Bureau of Human Resources Performance Review Guidelines [PDF]

o Review comments must be job-related and factual o The appraisal should consider performance over the entire review per

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City of Portland Staff Development and Performance Review Guidelines and Instructions for Managers/Supervisors

Overall Purpose Performance review is a process for communicating to employees what management expects from them, what they are doing well and how they can improve. These guidelines and forms are a model designed to help you with this process, and do not mandate a specific course of action by managers and supervisors. Key Elements o o o o

All appraisals must be done at least annually and in a timely manner Review comments must be job-related and factual The appraisal should consider performance over the entire review period Written performance reviews must be completed prior to processing merit increases

I. Preparing For the Next Review At the Beginning of the Review Period: o Determine objectives for coming review period - Include one-time projects and on-going job duties - Objectives should have expected completion dates - On-going duties should have measurable or observable criteria - Include training and development goals - Document these on the Evaluation Form o Meet with the employee to: - Discuss expected performance for coming review period - Explain criteria to be used in evaluation at end of review period - Explain how the overall rating is determined - Give employee a copy of Evaluation Form During the Review Period o Make note of ongoing employee performance - Include issues, errors, compliments, significant events - These should be items that were discussed with the employee when they occurred o Update the review document if there are changes in objectives or projects - Share these changes with the employee in writing - Note the date of changes

Performance Review Guidelines, July 2004

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City of Portland Staff Development and Performance Review Guidelines and Instructions for Managers/Supervisors

II. Completing the Current Review o The performance appraisal process should be completed by the end of the current review period - Allow yourself ample time to prepare and conduct the appraisal correctly - Do not wait until the review period has ended to begin the appraisal process o Have the employee complete the self-evaluation o Complete the evaluation section by section prior to receiving the employee’s self-evaluation - Record remarks appropriate to each category - Include notes made during review period - Give specific examples of behaviors and accomplishments - Note strengths and deficiencies o Optional: Complete the Competencies Worksheet o Review the employee’s self-evaluation - Incorporate relevant input into your evaluation - Be prepared to discuss differences between your assessment and the employee’s selfevaluation o Optional: Complete the Employee Development Action Plan o Meet with the employee for the performance appraisal - Arrange this meeting in advance - Talk through each section of the evaluation - Give and receive feedback on facts, comments, conclusions and suggestions - Recognize areas of strength and areas of potential growth - Promote understanding and acceptance of the appraisal from both parties o Have the employee acknowledge receipt of the Evaluation Form by signing it o Give the employee a copy of the form, keep the original for the bureau records and forward appropriate information or documentation to the Bureau of Human Resources o Set a separate meeting to discuss goals and objectives for coming review period. - This should be within a week of conducting the performance review - Follow steps outlined in At the Beginning of the Review Period above - Optional: Review/complete the Employee Development Action Plan

Performance Review Guidelines, July 2004

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City of Portland Staff Development and Performance Review Guidelines and Instructions for Managers/Supervisors

Conducting the Performance Appraisal Meeting

o Schedule appraisal meeting in advance o Meet in a quiet and private setting o Allow enough time for a meaningful discussion to take place

o Summarize the purpose of the review o Explain the process and expectations of the meeting o Do not assume the employee knows this information

o Speak in a conversational tone o Direct the conversation to the individual using appropriate eye contact o Listen attentively and be conscious of non-verbal language such as posture, glancing at watch, appearing to be bored, hurried, or anxious

o Welcome and respond candidly to questions, suggestions and complaints. o Question and listen effectively o Promote an atmosphere of teamwork and mutual respect

o Discuss all aspects of the job by addressing each function separately o Focus the discussion on performance and the impact of performance, not on personality o Support comments with concrete examples, not opinions or emotions

o Talk about the positive aspects of the employee’s performance before the negative ones o Avoid an all positive or all negative appraisal -- there is always something positive to share and everyone has room for growth o Do not discuss one employee’s performance with another employee

o If change is needed, focus on the behaviors or actions that need to change o Do not speculate or make assumptions as to why these behaviors are occurring o Focus the discussion on mutually developing remedies

Performance Review Guidelines, July 2004

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