TARGET 2030 FUND CLASS I T. ROWE PRICE TARGET 2025 FUND CLASS I T. ROWE PRICE TARGET 2020 FUND CLASS I T. ROWE PRICE RETIREMENT 2040 FUND CLASS I T. ROWE PRICE TARGET 2015 FUND CLASS I T. ROWE PRICE TARGET 2010 FUND CLASS I T. ROWE PRICE TARGET 2005 FUND CLASS I T. ROWE PRICE RETIREMENT BALANCED FUND CLASS I T. ROWE PRICE RETIREMENT 2060 FUND CLASS I T. ROWE PRICE RETIREMENT 2055 FUND CLASS I T. ROWE PRICE RETIREMENT 2050 FUND CLASS I T. ROWE PRICE RETIREMENT 2045 FUND CLASS I T. ROWE PRICE LIMITED DURATION INFLATION FOCUSED BOND FUND CLASS I T. ROWE PRICE TOTAL RETURN FUND CLASS I T. ROWE PRICE CORPORATE INCOME FUND CLASS I T.ROWE PRICE GLOBAL ALLOCATION FUND CLASS I T.ROWE PRICE GROWTH & INCOME FUND CLASS I T.ROW PRICE HEALTH SCIENCES FUND CLASS I T.ROWE PRICE TAX FREE SHORT INTERMEDIATE FD CL I T.ROWE PRICE CAPITAL OPPORTUNITY FUND CLASS I T.ROWE PRICE FINANCIAL SERVICES FUND CLASS I T. ROWE PRICE NEW ERA FUND CLASS I T.ROWE GLOBAL MULTI-SECTOR BOND FUND CLASS I T.ROW PRICE SCIENCE AND TECHNOLOGY FUND CLASS I T.ROWE PRICE COMMUNICATIONS & TECHNOLOGY FUND CLASS I T.ROW PRICE QM U.S. SMALL CAP GROWTH EQUITY CLASS I

FUND FAMILY NAME :

JP MORGAN FUNDS

CUSIP DESCRIPTION ------------------------JPMORGAN SMARTRETIREMENT BLEND 2055 R6

PAGE:

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DATE: 06/05/18

FUND FAMILY : CUSIP --------46636U199 46636U264 46636U330 46636U397 46636U462 46636U538 46636U595 46636U660 46636U736 46636U876 46636U884 46637K158 46637K174 46637K216 46637K257 46637K265 46637K307 46637K323 46637K463 46637K547 46637K588 46637K638 46637K679 46637K778 46637K885 46640W108 46641U515 46641U523 46641U531 46641U598 46641U648 46641U663 46641U713 46641U721 46641U739 46641U747 46641U754 46641U762 46641U770 46641U788 46641U796 46641U812 46641U861 4812A0805 4812A0813 4812A1837 4812A2504

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5599 SYMBOL -----JNYAX JMYAX JOBYX JPYRX JRBYX JBYSX JSYRX JIYBX OIEJX JMTIX JPPEX JMSFX JPHRX JHQRX JCDRX JSDRX CBFVX JALPX CSFVX GBONX JECUX JGVVX JNPXX JCPXX JCRXX JIAPX JIEFX JSIYX JFFYX JTSYX JSAYX SMTYX SRJYX JSMYX JNSYX JTTYX JOERX VCAXX VNYXX JDEUX VMIXX

FUND FAMILY NAME :

JP MORGAN FUNDS

CUSIP DESCRIPTION ------------------------JPMORGAN SMARTRETIREMENT BLEND 2050 R6 JPMORGAN SMARTRETIREMENT BLEND 2045 R6 JPMORGAN SMARTRETIREMENT BLEND 2040 R6 JPMORGAN SMARTRETIREMENT BLEND 2035 R6 JPMORGAN SMARTRETIREMENT BLEND 2030 R6 JPMORGAN SMARTRETIREMENT BLEND 2025 R6 JPMORGAN SMARTRETIREMENT BLEND 2020 R6 JPMORGAN SMARTRETIREMENT BLEND 2015 R6 *MER* 46636U736 6/26/17 JPMORGAN SMARTRETIREMENT BLEND INC R6 JPMORGAN EQUITY INCOME FUND CLASS R6 JP MORGAN TOTAL EMERGING MARKETS FUND CLASS R6 JPMORGAN TOTAL RETURN FUND CLASS R6 JPMORGAN MID CAP EQUITY FUND CLASS R6 JPMORGAN INCOME FUND CLASS R6 JPMORGAN FLOATING RATE INCOME FUND CLASS R6 JPMORGAN HEDGED EQUITY FUND CLASS R6 JPMORGAN SMARTALLOCATION EQUITY FUND CLASS R6 JPMORGAN EMERGING MARKETS CORPORATE DEBT FUND CLASS R6 JPMORGAN SHORT DURATION CORE PLUS FUND CLASS R6 JPMORGAN CORPORATE BOND FUND CLASS R6 JPMORGAN SYSTEMATIC ALPHA FUND CLASS R6 JPMORGAN COMMODITIES STRATEGY FUND CLASS R6 SHARES JPMORGAN GLOBAL BOND OPPORTUNITIES FUND CLASS R6 JPMORGAN EMERGING MARKETS STRATEGIC DEBT FUND CLASS R6 JPMORGAN SMARTALLOCATION INCOME FUND CLASS R6 JPMORGAN GROWTH ADVANTAGE FUND CLASS R6 JPMORGAN NEW YORK MUNICIPAL MONEY MARKET FUND PREMIER CLASS JPMORGAN CALIFORNIA MUNICIPAL MONEY MARKET FUND RESERVE CLASS JPMORGAN CALIFORNIA MUNICIPAL MONEY MARKET FUND PREMIER CLASS JP MORGAN INTREPID AMERICA FUND CLASS R6 JPMORGAN INT'L EQUITY INCOME FUND CLASS R6 JPMORGAN EMERGING MARKETS EQUITY INCOM FUND CLASS R6 JPMORGAN SMARTRETIREMENT INCOME FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2055 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2050 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2045 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2040 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2035 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2030 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2025 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2020 FUND CLASS R6 JPMORGAN SMARTRETIREMENT 2015 FUND CLASS R6 *MER* 46641U713 6/26/17 JPMORGAN OPPORTUNISTIC EQUITY LONG/SHORT FUND CLASS R6 JP MORGAN CA MUNICIPAL MONEY MARKET FD MORGAN CL JP MORGAN NEW YORK MUNICIPAL MONEY MARKET FD MORGAN CL JPMORGAN DISCIPLINED EQUITY FUND CLASS R6 JP MORGAN PRIME MONEY MARKET FUND AGENCY CLASS

PAGE:

43

DATE: 06/05/18

FUND FAMILY : CUSIP --------4812A2603 4812A2702 4812A2728 4812A2736 4812A2744 4812A2769 4812A2777 4812A2785 4812A2801 4812A2819 4812A2827 4812A2835 4812A2843 4812A2868 4812A4831 4812CA637 4812CA652 4812CA660 4812CA678 4812CA686 4812C0100 4812C0118 4812C0126 4812C0134 4812C0159 4812C0167 4812C0175 4812C0225 4812C0266 4812C0308 4812C0316 4812C0324 4812C0332 4812C0340 4812C0621 4812C0647 4812C0654 4812C0662 4812C0670 4812C0688 4812C0696 4812C0712 4812C0720 4812C2288 4812C2296 4812C2676 4812C2684

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5599 SYMBOL -----JINXX VMVXX VTMXX VXPXX JTFXX VFVXX VFPXX JFMXX VPMXX VHPXX HTSXX JTSXX VPIXX JXCXX JTIVX JEIQX JFTUX JFBUX JFQUX JFLJX JCBUX OGGYX JHYUX JCPUX JMBUX JSDUX JUSUX JSVUX MJMXX AJLXX CJLXX MJLXX PJLXX IJLXX HPIXX OPCXX HLPXX OGAXX OGVXX OGSXX HTIXX OTCXX HGOXX JMGMX JMGFX MJGXX IJGXX

FUND FAMILY NAME :

JP MORGAN FUNDS

CUSIP DESCRIPTION ------------------------JP MORGAN PRIME MONEY MARKET FUND INST CLASS JP MORGAN PRIME MONEY MARKET FUND MORGAN CLASS JP MORGAN TAX-FREE MONEY MARKET FUND MORGAN CLASS JP MORGAN TAX FREE MONEY MARKET FUND PREMIER CLASS JPMORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARES JP MORGAN FEDERAL MONEY MARKET FUND MORGAN CLASS JP MORGAN FEDERAL MONEY MARKET FUND PREMIER CLASS JPMORGAN FEDERAL MONEY MARKET FUND INSTITUTIONAL SHARES JP MORGAN PRIME MONEY MARKET FUND PREMIER CLASS JP MORGAN 100% U.S. TREASURY SECS MONEY MARKET FD PREMIER CL JP MORGAN 100% U.S. TREASURY SECS MONEY MARKET FD MORGAN CL JPMORGAN 100% U.S. TREASURY SECS MONEY MARKET FD INST CLASS JP MORGAN 100% U.S. TREASURY SECS MONEY MARKET FD AGENCY CL JP MORGAN PRIME MONEY MARKET FUND CLASS C JP MORGAN TRUST INTERNATIONAL VALUE FUND SMA JPMORGAN INTERNATIONAL RESEARCH ENHANCED EQTY FUND CLASS R6 JPMORGAN INVESTOR GROWTH FUND CLASS R6 JPMORGAN INVESTOR GROWTH & INCOME FUND CLASS R6 JPMORGAN INVESTOR BALANCED FUND CLASS R6 JPMORGAN INVESTOR CONSERVATIVE GROWTH FUND CLASS R6 JP MORGAN CORE BOND FUND CLASS R6 JPMORGAN GOVERNMENT BOND FUND CLASS R6 JPMORGAN HIGH YIELD BOND FUND CLASS R6 JPMORGAN CORE PLUS BOND FUND CLASS R6 JPMORGAN MORTGAGE BACKED SECURITIES FUND CLASS R6 JPMORGAN SHORT DURATION BOND FUND CLASS R6 JPMORGAN LIMITED DURATION BOND FUND CLASS R6 JPMORGAN SMALL-CAP VALUE FUND CLASS R6 JP MORGAN MUNICIPAL MONEY MARKET FUND MORGAN CLASS JP MORGAN LIQUID ASSETS MONEY MARKET FUND AGENCY CLASS JP MORGAN LIQUID ASSETS MONEY MARKET FUND CAPITAL CLASS JP MORGAN LIQUID ASSETS MONEY MARKET FUND MORGAN CLASS JP MORGAN LIQUID ASSETS MONEY MARKET FUND PREMIER CLASS JPMORGAN LIQUID ASSETS MONEY MARKET FUND INST CLASS JP MORGAN LIQUID AASETS MONEY MARKET FUND RESERVE CLASS JPMORGAN LIQUID ASSETS MONEY MARKET FUND CLASS C JP MORGAN LIQUID ASSETS MONEY MARKET FUND INVESTOR CLASS JP MORGAN U.S. GOVERNMENT MONEY MARKET FD AGENCY CL JP MORGAN U.S. GOVERNMENT MONEY MARKET FD CAPITAL CL JP MORGAN U.S. GOVERNMENT MONEY MARKET FD PREMIER CL JP MORGAN U.S. TREASURY PLUS MONEY MARKET FD RESERVE CL JPMORGAN U.S. TREASURY PLUS MONEY MARKET FUND CLASS C JP MORGAN U.S. TREASURY PLUS MONEY MARKET FD INVESTOR CLASS JPMORGAN MID CAP GROWTH FUND CLASS R6 JPMORGAN MID CAP GROWTH FUND CLASS R6 JP MORGAN U.S. GOVERNMENT MONEY MARKET FD MORGAN CL JPMORGAN U.S. GOVERNMENT MONEY MARKET FD INST CLASS

PAGE:

44

DATE: 06/05/18

FUND FAMILY :

5599

CUSIP --------4812C2726 4812C2734 4812C2775 48121A126 48121A134 48121A399 48121L122 48121L130 48121L239 48121L320 48121L338 48121L346 48121L411 48121L494 48121L809 48121L817 48121L825 48121L833 48121L841 48121L858 48121L866 48121L874 48121L882 48126J502 48127B862 48127B870 48129C207 904504479

SYMBOL -----MJTXX HTOXX TXRRX JEMVX JEMWX IUENX JFEUX JSIMX JUSMX

JIMMX JUEMX JGSMX JLVMX JLGMX JIVMX JNVMX JNEMX JMMYX VSENX VSSLX JEIYX UBVFX

FUND FAMILY :

5613

CUSIP --------470259821

SYMBOL -----GLRIX

FUND FAMILY : CUSIP --------784924110 784924151 784924193 784924243

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5641 SYMBOL ------

SSIQX

FUND FAMILY NAME :

JP MORGAN FUNDS

CUSIP DESCRIPTION ------------------------JP MORGAN U.S. TREASURY PLUS MONEY MARKET FD MORGAN CL JPMORGAN U.S. TREASURY PLUS MONEY MARKET FUND INST CL JP MORGAN MUNICIPAL MONEY MARKET FUND PREMIER CLASS JPMORGAN TAX AWARE REAL RETURN FUND CLASS R6 JPMORGAN EMERGING MARKETS DEBT FUND CLASS R6 JPMORGAN MANAGED INCOME FUND SELECT CLASS *MER* 48121A415 EFF 4/3/17 JPMORGAN EMERGING MARKETS EQUITY FUND CLASS R6 JPMORGAN INTERNATIONAL UNCONSTRAINED EQUITY FUND CL R6 JPMORGAN GLOBAL UNCONSTRAINED EQUITY FUND CLASS R6 JPMORGAN UNCONSTRAINED DEBT FUND CLASS R6 JPMORGAN GLOBAL NATURAL RESOURCES FUND CLASS R6 JPMORGAN U.S. SMALL COMPANY FUND CLASS R6 JPMORGAN SECURITY CAPITAL U.S. CORE REAL ESTATE SECURITIES FD CL R6 JPMORGAN U.S. RESEARCH EQUITY PLUS FUND CLASS R6 JPMORGAN INFLATION MANAGED BOND FUND CLASS R6 SHARES JPMORGAN U.S. EQUITY FUND CLASS R6 JPMORGAN SMALL CAP GROWTH FUND CLASS R6 JPMORGAN LARGE CAP VALUE FUND CLASS R6 JPMORGAN LARGE CAP GROWTH FUND CLASS R6 JPMORGAN INTREPID VALUE FUND CLASS R6 SHARES JPMORGAN INTERNATIONAL VALUE FUND CLASS R6 JPMORGAN INTERNATIONAL OPPORTUNITIES FUND CLASS R6 JPMORGAN INTERNATIONAL EQUITY FUND CLASS R6 JPMORGAN MULTI- MANAGER ALTERNATIVE FUND CLASS R6 JPMORGAN SMALL CAP EQUITY FUND CLASS R6 JP MORGAN SMALL CAP CORE FUND CLASS R6 JP MORGAN GLOBAL RESEARCH ENHANCED INDEX FUND CLASS R6 UNDISCOVERED MANAGERS BEHAVIORAL VALUE FUND CLASS R6

FUND FAMILY NAME :

JAMES FUNDS

CUSIP DESCRIPTION ------------------------JAMES BALANCED GOLDEN RAINBOW FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

SSGA FUNDS

CUSIP DESCRIPTION ------------------------SSGA CLARION REAL ESTATE FUND CLASS K SSGA ENHANCED SMALL CAP FUND CLASS K SSGA HIGH YIELD BOND FUND CLASS K SSGA INTERNATIONAL STOCK SELECTION FUND CLASS K

PAGE:

45

DATE: 06/05/18

FUND FAMILY :

5641

CUSIP --------784924284 784924334 784924888 85749R123 85749R156 85749R404 85749R495 85749R545 85749R586 85749R636 85749R677 85749R727 85749R768 85749R800 85749R818 85749R859 857492193 857492417 857492524

SYMBOL -----SSEQX SSSKX SVSPX SSGLX SSSYX SSBHX SSFOX SSDYX SSDQX SSDLX SSDEX SSCQX SSCKX SSBOX SSBYX SSBSX SSKEX SSHQX SSFEX

FUND FAMILY : CUSIP --------024932105 024932154 024932204 024932220 024932238 024932246 024932261 024932303 024932311 024932337 024932378 024932394 024932410 024932428 024932485 024932709 024932766 024932782 024934614 024934622 02507F266

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5646 SYMBOL -----BPRXX NPHIX AGHXX AGQXX ASDJX ASXDX ASIJX ASIPX APODX AHYDX ADDVX ACSUX ACCUX TCRXX APISX ACYIX ATBYX AYMYX

FUND FAMILY NAME :

SSGA FUNDS

CUSIP DESCRIPTION ------------------------SSGA EMERGING MARKETS FUND CLASS K SSGA DYNAMIC SMALL CAP FUND CLASS K SSGA S & P 500 INDEX FUND CLASS N STATE STREET GLOBAL EQUITY EX-U.S. INDEX FUND CLASS K STATE STREET EQUITY 500 INDEX FUND CLASS K STATE STREET TARGET RETIREMENT 2015 FUND CLASS K STATE STREET TARGET RETIREMENT FUND CLASS K STATE STREET TARGET RETIREMENT 2060 FUND CLASS K STATE STREET TARGET RETIREMENT 2055 FUND CLASS K STATE STREET TARGET RETIREMENT 2050 FUND CLASS K STATE STREET TARGET RETIREMENT 2045 FUND CLASS K STATE STREET TARGET RETIREMENT 2040 FUND CLASS K STATE STREET TARGET RETIREMENT 2035 FUND CLASS K STATE STREET TARGET RETIREMENT 2020 FUND CLASS K STATE STREET TARGET RETIREMENT 2030 FUND CLASS K STATE STREET TARGET RETIREMENT 2025 FUND CLASS K STATE STREET EMERGING MARKETS EQUITY INDEX FUND CLASS K STATE STREET HEDGED INTERNATIONAL DEVELOPED EQUITY INDEX FUND CLASS K STATE STREET AGGREGATE BOND INDEX FUND CLASS K

FUND FAMILY NAME :

AMERICAN CENTURY FUNDS

CUSIP DESCRIPTION ------------------------AMERICAN CENTURY PRIME MONEY MARKET FUND AMERICAN CENTURY HIGH INCOME FUND CLASS Y AMERICAN CENTURY PRIME MONEY MARKET FUND CLASS A AMERICAN CENTURY U.S. GOVERNMENT MONEY MARKET FD CL C AMERICAN CENTURY U.S. GOVERNMENT MONEY MARKET FD CLA AMERICAN CENTURY SHORT DURATION STRATEGIC INCOME FUND CLASS R5 AMERICAN CENTURY INVESTMENTS SHORT DURATION STRATEGIC INCOME FUND CL R6 AMERICAN CENTURY PRIME MONEY MARKET FUND CLASS C AMERICAN CENTURY STRATEGIC INCOME FUND CLASS R5 AMERICAN CENTURY INVESTMENTS STRATEGIC INCOME FUND R6 CLASS AMERICAN CENTURY INVESTMENTS SHORT DURATION INFLATION PROTECTION BOND FD CLASS R6 AMERICAN CENTURY INVESTMENTS HIGH-YIELD FUND R6 CLASS AMERICAN CENTURY INVESTMENTS DIVERSIFIED BOND FUND R6 CLASS AMERICAN CENTURY SHORT DURATION FUND CLASS R5 AMERICAN CENTURY CORE PLUS FUND CLASS R5 AMERICAN CENTURY U.S. GOV'T MONEY MARKET FD INVESTOR CLASS AMERICAN CENTURY SHORT DURATION INFLATION PROTECTION BOND FUND CLASS R5 AMERICAN CENTURY HIGH YIELD FUND CLASS R5 AMERICAN CENTURY INTERMEDIATE TERM TAX FREE BOND FUND CL Y AMERICAN CENTURY HIGH YIELD MUNICIPAL FUND CLASS Y AMERICAN CENTURY INVESTMENTS ONE CHOICE 2055 PORT R6 *N/C* 02507J888 EFF 10/21/17

PAGE:

46

DATE: 06/05/18

FUND FAMILY : CUSIP --------02507F274 02507F282 02507F290 02507F316 02507F324 02507F332 02507F340 02507F357 02507F365 02507J102 02507J201 02507J300 02507J409 02507J508 02507J607 02507J706 02507J805 02507J888 02507M139 025075763 025075771 025076282 025076290 025076316 025076324 025076357 025076365 025076373 02508F729 02508F745 02508F760 02508F802 02508F810 02508F828 02508F844 02508F885 02508G800 02508G875 02508H261 02508H287 02508H311 02508H337 02508H352 02508H378 02508H444 02508H451 02508H485

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5646 SYMBOL ------

ARDTX ARBDX ARWDX ARCUX ARLDX ARDUX ARDOX ARFEX AREUX AEOWX ACYTX ACYHX AREDX ARYDX AVUDX ASVDX AMDVX ALVDX AEUDX AVUYX ASVYX AMVYX ALYEX AEIYX ARYEX ARYYX ALYNX ALYIX ADCYX AULYX AFYDX ANOYX ASLWX ATHYX AGYWX AULDX ASDEX ANODX

FUND FAMILY NAME :

AMERICAN CENTURY FUNDS

CUSIP DESCRIPTION ------------------------AMERICAN CENTURY INVESTMENTS ONE CHOICE 2050 PORT R6 *N/C* 02507J805 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2045 PORT R6 *N/C* 02507J706 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2040 PORT R6 *N/C* 02507J607 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2035 PORT R6 *N/C* 02507J508 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2030 PORT R6 *N/C* 02507J409 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2025 PORT R6 *N/C* 02507J300 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2020 PORT R6 *N/C* 02507J201 EFF 10/21/17 AMERICAN CENTURY INVESTMENTS ONE CHOICE 2015 PORTFOLIO R6 *MER* 02507F365 EFF 3/27/15 AMERICAN CENTURY ONE CHOICE IN RETIREMENT PORT R6 *N/C* 02507J102 EFF 10/21/17 AMERICAN CENTURY INVEST ONE CHOICE IN RETIREMENT PORT CL R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2020 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2025 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2030 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2035 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2040 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2045 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2050 PORTFOLIO CLASS R6 AMERICAN CENTURY INVESTMENT ONE CHOICE 2055 PORTFOLIO CLASS R6 AMERICAN CENTURY ALTERNATIVES EMERGING OPPTY TOTAL RET FD CL Y AMERICAN CENTURY CA INTERMEDIATE TERM TAX FREE BOND FUND CL Y AMERICAN CENTURY CA HIGH YIELD MUNICIPAL FUND CL Y AMERICAN CENTURY INVESTMENTS REAL ESTATE FUND R6 CLASS AMERICAN CENTURY INVESTMENTS GLOBAL REAL ESTATE FUND R6 AMERICAN CENTURY INVESTMENTS VALUE FUND R6 CLASS AMERICAN CENTURY INVESTMENTS SMALL CAP VALUE FUND CL R6 AMERICAN CENTURY INVESTMENTS MID CAP VALUE FUND R6 CLASS AMERICAN CENTURY INVESTMENTS LARGE COMPANY VALUE FUND R6 CLASS AMERICAN CENTURY INVESTMENTS EQUITY INCOME FUND R6 CLASS AMERICAN CENTURY VALUE FUND CLASS Y AMERICAN CENTURY SMALL CAP VALUE FUND CLASS Y AMERICAN CENTURY MID CAP VALUE FUND CLASS Y AMERICAN CENTURY ALTERNATIVES LONG SHORT FUND CLASS Y AMERICAN CENTURY EQUITY INCOME FUND CLASS Y AMERICAN CENTURY REAL ESTATE FUND CLASS Y AMERICAN CENTURY GLOBAL REAL ESTATE FUND CLASS Y AMERICAN CENTURY ALTERNATIVES INCOME FUND CLASS Y AMERICAN CENTURY ALTERNATIVES EQUITY MARKET NEUTRAL FUND CL Y AMERICAN CENTURY DISCIPLINED GROWTH FUND CLASS Y AMERICAN CENTURY ULTRA FUND CLASS Y AMERICAN CENTURY SUSTAINABLE EQUITY FUND CLASS Y AMERICAN CENTURY SMALL CAP GROWTH FUND CLASS Y AMERICAN CENTURY SELECT FUND CLASS Y AMERICAN CENTURY HERITAGE FUND CLASS Y AMERICAN CENTURY GROWTH FUND CLASS Y AMERICAN CENTURY ULTRA R6 AMERICAN CENTURY INVESTMENTS SELECT FUND R6 CLASS AMERICAN CENTURY INVESTMENTS SMALL CAP GROWTH FD CL R6

PAGE:

47

DATE: 06/05/18

FUND FAMILY :

5646

CUSIP --------02508H493 02508H519 02508J309 02508J606 02508J846 02508J861 02508J887 025081621 025081670 025081753 025081787 025081795 025081803 025082306 025082694 025082736 025082751 025082827 025082843 025082850 025082868 025085531 025085572 025085622 025085630 025085648 025086380 025086398 025086414 025086422 02509A703 02509A828 02509A844 02509A885

SYMBOL -----ATHDX AGRDX ADVYX AHYLX ASYIX ASYDX APOYX AIAYX TWUOX ABTIX AGMNX AIANX CPFXX AIDIX AIBYX AGBWX AEYDX AEDJX AIDDX AGBDX AGBNX AMJYX AMJRX AAAUX ASMDX AACDX ACVDX ATGDX AGGDX AEDMX ATYGX AIYDX AGYGX AEYMX

FUND FAMILY : CUSIP --------78081A303 780811626 780811683 780811717 780811725 780905337

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5663 SYMBOL -----RPMIX RGFIX RDIIX RMUIX RVPIX

FUND FAMILY NAME :

AMERICAN CENTURY FUNDS

CUSIP DESCRIPTION ------------------------AMERICAN CENTURY INVESTMENTS HERITAGE FUND R6 CLASS AMERICAN CENTURY INVESTMENTS GROWTH FUND R6 CLASS AMERICAN CENTURY DIVERSIFIED BOND FUND CLASS Y AMERICAN CENTURY HIGH YIELD FUND CLASS Y AMERICAN CENTURY STRATEGIC INCOME FUND CLASS Y AMERICAN CENTURY SHORT DURATION STRATEGIC INCOME FUND CL Y AMERICAN CENTURY SHORT DURATION INFLATION PROTECT BOND FD CL Y AMERICAN CENTURY INFLATION ADJUSTED BOND FUND CLASS Y AMERICAN CENTURY SHORT-TERM GOV'T FUND CLASS R5 AMERICAN CENTURY GOVERNMENT BOND FUND CLASS R5 AMERICAN CENTURY GINNIE MAE FUND CLASS R5 AMERICAN CENTURY INFLATION ADJ BOND FUND CLASS R5 AMERICAN CENTURY CAPITAL PRESERVATION FD INVESTOR CLASS AMERICAN CENTURY INT'L BOND FUND CLASS R5 AMERICAN CENTURY INTERNATIONAL BOND FUND CLASS Y AMERICAN CENTURY GLOBAL BOND FUND CLASS Y AMERICAN CENTURY EMERGING MARKETS DEBT FUND CLASS Y AMERICAN CENTURY EMERGING MARKETS DEBT FUND CLASS R5 AMERICAN CENTURY INVESTMENTS INTERNATIONAL BOND FUND R6 CLASS AMERICAN CENTURY INVESTMENTS GLOBAL BOND FUND R6 CLASS AMERICAN CENTURY GLOBAL BOND FUND CLASS R5 AMERICAN CENTURY MULTI ASSET INCOME FUND CLASS Y AMERICAN CENTURY MULTI-ASSET INCOME FUND CLASS R6 AMERICAN CENTURY STRATEGIC ALLOCATION: AGGRESSIVE FD CL R6 AMERICAN CENTURY INVESTMENTS STRATEGIC ALLOCATION MODERATE FUND CLASS R6 AMERICAN CENTURY STRATEGIC ALLOCATION: CONSERVATIVE FUND CLASS R6 AMERICAN CENTURY INVESTMENTS INTERNATIONAL VALUE FUND R6 CLASS AMERICAN CENTURY INVESTMENTS INTERNATIONAL GROWTH FUND CL R6 AMERICAN CENTURY INVESTMENTS GLOBAL GROWTH FUND R6 CLASS AMERICAN CENTURY INVESTMENTS EMERGING MARKETS FUND R6 CLASS AMERICAN CENTURY INTERNATIONAL GROWTH FUND CLASS Y AMERICAN CENTURY INTERNATIONAL DISCOVERY FUND CLASS Y AMERICAN CENTURY GLOBAL GROWTH FUND CLASS Y AMERICAN CENTURY EMERGING MARKETS FUND CLASS Y

FUND FAMILY NAME :

ROYCE FUNDS

CUSIP DESCRIPTION ------------------------ROYCE PENNSYLVANIA MUTUAL FUND INSTITUTIONAL CLASS ROYCE GLOBAL FINANCIAL SERVICES FUND INSTITUTIONAL CLASS ROYCE INTERNATIONAL SMALLER COMPANIES FUND INSTITUTIONAL CLASS ROYCE DIVIDEND VALUE FUND INSTITUTIONAL CLASS ROYCE SPECIAL EQUITY MULTI-CAP FUND INSTITUTIONAL CLASS ROYCE SMALLER COMPANIES GROWTH FUND INST CLASS

PAGE:

48

DATE: 06/05/18

FUND FAMILY :

5663

CUSIP --------780905352 780905394 780905444 780905451 780905535 780905683 780905691 780905717

SYMBOL -----RVFIX RLPIX RTRWX RPRWX RSEIX RPFIX ROFIX RTRIX

FUND FAMILY :

FUND FAMILY NAME :

FUND FAMILY NAME :

SYMBOL -----NAVFX

CUSIP DESCRIPTION ------------------------SECTOR ROTATION FUND

FUND FAMILY :

5668 SYMBOL -----TRPGX TTIPX TTRPX TEQPX TEMPX TRIPX TRRPX TPILX TCLPX TTFPX TCZPX TCYPX TCHPX TCQPX TCWPX TCFPX TCTPX TPPXX TIHPX TSTPX TBPPX TIDPX TRPSX TCEPX

ROYCE FUNDS

CUSIP DESCRIPTION ------------------------ROYCE SMALL-CAP VALUE FUND INST CLASS ROYCE LOW PRICE STOCK FUND INSTITUTIONAL CLASS ROYCE TOTAL RETURN FUND CLASS W ROYCE PREMIER FUND CLASS W ROYCE SPECIAL EQUITY FUND INSTITUTIONAL CLASS ROYCE PREMIER FUND INSTITUTIONAL CLASS ROYCE OPPORTUNITY FUND INSTITUTIONAL CLASS ROYCE TOTAL RETURN FUND INST CLASS

5664

CUSIP --------85520V731

CUSIP --------87245M103 87245M160 87245M186 87245M236 87245M277 87245M319 87245M327 87245M335 87245M343 87245M350 87245M368 87245M376 87245M384 87245M392 87245M418 87245M426 87245M434 87245M442 87245M467 87245M475 87245M483 87245M491 87245M517 87245M525

MUTUAL FUNDS CUSIPS WITH SURCHARGE

FUND FAMILY NAME :

NC SHAREHOLDER SERVICES

TIAA CREF FUNDS

CUSIP DESCRIPTION ------------------------TIAA-CREF GROWTH & INCOME FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2055 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2055 FUND PREMIER CLASS TIAA-CREF EMERGING MARKETS EQUITY INDEX FUND PREMIER CLASS TIAA-CREF EMERGING MARKETS EQUITY FUND PREMIER CLASS TIAA-CREF INT'L EQUITY INDEX FUND PREMIER CLASS TIAA-CREF REAL ESTATE SECURITIES FUND PREMIER CLASS TIAA-CREF LIFECYCLE RETIREMENT INCOME FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2050 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2045 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2040 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2035 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2030 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2025 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2020 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2015 FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2010 FUND PREMIER CLASS TIAA-CREF MONEY MARKET FUND PREMIER CLASS TIAA-CREF HIGH YIELD FUND PREMIER CLASS TIAA-CREF SHORT TERM BOND FUND PREMIER CLASS TIAA-CREF BOND PLUS FUND PREMIER CLASS TIAA-CREF BOND FUND PREMIER CLASS TIAA-CREF SOCIAL CHOICE EQUITY FUND PREMIER CLASS TIAA-CREF EQUITY INDEX FUND PREMIER CLASS

PAGE:

49

DATE: 06/05/18

FUND FAMILY :

5668

CUSIP --------87245M533 87245M541 87245M558 87245M566 87245M574 87245M582 87245M590 87245M624 87245M632 87245M640 87245M657 87245M665 87245M673 87245M681 87245M699 87245M715 87245M723 87245R409 87245R524 87245R540 87245R599 87245R649 87245R680 87245R706 87245R730 87245R771 87245R821 87245R862

SYMBOL -----TSRPX TRVPX TRGPX TRCPX TILPX TREPX TBIPX TLIPX TLLPX TLMPX TLPRX TLYPX TLHPX TLVPX TLWPX TLFPX TLTPX TLXPX TVIPX TEDPX TIOPX TSBPX TSIPX TSAPX TSGPX TSMPX TLSPX

FUND FAMILY : CUSIP --------92646A112 92646A419 92646A427 92646A435 92647K408 92647K598 92647K630 92647K788 92647K846 92647Q363 92647Q371 92647Q389

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5686 SYMBOL -----VFFRX VEVRX VDSRX MSSIX MRIMX VSORX MVSSX MGOSX RSEJX RSERX RMORX

FUND FAMILY NAME :

TIAA CREF FUNDS

CUSIP DESCRIPTION ------------------------TIAA-CREF SMALL-CAP EQUITY FUND PREMIER CLASS TIAA-CREF MID-CAP VALUE FUND PREMIER CLASS TIAA-CREF MID-CAP GROWTH FUND PREMIER CLASS TIAA-CREF LARGE CAP VALUE FUND PREMIER CLASS TIAA-CREF LARGE CAP GROWTH FUND PREMIER CLASS TIAA-CREF INT'L EQUITY FUND PREMIER CLASS TIAA-CREF BOND INDEX PREMIER CLASS TIAA-CREF LIFECYCLE INDEX RETIREMENT INCOME FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2050 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2045 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2040 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2035 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2030 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2025 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2020 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2015 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2010 FUND PREMIER CLASS TIAA-CREF GLOBAL NATURAL RESOURCES FUND PREMIER CLASS TIAA-CREF LIFECYCLE 2060 FUND PREMIER CLASS TIAA-CREF LIFECYCLE INDEX 2060 FUND CLASS TIAA-CREF EMERGING MARKETS DEBT FUND PREMIER CLASS TIAA-CREF INT'L OPPORTUNITIES FUND PREMIER CLASS TIAA-CREF SOCIAL CHOICE BOND FUND PREMIER CLASS TIAA-CREF LIFESTYLE INCOME FUND PREMIER CLASS TIAA-CREF LIFESTYLE AGGRESSIVE GROWTH FUND PREMIER CLASS TIAA-CREF LIFESTYLE GROWTH FUND PREMIER CLASS TIAA-CREF LIFESTYLE MODERATE FUND PREMIER CLASS TIAA-CREF LIFESTYLE CONSERVATIVE FUND PREMIER CLASS

FUND FAMILY NAME :

VICTORY FUNDS

CUSIP DESCRIPTION ------------------------VICTORY INCORE FUND FOR INCOME FUND CLASS R6 VICTORY INTERNATIONAL FUND CLASS R6 VICTORY SYCAMORE ESTABLISHED VALUE FUND CLASS R6 VICTORY DIVERSIFIED STOCK FUND CLASS R6 VICTORY TRIVALENT INTERNATIONAL SMALL CAP FUND CLASS R6 VICTORY INTEGRITY MID-CAP VALUE FUND CLASS R6 VICTORY SYCAMORE SMALL COMPANY OPPORTUNITY FUND CLASS R6 VICTORY INTEGRITY SMALL CAP VALUE R6 VICTORY MUNDER MID CAP CORE GROWTH FUND CLASS R6 RS SMALL CAP GROWTH FUND CLASS R6 VICTORY SOPHUS EMERGING MARKETS FUND CLASS R6 VICTORY RS MID CAP GROWTH FUND CLASS R6

PAGE:

50

DATE: 06/05/18

FUND FAMILY :

5686

CUSIP --------92647Q397

SYMBOL -----RSSRX

FUND FAMILY :

5693

CUSIP --------105262885

SYMBOL -----SMARX

FUND FAMILY :

5711

CUSIP --------89154Q232

SYMBOL -----SSRRX

FUND FAMILY :

5714

CUSIP --------543495857

SYMBOL -----LBFAX

FUND FAMILY :

5722

CUSIP --------05528X406

SYMBOL -----BBHLX

FUND FAMILY : CUSIP --------92913E409 92913H105 92913H303 92913K553 92913K587 92913K827 92913K835

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5734 SYMBOL -----IMSXX IIVGX IAVGX VGOSX VREQX IEDZX IMOZX

FUND FAMILY NAME :

VICTORY FUNDS

CUSIP DESCRIPTION ------------------------VICTORY RS SELECT GROWTH FUND CLASS R6

FUND FAMILY NAME :

BRANDES FUNDS

CUSIP DESCRIPTION ------------------------BRANDES INV PART SEPARATELY MANAGED ACCT RESERVE TRUST

FUND FAMILY NAME :

TOUCHSTONE FUNDS

CUSIP DESCRIPTION ------------------------TOUCHSTONE SMALL COMPANY FUND CLASS R6

FUND FAMILY NAME :

LOOMIS SAYLES FUNDS

CUSIP DESCRIPTION ------------------------LOOMIS SAYLES BOND FUND ADMINSTRATIVE CLASS

FUND FAMILY NAME :

BBH FUNDS

CUSIP DESCRIPTION ------------------------BBH PARTNER INTERNATIONAL EQUITY FUND CLASS I

FUND FAMILY NAME :

VOYA FUNDS

CUSIP DESCRIPTION ------------------------VOYA MONEY MARKET PORTFOLIO SERVICE CLASS VOYA GROWTH AND INCOME PORTFOLIO FUND CLASS I VOYA GROWTH AND INCOME PORTFOLIO CLASS A VOYA LARGE-CAP GROWTH FUND CLASS R6 VOYA REAL ESTATE FUND CLASS R6 VOYA LARGE CAP VALUE FUND CLASS R6 VOYA MIDCAP OPPORTUNITIES FUND CLASS R6

PAGE:

51

DATE: 06/05/18

FUND FAMILY : CUSIP --------92913K843 92913L551 92913L569 92913P305 92913P503 92913R103 92913R202 92913R301 92913T281 92913T307 92913T364 92913T372 92913T398 92913T414 92913T422 92913T430 92913T489 92913T638 92913T661 92913T679 92913T695 92913T844 92913W847 92913W854 92914C626 92914C634 92914C667 92914C709 92914C840 92914C865 92914C881 92914E101 92914E200 92914E705 92914E788 92914E796 92914E804 92914E812 92914E846 92914E861 92914E887 92914F769 92914G205 92914G536 92914G569 92914G619 92914G627

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5734 SYMBOL -----ISOZX IGZAX IIBZX ISOPX IAMOX ISMZX VGVTX IRGJX IJIIX IJIAX IAFPX IDJIX IDJAX IVCSX IGHAX IRMAX ILUAX IIIAX IASCX IHSPX VGRQX IGBZX IPEAX IPEIX IBRAX IRGPX IRCAX IRMPX IRMGX IPYAX IMBAX IIFAX ICRNX ICRPX IRGIX IGGAX IJEAX IGFAX IJSIX IPFAX IVGIX IVRIX ITRAX IJSAX

FUND FAMILY NAME :

VOYA FUNDS

CUSIP DESCRIPTION ------------------------VOYA SMALLCAP OPPORTUNITIES FUND CLASS R6 VOYA SHORT TERM BOND FUND CLASS R6 VOYA INTERMEDIATE BOND FUND CLASS R6 VOYA SMALLCAP OPPORTUNITIES PORTFOLIO CLASS A VOYA MIDCAP OPPORTUNITIES PORTFOLIO CLASS A VOYA CORE EQUITY RESEARCH FUND CLASS R6 *MER* 92913K827 EFF 3/6/15 VOYA SMALL COMPANY FUND CLASS R6 VOYA LARGE CAP GROWTH FD CL R6 *MER* 92913K553 EFF 10/23/15 VOYA GLOBAL VALUE ADVANTAGE PORTFOLIO CLASS T VOYA RUSSELL MID CAP GROWTH IDX PORTFOLIO FUND CLASS I VOYA JAPAN TOPIX INDEX PORT FUND CLASS I VOYA JAPAN TOPIX INDEX PORTFOLIO CLASS A VOYA FTSE 100 INDEX PORTFOLIO CLASS A VOYA EURO STOXX 50 INDEX PORT FUND CLASS I VOYA EURO STOXX 50 INDEX PORTFOLIO CLASS A VOYA SMALL COMPANY PORTFOLIO FUND CLASS I VOYA GLOBAL EQUITY PORTFOLIO CLASS A VOYA RUSSELL MID CAP INDEX PORTFOLIO FUND CLASS A VOYA U.S. BOND INDEX PORTFOLIO CLASS A VOYA INTERNATIONAL INDEX PORTFOLIO CLASS A VOYA SMALL COMPANY PORTFOLIO CLASS A VOYA HANG SENG INDEX PORTFOLIO CLASS A VOYA GLOBAL REAL ESTATE FUND CLASS R6 VOYA GLOBAL BOND FUND CLASS R6 VOYA LARGE CAP VALUE PORTFOLIO CLASS A VOYA LARGE CAP VALUE PORTFOLIO FUND CLASS I VY BLACKROCK INFLA PROTECTED BOND PORTFOLIO CLASS A VOYA RETIREMENT GROWTH PORTFOLIO CLASS A VOYA RETIREMENT CONSERVATIVE PORTFOLIO CLASS A VOYA RETIREMENT MODERATE PORTFOLIO CLASS A VOYA RETIREMENT MODERATE GROWTH PORTFOLIO CLASS A VOYA PIMCO HIGH YIELD PORTFOLIO CLASS A VOYA LIMITED MATURITY BOND PORTFOLIO CLASS A VY FRANKLIN INCOME PORTFOLIO CLASS A VOYA FMR DIVERSIFIED MID CAP PORTFOLIO CL A*MER* 92913P503 EFF 7/14/17 VY CLARION REAL ESTATE GLOBAL PORTFOLIO CLASS A VY CLARION REAL ESTATE PORTFOLIO CLASS A VY CLARION GLOBAL REAL ESTATE PORTFOLIO FUND CLASS I VY TEMPLETON GLOBAL GROWTH PORTFOLIO CLASS A VY JPMORGAN EMERGING MKTS EQTY PORTFOLIO CLASS A VY MORGAN STANLEY GLOBAL FRANCHISE PORTFOLIO CLASS A VY JP MORGAN SMALL CAP CORE EQUITY PORTFOLIO FUND CLASS I VOYA PIONEER FUND PORTFOLIO CLASS A VOYA INVESCO GROWTH AND INCOME PORTFOLIO FUND CLASS I VOYA/CLARION REAL ESTATE PORTFOLIO CLASS I VY T.ROWE PRICE CAP APPRECIATION PORTFOLIO CLASS A VY JP MORGAN SMALL CAP CORE EQUITY PORTFOLIO CLASS A

PAGE:

52

DATE: 06/05/18

FUND FAMILY :

5734

CUSIP --------92914G650 92914G668 92914G692 92914G718 92914G775 92914G783 92914G874 92914H302 92914H484 92914H526 92914H559 92914H575 92914H583 92914H591 92914H708 92914H823 92914H856 92914H880 92914K552 92914K578 92914K610 92914K644 92914K677 92914K735 92914K768 92914K784 92914K826 92914K834 92914K859 92914K875 92914K883 92914L105 92914L352 92914L386 92914L683 92914L741 92914L790 92914L840 92914P106 92914P304

SYMBOL -----ITEAX IVGAX ITCSX ISIVX IEOHX IEOPX IMIOX ISWAX IFTAX IPHIX ISKAX ISDAX ISEAX ISJAX ISZIX ISRAX ISQAX ISZAX IACIX IASAX IBSAX IJMAX IGMAX ISBAX IAXAX IGEAX IAXIX IVKAX IUAIX IUAAX IOSAX ICSAX ISPGX ISGAX IISAX IASPX IAGAX ICGAX IPIIX IIBPX

FUND FAMILY : CUSIP --------00170J714

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5736 SYMBOL -----MBDLX

FUND FAMILY NAME :

VOYA FUNDS

CUSIP DESCRIPTION ------------------------VY T.ROWE PRICE EQUITY INCOME PORTFOLIO CLASS A VY INVESCO VAN KAMPEN GROWTH AND INCOME PORTFOLIO CLASS A VY T. ROWE PRICE CAPITAL APPREC PORTFOLIO CLASS S VOYA U.S. STOCK INDEX PORTFOLIO CLASS A VOYA LARGE CAP GROWTH PORT FUND CLASS I VOYA LARGE CAP GROWTH PORTFOLIO CLASS A VY T.ROWE PRICE INTERNATIONAL PORTFOLIO CLASS A VOYA SOLUTION INCOME PORTFOLIO CLASS A VY TEMPLETON FOREIGN EQUITY PORTFOLIO CLASS A VY PIONEER HIGH YIELD PORTFOLIO FUND CLASS I VOYA INDEX SOLUTION INCOME PORTFOLIO CLASS A VOYA INDEX SOLUTION 2025 PORTFOLIO CLASS A VOYA INDEX SOLUTION 2035 PORTFOLIO CLASS A VOYA INDEX SOLUTION 2045 PORTFOLIO CLASS A VOYA SOLUTION 2025 PORTFOLIO FUND CLASS I VOYA SOLUTION 2045 PORTFOLIO CLASS A VOYA SOLUTION 2035 PORTFOLIO CLASS A VOYA SOLUTION 2025 PORTFOLIO CLASS A VOYA FUNDS VY AMERICAN CENTURY SMALL MID CAP VALUE PORTFOLIO FD CL I VOYA AMERICAN CENTURY SMALL-MID CAP VALUE PORTFOLIO CLASS A VOYA BARON GROWTH PORTFOLIO CLASS A VY JP MORGAN MID CAP VALUE PORTFOLIO CLASS A VY OPPENHEIMER GLOBAL PORTFOLIO CLASS A VOYA COLUMBIA CONTRARIAN CORE PORTFOLIO CLASS A VY T.ROWE DIVERSIFIED MIDCAP GROWTH PORTFOLIO CLASS A VY T.ROWE PRICE GROWTH EQUITY PORTFOLIO CLASS A VY T. ROWE PRICE DIVERSIFIED MID CAP GROWTH PORTFOLIO FUND CLASS I VY INVESCO VAN KAMPEN COMSTOCK PORTFOLIO CLASS A VOYA INVESCO EQUITY AND INCOME PORTFOLIO FUND INITIAL CLASS VY INVESCO VAN KAMPEN EQUITY AND INCOME PORTFOLIO CLASS A VOYA GLOBAL BOND PORTFOLIO CLASS A VOYA COLUMBIA SMALL CAP VALUE II PORTFOLIO CLASS A VOYA SOLUTION MODERATE PORTFOLIO CLASS A CLASS VOYA SOLUTION GROWTH PORTFOLIO CLASS A VOYA INDEX SOLUTION 2055 PORTFOLIO CLASS A VOYA SOLUTION 2055 PORTFOLIO CLASS A VOYA SOLUTION AGGRESSIVE GROWTH PORTFOLIO CLASS A VOYA SOLUTION CONSERVATIVE PORTFOLIO CLASS A VOYA INTERMEDIATE BOND PORTFOLIO FUND CLASS I VOYA INTERMEDIATE BOND PORTFOLIO CLASS A

FUND FAMILY NAME :

AMG FUNDS

CUSIP DESCRIPTION ------------------------AMG GW&K CORE BOND FUND CLASS Z

PAGE:

53

DATE: 06/05/18

FUND FAMILY :

5736

CUSIP --------00170J763 00170J821 00170K596 00170K638 00170K661 00170K695 00170K729 00170K745 00170K828 00170L305 00170L800 00170M501 00170M881 00171C403

SYMBOL -----MSSYX MMAFX

TLEIX TCMIX TSCIX TMDIX MRLIX MCMFX MBEYX MFDYX APCZX

FUND FAMILY :

5749

CUSIP --------52470G734 52470G742 52470G759 52470R367 52470R565 52470R581 52470R847 52470R854 52471N100

SYMBOL -----LMECX LMLCX LMSMX SMTXX LNAXX LTCXX SMGXX CREOX

FUND FAMILY :

5751

CUSIP --------040337818 040337826 040337834 040337842 040337859 040337875

SYMBOL -----ADYIX AFOYX CAAIX ARAIX AGLYX AINIX

FUND FAMILY : CUSIP --------563821677

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5753 SYMBOL -----EXDVX

FUND FAMILY NAME :

AMG FUNDS

CUSIP DESCRIPTION ------------------------AMG FRONTIER SMALL CAP GROWTH FUND CLASS Z AMG FQ GLOBAL RISK-BALANCED FUND CLASS Z AMG TRILOGY INTL SMALL CAP FUND CLASS Z AMG TRILOGY GLOBAL EQUITY FUND CLASS Z AMG TRILOGY EMERGING MARKETS EQUITY FUND CLASS Z AMG TIMESSQUARE INTERNATIONAL SMALL CAP FUND CLASS Z AMG TIMESSQUARE SMALL CAP GROWTH FUND CLASS Z AMG TIMESSQUARE MID CAP GROWTH FUND CLASS Z AMG RENAISSANCE LARGE CAP GROWTH FUND CLASS Z AMG MANAGERS CADENCE CAP APPR FD CL Z *MER*00170K828 EFF 7/31/17 AMG MANAGERS CADENCE MID CAP FUND CLASS Z AMG CHICAGO EQUITY PARTNERS BALANCED FUND CLASS Z AMG GW&K ENHANCED CORE BOND FUND CLASS Z AMG MANAGERS PICTET INTERNATIONAL FUND CLASS Z

FUND FAMILY NAME :

LEGG MASON FUNDS

CUSIP DESCRIPTION ------------------------WESTERN ASSET SMASH SERIES EC FUND WESTERN ASSET SMASH SERIES C FUND WESTERN ASSET SMASH SERIES M FUND WESTERN ASSET GOVERNMENT RESERVES FUND CLASS A2 LEGG MASON WESTERN ASSET NY TAX-FREE MONEY MARKET FUND CLASS A WESTERN ASSET TAX FREE RESERVES FUND CLASS C WESTERN ASSET GOVERNMENT MONEY MARKET FUND CLASS A WESTERN ASSET MONEY MARKET FUND CLASS I CLEARBRIDGE REAL ESTATE OPPORTUNITIES FD CL O

FUND FAMILY NAME :

ARIEL FUNDS

CUSIP DESCRIPTION ------------------------ARIEL DISCOVERY FUND INSTITUTIONAL CLASS ARIEL FOCUS FUND INSTITUTIONAL CLASS ARIEL APPRECIATION FUND INSTITUTIONAL CLASS ARIEL FUND INSTITUTIONAL CLASS ARIEL GLOBAL EQUITY FUND INSTITUTIONAL CLASS ARIEL INTERNATIONAL EQUITY FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

MANNING & NAPIER FUNDS

CUSIP DESCRIPTION ------------------------MANNING & NAPIER FD INC. DIVERSIFIED TAX EXEMPT SERIES

PAGE:

54

DATE: 06/05/18

FUND FAMILY :

5762

CUSIP --------782478713 78249R214 78249R289 78249R347 78249R867 782494249 782494421 78250F679

SYMBOL -----RREYX RMYYX RTIYX RTDYX RMSYX RGIYX RSBYX RUTYX

FUND FAMILY :

5780

CUSIP --------191912609 19247N607 19248B602 19248H609 19248L501 19248X505 19249C500 19249G501 19249L500

SYMBOL -----CSZIX CSFZX CSUZX IRFZX DVFZX CPXZX RAPZX LPXZX

FUND FAMILY : CUSIP --------47103D108 47103D405 47103D421 47103D496 47103D504 47103D579 47103D603 47103D652 47103D702 47103D728 47103D744 47103D751 47103D769 47103D785 47103D793 47103D801

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5781 SYMBOL -----JABNX JDMNX JUCNX JMTNX JDFNX JIFNX JFRNX JDANX JDSNX JDPNX JPLNX JPPNX JVTNX JGMNX JGLNX

FUND FAMILY NAME :

RUSSELL FUNDS

CUSIP DESCRIPTION ------------------------RUSSELL INVESTMENTS GLOBAL REAL ESTATE SECS FUND CLASS Y RUSSELL MULTI STRATEGY INCOME FUND CLASS Y RUSSELL MULTIFACTOR INTERNATIONAL EQUITY FUND CLASS Y RUSSELL MULTIFACTOR U.S. EQUITY FUND CLASS Y RUSSELL MULTI-STRATEGY ALTERNATIVE FUND CLASS Y RUSSELL INVESTMENTS GLOBAL INFRASTRUCTURE FUND CLASS Y RUSSELL SHORT DURATION BOND FUND CLASS Y RUSSELL UNCONSTRAINED TOTAL RETURN FUND CLASS Y

FUND FAMILY NAME :

COHEN & STEERS FUNDS

CUSIP DESCRIPTION ------------------------COHEN & STEERS REAL ESTATE SECURITIES FUND CLASS Z COHEN & STEERS GLOBAL REALTY SHARES CLASS Z COHEN & STEERS GLOBAL INFRASTRUCTURE FUND CLASS Z COHEN & STEERS INTERNATIONAL REALTY FUND CLASS Z COHEN & STEERS DIVIDEND VALUE FUND CLASS Z COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND CLASS Z COHEN & STEERS REAL ASSETS FUND CLASS Z COHEN & STEERS ACTIVE COMMODITIES STRATEGY FD CL Z COHEN & STEERS LOW DURATION PREFERRED AND INCOME FD CL Z

FUND FAMILY NAME :

JANUS FUNDS

CUSIP DESCRIPTION ------------------------JANUS HENDERSON BALANCED FUND CLASS N JANUS HENDERSON ENTERPRISE FUND CLASS N JANUS HENDERSON GLOBAL UNCONSTRAINED BOND FUND CLASS N JANUS HENDERSON MULTISECTOR INCOME FUND CLASS N JANUS HENDERSON FLEXIBLE BOND FUND CLASS N JANUS HENDERSON INTERNATIONAL VALUE FUND CLASS N JANUS HENDERSON FORTY FUND CLASS N JANUS HENDERSON DIVERSIFIED ALTERNATIVES FUND CLASS N JANUS FUND CLASS N *MER* 47103D827 EFF 4-28-17 JANUS HENDERSON SMALL CAP VALUE FUND CLASS N JANUS HENDERSON MID CAP VALUE FUND CLASS N JANUS HENDERSON LARGE CAP VALUE FUND CLASS N JANUS HENDERSON GLOBAL VALUE FUND CLASS N JANUS HENDERSON VENTURE FUND CLASS N JANUS HENDERSON TRITON FUND CLASS N JANUS HENDERSON GLOBAL BOND FUND CLASS N

PAGE:

55

DATE: 06/05/18

FUND FAMILY :

5781

CUSIP --------47103D819 47103D827 47103D835 47103D843 47103D850 47103E122 47103E155 47103X484

SYMBOL -----JSHNX JRANX JDINX JHYNX JRSNX JMRNX HFQRX

FUND FAMILY :

5805

CUSIP --------744336736 744336744 744336876 74439A509 74439A889 74440B850 74440B884 74440G602 74440K520 74440K538 74440K884 74440Y884 74441C881 74441J688 74441J712 74441K602 74441R607 875921744

SYMBOL -----PLHQX PDSQX PGRQX PGTQX PHEQX SDMQX PTRQX PJTQX PUCQX SUVQX JSGMX PHYQX PJGQX PTMQX PXBQX PJNQX PSTQX TPCQX

FUND FAMILY :

5810

CUSIP --------64122Q515 64122Q523 64122Q531 64122Q549 64128K561 64128K579

SYMBOL -----NRREX NRMGX NRGSX NREMX NRSIX NRHIX

FUND FAMILY : CUSIP --------14214L379

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5822 SYMBOL -----EGEUX

FUND FAMILY NAME :

JANUS FUNDS

CUSIP DESCRIPTION ------------------------JANUS HENDERSON SHORTTERM BOND FUND CLASS N JANUS HENDERSON RESEARCH FUND CLASS N JANUS HENDERSON OVERSEAS FUND CLASS N JANUS INTERNATIONAL EQUITY FUND CLASS N JANUS HENDERSON HIGHYIELD FUND CLASS N JANUS HENDERSON U.S. MANAGED VOLATILITY FUND CLASS N INTECH INT'L MANAGED VOLATILITY FUND CLASS N JANUS HENDERSON GLOBAL EQUITY INCOME FUND CLASS N

FUND FAMILY NAME :

PRUDENTIAL FUNDS

CUSIP DESCRIPTION ------------------------PRUDENTIAL QMA LONG-SHORT EQUITY FUND CLASS Q PRUDENTIAL SHORT DURATION MUNI HIGH INCOME FUND CLASS Q PRUDENTIAL GLOBAL REAL ESTATE FUND CLASS Q PRUDENTIAL GLOBAL TOTAL RETURN FUND CLASS Q PRUDENTIAL GLOBAL TOTAL RETURN (USD HEDGED) FUND CLASS Q PRUDENTIAL SHORT DURATION MULTI SECTOR BOND FUND CLASS Q PRUDENTIAL TOTAL RETURN BOND FUND CLASS Q PRUDENTIAL JENNISON 20/20 FOCUS FUND CLASS Q PRUDENTIAL UNCONSTRAINED BOND FUND CLASS Q PRUDENTIAL QMA STRATEGIC VALUE FUND CLASS Q PRUDENTIAL JENNISON SELECT GROWTH FUND CLASS M PRUDENTIAL HIGH YIELD FUND CLASS Q PRUDENTIAL JENNISON MID CAP GROWTH FD CL Q PRUDENTIAL QMA LARGE-CAP CORE EQUITY FUND CLASS Q PRUDENTIAL INTERNATIONAL BOND FUND CLASS Q PRUDENTIAL JENNISON NATURAL RESOURCES FUND CLASS Q PRUDENTIAL SHORT TERM CORPORATE BOND FUND CLASS Q PRUDENTIAL CORE BOND FUND CLASS Q

FUND FAMILY NAME :

NEUBERGER BERMAN FUNDS

CUSIP DESCRIPTION ------------------------NEUBERGER BERMAN REAL ESTATE FUND CLASS R6 NEUBERGER BERMAN MID CAP GROWTH FUND CLASS R6 NEUBERGER BERMAN GENESIS FUND CLASS R6 NEUBERGER BERMAN EMERGING MARKETS EQUITY FUND CLASS R6 NEUBERGER BERMAN STRATEGIC INCOME FUND CLASS R6 NEUBERGER BERMAN HIGH INCOME BOND FUND CLASS R6

FUND FAMILY NAME :

CARILLON FUNDS

CUSIP DESCRIPTION ------------------------CARILLON EAGLE SMALLER COMPANY FUND CLASS R6

PAGE:

56

DATE: 06/05/18

FUND FAMILY :

5822

CUSIP --------14214L452 14214L536 14214L619 14214L767 14214L841 26958A609 269858338 269858460 269858478 269858486 269858494

SYMBOL -----HSRUX HMRUX HRAUX EISVX HIGUX

FUND FAMILY :

5827

CUSIP --------23380W572

SYMBOL ------

FUND FAMILY : CUSIP --------74251T131 74251T172 74251T263 74251T313 74251T354 74251T495 74251T586 74251T610 74251T859 74253J214 74253J271 74253J297 74253J321 74253J404 74253J743 74253M241 74253M316 74253M373 74253M449 74253M514 742537343

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5836 SYMBOL ------

PLFMX PEASX PINPX PSSPX PSBPX PJPPX PLSMX

PSLVX

FUND FAMILY NAME :

CARILLON FUNDS

CUSIP DESCRIPTION ------------------------CARILLON EAGLE SMALL CAP GROWTH FUND CLASS R6 CARILLON EAGLE MID CAP GROWTH FUND CLASS R6 CARILLON EAGLE MID CAP GROWTH FUND CLASS R6 CARILLON CLARIVEST INTERNATIONAL STOCK FUND CLASS R6 CARILLON EAGLE GROWTH & INCOME FUND CLASS R6 EAGLE GROWTH & INCOME FUND CLASS R6 *N/C* 14214L841 11/20/17 EAGLE INT'L STOCK FUND CLASS R6 *N/C* 14214L767 EFF 11/20/17 EAGLE SMALL CAP GROWTH FUND CLASS R6 *N/C* 14214L452 11/20/17 EAGLE SMALLER COMPANY FUND CLASS R6 *N/C* 14214L379 11/20/17 EAGLE MID CAP STOCK FUND CLASS R6 *N/C* 14214L536 11/20/17 EAGLE MID CAP GROWTH FUND CLASS R6 *N/C* 14214L619 11/20/17

FUND FAMILY NAME :

VALUE LINE FUNDS

CUSIP DESCRIPTION ------------------------DAILY INCOME FUND U.S. GOVERNMENT PORTFOLIO FUND

FUND FAMILY NAME :

PRINCIPAL FUNDS

CUSIP DESCRIPTION ------------------------PRINCIPAL MID CAP S&P 400 INDEX FUND CLASS R3 PRINCIPAL MID CAP GROWTH FUND CLASS R3 PRINCIPAL LARGE CAP VALUE FUND CLASS R3 PRINCIPAL LARGE CAP S&P 500 INDEX FUND CLASS R3 PRINCIPAL LARGE CAP GROWTH FUND CLASS R3 PRINCIPAL INT'L EMERGING MARKETS FUND CLASS R2 PRINCIPAL DIVERSIFIED FUND INSTL CLASS R3 PRINCIPAL INVESTORS DIVERSIFIED INT'L FUND CLASS R5 PRINCIPAL BD & MTG SECS FUND CLASS R3 PRINCIPAL SMALL-CAP S&P 600 INDEX FUND CLASS R5 PRINCIPAL SMALL CAP BLEND FUND CLASS R3 PRINCIPAL SMALL CAP FUND CLASS R5 PRINCIPAL REAL ESTATE SECS FUND CLASS R3 PRINCIPAL MIDCAP VALUE FUND III CLASS R-3 PRINCIPAL LARGE CAP GROWTH I FUND CLASS R3 PRINCIPAL LIFETIME STRATEGIC INCOME FUND CLASS R3 PRINCIPAL LIFETIME 2050 FUND CLASS R3 PRINCIPAL LIFETIME 2040 FUND CLASS R3 PRINCIPAL LIFETIME 2030 FUND CLASS R3 PRINCIPAL LIFETIME 2020 FUND CLASS R3 PRINCIPAL SYSTEMATEX LARGE VALUE FUND CLASS R6

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FUND FAMILY : CUSIP --------742537350 742537467 742537483 742537566 742537574 742537582 742537590 742537616 742537624 74254T849 74255L530 742553274 742553308 742553670 742553779 742553837 742553886 74256W105 74256W204 74256W303 74256W402 74256W469 74256W477 74256W485 74256W493 74256W501 74256W519 74256W527 74256W535 74256W543 74256W550 74256W568 74256W576 74256W584 74256W592 74256W600 74256W618 74256W626 74256W642 74256W709 74256W808 74256W865 74256W873 74256W881 928965177 928965185 928965193

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5836 SYMBOL -----PSTMX PDARX POEFX PSMVX PCSMX PCMIX PLCGX PICNX PGRSX

PLRRX PLTTX PLFTX PLZTX PMDHX PRDHX PPREX PFISX PLRTX PFIEX PEDMX PGBHX PSPIX PSMLX PFRSX PMAPX PMAQX PIIDX PLMTX PIIMX PHYFX PGPMX PLNTX PLJTX PLTYX PLKTX PLHTX CRHIX CNRCX

FUND FAMILY NAME :

PRINCIPAL FUNDS

CUSIP DESCRIPTION ------------------------PRINCIPAL SYSTEMATEX INTERNATIONAL FUND CLASS R6 PRINCIPAL DIVERSIFIED REAL ASSET FUND CLASS R6 PRINCIPAL ORIGIN EMERGING MARKETS FUND CLASS R6 PRINCIPAL SMALL CAP VALUE FUND II CLASS R6 PRINCIPAL SMALL CAP GROWTH FUND I CLASS R6 PRINCIPAL MID CAP VALUE FUND III CLASS R6 PRINCIPAL LARGE CAP GROWTH FUND I CLASS R6 PRINCIPAL INCOME FUND CLASS R6 PRINCIPAL GLOBAL REAL ESTATE SECURITIES FUND CLASS R6 PRINCIPAL INFLATION PROTN FUND CLASS R3 PRINCIPAL LIFETIME 2060 FUND CLASS R3 PRINCIPAL EQUITY INCOME FUND CLASS R3 PRINCIPAL LIFETIME 2015 FUND CLASS R3 PRINCIPAL LIFETIME 2055 FUND CLASS R3 PRINCIPAL LIFETIME 2045 FUND CLASS R3 PRINCIPAL LIFETIME 2035 FUND CLASS R3 PRINCIPAL LIFETIME 2025 FUND CLASS R3 PRINCIPAL LIFETIME HYBRID 2015 FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2020 FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2025 FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2030 FUND CLASS R6 PRINCIPAL SMALL MID CAP DIVIDEND INCOME FUND CLASS R6 PRINCIPAL REAL ESTATE DEBT INCOME FUND CLASS R6 PRINCIPAL PREFERRED SECURITIES FUND CLASS R6 PRINCIPAL INTERNATIONAL SMALL COMPANY FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2035 FUND CLASS R6 PRINCIPAL INTERNATIONAL EQUITY INDEX FUND CLASS R6 PRINCIPAL EDGE MIDCAP FUND CLASS R6 PRINCIPAL BLUE CHIP FUND CLASS R6 PRINCIPAL SMALL CAP S&P 600 INDEX FUND CLASS R6 PRINCIPAL SMALL CAP FUND CLASS R6 PRINCIPAL REAL ESTATE SECURITIES FUND CLASS R6 PRINCIPAL MID CAP S&P 400 INDEX FUND CLASS R6 PRINCIPAL MIDCAP FUND CLASS R6 PRINCIPAL INTERNATIONAL FUND I CLASS R6 PRINCIPAL LIFETIME HYBRID 2040 FUND CLASS R6 PRINCIPAL INTERNATIONAL EMERGING MARKETS FUND CLASS R6 PRINCIPAL HIGH YIELD FUND CLASS R6 PRINCIPAL MULTI MANAGER EQUITY LONG SHORT FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2045 FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2050 FUND CLASS R6 PRINCIPAL LIFETIME HYBRID INCOME FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2060 FUND CLASS R6 PRINCIPAL LIFETIME HYBRID 2055 FUND CLASS R6 WM HIGH YIELD FUND CLASS R-1 WM INCOME FUND CLASS R-2 WM INCOME FUND CLASS R-1

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FUND FAMILY :

5836

CUSIP --------928965219 928965227 928965235 928965243 928965250 928965268 928965276 928965284 928965292 928965318 928965326 928965334 928965342 928965359 928966431 928966449 928966456 928966464 928966472 928966480 928966498 928966514 928967710 928967728 928967736 928967744 928967751 928967769 928967777 928967785 928967793 928967819

SYMBOL -----CRRGX CRUGX WMTRX WMSRX WMDRX

CMHRX CMIRX CMRRX CMPRX WMARX WMRRX SPRCX SIIRX SHGRX SRKCX SPRRX SGRRX SRHCX SRCAX SRHPX SRGPX SRCPX SRBPX SRTPX SRIPX SRVPX SRUPX

FUND FAMILY :

5873

CUSIP --------817270226 817270267 817270283 817270291

SYMBOL ------

FUND FAMILY : CUSIP --------066922105

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5882 SYMBOL -----WFBIX

FUND FAMILY NAME :

PAGE:

PRINCIPAL FUNDS

CUSIP DESCRIPTION ------------------------WM U.S. GOVERNMENT SECURITIES FUND CLASS WM U.S. GOVERNMENT SECURITIES FUND CLASS WM SMALL CAP VALUE FUND CLASS R-2 WM SMALL CAP VALUE FUND CLASS R-1 WM MID CAP STOCK FUND CLASS R-2 WM MID CAP STOCK FUND CLASS R-1 WM WEST COAST EQUITY FUND CLASS R-2 WM WEST COAST EQUITY FUND CLASS R-1 WM GROWTH & INCOME FUND CLASS R-2 WM GROWTH & INCOME FUND CLASS R-1 WM EQUITY INCOME FUND CLASS R-2 WM EQUITY INCOME FUND CLASS R-1 WM REIT FUND CLASS R-2 WM REIT FUND CLASS R-1 WM SHORT TERM INCOME FUND CLASS R-2 WM SHORT TERM INCOME FUND CLASS R-1 WM INTERNATIONAL_GR FUND CLASS R-2 WM INTERNATIONAL GR FUND CLASS R-1 WM SMALL CAP GROWTH FUND CLASS R-2 WM SMALL CAP GROWTH FUND CLASS R-1 WM GROWTH FUND CLASS R-2 WM GROWTH FUND CLASS R-1 WM STRATEGIC GROWTH PORTFOLIO CLASS R-2 WM STRATEGIC GROWTH PORTFOLIO CLASS R-1 WM CONSERVATIVE GR PORTFOLIO CLASS R-2 WM CONSERVATIVE GR PORTFOLIO CLASS R-1 WM BALANCED PORTFOLIO CLASS R-2 WM BALANCED PORTFOLIO CLASS R-1 WM CONSERVATIVE BALANCED PORTFOLIO CLASS WM CONSERVATIVE BALANCED PORTFOLIO CLASS WM FLEXIBLE INCOME PORTFOLIO CLASS R-2 WM FLEXIBLE INCOME PORTFOLIO CLASS R-1

FUND FAMILY NAME :

R-2 R-1

R-2 R-1

SENTINEL FUNDS

CUSIP DESCRIPTION ------------------------SENTINEL IN LIEU OF FEDERATED GOVT OBLIGATION FUND SERVICE CLASS SENTINEL TOTAL RETURN BOND FUND CLASS R6 *MER* 89154W791 10/27/17 SENTINEL SMALL COMPANY FUND CLASS R6 *MER* 89154Q232 EFF 10/27/17 SENTINEL COMMON STOCK FUND CLASS R6 *MER* 89154Q273 EFF 10/27/17

FUND FAMILY NAME :

BLACKROCK FUNDS

CUSIP DESCRIPTION ------------------------BLACKROCK ISHARES U.S. AGGREGATE BOND INDEX FUND CLASS K

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FUND FAMILY : CUSIP --------066922162 066922204 066922220 066922279 066922337 066922568 066922576 066922584 066922618 066923301 066923483 066923590 066923632 066923665 066923699 066923731 066923764 066923798 066923806 066923830 066923863 06739T531 091927103 091927202 091927301 091927400 091927509 091928234 091928689 091929240 091929687 091936153 091936187 091936229 091936286 091937193 091937755 09251G606 09251M801 09251R602 09252M743 09252X608 09253C744 09253C793 09253F879 09253F887 09253V106

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5882 SYMBOL -----LPVKX WFSPX LPHKX LPJKX LPBKX LPSFX LPSDX LPSCX LPSAX BRGKX BCRKX BDOKX LIVKX LIPKX LIHKX LIKKX LIJKX LINKX LIRKX LIBKX LIMKX LPSGX PNIXX PNPXX PINXX BMCXX CLDBX CCBBX BBGPX BRHYX BKTSX BKRDX BSMKX BRMKX BLDRX BPLBX MBVKX MKDVX BFGBX MPHQX MKWIX BNMLX MPLMX BTMKX BDBKX MSAXX

FUND FAMILY NAME :

BLACKROCK FUNDS

CUSIP DESCRIPTION ------------------------BLACKROCK LIFEPATH DYNAMIC 2055 FD CL K BLACKROCK ISHARES S&P 500 INDEX FUND CLASS K BLACKROCK LIFEPATH DYNAMIC 2045 FD CL K BLACKROCK LIFEPATH DYNAMIC 2035 FD CL K BLACKROCK LIFEPATH DYNAMIC 2025 FD CL K BLACKROCK LIFEPATH DYNAMIC 2040 FD CL K BLACKROCK LIFEPATH DYNAMIC 2030 FD CL K BLACKROCK LIFEPATH DYNAMIC 2020 FD CL K BLACKROCK LIFEPATH DYNAMIC RETIREMENT FD CLASS K BLACKROCK ISHARES RUSSELL 1000 LARGE CAP INDEX FD CL K BLACKROCK COREALPHA BOND FUND CLASS K BLACKROCK ISHARES MSCI TOTAL INT'L INDEX FUND CLASS K BLACKROCK LIFEPATH INDEX 2055 FUND CLASS K BLACKROCK LIFEPATH INDEX 2050 FUND CLASS K BLACKROCK LIFEPATH INDEX 2045 FUND CLASS K BLACKROCK LIFEPATH INDEX 2040 FUND CLASS K BLACKROCK LIFEPATH INDEX 2035 FUND CLASS K BLACKROCK LIFEPATH INDEX 2030 FUND CLASS K BLACKROCK LIFEPATH INDEX RETIREMENT FUND CLASS K BLACKROCK LIFEPATH INDEX 2025 FUND CLASS K BLACKROCK LIFEPATH INDEX 2020 FUND CLASS K BLACKROCK LIFEPATH DYNAMIC 2050 FD CL K BLACKROCK MONEY MARKET FUND INST CLASS BLACKROCK MONEY MARKET PORTFOLIO SERVICE SHARES BLACKROCK MONEY MARKET CLASS A BLACKROCK MONEY MARKET FUND CLASS B *CLX* 091927301 EFF 12/27/17 BLACKROCK MONEY MARKET PORTFOLIO INVESTOR CLASS C BLACKROCK LOW DURATION BOND PORTFOLIO FUND CL K BLACKROCK CORE BOND PORTFOLIO FUND FUND CLASS K BLACKROCK GNMA PORTFOLIO FUND CLASS K BLACKROCK HIGH YIELD BOND PORT. FUND CLASS K BLACKROCK ISHARES TOTAL U.S. STOCK MARKET INDEX FUND CLASS K BLACKROCK ISHARES DEVELOPED REAL ESTATE IDX FUND CLASS K BLACKROCK ISHARES RUSSEL SMALL/MID CAP INDEX FUND CLASS K BLACKROCK ISHARES RUSSELL MID-CAP INDEX FUND CLASS K BLACKROCK MANAGED INCOME FUND CLASS K BLACKROCK INFLATION PROTECTED BOND PORTFOLIO FUND CL K BLACKROCK BASIC VALUE FUND CLASS K BLACKROCK EQUITY DIVIDEND FUND CLASS K BLACKROCK CAPITAL APPRECIATION FUND CLASS K BLACKROCK TOTAL RETURN FUND CLASS K BLACKROCK STRATEGIC GLOBAL BOND FUND CLASS K BLACKROCK NATIONAL MUNICIPAL FUND CLASS K BLACKROCK SHORT TERM MUNICIPAL FUND CLASS K BLACKROCK ISHARES MSCI EAFE INTERNATIONAL INDEX FUND CLASS K BLACKROCK ISHARES RUSSELL 2000 SMALL CAP INDEX FUND CLASS K BLACKROCK SUMMIT CASH RESERVE FD CL A

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FUND FAMILY :

5882

CUSIP --------09253V205 09256H427 09256H450 09256H484 09256H526 09256H559 09256H583 09256H625 09256H658 09257E662 09257E696 09257E712 09257E720 09257E738 09257E746 09257E753 09257E761 09257E779 09257E787 09257E845 09258N109 09258N208 09258N380 09258N406 09258N448 09258N463 09258N489 09258N505 09258N513 09258N547 09258N570 09258N596 09258N604 09258N646 09258N687 09258N737 09258N752 09258N778 09258N802 09258N869 30246Y502 30246Y700 30246Y825 30246Y841 30246Y866

SYMBOL -----BIPKX BIPJX BIPHX BIPGX BIPEX BIPDX BIPCX BIPBX BKMIX BMSKX BKBDX BKAPX BKGPX BKMPX BKCPX BFRKX BDHKX BSIKX BIPLX BAJKX BWIKX BSTKX BIRKX BKVFX BKSFX BQFKX BDMKX BKMTX BIAKX PBAKX BKEVX BMGKX BKMVX BKIMX BKMFX SHSKX MKLOX BDSKX BKIPX MDVVX MCVVX MCIQX MDIQX MCFFX

FUND FAMILY : CUSIP --------192826105

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5894 SYMBOL -----FTYXX

FUND FAMILY NAME :

BLACKROCK FUNDS

CUSIP DESCRIPTION ------------------------BLACKROCK SUMMIT CASH RESERVE FD CL B *MER* 09253V106 EFF 2/9/18 BLACKROCK LIFEPATH SMART BETA 2050 FUND CLASS K BLACKROCK LIFEPATH ACTIVE 2045 FUND CLASS K BLACKROCK LIFEPATH SMART BETA 2040 FUND CLASS K BLACKROCK LIFEPATH SMART BETA 2035 FUND CLASS K BLACKROCK LIFEPATH SMART BETA 2030 FUND CLASS K BLACKROCK LIFEPATH SMART BETA 2025 FUND CLASS K BLACKROCK LIFEPATH SMART BETA 2020 FUND CLASS K BLACKROCK LIFEPATH SMART BETA RETIREMENT FUND CLASS K BLACKROCK EMERGING MARKETS FLEX DYNAMIC BOND FUND CLASS K BLACKROCK CREDIT STRATEGIES INCOME FUND CLASS K BLACKROCK GLOBAL DIVIDEND FUND CLASS K BLACKROCK 80/20 TARGET ALLOCATION FUND CLASS K BLACKROCK 60/40 TARGET ALLOCATION FUND CLASS K BLACKROCK 40/60 TARGET ALLOCATION FUND CLASS K BLACKROCK 20/80 TARGET ALLOCATION FUND CLASS K BLACKROCK FLOATING RATE INCOME PORTFOLIO CLASS K BLACKROCK DYNAMIC HIGH INCOME FUND CLASS K BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO CLASS K BLACKROCK LIFEPATH SMART BETA 2055 FUND CLASS K BLACKROCK ISHARES MSCI ASIA EX JAPAN INDEX FUND CLASS K BLACKROCK ISHARES MSCI DEVELOPED WORLD INDEX FUND CLASS K BLACKROCK TOTAL FACTOR FUND CLASS K BLACKROCK IMPACT U.S. EQUITY FUND CLASS K BLACKROCK ISHARES EDGE MSCI USA VALUE FACTOR INDEX FUND CLASS K BLACKROCK ISHARES EDGE MSCI USA SIZE FACTOR INDEX FUND CLASS K BLACKROCK ISHARES EDGE MSCI USA QUALITY INDEX FACTOR FD CL K BLACKROCK GLOBAL LONG/SHORT CREDIT FUND CLASS K BLACKROCK ISHARES EDGE MSCI U.S.A. MOMENTUM FACTOR INDEX FUND CLASS K BLACKROCK IMPACT BOND FUND CLASS K BLACKROCK TACTICAL OPPORTUNITIES FUND CLASS K BLACKROCK ISHARES EDGE MSCI MIN VOL EAFE INDEX FUND CLASS K BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS K BLACKROCK ISHARES EDGE MSCI MIN VOL USA INDEX FUND CLASS K BLACKROCK ISHARES EDGE MSCI MULTI FACTOR INTL INDEX FUND CLASS K BLACKROCK ISHARES EDGE MSCI MULTI FACTOR INTL INDEX FUND CLASS K BLACKROCK HEALTH SCIENCES OPPORTUNITIES FUND CLASS K BLACKROCK GLOBAL ALLOCATION FUND CLASS K BLACKROCK ADVANTAGE SMALL CAP CORE FUND CLASS K BLACKROCK ISHARES SHORT TERM TIPS BOND IDX FUND CLASS K BLACKROCK FDP EQUITY DIVIDEND FUND CLASS A VAN KAMPEN VALUE FDP FUND INVESTOR CLASS C MFS RESEARCH INTERNATIONAL FDP FUND CLASS C MFS RESEARCH INTERNATIONAL FDP FUND INVESTOR CLASS A FRANKLIN TEMPLETON TOTAL RETURN FDP INVESTOR FUND CL C

FUND FAMILY NAME :

FIDELITY FUNDS

CUSIP DESCRIPTION ------------------------FIDELITY INVESTMENTS MNY MKT FDS TREAS ONLY PORT SELECT CL

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FUND FAMILY : CUSIP --------192826204 192826303 192826501 192826600 233809300 233809805 233809888 315792150 315793208 315793307 315793406 315793505 315793604 315793695 315793703 315793802 315793828 315793869 315793877 315793885 315805119 315805127 315805135 315805143 315805150 315805192 315805218 315805226 315805234 315805242 315805259 315805267 315805275 315911107 315911206 315911404 315911503 315911602 315911693 315911701 315911719 315911727 315911735 315911743 315911750 315911768 315911800

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5894 SYMBOL -----FTUXX FGEXX FMYXX FSXXX FSIXX FOXXX FOIXX FIKFX FJIFX FKIFX FLIFX FPIFX FQIFX FDKLX FXIFX FIHFX FDEWX FIPFX FIOFX FBIFX FVLZX FSLZX FIDLX FGIZX FAEVX FZAAX FZAMX FZAKX FZAOX FZAHX FZAGX FZAFX FZADX FBIDX FUSEX FSTMX FSEMX FSIIX FSKAX FUSVX FSKTX FSPSX FSPNX FSMAX FXAIX FXSIX FSTVX

FUND FAMILY NAME :

FIDELITY FUNDS

CUSIP DESCRIPTION ------------------------FIDLEITY INVESTMENTS MMY MKT FDS TREAS PORT SELECT CL FIDELITY INVESTMENTS MMY MKT FDS GOV'T PORT SELECT CL FIDELITY INVESTMENTS MNY MKT FDS MNY MKT PORTFOLIO SELECT CL FIDELITY INVESTMENTS MNY MKT FDS TAX-EXEMPT PORTFOLIO SELECT CL FIDELITY INVESTMENTS MMY MKT FDS TREAS ONLY PORT CL I FIDELITY INVESTMENTS MMY MKT FDS TREAS ONLY PORT CL II FIDELITY INVESTMENTS MMY MKT FDS TREAS ONLY PORT CL III FIDELITY FREEDOM INDEX INCOME FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2005 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2010 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2015 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2020 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2025 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2060 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2030 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2035 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2055 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2050 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2045 FUND INVESTOR CLASS FIDELITY FREEDOM INDEX 2040 FUND INVESTOR CLASS FIDELITY ADVISOR VALUE FUND CLASS Z FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS Z FIDELITY ADVISOR LARGE CAP FUND CLASS Z FIDELITY ADVISOR GROWTH & INCOM FUND CLASS Z FIDELITY ADVISOR EQUITY VALUE FUND CLASS Z FIDELITY ADVISOR BALANCED FUND CLASS Z FIDELITY ADVISOR MID CAP II FUND CLASS Z FIDELITY ADVISOR LEVERAGED COMPANY STOCK FUND CLASS Z FIDELITY ADVISOR SMALL CAP FUND CLASS Z FIDELITY ADVISOR GROWTH OPPORTUNITIES FUND CLASS Z FIDELITY ADVISOR EQUITY INCOME FUND CLASS Z FIDELITY ADVISOR EQUITY GROWTH FUND CLASS Z FIDELITY ADVISOR DIVIDEND GROWTH FUND CLASS Z FIDELITY U.S. BOND INDEX FUND INVESTOR CLASS FIDELITY 500 INDEX FUND INVESTOR CLASS FIDELITY TOTAL MARKET INDEX FUND INVESTOR CLASS FIDELITY EXTENDED MARKET INDEX FUND INVESTOR CLASS FIDELITY INT'L INDEX FUND INVESTOR CLASS FIDELITY TOTAL MARKET INDEX FUND INST PREMIUM CLASS FIDELITY 500 INDEX FUND PREMIUM CLASS FIDELITY TOTAL MARKET INDEX FUND INSTITUTIONAL CLASS FIDELITY INTERNATIONAL INDEX FUND INST PREMIUM CLASS FIDELITY INTERNATIONAL INDEX FUND INSTITUTIONAL CLASS FIDELITY EXTENDED MARKET INDEX FUND INST PREMIUM CLASS FIDELITY 500 INDEX FUND INSTITUTIONAL PREMIUM CLASS FIDELITY 500 INDEX FUND INSTITUTIONAL CLASS FIDELITY TOTAL MARKET INDEX FUND PREMIUM CLASS

PAGE:

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FUND FAMILY : CUSIP --------315911818 315911826 315911834 315911842 315911859 315911867 315911875 315911883 315912709 315920140 315920157 315920165 315920173 31606X100 31606X209 31606X308 31606X407 31606X506 31606X605 316066752 316066760 31607A109 31607A406 31607A505 31607A703 31607A802 31607A836 31607A844 31607A851 31607A869 31607A877 31607A885 316071869 316127844 316128511 316128529 316146117 316146125 316146133 316146141 316146158 316146166 316146174 316146182 316146190 316146216 316146224

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5894 SYMBOL -----FLBAX FLBIX FIBAX FIBIX FSBAX FSBIX FSIVX FSEVX FNCMX FAOSX FIDZX FZAEX FZABX FLCEX FLVEX FLGEX FIENX FCPEX FMEIX FSSZX FZAPX FNSXX FTVXX FOPXX FRGXX FRSXX FHPXX FGPXX FFPXX FEPXX FDPXX FRBXX FZANX FZACX FIDFX FSCZX FIPBX FSIYX FSIQX FSGDX FSGUX FPMIX FPMAX FSSNX FSSSX FSSVX FSSPX

FUND FAMILY NAME :

FIDELITY FUNDS

CUSIP DESCRIPTION ------------------------FIDELITY LONG-TERM TREASURY BOND INDEX FUND PREMIUM CLASS FIDELITY LONG-TERM TREASURY BOND INDEX FUND INVESTOR CLASS FIDELITY INTERM TREAS BOND INDEX FD PREMIUM CLASS FIDELITY INTERM TREAS BOND INDEX FD INVESTOR CLASS FIDELITY SHORT-TERM TREASURY BOND INDEX FUND PREMIUM CLASS FIDELITY SHORT-TERM TREASURY BOND INDEX FUND INVESTOR CLASS FIDELITY INT'L INDEX FUND PREMIUM CLASS FIDELITY EXTENDED MARKET INDEX FUND PREMIUM CLASS FIDELITY NASDAQ COMPOSITE INDEX FUND FIDELITY ADVISOR OVERSEAS FUND CLASS Z FIDELITY ADVISOR INTERNATIONALCAP APPRECIATION FUND CLASS Z FIDELITY ADVISOR EMERGING MARKETS FUND CLASS Z FIDELITY ADVISOR DIVERSIFIED INTERNATIONAL FUND CLASS Z FIDELITY LARGE CAP CORE ENHANCED INDEX FUND FIDELITY LARGE CAP VALUE ENHANCED INDEX FUND FIDELITY LARGE CAP GROWTH ENHANCED INDEX FUND FIDELITY INTERNTL ENHANCED INDEX FUND FIDELITY SMALL CAP ENHANCED INDEX FUND FIDELITY MID CAP ENHANCED INDEX FUND FIDELITY ADVISOR STOCK SELECTOR SMALL CAP FUND CLASS Z FIDELITY ADVISOR STOCK SELECTOR ALL CAP FUND CLASS Z FIDELITY INVESTMENTS MONEY MARKET PORTFOLIO INSTITUTIONAL CLASS FIDELITY INVESTMENTS MNY MKT FDS TREASURY PORTFOLIO CLASS IV FIDELITY INVESTMENTS MNY MKT FDS TREASURY ONLY PORTFOLIO CLASS IV FIDELITY GOVERNMENT PORTFOLIO INSTITUTIONAL FUND CLASS FIDELITY TREASURY ONLY PORTFOLIO INSTITUTIONAL FUND CLASS FIDELITY PRIME RESERVES PORTFOLIO INSTITUTIONAL FUND CLASS FIDELITY PRIME RESERVES PORTFOLIO SELECT FUND CLASS FIDELITY PRIME RESERVES PORTFOLIO FUND CLASS III FIDELITY PRIME RESERVES PORTFOLIO FUND CLASS II FIDELITY PRIME RESERVES PORTFOLIO FUND CLASS I FIDELITY FUNDS TREASURY PORTFOLIO INSTITUTIONAL FUND CLASS FIDELITY ADVISOR NEW INSIGHTS FUND CLASS Z FIDELITY ADVISOR DIVERSIFIED STOCK FUND CLASS Z FIDELITY ADVISOR MID CAP VALUE FUND CLASS Z FIDELITY ADVISOR STOCK SELECTOR LARGE CAP VALUE FUND CLASS Z FIDELITY INFLATION PROTECTED BOND INDEX FUND INSTITUTIONAL CLASS FIDELITY INFLATION PROTECTED BOND INDEX FUND PREMIUM CLASS FIDELITY INFLATION PROTECTED BOND INDEX FUND INVESTOR CLASS FIDELITY GLOBAL EX U.S. INDEX FUND FUND ADVANTAGE CLASS FIDELITY GLOBAL EX U.S. INDEX FUND INVESTOR CLASS FIDELITY EMERGING MARKETS INDEX FUND INSTITUTIONAL CLASS FIDELITY EMERGING MARKETS INDEX FUND ADVANTAGE CLASS FIDELITY SMALL CAP INDEX FUND INST PREMIUM CLASS FIDELITY SMALL CAP INDEX FUND INSTITUTIONAL CLASS FIDELITY SMALL-CAP INDEX FUND PREMIUM CLASS FIDELITY SMALL-CAP INDEX FUND INVESTOR CLASS

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FUND FAMILY : CUSIP --------316146232 316146240 316146257 316146265 316146273 316146281 316146299 316146315 316146323 316146349 316146356 316146364 316146372 31617F791 31617L798 316175108 316175207 316175405 316175504 316175603 316175702 316175835 316175843 316175850 316175876 316175884 316176106 316176205 316176304 31618H465 31618H473 31634R109 31635T104 31635V265 31635V323 31635V331 31635V349 31635V398 31635V414 31635V422 31635V638 31635V646 31635V653 31635V661 31635V679 31635V687 31635V695

MUTUAL FUNDS CUSIPS WITH SURCHARGE

5894 SYMBOL -----FSRNX FSRVX FRXIX FSMDX FSTPX FSCKX FSCLX FSGGX FSGSX FPEMX FXNAX FXSTX FSITX FZALX FBKWX FIGXX FMPXX FIDXX FISXX FCGXX FCOXX FCEXX FCIXX FCVXX FCDXX FCSXX FTCXX FEXXX FETXX FZAJX FZAIX FFNOX FIPDX FUPDX FNIRX FNIYX FNIDX FITLX FPNSX FENSX FTIHX FTIUX FTIPX FTIGX FLCOX FLCMX FLCHX

FUND FAMILY NAME :

FIDELITY FUNDS

CUSIP DESCRIPTION ------------------------FIDELITY REAL ESTATE INDEX FUND INSTITUTIONAL CLASS FIDELITY REAL ESTATE INDEX FUND PREMIUM CLASS FIDELITY REAL ESTATE INDEX FUND INVESTOR CLASS FIDELITY MIDCAP INDEX FUND INSTITUTIONAL PREMIUM CLASS FIDELITY MID CAP INDEX FUND INSTITUTIONAL CLASS FIDELITY MID CAP INDEX FUND PREMIUM CLASS FIDELITY MID CAP INDEX FUND INVESTOR CLASS FIDELITY GLOBAL EX U.S. INDEX FUND INST PREMIUM CLASS FIDELITY GLOBAL EX U.S. INDEX FUND INSTITUTIONAL CLASS FIDELITY EMERGING MARKETS INDEX FUND INVESTOR CLASS FIDELITY U.S. BOND INDEX FUND INST PREMIUM CLASS FIDELITY U.S. BOND INDEX FUND INSTITUTIONAL CLASS FIDELITY U.S. BOND INDEX FUND PREMIUM CLASS FIDELITY ADVISOR MEGA CAP STOCK FUND CLASS Z FIDELITY ADVISOR TOTAL BOND FUND CLASS Z FIDELITY INVESTMENTS MNY MKT FDS GOVERNMENT PORTFOLIO CLASS I FIDELITY INVESTMENTS MMY MKT FDS MMY MKT PORT CL I FIDELITY INVESTMENTS MMY MKT FDS PRIME MMY MKT PORT CL I FIDELITY INVESTMENTS MMY MKT FDS TREAS PORT CL I FIDELITY INVESTMENTS MNY MKT FDS GOVERNMENT PORTFOLIO CLASS III FIDELITY INVESTMENTS MNY MKT FDS MNY MKT PORTFOLIO CLASS III FIDELITY INVESTMENTS MNY MKT FDS TREASURY PORTFOLIO CLASS II FIDELITY INVESTMENTS MMY MKT FDS MMY MKT PORT CL II FIDELITY INVESTMENTS MMY MKT FDS GOVT PORT CL II FIDELITY INVESTMENTS MNY MKT FDS PRIME MNY MKT PORTFOLIO CLASS III FIDELITY INVESTMENTS MNY MKT FDS TREASURY PORTFOLIO CLASS III FIDELITY INVESTMENTS MNY MKT FDS TAX-EXEMPT PORTFOLIO CLASS I FIDELITY INVESTMENTS MMY MKT FDS TAX-EXEMPT PORT CL II FIDELITY INVESTMENTS MMY MKT FDS TAX-EXEMPT PORT CL III FIDELITY ADVISOR INTERNATIONAL GROWTH FUND CLASS Z FIDELITY ADVISOR INTERNATIONAL DISCOVERY FUND CLASS Z FIDELITY FOUR IN ONE INDEX FUND FIDELITY INFLATION PROTECTED BOND INDEX FUND INST PREMIUM CLASS FIDELITY INTERMEDIATE TREASURY BOND INDEX FUND INSTITUTIONAL CL FIDELITY INT'L SUSTAINABILITY INDEX FUND PREMIUM CLASS FIDELITY INT'L SUSTAINABILITY INDEX FUND INVESTOR CLASS FIDELITY INT'L SUSTAINABILITY INDEX FUND INSTITUTIONAL CLASS FIDELITY U.S. SUSTAINABILITY INDEX FUND INSTITUTIONAL CLASS FIDELITY U.S. SUSTAINABILITY INDEX FUND PREMIUM CLASS FIDELITY U.S. SUSTAINABILITY INDEX FUND INVESTOR CLASS FIDELITY TOTAL INTERNATIONAL INDEX FUND INSTITUTIONAL PREMIUM CLASS FIDELITY TOTAL INTERNATIONAL INDEX FUND INSTITUTIONAL CLASS FIDELITY TOTAL INTERNATIONAL INDEX FUND PREMIUM CLASS FIDELITY TOTAL INTERNATIONAL INDEX FUND INVESTOR CLASS FIDELITY LARGE CAP VALUE INDEX FUND INSTITUTIONAL PREMIUM CLASS FIDELITY LARGE CAP VALUE INDEX FUND INSTITUTIONAL CLASS FIDELITY LARGE CAP VALUE INDEX FUND PREMIUM CLASS

PAGE:

64

DATE: 06/05/18

FUND FAMILY :

5894

CUSIP --------31635V711 31635V729 31635V737 31635V745 31635V752 316389360

SYMBOL -----FLCDX FSPGX FSWIX FSUPX FSUIX FIDGX

FUND FAMILY :

5922

CUSIP --------00191K104 00191K203 00191K401 00191K500 00191K609 00191K633 00191K666 00191K690 00191K732 00191K765 00191K807 00191K831 00191K849 00203H164 00203H198 00203H214 00203H222 00203H230 00203H248 00203H255 00203H263 00203H271 00203H289 00203H297 00203H313 00203H388 00203H396

SYMBOL -----QDARX AZERX ANDRX QLERX AQMRX QTERX QIMRX QSSRX QTLRX QMNRX QSARX QUERX QSPRX QRPRX QTIRX QTSRX QTMRX QEMRX QIORX QSMRX QMORX QECRX QICRX QSERX QCERX AQIRX AQGRX

FUND FAMILY : CUSIP --------90291A106

MUTUAL FUNDS CUSIPS WITH SURCHARGE

FUND FAMILY NAME :

FIDELITY FUNDS

CUSIP DESCRIPTION ------------------------FIDELITY LARGE CAP VALUE INDEX FUND INVESTOR CLASS FIDELITY LARGE CAP GROWTH INDEX FUND INSTITUTIONAL PREMIUM CLASS FIDELITY LARGE CAP GROWTH INDEX FUND INSTITUTIONAL CLASS FIDELITY LARGE CAP GROWTH INDEX FUND PREMIUM CLASS FIDELITY LARGE CAP GROWTH INDEX FUND INVESTOR CLASS FIDELITY ADVISOR SMALL CAP GROWTH FUND CLASS Z

FUND FAMILY NAME :

AQR FUNDS

CUSIP DESCRIPTION ------------------------AQR DIVERSIFIED ARBITRAGE FUND CLASS R6 AQR EMERGING DEFENSIVE STYLE FUND CLASS R6 AQR INTERNATIONAL DEFENSIVE STYLE FUND CLASS R6 AQR LONG-SHORT EQUITY FUND CLASS R6 AQR MANAGED FUTURES STRATEGY FUND CLASS R6 AQR TM EMERGING MULTI-STYLE FUND CLASS R6 AQR TM INTERNATIONAL MULTI-STYLE FUND CLASS R6 AQR TM SMALL CAP MULTI-STYLE FUND CLASS R6 AQR TM LARGE CAP MULTI-STYLE FUND CLASS R6 AQR EQUITY MARKET NEUTRAL FUND CLASS R6 AQR MULTI-STRATEGY ALTERNATIVE FUND CLASS R6 AQR LARGE CAP DEFENSIVE STYLE FUND CLASS R6 AQR STYLE PREMIA ALTERNATIVE FUND CLASS R6 AQR ALTERNATIVE RISK PREMIA FUND CLASS R6 AQR TM INTERNATIONAL MOMENTUM STYLE FUND CLASS R6 AQR TM SMALL CAP MOMENTUM STYLE FUND CLASS R6 AQR TM LARGE CAP MOMENTUM STYLE FUND CLASS R6 AQR EMERGING MOMENTUM STYLE FUND CLASS R6 AQR INTERNATIONAL MOMENTUM STYLE FUND CLASS R6 AQR SMALL CAP MOMENTUM STYLE FUND CLASS R6 AQR LARGE CAP MOMENTUM STYLE FUND CLASS R6 AQR EMERGING MULTI STYLE FUND CLASS R6 AQR INTERNATIONAL MULTI STYLE FUND CLASS R6 AQR SMALL CAP MULTI- STYLE FUND CLASS R6 AQR LARGE CAP MULTI STYLE FUND CLASS R6 AQR INTERNATIONAL EQUITY FUND CLASS R6 AQR GLOBAL EQUITY FUND CLASS R6

5935

FUND FAMILY NAME :

SYMBOL -----URIFX

CUSIP DESCRIPTION ------------------------USAA INCOME FUND CLASS R6

USAA FUNDS

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DATE: 06/05/18

FUND FAMILY :

5935

CUSIP --------90291A205 90291A304 90291A403 90291A502 90291A601 90291A700 90291A809 903288769 903289403

SYMBOL -----URGSX URSBX URHIX URISX URIBX URNQX URUSX USPRX USEXX

FUND FAMILY :

6553

CUSIP --------437769102

SYMBOL -----HDIXX

FUND FAMILY :

6559

CUSIP --------63868B765 63868B823 63868B872

SYMBOL -----NWHQX NWHLX NWHFX

FUND FAMILY : CUSIP --------09658L133 09658L174 09658L224 09658L265 09658L315 09658L398 09658V305 09658V362 09658V388 09658V412 09658V438 09658V552 09658V594

MUTUAL FUNDS CUSIPS WITH SURCHARGE

6561 SYMBOL -----BTRTX BMBTX BGRQX BDSQX BDVSX BABQX BTRGX BISGX BSVGX BMGGX BMVGX BRTUX BRTQX

FUND FAMILY NAME :

USAA FUNDS

CUSIP DESCRIPTION ------------------------USAA GOVERNMENT SECURITIES FUND CLASS R6 USAA SHORT-TERM BOND FUND CLASS R6 USAA HIGH INCOME FUND CLASS R6 USAA INCOME STOCK FUND CLASS R6 USAA INTERMEDIATE TERM BOND FUND CLASS R6 USAA NASDAQ 100 INDEX FUND CLASS R6 USAA ULTRA SHORT TERM BOND FUND CLASS R6 *USAA S&P 500 INDEX FUND REWARD SHARES USAA TAX-EXEMPT MONEY MARKET FUND

FUND FAMILY NAME :

HOMESTEAD FUNDS

CUSIP DESCRIPTION ------------------------HOMESTEAD DAILY INCOME FUND

FUND FAMILY NAME :

NATIONWIDE FUNDS

CUSIP DESCRIPTION ------------------------NATIONWIDE BAILARD TECHNOLOGY & SCIENCE FUND CLASS M NATIONWIDE BAILARD INTERNATIONAL EQUITIES FUND CLASS M NATIONWIDE BAILARD COGNITIVE VALUE FUND CLASS M

FUND FAMILY NAME :

BMO FUNDS

CUSIP DESCRIPTION ------------------------BMO IN-RETIREMENT FUND CLASS R6 BMO MODERATE ALLOCATION FUND CLASS R-6 BMO BALANCED ALLOCATION FUND CLASS R-6 BMO AGGRESSIVE ALLOCATION FUND CLASS R-6 BMO CONSERVATIVE ALLOCATION FUND CLASS R-6 BMO GROWTH ALLOCATION FUND CLASS R-6 BMO TARGET RETIREMENT 2020 FUND CLASS R-6 BMO PYRFORD INT'L STOCK FUND CLASS R-6 BMO SMALL CAP VALUE FUND CLASS R-6 BMO MID CAP GROWTH FUND CLASS R6 BMO MID CAP VALUE FUND CLASS R6 BMO TARGET RETIREMENT 2055 FUND CLASS R-6 BMO TARGET RETIREMENT 2045 FUND CLASS R-6

PAGE:

66

DATE: 06/05/18

FUND FAMILY :

6561

CUSIP --------09658V636 09658V677 09658V701 09658V727 09658V826 09658V867

SYMBOL -----BRTLX BRTHX BTRLX BRTDX BTRZX BTRQX

FUND FAMILY :

6631

CUSIP --------257132811 257132829 257132852

SYMBOL -----DOMOX DSBIX DIEQX

FUND FAMILY :

6653

CUSIP --------04314H402 04314H568 04314H576 04314H584 04314H592 04314H600 04314H741 04314H758 04314H774 04314H782 04314H790 04314H857 04314H865

SYMBOL -----APHIX APHFX APHJX APHHX APHYX APHMX APHGX APHSX APHQX APHRX APHLX APHKX APHEX

FUND FAMILY :

6747

CUSIP --------351680764 351680780

SYMBOL -----AGPRX AGXRX

FUND FAMILY : CUSIP --------09257V102

MUTUAL FUNDS CUSIPS WITH SURCHARGE

7555 SYMBOL -----BXMMX

FUND FAMILY NAME : CUSIP DESCRIPTION ------------------------BMO TARGET RETIREMENT 2035 BMO TARGET RETIREMENT 2025 BMO TARGET RETIREMENT 2030 BMO TARGET RETIREMENT 2015 BMO TARGET RETIREMENT 2050 BMO TARGET RETIREMENT 2040

FUND FAMILY NAME :

PAGE:

BMO FUNDS

FUND FUND FUND FUND FUND FUND

CLASS CLASS CLASS CLASS CLASS CLASS

R-6 R-6 R-6 R-6 R-6 R-6

DOMINI SOCIAL FUNDS

CUSIP DESCRIPTION ------------------------DOMINI IMPACT INTERNATIONAL EQUITY FUND INSTITUTIONAL CLASS DOMINI IMPACT BOND FUND INSTITUTIONAL CLASS DOMINI IMPACT EQUITY FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

ARTISAN FUNDS

CUSIP DESCRIPTION ------------------------ARTISAN INTERNATIONAL FUND INSTITUTIONAL CLASS ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS ARTISAN INTERNATIONAL SMALL CAP FUND INSTITUTIONAL CLASS ARTISAN GLOBAL EQUITY FUND INSTITUTIONAL CLASS ARTISAN DEVELOPING WORLD FUND INSTITUTIONAL CLASS ARTISAN MID CAP FUND INSTITUTIONAL CLASS ARTISAN GLOBAL VALUE FUND INSTITUTIONAL CLASS ARTISAN SMALL CAP FUND INSTITUTIONAL SHARES ARTISAN MID CAP VALUE FUND INSTITUTIONAL CLASS ARTISAN GLOBAL OPPORTUNITIES FUND INSTITUTIONAL CLASS ARTISAN VALUE FUND INSTITUTIONAL CLASS ARTISAN INTERNATIONAL VALUE FUND INSTITUTIONAL CLASS ARTISAN EMERGING MARKETS FUND INSTITUTIONAL CLASS

FUND FAMILY NAME :

AGF FUNDS

CUSIP DESCRIPTION ------------------------AGF GLOBAL SUSTAINABLE GROWTH EQUITY FUND CLASS R6 AGF GLOBAL EQUITY FUND CLASS R6

FUND FAMILY NAME :

BLACKSTONE FUNDS

CUSIP DESCRIPTION ------------------------BLACKSTONE ALTERNATIVE MULTI-MANAGER FUND CLASS I

67

DATE: 06/05/18

FUND FAMILY :

MUTUAL FUNDS CUSIPS WITH SURCHARGE

CUSIP --------09257V508

7555

FUND FAMILY :

SYMBOL -----BXMYX

7979

FUND FAMILY NAME :

BLACKSTONE FUNDS

CUSIP DESCRIPTION ------------------------BLACKSTONE ALTERNATIVE MULTI STRATEGY FUND CLASS Y

FUND FAMILY NAME :

JOHCM FUNDS

CUSIP SYMBOL CUSIP DESCRIPTION -------------------------------------00770G599 JOBIX JOHCM GLOBAL INCOME BUILDER FUND INSTITUTIONAL CLASS 00770G607 JOSMX JOHCM INTERNATIONAL SMALL CAP EQUITY FUND INSTITUTIONAL CLASS 00770G722 JOMMX JOHCM EMERGING MARKETS SMALL MID CAP EQUITY FUND INSTITUTIONAL CLASS 00770G730 JODMX JOHCM U.S. SMALL MID CAP EQUITY FUND INSTITUTIONAL CLASS 00770G797 JOAMX JOHCM ASIA EX-JAPAN EQUITY FUND INSTITUTIONAL CLASS 00770G813 JOGIX JOHCM GLOBAL EQUITY FUND INSTITUTIONAL CLASS 00770G821 JOEMX JOHCM EMERGING MARKETS OPPORTUNITIES FUND INSTITUTIONAL CLASS ****************************************************************************************** END OF REPORT *****************************************************************************************************************************

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