Deal Date Date Date Status Status Acquiror Acq. Acquiror Full Name

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Deal Date Date Date Status Status Acquiror Acq. Acquiror Full Name Acquiror Street Address Acquiror Acquiror SIC Codes Acquiror Acquiror Acquiror Advisors Acquiror Advisors Number of Number Target Target Target Name Target Street Address Target Target SIC Codes Target Number of Target Advisors Target % of % of % of % of % Enterprise Enterprise Value of Number of Consid- Attitude Attitude Number of % Change Value Back-End Flip- Poison Voting Acq. Acquiror Target Target Acquiror Advisors Target Acquiror Initial Price Number Announced Effective Withdrawn Nation Nation CUSIP Primary Ultimate Acquiror of acq Nation Nation CUSIP Primary Target Public Cash Other Stock Shares Owned Value at Value Based Transaction Consid- eration Change Bidders Final Price Cash Defense Over Pill Plan Advisor Total Advisor Total Primary Primary Pr/Sh Per SIC Parent Advisors legal adv SIC Advisors Status Acq. After Announcement on Effective ($mil) erations Offered Flag to Initial ($mil) Defense Defense Fees Fees Fees Fees Ticker Ticker Share Code CUSIP Code Trans- ($mil) Date ($mil) Offered Price Per ($mil) Per ($mil) Symbol Symbol action Advisor Advisor 691935020 01/31/79 03/31/79 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 MS Morgan Stanley & Co 1 US United States Williams Energy Co 1 Williams Center Forum 96990A 1311 1311 Priv. 100.00 100.00 100.0 55.8 55.800 55.80 3 CASH No Friendly 1 55.8 No No No No Morgan Stanley & Co PC /3531/1311/6552/5172/5984 NONCVTPFD SUBNOTE 690703020 03/07/79 05/14/79 C Completed United States US Aetna Life & Casualty Co 151 Farmington Avenue 008140 6331/6311/6321/6211/6159 6331 008140 MS Morgan Stanley & Co 1 US United States American Re-Insurance Co 555 College Rd East 02921A 6311 6311 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 344.296 344.296 344.296 1 CASH No Friendly 1 344.3 No No No No Morgan Stanley & Co AET.C 62.00 62.00 CASHONLY 689959020 03/26/79 06/04/79 C Completed United States US Dun & Bradstreet Corp 299 Park Ave 264830 8732/7389/7323/7375/7372/2731 8732 264830 MS Morgan Stanley & Co 1 US United States National CSS Inc 635578 7374/7379 7374 1 PaineWebber Public 100.00 100.00 100.0 194.733 194.733 194.733 1 CASH No Friendly 1 194.7 No No No No Morgan Stanley & Co DNB 48.00 48.00 /2741 CASHONLY 689960020 05/18/79 12/27/79 C Completed United States US Exxon Corp 5959 Las Colinas Blvd. 302290 1311/4412/2911/2819/2821/6719 1311 302290 MS Morgan Stanley & Co 1 US United States Reliance Electric Co 6065 Parkland Boulevard 759457 3621/3566/3625/3823/3568/3679 3621 2 Lazard Freres & Co LLC Public 100.00 100.00 100.0 1,379.102 1379.102 1,379.102 1 CASH No Friendly 1 1,379.1 No No No No Morgan Stanley & Co 72.00 72.00 /3612/3661 Merrill Lynch Capital Markets CASHONLY 691030020 06/18/79 01/27/80 C Completed United States US Santa Fe International Corp Two Lincoln Centre 542 802037 1381/1311/1629/6552 1381 802037 FBC/SP First Boston Corp 2 US United States CF Braun & Co 12517H 8711/1541/1629/8741 8711 1 Morgan Stanley & Co Public 100.00 100.00 100.0 302.059 302.059 302.059 1 CASH No Friendly 1 302.1 No No No No First Boston Corp SAF 58.50 58.50 Security Pacific Corp CASHONLY Security Pacific Corp 690706020 06/20/79 11/01/79 C Completed United States US Lincoln National Corp 150 North Radnor Chester Road 534187 6351/6331/6321/6311 6351 534187 US United States Security-Connecticut Life Insurance Co 20 Security Dr 814168 6311 6311 1 Morgan Stanley & Co Public 100.00 100.00 100.0 125.093 125.093 125.093 1 CASH No Friendly 1 125.1 No No No No LNC 42.00 42.00 CASHONLY 691037020 07/09/79 07/09/79 C Completed United States US Mobil Corp 3225 Gallows Road 607059 1311/2911/4612/5172/1382/5651 1311 607059 US United States General Crude Oil Co(Mobil Corp) 36944J 1311 1311 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 763.00 2 CASH No Friendly 1 763.0 No No No No MOB /6141/6719 LIA 690698020 07/23/79 11/19/79 C Completed United States US May Department Stores Co 611 Olive Street 577778 5311/5331/5661/6512 5311 577778 MS Morgan Stanley & Co 1 US United States Volume Shoe Corp 928737 5699 5699 1 Lehman Brothers Kuhn Loeb Public 100.00 100.00 100.0 181.430 181.430 181.43 1 COM No Friendly 1 No No No No Morgan Stanley & Co MA 33.75 33.75 692158020 08/13/79 12/18/79 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 LKL/MS Lehman Brothers Kuhn Loeb 2 US United States Marathon Manufacturing Co 600 Jefferson St 565821 3533/3315/3316/8711/1629/1521 3533 2 Shearson Loeb Rhoades Inc Public 100.00 100.0 381.410 381.410 381.41 2 CVTPFD No Friendly 1 381.4 No No No No Lehman Brothers Kuhn Loeb PC /3531/1311/6552/5172/5984 Morgan Stanley & Co /1522/1541/1542 Lazard Freres & Co LLC CASH Morgan Stanley & Co 150000043 08/15/79 04/08/82 C Completed United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 FBC First Boston Corp 1 US United States Pannational Group Inc 698495 1311 1311 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 139.058 np 122.60 2 COM No Friendly 1 No No No No 0.307 First Boston Corp MTD 57.38 COM 691761020 08/17/79 02/05/80 C Completed United States US Anthony Industries Inc 4900 South Eastern Ave 036798 3949/3589/2621/2329/3111 3949 036798 DW Dean Witter 1 US United States Shakespeare Co 819139 3714/3949 3714 3 Chase Manhattan Bank NA Public 100.00 100.0 67.789 67.789 67.789 3 CASH No Friendly 1 67.8 No No No No Dean Witter SKP ANT Harris Trust & Savings Bank CVTDEBT Kidder Peabody & Co Inc NOTES 688769020 09/12/79 01/23/80 C Completed United States US USLIFE Corp 125 Maiden Lane 917318 6311/6211/6321/6719/6331/6351 6311 917318 DWR Dean Witter Reynolds Inc 1 US United States Security of America Life Insurance Company 813757 6311/6321/6331/6351 6311 Public 100.00 100.00 100.0 43.868 43.868 43.868 1 CASH No Friendly 1 43.9 No No No No Dean Witter Reynolds Inc USH 20.00 20.00 CASHONLY 150001043 09/18/79 06/01/81 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 US United States Natl Ann Arbor Corp 632505 6712/6022 6712 Priv. 100.00 84.97 100.0 28.974 np 30.344 5 CASH No Friendly 1 No No No No NBD 65.25 /6022/6021 COM CASH NOTE CASH 688753020 09/28/79 12/10/79 C Completed United States US Shell Oil Co One Shell Plaza 822635 1311/2911/2819/4612/2821/2879 1311 822635 EFH EF Hutton & Co Inc 1 US United States Belridge Oil Co 07791N 1311/0191 1311 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 3,653.272 3653.272 3,653.272 1 CASH No Friendly 1 3,653.3 No No No No EF Hutton & Co Inc 3665.00 3,665.00 CASHONLY 150002043 01/08/80 12/12/82 C Completed United States US Union Pacific Corp Eighth and Eaton Avenues 907818 4011/1311/1382/2911/1221/1222 4011 907818 FBC First Boston Corp 1 US United States Missouri Pacific Corp 606191 4011 4011 2 Dillon, Read & Co Inc Priv. 100.00 100.00 100.0 2,015.587 np 1,059.90 2 PFD No Friendly 1 No No No No 1.2 0.8 First Boston Corp UNP 68.37 /1094/1474/4213/4212 Printon Kane & Co COM 691386020 01/21/80 01/21/80 C Completed United States US Eli Lilly & Co Lilly Corporate Center 532457 2834/2833/2836/2819/2048/8731 2834 532457 MS Morgan Stanley & Co 1 US United States Physio-Control Corp(Eli Lilly & Co) 11811 Willows Rd NE 719430 3845/3841 3845 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 144.598 144.598 144.598 1 COM No Friendly 1 No No No No Morgan Stanley & Co LLY /5122 691378020 02/26/80 03/30/80 C Completed United States US KMart Corp 3100 West Big Beaver Road 482584 5399/5942/5331 5399 482584 MS Morgan Stanley & Co 1 US United States Furr's Cafeterias Inc 361109 5812 5812 1 PaineWebber Public 100.00 100.00 100.0 78.996 78.996 78.996 1 CASH No Friendly 1 79.0 No No No No Morgan Stanley & Co KM 28.00 28.00 CASHONLY 691047020 02/28/80 06/16/80 C Completed United States US Dana Corp 4500 Dorr Street 235811 3714/3711/3713/3621/3625/3462 3714 235811 US United States Tyrone Hydraulics, Inc. Golding Dr 902434 3561/3566/3568 3561 2 Morgan Stanley & Co Public 100.00 100.0 49.635 49.635 49.635 1 CASH No Friendly 1 49.6 No No No No /3594/3593/3568/6159 Parker-Hunter Inc CASHONLY 150003043 03/10/80 08/05/81 C Completed United States US Petro-Lewis Corp 717 17th St 716451 1311 1311 716451 01 US United States Barber Oil Exploration Inc 067149 1311/1411 1311 2 Goldman Sachs & Co Priv. 100.00 100.00 100.0 181.161 np 109.25 3 CASH No Friendly 1 No No No No 2.75 PTL 68.22 Wertheim COM CASH 150006043 04/11/80 01/31/81 C Completed United States US Kenton Corp 490890 5948/6719 5948 490890 01 US United States Rapid-American Corp 888 7th Ave 753329 5813/2082/2083/2084/2085/5181 5813 3 Bear Stearns & Co Inc Priv. 100.00 67.90 100.0 1,006.837 np 253.908 5 CASH No Friendly 1 No No No No 0.66 KENT 48.00 Drexel Burnham Lambert CASH Standard Research Consultants COM CASH DEB 150007043 04/13/80 09/08/81 C Completed United States US Excepticon Inc 300864 8051/8059 8051 349841 01 US United States Retirement Living Inc 761292 8361/8051/8063 8361 1 Janney Montgomery Scott Inc Priv. 100.00 100.00 100.0 22.572 np 14.534 6 CASH No Friendly 1 No No No No 19.00 CASH COM CASH NOTE CASH 150008043 04/14/80 01/30/81 C Completed United States US Allegheny Beverage Corp Macke Circle 017266 5812/5962/7349/5712 5812 017266 01 US United States Macke Co 01726V 5962 5962 1 Goldman Sachs & Co Priv. 100.00 65.00 100.0 65.235 np 45.675 3 CASH No Friendly 1 No No No No 0.521 ABEV 14.50 COM CASH 150009043 04/23/80 01/02/81 C Completed United States US Dana Corp 4500 Dorr Street 235811 3714/3711/3713/3621/3625/3462 3714 235811 US United States General Ohio Savings and Loan Corp 370472 6035/6712 6035 1 Merrill Lynch Capital Markets Public 100.00 99.30 100.0 25.71 np 23.00 4 CASH No Friendly 1 No No No No 0.125 17.50 /3594/3593/3568/6159 CASH COM COM 691046020 05/30/80 08/19/80 C Completed United States US Ingersoll-Rand Co 200 Chestnut Ridge Road 456866 3562/3561/3594/3593/3492/3569 3562 456866 SBS Smith Barney Shearson 1 US United States Cabot Corp-Machinery Division 12706Z 3533/3499 3533 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 130.00 1 CASH No Friendly 1 130.0 No No No No Smith Barney Shearson IR /3533/3531/3532/3537/3536/3714 CASHONLY /3694/3728/3429/3563/3554/3556 /3542/3545/3669/3822/3443 150011043 05/30/80 W Withdrawn United States US Great Western Financial Corp, Chatsworth,California 9200 Oakdale Avenue 391442 6035/6162/6141/6331/6531/7359 6035 391442 SLH Shearson Lehman Hutton 1 US United States Financial Federation Inc 317495 6035/6712 6035 1 Becker Paribas Incorporated Public 100.00 100.00 100.0 230.288 np 230.72 6 CASH No Friendly 1 No No No No 0.6 0.6 Shearson Lehman Hutton FFI GWF 54.75 /6211/6552/6712 COM CASH DEB NOTE CASH 150012043 06/02/80 03/25/82 C Completed United States US Southern Railway Co One Commercial Pl 843673 4011 4011 843673 MS Morgan Stanley & Co 1 US United States Norfolk and Western Railway Co (Norfolk Southern Corp) One Commercial Place 655694 4011/6519 4011 1 Dillon, Read & Co Inc Sub. 100.00 100.00 100.0 280.600 280.600 280.60 2 COM No Friendly 1 No No No No 0.5 0.55 Morgan Stanley & Co SR COM 692155020 07/07/80 03/30/81 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 LKL/LAZ Lehman Brothers Kuhn Loeb 2 US United States GK Technologies Inc 1 East 4th Street 361765 3357/5063 3357 2 Morgan Stanley & Co Public 100.00 100.0 916.15 916.150 916.15 1 CASH No Friendly 1 916.2 No No No No Lehman Brothers Kuhn Loeb PC /3531/1311/6552/5172/5984 Lazard Freres & Co LLC Paine, Webber, Jackson, Curtis CASHONLY Lazard Freres & Co LLC 150016043 07/14/80 03/31/81 C Completed United States US Excepticon Inc 300864 8051/8059 8051 349841 01 US United States Mutz Corp 628443 3499 3499 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 22.632 np 14.506 2 COM No Friendly 1 No No No No 0.175 8.91 COM 692142020 08/08/80 11/09/80 C Completed United States US Jewel Cos Inc 709 E South Temple 477196 5411/5912/5399/5812 5411 477196 MS Morgan Stanley & Co 1 US United States Sav-On-Drugs Inc 1500 S Anaheim Blvd 804617 5912 5912 1 Lehman Brothers Kuhn Loeb Public 100.00 100.0 169.530 169.530 169.53 2 CASH No Friendly 1 169.5 No No No No Morgan Stanley & Co CVTPFD 691045020 08/11/80 10/06/80 C Completed United States US Smith International Inc 1310 Rankin Road 832110 3533/3532/3531/1389/8711 3533 832110 MS Morgan Stanley & Co 1 US United States McEvoy Oilfield Equipment (Rockwell & Pegler-Hattersley/ Rockwell Int'l) 58039W 3494/3533 3494 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 80.00 1 CASH No Friendly 1 80.0 No No No No Morgan Stanley & Co SII Po Box 60068 CASHONLY 150018043 08/12/80 05/01/81 C Completed United States US Bankers Trust of South Carolina 1301 Gervais St 066372 6022 6022 066372 01 US United States Spartanburg Bk&Tr Co 846829 6712 6712 Priv. 100.00 100.00 100.0 10.363 np 13.682 2 COM No Friendly 1 No No No No BTSC 11.91 COM 150021043 08/20/80 02/02/81 C Completed United States US American Telephone & Telegraph Co 550 Madison Avenue 030177 4813/4822/3661/3577/3357/5065 4813 030177 MS Morgan Stanley & Co 1 US United States New England Telephone and Telegraph Co 125 High Street 644239 4813/4812/4899 4813 1 Kidder Peabody & Co Inc Sub. 100.00 14.00 100.0 3,411.363 np 279.764 2 COM No Friendly 1 No No No No 0.12 Morgan Stanley & Co T 37.60 /5045/5063/5999 COM 150020043 08/20/80 12/22/80 C Completed United States US American Telephone & Telegraph Co 550 Madison Avenue 030177 4813/4822/3661/3577/3357/5065 4813 030177 MS Morgan Stanley & Co 1 01 US United States Pacific Northwest Bell Telephone Co(US WEST Inc) Sixteen Hundred Bell Plz 694665 4813 4813 1 First Boston Corp Sub. 100.00 10.60 100.0 2,075.432 np 126.502 2 COM No Friendly 1 No No No No 0.24 Morgan Stanley & Co T 19.00 /5045/5063/5999 COM 150025043 09/04/80 02/05/81 C Completed United States US General Electric Co 3135 Easton Turnpike 369604 3612/3511/3651/3663/3641/3632 3612 369604 LFRU LF Rothschild Unterberg Towbin 1 US United States Intersil Inc(General Electric) 10600 Ridgeview Court 460700 3674 3674 1 Hambrecht & Quist Public 100.00 100.00 100.0 222.036 np 217.533 3 CASH No Friendly 1 No No No No 0.088 LF Rothschild Unterberg Towbin ISIL GE 35.00 /3724/2821/3743/3825/5012/5013 CASH /5063/5064/5065/8711/7379/7699 COM /8999 150027043 09/12/80 10/01/81 C Completed United States US Southeast Banking Corp,Miami, Florida One Southeast Financial Center 841338 6021/6162/6159/6712 6021 841338 01 US United States Community Bk-Pinellas 203836 6712 6712 Priv. 100.00 100.00 100.0 31.781 np 31.737 2 COM No Friendly 1 No No No No STB 10.65 COM 150028043 09/15/80 10/23/80 C Completed United States US Papercraft Corp Papercraft Park 698822 2679/2771/6719 2679 698822 PAINE-W PaineWebber 1 US United States American Technical Industries Papercraft Pk 030141 3999/3569 3999 Priv. 100.00 100.00 100.0 17.820 np 20.90 3 CASH No Friendly 1 No No No No 0.35 PaineWebber PCT 12.50 COM CASH 150029043 09/18/80 01/26/81 C Completed United States US Schlumberger Ltd 5599 San Felipe 806857 1389/1382/8742/8748/7372/7373 1389 806857 01 US United States Manufacturing Data Systems Inc 565010 7372/7373 7372 2 Hambrecht & Quist Priv. 100.00 100.00 100.0 194.237 np 194.252 2 COM No Friendly 1 No No No No 3.804 SLB 64.60 17Th Floor /7379 Lazard Freres & Co LLC COM 150030043 09/19/80 03/25/81 C Completed United States US Weyerhaeuser Co 33663 Weyerhaeuser Way South 962166 0811/2411/2421/2435/2436/2493 0811 962166 US United States Menasha Corp 1645 Bergstorm Road 586448 2671/3083/2653/2679 2671 1 Morgan Guaranty Trust Co of NY Priv. 100.00 100.00 100.0 66.3 66.300 66.30 No Friendly 1 No No No No WY /2621/2631/2655/2656/2431/2844 /2879/3275/2611/5261/6531/6162 /6035/6798/1521 150035043 09/22/80 05/01/82 C Completed United States US Republic of Texas Corp 760820 6021/6719 6021 760820 01 US United States Spring Branch Bk 849441 6712/6022 6712 Priv. 100.00 100.00 100.0 29.119 np 29.119 2 COM No Friendly 1 No No No No RPT 27.26 COM 150041043 10/02/80 03/24/81 C Completed United States US Heritage Communications Inc 2195 Ingersoll Avenue 427214 4841/4833/4832/3999/2731/3993 4841 427214 US United States Shaw-Barton Inc(Heritage Communciations Prod/Heritage Communications) 545 Walnut St 820276 7319/2752/2782 7319 1 McDonald Investments Sub. 100.00 99.99 100.0 20.199 np 19.698 2 CVTPFD No Friendly 1 No No No No 0.185 HCI 21.73 /7319 PFD 150044043 10/08/80 03/13/81 C Completed United States US McCormick & Co Inc 18 Loveton Circle 579780 2099/2087/2035/2034/3085 2099 579780 ALEX-BROWN/SLH Alex Brown & Sons Inc 2 01 US United States Stange Co 854412 2843/2034/2087 2843 1 Salomon Brothers Priv. 100.00 88.50 100.0 24.208 np 24.208 4 CASH No Friendly 1 No No No No 0.496 Alex Brown & Sons Inc MCCRK 13.25 Shearson Lehman Hutton COM Shearson Lehman Hutton COM CASH 150046043 10/13/80 01/15/81 C Completed United States US Signal Cos Inc Columbia Rd & Park Ave 826622 3724/3728/2869/3089/3861/3823 3724 826622 01 US United States Ampex Corp 500 Broadway 032087 3651/3679/3652/3695 3651 1 Merrill Lynch Capital Markets Priv. 100.00 99.00 100.0 479.990 np 403.539 2 COM No Friendly 1 No No No No 0.25 SGNA 36.25 COM 150053043 10/28/80 11/01/81 C Completed United States US Texas Commerce Bancshares, Houston,Texas 600 Travis 882315 6021/6712 6021 163798 01 US United States First Natl Bk-Stafford 334100 6712 6712 Priv. 100.00 76.70 100.0 14.695 np 14.695 2 COM No Friendly 1 No No No No TCB 152.07 COM 150059043 11/13/80 02/27/81 C Completed United States US Ashland Oil Inc 50 E. Rivercenter Blvd 044540 2869/2819/2821 2869 044540 PAINE-W PaineWebber 1 01 US United States Integon Corp(Ashland Oil Inc) 500 West Fift St 458101 6311/6331/6719 6311 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 291.408 np 254.00 5 CASH No Friendly 1 No No No No 1.0 1.685 PaineWebber ASH 40.00 P.O. Box 391 COM PFD CVTPFD CASH 150060043 11/13/80 07/16/81 C Completed United States US Monumental Corp 1111 N Charles St 615318 6311/6321/6411/6351 6311 615318 01 US United States United Republic Investment Co 911364 6311/6552 6311 Priv. 100.00 77.00 100.0 26.226 np 23.206 4 CASH No Friendly 1 No No No No MONU 14.82 COM CASH CASH 150061043 11/17/80 09/11/81 C Completed United States US First Bancshares Inc,Mountain Grove,Missouri 142 East First St 318687 6036/6712 6036 318687 US United States First Bancorp Inc,Corsicana Texas 318668 6021/6712 6021 Public 100.00 100.00 100.0 51.038 np 53.588 2 COM No Friendly 1 No No No No FBNC FBSI 28.22 COM 150062043 11/20/80 07/01/81 C Completed United States US First & Merchants Corp 318396 6021/6712 6021 318396 US United States Natl Bk Of Fairfax 633483 6035/6036 6035 Priv. 100.00 100.00 100.0 14.016 np 12.90 6 CASH No Friendly 1 No No No No FMCH 42.00 COM COM PFD CVTPFD CASH 688785020 11/24/80 09/25/81 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 MS Morgan Stanley & Co 1 US United States Coca-Cola Bottling Co of New York Inc(Coca-Cola Co) 20 Horseneck Lane 191162 2086 2086 2 Gibbons, Green, Van Amerongen Sub. 100.00 100.00 100.0 329.76 329.760 329.76 1 CASH No Friendly 1 329.8 No No No No Morgan Stanley & Co KO 10.38 10.38 Po Box 1734 Kidder Peabody & Co Inc CASHONLY 150065043 11/24/80 08/27/81 C Completed United States US Coca-Cola Bottling Co Consolidated 4100 Coca-Cola Plaza 191098 2086/2033/2099/5149/5142 2086 191098 US United States Coca-Cola Bottling Co of New York Inc(Coca-Cola Co) 20 Horseneck Lane 191162 2086 2086 1 Kidder Peabody & Co Inc Sub. 100.00 90.76 100.0 252.397 np 204.834 3 CASH No Friendly 1 No No No No 1.28 COKE 10.37 COM CASH 150067043 11/25/80 04/29/81 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 SLH Shearson Lehman Hutton 1 01 US United States Crouse-Hinds Co 227813 3643 3643 1 Lazard Freres & Co LLC Priv. 100.00 59.00 100.0 664.295 np 615.745 2 COM No Friendly 1 No No No No 2.12 2.5 Shearson Lehman Hutton CBE 34.50 Suite 5800 /3625/3612/3613/3491/3429 COM 688779020 11/26/80 01/23/81 C Completed United States US Kearney National Inc(Dyson- Kissner-Moran Corp) 1701 Golf Rd 486872 3679/3674/3612/3613/3643/3644 3679 26820Q DWR Dean Witter Reynolds Inc 1 US United States Wabash Inc 929501 3677/3612/3652/3674/3694 3677 1 PaineWebber Group Inc Priv. 100.00 100.00 100.0 93.327 93.327 93.327 1 CASH No Hostile 1 93.3 No No No No Dean Witter Reynolds Inc KNY 30.50 30.50 Suite 400 CASHONLY 150070043 12/01/80 04/27/81 C Completed United States US Tenneco Inc 1275 King Street 880370 3523/3531/3537/3731/4923/2653 3523 880370 MS Morgan Stanley & Co 1 US United States Houston Oil & Minerals Corp InterFirst Plaza 442281 1311/2911/5172 1311 2 Eppler Guerin & Turner Inc Public 100.00 100.00 100.0 915.191 np 483.298 2 COM No Friendly 1 No No No No 3.25 6.0 Morgan Stanley & Co HOI TGT 15.00 /2631/2657/2679/3497/2656/2819 Merrill Lynch Capital Markets COM /2812/2899/1041/1044 150072043 12/03/80 06/10/81 C Completed United States US MA Hanna Co 100 Erieview Plz 410522 2819/2869/2899 2819 410522 US United States Siskon Corp 829710 1081 1081 Priv. 100.00 27.40 100.0 12.537 np 12.50 3 CASH No Friendly 1 No No No No HNM 10.00 Suite 3600 CASH COM 150073043 12/04/80 08/11/81 C Completed United States US AAR Corp One Aar Place 000361 3724/5088/5065/3728/3721/3812 3724 000361 WM-BLAIR William Blair & Co 1 01 US United States Brooks & Perkins Inc 114718 3449/3356/3471/3536 3449 1 PaineWebber Priv. 100.00 73.20 100.0 35.187 np 30.858 4 CASH No Friendly 1 No No No No 0.2 0.325 William Blair & Co AIR 25.00 1100 North Wood Dale Road /3449/7539/7359 CASH COM COM 150074043 12/04/80 04/01/81 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 SLH Shearson Lehman Hutton 1 01 US United States Kirsch Co(Cooper Industries Inc) 497656 2591/2391/2392 2591 1 Goldman Sachs & Co Sub. 100.00 95.04 100.0 127.032 np 101.681 3 CASH No Friendly 1 No No No No 0.5 1.212 Shearson Lehman Hutton CBE 35.51 Suite 5800 /3625/3612/3613/3491/3429 CASH COM 150076043 12/08/80 04/14/81 C Completed United States US EI du Pont de Nemours & Co {DuPont} 1007 Market Street 263534 2821/2822/2891/3081/2824/2865 2821 263534 FBC First Boston Corp 1 01 US United States New England Nuclear Corp 644171 2836 2836 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 397.544 np 350.00 2 COM No Friendly 1 No No No No 1.75 First Boston Corp NNC DD 59.48 /2851/2842/2899/2869/2879/3679 COM /3564/3569/3644/3643/3357/3999 /3555/3641/3672/3674/3826/4953 /0119/6719/6799 689926020 12/09/80 04/24/81 C Completed United States US Tenneco Inc 1275 King Street 880370 3523/3531/3537/3731/4923/2653 3523 880370 MS Morgan Stanley & Co 1 US United States Houston Oil & Minerals Corp InterFirst Plaza 442281 1311/2911/5172 1311 2 Eppler Guerin & Turner Inc Public 100.00 100.0 932.547 932.547 932.547 1 CASH No Friendly 1 932.5 No No No No Morgan Stanley & Co HOI TGT /2631/2657/2679/3497/2656/2819 Merrill Lynch Capital Markets CASHONLY /2812/2899/1041/1044 150077043 12/10/80 09/04/81 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 US United States Collin County Natl Bk 194720 6712 6712 Priv. 100.00 100.00 100.0 10.036 np 10.036 2 COM No Friendly 1 No No No No TXA 154.40 COM 150082043 12/16/80 11/01/81 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States First National Bank of Catawba County 324279 6021/6022 6021 Priv. 100.00 100.00 100.0 47.454 np 38.431 2 COM No Friendly 1 No No No No FTU 33.75 Floor 40 COM 150086043 12/22/80 12/31/81 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 01 US United States First State Banking Corp 336789 6712 6712 Priv. 100.00 100.00 100.0 60.097 np 57.80 2 CVTPFD No Friendly 1 No No No No BBI 27.00 COM 150091043 01/02/81 04/15/81 C Completed United States US Ampco-Pittsburgh Corp 600 Grant Street STE 4600 032037 3561/3366/3498/3743/3564/3443 3561 032037 PAINE-W PaineWebber 1 01 US United States Buffalo Forge Co(Ampco- Pittsburgh Corp) 490 Broadway Street 119529 3433/3541/3542/3561/3564 3433 1 Kidder Peabody & Co Inc Sub. 100.00 96.62 100.0 112.818 np 102.00 3 CASH No Hostile 1 No No No No 0.425 PaineWebber AP 37.50 /3316 CASH COM 150089043 01/02/81 01/02/81 C Completed United States US Thermo Electron Corp 81 Wyman Street 883556 3841/3821/3826/3827/3824 3841 883556 US United States NAPCO Inc 125 Mcfann Rd 63039P 3559/3471/3679 3559 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No TMO PO Box 9046 150093043 01/05/81 01/06/81 C Completed United States US Equitable of Iowa Cos 604 Locust Street 294510 6311/5311/6719 6311 294510 US United States Mass Casualty Insurance Co 575617 6331/6311 6331 1 PaineWebber Priv. 100.00 100.00 100.0 38.4 38.400 38.40 No Friendly 1 No No No No EQICA 150095043 01/06/81 W Withdrawn United States US Hi-Shear Industries Inc 3333 New Hyde Park Rd 428399 3452/3546/3669/3761/3769 3452 428399 US United States Raybestos-Manhattan Inc 754586 3714/3292/3069/3089/3452/3542 3714 Priv. 100.00 100.00 100.0 77.447 np 26.60 2 CVTPFD No Friendly 1 No No No No RAY HSI 14.00 COM 150096043 01/08/81 01/08/82 W Withdrawn United States US Data General Corp 4400 Computer Dr 237688 3571/7372/3577/7378/7379 3571 237688 US United States Megatek Corp 56516D 3571/3575/3695 3571 Priv. 100.00 100.00 100.0 np np 17.20 2 COM No Friendly 1 No No No No DGN 61.25 COM 150101043 01/12/81 01/12/81 C Completed United States US LTV Corp 25 West Prospect Avenue 502210 3312/3533/3441/6719 3312 502210 US United States Wilson Oil Rig Manufacturing 972254 3533 3533 Priv. 100.00 100.00 100.0 33.000 33.000 33.00 No Friendly 1 No No No No LTV 150103043 01/13/81 03/15/81 C Completed United States US Gould Inc 10 Gould Center 383492 3571/3679/3823/3841/3471 3571 383492 US United States Gettys Manufacturing Corp 374279 1522/1541/1542/1611/1622/1623 1522 Priv. 100.00 100.00 100.0 20.9 20.900 20.90 1 COM No Friendly 1 No No No No GLD /1711/1731/1741/1742/1751/1752 /1761/1771/1799/1629/1521 150109043 01/16/81 04/27/81 C Completed United States US Hubbell Inc 40 Waterview Drive 443510 3679/3678/3643/3625/3645/3646 3679 443510 DLJ Donaldson Lufkin & Jenrette 1 US United States Raco Inc (Raco) 750089 3644/3643/5063 3644 2 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 37.50 No Friendly 1 No No No No Donaldson Lufkin & Jenrette HUBA /3661/3669/3829/3496 Shearson Lehman Hutton 150111043 01/16/81 10/28/81 C Completed United States US Baldwin-United Corp 058319 6311/6331/6036/5531 6311 058319 US United States Sperry & Hutchinson Co Inc 1625 South Congress Ave 84836W 7389/7375 7389 1 Goldman Sachs & Co Sub. 100.00 25.00 100.0 550.144 np 348.00 3 CASH No Friendly 1 No No No No 2.603 BDW 36.00 COM CASH 150112043 01/19/81 10/01/81 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 US United States Fondren Southwest Bk 344570 6712 6712 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 2 COM No Friendly 1 No No No No TXA COM 150114043 01/20/81 01/23/81 C Completed United States US Celanese Corp 1211 Ave of the Americas 150843 2824/2823/2869/2821/2899/3089 2824 150843 FBC First Boston Corp 1 US United States Virginia Chemicals Inc 927770 2819/2869 2819 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 67.6 67.600 67.60 4 CASH No Friendly 1 No No No No First Boston Corp CZ 26.00 COM COM CASH 150118043 01/21/81 07/04/81 C Completed United States US Echlin Manufacturing Inc 100 Double Beach Rd 278749 3714/3825/3694 3714 278749 DWR Dean Witter Reynolds Inc 1 US United States Automotive Div(Borg-Warner) 053287 2821/3533/3585/3714 2821 Sub. 100.00 100.00 100.0 np np 60.20 No Friendly 1 No No No No 0.175 Dean Witter Reynolds Inc ECH 688718020 01/21/81 07/14/81 C Completed United States US Echlin Manufacturing Inc 100 Double Beach Rd 278749 3714/3825/3694 3714 278749 DWR Dean Witter Reynolds Inc 1 US United States Borg-Warner Corp-Automotive Aftermarket Divisions 09973V 3714 3714 Sub. 100.00 100.00 100.0 np np 63.00 1 COM No Friendly 1 No No No No Dean Witter Reynolds Inc ECH 150121043 01/23/81 03/26/81 C Completed United States US Gulf & Western Industries Inc One Gulf & Western Plaza 402064 7822/7812/2731/7941/6141/6159 7822 402064 US United States APS Inc 15710 John F. Kennedy Blvd 002030 5013 5013 Public 100.00 16.00 100.0 162.063 np 162.062 3 CASH No Friendly 1 No No No No GW 13.50 /2741/6153/6311/4899 Suite 700 CASH COM 150123043 01/24/81 05/27/81 C Completed United States US Associated Dry Goods Corp 417 Fifth Ave 045573 5311/5632/5621 5311 577778 GS Goldman Sachs & Co 1 01 US United States Caldor Inc 20 Glover Ave 128703 5311 5311 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 423.175 np 313.00 7 CASH No Friendly 1 No No No No 2.0 1.878 Goldman Sachs & Co CLD DG 37.00 COM PFD CVTPFD CASH NOTE CASH 150128043 01/26/81 07/22/81 C Completed United States US Adobe Oil & Gas Corp 1100 Western United Life Bldg 007239 1311 1311 007239 US United States Olix Ind Inc 681104 1311/2521/1221/1222 1311 Priv. 100.00 100.00 100.0 31.957 np 32.38 2 COM No Friendly 1 No No No No AOI 15.29 COM 150131043 01/28/81 09/30/81 C Completed United States US Ryder System Inc 3600 N.W. 82nd Ave 783549 7513/4213/7538/5088/4581/8742 7513 783549 US United States Boutell Fj Driveway Co 102103 7513/4213 7513 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 No Friendly 1 No No No No RDR /4151/4212 692782020 01/28/81 01/28/81 C Completed United States US Kennecott Corp(RTZ Corp PLC) 10 East South Temple 489207 1021/3331/3351 1021 767210 MS Morgan Stanley & Co 1 US United States Dorr-Oliver Inc(Curtiss-Wright Corp) 258363 8711/3569/3443/3559 8711 1 Bear Stearns & Co Inc Sub. 100.00 100.00 100.0 112.000 112.000 112.00 1 COM3PTY No Friendly 1 No No No No Morgan Stanley & Co 150134043 01/29/81 07/02/81 C Completed United States US Capital Cities Communications Inc 24 East 51st St 139861 4833/4832/4841/2711/2721/2731 4833 139861 PAINE-W PaineWebber 1 01 US United States Cablecom-General Inc 126858 4899 4899 1 PaineWebber Public 100.00 100.00 100.0 129.782 np 139.20 3 CASH No Friendly 1 No No No No 0.3 1.0 PaineWebber CCGN CCB 42.00 /8731/8732/7375 COM CASH 150137043 01/30/81 01/30/81 C Completed United States US Natomas 717 North Harwood St 638760 1311/1221/1222 1311 638760 US United States Trail Mountain Coal Co 892770 1221/1222 1221 Priv. 100.00 100.00 100.0 24.000 24.000 24.00 No Friendly 1 No No No No 691380020 02/02/81 05/05/81 C Completed United States US General Foods Corp 250 North St 369856 2095/2043/2035/2051/2092/2011 2095 369856 LKL Lehman Brothers Kuhn Loeb 1 US United States Oscar Mayer & Co Inc 910 Mayer Ave 577896 2013/2011/2015 2013 1 Morgan Stanley & Co Public 100.00 100.00 100.0 587.690 587.690 587.69 1 CASH No Friendly 1 587.7 No No No No Lehman Brothers Kuhn Loeb GF 29.00 /2013/2098/2037/2087 CASHONLY 150141043 02/02/81 05/05/81 C Completed United States US General Foods Corp 250 North St 369856 2095/2043/2035/2051/2092/2011 2095 369856 US United States Oscar Mayer & Co Inc 910 Mayer Ave 577896 2013/2011/2015 2013 1 Morgan Stanley & Co Public 100.00 100.00 100.0 565.818 np 465.117 3 CASH No Friendly 1 No No No No 2.4 GF 29.00 /2013/2098/2037/2087 COM CASH 150143043 02/03/81 03/30/81 C Completed United States US Revco DS Inc 1925 Enterprise Pkwy 761338 2833/2834/5999/5912 2833 761338 US United States Skillern Drug(Zale Corp) 830661 5122 5122 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 np np 60.00 No Friendly 1 No No No No RDS 150147043 02/09/81 10/28/82 C Completed United States US Texas International Airlines Inc 2929 Allen Pky 882525 4512 4512 882525 KP/SBH Kidder Peabody & Co Inc 2 01 US United States Continental Airlines Inc 2929 Allen Parkway 210795 4512/4513 4512 2 Shearson Lehman Hutton Public 100.00 100.00 100.0 528.255 np 81.00 5 CASH No Hostile 1 No No No No 0.7 0.685 Kidder Peabody & Co Inc CTA 13.00 Smith Barney, Harris Upham Suite 2010 Standard Research Consultants CASH Smith Barney, Harris Upham COM PFD COM 150159043 02/17/81 06/04/81 C Completed United States US GCA Corp 7 Shattuck Rd 361556 3559/3569/3821/3823/3829/3826 3559 361556 01 US United States Par Systems Corp 693150 3829/3537 3829 1 Dain Bosworth Inc Public 100.00 100.00 100.0 33.432 np 38.10 2 COM No Friendly 1 No No No No 0.35 GCA 28.25 COM 692152020 02/17/81 06/29/81 C Completed United States US Household Finance Corp 2700 Sanders Rd 441812 6141/5331/3429 6141 441815 GS Goldman Sachs & Co 1 US United States Wallace-Murray Corp 932355 3433/3261/3431/3432/3545/3714 3433 2 Dean Witter Reynolds Inc Public 100.00 100.00 100.0 423.374 423.374 423.374 1 CASH No Friendly 1 423.4 No No No No Goldman Sachs & Co WMC 50.00 50.00 Kidder Peabody & Co Inc CASHONLY 150164043 02/23/81 10/01/81 C Completed United States US Shawmut Corp,Boston, Massachusetts One Federal St 820480 6021/6022/6153/6162/6282/6712 6021 820480 US United States First Melville Bancorp 320812 6712 6712 Priv. 100.00 100.00 100.0 13.194 np 14.00 2 COM No Friendly 1 No No No No SHAS 50.00 COM 150166043 02/23/81 05/14/81 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 LAZ/SLH Lazard Freres & Co LLC 2 US United States GK Technologies Inc 1 East 4th Street 361765 3357/5063 3357 1 Morgan Stanley & Co Public 100.00 100.00 100.0 870.476 np 705.00 4 CASH No Friendly 1 No No No No 3.375 3.3 Lazard Freres & Co LLC PC 50.00 /3531/1311/6552/5172/5984 Shearson Lehman Hutton CASH Shearson Lehman Hutton COM CASH 150170043 02/25/81 02/25/81 C Completed United States US Clabir Corp 441 South Federal Highway 178872 2024/2066/5143/5145 2024 178872 US United States US Industries Inc 101 Wood Avenue 912080 3431/3432/3261/3641/3645/3423 3431 Public 100.00 100.00 100.0 322.308 np 174.00 3 CASH No Friendly 1 No No No No USN CLG 9.52 /3944/3143/3144/3149/3949 CASH COM 150172043 02/26/81 05/13/81 C Completed United States US Waste Management Inc 3003 Butterfield Rd 941063 4953/4959/7359/8711 4953 941063 US United States EMW Ventures Inc 268714 3669/3443/4953 3669 Priv. 100.00 100.00 100.0 86.000 86.000 86.00 1 COM No Friendly 1 No No No No WMX 150179043 03/03/81 05/08/81 C Completed United States US Jack Eckerd Corp 8333 Bryan Dairy Rd 278764 5912/5995/7384 5912 278764 US United States American Home Video Corp(Jack Eckerd Corp) 8333 Bryan Dairy Rd 02663Q 5731 5731 Sub. 100.00 100.00 100.0 94.745 94.745 94.745 2 COM No Friendly 1 No No No No ECK 11.02 COM 150182043 03/06/81 W Withdrawn United States US Standard Oil Co of California 225 Bush St 853683 2869/5541/4922/6552/1382/2911 2869 853683 DR/PAINE-W Dillon, Read & Co Inc 2 US United States AMAX Inc 200 Park Avenue 023127 3334/3353/3354/1099/1221/1222 3334 2 Goldman Sachs & Co Public 100.00 100.00 100.0 6,441.191 np 4,000.00 2 PFD No Friendly 1 No No No No Dillon, Read & Co Inc AMX CHV 78.50 /2879/1311/5171 PaineWebber /1041/1311/3446/3442/3469 Shearson Lehman Hutton COM PaineWebber 150187043 03/09/81 W Withdrawn United States US Revlon Inc 625 Madison Ave 761525 2844 2844 761525 US United States Thompson Medical Co Inc 919 Third Ave 884842 2834/5122 2834 Public 100.00 100.00 100.0 110.32 np 110.00 2 COM No Friendly 1 No No No No TM 27.58 COM 150189043 03/10/81 05/03/82 C Completed United States US Shawmut Corp,Boston, Massachusetts One Federal St 820480 6021/6022/6153/6162/6282/6712 6021 820480 SLH Shearson Lehman Hutton 1 US United States Worcester Bankcorp Inc 981143 6712 6712 1 Salomon Brothers Priv. 100.00 100.00 100.0 75.649 np 36.36 2 COM No Friendly 1 No No No No 0.4 0.35 Shearson Lehman Hutton SHAS 30.30 COM 691401020 03/12/81 05/05/81 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 GS Goldman Sachs & Co 1 US United States Kennecott Corp(RTZ Corp PLC) 10 East South Temple 489207 1021/3331/3351 1021 1 Morgan Stanley & Co Public 100.00 100.00 100.0 2,615.000 2615.000 2,615.00 1 CASH No Friendly 1 2,615.0 No No No No Goldman Sachs & Co SRD 62.00 62.00 /1021/1222/3714 CASHONLY 150195043 03/12/81 06/04/81 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 GS Goldman Sachs & Co 1 US United States Kennecott Corp 101 Prospect Ave NW 489314 1021/3331/3297/3291/3351/3312 1021 1 Morgan Stanley & Co Public 100.00 100.00 100.0 2,508.255 np 1,767.00 3 CASH No Friendly 1 No No No No 0.75 Goldman Sachs & Co KN SRD 62.00 /1021/1222/3714 COM CASH 150197043 03/13/81 03/13/81 C Completed United States US General Electric Co 3135 Easton Turnpike 369604 3612/3511/3651/3663/3641/3632 3612 369604 US United States Lambda Technology Inc 513279 3571/3572 3571 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No GE /3724/2821/3743/3825/5012/5013 /5063/5064/5065/8711/7379/7699 /8999 691748020 03/16/81 07/31/81 C Completed United States US Gulf Corp 402237 1311/2911/5541/6719 1311 402237 US United States Kemmerer Coal Co(Kemmerer Corp) 488395 1221/1222 1221 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 np np 330.00 1 CASH No Friendly 1 330.0 No No No No GO CASHONLY 150199043 03/16/81 03/16/81 C Completed United States US Gulf Oil Corp 402460 1311/2911/5411/1221/2819/1222 1311 402460 US United States Kemmerer Coal Co(Kemmerer Corp) 488395 1221/1222 1221 Priv. 100.00 100.00 100.0 325.000 325.000 325.00 No Friendly 1 No No No No GO 150201043 03/16/81 04/22/81 C Completed United States US NL Industries Inc 3000 N. Sam Houston Pkwy East 629156 1389/1382/3533/5082/2816/2819 1389 629156 US United States Sperry Sun Inc 848361 3829/7359/7353 3829 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 252.300 252.300 252.30 No Friendly 1 No No No No NL 150206043 03/18/81 05/08/81 C Completed United States US EF Hutton Group Inc 31 West 52nd St 448499 6211/6311/6719 6211 448499 WOLSEY Wolsey 1 US United States International Paper Credit Corp(International Paper Co) 460147 6141/6153/6159 6141 1 Becker Paribas Incorporated Sub. 100.00 100.00 100.0 np np 55.00 No Friendly 1 No No No No Wolsey EFH 150207043 03/19/81 W Withdrawn United States US FSC Corp 302622 6552/7011/7299/7997 6552 302622 US United States Simplicity Pattern Co(Triton Group Ltd) 200 Madison Ave 828879 2741 2741 Sub. 100.00 100.00 100.0 np np 155.00 1 PFD No Friendly 1 No No No No FSCC 150211043 03/20/81 12/18/81 C Completed United States US Discovery Oil Ltd 254674 1382/1311 1382 254674 US United States Texo Oil Corp 883050 1311 1311 Priv. 100.00 100.00 100.0 10.011 np 10.00 2 COM No Friendly 1 No No No No 2.13 COM 691400020 03/26/81 12/03/81 C Completed United States US HF Ahmanson & Co,Irwindale, California 4900 Rivergrade Road 008677 6035/6331/6712 6035 008677 MS/NEUBERGER Morgan Stanley & Co 2 US United States Bankers National Life Insurance Co 1599 Littleton Rd 066275 6311 6311 2 Lehman Brothers Kuhn Loeb Priv. 3.73 100.00 100.0 np np 134.00 3 CASH No Friendly 1 129.0 No No No No Morgan Stanley & Co AHM Neuberger Berman Inc Shearson Lehman Hutton CASH Neuberger Berman Inc LOANNOTES 150223043 03/27/81 12/03/81 C Completed United States US HF Ahmanson & Co,Irwindale, California 4900 Rivergrade Road 008677 6035/6331/6712 6035 008677 MS/NEUBERGER Morgan Stanley & Co 2 US United States Bankers National Life Insurance Co 1599 Littleton Rd 066275 6311 6311 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 134.000 134.000 134.00 2 NOTE No Friendly 1 No No No No Morgan Stanley & Co AHM Neuberger Berman Inc PFD Neuberger Berman Inc 150228043 03/30/81 10/01/81 C Completed United States US Pacwest Bancorp,Portland, Oregon 1211 SW Fifth Ave 695262 6022/6712 6022 695262 US United States Citizens Bk Of Oregon 174120 6712 6712 Priv. 100.00 100.00 100.0 11.7 11.700 11.70 5 CASH No Friendly 1 No No No No PWST 34.00 COM CASH NOTE CASH 150229043 03/30/81 W Withdrawn United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 US United States Ramtek Corp 2153 O'Tool Avenue 751874 3577/3575/3695 3577 Public 100.00 100.00 100.0 60.232 np 60.00 2 COM No Friendly 1 No No No No RMTK LOR 22.50 Suite G COM 150239043 04/03/81 10/27/81 C Completed United States US Liberty National Corp 531090 6021/6719 6021 531090 US United States Continental Investment Corp 10254 Miller Rd 211515 6512/6552 6512 1 First Boston Corp Public 100.00 100.00 100.0 90.706 np 166.00 3 CASH No Friendly 1 No No No No CICG LIBN 3.50 COM CASH 150241043 04/05/81 06/30/81 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 US United States Brookwood Health Services Inc 114720 8062 8062 1 JC Bradford & Co Public 100.00 97.70 100.0 239.332 np 152.231 2 COM No Friendly 1 No No No No 0.5 BWHS AMI 52.00 Suite 300 COM 150246043 04/07/81 06/24/81 C Completed United States US AMP Inc Po Box 3608 031897 3678/3643 3678 031897 US United States Chomerics Inc 77 Dragon Ct 170394 3643/2891 3643 Public 100.00 100.00 100.0 14.500 14.500 14.50 No Friendly 1 No No No No CHOM AMP 150247043 04/08/81 08/14/81 C Completed United States US Tracor Inc 6500 Tracor Lane 892348 3812 3812 892348 US United States Flight Systems Inc 339420 3728/3829 3728 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 2 COM No Friendly 1 No No No No TRR COM 150251043 04/09/81 W Withdrawn United States US Great Atlantic & Pacific Tea Co Inc 2 Paragon Dr 390064 5411/5141/2095/2051 5411 390064 US United States Niagara Frontier Services Inc 653471 6794/1542/1629/5147 6794 Priv. 100.00 100.00 100.0 122.023 np 83.60 5 CASH No Friendly 1 No No No No GAP 38.00 PO Box 418 CASH COM CASH NOTE 150253043 04/10/81 07/10/81 C Completed United States US Tyler Corp 3200 San Jacinto Tower 902182 2892/2851/3498/3321/3429/3053 2892 902182 HILLIARD/SBH JJB Hilliard WL Lyons Inc 2 US United States Reliance Universal Inc(Tyler Corp) 1930 Bishop Lane 759523 2851 2851 1 Donaldson Lufkin & Jenrette Sub. 100.00 100.00 100.0 89.496 np 75.00 3 CASH No Friendly 1 No No No No 0.4 JJB Hilliard WL Lyons Inc TYL 37.00 Smith Barney, Harris Upham CASH Smith Barney, Harris Upham COM 150258043 04/16/81 05/20/82 C Completed United States US Florida National Banks of Florida Inc 225 Water Street 341018 6021/6712 6021 341018 SAL Salomon Brothers 1 US United States Alliance Corp 018573 6712 6712 Priv. 100.00 100.00 100.0 30.9 30.900 30.90 1 COM No Friendly 1 No No No No Salomon Brothers FNBF 150264043 04/20/81 06/29/81 C Completed United States US American Express Co 200 Vesey Street 025816 6141/6153/6099/4724/6211/6282 6141 025816 SAL Salomon Brothers 1 01 US United States Shearson Loeb Rhoades Inc Two World Trade Center 82193R 6211 6211 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 1,198.456 np 915.00 3 PFD No Friendly 1 No No No No 0.5 0.35 Salomon Brothers SHE AXP 65.32 World Financial Center /6311/7374/7375 COM COM 150265043 04/21/81 08/26/81 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 01 US United States Hospital Affiliates International Inc 441061 8062/8099 8062 1 Goldman Sachs & Co Public 100.00 100.00 100.0 np np 650.00 1 COM No Friendly 1 No No No No HCA 150267043 04/22/81 09/07/81 C Completed United States US Independent Life & Accident Insurance(Independent Insurance Grp) One Independent Drive 454002 6311/6321/6331 6311 454002 01 US United States Citizens Home Insurance Co 174721 6311 6311 1 Tillinghast Priv. 100.00 100.00 100.0 16.000 np 16.00 3 CASH No Friendly 1 No No No No 0.09 INDHK 40.00 COM CASH 150269043 04/22/81 05/07/81 C Completed United States US Ransburg Corp 3939 W 56th Street 753228 3569/3549/3613/3621/3559/3629 3569 753228 US United States Globe Tool & Engineering Co 379554 3629/3714/3559 3629 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 1 COM No Friendly 1 No No No No RBG 150274043 04/24/81 12/09/81 C Completed United States US Walco National Corp 931159 3621/3511 3621 931159 BEAR Bear Stearns & Co Inc 1 01 US United States Standard Alliance Industries 853037 3462/3531/3585 3462 Priv. 100.00 42.00 100.0 17.722 np 17.722 4 COM No Friendly 1 No No No No Bear Stearns & Co Inc 40.00 CASH CASH CASH 150281043 04/27/81 04/27/81 C Completed United States US Beneficial Corp One Christina Centre 081721 6141/6162 6141 081721 US United States Centennial Holding Co 151347 6712 6712 Priv. 100.00 100.00 100.0 18.600 18.600 18.60 No Friendly 1 No No No No BNL 301 North Walnut St 150279043 04/27/81 04/27/82 W Withdrawn United States US Whittaker Corp 10880 Wilshire Blvd 966680 2834/3825/5122/5013/5074 2834 966680 US United States Fisher Scientific International Inc 711 Forbes Ave 338027 3841 3841 1 First Boston Corp Sub. 100.00 100.00 100.0 248.976 np 259.00 2 COM No Friendly 1 No No No No WKR 47.88 COM 150282043 04/28/81 04/28/81 C Completed United States US American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 026681 US United States Abbey Medical Inc 3560 Hyland Ave 00279P 5047/7352/5999 5047 2 Gibbons, Green, Van Amerongen Priv. 100.00 100.00 100.0 38.3 38.300 38.30 1 COM No Friendly 1 No No No No AHS Suite 200 Merrill Lynch Capital Markets 150288043 04/29/81 04/29/81 C Completed United States US Maytag Corp One Dependability Square 578592 3633/3639/3631/3585/3635/2842 3633 578592 EFH EF Hutton & Co Inc 1 US United States Hardwick Stove Co 412333 3631 3631 Priv. 100.00 100.00 100.0 28.100 28.100 28.10 1 COM No Friendly 1 No No No No EF Hutton & Co Inc MYG 403 West 4Th Street North /3632 150291043 04/30/81 06/03/81 C Completed United States US Tidewater Group Inc 4440 Brittmoore Rd 886419 8721 8721 886419 US United States Frailey Rl Inc(Hillman) 351680 4493 4493 Sub. 100.00 100.00 100.0 np np 13.50 No Friendly 1 No No No No TDW 150297043 04/30/81 04/30/81 C Completed United States US Ryan Insurance Group Inc 123 N Wacker 783502 6311/6321/6331/6411 6311 783502 US United States Kemper James S & Co 488412 6411 6411 Priv. 100.00 100.00 100.0 17.250 17.250 17.25 No Friendly 1 No No No No RYIN 150293043 04/30/81 W Withdrawn United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 US United States M Lowenstein & Sons Inc 1430 Broadway 547779 2262/2211/2221/2258/2261 2262 Public 100.00 100.00 100.0 247.074 np 163.00 3 CASH No Friendly 1 No No No No LST ALD 49.00 COM CASH 150296043 04/30/81 09/18/81 C Completed United States US United Telecommunications Inc PO Box 11315 913025 4813/4812/4899/4822/5065/2741 4813 913025 US United States Megatek Corp 56516D 3571/3575/3695 3571 Priv. 100.00 100.00 100.0 25.75 np 28.438 2 COM No Friendly 1 No No No No 25.20 /6719 COM 692157020 05/11/81 07/31/81 C Completed United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 MLCM Merrill Lynch Capital Markets 1 US United States Bunker-Ramo Corp 120655 3679/3578/3678/3571/3873 3679 1 Dean Witter Reynolds Inc Public 100.00 100.0 446.470 446.470 446.47 3 CASH No Friendly 1 446.5 No No No No Merrill Lynch Capital Markets BR ALD CVTPFD NOTES 150313043 05/11/81 07/31/81 C Completed United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 MLCM Merrill Lynch Capital Markets 1 US United States Bunker-Ramo Corp 120655 3679/3578/3678/3571/3873 3679 1 Dean Witter Reynolds Inc Public 100.00 100.00 100.0 395.968 np 358.00 5 CASH No Friendly 1 No No No No 1.0 1.5 Merrill Lynch Capital Markets BR ALD 55.00 COM PFD CVTPFD CASH 150312043 05/11/81 12/11/81 C Completed United States US Sumitomo Bank of California, San Francisco,California (Sumitomo Bk) 320 California Street 865593 6081 6081 865601 01 US United States Pacific City Bk 694055 6022/6712 6022 Priv. 100.00 100.00 100.0 13.920 np 14.00 3 CASH No Friendly 1 No No No No SUMI 19.00 CASH COM 150315043 05/12/81 11/05/81 C Completed United States US First Bankers Corp of Florida 1410 Racetrack Road 319284 6021/6712 6021 319284 EWING Allen C. Ewing 1 US United States Boca Raton Natl Bk 096887 6712 6712 Priv. 100.00 100.00 100.0 17.940 np 17.938 2 COM No Friendly 1 No No No No Allen C. Ewing FBF 22.82 COM 150319043 05/14/81 12/31/81 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 US United States Carolina First Natl Bk 143880 6712 6712 Priv. 100.00 100.00 100.0 15.077 15.077 15.077 2 COM No Friendly 1 No No No No NCB 33.00 COM 150321043 05/14/81 07/01/82 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States Century Bancshares Inc 1275 Pennsylvania Avenue, N.W. 156436 6035/6712 6035 1 PaineWebber Public 100.00 100.00 100.0 127.535 np 111.20 5 CASH No Friendly 1 No No No No 0.417 0.731 Keefe Bruyette & Woods Inc CNBH SU 16.00 P.O. Box 2848 CASH COM NOTE COM 150323043 05/15/81 W Withdrawn United States US Barclay Industries Inc 067374 2499 2499 067374 US United States Bastian Inds Oil Units 07028Q 3556/5046 3556 Priv. 100.00 100.00 100.0 np np 18.20 1 PFD No Friendly 1 No No No No BCLY 150326043 05/19/81 07/02/81 C Completed United States US Satellite Television & Associated Resources Inc 804016 4841 4841 804016 US United States USTV-Boston 917330 4833 4833 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No SATV 150328043 05/20/81 W Withdrawn United States US Savin Corp(Canada Development Corp) 9 W Broad St 805176 3861 3861 134869 US United States Olivetti Corp of America 680895 3572/3571/3579 3572 Priv. 100.00 100.00 100.0 np np 63.40 2 COM No Friendly 1 No No No No SVB PFD 150331043 05/21/81 10/22/81 C Completed United States US Diamond Shamrock Corp 1202 Pleasanton RD 252741 1311/1221/1222/2812/2819/2911 1311 252741 US United States Amherst Coal Co 031205 1221/1222 1221 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 200.694 np 220.00 2 COM No Friendly 1 No No No No DAI 32.37 /5171/5983 COM 150332043 05/21/81 05/21/81 C Completed United States US Applied Materials Inc 3050 Bowers Avenue 038222 3674/3559/3599/5065/3679/5078 3674 038222 US United States Cobilt (Computervision Corp) 190910 3571/3695 3571 Sub. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No AMAT /7372/5045 150333043 05/21/81 07/28/81 C Completed United States US MGM Grand Hotels Inc 3155 West Harmon Avenue 591605 7993/7999/7011 7993 553012 US United States United Artists Corp 909381 7812 7812 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 380.000 380.000 380.00 No Friendly 1 No No No No GRH 150339043 05/27/81 05/27/81 C Completed United States US Adams-Russell Co Inc 280 Bear Hill Rd 006356 4841 4841 006356 US United States Microtel Corp 595140 3589/3631 3589 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No AAR 150341043 05/28/81 05/28/81 C Completed United States US Getty Oil Co 2000 Westchester Ave 374280 1311/1381/1382 1311 374280 US United States Energy Exchange Inc 25231 Grogans Mill Rd 292666 1311/6531 1311 Priv. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No GET 150345043 06/01/81 08/12/81 C Completed United States US Occidental Petroleum Corp 10889 Wilshire Boulevard 674599 1311/4922/2821/2819/2869/2873 1311 674599 DLJ Donaldson Lufkin & Jenrette 1 01 US United States Iowa Beef Processors Inc (Occidental Petroleum Corp) 462277 2011 2011 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 877.6 np 833.169 2 COM No Friendly 1 No No No No 0.75 0.6 Donaldson Lufkin & Jenrette OXY 79.18 PFD 150352043 06/03/81 08/14/81 C Completed United States US Avatar Holdings Inc 201 Alhambra Circle 053494 6552 6552 053494 SLH Shearson Lehman Hutton 1 US United States Avatar Holdings Inc 201 Alhambra Circle 053494 6552 6552 Public 100.00 100.00 100.0 102.106 np 16.351 3 CASH No Not Appl. 1 No No No No 0.15 Shearson Lehman Hutton AVTR AVTR 3.00 COM CASH 150349043 06/03/81 07/15/81 C Completed United States US Great Lakes Chemical Corp Highway 52 Northwest 390568 2819/2869/2879/2899/2842/2865 2819 390568 US United States Velsicol Chemical Corp 10400 W. Higgins Road 922573 2879/2812/2821/2869 2879 Priv. 100.00 100.00 100.0 np np 29.70 No Friendly 1 No No No No GLK PO Box 2200 Suite 600 150353043 06/04/81 W Withdrawn United States US Daniel Industries Inc 9753 Pine Lake Dr 236235 3824/3494/3533/3823/3829/3443 3824 236235 US United States Texas Boundaries 882214 1311/2911 1311 Priv. 100.00 100.00 100.0 np np 34.00 No Friendly 1 No No No No DAN 150361043 06/09/81 W Withdrawn United States US Conifer Group Inc, Worcester, Massachusetts 370 Main St 207315 6021/6022/7374/6712 6021 207315 US United States Commonwealth Natl Corp 203172 6022/6712/6163 6022 Priv. 100.00 100.00 100.0 13.099 np 13.099 2 COM No Friendly 1 No No No No CNFG 46.00 COM 150362043 06/09/81 06/09/81 C Completed United States US Coca-Cola Bottling Co of Los Angeles 191144 2086 2086 191144 US United States Great Bear Spring Co 390154 5499/7359 5499 Priv. 100.00 100.00 100.0 29.7 29.700 29.70 3 CASH No Friendly 1 No No No No 65.84 COM CASH 150365043 06/10/81 09/30/81 C Completed United States US First International Bancshares Inc 3649 Leonard Street 320545 6712/6799/6719 6712 45468H US United States Austin Bancshares Corp,Texas 052187 6021/6712 6021 Priv. 100.00 100.00 100.0 122.892 np 111.892 2 COM No Friendly 1 No No No No FIB 46.40 COM 150364043 06/10/81 09/14/82 C Completed United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 01 US United States Merchants & Planters Natl Bk 588415 6712 6712 Priv. 100.00 100.00 100.0 17.47 np 17.47 2 COM No Friendly 1 No No No No MTD 87.35 COM 150374043 06/11/81 12/15/81 C Completed United States US American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 026681 MS Morgan Stanley & Co 1 01 US United States Bentley Laboratories Inc 082647 3841 3841 2 Alex Brown & Sons Inc Public 100.00 100.00 100.0 198.276 np 197.60 2 COM No Friendly 1 No No No No 2.026 Morgan Stanley & Co AHS 43.65 Shearson Lehman Hutton COM 150371043 06/11/81 12/03/81 C Completed United States US Energy Ventures Inc 5 Post Oak Park 292740 3533/1629/1389 3533 292740 US United States Olman Heath Co 681142 3533 3533 Priv. 100.00 100.00 100.0 11.500 11.500 11.50 1 COM No Friendly 1 No No No No ENGY Suite 1760 150372043 06/11/81 07/09/81 C Completed United States US Imperial Corp of America 401 West A St 452722 6036/6141/6552/6411/6712 6036 452722 BEAR Bear Stearns & Co Inc 1 US United States UsLife S&L Association 91994M 6035/6712 6035 1 Becker Paribas Incorporated Priv. 100.00 100.00 100.0 40.000 40.000 40.00 No Friendly 1 No No No No Bear Stearns & Co Inc ICA 150377043 06/12/81 08/27/81 C Completed United States US Ogden Corp 2 Pennsylvania Plaza 676346 7349/4225/4581/8711/4959/4953 7349 676346 US United States Danly Machine Corp 236289 3542/3544 3542 1 Shearson Lehman Hutton Public 100.00 73.50 100.0 56.677 np 56.677 3 CASH No Friendly 1 No No No No OG 70.00 /6159/499A/6512/5812 COM CASH 150376043 06/12/81 06/12/81 C Completed United States US Colonial Gas Energy System 40 Market St 195676 4924/6719 4924 195676 US United States Lowell Gas Co 547575 4923 4923 Priv. 100.00 100.00 100.0 16.083 16.083 16.083 2 COM No Friendly 1 No No No No CGES 18.65 COM 150379043 06/15/81 10/05/81 C Completed United States US Branch Corp 223 West Nash St 105135 6021/6712 6021 105135 01 US United States Independence Natl Bk 453730 6035/6036 6035 Priv. 100.00 100.00 100.0 27.858 np 27.858 2 COM No Friendly 1 No No No No BNCH 27.50 COM 150382043 06/16/81 03/19/82 C Completed United States US Old Stone Corp 150 South Main St 680293 6022/6035/6036/6153/7374/6531 6022 680293 01 US United States Wachovia Realty Investments 929773 6799 6799 1 Goldman Sachs & Co Public 100.00 100.00 100.0 36.835 np 29.70 2 PFD No Friendly 1 No No No No 0.4 WRI OSTN 9.00 /6211/6712 COM 150390043 06/17/81 07/31/81 C Completed United States US Alco Standard Corp PO Box 834 013788 5113/5112/5182/5087/5044/5051 5113 013788 KIRKPATRICK Kirkpatrick, Pettis, Smith, Po 1 US United States Carpenter Paper Co of Nebraska 815 Harney St 144276 5113/5111 5113 Public 100.00 100.00 100.0 23.762 np 21.557 3 CASH No Friendly 1 No No No No 0.1 Kirkpatrick, Pettis, Smith, Po CPCN ASN 28.00 /3556/3589/3769/3443/7699 COM CASH 150387043 06/17/81 03/29/82 C Completed United States US Southwest Bancshares Inc, Hometown,Illinois 4062 Southwest Highway 844769 6035 6035 844769 US United States First Pasadena State Bank 336045 6712 6712 Priv. 100.00 100.00 100.0 18.305 np 33.00 4 CASH No Friendly 1 No No No No SWB 44.00 CASH COM COM 150385043 06/17/81 08/31/81 C Completed United States US Fair Lanes Inc 10944 Beaver Dam Road, Suite B 303261 7933/5812/6512 7933 303261 US United States Treadway Companies Inc 894546 7011/7933 7011 1 Bear Stearns & Co Inc Priv. 100.00 66.00 100.0 24.274 np 12.479 3 CASH No Hostile 1 No No No No 0.75 FAIR 12.50 COM CASH 150397043 06/18/81 03/31/82 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 EFH EF Hutton & Co Inc 1 US United States First Marine Bks Inc(Barnett) 320790 6712 6712 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 47.451 np 47.451 3 CASH No Hostile 1 No No No No 0.05 EF Hutton & Co Inc BBI 15.00 COM CASH 150400043 06/19/81 10/01/81 C Completed United States US Clorox Co 1221 Broadway 189054 2842/2861/2499/2087/2599/5113 2842 189054 MS Morgan Stanley & Co 1 US United States Comerco Inc 20033R 2851/2599/2449 2851 Priv. 100.00 100.00 100.0 123.000 123.000 123.00 No Friendly 1 No No No No Morgan Stanley & Co CLX 150403043 06/20/81 10/01/81 C Completed United States US American International Group Inc{AIG} 70 Pine Street 026874 6331/6311/6321/6411/6719/6282 6331 026874 MS Morgan Stanley & Co 1 01 US United States United Guaranty Corp 230 N Elm St 910562 6361 6361 1 Alex Brown & Sons Inc Public 100.00 75.04 100.0 175.211 np 175.211 4 CASH No Friendly 1 No No No No 0.3 Morgan Stanley & Co AIG 36.00 /6289 CASH COM PFD 150404043 06/22/81 10/18/83 C Completed United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 01 US United States First Wichita Bancshares Inc 337547 6022 6022 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 39.928 np 44.00 2 PFD No Friendly 1 No No No No MTD 49.91 PFD 690318020 06/22/81 10/01/81 C Completed United States US American International Group Inc{AIG} 70 Pine Street 026874 6331/6311/6321/6411/6719/6282 6331 026874 MS Morgan Stanley & Co 1 01 US United States United Guaranty Corp 230 N Elm St 910562 6361 6361 1 Alex Brown & Sons Inc Public 100.00 75.00 75.0 235.608 235.608 176.706 1 CVTPFD No Friendly 1 No No No No Morgan Stanley & Co AIG /6289 150407043 06/23/81 W Withdrawn United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 US United States Florida Natl Bks 340018 6712 6712 1 Salomon Brothers Priv. 100.00 100.00 100.0 222.344 np 210.00 2 PFD No Friendly 1 No No No No NCB 18.67 CASH 150412043 06/24/81 05/03/82 C Completed United States US Cullen/Frost Bankers Inc 100 West Houston Street 229899 6021/6022/6712 6021 229899 US United States US Natl Bancshares Inc 912320 6712 6712 Priv. 100.00 100.00 100.0 16.500 16.500 16.50 2 COM No Friendly 1 No No No No COM 150417043 06/25/81 12/22/82 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 01 US United States Chardon Savings Bk 159591 6712 6712 1 McDonald Investments Priv. 100.00 100.00 100.0 16.639 np 16.637 2 COM No Friendly 1 No No No No 0.025 ONE 127.99 /6099/6733/6311/6159/6712 COM 150418043 06/26/81 W Withdrawn United States US Square D Co Executive Plaza 852206 3613/3625/3612/3643/3548/3823 3613 852206 US United States Appleton Electric Co(Emerson Electric Co) 1701 W Wellington Ave 03801M 3699/5063/3621/3644/3643/3678 3699 Sub. 100.00 100.00 100.0 np np 200.00 2 DEB No Friendly 1 No No No No SQD 1415 South Roselle Rd /3644/3497 /3648 COM 150425043 06/30/81 06/30/81 C Completed United States US General Electric Co 3135 Easton Turnpike 369604 3612/3511/3651/3663/3641/3632 3612 369604 US United States Calma Co(General Electric Co) 501 Sycamore 13124M 3577 3577 Sub. 100.00 100.00 100.0 170.000 170.000 170.00 No Friendly 1 No No No No GE /3724/2821/3743/3825/5012/5013 /5063/5064/5065/8711/7379/7699 /8999 150428043 07/01/81 W Withdrawn United States US Triton Group Ltd(Fuqua Industries Inc) 1020 Prospect St 896755 5088/5113/6552/6719 5088 361028 US United States Pneumo Abex Corp 4800 Prudential Tower 730196 3728/3829/5411/5141/5912/5122 3728 Public 100.00 100.00 100.0 np np 65.00 No Friendly 1 No No No No PNC TGL 2nd Floor 150426043 07/01/81 07/01/81 C Completed United States US Magic Chef Inc 740 King Edward Ave SE 559108 3631/3634/3433/3585/5064/5074 3631 559108 US United States Revco Consumer Freezer 76161K 3632 3632 Priv. 100.00 100.00 100.0 14.000 14.000 14.00 No Friendly 1 No No No No MGC 690321020 07/06/81 09/30/81 C Completed United States US EI du Pont de Nemours & Co {DuPont} 1007 Market Street 263534 2821/2822/2891/3081/2824/2865 2821 263534 FBC First Boston Corp 1 US United States Conoco Inc 1007 Market St 208251 2911/1311/5171/5172/5984/4612 2911 1 Morgan Stanley & Co Public 100.00 100.0 9,520.000 9520.000 9,520.00 2 CASH No Friendly 1 9,520.0 No No No No First Boston Corp CLL DD 85.61 85.61 /2851/2842/2899/2869/2879/3679 /4613/4911 COM /3564/3569/3644/3643/3357/3999 /3555/3641/3672/3674/3826/4953 /0119/6719/6799 150437043 07/06/81 02/01/82 C Completed United States US First American Corp,Nashville, Tennessee First American Center 318900 6021/6712 6021 318900 US United States First National Bank,Jackson, Tennessee 329009 6022/6712 6022 Priv. 100.00 100.00 100.0 11.465 np 11.70 5 CASH No Friendly 1 No No No No FAM 90.00 CASH COM CASH NOTE 150435043 07/06/81 11/30/81 C Completed United States US Armco Inc One Oxford Centre 042170 3312/3316/3317/3533/3444/5084 3312 042170 DR Dillon, Read & Co Inc 1 01 US United States Ladish Co Inc(Armco Inc) 5481 South Packard Ave 505754 3462/3463/3724/3764/3728/5088 3462 Sub. 100.00 100.00 100.0 242.697 np 242.60 2 COM No Friendly 1 No No No No Dillon, Read & Co Inc AS 2,235.60 301 Grant Street /3462/6159/6331/6311 COM 150436043 07/06/81 07/31/81 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 US United States Westside Natl Bk 961505 6712 6712 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No BBI 150441043 07/07/81 07/07/81 C Completed United States US Holiday Inns Inc 1023 Cherry Road 435081 7011/7999/7993 7011 435081 US United States Harrah's(Promus Cos Inc) 1023 Cherry Road 413615 7011/7993/7999/5812 7011 Public 100.00 100.00 100.0 10.900 10.900 10.90 No Friendly 1 No No No No HIA1 HIA 150445043 07/08/81 08/27/81 C Completed United States US TRW Inc 1900 Richmond Road 872649 3714/3465/3621/3519/8711/3761 3714 872649 SBH Smith Barney, Harris Upham 1 US United States Hartzell Propeller Products Inc One Propeller Place 41740M 3728 3728 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No Smith Barney, Harris Upham TRW /3764/7373/3612/3679/3674/8748 /3812 150447043 07/08/81 07/14/81 C Completed United States US Dravo Corp One Oliver Plaza 261471 8711/1629/4449/4424/4491/3731 8711 261471 US United States Nilo Barge Line(Olin Corp) 654150 6799 6799 1 PaineWebber Sub. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No DRV 150449043 07/09/81 01/04/82 C Completed United States US Horn & Hardart Co 1500 Harbor Blvd 440506 5961/5812 5961 440506 US United States Bojangles Holdings Inc 9432 Southern Pine Blvd 097474 5812 5812 Priv. 100.00 100.00 100.0 11.7 11.700 11.70 1 PFD No Friendly 1 No No No No HOR 150452043 07/09/81 10/30/82 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 SAL Salomon Brothers 1 01 US United States Connecticut National Bank (Hartford National Corp) 207633 6021 6021 1 Shapiro & Co Sub. 100.00 100.00 100.0 61.996 np 57.00 2 COM No Friendly 1 No No No No 0.25 0.15 Salomon Brothers HNAT 38.00 COM 150448043 07/09/81 07/09/81 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 US United States Sea-Alaska Products Inc 811302 2091/2092 2091 Priv. 100.00 100.00 100.0 14.000 14.000 14.00 1 COM No Friendly 1 No No No No CAG 18.67 /3199/3999/5331 691016020 07/09/81 09/07/81 C Completed United States US Emhart Corp 426 Colt Hwy 291210 3429/7379/7378/7374/7375/3949 3429 291210 EFH EF Hutton & Co Inc 1 US United States Texon Inc 883059 2295/3131 2295 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 64.688 64.688 64.688 2 CASH No Friendly 1 64.7 No No No No EF Hutton & Co Inc EMH 136.00 136.00 /3524/3131/3625/3675/2891/3089 COM /3452/3559 150459043 07/10/81 07/10/81 C Completed United States US Dana Corp 4500 Dorr Street 235811 3714/3711/3713/3621/3625/3462 3714 235811 US United States Boston Ind Corp 10079Q 3069/3052/1422 3069 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 np np 22.00 No Friendly 1 No No No No /3594/3593/3568/6159 150457043 07/10/81 12/22/81 C Completed United States US Buckhorn Inc 55 West Techne Center Dr 118374 3089/3069 3089 118374 01 US United States New Idria Inc 645631 2421/2542/3069 2421 1 Birr, Wilson Priv. 100.00 100.00 100.0 38.084 np 24.00 2 PFD No Friendly 1 No No No No 0.045 BKN 3.25 COM 150456043 07/10/81 09/08/81 C Completed United States US Emhart Corp (CT) 426 Colt Hwy 291209 3429/3452 3429 291209 US United States Texon Inc 883059 2295/3131 2295 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 64.736 np 58.00 4 CASH No Friendly 1 No No No No 136.00 COM COM CASH 150458043 07/10/81 09/17/81 C Completed United States US Household Finance Corp 2700 Sanders Rd 441812 6141/5331/3429 6141 441815 MORGAN-GUARANTY Morgan Guaranty Trust Co of NY 1 US United States Valley National Bank,Salinas, California (Household International) 430 South Main St 919881 6021 6021 Sub. 100.00 100.00 100.0 20.384 np 20.265 3 CASH No Friendly 1 No No No No Morgan Guaranty Trust Co of NY 65.50 COM CASH 150460043 07/13/81 08/17/81 C Completed United States US Melville Corp 1 Theall Rd 585745 5912/5945/5411/5999 5912 585745 US United States Kay-Bee Toy & Hobby Shops Inc (Melville Corp) 100 West Street 48642M 5945 5945 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 64.200 64.200 64.20 No Friendly 1 No No No No MES 150469043 07/15/81 07/17/81 C Completed United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 US United States Randtron Sys & Aercom 752772 3812/3069 3812 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No LOR 150477043 07/16/81 07/28/81 C Completed United States US Dean Witter Reynolds Organization Inc 977480 6282/6211 6282 977480 US United States Lincoln Ben(Wheelabrator-Frye) 532849 6311 6311 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 11.00 No Friendly 1 No No No No 150478043 07/17/81 01/28/82 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 US United States North Austin State Bank 657424 6712 6712 Priv. 100.00 100.00 100.0 16.550 16.550 16.55 No Friendly 1 No No No No TXA 150480043 07/17/81 W Withdrawn United States US Eastern Gas & Fuel Associates 1 Beacon St 276461 4924/4932/1221/4449/4412/6719 4924 276461 US United States Zurn Industries Inc 1801 Pittsburgh Ave 989824 3432/3494/3088 3432 Sub. 100.00 100.00 100.0 np np 275.00 2 COM No Friendly 1 No No No No EFU COM 150481043 07/19/81 W Withdrawn United States US Tyco Laboratories 1 Tyco Park 902120 3569/3669/3491/3494/3089/3824 3569 902120 US United States Heinicke Instruments Co 3000 Taft Street 423038 3821/3826/3728 3821 Public 100.00 100.00 100.0 39.954 np 22.10 3 CASH No Friendly 1 No No No No HEI TYC 13.00 /3841 CASH COM 150484043 07/20/81 W Withdrawn United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 LAZ/SLH Lazard Freres & Co LLC 2 US United States Colt Industries Inc 430 Park Ave 196864 3592/3728/3724/3761/3764/3483 3592 1 Salomon Brothers Public 100.00 100.00 100.0 np np 1,400.00 5 CASH No Friendly 1 No No No No 4.625 2.1 Lazard Freres & Co LLC COT PC 100.00 /3531/1311/6552/5172/5984 Shearson Lehman Hutton /3489/3612/3519/3053/3052/3069 CASH Shearson Lehman Hutton /5012/5088/5091/5085 COM COM PFD 150482043 07/20/81 08/31/82 C Completed United States US Texas Commerce Bancshares, Houston,Texas 600 Travis 882315 6021/6712 6021 163798 US United States El Paso Natl Corp 283690 6712 6712 Priv. 100.00 100.00 100.0 97.779 np 98.00 4 CASH No Friendly 1 No No No No TCB 62.50 COM COM CASH 150486043 07/21/81 W Withdrawn United States US Commerce Southwest Inc 200700 6153/6159 6153 059786 US United States Preston State Bk-Dallas 741309 6712 6712 Priv. 100.00 100.00 100.0 np np 73.00 2 COM No Friendly 1 No No No No CSI 24.37 COM 150492043 07/23/81 05/18/82 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States WCVB-TV(Boston Broadcasting) 100551 4833/7922 4833 Priv. 100.00 100.00 100.0 np np 220.00 No Friendly 1 No No No No MET 150491043 07/23/81 W Withdrawn United States US Republic of Texas Corp 760820 6021/6719 6021 760820 US United States Laredo National Bancshares Inc,Laredo,Texas 700 San Bernardo Avenue 516800 6021/6712 6021 Priv. 100.00 100.00 100.0 53.968 np 52.406 2 COM No Friendly 1 No No No No RPT 873.44 COM 150498043 07/23/81 06/28/82 C Completed United States US Berkey Inc 1 Water Street 08441X 3861/5043/5946/5999/7384 3861 08441X 01 US United States Lincoln National Co 534179 6029/6282/6289 6029 1 Butcher & Singer Inc Priv. 100.00 100.00 100.0 20.349 np 16.70 3 CASH No Friendly 1 No No No No 0.03 BKY 45.00 CASH COM 150499043 07/24/81 01/12/82 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States St Charles General Hospital 790255 8062 8062 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No NME /6324/6719 150503043 07/27/81 W Withdrawn United States US G Heileman Brewing Co Inc 100 Harborview Plz 422884 2082/2083/2051/3724/3993 2082 422884 US United States Joseph Schlitz Brewing Co 806823 2082/2099/2084 2082 Public 100.00 100.00 100.0 613.838 np 494.00 4 CASH No Friendly 1 No No No No SLZ GHB 17.00 COM COM CASH 150512043 07/29/81 09/12/83 C Completed United States US City Investing Co 59 Maiden La 177846 6311/6321/6331/6159/6552 6311 177846 FBC/PAINE-W First Boston Corp 2 US United States GDV Inc 361578 5963 5963 Priv. 100.00 19.70 100.0 863.798 np 314.534 3 CASH No Friendly 1 No No No No 0.202 First Boston Corp CNV 20.00 PaineWebber COM PaineWebber CASH 150510043 07/29/81 W Withdrawn United States US State Street Boston Corp, Boston,Massachusetts 225 Franklin Street 857473 6371/6411 6371 857473 US United States Multibank Financial Corp 100 Rustcraft Rd 625434 6021/6712 6021 Public 100.00 100.00 100.0 77.185 np 57.70 2 COM No Friendly 1 No No No No MTLF STBK 48.00 COM 150513043 07/30/81 12/30/81 C Completed United States US Girard Co 376115 6021/6712 6021 376115 US United States Farmers Bank of Maryland(First Virginia Bank,Falls Church, Virginia) 30767L 6036 6036 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 22.969 np 38.60 4 CASH No Friendly 1 No No No No GIRA 23.25 CASH COM CASH 150514043 07/30/81 W Withdrawn United States US Storage Technology Corp One Storagetek Drive 862111 3572/3577/7378 3572 862111 US United States Memorex Corp (Memorex International BV) 611 S Milpitas Blvd 586005 6799 6799 Sub. 100.00 100.00 100.0 89.599 np 85.20 2 COM No Friendly 1 No No No No STK 12.35 COM 150518043 07/31/81 10/27/81 C Completed United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 DBL Drexel Burnham Lambert 1 01 US United States Fisher Scientific International Inc 711 Forbes Ave 338027 3841 3841 1 First Boston Corp Sub. 100.00 100.00 100.0 345.976 np 331.00 4 CASH No Friendly 1 No No No No 1.0 4.5 Drexel Burnham Lambert ALD 55.00 CASH COM PFD 150519043 08/01/81 12/03/81 C Completed United States US Burroughs Corp One Burroughs Place 122781 3571/3578/2761/3679/5046/5112 3571 122781 KP Kidder Peabody & Co Inc 1 01 US United States Memorex Corp (Memorex International BV) 611 S Milpitas Blvd 586005 6799 6799 1 PaineWebber Sub. 100.00 100.00 100.0 325.613 np 104.00 3 CASH No Friendly 1 No No No No 0.646 Kidder Peabody & Co Inc BGH 14.00 CASH COM 150520043 08/03/81 08/03/81 C Completed United States US Electronic Data Systems Corp 5400 Legacy Drive 285659 7374 7374 285659 US United States Cundata Corp(Cuna Mutual) 231086 7374 7374 Sub. 100.00 100.00 100.0 np np 12.90 No Friendly 1 No No No No EDS 150526043 08/04/81 02/22/82 C Completed United States US Commerce Southwest Inc 200700 6153/6159 6153 059786 US United States Houston Bancshares Inc 441821 6712 6712 Priv. 100.00 100.00 100.0 27.000 27.000 27.00 1 COM No Friendly 1 No No No No CSI 150528043 08/04/81 10/02/81 C Completed United States US Phibro Corp 1221 Avenue of the Americas 717418 6211/5172/5051/6719 6211 717418 US United States Salomon Brothers Inc(Salomon Inc) Seven World Trade Center 79547F 6211 6211 Sub. 100.00 100.00 100.0 250.000 250.000 250.00 1 DEB No Friendly 1 No No No No 150533043 08/05/81 10/01/81 C Completed United States US Anheuser-Busch Cos Inc One Busch Place 035229 2082/5181/2038/2053/2051/2068 2082 035229 DR Dillon, Read & Co Inc 1 US United States Civic Center Redev Corp 178793 6512/7349 6512 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 53.000 53.000 53.00 No Friendly 1 No No No No Dillon, Read & Co Inc BUD /2044/3411/6552/4731/4789/7319 /7996/7941 150535043 08/05/81 12/31/81 C Completed United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States Metro Bk Of Dallas 59190L 6022/6712 6022 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 1 COM No Friendly 1 No No No No ALBN 150531043 08/05/81 W Withdrawn United States US Pabst Brewing Co 917 West Juneau Avenue 693715 2082 2082 693715 US United States Joseph Schlitz Brewing Co 806823 2082/2099/2084 2082 Public 100.00 100.00 100.0 707.13 np 588.00 1 DEB No Friendly 1 No No No No SLZ PBST 20.21 150534043 08/05/81 10/06/81 C Completed United States US M/A-COM Inc 7 New England Executive Park 552618 3674/3663/3357/3812 3674 552618 US United States Sigma Data Computing Corp 826564 7372 7372 Priv. 100.00 100.00 100.0 15.2 15.200 15.20 1 COM No Friendly 1 No No No No MAI 27.64 150539043 08/06/81 W Withdrawn United States US CBT Corp,Hartford, Connecticut 1 Constitution Plz 124850 6021/6712 6021 124850 US United States Connecticut National Bank (Hartford National Corp) 207633 6021 6021 Sub. 100.00 100.00 100.0 60.496 np 56.00 2 COM No Friendly 1 No No No No CBCT 37.00 COM 150540043 08/06/81 08/06/81 C Completed United States US Caterpillar Tractor Inc 100 N.E. Adams St 149123 3531/3537/3519/3511/6159/7353 3531 149123 GS Goldman Sachs & Co 1 US United States Solar Turbine(Intl Harvester) 834142 3511 3511 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 505.00 No Friendly 1 No No No No Goldman Sachs & Co CAT 690986020 08/07/81 10/05/81 C Completed United States US Eastman Kodak Co 343 State Street 277461 3861/3577/3555/2821/5043/5085 3861 277461 MS Morgan Stanley & Co 1 US United States Atex Inc 805 Middlesex Turnpike 046813 7372/7371 7372 1 PaineWebber Group Inc Priv. 100.00 100.00 100.0 79.200 79.200 79.20 1 COM No Friendly 1 No No No No Morgan Stanley & Co EK /5045/3829/3571/7372/7375 150546043 08/10/81 08/10/81 C Completed United States US Eastman Kodak Co 343 State Street 277461 3861/3577/3555/2821/5043/5085 3861 277461 US United States Atex Inc 805 Middlesex Turnpike 046813 7372/7371 7372 1 PaineWebber Priv. 100.00 100.00 100.0 79.200 79.200 79.20 1 COM No Friendly 1 No No No No EK /5045/3829/3571/7372/7375 150547043 08/10/81 11/20/81 C Completed United States US First Union Bancorp,St Louis, Missouri 337354 6035/6036 6035 337354 CHRISTOPHER B. C. Christopher Securities 1 US United States Columbia Union Natl Bk&Tr Co 198639 6036 6036 Priv. 100.00 15.00 100.0 21.737 np 21.737 4 CASH No Friendly 1 No No No No 0.023 B. C. Christopher Securities 71.00 COM COM CASH 690686020 08/10/81 09/08/81 C Completed United States US Bairnco Corp 300 Primera Blvd 057097 2821/2891/3083/3297/3999/3556 2821 057097 SBS Smith Barney Shearson 1 US United States Lightolier Inc 100 Lighting Way 532253 3646/3648/3641/3645 3646 1 Dean Witter Reynolds Inc Public 100.00 80.00 80.0 75.92 75.920 60.736 1 CASH No Friendly 1 60.7 No No No No Smith Barney Shearson LOL BZ 28.00 28.00 Suite 432 /7359/3425/2542/3569/3646/3441 CASHONLY 150552043 08/11/81 W Withdrawn United States US US Home Corp 1800 West Loop S 912061 1521/1522/6552/6162 1521 912061 US United States Golden West Homes 3100 N. Perris Blvd 381328 2451 2451 Priv. 100.00 100.00 100.0 np np 45.00 2 COM No Friendly 1 No No No No UH COM 150549043 08/11/81 04/15/82 C Completed United States US Southwest Bancshares Inc, Hometown,Illinois 4062 Southwest Highway 844769 6035 6035 844769 US United States Preston State Bk-Dallas 741309 6712 6712 Priv. 100.00 100.00 100.0 61.800 np 65.00 4 CASH No Friendly 1 No No No No SWB 20.60 CASH COM COM 150555043 08/12/81 05/18/82 C Completed United States US Interfirst Corp 458669 6712/6799/6719 6712 45468H US United States Peoples Natl Bk-Wapakoneta 712141 6712 6712 Priv. 100.00 100.00 100.0 56.008 np 56.008 2 COM No Friendly 1 No No No No 48.78 COM 150556043 08/13/81 12/04/81 C Completed United States US Texas Commerce Bancshares, Houston,Texas 600 Travis 882315 6021/6712 6021 163798 US United States Hillside Capital Inc 432356 6211/6282/6289 6211 Priv. 100.00 100.00 100.0 12.600 12.600 12.60 2 COM No Friendly 1 No No No No TCB COM 150557043 08/13/81 05/17/82 C Completed United States US Northern Trust Corp 50 S La Salle St 665859 6021/6712 6021 665859 US United States Ohare Banc Corp 677100 6021 6021 Public 100.00 100.00 100.0 20.091 np 20.091 3 CASH No Friendly 1 No No No No NTRS 32.61 CASH COM 150558043 08/13/81 03/18/82 C Completed United States US Huntington Bancshares Inc, Columbus,Ohio 41 South High Street 446150 6021/6712 6021 446150 US United States Reeves Banking & Trust Co 758522 6022/6712 6022 1 McDonald Investments Priv. 100.00 100.00 100.0 30.140 np 30.10 3 CASH No Friendly 1 No No No No HBAN 68.50 Huntington Center COM CASH 150560043 08/14/81 09/11/81 C Completed United States US Allied Stores Corp 1114 Avenue of the Americas 019519 5311/5611/5621/5331 5311 019519 MLCM Merrill Lynch Capital Markets 1 US United States Garfinckel Brooks Bros Miller 366028 5999 5999 1 Shearson Lehman Hutton Public 100.00 96.58 100.0 331.802 np 232.283 3 CASH No Hostile 1 No No No No 1.3 Merrill Lynch Capital Markets ALS 53.00 COM CASH 150565043 08/15/81 02/01/82 C Completed United States US United Telecommunications Inc PO Box 11315 913025 4813/4812/4899/4822/5065/2741 4813 913025 US United States Insurance Systems Of America 458057 7372 7372 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 37.141 np 36.50 2 COM No Friendly 1 No No No No 0.8 0.661 86.61 /6719 COM 150567043 08/18/81 02/01/82 C Completed United States US Petrie Stores Corp 70 Enterprise Ave 716434 5621/5632 5621 716434 US United States Hartfield-Zodys Inc 416234 5311/5621/5661/2335 5311 1 Bear Stearns & Co Inc Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No PST 150569043 08/18/81 09/01/81 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States Lake Natl Bk 510223 6712 6712 1 McDonald Investments Priv. 100.00 100.00 100.0 50.328 np 44.024 2 COM No Friendly 1 No No No No 0.05 ONE 56.63 /6099/6733/6311/6159/6712 COM 150566043 08/18/81 W Withdrawn United States US Bergen Brunswig Corp 4000 Metropolitan Dr 083739 5122/5047/7822/5064/5045/5065 5122 083739 US United States Strother Drug Co 863421 5122 5122 Public 100.00 100.00 100.0 np np 12.80 4 CASH No Friendly 1 No No No No SDCO BBC 15.25 CASH COM COM 150579043 08/20/81 02/11/82 C Completed United States US Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 442272 US United States Estacado Inc 297300 4925/2911 4925 Priv. 100.00 100.00 100.0 50.000 50.000 50.00 1 COM No Friendly 1 No No No No HNG 45.45 150583043 08/20/81 W Withdrawn United States US First Pennsylvania Corp, Philadelphia,Pennsylvania Centre Square West 336072 6021/6712/6371 6021 336072 US United States Warren Natl Bk 935426 6035/6036 6035 Priv. 100.00 100.00 100.0 29.272 np 29.272 4 PFD No Hostile 1 No No No No FPA 80.00 1500 Market Street CVTPFD CASH NOTE 690694020 08/21/81 12/17/81 C Completed United States US American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 026681 MS Morgan Stanley & Co 1 US United States Bentley Laboratories Inc 082647 3841 3841 2 Lehman Brothers Kuhn Loeb Public 100.00 100.00 100.0 243.076 243.076 243.076 1 COM No Friendly 1 No No No No Morgan Stanley & Co AHS 50.70 50.70 Alex Brown & Sons Inc 150585043 08/21/81 12/10/81 C Completed United States US Service Corp International 1929 Allen Parkway 817565 7261 7261 817565 01 US United States IFS Industries Inc 449510 6531/7261 6531 1 Bear Stearns & Co Inc Priv. 100.00 100.00 100.0 70.857 np 47.025 2 COM No Friendly 1 No No No No 0.1 SRV 16.51 P.O. Box 130548 COM 150588043 08/24/81 01/14/85 C Completed United States US First Florida Banks Inc First Florida Tower 320264 6021/6712 6021 320264 US United States Bk Of Clearwater 061293 6712 6712 Priv. 100.00 100.00 100.0 24.105 np 24.089 2 COM No Friendly 1 No No No No FFBK 125.00 111 Madison Street COM 150591043 08/25/81 10/27/81 C Completed United States US Smithfield Foods Inc 200 Commerce Street 832248 2011/2013/5147/0213/2015/6719 2011 832248 US United States Gwaltney (Itt Cont Baking) 403658 2011 2011 Sub. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No SFD 150602043 08/28/81 W Withdrawn United States US Cullen/Frost Bankers Inc 100 West Houston Street 229899 6021/6022/6712 6021 229899 01 US United States Union Natl Bk Of Laredo 907380 6712 6712 Priv. 100.00 100.00 100.0 19.009 np 21.96 3 COM No Friendly 1 No No No No 35.59 COM CVTPFD 150599043 08/28/81 10/01/81 C Completed United States US Mercury S&L Assn, Huntington Beach, California 589408 6036 6036 589408 01 US United States Westdale S&L Asso 957525 6712 6712 Priv. 100.00 100.00 100.0 12.997 np 13.00 2 CASH No Friendly 1 No No No No MSL 20.14 NOTE 150612043 09/01/81 12/01/81 C Completed United States US Sherwin-Williams Co 101 West Prospect Avenue 824348 2851/3479/5198/5912 2851 824348 MLCM Merrill Lynch Capital Markets 1 US United States Gray Drug Stores Inc 389280 5912/5311 5912 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 88.192 np 60.00 3 CASH No Friendly 1 No No No No 0.4 0.465 Merrill Lynch Capital Markets SHW 21.00 CASH COM 150615043 09/02/81 09/02/81 C Completed United States US CP National Corp 120 Montgomery St 126157 4911 4911 126157 US United States Great Southwest Telephone Corp 391307 4813 4813 Priv. 100.00 100.00 100.0 46.700 46.700 46.70 No Friendly 1 No No No No CPN 150614043 09/02/81 10/30/81 C Completed United States US Alco Standard Corp PO Box 834 013788 5113/5112/5182/5087/5044/5051 5113 013788 US United States Strother Drug Co 863421 5122 5122 1 Wheat First Securities Inc Public 100.00 61.00 100.0 13.818 np 13.60 3 CASH No Friendly 1 No No No No SDCO ASN 16.00 /3556/3589/3769/3443/7699 CASH COM 150619043 09/03/81 03/31/82 C Completed United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States Lakewood Bank and Trust Co 512508 6022 6022 Public 100.00 100.00 100.0 11.906 np 45.70 2 COM No Friendly 1 No No No No LKWD ALBN 7.01 COM 150616043 09/03/81 10/07/81 C Completed United States US Fluorocarbon Co 27611 La Paz Rd 343868 3061/3053/3087 3061 343868 US United States Sepco Corp 817312 1311 1311 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No FCBN 150631043 09/08/81 W Withdrawn United States US Marathon Oil Co 539 S Main St 565845 1311/1382/2911/4612/5172/8731 1311 565845 US United States Husky Oil Co of Delaware 448078 1311/2911/2999/3441/5051 1311 Public 100.00 100.00 100.0 np np 650.00 No Friendly 1 No No No No HYO MRO 150638043 09/09/81 01/12/82 C Completed United States US Schlumberger Ltd 5599 San Felipe 806857 1389/1382/8742/8748/7372/7373 1389 806857 US United States Applicon Inc 4251 Plymouth Rd 038144 3577/7372 3577 Public 100.00 100.00 100.0 222.407 np 222.00 2 COM No Friendly 1 No No No No APPL SLB 37.00 17Th Floor /7379 COM 150639043 09/09/81 W Withdrawn United States US Southeast Banking Corp,Miami, Florida One Southeast Financial Center 841338 6021/6162/6159/6712 6021 841338 US United States Florida National Banks of Florida Inc 225 Water Street 341018 6021/6712 6021 1 Salomon Brothers Public 100.00 100.00 100.0 381.092 np 270.00 6 CASH No Hostile 1 No No No No FNBF STB 32.00 CASH COM CASH COM COM 150633043 09/09/81 09/30/81 C Completed United States US Oak Industries Inc 1000 Winter Street 671400 3678/3823/3674 3678 671400 US United States Natl Subscription Tel Of La 637907 4833 4833 Priv. 100.00 100.00 100.0 55.000 55.000 55.00 No Friendly 1 No No No No OAK 150635043 09/09/81 W Withdrawn United States US Occidental Petroleum Corp 10889 Wilshire Boulevard 674599 1311/4922/2821/2819/2869/2873 1311 674599 US United States Zapata Corp 270 Commerce Drive 989070 6799/6719 6799 Public 100.00 100.00 100.0 1,176.178 np 760.00 2 COM No Friendly 1 No No No No ZAP OXY 36.00 PFD 150644043 09/10/81 11/18/81 C Completed United States US Donaldson Lufkin & Jenrette Inc(old,now 257661) 140 Broadway 257660 6211 6211 29444G DLJ Donaldson Lufkin & Jenrette 1 US United States Acli Intl 00380Z 8742/8748 8742 1 Wertheim Priv. 100.00 100.00 100.0 22.000 22.000 22.00 1 PFD No Friendly 1 No No No No Donaldson Lufkin & Jenrette DLJ 150645043 09/10/81 10/01/81 C Completed United States US JL Clark Manufacturing Co 2323 S 6th Street 181468 3714/3411/3089/2655/3569/3599 3714 181468 US United States Baldwin JA Manufacturing Co 058111 3714 3714 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 46.000 46.000 46.00 No Friendly 1 No No No No CLRK 150641043 09/10/81 09/10/81 C Completed United States US CompuMed Systems Corp 1230 Rosecrans Avenue 204914 5047/3845 5047 204914 US United States Comparator Systems Corp 4350 Von Karman 204494 3999/5049 3999 Public 100.00 100.00 100.0 118.1 118.100 118.10 1 COM No Friendly 1 No No No No IDID CMPD Suite 1000 Suite 180 150642043 09/10/81 03/01/82 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 01 US United States Union Natl Bk 907634 6022 6022 1 McDonald Investments Priv. 100.00 100.00 100.0 25.527 np 44.46 2 COM No Friendly 1 No No No No 0.035 ONE 42.71 /6099/6733/6311/6159/6712 COM 150646043 09/11/81 W Withdrawn United States US Anacomp Inc 11550 N Meridian St 032375 7379 7379 032375 US United States DSI Corp 17800 SW 268th St 233312 5261/8071/1381 5261 Public 100.00 100.00 100.0 29.551 np 22.20 2 COM No Friendly 1 No No No No DSIC AAC 6.90 Suite 600 COM 150658043 09/15/81 11/04/81 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 US United States Coca-Cola Bottling Of Ft Worth 191099 2087/2037/2084 2087 Priv. 100.00 100.00 100.0 120.000 120.000 120.00 No Friendly 1 No No No No KO Po Box 1734 150659043 09/15/81 02/08/82 C Completed United States US American General Corp 2929 Allen Parkway 026351 6311/6321/6331/6351/6282/6719 6311 026351 SLH Shearson Lehman Hutton 1 01 US United States Credithrift Financial Corp (Credithrift Financial Inc) 601 N.W. Second St 225417 6141/6411/6159/6311/6719 6141 1 Merrill Lynch Capital Markets Sub. 100.00 90.40 100.0 692.886 np 150.00 4 CASH No Friendly 1 No No No No 1.15 Shearson Lehman Hutton AGC 12.50 DEB CASH DEB 150656043 09/15/81 04/01/82 C Completed United States US Excel Energy Corp 300653 1311 1311 300653 US United States Griffin Petroleum Corp 398173 1311 1311 Public 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No GRIF EXLL 150660043 09/15/81 W Withdrawn United States US Brunswick Corp 1 North Field Court 117043 3732/3519/3812/3949/7032/5091 3732 117043 US United States International Controls Corp 2016 N Pitcher St 459362 3715/3728/3625/4925/3612/3463 3715 Public 100.00 100.00 100.0 105.036 np 87.40 5 CASH No Friendly 1 No No No No INC BC 22.84 /5088 /4449/4213 CASH COM COM COM 150657043 09/15/81 11/27/81 C Completed United States US Inter-Regional Financial Group Dain Bosworth Plaza 458351 6211/6282/6512/6531/6719 6211 458351 US United States Rauscher Pierce Refsnes Inc 700 N Pearl 754103 6211/6282/6289 6211 Priv. 100.00 100.00 100.0 32.000 32.000 32.00 2 COM No Friendly 1 No No No No IFG 23.93 60 South Sixth Street Suite 2500 COM 150662043 09/16/81 02/02/82 C Completed United States US Dr Pepper Co 5523 E Mockingbird Ln 256129 2087 2087 256129 EFH EF Hutton & Co Inc 1 US United States Canada Dry Corp(Dr Pepper) 134897 2086 2086 Sub. 100.00 100.00 100.0 np np 143.00 No Friendly 1 No No No No EF Hutton & Co Inc 150672043 09/17/81 08/31/82 C Completed United States US Northwest Bancorp,Minnesota 667332 6021/6719 6021 667332 SAL Salomon Brothers 1 US United States Dial Corp(Greyhound Corp) 111 W Clarendon 252468 2841/2842/2844/2013/5122 2841 Sub. 100.00 100.00 100.0 764.529 np 252.00 3 CASH No Friendly 1 No No No No Salomon Brothers NOB 56.00 CASH COM 150667043 09/17/81 07/30/82 C Completed United States US First City Bancorp of Texas Inc 1001 Main St 319594 6712 6712 319594 US United States McAllen State Bk 579050 6712 6712 Priv. 100.00 100.00 100.0 50.000 50.000 50.00 2 COM No Friendly 1 No No No No FBT 186.66 COM 150666043 09/17/81 09/17/81 C Completed United States US CTS Corp 905 West Boulevard North 126501 3679/3676/3672/3674/5065 3679 126501 US United States Printex(Anglo Energy Ltd) 742559 3676 3676 Sub. 100.00 100.00 100.0 np np 13.25 No Friendly 1 No No No No CTS 150675043 09/21/81 09/21/81 C Completed United States US Ryder System Inc 3600 N.W. 82nd Ave 783549 7513/4213/7538/5088/4581/8742 7513 783549 US United States Frank B Hall & Co(Reliance Financial Services/Reliance Grp Holdings) 549 Pleasantville Rd 405891 6411 6411 Public 100.00 100.00 100.0 332.04 np 22.00 3 CASH No Friendly 1 No No No No FBH RDR 27.37 /4151/4212 CASH COM 150679043 09/21/81 W Withdrawn United States US Petro-Lewis Corp 717 17th St 716451 1311 1311 716451 US United States Mcrae Consolidated Oil & Gas 582726 1311 1311 Priv. 100.00 100.00 100.0 514.992 np 484.60 3 CASH No Friendly 1 No No No No PTL 31.00 CASH COM 150681043 09/22/81 W Withdrawn United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 US United States Keuffel & Esser Co (KRATOS Inc) Ford Rd 492710 3829/3952/3861/3827/3545/5099 3829 Sub. 100.00 100.00 100.0 72.533 np 55.00 3 CASH No Friendly 1 No No No No JR 31.00 Post Office Box 2218 /2672 CASH COM 150682043 09/22/81 12/19/81 C Completed United States US Fleming Cos Inc 6301 Waterford Blvd 339130 5411/5141 5411 339130 US United States McLain Grocery Co 581756 5141/5142/5148/5199 5141 Priv. 100.00 100.00 100.0 24.2 24.200 24.20 2 COM No Friendly 1 No No No No FLM Po Box 299013 COM 150680043 09/22/81 09/22/81 C Completed United States US Farm House Foods Corp 250 East Wisconsin Avenue 307670 5141/5411/5122/5912/5147/5142 5141 307670 US United States W&F Manufacturing Co 929314 3999/2891 3999 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No FHFC /5331 150690043 09/23/81 09/23/81 C Completed United States US Safeguard Scientifics Inc 800 The Safeguard Building 786449 6799/6719 6799 786449 US United States Coherent Inc 5100 Patrick Henry Drive 192479 3674/3845/3679 3674 Public 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No COHR SFE 435 Devon Park Drive 150689043 09/23/81 09/24/81 C Completed United States US Penn Virginia Corp Four Radnor Corporate Center 707882 1311/1381/1382 1311 707882 US United States Controlled Resources Oil&Gas 212403 1311 1311 Priv. 100.00 100.00 100.0 12.000 12.000 12.00 1 COM No Friendly 1 No No No No PVA Suite 200, 100 Matsonford Rd 150693043 09/24/81 12/15/81 C Completed United States US Wyoming National Corp 983398 6021/6712 6021 983398 01 US United States First Bankshares Of Wyoming 319290 6712 6712 Priv. 100.00 100.00 100.0 12.956 np 10.616 2 COM No Friendly 1 No No No No 11.88 COM 150694043 09/24/81 03/22/82 C Completed United States US Genuine Parts Co 2999 Circle 75 Parkway 372460 5013/5084/5112/5021 5013 372460 US United States General Automotive Parts Corp 369046 5013/5085/3714 5013 Priv. 100.00 100.00 100.0 246.000 246.000 246.00 2 COM No Friendly 1 No No No No GPC 63.07 COM 150700043 09/25/81 12/31/81 C Completed United States US MA Hanna Co 100 Erieview Plz 410522 2819/2869/2899 2819 410522 US United States Midland Southwest Corp 214 W Texas Ave 400 597740 1382 1382 1 Prescott Ball & Turben Inc Public 100.00 31.00 80.0 81.930 np 56.50 3 CASH No Friendly 1 No No No No MISC HNM 20.00 Suite 3600 CASH COM 150698043 09/25/81 09/25/81 C Completed United States US National Data Corp National Data Plaza 635621 7389/8741/8721/7374/7375 7389 635621 01 US United States Rapidata Inc 753444 7374 7374 1 Broadview Associates Public 100.00 100.00 100.0 26.787 np 24.30 2 COM No Friendly 1 No No No No 0.15 NDC 16.60 COM 150703043 09/28/81 02/15/83 C Completed United States US Wetterau Inc 8920 Pershall Rd 961896 5141/5411/5311/5912/2053/8742 5141 961896 US United States Laneco Inc 8920 Pershall Rd 515506 5311/5411 5311 Public 100.00 100.00 100.0 32.015 np 19.40 2 COM No Friendly 1 No No No No LNO WETT 14.94 COM 150707043 09/29/81 04/15/82 C Completed United States US Levi Strauss & Co Levi's Plaza 527364 2325/2321/2339/2329/2311/2331 2325 527364 US United States Santone Ind Inc 802895 3999 3999 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No PO Box 7215 150722043 10/05/81 10/05/81 C Completed United States US Columbia Gas System Inc 20 Montchanin Rd 197648 4923/4925/1311/4911/5172/6719 4923 197648 01 US United States Commonwealth Natural Resrcs 203183 4923 4923 1 Wheat First Securities Inc Priv. 100.00 100.00 100.0 54.590 np 43.554 2 COM No Friendly 1 No No No No CG 37.67 COM 150726043 10/07/81 12/31/81 C Completed United States US Sears Roebuck & Co Sears Tower 812387 5311/5961/6331/6311/6321/6211 5311 482584 GS Goldman Sachs & Co 1 US United States Dean Witter Reynolds 977479 6211/6282/6289 6211 Priv. 100.00 100.00 100.0 577.556 np 607.00 4 CASH No Friendly 1 No No No No 2.0 Goldman Sachs & Co S 50.00 /6531 CASH COM COM 150731043 10/08/81 01/12/82 C Completed United States US Matagorda Drilling and Exploration Co 576529 1381/1382/1389 1381 576529 US United States Stanley Swabbing&Well Serv Co 854573 1389 1389 Priv. 100.00 100.00 100.0 23.000 23.000 23.00 No Friendly 1 No No No No MDEC 691737020 10/08/81 12/29/81 C Completed United States US Sears Roebuck & Co Sears Tower 812387 5311/5961/6331/6311/6321/6211 5311 482584 GS Goldman Sachs & Co 1 US United States Dean Witter Reynolds Organization Inc 977480 6282/6211 6282 1 Dean Witter Reynolds Inc Public 100.00 100.0 649.702 649.702 649.702 2 CASH No Friendly 1 649.7 No No No No Goldman Sachs & Co S 50.00 50.00 /6531 COM 150733043 10/13/81 01/15/82 C Completed United States US St Paul Cos Inc 385 Washington Street 792860 6331/6321/6351/6211/6411/6282 6331 792860 GS Goldman Sachs & Co 1 US United States Seaboard Surety Co Water Street 811624 6351/6211/6399 6351 Sub. 100.00 100.00 100.0 84.500 84.500 84.50 No Friendly 1 No No No No Goldman Sachs & Co STPL /6799/6719 150735043 10/13/81 01/02/82 C Completed United States US Allegheny International Inc Two Oliver Plz 017372 5722/3634/3822 5722 017372 FBC First Boston Corp 1 01 US United States Sunbeam Corp 2100 New River Center 867068 3634/3822/3524/3825/3356/3496 3634 1 Morgan Stanley & Co Public 100.00 42.60 100.0 802.978 np 618.965 4 CASH No Friendly 1 No No No No 2.6 First Boston Corp SOC AG 41.00 200 East Las Olas Blvd /3312/3316/3315/3317/3462/3842 CASH /2514 COM PFD 150746043 10/16/81 10/16/81 C Completed United States US Gilbert Associates Inc Morgantown Road 375307 8711/6719 8711 375307 01 US United States GAI-Tronics Corp 525 Lancaster Rd 362688 3661 3661 1 Reis Public 100.00 58.50 100.0 16.972 np 11.70 2 COM No Friendly 1 No No No No 0.04 GILBA 65.48 COM 150745043 10/16/81 12/17/81 C Completed United States US Amstar Corp 1251 Ave of the Americas 032172 2062/2063/2099/3541/3089/3546 2062 03217Q US United States Norlin Corp 75 Varick St 656041 8741/6531/2741 8741 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 56.000 56.000 56.00 No Friendly 1 No No No No NRLNF ASRPP 150748043 10/19/81 10/19/81 C Completed United States US Communications Satellite Corp 950 L'Enfant Plaza SW 203417 4899/4813/4812/4822/4841/8748 4899 203417 FBC First Boston Corp 1 US United States Amplica Inc(Communications Satellite Corp) 950 Lawrence Dr 032098 3663 3663 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 56.003 np 57.00 3 CASH No Friendly 1 No No No No First Boston Corp AMPI CQ 13.50 /3663 CASH COM 150753043 10/20/81 12/31/81 C Completed United States US Frank B Hall & Co(Reliance Financial Services/Reliance Grp Holdings) 549 Pleasantville Rd 405891 6411 6411 759464 US United States Jartran Inc 471150 7513 7513 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No FBH 150755043 10/20/81 08/02/82 C Completed United States US Republic of Texas Corp 760820 6021/6719 6021 760820 US United States Lubbock Natl Bk 549152 6035/6036 6035 Priv. 100.00 100.00 100.0 51.200 51.200 51.20 2 COM No Friendly 1 No No No No RPT COM 150757043 10/20/81 05/11/82 C Completed United States US Leaseway Transportation Corp 370 Park East Drive 522066 4213/4214/4225/7515/7513/4119 4213 522066 01 US United States Midwestern Distribution Inc 59843Q 4213 4213 1 Alex Brown & Sons Inc Priv. 100.00 57.30 100.0 40.988 np 25.547 3 CASH No Friendly 1 No No No No LTC 14.50 CASH COM 150761043 10/21/81 02/22/82 C Completed United States US Deere & Co One John Deere Place 244199 3523/3531/3524/3537/5083/5082 3523 244199 01 US United States Central Natl Financial Corp 154578 6311/6321 6311 Priv. 100.00 100.00 100.0 33.804 np 34.00 3 CASH No Friendly 1 No No No No DE 36.00 /6159 CASH COM 150773043 10/23/81 10/23/81 C Completed United States US Williams Electronics Inc 969901 3999 3999 969901 US United States Paraffine Oil Corp 69910K 1311/2911 1311 Priv. 100.00 100.00 100.0 29.000 29.000 29.00 No Friendly 1 No No No No WMS 150778043 10/26/81 05/12/82 C Completed United States US American Telephone & Telegraph Co 550 Madison Avenue 030177 4813/4822/3661/3577/3357/5065 4813 030177 US United States Pacific Telephone and Telegraph Co 694886 4813 4813 1 Dillon, Read & Co Inc Public 100.00 8.50 100.0 10,887.285 np 386.40 3 COM No Friendly 1 No No No No PAC T 20.13 /5045/5063/5999 CASH PFD 150783043 10/27/81 04/08/82 C Completed United States US American Can Co American Lane 024843 6282/6289 6282 024843 LAZ Lazard Freres & Co LLC 1 01 US United States Associated Madison Cos Inc (American Can Co) 200 Park Ave 045708 6162/6712 6162 1 Bear Stearns & Co Inc Sub. 100.00 100.00 100.0 111.544 np 140.00 4 CASH No Friendly 1 No No No No 0.1 Lazard Freres & Co LLC AC 15.00 P.O. Box 3610 Suite 3100 CASH COM COM 150792043 10/28/81 02/18/82 C Completed United States US Easco Inc 706 South State St 270330 3423/3425/3354/3355/3569/3443 3423 270330 US United States K-D Manufacturing Co 482436 3537 3537 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 12.500 12.500 12.50 1 COM No Friendly 1 No No No No ES 150791043 10/28/81 12/14/81 C Completed United States US Taft Broadcasting Co 1718 Young St 873635 4832/4833/7996/7812 4832 873635 US United States Philadelphia Natl League Club 717775 7941 7941 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No TFB 150790043 10/28/81 10/29/81 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 US United States Provincial House Inc 744100 8059 8059 Priv. 100.00 100.00 100.0 40.000 40.000 40.00 No Friendly 1 No No No No BEV Suite 900 150793043 10/29/81 01/13/82 C Completed United States US Fremont General Corp 2425 Olympic Boulevard 357288 6021/6022/6712/6141/6153/6159 6021 357288 US United States Maxicare Health Plans Inc (Fremont General Corp) 5200 W Century Blvd 577904 6324/8011 6324 Sub. 100.00 94.00 94.0 51.000 np 11.00 3 CASH No Friendly 1 No No No No MAXI FMT 25.50 3Rd Floor CASH COM 150795043 10/30/81 11/02/81 C Completed United States US Eagle Clothes Inc 350 Fifth Avenue 269461 2311/2321/8742 2311 269461 US United States Aptco Auto Auctions Inc 038331 5012 5012 Priv. 100.00 100.00 100.0 22.000 22.000 22.00 No Friendly 1 No No No No EGL 150805043 11/02/81 01/22/82 C Completed United States US Walco National Corp 931159 3621/3511 3621 931159 BEAR Bear Stearns & Co Inc 1 US United States General Steel Ind Inc 370856 3322/3321/3743/3231 3322 1 Kidder Peabody & Co Inc Priv. 100.00 19.20 53.3 74.089 np 14.75 3 CASH No Hostile 1 No No No No 0.1 0.398 Bear Stearns & Co Inc 19.00 CASH COM 692081020 11/02/81 12/31/81 C Completed United States US Allegheny International Inc Two Oliver Plz 017372 5722/3634/3822 5722 017372 FBC First Boston Corp 1 US United States Sunbeam Corp 2100 New River Center 867068 3634/3822/3524/3825/3356/3496 3634 1 Morgan Stanley & Co Public 100.00 100.0 624.109 624.109 624.109 2 CASH No Friendly 1 624.1 No No No No First Boston Corp SOC AG 41.00 41.00 200 East Las Olas Blvd /3312/3316/3315/3317/3462/3842 CVTPFD /2514 150809043 11/03/81 04/01/82 C Completed United States US MGF Oil Corp(Southmark Corp) 508 West Wall 552813 1311 1311 844544 US United States Griffin Petroleum Corp 398173 1311 1311 Public 100.00 100.00 100.0 39.201 np 42.70 4 CASH No Friendly 1 No No No No GRIF MGFO 2.31 Suite 800 COM COM CASH 150816043 11/04/81 01/19/82 C Completed United States US Beatrice Companies Inc Two North La Salle Street 074077 3589/2342/2521/2844/2676/2032 3589 074077 LAZ Lazard Freres & Co LLC 1 US United States Coca-Cola La(Northwest) 191150 2086/3585/3823/4832 2086 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 600.00 No Friendly 1 No No No No Lazard Freres & Co LLC BRY /2024/2011/2013/2023/2064/2026 /2046 150815043 11/04/81 12/31/81 C Completed United States US Pan American Banks Inc 250 SE 1st St 697760 6021/6712 6021 697760 US United States Peoples Bk (7 Florida Bks) 71066Q 6712 6712 Sub. 100.00 100.00 100.0 28.000 28.000 28.00 3 CASH No Friendly 1 No No No No PAB 46.20 COM CASH 150820043 11/05/81 02/01/82 C Completed United States US Sealed Power Corp 100 Terrace Plaza 812132 3714/3546/3569/3829/5013 3714 812132 SBH Smith Barney, Harris Upham 1 US United States Kent-Moore Corp 490620 3549/3559/3829/3465 3549 1 Becker Paribas Incorporated Priv. 100.00 100.00 100.0 71.614 np 71.00 4 CASH No Friendly 1 No No No No 0.46 0.71 Smith Barney, Harris Upham SPW 38.00 COM COM CASH 150821043 11/05/81 W Withdrawn United States US Orbanco Financial Services Corp 101 SW Fifth Ave 685551 6022/8748/6712 6022 685551 US United States Western Bank,Coos Bay,Oregon 290 S 4th St 957710 6022 6022 Public 100.00 100.00 100.0 np np 18.00 2 COM No Friendly 1 No No No No WSBK ORBN COM 150825043 11/06/81 11/24/81 C Completed United States US Peoples Energy Corp 130 East Randolph Drive 711030 4924/4931/4923/4932 4924 711030 FBC First Boston Corp 1 US United States Austin Drilling Cos 052196 1381 1381 Priv. 100.00 100.00 100.0 41.000 41.000 41.00 No Friendly 1 No No No No First Boston Corp PGL 24Th Floor 150824043 11/06/81 06/04/82 C Completed United States US Patriot Bancorp, Boston, MA 63 Franklin St 703355 6021/6712 6021 703355 US United States Commonwealth Natl Corp 203172 6022/6712/6163 6022 Priv. 100.00 100.00 100.0 11.300 11.300 11.30 3 CASH No Friendly 1 No No No No PATBP 56.00 COM CASH 150826043 11/06/81 09/13/82 C Completed United States US CBT Corp,Hartford, Connecticut 1 Constitution Plz 124850 6021/6712 6021 124850 01 US United States Orange Natl Bk 685082 6712 6712 Priv. 100.00 100.00 100.0 2.062 np 20.618 5 CASH No Friendly 1 No No No No CBCT 18.00 COM COM COM CASH 150845043 11/13/81 03/02/82 C Completed United States US Baker International Corp 500 City Parkway West 057264 3533/3532/3569/3559/1389/5084 3533 057264 01 US United States Envirotech Corp 3000 Sand Hill Rd 294098 3532 3532 Public 100.00 100.00 100.0 122.191 np 75.00 4 CASH No Friendly 1 No No No No BKO 19.00 /5082 COM COM CASH 150841043 11/13/81 01/04/82 C Completed United States US Quanex Corp 1900 West Loop South 747620 3312/3316/3317/3463/3353/3325 3312 747620 US United States La Salle Steel Co 1412 150th Hammond 504811 3316 3316 Priv. 100.00 100.00 100.0 52.000 52.000 52.00 No Friendly 1 No No No No NX Suite 1500 /3365 150847043 11/16/81 08/17/82 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 US United States Mediplex Inc 585902 5088 5088 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 90.000 90.000 90.00 No Friendly 1 No No No No BEV Suite 900 150846043 11/16/81 11/17/81 C Completed United States US Petro-Lewis Corp 717 17th St 716451 1311 1311 716451 US United States Oil Wells(Petroleum Corp Tx) 67487L 1311/1321 1311 Priv. 100.00 100.00 100.0 np np 76.90 No Friendly 1 No No No No PTL 150851043 11/17/81 W Withdrawn United States US Gulf Oil Corp 402460 1311/2911/5411/1221/2819/1222 1311 402460 US United States Marathon Oil Co 539 S Main St 565845 1311/1382/2911/4612/5172/8731 1311 Public 100.00 100.00 100.0 np np 7,200.00 1 COM No Friendly 1 No No No No MRO GO 150856043 11/18/81 08/06/82 C Completed United States US Flagship Banks Inc,Orlando, Florida 338412 6021/6712 6021 338412 US United States Citizens Natl Bk-Naples 176082 6712 6712 Priv. 100.00 100.00 100.0 14.000 14.000 14.00 2 COM No Friendly 1 No No No No FLAG COM 150852043 11/18/81 03/11/82 C Completed United States US US Steel Corp 600 Grant St 912656 3312/1221/8711/2911/1311/6552 3312 912656 GS Goldman Sachs & Co 1 US United States Marathon Oil Co 539 S Main St 565845 1311/1382/2911/4612/5172/8731 1311 1 First Boston Corp Public 100.00 100.00 100.0 8,677.287 np 6,400.00 5 CASH No Friendly 1 No No No No 10.0 17.0 Goldman Sachs & Co MRO MRO 125.00 /4923/6719 COM CASH NOTE CASH 150853043 11/18/81 11/19/81 C Completed United States US Managed Care Solutions Inc 2510 W Dunlap Ave 56168X 7372/5045 7372 56168X US United States Palmetto General Hospital 69707T 8062 8062 Priv. 100.00 100.00 100.0 71.000 71.000 71.00 No Friendly 1 No No No No 150855043 11/18/81 07/31/82 C Completed United States US First Western Financial Corp, Las Vegas,Nevada 2700 West Sahara Ave 337531 6036/7374/7389/1531/6712 6036 337531 US United States Sierra Financial(Steiner Corp) 826283 6712 6712 Sub. 100.00 100.00 100.0 np np 16.50 1 PFD No Friendly 1 No No No No FWES 150861043 11/19/81 12/15/81 C Completed United States US Beatrice Companies Inc Two North La Salle Street 074077 3589/2342/2521/2844/2676/2032 3589 074077 US United States Louverdrape Inc 547100 2591/3089 2591 Priv. 100.00 100.00 100.0 50.000 50.000 50.00 No Friendly 1 No No No No BRY /2024/2011/2013/2023/2064/2026 /2046 150857043 11/19/81 02/26/82 C Completed United States US Corning Glass Works Houghton Park 219327 3229/3211/3231/3679/3841/3821 3229 219327 LAZ Lazard Freres & Co LLC 1 01 US United States MetPath Inc 1 Malcolm Ave 591590 8071 8071 1 Drexel Burnham Lambert Sub. 100.00 91.50 100.0 203.127 np 148.241 2 COM No Friendly 1 No No No No 0.1 Lazard Freres & Co LLC GLW 20.92 /3826 COM 150860043 11/19/81 02/11/82 C Completed United States US Witco Corp 1 American Lane 977385 2869/2843/2911/2992/3356/2895 2869 977385 GS/SBH Goldman Sachs & Co 2 01 US United States Richardson Co(Witco Corp) 763121 2821/3089 2821 1 First Boston Corp Sub. 100.00 100.00 100.0 67.381 np 64.00 5 COM No Friendly 1 No No No No 0.575 0.8 Goldman Sachs & Co WIT 27.50 /3496/3535/3541/5169/5172/5084 Smith Barney, Harris Upham CASH Smith Barney, Harris Upham CASH CASH CASH 150864043 11/20/81 03/03/82 C Completed United States US Marriott Corp Marriott Dr 571630 7011/5812/6794/8741/5947 7011 571630 01 US United States Host International inc 3402 Pico Blvd 441074 5812/5813/5947/5399/7011/5921 5812 1 Goldman Sachs & Co Public 100.00 100.00 100.0 234.178 np 152.35 3 CASH No Hostile 1 No No No No HII MHS 31.00 CASH COM 150870043 11/23/81 01/22/82 C Completed United States US Soundesign Harborside Financial Plaza 836088 3651/3661/2519 3651 836088 BEAR Bear Stearns & Co Inc 1 US United States Soundesign Harborside Financial Plaza 836088 3651/3661/2519 3651 Public 100.00 72.0 37.768 np 11.00 3 CASH No Not Appl. 1 No No No No 0.075 Bear Stearns & Co Inc 17.00 400 Plaza Two 400 Plaza Two COM CASH 150876043 11/24/81 03/04/82 C Completed United States US SmithKline Beckman Corp One Franklin Plaza 832377 2834/2835/3842/3826/3829/8071 2834 832377 MLCM Merrill Lynch Capital Markets 1 01 US United States Beckman Instruments Inc 2500 Harbor Blvd 075815 3826/3821/3823/3824/3841/3829 3826 1 PaineWebber Public 100.00 100.00 100.0 1,148.81 np 1,000.00 2 COM No Friendly 1 No No No No 1.5 0.3 Merrill Lynch Capital Markets BEC SKB 48.40 COM 150874043 11/24/81 01/11/83 C Completed United States US BankAmerica Corp,San Francisco,CA 555 California Street 066050 6021/6712/6799 6021 066050 SAL Salomon Brothers 1 US United States Schwab Investment Corp of Oregon 808503 6211 6211 Priv. 100.00 100.00 100.0 53.000 53.000 53.00 1 COM No Friendly 1 No No No No Salomon Brothers BAC 150879043 11/26/81 11/26/81 C Completed United States US Control Data Corp 8100 34th Ave South 212363 8742/8721/6411 8742 212363 MLCM Merrill Lynch Capital Markets 1 US United States Control Data Corp 8100 34th Ave South 212363 8742/8721/6411 8742 Public 100.00 100.00 100.0 1,639.863 np 14.885 3 CASH No Not Appl. 1 No No No No 0.11 Merrill Lynch Capital Markets CDA CDA 41.00 CASH COM 150881043 11/30/81 02/17/82 C Completed United States US Gould Inc 10 Gould Center 383492 3571/3679/3823/3841/3471 3571 383492 CONTINENTAL-ILL Continental Illinois National 1 01 US United States American Micro Systems Inc 2300 Buckskin Road 027525 3669 3669 1 Kidder Peabody & Co Inc Public 100.00 96.90 100.0 169.719 np 200.00 2 COM No Friendly 1 No No No No 1.0 0.9 Continental Illinois National GLD 39.16 COM 150884043 11/30/81 10/01/82 C Completed United States US Dauphin Deposit Corp, Harrisburg,Pennsylvania 213 Market St 238282 6022/6712 6022 238282 01 US United States Southern Pennsylvania Bk 843605 6712 6712 Priv. 100.00 100.00 100.0 20.624 np 20.624 2 COM No Friendly 1 No No No No DAPN 29.76 COM 150888043 12/02/81 04/01/83 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States Heritage Bancorp Inc, Burlington,Kentucky 1818 Florence Pike 427208 6036/6712 6036 Public 100.00 100.00 100.0 18.4 18.400 18.40 2 COM No Friendly 1 No No No No HEBC ONE /6099/6733/6311/6159/6712 COM 150889043 12/02/81 03/31/83 C Completed United States US Huntington Bancshares Inc, Columbus,Ohio 41 South High Street 446150 6021/6712 6021 446150 KP Kidder Peabody & Co Inc 1 01 US United States Union Commerce Corp 906042 6022/6719 6022 1 First Boston Corp Public 100.00 100.00 100.0 143.576 np 66.30 4 COM No Hostile 1 No No No No 0.913 Kidder Peabody & Co Inc UCM HBAN 22.50 Huntington Center COM CASH CASH 150892043 12/03/81 02/09/82 C Completed United States US Norton Co(Cie De Saint-Gobain SA) 1 New Bond St 668605 3291/3541/3425/3264/3081/3083 3291 789585 01 US United States Chemplast Inc 163852 3089 3089 1 Ingalls & Snyder Priv. 100.00 79.00 100.0 22.82 np 22.82 2 COM No Friendly 1 No No No No 0.07 NRT 15.00 /3086/2891/2819/3533 COM 150895043 12/03/81 12/23/82 C Completed United States US Liberty National Bancorp Inc 416 W Jefferson St 530791 6021/7359/6712 6021 530791 01 US United States United Kentucky Inc 910764 6712/6022 6712 1 Robinson-Humphrey Co Priv. 100.00 100.00 100.0 18.213 np 18.214 5 CASH No Friendly 1 No No No No 0.05 LNBC 23.00 COM COM COM CASH 150899043 12/07/81 W Withdrawn United States US Towner Petroleum Co 892149 1311 1311 892149 US United States Transcontinental Energy Corp 893560 1381/1311/1221/1222 1381 Public 100.00 100.00 100.0 127.106 np 47.30 2 COM No Friendly 1 No No No No TOC TOP 18.37 COM 150900043 12/08/81 01/06/82 C Completed United States US Society Corp 127 Public Square 833663 6021/6022/6311/6331/8741/6799 6021 833663 US United States Citizens Bk-Hamilton Oh 173792 6022/6712 6022 Priv. 100.00 100.00 100.0 10.7 10.700 10.70 3 CASH No Friendly 1 No No No No SOCI 53.50 /7374/6211/6162/6159/6712 CASH COM 150901043 12/08/81 06/18/82 C Completed United States US Texas International Co (Pentacon Inc) 6525 N Meridian 882534 1311/1381/1382 1311 709620 DLJ Donaldson Lufkin & Jenrette 1 01 US United States Phoenix Resource Co(Apache Corp) 6525 N Meridian 719125 1311 1311 1 Morgan Stanley & Co Sub. 100.00 48.50 100.0 83.644 np 83.644 2 COM No Friendly 1 No No No No 0.37 1.0 Donaldson Lufkin & Jenrette TEI 15.12 Suite 102 COM 150903043 12/08/81 12/29/81 C Completed United States US Dresser Industries Inc 2001 Ross Ave 261597 3533/3561/3255/1382/3563/3532 3533 406216 US United States Reliance Standard Life Insurance Co(Dresser Industries) 2501 Parkway 759506 6311/6321 6311 Sub. 100.00 100.00 100.0 835.61 np 105.00 3 CASH No Friendly 1 No No No No DI 78.71 /3823/3825/7353 CASH COM 150905043 12/08/81 W Withdrawn United States US Bond Industries Inc 097880 2211/2261/2321/2329 2211 097880 US United States Wieboldt Stores Inc 25 East Washington 967613 5311 5311 Public 100.00 100.00 100.0 62.027 np 22.125 3 CASH No Friendly 1 No No No No WIE 8.00 CASH COM 692141020 12/09/81 09/07/82 C Completed United States US National City Corp,Cleveland, Ohio 1900 East Ninth Street 635405 6022/6282/6722/6726/6719 6022 635405 KEEFE Keefe Bruyette & Woods Inc 1 US United States Ohio Citizens Bancorp 677246 6022 6022 1 Dean Witter Reynolds Inc Public 100.00 100.0 63.957 63.957 63.957 2 CASH No Friendly 1 64.0 No No No No Keefe Bruyette & Woods Inc NCTY NOTES 150912043 12/09/81 09/07/82 C Completed United States US National City Corp,Cleveland, Ohio 1900 East Ninth Street 635405 6022/6282/6722/6726/6719 6022 635405 KEEFE Keefe Bruyette & Woods Inc 1 US United States Ohio Citizens Bancorp 677246 6022 6022 Public 100.00 100.00 100.0 63.957 np 64.00 5 CASH No Friendly 1 No No No No Keefe Bruyette & Woods Inc NCTY 60.00 CASH COM CASH NOTE 150909043 12/09/81 07/20/82 C Completed United States US Nevada S&L Assn,Las Vegas 3300 West Sahara Ave 641440 6036/6552 6036 641440 US United States United States Leasing International Inc 733 Front St 912129 7359/7352/4741/7515/6282 7359 Public 100.00 100.00 100.0 12.000 12.000 12.00 2 COM No Friendly 1 No No No No USL NEV COM 150918043 12/10/81 09/01/82 C Completed United States US First City Bancorp of Texas Inc 1001 Main St 319594 6712 6712 319594 01 US United States Citizens First Natl Bk-Tyler 174666 6712 6712 Priv. 100.00 100.00 100.0 29.538 np 26.988 2 COM No Friendly 1 No No No No FBT 51.00 COM 150916043 12/10/81 03/02/82 C Completed United States US Motorola Inc 1303 East Algonquin Road 620076 3663/3674/3679/3651/3577/3661 3663 620076 GS Goldman Sachs & Co 1 US United States Four-Phase Systems Inc 350897 3571 3571 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 307.56 np 253.00 2 COM No Friendly 1 No No No No 1.46 Goldman Sachs & Co FPS MOT 45.00 /3571/6719 COM 150921043 12/11/81 W Withdrawn United States US Storage Technology Corp One Storagetek Drive 862111 3572/3577/7378 3572 862111 US United States Magnuson Computer Systems Inc 559726 3571 3571 Public 100.00 100.00 100.0 np np 67.00 2 COM No Friendly 1 No No No No MSCI STK COM 150928043 12/14/81 03/31/82 C Completed United States US Lukens Inc 50 South First Ave 549866 3312/3231/3993/3069/2399/3479 3312 549866 01 US United States General Steel Ind Inc 370856 3322/3321/3743/3231 3322 1 Kidder Peabody & Co Inc Priv. 100.00 66.40 100.0 67.765 np 56.455 3 CASH No Friendly 1 No No No No 0.683 LUC 16.00 /3532/3531/3496 CASH COM 150926043 12/14/81 03/09/82 C Completed United States US Baldwin-United Corp 058319 6311/6331/6036/5531 6311 058319 MCDONALD/MLCM McDonald Investments 2 01 US United States MGIC Investment Corp 250 East Kilbourn Ave. 552845 6331/6411/6719 6331 1 Goldman Sachs & Co Priv. 100.00 98.45 100.0 1,434.342 np 1,200.00 3 CASH No Friendly 1 No No No No 2.9 McDonald Investments BDW 52.00 Merrill Lynch Capital Markets CASH Merrill Lynch Capital Markets COM 150933043 12/15/81 08/12/82 C Completed United States US Exchange International Corp 120 South LaSalle St 301290 6021/6712 6021 301290 US United States Central National Chicago Corp 154569 6021/6162/6153/8748/6712 6021 Public 100.00 100.00 100.0 29.500 29.500 29.50 1 PFD No Friendly 1 No No No No CCHI EXCG 692144020 12/15/81 03/08/82 C Completed United States US Avon Products Inc 777 Third Avenue 054303 2844/3961/5961/3421/5963/5122 2844 054303 PAINE-W PaineWebber 1 US United States Mallinckrodt Inc 675 McDonnell Blvd 561229 2834/2816/2819/2869 2834 1 Morgan Stanley & Co Public 100.00 100.00 100.0 1,285.248 4544.673 817.448 1 CASH No Friendly 1 817.4 No No No No PaineWebber AVP 50.00 50.00 CASHONLY 150932043 12/15/81 03/09/82 C Completed United States US Avon Products Inc 777 Third Avenue 054303 2844/3961/5961/3421/5963/5122 2844 054303 PAINE-W PaineWebber 1 01 US United States Mallinckrodt Inc 675 McDonnell Blvd 561229 2834/2816/2819/2869 2834 1 Morgan Stanley & Co Public 100.00 100.00 100.0 746.346 np 720.00 4 CASH No Friendly 1 No No No No 2.48 3.8 PaineWebber AVP 50.00 CASH COM COM 150937043 12/15/81 10/01/82 C Completed United States US Republic of Texas Corp 760820 6021/6719 6021 760820 US United States Tyler Bk&Tr-Tyler Tx 902171 6022/6712 6022 Priv. 100.00 100.00 100.0 22.000 22.000 22.00 2 COM No Friendly 1 No No No No RPT 22.92 COM 150931043 12/15/81 06/30/82 C Completed United States US MCI Communications Corp 1801 Pennsylvania Avenue NW 552673 4813/4812/4822/4899/7373/7379 4813 552673 US United States WUI Inc(Xerox Corp) 929350 4813/4899 4813 2 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 195.00 No Friendly 1 No No No No MCIC /7375 Salomon Brothers 150941043 12/16/81 12/17/81 C Completed United States US Western Union Corp 1 Lake St 959805 4822/4899 4822 959805 US United States Airfone Inc(Western Union Corp,AF Holding Inc) 1 Lake St 009362 4812 4812 J.V. 100.00 50.00 50.0 20.000 20.000 10.00 No Friendly 1 No No No No WU 150945043 12/17/81 12/01/82 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 US United States Brandon State Bk 105267 6022/6712 6022 Priv. 100.00 100.00 100.0 10.900 10.900 10.90 No Friendly 1 No No No No SU P.O. Box 2848 150943043 12/17/81 01/29/82 C Completed United States US Colorado National Bankshares Inc 950 17th St 196538 6021/6712 6021 196538 US United States First Natl Bk-Pueblo 332819 6712 6712 Priv. 100.00 100.00 100.0 43.000 43.000 43.00 No Friendly 1 No No No No COLC Suite 2100 150947043 12/18/81 03/24/82 C Completed United States US KRATOS Inc 900 Lanidex Plz 500759 3861/3952/3827/3545/3829 3861 500759 01 US United States Keuffel & Esser Co (KRATOS Inc) Ford Rd 492710 3829/3952/3861/3827/3545/5099 3829 Sub. 100.00 100.00 100.0 74.195 np 54.00 3 CASH No Friendly 1 No No No No KTOS 31.00 P.O. Box 371 CASH COM 150958043 12/21/81 04/06/82 C Completed United States US Union Camp Corp 1600 Valley Rd 905530 2621/2631/2653/2421/2435/2436 2621 905530 US United States Harley Corp 412820 2674/2653 2674 Public 100.00 100.00 100.0 29.569 np 23.37 3 CASH No Friendly 1 No No No No UCC 22.39 /2861/2869 CASH COM 150954043 12/21/81 05/06/82 C Completed United States US Kemper Corp One Kemper Drive 488396 6311/6282/6211/6321/6719/6331 6311 488396 US United States Loewi Financial Co 540415 6513 6513 Priv. 100.00 100.00 100.0 64.000 64.000 64.00 1 COM No Friendly 1 No No No No KEM 150962043 12/23/81 04/30/82 C Completed United States US Transco Energy Co 2800 Post Oak Blvd 893532 4922/4923/1382/1311/1221/1222 4922 893532 US United States General Energy Corp 369753 1311 1311 Public 100.00 100.00 100.0 70.000 70.000 70.00 No Friendly 1 No No No No E /6719 150964043 12/24/81 W Withdrawn United States US First Virginia Banks Inc, Falls Church,Virginia 6400 Arlington Blvd 337477 6022/6021/6712 6022 337477 US United States Tazewell Natl Bk 877436 6035/6036 6035 Priv. 100.00 100.00 100.0 12.945 np 13.00 4 CASH No Friendly 1 No No No No FVB 65.38 CASH COM COM 150968043 12/28/81 03/29/82 C Completed United States US Lomas & Nettleton Financial Corp 2001 Bryan Tower 541534 6162/6211/6311/6153 6162 541534 US United States Vista Mortgage Realty Inc 928368 6799 6799 Priv. 100.00 100.00 100.0 12.928 np 11.50 3 CASH No Friendly 1 No No No No LNF 9.75 CASH COM 150983043 12/31/81 03/02/82 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Health Care Corp 422172 8062 8062 1 Drexel Burnham Lambert Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No HCA 150993043 01/05/82 03/02/82 C Completed United States US Flow General Inc 1900 Gallows Road 343465 8742/8731/3841/2836/3829/3821 8742 343465 US United States Worthington Biochemical Corp 981806 2899 2899 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 np np 57.70 No Friendly 1 No No No No GRH /3663/3826 150997043 01/06/82 09/29/82 C Completed United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States Irving American Bancshares 463597 6712 6712 Priv. 100.00 100.00 100.0 11.231 np 11.20 1 COM No Friendly 1 No No No No ALBN 47.33 151000043 01/07/82 04/28/82 C Completed United States US CTS Corp 905 West Boulevard North 126501 3679/3676/3672/3674/5065 3679 126501 SBH Smith Barney, Harris Upham 1 US United States Fabri-Tek Inc 302855 3823 3823 Priv. 100.00 62.00 100.0 29.193 np 25.00 3 CASH No Friendly 1 No No No No 0.25 Smith Barney, Harris Upham CTS 6.00 CASH COM 150999043 01/07/82 01/12/82 C Completed United States US Bally Manufacturing Corp 8700 West Bryn Mawr Avenue 058732 7011/7991 7011 058732 SAL Salomon Brothers 1 US United States Six Flags Corp(Bally Manufacturing Corp) 8700 W Bryn Mawr Ave 830019 7996/6719 7996 2 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 142.00 No Friendly 1 No No No No Salomon Brothers BLY Shearson Lehman Hutton 151002043 01/08/82 04/12/82 C Completed United States US Consolidated Foods Corp Three First National Plaza 209219 2051/2011/2038/2842/2095/2251 2051 209219 US United States Sav-A-Stop Inc 500 Wells Rd 804600 5912/5023/5092/5112/5131 5912 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 92.726 np 67.50 3 CASH No Friendly 1 No No No No SLE 16.00 /2013/3635/5141/5812 CASH COM 151010043 01/12/82 05/28/82 C Completed United States US Transway International Corp 894015 4731/4493/3715/4225/4925 4731 894015 US United States Exxons Lpg(Exxon) 30229R 1311/2911/4412/2819 1311 Sub. 100.00 100.00 100.0 np np 23.00 No Friendly 1 No No No No TNW 151012043 01/12/82 03/01/82 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 01 US United States Firestone Bancorp Inc 318240 6022/6712 6022 1 McDonald Investments Priv. 100.00 100.00 100.0 45.485 np 50.40 2 COM No Friendly 1 No No No No 0.035 ONE 84.63 /6099/6733/6311/6159/6712 COM 151014043 01/13/82 05/14/82 C Completed United States US Ethyl Corp 330 South 4th St 297659 2869/2865/2812/2819/2899/2911 2869 297659 PAINE-W/TILLINGHAST PaineWebber 2 US United States First Colony Life Insurance Co (Ethyl Corp) 700 Main Street 319747 6311/6321 6311 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 270.131 np 270.00 4 CASH No Friendly 1 No No No No 0.35 1.701 PaineWebber EY 67.50 P.O. Box 2189 /2834/6311/6321 Tillinghast CASH Tillinghast COM PFD 151017043 01/15/82 08/31/83 C Completed United States US Depositors Corp 249613 6021/6712 6021 249613 01 US United States Canal Corp 13673Q 6022/6712 6022 Priv. 100.00 100.00 100.0 30.294 np 22.50 2 COM No Friendly 1 No No No No DEP 32.50 COM 151021043 01/17/82 06/18/82 C Completed United States US Charan Industries Inc 159567 1521/1522/1542/1629/6512/6513 1521 159567 01 US United States BT Mortgage Investors 055767 6162 6162 1 Whitman Securities Public 100.00 80.00 80.0 24.250 24.250 19.40 2 COM No Friendly 1 No No No No 0.13 0.195 BTM /6552/7933/6719 COM 151018043 01/17/82 01/17/82 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States KHOW-AM 482HOW 4832 4832 Priv. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No MET 151022043 01/18/82 02/16/82 C Completed United States US Airco Inc 009292 2813/3313/3548/3624/3679 2813 009292 US United States Glasrock Medical Services Corp 377118 3089/3841/5049/7359 3089 Priv. 100.00 100.00 100.0 104.956 np 15.00 3 CASH No Friendly 1 No No No No GLRA 20.00 CASH COM 151027043 01/19/82 03/22/82 C Completed United States US General Dynamics Corp 2941 Fairview Park Drive 369550 3812/3721/3728/3731/3761/3764 3812 369550 US United States Chrysler Defense(Chrysler Corp) 1200 Chrysler Drive 171201 3711/3714/3795/3519 3711 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 336.10 No Friendly 1 No No No No GD Suite 100 /3769/3795/3577/3571/7373/7374 /7376/3663/3272/3499/7371 151028043 01/19/82 07/31/82 C Completed United States US Great Western Financial Corp, Chatsworth,California 9200 Oakdale Avenue 391442 6035/6162/6141/6331/6531/7359 6035 391442 SLH Shearson Lehman Hutton 1 01 US United States Northern California Savings and Loan Association 664846 6036 6036 1 Salomon Brothers Priv. 100.00 100.00 100.0 249.650 np 59.90 2 COM No Friendly 1 No No No No 0.15 0.1 Shearson Lehman Hutton NCX GWF 11.75 /6211/6552/6712 COM 151032043 01/21/82 09/30/82 C Completed United States US Harris Bankcorp Inc 111 West Monroe St 413841 6022/6712 6022 413841 US United States Roselle State Bk&Tr Co 777374 6022/6712 6022 Priv. 100.00 100.00 100.0 10.100 10.100 10.10 No Friendly 1 No No No No HBC 151036043 01/22/82 03/12/82 C Completed United States US Federated Department Stores Inc 7 W 7th St 31410J 5311 5311 31410J SLH Shearson Lehman Hutton 1 US United States Childrens Place Retail Stores Inc One Dodge Drive 168905 5641 5641 1 Donaldson Lufkin & Jenrette Priv. 100.00 100.00 100.0 47.758 np 45.00 3 CASH No Friendly 1 No No No No Shearson Lehman Hutton FD 30.50 CASH COM 151035043 01/22/82 04/30/83 C Completed United States US Rainier Bancorporation, Seattle,Washington 1301 Fifth Ave 750863 6021/6162/6712 6021 750863 US United States Peoples Bk&Tr Co-Anchorage 709798 6022/6712 6022 Priv. 100.00 100.00 100.0 11.2 11.200 11.20 3 CASH No Friendly 1 No No No No RBAN 56.67 CASH COM 151038043 01/22/82 05/27/82 C Completed United States US Pillsbury Co Pillsbury Center 721510 5812/2041/2045/2033/2038/2037 5812 721510 US United States Wickes Cos Inc 3340 Ocean Park Blvd 967441 5211/5719/5651/5632/5912/5411 5211 Public 100.00 100.00 100.0 np np 43.40 No Friendly 1 No No No No WIX PSY /5141/5031/2434 151043043 01/26/82 12/29/82 C Completed United States US CBT Corp,Hartford, Connecticut 1 Constitution Plz 124850 6021/6712 6021 124850 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States State Natl Bancorp Inc-Bridgpt 857120 6021/6712 6021 2 Shapiro & Co Priv. 100.00 100.00 100.0 96.163 np 100.00 4 CASH No Friendly 1 No No No No 0.35 0.1 Keefe Bruyette & Woods Inc CBCT 43.00 Shearson Lehman Hutton CASH COM COM 151052043 01/29/82 04/22/82 C Completed United States US South Carolina Electric & Gas Co(SCANA) 1426 Main Street 837004 4931/4932/4173/4111 4931 805898 KP Kidder Peabody & Co Inc 1 01 US United States Carolina Energies Inc 14376J 4932 4932 1 Robinson-Humphrey Co Priv. 100.00 100.00 100.0 80.116 np 69.40 4 CASH No Friendly 1 No No No No 0.69 Kidder Peabody & Co Inc SCG 28.00 CASH COM COM 151051043 01/29/82 02/01/82 C Completed United States US First National Cincinnati Corp,Cincinnati,Ohio 425 Walnut St 335562 6311/6712/6021/6512 6311 335562 US United States Second Natl Bk-Hamilton Oh 81333A 6035/6036 6035 Priv. 100.00 100.00 100.0 22.2 22.200 22.20 3 CASH No Friendly 1 No No No No FNAC 74.00 CASH COM 151056043 02/01/82 05/28/82 C Completed United States US Golden West Financial Corp, Oakland,California 1901 Harrison St 381317 6712/6035 6712 381317 01 US United States First Savings and Loan Shares Inc 336198 6035 6035 Public 100.00 100.00 100.0 18.796 np 18.80 3 CASH No Friendly 1 No No No No FSX GDW 15.00 CASH COM 151058043 02/01/82 08/09/83 C Completed United States US CRS Group Inc 1177 West Loop S 126270 8711/8712/6159 8711 126270 SBH Smith Barney, Harris Upham 1 US United States Sirrine Je Co 82966B 8712 8712 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 65.63 np 50.50 5 CASH No Friendly 1 No No No No 0.375 0.15 Smith Barney, Harris Upham DA 83.57 CASH COM COM COM 151061043 02/02/82 02/11/82 C Completed United States US Kerr-McGee Corp 123 Robert S. Kerr Avenue 492386 1311/4412/2812/2813/2816/2819 1311 492386 US United States Benedum-Trees Oil Co 08171P 1311/2911 1311 1 Lazard Freres & Co LLC Priv. 100.00 100.00 100.0 32.600 32.600 32.60 1 COM No Friendly 1 No No No No KMG /2911/1221/1222/1231/1021/1031 /5541/5171/5172/4924 151065043 02/04/82 W Withdrawn United States US Levitz Furniture Corp 6111 Broken Sound Pky NW 527480 5712 5712 527480 US United States Heilig-Meyers Co 12560 West Creek Parkway 422893 5712/5722/5731/5713/5261/5941 5712 Public 100.00 100.00 100.0 60.038 np 44.00 3 CASH No Friendly 1 No No No No HMY 12.48 CASH COM 151067043 02/04/82 06/11/82 C Completed United States US Kaneb Services Inc 2435 North Central Expressway 484170 1799/4613/6411/6719/8742 1799 484170 US United States Plastics Universal(Adams Res) 727551 1221/1222 1221 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No KAB 151072043 02/05/82 W Withdrawn United States US Merrill Bankshares Co Exchange St. 590172 6022/6712 6022 590172 US United States Canal Corp 13673Q 6022/6712 6022 Priv. 100.00 100.00 100.0 24.074 np 22.10 3 CASH No Friendly 1 No No No No MERB 23.50 CASH COM 151082043 02/09/82 08/30/82 C Completed United States US Associated Banc-Corp 433 Main Street 045487 6022/6021/6211/6282/6712 6022 045487 US United States Bk Of Commerce-Milwaukee 061527 6022/6712 6022 Priv. 100.00 100.00 100.0 10.600 10.600 10.60 3 CASH No Friendly 1 No No No No ASBC 1,410.00 CASH COM 151084043 02/09/82 02/03/84 C Completed United States US Moore-Handley Inc 3140 Pelham Parkway 615762 5072/5039/5063/5074/5083 5072 615762 US United States Homecrafters Warehouse Inc One Perimeter Park South 437391 5211/5261/5251/5231/5722/7311 5211 Priv. 100.00 100.00 100.0 np np 31.00 No Friendly 1 No No No No HCWH MHCO 151081043 02/09/82 W Withdrawn United States US Supermarkets General Corp 301 Blair Road 868443 5411/5211/5912/5311 5411 868443 US United States Pantry Pride Inc 6500 Morth Andrews Ave 698658 5411/5912/5331 5411 Public 100.00 100.00 100.0 138.287 np 130.00 4 CASH No Friendly 1 No No No No PPR SGL 6.50 P.O. Box 5301 CASH PFD PFD 151090043 02/11/82 W Withdrawn United States US Flight Transportation Corp 9960 Flying Cloud Dr 339417 4522 4522 339417 US United States Executive Jet Aviation Inc 625 N Hamilton Rd 301900 4512 4512 Priv. 100.00 100.00 100.0 np np 10.00 1 COM No Friendly 1 No No No No FTCC 151091043 02/11/82 03/15/82 C Completed United States US American Home Products Corp 5 Giralda Farms 026609 2834/2836/2844/3841/3829/2048 2834 026607 GS Goldman Sachs & Co 1 US United States Sherwood Medical(Brunswick) 824399 3949/3732/3519/3841 3949 3 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 901.46 np 427.50 3 CASH No Friendly 1 No No No No 1.333 Goldman Sachs & Co AHP 30.00 /2032/2099/2096/8731 Salomon Brothers CASH Shearson Lehman Hutton COM 151097043 02/12/82 09/01/82 C Completed United States US Commerce Bancshares Inc 1000 Walnut 200525 6021/6712 6021 200525 US United States Plaza Bancshares Inc 728138 6712 6712 Priv. 100.00 100.00 100.0 17.505 np 17.507 2 COM No Friendly 1 No No No No CBSH 145.75 P.O. Box 419248 COM 151098043 02/16/82 12/10/82 C Completed United States US John Blair & Co 1290 Ave of the Americas 092815 4832/4833/7313/8742/7812/2752 4832 092815 US United States WFLA-Am & Fm (Media General) 929FL2 4832 4832 Sub. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No BJ 151101043 02/17/82 04/28/82 C Completed United States US Honeywell Inc 101 Columbia Road 438506 3822/3823/3825/7373/3674/3812 3822 019512 US United States Tetra Tech Inc 630 N Rosemead Blvd 881621 8711/8731/8741/8748/4953 8711 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 41.438 np 35.47 2 COM No Friendly 1 No No No No 0.535 TT HON 20.22 /3728/1731/5063/5065/5085 COM 151103043 02/18/82 07/02/82 C Completed United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 KP Kidder Peabody & Co Inc 1 US United States Dixie-Northern(Amer Can Co) 255561 3411/2655/2657/2621 3411 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 446.00 No Friendly 1 No No No No Kidder Peabody & Co Inc JR Post Office Box 2218 /2672 151102043 02/18/82 02/18/83 W Withdrawn United States US Alpha Industries Inc 20 Sylvan Rd 020753 3674 3674 020753 US United States Microdyne Corp 3601 Eisenhower Avenue 595067 3823/3663/3669/8748/4899/7389 3823 Public 100.00 100.00 100.0 55.972 np 56.40 2 COM No Friendly 1 No No No No MCDY AHA 12.12 /7629/5065 COM 151115043 02/22/82 04/02/82 C Completed United States US Nutri/System Inc 2655 Philmont Avenue 670611 7299/6794 7299 670611 US United States Gloria Marshall Figure Salons 572351 7299 7299 Priv. 100.00 100.00 100.0 15.500 15.500 15.50 No Friendly 1 No No No No NTR 151117043 02/23/82 12/02/82 C Completed United States US Interfirst Corp 458669 6712/6799/6719 6712 45468H US United States Fannin Bancshares Inc,Houston, Texas Main at Halcombe 307116 6021/6712 6021 Public 100.00 100.00 100.0 74.4 np 56.112 2 COM No Friendly 1 No No No No 59.93 PO Box 20008 COM 151123043 02/24/82 02/24/82 C Completed United States US Air Products & Chemicals Inc 7201 Hamilton Boulevard 009158 2813/2869/2821/3548/3563/3569 2813 009158 SLH Shearson Lehman Hutton 1 US United States Stearns-Roger Corp 858009 1629/1622/1541/8711 1629 1 Smith Barney, Harris Upham Priv. 100.00 100.00 100.0 210.000 210.000 210.00 No Friendly 1 No No No No Shearson Lehman Hutton APD /499A/4953/8711/1629/5169 151130043 02/25/82 06/25/82 C Completed United States US Delmed Inc 120 Albany Street 247114 3845/3841/5047/8092/8099 3845 247114 01 US United States American Medical Products Corp 1533 Bayshore HWY 027435 3845 3845 1 F. S. Moseley & Co. Public 100.00 100.00 100.0 33.396 np 35.00 1 COM No Friendly 1 No No No No 0.035 AMPC DMD 6.34 151128043 02/25/82 06/16/82 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 BECKER Becker Paribas Incorporated 1 US United States Black Hawk Cable 09203K 4841 4841 Priv. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No Becker Paribas Incorporated CBS /2741 151129043 02/25/82 06/09/82 C Completed United States US Procter & Gamble Co One Procter & Gamble Plaza 742718 2841/2842/2844/2676/2834/5145 2841 742718 SAL Salomon Brothers 1 US United States Norwich-Eaton(Morton-Norwich) 66942M 5122 5122 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 371.00 No Friendly 1 No No No No Salomon Brothers PG /3691/3421/2095/2033/2096/5064 /3634/5063/5122/5169/8742 151138043 03/01/82 12/31/82 C Completed United States US Pacific First Financial Corp Pacific First Centre 694280 6035/6712 6035 694280 GS Goldman Sachs & Co 1 US United States Hibernia Bancshares Corp 201 California St 428640 6022/6712 6022 1 Morgan Guaranty Trust Co of NY Public 100.00 100.00 100.0 84.877 np 66.00 3 CASH No Friendly 1 No No No No Goldman Sachs & Co HBRC PFFS 55.00 1420 Fifth Ave, Suite 4200 CASH COM 151145043 03/02/82 W Withdrawn United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 US United States Cooper Manufacturing Corp 410 S 1st Ave 216708 3533 3533 Priv. 100.00 100.00 100.0 np np 250.00 1 PFD No Friendly 1 No No No No PC /3531/1311/6552/5172/5984 151148043 03/02/82 08/17/82 C Completed United States US ARA Services Inc 1101 Market St 002040 5812/5199/7219/7213/4151/8741 5812 002040 GS Goldman Sachs & Co 1 US United States Means Services Inc 583393 7213 7213 1 Chicago Corp Priv. 100.00 100.00 100.0 47.323 np 46.00 3 CASH No Friendly 1 No No No No 0.35 Goldman Sachs & Co ARA 37.00 ARA Tower 1 COM CASH 151151043 03/04/82 04/27/82 C Completed United States US Lone Star Industries Inc 300 First Stamford Place 542290 3241/3271/3273/1422/1429/6552 3241 542290 US United States Marquette Co(G&W) 571460 3241/1221/1222 3241 Sub. 100.00 100.00 100.0 np np 267.00 No Friendly 1 No No No No LCE PO Box 120014 151154043 03/05/82 W Withdrawn United States US Browning-Ferris Industries Inc 757 North Eldridge 115885 4953/4959/7359 4953 115885 US United States SCA Services Inc 783878 4953 4953 1 PaineWebber Public 100.00 100.00 100.0 np np 221.00 2 COM No Friendly 1 No No No No SCV BFI COM 151158043 03/09/82 W Withdrawn United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 US United States First Natl Bk-Lubbock Tx 329950 6712 6712 Priv. 100.00 100.00 100.0 49.003 np 49.00 2 COM No Hostile 1 No No No No MTD 34.62 COM 151161043 03/09/82 07/01/82 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States First Washington Group Inc 33748K 8063 8063 Priv. 100.00 100.00 100.0 100.000 100.000 100.00 No Friendly 1 No No No No NME /6324/6719 151166043 03/11/82 03/12/82 C Completed United States US Prairie Producing Co 700 Citicorp Center 739659 1311/1382 1311 739659 US United States Drake Energy Inc 261436 2911/1311 2911 Priv. 100.00 100.00 100.0 10.500 10.500 10.50 No Friendly 1 No No No No PPCO Ste 700 151185043 03/15/82 03/15/82 C Completed United States US Square D Co Executive Plaza 852206 3613/3625/3612/3643/3548/3823 3613 852206 01 US United States Ircon Inc 462615 3829 3829 Priv. 100.00 100.00 100.0 13.258 np 13.258 2 COM No Friendly 1 No No No No SQD 59.87 1415 South Roselle Rd /3644/3497 COM 151182043 03/15/82 11/30/84 C Completed United States US Intermark Inc 1020 Prospect St 458776 5921/3724/6512/6515/3449 5921 458776 US United States Pier 1 Inc(Intermark Inc) 301 Commerce St 720279 5719/5712/5947/5261 5719 Public 100.00 49.80 93.8 79.439 np 25.656 3 CASH No Neutral 1 No No No No PIR IMI 8.50 Suite 600 COM CASH 151187043 03/17/82 08/31/82 C Completed United States US Sybron Corp 1100 Midtown Tower 871140 3843/3842/3589/2821/2899 3843 871140 SLH Shearson Lehman Hutton 1 US United States American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 Public 100.00 100.00 100.0 86.8 86.800 86.80 No Friendly 1 No No No No Shearson Lehman Hutton AHS SYB 151188043 03/17/82 09/03/82 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 GS Goldman Sachs & Co 1 US United States Gulfstream Bk(Ncnb) 402735 6712 6712 1 Williams Securities Group Sub. 100.00 100.00 100.0 89.188 np 89.20 3 CASH No Friendly 1 No No No No 0.15 Goldman Sachs & Co NCB 17.50 COM CASH 151192043 03/18/82 03/19/82 C Completed United States US Triangle Corp 62 Southfield Ave. 895853 3423/3462 3423 895853 US United States Diamond Tool&Horseshoe Co 252760 3423/3462 3423 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No TRG 151201043 03/22/82 05/18/82 C Completed United States US Damson Oil Corp 366 Madison Ave 235766 1311/6722 1311 235766 US United States Amarex, Inc 023006 1311 1311 Public 100.00 100.00 100.0 24.9 24.900 24.90 No Friendly 1 No No No No AMRX DAM 151210043 03/23/82 04/30/82 C Completed United States US Kemper Corp One Kemper Drive 488396 6311/6282/6211/6321/6719/6331 6311 488396 US United States Bateman Eichler Hill Richards Inc 700 S Flower St 07049Q 6211/6282 6211 Priv. 100.00 100.00 100.0 58.000 58.000 58.00 No Friendly 1 No No No No KEM 151207043 03/23/82 12/01/82 C Completed United States US United Virginia Bankshares Inc,Richmond 919 East Main St 913164 6022/6712 6022 913164 01 US United States First Natl Bk-Martinsville Cty 330333 6712 6712 1 Investment Corporation Priv. 100.00 100.00 100.0 27.577 np 25.80 6 CASH No Friendly 1 No No No No UVBK 54.50 COM PFD CVTPFD COM CASH 151209043 03/23/82 12/31/82 C Completed United States US First Railroad & Banking Co of Georgia,Augusta, 699 Broad St 336135 6022/6712 6022 336135 01 US United States First South Bankcorp 336442 6712 6712 1 JC Bradford & Co Priv. 100.00 100.00 100.0 39.526 np 33.90 6 CASH No Friendly 1 No No No No 0.05 FRRG 57.00 COM COM CASH DEB CASH 151211043 03/24/82 W Withdrawn United States US United Park City Mines Co 136 S Main 911315 6552 6552 911315 DBL Drexel Burnham Lambert 1 01 US United States Cimarron Corp Utah 171900 1081/1099 1081 Priv. 100.00 100.00 100.0 19.825 np 19.40 2 COM No Friendly 1 No No No No 0.188 Drexel Burnham Lambert UPK 0.99 COM 151218043 03/25/82 09/15/82 C Completed United States US Instrument Systems Corp 100 Jericho Quadrangle 457794 2591/3429 2591 457794 01 US United States Buildex Inc 120085 3441/3446/3494/3442 3441 1 W. A. Lubanko Public 100.00 19.00 100.0 18.709 np 18.707 1 PFD No Friendly 1 No No No No 0.035 BLX ISY 8.91 151222043 03/25/82 09/30/82 C Completed United States US Apache Corp 2000 Post Oak Blvd 037411 1311/1381/1382 1311 037411 PIPER Piper Jaffray & Hopwood Inc 1 US United States Dow Chemical Oil Properties 26054X 3089/1389/2812/2819 3089 1 Smith Barney, Harris Upham Priv. 100.00 100.00 100.0 np np 400.00 1 COM No Friendly 1 No No No No 0.3 Piper Jaffray & Hopwood Inc APA Suite 100 151226043 03/26/82 11/10/82 C Completed United States US Texas Commerce Bancshares, Houston,Texas 600 Travis 882315 6021/6712 6021 163798 US United States Chemical Bk&Tr Co-Houston 163663 6712 6712 Priv. 100.00 78.90 100.0 17.235 np 17.235 2 COM No Friendly 1 No No No No TCB 57.45 COM 151235043 03/30/82 09/17/82 C Completed United States US Transamerica Delaval (Transamerica Corp) 3450 Princeton Pike 89348Q 3823/3561/3563/3511 3823 893485 US United States Berkeley Pump Co 08436Q 3594/3561 3594 1 BankAmerica Trust Priv. 100.00 100.00 100.0 16.000 16.000 16.00 1 COM No Friendly 1 No No No No 151234043 03/30/82 11/01/82 C Completed United States US Independence Bancorp Inc, Perkasie,Pennsylvania One Hillendale Road 453378 6022/6712 6022 453378 HOPPER Hopper Soliday 1 US United States Bucks County Bank & Trust Co Corp Center 118547 6022 6022 1 Hopper Soliday Sub. 100.00 100.00 100.0 26.048 np 26.048 2 COM No Friendly 1 No No No No 0.045 Hopper Soliday INBC 25.00 PO Box 67 N Fifth St COM 151232043 03/30/82 04/02/82 C Completed United States US Dynalectron Corp 1313 Dolly Madison Blvd 267813 7379/7374/8742/8744/4581/8711 7379 267813 US United States CFE Air Cargo Inc 12525F 4512 4512 Priv. 100.00 100.00 100.0 13.483 13.483 13.483 1 DEB No Friendly 1 No No No No DYN 151239043 04/01/82 05/13/82 C Completed United States US Rexnord Inc 350 N Sunny Slope Rd 761688 3568/3535/3532/3562/3537/3569 3568 761688 MATHIEU-BENAKIS Mathieu Benakis 1 US United States Contech Inc 210754 2899/5039 2899 1 Kridel Securities Public 100.00 100.00 100.0 18.386 np 16.80 3 CASH No Friendly 1 No No No No 0.2 0.03 Mathieu Benakis CONT REX 9.00 COM CASH 151238043 04/01/82 07/07/82 C Completed United States US Atlantic American Corp 4370 Peachtree Rd NE 048209 6311/6321/6331/6351/6719 6311 048209 US United States Natl Security Ins Co (Natl Security Group Co) 1907 E Three Notch Street 637555 6311/6321/6331/6411 6311 Sub. 100.00 100.00 100.0 25.833 np 10.40 5 CASH No Hostile 1 No No No No AAME 25.00 COM CASH DEB CASH 151263043 04/07/82 06/29/82 C Completed United States US ACME Precision Products Inc 3750 East Outer Dr 004770 3364/3714 3364 004770 US United States Babcock & Wilcox Co(McDermott Inc) 1010 Common St 056147 3559/3498/3255/1629 3559 1 Smith Barney, Harris Upham Sub. 100.00 100.00 100.0 np np 14.748 No Friendly 1 No No No No ACL 151262043 04/07/82 04/07/82 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 US United States Community Hosp-Winder-Barrow 20367Y 8062 8062 Priv. 100.00 100.00 100.0 11.300 11.300 11.30 No Friendly 1 No No No No AMI Suite 300 151264043 04/08/82 08/10/82 C Completed United States US Service Merchandise Co Inc 1283 Murfreesboro Rd 817587 5399/5734/5944 5399 817587 01 US United States Sam Solomon Co Inc 834269 5311/5099/5961 5311 Public 100.00 100.00 100.0 29.264 np 11.75 2 COM No Friendly 1 No No No No SVH 6.10 COM 151266043 04/09/82 06/14/82 C Completed United States US Buckbee-Mears Co 118079 3679/3851/3469/3479/2796 3679 118079 SLH Shearson Lehman Hutton 1 US United States Camelot Hotel(Kinark) 13320L 7011 7011 1 First Boston Corp Sub. 100.00 100.00 100.0 14.464 np 14.00 3 CASH No Friendly 1 No No No No 0.15 0.4 Shearson Lehman Hutton BBEE 9.50 COM CASH 151267043 04/09/82 W Withdrawn United States US Amarex, Inc 023006 1311 1311 023006 US United States Vanderbilt Energy Corp 921784 1311 1311 Public 100.00 100.00 100.0 53.729 np 19.00 2 COM No Friendly 1 No No No No VERY AMRX 13.57 COM 151273043 04/12/82 07/21/82 C Completed United States US Anacomp Inc 11550 N Meridian St 032375 7379 7379 032375 SLH Shearson Lehman Hutton 1 US United States DSI Corp 17800 SW 268th St 233312 5261/8071/1381 5261 1 Donaldson Lufkin & Jenrette Public 100.00 84.00 100.0 27.337 np 18.00 3 CASH No Friendly 1 No No No No 0.3 Shearson Lehman Hutton DSIC AAC 6.25 Suite 600 COM CASH 151278043 04/13/82 10/26/82 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 01 US United States Amer Commonwealth Fin 025200 6712 6712 1 Shearson Lehman Hutton Priv. 100.00 39.00 100.0 63.149 np 15.226 2 COM No Friendly 1 No No No No ICH 6.10 COM 151277043 04/13/82 10/14/82 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 01 US United States Bankers Union Life Ins Co 066383 6311 6311 1 Shearson Lehman Hutton Priv. 100.00 20.00 100.0 22.708 np 22.708 1 COM No Friendly 1 No No No No 0.3 ICH 67.46 151274043 04/13/82 10/14/82 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 01 US United States Natl Heritage Management Corp 636351 6311 6311 1 Shearson Lehman Hutton Priv. 100.00 12.00 100.0 10.709 np 10.709 2 COM No Friendly 1 No No No No 0.325 ICH 5.76 COM 151280043 04/14/82 01/03/83 C Completed United States US Union National Corp,Mount Lebanon,Pennsylvania 620 Washington Road 907642 6021/6311/6712 6021 708077 US United States Keystone Natl Bk-Punxsutawney 493524 6712 6712 Priv. 100.00 100.00 100.0 18.250 18.250 18.25 3 CASH No Friendly 1 No No No No UNBC 36.50 COM CASH 151292043 04/15/82 07/01/82 C Completed United States US Aetna Life & Casualty Co 151 Farmington Avenue 008140 6331/6311/6321/6211/6159 6331 008140 MS Morgan Stanley & Co 1 01 US United States Geosource Inc 373647 1382/1389 1382 1 Merrill Lynch Capital Markets Public 100.00 70.70 100.0 797.776 np 651.141 2 COM No Friendly 1 No No No No 1.5 Morgan Stanley & Co GSE AET.C 45.00 COM 151289043 04/15/82 04/15/82 C Completed United States US Gulf United Corp 402578 6311/6321/6331/6719 6311 402578 US United States Kool Radio-Television Inc 500495 4832/4833 4832 Priv. 100.00 52.00 52.0 150.000 150.000 78.00 No Neutral 1 No No No No GHC 151286043 04/15/82 09/01/82 C Completed United States US Affiliated Bankshares of Colorado Inc 1125 17th Street 008182 6022/6712 6022 008182 US United States Littleton Natl Bk-Littleton Co 537818 6712 6712 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 No Friendly 1 No No No No AFBK Suite 1500 151287043 04/15/82 W Withdrawn United States US Chase Manhattan Corp 1 Chase Manhattan Plaza 161610 6021/6712 6021 163798 US United States Suburban Coastal Corp 86436Y 6162 6162 Priv. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No CMB 151302043 04/19/82 01/06/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Beep Communications Systems Inc 210 E 86th St 077121 4812 4812 1 Chase Manhattan Bank NA Public 100.00 100.00 100.0 10.000 10.000 10.00 3 CASH No Friendly 1 No No No No BEEP MET 6.00 COM CASH 151303043 04/19/82 07/20/82 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 SLH Shearson Lehman Hutton 1 01 US United States Peavey Co 705041 2041/2048/5153/4221/5211/5949 2041 1 Goldman Sachs & Co Public 100.00 100.00 100.0 247.114 np 180.00 5 CASH No Friendly 1 No No No No 1.725 1.32 Shearson Lehman Hutton PEVY CAG 30.00 /3199/3999/5331 CASH COM PFD COM 151300043 04/19/82 01/19/83 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 SLH Shearson Lehman Hutton 1 US United States Pittsburgh Natl Corp 725197 6021/6712 6021 1 Salomon Brothers Priv. 100.00 100.00 100.0 277.572 np 277.569 2 COM No Friendly 1 No No No No 0.45 0.85 Shearson Lehman Hutton PNC 22.25 Fifth Avenue and Wood Street PFD 151309043 04/22/82 08/17/82 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 01 US United States Ideal Toy Corp 451650 3949 3949 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 76.251 np 57.482 3 CASH No Friendly 1 No No No No 0.35 ID CBS 14.85 /2741 CASH COM 151316043 04/23/82 06/01/82 C Completed United States US Borg-Warner Corp 200 South Michigan Ave 099725 3694/3549/3465/6159/3569/7375 3694 099725 SLH Shearson Lehman Hutton 1 US United States Burns Intl Security Serv Inc 12237M 8742/7382 8742 1 First Boston Corp Priv. 100.00 100.00 100.0 85.595 np 83.50 3 CASH No Friendly 1 No No No No 0.6 0.76 Shearson Lehman Hutton BOR 28.00 COM CASH 151315043 04/23/82 03/28/83 C Completed United States US Security Bancorp Inc, Southgate,Michigan 16333 Trenton Rd 813771 6022/6712 6022 813771 01 US United States First Natl Bk-Monroe Mi 331063 6712 6712 Priv. 100.00 100.00 100.0 15.512 np 15.30 5 COM No Friendly 1 No No No No SECB 60.00 CASH NOTE CASH CASH 151327043 04/26/82 05/28/82 C Completed United States US Limited Stores Inc 2 Limited Parkway 532720 5621 5621 532720 S-B-LEWIS S. B. Lewis 1 US United States Lane Bryant Inc(Limited Inc) 11 W 42nd St 515174 5621/5611/5311/5661/5641 5621 Sub. 100.00 100.00 100.0 121.292 np 108.00 3 CASH No Friendly 1 No No No No 1.0 S. B. Lewis LTD 29.00 CASH COM 151333043 04/27/82 01/19/83 C Completed United States US Fuqua Industries Inc 4900 Georgia Pacific Bldg 361028 3524/7384/3949/6159 3524 361028 US United States American Seating Co (Fuqua Industries Inc) 901 Broadway Ave NW 029465 2531/2521/2522/3321/2542 2531 Sub. 100.00 60.20 100.0 42.624 np 21.949 1 COM No Friendly 1 No No No No 0.05 FQA 24.40 151330043 04/27/82 04/28/82 C Completed United States US Chi-Chi's Inc 10002 Linn Station Fe 167060 5812/6794 5812 167060 US United States Chi-Chi's Inc 10002 Linn Station Fe 167060 5812/6794 5812 Public 100.00 100.00 100.0 np np 10.60 No Friendly 1 No No No No CHIC CHIC 151334043 04/28/82 10/01/82 C Completed United States US Provident Bancorp,Cincinnati, Ohio 1 E Fourth St 743834 6022/6211/6726/6282/6712 6022 743834 US United States Midwest Bancorporation Inc, Hays,Kansas 718 Main St 598253 6022 6022 Public 100.00 100.00 100.0 np np 13.57 No Friendly 1 No No No No PRBK 151336043 04/28/82 06/01/82 C Completed United States US IC Industries Inc One Illinois Center 449268 4011 4011 449268 US United States Underwood 904370 6799 6799 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 150.000 150.000 150.00 No Friendly 1 No No No No ICX 151340043 04/29/82 06/01/82 C Completed United States US Schering Plough Corp 2000 Galloping Hill Road 806605 2834/2833/8731/5122 2834 806605 MLCM Merrill Lynch Capital Markets 1 US United States DNAX Limited 256002 6799 6799 1 Smith Barney, Harris Upham Priv. 100.00 100.00 100.0 29.4 29.400 29.40 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets SGP 151337043 04/29/82 06/25/82 C Completed United States US Maytag Corp One Dependability Square 578592 3633/3639/3631/3585/3635/2842 3633 578592 MORGAN-GUARANTY Morgan Guaranty Trust Co of NY 1 US United States Jenn-Air Corp 4046 Shadeland Ave 476140 3631/3564/5064 3631 Public 100.00 100.00 100.0 np np 50.80 No Friendly 1 No No No No Morgan Guaranty Trust Co of NY JENN MYG 403 West 4Th Street North /3632 151341043 04/29/82 09/14/82 C Completed United States US Docutel/Olivetti Corp 765 US Highway 202 256165 3578/3579/3571/3669 3578 256165 US United States Olivetti Corp of America 680895 3572/3571/3579 3572 Priv. 100.00 100.00 100.0 55.000 55.000 55.00 No Friendly 1 No No No No DCTL 151348043 04/30/82 06/28/83 C Completed United States US Interfirst Corp 458669 6712/6799/6719 6712 45468H 01 US United States First United Bancorp,Anderson, South Carolina 304 N Main St 337410 6021/6712 6021 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 307.446 np 282.437 2 COM No Friendly 1 No No No No 0.45 FUSC 51.70 COM 151350043 05/03/82 05/04/82 C Completed United States US Johnson & Johnson One Johnson & Johnson Plaza 478160 2834/3841/3843/2833/2836/2844 2834 478160 US United States Cooper Labs `A' Co 21670M 2834/2841/3843/3851 2834 Priv. 100.00 100.00 100.0 37.500 37.500 37.50 No Friendly 1 No No No No JNJ /2676/3851/2297/5047/5048/5122 /8731 2130242020 05/03/82 06/28/83 C Completed United States US InterFirst Corp,Dallas,Texas 901 Main St 458916 6021/6282/6211/7374/6311/6331 6021 458916 US United States First United Bancorp Inc 33732M 6021/6282/6211/6712 6021 Public 100.00 100.00 100.0 266.000 0 266.00 1 COM No Friendly 1 No No No No /6712 151351043 05/03/82 12/01/82 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 01 US United States Radiofone Corp 750407 4812 4812 Public 100.00 100.00 100.0 58.315 np 55.80 3 CASH No Friendly 1 No No No No RDFN MET 26.00 COM CASH 151364043 05/05/82 01/01/83 C Completed United States US First Atlanta Corp,Atlanta,GA 2 Peachtree St 318626 6021/6162/6141/6411/7359/6712 6021 318626 US United States Citizens State Bank of New Jersey 106 North Main Street 177172 6022 6022 Public 100.00 100.00 100.0 13.7 13.700 13.70 No Friendly 1 No No No No FAC 50.00 151360043 05/05/82 W Withdrawn United States US Horizon Bancorp,Morristown, New Jersey 225 South St 440408 6021/6022/6719 6021 440408 US United States Ocean Cnty Natl Bk-Pt Pleasant 674718 6712 6712 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 13.360 np 13.36 2 COM No Friendly 1 No No No No HZB 14.37 COM 151361043 05/05/82 03/31/83 C Completed United States US First Midwest Bancorp Inc, Itasca,Illinois One Pierce Place 320867 6712/6021/6022 6712 320867 US United States Twenty Bks In Il 90131L 6712 6712 Priv. 100.00 100.00 100.0 90.000 90.000 90.00 1 COM No Friendly 1 No No No No FMBI Suite 1500 151369043 05/07/82 W Withdrawn United States US Autoclave Engineers Inc 2930 W 22nd St 052760 3826/3823 3826 052760 US United States Haskel Inc 418147 3561/3563/5085 3561 Priv. 100.00 100.00 100.0 np np 28.00 1 COM No Friendly 1 No No No No ACLV 151368043 05/07/82 05/14/82 C Completed United States US Old Stone Corp 150 South Main St 680293 6022/6035/6036/6153/7374/6531 6022 680293 US United States Sherwood & Roberts Inc 824400 6162 6162 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No OSTN /6211/6712 151367043 05/07/82 05/07/82 C Completed United States US Ackerley Inc 3601 6th Avenue S 004527 7312/7319/7941/4832/4833 7312 004527 US United States WIXT Television 929IXT 4833 4833 Priv. 100.00 100.00 100.0 13.800 13.800 13.80 No Friendly 1 No No No No AK 151377043 05/10/82 W Withdrawn United States US Reading Entertainment Inc (Craig Corp) 30 S 15th Street 755332 6552/6799/7832 6552 224174 US United States Regency Electronics Inc 7707 Records Street 758854 3669 3669 Public 100.00 100.00 100.0 83.456 np 80.40 3 CASH No Friendly 1 No No No No RGCY RDG 15.00 Suite 1300 COM CASH 151387043 05/11/82 05/11/82 C Completed United States US MidAmerica Bancorp, Louisville,Kentucky 500 West Broadway 595915 6022/6719 6022 595915 01 US United States Bk Of Louisville & Tr Co 063330 6712/6022 6712 Priv. 100.00 100.00 100.0 73.500 np 73.50 2 COM No Friendly 1 No No No No MABC 73.50 COM 151386043 05/11/82 02/10/83 C Completed United States US Damson Oil Corp 366 Madison Ave 235766 1311/6722 1311 235766 SBH Smith Barney, Harris Upham 1 US United States Juniper Petroleum Corp 482031 2911/1311 2911 1 PaineWebber Priv. 100.00 50.70 100.0 65.918 np 45.80 3 CASH No Hostile 1 No No No No 0.4 Smith Barney, Harris Upham DAM 10.00 COM CASH 151390043 05/12/82 06/28/82 C Completed United States US Johnson & Johnson One Johnson & Johnson Plaza 478160 2834/3841/3843/2833/2836/2844 2834 478160 US United States Enzo Biochem Inc 527 Madison Avenue 294100 2836/2835/8071/8731/8733 2836 Public 100.00 100.00 100.0 81.739 np 14.025 3 CASH No Friendly 1 No No No No ENZ JNJ 16.47 /2676/3851/2297/5047/5048/5122 CASH /8731 COM 151393043 05/12/82 12/31/82 C Completed United States US Summit Bancorporation 1 Main Street 866008 6022/6021/6712 6022 910748 01 US United States Ocean Cnty Natl Bk-Pt Pleasant 674718 6712 6712 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 16.215 np 16.215 2 COM No Friendly 1 No No No No 0.15 SUBN 17.44 COM 151402043 05/17/82 05/06/83 C Completed United States US First Atlanta Corp,Atlanta,GA 2 Peachtree St 318626 6021/6162/6141/6411/7359/6712 6021 318626 US United States Southeastern Bancshares Inc 841577 6021/6022 6021 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 2 NOTE No Friendly 1 No No No No FAC 66.00 CASH 151410043 05/19/82 06/30/82 C Completed United States US Amedco Inc 726 South College Street 023433 8082/3316/3317/2599/7389 8082 023433 US United States Health Prod Inc(Borg-Warner) 42230X 3585/2869/2821/3714 3585 Sub. 100.00 100.00 100.0 np np 13.00 No Friendly 1 No No No No AMY 151414043 05/20/82 05/18/83 C Completed United States US Meredith Corp 1716 Locust Street 589433 2731/2721/2711/2741/3663 2731 589433 US United States San Joaquin Communications Corp(Meredith Corp) 5035 E McKinley Avenue 798115 4833 4833 Sub. 100.00 100.00 100.0 4.235 np 17.611 4 CASH No Friendly 1 No No No No MDP 2.75 CASH COM CASH 151412043 05/20/82 08/31/82 C Completed United States US WICOR Inc 626 E Wisconsin Ave 929253 4924/4941/7389/3561/3594/3823 4924 929253 DR Dillon, Read & Co Inc 1 01 US United States Sta-Rite Industries Inc 777 E Wisconsin Ave 852308 3561/3494 3561 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 75.445 np 51.00 4 CASH No Friendly 1 No No No No 0.45 0.5 Dillon, Read & Co Inc WIC 17.50 /6719 CASH COM COM 151418043 05/21/82 03/07/83 C Completed United States US BancTEXAS Group Inc 1601 Elm St 059786 6712/6021/6022 6712 059786 US United States Great Southern Bancorp Inc 1451 East Battlefield 390905 6022/6036/6162/6712 6022 Priv. 100.00 100.00 100.0 23.833 np 17.675 2 COM No Friendly 1 No No No No GSBC BTX 93.62 COM 2385249020 05/21/82 09/02/82 C Completed United States US Continental Telecom Inc 245 Perimeter Center Pkwy 212093 4813/3661/5065/7374/8742/2741 4813 212093 US United States STSC Inc 784815 7374 7374 Public 100.00 100.00 100.0 23.928 np 23.928 1 CASH No Friendly 1 23.9 No No No No STSC CTC 11.00 11.00 P.O. Box 105194 CASHONLY 151417043 05/21/82 09/02/82 C Completed United States US Continental Telecom Inc 245 Perimeter Center Pkwy 212093 4813/3661/5065/7374/8742/2741 4813 212093 US United States STSC Inc 784815 7374 7374 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 24.814 np 24.20 3 CASH No Friendly 1 No No No No 0.15 STSC CTC 11.00 P.O. Box 105194 COM CASH 151427043 05/24/82 06/25/82 C Completed United States US CSX Corp 500 Water Street 126408 4011/4013/4731/6719 4011 126408 01 US United States Carolina Clinchfield&Ohio Rr 143861 4011 4011 Priv. 100.00 100.00 100.0 30.513 np 22.00 2 PFD No Friendly 1 No No No No 0.075 CSX 88.00 15Th Floor CVTPFD 151426043 05/24/82 10/07/82 C Completed United States US California Federal Savings and Loan Association,Los Angeles, California 5670 Wilshire Blvd 130209 6035/6036 6035 130209 US United States First Brentwood (Jim Walter) 319370 6712 6712 1 Dunlevy Sub. 100.00 100.00 100.0 np np 44.00 No Friendly 1 No No No No CDP 151430043 05/25/82 W Withdrawn United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 US United States Natl Bk Of Odessa 634230 6712 6712 Priv. 100.00 100.00 100.0 np np 25.00 2 COM No Friendly 1 No No No No MTD 25.00 COM 151434043 05/26/82 12/15/82 C Completed United States US TransTechnology Corp 150 Allen Road 893889 3429/3536/3728/3531/5084/3593 3429 893889 US United States Breeze Corp Inc 106763 3536/3728/3769/3829 3536 Priv. 100.00 100.00 100.0 21.510 np 22.876 4 CASH No Friendly 1 No No No No TT 24.00 /3452/3562/3496/3965/5072 COM COM CASH 151437043 05/26/82 09/01/82 C Completed United States US American Can Co American Lane 024843 6282/6289 6282 024843 SAL Salomon Brothers 1 01 US United States Transport Life Insurance Co 714 Main Street 893856 6311 6311 1 Lazard Freres & Co LLC Priv. 100.00 100.00 100.0 144.683 np 152.00 3 CASH No Friendly 1 No No No No 1.31 Salomon Brothers AC 26.50 P.O. Box 3610 COM CASH 151442043 05/27/82 12/31/83 C Completed United States US Pennbancorp,Titusville, Pennsylvania Pennbank Center 708077 6022/6311/6321/6712 6022 708077 US United States First Seneca Corp 336407 6712 6712 Priv. 100.00 100.00 100.0 50.635 np 43.606 3 COM No Friendly 1 No No No No PNBA 29.50 COM COM 151440043 05/27/82 08/05/82 C Completed United States US American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 026681 US United States Kay Laboratories Inc 486531 3845 3845 Public 100.00 100.00 100.0 12.779 np 13.20 2 COM No Friendly 1 No No No No KLAB AHS 1.81 COM 151445043 05/28/82 12/31/82 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 GS Goldman Sachs & Co 1 01 US United States Exchange International Corp 120 South LaSalle St 301290 6021/6712 6021 Public 100.00 100.00 100.0 144.731 np 134.00 3 CASH No Friendly 1 No No No No Goldman Sachs & Co EXCG NCB 31.92 COM CASH 151454043 06/01/82 06/01/82 C Completed United States US Ryder System Inc 3600 N.W. 82nd Ave 783549 7513/4213/7538/5088/4581/8742 7513 783549 US United States Commercial Carriers Inc 201606 4213 4213 Priv. 100.00 100.00 100.0 21.500 21.500 21.50 No Friendly 1 No No No No RDR /4151/4212 151453043 06/01/82 06/30/82 C Completed United States US Boatmen's Bancshares Inc,St Louis,Missouri One Boatmen's Plaza 096650 6022/6712 6022 096650 01 US United States Farmers & Merchants Bank of Huntsville, Huntsville, Missouri 30813Q 6021 6021 Priv. 100.00 80.00 80.0 17.394 np 13.915 5 CASH No Friendly 1 No No No No BOAT 80.00 800 Market Street COM CASH NOTE CASH 151449043 06/01/82 03/18/83 C Completed United States US Pabst Brewing Co 917 West Juneau Avenue 693715 2082 2082 693715 SLH Shearson Lehman Hutton 1 US United States Olympia Brewing Co 681453 2082/2083/2099 2082 1 Wm. Sword Priv. 100.00 100.00 100.0 81.847 np 70.20 5 CASH No Friendly 1 No No No No 1.5 Shearson Lehman Hutton PBST 28.00 CASH COM CASH COM 151450043 06/01/82 11/30/82 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 US United States Pfaudler Co (Standard Oil Co/ British Petroleum Co PLC) 1000 West Avenue 71705Q 3559/3444/3446 3559 1 Lehman Brothers International Sub. 100.00 100.00 100.0 np np 43.00 No Friendly 1 No No No No SRD /1021/1222/3714 151451043 06/01/82 07/07/82 C Completed United States US Media General Inc 333 East Franklin Street 58441K 2711/4833/7375/2721/2741/6719 2711 58441K US United States Tanner William B Co 875902 7311 7311 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 36.000 36.000 36.00 No Friendly 1 No No No No MEG 151459043 06/02/82 12/31/82 C Completed United States US Third National Corp,Nashville, Tennessee Third National Bank Bldg 884280 6021/6163/6141/6712 6021 884280 ROBINSON Robinson-Humphrey Co 1 01 US United States Ancorp Bancshares Inc 033328 6022/6712 6022 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 52.433 np 46.20 2 COM No Friendly 1 No No No No 0.025 0.05 Robinson-Humphrey Co TDAT 25.67 COM 151465043 06/02/82 07/23/82 C Completed United States US Torchmark Corp 3700 S. Stonebridge Drive 891027 6311/6321/6331/6351/6719 6311 891027 US United States CMI Holding Co One CIS Parkway 12572V 7377/7359/5045/5065 7377 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No TMK Po Box 8080 151462043 06/02/82 09/01/82 C Completed United States US Computer Associates International Inc 711 Stewart Ave 204912 7372 7372 204912 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Capex Corp 13957W 7372 7372 Priv. 100.00 100.00 100.0 24.607 np 24.60 2 COM No Friendly 1 No No No No Alex Brown & Sons Inc CASI 20.75 COM 151461043 06/02/82 04/29/83 C Completed United States US United Financial Group Inc 5718 Westheimer 910324 6036/6712 6036 910324 BECKER Becker Paribas Incorporated 1 US United States First American Financial Corp 114 E 5th Street 318522 6361/6531/7389/6163/7323 6361 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 18.054 np 18.00 2 COM No Friendly 1 No No No No 0.1 0.125 Becker Paribas Incorporated FAMR UFGI 6.04 COM 151463043 06/02/82 01/26/83 C Completed United States US Medtronic Inc 710 Medtronic Parkway 585055 3845/3841/3842/5047/8731 3845 585055 US United States International Materials Corp 2941 N National Ave 459855 5211/5251/5231 5211 Public 100.00 100.00 100.0 24.000 24.000 24.00 1 COM No Friendly 1 No No No No MDT 151458043 06/02/82 05/27/83 C Completed United States US Southwest Bancshares Inc, Hometown,Illinois 4062 Southwest Highway 844769 6035 6035 844769 US United States State Natl Bk-Odessa Tx 857246 6022/6712 6022 Priv. 100.00 100.00 100.0 35.000 35.000 35.00 No Friendly 1 No No No No SWB 151469043 06/03/82 12/02/82 C Completed United States US Florida National Banks of Florida Inc 225 Water Street 341018 6021/6712 6021 341018 US United States First Marine Bks Inc(Barnett) 320790 6712 6712 Sub. 100.00 100.00 100.0 np np 19.00 No Friendly 1 No No No No FNBF 151477043 06/07/82 07/02/82 C Completed United States US First Commercial Bancorp, Sacramento,California (First Banks) 2450 Venture Oaks Way 319900 6022 6022 319287 US United States California Canadian Bank (Canadian Imperial Bank of Commerce) 5100 Poplar Av. 13005Q 6021 6021 Sub. 100.00 100.00 100.0 10.500 10.500 10.50 No Friendly 1 No No No No FOCN 24th Flo. 151484043 06/07/82 11/15/82 C Completed United States US First National State Bancorporation,Newark,NJ 550 Broad St 335742 6021/6035/6022/6712 6021 335742 US United States Hunterdon County Tr Co 445744 6712 6712 Priv. 100.00 100.00 100.0 21.144 np 21.144 4 CASH No Friendly 1 No No No No FNS 34.00 COM COM CASH 151482043 06/07/82 08/24/82 C Completed United States US Warner-Lambert Co 201 Tabor Road 934488 2834/2836/2833/2844/2067/2064 2834 934488 FBC First Boston Corp 1 US United States IMED Corp(Warner-Lambert Co) 9925 Carroll Canyon Road 452461 3841/5047 3841 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 456.4 np 465.00 3 CASH No Friendly 1 No No No No First Boston Corp WLA 163.00 /2066/2821 CASH COM 151475043 06/07/82 06/07/82 C Completed United States US Arvin Industries Inc One Noblitt Plaza 043339 3714/3479/3465/3724/8734/8731 3714 043339 US United States McGraw-Edisons Intl Metal 58062T 3585 3585 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 np np 45.00 No Friendly 1 No No No No ARV PO Box 3000 /3083 151478043 06/07/82 07/17/82 C Completed United States US Clevepak Corp 2500 Westchester Ave 186756 2655/2241/2631/3089/3261/3599 2655 186756 BECKER Becker Paribas Incorporated 1 US United States Torin Corp 891067 3564/3542 3564 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 33.631 np 27.50 3 CASH No Friendly 1 No No No No 0.4 0.85 Becker Paribas Incorporated CLV 25.00 /3321/3561/3432/3444/3264 COM CASH 151476043 06/07/82 12/31/82 C Completed United States US First & Merchants Corp 318396 6021/6712 6021 318396 01 US United States Wise County Natl Bk 977193 6712 6712 Priv. 100.00 75.90 100.0 12.28 np 12.28 4 CASH No Friendly 1 No No No No FMCH 30.00 COM COM CASH 151479043 06/07/82 12/03/82 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Zip-Call Inc 98973Q 7359 7359 Priv. 100.00 100.00 100.0 54.000 54.000 54.00 No Friendly 1 No No No No MET 151485043 06/08/82 W Withdrawn United States US Wachovia Corp,Winston-Salem, North Carolina 301 N. Main St. 929769 6021/6712 6021 929769 US United States Cabarrus Bank & Trust 12676X 6021 6021 Priv. 100.00 100.00 100.0 16.000 np 16.00 4 CASH No Friendly 1 No No No No WB 4,000.00 Po Box 3099 COM COM CASH 151486043 06/08/82 01/01/83 C Completed United States US American Century Corp 111 Soledad 025078 6799 6799 025078 US United States Commerce Savings Association 20069A 6022 6022 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No ACT Suite 1300 151489043 06/08/82 06/30/82 C Completed United States US Ameribanc Inc 5th & Francis Sts 023618 6022/6712 6022 023618 01 US United States Laurel Bancshares Inc 518618 6712 6712 Priv. 100.00 100.00 100.0 10.131 np 10.117 6 CASH No Friendly 1 No No No No ABNK 22.73 CASH COM CASH NOTE COM 151495043 06/09/82 W Withdrawn United States US Hasbro Bradley Inc 1027 Newport Ave 418056 3944/3942/6794 3944 418056 US United States Wham-O Mfg Co 962251 3944/3949 3944 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 16.806 np 16.806 3 CASH No Friendly 1 No No No No HAS 21.50 CASH COM 151501043 06/11/82 09/16/82 C Completed United States US Best Products Co Parham Rd & Interstate 95 086551 5944/5722/5731/5719/5948/5399 5944 086551 GS/WHEAT Goldman Sachs & Co 2 US United States Modern Merchandising Inc 607662 5961/5399 5961 2 Dain Bosworth Inc Public 100.00 100.00 100.0 220.985 np 109.00 2 COM No Friendly 1 No No No No 0.8 0.4 Goldman Sachs & Co MOM BES 12.50 Wheat First Securities Inc PaineWebber COM Wheat First Securities Inc 151506043 06/11/82 06/11/82 C Completed United States US Tultex Corp 101 Commonwealth Blvd 899900 2253/2281/6153/6719 2253 899900 US United States Washington Mills Co 20 North Main Street 939227 3291 3291 Priv. 100.00 100.00 100.0 14.500 14.500 14.50 No Friendly 1 No No No No TTX 151508043 06/14/82 06/14/82 C Completed United States US Mohawk Data Sciences Corp 129 Littleton Road 608183 3575/3571 3575 608183 US United States DEK Identification Systems 244870 2752 2752 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 1 COM No Friendly 1 No No No No MDS 151514043 06/16/82 07/30/82 C Completed United States US Communications & Cable Inc N Haverhill Road 203385 4833/4899/7922/7999 4833 203385 US United States Comark Inc 200029 4841/4833 4841 Priv. 100.00 90.00 90.0 383.333 383.333 345.00 No Friendly 1 No No No No CCAB 151513043 06/16/82 06/16/82 C Completed United States US Andersen Group Inc 405 Park Avenue 033501 3844/3679/3823/3625/3845 3844 033501 US United States Medical Imaging Centers of America Inc 9444 Farnham St 584578 8093/8099 8093 1 Booz Allen & Hamilton Inc Priv. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No MIKA ANDR Suite 1202 Suite 100 151523043 06/17/82 09/15/82 C Completed United States US Ogden Corp 2 Pennsylvania Plaza 676346 7349/4225/4581/8711/4959/4953 7349 676346 01 US United States Allied Maintenance Corp 019267 7349 7349 1 Lazard Freres & Co LLC Priv. 100.00 100.00 100.0 95.200 np 95.20 2 COM No Friendly 1 No No No No 1.6 OG 31.94 /6159/499A/6512/5812 COM 151522043 06/17/82 12/10/82 C Completed United States US American Bancorp Inc,Hamden, Connecticut 2992 Dixwell Ave 023911 6021/6712 6021 023911 KEEFE Keefe Bruyette & Woods Inc 1 US United States Valley Trust Co 920168 6712 6712 Priv. 100.00 100.00 100.0 1.525 np 13.075 5 CASH No Friendly 1 No No No No Keefe Bruyette & Woods Inc ABAC 15.25 COM COM COM CASH 151527043 06/18/82 06/01/83 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 01 US United States Winters Natl Corp 976129 6021/6712 6021 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 110.001 np 122.10 2 COM No Friendly 1 No No No No 0.3 ONE 47.00 /6099/6733/6311/6159/6712 COM 151536043 06/21/82 09/28/82 C Completed United States US Citicorp 399 Park Ave 173034 6021/6712 6021 173034 US United States Fidelity S&L Association 316343 6036 6036 Priv. 100.00 100.00 100.0 80.000 80.000 80.00 No Friendly 1 No No No No CCI 151535043 06/21/82 12/18/82 C Completed United States US First Jersey National Corp, Jersey City,New Jersey 2 Montgomery St 320644 6022/6712 6022 320644 US United States Peoples Natl Bk-Lakewood 711650 6712 6712 Priv. 100.00 100.00 100.0 13.500 13.500 13.50 2 COM No Friendly 1 No No No No FJNC COM 151531043 06/21/82 07/02/82 C Completed United States US Chesebrough-Pond's Inc 33 Benedict Place 165339 2844/2834/2842/2099/2369/2257 2844 165339 US United States Prince Manufacturing Inc (Chesebrough-Ponds Inc/ Unilever NV) P.O. Box 2031 74172Q 3949 3949 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 62.4 62.400 62.40 No Friendly 1 No No No No CBM /2098/2879/3089/3949/3021 151532043 06/21/82 09/01/82 C Completed United States US Continental Corp 180 Maiden Lane 211327 6311/6321/6331/6411/6141/7374 6311 211327 KRAMER Kramer Capital Partners 1 US United States William Penn Life Ins Co 969250 6311/6321 6311 Priv. 100.00 100.00 100.0 22.000 22.000 22.00 No Friendly 1 No No No No Kramer Capital Partners CIC 151537043 06/22/82 09/03/82 C Completed United States US Global Natural Resources Inc 5300 Memorial Drive 379355 1311/1381/1382 1311 379355 SLH Shearson Lehman Hutton 1 US United States McFarlane Oil Co 580433 2911/1311 2911 Priv. 100.00 100.00 100.0 44.000 44.000 44.00 No Friendly 1 No No No No Shearson Lehman Hutton GNR 11.00 151541043 06/22/82 09/30/82 C Completed United States US American General Corp 2929 Allen Parkway 026351 6311/6321/6331/6351/6282/6719 6311 026351 FBC First Boston Corp 1 US United States NLT Corp 629161 6311/6321/6331/6351 6311 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 1,669.414 np 1,500.00 6 CASH No Hostile 1 No No No No 5.0 5.7 First Boston Corp AGC 46.00 COM PFD PFD DEB CASH 151555043 06/24/82 10/01/82 C Completed United States US American International Group Inc{AIG} 70 Pine Street 026874 6331/6311/6321/6411/6719/6282 6331 026874 US United States Audubon Insurance Co (Audubon) 05082W 6331 6331 1 Becker Paribas Incorporated Sub. 100.00 100.00 100.0 np np 27.70 No Friendly 1 No No No No AIG /6289 151557043 06/24/82 08/03/82 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Pittsburgh Outdoor Advertsg 725198 7312 7312 Priv. 100.00 100.00 100.0 34.500 34.500 34.50 No Friendly 1 No No No No MET 151558043 06/25/82 08/30/82 C Completed United States US Forum Group Inc 8900 Keystone Crossing 349841 8052/8059/8051 8052 349841 US United States Amer Medical Centers Inc 027423 8062/8063 8062 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 88.000 88.000 88.00 1 COM No Friendly 1 No No No No FOUR PO Box 40498 151564043 06/28/82 W Withdrawn United States US Seafirst Corp 701 5th Ave 811737 6021/6712 6021 811737 US United States Alaska Mutual Bank,Anchorage 1500 W Benson Blvd 011901 6022 6022 Public 100.00 100.00 100.0 np np 33.30 3 CASH No Friendly 1 No No No No SFC 33.25 COM CASH 151568043 06/28/82 10/28/82 C Completed United States US Waste Management Inc 3003 Butterfield Rd 941063 4953/4959/7359/8711 4953 941063 BOETTCHER/KP/MLCM Boettcher 3 US United States Chem-Nuclear Systems Inc 220 Stoneridge Dr 163531 4953/8711/8742 4953 1 Goldman Sachs & Co Public 100.00 100.00 100.0 123.792 np 120.00 4 CASH No Hostile 1 No No No No 1.525 Boettcher CMEL WMX 15.00 Kidder Peabody & Co Inc COM Kidder Peabody & Co Inc Merrill Lynch Capital Markets COM Merrill Lynch Capital Markets CASH 151566043 06/28/82 02/22/83 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 01 US United States Great American Bks Inc 389830 6712 6712 1 Bear Stearns & Co Inc Priv. 100.00 100.00 100.0 46.35 np 47.30 4 CASH No Friendly 1 No No No No 0.71 BBI 17.00 COM NOTE CASH 151573043 06/29/82 09/14/82 C Completed United States US Continental Corp 180 Maiden Lane 211327 6311/6321/6331/6411/6141/7374 6311 211327 01 US United States CIC Financial Corp 125434 6331 6331 1 Chicago Corp Priv. 100.00 100.00 100.0 43.073 np 40.70 3 CASH No Friendly 1 No No No No 0.05 CIC 25.00 COM CASH 151574043 06/29/82 09/15/82 C Completed United States US Kane Furniture Corp 484036 5712 5712 484036 US United States Kane Furniture Corp 484036 5712 5712 Public 100.00 100.00 100.0 10.708 np 10.20 3 CASH No Not Appl. 1 No No No No KFUR KFUR 9.00 COM CASH 151575043 06/29/82 04/30/83 C Completed United States US First Tennessee National Corp, Memphis,Tennessee 165 Madison Ave 337162 6712/6159/6162/6282/6799/6211 6712 337162 US United States Mountain Financial Co 624013 6712 6712 Priv. 100.00 100.00 100.0 25.468 np 22.152 5 CASH No Friendly 1 No No No No FTN 105.75 CASH COM CASH CASH 151580043 06/30/82 06/30/82 C Completed United States US GEICO Corp(Berkshire Hathaway Inc) One GEICO Plaza 361582 6331/6311/6324/6211 6331 084670 US United States Garden State Life Insurance Co (Motor Club of America Insurance) 365430 6311 6311 Sub. 100.00 100.00 100.0 10.000 10.000 10.00 1 DEB No Friendly 1 No No No No GEC 151583043 07/01/82 11/23/82 C Completed United States US Alexander & Alexander Services Inc 1185 Ave of the Americas 014476 6411/8742/6211/6371/6331/6141 6411 014476 US United States Clifton & Co 187030 6411 6411 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 No Friendly 1 No No No No AAL /6162 151582043 07/01/82 10/01/82 C Completed United States US Twin City Barge, Inc 901419 4449/3731/4214/4226/5551 4449 901419 US United States Knappton Corp 9030 NW St Helens Road 49880Q 4449/4492/4491 4449 Priv. 100.00 100.00 100.0 10.500 10.500 10.50 1 COM No Friendly 1 No No No No TCTY 151584043 07/01/82 12/07/82 C Completed United States US Old Kent Financial Corp,Grand Rapids,Michigan 111 Lyon Street Nw 679833 6022/6712/6162/6798 6022 679833 MLCM Merrill Lynch Capital Markets 1 01 US United States Pacesetter Financial Corp 693901 6712/6022 6712 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 67.925 np 56.429 4 CASH No Friendly 1 No No No No 0.5 Merrill Lynch Capital Markets OK 13.00 COM PFD CASH 151590043 07/02/82 03/31/83 C Completed United States US Freedon Savings and Loan Assoc 357270 6035 6035 357270 MA-SCHAPIRO Shapiro & Co 1 01 US United States Combanks Corp 200093 6022 6022 Public 100.00 100.00 100.0 57.500 57.500 57.50 No Friendly 1 No No No No 0.1 Shapiro & Co FRDM 151591043 07/02/82 08/27/82 C Completed United States US Combined International Corp 123 N Wacker Dr 200166 6311/6321/6331/6351 6311 200166 MORGAN-LEWIS/MS Morgan Lewis Githens & Ahn 2 01 US United States Ryan Insurance Group Inc 123 N Wacker 783502 6311/6321/6331/6411 6311 1 William Blair & Co Public 100.00 100.00 100.0 161.756 np 133.00 4 CASH No Friendly 1 No No No No 1.35 0.5 Morgan Lewis Githens & Ahn RYIN PMA 34.00 Morgan Stanley & Co CASH Morgan Stanley & Co COM PFD 151589043 07/02/82 12/27/82 C Completed United States US Media General Inc 333 East Franklin Street 58441K 2711/4833/7375/2721/2741/6719 2711 58441K US United States WJKS-TV(Media General Inc) 9117 Hagan Rd 929JKS 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 18.00 No Friendly 1 No No No No MEG PO Box 17000 151596043 07/06/82 07/06/82 C Completed United States US NICOR Inc 1844 Ferry Road 654086 4924/4922/4925/4932/1311/1382 4924 654086 US United States Birdsall Inc 4 E Port Rd 09082Q 4412 4412 Sub. 100.00 100.00 100.0 67.500 67.500 67.50 1 COM No Friendly 1 No No No No GAS 27.00 Po Box 3014 /4412/6719 151604043 07/06/82 07/06/82 C Completed United States US HCW Inc 404140 6722 6722 404140 US United States Delhi Oil Corp 246785 2911/1311/1382/1381 2911 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No HCWO 151602043 07/06/82 12/01/82 C Completed United States US Diamond Shamrock Corp 1202 Pleasanton RD 252741 1311/1221/1222/2812/2819/2911 1311 252741 US United States Sigmor Corp(Diamond Shamrock Inc) 9830 Colonnade Blvd 826900 5599 5599 1 Lazard Freres & Co LLC Public 100.00 79.41 100.0 469.355 np 300.00 4 CASH No Friendly 1 No No No No 0.5 SGMOA DAI 17.50 /5171/5983 COM PFD CASH 151608043 07/07/82 08/31/83 C Completed United States US Forum Group Inc 8900 Keystone Crossing 349841 8052/8059/8051 8052 349841 US United States Grant Center Hospital 387569 8063 8063 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 1 COM No Friendly 1 No No No No FOUR PO Box 40498 151613043 07/08/82 08/05/82 C Completed United States US Time Inc Time & Life Building 887224 2721/2731/5192/4841/7822/7299 2721 887224 US United States American Family Publishers (Charter Co) 02588Q 2721 2721 Sub. 100.00 100.00 100.0 np np 22.50 No Friendly 1 No No No No TL Rockefeller Center 151615043 07/09/82 09/15/82 C Completed United States US Trane Co 40W 40th St 892892 3585/3433/3564/6719 3585 892892 US United States Air Conditioning(Gen Elec) 009096 3585 3585 Sub. 100.00 100.00 100.0 np np 135.00 No Friendly 1 No No No No 151616043 07/09/82 07/09/82 C Completed United States US Bendix Corp 20650 Civic Ctr Dr 081689 3714/3728/3812 3714 081689 US United States Engineering Research Inc (Henley Group Inc) 29288Q 3728/3769 3728 Sub. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No BX 151614043 07/09/82 09/07/82 C Completed United States US International Minerals & Chemical Corp 2315 Sanders Road 459884 2874/2873/3845/3844/3841/2835 2874 459884 US United States First Mississippi Corp 700 North St 320891 2819/2869/2875/1311/1221/1222 2819 Public 100.00 100.00 100.0 np np 26.80 No Friendly 1 No No No No FRM IMC /2833/2836/2834/2869/2819/1474 PO Box 1249 /1041 /1475/5169 151628043 07/15/82 02/17/83 C Completed United States US Conifer Group Inc, Worcester, Massachusetts 370 Main St 207315 6021/6022/7374/6712 6021 207315 01 US United States Essex Bancorp Inc Interstate Corporate Center 296685 6035 6035 Public 100.00 100.00 100.0 20.462 np 18.683 2 COM No Friendly 1 No No No No CNFG 18.56 Building 9 Suite 200 COM 151633043 07/16/82 04/01/83 C Completed United States US Northwestern Financial Corp, Greensboro, NC 668087 6021 6021 668087 US United States Cabarrus Bank & Trust 12676X 6021 6021 1 Girard Bank Priv. 100.00 100.00 100.0 17.000 np 17.00 3 CASH No Friendly 1 No No No No 0.04 NWFN 4,250.00 COM CASH 151636043 07/16/82 07/16/82 C Completed United States US National City Corp,Cleveland, Ohio 1900 East Ninth Street 635405 6022/6282/6722/6726/6719 6022 635405 US United States Goodyear Bk-Akron 382514 6712/6022 6712 Priv. 100.00 100.00 100.0 np np 41.00 No Friendly 1 No No No No NCTY 151632043 07/16/82 08/31/82 C Completed United States US Ralph's Grocery Co(Debartolo Inc) 1100 W Artesia Blvd 751253 5411 5411 24272N US United States DeMoulas Super Markets Inc 875 East St 57026A 5411 5411 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 1,119.702 np 71.00 3 CASH No Friendly 1 No No No No 40.00 CASH COM 151634043 07/16/82 09/24/82 C Completed United States US Morton-Norwich Products Inc 110 North Wacker Dr 619356 2899/2841/2879/2891/2861/2819 2899 619356 GS/SAL Goldman Sachs & Co 2 01 US United States Morton-Norwich Products Inc 110 North Wacker Dr 619356 2899/2841/2879/2891/2861/2819 2899 2 Goldman Sachs & Co Public 100.00 100.00 100.0 580.007 np 540.00 4 CASH No Friendly 1 No No No No 2.5 2.5 Goldman Sachs & Co MNP MNP 50.00 /2821/3087/3089 Salomon Brothers /2821/3087/3089 Lazard Freres & Co LLC CASH Salomon Brothers COM COM 151637043 07/19/82 W Withdrawn United States US Spotts Florafax Corp 100 S E 3Rd Avenue 849284 5992/5261/5193/7389 5992 849284 US United States Florists Transworld Delivery Inc{FTD}(IOS Brands Corp) 29200-22 Northwestern Hwy 34328M 7389/7374/5193 7389 Sub. 100.00 100.00 100.0 np np 50.00 1 PFD No Hostile 1 No No No No Suite 1101 151657043 07/23/82 04/14/83 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 US United States State Exchange Bk 85680M 6022/6712 6022 Priv. 100.00 100.00 100.0 14.400 14.400 14.40 No Friendly 1 No No No No BBI 1,440.00 151658043 07/23/82 12/31/82 C Completed United States US First Bancorp of Ohio,Akron 106 S Main St 318670 6021/6712 6021 318670 US United States Twinsburg Bking Co 901782 6712 6712 Priv. 100.00 100.00 100.0 12.500 12.500 12.50 5 CASH No Friendly 1 No No No No FBOH 86.25 COM CASH NOTE CASH 151674043 07/27/82 11/24/82 C Completed United States US American Leisure Corp 027150 7011/7999/7993 7011 027150 US United States Camelot Hotel(Kinark) 13320L 7011 7011 Sub. 100.00 29.60 100.0 27.054 np 24.454 2 COM No Friendly 1 No No No No AMCO 9.62 COM 151669043 07/27/82 07/27/82 C Completed United States US CBI Industries Inc 800 Jorie Boulevard 124800 2813/3353/2911 2813 124800 US United States Integrated Drilling&Exploratn 458117 1381 1381 Priv. 100.00 100.00 100.0 12.500 12.500 12.50 No Friendly 1 No No No No CBH 151671043 07/27/82 02/02/83 C Completed United States US First Bankers Corp of Florida 1410 Racetrack Road 319284 6021/6712 6021 319284 US United States Natl Trust Bk Of Fl 638234 6712 6712 Priv. 100.00 100.00 100.0 13.900 13.900 13.90 3 CASH No Friendly 1 No No No No FBF 111.38 COM CASH 151672043 07/27/82 W Withdrawn United States US Ducommun Inc 23301 Wilmington Avenue 264147 3728/3724/3647/5084 3728 264147 US United States Purkey Co Inc 746253 5088 5088 Priv. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No DCO 151680043 07/29/82 07/29/82 C Completed United States US Reading Entertainment Inc (Craig Corp) 30 S 15th Street 755332 6552/6799/7832 6552 224174 US United States Equity Holding 1 Inc 29469V 5153 5153 Priv. 100.00 80.00 80.0 37.500 37.500 30.00 No Neutral 1 No No No No RDG Suite 1300 151679043 07/29/82 12/22/82 C Completed United States US Taft Broadcasting Co 1718 Young St 873635 4832/4833/7996/7812 4832 873635 US United States WCIX-TV (Taft Broadcasting) 1111 Brickel Ave 929CIX 4833 4833 Sub. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No TFB 151694043 08/02/82 08/27/82 C Completed United States US First Alabama Bancshares Inc, Birmingham,Alabama 417 N 20th Street 318464 6022/6712 6022 318464 US United States Anniston National Bank 03610Q 6035 6035 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 3 CASH No Friendly 1 No No No No FABC 65.00 COM CASH 151691043 08/02/82 04/06/83 C Completed United States US Mellon National Corp Mellon Bank Center 585518 6021/6712/6141/6159/6162 6021 585518 GS Goldman Sachs & Co 1 US United States Girard Co 376115 6021/6712 6021 1 Goldman Sachs & Co Public 100.00 100.00 100.0 338.455 np 219.90 2 COM No Friendly 1 No No No No 0.75 0.75 Goldman Sachs & Co GIRA 40.97 PFD 151698043 08/03/82 11/01/82 C Completed United States US American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 026681 US United States Bio-Science Enterprises 09068Z 3089/1389 3089 1 Smith Barney, Harris Upham Priv. 100.00 100.00 100.0 np np 120.00 No Friendly 1 No No No No AHS 151712043 08/06/82 08/06/82 C Completed United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 US United States Abilene Natl Bk(Consolidated) 003436 6712 6712 Sub. 100.00 100.00 100.0 np np 20.00 No Friendly 1 No No No No MTD 151716043 08/09/82 10/01/82 C Completed United States US RCA Corp 30 Rockefeller Plaza 749285 3651/3652/3663/3661/3671/4833 3651 749285 US United States Cylix Communications Network 800 Ridge Lake Blvd 3 23256R 4812/4813/4899 4812 1 EF Hutton & Co Inc Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No RCA /4832/3669 151714043 08/09/82 11/01/82 C Completed United States US Westinghouse Electric Corp 11 Stanwix St 960402 3699/3585/3613/2511/3612/3621 3699 960402 US United States Hittman Nuclear Development 433664 8711 8711 Priv. 100.00 100.00 100.0 13.900 13.900 13.90 3 CASH No Friendly 1 No No No No WX 16.55 /4832/4833/3663 CASH COM 151722043 08/10/82 03/31/83 C Completed United States US First Atlanta Corp,Atlanta,GA 2 Peachtree St 318626 6021/6162/6141/6411/7359/6712 6021 318626 US United States Gainesville National Bank 362868 6036/6712 6036 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 1 COM No Friendly 1 No No No No FAC 151732043 08/13/82 12/03/82 C Completed United States US Occidental Petroleum Corp 10889 Wilshire Boulevard 674599 1311/4922/2821/2819/2869/2873 1311 674599 DLJ/GS Donaldson Lufkin & Jenrette 2 US United States Cities Service Co 100 W 7th St 173036 1311/2895/2911/3089 1311 2 First Boston Corp Public 100.00 100.00 100.0 5,872.302 np 4,050.00 6 CASH No Friendly 1 No No No No 6.0 7.0 Donaldson Lufkin & Jenrette CS OXY 55.00 Goldman Sachs & Co Shearson Lehman Hutton CASH Goldman Sachs & Co COM PFD CASH NOTE 151731043 08/13/82 08/13/83 W Withdrawn United States US General Re Corp Financial Centre 370563 6321/6331/6351/6411/6719 6321 370563 US United States NAVCO Corp 1 National General Plz 639338 6331/8741 6331 Public 100.00 100.00 100.0 27.32 np 24.00 3 CASH No Friendly 1 No No No No NAVI GRN 21.00 Po Box 10350 CASH COM 151736043 08/13/82 W Withdrawn United States US Atlantic Oil Corp 048771 1311/1381/1382 1311 048771 US United States Vanderbilt Energy Corp 921784 1311 1311 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 28.079 np 28.20 2 COM No Friendly 1 No No No No VERY ATOC 7.62 COM 151740043 08/16/82 11/10/82 C Completed United States US Genuine Parts Co 2999 Circle 75 Parkway 372460 5013/5084/5112/5021 5013 372460 US United States Standard Unit Parts Corp 85335J 5012 5012 Priv. 100.00 100.00 100.0 17.800 17.800 17.80 1 COM No Friendly 1 No No No No GPC 30.96 151742043 08/17/82 10/01/82 C Completed United States US Comdial Corp 106 Cattleman Road 200332 3661/3669 3661 200332 WOLSEY Wolsey 1 US United States Telephone Sys(Gen Dynamics) 879434 5063 5063 Sub. 100.00 100.00 100.0 np np 50.00 No Friendly 1 No No No No Wolsey CMDZ 151745043 08/18/82 01/03/83 C Completed United States US Continental Telecom Inc 245 Perimeter Center Pkwy 212093 4813/3661/5065/7374/8742/2741 4813 212093 US United States Cado Systems Corp 2055 W 190Th St 127604 3571 3571 1 LF Rothschild Unterberg Towbin Public 100.00 100.00 100.0 60.553 np 60.413 2 COM No Friendly 1 No No No No 0.72 CADO CTC 12.19 P.O. Box 105194 COM 151743043 08/18/82 02/29/84 C Completed United States US Key Banks Inc 60 State St 493067 6021/6022/6712 6021 493067 01 US United States Depositors Corp 249613 6021/6712 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 94.309 np 143.282 6 CASH No Friendly 1 No No No No 1.4 DEP KEY 31.00 PO Box 748 COM CASH NOTE COM CASH 151749043 08/19/82 08/19/82 C Completed United States US Eastmet Corp 7700 Rolling Mill Blvd 277488 3312/5051 3312 277488 US United States Industrial Services of America Inc 7100 Grade Lane 456314 4953 4953 Public 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No IDSA EMET PO Box 32428 151747043 08/19/82 W Withdrawn United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States United Carolina Bancshares Corp,Whiteville,NC 127 West Webster Street 909796 6022/6712 6022 Public 100.00 100.00 100.0 57.232 np 86.00 No Hostile 1 No No No No UCAR FTU 22.05 Floor 40 151756043 08/23/82 12/24/82 C Completed United States US Federal Signal Corp 1415 West 22Nd Street 313855 3711/3569/3827/3663/3679/3713 3711 313855 01 US United States Elgin Sweeper Co 286515 3711 3711 1 William Blair & Co Priv. 100.00 100.00 100.0 13.321 np 11.327 3 DEB No Friendly 1 No No No No 0.107 FSS 30.00 Suite 1100 /3545/3544/3993 COM CASH 151753043 08/23/82 08/23/82 C Completed United States US Viacom International Inc 1515 Broadway 925526 7812/7822/4833/4841/4832 7812 925524 US United States Showtime Networks Inc 1633 Broadway 82539W 4841/4833 4841 Sub. 100.00 100.00 100.0 75.000 75.000 75.00 No Friendly 1 No No No No 151758043 08/24/82 05/23/83 C Completed United States US First Commerce Corp,New Orleans,Louisiana 201 St Charles Avenue 319779 6021/6712 6021 319779 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States New Orleans Bancshares 647592 6712 6712 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 69.11 np 57.00 2 COM No Friendly 1 No No No No 0.18 0.1 Keefe Bruyette & Woods Inc FCOM 40.59 COM 151759043 08/24/82 W Withdrawn United States US TRW Inc 1900 Richmond Road 872649 3714/3465/3621/3519/8711/3761 3714 872649 US United States Trico Industries Inc 3040 E Slauson Avenue 896097 3533/3433/5084 3533 Public 100.00 83.00 100.0 98.958 np 89.00 2 COM No Friendly 1 No No No No TRO TRW 10.73 /3764/7373/3612/3679/3674/8748 COM /3812 151760043 08/24/82 04/13/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States WFLD-TV(Metromedia Inc) 300 North State Street 929FLD 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 137.00 No Friendly 1 No No No No MET 151764043 08/25/82 11/01/82 C Completed United States US Dresser Industries Inc 2001 Ross Ave 261597 3533/3561/3255/1382/3563/3532 3533 406216 US United States Construction(Intl Harvester) 210436 3523/2298/3312/3711 3523 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 150.00 No Friendly 1 No No No No DI /3823/3825/7353 151763043 08/25/82 W Withdrawn United States US Bendix Corp 20650 Civic Ctr Dr 081689 3714/3728/3812 3714 081689 FBC/SAL First Boston Corp 2 US United States James Martin & Co 57327P 7372 7372 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 2,151.053 np 1,600.00 4 CASH No Hostile 1 No No No No 4.0 First Boston Corp BX 48.00 Salomon Brothers COM Salomon Brothers COM CASH 151779043 08/27/82 W Withdrawn United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 US United States Sierra Research Corp 826478 3669/8721 3669 Priv. 100.00 100.00 100.0 np np 24.00 No Friendly 1 No No No No LOR 151789043 08/31/82 07/01/83 C Completed United States US Mercantile Bankshares Corp, Baltimore,Maryland 2 Hopkins Plaza 587405 6712/6022 6712 587405 US United States County Bking & Tr Co 222460 6712 6712 Priv. 100.00 100.00 100.0 16.632 np 13.013 2 COM No Friendly 1 No No No No MRBK 308.00 PO Box 1477 COM 151790043 08/31/82 W Withdrawn United States US Southern Bancorp, Greenville, South Carolina One Shelter Centre 842239 6021/6719 6021 842239 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States National Bank of South Carolina 497 North Guignard Drive 634518 6021/6712 6021 Public 100.00 100.00 100.0 25.11 np 24.20 3 CASH No Hostile 1 No No No No 0.194 Keefe Bruyette & Woods Inc STBN 27.00 COM CASH 151799043 09/01/82 12/10/82 C Completed United States US Pioneer Standard Electronics Inc 6065 Parkland Boulevard 723877 5045/5065 5045 723877 01 US United States Harvey Electronics Inc 205 Chubb Avenue 417660 5731 5731 Priv. 100.00 100.00 100.0 np np 32.00 No Friendly 1 No No No No HRVE PIOS 151795043 09/01/82 09/01/82 C Completed United States US Tipperary Corp 633 17th St 888002 1311/2911 1311 888002 US United States Pipeline (Texas Co) 724068 4619 4619 Sub. 100.00 100.00 100.0 25.000 25.000 25.00 No Friendly 1 No No No No TIPR 151793043 09/01/82 10/29/82 C Completed United States US Kemper Corp One Kemper Drive 488396 6311/6282/6211/6321/6719/6331 6311 488396 US United States Prescott, Ball & Turben Inc (Kemper Corp) 1331 Euclid Ave 74078Q 6211 6211 Sub. 100.00 80.00 80.0 80.000 80.000 64.00 1 COM No Neutral 1 No No No No KEM 151806043 09/02/82 10/20/82 C Completed United States US Colorado National Bankshares Inc 950 17th St 196538 6021/6712 6021 196538 US United States Exchange Natl Bk(Mountain Bks) 301355 6712 6712 Sub. 100.00 100.00 100.0 np np 39.00 No Friendly 1 No No No No COLC Suite 2100 151824043 09/08/82 03/30/83 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 01 US United States Heritage Bank,Watertown,CT Straits Turnpike 427211 6022 6022 Public 100.00 100.00 100.0 12.435 np 12.503 2 COM No Friendly 1 No No No No TXA 112.64 COM 151832043 09/09/82 09/28/82 C Completed United States US MICOM Systems Inc 4100 Los Angeles Ave 594787 7373/5045/5961/5734 7373 594787 US United States Expandor Inc 30212T 7372 7372 Priv. 100.00 100.00 100.0 39.693 39.693 39.693 1 COM No Friendly 1 No No No No MICS 151829043 09/09/82 06/30/83 C Completed United States US Parkway Co 188 E Capitol Street 701545 6512/6519 6512 701545 US United States Nova Reit 669792 6799 6799 1 Girard Bank Priv. 100.00 69.00 100.0 11.437 np 11.437 2 COM No Friendly 1 No No No No PKWY 7.36 300 One Jackson Place COM 151834043 09/10/82 01/03/83 C Completed United States US Tosco Corp 72 Cummings Point Road 891490 2911/2999/5171/5172/5541/5411 2911 891490 SLH Shearson Lehman Hutton 1 01 US United States AZL Resources Inc 002455 0211/0212/2011/3523 0211 1 Wertheim Priv. 100.00 100.00 100.0 120.624 np 78.00 3 CASH No Friendly 1 No No No No 0.175 Shearson Lehman Hutton TOS 10.00 COM CASH 151839043 09/13/82 11/30/82 C Completed United States US National Bancorp Of Alaska Inc Northern Light Boulevard 634859 6021/6022 6021 634859 01 US United States National Bank of Alaska, Anchorage,Alaska 301 W Northern Lights 632754 6021 6021 Public 100.00 100.00 100.0 100.500 np 100.00 2 COM No Friendly 1 No No No No NBAK 33.50 COM 151853043 09/14/82 11/30/83 C Completed United States US First Atlanta Corp,Atlanta,GA 2 Peachtree St 318626 6021/6162/6141/6411/7359/6712 6021 318626 US United States Bank of Commerce,San Diego, Califirnia 7980 Clairmont Mesa Boulevard 061589 6022 6022 Public 100.00 100.00 100.0 11.659 np 11.659 3 CASH No Friendly 1 No No No No BCOM FAC 1,389.60 NOTE COM 151850043 09/14/82 07/15/83 C Completed United States US Kirby Exploration Co Inc 1717 St James Pl 497266 4449/1311/6331 4449 497266 GS Goldman Sachs & Co 1 US United States General Energy Corp(Kirby Exploration Co) 1717 St James Pl 369752 1221/1241/1382/6719/1222 1221 2 Goldman Sachs & Co Sub. 100.00 100.00 100.0 61.779 np 52.40 2 COM No Friendly 1 No No No No 0.5 0.6 Goldman Sachs & Co KEX 12.96 Suite 500 Morgan Guaranty Trust Co of NY COM 151851043 09/14/82 03/18/83 C Completed United States US Continental Bancorp Inc, Philadelphia, Pennsylvania 1500 Market St 211030 6022/6712 6022 211030 01 US United States York Bancorp 986252 6712 6712 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 88.218 np 88.218 2 COM No Friendly 1 No No No No 0.45 CBRP 37.70 COM 151856043 09/15/82 W Withdrawn United States US Sears Roebuck & Co Sears Tower 812387 5311/5961/6331/6311/6321/6211 5311 482584 US United States Crum & Forster Holdings Inc (Talegen Holdings/Xerox Financial Svcs) 305 Madison Ave 228795 6331/6311/6321/6351/6719 6331 Sub. 100.00 100.00 100.0 1,372.802 np 1,390.00 3 CASH No Friendly 1 No No No No S 48.50 /6531 CASH COM 151863043 09/16/82 W Withdrawn United States US Commercial Bancshares Inc, Jersey City,New Jersey 15 Exchange Pl 201140 6022/6712 6022 201140 US United States Bergen State Bk 083858 6712/6022 6712 Priv. 100.00 100.00 100.0 10.501 np 10.501 5 CASH No Friendly 1 No No No No CBNJ 22.00 COM CASH DEB CASH 151861043 09/16/82 01/06/83 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 US United States Music Business(Mgm/Ua) 627518 7929/7389 7929 Priv. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No CBS /2741 151870043 09/17/82 01/11/83 C Completed United States US Xerox Corp 45 Glover Avenue 984121 3579/3571/7373/6159/5045/5044 3579 984121 GS/SAL Goldman Sachs & Co 2 US United States Crum & Forster Holdings Inc (Talegen Holdings/Xerox Financial Svcs) 305 Madison Ave 228795 6331/6311/6321/6351/6719 6331 1 First Boston Corp Sub. 100.00 100.00 100.0 1,595.012 np 1,575.64 5 CASH No Friendly 1 No No No No 5.0 0.575 Goldman Sachs & Co XRX 55.00 /3861/5111 Salomon Brothers CASH Salomon Brothers COM COM PFD 151868043 09/17/82 W Withdrawn United States US Florida National Banks of Florida Inc 225 Water Street 341018 6021/6712 6021 341018 US United States Landmark Banking Corp of Florida,Fort Lauderdale 515053 6022 6022 Public 100.00 100.00 100.0 232.933 np 160.00 3 CASH No Friendly 1 No No No No FNBF 20.00 COM CASH 151867043 09/17/82 02/22/83 C Completed United States US North American Philips Corp (Philips Gloeilampenfabrieken NV) 100 E 42nd St 657045 3651/3634/3641/3621/3679/3931 3651 718337 US United States Lighting Unit(Westinghouse) 96040L 3645/3641/3511 3645 Sub. 100.00 100.00 100.0 np np 200.00 No Friendly 1 No No No No NPH /3861/3625/3643/2819 151875043 09/20/82 01/06/83 C Completed United States US Petro-Lewis Corp 717 17th St 716451 1311 1311 716451 US United States Oil & Gas Fields (Conoco) 677865 1382/1311 1382 Sub. 100.00 100.00 100.0 716.000 716.000 716.00 No Friendly 1 No No No No PTL 151879043 09/21/82 W Withdrawn United States US Triton Group Ltd(Fuqua Industries Inc) 1020 Prospect St 896755 5088/5113/6552/6719 5088 361028 US United States Tony Lama Co 1137 Tony Lama St 512810 3199/3172 3199 1 Dean Witter Reynolds Inc Public 100.00 100.00 100.0 84.520 np 81.00 5 CASH No Friendly 1 No No No No TLAM TGL 35.00 2nd Floor COM CASH NOTE CASH 151882043 09/22/82 04/04/83 C Completed United States US Mellon National Corp Mellon Bank Center 585518 6021/6712/6141/6159/6162 6021 585518 US United States Mortgage & Trust Inc 61908M 6162 6162 Priv. 100.00 100.00 100.0 95.000 95.000 95.00 No Friendly 1 No No No No 151883043 09/22/82 06/30/83 C Completed United States US Fidelcor Inc,Philadelphia, Pennsylvania Broad and Walnut Sts 315743 6021/6022/6162/6159/6712 6021 315743 FBC First Boston Corp 1 US United States Southeast Natl Bkshs Of PA Inc 841454 6035/6036 6035 1 Butcher & Singer Inc Priv. 100.00 100.00 100.0 64.084 np 51.10 4 CASH No Friendly 1 No No No No First Boston Corp FICR 46.50 COM PFD CASH 151890043 09/24/82 11/10/82 C Completed United States US National City Lines Inc 635417 4213/6552/1311 4213 635417 01 US United States Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 1 First Boston Corp Public 100.00 93.21 100.0 132.464 np 130.00 3 CASH No Hostile 1 No No No No AGM NCLI 65.00 First Security Bank Bldg COM CASH 151889043 09/24/82 03/15/83 C Completed United States US Hamilton Investment Trust 407445 6798 6798 407445 DBL/KENDALE Drexel Burnham Lambert 2 01 US United States Johnstown Fin Corp&Lane Co 479503 6799 6799 Priv. 100.00 100.00 100.0 46.103 np 46.095 2 BENSHS No Friendly 1 No No No No 0.33 Drexel Burnham Lambert HAMTS 10.11 Kendale COM Kendale 151897043 09/24/82 08/10/83 C Completed United States US NBSC Corp 13 East Canal Street 628750 6021/6712 6021 628750 US United States National Bank of South Carolina 497 North Guignard Drive 634518 6021/6712 6021 Public 100.00 100.00 100.0 23.250 np 23.25 4 CASH No Friendly 1 No No No No NSCB 25.00 PO Box 1798 COM COM CASH 151900043 09/28/82 12/23/82 C Completed United States US Masco Corp 21001 Van Born Road 574599 2431/2434/2519/3292/3272/3432 2431 574599 MORGAN-LEWIS Morgan Lewis Githens & Ahn 1 01 US United States Evans-Aristocrat Industries Inc 299101 3423 3423 1 Dillon, Read & Co Inc Priv. 100.00 79.00 100.0 38.423 np 38.00 3 CASH No Friendly 1 No No No No 0.794 Morgan Lewis Githens & Ahn MAS 18.25 /2514/2512/1742 CASH COM 151908043 09/30/82 01/04/83 C Completed United States US United Telecommunications Inc PO Box 11315 913025 4813/4812/4899/4822/5065/2741 4813 913025 SBH Smith Barney, Harris Upham 1 01 US United States Aero-Flow Dynamics Inc 007680 5065 5065 2 Citicorp Priv. 100.00 100.00 100.0 39.843 np 34.00 4 CASH No Friendly 1 No No No No 0.5 Smith Barney, Harris Upham 60.00 /6719 Dillon, Read & Co Inc CASH COM COM 151907043 09/30/82 06/06/83 C Completed United States US First Virginia Banks Inc, Falls Church,Virginia 6400 Arlington Blvd 337477 6022/6021/6712 6022 337477 US United States Farmers&Merchants State Bk 308621 6712/6022 6712 Priv. 100.00 100.00 100.0 14.599 np 14.60 3 CASH No Friendly 1 No No No No FVB 79.00 CASH COM 151906043 09/30/82 09/30/82 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 US United States Light Fixtures(Westinghouse) 96040J 3613/3534/3829 3613 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No CBE Suite 5800 /3625/3612/3613/3491/3429 151911043 10/01/82 01/27/83 C Completed United States US Healthdyne Inc 1850 Parkway Place 422203 3841/3845/8082 3841 422203 ROBINSON Robinson-Humphrey Co 1 01 US United States Narco Scientific Inc 630854 3841/3812/3728/3821/3826/3829 3841 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 70.741 np 60.841 4 CASH No Hostile 1 No No No No 0.783 Robinson-Humphrey Co HDYN 31.50 12th Floor COM COM CASH 151915043 10/01/82 06/15/83 C Completed United States US GTE Corp One Stamford Forum 362320 4813/4812/4899/3629/3641/3661 4813 362320 SLH Shearson Lehman Hutton 1 US United States Sprint(Southern Pacific Co) 851852 4899 4899 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 727.40 No Friendly 1 No No No No Shearson Lehman Hutton GTE /3679/3357/3613/5063/2741 151919043 10/04/82 02/01/83 C Completed United States US Quaker Oats Co 321 N. Clark Street 747402 2045/2043/2041/2099/2087/2032 2045 747402 US United States Pet Foods(Conagra) 20588G 2047 2047 Sub. 100.00 100.00 100.0 np np 22.50 No Friendly 1 No No No No OAT /2086 151916043 10/04/82 10/04/82 C Completed United States US Telex Corp 41st St & Sheridan Rd 879573 3571/3651/3661/3825 3571 879573 US United States Education Operation(Singer) 28149A 3861/3652/8331 3861 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No TC 151925043 10/05/82 11/12/82 C Completed United States US Dover Corp 3005 Highland Parkway 260003 3531/3559/3443/3549/3565/3585 3531 260003 KP Kidder Peabody & Co Inc 1 01 US United States Measurement Systems Inc 583427 3728 3728 Sub. 100.00 100.00 100.0 15.452 np 15.50 3 CASH No Friendly 1 No No No No Kidder Peabody & Co Inc DOV 110.00 Suite 200 COM CASH 151923043 10/05/82 02/14/83 C Completed United States US Square D Co Executive Plaza 852206 3613/3625/3612/3643/3548/3823 3613 852206 PAINE-W PaineWebber 1 01 US United States Topaz Inc 890541 3612/5063 3612 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 49.488 np 55.30 4 CASH No Friendly 1 No No No No 0.088 PaineWebber TPZ SQD 14.40 1415 South Roselle Rd /3644/3497 COM COM CASH 151926043 10/06/82 11/10/82 C Completed United States US Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 022771 FBC First Boston Corp 1 01 US United States Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 Public 100.00 86.00 86.0 132.464 np 112.125 3 CASH No Not Appl. 1 No No No No 1.3 First Boston Corp AGM AGM 65.00 First Security Bank Bldg First Security Bank Bldg COM CASH 151927043 10/06/82 11/24/82 C Completed United States US General Foods Corp 250 North St 369856 2095/2043/2035/2051/2092/2011 2095 369856 SLH Shearson Lehman Hutton 1 US United States Entenmann's Inc 1724 Fifth Avenue 293627 2051 2051 1 First Boston Corp Public 100.00 100.00 100.0 np np 315.00 No Friendly 1 No No No No Shearson Lehman Hutton GF /2013/2098/2037/2087 151928043 10/06/82 07/08/83 C Completed United States US BancTEXAS Group Inc 1601 Elm St 059786 6712/6021/6022 6712 059786 01 US United States Standard Bk 85308M 6712 6712 Priv. 100.00 100.00 100.0 10.593 np 12.50 2 COM No Friendly 1 No No No No BTX 46.87 COM 151932043 10/07/82 W Withdrawn United States US Warner Communications Inc 75 Rockfeller Plz 934436 7812/3652/4841/2721/2731 7812 934436 01 US United States Madison Fund Inc 645 Madison Ave 557480 1311 1311 1 Lazard Freres & Co LLC Public 100.00 96.90 100.0 383.283 np 380.00 2 CASH No Friendly 1 No No No No 0.5 MFI WCI 23.63 DEB 151934043 10/08/82 11/19/82 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 SLH Shearson Lehman Hutton 1 01 US United States All American Assurance Co 016464 6311 6311 Priv. 100.00 17.00 100.0 14.153 np 12.839 2 COM No Friendly 1 No No No No 0.3 Shearson Lehman Hutton ICH 8.52 COM 151936043 10/11/82 W Withdrawn United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States US Realty Investments 91246W 6798 6798 Priv. 100.00 100.00 100.0 35.775 np 40.00 5 CASH No Friendly 1 No No No No SM 13.25 Suite 800 /6211 COM CASH CVTPFD CASH 151948043 10/15/82 06/01/83 C Completed United States US Builders Investment Corp 120082 6531 6531 120082 ALLEN/FOOTHILL Allen & Co Inc 2 01 US United States Knudsen Corp(Winn Enterprises) 231 East 23rd St 499836 2026 2026 1 First Boston Corp Sub. 100.00 100.00 100.0 112.776 np 75.773 3 CASH No Friendly 1 No No No No 0.777 Allen & Co Inc BULDS 27.50 Foothill Securities Inc COM Foothill Securities Inc CASH 151951043 10/18/82 01/07/83 C Completed United States US US Home Corp 1800 West Loop S 912061 1521/1522/6552/6162 1521 912061 01 US United States Brigadier Industrial Corp 10890M 2451 2451 Priv. 100.00 100.00 100.0 30.076 np 25.50 2 COM No Friendly 1 No No No No UH 4.57 COM 151953043 10/19/82 11/01/82 C Completed United States US Atlantic American Corp 4370 Peachtree Rd NE 048209 6311/6321/6331/6351/6719 6311 048209 US United States Rhodes Inc 4370 Peachtree Rd NE 762357 5712 5712 Public 100.00 44.00 61.0 42.746 np 11.769 3 CASH No Neutral 1 No No No No RHD AAME 5.80 COM CASH 151956043 10/20/82 W Withdrawn United States US Colonial BancGroup Inc 100 Colonial Bank Blvd 195493 6021/6712 6021 195493 US United States First Bancgroup-Alabama Inc 319285 6712 6712 Priv. 100.00 100.00 100.0 105.462 np 96.00 5 CASH No Hostile 1 No No No No CNB 40.00 COM COM PFD CASH 151958043 10/21/82 12/06/82 C Completed United States US Fleming Cos Inc 6301 Waterford Blvd 339130 5411/5141 5411 339130 MLCM Merrill Lynch Capital Markets 1 US United States Waples-Platter Co 933701 5141/2032/2033 5141 Priv. 100.00 100.00 100.0 np np 91.00 No Friendly 1 No No No No Merrill Lynch Capital Markets FLM Po Box 299013 151961043 10/22/82 02/24/83 C Completed United States US Logicon Inc 3701 Sky Park Drive 541409 7371/7373/7376/7378 7371 541409 01 US United States R&D Associates 749125 8734/8731 8734 Priv. 100.00 100.00 100.0 25.704 np 25.70 2 COM No Friendly 1 No No No No LGN 22.52 COM 151974043 10/26/82 10/01/83 C Completed United States US Citizens First Bancorp Inc 208 Harristown 174619 6022/6712 6022 174619 MA-SCHAPIRO Shapiro & Co 1 US United States Bergen State Bk 083858 6712/6022 6712 1 Shapiro & Co Priv. 100.00 100.00 100.0 10.979 np 11.00 4 CASH No Friendly 1 No No No No 0.085 0.05 Shapiro & Co CFB 23.00 COM PFD CASH 151972043 10/26/82 W Withdrawn United States US Rainier Bancorporation, Seattle,Washington 1301 Fifth Ave 750863 6021/6162/6712 6021 750863 US United States Old National Bancorp, Evansville, Indiana 420 Main St 680033 6021/6022/6712 6021 Public 100.00 100.00 100.0 97.322 np 57.90 2 COM No Friendly 1 No No No No OLDB RBAN 23.70 COM 151976043 10/27/82 11/30/82 C Completed United States US Northwest Energy Co 1 Williams Center 667446 4922/1311 4922 667446 SLH Shearson Lehman Hutton 1 US United States Cities Service Gas(Occidental) 173037 4923/4922 4923 2 First Boston Corp Sub. 100.00 100.00 100.0 np np 530.00 1 DEB No Friendly 1 No No No No Shearson Lehman Hutton NWP Goldman Sachs & Co 151982043 10/28/82 12/03/82 C Completed United States US Combined International Corp 123 N Wacker Dr 200166 6311/6321/6331/6351 6311 200166 01 US United States Rollins Burdick Hunter Co (Combined International Corp) 10 S Riverside Plz 775707 6411 6411 1 William Blair & Co Sub. 100.00 71.90 100.0 138.864 np 109.00 3 CASH No Friendly 1 No No No No 0.655 PMA 24.50 CASH COM 151988043 10/30/82 10/30/82 C Completed United States US Fairchild Camera & Instruments Corp 303693 3669 3669 303693 US United States Accutest Corp 2235 Us Highway 130 00439U 8734/8731 8734 Priv. 100.00 100.00 100.0 15.500 15.500 15.50 No Friendly 1 No No No No 151991043 11/01/82 12/24/82 C Completed United States US TransAmerica Corp The Transamerica Pyramid 893485 6311/6331/6411/6141/6159/7359 6311 893485 GS Goldman Sachs & Co 1 US United States Fred S James & Co 1285 Ave of the Americas 470245 6411 6411 1 First Boston Corp Public 100.00 95.00 100.0 322.003 np 310.00 3 CASH No Friendly 1 No No No No 1.05 1.55 Goldman Sachs & Co JMS TA 33.50 600 Montgomery Street COM CASH 151995043 11/02/82 11/02/82 C Completed United States US Tipperary Corp 633 17th St 888002 1311/2911 1311 888002 US United States Sunburst Energies Inc 867077 4619 4619 Priv. 100.00 100.00 100.0 26.000 26.000 26.00 No Friendly 1 No No No No TIPR 151993043 11/02/82 07/15/83 C Completed United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States Town & Country Bank(Westpac Banking Corp) 524 North 30Th St., 892024 6712 6712 Sub. 100.00 100.00 100.0 26.817 np 26.817 2 COM No Friendly 1 No No No No ALBN 36.88 Quincy COM 151997043 11/03/82 03/30/83 C Completed United States US Nationwide Corp One Nationwide Plaza 638607 6311/6321/6331/6351 6311 638607 FBC First Boston Corp 1 01 US United States First Plaza 33610M 6022 6022 Priv. 100.00 14.34 100.0 203.041 np 29.10 3 CASH No Friendly 1 No No No No 0.175 First Boston Corp NWDCA 42.50 PO Box 31T COM CASH 152001043 11/04/82 W Withdrawn United States US Telesphere Communications Inc Two Mid America Plaza 879908 3571/3661/4813/5044 3571 879908 US United States Communications Group Inc 901 South Trooper Road 203395 7375 7375 Public 100.00 100.00 100.0 10.307 np 10.30 1 COM No Friendly 1 No No No No CMGI TSP 9.37 Suite 500 152002043 11/04/82 11/04/82 C Completed United States US CSX Corp 500 Water Street 126408 4011/4013/4731/6719 4011 126408 US United States Georiga Railroad Bank & Trust Co 373340 6022 6022 Priv. 100.00 100.00 100.0 16.500 16.500 16.50 No Friendly 1 No No No No CSX 15Th Floor 152007043 11/05/82 07/19/83 C Completed United States US United Television Inc(BHC Communications Inc/Chris-Craft Industries Inc) 132 S. Rodeo Drive, Fourth Fl 913066 4833 4833 170520 US United States KBHK-Tv(Field Enterprises) 482403 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 23.00 No Friendly 1 No No No No UTVI 152005043 11/05/82 03/18/83 C Completed United States US G Heileman Brewing Co Inc 100 Harborview Plz 422884 2082/2083/2051/3724/3993 2082 422884 US United States Pabst Brewing Co 917 West Juneau Avenue 693715 2082 2082 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 268.213 np 241.60 5 CASH No Friendly 1 No No No No PBST GHB 32.00 CASH COM CASH NOTE 152012043 11/08/82 03/10/83 C Completed United States US WR Grace & Co 1 Town Center Road 383883 2821/2671/3081/3086/3089/2899 2821 383883 US United States Amicon Inc 72 Cherry Hill Drive 031517 3826/3829 3826 2 Hambrecht & Quist Public 100.00 100.00 100.0 40.66 np 36.50 3 CASH No Friendly 1 No No No No 0.44 AMIC GRA 25.00 /2891/2812/3273/3272/2833/8092 Lazard Freres & Co LLC CASH /8071/8082/8742/5812/2066/1381 COM /1389/1311/4226/7353/8731 152015043 11/08/82 04/28/83 C Completed United States US Dataproducts Corp 2001 Anchor Ct 238107 3577/3661/3663 3577 238107 US United States Integral Data Systems Inc 45810Y 3555 3555 Priv. 100.00 100.00 100.0 28.4 28.400 28.40 2 COM No Friendly 1 No No No No DPC 31.50 COM 152016043 11/08/82 02/15/85 C Completed United States US Petrie Stores Corp 70 Enterprise Ave 716434 5621/5632 5621 716434 01 US United States Winkelman Stores Inc 48000 Helm 974212 5632 5632 Public 100.00 30.00 100.0 28.889 np 23.80 2 COM No Friendly 1 No No No No PST 15.00 COM 152020043 11/09/82 12/17/82 C Completed United States US Brush Wellman Inc 1200 Hanna Bldg 11740V 3339/3351/3313/3531/3264/3714 3339 11740V SLH Shearson Lehman Hutton 1 US United States Technical Materials Inc 878471 5094 5094 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 46.000 46.000 46.00 No Friendly 1 No No No No Shearson Lehman Hutton 152017043 11/09/82 11/09/82 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Vicksburg Medical Center 925786 8062 8062 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No HCA 152018043 11/09/82 02/02/83 C Completed United States US Signal Cos Inc Columbia Rd & Park Ave 826622 3724/3728/2869/3089/3861/3823 3724 826622 01 US United States Wheelabrator-Frye Inc 962898 3822/8711 3822 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 1,021.082 np 906.20 2 COM No Friendly 1 No No No No 2.5 WFI SGNA 48.00 COM 152025043 11/10/82 02/19/83 C Completed United States US Southwest Bancshares Inc, Hometown,Illinois 4062 Southwest Highway 844769 6035 6035 844769 US United States Marshall Natl Bk 572394 6712 6712 Priv. 100.00 100.00 100.0 10.199 np 59.50 2 COM No Friendly 1 No No No No SWB 84.99 COM 152030043 11/11/82 10/26/83 C Completed United States US Midlantic Banks Inc,Edison,NJ Metro Park Plaza 597806 6022/6021/6162/6035/6153/6712 6022 597806 US United States Colonial Mortgage Service Co(CoreStates Financial Corp) 19579Q 6162 6162 Sub. 100.00 100.00 100.0 10.500 10.500 10.50 No Friendly 1 No No No No MIDL P.O. Box 600 152029043 11/11/82 W Withdrawn United States US Comair Holdings Inc 2258 Tower Drive 199789 4512/4522/7359/8299/6719 4512 199789 US United States United Western Corp 913207 6519/6531/7011 6519 Priv. 100.00 100.00 100.0 24.829 np 22.80 7 CASH No Friendly 1 No No No No COMR 6.00 COM PFD CVTPFD CASH DEB CASH 152027043 11/11/82 01/28/83 C Completed United States US Pfizer Inc 235 East 42Nd Street 717081 2834/2833/2836/2048/5122/5191 2834 717081 LAZ Lazard Freres & Co LLC 1 US United States Valleylab Inc 920226 3841/5047 3841 2 Alex Brown & Sons Inc Public 100.00 100.00 100.0 115.05 np 113.436 2 COM No Friendly 1 No No No No 0.5 1.122 Lazard Freres & Co LLC VLAB PFE 30.80 Smith Barney, Harris Upham COM 152035043 11/12/82 02/01/83 C Completed United States US Midwest Financial Group Inc 301 SW Adams St 597902 6021/6162/7374/6722/6282/6311 6021 597902 US United States Commercial National Corp 333 Texas Street 202213 6021/6712 6021 1 William Blair & Co Public 100.00 100.00 100.0 34.254 np 34.251 2 COM No Friendly 1 No No No No 0.25 CNCL MFGC 45.89 /6211 COM 152036043 11/12/82 02/01/83 C Completed United States US Midwest Financial Group Inc 301 SW Adams St 597902 6021/6162/7374/6722/6282/6311 6021 597902 US United States Illinois Natl Bancorp Inc 452025 6712 6712 1 Bacon, Whipple Priv. 100.00 100.00 100.0 11.175 np 11.175 2 COM No Friendly 1 No No No No 0.005 MFGC 22.05 /6211 COM 152038043 11/12/82 09/01/83 C Completed United States US Union National Corp,Mount Lebanon,Pennsylvania 620 Washington Road 907642 6021/6311/6712 6021 708077 US United States McDowell Natl Bk-Sharon 580356 6712 6712 Priv. 100.00 100.00 100.0 29.958 np 26.968 3 CASH No Friendly 1 No No No No UNBC 53.65 COM CASH 152033043 11/12/82 04/01/83 C Completed United States US LIN Broadcasting Corp (McCaw Cellular Communications Inc) 5295 Carillon Point 532763 4833/4812/4813/4899 4833 57946T US United States WLKW-AM&FM(McCormick) 92930X 4832 4832 1 PaineWebber Sub. 100.00 100.00 100.0 np np 32.00 No Friendly 1 No No No No LINB 152041043 11/15/82 01/25/83 C Completed United States US Kroger Co 1014 Vine Street 501044 5411/5944/5912/5311/2051/2026 5411 501044 GS/PAINE-W Goldman Sachs & Co 2 US United States Dillon Cos Inc(Kroger Co) 700 E 30th St 254165 5411/5311/2024/2051/2023/2026 5411 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 716.579 np 607.462 2 COM No Friendly 1 No No No No 2.5 2.7 Goldman Sachs & Co KR 31.27 /2024/5141 PaineWebber COM PaineWebber 152044043 11/15/82 06/28/83 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States WLKW-AM&FM(McCormick) 92930X 4832 4832 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 47.00 No Friendly 1 No No No No GCI 152051043 11/17/82 11/17/82 C Completed United States US Petro-Lewis Corp 717 17th St 716451 1311 1311 716451 US United States Coquina Oil Corp(Fluor) 217748 1311/1382 1311 1 Smith Barney, Harris Upham Sub. 100.00 100.00 100.0 np np 168.00 No Friendly 1 No No No No PTL 152053043 11/18/82 07/15/83 C Completed United States US Newell Co 29 East Stephenson Street 651192 3229/3089/3262/3411/3221/3363 3229 651192 01 US United States Mirro Alumium Co 604739 3365 3365 1 Robert W Baird & Co Inc Priv. 100.00 67.40 100.0 68.541 np 53.541 2 CASH No Friendly 1 No No No No 0.145 NWL 22.50 /3086/5251/5719 DEB 152056043 11/18/82 02/10/83 C Completed United States US Damson Oil Corp 366 Madison Ave 235766 1311/6722 1311 235766 US United States Oil Wells(Petroleum Corp Tx) 67487L 1311/1321 1311 Priv. 100.00 100.00 100.0 np np 159.30 No Friendly 1 No No No No DAM 152059043 11/19/82 12/31/82 C Completed United States US Sonoco Products Co 1 North Second Street 835495 2652/2655/2679/2631/3499/2499 2652 835495 US United States Can Div(Container Corp Amer) 13470Q 3411 3411 Sub. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No SON /2673/3085/3089/4731/7389 152065043 11/22/82 09/01/83 C Completed United States US Independence Bancorp Inc, Perkasie,Pennsylvania One Hillendale Road 453378 6022/6712 6022 453378 01 US United States Cheltenham Corp 163468 6712 6712 1 Hopper Soliday Priv. 100.00 100.00 100.0 24.939 np 28.922 2 COM No Friendly 1 No No No No 0.045 INBC 50.12 PO Box 67 COM 152063043 11/22/82 05/03/83 C Completed United States US Reliable Life Insurance Co 231 W Lockwood Ave 759421 6311/6321/6331/6351 6311 759421 US United States Rockford Life Ins(Torchmark) 773267 6311 6311 Sub. 100.00 100.00 100.0 np np 56.00 No Friendly 1 No No No No RLIF 152064043 11/22/82 08/31/83 C Completed United States US Independence Bancorp Inc, Perkasie,Pennsylvania One Hillendale Road 453378 6022/6712 6022 453378 HOPPER Hopper Soliday 1 01 US United States Union Bk&Tr Co-E PA 904886 6712 6712 1 Hopper Soliday Priv. 100.00 100.00 100.0 22.988 np 22.987 2 COM No Friendly 1 No No No No 0.045 Hopper Soliday INBC 39.52 PO Box 67 COM 152070043 11/24/82 05/11/83 C Completed United States US Hasbro Bradley Inc 1027 Newport Ave 418056 3944/3942/6794 3944 418056 BEAR Bear Stearns & Co Inc 1 US United States Knickerbocker Toy Co Inc 498872 3949 3949 Public 100.00 100.00 100.0 np np 36.50 No Friendly 1 No No No No Bear Stearns & Co Inc HAS 152080043 11/29/82 04/26/83 C Completed United States US Commonwealth Theatres Inc 213-17 W 18th St 203352 7832/7833/5043 7832 203352 CARL-MARKS Carl Marks & Co. Inc. 1 US United States Commonwealth Theatres Inc 213-17 W 18th St 203352 7832/7833/5043 7832 2 George K Baum & Co Public 100.00 100.00 100.0 46.399 np 34.30 8 CASH No Friendly 1 No No No No 0.5 0.065 Carl Marks & Co. Inc. 24.00 Banque Stern CASH COM CASH CASH COM CASH NOTE 152078043 11/29/82 06/01/83 C Completed United States US Meredith Corp 1716 Locust Street 589433 2731/2721/2711/2741/3663 2731 589433 US United States Omega Communications 29 E Maryland Ave 68206F 4841 4841 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No MDP 152082043 11/30/82 06/20/85 C Completed United States US Bank of Boston Corp,Boston, Massachusetts 100 Federal Street 060716 6021/6712/6211/6282/6162 6021 060716 US United States Colonial Bancorp-Waterbury 195499 6712 6712 1 Morgan Stanley & Co Priv. 100.00 95.01 100.0 94.418 np 79.00 1 PFD No Friendly 1 No No No No 1.625 BKB 36.50 152088043 12/01/82 12/01/82 C Completed United States US Twin City Barge, Inc 901419 4449/3731/4214/4226/5551 4449 901419 US United States Allied Marine Industries Inc 500 E Indian River Road 01927Q 5171 5171 Priv. 100.00 100.00 100.0 16.2 16.200 16.20 1 COM No Friendly 1 No No No No TCTY 152086043 12/01/82 03/30/83 C Completed United States US Masco Corp 21001 Van Born Road 574599 2431/2434/2519/3292/3272/3432 2431 574599 US United States Brass-Craft Manufacturing Co 27700 Northwestern Hwy 105533 3432/3599 3432 Public 100.00 42.90 100.0 72.418 np 68.90 3 CASH No Friendly 1 No No No No BSCF MAS 26.00 /2514/2512/1742 CASH COM 152087043 12/01/82 03/02/83 C Completed United States US Newmont Mining Corp 6363 South Fiddler'S Green Circle 651639 1041/1044/1021 1041 651639 US United States Copper Mine(Cities Service) 217508 1021 1021 Sub. 100.00 100.00 100.0 np np 75.00 No Friendly 1 No No No No NEM Suite 800 152095043 12/02/82 12/02/82 C Completed United States US First City Bancorp of Texas Inc 1001 Main St 319594 6712 6712 319594 US United States Chisolm Financial Services Inc 169891 6712 6712 Priv. 100.00 100.00 100.0 23.999 np 24.00 3 CASH No Friendly 1 No No No No FBT 131.43 COM CASH 152092043 12/02/82 12/02/83 C Completed United States US Stride Rite Corp 191 Spring Street 863314 3149/3143/3021/3131/3144/3949 3149 863314 US United States Keds Corp(Uniroyal) 48723Q 3021 3021 Sub. 100.00 100.00 100.0 np np 21.00 No Friendly 1 No No No No SRR /5139/5661 152102043 12/06/82 W Withdrawn United States US AVX Corp(Kyocera) 801 17th Avenue South 002440 3675 3675 501556 US United States Compower Corp 20395X 4911 4911 Priv. 100.00 100.00 100.0 np np 11.00 2 COM No Friendly 1 No No No No AVX 22.00 COM 152108043 12/06/82 01/06/83 C Completed United States US American Brands Inc 1700 E Putnam Ave 024703 3432/3429/6719/3579/3949/2085 3432 024703 GS Goldman Sachs & Co 1 US United States Pinkerton's Inc(American Brands Inc) 100 Church St 723429 7381/7382/3669 7381 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 126.487 np 165.60 3 CASH No Friendly 1 No No No No Goldman Sachs & Co AMB 77.50 /2782/5112 CASH COM 152105043 12/06/82 02/15/83 C Completed United States US Westinghouse Electric Corp 11 Stanwix St 960402 3699/3585/3613/2511/3612/3621 3699 960402 SLH Shearson Lehman Hutton 1 US United States Unimation Inc Shelter Rock Ln 904901 3569 3569 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 111.561 np 107.00 3 CASH No Friendly 1 No No No No 0.94 Shearson Lehman Hutton RBOT WX 21.00 /4832/4833/3663 CASH COM 152117043 12/08/82 04/29/83 C Completed United States US Harris Graphics Corp 200 Seminole Ave 414545 3555 3555 414545 US United States Printing Equipmt(Harris Corp) 742566 5043 5043 Sub. 100.00 100.00 100.0 np np 250.00 No Friendly 1 No No No No HG 152118043 12/09/82 12/31/82 C Completed United States US Intelligent Systems Corp 255 Technology Park/Atlanta 458158 3575/3577/3571 3575 458158 US United States Quadram Corp(Intelligent Systems Master LP) 1 Quad Way 74730M 8711/3577/3672/5045 8711 1 Grubb & Williams Sub. 100.00 100.00 100.0 53.000 np 35.00 1 COM No Friendly 1 No No No No INTS 20.00 152129043 12/10/82 01/06/83 C Completed United States US American Savings & Loan Association of Florida,Miami (Enstar Group) 17801 NW 2nd Ave 029383 6036 6036 029383 US United States General Homes Corp(General Homes Management Corp) 7322 Southwest Freeway 370054 1531/6552/6162/8711/6361 1531 Sub. 100.00 100.00 100.0 np np 31.00 No Friendly 1 No No No No AMFL 152132043 12/13/82 12/15/82 C Completed United States US Merchants Bancorp Inc 59 Wall St 588437 6022/6712 6022 588437 PCA-CORPFIN PCA Corporate Finance Oy 1 01 US United States Easton National Bank and Trust Co 277623 6712 6712 1 Butcher & Singer Inc Priv. 100.00 100.00 100.0 22.800 np 25.60 3 CVTPFD No Friendly 1 No No No No 0.09 0.058 PCA Corporate Finance Oy NMBC 57.00 DEB COM 152131043 12/13/82 12/13/82 C Completed United States US Dana Corp 4500 Dorr Street 235811 3714/3711/3713/3621/3625/3462 3714 235811 US United States International Harvest-Axle Div 45957D 3714 3714 Sub. 100.00 100.00 100.0 np np 45.00 No Friendly 1 No No No No /3594/3593/3568/6159 152134043 12/13/82 01/21/83 C Completed United States US Payless Cashways Inc Two Pershing Square 704378 5211 5211 704378 KP Kidder Peabody & Co Inc 1 US United States Lumberjack Stores Inc 55002E 5932 5932 1 Bank of California NA Priv. 100.00 100.00 100.0 26.300 26.300 26.30 No Friendly 1 No No No No Kidder Peabody & Co Inc PCS 2300 Main, PO Box 419466 152144043 12/15/82 07/28/83 C Completed United States US Berkshire Hathaway Inc 1440 Kiewit Plaza 084670 6331/2711/2741/2326/2339/3635 6331 084670 EFH EF Hutton & Co Inc 1 US United States Blue Chip Stamps 095329 6231 6231 1 PaineWebber Public 100.00 40.40 100.0 320.180 np 155.275 2 COM No Friendly 1 No No No No 0.11 0.11 EF Hutton & Co Inc BKHT 54.67 /3991/2064/2066/5145/5719/6719 COM 152143043 12/15/82 08/01/83 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 MA-SCHAPIRO Shapiro & Co 1 01 US United States Nassau Trust Co 631702 6022 6022 1 Irving Trust Co Priv. 100.00 100.00 100.0 22.972 np 19.70 5 CASH No Friendly 1 No No No No 0.175 0.02 Shapiro & Co NOR 25.50 COM COM DEB CASH 152151043 12/16/82 06/30/83 C Completed United States US First Railroad & Banking Co of Georgia,Augusta, 699 Broad St 336135 6022/6712 6022 336135 01 US United States Commercial Bankshares Inc 201134 6712 6712 Priv. 100.00 100.00 100.0 23.325 np 20.00 6 CASH No Friendly 1 No No No No FRRG 50.00 NOTE CASH CASH COM COM 152152043 12/17/82 11/01/83 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States First Natl City Bk-Alliance 335567 6712 6712 Priv. 100.00 100.00 100.0 18.800 18.800 18.80 2 COM No Friendly 1 No No No No ONE /6099/6733/6311/6159/6712 COM 152157043 12/17/82 01/06/83 C Completed United States US US Industries Inc 101 Wood Avenue 912080 3431/3432/3261/3641/3645/3423 3431 912080 US United States Keystone Lighting Corp 493506 3646 3646 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 56.000 56.000 56.00 No Friendly 1 No No No No USN /3944/3143/3144/3149/3949 152162043 12/20/82 01/07/83 C Completed United States US Fleming Cos Inc 6301 Waterford Blvd 339130 5411/5141 5411 339130 US United States American Strevell Inc 03010M 5141 5141 Priv. 100.00 100.00 100.0 18.7 18.700 18.70 No Friendly 1 No No No No FLM Po Box 299013 152163043 12/20/82 08/26/83 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 EFH EF Hutton & Co Inc 1 01 US United States Monogram Industries Inc 50 Kennedy Plz 609762 3357/3643/3431/3444/6552 3357 1 Bear Stearns & Co Inc Priv. 100.00 70.00 100.0 170.604 np 107.399 5 CASH No Friendly 1 No No No No 0.5 0.2 EF Hutton & Co Inc NTK 59.60 /3651/3635/2434/2431/3261/3431 COM /3444/5211 COM COM CASH 152161043 12/20/82 08/11/83 C Completed United States US First Illinois Corp, Evanston, Illinois 800 Davis St 320536 6021/6022/6712 6021 320536 US United States Wilmette Bk 971474 6712 6712 Priv. 100.00 100.00 100.0 11.600 11.600 11.60 2 COM No Friendly 1 No No No No FTIL PO Box 712 COM 152175043 12/22/82 W Withdrawn United States US Consolidated Freightways Inc 3240 Hillview Avenue 12612W 4213/4731/4424/6719/4449/4412 4213 12612W US United States Air Express International Corp 120 Tokeneke Rd 009104 4731/4513 4731 Public 100.00 100.00 100.0 71.817 np 63.00 2 COM No Friendly 1 No No No No AEIC CNF 16.75 /4226/3715 COM 152179043 12/23/82 03/01/83 C Completed United States US Pizza Ventures Inc 725901 5812 5812 725901 US United States Maropix Inc 571340 5812 5812 Priv. 100.00 100.00 100.0 18.600 18.600 18.60 1 COM No Friendly 1 No No No No PVEN 152188043 12/27/82 01/05/83 C Completed United States US Amicor Inc 468 Getty Ave 031520 3861 3861 031520 US United States Amicor Inc 468 Getty Ave 031520 3861 3861 1 Booz Allen & Hamilton Inc Public 100.00 100.00 100.0 18.000 18.000 18.00 No Friendly 1 No No No No AMIR AMIR 152187043 12/27/82 06/30/83 C Completed United States US Deposit Guaranty Corp,Jackson, Mississippi 210 East Capitol Street 249555 6021/6162/8742/6712 6021 249555 US United States First Natl Bk-Laurel 329527 6712 6712 Priv. 100.00 100.00 100.0 13.0 np 13.00 3 CASH No Friendly 1 No No No No DEP 134.02 Post Office Box 730 CASH COM 152186043 12/27/82 07/05/84 C Completed United States US Olin Corp 190 Carondelet Plaza 680665 2812/2821/2819/2869/2879/2891 2812 680665 MORGAN-LEWIS Morgan Lewis Githens & Ahn 1 01 US United States Philip A Hunt Chemical Corp 445582 5169 5169 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 127.921 np 131.00 3 CASH No Friendly 1 No No No No 0.075 0.25 Morgan Lewis Githens & Ahn OLN 20.00 Suite 1530 /3483/3484/3764/3366 COM CASH 152190043 12/27/82 07/06/83 C Completed United States US Fairchild Industries Inc 300 W Service Rd 303711 3721/3761/3728/3569/3679/3674 3721 303711 US United States Space Communications Co (Continental Telecom,Fairchild Industries Inc) 1300 Quince Orchard Blvd 84611T 4899 4899 J.V. 100.00 50.00 100.0 58.000 58.000 29.00 No Friendly 1 No No No No FEN 152194043 12/29/82 08/12/83 C Completed United States US Midlantic Banks Inc,Edison,NJ Metro Park Plaza 597806 6022/6021/6162/6035/6153/6712 6022 597806 FBC First Boston Corp 1 01 US United States Greater Jersey Bancorp 391897 6022/7379/7513/7359/6162/6712 6022 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 109.203 np 88.50 4 CASH No Friendly 1 No No No No 0.25 0.488 First Boston Corp GJBC MIDL 37.96 P.O. Box 600 COM COM CASH 152198043 12/30/82 09/12/83 C Completed United States US Dauphin Deposit Corp, Harrisburg,Pennsylvania 213 Market St 238282 6022/6712 6022 238282 KP Kidder Peabody & Co Inc 1 01 US United States Bancorp Of Pa Reading 059690 6712 6712 1 Janney Montgomery Scott Inc Priv. 100.00 100.00 100.0 45.515 np 41.40 4 CASH No Friendly 1 No No No No 0.1 Kidder Peabody & Co Inc DAPN 25.50 CASH COM COM 152208043 01/03/83 04/29/83 C Completed United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 GS Goldman Sachs & Co 1 01 US United States Instrumentation Laboratory Inc 457807 3841 3841 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 149.086 np 115.00 4 CASH No Friendly 1 No No No No 0.75 1.15 Goldman Sachs & Co ILAB ALD 38.00 CASH COM COM 152206043 01/03/83 02/17/83 C Completed United States US National Distillers & Chemical Corp 99 Park Ave 635655 2819/2821/2085/2084/5984/6311 2819 635655 FBC First Boston Corp 1 01 US United States Suburban Propane Gas Corp One Suburban Plaza 864473 5984 5984 1 EF Hutton & Co Inc Public 100.00 86.00 100.0 366.593 np 267.543 3 CASH No Hostile 1 No No No No 1.75 1.5 First Boston Corp N/A DR 51.00 /6321/6331/6351 240 Route 10 West COM CASH 152210043 01/04/83 01/04/83 C Completed United States US Ogden Corp 2 Pennsylvania Plaza 676346 7349/4225/4581/8711/4959/4953 7349 676346 US United States Alpine/Burtco International Group 02081T 7033 7033 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No OG /6159/499A/6512/5812 152213043 01/04/83 06/01/83 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 MA-SCHAPIRO Shapiro & Co 1 01 US United States Bank of Commerce 061563 6712/6022 6712 Priv. 100.00 32.40 100.0 51.663 np 51.00 3 CASH No Friendly 1 No No No No 0.5 Shapiro & Co NOR 34.00 COM CASH 152215043 01/04/83 05/02/83 C Completed United States US Digicon Inc 3701 Kirby Dr 253804 1382/1389/7374 1382 253804 01 US United States Geophysical Field Surveys Inc 372914 1382 1382 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 27.592 np 27.00 5 CASH No Friendly 1 No No No No 0.35 GFSI DGC 8.75 Suite 112 CASH CASH CASH NOTE 152214043 01/04/83 01/04/83 C Completed United States US Goldome,Buffalo,New York One Fountain Plaza 381421 6036 6036 381421 US United States Palmetto Federal Savings and Loan Association 697071 6036 6036 Mutual 100.00 100.00 100.0 36.000 36.000 36.00 No Friendly 1 No No No No GDM 152224043 01/07/83 03/31/83 C Completed United States US PTC Bancorp,Brookville,Indiana Reservior Hill Road 69364E 6021 6021 455149 01 US United States Cencom Inc 151306 4812/4833/4899/4813 4812 Priv. 100.00 72.00 100.0 27.685 np 10.763 2 COM No Friendly 1 No No No No 16.40 9014 State Road 101 PO Box 7 COM 152222043 01/07/83 03/08/83 C Completed United States US Phillips Petroleum Co Inc Phillips Building 718507 1311/2911 1311 263534 GS Goldman Sachs & Co 1 01 US United States General American Oil Co 368820 1311/2869/6162/6311 1311 1 First Boston Corp Priv. 100.00 100.00 100.0 968.112 np 1,140.00 3 CASH No Friendly 1 No No No No Goldman Sachs & Co P 38.17 4Th & Keeler Ave CASH COM 152227043 01/10/83 01/10/84 W Withdrawn United States US Louisville Cement Co 546642 3241 3241 546642 HILLIARD JJB Hilliard WL Lyons Inc 1 US United States Kentucky-Tennessee Clay Co 5080 State Route, 45 South 491638 1455 1455 Priv. 100.00 100.00 100.0 26.180 np 25.40 3 CASH No Hostile 1 No No No No JJB Hilliard WL Lyons Inc 172.00 CASH COM 152225043 01/10/83 W Withdrawn United States US Sensormatic Electronics Corp 500 NW 12th Avenue 817265 7382/7359 7382 817265 US United States MSI Data Corp 340 Fischer Avenue 553617 8711/3579/5045/7378 8711 Public 100.00 100.00 100.0 97.212 np 96.40 2 COM No Friendly 1 No No No No MSI SNSR 39.15 COM 152226043 01/10/83 01/10/83 C Completed United States US Mark IV Industries Inc 501 John James Audubon Parkway 570387 3052/3823/3577/3669/3663/3651 3052 570387 US United States Protective Closures Co Inc 74365Q 3089 3089 Sub. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No IV P.O. Box 810 /3679/5046/5045/5065/5099/8711 152230043 01/11/83 08/04/83 C Completed United States US Financial Corp of America 18401 Von Karman Ave 317421 6036/6159/6153/6512/6712 6036 317421 BEAR Bear Stearns & Co Inc 1 01 US United States First Charter Financial Corp 319441 6021/6712 6021 1 First Boston Corp Priv. 100.00 100.00 100.0 805.649 np 810.00 4 CASH No Friendly 1 No No No No 1.7 0.525 Bear Stearns & Co Inc FIN 27.00 COM PFD CASH 152237043 01/13/83 06/03/83 C Completed United States US Viacom International Inc 1515 Broadway 925526 7812/7822/4833/4841/4832 7812 925524 EFH EF Hutton & Co Inc 1 US United States KSLA(Viacom International) 1812 Fairfield Ave 482SLA 4833 4833 Sub. 100.00 100.00 100.0 29.9 29.900 29.90 2 COM No Friendly 1 No No No No EF Hutton & Co Inc COM 152239043 01/14/83 03/04/83 C Completed United States US Litton Industries Inc 21240 Burbank Boulevard 538021 3812/3669/3663/3625/3731/3462 3812 538021 SLH Shearson Lehman Hutton 1 01 US United States Itek Corp 465632 3851/3827/3861 3851 1 First Boston Corp Public 100.00 95.30 100.0 244.465 np 250.00 6 COM No Friendly 1 No No No No 2.8 2.125 Shearson Lehman Hutton ITK LIT 48.00 /3728/3823/3571 CASH CASH COM CASH CASH 152243043 01/14/83 04/12/84 C Completed United States US Ames Department Stores Inc 2418 Main Street 030789 5331/5311/5941 5331 030789 WER Wertheim 1 01 US United States KDT Industries Inc 1301 W 25th St 482455 3743/3812/3548 3743 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 28.500 28.500 28.50 2 COM No Friendly 1 No No No No Wertheim AMES PFD 152247043 01/17/83 09/06/83 C Completed United States US First National State Bancorporation,Newark,NJ 550 Broad St 335742 6021/6035/6022/6712 6021 335742 01 US United States First National Bank of New Jersey 33573G 6021/6022 6021 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 84.036 np 84.00 4 CASH No Friendly 1 No No No No 0.63 FNS 37.25 COM PFD CASH 152251043 01/18/83 12/07/83 C Completed United States US National Bancshares Corp of Texas,Laredo,Texas Interstate Hwy 35 at Mann Road 632593 6021/6022/6712 6021 632593 01 US United States Coastal Bend Bancshares Inc 19041T 6712 6712 Priv. 100.00 100.00 100.0 12.002 np 10.157 2 COM No Friendly 1 No No No No NBOT 17.28 COM 152254043 01/19/83 05/15/83 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 01 US United States Great Southern Life Insurance Co(American General Corp) 500 N Akard St 391226 6311 6311 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 250.00 1 NOTE No Friendly 1 No No No No ICH Ste 1100 152272043 01/25/83 01/25/83 C Completed United States US IRE Financial Corp 1320 s. Dixie Highway 450020 8742 8742 450020 US United States First City Federal Savings and Loan Association,Bradenton,FL 1301 Sixth Avenue West 319628 6035 6035 Public 100.00 50.98 72.0 45.572 np 18.845 No Neutral 1 No No No No FCSL IF 42.00 152278043 01/28/83 03/04/83 C Completed United States US General Host Corp One Station Place 370064 5261/5945/5499/5999 5261 370064 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Franks Nursery & Crafts Inc 1175 West Long Lake Road 355352 5261 5261 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 44.004 np 45.00 3 CASH No Friendly 1 No No No No 0.075 0.683 Alex Brown & Sons Inc GH 19.00 PO Box 10045 CASH COM 152280043 01/28/83 11/25/83 C Completed United States US First American Corp,Nashville, Tennessee First American Center 318900 6021/6712 6021 318900 01 US United States Park National Bank 50 North Third St 70065Q 6021/6022 6021 1 Keefe Bruyette & Woods Inc Sub. 100.00 100.00 100.0 45.26 np 45.30 2 COM No Friendly 1 No No No No 0.45 FAM 113.15 Po Box 3500 COM 152286043 01/31/83 04/06/83 C Completed United States US Bally Manufacturing Corp 8700 West Bryn Mawr Avenue 058732 7011/7991 7011 058732 US United States Federated Income and Private Placement Fund 314198 6726 6726 1 LF Rothschild Unterberg Towbin Public 100.00 100.00 100.0 137.400 137.400 137.40 No Friendly 1 No No No No FINC BLY 152296043 02/01/83 02/01/84 C Completed United States US Multimedia Broadcasting Co 305 South Main St 62545K 4833/4832/2711/2721/4841/7382 4833 62545K US United States ATC Cablevision-Cable TV Systems 00206C 4841 4841 Sub. 100.00 100.00 100.0 np np 22.50 No Friendly 1 No No No No MMEDC 152291043 02/01/83 02/01/83 C Completed United States US Browning-Ferris Industries Inc 757 North Eldridge 115885 4953/4959/7359 4953 115885 US United States Cecos Intl Inc 15003Q 9511/4953 9511 Priv. 100.00 100.00 100.0 np np 85.00 1 COM No Friendly 1 No No No No BFI 152292043 02/01/83 02/01/83 C Completed United States US Computer Products Inc 7900 Glades Road 205300 3679/3629/3674/3625/3577/7373 3679 205300 US United States Compower Corp 20395X 4911 4911 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 2 COM No Friendly 1 No No No No CPRD 13.37 COM 152299043 02/02/83 02/02/83 C Completed United States US Marsh & McLennan Cos Inc 1166 Avenue of the Americas 571748 6411/6726/6282/8721/6722/8742 6411 571748 MS Morgan Stanley & Co 1 US United States Natl Economic Research Asso 63576Q 8742 8742 1 Lazard Freres & Co LLC Priv. 100.00 100.00 100.0 18.7 18.700 18.70 1 COM No Friendly 1 No No No No Morgan Stanley & Co MMC 152307043 02/04/83 09/01/83 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 SAL Salomon Brothers 1 US United States Liberty Communications Inc 530365 4833 4833 Priv. 100.00 100.00 100.0 182.000 np 182.00 3 CASH No Friendly 1 No No No No Salomon Brothers TCOMA 140.00 COM CASH 152311043 02/07/83 03/01/83 C Completed United States US Lancaster Colony Corp 37 West Broad Street 513847 2035/2099/5149/2091/2051/5142 2035 513847 US United States Norton Simon Inc-Pfeiffer Division 66870K 2035 2035 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No LANC /3263/3262/2399/2211 152316043 02/08/83 11/21/83 C Completed United States US Federated High Income Securities Inc Federated Investors Tower 314196 6722 6722 314196 01 US United States Federated Income and Private Placement Fund 314198 6726 6726 Public 100.00 100.00 100.0 41.389 np 41.648 2 COM No Friendly 1 No No No No FINC 8.76 COM 152318043 02/08/83 05/02/83 C Completed United States US Universal Health Services Inc Universal Corporate Center 913903 8062/8063/8069/8011 8062 913903 US United States Qualicare Inc 747520 8011 8011 2 Drexel Burnham Lambert Priv. 100.00 100.00 100.0 120.000 120.000 120.00 No Friendly 1 No No No No UHSIB 367 South Gulph Road LF Rothschild Unterberg Towbin 152322043 02/09/83 02/11/83 C Completed United States US Business Men's Assurance Co of America BMA Tower 123277 6311/6321/6552/4833/8071 6311 123277 US United States Home Office Reference Laboratory Inc 10310 W. 84th Terrace 437267 8071/8099 8071 Sub. 100.00 100.00 100.0 18.000 18.000 18.00 No Friendly 1 No No No No BMAC One Penn Valley Park 152331043 02/11/83 08/15/83 C Completed United States US First Maryland Bancorp, Baltimore,Maryland 25 South Charles St 320806 6021/6712 6021 320806 US United States First Natl Bk-So Maryland 33381Q 6712 6712 Priv. 100.00 100.00 100.0 12.993 np 13.00 3 CASH No Friendly 1 No No No No FMDB 40.00 CASH COM 152337043 02/11/83 04/01/83 C Completed United States US Bristol-Myers Co 345 Park Ave 110097 2834/2844/2842/2099 2834 110097 01 US United States Jobst Institute Inc 633 Miami St 47770Q 3841/3842/5047 3841 Priv. 100.00 100.00 100.0 3.834 np 33.87 1 COM No Friendly 1 No No No No BMY 63.00 152340043 02/14/83 01/11/84 C Completed United States US Kleer-Vu Industries Inc 921 West Artesia Blvd 498494 3861 3861 498494 BEAR Bear Stearns & Co Inc 1 US United States Denitex International Corp 24846D 6799 6799 Priv. 100.00 100.00 100.0 14.100 14.100 14.10 No Friendly 1 No No No No Bear Stearns & Co Inc KVU 152339043 02/14/83 03/18/83 C Completed United States US General Growth Properties Inc 55 West Monroe Street 370019 6798/6512 6798 370019 US United States General Growth Properties Inc 55 West Monroe Street 370019 6798/6512 6798 Public 100.00 100.00 100.0 546.682 np 150.773 3 CASH No Not Appl. 1 No No No No GGP GGP 20.00 Suite 3100 Suite 3100 CASH COM 152343043 02/15/83 02/15/83 C Completed United States US First Tennessee National Corp, Memphis,Tennessee 165 Madison Ave 337162 6712/6159/6162/6282/6799/6211 6712 337162 US United States United American Bank,Tennessee 909336 6021/6712 6021 Priv. 100.00 100.00 100.0 54.500 54.500 54.50 No Friendly 1 No No No No FTN 152354043 02/17/83 11/28/83 C Completed United States US National Bancshares Corp of Texas,Laredo,Texas Interstate Hwy 35 at Mann Road 632593 6021/6022/6712 6021 632593 US United States Heights State Bk-Houston 422830 6712 6712 Priv. 100.00 100.00 100.0 39.915 np 39.916 2 COM No Friendly 1 No No No No NBOT 94.54 COM 152355043 02/18/83 04/18/83 C Completed United States US Ranchers Exploration and Development Corp 752006 1041/1044/1031/1499/1455 1041 752006 BEAR Bear Stearns & Co Inc 1 US United States Kentucky-Tennessee Clay Co 5080 State Route, 45 South 491638 1455 1455 Priv. 100.00 91.50 100.0 1,579.321 np 25.80 4 CASH No Friendly 1 No No No No 0.225 Bear Stearns & Co Inc RAN 175.00 CASH COM CASH 152359043 02/22/83 02/22/84 W Withdrawn United States US Louisiana Land & Exploration Co 909 Poydras Street 546268 1311/2911 1311 546268 US United States Belco Petroleum Co(Internorth Inc) 077419 2869/2865 2869 Sub. 100.00 100.00 100.0 759.241 np 700.00 1 COM No Friendly 1 No No No No LLX 29.50 152365043 02/23/83 10/31/83 C Completed United States US First Connecticut Bancorp 101 Pearl St 319846 6021/6712 6021 338902 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States Independence Bk & Tr Co 45337T 6712 6712 Priv. 100.00 100.00 100.0 12.818 np 13.894 2 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc 137.31 COM 152364043 02/23/83 02/23/83 C Completed United States US Gulf & Western Industries Inc One Gulf & Western Plaza 402064 7822/7812/2731/7941/6141/6159 7822 402064 US United States Mohasco Corp 4401 Fair Lakes Ct 608030 2273/2512/2514/5023/7359 2273 Public 100.00 27.34 53.4 178.076 np 30.798 3 CASH No Neutral 1 No No No No MOH GW 17.12 /2741/6153/6311/4899 COM CASH 152376043 02/25/83 07/15/83 C Completed United States US The Washington Post Co 1150 15Th Street Northwest 939640 8299/2711/2721/4833/4841 8299 939640 US United States Sports Channel Associates 51 West 52nd Street 84939V 4841 4841 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No WPO 152381043 02/28/83 W Withdrawn United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Walter E Heller & Co-Finance Unit 42332G 6159 6159 Sub. 100.00 100.00 100.0 np np 400.00 1 DEB No Friendly 1 No No No No SPC /6162/7374/6712 152388043 03/01/83 W Withdrawn United States US Union Planters Corp,Memphis, Tennessee 7130 Goodlet Farms Parkway 908068 6021/6022/6726/6722/6282/6799 6021 908068 US United States Valley Fidelity Bank & Trust Knoxville,TN(First American Bankshares Inc) Market St at Clinch Ave 919626 6022 6022 Sub. 100.00 100.00 100.0 32.01 np 31.20 3 COM No Friendly 1 No No No No UPCM 61.70 /6141/6153/6159/7323/6211/6712 PO Box 1991 CASH CASH 152398043 03/02/83 06/03/83 C Completed United States US The Stanley Works 1000 Stanley Drive 854616 3429/3423/3425/3546/3442/3542 3429 854616 01 US United States Taylor Rental Corp 1000 Stanley Drive 877261 7359/6141/6794 7359 Public 100.00 85.50 100.0 17.599 np 11.851 2 COM No Friendly 1 No No No No TREN SWK 10.87 /3549/3569 COM 152392043 03/02/83 03/02/83 C Completed United States US Josephson International Inc 40 West 57th St 481021 7389/5712/4832/6211/6221 7389 481021 US United States Wilson Business Products Inc 97209Q 2521 2521 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No JSON 152406043 03/03/83 06/17/83 C Completed United States US Allegheny International Inc Two Oliver Plz 017372 5722/3634/3822 5722 017372 01 US United States Scripto Inc(Allegheny International Inc) 811080 3951/3999 3951 Sub. 100.00 20.00 100.0 14.194 np 13.766 2 COM No Friendly 1 No No No No AG 2.37 COM 152405043 03/03/83 03/03/83 C Completed United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 US United States Semi-Alloys Inc 81654K 3674 3674 Priv. 100.00 100.00 100.0 97.000 97.000 97.00 1 COM No Friendly 1 No No No No ALD 152411043 03/04/83 03/31/83 C Completed United States US VICORP Restaurants Inc 400 West 48th Ave 925817 5812/6794 5812 925817 US United States Poppin Fresh Pies(Pillsbury Co) 73316M 2038 2038 Sub. 100.00 100.00 100.0 np np 24.00 1 NOTE No Friendly 1 No No No No VRES 152413043 03/07/83 05/05/83 C Completed United States US Wavetek Corp 9145 Balboa Ave 944020 3825 3825 944020 01 US United States Pacific Measurements Inc 69454H 3571/3699/3823/3825 3571 1 Hambrecht & Quist Priv. 100.00 100.00 100.0 12.044 np 11.80 2 COM No Friendly 1 No No No No 0.29 WVTK 29.25 COM 152429043 03/09/83 07/18/83 C Completed United States US Great Western Financial Corp, Chatsworth,California 9200 Oakdale Avenue 391442 6035/6162/6141/6331/6531/7359 6035 391442 SLH Shearson Lehman Hutton 1 01 US United States Financial Federation Inc 317495 6035/6712 6035 1 Goldman Sachs & Co Public 100.00 100.00 100.0 189.345 np 181.00 2 COM No Friendly 1 No No No No 0.65 0.65 Shearson Lehman Hutton FFI GWF 44.10 /6211/6552/6712 COM 152427043 03/09/83 11/02/83 C Completed United States US Boatmen's Bancshares Inc,St Louis,Missouri One Boatmen's Plaza 096650 6022/6712 6022 096650 US United States Metro Bancholding Corp 591903 6712 6712 Priv. 100.00 100.00 100.0 46.000 46.000 46.00 2 NOTE No Friendly 1 No No No No BOAT 800 Market Street COM 152431043 03/10/83 03/30/84 C Completed United States US Bank of Boston Corp,Boston, Massachusetts 100 Federal Street 060716 6021/6712/6211/6282/6162 6021 060716 01 US United States Casco-Northern Corp One Monument Sq 147403 6021/6712 6021 1 Morgan Stanley & Co Public 100.00 100.00 100.0 57.155 np 55.00 2 COM No Friendly 1 No No No No 0.825 CNO BKB 42.50 PFD 152430043 03/10/83 06/13/83 C Completed United States US Reichhold Chemicals Inc 525 North Broadway 759200 2821/2816/2819/2891/2861/2899 2821 759200 US United States Dupont Co-Vinyl Acetate Division 26353R 2879/2048/2819/2821 2879 Sub. 100.00 100.00 100.0 np np 20.00 No Friendly 1 No No No No RCI /3089 152435043 03/11/83 W Withdrawn United States US Gibraltar Financial Corp, Beverly Hills,California 911 Wilshire Blvd 374658 6036/6162/6552/6712 6036 374658 US United States Financial Federation Inc 317495 6035/6712 6035 1 Goldman Sachs & Co Public 100.00 100.00 100.0 284.368 np 231.00 2 COM No Friendly 1 No No No No FFI GFC 55.00 COM 152438043 03/11/83 04/15/83 C Completed United States US Ply-Gem Industries Inc 777 3rd Avenue 729416 2435/2436/2499/2674/3089/5031 2435 729416 US United States Goldenberg Plywood & Lumber Co (Ply-Gem Industries Inc/Nortek Inc) 38134X 2435 2435 1 Wedbush, Noble, Cooke Sub. 100.00 100.00 100.0 11.7 11.700 11.70 1 NOTE No Friendly 1 No No No No PGI 152448043 03/15/83 03/15/83 C Completed United States US Avondale Mills Inc 506 South Broad Street 054393 2211/2221/2281 2211 054393 US United States Textile Plant 01941V 3552 3552 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No AVD 152450043 03/15/83 12/15/83 C Completed United States US First Bancorp of Ohio,Akron 106 S Main St 318670 6021/6712 6021 318670 01 US United States Elyria Savings & Trust National Bank 290695 6035/6036 6035 1 McDonald Investments Priv. 100.00 100.00 100.0 29.298 np 29.05 5 CASH No Friendly 1 No No No No 0.035 FBOH 63.37 COM COM COM CASH 152456043 03/17/83 06/10/83 C Completed United States US ASK Computer Systems Inc 2440 West El Camino Real 001903 7373/7372 7373 001903 US United States Software Dimensions Inc 83402K 7372 7372 Priv. 100.00 100.00 100.0 12.000 12.000 12.00 1 COM No Friendly 1 No No No No ASKI 30.00 152454043 03/17/83 12/30/83 C Completed United States US Conifer/Essex Group Inc 370 Main St 207312 6022/6712 6022 207312 US United States Union Natl Bk(State Street) 90719W 6021 6021 Sub. 100.00 100.00 100.0 np np 27.00 1 PFD No Friendly 1 No No No No CNFG 152461043 03/18/83 W Withdrawn United States US Comerica Inc 500 Woodward Avenue 200340 6022/6712 6022 200340 US United States Pontiac State Bk-Pontiac 732640 6712/6022 6712 Priv. 100.00 100.00 100.0 25.299 np 24.628 3 CASH No Friendly 1 No No No No CMCA 29.00 Suite 3100 COM CASH 152467043 03/21/83 05/05/83 C Completed United States US Dun & Bradstreet Corp 299 Park Ave 264830 8732/7389/7323/7375/7372/2731 8732 264830 US United States Mccormack & Dodge Corp 57978P 7372 7372 1 Hambrecht & Quist Priv. 100.00 100.00 100.0 50.000 50.000 50.00 No Friendly 1 No No No No DNB /2741 152466043 03/21/83 09/02/83 C Completed United States US Godfather's Pizza Inc 9140 W Dodge Rd 380289 5812/6794 5812 380289 US United States Pizza Ventures Inc 725901 5812 5812 Public 100.00 100.00 100.0 1,070.060 np 107.50 2 COM No Friendly 1 No No No No PVEN GFPZ 29.06 COM 152474043 03/22/83 08/24/83 C Completed United States US Thackeray Corp 1 Penn Plaza 760618 6519 6519 883217 01 US United States Brennand-Paige Industries Inc 107169 3357/3315 3357 1 First Manhattan Co Priv. 100.00 100.00 100.0 49.083 np 48.13 3 CASH No Friendly 1 No No No No 0.581 THK 13.50 COM CASH 152487043 03/22/83 05/20/83 C Completed United States US Independence Bank Group Inc 453406 6021/6712 6021 453406 US United States Brown National Bank-Kenosha 115691 6021 6021 Sub. 100.00 100.00 100.0 10.785 np 10.785 No Friendly 1 No No No No 45.00 152482043 03/22/83 07/29/83 C Completed United States US Cedar Fair LP 1 Cedar Point Drive 150185 7996/7011 7996 150185 LAZ Lazard Freres & Co LLC 1 US United States Cedar Point Inc 150501 7996/4493/5947/7011 7996 1 Kidder Peabody & Co Inc Priv. 100.00 65.40 100.0 147.608 np 145.00 3 CASH No Friendly 1 No No No No 0.25 0.4 Lazard Freres & Co LLC FUN 40.00 COM CASH 152480043 03/22/83 09/08/83 C Completed United States US Great American Management & Investment Inc(Equity Holdings Ltd) 2 N Riverside Plz 389893 6282/8741 6282 29469Q 01 US United States First Capital Financial Corp (Great American Mgmt & Invt) 2 North Riverside Plaza 319416 6512/6531 6512 1 Bear Stearns & Co Inc Sub. 100.00 100.00 100.0 59.639 np 59.20 5 CASH No Friendly 1 No No No No 0.15 GAMI 16.00 Ste 600 COM CASH DEB CASH 152475043 03/22/83 01/23/84 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 US United States Florida St Bk-Tallahassee 341162 6712 6712 Priv. 100.00 100.00 100.0 10.097 np 10.00 5 CASH No Friendly 1 No No No No SU 115.00 P.O. Box 2848 COM COM COM CASH 152484043 03/22/83 08/17/83 C Completed United States US Lorimar Inc 3970 Overland Ave 544155 7812/7822 7812 544155 DBL Drexel Burnham Lambert 1 US United States Kenyon&Eckhardt 49179Q 7311 7311 Priv. 100.00 100.00 100.0 21.000 21.000 21.00 No Friendly 1 No No No No Drexel Burnham Lambert 152483043 03/22/83 05/27/83 C Completed United States US Associated Dry Goods Corp 417 Fifth Ave 045573 5311/5632/5621 5311 577778 SLH Shearson Lehman Hutton 1 US United States Loehmann's Inc(May Department Stores Co) 2500 Halsey Street 540417 5621 5621 1 Financo Sub. 100.00 100.00 100.0 96.000 96.000 96.00 No Friendly 1 No No No No Shearson Lehman Hutton DG 152481043 03/22/83 08/31/83 C Completed United States US First Continental Real Estate Investment Trust 5251 Westheimer 320019 6798 6798 320019 LOVETT Lovett Mitchell Webb Garrison 1 01 US United States M&T Mortgage Investors 552615 6799 6799 1 Rotan Mosle Inc Public 100.00 100.00 100.0 24.224 np 27.70 1 COM No Friendly 1 No No No No 0.05 0.075 Lovett Mitchell Webb Garrison MTMIS FCRES 14.19 Suite 865 152476043 03/22/83 02/01/84 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 01 US United States Port Charlotte Bk&Tr Co 73372Q 6712 6712 Priv. 100.00 100.00 100.0 17.477 np 17.50 3 CASH No Friendly 1 No No No No SU 40.00 P.O. Box 2848 COM CASH 152489043 03/23/83 05/05/83 C Completed United States US Southland Corp 2828 N Haskell Ave 844436 5411/5451/5531/5441/5499/5541 5411 844436 GS Goldman Sachs & Co 1 01 US United States CITGO Petroleum Corp 6130 South Yale 1730CP 2911/5541 2911 Sub. 100.00 100.00 100.0 np np 995.80 1 COM No Friendly 1 No No No No Goldman Sachs & Co SLCMC 152495043 03/24/83 12/30/83 C Completed United States US Union Electric Co 1901 Chouteau Ave 906548 4911/4931/4922/4925/4932 4911 906548 US United States Missouri Utilities Co Inc 606385 4931/4941/4932 4931 Priv. 100.00 100.00 100.0 26.620 26.620 26.62 1 PFD No Friendly 1 No No No No UEP 100.00 152499043 03/25/83 04/30/83 C Completed United States US Del E Webb Corp 6001 N 24th Street 947423 1521/1531/1522/6552/8712/0781 1521 947423 US United States Sun City(Boswell(JG)Co) 86664R 6513 6513 Sub. 100.00 100.00 100.0 np np 42.00 1 NOTE No Friendly 1 No No No No WBB /1542/6531/7997 152514043 03/29/83 03/30/83 C Completed United States US First Atlanta Corp,Atlanta,GA 2 Peachtree St 318626 6021/6162/6141/6411/7359/6712 6021 318626 US United States Natl Bk-Gainesville 63360Q 6712 6712 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 1 COM No Friendly 1 No No No No FAC 152515043 03/30/83 05/01/84 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States Union Savings & Trust Co 908125 6712 6712 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 33.3 np 33.00 2 COM No Friendly 1 No No No No ONE 75.00 /6099/6733/6311/6159/6712 COM 152526043 04/01/83 08/01/83 C Completed United States US InterNorth Inc 2223 Dodge Street 460575 1311 1311 460575 PAINE-W PaineWebber 1 01 US United States Belco Petroleum Co(Internorth Inc) 077419 2869/2865 2869 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 799.571 np 750.00 4 CASH No Friendly 1 No No No No 0.95 2.644 PaineWebber INI 31.50 CASH COM PFD 152529043 04/01/83 12/02/83 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 US United States Hillsboro Bk 431722 6712 6712 Priv. 100.00 100.00 100.0 28.000 np 29.70 5 CASH No Friendly 1 No No No No SU 140.00 P.O. Box 2848 COM COM COM CASH 152528043 04/01/83 05/01/84 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 MA-SCHAPIRO Shapiro & Co 1 US United States Security New York State Corp 814797 6022/6712 6022 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 109.578 np 105.00 3 COM No Friendly 1 No No No No 0.65 Shapiro & Co SNYK NOR 36.00 CASH CASH 152530043 04/01/83 04/01/83 C Completed United States US LIN Broadcasting Corp (McCaw Cellular Communications Inc) 5295 Carillon Point 532763 4833/4812/4813/4899 4833 57946T US United States WOTV-TV 929OTV 4833 4833 Priv. 100.00 100.00 100.0 32.000 32.000 32.00 No Friendly 1 No No No No LINB 152537043 04/04/83 04/04/83 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 US United States Convalescent Faclts(Mid Am Inc) 21242Q 8051 8051 Sub. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No BEV Suite 900 152531043 04/04/83 06/06/83 C Completed United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 01 US United States Narda Microwave Corp 630871 3661/3663/3679 3661 1 James D Wolfensohn Inc Public 100.00 100.00 100.0 51.195 np 45.00 2 COM No Friendly 1 No No No No 0.675 NRD LOR 30.00 COM 152544043 04/05/83 08/30/83 C Completed United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 01 US United States Pacific Standard Life Insurance Co(Southmark Corp) 3820 Chiles Rd 694848 6311 6311 1 McTaggart Asscoiates Sub. 100.00 100.00 100.0 39.466 np 30.00 1 COM No Friendly 1 No No No No SM 8.00 Suite 800 /6211 152550043 04/06/83 05/05/83 C Completed United States US Pope & Talbot Inc 1500 SW First Ave 732827 2621/2421/2611/2436 2621 732827 US United States American Can Co-Pulp Mill 02484X 2611 2611 Sub. 100.00 50.00 50.0 28.0 28.000 14.00 No Neutral 1 No No No No POP Suite 200 152553043 04/06/83 08/01/83 C Completed United States US Ameribanc Inc 5th & Francis Sts 023618 6022/6712 6022 023618 US United States Manufacturers Bancorp Inc 564767 6712 6712 1 Howard C. Lawrence Priv. 100.00 100.00 100.0 15.428 np 15.428 5 CASH No Friendly 1 No No No No 0.25 ABNK 77.00 COM COM COM CASH 152555043 04/06/83 04/06/83 C Completed United States US Gray Communications Systems Inc 4370 Peachtree Road Ne 389190 4833/2711/2741/4812 4833 389190 US United States VHF Tv Station 91822K 4833 4833 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No GTN 152561043 04/07/83 06/30/83 C Completed United States US Crown Central Petroleum Corp One N Charles St 228219 1311/2911/5171/5172 1311 228219 US United States Fast Fare(Sun Co) 31186Q 5411 5411 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 57.00 No Friendly 1 No No No No CNP.A Po Box 1168 152563043 04/07/83 04/30/84 C Completed United States US Chrysler Corp 1000 Chrysler Drive 171196 3711/3714/6159/6311/6331/3721 3711 171196 US United States Car Plant(Volkswagen of America Inc) 92866D 3711/5012/8999 3711 Sub. 100.00 100.00 100.0 np np 192.00 No Friendly 1 No No No No C /6719 152576043 04/08/83 05/08/83 C Completed United States US Belo Corp 400 South Record Street 080555 4833/4841/7375 4833 080555 US United States KOA-FM(GE Broadcasting) 482KO2 4832 4832 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 22.00 No Friendly 1 No No No No BLC 152572043 04/08/83 10/03/83 C Completed United States US Horizon Bancorp,Morristown, New Jersey 225 South St 440408 6021/6022/6719 6021 440408 RYAN-BECK Ryan Beck & Co 1 US United States Northern Natl Corp 665472 6712 6712 1 First Boston Corp Priv. 100.00 100.00 100.0 75.983 np 80.00 5 COM No Friendly 1 No No No No 0.05 0.65 Ryan Beck & Co HZB 24.00 COM PFD CASH CASH 152579043 04/11/83 04/30/84 C Completed United States US Society Corp 127 Public Square 833663 6021/6022/6311/6331/8741/6799 6021 833663 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States Interstate Financial Corp 460875 6712 6712 1 McDonald Investments Priv. 100.00 100.00 100.0 94.068 np 82.00 3 COM No Friendly 1 No No No No 0.3 0.05 Keefe Bruyette & Woods Inc SOCI 31.00 /7374/6211/6162/6159/6712 COM PFD 152585043 04/12/83 W Withdrawn United States US FarWest Financial Corp 4001 MacArthur Blvd 307351 6022/6712 6022 307351 US United States Bekins Co(Arctic Enterprises) 777 Flower St 077275 4213/4214/4226 4213 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 85.092 np 81.40 3 CASH No Friendly 1 No No No No FWF 21.00 CASH COM 152583043 04/12/83 09/14/83 C Completed United States US Mellon National Corp Mellon Bank Center 585518 6021/6712/6141/6159/6162 6021 585518 US United States CCB Bancorp 124870 6712 6712 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 41.762 np 41.208 2 COM No Friendly 1 No No No No 0.125 52.50 PFD 152593043 04/13/83 08/27/84 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 01 US United States Pontiac State Bk-Pontiac 732640 6712/6022 6712 Priv. 100.00 100.00 100.0 25.991 np 24.00 5 CASH No Friendly 1 No No No No NBD 27.50 /6022/6021 COM COM COM CASH 152597043 04/14/83 06/29/83 C Completed United States US SFN Cos Inc 1900 E Lake Ave 784150 2731/2741/4833 2731 784150 US United States ABC Ind Inc 000736 2731 2731 Priv. 100.00 100.00 100.0 16.999 np 22.20 No Friendly 1 No No No No SFN 12.98 152598043 04/14/83 09/29/83 C Completed United States US Mercantile Bancorp,St Louis, Missouri PO Box 524 587342 6712/6531/6141/6162/6022/6021 6712 587342 01 US United States First Community Bancorp Inc PA 131 South Main Street 31983R 6021/6719 6021 Public 100.00 100.00 100.0 20.888 np 19.776 2 COM No Friendly 1 No No No No MRTC 38.96 One Mercantile Center PO Box 181 COM 152602043 04/15/83 09/30/83 C Completed United States US Armatron International Inc 2 Main St 042167 3524/3545/3651/3663 3524 042167 THOMSON-MC Thomson McKinnon Securities 1 US United States Carter Jc&Co(ITT) 14490V 3561/3599/3728 3561 Sub. 100.00 100.00 100.0 np np 25.00 No Friendly 1 No No No No Thomson McKinnon Securities ART 152618043 04/19/83 04/19/83 C Completed United States US Centel Corp 5725 N East River Rd 151334 4813/4812/4899 4813 151334 US United States CR Bard Inc 730 Central Avenue 067383 3841/3842/3845/5047 3841 Public 100.00 100.00 100.0 35.000 35.000 35.00 No Friendly 1 No No No No BCR CNT 152621043 04/19/83 05/09/83 C Completed United States US Vacu-Dry Co 7765 Healdsburg Ave 918693 2033/2034 2033 918693 US United States Food Processors(BankAmerica Corp) 34478Q 2033 2033 Sub. 100.00 100.00 100.0 np np 12.00 No Friendly 1 No No No No VDRY 152614043 04/19/83 11/19/83 C Completed United States US Trust Co of Georgia,Atlanta 25 Park Pl NE 898269 6022/6712 6022 898269 01 US United States Peachtree Bancshares Inc 704661 6712 6712 Priv. 100.00 100.00 100.0 35.226 np 35.00 4 CASH No Friendly 1 No No No No TRGA 27.40 COM COM CASH 152616043 04/19/83 08/18/83 C Completed United States US Paine Webber Inc 1285 Avenue of the Americas 69563L 6211/6282/6722/6726/6799/6289 6211 69563L 01 US United States Rotan Mosle Financial Corp 77862R 6211 6211 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 54.860 np 77.48 2 COM No Friendly 1 No No No No PWJ 79.87 /6411/6221/6732/6733 COM 152620043 04/19/83 11/29/83 C Completed United States US Knight Newspaper Inc 499035 2711/6719 2711 499035 US United States WNGE-TV(GE Broadcasting) 929NGE 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 37.00 No Friendly 1 No No No No 152622043 04/20/83 07/08/83 C Completed United States US Minstar Inc 100 S 5th St 604442 3799 3799 604442 BEAR Bear Stearns & Co Inc 1 US United States Bekins Co(Arctic Enterprises) 777 Flower St 077275 4213/4214/4226 4213 1 Goldman Sachs & Co Sub. 100.00 90.50 100.0 92.108 np 96.50 3 CASH No Friendly 1 No No No No 0.4 0.965 Bear Stearns & Co Inc 23.00 CASH COM 152624043 04/20/83 04/20/83 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 US United States KRLD(Metromedia Inc) 482RLD 4832 4832 Sub. 100.00 100.00 100.0 np np 27.00 No Friendly 1 No No No No CBS /2741 152623043 04/20/83 09/08/83 C Completed United States US LTV Corp 25 West Prospect Avenue 502210 3312/3533/3441/6719 3312 502210 SLH Shearson Lehman Hutton 1 US United States Sierra Research Corp 826478 3669/8721 3669 1 Oppenheimer & Co Inc Priv. 100.00 100.00 100.0 57.174 np 45.00 2 COM No Friendly 1 No No No No 0.64 Shearson Lehman Hutton LTV 35.00 COM 152638043 04/21/83 05/17/83 C Completed United States US Texscan Corp 7320 E Butherus Dr 883084 3669/3825/3577/3824/4899/7379 3669 883084 BEAR Bear Stearns & Co Inc 1 US United States Cable TV Equipment Business(GTE) 12691G 4833 4833 Sub. 100.00 100.00 100.0 np np 16.50 No Friendly 1 No No No No Bear Stearns & Co Inc TXS /3812 152632043 04/21/83 01/29/84 C Completed United States US Texas Energies Inc 3817 NW Expy 882410 1311/1389 1311 882410 US United States Central States Gas(Worldwide Energy Corp) 15533Q 1311/2911 1311 Sub. 100.00 100.00 100.0 np np 12.00 No Friendly 1 No No No No TXEN Ste 700 152647043 04/22/83 05/09/83 C Completed United States US American Financial Corp One East Fourth St 026051 6331/6311/6036/2011/2032/2053 6331 026051 US United States Fisher Foods Inc 5300 Richmond Rd 337819 5411/5141 5411 Public 100.00 34.40 50.9 102.684 np 23.56 3 CASH No Neutral 1 No No No No FHR 13.70 /5148/5172/4499 COM CASH 152641043 04/22/83 07/01/83 C Completed United States US BankAmerica Corp,San Francisco,CA 555 California Street 066050 6021/6712/6799 6021 066050 GS Goldman Sachs & Co 1 01 US United States Seafirst Corp 701 5th Ave 811737 6021/6712 6021 1 Salomon Brothers Public 100.00 100.00 100.0 256.733 np 250.00 4 CASH No Friendly 1 No No No No 3.5 Goldman Sachs & Co SFC BAC 15.20 COM PFD CASH 152650043 04/25/83 05/20/83 C Completed United States US Price Communications Corp 45 Rockefeller Plaza 741437 4833/4832/2711/2731/7312/4812 4833 741437 SLH Shearson Lehman Hutton 1 US United States KIOI-FM(Price Communications) 700 Montgomery St 482IOI 4832 4832 Sub. 100.00 100.00 100.0 np np 12.40 No Friendly 1 No No No No Shearson Lehman Hutton PR Ste 3201 152659043 04/26/83 07/27/83 C Completed United States US AMETEK Inc Station Square 031105 3829/3822/3443/3494/3821/3564 3829 031105 US United States Du Pont-Microfoam Packaging Division 26353F 3086 3086 Sub. 100.00 100.00 100.0 np np 11.00 No Friendly 1 No No No No AME /2821/3621/3086 152658043 04/26/83 07/24/84 C Completed United States US Southeastern Public Service Co (DWG Corp) 2001 NW 107th Ave 2 842060 5984/5172/5171 5984 233351 DBL Drexel Burnham Lambert 1 US United States Graniteville Co Inc(DWG Corp) Main St 387478 2211/2261/2221 2211 1 First Boston Corp Sub. 100.00 77.10 100.0 124.565 np 70.50 3 CASH No Hostile 1 No No No No 0.534 Drexel Burnham Lambert SPV 17.50 COM CASH 152655043 04/26/83 07/05/83 C Completed United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 BEAR Bear Stearns & Co Inc 1 US United States Xerox Corp-Defense & Aerospace Division 98412U 8711/3812/3679 8711 2 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 40.00 No Friendly 1 No No No No Bear Stearns & Co Inc LOR Salomon Brothers 152679043 04/29/83 07/15/83 C Completed United States US Monumental Corp 1111 N Charles St 615318 6311/6321/6411/6351 6311 615318 ALEX-BROWN Alex Brown & Sons Inc 1 01 US United States First Federated Life Insurance Co 320189 6411 6411 Priv. 100.00 100.00 100.0 18.750 np 18.75 3 CASH No Friendly 1 No No No No Alex Brown & Sons Inc MONU 62.50 CASH COM 152678043 04/29/83 01/17/84 C Completed United States US First Jersey National Corp, Jersey City,New Jersey 2 Montgomery St 320644 6022/6712 6022 320644 US United States Guarantee Bancorp Inc 400705 6022/6712 6022 1 Cates Consulting Analysts Public 100.00 100.00 100.0 44.501 np 40.50 5 CASH No Friendly 1 No No No No 0.11 GB FJNC 8.75 COM COM PFD CASH 152687043 05/02/83 07/01/83 C Completed United States US Scientific Software Corp 1801 California Street 808796 7372/7371 7372 808796 ROBERTSON Robertson, Colman & Stephens 1 US United States Intercomp R&D(Kaneb Services Inc) 45853D 8711 8711 Sub. 100.00 100.00 100.0 34.500 34.500 34.50 1 COM No Friendly 1 No No No No Robertson, Colman & Stephens SSFT 152685043 05/02/83 05/02/83 C Completed United States US Communications Industries Inc 3811 Turtle Creek Blvd 203399 3812/3661/3679 3812 203399 US United States Intrastate Radio(Mobile Communications Group) 46090H 4899 4899 Sub. 100.00 100.00 100.0 28.000 28.000 28.00 1 COM No Friendly 1 No No No No COMMUC Ste 610 LB 10 152686043 05/02/83 12/19/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States KNBN-TV 482NBN 4833 4833 Priv. 100.00 100.00 100.0 np np 14.90 No Friendly 1 No No No No MET 152688043 05/02/83 10/29/83 C Completed United States US VICORP Restaurants Inc 400 West 48th Ave 925817 5812/6794 5812 925817 US United States Sambo's Restaurants Inc 795872 5812 5812 Public 100.00 100.00 100.0 57.100 57.100 57.10 No Friendly 1 No No No No QSRI VRES 152691043 05/02/83 12/29/83 C Completed United States US Malrite Communications Group Inc 1127 Euclid Ave 561338 4832/4833 4832 561338 US United States WXIX-TV(Metromedia Inc) 929XIX 4833 4833 Sub. 100.00 100.00 100.0 np np 45.00 No Friendly 1 No No No No MALR 152689043 05/02/83 05/24/83 C Completed United States US Union Pacific Corp Eighth and Eaton Avenues 907818 4011/1311/1382/2911/1221/1222 4011 907818 US United States Western Pacific Railroad Co 959129 4011/6552 4011 Priv. 100.00 13.00 100.0 109.327 np 28.10 3 CASH No Friendly 1 No No No No UNP 20.00 /1094/1474/4213/4212 COM CASH 152693043 05/03/83 11/29/83 C Completed United States US Harris Bankcorp Inc 111 West Monroe St 413841 6022/6712 6022 413841 US United States Bank of Naperville 06420P 6021/6712 6021 Priv. 100.00 100.00 100.0 12.731 12.731 12.731 No Friendly 1 No No No No HBC 53.00 152697043 05/03/83 05/03/83 C Completed United States US Texscan Corp 7320 E Butherus Dr 883084 3669/3825/3577/3824/4899/7379 3669 883084 US United States GTE Corp-Cable TV Equipment Business 12476Y 3669 3669 Sub. 100.00 100.00 100.0 np np 16.50 No Friendly 1 No No No No TXS /3812 152702043 05/03/83 05/03/83 C Completed United States US American Broadcasting Cos Inc {ABC} 1330 Ave of the Americas 024735 4833/4832/7812/7822/2721/2731 4833 024735 US United States Compute Publications Inc 20483Q 2731 2731 Priv. 100.00 100.00 100.0 18.000 18.000 18.00 1 COM No Friendly 1 No No No No ABC 55.05 152696043 05/03/83 08/26/83 C Completed United States US Monsanto Co 800 North Lindbergh Blvd 611662 2879/5191/2833 2879 611662 US United States Fisher Controls International Inc(Monsanto PLC/Monsanto Co) 8000 Maryland Ave 33775U 3822/3823 3822 Sub. 100.00 100.00 100.0 178.000 178.000 178.00 No Friendly 1 No No No No MTC 152703043 05/03/83 08/15/83 C Completed United States US Clevepak Corp 2500 Westchester Ave 186756 2655/2241/2631/3089/3261/3599 2655 186756 SLH Shearson Lehman Hutton 1 01 US United States Interpace Corp 460578 1446/1221/1455/1222 1446 1 Dillon, Read & Co Inc Sub. 100.00 100.00 100.0 212.118 np 151.20 5 CASH No Friendly 1 No No No No 1.7 1.8 Shearson Lehman Hutton CLV 35.00 /3321/3561/3432/3444/3264 COM COM PFD CASH 152694043 05/03/83 11/15/83 C Completed United States US John Blair & Co 1290 Ave of the Americas 092815 4832/4833/7313/8742/7812/2752 4832 092815 US United States KVIL-AM & FM (Telemundo Grpl Reliance Captl) 482VIL 4832 4832 Sub. 100.00 100.00 100.0 np np 50.00 No Friendly 1 No No No No BJ 152699043 05/03/83 05/31/83 C Completed United States US Rule Industries Inc 70 Blanchard Road 781355 3561/3462/3829/2851/3531/3425 3561 781355 US United States Rule Industries Inc 70 Blanchard Road 781355 3561/3462/3829/2851/3531/3425 3561 Public 100.00 100.00 100.0 14.071 np 12.08 3 CASH No Not Appl. 1 No No No No RULE RULE 4.25 /2891 /2891 CASH COM 152715043 05/04/83 W Withdrawn United States US Missouri Public Service Co 911 Main Street 606249 4911/4923/4941 4911 918005 SLH Shearson Lehman Hutton 1 01 US United States Gas Service Co 367208 4924 4924 Public 100.00 100.00 100.0 156.673 np 60.075 5 CASH No Hostile 1 No No No No 0.45 Shearson Lehman Hutton GSV 14.00 Suite 2000 COM COM COM CASH 152714043 05/04/83 05/17/83 C Completed United States US Litton Industries Inc 21240 Burbank Boulevard 538021 3812/3669/3663/3625/3731/3462 3812 538021 US United States Intl Laser Systems(Marietta) 45974H 3663 3663 Sub. 100.00 100.00 100.0 np np 46.00 No Friendly 1 No No No No LIT /3728/3823/3571 152717043 05/05/83 05/05/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Long Distance Service Inc 8180 Greensboro Dr 54265H 4813 4813 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No MET 152726043 05/06/83 01/03/84 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States Flagship Banks Inc,Orlando, Florida 338412 6021/6712 6021 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 398.343 np 333.90 4 CASH No Friendly 1 No No No No 1.233 1.575 Keefe Bruyette & Woods Inc FLAG SU 35.00 P.O. Box 2848 COM COM CASH 152732043 05/09/83 05/09/83 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 US United States Catered Living Inc 14911R 8051/8059 8051 Priv. 100.00 100.00 100.0 24.500 24.500 24.50 No Friendly 1 No No No No BEV Suite 900 152733043 05/09/83 01/30/84 C Completed United States US Belo Corp 400 South Record Street 080555 4833/4841/7375 4833 080555 01 US United States Corinthian Broadcasting(Dun & Bradstreet Corp) 218867 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 606.00 No Friendly 1 No No No No BLC 152734043 05/09/83 08/30/83 C Completed United States US American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 026681 US United States Haemonetics Corp 400 Wood Rd 405022 3841 3841 2 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 74.068 np 25.578 2 COM No Friendly 1 No No No No 0.886 HAEM AHS 28.88 Lazard Freres & Co LLC COM 152739043 05/09/83 05/09/83 C Completed United States US Steego Corp 319 Clematis St 858050 5531/5013/3523/3579/3537/8711 5531 858050 US United States Milwaukee Western Corp 602350 3714/3441/3523/3569 3714 1 Duff & Phelps Priv. 100.00 90.50 90.5 18.748 np 17.211 1 COM No Neutral 1 No No No No STG 3.75 Ste 900 /6282/6531 152744043 05/10/83 07/14/83 C Completed United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 US United States Diamond International Corp-Pulp and Paper Division 74584H 2611/2621 2611 Sub. 100.00 100.00 100.0 np np 170.80 No Friendly 1 No No No No JR Post Office Box 2218 /2672 152750043 05/11/83 W Withdrawn United States US Dynalectron Corp 1313 Dolly Madison Blvd 267813 7379/7374/8742/8744/4581/8711 7379 267813 US United States Anson Industrial Inc 03641V 3272 3272 Priv. 100.00 100.00 100.0 np np 19.00 1 COM No Friendly 1 No No No No DYN 152751043 05/11/83 10/07/83 C Completed United States US Great Western Financial Corp, Chatsworth,California 9200 Oakdale Avenue 391442 6035/6162/6141/6331/6531/7359 6035 391442 SLH Shearson Lehman Hutton 1 US United States Aristar Inc 8900 Grand Oak Circle 04058M 6411/6141/6351 6411 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 np np 165.00 No Friendly 1 No No No No Shearson Lehman Hutton GWF /6211/6552/6712 152755043 05/12/83 05/12/83 C Completed United States US California First Bank,San Francisco,California 350 California St 130221 6021/6022/6712 6021 065370 US United States Bank of California(BanCal Tri-State Corp) 400 California Street 060887 6021 6021 Sub. 100.00 100.00 100.0 18.800 18.800 18.80 No Friendly 1 No No No No CFBK 152754043 05/12/83 04/16/84 C Completed United States US Southwest Bancshares Inc, Hometown,Illinois 4062 Southwest Highway 844769 6035 6035 844769 US United States Texas Bankers Inc,Austin,Texas 84526Q 6021/6712 6021 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 1 NOTE No Friendly 1 No No No No SWB 152761043 05/13/83 08/24/83 C Completed United States US Ash Grove Cement Co PO Box 25900 043693 3241/3274/1422 3241 043693 BKRS-TRUST Bankers Trust Co 1 01 US United States Oregon Portland Cement Co 686050 3241/3274 3241 1 Becker Paribas Incorporated Priv. 100.00 74.00 100.0 73.763 np 57.164 3 CASH No Friendly 1 No No No No 0.33 0.784 Bankers Trust Co 61.00 COM CASH 152778043 05/17/83 07/22/83 C Completed United States US Interpublic Group of Cos Inc 1114 Ave Of The Americas 460690 7311/8743/7379/7375/8742/8748 7311 460690 US United States Dailey Intl Group Inc 23390M 7311 7311 Priv. 100.00 100.00 100.0 22.300 22.300 22.30 1 COM No Friendly 1 No No No No IPG 44Th Floor /7373/6719 152779043 05/17/83 10/03/83 C Completed United States US Diasonics Inc 533 Cabot Rd South 252836 3845/3841 3845 252836 US United States OEC Intl 67082T 5047 5047 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 2 NOTE No Friendly 1 No No No No DNIC COM 152774043 05/17/83 05/20/83 C Completed United States US Community Psychiatric Centers 2204 E 4th St 204015 8063/8092/8082 8063 204015 US United States Personal Health Services Corp 71533T 8063 8063 Priv. 100.00 100.00 100.0 14.2 14.200 14.20 1 COM No Friendly 1 No No No No THY 152784043 05/18/83 10/07/83 C Completed United States US FMI Financial Corp 31 Ocean Reef DR Suite C300 302501 6162/6552/4899/6719 6162 026051 US United States Mid-Continent Casualty Co (Great American Communications) 59528M 6331 6331 Sub. 100.00 100.00 100.0 44.000 44.000 44.00 1 DEB No Friendly 1 No No No No FMIF 117.33 152789043 05/18/83 03/14/84 C Completed United States US Cox Communications Inc 1400 Lake Hearn Dr 224043 4841/4833/4832/2711/5012/7812 4841 224043 US United States WKBD-Tv(Field Enterprises Inc) 26905 W 11 Mile Rd 929KBD 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No COX /6719 152800043 05/19/83 08/29/83 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States General Finance Services(Bank of Virginia) 36982Q 6141 6141 Sub. 100.00 100.00 100.0 np np 32.00 No Friendly 1 No No No No SPC /6162/7374/6712 152793043 05/19/83 12/30/83 C Completed United States US Conifer/Essex Group Inc 370 Main St 207312 6022/6712 6022 207312 US United States Bks(State Street Boston Corp) 85747Q 6021 6021 Sub. 100.00 100.00 100.0 27.000 27.000 27.00 No Friendly 1 No No No No CNFG 152803043 05/20/83 08/24/83 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 US United States Gulf Energy & Development Corp (Penn Central Corp) 601 NW Loop 410 402271 1311/1321/4922/1389/5171 1311 1 Eppler Guerin & Turner Inc Sub. 100.00 76.00 100.0 143.578 np 78.00 3 CASH No Friendly 1 No No No No 0.3 PC 15.00 /3531/1311/6552/5172/5984 COM CASH 152816043 05/23/83 06/10/84 C Completed United States US Instacom Inc 457741 6099/7374/4731 6099 457741 US United States Comet Corp 20034T 3579 3579 Priv. 100.00 100.00 100.0 12.000 12.000 12.00 1 COM No Friendly 1 No No No No ICOM 152815043 05/23/83 09/23/83 C Completed United States US Fleet Financial Group Inc, Providence,Rhode Island 50 Kennedy Plaza 338902 6021/6282/6211/6153/6162/6712 6021 338902 US United States Credico Financial Inc(US Industry Inc) 22529H 6141 6141 Sub. 100.00 100.00 100.0 np np 149.00 1 COM No Friendly 1 No No No No FLT 152835043 05/25/83 09/09/83 C Completed United States US American Can Co American Lane 024843 6282/6289 6282 024843 MS Morgan Stanley & Co 1 US United States American General Capital Corp (American General Corp) 2929 Allen Pkwy 02635F 6211 6211 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 38.00 No Friendly 1 No No No No Morgan Stanley & Co AGC AC P.O. Box 3610 152836043 05/25/83 06/01/83 C Completed United States US Celanese Corp 1211 Ave of the Americas 150843 2824/2823/2869/2821/2899/3089 2824 150843 US United States Fiber Industries Inc 31563V 6799 6799 Priv. 100.00 100.00 100.0 119.000 119.000 119.00 No Friendly 1 No No No No CZ 152843043 05/27/83 01/06/84 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States Flagg Industries Inc-Health Care Operations 42217P 8051 8051 Sub. 100.00 100.00 100.0 np np 29.50 No Friendly 1 No No No No NME /6324/6719 152854043 05/31/83 09/19/83 C Completed United States US FARED Robot Systems Inc 307443 8711/3569 8711 307443 SCHNEIDER-BERN Schneider Bernet & Hickman Inc 1 US United States Automated Robotic Systems Inc 05287W 3569 3569 Priv. 100.00 100.00 100.0 19.250 19.250 19.25 1 COM No Friendly 1 No No No No Schneider Bernet & Hickman Inc 1.75 152856043 05/31/83 W Withdrawn United States US Diasonics Inc 533 Cabot Rd South 252836 3845/3841 3845 252836 US United States Fischer Imaging Corp 12300 North Grant Street 337719 3844/3845 3844 Priv. 100.00 100.00 100.0 np np 61.90 1 COM No Friendly 1 No No No No DNIC 152853043 05/31/83 08/10/83 C Completed United States US Service Merchandise Co Inc 1283 Murfreesboro Rd 817587 5399/5734/5944 5399 817587 MORGAN-LEWIS Morgan Lewis Githens & Ahn 1 US United States Homeowners Warehouse Inc 43739P 4225 4225 Priv. 100.00 100.00 100.0 13.100 13.100 13.10 1 COM No Friendly 1 No No No No Morgan Lewis Githens & Ahn SVH 152855043 05/31/83 05/31/83 C Completed United States US Rorer Group Inc 500 Virginia Drive 776755 2834/2836 2834 776755 US United States Kremers-Urban Co (Rorer Group Inc) 50077W 2834 2834 Sub. 100.00 100.00 100.0 24.000 24.000 24.00 1 COM No Friendly 1 No No No No ROR 152848043 05/31/83 08/22/83 C Completed United States US Mosinee Paper Corp 1244 Krononwetter Dr 619600 2621/2671/2676/3086 2621 943317 MORGAN-LEWIS Morgan Lewis Githens & Ahn 1 01 US United States Sorg Paper Co 835852 2671/2621 2671 Priv. 100.00 100.00 100.0 22.888 np 17.80 3 CASH No Friendly 1 No No No No Morgan Lewis Githens & Ahn MOSI 25.00 CASH COM 152852043 05/31/83 10/18/83 C Completed United States US American Can Co American Lane 024843 6282/6289 6282 024843 BEAR Bear Stearns & Co Inc 1 01 US United States Voyager Group Inc(American Bankers Insurance Group) 110 W 7th St 929068 6311/6321/6331/6351 6311 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 44.162 np 45.00 3 CASH No Friendly 1 No No No No 0.675 Bear Stearns & Co Inc AC 15.00 P.O. Box 3610 CASH COM 152863043 06/01/83 12/07/83 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 01 US United States First Duncanville Corp 32007Q 6712 6712 Priv. 100.00 100.00 100.0 12.608 np 12.358 2 COM No Friendly 1 No No No No TXA 148.00 COM 152858043 06/01/83 12/08/83 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 US United States First Natl Bk-Duncanville 32587Q 6712 6712 Priv. 100.00 100.00 100.0 11.2 11.200 11.20 2 COM No Friendly 1 No No No No TXA COM 152865043 06/01/83 07/15/83 C Completed United States US Clorox Co 1221 Broadway 189054 2842/2861/2499/2087/2599/5113 2842 189054 GS Goldman Sachs & Co 1 US United States EI du Pont de Numours and Co-Lucite Division 54948Q 2851 2851 Sub. 100.00 100.00 100.0 np np 50.00 No Friendly 1 No No No No Goldman Sachs & Co CLX 152875043 06/02/83 01/01/84 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 US United States Flagship Bk-Tallahassee (Sun) 33841K 6712 6712 Sub. 100.00 100.00 100.0 np np 17.00 No Friendly 1 No No No No BBI 152874043 06/02/83 01/01/84 C Completed United States US First Florida Banks Inc First Florida Tower 320264 6021/6712 6021 320264 US United States Flagship Bk-Tallahassee (Sun) 33841K 6712 6712 Sub. 100.00 100.00 100.0 20.700 np 20.70 No Friendly 1 No No No No FFBK 245.20 111 Madison Street 152877043 06/02/83 01/04/84 C Completed United States US First Bankers Corp of Florida 1410 Racetrack Road 319284 6021/6712 6021 319284 US United States Flagship Bk-Tallahassee (Sun) 33841K 6712 6712 Sub. 100.00 100.00 100.0 np np 15.10 No Friendly 1 No No No No FBF 152880043 06/02/83 01/01/84 C Completed United States US First Florida Banks Inc First Florida Tower 320264 6021/6712 6021 320264 US United States Flagship Banks Inc, Florida-Volusia Branch(Sun Banks Inc) 33841W 6021 6021 Sub. 100.00 100.00 100.0 np np 17.30 No Friendly 1 No No No No FFBK 111 Madison Street 152871043 06/02/83 01/05/84 C Completed United States US Florida National Banks of Florida Inc 225 Water Street 341018 6021/6712 6021 341018 US United States Flagship Banks Inc, Florida-Highlands Branch(Sun Banks Inc) 33841X 6021 6021 Sub. 100.00 100.00 100.0 np np 10.40 No Friendly 1 No No No No FNBF 152884043 06/03/83 W Withdrawn United States US Coastal Corp Coastal Tower 190441 4923/4922/4924/2911/5171/5541 4923 190441 PAINE-W PaineWebber 1 US United States Texas Gas Resources Corp 882435 1311/2911/4922/3731 1311 Priv. 100.00 100.00 100.0 1,501.400 np 1,050.00 3 CASH No Hostile 1 No No No No 2.5 PaineWebber CGP 55.00 Nine Greenway Plaza /4613/1221/6719/5411 CASH COM 152896043 06/07/83 01/20/84 C Completed United States US Citicorp 399 Park Ave 173034 6021/6712 6021 173034 US United States First Fed S&L Association 32079V 6021/6712 6021 Priv. 100.00 100.00 100.0 118.000 118.000 118.00 No Friendly 1 No No No No CCI 152895043 06/07/83 09/30/83 C Completed United States US CSX Corp 500 Water Street 126408 4011/4013/4731/6719 4011 126408 FBC First Boston Corp 1 01 US United States Texas Gas Resources Corp 882435 1311/2911/4922/3731 1311 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 1,411.956 np 1,070.00 4 CASH No Friendly 1 No No No No 3.525 3.1 First Boston Corp CSX 52.00 15Th Floor CASH COM COM 152901043 06/08/83 11/23/83 C Completed United States US Comerica Inc 500 Woodward Avenue 200340 6022/6712 6022 200340 US United States Bank of Commonwealth 061599 6712/6022 6712 Priv. 100.00 100.00 100.0 48.239 np 16.00 1 NOTE No Friendly 1 No No No No CMCA 3.57 Suite 3100 152898043 06/08/83 08/01/83 C Completed United States US Brown-Forman Inc 850 Dixie Hwy 115637 2085/5182/3229/3262/2084 2085 115637 MS Morgan Stanley & Co 1 01 US United States Lenox Inc 100 Lenox Drive 526264 3262/3229/3911/3914/3999/5094 3262 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 424.473 np 408.00 3 CASH No Hostile 1 No No Yes No 2.24 0.4 Morgan Stanley & Co BFD 90.00 CASH COM 152902043 06/08/83 12/30/83 C Completed United States US First Arkansas Bankstock Corp 318608 6021/6712 6021 318608 US United States PCB-Russellville 69319D 6712 6712 Priv. 100.00 100.00 100.0 10.065 np 10.00 1 COM No Friendly 1 No No No No FBCO 84.51 152906043 06/09/83 08/01/83 C Completed United States US Pacific Lighting Corp 810 South Flower st 694478 4923/5912/5941/1311/6719 4923 694478 MS Morgan Stanley & Co 1 01 US United States Terra Resources Inc 5416 S Yale 881006 1311/1381 1311 Public 100.00 100.00 100.0 np np 300.00 No Friendly 1 No No No No Morgan Stanley & Co PLT 152909043 06/10/83 12/19/83 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 SLH Shearson Lehman Hutton 1 US United States Armour Food Co(Greyhound Dial Corp) 04231J 2079/2011/2032/2047 2079 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 166.00 1 COM No Friendly 1 No No No No Shearson Lehman Hutton CAG /3199/3999/5331 152912043 06/10/83 W Withdrawn United States US Barry Wright Corp One Newton Executive Pk 068887 2522/3499/3544/3625/3566 2522 068887 US United States Cliffside Office Supply Corp 18682W 5943 5943 Priv. 100.00 100.00 100.0 np np 11.00 No Friendly 1 No No No No BAR 152913043 06/10/83 06/10/83 C Completed United States US Crime Control Inc 2601 Fortune Circle East 226608 7382/7359 7382 226608 US United States Mccane Sondock Protection 57944H 1731 1731 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No 152922043 06/13/83 06/14/85 C Completed United States US Bank of New England Corp, Boston, Massachusetts 28 State St 063840 6021/6022 6021 063840 GS Goldman Sachs & Co 1 01 US United States CBT Corp,Hartford, Connecticut 1 Constitution Plz 124850 6021/6712 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 433.158 np 430.00 2 COM No Friendly 1 No No No No 0.9 0.988 Goldman Sachs & Co CBCT BKNE 50.00 COM 152916043 06/13/83 01/03/84 C Completed United States US Commerce Bancshares Inc 1000 Walnut 200525 6021/6712 6021 200525 01 US United States County Tower Corp 222588 6712 6712 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 116.289 np 99.70 3 CASH No Friendly 1 No No No No 0.75 CBSH 61.50 P.O. Box 419248 CASH COM 152930043 06/15/83 12/01/83 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 US United States Beacon Hill America Inc 07359Q 8051/8059 8051 Priv. 100.00 100.00 100.0 62.000 62.000 62.00 No Friendly 1 No No No No BEV Suite 900 152941043 06/17/83 08/04/83 C Completed United States US Rock-Tenn Co 504 Thrasher Street 772739 2631/2653/2657/2675 2631 772739 US United States Clevepak Corp-Partition Mill Division 18675P 2653 2653 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 38.00 No Friendly 1 No No No No 0.4 RKT 152942043 06/17/83 05/02/84 C Completed United States US Teledyne Inc 2049 Century Park East 879335 3812/3669/3724/3728/3761/3769 3812 016900 US United States Kidde Inc Park 80 West-Plaza Two 493782 3645/3842/3561/3669/7381/5044 3645 Public 100.00 29.70 54.7 1,067.104 np 169.642 3 CASH No Neutral 1 No No No No KDE TDY 28.60 /3312/3313/3356/3364/3519/3541 PO Box 5555 /3429/3728/3949/3199 CASH /3544/3569/3589/6311/6321/6331 COM 152949043 06/21/83 12/28/83 W Withdrawn United States US United Bancorporation Alaska Inc 909448 6022/6712 6022 909448 US United States Alaska Mutual Bank,Anchorage 1500 W Benson Blvd 011901 6022 6022 Public 100.00 100.00 100.0 51.796 np 38.00 5 CASH No Friendly 1 No No No No UBAK 36.25 CASH COM COM COM 152955043 06/21/83 08/22/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Creative Displays Inc 7509 West 100th Pl 22590Q 5063/1731 5063 Priv. 100.00 100.00 100.0 np np 27.00 No Friendly 1 No No No No MET 152951043 06/21/83 06/21/83 C Completed United States US ConVest Energy Corp 2401 Fountain View Drive 212575 1311/2911 1311 212575 US United States Gas Wells 36720Q 1311 1311 Priv. 100.00 100.00 100.0 19.300 19.300 19.30 No Friendly 1 No No No No CEP 152953043 06/21/83 10/11/84 C Completed United States US Mercantile Texas Corp 587541 6022/6719 6022 587541 FBC First Boston Corp 1 01 US United States Southwest Bancshares Inc, Hometown,Illinois 4062 Southwest Highway 844769 6035 6035 1 Goldman Sachs & Co Public 100.00 100.00 100.0 643.942 np 515.00 2 COM No Friendly 1 No No No No 0.175 0.175 First Boston Corp SWB MTD 32.68 COM 152966043 06/22/83 07/01/83 C Completed United States US Automatic Data Processing Inc 1 Adp Boulevard 053015 7374/7375/7389/8721/6289 7374 053015 US United States Computer Info Service Inc 20514T 7374 7374 Priv. 100.00 100.00 100.0 14.000 14.000 14.00 1 COM No Friendly 1 No No No No ADP 152973043 06/23/83 07/26/83 C Completed United States US United Central Bancshares Inc 6Th & Locust 154240 6021/6022 6021 90983Y US United States Elkhart Products Corp(Amcast Industrial Corp) 1255 Oak St 28764M 3494/3499 3494 Sub. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No 152979043 06/24/83 07/01/83 C Completed United States US Continental Corp 180 Maiden Lane 211327 6311/6321/6331/6411/6141/7374 6311 211327 US United States CPI Group Inc(Automatic Data Processing Inc) 12590L 7374 7374 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 40.00 1 PFD No Friendly 1 No No No No CIC 152983043 06/27/83 07/01/83 C Completed United States US SFN Cos Inc 1900 E Lake Ave 784150 2731/2741/4833 2731 784150 US United States Broadcast Advertiser Reports Inc(SFN Cos/SFN Holding Co) 1385 Enterprise Dr 11129Q 7389/2741 7389 Sub. 100.00 100.00 100.0 24.000 24.000 24.00 No Friendly 1 No No No No SFN 152991043 06/27/83 08/31/83 C Completed United States US Fort Howard Paper Co 1919 S Broadway 347460 2621/3086/2657 2621 347460 MS Morgan Stanley & Co 1 01 US United States Maryland Cup Corp 574055 2657/2675/3089/2052/3556/3999 2657 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 606.235 np 519.00 5 CASH No Friendly 1 No No No No 2.563 2.732 Morgan Stanley & Co MDC FHP 52.00 CASH COM COM COM 152988043 06/27/83 08/26/83 C Completed United States US ARA Services Inc 1101 Market St 002040 5812/5199/7219/7213/4151/8741 5812 002040 BEAR Bear Stearns & Co Inc 1 01 US United States Solon Automated Services Inc 330 Market St 834273 7215/3582/7694 7215 1 Goldman Sachs & Co Public 100.00 100.00 100.0 99.695 np 100.00 6 CASH No Friendly 1 No No No No 1.25 Bear Stearns & Co Inc SOD ARA 25.25 ARA Tower 1 Flr 3 CASH COM CASH CASH NOTE 152994043 06/28/83 03/16/84 C Completed United States US John Blair & Co 1290 Ave of the Americas 092815 4832/4833/7313/8742/7812/2752 4832 092815 US United States ADVO-System Inc 1 Univac Ln 007585 7331 7331 Sub. 100.00 100.00 100.0 36.000 36.000 36.00 No Friendly 1 No No No No BJ 152997043 06/28/83 07/28/83 C Completed United States US Saga Corp 1 Saga Lane 786599 5812/5141/6794 5812 786599 US United States Grandys Inc 38701Q 5812/5813 5812 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 66.000 66.000 66.00 No Friendly 1 No No No No SGA 152999043 06/28/83 09/20/83 C Completed United States US Hercules Inc 1313 North Market Street 427056 2899/2821/2891/2819/2869/5169 2899 427056 EBERSTADT F. Eberstadt 1 01 US United States Simmonds Precision Products Inc 1313 N Market St 828675 3829/3728/3469 3829 1 Goldman Sachs & Co Public 100.00 100.00 100.0 314.614 np 325.00 2 COM No Friendly 1 No No No No 2.8 F. Eberstadt SP HPC 60.00 COM 153015043 06/29/83 06/29/83 C Completed United States US Automatic Data Processing Inc 1 Adp Boulevard 053015 7374/7375/7389/8721/6289 7374 053015 US United States GTE Telenet Info Services(GTE Corp) 36233Y 7374 7374 Sub. 100.00 100.00 100.0 np np 20.00 No Friendly 1 No No No No ADP 153013043 06/29/83 03/01/84 C Completed United States US LIN Broadcasting Corp (McCaw Cellular Communications Inc) 5295 Carillon Point 532763 4833/4812/4813/4899 4833 57946T US United States WTVC-TV(AH Belo Corp) 929TVC 4833 4833 Sub. 100.00 100.00 100.0 np np 104.90 No Friendly 1 No No No No LINB 153019043 06/30/83 10/25/83 C Completed United States US Mid-Continent Telephone Corp 595390 4813/4812/7375/5065/2741 4813 595390 MLCM Merrill Lynch Capital Markets 1 01 US United States Allied Telephone Co 019555 4813 4813 1 Donaldson Lufkin & Jenrette Public 100.00 100.00 100.0 236.427 np 103.141 2 COM No Friendly 1 No No No No 0.75 0.115 Merrill Lynch Capital Markets ATEL MID 23.50 COM 153021043 06/30/83 08/12/83 C Completed United States US International Paper Co 6400 Poplar Avenue 460146 2621/2611/2631/2679/2421/2435 2621 460146 US United States Stecher-Traung-Schmidt Corp 858042 2671/2761 2671 Priv. 100.00 100.00 100.0 20.945 np 22.00 6 CASH No Friendly 1 No No No No IP 16.50 /2436/5111/5113/5031/0831 CASH COM CASH CASH COM 153025043 07/01/83 07/01/83 C Completed United States US TRW Inc 1900 Richmond Road 872649 3714/3465/3621/3519/8711/3761 3714 872649 US United States Docutel/Olivetti Corp-Office Products Division 25616T 5112 5112 Sub. 100.00 100.00 100.0 np np 13.00 No Friendly 1 No No No No TRW /3764/7373/3612/3679/3674/8748 /3812 153032043 07/05/83 01/03/84 C Completed United States US Citizens & Southern Georgia Corp 35 Broad St 173124 6021/6022/6712 6021 173124 FBC First Boston Corp 1 US United States C&S Bk Of Tifton 124667 6021/6712 6021 Priv. 100.00 100.00 100.0 11.137 np 11.10 3 CASH No Friendly 1 No No No No First Boston Corp CSGA 66.00 CASH COM 153034043 07/05/83 07/05/83 C Completed United States US Bairnco Corp 300 Primera Blvd 057097 2821/2891/3083/3297/3999/3556 2821 057097 US United States Esquire Inc-Lighting Group 29665K 3645 3645 Sub. 100.00 100.00 100.0 np np 27.00 No Friendly 1 No No No No BZ Suite 432 /7359/3425/2542/3569/3646/3441 153044043 07/05/83 09/19/83 C Completed United States US National Can Corp 635128 3411 3411 635128 US United States Kerr Glass Manufacturing-Glass Manufacturing Plants 49237H 3221/3089 3221 Sub. 100.00 100.00 100.0 58.000 58.000 58.00 No Friendly 1 No No No No NAC 153036043 07/05/83 01/23/84 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 US United States Marine Bancorp 568129 6712 6712 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 58.16 np 80.00 6 CASH No Friendly 1 No No No No PNC 46.00 Fifth Avenue and Wood Street CASH COM PFD PFD COM 153046043 07/05/83 07/05/83 C Completed United States US Novo Corp 1075 Central Park Ave 670096 7822/7829/7374/7379/4226/8741 7822 670096 US United States New York Bronze Powder Co 64939Q 5084 5084 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 1 NOTE No Friendly 1 No No No No NOVO /2851/3442/3449/4225/5045/6719 153041043 07/05/83 07/05/83 C Completed United States US Forest City Enterprises Inc 10800 Brookpark Rd 345550 6798/6512/6513/1542/1521 6798 345550 US United States Tower City 89171Q 4581 4581 Priv. 100.00 50.00 50.0 50.000 50.000 25.00 No Neutral 1 No No No No FCE 153035043 07/05/83 07/05/83 C Completed United States US CooperVision Inc 75 Willow Rd 216895 2834/3841/3851 2834 216895 US United States Union Corp-Contact-Lens Division 90607K 3495/3325/3462/3695 3495 Sub. 100.00 100.00 100.0 np np 14.10 No Friendly 1 No No No No EYE 153052043 07/06/83 06/04/84 C Completed United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States Seven Texas Bks 81787X 6712 6712 Priv. 100.00 100.00 100.0 54.000 54.000 54.00 No Friendly 1 No No No No ALBN 153054043 07/06/83 11/28/84 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 US United States Tele-Media Corp 320 W. College Avenue 87922T 4841 4841 Priv. 100.00 100.00 100.0 193.000 193.000 193.00 No Friendly 1 No No No No TCOMA Po Box5301 153058043 07/07/83 11/01/83 C Completed United States US Transamerica Delaval (Transamerica Corp) 3450 Princeton Pike 89348Q 3823/3561/3563/3511 3823 893485 US United States Bell & Howell Co-CEC Division 07785C 5065 5065 1 Salomon Brothers Sub. 100.00 100.00 100.0 np np 28.00 No Friendly 1 No No No No 153059043 07/07/83 01/16/84 C Completed United States US American Express Co 200 Vesey Street 025816 6141/6153/6099/4724/6211/6282 6141 025816 LEWIS/MS Lewis & Company 2 01 US United States Investors Diversified Services Inc 461488 6282/6289 6282 1 First Boston Corp Public 100.00 100.00 100.0 np np 790.00 2 COM No Friendly 1 No No No No Lewis & Company AXP World Financial Center /6311/7374/7375 Morgan Stanley & Co NOTE Morgan Stanley & Co 153069043 07/08/83 01/09/84 C Completed United States US Society Corp 127 Public Square 833663 6021/6022/6311/6331/8741/6799 6021 833663 US United States First National Bank,Salem,Ohio 333297 6021/6712 6021 Priv. 100.00 100.00 100.0 11.250 np 11.30 3 CASH No Friendly 1 No No No No SOCI 75.00 /7374/6211/6162/6159/6712 CASH COM 153072043 07/08/83 09/30/83 C Completed United States US St Paul Cos Inc 385 Washington Street 792860 6331/6321/6351/6211/6411/6282 6331 792860 US United States Swett & Crawford Group 201 California Street 87069T 6411 6411 Sub. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No STPL /6799/6719 Suite 1000 153080043 07/11/83 04/02/84 C Completed United States US MidCon Corp 701 E 22nd St 595639 4922/1311/1381/1382 4922 595639 US United States Sun Co-Natural Gas Facilities 86676M 4925 4925 Sub. 100.00 100.00 100.0 np np 16.10 No Friendly 1 No No No No MCN 153083043 07/12/83 08/17/83 C Completed United States US Kroger Co 1014 Vine Street 501044 5411/5944/5912/5311/2051/2026 5411 501044 LFRU LF Rothschild Unterberg Towbin 1 US United States Kroco Co(Baldwin-United,Kroger Co) 50101W 6311 6311 J.V. 100.00 100.00 100.0 60.4 60.400 60.40 No Friendly 1 No No No No LF Rothschild Unterberg Towbin KR /2024/5141 153084043 07/12/83 02/27/84 C Completed United States US SPEX Group Inc 3880 Park Ave 848404 3826/3829 3826 848404 BRADFORD JC Bradford & Co 1 01 US United States Spex Ind Inc(SPEX Group) 848406 3827/2819/3826 3827 1 Prudential-Bache Securities Sub. 100.00 100.00 100.0 14.608 np 13.80 5 COM No Friendly 1 No No No No 0.085 JC Bradford & Co SPEX 9.00 CASH CASH COM COM 153089043 07/13/83 07/13/83 C Completed United States US Citizens Fidelity Bank & Trust Co One Citizens Plaza 174558 6021/6022 6021 174558 US United States KMS Mortgage Investment Co-Mortgage Loan Services 48256X 6162 6162 Sub. 100.00 100.00 100.0 np np 122.00 No Friendly 1 No No No No CFOY 153090043 07/13/83 W Withdrawn United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States Yegen Associates Inc 23-00 Rt 208 S 98542W 8742 8742 Priv. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No ONE /6099/6733/6311/6159/6712 153095043 07/14/83 01/06/84 C Completed United States US McDonnell Douglas Corp McDonnell Blvd and Airport Rd 580169 3721/3728/3761/3764/3769/3812 3721 580169 US United States Hughes Helicopters(Hughes Aircraft Co/General Motors Corp) 44442R 3721 3721 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 np np 470.00 No Friendly 1 No No No No MD PO Box 516 /3663/3571/3577/7373/7372/7375 /7374/7376/7379/7359/6159/6552 /7311 153094043 07/14/83 10/03/83 C Completed United States US Emerson Electric Co 8000 West Florissant Ave 291011 3823/3679/3621/3634/3825/3824 3823 291011 US United States Vacco Industries 918642 3494/3569/3679 3494 Public 100.00 100.00 100.0 23.533 np 23.00 3 CASH No Friendly 1 No No No No EMR 27.81 P.O. Box 4100 /3646/3585/3545/3812/3669/3639 CASH /5063/5065 COM 153100043 07/15/83 12/28/83 C Completed United States US Kansas City Power & Light Co 1201 Walnut 485134 4911/4931/4939/4924/4932/4813 4911 485134 DR Dillon, Read & Co Inc 1 US United States Gas Service Co 367208 4924 4924 1 First Boston Corp Public 100.00 100.00 100.0 165.255 np 68.70 3 COM No Friendly 1 No No No No 0.6 Dillon, Read & Co Inc GSV KLT 16.00 P O Box 418679 CASH CASH 153101043 07/15/83 10/31/83 C Completed United States US Quaker Oats Co 321 N. Clark Street 747402 2045/2043/2041/2099/2087/2032 2045 747402 SAL Salomon Brothers 1 01 US United States Stokely-Van Camp Inc(Quaker Oats Co) P.O. Box 9001 861504 2086/2037/2033 2086 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 260.096 np 230.00 3 CASH No Friendly 1 No No No No 1.0 Salomon Brothers OAT 77.00 /2086 Chicago Tower COM CASH 153102043 07/18/83 07/18/83 C Completed United States US Omnicare Inc 201 East Fourth Street 681904 5912/5122 5912 681904 US United States CR Bard Inc-Inspiron Division 06738R 5047/3841/3842 5047 Sub. 100.00 100.00 100.0 np np 21.00 1 NOTE No Friendly 1 No No No No OCR 900 Omnicare Center 153108043 07/18/83 10/01/83 C Completed United States US General Electric Co 3135 Easton Turnpike 369604 3612/3511/3651/3663/3641/3632 3612 369604 US United States CGIS(Communications Satellite Corp) 12532Q 7372 7372 Sub. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No GE /3724/2821/3743/3825/5012/5013 /5063/5064/5065/8711/7379/7699 /8999 153105043 07/18/83 09/24/84 C Completed United States US Danaher Corp 2200 Pennsylvania Avenue Nw 235851 3823/3825/3829/3423/3545/3559 3823 235851 DUFF-PHELPS/FBC Duff & Phelps 2 01 US United States Master Shield Inc 57590T 2869 2869 Priv. 100.00 100.00 100.0 19.000 19.000 19.00 1 COM No Friendly 1 No No No No 0.03 Duff & Phelps DHR Suite 800W /3826/5049 First Boston Corp First Boston Corp 153109043 07/19/83 11/30/84 C Completed United States US Honeywell Inc 101 Columbia Road 438506 3822/3823/3825/7373/3674/3812 3822 019512 US United States ISSC Industrial Solid State Controls Inc 450305 3823 3823 1 Alex Brown & Sons Inc Public 100.00 83.00 100.0 31.428 np 30.657 3 CASH No Friendly 1 No No No No ISSC HON 10.00 /3728/1731/5063/5065/5085 COM CASH 153111043 07/19/83 09/09/83 C Completed United States US Wyly Corp 983079 7372 7372 983079 US United States Open Systems Inc (UCCEL Corp) 6477 City West Pkwy 68371Q 7374 7374 Sub. 100.00 100.00 100.0 15.500 15.500 15.50 No Friendly 1 No No No No WYLY 153113043 07/19/83 07/19/83 C Completed United States US Viacom International Inc 1515 Broadway 925526 7812/7822/4833/4841/4832 7812 925524 US United States WHEC-TV(CBS Inc) 929HET 4833 4833 Sub. 100.00 100.00 100.0 np np 24.50 No Friendly 1 No No No No 153118043 07/20/83 10/24/83 C Completed United States US Porex Technologies Corp 1900 Pollitt Dr 733280 3089/5961 3089 733280 DBL Drexel Burnham Lambert 1 US United States APL Corp-Vitamin & Mailorder Business 00202T 2833/5961 2833 Sub. 100.00 100.00 100.0 np np 53.225 1 COM No Friendly 1 No No No No 1.0 Drexel Burnham Lambert 153119043 07/20/83 W Withdrawn United States US Josephson International Inc 40 West 57th St 481021 7389/5712/4832/6211/6221 7389 481021 US United States Natl Interior Contracting Org 63654X 7389 7389 Priv. 100.00 100.00 100.0 np np 12.50 No Friendly 1 No No No No JSON 153124043 07/21/83 07/21/83 C Completed United States US GEICO Corp(Berkshire Hathaway Inc) One GEICO Plaza 361582 6331/6311/6324/6211 6331 084670 US United States Avemco Corp 411 Aviation Way 053555 6331/6321/6399/6411/7372/6719 6331 Public 100.00 33.33 52.7 66.057 np 20.142 3 CASH No Neutral 1 No No No No AVE GEC 20.00 CASH COM 153123043 07/21/83 04/03/84 C Completed United States US Midwest Financial Group Inc 301 SW Adams St 597902 6021/6162/7374/6722/6282/6311 6021 597902 US United States United Bancorp Inc 90944H 6712 6712 Priv. 100.00 100.00 100.0 35.500 35.500 35.50 2 NOTE No Friendly 1 No No No No MFGC /6211 COM 153131043 07/22/83 09/30/83 C Completed United States US Armstrong Rubber Co 500 Sargent Dr 042465 3011 3011 042465 US United States Copolymer Rubber & Chemical Corp(Mark IV Industries Inc) 5955 Scenic Highway 21747Q 2822/2819/5199/5169 2822 Sub. 100.00 33.33 100.0 57.306 57.306 19.10 1 COM No Friendly 1 No No No No ARM 153128043 07/22/83 10/28/83 C Completed United States US Harris Corp 1025 West Nasa Boulevard 413875 3812/3663/3661/3669/3679/3575 3812 413875 KP Kidder Peabody & Co Inc 1 01 US United States Lanier Business Products Inc (Harris Corp) 1700 Chantilly Dr 515886 3579/3661/3572/7359/6159 3579 1 Dean Witter Reynolds Inc Public 100.00 100.00 100.0 332.481 np 276.60 2 COM No Friendly 1 No No No No 2.0 Kidder Peabody & Co Inc LBP HRS 18.90 COM 153136043 07/25/83 09/22/83 C Completed United States US LTV Corp 25 West Prospect Avenue 502210 3312/3533/3441/6719 3312 502210 SLH Shearson Lehman Hutton 1 US United States AM General Corp(American Motors Corp) 105 North Niles Ave 00167W 3537 3537 Sub. 100.00 100.00 100.0 np np 170.00 1 NOTE No Friendly 1 No No No No Shearson Lehman Hutton LTV 153140043 07/25/83 07/25/83 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 US United States Collin Memorial Hospital 19474Q 8062 8062 Priv. 100.00 100.00 100.0 32.000 32.000 32.00 No Friendly 1 No No No No AMI Suite 300 153144043 07/25/83 07/25/83 C Completed United States US Dynatech Corp 3 New England Executive Park 268138 3669/3825/3577/5045/6719 3669 268138 US United States Controlonics Corp 21290M 3699 3699 Priv. 100.00 100.00 100.0 35.000 35.000 35.00 1 COM No Friendly 1 No No No No DYNA 153139043 07/25/83 07/25/83 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 US United States Culver Union Hospital, Crawfordsville, IN(Tenet Healthcare) 1710 Lafayette Road 23039H 8062 8062 Sub. 100.00 100.00 100.0 18.000 18.000 18.00 No Friendly 1 No No No No AMI Suite 300 153138043 07/25/83 10/28/83 C Completed United States US Comdata Network Inc (Comdata Holdings Corp) 5301 Maryland Way 200324 6099/7374/7375 6099 200321 US United States Instacom Inc 457741 6099/7374/4731 6099 Public 100.00 100.00 100.0 125.000 125.000 125.00 2 COM No Friendly 1 No No No No ICOM CASH COM 153141043 07/25/83 07/25/83 C Completed United States US HCW Inc 404140 6722 6722 404140 US United States Oil & Gas Wells 67777J 1311/2911 1311 Priv. 100.00 73.00 73.0 33.973 33.973 24.80 No Neutral 1 No No No No HCWO 153137043 07/25/83 10/27/83 C Completed United States US Butterfield Equities Corp 124145 6799 6799 124145 US United States United Realty Investors Inc 911900 6799 6799 2 Bear Stearns & Co Inc Priv. 100.00 100.00 100.0 63.679 np 61.60 4 CASH No Friendly 1 No No No No BUTR 16.50 Sutro & Co Inc COM COM CASH 153148043 07/26/83 W Withdrawn United States US First City Bancorp of Texas Inc 1001 Main St 319594 6712 6712 319594 MS Morgan Stanley & Co 1 01 US United States Cullen/Frost Bankers Inc 100 West Houston Street 229899 6021/6022/6712 6021 1 First Boston Corp Public 100.00 100.00 100.0 295.140 np 288.00 5 CASH No Friendly 1 No No No No 1.25 1.787 Morgan Stanley & Co FBT 38.00 COM COM COM CASH 153145043 07/26/83 04/05/84 C Completed United States US First National State Bancorporation,Newark,NJ 550 Broad St 335742 6021/6035/6022/6712 6021 335742 01 US United States Fidelity Union Bancorp 316438 6021/6712 6021 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 209.124 np 203.00 2 COM No Friendly 1 No No No No FNS 51.52 COM 153158043 07/29/83 07/29/83 C Completed United States US Enex Resources Corp(Pyro Energy Inc) One Kingwood Pl 292744 6792 6792 747243 US United States Arnold & Woolf-Oil & Gas 04255W 1311/2911 1311 Sub. 100.00 100.00 100.0 np np 12.60 No Friendly 1 No No No No ENEX 153162043 07/29/83 W Withdrawn United States US Maynard Oil Co 8080 N Central Expwy 578444 1311 1311 578444 US United States Baruch-Foster Corp 4925 Greenville Ave 069689 1311 1311 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 43.261 np 37.00 5 CASH No Friendly 1 No No No No BFO MOIL 16.00 Suite 660 Suite 1160 COM PFD CVTPFD CASH 153164043 07/31/83 07/31/83 C Completed United States US Society for Savings Bancorp, Inc,Hartford,Connecticut 31 Pratt St 833666 6036 6036 060716 US United States Fidelity Acceptance Corp, Minneapolis,Minnesota(Society for Savings) 910 Plymouth Bldg 315801 6141 6141 Sub. 100.00 80.00 80.0 45.000 45.000 36.00 No Neutral 1 No No No No SOCS PO Box 2200 153165043 08/01/83 08/16/83 C Completed United States US FW Woolworth Co 233 Broadway 980881 5331/5311/5661/5651 5331 980881 KP Kidder Peabody & Co Inc 1 US United States Holtzmans Little Folk Shop 43665Q 5641 5641 1 Donaldson Lufkin & Jenrette Priv. 100.00 100.00 100.0 27.000 27.000 27.00 No Friendly 1 No No No No Kidder Peabody & Co Inc Z 153169043 08/01/83 10/03/83 C Completed United States US Conair Corp 205889 6799 6799 205889 BEAR Bear Stearns & Co Inc 1 US United States Zotos International Inc (Conair Corp) 100 Tokeneke Rd 98995U 2844 2844 Sub. 100.00 100.00 100.0 71.000 71.000 71.00 1 NOTE No Friendly 1 No No No No 0.75 Bear Stearns & Co Inc CNGA 153181043 08/02/83 08/02/83 C Completed United States US First City Properties Inc (First City Financial Corp Ltd) 8383 Wilshire Blvd 319660 6552 6552 319905 US United States Design Master Homes Inc 25055W 1521 1521 Priv. 100.00 100.00 100.0 32.000 32.000 32.00 1 NOTE No Friendly 1 No No No No FCP Suite 800 153179043 08/02/83 08/02/83 C Completed United States US Federal Realty Investment Trust 4800 Hampden Lane 313747 6798 6798 313747 US United States Loehmanns Plaza 54041W 6512 6512 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No FRT Suite 500 153186043 08/02/83 08/02/83 C Completed United States US Federal Realty Investment Trust 4800 Hampden Lane 313747 6798 6798 313747 US United States Northeast Shopping Center 66435T 6512 6512 Priv. 100.00 100.00 100.0 11.500 11.500 11.50 No Friendly 1 No No No No FRT Suite 500 153190043 08/03/83 01/25/84 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States Community Hosp&Rehab Center 20366M 8062 8062 Priv. 100.00 100.00 100.0 38.200 38.200 38.20 No Friendly 1 No No No No NME /6324/6719 153199043 08/04/83 01/13/84 C Completed United States US Crime Control Inc 2601 Fortune Circle East 226608 7382/7359 7382 226608 THOMSON-MC Thomson McKinnon Securities 1 US United States National Distillers & Chemicals Corp-Alarmkex Division 63565L 1731/7382 1731 Sub. 100.00 100.00 100.0 np np 21.40 No Friendly 1 No No No No Thomson McKinnon Securities 153196043 08/04/83 08/04/83 C Completed United States US American Telephone & Telegraph Co 550 Madison Avenue 030177 4813/4822/3661/3577/3357/5065 4813 030177 US United States Hilton Hotels Corp-Terrace Hilton 88101M 7011 7011 Sub. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No T /5045/5063/5999 153203043 08/05/83 08/05/83 C Completed United States US Castle & Cooke Inc 31355 Oak Crest Drive 148429 2033/0179/0174/0175/0161/5148 2033 148429 INVESTCORP-BK Investcorp Bank EC 1 US United States A&W Root Beer(United Brands Inc) 00022Q 2086 2086 Sub. 100.00 100.00 100.0 np np 55.00 No Friendly 1 No No No No Investcorp Bank EC CKE 153207043 08/08/83 W Withdrawn United States US Tesoro Petroleum Corp 300 Concord Plaza Drive 881609 2911/5171/5172/1311/1382 2911 881609 LAZ Lazard Freres & Co LLC 1 US United States Alaska Interstate Co 1221 MCKINNEY St Ste 600 293582 1311/1381/1382 1311 1 Morgan Stanley & Co Public 100.00 100.00 100.0 817.744 np 423.689 3 CASH No Friendly 1 No No No No Lazard Freres & Co LLC TSO 20.00 CASH COM 153206043 08/08/83 10/14/83 C Completed United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 US United States Smith H P Paper Co(Phillip Petroleum Corp) 83208T 2671/2295 2671 Sub. 100.00 100.00 100.0 np np 34.50 No Friendly 1 No No No No JR Post Office Box 2218 /2672 153214043 08/09/83 05/01/84 C Completed United States US First Chicago Corp,Illinois One First National Plaza 319455 6021/7389/6035/6022/6159/6153 6021 319455 US United States American National Bank & Trust (Bank One Corp) 027789 6022 6022 Sub. 100.00 100.00 100.0 np np 275.00 No Friendly 1 No No No No FNB Suite 0460 /6712 153209043 08/09/83 10/14/83 C Completed United States US MidCon Corp 701 E 22nd St 595639 4922/1311/1381/1382 4922 595639 01 US United States Mississippi River Transmission (MidCon Corp/Occidental Petroleum Corp) 9900 Clayton Rd 605536 4923/1311 4923 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 256.25 No Friendly 1 No No No No MCN 153212043 08/09/83 12/12/83 C Completed United States US US Bancorp,Portland,Oregon 111 S.W. Fifth Avenue 90362W 6021/6022/6082/6091/6159/6162 6021 90362W US United States Old National Bancorp, Spokane, Washington 1230 Old National Bank Bldg 680095 6021/6712 6021 1 Citicorp Public 100.00 100.00 100.0 89.8 np 20.40 3 COM No Friendly 1 No No No No 0.75 OLNB USBCP 20.00 /6712 CASH CASH 153216043 08/09/83 10/17/83 C Completed United States US Pentair Inc 1500 County Road B2 West 709631 3569/3553/3531/3482/3644/3561 3569 709631 01 US United States Port Huron Paper Co 734472 2621/2671/2761 2621 Priv. 100.00 100.00 100.0 31.33 np 15.445 5 CASH No Friendly 1 No No No No PNRA 16.25 Suite 400 /3546 CASH COM COM COM 153215043 08/09/83 08/09/83 C Completed United States US Tesoro Petroleum Corp 300 Concord Plaza Drive 881609 2911/5171/5172/1311/1382 2911 881609 US United States Oil & Gas Properties 88160M 1311/2911 1311 Priv. 100.00 50.00 50.0 60.000 60.000 30.00 No Neutral 1 No No No No TSO 153225043 08/10/83 10/10/83 C Completed United States US Eastman Kodak Co 343 State Street 277461 3861/3577/3555/2821/5043/5085 3861 277461 US United States Bell & Howell Co-Datatape Division 23812T 3695 3695 Sub. 100.00 100.00 100.0 np np 55.00 No Friendly 1 No No No No EK /5045/3829/3571/7372/7375 153233043 08/12/83 08/31/83 C Completed United States US Lear Petroleum Corp 6688 N Central Expwy 521890 1311/4925/5172/4923 1311 521890 DLJ Donaldson Lufkin & Jenrette 1 US United States Mcrae Consolidated Oil & Gas 582726 1311 1311 1 Rotan Mosle Inc Priv. 100.00 100.00 100.0 250.968 np 219.80 5 CASH No Friendly 1 No No No No Donaldson Lufkin & Jenrette LPT 14.00 COM DEB COM CASH 153238043 08/12/83 08/12/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States RAM Broadcasting Corp 10 Woodbridge CTR Drive 74922Q 4812/2813/4899 4812 Priv. 100.00 100.00 100.0 102.000 102.000 102.00 2 NOTE No Friendly 1 No No No No MET COM 153242043 08/15/83 07/17/84 C Completed United States US Liberty National Corp 531090 6021/6719 6021 531090 KEEFE/MLCM Keefe Bruyette & Woods Inc 2 01 US United States First Tulsa Bancorp 337346 6712 6712 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 104.450 np 93.25 4 COM No Friendly 1 No No No No 0.45 0.1 Keefe Bruyette & Woods Inc LIBN 40.00 Merrill Lynch Capital Markets CASH Merrill Lynch Capital Markets NOTE PFD 153246043 08/15/83 03/09/84 C Completed United States US Clabir Corp 441 South Federal Highway 178872 2024/2066/5143/5145 2024 178872 DBL/SLH Drexel Burnham Lambert 2 US United States HMW Industries Inc 404245 3873/3452/3489/3914/5072 3873 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 108.952 np 75.00 7 CASH No Hostile 1 No No No No 0.85 1.1 Drexel Burnham Lambert HMW CLG 45.00 Shearson Lehman Hutton COM Shearson Lehman Hutton CASH CASH COM DEB CASH 153253043 08/16/83 02/15/84 C Completed United States US Comcast Corp 1500 Market Street 200300 4841/4812/4833 4841 200300 01 US United States Calvert Telecommunications 13137Q 4899 4899 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 100.695 np 65.50 4 COM No Friendly 1 No No No No 0.825 CMCSA 25.00 DEB CASH CASH 153251043 08/16/83 03/16/84 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 SAL Salomon Brothers 1 US United States Ellis Bking Corp 288668 6021/6712 6021 2 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 211.412 np 183.00 5 CASH No Friendly 1 No No No No 0.65 Salomon Brothers NCB 22.00 Williams Securities Group COM COM COM CASH 153252043 08/16/83 08/15/84 W Withdrawn United States US Lawter International Inc 990 Skokie Blvd 520786 2821/2893/2816/3555 2821 520786 US United States Hach Co 57 & Lindberg Pkwy 404504 3589/3559/3826/5049 3589 Public 100.00 100.00 100.0 np np 33.10 2 COM No Friendly 1 No No No No HACH LAW COM 153260043 08/17/83 08/17/83 C Completed United States US General Bancshares Corp 369100 6022/6712 6022 369100 US United States Mid-Central Bancshares Corp 59523V 6712 6712 Priv. 100.00 100.00 100.0 17.500 17.500 17.50 1 NOTE No Friendly 1 No No No No GBS 153257043 08/17/83 11/02/83 C Completed United States US National Computer Systems Inc 11000 Prairie Lakes Drive 635519 3577/2761/7372/7374 3577 635519 US United States Westinghouse Electric Corp-Information Processing Division 96040P 7374 7374 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 10.00 1 NOTE No Friendly 1 No No No No NLCS P.O. Box 9365 153264043 08/18/83 10/14/83 C Completed United States US Stone Container Corp 150 N Michigan Ave 861589 2631/2653/2421/2426/2674 2631 861589 MS Morgan Stanley & Co 1 01 US United States Brown System Operations 11575Q 2653 2653 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 np np 510.00 No Friendly 1 No No No No Morgan Stanley & Co STO 153267043 08/18/83 01/11/84 C Completed United States US Kleer-Vu Industries Inc 921 West Artesia Blvd 498494 3861 3861 498494 BEAR Bear Stearns & Co Inc 1 01 US United States Nestle-Lemur Co 641066 2844 2844 1 Underwood, Neuhaus Priv. 100.00 100.00 100.0 11.258 np 11.60 2 COM No Friendly 1 No No No No 0.125 0.05 Bear Stearns & Co Inc KVU 8.00 COM 153270043 08/18/83 01/04/84 C Completed United States US Tandy Corp 100 Thockmorton St 875382 3651/5731/5734/5735/3571/3577 3651 875382 US United States Osullivan Inc(Conroy Development Co) 68860T 2511 2511 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 91.50 No Friendly 1 No No No No 1.373 TAN Suite 1800 /3663/5065/3695/5064/5063/5045 153275043 08/19/83 04/02/84 C Completed United States US Ruddick Corp 301 South Tyron Street 781258 5411/2284/2281/5131/5085/6719 5411 781258 ROBINSON/SLH Robinson-Humphrey Co 2 US United States Food World Inc 34480R 5411 5411 2 Robinson-Humphrey Co Priv. 100.00 100.00 100.0 35.364 np 16.60 5 CASH No Friendly 1 No No No No Robinson-Humphrey Co RDK 25.26 Shearson Lehman Hutton Shearson Lehman Hutton CASH Shearson Lehman Hutton COM COM COM 153281043 08/22/83 08/22/83 C Completed United States US Consumer Plastics Corp 625 West Columbian Blvd. South 210501 3089 3089 210501 US United States Consumer Plastics Corp 625 West Columbian Blvd. South 210501 3089 3089 Priv. 100.00 100.00 100.0 np np 17.50 No Friendly 1 No No No No CPST CPST 153282043 08/22/83 W Withdrawn United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States First Natl Bk-Kerrville 32924Q 6712 6712 Priv. 100.00 100.00 100.0 np np 16.20 2 COM No Friendly 1 No No No No ALBN COM 153283043 08/22/83 11/25/83 C Completed United States US Tech-Sym Corp 10500 West Office Dr 878308 3829/3812/3728/6552 3829 878308 US United States Tecom Ind Inc 87876T 3679 3679 Priv. 100.00 100.00 100.0 11.300 11.300 11.30 1 COM No Friendly 1 No No No No TSY 153278043 08/22/83 12/07/83 C Completed United States US Federal Realty Investment Trust 4800 Hampden Lane 313747 6798 6798 313747 US United States Willow Lawn Shopping Center 97112Q 6512 6512 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 No Friendly 1 No No No No FRT Suite 500 153290043 08/23/83 11/15/83 C Completed United States US On-Line Software International Inc Two Executive Drive 682180 7371 7371 682180 DWR Dean Witter Reynolds Inc 1 US United States Datascan America Inc 238110 3577 3577 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 1 COM No Friendly 1 No No No No Dean Witter Reynolds Inc OSII 153305043 08/24/83 06/21/84 C Completed United States US Allegheny & Western Energy Corp 1600 Kanawha Valley Building 017227 4923/4924/1311 4923 017227 US United States Columbia Gas of West Virginia Inc(Columbia Gas System Inc) 414 Summers St 19764F 4924 4924 Sub. 100.00 100.00 100.0 np np 60.00 1 NOTE No Friendly 1 No No No No ALGH 153303043 08/24/83 03/01/84 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 US United States Deland State Bk & Tr 245559 6712 6712 Priv. 100.00 100.00 100.0 14.299 np 14.30 3 CASH No Friendly 1 No No No No SU 79.03 P.O. Box 2848 COM CASH 153304043 08/24/83 05/31/84 C Completed United States US Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 018870 US United States Texas United Bancorp,La Grange,TX 882835 6712/6021/6022 6712 Priv. 100.00 100.00 100.0 40.407 np 44.60 2 COM No Friendly 1 No No No No ALBN 30.22 COM 153307043 08/25/83 09/30/83 C Completed United States US Michigan General Corp Park 80 West 594517 5211/5651/3442/7363/8711 5211 594517 DBL Drexel Burnham Lambert 1 US United States Diamond International Corp-Retail Lumber Division 25266T 5211 5211 Sub. 100.00 100.00 100.0 np np 120.00 No Friendly 1 No No No No Drexel Burnham Lambert MGL Plaza One 153310043 08/25/83 08/25/83 C Completed United States US CSX Corp 500 Water Street 126408 4011/4013/4731/6719 4011 126408 US United States General Motors Corp-Electro-Motive Divison-51 Locomotives 25370K 3743 3743 Sub. 100.00 100.00 100.0 np np 47.00 No Friendly 1 No No No No CSX 15Th Floor 153306043 08/25/83 11/14/85 C Completed United States US Bank of Boston Corp,Boston, Massachusetts 100 Federal Street 060716 6021/6712/6211/6282/6162 6021 060716 US United States RIHT Financial Corp One hospital Trust Plaza 749587 6799 6799 2 Morgan Stanley & Co Public 100.00 95.10 100.0 156.725 np 150.00 5 CASH No Friendly 1 No No No No 1.2 RIHT BKB 73.00 Rothschild Inc. COM CASH PFD CASH 153316043 08/29/83 12/31/83 C Completed United States US Western Commercial Inc 11 E Shaw 958021 6022/6712 6022 958021 US United States Continental National 21176Q 6035 6035 Priv. 100.00 100.00 100.0 np np 11.90 2 COM No Friendly 1 No No No No WCCC COM 153319043 08/29/83 W Withdrawn United States US BancTEXAS Group Inc 1601 Elm St 059786 6712/6021/6022 6712 059786 US United States East Texas Bk&Tr Co 275569 6712 6712 Priv. 100.00 100.00 100.0 1.283 np 14.00 2 COM No Friendly 1 No No No No BTX 7.00 COM 153318043 08/29/83 W Withdrawn United States US New Jersey National Corp (CoreStates Financial Corp) CN-1 645865 6021/6712 6021 218695 US United States First Peoples Bank of NJ (First Peoples Financial Corp) Cuthbert Blvd/McArthur Dr 336090 6022/6712 6022 Public 100.00 100.00 100.0 47.660 np 34.00 2 PFD No Hostile 1 No No No No NJNB 19.25 COM 153325043 08/30/83 08/30/83 C Completed United States US Anchor Savings Bank,Hewlett, New York(Anchor Bancorp Inc) 225 Main St 033119 6035 6035 25429P US United States Suburban S&L(Fed S&L Ins) 86449Q 6799 6799 Public 100.00 100.00 100.0 50.9 50.900 50.90 No Friendly 1 No No No No ABKR 153326043 08/31/83 01/25/84 C Completed United States US Gould Investors Trust 60 Cutter Mill Road 383494 6733/6512/6513/6519 6733 383494 US United States New York Equities Inc 649466 6799 6799 Priv. 100.00 100.00 100.0 27.336 np 17.266 3 CASH No Friendly 1 No No No No GTR 30.00 COM CASH 153329043 08/31/83 08/31/83 C Completed United States US Apache Petroleum Co LP Foshay Twr 037463 1311 1311 037463 US United States Thirty Four Oil Wells 88428V 1311/2911 1311 Priv. 100.00 82.00 82.0 38.902 38.902 31.90 No Neutral 1 No No No No APP 153339043 09/01/83 10/01/83 C Completed United States US Protective Corp 2801 Hwy 280 743668 6311/6321/6324 6311 743668 US United States American Founders Life Insurance Co (Anderson Clayton & Co) 2720 E Camelback Rd 026285 6311 6311 Sub. 100.00 100.00 100.0 np np 18.00 No Friendly 1 No No No No PROT 95880020 09/01/83 09/20/85 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 KP Kidder Peabody & Co Inc 1 US United States Arltru Bancorp 305 Essex St. 042060 6022/6712 6022 Priv. 100.00 100.00 100.0 77.000 77.000 77.00 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc HNAT 153343043 09/01/83 08/01/85 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 KP Kidder Peabody & Co Inc 1 01 US United States Arltru Bancorp 305 Essex St. 042060 6022/6712 6022 1 M. P. Brown & Co., Inc. Priv. 100.00 100.00 100.0 52.57 np 77.00 2 COM No Friendly 1 No No No No 0.478 Kidder Peabody & Co Inc HNAT 85.18 COM 153350043 09/02/83 09/02/83 C Completed United States US General Electric Co 3135 Easton Turnpike 369604 3612/3511/3651/3663/3641/3632 3612 369604 US United States Digital Electronics (Communications Satellite Corp) 25390E 7372 7372 Sub. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No GE /3724/2821/3743/3825/5012/5013 /5063/5064/5065/8711/7379/7699 /8999 153347043 09/02/83 12/07/84 C Completed United States US South Carolina National Corp 1426 Main St 837046 6021/6712 6021 837046 MS Morgan Stanley & Co 1 01 US United States First Bkshs Corp Of Sc 319288 6021 6021 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 173.967 np 173.00 4 CASH No Friendly 1 No No No No 0.75 1.073 Morgan Stanley & Co SCNC 69.00 COM COM CASH 153349043 09/02/83 12/19/83 C Completed United States US Upjohn Co 7000 Portage Rd 915302 2834/2833/2836/2899/2879/0181 2834 915302 US United States Os Gold Seed Co 671035 3523 3523 Priv. 100.00 100.00 100.0 29.428 np 31.00 3 CASH No Friendly 1 No No No No UPJ 6.00 /8731 COM CASH 153363043 09/07/83 01/06/84 C Completed United States US Paine Webber Inc 1285 Avenue of the Americas 69563L 6211/6282/6722/6726/6799/6289 6211 69563L MS Morgan Stanley & Co 1 US United States First Mid America Inc 32086K 6211/6221 6211 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No Morgan Stanley & Co PWJ /6411/6221/6732/6733 153359043 09/07/83 09/07/83 C Completed United States US Grace Geothermal Corp 1114 Ave of the Americas 383887 1382 1382 383887 US United States Geothermal Energy(Shell Oil Co) 37365P 1311 1311 Sub. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No 153368043 09/08/83 12/02/83 C Completed United States US Manor Care Inc 11555 Darnestown Road 564054 8051/8052/7011/8062/8093/6719 8051 421937 US United States Nursing Homes 670582 8051 8051 Priv. 100.00 100.00 100.0 11.7 11.700 11.70 No Friendly 1 No No No No MNR 153375043 09/09/83 12/12/83 C Completed United States US Williams Cos Inc One Williams Center 969457 4922/4925/4932/4924/4923/4612 4922 969457 SBH Smith Barney, Harris Upham 1 01 US United States Northwest Energy Co 1 Williams Center 667446 4922/1311 4922 1 Goldman Sachs & Co Public 100.00 100.00 100.0 1,544.355 np 890.00 3 CASH No Friendly 1 No No No No 4.0 Smith Barney, Harris Upham NWP WMB 39.00 /4613/4813/4812/4899/1311/1321 CASH /6719 COM 153378043 09/10/83 12/31/83 C Completed United States US Fairfield Communities Inc 1207 Rebsamen Park Rd 304231 6513/6552/1521/1522/6512 6513 304231 FBC First Boston Corp 1 01 US United States Florida Cos 340609 999F 999F 1 Shearson Lehman Hutton Govt. 100.00 100.00 100.0 49.600 np 49.60 2 COM No Friendly 1 No No No No 0.5 0.763 First Boston Corp 3.71 COM 153381043 09/12/83 12/29/83 C Completed United States US Godfather's Pizza Inc 9140 W Dodge Rd 380289 5812/6794 5812 380289 A-G-EDWARDS AG Edwards & Sons Inc 1 01 US United States Chart House Inc 161901 5812 5812 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 393.163 np 317.25 2 COM No Friendly 1 No No No No 0.085 1.0 AG Edwards & Sons Inc CHHO GFPZ 20.03 COM 153383043 09/12/83 03/01/84 C Completed United States US Telepictures Corp 475 Park Ave South 879462 7822/7812/4833/2721 7822 879462 SLH Shearson Lehman Hutton 1 US United States KMID,Midland,Texas (Davis-Goldfarb Cos) PO Box 60230 482MID 4833 4833 1 Henry Ansbacher Holding PLC Sub. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No Shearson Lehman Hutton TPIX 153397043 09/14/83 09/14/83 C Completed United States US Oneida Ltd 163 - 181 Kenwood Ave 682505 3914/3262/5963 3914 682505 US United States Buffalo China Inc 658 Bailey Ave 11943Q 3262 3262 Priv. 100.00 100.00 100.0 17.537 17.537 17.537 2 COM No Friendly 1 No No No No ONEI NOTE 153398043 09/14/83 W Withdrawn United States US Mesa Petroleum Co 1 Mesa Square 590655 1311 1311 590655 US United States KN Energy Inc 370 Van Gordon Street 482620 4923/4922/4925/4932/4924/4612 4923 2 Kidder Peabody & Co Inc Public 100.00 92.80 100.0 591.216 np 466.00 2 COM No Hostile 1 No No No No KNE MLPPRA 54.25 P.O. Box 2009 PO Box 281304 /4613 Merrill Lynch Capital Markets COM 153405043 09/15/83 01/03/84 C Completed United States US McDonnell Douglas Corp McDonnell Blvd and Airport Rd 580169 3721/3728/3761/3764/3769/3812 3721 580169 US United States Computer Sharing(Rio Grande Inc) 205390 7379 7379 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 69.20 No Friendly 1 No No No No MD PO Box 516 /3663/3571/3577/7373/7372/7375 /7374/7376/7379/7359/6159/6552 /7311 153415043 09/16/83 03/30/84 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 KP Kidder Peabody & Co Inc 1 01 US United States First Bancorp,Troy,North Carolina 341 North Main Street 318910 6022/6712 6022 1 Rothschild Inc. Priv. 100.00 100.00 100.0 103.05 np 98.50 2 COM No Friendly 1 No No No No 0.47 0.2 Kidder Peabody & Co Inc FBNC HNAT 63.71 COM 153409043 09/16/83 01/17/84 C Completed United States US Harris Bankcorp Inc 111 West Monroe St 413841 6022/6712 6022 413841 US United States First Natl Bk-Hinsdale 328441 6712 6712 Priv. 100.00 100.00 100.0 38.600 38.600 38.60 No Friendly 1 No No No No HBC 153414043 09/16/83 04/02/84 C Completed United States US First Virginia Banks Inc, Falls Church,Virginia 6400 Arlington Blvd 337477 6022/6021/6712 6022 337477 US United States Hanover Natl Bk 411036 6712 6712 Priv. 100.00 100.00 100.0 12.529 np 12.50 2 COM No Friendly 1 No No No No FVB 227.80 COM 153428043 09/19/83 10/31/83 C Completed United States US SEI Investments Co 100 Cider Mill Road 784117 6211/7372/7379 6211 784117 US United States Becker Corp-Funds Evaluating Division 07563T 8742 8742 Sub. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No SEIC 153419043 09/19/83 12/21/83 C Completed United States US KMart Corp 3100 West Big Beaver Road 482584 5399/5942/5331 5399 482584 US United States Bishop Buffets Inc 09138W 5812 5812 Priv. 100.00 100.00 100.0 27.2 27.200 27.20 1 COM No Friendly 1 No No No No KM 153424043 09/19/83 06/30/84 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 FBC First Boston Corp 1 US United States Florida Coast Banks Inc 340605 6022/6712 6022 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 75.447 np 75.446 3 CASH No Hostile 1 No No No No 0.668 First Boston Corp BBI 27.50 COM CASH 153431043 09/20/83 12/05/83 C Completed United States US Ducommun Inc 23301 Wilmington Avenue 264147 3728/3724/3647/5084 3728 264147 US United States Aircraft Hydro-Forming 00933T 3728/3769 3728 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 No Friendly 1 No No No No DCO 153437043 09/20/83 09/20/83 C Completed United States US Leucadia National Corp 520 Madison Avenue 527288 2421/1381/6719/2084/1531/8731 2421 527288 US United States Baldwin PLC-Insurance Subsidiary 05775T 6411 6411 Sub. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No LUK /7011/6331/6311/6035/6036/1041 /6029/3089/6531/4813/4812/4899 153434043 09/20/83 10/05/83 C Completed United States US Sealed Air Corp 200 Riverfront Boulevard 81211K 2671/2673/3086/3087/3565/3569 2671 81211K DLJ Donaldson Lufkin & Jenrette 1 US United States Cellu-Products Co 15115Q 2621/3089 2621 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 1 COM No Friendly 1 No No No No Donaldson Lufkin & Jenrette SEE /2899/5113/5162/5085 153436043 09/20/83 10/18/83 C Completed United States US US Sugar Corp 111 Ponce de Leon Ave 912673 2061/0161/0212/0133/3089/2063 2061 912673 BEAR/FBC Bear Stearns & Co Inc 2 US United States US Sugar Corp 111 Ponce de Leon Ave 912673 2061/0161/0212/0133/3089/2063 2061 Public 100.00 73.19 73.2 361.799 np 251.00 3 CASH No Not Appl. 1 No No No No 0.9 Bear Stearns & Co Inc USUG USUG 68.00 First Boston Corp COM First Boston Corp CASH 153452043 09/22/83 09/22/83 C Completed United States US CNA Financial Corp CNA Plaza 126117 6331/6311/6321/6351/6719 6331 540424 US United States Casualty Insurance(Baldwin) 14790R 6411 6411 Sub. 100.00 100.00 100.0 np np 21.00 No Friendly 1 No No No No CNA 333 S Wabash Avenue 153450043 09/22/83 03/30/84 C Completed United States US United Savings of America 4730 West 79th Street 911398 6036 6036 911398 01 US United States Heights Finance Corp 7707 N Knoxville Ave Suite 201 422821 6141 6141 Public 100.00 100.00 100.0 32.454 np 24.00 4 CASH No Friendly 1 No No No No HGHT 27.25 Po Box 9520 COM COM CASH 153459043 09/23/83 09/23/83 C Completed United States US Federal Co 1755D Lynfield Rd 313225 0251/2015/2041/2048/2099 0251 313225 US United States Beucher Nick & Sons Co 08777Q 2011 2011 Priv. 100.00 100.00 100.0 12.000 12.000 12.00 No Friendly 1 No No No No FFF Suite 149 153456043 09/23/83 05/03/84 C Completed United States US Manufacturers Hanover Corp 270 Park Ave 564809 6022/6712 6022 163798 GS Goldman Sachs & Co 1 01 US United States CIT Financial Corp 1211 Avenue of the Americas 12758J 6141/6159 6141 2 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 1,510.00 1 COM No Friendly 1 No No No No Goldman Sachs & Co MHC Shearson Lehman Hutton 153463043 09/26/83 01/03/84 C Completed United States US Fleet Financial Group Inc, Providence,Rhode Island 50 Kennedy Plaza 338902 6021/6282/6211/6153/6162/6712 6021 338902 SAL Salomon Brothers 1 US United States Bankers Mortgage Co,Fort Lauderdale,Florida(Bankers Trust Co) 066261 6162 6162 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 85.00 No Friendly 1 No No No No Salomon Brothers FLT 153472043 09/26/83 12/23/83 C Completed United States US Santa Fe Industries Inc(Santa Fe Southern Pacific Corp) 224 South Michigan Ave 802020 4011/4619/6519/5211 4011 121897 SAL Salomon Brothers 1 01 US United States Southern Pacific Co 1 Market Plaza 843571 4011/4212/4213/4613/2752/7359 4011 1 Morgan Stanley & Co Public 100.00 100.00 100.0 3,591.914 np 2,620.00 2 COM No Friendly 1 No No No No 1.5 6.721 Salomon Brothers SX SFF 46.29 /7353/6719 COM 153475043 09/27/83 09/26/84 W Withdrawn United States US Florida Federal Savings & Loan Association 360 Central Avenue 340647 6036 6036 340647 01 US United States First Mutual Savings Assn, Pensacola,Florida 70 N Baylen St 320909 6035 6035 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 51.99 np 44.109 3 CASH No Friendly 1 No No No No 0.3 FMSA FLFE 38.00 CASH COM 153480043 09/27/83 09/27/83 C Completed United States US Great Lakes Chemical Corp Highway 52 Northwest 390568 2819/2869/2879/2899/2842/2865 2819 390568 US United States Inland Specialty Chemical Corp 3151 Airway Avenue, J3 45746T 2869 2869 Sub. 100.00 100.00 100.0 10.000 10.000 10.00 1 COM No Friendly 1 No No No No GLK PO Box 2200 153478043 09/27/83 09/27/83 C Completed United States US Great Lakes Chemical Corp Highway 52 Northwest 390568 2819/2869/2879/2899/2842/2865 2819 390568 US United States Inland Specialty Chemical Corp 3151 Airway Avenue, J3 45746T 2869 2869 Sub. 100.00 100.00 100.0 10.000 10.000 10.00 1 COM No Friendly 1 No No No No GLK PO Box 2200 153481043 09/27/83 07/18/84 C Completed United States US LTV Corp 25 West Prospect Avenue 502210 3312/3533/3441/6719 3312 502210 SLH Shearson Lehman Hutton 1 01 US United States Republic Steel Corp 760779 3312/3316/3317/3325 3312 1 First Boston Corp Public 100.00 100.00 100.0 1,453.851 np 700.00 2 COM No Friendly 1 No No No No 1.05 6.4 Shearson Lehman Hutton RS LTV 35.00 PFD 153479043 09/27/83 12/05/83 C Completed United States US SE Rykoff & Co 761 Terminal St 783759 2099/2656/5141/5149/5142/5087 2099 783759 US United States Sexton John & Co(Beatrice Co) 818529 5141 5141 1 Salomon Brothers Sub. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No RYK /5113/5046/2035 153476043 09/27/83 06/26/84 C Completed United States US Harte-Hanks Communications Inc 200 Concord Plaza Drive 416194 8742/7331/2711/2741/4841/4833 8742 416194 US United States Ultra Com Inc (Harte-Hanks Communications Inc/HHC Holding Co) 903889 4841 4841 Sub. 100.00 100.00 100.0 np np 77.00 No Friendly 1 No No No No HHS Suite 800 153489043 09/28/83 11/04/83 C Completed United States US Turner Broadcasting Systems Inc One CNN Center, Box 105366 900262 4833/4841/7941/7819/6794/6552 4833 900262 US United States ABC-Satellite News Channel 02473Q 4841 4841 1 Daniels & Associates Inc Sub. 100.00 100.00 100.0 np np 25.00 No Friendly 1 No No No No TBSB 100 International Blvd 153487043 09/28/83 03/06/84 C Completed United States US Trinity Industries Inc 2525 Stemmons Freeway 896522 3743/3799/3089/3999/3241/3272 3743 717537 01 US United States Pullman Transport Co 74580M 3743 3743 2 Lazard Freres & Co LLC Priv. 100.00 100.00 100.0 19.800 19.800 19.80 2 DEB No Friendly 1 No No No No TRN /2952/3295/3441/3443/3731/5084 Rothschild Inc. NOTE /5088/7359 153494043 09/29/83 12/28/83 C Completed United States US Mangood Corp 155 Wicks St 562706 3823/3829/3565 3823 562706 US United States HCR International(General Tire & Rubber Co) 40413R 3569 3569 Sub. 100.00 100.00 100.0 np np 14.50 No Friendly 1 No No No No MAB 153507043 09/30/83 10/31/83 C Completed United States US Ply-Gem Industries Inc 777 3rd Avenue 729416 2435/2436/2499/2674/3089/5031 2435 729416 US United States Hoover Wood(Hoover Group Inc) 43931Q 3559 3559 Sub. 100.00 100.00 100.0 np np 12.20 No Friendly 1 No No No No PGI 153506043 09/30/83 03/20/84 C Completed United States US Kaneb Services Inc 2435 North Central Expressway 484170 1799/4613/6411/6719/8742 1799 484170 FBC/SBH First Boston Corp 2 01 US United States Moran Energy Inc 616457 1311 1311 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 283.864 np 242.00 2 COM No Friendly 1 No No No No 1.75 0.5 First Boston Corp MOE KAB 17.24 Smith Barney, Harris Upham COM Smith Barney, Harris Upham 153500043 09/30/83 09/30/83 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States National Health Corp 100 Vine Street 636331 8051/8052/8059/8082/8361/6513 8051 Public 100.00 50.00 73.0 114.658 np 37.308 3 CASH No Neutral 1 No No No No NHC NME 28.00 /6324/6719 Suite 1400 CASH COM 153509043 10/03/83 03/28/84 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States American Teleservices Inc 03018K 4832 4832 Priv. 100.00 100.00 100.0 52.500 52.500 52.50 No Friendly 1 No No No No MET 153518043 10/03/83 10/02/84 W Withdrawn United States US Mellon National Corp Mellon Bank Center 585518 6021/6712/6141/6159/6162 6021 585518 GS Goldman Sachs & Co 1 US United States Heritage Bk Na 42721E 6712/6022 6712 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 226.853 np 214.00 5 CASH No Friendly 1 No No No No 1.775 Goldman Sachs & Co 50.00 CASH COM COM PFD 153510043 10/03/83 10/03/83 C Completed United States US Healthdyne Inc 1850 Parkway Place 422203 3841/3845/8082 3841 422203 US United States Home Nutritional Services Inc (Healthdyne Inc/Matria Healthcare) 600 Lanidex Center 437264 8082 8082 1 Smith Barney, Harris Upham Sub. 100.00 100.00 100.0 20.000 20.000 20.00 1 COM No Friendly 1 No No No No HDYN 12th Floor 153512043 10/03/83 10/03/83 C Completed United States US Combustion Engineering Inc 900 Long Ridge Rd 200273 8711/1629/3511/3535/3561/3564 8711 200273 US United States Taylor Instrument Co(Sybron Corp) 87718Q 3823 3823 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 80.00 No Friendly 1 No No No No CSP P.O. Box 9308 /3612/3613/3621/3625/7372/7373 /3823/3567/8748 153517043 10/03/83 10/03/83 C Completed United States US Broadview Financial Corp, Cleveland, Ohio 6000 Rockside Woods Blvd 111325 6036/6712 6036 111325 US United States Western Savings & Loan 959431 6036 6036 Priv. 100.00 100.00 100.0 70.000 70.000 70.00 No Friendly 1 No No No No BDVF 153533043 10/05/83 10/05/83 C Completed United States US Regency Electronics Inc 7707 Records Street 758854 3669 3669 758854 US United States Octagon-Scientific Inc 67571V 3812/3651/3728 3812 Priv. 100.00 100.00 100.0 11.300 11.300 11.30 1 NOTE No Friendly 1 No No No No RGCY 153541043 10/06/83 10/06/83 C Completed United States US Carolina Freight Corp 2400 Yorkmont Road Ste 400 143898 4213 4213 143898 US United States Summit Cos 86604G 4213/4212 4213 Priv. 100.00 100.00 100.0 14.500 14.500 14.50 1 NOTE No Friendly 1 No No No No CAO 153542043 10/06/83 12/28/83 C Completed United States US Circle K Corp 3003 N Central Ave 172585 5411/5541/5921/2097/2099/2086 5411 172585 BEAR Bear Stearns & Co Inc 1 01 US United States Utotem Inc 91804Q 5331 5331 Priv. 100.00 100.00 100.0 226.000 226.000 226.00 5 CASH No Friendly 1 No No No No 2.9 Bear Stearns & Co Inc CRK COM NOTE CASH PFD 153550043 10/07/83 12/02/83 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 US United States Northern Propane Gas Co (InterNorth Inc) 66561T 5984 5984 Sub. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No PC /3531/1311/6552/5172/5984 153552043 10/10/83 10/10/83 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States American Medical Corp-Hospitals 44090V 8062 8062 Sub. 100.00 100.00 100.0 np np 45.00 No Friendly 1 No No No No REPH 153553043 10/10/83 10/10/83 C Completed United States US Urgent Care Centers of America Inc 519 Encinitas Blvd 917249 8011 8011 917249 US United States Medical Treatment Centers Inc 58390D 8062 8062 Sub. 100.00 100.00 100.0 np np 11.50 No Friendly 1 No No No No URGE 153574043 10/12/83 05/31/84 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 01 US United States American Bancorp Inc,Hamden, Connecticut 2992 Dixwell Ave 023911 6021/6712 6021 Public 100.00 100.00 100.0 13.246 np 13.248 2 COM No Friendly 1 No No No No ABAC TXA 24.54 COM 153571043 10/12/83 10/31/83 C Completed United States US Tesoro Petroleum Corp 300 Concord Plaza Drive 881609 2911/5171/5172/1311/1382 2911 881609 US United States Pel-Tex-Oil & Gas Properties 70563N 1311 1311 Sub. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No TSO 153576043 10/13/83 W Withdrawn United States US Seagate Technology Inc 920 Disc Drive 811804 3572/7372/3577/5045 3572 811804 US United States Atari Corp 1196 Borregas Ave 046515 3944/3571/7372 3944 Sub. 100.00 100.00 100.0 np np 130.00 1 COM No Friendly 1 No No No No ATC SGAT 153582043 10/14/83 10/14/83 C Completed United States US Chicago and North Western Transportation Co 1425 S Western Ave 167166 4011 4011 167166 US United States Burlington Northern Railroad-Rail Line 12189D 4011 4011 Sub. 100.00 100.00 100.0 np np 76.20 No Friendly 1 No No No No CNW 153585043 10/14/83 05/07/84 C Completed United States US First Railroad & Banking Co of Georgia,Augusta, 699 Broad St 336135 6022/6712 6022 336135 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States SBT Corp 783876 6712 6712 1 Bankers Trust Co Priv. 100.00 100.00 100.0 86.932 np 77.30 2 COM No Friendly 1 No No No No 0.25 Keefe Bruyette & Woods Inc FRRG 32.93 COM 153587043 10/14/83 11/18/83 C Completed United States US Ackerley Communications Inc 800 Fifth Avenue, Suite 3770 004527 7312/7319/7941/4832/4833 7312 004527 US United States Seattle Supersonics 812600 7941 7941 Sub. 100.00 100.00 100.0 20.9 20.900 20.90 No Friendly 1 No No No No AK 153595043 10/17/83 04/27/84 C Completed United States US DBA Systems Inc 1200 South Woody Burke Rd 233031 3812/3825/3829/7373 3812 233031 US United States LogEtronics Inc(DBA Systems) 7001 Loisdale Rd 541381 3861/3571 3861 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 11.500 11.500 11.50 2 COM No Friendly 1 No No No No DBAS COM 153599043 10/18/83 10/18/83 C Completed United States US BMC Industries Inc 2 Appletree Square 055607 3851/3231/3663/3827 3851 055607 US United States Honeywell Inc-Wiring Division 43850Y 5063 5063 Sub. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No BMC 153598043 10/18/83 10/26/83 C Completed United States US Charter Co(American Financial) One E 4th Street 161177 1311/1381/1382 1311 026051 US United States McDowell Enterprises Inc 311 Plus Pk 580347 1611/1622/1541/1623/1794/2951 1611 Public 100.00 48.90 79.9 37.427 np 15.097 4 CASH No Neutral 1 No No No No ME CHR 12.62 COM CASH CASH 153602043 10/18/83 03/31/84 C Completed United States US Maxwell Laboratories Inc 9275 Sky Park Court 577763 3675/3629/3571/3679/7373 3675 577763 01 US United States S-Cubed Ltd 78403W 3812/3821/3826/3829 3812 Priv. 100.00 100.00 100.0 12.756 np 11.445 2 COM No Friendly 1 No No No No MXWL 30.55 COM 153609043 10/19/83 01/09/84 C Completed United States US Libby Owens Ford Corp 3000 Strayer 530000 3052/3053/3492/3494/3593/3594 3052 530000 MS Morgan Stanley & Co 1 US United States Sperry Corp-Vickers Division 84835V 3494 3494 Sub. 100.00 100.00 100.0 np np 265.00 1 NOTE No Friendly 1 No No No No Morgan Stanley & Co LOF P.O. Box 50 /3568/3621/3823/3585/3714/3061 /3444 153615043 10/20/83 W Withdrawn United States US Bankers Trust of South Carolina 1301 Gervais St 066372 6022 6022 066372 US United States First Bkshs Corp Of Sc 319288 6021 6021 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 174.748 np 173.00 5 CASH No Friendly 1 No No No No BTSC 69.20 COM COM COM CASH 153616043 10/20/83 11/01/84 C Completed United States US Southwest Gas Corp 5241 Spring Mountain Road 844895 4923/4922/4925/4932/4924/1623 4923 844895 US United States Natural Gas System(Arizona) 63887Q 4924 4924 Sub. 100.00 100.00 100.0 np np 125.00 No Friendly 1 No No No No SWX P.O. Box 98890 /6719 153618043 10/20/83 11/21/83 C Completed United States US Superior Oil Co P.O. Box 1521 868273 1311 1311 868273 US United States Southland Corp-Oil Interests 84443U 1311 1311 Sub. 100.00 100.00 100.0 np np 44.00 No Friendly 1 No No No No SOC 153622043 10/21/83 01/20/84 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 GS Goldman Sachs & Co 1 01 US United States Managed Care Solutions Inc 2510 W Dunlap Ave 56168X 7372/5045 7372 1 First Boston Corp Public 100.00 100.00 100.0 1,027.055 np 888.40 2 COM No Friendly 1 No No No No 2.75 1.4 Goldman Sachs & Co AMI 40.50 Suite 300 COM 153627043 10/21/83 04/12/84 C Completed United States US Mellon National Corp Mellon Bank Center 585518 6021/6712/6141/6159/6162 6021 585518 US United States Northwest Pa Corp 66772Q 6712 6712 1 Cates Consulting Analysts Priv. 100.00 100.00 100.0 75.921 np 74.00 6 CASH No Friendly 1 No No No No 0.06 54.00 CASH COM COM CASH PFD 153629043 10/21/83 11/02/83 C Completed United States US Marline Oil Corp 571230 1311/1094 1311 571230 US United States Quanah Petroleum Inc 74758X 1311/9211 1311 Priv. 100.00 100.00 100.0 35.000 35.000 35.00 1 COM No Friendly 1 No No No No 153623043 10/21/83 01/11/84 C Completed United States US Oceaneering International Inc 16001 Park Ten Place 675232 1389/1382/8713/8711 1389 675232 US United States Solus Ocean Systems(Enserch) (Exploration Partners) 83436T 4924 4924 Sub. 100.00 100.00 100.0 np np 37.00 1 PFD No Friendly 1 No No No No OCER Suite 600 153638043 10/24/83 01/03/84 C Completed United States US Josephson International Inc 40 West 57th St 481021 7389/5712/4832/6211/6221 7389 481021 DLJ Donaldson Lufkin & Jenrette 1 US United States Herzfeld & Stern 42804V 6211 6211 1 Salomon Brothers Priv. 100.00 100.00 100.0 17.500 17.500 17.50 No Friendly 1 No No No No Donaldson Lufkin & Jenrette JSON 153633043 10/24/83 11/23/83 C Completed United States US Reliance Group Holdings Inc 55 East 52nd St 759464 6311/6321/6331/6351/6361/8741 6311 759464 DBL Drexel Burnham Lambert 1 US United States Pargas Inc(Reliance Group Holdings Inc) Washington Road 699466 1221/5722/5983 1221 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 181.401 np 146.544 3 CASH No Friendly 1 No No No No 0.5 1.576 Drexel Burnham Lambert REL 37.25 Park Avenue Plaza /8742/8743/6512/7011/6719 PO BOX 67 COM CASH 153635043 10/24/83 11/01/83 C Completed United States US Gerber Products Co 445 State St 373712 2032/2341/2361/2369/2211/3944 2032 373712 US United States Skyland Intl Corp 83081K 2254/2252 2254 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 1 COM No Friendly 1 No No No No GEB /3089/6311/6321/8351 153634043 10/24/83 12/16/83 C Completed United States US Norlin Corp 75 Varick St 656041 8741/6531/2741 8741 656041 DR Dillon, Read & Co Inc 1 US United States Ticor Print Network(South Pacific Corp) 88634P 2752 2752 Sub. 100.00 100.00 100.0 np np 75.00 No Friendly 1 No No No No Dillon, Read & Co Inc NRLNF 153636043 10/24/83 W Withdrawn United States US AIA Industries Inc 001320 4512/4142/4729 4512 001320 US United States United Western Corp 913207 6519/6531/7011 6519 Priv. 100.00 100.00 100.0 25.676 np 23.00 4 PFD No Friendly 1 No No No No AIAI 5.50 CASH DEB CASH 153644043 10/25/83 12/31/83 C Completed United States US Rexene Corp 126 East 56th Street 761682 2869/2821/3081/2822 2869 761682 US United States El Paso Products Co 619 N. GRANT ST., P.O.BOX 3986 283705 2821/2874/2873/2869/2865/2822 2821 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 np np 200.00 No Friendly 1 No No No No RXN 22nd Floor 153645043 10/25/83 10/26/83 C Completed United States US Reynolds Metals Co 6601 West Broad Street 761763 3334/3353/3354/3411/2671/4959 3334 761763 US United States Robertshaw Controls Co 1701 Byrd Ave 770519 3822/3823/5084/3949/3625/3829 3822 Public 100.00 40.00 70.0 212.196 np 67.391 3 CASH No Neutral 1 No No No No ROF RLM 48.00 /3873 CASH COM 153642043 10/25/83 10/25/83 C Completed United States US Penta Systems International Inc 1511 Guilford Ave 709618 7373 7373 709618 US United States Shaffstall Corp 81886Q 7374 7374 Priv. 100.00 100.00 100.0 10.500 10.500 10.50 1 COM No Friendly 1 No No No No PSLI 153654043 10/26/83 06/20/84 C Completed United States US Cox Communications Inc 1400 Lake Hearn Dr 224043 4841/4833/4832/2711/5012/7812 4841 224043 US United States Cybertel Corp 23252D 4832 4832 Priv. 100.00 90.00 90.0 11.111 11.111 10.00 No Neutral 1 No No No No COX /6719 153652043 10/26/83 05/31/84 C Completed United States US Landmark Banking Corp of Florida,Fort Lauderdale 515053 6022 6022 515053 KP Kidder Peabody & Co Inc 1 01 US United States Southwest Florida Banks Inc 844848 6022/6712 6022 1 First Boston Corp Public 100.00 100.00 100.0 202.061 np 172.00 2 COM No Friendly 1 No No No No 1.053 1.075 Kidder Peabody & Co Inc SFB 21.51 COM 153651043 10/26/83 11/29/83 C Completed United States US Compact Video Inc 21 E 63rd St 204261 7822/2721 7822 204261 US United States Vidtronics Inc(Macandrews & Forbes Group) 92660M 7829 7829 Sub. 100.00 100.00 100.0 np np 13.00 2 NOTE No Friendly 1 No No No No CVSI COM 153658043 10/27/83 09/30/84 C Completed United States US MIW Investors of Washington,DC 553056 6798 6798 553056 US United States First Amer S&L Asso Of Va 31859M 6712 6712 Priv. 100.00 100.00 100.0 14.000 np 14.00 5 CASH No Friendly 1 No No No No MINVS 35.00 COM PFD CVTPFD CASH 153656043 10/27/83 01/11/84 C Completed United States US Madison Fund Inc 645 Madison Ave 557480 1311 1311 557480 US United States Vanderbilt Energy Corp 921784 1311 1311 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 28.041 np 26.10 3 CASH No Friendly 1 No No No No 0.349 VERY MFI 7.14 CASH COM 153665043 10/28/83 10/28/83 C Completed United States US Cronus Industries Inc 1111 W Mockingbird #1400 227174 3448/3443/3523/7374/7379 3448 227174 US United States Business Records Corp Holding Co 111 W Mockingbird Lane 123296 5087/7389/7374 5087 Public 100.00 100.00 100.0 18.000 18.000 18.00 1 COM No Friendly 1 No No No No BRCP CRNS 153666043 10/28/83 W Withdrawn United States US Diversified Mortgage Investors Inc 255312 6798 6798 255312 PAINE-W PaineWebber 1 01 US United States Carlsberg Corp 2800 Twenty-Eighth St 142798 6552/1522/1521/6531/6162 6552 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 45.733 np 45.733 2 COM No Friendly 1 No No No No 0.25 0.438 PaineWebber CRLS DMI 15.00 COM 153664043 10/28/83 10/28/83 C Completed United States US Baker Industries Inc 057255 7381/7349/3812/2899/7382 7381 057255 US United States Ground Courier(Gelco Corp) 39940Q 4513 4513 Sub. 100.00 100.00 100.0 np np 27.50 No Friendly 1 No No No No 153689043 11/01/83 11/01/83 C Completed United States US SFN Cos Inc 1900 E Lake Ave 784150 2731/2741/4833 2731 784150 US United States Data Acquisition Services(SFN Cos/SFN Holding Co) 1665 South Rancho Santa Fe Rd 23757Q 3661 3661 Sub. 100.00 90.00 90.0 14.444 14.444 13.00 1 NOTE No Neutral 1 No No No No SFN 153683043 11/01/83 12/15/83 C Completed United States US Unitrode Corp 7 Continental Boulevard 913283 3674/3675/3679 3674 913283 US United States Power General Corp 73927E 3674/3675/3679 3674 Priv. 100.00 100.00 100.0 31.9 31.900 31.90 1 COM No Friendly 1 No No No No UTR 153691043 11/01/83 01/07/84 C Completed United States US The Washington Post Co 1150 15Th Street Northwest 939640 8299/2711/2721/4833/4841 8299 939640 US United States Prism Co(Croma Enterprises Inc) 74064K 4841 4841 Sub. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No WPO 153682043 11/01/83 W Withdrawn United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States University Real Estate Trust 914823 6798 6798 Public 100.00 100.00 100.0 np np 18.00 1 COM No Hostile 1 No No No No URETS SM Suite 800 /6211 153694043 11/02/83 12/30/83 C Completed United States US Texas Oil & Gas Corp 1700 Pacific Ave 882593 1311/1381/4922 1311 882593 US United States Tatham Offshore Inc-Pipeline (Deeptech International) 88326X 4922 4922 Sub. 100.00 100.00 100.0 np np 200.00 No Friendly 1 No No No No TXO First City Center 153696043 11/03/83 W Withdrawn United States US Freedom S&L Assn of Tampa, Florida One N Dale Mabry Hwy 356900 6036 6036 356900 US United States Haven Federal Savings & Loan Association P.O. Box 858 41934Q 6035 6035 Priv. 100.00 100.00 100.0 np np 406.374 3 CASH No Friendly 1 No No No No FRDM 6.40 COM CASH 153698043 11/03/83 03/05/84 C Completed United States US GTE Corp One Stamford Forum 362320 4813/4812/4899/3629/3641/3661 4813 362320 US United States Valeron Corp 919140 3545/3324/3399 3545 1 PaineWebber Priv. 100.00 100.00 100.0 121.337 np 61.83 5 CASH No Friendly 1 No No No No GTE 27.00 /3679/3357/3613/5063/2741 COM PFD COM CASH 153709043 11/04/83 07/02/84 C Completed United States US Pan American Banks Inc 250 SE 1st St 697760 6021/6712 6021 697760 US United States Central Bancorporation (AmeriTrust Corp) 15242Q 6021/6712 6021 1 Salomon Brothers Sub. 100.00 100.00 100.0 35.9 35.900 35.90 No Friendly 1 No No No No PAB 153706043 11/04/83 11/04/83 C Completed United States US Treco Inc 894644 6531/6552/6799 6531 894644 US United States National Development Corp 635638 1311 1311 Public 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No SUST 153704043 11/04/83 W Withdrawn United States US Chapman Energy Inc 9400 N Central Expwy 159512 1311/4922 1311 89705T US United States Vanderbilt Energy Corp 921784 1311 1311 Public 100.00 100.00 100.0 31.001 np 31.00 1 COM No Friendly 1 No No No No VERY CHPN 8.50 153715043 11/07/83 12/14/83 C Completed United States US Jostens Inc 5501 Norman Center Dr 481088 3911/7335/2741/2389/2761/2752 3911 481088 US United States Metridata Education Systems 59159Y 8249 8249 Priv. 100.00 100.00 100.0 20.209 20.209 20.209 1 COM No Friendly 1 No No No No JOS 27.87 153712043 11/07/83 12/29/83 C Completed United States US Republic Group Inc 811 East 30Th Avenue 760473 3275/2631 3275 760473 US United States Tenneco Inc-Paperboard Mills 88037V 2631 2631 Sub. 100.00 100.00 100.0 np np 13.50 No Friendly 1 No No No No RGC 153724043 11/09/83 01/13/84 C Completed United States US Midland-Ross Corp Tower E 20000 Chagrin 597715 3325/3567/3554/3647/3728/3714 3325 597715 US United States Electronic-Connector(Stanford) 285591 3643 3643 Sub. 100.00 100.00 100.0 np np 24.00 1 CVTPFD No Friendly 1 No No No No MLR /3679/3644 153726043 11/09/83 11/09/83 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Radio Broadcasting Co 75034Q 4833 4833 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 No Friendly 1 No No No No MET 153730043 11/09/83 01/01/84 C Completed United States US AH Robins Co Inc 1407 Cummings Dr 770706 2834/5122 2834 770706 KP Kidder Peabody & Co Inc 1 US United States Quinton Medical Co 75183L 3841 3841 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 49.8 49.800 49.80 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc RAH 153735043 11/10/83 11/10/83 C Completed United States US Intercole Inc 25283 Cabot Rd 458529 3544/3496 3544 458529 US United States West Penn Wire Corp 95527Q 5051 5051 Priv. 100.00 100.00 100.0 11.674 11.674 11.674 1 COM No Friendly 1 No No No No 153741043 11/11/83 W Withdrawn United States US Getty Oil Co 2000 Westchester Ave 374280 1311/1381/1382 1311 374280 US United States Exeter Oil Co 30180Q 1311 1311 Priv. 100.00 100.00 100.0 66.024 np 66.00 3 CASH No Friendly 1 No No No No GET 31.44 CASH COM 153740043 11/11/83 05/14/84 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 US United States Solid State Scientific Inc 834207 3674 3674 1 Donaldson Lufkin & Jenrette Public 100.00 100.00 100.0 61.091 np 29.00 3 CASH No Friendly 1 No No No No SSI PC 8.65 /3531/1311/6552/5172/5984 COM CASH 153749043 11/14/83 07/06/84 C Completed United States US Midland Resources Inc 616 FM 1960 West 597711 1311 1311 597711 01 US United States American Leisure Corp 027150 7011/7999/7993 7011 1 Muller & Co Public 100.00 100.00 100.0 29.633 np 50.00 1 COM No Friendly 1 No No No No 0.008 AMCO MRIX 1.19 Suite 600 153751043 11/14/83 11/14/83 C Completed United States US SFN Cos Inc 1900 E Lake Ave 784150 2731/2741/4833 2731 784150 US United States Biomedical Information Corp (SFN Cos/SFN Holding Co) 800 2nd Ave 09060M 2721 2721 Sub. 100.00 100.00 100.0 30.000 30.000 30.00 1 NOTE No Friendly 1 No No No No SFN 153756043 11/14/83 01/30/84 C Completed United States US Dillard Department Stores Inc 3929 Mccain Blvd #4K 254063 5311 5311 254063 US United States Stix Baer & Fuller(Associated) 86101K 5311 5311 Sub. 100.00 100.00 100.0 np np 90.00 2 NOTE No Friendly 1 No No No No DDS COM 153757043 11/15/83 03/07/84 C Completed United States US Medical 21 Corp 584630 8062 8062 584505 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Sugicare Corp 868821 3842 3842 1 Rotan Mosle Inc Priv. 100.00 100.00 100.0 93.099 np 92.537 2 COM No Friendly 1 No No No No Alex Brown & Sons Inc MEDT 25.01 COM 153765043 11/16/83 07/02/84 C Completed United States US Branch Corp 223 West Nash St 105135 6021/6712 6021 105135 US United States Carolina Bancorp Inc 620 North Main Street 143770 6035/6712 6035 Public 100.00 100.00 100.0 44.000 44.000 44.00 3 COM No Friendly 1 No No No No FFCA BNCH COM COM 153768043 11/16/83 12/31/83 C Completed United States US Willcox & Gibbs Inc 900 Milik Street 969207 5063/5084/2295/2675/2782/5045 5063 969207 MORGAN-GRENFELL Morgan Grenfell & Co Ltd 1 US United States Consolidated Electric Supply 20911R 5063 5063 1 Butcher & Singer Inc Priv. 100.00 100.00 100.0 20.000 20.000 20.00 1 NOTE No Friendly 1 No No No No Morgan Grenfell & Co Ltd WG 153767043 11/16/83 11/15/84 W Withdrawn United States US NUI Corp 550 Route 202-206 629430 4924/4922/4925/4932 4924 629430 KP Kidder Peabody & Co Inc 1 01 US United States New Jersey Resources Corp 1415 Wyckoff Road 646025 4924/4925 4924 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 157.902 np 90.40 3 COM No Hostile 1 No No No No 1.356 1.154 Kidder Peabody & Co Inc NJR NUI 26.62 Box 760 PFD CVTPFD 153764043 11/16/83 W Withdrawn United States US City Stores Co 1401 Walnut St 178666 2679/2752/2754/2759/2671/6719 2679 178666 US United States Seligman & Latz Inc 1133 Sixth Ave 816323 7231/5944/5999 7231 Public 100.00 100.00 100.0 73.780 np 43.10 3 CASH No Friendly 1 No No No No SAL CSS 23.00 CASH COM 153771043 11/17/83 01/10/84 C Completed United States US Sun Co Inc Ten Penn Center 866762 2911/5541/2992/2865/2821/2822 2911 866762 DWR Dean Witter Reynolds Inc 1 US United States Exeter Oil Co 30180Q 1311 1311 Priv. 100.00 100.00 100.0 75.6 np 75.56 3 CASH No Friendly 1 No No No No Dean Witter Reynolds Inc SUN 36.00 1801 Market Street /2819/5171/5172/4612/4613/1221 CASH /6719 COM 153795043 11/18/83 01/05/84 C Completed United States US Manor Care Inc 11555 Darnestown Road 564054 8051/8052/7011/8062/8093/6719 8051 421937 ALLEN Allen & Co Inc 1 US United States Anta Corp 036628 8069 8069 Priv. 100.00 100.00 100.0 126.870 np 61.50 3 CASH No Hostile 1 No No No No 0.375 Allen & Co Inc MNR 25.00 CASH COM 153786043 11/18/83 11/18/83 C Completed United States US Information Science Inc 95 Chestnut Ridge Rd 456751 7372 7372 456751 US United States Dyer Wells & Assoicates 26756Q 8742/8748 8742 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 1 COM No Friendly 1 No No No No INSI 153783043 11/18/83 05/18/84 C Completed United States US McDonnell Douglas Corp McDonnell Blvd and Airport Rd 580169 3721/3728/3761/3764/3769/3812 3721 580169 MLCM Merrill Lynch Capital Markets 1 US United States Tymshare Inc 902384 7374/7377/5045 7374 2 Goldman Sachs & Co Public 100.00 100.00 100.0 304.007 np 307.50 3 CASH No Friendly 1 No No No No Merrill Lynch Capital Markets TYM MD 25.00 PO Box 516 /3663/3571/3577/7373/7372/7375 Hambrecht & Quist COM /7374/7376/7379/7359/6159/6552 CASH /7311 153804043 11/21/83 02/22/84 C Completed United States US VICORP Restaurants Inc 400 West 48th Ave 925817 5812/6794 5812 925817 US United States Continental Restaurts 21200X 5812 5812 Priv. 100.00 100.00 100.0 np np 65.00 No Friendly 1 No No No No VRES 153809043 11/21/83 04/27/84 C Completed United States US Manor Care Inc 11555 Darnestown Road 564054 8051/8052/7011/8062/8093/6719 8051 421937 US United States Four Seasons Nursing(Anta) 351010 8051 8051 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 80.00 1 DEB No Friendly 1 No No No No MNR 153802043 11/21/83 10/26/85 C Completed United States US MCO Holdings Inc 5847 San Felipe 552901 3334 3334 552901 US United States Horizon Corp 16838 E Palisades Blvd 440416 6552/6531/7997/7011/4941/4952 6552 1 PaineWebber Public 100.00 38.60 64.4 74.718 np 13.799 3 CASH No Neutral 1 No No No No HZN MCO 6.50 Suite 2600 COM CASH 153814043 11/22/83 02/17/84 C Completed United States US Litton Industries Inc 21240 Burbank Boulevard 538021 3812/3669/3663/3625/3731/3462 3812 538021 MS Morgan Stanley & Co 1 US United States Core Laboratories 5295 Hollister Road 218677 8731/4899/1389/1499 8731 1 Goldman Sachs & Co Public 100.00 89.80 100.0 211.354 np 176.00 3 CASH No Friendly 1 No No No No 1.5 Morgan Stanley & Co LIT 33.00 /3728/3823/3571 COM CASH 153810043 11/22/83 01/05/84 C Completed United States US Telecredit Inc 6171 West Century Blvd 879301 7323/7374/7322 7323 879301 US United States Light Signatures Inc 53250L 7322/7374 7322 Priv. 100.00 100.00 100.0 14.823 14.823 14.823 1 COM No Friendly 1 No No No No TCRD 153816043 11/22/83 01/07/84 C Completed United States US Intelligent Systems Corp 255 Technology Park/Atlanta 458158 3575/3577/3571 3575 458158 US United States Princeton Graphic Systems (Intelligent Systems Master LP) 601 Ewing St 74188X 3571 3571 Sub. 100.00 100.00 100.0 15.000 15.000 15.00 1 COM No Friendly 1 No No No No INTS 95576020 11/22/83 11/14/85 C Completed United States US Bank of Boston Corp,Boston, Massachusetts 100 Federal Street 060716 6021/6712/6211/6282/6162 6021 060716 US United States RIHT Financial Corp One hospital Trust Plaza 749587 6799 6799 2 Morgan Stanley & Co Public 49.00 51.00 100.00 100.0 146.000 np 150.00 2 CASH No Friendly 1 73.5 No No No No RIHT BKB 73.00 Rothschild Inc. PFD 153819043 11/23/83 11/23/83 C Completed United States US Restaurant Associates Industries Inc 1155 Avenue of the Americas 761252 5812/5994 5812 761252 US United States Acapulco Restaurants Inc 004295 5812/5813 5812 Public 100.00 65.00 100.0 32.43 np 17.254 1 PFD No Friendly 1 No No No No ALAR RA 6.96 153817043 11/23/83 02/16/84 C Completed United States US Bausch & Lomb Inc One Bausch & Lomb Place 071707 3851/3827/3634/2834/0279/8731 3851 071707 01 US United States Charles River Breeding Laboratories Inc 159861 0279 0279 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 121.622 np 120.00 2 COM No Friendly 1 No No No No 1.35 CRIV BOL 44.62 COM 153822043 11/23/83 03/05/84 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States Horizon Mental Health Management Inc 2220 San Jacinto Blvd 440435 8099 8099 1 Prudential-Bache Securities Priv. 100.00 100.00 100.0 94.000 94.000 94.00 2 COM No Friendly 1 No No No No REPH Suite 320 COM 153829043 11/25/83 W Withdrawn United States US Puget Sound Bancorp,Tacoma, Washington 1119 Pacific Ave 745313 6021/6162/6531/6712 6021 745313 US United States Seattle Trust & Savings Bank 804 2nd Ave 812608 6022 6022 Public 100.00 100.00 100.0 42.264 np 30.00 2 COM No Friendly 1 No No No No STSB PSNB 30.00 COM 153836043 11/29/83 11/29/83 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States Hospitals(5) 44090T 8062 8062 Priv. 100.00 100.00 100.0 150.000 150.000 150.00 1 COM No Friendly 1 No No No No NME /6324/6719 153842043 11/29/83 01/05/84 C Completed United States US Trane Co 40W 40th St 892892 3585/3433/3564/6719 3585 892892 US United States Tyler Refrigeration Corp (American Standard Inc) 1329 Lake St 90223Q 3585 3585 Sub. 100.00 100.00 100.0 37.000 37.000 37.00 No Friendly 1 No No No No 153848043 11/30/83 11/30/83 C Completed United States US Peter Kiewit Sons Inc 1000 Kiewit Plaza 493876 1541/1611/1622/1623/1221/1241 1541 493876 US United States Empire Savings Building & Loan Association,Denver,Colorado, (PHILCORP Inc) 1654 California 292065 6036 6036 Sub. 100.00 100.00 100.0 np np 65.00 No Friendly 1 No No No No KIWT /1542/1629/1711/1731/1741/1742 /1751/1752/1761/1771/6719 153872043 12/02/83 02/29/84 C Completed United States US Lear Siegler Inc 2850 Ocean Park Blvd 521894 3829/3549/3545/3585/3728/3769 3829 521894 KP Kidder Peabody & Co Inc 1 US United States Bangor Punta Corp 060221 3721/3732/3792/3484/3482 3721 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 366.106 np 294.00 4 COM No Friendly 1 No No No No 1.5 Kidder Peabody & Co Inc BNK LSI 27.50 CASH CASH CASH 2163580020 12/02/83 12/02/83 C Completed United States US CPC International Inc International Plaza 126149 2034/2032/2091/2035/2033/2046 2034 126149 US United States CF Mueller Co 13179X 2099 2099 Sub. 100.00 100.00 100.0 np np 124.00 1 CASH No Friendly 1 124.0 No No No No CPC PO Box 8000 /2062/2099/2045/2041 CASHONLY 153868043 12/02/83 02/27/84 C Completed United States US Gulf & Western Industries Inc One Gulf & Western Plaza 402064 7822/7812/2731/7941/6141/6159 7822 402064 KP Kidder Peabody & Co Inc 1 01 US United States Esquire Inc 296659 8111 8111 1 Shearson Lehman Hutton Priv. 100.00 73.00 100.0 272.849 np 180.00 3 CASH No Friendly 1 No No No No 2.145 Kidder Peabody & Co Inc GW 23.50 /2741/6153/6311/4899 COM CASH 153862043 12/02/83 W Withdrawn United States US Midlantic Banks Inc,Edison,NJ Metro Park Plaza 597806 6022/6021/6162/6035/6153/6712 6022 597806 US United States First Peoples Bank of NJ (First Peoples Financial Corp) Cuthbert Blvd/McArthur Dr 336090 6022/6712 6022 Public 100.00 95.20 100.0 np np 36.00 2 PFD No Friendly 1 No No No No MIDL P.O. Box 600 CVTPFD 153865043 12/02/83 01/17/84 C Completed United States US Aviation Group Inc 700 North Pearl Stree 053667 4581/7389 4581 053667 CAROLINA-SEC/DLJ Carolina Securities 2 US United States Telerent Leasing Corp(Primark Corp) 405 Falls of Neuse Rd 879514 7359 7359 Sub. 100.00 100.00 100.0 25.296 np 23.60 3 CASH No Friendly 1 No No No No 0.365 Carolina Securities AVG 13.75 Suite 2170 Donaldson Lufkin & Jenrette CASH Donaldson Lufkin & Jenrette COM 153867043 12/02/83 02/24/84 C Completed United States US American Standard Inc 1114 Avenue of the Americas 029717 3585/3261/3442/3429/2752/3743 3585 029717 MS Morgan Stanley & Co 1 01 US United States Trane Co 40W 40th St 892892 3585/3433/3564/6719 3585 1 Goldman Sachs & Co Public 100.00 100.00 100.0 583.185 np 465.60 2 COM No Friendly 1 No No No No 2.65 2.158 Morgan Stanley & Co AST 44.77 COM 153877043 12/04/83 02/15/84 C Completed United States US Emulex Corp 3333 Susan Street 292475 3572/3577/3674/3661/5099 3572 292475 US United States Personal Systems Technology 71533W 7372 7372 Priv. 100.00 100.00 100.0 20.280 20.280 20.28 1 COM No Friendly 1 No No No No EMLX 42.25 153882043 12/05/83 08/07/84 C Completed United States US Meridian Bancorp Inc 35 North Sixth Street 589580 6021/6712 6021 589580 KP Kidder Peabody & Co Inc 1 01 US United States First Natl Bancorp Allentown 320906 6712 6712 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 82.093 np 75.20 5 CASH No Friendly 1 No No No No 0.5 Kidder Peabody & Co Inc MRDN 32.50 COM COM CVTPFD CASH 153881043 12/05/83 W Withdrawn United States US BR Communications 1249 Innsbruck Dr 055911 3669 3669 055911 US United States Sunair Electronics Inc 3005 S.W. Third Avenue 867017 3663 3663 Public 100.00 100.00 100.0 71.147 np 71.00 2 COM No Friendly 1 No No No No SNR BRHF 15.05 COM 153896043 12/07/83 01/06/84 C Completed United States US Pay'n Save Inc 4045 Delridge Way SW 704318 5912/5399 5912 704318 US United States Schuck's Auto Supply Inc(Pay N' Save/Trump Group Ltd) 80815H 5531 5531 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 56.680 56.680 56.68 3 COM No Friendly 1 No No No No PAYN 24.90 P.O. Box C-47255 COM CASH 153903043 12/08/83 12/08/83 C Completed United States US Nu-Med Inc 16633 Venture Boulevard 670903 8062/8082/8069/8063 8062 670903 US United States American Healthcare Management Inc-Doctors Hospital 02649A 8062 8062 Sub. 100.00 100.00 100.0 25.000 25.000 25.00 No Friendly 1 No No No No NUMS 153901043 12/08/83 10/15/84 C Completed United States US BancOklahoma Corp 059680 6022/6712 6022 059680 SLH Shearson Lehman Hutton 1 01 US United States Fidelity of Oklahoma Inc 316342 6021/6712 6021 1 First Boston Corp Public 100.00 100.00 100.0 64.979 np 60.00 5 CASH No Friendly 1 No No No No 0.39 0.75 Shearson Lehman Hutton BOKC 23.00 COM PFD COM CASH 153902043 12/08/83 04/03/84 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 US United States Truckkstops Corp(Ryder) 89782Q 5541 5541 Sub. 100.00 100.00 100.0 np np 85.00 No Friendly 1 No No No No SRD /1021/1222/3714 153910043 12/09/83 02/02/84 C Completed United States US Philadelphia Savings Fund Society 1212 Market St 718002 6712/6036 6712 718002 SAL Salomon Brothers 1 01 US United States Family Financial(General Electric Co) 307010 6282 6282 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 600.00 No Friendly 1 No No No No Salomon Brothers PSFS 153908043 12/09/83 06/05/84 C Completed United States US General Instrument Corp 767 5th Ave 370118 3812/3674/3663/7373/3679/3625 3812 370118 01 US United States Tocom Inc 888893 3663 3663 1 Becker Paribas Incorporated Public 100.00 100.00 100.0 25.412 np 24.00 2 COM No Friendly 1 No No No No 0.4 TOCM GRL 3.00 COM 153916043 12/12/83 04/12/84 C Completed United States US Health Extension Services Inc 125 E Bethpage Rd 422902 8082 8082 422902 US United States SRT Med-Staff Intl Inc 78475W 8051 8051 Priv. 100.00 100.00 100.0 10.2 10.200 10.20 No Friendly 1 No No No No HLP 153914043 12/12/83 01/10/84 C Completed United States US Xerox Corp 45 Glover Avenue 984121 3579/3571/7373/6159/5045/5044 3579 984121 US United States Van Kampen Merritt Inc 1 Parkview Plaza 92099M 6211 6211 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 150.000 150.000 150.00 1 NOTE No Friendly 1 No No No No XRX /3861/5111 153937043 12/14/83 W Withdrawn United States US Chock Full O'Nuts Corp 370 Lexington Ave 170268 2095/2099/0723/5159/5812/6517 2095 170268 US United States Chase & Sanborn Corp 16190W 2095 2095 Priv. 100.00 100.00 100.0 np np 12.50 1 COM No Friendly 1 No No No No CHF 153938043 12/14/83 07/30/84 C Completed United States US American Capital Corp,Miami, Florida 5555 Biscayne Boulevard 024898 6022/6531/6552/1531/6712 6022 024898 US United States First Global Investors 32037T 6552 6552 Priv. 100.00 50.00 50.0 100.000 100.000 50.00 2 COM No Neutral 1 No No No No ACC COM 153939043 12/14/83 08/09/84 C Completed United States US Hollywood Park Realty Enterprises Inc 1050 South Praire Avenue 436259 7993/7999/7948 7993 436259 US United States Los Alamitos Race Course 544214 7948 7948 1 PaineWebber Priv. 100.00 100.00 100.0 36.573 np 58.00 3 CASH No Friendly 1 No No No No HTRF 24.25 COM CASH 153936043 12/14/83 12/14/83 C Completed United States US Amber Resources Co 555 17th St Ste 3310 023184 1311 1311 023184 US United States Oil & Gas Properties 67777Z 1311 1311 Priv. 100.00 100.00 100.0 22.800 22.800 22.80 1 COM No Friendly 1 No No No No AMBE 153942043 12/14/83 04/05/84 C Completed United States US Tribune Co 435 North Michigan Avenue 896047 2711/4832/4833/7375/6719 2711 896047 US United States WANX-Tx 93371Q 4833 4833 Priv. 100.00 100.00 100.0 32.000 32.000 32.00 No Friendly 1 No No No No TRB 153945043 12/15/83 03/01/84 C Completed United States US Harvard Industries Inc 3 Werner Way 417434 2522/3052/3312/3489/3679/3231 2522 417434 US United States Harman Automotive(Beatrice) 127 Tate Road 41308G 3231 3231 Sub. 100.00 100.00 100.0 np np 20.093 No Friendly 1 No No No No HAVA 153953043 12/15/83 01/17/84 C Completed United States US American Savings & Loan Association of Florida,Miami (Enstar Group) 17801 NW 2nd Ave 029383 6036 6036 029383 US United States Kaufmann,Alsberg & Co(Kinder- Care Inc) 48625Q 6211 6211 Sub. 100.00 100.00 100.0 29.000 29.000 29.00 No Friendly 1 No No No No AMFL 153965043 12/16/83 01/01/84 C Completed United States US LADD Furniture Inc 1 Plaza Center 505739 2511/2514/2512 2511 505739 US United States Clayton Marcus Co Inc 166 Teague Town Rd 18419Q 2511/2541/3429 2511 Sub. 100.00 100.00 100.0 14.7 14.700 14.70 2 NOTE No Friendly 1 No No No No LADF COM 153961043 12/16/83 05/08/84 C Completed United States US Black & Decker Manufacturing Corp 701 East Joppa Rd. 091797 3546/3553/3541/2599/3634/3635 3546 091797 01 US United States General Electric-Housewares Division 36963R 3469 3469 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 300.00 1 NOTE No Friendly 1 No No No No BDK 153967043 12/16/83 10/01/84 C Completed United States US Marshall & Ilsley Corp, Milwaukee,Wisconsin 770 North Water Street 571834 6021/6712 6021 571834 US United States Wauwatosa State Bk 94348Q 6712 6712 Priv. 100.00 100.00 100.0 18.000 18.000 18.00 1 COM No Friendly 1 No No No No MRIS 153971043 12/19/83 12/19/83 C Completed United States US Real Estate Investment Properties 5530 Wisconsin Ave 755891 6798 6798 755891 US United States Granada Royale Hometel 38502Q 7011 7011 Priv. 100.00 100.00 100.0 16.500 16.500 16.50 No Friendly 1 No No No No HPS Suite 1148 153974043 12/19/83 01/17/84 C Completed United States US Computer Language Research Inc 2395 Midway Road 205195 7372/5045 7372 205195 MLCM Merrill Lynch Capital Markets 1 US United States Microcomputer Taxsystems 59502W 7372 7372 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets CLRI 153972043 12/19/83 02/24/84 C Completed United States US Sonat Inc Amsouth-Sonat Tower 835415 4922/4911/4931/4932/4925/4924 4922 835415 LAZ Lazard Freres & Co LLC 1 01 US United States Teleco Oilfield Services Inc (Baker Hughes Inc) 105 Pondview Dr 879272 1389 1389 1 Salomon Brothers Public 100.00 100.00 100.0 149.826 np 141.50 3 CASH No Friendly 1 No No No No 0.73 Lazard Freres & Co LLC TLCO SNT 17.00 /4923/1311/6719 CASH COM 153975043 12/19/83 03/30/84 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States Vesper Memorial Hospital 92538T 8062 8062 Priv. 100.00 100.00 100.0 40.000 40.000 40.00 No Friendly 1 No No No No REPH 153981043 12/20/83 12/19/84 W Withdrawn United States US First Mutual Savings Assn, Pensacola,Florida 70 N Baylen St 320909 6035 6035 320909 US United States First Savings and Loan Association 336205 6035 6035 Public 100.00 90.10 100.0 44.000 np 44.00 3 CASH No Friendly 1 No No No No FSAV FMSA 40.00 CASH COM 153985043 12/21/83 06/01/84 C Completed United States US Maryland National Corp 10 Light St 574162 6021/6712 6021 574162 US United States Bank of Maryland,Baltimore, Maryland(Mason-Dixon Bancshares) 502 Washington Ave 06420M 6021 6021 Sub. 100.00 100.00 100.0 18.2 18.200 18.20 3 CASH No Friendly 1 No No No No MDNT 62.00 CASH COM 153988043 12/21/83 04/23/84 C Completed United States US Landmark Bancshares Corp 1401 South Brentwood Blvd 515051 6022/6021/6719 6022 515051 US United States First Natl Bk-St Charles 33317Q 6712 6712 Priv. 100.00 100.00 100.0 20.646 np 21.00 3 CASH No Friendly 1 No No No No LBC 53.00 COM CASH 153987043 12/21/83 07/01/84 C Completed United States US Chase Manhattan Corp 1 Chase Manhattan Plaza 161610 6021/6712 6021 163798 GS Goldman Sachs & Co 1 01 US United States Lincoln 1st Banks Inc One Lincoln First Square 533560 6021/6712 6021 1 First Boston Corp Public 100.00 100.00 100.0 341.161 np 310.30 8 COM No Friendly 1 No No No No 1.55 Goldman Sachs & Co LFBK CMB 72.00 PFD COM CASH CASH COM CASH CASH 153992043 12/21/83 01/31/84 C Completed United States US Real Estate Investment Properties 5530 Wisconsin Ave 755891 6798 6798 755891 US United States Sheraton Northlake Inn 82347Q 7011 7011 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 No Friendly 1 No No No No HPS Suite 1148 154003043 12/22/83 12/13/84 C Completed United States US Unicorp American Corp 156 East 46Th Street 904900 6159/6282/6799 6159 904660 BEAR Bear Stearns & Co Inc 1 01 US United States Reit Of America 75890T 6798 6798 2 Blake & Associates Priv. 100.00 92.74 100.0 100.004 np 27.45 5 CASH No Friendly 1 No No No No 0.075 0.25 Bear Stearns & Co Inc UAC 37.49 EF Hutton & Co Inc COM COM PFD CASH 154006043 12/23/83 W Withdrawn United States US Citadel Holding Corp 600 Northern Brand Blvd 172862 6513 6513 172862 US United States Progressive S&L Assn,Alhambra CA 2121 W Main St 743374 6036 6036 Public 100.00 100.00 100.0 36.101 np 16.00 4 CASH No Friendly 1 No No No No PRSL CDL.A 3.65 COM COM CASH 154027043 12/28/83 02/15/84 C Completed United States US Institutional Investor Inc 488 Madison Ave 457761 2711 2711 457761 DWR Dean Witter Reynolds Inc 1 01 US United States Unicorp American Corp 156 East 46Th Street 904900 6159/6282/6799 6159 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 111.591 np 66.20 2 COM No Friendly 1 No No No No 0.15 0.15 Dean Witter Reynolds Inc UAC 25.14 PFD 154032043 12/29/83 W Withdrawn United States US American Plan Corp 029033 6311/6331/6321/6351 6311 029033 US United States American Guaranty Financial Corp 1800 SW 1st 026418 6311/6321/6211/6719 6311 Public 100.00 100.00 100.0 35.738 np 30.70 1 COM No Friendly 1 No No No No AMGR 7.48 Suite 600 154048043 12/30/83 12/31/83 C Completed United States US Commonwealth Bank & Trust Co 101 W 3rd Street 202705 6022/6712 6022 202705 US United States Centennial Turf Club Inc 151393 7948 7948 Priv. 100.00 100.00 100.0 12.093 np 12.093 3 CASH No Friendly 1 No No No No CBKS 44.26 COM CASH 154046043 12/30/83 12/30/83 C Completed United States US Conifer/Essex Group Inc 370 Main St 207312 6022/6712 6022 207312 US United States Union Natl Bk(State Street) 90719W 6021 6021 Sub. 100.00 100.00 100.0 np np 27.00 1 PFD No Friendly 1 No No No No CNFG 154047043 12/30/83 06/20/84 C Completed United States US United Telecommunications Inc PO Box 11315 913025 4813/4812/4899/4822/5065/2741 4813 913025 US United States US Telephone Inc 912720 4813 4813 1 Allen & Co Inc Public 100.00 100.00 100.0 134.802 np 82.00 2 COM No Friendly 1 No No No No 0.2 4.97 /6719 COM 154053043 12/31/83 12/31/83 C Completed United States US Philadelphia Savings Fund Society 1212 Market St 718002 6712/6036 6712 718002 US United States First Fed S&L-Winter Park 31991X 6712 6712 Priv. 100.00 100.00 100.0 13.858 13.858 13.858 No Friendly 1 No No No No PSFS 154061043 01/03/84 06/30/84 C Completed United States US Conifer/Essex Group Inc 370 Main St 207312 6022/6712 6022 207312 01 US United States Charterbank Inc 161335 6021 6021 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 30.168 np 28.50 5 CASH No Friendly 1 No No No No 0.5 CNFG 101.00 COM COM COM CASH 154082043 01/03/84 05/02/84 C Completed United States US Continuum Co Inc 9500 Arboretum Blvd 212180 7372/7379 7372 212180 US United States Continuum Co Inc 9500 Arboretum Blvd 212180 7372/7379 7372 1 Goldman Sachs & Co Public 100.00 58.00 58.0 40.002 np 23.00 3 CASH No Not Appl. 1 No No No No CNU CNU 24.50 CASH COM 154067043 01/03/84 06/18/84 C Completed United States US American Broadcasting Cos Inc {ABC} 1330 Ave of the Americas 024735 4833/4832/7812/7822/2721/2731 4833 024735 US United States Getty Oil-Entertainment and Sports Business 37428T 4841 4841 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 202.00 No Friendly 1 No No No No ABC 154073043 01/03/84 01/03/84 C Completed United States US Southland Royalty Co 2919 Allen Pky 844521 1382/1311 1382 844521 GS Goldman Sachs & Co 1 US United States Oil & Gas Properties 677773 1311 1311 Priv. 100.00 100.00 100.0 210.000 210.000 210.00 No Friendly 1 No No No No Goldman Sachs & Co SRO Suite 1100 154065043 01/03/84 03/31/84 C Completed United States US CPI Corp 1706 Washington Ave 125902 7221/7384 7221 125902 US United States Photo Labs(Photo World) 71924Q 7384 7384 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No CPIC 154066043 01/03/84 01/11/84 C Completed United States US Harsco Corp 350 Poplar Church Road 415864 3446/3341/3443/3444/3498/6719 3446 415864 MLCM Merrill Lynch Capital Markets 1 US United States Reed Minerals Inc 8149 Kennedy 758215 3295/5033 3295 Priv. 100.00 100.00 100.0 33.8 33.800 33.80 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets HSC 154087043 01/04/84 01/04/84 C Completed United States US Inter-American Packaging Inc 900 Commerce Drive 45810Q 3411 3411 45810Q US United States United States Can Co(Inter- American Packaging Inc) 900 Commerce Drive Suite 302 911674 6799 6799 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 59.000 59.000 59.00 No Friendly 1 No No No No 154100043 01/05/84 04/13/84 C Completed United States US Malibu Grand Prix Corp 21300 Califa Street 561184 7996/7999 7996 561184 US United States Castle Entertainment Inc 147900 7996/5812 7996 Public 100.00 100.00 100.0 26.500 26.500 26.50 2 NOTE No Friendly 1 No No No No CPRK MGPC COM 154104043 01/05/84 07/16/84 C Completed United States US Pier 1 Inc(Intermark Inc) 301 Commerce St 720279 5719/5712/5947/5261 5719 458776 BEAR Bear Stearns & Co Inc 1 US United States Intermark-Nurseryland Garden 45877Q 5261 5261 Sub. 100.00 100.00 100.0 np np 10.412 1 COM No Friendly 1 No No No No 0.1 Bear Stearns & Co Inc PIR Suite 600 154098043 01/05/84 01/07/84 C Completed United States US Johnstown American Cos 5775-A Peachtree Dunwoody Rd 479480 6531/6162/5713 6531 479480 US United States Johnstown Mortgage Co 5775B Peachtree Dunwdy Road 47950Q 6162 6162 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 1 BENSHS No Friendly 1 No No No No JAC 154109043 01/06/84 02/17/84 C Completed United States US Texaco Inc 2000 Westchester Avenue 881694 2911/2999/1311/1321/4612/4613 2911 881694 FBC First Boston Corp 1 US United States Getty Oil Co 2000 Westchester Ave 374280 1311/1381/1382 1311 3 Goldman Sachs & Co Public 100.00 100.00 100.0 11,054.591 np 10,120.00 3 CASH No Friendly 1 No No No No 10.75 18.8 First Boston Corp GET TX 128.00 /4925/5171/5172/5541/1382/499A Kidder Peabody & Co Inc CASH Salomon Brothers COM 14285020 01/09/84 03/31/86 C Completed United States US Union Carbide Corp 39 Old Ridgebury Rd 905581 2865/2869/2821/2822/2899/3081 2865 905581 US United States Amerchol Corp(CPC International Inc) 136-T Talmadge Rd 02358Q 2844 2844 1 Goldman Sachs Ltd Priv. 100.00 100.0 np np 22.00 1 CASH No Friendly 1 22.0 No No No No UK /6719 P. O. Box 4051 CASHONLY 154112043 01/09/84 W Withdrawn United States US Commercial Bancshares Inc, Jersey City,New Jersey 15 Exchange Pl 201140 6022/6712 6022 201140 US United States First Natl Bank & Trust Co, Kearny,New Jersey 321477 6021 6021 1 WL Lyons Public 100.00 100.00 100.0 23.254 np 22.90 2 COM No Friendly 1 No No No No CBNJ 85.00 COM 154111043 01/09/84 07/02/84 C Completed United States US MCO Resources Inc(MCO Holdings Inc) 5718 Westheimer Rd 552900 1311/4961 1311 552901 01 US United States Integrated Energy Inc 458912 1311 1311 1 Rotan Mosle Inc Priv. 100.00 100.00 100.0 17.195 np 15.63 2 COM No Friendly 1 No No No No 0.085 MCR 0.39 COM 154110043 01/09/84 03/15/84 C Completed United States US INTERCO Inc 10 South Broadway 458506 2512/2511/5311/5661/3143/2337 2512 458506 US United States ABE Schrader Corp 530 7th Ave 808060 2341/2251/2252 2341 1 Prudential-Bache Securities Public 100.00 100.00 100.0 37.586 np 37.60 3 CASH No Friendly 1 No No No No ISS 14.25 CASH COM 154117043 01/09/84 07/01/84 C Completed United States US Dallas Oil & Minerals, Inc 1701 River Run 235136 1311 1311 235136 US United States Texas Eagle Oil Co 882380 1311 1311 Priv. 100.00 100.00 100.0 0.848 np 76.00 2 COM No Friendly 1 No No No No DOIL 0.03 COM 154120043 01/10/84 05/11/84 C Completed United States US First Commercial Corp,Little Rock,Arkansas 400 West Capitol Avenue 319825 6021/6712 6021 319825 US United States Morrilton Security Bank 300 N Moose Street 61784Q 6036 6036 Priv. 100.00 100.00 100.0 3.608 np 36.008 1 COM No Friendly 1 No No No No FCLR 80.18 154135043 01/11/84 W Withdrawn United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Duff & Phelps Inc 55 E Monroe St 26432H 6282 6282 Priv. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No SPC /6162/7374/6712 Suite 3600 154129043 01/11/84 09/30/84 C Completed United States US First Valley Corp One Bethlehem Plaza 337448 6021/6141/6311/6712 6021 337448 ALEX-BROWN Alex Brown & Sons Inc 1 01 US United States Hazleton National Bank 101 W Broad Street 421857 6021 6021 1 PCA Corporate Finance Oy Public 100.00 100.00 100.0 21.248 np 21.248 3 COM No Friendly 1 No No No No 0.125 0.025 Alex Brown & Sons Inc FIVC 66.40 COM CASH 154128043 01/11/84 02/21/85 C Completed United States US General Foods Corp 250 North St 369856 2095/2043/2035/2051/2092/2011 2095 369856 US United States Ronzoni Corp(General Foods Corp) 50-02 Northern Blvd 77634Q 2098/2045/2035/2038 2098 1 First Boston Corp Sub. 100.00 100.00 100.0 52.000 52.000 52.00 No Friendly 1 No No No No GF /2013/2098/2037/2087 154143043 01/12/84 02/12/84 C Completed United States US Seaboard Corp 200 Bolyston St 811539 2041/2048/2051/5153/4221 2041 811539 US United States Central Soya-Broiler Operation 15517Q 0251 0251 Sub. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No SEB 154142043 01/12/84 07/31/84 C Completed United States US Ultra Bancorporation, Bridgewater, New Jersey 1125 Rt 22 W 903903 6022/6712 6022 903903 US United States Peoples National Bank -Central Jersey, Piscataway, NJ 480 Hoes Lane 711335 6021 6021 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 17.100 17.100 17.10 3 CASH No Friendly 1 No No No No ULTB 50.00 COM CASH 154138043 01/12/84 06/28/84 C Completed United States US SFN Cos Inc 1900 E Lake Ave 784150 2731/2741/4833 2731 784150 US United States Western Broadcasting Co 1900 E Lake Ave 95782T 4832/4833 4832 Priv. 100.00 100.00 100.0 116.000 116.000 116.00 No Friendly 1 No No No No SFN 154156043 01/13/84 01/13/84 C Completed United States US Morgan Products Ltd 469 McLaws Circle 617439 2431/5031/5999 2431 617439 US United States C-E Morgan Inc(Combustion Engineering Inc) 12516Q 3569/3255/3297/3321/3443/3469 3569 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 42.00 No Friendly 1 No No No No MGN /3496/3532 154146043 01/13/84 01/12/85 W Withdrawn United States US UST Corp,Boston,Massachusetts 40 Court Street 902900 6022/6712 6022 902900 US United States Charterbank Inc 161335 6021 6021 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 31.362 np 31.29 5 CASH No Friendly 1 No No No No USTB 105.00 CASH COM COM COM 154158043 01/13/84 03/23/84 C Completed United States US Ash Grove Cement Co PO Box 25900 043693 3241/3274/1422 3241 043693 US United States Lone Star Industries Inc- Florida Cement and Concrete Plants 1620 S Federal Hwy 54229V 3273/3241 3273 Sub. 100.00 100.00 100.0 np np 23.00 No Friendly 1 No No No No 154153043 01/13/84 01/13/84 C Completed United States US Insilco Corp 425 Metro Place North 457659 3714/3465/3641/3646/3648/3643 3714 457659 NCNB NCNB National Bank of N.C. 1 US United States Thermal Components Inc (Insilco Corp) 2760 Gunter Park West 88345M 3585/3549/3317/3599/3714 3585 Sub. 100.00 100.00 100.0 27.000 27.000 27.00 3 CASH No Friendly 1 No No No No NCNB National Bank of N.C. INR 26.00 Fifth Floor /3677/3678/3679/3469/3499 PO Box 3253 COM CASH 154166043 01/16/84 08/23/84 C Completed United States US McGregor Corp 130 West 50th St 580675 2311/2844 2311 580675 DBL Drexel Burnham Lambert 1 US United States Faberge Inc(Riklis Family Corp) 725 Fifth Ave 302808 2311/2325/2321/2844/5136/5122 2311 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 190.495 np 179.80 5 CASH No Friendly 1 No No No No 1.35 2.05 Drexel Burnham Lambert MCGR 32.00 CASH COM CASH NOTE 154184043 01/17/84 01/17/84 C Completed United States US General DataComm Industries Inc Park Road Extension 369487 3661/3669/3663 3661 369487 US United States Office & Plant 676228 1541/6512 1541 Priv. 100.00 100.00 100.0 21.500 21.500 21.50 No Friendly 1 No No No No GDC 154180043 01/17/84 W Withdrawn United States US First Capital Holdings Corp 1875A South 14Th Street 319417 6411 6411 319417 DBL Drexel Burnham Lambert 1 US United States Video Corp of America 926549 7359/7819 7359 1 Prudential-Bache Securities Public 100.00 100.00 100.0 33.105 np 25.90 5 CASH No Friendly 1 No No No No Drexel Burnham Lambert VICA 16.00 CASH COM CASH NOTE 154188043 01/18/84 03/08/84 C Completed United States US Summit Health Ltd 2600 W Magnoia Blvd 866064 8062/8051/8052/8059/8093 8062 866064 US United States Cook-Memorial Hospital Corp of America 21621Q 8062 8062 Sub. 100.00 100.00 100.0 np np 23.00 No Friendly 1 No No No No SUMH 154187043 01/18/84 03/09/84 C Completed United States US LBY Holding Corp 501796 2251/2252 2251 501796 US United States LBY Holding Corp 501796 2251/2252 2251 Public 100.00 100.00 100.0 12.963 12.963 12.963 3 CASH No Not Appl. 1 No No No No 20.00 COM CASH 154186043 01/18/84 01/18/84 C Completed United States US Great Northern Nekoosa Corp 401 Merritt 7 391090 2621/2631/2611/2677/0811 2621 391090 US United States Timber Realization Co- Timberland 88764V 0811 0811 Sub. 100.00 100.00 100.0 np np 70.00 No Friendly 1 No No No No GNN PO Box 5120 154189043 01/19/84 04/27/84 C Completed United States US Pyro Energy Corp 653 S Hebron Ave 747243 1221/1311 1221 747243 US United States Coal Systems Inc 19009V 1311/2911 1311 Priv. 100.00 100.00 100.0 40.000 40.000 40.00 1 COM No Friendly 1 No No No No BTU 154198043 01/19/84 W Withdrawn United States US Roland International Corp 3250 Mary St 775447 6552/6531 6552 775447 US United States North Carolina Federal Savings and Loan Association 658197 6036 6036 Public 100.00 100.00 100.0 32.945 np 16.30 3 CASH No Friendly 1 No No No No 13.50 COM CASH 154196043 01/19/84 09/01/84 C Completed United States US United Carolina Bancshares Corp,Whiteville,NC 127 West Webster Street 909796 6022/6712 6022 909796 US United States State Bank of Raleigh 85646Q 6022 6022 Priv. 100.00 100.00 100.0 14.600 14.600 14.60 2 COM No Friendly 1 No No No No UCAR COM 154192043 01/19/84 01/19/84 C Completed United States US Exploration Surveys Inc 6440 N Central Expy 302135 3713/8999 3713 302135 US United States Supreme Corp-Properties 86859M 6552 6552 Sub. 100.00 100.00 100.0 np np 10.50 2 COM No Friendly 1 No No No No ESI CASH 154200043 01/20/84 11/09/84 C Completed United States US National City Corp,Cleveland, Ohio 1900 East Ninth Street 635405 6022/6282/6722/6726/6719 6022 635405 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States BancOhio Corp 155 E Broad St 059671 6022/7359/6712 6022 1 First Boston Corp Public 100.00 100.00 100.0 314.688 np 320.00 6 CASH No Friendly 1 No No No No 0.903 1.721 Keefe Bruyette & Woods Inc BOHI NCTY 37.00 COM COM PFD CVTPFD CASH 154204043 01/23/84 01/23/84 C Completed United States US Piezo Electric Products Inc 212 Durham Ave 720888 3679/8731 3679 720888 US United States Cadillac Cable Corp(Piezo Electric Products Inc) 22 Executive Park West NE 127397 3315 3315 Sub. 100.00 100.00 100.0 11.100 11.100 11.10 1 PFD No Friendly 1 No No No No PEPI 154208043 01/23/84 01/23/84 C Completed United States US AGS Computers Inc 1139 Spruce Drive 001240 7372/5045 7372 001240 US United States Software Design Associates 71 Fifth Ave 84302X 7372 7372 Priv. 100.00 100.00 100.0 12.7 12.700 12.70 No Friendly 1 No No No No AGS 154222043 01/24/84 03/31/84 C Completed United States US Howell Corp 1111 Fannin St 443051 1311/1381/1382 1311 443051 EFH EF Hutton & Co Inc 1 US United States Howell Petroleum Corp 1010 Lamar 443153 1311 1311 1 Rauscher Pierce Securities Public 100.00 100.00 100.0 162.671 np 78.00 3 CASH No Friendly 1 No No No No 0.35 0.15 EF Hutton & Co Inc HWL 30.00 Ste 1500 Suite 1800 CASH COM 154227043 01/25/84 08/24/84 C Completed United States US Damson Oil Corp 366 Madison Ave 235766 1311/6722 1311 235766 SBH Smith Barney, Harris Upham 1 US United States Dorchester Gas Corp 258198 1311/1321 1311 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 527.64 np 396.00 3 COM No Friendly 1 No No No No 3.96 Smith Barney, Harris Upham DGS DAM 22.50 CASH CASH 154237043 01/26/84 08/02/84 C Completed United States US First Arkansas Bankstock Corp 318608 6021/6712 6021 318608 US United States First Natl Bk-Harrison PO Box 730 32811Q 6021 6021 Priv. 100.00 100.00 100.0 17.63 17.630 17.63 2 DEB No Friendly 1 No No No No FBCO COM 154238043 01/26/84 01/26/84 C Completed United States US Carolina Freight Corp 2400 Yorkmont Road Ste 400 143898 4213 4213 143898 US United States Red Arrow Securities Corp 75629M 6211 6211 Priv. 100.00 100.00 100.0 14.750 14.750 14.75 No Friendly 1 No No No No CAO 141558020 01/26/84 04/26/85 C Completed United States US Alco Standard Corp PO Box 834 013788 5113/5112/5182/5087/5044/5051 5113 013788 KP Kidder Peabody & Co Inc 1 US United States Saxon Industries Inc 30-10 Starr Ave 805567 5113/5111/5112/2621 5113 Public 100.00 100.0 143.000 143.000 143.00 2 CASH No Friendly 1 143.0 No No No No Kidder Peabody & Co Inc SXP ASN /3556/3589/3769/3443/7699 PFD 154241043 01/26/84 W Withdrawn United States US IU International Corp 4 High Ridge Park 450694 4213/4953/4225/1541/5141/3341 4213 450694 US United States Saxon Industries Inc 30-10 Starr Ave 805567 5113/5111/5112/2621 5113 Public 100.00 100.00 100.0 np np 117.00 1 PFD No Friendly 1 No No No No SXP IU 154250043 01/27/84 12/31/84 C Completed United States US Power Test Corp 125 Jericho Turnpike 739312 5541/5411 5541 739312 US United States Gas Stations(Getty) 37428M 5541 5541 Sub. 100.00 100.00 100.0 np np 95.00 No Friendly 1 No No No No GTY 154259043 01/30/84 04/05/84 C Completed United States US Gibraltar Financial Corp, Beverly Hills,California 911 Wilshire Blvd 374658 6036/6162/6552/6712 6036 374658 US United States Cathedral Mortgage Co(Avco) 14990Q 6162 6162 Sub. 100.00 100.00 100.0 np np 142.00 No Friendly 1 No No No No GFC 154262043 01/30/84 01/30/84 C Completed United States US Deere & Co One John Deere Place 244199 3523/3531/3524/3537/5083/5082 3523 244199 US United States Curtiss-Wright Inc-Rotary Engine 23156M 3714 3714 Sub. 100.00 100.00 100.0 np np 14.70 No Friendly 1 No No No No DE /6159 154261043 01/30/84 02/27/84 C Completed United States US General Host Corp One Station Place 370064 5261/5945/5499/5999 5261 370064 01 US United States Flower Time Inc 1178 Rt 109 343490 5261 5261 Public 100.00 95.10 100.0 26.682 np 27.00 3 CASH No Friendly 1 No No No No FLWR GH 11.00 PO Box 10045 CASH COM 154258043 01/30/84 03/12/84 C Completed United States US Apache Petroleum Co LP Foshay Twr 037463 1311 1311 037463 MS Morgan Stanley & Co 1 US United States Oil & Gas Properties 677773 1311 1311 Priv. 100.00 100.00 100.0 np np 160.00 No Friendly 1 No No No No Morgan Stanley & Co APP 154256043 01/30/84 W Withdrawn United States US Allnet Communications Services 30300 Telegraph Rd 019765 4812/7389 4812 019765 US United States Satelco Inc 803894 4813 4813 Public 100.00 100.00 100.0 40.253 np 37.30 2 COM No Friendly 1 No No No No STEL ALNT 5.20 COM 154266043 01/31/84 07/01/84 C Completed United States US Dallas Oil & Minerals, Inc 1701 River Run 235136 1311 1311 235136 US United States Dynasty Oil & Minerals Inc 267903 1311/2911 1311 Public 100.00 100.00 100.0 84.000 84.000 84.00 2 COM No Friendly 1 No No No No DOIL COM 154272043 01/31/84 04/30/84 C Completed United States US Atlantic Metropolitan Corp 048694 6798 6798 048694 01 US United States UMET Properties Corp 9595 Wilshire Blvd 902886 6531 6531 1 BankAmerica Trust Priv. 100.00 100.00 100.0 35.000 35.000 35.00 2 PFD No Friendly 1 No No No No 0.05 0.05 PFD 154280043 02/01/84 05/25/84 C Completed United States US Pantry Pride Inc 6500 Morth Andrews Ave 698658 5411/5912/5331 5411 698658 DBL Drexel Burnham Lambert 1 01 US United States Devon Stores Corp (Revlon Group Inc) 595 SW 13th Terrace 251809 5731/5722/5712 5731 1 Donaldson Lufkin & Jenrette Sub. 100.00 100.00 100.0 88.425 np 72.00 5 CASH No Friendly 1 No No No No 0.4 0.43 Drexel Burnham Lambert PPR 15.15 COM COM COM CASH 154292043 02/02/84 07/03/84 C Completed United States US Chubb Corp 15 Mountain View Road 171232 6331/6351/6321 6331 171232 GS Goldman Sachs & Co 1 US United States Volunteer State Life Insurance Co(Monumental Corp) 9th & Georgia Ave 928805 6311/6321 6311 2 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 np np 80.10 1 NOTE No Friendly 1 No No No No Goldman Sachs & Co CB Morgan Stanley & Co 154319043 02/07/84 04/13/84 C Completed United States US Vermont American Corp 100 East Liberty St 924138 3425/3545/3423/3432/5072/3542 3425 924138 KP Kidder Peabody & Co Inc 1 US United States Gilmour Mfg Co Somerset Industrial Park 37601Q 3432/3429 3432 Priv. 100.00 100.00 100.0 22.000 22.000 22.00 1 NOTE No Friendly 1 No No No No Kidder Peabody & Co Inc VAC 154332043 02/08/84 04/19/84 C Completed United States US Cross & Trecker Corp 505 N Woodward Ave 227430 3541/3559/3535/3829 3541 227430 US United States Allied Corp-Automation Division Columbia Rd & Park Ave 01908H 2819/2821/2812/2823/2865 2819 Sub. 100.00 100.00 100.0 np np 93.312 No Friendly 1 No No No No CTCO 154326043 02/08/84 06/05/84 C Completed United States US CalFed Inc 5670 Wilshire Blvd 129583 6035/6311/6719 6035 129583 FBC First Boston Corp 1 US United States Beneficial Corp-Eight Life Insurance Operations 08172H 6311 6311 1 Becker Paribas Incorporated Sub. 100.00 100.00 100.0 np np 125.00 1 NOTE No Friendly 1 No No No No First Boston Corp CAL 154329043 02/08/84 12/31/84 C Completed United States US Heritage Communications Inc 2195 Ingersoll Avenue 427214 4841/4833/4832/3999/2731/3993 4841 427214 US United States Cable Tv Industries(Avatar) 5922 Bowcroft St 126855 4833 4833 Public 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No CATV HCI /7319 154331043 02/08/84 10/18/84 C Completed United States US United Merchants & Manufacturers Inc 1407 Broadway 910858 2211/2221/2231/2262/2331/2335 2211 910858 SLH Shearson Lehman Hutton 1 US United States Jonathan Logan Inc 479898 2335/2331 2335 1 Goldman Sachs & Co Public 100.00 90.12 100.0 224.895 np 189.00 5 CASH No Hostile 1 No No No No 1.79 0.75 Shearson Lehman Hutton UMM 25.00 /2339/3961 COM CASH DEB CASH 154345043 02/09/84 03/12/84 C Completed United States US Tyco Laboratories 1 Tyco Park 902120 3569/3669/3491/3494/3089/3824 3569 902120 US United States Multi-Circuits Inc 62585J 3672 3672 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 No Friendly 1 No No No No TYC /3841 154350043 02/10/84 10/01/84 C Completed United States US New Jersey National Corp (CoreStates Financial Corp) CN-1 645865 6021/6712 6021 218695 US United States Citizens Bancorp,New Jersey 177166 6022/6712 6022 1 PCA Corporate Finance Oy Priv. 100.00 100.00 100.0 30.373 np 30.373 3 CASH No Friendly 1 No No No No 0.025 NJNB 18.25 COM CASH 154362043 02/13/84 10/10/84 C Completed United States US Worldwide Energy Corp 1700 Lincoln 981575 1311/1382/1321/4922 1311 981575 US United States American Pacific International Inc 028762 1311 1311 Public 100.00 100.00 100.0 12.075 np 11.202 2 COM No Friendly 1 No No No No APIC WWE 0.91 COM 154366043 02/13/84 W Withdrawn United States US Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 442272 FBC First Boston Corp 1 US United States Coastal Corp Coastal Tower 190441 4923/4922/4924/2911/5171/5541 4923 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 1,887.145 np 1,265.808 3 CASH No Friendly 1 No No No No First Boston Corp CGP HNG 60.00 Nine Greenway Plaza /4613/1221/6719/5411 CASH COM 109978020 02/13/84 12/18/85 C Completed United States US Bank of New England Corp, Boston, Massachusetts 28 State St 063840 6021/6022 6021 063840 KEEFE Keefe Bruyette & Woods Inc 1 US United States Maine National Corp 560469 6021/6712 6021 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 108.348 np 108.35 1 CASH No Friendly 1 No No No No Keefe Bruyette & Woods Inc BKNE 47.11 CASHONLY 154371043 02/14/84 W Withdrawn United States US Triangle Industries Inc 900 Third Ave 895861 3351/3357/3644/3089/3581/3651 3351 895861 DBL Drexel Burnham Lambert 1 US United States Beverly Hills Savings & Loan Association,Beverly Hills, California 088084 6036 6036 Public 100.00 100.00 100.0 150.596 np 108.00 4 COM No Friendly 1 No No No No 0.1 Drexel Burnham Lambert BHSL TRI 26.00 16th Fl /6719 PFD CASH CASH 154373043 02/14/84 10/01/84 C Completed United States US Valley National Bancorp,Wayne, New Jersey 1445 Valley Road 919794 6021/6712 6021 919794 01 US United States First Natl Bank & Trust Co, Kearny,New Jersey 321477 6021 6021 1 WL Lyons Public 100.00 100.00 100.0 27.358 np 30.00 5 CASH No Friendly 1 No No No No 0.058 VNBP 100.00 CASH COM COM COM 154384043 02/15/84 09/19/84 C Completed United States US Amoskeag Bank Shares Inc, Manchester,NH 875 Elm St 031822 6036/6712 6036 031822 KEEFE Keefe Bruyette & Woods Inc 1 US United States Amoskeag Bank Shares Inc, Manchester,NH 875 Elm St 031822 6036/6712 6036 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 11.976 11.976 11.976 2 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc AMKG AMKG COM 154374043 02/15/84 02/15/84 C Completed United States US Worthington Industries Inc 1205 Dearborn Dr. 981811 3316/3443/3325/3089 3316 981811 US United States National Rolling Mills Inc E/S Morehall Road 63742Q 3312/3446 3312 Priv. 100.00 100.00 100.0 44.007 44.007 44.007 No Friendly 1 No No No No WTHG 154375043 02/15/84 08/17/84 C Completed United States US Continental Bancorp Inc, Philadelphia, Pennsylvania 1500 Market St 211030 6022/6712 6022 211030 01 US United States United Penn Corp 911324 6021/6712 6021 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 45.242 np 34.332 5 CASH No Friendly 1 No No No No 0.05 CBRP 22.62 COM COM COM CASH 154393043 02/16/84 02/16/84 C Completed United States US Schlumberger Ltd 5599 San Felipe 806857 1389/1382/8742/8748/7372/7373 1389 806857 US United States Dowell Oil-Oil Field 26066Q 1389 1389 Sub. 100.00 50.00 50.0 880.000 880.000 440.00 No Neutral 1 No No No No SLB 17Th Floor /7379 154406043 02/17/84 W Withdrawn United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 US United States Florida Commercial Banks Inc, Miami, Florida 950 SW 57th Ave 340607 6022/6712 6022 Public 100.00 100.00 100.0 104.066 np 85.90 5 CASH No Friendly 1 No No No No FLBK SU 27.00 P.O. Box 2848 COM COM PFD CASH 154403043 02/17/84 12/28/84 C Completed United States US International Thoroughbred Breeders Inc 202 Abbington Dr 460491 0272/5159/7948/6399 0272 460491 US United States Keystone Racetrack 49359T 7948 7948 Priv. 100.00 100.00 100.0 np np 37.50 1 PFD No Friendly 1 No No No No ITB 154409043 02/21/84 02/21/84 C Completed United States US Healthdyne Inc 1850 Parkway Place 422203 3841/3845/8082 3841 422203 US United States Arizona Medical Supply Co Inc 04051Q 5047 5047 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No HDYN 12th Floor 154423043 02/22/84 07/16/84 C Completed United States US SFN Cos Inc 1900 E Lake Ave 784150 2731/2741/4833 2731 784150 US United States WFTV-TV 929FTV 4833 4833 Priv. 100.00 100.00 100.0 125.000 125.000 125.00 No Friendly 1 No No No No SFN 154443043 02/24/84 05/02/84 C Completed United States US The Stanley Works 1000 Stanley Drive 854616 3429/3423/3425/3546/3442/3542 3429 854616 FBC First Boston Corp 1 US United States Ingersoll-Rand-Proto Tool 200 Chestnut Ridge Road 45686H 3423/3532 3423 Sub. 100.00 100.00 100.0 np np 40.00 No Friendly 1 No No No No First Boston Corp SWK /3549/3569 154464043 02/27/84 04/11/84 C Completed United States US Ryder System Inc 3600 N.W. 82nd Ave 783549 7513/4213/7538/5088/4581/8742 7513 783549 US United States Interstate Rental Inc 46108Q 7513 7513 Priv. 100.00 100.00 100.0 18.000 18.000 18.00 No Friendly 1 No No No No RDR /4151/4212 154466043 02/28/84 07/02/84 C Completed United States US Owens-Illinois Inc One Seagate 690768 3221/3229/3085/3089/8051/8052 3221 690768 LAZ Lazard Freres & Co LLC 1 US United States Dougherty Brothers Co 258651 3089/3229 3089 1 Tucker Anthony Inc Public 100.00 100.00 100.0 32.875 np 30.60 2 COM No Friendly 1 No No No No 0.3 Lazard Freres & Co LLC DBC OL 17.00 /8059 COM 154470043 02/28/84 03/31/86 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 SLH Shearson Lehman Hutton 1 US United States Southern Bancorp, Greenville, South Carolina One Shelter Centre 842239 6021/6719 6021 1 Morgan Stanley & Co Public 100.00 95.10 100.0 197.534 np 216.00 4 COM No Friendly 1 No No No No 0.2 Shearson Lehman Hutton STBN FTU 30.00 Floor 40 NOTE CASH CASH 154475043 02/29/84 02/29/84 C Completed United States US Key Banks Inc 60 State St 493067 6021/6022/6712 6021 493067 US United States Depositors Corp 249613 6021/6712 6021 Public 100.00 100.00 100.0 77.8 77.800 77.80 1 NOTE No Friendly 1 No No No No DEP KEY PO Box 748 154476043 02/29/84 02/29/84 C Completed United States US LIN Broadcasting Corp (McCaw Cellular Communications Inc) 5295 Carillon Point 532763 4833/4812/4813/4899 4833 57946T US United States Indiana Broadcasting Corp 1950 North Meridian 45466Q 4833 4833 Priv. 100.00 100.00 100.0 104.900 104.900 104.90 No Friendly 1 No No No No LINB P.O. Box 7088 154480043 02/29/84 10/31/84 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 US United States Pittsburgh Cable(Warner-Amex) 72488T 4841 4841 Sub. 100.00 100.00 100.0 np np 93.40 1 NOTE No Friendly 1 No No No No TCOMA 154485043 03/01/84 03/01/84 C Completed United States US Jones Intercable Inc(Jones International Ltd) 9697 East Mineral Avenue 480206 4841/4833 4841 48021P US United States Cable Tv Industries(Avatar) 5922 Bowcroft St 126855 4833 4833 Public 100.00 100.00 100.0 21.000 21.000 21.00 No Friendly 1 No No No No CATV JOIN 154487043 03/01/84 06/14/84 C Completed United States US Ampco-Pittsburgh Corp 600 Grant Street STE 4600 032037 3561/3366/3498/3743/3564/3443 3561 032037 US United States Vulcan Inc Ave E 929126 3321/3536 3321 1 Goldman Sachs & Co Priv. 100.00 81.50 100.0 44.989 np 23.75 3 CASH No Friendly 1 No No No No 0.15 AP 13.00 /3316 PO Box 70 COM CASH 154499043 03/02/84 05/02/84 C Completed United States US Carpenter Technology Corp 2 Meridian Boulevard 144285 3312/3313/3325/3351/3366/5051 3312 144285 US United States AMAX Specialty Metals(AMAX) 02313Q 3315 3315 Sub. 100.00 100.00 100.0 np np 17.00 No Friendly 1 No No No No CRS 154495043 03/02/84 03/02/84 C Completed United States US Urgent Care Centers of America Inc 519 Encinitas Blvd 917249 8011 8011 917249 US United States California Ind Medical Clinics 13033T 8011 8011 Priv. 100.00 100.00 100.0 10.300 10.300 10.30 1 COM No Friendly 1 No No No No URGE 154493043 03/02/84 W Withdrawn United States US Winn Enterprises 231 East 23rd St 974282 2026 2026 974282 US United States International Controls Corp 2016 N Pitcher St 459362 3715/3728/3625/4925/3612/3463 3715 Public 100.00 100.00 100.0 94.512 np 79.20 5 CASH No Friendly 1 No No No No INC WNN 21.00 /4449/4213 COM COM NOTE CASH 154500043 03/03/84 03/03/84 C Completed United States US Kobacker Stores Inc 499873 5661 5661 499873 US United States Kobacker Stores Inc 499873 5661 5661 Public 100.00 100.00 100.0 51.194 np 31.188 3 CASH No Friendly 1 No No No No 19.00 COM CASH 154506043 03/05/84 06/15/84 C Completed United States US Standard Oil Co of California 225 Bush St 853683 2869/5541/4922/6552/1382/2911 2869 853683 MS Morgan Stanley & Co 1 US United States Gulf Oil Corp(Gulf Corp) 402460 1311/2911/5411/1221/2819/1222 1311 2 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 15,472.000 np 13,400.00 3 CASH No Friendly 1 No No No No 16.5 46.9 Morgan Stanley & Co CHV 80.00 /2879/1311/5171 Salomon Brothers CASH COM 154501043 03/05/84 03/05/84 C Completed United States US Energy Methods Corp 292909 1311 1311 292909 US United States Oil & Gas Properties 677773 1311 1311 Priv. 100.00 100.00 100.0 np np 56.00 No Friendly 1 No No No No EMTH 154519043 03/07/84 08/16/84 C Completed United States US Quaker State Oil Refining Corp 255 Elm St 747419 2992/5013/5172/1221/7549/6331 2992 747419 SLH Shearson Lehman Hutton 1 01 US United States First Heritage Corp 500 E Unaka Ave 32050T 6311/6321 6311 1 Ardshiel Priv. 100.00 100.00 100.0 36.613 np 36.60 2 COM No Friendly 1 No No No No 0.1 0.441 Shearson Lehman Hutton KSF 10.90 /6719/1311/3647/5085/1222 COM 154520043 03/07/84 03/31/84 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Smith Barney Real Estate Corp (Smith Barney Inc) 83181L 6531 6531 Sub. 100.00 100.00 100.0 np np 40.00 1 DEB No Friendly 1 No No No No SPC /6162/7374/6712 154530043 03/08/84 W Withdrawn United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States Florida Coast Banks Inc 340605 6022/6712 6022 Public 100.00 100.00 100.0 75.447 np 75.00 3 CASH No Friendly 1 No No No No FTU 27.50 Floor 40 COM CASH 154534043 03/08/84 05/11/84 C Completed United States US DeSoto Inc 16750 Vincennes Ave 250595 2851/2841/3429/2843 2851 250595 US United States Petrochemicals Co(Chattem) 716459 2869/2865 2869 Sub. 100.00 100.00 100.0 np np 25.00 1 DEB No Friendly 1 No No No No DSO 154527043 03/08/84 07/27/84 C Completed United States US Hecla Mining Co 6500 North Mineral Drive 422704 1044 1044 422704 MLCM Merrill Lynch Capital Markets 1 01 US United States Ranchers Exploration and Development Corp 752006 1041/1044/1031/1499/1455 1041 2 Bear Stearns & Co Inc Public 100.00 100.00 100.0 116.937 np 167.28 2 COM No Friendly 1 No No No No 1.104 1.6 Merrill Lynch Capital Markets RAN HL 18.88 Suite 200 Rotan Mosle Inc COM 154550043 03/09/84 04/25/84 C Completed United States US Foster Wheeler Corp Perryville Corporate Park 350244 8711/1542/4953/499A/3621/3823 8711 35010J US United States Conergics Corp 4350 Shawnee Mssn Pky 20700Q 3535/6719 3535 1 Lehman Brothers International Priv. 100.00 100.00 100.0 25.000 25.000 25.00 No Friendly 1 No No No No FWC /3433 154542043 03/09/84 05/25/84 C Completed United States US GI Exports Corp 30 Rockefeller Plaza 361719 2299 2299 361719 US United States GI Exports Corp 30 Rockefeller Plaza 361719 2299 2299 Public 100.00 100.00 100.0 32.000 32.000 32.00 1 NOTE No Friendly 1 No No No No GON GON 154548043 03/09/84 07/12/84 C Completed United States US Combustion Engineering Inc 900 Long Ridge Rd 200273 8711/1629/3511/3535/3561/3564 8711 200273 US United States Impell Corp 455 N Wiget Ln 452554 7374/7372/8711 7374 1 First Boston Corp Public 100.00 100.00 100.0 105.559 np 106.00 3 CASH No Friendly 1 No No No No 1.06 IMPL CSP 24.50 P.O. Box 9308 /3612/3613/3621/3625/7372/7373 Suite 110 COM /3823/3567/8748 CASH 154540043 03/09/84 04/03/84 C Completed United States US Payless Cashways Inc Two Pershing Square 704378 5211 5211 704378 KP Kidder Peabody & Co Inc 1 US United States Somerville Lumber & Supply Co 779 McGrath Hwy 83522Q 5211/5251 5211 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 42.000 42.000 42.00 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc PCS 18.37 2300 Main, PO Box 419466 154556043 03/12/84 W Withdrawn United States US KMart Corp 3100 West Big Beaver Road 482584 5399/5942/5331 5399 482584 US United States Associated Hosts Inc 8447 Wilshire Blvd 045654 5812/7011/5813/6719 5812 Public 100.00 100.00 100.0 103.444 np 80.00 2 COM No Friendly 1 No No No No AHST KM 18.18 COM 154559043 03/12/84 10/31/84 C Completed United States US Fifth Third Bancorp, Cincinnati,Ohio Fifth Third Center 316773 6022/6282/6712/8999/6311/6321 6022 316773 US United States First Natl Bk-Findlay 326873 6021 6021 Public 100.00 100.00 100.0 19.2 19.200 19.20 5 CASH No Friendly 1 No No No No FITB 100.00 38 Fountain Square Plaza /6531/7374/6211 COM COM COM CASH 154552043 03/12/84 07/12/84 C Completed United States US Combustion Engineering Inc 900 Long Ridge Rd 200273 8711/1629/3511/3535/3561/3564 8711 200273 FBC First Boston Corp 1 US United States Jamesbury Corp 640 Lincoln Street 470448 3494 3494 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 109.562 np 100.00 3 CASH No Friendly 1 No No No No 1.15 First Boston Corp JBY CSP 29.25 P.O. Box 9308 /3612/3613/3621/3625/7372/7373 COM /3823/3567/8748 CASH 154572043 03/13/84 05/30/84 C Completed United States US Carson Pirie Scott & Co 36 S Wabash Ave 146015 5311/5023/5812/5411/7011 5311 146015 BECKER Becker Paribas Incorporated 1 US United States County Seat Stores Inc(Super Valu Stores Inc) 6585 City West Parkway 22258T 5651 5651 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 71.00 No Friendly 1 No No No No Becker Paribas Incorporated CRN 154586043 03/14/84 07/24/84 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 US United States Bank of Hallandale & Trust Co 062473 6035 6035 Public 100.00 100.00 100.0 39.688 np 40.00 3 CASH No Friendly 1 No No No No BBI 133.28 COM CASH 154587043 03/14/84 04/01/86 C Completed United States US Fuqua Industries Inc 4900 Georgia Pacific Bldg 361028 3524/7384/3949/6159 3524 361028 ALEX-BROWN Alex Brown & Sons Inc 1 01 US United States Georgia Federal Bank 20 Marietta St NW 373186 6036 6036 1 Merrill Lynch Capital Markets Public 100.00 90.40 100.0 649.659 np 225.00 4 CASH No Friendly 1 No No No No 1.4 Alex Brown & Sons Inc GFED FQA 27.75 COM COM CASH 154614043 03/16/84 03/30/84 C Completed United States US Chemical New York Corp 277 Park Ave 163798 6021/6022/6211/6282/6221/6712 6021 163798 US United States Continental Illinois Corp- Credit Card Business 211482 7389 7389 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 176.00 No Friendly 1 No No No No CHL /6799 154607043 03/16/84 05/01/84 C Completed United States US DWG Corp 280 Park Avenue 233351 2086/2087/5812/6719 2086 233351 US United States Evans Products Corp-Shelter Products 29920M 2421/2499 2421 Sub. 100.00 100.00 100.0 np np 45.00 No Friendly 1 No No No No DWG 154606043 03/16/84 05/11/84 C Completed United States US DWG Corp 280 Park Avenue 233351 2086/2087/5812/6719 2086 233351 US United States Evans Products Co-Fiber Products 29924R 2611 2611 Sub. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No DWG 154611043 03/16/84 04/01/84 C Completed United States US Texaco Inc 2000 Westchester Avenue 881694 2911/2999/1311/1321/4612/4613 2911 881694 US United States Oil & Gas Properties 677773 1311 1311 Priv. 100.00 100.00 100.0 np np 250.00 No Friendly 1 No No No No TX /4925/5171/5172/5541/1382/499A 154612043 03/16/84 03/16/84 C Completed United States US Designcraft Industries Inc 823 11th Ave. 250568 3915/3369 3915 250568 US United States Rodman & Yaruss Refining Co 23 W 47th St 77478F 3341/5094 3341 Priv. 100.00 100.00 100.0 10.300 10.300 10.30 1 DEB No Friendly 1 No No No No DJI 5th Fl. 154624043 03/20/84 W Withdrawn United States US Bell Industries Inc 8888 Keystone Crossing 078107 3679/3677/3612/5065/5013/7376 3679 078107 US United States Astrex Inc 205 Express Street 046357 5065 5065 Public 100.00 100.00 100.0 23.135 np 18.80 2 COM No Friendly 1 No No No No ASXI BI 11.86 Suite 1700 /7374/7372/7379/6719 COM 154637043 03/22/84 05/01/84 C Completed United States US Bayly Corp 5500 South Valentia Way 072869 2325/2339/2326/2329/5699/5941 2325 072869 US United States Apparelcraft Associates 03779T 5611 5611 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 1 NOTE No Friendly 1 No No No No BAYL 154635043 03/22/84 08/29/84 C Completed United States US Ensource Inc First City Tower Building 293580 1311 1311 293580 US United States Oil & Gas Properties 677773 1311 1311 Priv. 100.00 100.00 100.0 np np 19.80 No Friendly 1 No No No No EEE 1001 Fannin, Suite 1900 154636043 03/22/84 06/18/85 C Completed United States US Centennial Beneficial Corp 282 S Anita Dr 151902 6022/6712 6022 151902 US United States Sunwest Bank,Tustin,California 17542 East 17Th Street 86791Q 6035 6035 Priv. 100.00 100.00 100.0 10.000 10.000 10.00 3 CASH No Friendly 1 No No No No SWBC 50.75 COM CASH 154647043 03/23/84 04/12/84 C Completed United States US Joy Manufacturing Co 301 Grant St 481196 3532/3823/5082/5075 3532 481196 LAZ/WER Lazard Freres & Co LLC 2 US United States ACF Industries Inc-WKM Division(Heron Investors Plan) 00080T 1382 1382 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 230.00 No Friendly 1 No No No No Lazard Freres & Co LLC JOY Wertheim Wertheim 154645043 03/23/84 05/29/84 C Completed United States US Eli Lilly & Co Lilly Corporate Center 532457 2834/2833/2836/2819/2048/8731 2834 532457 MS Morgan Stanley & Co 1 US United States Advanced Card-Vasc Systems Inc 00750M 3841 3841 1 Shearson Lehman Hutton Priv. 100.00 100.00 100.0 86.3 86.300 86.30 1 COM No Friendly 1 No No No No Morgan Stanley & Co LLY 61.62 /5122 154651043 03/23/84 12/03/84 C Completed United States US Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 442272 US United States Texoma Pipeline-Pipeline 88305Q 4922 4922 Sub. 100.00 100.00 100.0 np np 130.00 No Friendly 1 No No No No HNG 95712020 03/23/84 12/31/84 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 US United States Warner Cable Corp(Warner-Amex Cable Communications Inc) 93442M 4841 4841 Sub. 65.95 34.05 100.00 100.0 np np 93.40 2 CASH No Friendly 1 61.6 No No No No TCOMA DEB 154661043 03/26/84 05/30/84 C Completed United States US IU International Corp 4 High Ridge Park 450694 4213/4953/4225/1541/5141/3341 4213 450694 US United States C&H Transportation(Tyler Corp) 12466T 4212/4213/4214 4212 Sub. 100.00 100.00 100.0 np np 82.00 No Friendly 1 No No No No IU 154655043 03/26/84 W Withdrawn United States US Gulf Broadcast Co 13101 Preston Road 402182 4832/6531/6719 4832 402182 US United States Conwood Corp 813 Ridge Lake Blvd 212867 2131/2879 2131 Public 100.00 100.00 100.0 379.404 np 373.40 3 CASH No Friendly 1 No No No No CWD GHC 33.50 COM CASH 154682043 03/27/84 06/28/84 C Completed United States US Conrock Co 3200 San Fernando Road 208374 1442/3273/3241/2951/5032/6552 1442 208374 GS Goldman Sachs & Co 1 01 US United States California Portland Cement Co (CalMat Co) 9300 Flair Dr 130541 3241/3272/3281 3241 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 277.198 np 211.25 3 COM No Friendly 1 No No No No 0.65 0.75 Goldman Sachs & Co CRZ 25.00 /6512/6519/6531 COM COM 154670043 03/27/84 05/30/84 C Completed United States US Avon Products Inc 777 Third Avenue 054303 2844/3961/5961/3421/5963/5122 2844 054303 MLCM Merrill Lynch Capital Markets 1 01 US United States Foster Medical Corp 1990 Washington St 350124 5047 5047 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 221.970 np 215.13 2 COM No Friendly 1 No No No No 2.15 Merrill Lynch Capital Markets FMED AVP 15.18 PFD 154685043 03/28/84 05/25/84 C Completed United States US Triton Energy Corp 6688 N Central Expressway G90751 1311/1381/1382/1389 1311 G90751 US United States Bradley Producing Corp 10457P 1311 1311 Priv. 100.00 100.00 100.0 21.300 21.300 21.30 No Friendly 1 No No No No OIL Suite 1400 154687043 03/28/84 03/28/84 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 US United States Cablescope Inc(Cowles) 12691L 4841 4841 Sub. 100.00 100.00 100.0 np np 41.50 No Friendly 1 No No No No TCOMA 154691043 03/29/84 07/18/84 C Completed United States US Marathon Oil Co 539 S Main St 565845 1311/1382/2911/4612/5172/8731 1311 912656 US United States Husky Oil Co of Delaware 448078 1311/2911/2999/3441/5051 1311 1 First Boston Corp Public 100.00 100.00 100.0 np np 505.00 No Friendly 1 No No No No HYO 154716043 04/02/84 04/15/84 C Completed United States US Pentair Inc 1500 County Road B2 West 709631 3569/3553/3531/3482/3644/3561 3569 709631 US United States Rockwell International Corp- Machinery Division 77434T 3559 3559 Sub. 100.00 100.00 100.0 np np 40.00 No Friendly 1 No No No No PNRA Suite 400 /3546 154734043 04/03/84 06/11/84 C Completed United States US Alexander Energy Corp 701 Cedar Lake Boulevard 014617 1311/1382 1311 014617 RAM Ram Group 1 US United States Brooks Hall Inc-Oil & Gas Inc 11440Q 1311 1311 Sub. 100.00 100.00 100.0 np np 19.20 2 DEB No Friendly 1 No No No No Ram Group AEOK COM 154733043 04/03/84 07/10/84 C Completed United States US Integrated Barter International Inc 805 Third Ave 458108 5099/5199 5099 458108 ALLEN Allen & Co Inc 1 US United States Sam Nassi Co 79586M 7389 7389 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No Allen & Co Inc BRTR 154736043 04/04/84 07/02/84 C Completed United States US Gillette Co Prudential Tower Building 375766 3421/2844/3951/3634/5122/5112 3421 375766 US United States Cooper Laboratories Inc-Oral B Lab(Cooper Development) 21670Q 3991 3991 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 188.50 No Friendly 1 No No No No GS 154735043 04/04/84 04/04/84 C Completed United States US Southdown Inc 1200 Smith St 841297 3241/5039/1422 3241 841297 US United States Marietta Corp-Cement Operation 57327K 3241 3241 Sub. 100.00 100.00 100.0 np np 65.00 1 NOTE No Friendly 1 No No No No SDW Suite 2400 154737043 04/04/84 06/04/84 C Completed United States US Warnaco Inc 350 Lafayette Street 934391 2321/2329/2341/2342/2331/2339 2321 934391 01 US United States Olga Co 680656 2342 2342 1 EF Hutton & Co Inc Priv. 100.00 100.00 100.0 28.782 np 28.00 3 CASH No Friendly 1 No No No No 0.244 WRC 36.00 /5136/5137 COM CASH 154750043 04/05/84 05/02/84 C Completed United States US McKesson Corp One Post Street 581556 5122/5047/5013/5182/5169/2023 5122 581556 WM-BLAIR William Blair & Co 1 US United States Champion Office Products Inc (Champion International) 15852Q 3579 3579 Sub. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No William Blair & Co MCK McKesson Plaza /6552/6411/7374/7373 154746043 04/05/84 05/02/84 C Completed United States US Southland Royalty Co 2919 Allen Pky 844521 1382/1311 1382 844521 US United States Petro-Lewis-Oil & Gas Property 71645R 1311 1311 Sub. 100.00 100.00 100.0 np np 670.00 No Friendly 1 No No No No SRO Suite 1100 154757043 04/06/84 04/23/84 C Completed United States US Cross & Trecker Corp 505 N Woodward Ave 227430 3541/3559/3535/3829 3541 227430 FBC First Boston Corp 1 US United States Bendix Automation Corp(Allied Corp) 081589 3541/3559/3535/3531/3549 3541 Sub. 100.00 100.00 100.0 np np 65.00 No Friendly 1 No No No No First Boston Corp CTCO 154753043 04/06/84 09/24/84 C Completed United States US Danaher Corp 2200 Pennsylvania Avenue Nw 233221 3823/3825/3829/3423/3545/3559 3823 235851 DUFF-PHELPS/FBC Duff & Phelps 2 01 US United States Mohawk Rubber Co(Danaher Corp) 3560 W Market St 608302 3011/3069/3021 3011 Sub. 100.00 100.00 100.0 14.000 14.000 14.00 2 COM No Friendly 1 No No No No 0.03 Duff & Phelps DHR Suite 800W /3826/5049 First Boston Corp DEB First Boston Corp 154763043 04/09/84 05/18/84 C Completed United States US General Foods Corp 250 North St 369856 2095/2043/2035/2051/2092/2011 2095 369856 US United States Contintental Grain Co-Oroweat Foods 21145X 2051 2051 Sub. 100.00 100.00 100.0 np np 60.00 No Friendly 1 No No No No GF /2013/2098/2037/2087 154759043 04/09/84 04/09/84 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States Giles County Hospital 37555Q 8062 8062 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No NME /6324/6719 154767043 04/09/84 07/19/84 C Completed United States US Savannah Foods & Industries 2-8 East Bryan Street 804795 2062/4213/4214 2062 804795 DWR Dean Witter Reynolds Inc 1 US United States Michigan Sugar Co(Imperial Sugar Co) 4800 Fashion Square Blvd 594729 2061/2063 2061 1 PaineWebber Sub. 100.00 100.00 100.0 66.326 np 65.00 3 CASH No Friendly 1 No No No No 0.475 0.325 Dean Witter Reynolds Inc SFI 43.50 P.O. Box 1348 COM CASH 154777043 04/10/84 06/19/84 C Completed United States US Homestake Mining Co 650 California St 437614 1041/1031/1044/1094/1021/1311 1041 02451E DR Dillon, Read & Co Inc 1 01 US United States Felmont Oil Corp 350 Glenborough 314387 1382 1382 1 M. P. Brown & Co., Inc. Public 100.00 100.00 100.0 405.128 np 364.00 2 COM No Friendly 1 No No No No 1.375 3.17 Dillon, Read & Co Inc FEL HM 38.70 9th Floor Suite 300 COM 154796043 04/12/84 08/20/84 C Completed United States US Houston Oil Fields Co 442282 1311 1311 442282 US United States Encino Energy & Development Corp 675 Bering Drive 292539 1311/1382 1311 1 Rotan Mosle Inc Priv. 100.00 100.00 100.0 13.500 13.500 13.50 2 COM No Friendly 1 No No No No HOFC Suite 360 COM 154817043 04/16/84 06/18/84 C Completed United States US Anderson Clayton & Co 1100 Louisiana 033609 2047/2079/2075/2074/2048/3537 2047 033609 US United States Gaines Pet Food(Gen Food) 36985Q 2047 2047 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 186.80 1 DEB No Friendly 1 No No No No AYL InterFirst Plz Suite 3800 /3089 154807043 04/16/84 06/27/84 C Completed United States US Digital Switch Corp 1000 Coit Rd 253900 3643/3613 3643 253900 ALLEN/CHASE Allen & Co Inc 2 01 US United States Granger Associates 5306 Beethoven St 387100 3661 3661 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 292.824 np 303.18 2 COM No Friendly 1 No No No No 2.39 1.25 Allen & Co Inc GRG DIGI 22.01 Chase Manhattan Bank NA COM Chase Manhattan Bank NA 154810043 04/16/84 05/06/85 C Completed United States US HealthCare USA Inc 701 S Parker Street 392415 8062 8062 42220P DBL Drexel Burnham Lambert 1 US United States Independence Health Plan Inc 453436 8011/6324 8011 Public 100.00 49.00 100.0 117.000 np 120.00 4 CASH No Friendly 1 No No No No 0.725 Drexel Burnham Lambert IHPI HSA 26.00 Suite 6000 COM DEB DEB 154808043 04/16/84 08/16/84 C Completed United States US Optical Radiation Corp(Benson Eyecare Corp) 1300 Optical Dr. 683836 3851/3648/3651/3699/3841/3827 3851 282452 01 US United States Omega Optical Co Inc(Optical Radiation Corp) 13515 N Stemmons Freeway 682901 3851 3851 Public 100.00 100.00 100.0 37.395 np 30.41 5 CASH No Friendly 1 No No No No OMEG ORCO 8.37 COM COM COM CASH 154805043 04/16/84 08/27/84 C Completed United States US Capital Cities Communications Inc 24 East 51st St 139861 4833/4832/4841/2711/2721/2731 4833 139861 US United States WFTS-TV 929FTS 4833 4833 Priv. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No CCB /8731/8732/7375 154820043 04/17/84 04/17/84 C Completed United States US Castle & Cooke Inc 31355 Oak Crest Drive 148429 2033/0179/0174/0175/0161/5148 2033 148429 US United States Blue Goose Growers Inc 09548Q 0174/0179 0174 Priv. 100.00 100.00 100.0 12.300 12.300 12.30 1 COM No Friendly 1 No No No No CKE 154821043 04/17/84 04/17/84 C Completed United States US Carter Hawley Hale Stores Inc 444 South Flower Street 146227 5311 5311 146227 US United States Carter Hawley Hale Stores Inc 444 South Flower Street 146227 5311 5311 Public 100.00 50.00 50.0 1,576.048 np 470.00 3 CASH No Not Appl. 1 No No No No CHH CHH 25.52 COM CASH 154819043 04/17/84 W Withdrawn United States US Pneumo Abex Corp 4800 Prudential Tower 730196 3728/3829/5411/5141/5912/5122 3728 739228 US United States Flickinger Inc 339405 5141 5141 Public 100.00 100.00 100.0 216.889 np 187.20 3 CASH No Friendly 1 No No No No FLIC PNC 39.00 CASH COM 154832043 04/18/84 08/19/84 C Completed United States US Rubbermaid Inc 1147 Akron Road 781088 2657/2656/3089/3069/2672/2519 2657 651192 SBH Smith Barney, Harris Upham 1 US United States Little Tikes Co 2180 Barlow Road 53753Q 3944/3089/5092/5021 3944 Priv. 100.00 100.00 100.0 55.8 55.800 55.80 1 COM No Friendly 1 No No No No Smith Barney, Harris Upham RBD /3944/3577/2655 154835043 04/18/84 09/04/84 C Completed United States US Communications Industries Inc 3811 Turtle Creek Blvd 203399 3812/3661/3679 3812 203399 US United States Page-A-Fone Corp 69546Q 4812 4812 Priv. 100.00 100.00 100.0 18.000 18.000 18.00 1 COM No Friendly 1 No No No No COMMUC 20.25 Ste 610 LB 10 154837043 04/18/84 05/14/84 C Completed United States US Central Soya Co Inc 1300 Fort Wayne Nat Bank Bldg 155177 2035/2079/5153/2075/2048 2035 155177 US United States Zatarains Inc 82 1st St 98913Q 2035 2035 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 24.000 24.000 24.00 No Friendly 1 No No No No CSY 95208020 04/20/84 09/10/85 C Completed United States US Pennsylvania Engineering Corp 32nd & Allegheny Valley Rd 708713 3567/3321/3542/3499/8711/1629 3567 708713 US United States Fischbach Corp(APL Corp) 485 Lexington Ave 337659 1711/1731/1629/1542/6719 1711 Public 100.00 31.95 54.1 135.418 135.004 54.60 1 CASH No Friendly 1 54.6 No No No No FIS PEC 45.00 CASHONLY 154845043 04/20/84 07/01/85 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States Winona Memorial Hospital (National Medical Enterprises) 3232 North Meridian Street 97521Q 8062/8069 8062 Sub. 100.00 100.00 100.0 52.000 52.000 52.00 No Friendly 1 No No No No REPH 95934020 04/23/84 02/01/85 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 US United States Banc of Maine Corp 059436 6022 6022 1 Shearson Lehman Brothers Public 100.00 100.0 13.750 np 13.70 2 CASH No Friendly 1 13.7 No No No No NOR 55.00 DEBT 96754020 04/23/84 02/08/85 C Completed United States US Bancorp Hawaii Inc, Honolulu,Hawaii 111 S King St 059685 6022/6712 6022 059685 KP Kidder Peabody & Co Inc 1 US United States Hawaiian Trust Co 111 S King Street 42002Q 6021 6021 Priv. 100.00 100.0 19.475 np 19.50 1 CASH No Friendly 1 19.5 No No No No Kidder Peabody & Co Inc BNHI 95.00 CASHONLY 154856043 04/23/84 05/25/84 C Completed United States US TransAmerica Corp The Transamerica Pyramid 893485 6311/6331/6411/6141/6159/7359 6311 893485 US United States Insureco Inc 45807Q 6361/6411/6719 6361 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 1 COM No Friendly 1 No No No No TA 600 Montgomery Street 154851043 04/23/84 12/31/84 C Completed United States US Brooklyn Union Gas Co (Keyspan Energy Corp) 200 Gulf Ave 114259 4922 4922 57058V US United States LILCO-Gas Distribution 53237Q 4924 4924 Sub. 100.00 100.00 100.0 np np 300.00 No Friendly 1 No No No No BU 154850043 04/23/84 05/24/84 C Completed United States US Revco DS Inc 1925 Enterprise Pkwy 761338 2833/2834/5999/5912 2833 761338 KP Kidder Peabody & Co Inc 1 US United States Odd Lot Trading Inc 1925 Enterprise Pky 67575M 5331 5331 Public 100.00 100.00 100.0 113.000 113.000 113.00 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc RDS 24.75 154871043 04/25/84 09/07/84 C Completed United States US Petrolane Inc 1221 McKinney 716544 4922 4922 882387 01 US United States NORPAC Exploration Services Inc 656268 1382 1382 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 52.942 np 23.30 5 COM No Friendly 1 No No No No 0.37 3.85 CASH NOTE CASH CASH 154873043 04/25/84 06/30/84 C Completed United States US Macmillan Inc 866 Third Ave 554790 2731/7375/5961/8244/8299/5932 2731 554790 US United States Scribner Book Companies Inc 115 Fifth Ave 81102M 2731 2731 Priv. 100.00 100.00 100.0 14.900 14.900 14.90 1 COM No Friendly 1 No No No No MLL 30.25 /5944/5942 154869043 04/25/84 W Withdrawn United States US Atlantic Financial Federal, Bala-Cynwyd,Pennsylvania 50 Monument Rd 048535 6035 6021 85216L US United States Sun Savings and Loan Association, FA 467 Congress St 866867 6036 6036 Priv. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No ATLF 154877043 04/26/84 W Withdrawn United States US United Oklahoma Bankshares Inc 4600 SE 29th Street 911266 6021/6022 6021 911266 US United States American Bank & Trust Co (Great American Bank) 6100 S Yale Ave 12th Fl 024087 6021/6712 6021 Public 100.00 100.00 100.0 np np 10.50 No Friendly 1 No No No No UOBI 154876043 04/26/84 05/25/84 C Completed United States US Bally Manufacturing Corp 8700 West Bryn Mawr Avenue 058732 7011/7991 7011 058732 US United States Marriot Corp-Great American Theme Park 57163K 7996 7996 Sub. 100.00 100.00 100.0 np np 114.50 No Friendly 1 No No No No BLY 154881043 04/27/84 06/11/84 C Completed United States US Preway Inc 1430 Second Street North 741394 3432/3433 3432 741394 US United States Arkla Inc-Appliance Division 04123Q 3585/3433/3519/3631 3585 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 139.00 No Friendly 1 No No No No PREW 118808020 04/27/84 08/12/85 C Completed United States US Norfolk Southern Corp Three Commercial Place 655844 4011/4013/4111/4789 4011 655844 ALEX-BROWN Alex Brown & Sons Inc 1 US United States North American Van Lines Inc (PepsiCo Inc) 5001 US Highway #30 West 657203 4213 4213 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 315.00 1 CASH No Friendly 1 315.0 No No No No Alex Brown & Sons Inc NSC CASHONLY 154879043 04/27/84 W Withdrawn United States US Jupiter Industries Inc 919 N Michigan Ave 482058 4213/4924/7336/6531/5461/4922 4213 482058 US United States Riblet Products Corp 1003 Industrial Pkwy 762562 3448/3442 3448 Public 100.00 100.00 100.0 38.224 np 37.30 3 CASH No Friendly 1 No No No No RIB JUP 20.00 Fl 15 COM CASH 154888043 04/30/84 04/30/84 C Completed United States US American Financial Corp One East Fourth St 026051 6331/6311/6036/2011/2032/2053 6331 026051 US United States Circle K Convenience Stores Inc 1130 W Warner Road 17257Q 5411 5411 Sub. 100.00 100.00 100.0 np np 98.60 No Friendly 1 No No No No /5148/5172/4499 154892043 04/30/84 07/17/84 C Completed United States US Georgia-Pacific Corp 133 Peachtree Street N.E. 373298 2436/2435/2499/2452/3275/5211 2436 373298 US United States St Regis Corp-Kraft Paper Mill 79345Q 2621 2621 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 342.50 1 NOTE No Friendly 1 No No No No GP /5031/5113/2611/2621/2631/2421 /0811 154906043 05/01/84 05/17/84 C Completed United States US Lockheed Corp 4500 Park Granada Blvd 539821 3721/3728/3761/3663/3731/3679 3721 539821 US United States Datacom Systems Corp 23802T 7374/7379 7374 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 37.500 37.500 37.50 1 COM No Friendly 1 No No No No LK 154901043 05/01/84 07/02/84 C Completed United States US Thomas Industries Inc 4360 Brownsboro Road 884425 3645/3646/3648/3563/3589/3829 3645 884425 US United States Gardco Mfg Inc 2661 Alvarado Street 36485Q 3646 3646 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 No Friendly 1 No No No No TII /3822/3821 154909043 05/01/84 05/01/84 C Completed United States US Boise Cascade Corp 1111 West Jefferson Street 097383 2621/2421/2653/2677/2655/2431 2621 097383 US United States Newsprint Operations 65244Y 2621 2621 Priv. 100.00 50.00 50.0 434.000 434.000 217.00 No Neutral 1 No No No No BCC P.O. Box 50 /5111/5031/0811 154913043 05/02/84 05/02/84 C Completed United States US First Chicago Corp,Illinois One First National Plaza 319455 6021/7389/6035/6022/6159/6153 6021 319455 FBC First Boston Corp 1 US United States American National Corp 33 N La Salle 02854T 6153/6162 6153 Priv. 100.00 100.00 100.0 np np 275.00 No Friendly 1 No No No No First Boston Corp FNB Suite 0460 /6712 154946043 05/04/84 W Withdrawn United States US Spendthrift Farm Inc Iron Works Pike 848325 0272 0272 848325 US United States Churchill Downs Inc 600 N Hurstbourne Parkway 171484 7948/7993/7999 7948 Public 100.00 100.00 100.0 38.329 np 38.00 No Friendly 1 No No No No CHDN SFI 100.00 Suite 400 154935043 05/04/84 09/10/84 C Completed United States US Hasbro Bradley Inc 1027 Newport Ave 418056 3944/3942/6794 3944 418056 BEAR/FINANCO Bear Stearns & Co Inc 2 US United States Milton Bradley Co 443 Shaker Road 601753 3944 3944 1 Morgan Stanley & Co Public 100.00 100.00 100.0 385.907 np 360.00 5 CASH No Friendly 1 No No No No 3.8 5.9 Bear Stearns & Co Inc MB HAS 50.00 Financo CASH Financo COM COM CVTPFD 154942043 05/04/84 06/29/84 C Completed United States US Independent Bankshares Inc 500 Chestnut St 453841 6021/6712 6021 453841 US United States Wellington State Bank 1000 Eighth St 94962Q 6022 6022 Priv. 100.00 100.00 100.0 43.000 43.000 43.00 1 COM No Friendly 1 No No No No IBSI 154960043 05/08/84 06/30/84 C Completed United States US Meyers Parking System Inc 333 W 42nd St 593141 7521 7521 593141 US United States ISS International-ISS Elevator Division 45030Q 3534 3534 Sub. 100.00 100.00 100.0 np np 10.50 No Friendly 1 No No No No MPSI 154974043 05/09/84 W Withdrawn United States US Rocky Mountain Natural Gas Co 774727 4923 4923 774727 US United States Intermountain Gas Industries Inc 555 S Cole Road 458831 4924/1311 4924 1 Goldman Sachs & Co Public 100.00 100.00 100.0 59.107 np 36.00 5 CASH No Friendly 1 No No No No INMT RGAS 24.00 COM COM COM CASH 154972043 05/09/84 W Withdrawn United States US Equitable of Iowa Cos 604 Locust Street 294510 6311/5311/6719 6311 294510 US United States Inter-State Assurance Co (Central Life Assurance Co) 4200 University Ave 46071Q 6321/6311 6321 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No EQICA Edgewater Bldg 154975043 05/09/84 05/01/85 C Completed United States US Colorado National Bankshares Inc 950 17th St 196538 6021/6712 6021 196538 US United States Longmont National Bank 436 Coffman Street 543128 6021 6021 Public 100.00 100.00 100.0 12.973 12.973 12.973 1 COM No Friendly 1 No No No No COLC 18.37 Suite 2100 154970043 05/09/84 07/13/84 C Completed United States US Atlantic Financial Federal, Bala-Cynwyd,Pennsylvania 50 Monument Rd 048535 6035 6021 85216L PAINE-W PaineWebber 1 US United States San Francisco Bancorp 797635 6035/6159/6712 6035 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 23.542 np 31.00 3 CASH No Friendly 1 No No No No PaineWebber SFBC ATLF 8.50 CASH COM 154976043 05/10/84 10/30/84 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 US United States Bankers Life & Casualty Co 4444 W Lawrence Ave 066221 6311/6321/6331/6324 6311 3 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 np np 382.00 No Friendly 1 No No No No ICH Lazard Freres & Co LLC Merrill Lynch Capital Markets 154992043 05/11/84 11/13/84 C Completed United States US Bank South Corp,Atlanta, Georgia 55 Marietta Street NW 065068 6021/6712 6021 065068 01 US United States Georgia Bancshares Inc 3333 Lawerenceville Highway 373112 6022/6712 6022 Public 100.00 100.00 100.0 55.803 np 52.716 2 COM No Friendly 1 No No No No BKSO 25.85 COM 155000043 05/11/84 06/29/84 C Completed United States US Wetterau Inc 8920 Pershall Rd 961896 5141/5411/5311/5912/2053/8742 5141 961896 US United States Milgram Food Stores Inc 4231 Clary Blvd 59973Q 5141 5141 Priv. 100.00 100.00 100.0 16.796 16.796 16.796 No Friendly 1 No No No No WETT 154998043 05/11/84 07/01/84 C Completed United States US International Multifoods Corp 110 Cheshire Lane 460043 2041/2048/2013/2045/2099/5145 2041 460043 US United States VSA Inc(International Multifoods Inc) 4582 S Ulster St 91828V 5145/7389 5145 Sub. 100.00 100.00 100.0 17.500 17.500 17.50 No Friendly 1 No No No No IMC Suite 300 /5149/5461/6794/2092/5499/5143 /5147 155008043 05/14/84 06/28/84 C Completed United States US Rexnord Inc 350 N Sunny Slope Rd 761688 3568/3535/3532/3562/3537/3569 3568 761688 US United States Clausing Corp 182891 3089 3089 1 PaineWebber Public 100.00 100.00 100.0 84.339 np 70.00 3 CASH No Friendly 1 No No No No 0.85 REX 13.50 COM CASH 155002043 05/14/84 06/30/84 C Completed United States US Edgcomb Steel of New England Inc 30 Rockefeller Plaza 279839 3399 3399 279839 US United States Edgcomb Metals Co 555 State Rd 279817 5051/6719 5051 2 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No EDGC 67th Floor Smith Barney, Harris Upham 155011043 05/15/84 09/07/84 C Completed United States US Care Enterprises Inc 23046 Avenida de la Carlota 141649 8051/8052/5912/8082 8051 141649 US United States North American Health Care Inc 65686Q 8051 8051 Priv. 100.00 100.00 100.0 18.500 18.500 18.50 1 NOTE No Friendly 1 No No No No CRE 155013043 05/15/84 07/17/84 C Completed United States US Reading Entertainment Inc (Craig Corp) 30 S 15th Street 755332 6552/6799/7832 6552 224174 US United States SWS Industries Inc(Reading Co) 100 Redneck Ave 78502Q 3442 3442 1 Colmen Management Sub. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No RDG Suite 1300 155025043 05/16/84 11/02/84 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 US United States Discount Brokerage Corp of America 25461Q 6211 6211 1 Salomon Brothers Priv. 100.00 100.00 100.0 38.000 38.000 38.00 No Friendly 1 No No No No NOR 124863020 05/16/84 10/18/84 C Completed United States US General Motors Corp 300 Renaissance Center 370442 3711/3714/3728/3812/3761/3577 3711 370442 SAL Salomon Brothers 1 US United States Electronic Data Systems Corp 5400 Legacy Drive 285659 7374 7374 2 Lazard Freres & Co LLC Public 100.00 100.00 100.0 2,552.000 np 2,550.00 3 CASH No Friendly 1 2,550.0 No No No No Salomon Brothers EDS GM 44.00 /3579/3661/3743/3669/3829/3519 Invemed Associates Inc COM /6141/6153/6159/6411/6321/6351 NOTE 155039043 05/17/84 08/29/84 C Completed United States US Dun & Bradstreet Corp 299 Park Ave 264830 8732/7389/7323/7375/7372/2731 8732 264830 GS Goldman Sachs & Co 1 01 US United States ACNielsen Corp Nielsen Plaza 004833 8742/7389 8742 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 1,181.122 np 1,151.90 3 COM No Friendly 1 No No No No 3.5 0.6 Goldman Sachs & Co ACT DNB 51.30 /2741 COM COM 155040043 05/17/84 06/06/84 C Completed United States US Walt Disney Productions 500 South Buena Vista Street 254687 7996/7812/6794/3652/2741/4833 7996 254687 MS Morgan Stanley & Co 1 US United States Arvida Corp One Biscayne Tower 043285 7011/6552/1531/6162 7011 Public 100.00 100.00 100.0 200.000 200.000 200.00 1 COM No Friendly 1 No No No No Morgan Stanley & Co DIS /7375/4813/5961 155043043 05/17/84 08/01/84 C Completed United States US Valspar Corp Po Box 1461 920355 2851/2821/5198 2851 920355 BKRS-TRUST Bankers Trust Co 1 US United States Mobil-Coatings Division 60706Q 2952 2952 Sub. 100.00 100.00 100.0 np np 95.00 No Friendly 1 No No No No Bankers Trust Co VAL 901, 3Rd Avenue South 155049043 05/18/84 05/18/84 C Completed United States US Biomet Inc 56 East Bell Drive 090613 3842/3841/3845 3842 090613 BEAR Bear Stearns & Co Inc 1 US United States Diasonics-OEC Orthopedic 25283Q 3842 3842 Sub. 100.00 100.00 100.0 np np 12.50 1 NOTE No Friendly 1 No No No No Bear Stearns & Co Inc BMET P.O. Box 587 155052043 05/18/84 06/28/84 C Completed United States US Mesa Petroleum Co 1 Mesa Square 590655 1311 1311 590655 US United States Mesa Royalty Trust 712 Main 590660 6792 6792 Public 100.00 100.00 100.0 570.500 np 571.00 3 CASH No Friendly 1 No No No No MTR MLPPRA 35.00 P.O. Box 2009 COM CASH 155059043 05/21/84 08/07/84 C Completed United States US Beatrice Companies Inc Two North La Salle Street 074077 3589/2342/2521/2844/2676/2032 3589 074077 LAZ Lazard Freres & Co LLC 1 US United States Esmark Inc 55 E Monroe St 296470 2011/2013/2873/2911/3842 2011 2 Oppenheimer & Co Inc Sub. 100.00 100.00 100.0 3,096.737 np 2,800.00 6 CASH No Friendly 1 No No No No 4.5 15.5 Lazard Freres & Co LLC BRY 60.00 /2024/2011/2013/2023/2064/2026 Salomon Brothers CASH /2046 COM CASH CASH COM 155058043 05/21/84 09/30/85 C Completed United States US Transco Energy Co 2800 Post Oak Blvd 893532 4922/4923/1382/1311/1221/1222 4922 893532 US United States Georgia-Pac-Exchange Oil & Gas 37329M 1311 1311 1 PaineWebber Sub. 100.00 100.00 100.0 np np 145.00 No Friendly 1 No No No No E /6719 155053043 05/21/84 01/20/86 C Completed United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States Integon Corp(Ashland Oil Inc) 500 West Fift St 458101 6311/6331/6719 6311 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 157.00 No Friendly 1 No No No No SM Suite 800 /6211 155062043 05/21/84 08/31/84 C Completed United States US Grubb & Ellis Co 1551 N Tustin Ave 400095 6726/6411/7389/6162/8748/6531 6726 400095 US United States Henry S Miller Cos 14001 Dallas Parkway 60053K 6552 6552 Priv. 100.00 100.00 100.0 47.000 47.000 47.00 1 COM No Friendly 1 No No No No GBE Suite 300 11Th Floor 95479020 05/21/84 12/27/84 C Completed United States US Zions Utah Bancorp,Salt Lake City,Utah One South Main 989722 6022/6712 6022 989722 GS Goldman Sachs & Co 1 US United States Nevada State Bank,Las Vegas, Nevada 4th and Carson Sts 641474 6021/6022 6021 Sub. 100.00 100.0 36.240 np 37.00 1 CASH No Friendly 1 37.0 No No No No Goldman Sachs & Co ZION 60.00 Suite 1380 CASHONLY 155060043 05/21/84 07/31/84 C Completed United States US Southland Corp 2828 N Haskell Ave 844436 5411/5451/5531/5441/5499/5541 5411 844436 US United States Sun Co-Sunoco Gas Stations 86667V 5541 5541 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No SLCMC 155075043 05/22/84 10/09/84 C Completed United States US Ford Motor Co One American Road 345370 3711/3713/3537/3714/5012/5013 3711 345370 US United States Starnet Corp(Ford Motor Co) 3989 Ruffin Rd 85554Q 4812 4812 1 Robert E. Lablanc Associates Sub. 100.00 70.00 70.0 21.429 21.429 15.00 No Neutral 1 No No No No F Suite 1026 /6141 155082043 05/23/84 10/18/84 C Completed United States US Computer Network Corp 205255 7379 7379 205255 US United States Ford Laboratories Inc(COMNET Corp) 77 Moonachie Avenue 34531Q 2833/5122 2833 Sub. 100.00 100.00 100.0 np np 11.00 1 NOTE No Friendly 1 No No No No CNET 155094043 05/24/84 05/24/84 C Completed United States US Yankee Oil & Gas 175 Derby St 984784 4922/4925/4932/4924/1311 4922 984784 US United States Home Savings Bank 69 Tremont Street 43691M 6035 6035 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 No Friendly 1 No No No No YNK 155101043 05/25/84 08/08/84 C Completed United States US Supermarkets General Corp 301 Blair Road 868443 5411/5211/5912/5311 5411 868443 SLH Shearson Lehman Hutton 1 US United States Purity Supreme Inc 2 Billerica Park 746356 5411 5411 Public 100.00 100.00 100.0 79.250 79.250 79.25 No Friendly 1 No No No No Shearson Lehman Hutton SGL P.O. Box 5301 101 Billerica Ave 155110043 05/29/84 10/26/84 C Completed United States US Phillips Petroleum Co Inc Phillips Building 718507 1311/2911 1311 263534 MS Morgan Stanley & Co 1 US United States Aminoil Inc(RJ Reynolds) 03152T 1311/2911 1311 1 Dillon, Read & Co Inc Sub. 100.00 100.00 100.0 np np 1,700.00 No Friendly 1 No No No No Morgan Stanley & Co P 4Th & Keeler Ave 155117043 05/29/84 05/29/84 C Completed United States US Computer Associates International Inc 711 Stewart Ave 204912 7372 7372 204912 US United States Sorcim Corp 83581T 3571 3571 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 26.500 26.500 26.50 No Friendly 1 No No No No CASI 155128043 05/30/84 05/30/84 C Completed United States US Carson Pirie Scott & Co 36 S Wabash Ave 146015 5311/5023/5812/5411/7011 5311 146015 US United States MacDonald Cos Inc 55427Q 5961 5961 Priv. 100.00 100.00 100.0 96.85 96.850 96.85 No Friendly 1 No No No No CRN 155135043 05/31/84 05/31/84 C Completed United States US Bayly Corp 5500 South Valentia Way 072869 2325/2339/2326/2329/5699/5941 2325 072869 US United States Applecraft Associates 03783Q 2325/2329/2339 2325 Priv. 100.00 100.00 100.0 10.800 10.800 10.80 No Friendly 1 No No No No BAYL 124871020 05/31/84 11/16/84 C Completed United States US American Stores Co 709 East South Temple 030096 5411/5912 5411 013104 SLB Shearson Lehman Brothers 1 US United States Jewel Cos Inc 709 E South Temple 477196 5411/5912/5399/5812 5411 1 Morgan Stanley & Co Public 32.83 100.00 100.0 1,049.812 np 1,150.00 3 CASH No Hostile 1 772.5 No No No No Shearson Lehman Brothers ASC 75.00 COM PFD 155151043 06/01/84 08/30/85 C Completed United States US AmSouth Bancorp,Birmingham, Alabama 1900 Fifth Avenue North 032165 6712/6021 6712 032165 FBC First Boston Corp 1 US United States FirstGulf Bancorp,Mobile, Alaska 337904 6022/6712 6022 1 Morgan Stanley & Co Public 100.00 100.00 100.0 118.402 np 110.00 5 CASH No Friendly 1 No No No No 0.5 0.3 First Boston Corp ASO 47.00 CASH COM NOTE COM 155142043 06/01/84 W Withdrawn United States US Dalfort Corp 7701 Lemmon Ave 234420 4512 4512 234420 US United States Levitz Furniture Corp 6111 Broken Sound Pky NW 527480 5712 5712 1 Drexel Burnham Lambert Public 100.00 77.50 100.0 398.406 np 271.40 5 CASH No Friendly 1 No No No No 0.1 DAFO 33.50 CASH COM PFD COM 155144043 06/01/84 06/01/84 C Completed United States US Handleman Co 500 Kirts Boulevard 410252 5099/5192/7822 5099 410252 US United States Rack Fixtures(Pickwick International Inc) 71986Q 2542 2542 Sub. 100.00 100.00 100.0 np np 11.00 No Friendly 1 No No No No HDL 155163043 06/05/84 11/19/84 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 US United States Creighton-St Joseph Hospital 22552Q 8062 8062 Sub. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No AMI Suite 300 155171043 06/05/84 06/14/84 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 US United States Gulf Corp 402237 1311/2911/5541/6719 1311 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 1,111.000 1111.000 1,111.00 2 PFD No Friendly 1 No No No No GO PC /3531/1311/6552/5172/5984 NOTE 155182043 06/06/84 W Withdrawn United States US Walt Disney Productions 500 South Buena Vista Street 254687 7996/7812/6794/3652/2741/4833 7996 254687 JEFFERIES/MS Jefferies & Co Inc 2 US United States Gibson Greetings Inc 2100 Section Rd 374827 2771/2679/2674/2656/2676 2771 Public 100.00 100.00 100.0 295.893 np 317.20 5 CASH No Friendly 1 No No No No Jefferies & Co Inc GIBG DIS 26.03 /7375/4813/5961 Morgan Stanley & Co CASH Morgan Stanley & Co COM COM COM 155192043 06/07/84 06/07/85 W Withdrawn United States US HK Porter Co Inc 601 Grant St 736245 3612/3052/3564/3292/3566/3241 3612 736245 US United States Union Electric Steel Corp 726 Bell Avenue 906565 3316/3325 3316 2 Donaldson Lufkin & Jenrette Sub. 100.00 94.80 100.0 57.861 np 48.00 3 CASH No Hostile 1 No No No No PHK 32.00 Porter Bldg /3442/3613/3714/2822/3629/3643 Po Box 465 S. C. Parker CASH COM 155220043 06/11/84 06/11/84 C Completed United States US Dorsey Corp 835 Georgia Ave 258435 3715/3531 3715 258435 US United States Family Fare Holding Corp 30700Q 3089 3089 Priv. 100.00 100.00 100.0 15.881 15.881 15.881 1 COM No Friendly 1 No No No No DSY One Central Plaza 155217043 06/11/84 06/11/85 W Withdrawn United States US SouthTrust Corp,Birmingham, Alabama 420 North 20Th Street 844730 6021/6022/6712 6021 844730 US United States FirstGulf Bancorp,Mobile, Alaska 337904 6022/6712 6022 1 Morgan Stanley & Co Public 100.00 100.00 100.0 138.547 np 90.00 5 COM No Hostile 1 No No No No SOTR 47.00 CASH CASH COM COM 155226043 06/12/84 06/17/85 C Completed United States US Seagull Energy Corp 1001 Fannin Street 812007 4923/4619/1311/4922/4613 4923 34039C SLH Shearson Lehman Hutton 1 US United States Enstar Corp-Alaskan Gas Pipeline 29358Q 4613 4613 1 First Boston Corp Sub. 100.00 100.00 100.0 65.000 65.000 65.00 1 NOTE No Friendly 1 No No No No Shearson Lehman Hutton SGO Suite 1700 155232043 06/12/84 08/15/84 C Completed United States US CBI Industries Inc 800 Jorie Boulevard 124800 2813/3353/2911 2813 124800 SLH Shearson Lehman Hutton 1 US United States Houston Natrl-Liquid Carbonic 44227Q 2813 2813 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 407.00 No Friendly 1 No No No No Shearson Lehman Hutton CBH 155225043 06/12/84 11/13/84 C Completed United States US Sundstrand Corp 4949 Harrison Ave 867323 3728/3724/3812/3663/3669/3764 3728 867323 US United States Sullair Corp 3700 E Michigan Blvd 865112 3563/3532/3585/5063 3563 1 PaineWebber Public 100.00 89.50 100.0 119.946 np 74.336 3 CASH No Friendly 1 No No No No 0.165 SUL SNS 8.50 P.O. Box 7003 /3679/3571/3577/3443/3563/3585 CASH /3822/3829 COM 155250043 06/14/84 12/03/84 C Completed United States US First Florida Banks Inc First Florida Tower 320264 6021/6712 6021 320264 US United States Financial Growth Systems Inc 31753M 6021 6021 Priv. 100.00 100.00 100.0 24.500 24.500 24.50 No Friendly 1 No No No No FFBK 111 Madison Street 155247043 06/14/84 06/26/84 C Completed United States US Xidex Corp 525 University Ave 984900 3861/3572/3669 3861 984900 US United States Sun-Flex Co Inc 20 Pimentel Ct 86674Q 3577 3577 1 Lazard Freres & Co LLC Priv. 100.00 100.00 100.0 13.95 13.950 13.95 1 COM No Friendly 1 No No No No XIDX 15.00 155253043 06/15/84 06/15/84 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Baldwin Data(Baldwin-United) 05803Q 7374/7371/7379 7374 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 14.00 No Friendly 1 No No No No SPC /6162/7374/6712 155257043 06/15/84 06/29/84 C Completed United States US Trico Industries Inc 3040 E Slauson Avenue 896097 3533/3433/5084 3533 896097 US United States Kobe Inc(Baker International) 3040 E Slauson Avenue 49988T 3561 3561 Sub. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No TRO 155262043 06/18/84 11/12/84 C Completed United States US AmeriTrust Corp,Cleveland, Ohio 900 Euclid Ave 030900 6021/6712 6021 030900 US United States Colorado Banks 19629Q 6022 6022 Priv. 100.00 92.00 92.0 146.739 146.739 135.00 No Neutral 1 No No No No AMTR 155272043 06/18/84 12/27/85 C Completed United States US Indian Head Banks Inc, Nashua New Hampshire One Indian Plaza 454192 6022/6712 6022 454192 01 US United States Dartmouth National Corp of Hanover, New Hampshire 23746Q 6021/6712 6021 Priv. 100.00 100.00 100.0 14.521 np 18.10 2 COM No Friendly 1 No No No No IHBI 68.15 COM 155260043 06/18/84 09/04/84 C Completed United States US Angeles Corp 10301 W Pico Blvd 034624 6531/6552/6512/1531/6282/6726 6531 034624 BEAR Bear Stearns & Co Inc 1 US United States Quinoco Cos(Angeles Corp) 4582 S Ulster St 73787X 1311 1311 Sub. 100.00 100.00 100.0 50.000 50.000 50.00 2 DEB No Friendly 1 No No No No Bear Stearns & Co Inc ANGS COM 155269043 06/18/84 W Withdrawn United States US Belden & Blake Energy Co LP 7555 Freedom Ave N.W. 077451 1311 1311 077451 US United States Resource Exploration Co 2876 Arlington St 761209 1311 1311 Priv. 100.00 100.00 100.0 26.272 np 25.00 2 COM No Friendly 1 No No No No BBE 4.00 COM 155261043 06/18/84 01/23/85 C Completed United States US Ampco-Pittsburgh Corp 600 Grant Street STE 4600 032037 3561/3366/3498/3743/3564/3443 3561 032037 SLH Shearson Lehman Hutton 1 US United States Union Electric Steel Corp 726 Bell Avenue 906565 3316/3325 3316 3 Donaldson Lufkin & Jenrette Sub. 100.00 100.00 100.0 69.917 np 63.092 3 CASH No Friendly 1 No No No No 0.775 0.73 Shearson Lehman Hutton AP 40.00 /3316 Po Box 465 PaineWebber CASH S. C. Parker COM 155277043 06/19/84 06/19/84 C Completed United States US Computer Associates International Inc 711 Stewart Ave 204912 7372 7372 204912 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Johnson Systems Inc 47921Q 7371 7371 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No Alex Brown & Sons Inc CASI 155281043 06/19/84 07/01/84 C Completed United States US Telex Corp 41st St & Sheridan Rd 879573 3571/3651/3661/3825 3571 879573 US United States Raytheon-Data Systems Division 75511Q 3571 3571 Sub. 100.00 100.00 100.0 np np 200.00 1 NOTE No Friendly 1 No No No No TC 155291043 06/20/84 10/01/85 C Completed United States US First Capital Corp(United Industrial Corp) 248 East Capitol Street 319414 6021/6712 6021 910671 US United States Brookhaven Bank & Trust Co 113061 6035 6035 Public 100.00 100.00 100.0 19.000 19.000 19.00 No Friendly 1 No No No No 155287043 06/20/84 12/07/84 C Completed United States US First Colonial Bankshares Corp,Chicago,Illinois 30 North Michagin Ave 319721 6022/6712 6022 319721 US United States Michigan Avenue National Bank 30 N Michigan Avenue 594134 6021 6021 Public 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No FCOLA Suite 300 3rd Floor 155288043 06/20/84 06/20/85 W Withdrawn United States US Tipperary Corp 633 17th St 888002 1311/2911 1311 888002 US United States Natural Gas Liquids Co 63885Q 4925 4925 Priv. 100.00 100.00 100.0 np np 24.00 1 COM No Friendly 1 No No No No TIPR 155299043 06/21/84 01/30/85 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 US United States Northeastern Bancorp Inc 664404 6021/6712 6021 1 Bankers Trust Co Priv. 100.00 100.00 100.0 93.708 np 100.00 6 CASH No Friendly 1 No No No No 0.35 PNC 30.00 Fifth Avenue and Wood Street COM COM PFD CVTPFD CASH 155301043 06/21/84 09/25/84 C Completed United States US Texas Eastern Corp 1221 McKinney 882387 4923/4922/1311/2911/5172/6552 4923 882387 FBC First Boston Corp 1 US United States Petrolane Inc 1221 McKinney 716544 4922 4922 1 First Boston Corp Public 100.00 100.00 100.0 1,178.197 np 1,100.00 3 CASH No Friendly 1 No No No No 5.5 First Boston Corp TET 20.00 COM CASH 155312043 06/22/84 11/12/84 C Completed United States US AmeriTrust Corp,Cleveland, Ohio 900 Euclid Ave 030900 6021/6712 6021 030900 SLH Shearson Lehman Hutton 1 US United States Central Bancorp Of Denver 15236Q 6021/6712 6021 1 Goldman Sachs & Co Priv. 100.00 92.00 92.0 170.652 170.652 157.00 No Neutral 1 No No No No Shearson Lehman Hutton AMTR 155326043 06/26/84 09/28/84 C Completed United States US Dover Corp 3005 Highland Parkway 260003 3531/3559/3443/3549/3565/3585 3531 260003 01 US United States Sargent Industries Inc 1901 Ave of the Stars 803666 3724/3443/3494/3561/3586/3589 3724 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 75.735 np 83.00 6 COM No Friendly 1 No No No No 0.83 DOV 8.90 Suite 200 /3592/3728/3823 CASH CASH COM CASH CASH 155336043 06/27/84 12/03/84 C Completed United States US First Interstate Bancorp,Los Angeles, California 633 W 5th St 320548 6021/6022/6159/6141/6712 6021 320548 PAINE-W PaineWebber 1 01 US United States Commercial Alliance Corp 201111 6141/7359/6719 6141 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 543.563 np 194.134 5 COM No Friendly 1 No No No No 1.89 PaineWebber CAC I 18.00 CASH NOTE CASH CASH 155346043 06/28/84 06/28/84 C Completed United States US Talley Industries Inc 2800 N 44th St 874687 3764/3728/3316/3264/3523/3965 3764 874687 US United States Land 51462T 6552 6552 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 No Friendly 1 No No No No TAL /3559 2158042020 06/28/84 09/24/84 C Completed United States US Dover Corp 3005 Highland Parkway 260003 3531/3559/3443/3549/3565/3585 3531 260003 US United States Sargent Industries Inc 1901 Ave of the Stars 803666 3724/3443/3494/3561/3586/3589 3724 Priv. 100.00 100.0 68.000 68.000 68.00 1 CASH No Friendly 1 68.0 No No No No DOV Suite 200 /3592/3728/3823 CASHONLY 155349043 06/29/84 09/27/84 C Completed United States US KMart Corp 3100 West Big Beaver Road 482584 5399/5942/5331 5399 482584 01 US United States Home Centers of America Inc 437060 5211/5231 5211 1 William K Woodruffe & Co Inc Public 100.00 100.00 100.0 83.983 np 83.926 3 CASH No Friendly 1 No No No No 0.75 HCOA KM 11.00 CASH COM 155356043 06/29/84 09/04/84 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States Humana Hosp Garland(Humana) 44895Q 8062 8062 Sub. 100.00 100.00 100.0 np np 25.00 No Friendly 1 No No No No REPH 95413020 06/29/84 10/31/84 C Completed United States US Lennar Corp 700 Northwest 107th Ave 526057 1521/1522/1531/6531/6552/6162 1521 526057 US United States H Miller & Sons Inc 600370 1521/1522 1521 1 Raymond James & Associates Inc Public 100.00 100.0 24.000 np 24.30 1 CASH No Friendly 1 24.3 No No No No HSMTS LEN 24.00 /6719 CASHONLY 155360043 06/30/84 08/22/84 C Completed United States US Houston Oil Fields Co 442282 1311 1311 442282 US United States Sunnybrook Oil & Gas Inc 86745Q 1311 1311 Priv. 100.00 100.00 100.0 15.600 15.600 15.60 2 DEB No Friendly 1 No No No No HOFC COM 155366043 07/02/84 08/01/84 C Completed United States US Continental Telecom Inc 245 Perimeter Center Pkwy 212093 4813/3661/5065/7374/8742/2741 4813 212093 US United States Execucom Systems Corp (Travelers/Diebold Technology Co Inc) 9442 Capital of TX Hwy N 30150M 7372/7379 7372 Sub. 100.00 100.00 100.0 18.000 18.000 18.00 1 COM No Friendly 1 No No No No CTC P.O. Box 105194 155365043 07/02/84 07/02/84 C Completed United States US Equitec Financial Group Inc 7677 Oakport St 294588 6211/6289/6411/6531/7359 6211 294588 US United States First Maryland-Headquarters 32080Q 6512 6512 Sub. 100.00 100.00 100.0 np np 25.00 No Friendly 1 No No No No EFG P.O. Box 2470 97721020 07/02/84 07/01/85 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 KEEFE Keefe Bruyette & Woods Inc 1 US United States Trust Co of Georgia,Atlanta 25 Park Pl NE 898269 6022/6712 6022 1 Morgan Stanley & Co Public 100.00 100.00 100.0 1,167.230 1687.850 1,167.23 1 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc TRGA SU P.O. Box 2848 155381043 07/03/84 10/05/84 C Completed United States US Circle K Corp 3003 N Central Ave 172585 5411/5541/5921/2097/2099/2086 5411 172585 TARRISH Tarrish 1 US United States General Host-Little General 37006Q 5331 5331 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No Tarrish CRK 155398043 07/06/84 10/01/84 C Completed United States US Clear Channel Communications Inc 200 Concord Plaza 184502 4832/4833/7312 4832 184502 US United States Broad St Communications Corp 11125Q 4832 4832 Priv. 100.00 100.00 100.0 26.000 26.000 26.00 1 DEB No Friendly 1 No No No No CLCH Suite 600 155402043 07/06/84 01/28/85 C Completed United States US Boatmen's Bancshares Inc,St Louis,Missouri One Boatmen's Plaza 096650 6022/6712 6022 096650 01 US United States CharterCorp of Kansas City 161336 6021/6712 6021 1 Bankers Trust Co Public 100.00 100.00 100.0 295.772 np 240.00 5 CASH No Friendly 1 No No No No 0.175 CHHO BOAT 29.53 800 Market Street COM COM COM CASH 155401043 07/06/84 07/14/84 C Completed United States US Gearhart Industries Inc 1100 Everman Road 368298 3533/1389 3533 368298 DBL Drexel Burnham Lambert 1 US United States Geosource Inc 373647 1382/1389 1382 1 First Boston Corp Public 100.00 100.00 100.0 np np 350.00 2 COM No Friendly 1 No No No No Drexel Burnham Lambert GSE GOI PFD 155405043 07/09/84 12/05/85 C Completed United States US Templeton Energy Inc 333 North Belt 880194 1311 1311 880194 US United States Amarex, Inc 023006 1311 1311 Public 100.00 100.00 100.0 30.595 np 55.50 2 PFD No Friendly 1 No No No No AMRX TMPL 3.49 Ste 400 COM 155414043 07/09/84 02/01/85 C Completed United States US Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 022771 US United States Medford Corp North Pacific Highway 584139 2421/2435/2621 2421 1 Goldman Sachs & Co Public 100.00 100.00 100.0 145.932 np 110.00 3 CASH No Hostile 1 No No No No 1.5 MFRD AGM 44.00 First Security Bank Bldg COM CASH 155415043 07/09/84 09/03/85 C Completed United States US Advance Circuits Inc 5929 Baker Road 007383 3672 3672 007383 US United States Multaplex-Circuit Division 62562Q 3672 3672 Sub. 100.00 100.00 100.0 np np 18.20 1 COM No Friendly 1 No No No No ADVC Suite 470 155429043 07/11/84 12/21/84 C Completed United States US First Kentucky National Corp, Louisville,Kentucky 101 South Fifth Street 320652 6021/7374/6311/6321/6282/6211 6021 320652 01 US United States Third National Bank,Ashland, Kentucky 1000 Carter Ave 884204 6021 6021 Public 100.00 100.00 100.0 18.337 np 18.50 3 CASH No Friendly 1 No No No No 0.01 FKYN 83.35 3700 First Natl Tower /6712 CASH COM 155441043 07/12/84 10/30/84 C Completed United States US Louisiana Land & Exploration Co 909 Poydras Street 546268 1311/2911 1311 546268 MS Morgan Stanley & Co 1 US United States Louisiana Land Offshore Exploration 546272 1311 1311 Public 100.00 18.00 100.0 112.456 np 18.10 3 CASH No Friendly 1 No No No No 0.425 Morgan Stanley & Co LLOE LLX 10.00 CASH COM 155439043 07/12/84 10/30/84 C Completed United States US TIE/Communications Inc 8500 West 110th Street 872464 3661/3613/5065/5999 3661 872464 SAL Salomon Brothers 1 01 US United States Technicom International Inc (TIE/Communications Inc) 878540 3661 3661 1 Merrill Lynch Capital Markets Public 100.00 43.00 100.0 63.966 np 63.896 2 COM No Friendly 1 No No No No 0.45 0.4 Salomon Brothers TCM TIE 3.41 COM 155455043 07/16/84 12/04/84 C Completed United States US Interlake Inc 550 Warrenville Road 458702 3535/3537/3565/2542/2671/3496 3535 458702 US United States Chem-tronics Inc 163532 3724/7699 3724 Public 100.00 100.00 100.0 56.166 np 51.70 3 CASH No Friendly 1 No No No No CTRN IK 23.50 /3399 COM CASH 155451043 07/16/84 11/19/84 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 US United States Phalo Corp(Transitron) 900 Holt Avenue 71709W 3678 3678 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 20.30 No Friendly 1 No No No No CBE Suite 5800 /3625/3612/3613/3491/3429 Manchester 155464043 07/19/84 12/04/84 C Completed United States US Fleming Cos Inc 6301 Waterford Blvd 339130 5411/5141 5411 339130 MLCM Merrill Lynch Capital Markets 1 US United States United Grocers Ltd 910553 5141/5142/5122 5141 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 73.1 73.100 73.10 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets FLM Po Box 299013 155474043 07/20/84 W Withdrawn United States US Hawkeye Bancorp 222 Equitable Building 420155 6022/6712 6022 420155 US United States United Central Bancshares Inc 6Th & Locust 90983Y 6021/6022 6021 Public 100.00 100.00 100.0 np np 63.00 1 COM No Friendly 1 No No No No HWKB 604 Locust Street 155479043 07/20/84 08/09/84 C Completed United States US KMart Corp 3100 West Big Beaver Road 482584 5399/5942/5331 5399 482584 US United States Waldenbook Co Inc(Carter Hawley Hale Stores) 201 High Ridge Rd 93118Q 5942 5942 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 295.00 No Friendly 1 No No No No KM 155483043 07/23/84 W Withdrawn United States US Pillsbury Co Pillsbury Center 721510 5812/2041/2045/2033/2038/2037 5812 721510 US United States Joan Of Arc Co 477679 2033/2032 2033 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 np np 40.00 3 CASH No Friendly 1 No No No No PSY 16.83 COM CASH 155502043 07/25/84 09/04/84 C Completed United States US Joy Manufacturing Co 301 Grant St 481196 3532/3823/5082/5075 3532 481196 US United States Foster Cathead(Galveston Co Water Authority) 35005Q 3532 3532 Sub. 100.00 100.00 100.0 np np 40.00 No Friendly 1 No No No No JOY 155517043 07/26/84 W Withdrawn United States US Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 022771 US United States Baker Fentress & Co 200 W Madison St 057213 6726 6726 Public 100.00 100.00 100.0 319.109 np 320.00 3 CASH No Friendly 1 No No No No BKFR AGM 40.00 First Security Bank Bldg COM CASH 155523043 07/26/84 07/26/84 C Completed United States US TransAmerica Corp The Transamerica Pyramid 893485 6311/6331/6411/6141/6159/7359 6311 893485 US United States Hershey Oil Corp 101 W Walnut St 427879 1311 1311 Public 100.00 29.19 57.3 34.464 np 10.06 3 CASH No Neutral 1 No No No No HSO TA 6.00 600 Montgomery Street COM CASH 155522043 07/26/84 12/31/84 C Completed United States US Realty Industries Inc 756120 6531/6552/6512/6513 6531 756120 US United States Old Dominion Real Estate Investment Trust 679592 6798/6512 6798 Public 100.00 100.00 100.0 60.000 60.000 60.00 1 COM No Friendly 1 No No No No ODRES REAT 155513043 07/26/84 07/26/84 C Completed United States US Kirby Exploration Co Inc 1717 St James Pl 497266 4449/1311/6331 4449 497266 US United States Petro-Lewis-Oil & Gas Property 71645R 1311 1311 Sub. 100.00 100.00 100.0 27.7 27.700 27.70 No Friendly 1 No No No No KEX Suite 500 155527043 07/27/84 11/28/84 C Completed United States US American Fructose Corp 250 Harbor Drive 026296 2046/5149 2046 026296 US United States Amstar Corp-Dimmitt Corn 1251 Ave of the Americas 03217T 2046 2046 Sub. 100.00 100.00 100.0 np np 50.00 1 DEB No Friendly 1 No No No No AFC PO Box 10128 155538043 07/30/84 10/08/84 C Completed United States US Key Bancshares of West Virginia Inc 493065 6022/6712 6022 493065 US United States National Bank, Logan, WV 229 Stratton Street 633789 6021 6021 Priv. 100.00 100.00 100.0 10.501 np 15.934 3 PFD No Friendly 1 No No No No 39.38 NOTE COM 155535043 07/30/84 11/20/84 C Completed United States US Champion International Corp One Champion Plaza 158525 2621/2631/2657/2671/2672/2421 2621 158525 GS Goldman Sachs & Co 1 US United States St Regis Corp 793453 2621 2621 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 2,723.336 np 2,004.00 5 COM No Friendly 1 No No No No 5.0 6.4 Goldman Sachs & Co CHA 55.50 /2436/2435 COM COM CASH CASH 155534043 07/30/84 12/07/84 C Completed United States US John Blair & Co 1290 Ave of the Americas 092815 4832/4833/7313/8742/7812/2752 4832 092815 US United States WKID-TV(Oak Industries Inc) 929KID 4841 4841 1 Smith Barney, Harris Upham Sub. 100.00 100.00 100.0 np np 17.90 No Friendly 1 No No No No BJ 155546043 07/31/84 12/14/84 C Completed United States US Times Mirror Co 220 W 1st St 887360 2711/2731/2721/2759/4841/4833 2711 887360 US United States Call-Chronicle Newspapers Inc 13090Q 2711 2711 1 PaineWebber Priv. 100.00 100.00 100.0 108.000 108.000 108.00 1 NOTE No Friendly 1 No No No No TMC /2621 155548043 07/31/84 08/31/84 C Completed United States US Capital Cities Communications Inc 24 East 51st St 139861 4833/4832/4841/2711/2721/2731 4833 139861 US United States Institutional Investor Inc 488 Madison Ave 457761 2711 2711 Public 100.00 100.00 100.0 70.000 70.000 70.00 No Friendly 1 No No No No CCB /8731/8732/7375 155563043 08/01/84 09/18/84 C Completed United States US Prime Motor Inns Inc 700 Rt 46E 741562 7011/5812/5813/1542/6794/6719 7011 741562 US United States American Motor Inns Inc 1917 Franklin Rd 027591 7011/5812/5063 7011 2 Ladenburg Thalmann & Co Public 100.00 100.00 100.0 310.966 np 216.00 3 CASH No Friendly 1 No No No No INN PDQ 21.50 Legg COM CASH 155570043 08/01/84 04/01/85 C Completed United States US Valley Bancorp,Appleton, Wisconsin 100 West Lawrence Street 919291 6022/6712 6022 919291 01 US United States Bancwis Corp 059792 6022/6712 6022 1 Robert W Baird & Co Inc Public 100.00 100.00 100.0 20.441 np 18.444 5 CASH No Friendly 1 No No No No 0.065 VYBN 29.00 COM COM COM CASH 155567043 08/01/84 08/01/84 C Completed United States US Farah Co Inc 8889 Gateway Blvd W 307387 2325/2326/2311/2339/5136/5137 2325 307387 US United States Generra Sportswear(Farah Inc) 18 W Mercer 37150Q 2321/2325/2331/2339 2321 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 35.000 35.000 35.00 1 COM No Friendly 1 No No No No FRA 155564043 08/01/84 08/01/84 C Completed United States US Dynatech Corp 3 New England Executive Park 268138 3669/3825/3577/5045/6719 3669 268138 US United States Sensors Inc 6812 South State Rd 81726T 3826 3826 Priv. 100.00 100.00 100.0 10.023 10.023 10.023 1 COM No Friendly 1 No No No No DYNA 155584043 08/03/84 10/22/84 C Completed United States US Pacific Lumber Co 5847 San Felipe 694529 2421/3549/3569/3443/5084 2421 694529 US United States Timberland(Louisiana-Pacific) 54634K 0811 0811 Sub. 100.00 100.00 100.0 np np 24.00 No Friendly 1 No No No No PL Suite 2600 155587043 08/03/84 03/01/85 C Completed United States US Merchants Bancorp Inc 59 Wall St 588437 6022/6712 6022 588437 US United States Number One Bancorp, Inc 669907 6029 6029 Priv. 100.00 100.00 100.0 18.34 np 18.34 5 CASH No Friendly 1 No No No No NMBC 28.00 COM COM COM CASH 155588043 08/04/84 08/04/84 C Completed United States US Fair Lanes Inc 10944 Beaver Dam Road, Suite B 303261 7933/5812/6512 7933 303261 US United States Fair Lanes Inc 10944 Beaver Dam Road, Suite B 303261 7933/5812/6512 7933 Public 100.00 50.00 50.0 122.096 np 33.313 3 CASH No Not Appl. 1 No No No No FAIR FAIR 5.12 COM CASH 155589043 08/05/84 08/05/84 C Completed United States US Summit Health Ltd 2600 W Magnoia Blvd 866064 8062/8051/8052/8059/8093 8062 866064 US United States Eisenhower Hospital 28257Q 8062 8062 Priv. 100.00 100.00 100.0 12.2 12.200 12.20 No Friendly 1 No No No No SUMH 155598043 08/06/84 09/10/84 C Completed United States US Merrill Lynch & Co Inc 4 World Financial Center 590188 6211/6798/6411/6282/6712 6211 590188 US United States Becker Paribas 07567Q 6211 6211 1 James D Wolfensohn Inc Priv. 100.00 100.00 100.0 100.000 100.000 100.00 1 COM No Friendly 1 No No No No MER 250 Vesey St 155594043 08/06/84 W Withdrawn United States US TRW Inc 1900 Richmond Road 872649 3714/3465/3621/3519/8711/3761 3714 872649 US United States DAB Industries Inc One Ajax Drive 233025 3714/5531 3714 Priv. 100.00 100.00 100.0 38.895 np 22.80 3 CASH No Friendly 1 No No No No TRW 12.75 /3764/7373/3612/3679/3674/8748 Ste 202 COM /3812 CASH 155593043 08/06/84 10/18/84 C Completed United States US IC Industries Inc One Illinois Center 449268 4011 4011 449268 SAL Salomon Brothers 1 01 US United States Pneumo Abex Corp 4800 Prudential Tower 730196 3728/3829/5411/5141/5912/5122 3728 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 657.624 np 562.00 5 CASH No Friendly 1 No No No No 2.475 3.513 Salomon Brothers PNC ICX 38.00 CASH COM COM COM 155599043 08/06/84 09/28/84 C Completed United States US PaineWebber Group Inc 1285 Avenue of the Americas 69563L 6211/6282/6722/6726/6799/6289 6211 69563L PAINE-W PaineWebber 1 US United States Rouse Real Estate Finance (Rouse Co) 10275 Little Patuxent Pkwy 77927Q 6162 6162 Sub. 100.00 100.00 100.0 50.500 50.500 50.50 3 COM No Friendly 1 No No No No PaineWebber PWJ /6411/6221/6732/6733 NOTE CASH 124948020 08/07/84 02/06/85 C Completed United States US Calmar Inc 333 South Turnbull Canyon Road 131262 3561/3089/5085/5162 3561 131262 US United States Realex Corp 756040 3089 3089 1 Kidder Peabody & Co Inc Priv. 100.00 100.0 17.4 17.400 17.40 1 CASH No Friendly 1 17.4 No No No No CLMI 48.10 CASHONLY 155603043 08/07/84 10/22/84 C Completed United States US New Century Entertainment Corp 150 El Camino Drive 643523 7812 7812 643523 US United States SLM Inc(SLM International Inc) 78441M 6799 6799 Priv. 100.00 100.00 100.0 12.000 12.000 12.00 1 COM No Friendly 1 No No No No NUCP Suite 110 155615043 08/08/84 08/08/84 C Completed United States US Waxman Industries Inc 24460 Aurora Road 944124 3432/3643/3999/5961/5074/5063 3432 944124 US United States Barnett Brass & Copper Inc 06805T 3432/3463 3432 Priv. 100.00 100.00 100.0 25.000 25.000 25.00 No Friendly 1 No No No No WAXM /5072 155616043 08/08/84 02/01/85 C Completed United States US First Florida Banks Inc First Florida Tower 320264 6021/6712 6021 320264 US United States First Bank & Trust Co,Bellair, Florida 319692 6022 6022 Public 100.00 100.00 100.0 31.7 np 31.70 No Friendly 1 No No No No FFBK 75.18 111 Madison Street 155611043 08/08/84 08/23/84 C Completed United States US Chesebrough-Pond's Inc 33 Benedict Place 165339 2844/2834/2842/2099/2369/2257 2844 165339 SLH Shearson Lehman Hutton 1 US United States Polymer Corp(ACF Holdings) 2120 Fairmont Ave 731741 3082/3052/3089/3479 3082 Sub. 100.00 100.00 100.0 np np 95.00 No Friendly 1 No No No No Shearson Lehman Hutton CBM /2098/2879/3089/3949/3021 P.O. Box 422 155624043 08/09/84 10/02/84 C Completed United States US Dillard Department Stores Inc 3929 Mccain Blvd #4K 254063 5311 5311 254063 US United States John A Brown(Dayton-Hudson) 11571P 5311 5311 Sub. 100.00 100.00 100.0 np np 140.00 No Friendly 1 No No No No DDS 155625043 08/10/84 W Withdrawn United States US Health Resources Corp of America 12 Greenway Plaza 421908 8011 8011 421908 US United States Houstonian Inc 442443 8011 8011 Public 100.00 100.00 100.0 np np 46.00 1 COM No Friendly 1 No No No No WELL HRCA Ste 1400 155636043 08/13/84 12/20/84 C Completed United States US NL Industries Inc 3000 N. Sam Houston Pkwy East 629156 1389/1382/3533/5082/2816/2819 1389 629156 US United States Digicon Inc 3701 Kirby Dr 253804 1382/1389/7374 1382 1 Shearson Lehman Hutton Public 100.00 64.00 64.0 161.51 np 28.20 3 CASH No Neutral 1 No No No No DGC NL 4.00 Suite 112 CASH COM 155645043 08/14/84 04/15/85 C Completed United States US Pacific Telecom Inc 805 Broadway 694876 4813/6719 4813 695114 US United States Continental Telephone Co- Telephone Cos 21209W 4813/4812/4899 4813 Sub. 100.00 100.00 100.0 np np 100.00 No Friendly 1 No No No No PTCM 155643043 08/14/84 11/29/84 C Completed United States US British Land Of America 110824 6798 6798 110824 US United States Headquarters(Leucadia National Corp) 52728Q 6512 6512 Sub. 100.00 100.00 100.0 np np 30.00 1 A No Friendly 1 No No No No 155652043 08/14/84 11/29/84 C Completed United States US British Land Of America 110824 6798 6798 110824 US United States Office Building(Leucadia) 52728V 6512 6512 Sub. 100.00 100.00 100.0 np np 33.00 No Friendly 1 No No No No 155641043 08/14/84 W Withdrawn United States US Mark IV Industries Inc 501 John James Audubon Parkway 570387 3052/3823/3577/3669/3663/3651 3052 570387 DBL Drexel Burnham Lambert 1 US United States REDM Industries Inc 749485 3612/3613/3629/3678/3679/3089 3612 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 27.486 np 26.945 3 CASH No Hostile 1 No No No No 0.2 0.25 Drexel Burnham Lambert IV 18.00 P.O. Box 810 /3679/5046/5045/5065/5099/8711 /3482 CASH COM 155642043 08/14/84 08/14/84 C Completed United States US Madison Resources Inc 645 Madison Ave 558196 1311 1311 558196 WER Wertheim 1 US United States Universal Resources Corp 79 S State St 913802 1311/1382/1381/1389/5084 1311 1 Drexel Burnham Lambert Public 100.00 34.40 59.4 204.534 np 39.494 3 CASH No Neutral 1 No No No No Wertheim UVR MAD 13.00 CASH COM 155655043 08/15/84 09/07/84 C Completed United States US Real Estate Investment Properties 5530 Wisconsin Ave 755891 6798 6798 755891 US United States United States Equity & Mortgage Trust 3625 Ruffin Road 310 911816 6798 6798 Public 100.00 100.00 100.0 10.738 np 11.636 3 CASH No Friendly 1 No No No No HPS 10.00 Suite 1148 COM CASH 155667043 08/16/84 08/16/84 C Completed United States US Litton Industries Inc 21240 Burbank Boulevard 538021 3812/3669/3663/3625/3731/3462 3812 538021 US United States Petrophysical Services 71671Q 1381 1381 Priv. 100.00 100.00 100.0 11.2 11.200 11.20 No Friendly 1 No No No No LIT /3728/3823/3571 155669043 08/16/84 11/20/84 C Completed United States US FoxMeyer Corp 1220 Senlac 351653 5122 5122 351653 US United States Yahr-Lange Inc 98431F 5122 5122 Priv. 100.00 100.00 100.0 15.250 15.250 15.25 No Friendly 1 No No No No FXM 155674043 08/17/84 11/01/84 C Completed United States US Data I/O Corp 6464 185Th Avenue N.E. 237690 7371/3577/3674 7371 237690 HAMBRECHT Hambrecht & Quist 1 US United States FutureNet Corp 9310 Topanga Canyon Blvd 36090Q 7373/5065 7373 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 26.000 26.000 26.00 1 COM No Friendly 1 No No No No Hambrecht & Quist FNET DAIO Suite 101 155679043 08/17/84 11/08/84 C Completed United States US McGraw-Hill Inc 1221 Ave of the Americas 580645 2731/2721/2711/2741/6289/4832 2731 580645 KP Kidder Peabody & Co Inc 1 US United States Monchik-Weber Corp 609192 3571/7371 3571 1 Prudential-Bache Securities Public 100.00 100.00 100.0 53.333 np 55.30 3 CASH No Friendly 1 No No No No 0.15 Kidder Peabody & Co Inc MWCH MHP 15.00 /4833/7372 CASH COM 97441020 08/17/84 02/20/85 C Completed United States US Triton Group Ltd(Fuqua Industries Inc) 1020 Prospect St 896755 5088/5113/6552/6719 5088 361028 US United States Republic Corp 760354 3312/3728/3695/7336/2752/2759 3312 2 Bear Stearns & Co Inc Public 76.65 23.35 100.00 100.0 157.582 154.876 127.00 2 CVTPFD No Friendly 1 97.4 No No No No TGL 43.00 2nd Floor EF Hutton & Co Inc CASH 155677043 08/17/84 05/03/85 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 US United States Southwestern Bank 84533M 6021 6021 Priv. 100.00 100.00 100.0 11.2 np 11.20 2 COM No Friendly 1 No No No No TXA 32.00 COM 155687043 08/20/84 03/14/86 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 US United States Hershey Bank(PNC Financial Corp) 9 W Chocolate Avenue 42784Q 6022 6022 1 Ryan Beck & Co Sub. 100.00 100.00 100.0 15.500 np 15.50 3 CASH No Friendly 1 No No No No 0.25 PNC 77.50 Fifth Avenue and Wood Street COM CASH 124447020 08/21/84 08/27/85 C Completed United States US Midway Airlines Inc Chicago Midway Airport 598130 4512 4512 598130 US United States Air Florida Inc 009111 4512 4512 Public 91.01 8.99 100.00 100.0 44.500 44.500 44.50 2 CASH No Friendly 1 40.5 No No No No MDWY 5959 South Cicero Ave CVTPFD 155699043 08/22/84 11/02/84 C Completed United States US Cabot Corp Two Seaport Lane 127055 2895/2819/2899/3339 2895 127055 MS Morgan Stanley & Co 1 US United States Westar Transmission(Pioneer) 72402Q 4613 4613 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 np np 300.00 1 A No Friendly 1 No No No No Morgan Stanley & Co CBT Suite 1300 155707043 08/23/84 01/17/85 C Completed United States US Price Communications Corp 45 Rockefeller Plaza 741437 4833/4832/2711/2731/7312/4812 4833 741437 MS Morgan Stanley & Co 1 US United States WEEK-TV(Price Communications Corp) 2907 Springfield Rd 929EEK 4833 4833 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 28.00 No Friendly 1 No No No No Morgan Stanley & Co PR Ste 3201 141783020 08/28/84 01/29/85 C Completed United States US Bell Atlantic Corp 1095 Avenue Of The Americas 077853 4813/4812/4899/7372 4813 077853 MLCM/SLH Merrill Lynch Capital Markets 2 US United States Management Assistance Inc- Sorbus Service Division 55289F 7378/7379 7378 2 Merrill Lynch Capital Markets Sub. 10.91 100.00 100.0 np np 179.60 2 COM No Friendly 1 160.0 No No No No 1.75 1.75 0.875 1.75 Merrill Lynch Capital Markets BEL Shearson Lehman Hutton Shearson Lehman Hutton CASH 0.875 Shearson Lehman Hutton 155733043 08/29/84 08/29/85 W Withdrawn United States US Hunt Manufacturing Co 230 South Broad Street 445636 3951/3421/2679/2521/2522/3579 3951 445636 US United States Innovative Concepts Inc 8200 Greensboro Drive 45764R 7372 7372 Priv. 100.00 100.00 100.0 np np 18.00 1 COM No Friendly 1 No No No No HUN Suite 700 155732043 08/29/84 01/07/85 C Completed United States US Whitney Holding Corp,New Orleans,Louisiana 228 St Charles Avenue 966612 6021/6712 6021 966612 01 US United States NBC Bancshares Inc 628728 6021/6712 6021 1 Golembe Associates Public 100.00 100.00 100.0 55.812 np 53.033 3 CASH No Friendly 1 No No No No 0.055 WTNY 85.00 CASH COM 155731043 08/29/84 08/29/84 C Completed United States US Coastal Corp Coastal Tower 190441 4923/4922/4924/2911/5171/5541 4923 190441 US United States Quintana Petroleum Corp-Oil Refinery 74875Q 2911 2911 Sub. 100.00 100.00 100.0 np np 12.00 No Friendly 1 No No No No CGP Nine Greenway Plaza /4613/1221/6719/5411 155743043 08/30/84 11/01/84 C Completed United States US Southwest Gas Corp 5241 Spring Mountain Road 844895 4923/4922/4925/4932/4924/1623 4923 844895 US United States Gas Distribution(Arizona Pub) 04055Q 4924 4924 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 120.00 No Friendly 1 No No No No SWX P.O. Box 98890 /6719 155739043 08/30/84 10/31/84 C Completed United States US Limited Inc Three Limited Pkwy 532716 5621/5632/5137/5611/5961/5947 5621 532716 US United States Atherton Industries(Lucky Stores) 04742Q 5411/5311/5531/5949 5411 Sub. 100.00 100.00 100.0 np np 15.00 No Friendly 1 No No No No LTD P.O. Box 1600 /5136 155740043 08/30/84 10/16/84 C Completed United States US Ralston Purina Co 835 South 8th Street 751277 2047 2047 751277 US United States Continental Baking Co(ITT Corp) Checkerboard Sq 211021 2051/2038 2051 2 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 475.00 No Friendly 1 No No No No RAL Lazard Freres & Co LLC 155742043 08/30/84 03/28/85 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 01 US United States United Michigan Corp 910870 6021/6712 6021 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 77.755 np 77.755 5 CASH No Friendly 1 No No No No 0.7 NBD 56.10 /6022/6021 COM COM COM CASH 155749043 08/31/84 11/29/84 C Completed United States US Sunshine Mining Co 877 W. Main Street 867833 1044/1099/1021/1311/1382/1041 1044 867833 01 US United States First Matagorda Corp Two Shell Plaza 320903 1311 1311 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 38.009 np 29.504 2 COM No Friendly 1 No No No No 0.45 FMAT SSC 10.38 Suite 600 COM 155759043 08/31/84 12/11/84 C Completed United States US Owens-Illinois Inc One Seagate 690768 3221/3229/3085/3089/8051/8052 3221 690768 LAZ Lazard Freres & Co LLC 1 US United States Health Care & Retirement Corp of America One Seagate 421901 8051 8051 Public 100.00 100.00 100.0 155.556 np 99.688 3 CASH No Friendly 1 No No No No Lazard Freres & Co LLC HCRX OL 22.00 /8059 CASH COM 97449020 08/31/84 04/01/85 C Completed United States US Mediplex Group Inc 15 Walnut St 584916 8069/8093/8051/8059/1542 8069 584916 US United States Retirement Centers of America Inc 456 NE 291 Highway 76129F 8741/8742/8051/8052/8059 8741 Priv. 42.86 57.14 100.00 100.0 10.500 10.500 10.50 2 NOTE No Friendly 1 4.5 No No No No MPLX CASH 155750043 08/31/84 08/31/84 C Completed United States US United Cable Television Corp (UTD Cable TV Corp) 2930 East Third Ave 909695 4841 4841 90337V US United States Telecommunications Inc-Cable TV 5455 S Valentia Way 87924R 4841 4841 Sub. 100.00 100.00 100.0 25.600 25.600 25.60 No Friendly 1 No No No No UCT 97750020 09/03/84 09/03/84 C Completed United States US United Cable Television Corp (UTD Cable TV Corp) 2930 East Third Ave 909695 4841 4841 90337V US United States Tele-Communications Inc-2 Cable Television Systems 5455 S Valentia Way 87924T 4899 4899 Sub. 100.00 100.00 100.0 np np 25.60 1 COM No Friendly 1 No No No No UCT 155770043 09/04/84 12/31/84 C Completed United States US American Stores Co 709 East South Temple 030096 5411/5912 5411 013104 US United States Alpha Bytes Computer Corp (Alpha Bytes Inc) 521 Buffalo Ave 02084A 7372 7372 Priv. 100.00 100.00 100.0 np np 55.00 No Friendly 1 No No No No ASC 122737020 09/04/84 04/09/85 C Completed United States US Bank of Virginia Co 7 North 8th St 065446 6022/6712 6022 065446 US United States Citizens Trust Co,Virginia 177253 6021/6719 6021 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 134.426 134.426 29.00 2 CASH No Friendly 1 29.0 No No No No BKV 48.50 NOTE 155763043 09/04/84 01/24/85 C Completed United States US Pacific First Federal Savings Bank Tacoma Financial Center 694278 6035 6035 694278 SAL Salomon Brothers 1 US United States Transamerica Mortgage (Transamerica Corp) 600 Montgomery St 89350Q 6162 6162 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 60.50 1 NOTE No Friendly 1 No No No No Salomon Brothers PFFS 1145 Broadway 155775043 09/05/84 12/31/84 C Completed United States US American Healthcare Management Inc 660 American Avenue 026496 8011 8011 026496 US United States Four Hospitals(Humana) 35084Q 8062 8062 Sub. 100.00 100.00 100.0 np np 64.00 No Friendly 1 No No No No AHIO3 Suite 200 155777043 09/05/84 09/05/84 C Completed United States US Commercial Federal Corp,Omaha, Nebraska 2120 South 72nd St 201647 6035/6712 6035 201647 US United States Systems Marketing Inc (Commercial Federal Corp) 872031 7377 7377 Sub. 100.00 81.30 81.3 13.038 13.038 10.60 1 NOTE No Neutral 1 No No No No CFB 155787043 09/06/84 05/11/85 C Completed United States US Dominion Bankshares Corp, Roanoke,Virginia 213 S Jefferson St 257183 6022/6712 6022 257183 US United States Bank of West Point 06567Q 6021 6021 Priv. 100.00 100.00 100.0 19.898 np 19.898 3 CASH No Friendly 1 No No No No DMBK 83.50 P.O. Box 13327 COM CASH 155782043 09/06/84 W Withdrawn United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Health Resources Corp of America 12 Greenway Plaza 421908 8011 8011 Public 100.00 100.00 100.0 195.465 np 330.00 2 COM No Friendly 1 No No No No HRCA HCA 17.55 Ste 1400 DEB 155789043 09/06/84 10/12/84 C Completed United States US Instrument Systems Corp 100 Jericho Quadrangle 457794 2591/3429 2591 457794 DBL Drexel Burnham Lambert 1 US United States Oneita Knitting Mills Inc 682658 2251/2252/2253 2251 1 Prudential-Bache Securities Public 100.00 100.00 100.0 28.864 np 14.175 3 CASH No Friendly 1 No No No No 0.05 Drexel Burnham Lambert ISY 7.00 CASH COM 155783043 09/06/84 12/11/84 C Completed United States US Pacific Lighting Corp 810 South Flower st 694478 4923/5912/5941/1311/6719 4923 694478 US United States Presley Cos 17991 Mitchell So 741029 1521/6552/7997 1521 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 125.430 np 100.00 2 COM No Friendly 1 No No No No PLT 16.39 COM 155790043 09/07/84 10/18/84 C Completed United States US Borden Inc 180 East Broad Street 099599 2026/2024/2022/2021/2096/2051 2026 099599 US United States Coca-Cola Co-Ronco Enterprises 19123Q 2098 2098 Sub. 100.00 100.00 100.0 np np 30.00 No Friendly 1 No No No No /2098/2032/2038/2064/2099/2891 /2842/2899/2869 155797043 09/07/84 06/01/85 C Completed United States US Sun Banks Inc,Orlando,Florida 200 S Orange Ave 866635 6022/6021/6162/6411/6712 6022 866635 US United States Hernando Banking Corp 42764Q 6036 6036 Priv. 100.00 100.00 100.0 24.15 np 24.15 2 COM No Friendly 1 No No No No SU 120.75 P.O. Box 2848 COM 155806043 09/10/84 02/01/85 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 US United States Chevron Corp-Refining Div 16675R 1311 1311 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 690.00 No Friendly 1 No No No No SRD /1021/1222/3714 155805043 09/10/84 10/31/84 C Completed United States US Witco Corp 1 American Lane 977385 2869/2843/2911/2992/3356/2895 2869 977385 US United States Continental Carbon Co 16850 Park Row 21120Q 2895/2816 2895 Sub. 100.00 100.00 100.0 np np 23.00 No Friendly 1 No No No No WIT /3496/3535/3541/5169/5172/5084 96836020 09/11/84 03/14/85 C Completed United States US Marine Corp, Milwaukee Wisconsin 111 E Wisconsin Ave 568236 6022/6021/6512/7374/6211 6022 568236 MS Morgan Stanley & Co 1 US United States Independence Bank Group Inc 453406 6021/6712 6021 Public 100.00 100.0 369.309 369.309 52.00 2 CUMCVTPFD No Friendly 1 52.0 No No No No Morgan Stanley & Co MCRP 33.00 CASH 155817043 09/12/84 02/04/85 C Completed United States US Hess's Department Stores Inc (Crown American Corp) 831-45 Hamilton Mall 428092 5311 5311 22818Q US United States Rices Nachmans(Phillips-Van Heusen Corp) 71857Q 5311 5311 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No HSS 155837043 09/13/84 09/13/84 C Completed United States US NERCO Inc(Inner PacifiCorp Inc/PacifiCorp) 500 NE Multnomah 640808 1221/1041/1044/1081/1311 1221 695114 US United States MAPCO-Mine 56509T 1221/1222 1221 Sub. 100.00 100.00 100.0 np np 22.30 No Friendly 1 No No No No NER Suite 1500 155840043 09/13/84 12/04/84 C Completed United States US Freeport-McMoRan Inc 1615 Poydras St 356714 1081/1479/1021 1081 356714 LAZ Lazard Freres & Co LLC 1 US United States Midlands Energy Co 597803 1311 1311 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 298.88 np 250.50 5 CASH No Friendly 1 No No No No 1.0 2.5 Lazard Freres & Co LLC FTX 30.00 COM CASH DEB CASH 155829043 09/13/84 12/26/84 C Completed United States US Schlumberger Ltd 5599 San Felipe 806857 1389/1382/8742/8748/7372/7373 1389 806857 LAZ Lazard Freres & Co LLC 1 01 US United States SEDCO Inc 219 N Jackson Rd 815246 1311 1311 1 Goldman Sachs & Co Public 100.00 100.00 100.0 1,158.131 np 967.00 5 CASH No Friendly 1 No No No No 1.5 Lazard Freres & Co LLC SED SLB 48.00 17Th Floor /7379 Ste 101 CASH COM COM COM 97675020 09/14/84 01/03/85 C Completed United States US Bergen Brunswig Corp 4000 Metropolitan Dr 083739 5122/5047/7822/5064/5045/5065 5122 083739 BEAR Bear Stearns & Co Inc 1 US United States Synergex Corp 871909 5122/5047 5122 1 Goldman Sachs & Co Public 100.00 100.0 79.200 np 79.00 1 CASH No Friendly 1 79.0 No No No No Bear Stearns & Co Inc SNRG BBC 18.00 CASHONLY 155849043 09/17/84 09/17/84 C Completed United States US InterNorth Inc 2223 Dodge Street 460575 1311 1311 460575 US United States Chemplex Co(Texaco) 16390W 2821 2821 Sub. 100.00 100.00 100.0 np np 212.00 No Friendly 1 No No No No INI 155848043 09/17/84 09/27/85 C Completed United States US First Commerce Corp,New Orleans,Louisiana 201 St Charles Avenue 319779 6021/6712 6021 319779 GS Goldman Sachs & Co 1 01 US United States First Natl Bk-Lake Charles PO Box 1889 32931Q 6021 6021 1 Sheshunoff & Co Inc Priv. 100.00 100.00 100.0 27.000 np 27.00 2 DEB No Friendly 1 No No No No 0.088 0.01 Goldman Sachs & Co FCOM 180.00 CASH 155852043 09/18/84 06/01/85 C Completed United States US Merchants Bancorp Inc, Allentown,Pennsylvania 702 Hamilton mall 588444 6022/6021/6712 6022 588444 01 US United States Wyoming National Bank, Wilkes-Barre, Pa 983391 6021 6021 1 Janney Montgomery Scott Inc Priv. 100.00 100.00 100.0 44.183 np 38.70 5 CASH No Friendly 1 No No No No 0.1 MRBA 74.00 COM COM COM CASH 96960020 09/19/84 02/03/85 C Completed United States US Giant Portland & Masonry Cement Co 16 Berry Hill Rd 374532 3241 3241 374532 DBL Drexel Burnham Lambert 1 US United States Keystone Portland Cement 7292 Park Drive 493584 1422/3241 1422 Priv. 100.00 100.00 100.0 15.000 15.000 15.00 2 CASH No Friendly 1 No No No No Drexel Burnham Lambert GPO PFD 155861043 09/19/84 01/22/85 C Completed United States US Jacor Communications Inc 1300 PNC Center 469858 4832 4832 469858 US United States WBBG-AM(Robinson-Guild Broadcasting Co) 929BBG 4832 4832 Sub. 100.00 100.00 100.0 np np 12.80 1 NOTE No Friendly 1 No No No No JCOR 201 East Fifth Street 155872043 09/20/84 12/13/84 C Completed United States US Chapman Energy Inc 9400 N Central Expwy 159512 1311/4922 1311 89705T US United States Bunker Exploration Co 12058Q 1311/2911 1311 Priv. 100.00 100.00 100.0 21.800 21.800 21.80 No Friendly 1 No No No No CHPN 155881043 09/21/84 11/01/84 C Completed United States US Hershey Foods Corp 100 Crystal A Drive 427866 2066/2064 2066 427866 US United States American Beauty Macaroni Co (Pillsbury Co) 024537 2098 2098 Sub. 100.00 100.00 100.0 np np 56.00 No Friendly 1 No No No No HSY 101404020 09/24/84 09/03/85 C Completed United States US Society Corp 127 Public Square 833663 6021/6022/6311/6331/8741/6799 6021 833663 FBC First Boston Corp 1 01 US United States Centran Corp 800 Superior Ave 156260 6035/6712 6035 1 Alex Brown & Sons Inc Public 42.46 22.18 35.37 100.00 100.0 1,818.734 1848.387 225.48 4 WAR No Friendly 1 95.7 No No No No 1.0 1.0 0.6 0.6 First Boston Corp CENB SOCI 36.00 /7374/6211/6162/6159/6712 CASH COM NONVOTPFD 155884043 09/24/84 12/20/84 C Completed United States US Mayflower Corp 9998 N Michigan Rd 578339 4213/4214/5012/5599/5064/5731 4213 578339 SBH Smith Barney, Harris Upham 1 US United States RW Harmon & Sons Inc 17327 S Hwy 71 41314Q 4151/5012/5599 4151 Priv. 100.00 100.00 100.0 24.000 24.000 24.00 1 NOTE No Friendly 1 No No No No Smith Barney, Harris Upham MFL /6719 155888043 09/24/84 01/31/85 C Completed United States US Midwest Communications Corp One Sperti Drive 597908 5064/1799 5064 597908 US United States UNR Industries Inc-Video Equipment 332 S Michigan Ave 90318M 3651/3663 3651 Sub. 100.00 100.00 100.0 np np 11.00 No Friendly 1 No No No No MCOM 97891020 09/24/84 02/14/85 C Completed United States US Dana Corp 4500 Dorr Street 235811 3714/3711/3713/3621/3625/3462 3714 235811 US United States Warner Electric Brake & Clutch 449 Gardner Street 934459 3566/3568/3625 3566 1 Donaldson Lufkin & Jenrette Public 100.00 100.00 100.0 157.500 np 157.50 1 CASH No Friendly 1 157.5 No No No No 30.00 /3594/3593/3568/6159 CASHONLY 155889043 09/25/84 W Withdrawn United States US Orrox Corp 687366 3861 3861 687366 US United States Adda Corp 00651T 6799 6799 Priv. 100.00 100.00 100.0 np np 13.175 1 COM No Friendly 1 No No No No ORR 3.88 122401020 09/26/84 01/09/85 C Completed United States US Lubrizol Corp 29400 Lakeland Boulevard 549271 2869/2865/2899/2911 2869 549271 SAL Salomon Brothers 1 US United States Agrigenetics Corp 35575 Curtis Blvd 008539 5191/0721/8731 5191 1 Morgan Stanley & Co Public 53.72 46.29 100.00 100.0 51.712 np 111.70 2 COM No Friendly 1 No No No No Salomon Brothers LZ 5.12 LIA 95322020 09/26/84 05/22/85 C Completed United States US HealthCare USA Inc 701 S Parker Street 392415 8062 8062 42220P DBL Drexel Burnham Lambert 1 US United States Independence Health Plan Inc 453436 8011/6324 8011 Public 46.67 100.0 117.000 np 118.00 2 CASH No Friendly 1 118.0 No No No No Drexel Burnham Lambert IHPI HSA 26.00 Suite 6000 CVTDEB 155900043 09/26/84 12/20/84 C Completed United States US Lincoln National Corp 150 North Radnor Chester Road 534187 6351/6331/6321/6311 6351 534187 US United States National Reinsurance Corp(The Continental Corp) 180 Maiden Ln 63736K 6321/6311/6331 6321 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 73.00 No Friendly 1 No No No No LNC 95578020 09/26/84 11/21/84 C Completed United States US International Business Machines Corp{IBM} 1 New Orchard Road 459200 3571/7371/7373/6159/3577/3572 3571 459200 SAL Salomon Brothers 1 US United States Rolm Corp 4900 Old Ironsides Dr 775784 3571/3661 3571 Public 100.00 76.92 100.0 1,638.000 np 1,260.00 1 CVTDEB No Friendly 1 No No No No Salomon Brothers RM IBM 70.00 /3579/3575/3663/7372/7377 155901043 09/26/84 11/07/85 C Completed United States US North American Coal Corp 12800 Shaker Blvd 656780 1221/5052 1221 656780 US United States Yale Materials Handling Corp (Eaton Corp) RTS 523 & 31 984559 3537 3537 Sub. 100.00 65.00 65.0 np np 47.385 No Friendly 1 No No No No NC 155905043 09/27/84 11/05/84 C Completed United States US Pillsbury Co Pillsbury Center 721510 5812/2041/2045/2033/2038/2037 5812 721510 US United States General Host-Van De Kamp 37006T 2038/2092 2038 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 np np 103.00 1 COM No Friendly 1 No No No No PSY 95268020 09/27/84 02/01/85 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 US United States Gulf Corp-Service Stations, Refinery(Chevron Corp) 40223W 2911/5541 2911 Sub. 100.00 100.00 100.0 np np 690.00 1 CASH No Friendly 1 690.0 No No No No SRD /1021/1222/3714 CASHONLY 155906043 09/27/84 01/07/85 C Completed United States US Metromail Corp 360 East 22nd Street 591678 7331/2741 7331 591678 US United States Market Development Corp 57055Q 7331 7331 Priv. 100.00 100.00 100.0 11.500 11.500 11.50 No Friendly 1 No No No No MTML 124946020 09/27/84 01/16/85 C Completed United States US Tyson Foods Inc 2210 West Oaklawn Drive 902494 2015/2013/2038/2048/5142/5144 2015 902494 US United States Valmac Industries Inc(Bass Brothers Enterprises) 855 Ridge Lake Blvd 920228 2015 2015 Sub. 100.00 100.00 100.0 70.8 np 70.00 1 CASH No Friendly 1 70.0 No No No No TYSNA 30.00 CASHONLY 155912043 09/28/84 10/25/84 C Completed United States US Mr Gasket Co 4566 Spring Rd 606466 3714/3011 3714 606466 US United States Allen Group-Auto Accessories 01763M 3714 3714 Sub. 100.00 100.00 100.0 np np 25.00 No Friendly 1 No No No No MRGC 96586020 09/28/84 04/03/85 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Forum-Hospital 34555Y 8062 8062 Sub. 100.00 100.0 np np 194.00 1 CASH No Friendly 1 194.0 No No No No HCA CASHONLY 155910043 09/28/84 12/05/84 C Completed United States US Charter Medical Corp 3414 Peachtree Road NE 161241 8062/8063/8082/6719 8062 161241 US United States Forum Group-Columbia Ctr 34984T 8062 8062 Sub. 100.00 100.00 100.0 np np 11.00 No Friendly 1 No No No No CMD 155911043 09/28/84 11/30/84 C Completed United States US Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 442272 MS Morgan Stanley & Co 1 US United States Transwestern Pipeline Co Inc (Texas Eastern Corp) One Houston Center 894061 4922 4922 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 390.00 No Friendly 1 No No No No Morgan Stanley & Co HNG 155917043 10/01/84 10/01/85 W Withdrawn United States US Dart & Kraft Inc Kraft Court 237410 2023/2022/2024/2033/2035/2079 2023 237410 GS Goldman Sachs & Co 1 US United States CFS Continental Inc(Staley Continental Inc/Tate & Lyle PLC) 100 S Wacker Dr 125256 5141/2095/2842 5141 2 Salomon Brothers Sub. 100.00 100.00 100.0 361.12 np 285.00 3 CASH No Friendly 1 No No No No 1.28 2.85 Goldman Sachs & Co KRA 33.00 /3691 Smith Barney, Harris Upham CASH COM 155932043 10/01/84 01/11/85 C Completed United States US Goldblatt Brothers Inc 719 North Michigan Ave 380766 5311/5661/5712 5311 380766 US United States Household-Furniture Division 44190T 5712 5712 Sub. 100.00 100.00 100.0 np np 40.00 No Friendly 1 No No No No Ste 54 155922043 10/01/84 10/01/84 C Completed United States US ALLTEL Corp One Allied Drive 020039 4813/4812/7375/5065/2741 4813 020039 US United States LCI Communications Inc 200 Old Wilson Bridge Rd 50180Q 4813/4812/4899 4813 Priv. 100.00 60.00 60.0 25.000 25.000 15.00 No Neutral 1 No No No No AT 155918043 10/01/84 10/01/84 C Completed United States US Witco Corp 1 American Lane 977385 2869/2843/2911/2992/3356/2895 2869 977385 US United States Plant(Millmaster Onyx) 60110T 2869/2819 2869 Sub. 100.00 100.00 100.0 np np 10.00 No Friendly 1 No No No No WIT /3496/3535/3541/5169/5172/5084 97762020 10/01/84 01/17/85 C Completed United States US Sunshine Mining Co 877 W. Main Street 867833 1044/1099/1021/1311/1382/1041 1044 867833 US United States Texas Energies Inc 3817 NW Expy 882410 1311/1389 1311 Public 100.00 100.00 100.0 11.000 11.000 11.00 1 COM No Friendly 1 No No No No TXEN SSC Suite 600 Ste 700 155940043 10/02/84 12/06/84 C Completed United States US Pantry Pride Inc 6500 Morth Andrews Ave 698658 5411/5912/5331 5411 698658 US United States Adams Drug Co(Revlon Group Inc) 75 Sabin St 006203 5912 5912 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 131.620 np 102.00 3 CASH No Friendly 1 No No No No 1.0 AD6 PPR 24.39 COM CASH 155939043 10/02/84 12/31/84 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States Health Resources Corp of America 12 Greenway Plaza 421908 8011 8011 1 Prudential-Bache Securities Public 100.00 100.00 100.0 100.000 100.000 100.00 2 COM No Friendly 1 No No No No HRCA REPH Ste 1400 COM 155949043 10/04/84 10/04/84 C Completed United States US Dun & Bradstreet Corp 299 Park Ave 264830 8732/7389/7323/7375/7372/2731 8732 264830 US United States Thomas National Group 40 Crossways Park Dr 88443Q 7379/5045 7379 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 45.000 45.000 45.00 No Friendly 1 No No No No DNB /2741 155955043 10/05/84 10/05/84 C Completed United States US Acme-Cleveland Corp 30100 Chagrin Blvd. 004626 3541/3545/3542/3625/3679 3541 004626 US United States Communications Technology Corp (Acme-Cleveland Corp) 4100 McEwen Drive 20390T 3661 3661 Sub. 100.00 100.00 100.0 37.500 37.500 37.50 No Friendly 1 No No No No AMT Suite 100 Suite 244 155951043 10/05/84 11/01/84 C Completed United States US PHH Group Inc 11333 McCormick Rd 693320 7514/8741/7513/6519/6531/7389 7514 693320 US United States Transamerica Relocation (Transamerica Corp) 89333Q 7514 7514 Sub. 100.00 100.00 100.0 np np 50.00 1 NOTE No Friendly 1 No No No No PHH /8744/7515 155958043 10/08/84 04/17/85 C Completed United States US Great American Management & Investment Inc(Equity Holdings Ltd) 2 N Riverside Plz 389893 6282/8741 6282 29469Q US United States Interpace Corp-Lapp Insulator Business(Clevepak Corp) 51666T 3264 3264 1 Shearson Lehman Hutton Sub. 100.00 100.00 100.0 np np 40.00 No Friendly 1 No No No No GAMI Ste 600 155959043 10/08/84 12/06/84 C Completed United States US Republic Health Corp 15303 Dallas Pkwy 760480 8062 8062 760480 US United States Mesquite Physicians Hospital 59072Q 8062 8062 Priv. 100.00 100.00 100.0 20.000 20.000 20.00 1 DEB No Friendly 1 No No No No REPH 155966043 10/09/84 10/09/84 C Completed United States US American Midland Corp 270 Sylvan Ave 027528 5045/5075/5064/5912/7011/6552 5045 027528 US United States AP Industries Inc One John Goerlich Square 001870 3714 3714 Priv. 100.00 100.00 100.0 24.300 24.300 24.30 2 DEB No Friendly 1 No No No No AMCO PFD 155967043 10/09/84 12/04/84 C Completed United States US R J Reynolds Industries Inc 300 Galleria Parkway 761753 2111/2052/2033/2032/3411/3089 2111 761753 DR Dillon, Read & Co Inc 1 US United States General Cinema-Sunkisk Soft Drink 36935Q 2086 2086 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 57.00 No Friendly 1 No No No No Dillon, Read & Co Inc RJR /2141/2035/2064/2041/2131/2121 155975043 10/09/84 10/26/84 C Completed United States US Magna Group Inc,St Louis, Missouri One Magna Place 559214 6021/6712 6021 559214 01 US United States Millikin Bancshares Inc 600818 6021/6712 6021 1 Stifel Nicolaus & Co Inc Public 100.00 100.00 100.0 18.089 np 16.90 5 CASH No Friendly 1 No No No No 0.02 MAGI 30.45 1401 South Brentwood Blvd COM COM COM CASH 155983043 10/10/84 12/05/84 C Completed United States US Jostens Inc 5501 Norman Center Dr 481088 3911/7335/2741/2389/2761/2752 3911 481088 US United States Hazel Inc 1200 Strafford Street 42148Q 3161/3172/3993 3161 Priv. 100.00 100.00 100.0 25.000 25.000 25.00 1 COM No Friendly 1 No No No No JOS 155998043 10/15/84 03/14/86 C Completed United States US Marine Corp, Milwaukee Wisconsin 111 E Wisconsin Ave 568236 6022/6021/6512/7374/6211 6022 568236 US United States Citizens National Bank, Stevens Point, Wisconson 1045 Main St 17636Q 6021 6021 Priv. 100.00 100.00 100.0 14.100 np 14.10 3 CASH No Friendly 1 No No No No MCRP 235.00 COM CASH 156004043 10/16/84 12/05/84 C Completed United States US AE Staley Manufacturing Co (Tate & Lyle Inc/Tate & Lyle PLC) 9000 NE Marx Dr 852563 2079 2079 876570 MLCM Merrill Lynch Capital Markets 1 US United States CFS Continental Inc(Staley Continental Inc/Tate & Lyle PLC) 100 S Wacker Dr 125256 5141/2095/2842 5141 2 Salomon Brothers Sub. 100.00 100.00 100.0 403.765 np 360.00 3 CASH No Friendly 1 No No No No 2.1 3.4 Merrill Lynch Capital Markets STA 38.00 Smith Barney, Harris Upham CASH COM 96183020 10/16/84 07/01/85 C Completed United States US First Commerce Corp,New Orleans,Louisiana 201 St Charles Avenue 319779 6021/6712 6021 319779 GS Goldman Sachs & Co 1 US United States City National Bancshares Inc, Baton, Louisiana 178004 6021 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 364.769 325.329 58.50 1 COM No Friendly 1 No No No No Goldman Sachs & Co CTYN FCOM 19.13 156000043 10/16/84 10/16/85 W Withdrawn United States US Courier Corp 15 Wellman Avenue 222660 2731/2741 2731 222660 US United States Lancaster Press Inc 51439Q 2711 2711 Priv. 100.00 100.00 100.0 np np 16.70 No Friendly 1 No No No No CRRC 156010043 10/17/84 01/02/85 C Completed United States US Georgia Federal Bank 20 Marietta St NW 373186 6036 6036 373186 MLCM Merrill Lynch Capital Markets 1 US United States First Family Co(First Atlanta) 31862Q 6141 6141 Sub. 100.00 100.00 100.0 np np 62.00 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets GFED 96529020 10/17/84 01/02/85 C Completed United States US Georgia Federal Bank 20 Marietta St NW 373186 6036 6036 373186 MLCM Merrill Lynch Capital Markets 1 US United States First Family Financial Services H C Inc (First Atlanta Corp) 4362 Peachtree Rd NE 32014M 6141 6141 Sub. 100.00 100.0 np np 36.00 1 CASH No Friendly 1 36.0 No No No No Merrill Lynch Capital Markets GFED CASHONLY 156020043 10/18/84 04/15/85 C Completed United States US Tri-South Mortgage Investors 895580 6798 6798 895580 US United States Avalon Energy Corp(Australian Gas Light Co) 101 East 52nd St 053435 1311/6552 1311 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 39.600 39.600 39.60 2 COM No Friendly 1 No No No No COM 156024043 10/18/84 04/01/85 C Completed United States US Seagate Technology Inc 920 Disc Drive 811804 3572/7372/3577/5045 3572 811804 US United States Grenex Corp 39769Q 3695 3695 Priv. 100.00 100.00 100.0 17.500 17.500 17.50 1 COM No Friendly 1 No No No No SGAT 5.00 156023043 10/18/84 10/10/85 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Presbyterian Hospital Inc 74069Q 8062 8062 Priv. 100.00 100.00 100.0 125.000 125.000 125.00 No Friendly 1 No No No No HCA 97414020 10/18/84 08/20/85 C Completed United States US First Commerce Corp,New Orleans,Louisiana 201 St Charles Avenue 319779 6021/6712 6021 319779 GS Goldman Sachs & Co 1 US United States Rapides Bank & Trust Co, Alexandria,Louisiana 400 Murray St 753449 6022 6022 Public 7.69 92.31 100.00 100.0 65.000 np 65.00 2 CVTDEB No Friendly 1 5.0 No No No No Goldman Sachs & Co FCOM 65.00 CASH 97715020 10/18/84 06/17/85 C Completed United States US Avalon Corp(Australian Gas Light Co) 101 East 52nd St 053435 1311/1321/7011/6512/6162/6552 1311 05257H KP Kidder Peabody & Co Inc 1 US United States Tri-South Mortgage Investors 895580 6798 6798 Public 100.00 100.0 0.071 0.071 39.60 1 CASH No Friendly 1 39.6 No No No No Kidder Peabody & Co Inc AVL CASHONLY 96414020 10/19/84 04/17/85 C Completed United States US Xidex Corp 525 University Ave 984900 3861/3572/3669 3861 984900 FBC First Boston Corp 1 US United States Dysan Corp PO Box 3418 268179 3572 3572 1 Shearson Lehman Brothers Public 100.00 100.00 100.0 275.041 234.661 214.60 1 COM No Friendly 1 No No No No First Boston Corp DYSN XIDX 12.47 156027043 10/19/84 02/28/85 C Completed United States US First American Corp,Nashville, Tennessee First American Center 318900 6021/6712 6021 318900 US United States Midland Bank & Trust(Midland- Memphis) 59742R 6036 6036 Sub. 100.00 100.00 100.0 np np 35.00 No Friendly 1 No No No No FAM 156041043 10/23/84 12/31/84 C Completed United States US Integrated Resources Inc 10 Union Sq East 458124 6411/6311/6722/6211/6282/4841 6411 458124 US United States Gould Inc-Miami Center 59324Q 7011 7011 Sub. 100.00 100.00 100.0 np np 250.00 No Friendly 1 No No No No IRE /6799 97269020 10/24/84 01/10/85 C Completed United States US Sealed Power Corp 100 Terrace Plaza 812132 3714/3546/3569/3829/5013 3714 812132 SBH Smith Barney, Harris Upham 1 US United States Owatonna Tool Co 655 Elsenhower Dr 69061Q 3559 3559 Priv. 100.00 100.0 np np 97.50 1 CASH No Friendly 1 97.5 No No No No Smith Barney, Harris Upham SPW CASHONLY 95779020 10/25/84 07/26/85 C Completed United States US Key Banks Inc 60 State St 493067 6021/6022/6712 6021 493067 US United States Alaska Pacific Bancorp, Anchorage,AK 101 W Benson Blvd 011756 6021/6712 6021 1 Kidder Peabody & Co Inc Public 100.00 100.0 60.000 np 60.00 2 CASH No Friendly 1 60.0 No No No No ABPC KEY 25.00 PO Box 748 COM 156057043 10/26/84 11/08/84 C Completed United States US Fairchild Industries Inc 300 W Service Rd 303711 3721/3761/3728/3569/3679/3674 3721 303711 US United States Comtech Data Corp(Comtech Inc) 20581Q 3669 3669 Sub. 100.00 100.00 100.0 np np 12.00 No Friendly 1 No No No No FEN 156061043 10/26/84 10/26/84 C Completed United States US Union Carbide Corp 39 Old Ridgebury Rd 905581 2865/2869/2821/2822/2899/3081 2865 905581 US United States Helium Plant(Occidental Petroleum Corp) 67457Q 2813 2813 Sub. 100.00 100.00 100.0 np np 11.30 No Friendly 1 No No No No UK /6719 156059043 10/26/84 03/20/85 C Completed United States US Coca-Cola Bottling Co Consolidated 4100 Coca-Cola Plaza 191098 2086/2033/2099/5149/5142 2086 191098 FBC First Boston Corp 1 US United States Wometco Enterprises Inc-Soft Drink Bottling 97816Q 2086 2086 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 300.00 No Friendly 1 No No No No First Boston Corp COKE 156068043 10/29/84 W Withdrawn United States US Primark Corp 8251 Greensboro Dr 741903 7375/8731/8711/7373/7372/6719 7375 741903 US United States Continental Healthcare Systems Inc 7300 W 110th St 211902 5045/7359 5045 Public 100.00 100.00 100.0 22.605 np 21.00 3 CASH No Friendly 1 No No No No CHSI PMK 6.75 Suite 700 COM CASH 156073043 10/29/84 03/25/86 C Completed United States US Celanese Corp 1211 Ave of the Americas 150843 2824/2823/2869/2821/2899/3089 2824 150843 US United States Endotronics Inc 8500 Evergreen Blvd 292644 3812/8731 3812 Public 100.00 30.00 54.0 40.140 np 11.833 3 CASH No Neutral 1 No No No No ENDO CZ 17.75 COM CASH 156071043 10/29/84 12/17/84 C Completed United States US Saga Corp 1 Saga Lane 786599 5812/5141/6794 5812 786599 US United States Spectrum Foods Inc 617 Front St 84761R 5812 5812 Priv. 100.00 100.00 100.0 16.000 16.000 16.00 No Friendly 1 No No No No SGA 156079043 10/30/84 02/11/85 C Completed United States US First Kentucky National Corp, Louisville,Kentucky 101 South Fifth Street 320652 6021/7374/6311/6321/6282/6211 6021 320652 US United States American National Bank & Trust Co,Kentucky 02808Q 6021 6021 1 JJB Hilliard WL Lyons Inc Priv. 100.00 100.00 100.0 14.539 np 14.675 3 CASH No Friendly 1 No No No No FKYN 43.00 3700 First Natl Tower /6712 COM CASH 156080043 10/30/84 02/07/86 C Completed United States US Citizens First Bancorp Inc 208 Harristown 174619 6022/6712 6022 174619 LYONS WL Lyons 1 US United States Jersey Shore S&L-Branches 47673Q 6036 6036 Sub. 100.00 100.00 100.0 np np 16.00 No Friendly 1 No No No No WL Lyons CFB 95394020 10/30/84 02/19/85 C Completed United States US Coplay Cement Co(Societe des Ciments Francais) Rt 248 217417 3241 3241 17186N SBH Smith Barney, Harris Upham 1 US United States Louisville Cement Co 546642 3241 3241 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 115.200 np 112.50 1 CASH No Friendly 1 112.5 No No No No Smith Barney, Harris Upham 72.00 CASHONLY 156090043 10/31/84 08/15/85 C Completed United States US Amoskeag Co(Dumaines Trust) Prudential Center 031825 4011/6531/6552/2452/2211/2299 4011 26457T KP Kidder Peabody & Co Inc 1 US United States Fieldcrest Mills Inc 326 East Stadium Drive 316519 2281/2273/2392/2221/2211 2281 1 First Boston Corp Public 100.00 44.80 86.4 115.010 np 51.524 3 CASH No Neutral 1 No No No No Kidder Peabody & Co Inc FLD AMOS 29.50 Suite 4500 /2273/2231/2392/4212/4214/4225 COM /8711/6719 CASH 156096043 11/01/84 03/25/85 C Completed United States US Cardiff Equities Corp (Leucadia National Corp) 141466 3431/2434/3699 3431 527288 US United States Conwed Corp 2810 Weeks Avenue S.E. 212813 3272/3292/5032 3272 1 Goldman Sachs & Co Sub. 100.00 74.40 100.0 66.872 np 36.00 3 CASH No Friendly 1 No No No No 28.50 COM CASH 156097043 11/01/84 02/22/85 C Completed United States US General Defense Corp(Clabir Corp) 230 Schilling Plz 369491 3483/3728/3812 3483 178872 SLH Shearson Lehman Hutton 1 US United States Hamilton Technology Inc 101-21 North Queen Street 407854 3489 3489 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 57.200 57.200 57.20 5 CASH No Friendly 1 No No No No Shearson Lehman Hutton HMTC GDF COM COM COM CASH 95566020 11/01/84 04/29/85 C Completed United States US Echlin Inc 100 Double Beach Rd 278749 3714/3825/3694/5013 3714 278749 US United States Raymark Corp-Brake System Division(Raytech Corp) 75464P 3714 3714 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 np np 55.00 1 CASH No Friendly 1 55.0 No No No No ECH CASHONLY 156113043 11/02/84 W Withdrawn United States US United Technologies Corp United Technologies Building 913017 3724/3534/3585/3535/3629/5084 3724 913017 GS/LAZ Goldman Sachs & Co 2 US United States Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 Public 100.00 100.00 100.0 5,493.041 np 4,000.00 3 COM No Friendly 1 No No No No Goldman Sachs & Co ALD UTX 49.08 One Financial Plaza /5074/5075/5065/5063 Lazard Freres & Co LLC COM Lazard Freres & Co LLC COM 156112043 11/02/84 05/06/85 C Completed United States US HealthCare USA Inc 701 S Parker Street 392415 8062 8062 42220P DBL Drexel Burnham Lambert 1 01 US United States Independence Health Plan Inc 453436 8011/6324 8011 1 Eppler Guerin & Turner Inc Public 100.00 100.00 100.0 118.980 np 117.433 3 CASH No Friendly 1 No No No No 0.49 Drexel Burnham Lambert IHPI HSA 26.00 Suite 6000 CASH COM 156110043 11/02/84 11/28/84 C Completed United States US Cipher Data Products Inc 9715 Businesspark Ave 172528 3577/3572 3577 172528 HAMBRECHT Hambrecht & Quist 1 US United States Spectra Logic Corp 1700 N 55Th St 84756Q 3577/7372/7379 3577 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 15.000 15.000 15.00 1 COM No Friendly 1 No No No No Hambrecht & Quist CIFR 156119043 11/05/84 01/31/85 C Completed United States US JP Industries Inc 325 E. Eisenhower Parkway 466237 3431/3261/3694/3714 3431 466237 US United States Celotex Corp-Briggs Plumbingware 15117T 3432 3432 Sub. 100.00 100.00 100.0 np np 30.00 2 NOTE No Friendly 1 No No No No JPII DEB 125287020 11/05/84 12/21/84 C Completed United States US Gulf & Western Industries Inc One Gulf & Western Plaza 402064 7822/7812/2731/7941/6141/6159 7822 402064 KP Kidder Peabody & Co Inc 1 US United States Prentice-Hall Inc Route 9 W 740648 2731 2731 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 702.9 np 715.00 1 CASH No Hostile 1 715.0 No No No No Kidder Peabody & Co Inc GW 71.00 /2741/6153/6311/4899 CASHONLY 156155043 11/09/84 12/30/84 C Completed United States US LADD Furniture Inc 1 Plaza Center 505739 2511/2514/2512 2511 505739 US United States Barclay Furniture Co 06735M 2511/2512 2511 Priv. 100.00 100.00 100.0 11.7 11.700 11.70 2 NOTE No Friendly 1 No No No No LADF COM 156157043 11/09/84 11/09/84 C Completed United States US Kansas City Life Insurance Co 3520 Broadway 484836 6311/6321/6331/6351 6311 484836 US United States Natl Reserve Life Ins Co 637385 6311 6311 1 Kidder Peabody & Co Inc Priv. 100.00 100.00 100.0 54.874 np 53.211 3 CASH No Friendly 1 No No No No KCLI 31.00 COM CASH 156161043 11/10/84 02/04/85 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 US United States Ziff-Davis Publishing- Magazines(Ziff Corp) 98951M 2721 2721 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 362.50 No Friendly 1 No No No No CBS /2741 156168043 11/12/84 03/04/85 C Completed United States US Federal Paper Board Co 75 Chestnut Ridge Rd 313693 2631/2611/2421/2759/5031/5113 2631 313693 MORGAN-GUARANTY Morgan Guaranty Trust Co of NY 1 US United States Kiewit-Murdock-Paperboard 49387V 2631 2631 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 260.00 No Friendly 1 No No No No Morgan Guaranty Trust Co of NY FBO /2657/2426 95851020 11/13/84 03/01/85 C Completed United States US HBO & Co 301 Perimeter Center 404100 7373/7372 7373 404100 US United States Amherst Associates Inc 031180 7372 7372 1 William Blair & Co Public 100.00 100.00 100.0 57.146 67.146 55.00 1 COM No Friendly 1 No No No No AASI HBOC 156179043 11/13/84 11/13/84 C Completed United States US Esselte Business Systems Inc (Esselte AB) 71 Clinton Road 296683 2675/2782/2672/3951/3993/3579 2675 296682 US United States Nielsen Molding Design Corp 65409Q 3363 3363 Priv. 100.00 100.00 100.0 22.600 22.600 22.60 No Friendly 1 No No No No ESB 156177043 11/13/84 12/31/84 C Completed United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States Parker & Parsley Petroleum Co 800 Empire Plaza 701017 1311/1321 1311 Priv. 100.00 100.00 100.0 32.000 32.000 32.00 No Friendly 1 No No No No SM Suite 800 /6211 156184043 11/14/84 02/28/85 C Completed United States US HBO & Co 301 Perimeter Center 404100 7373/7372 7373 404100 US United States Mediflex Systems Corp 990 Grove St 584914 7372/7379 7372 Public 100.00 100.00 100.0 87.790 np 87.75 2 COM No Friendly 1 No No No No MFLX HBOC 19.50 COM 156191043 11/15/84 12/31/84 C Completed United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States Institutional Management Services 45776Q 8741 8741 Priv. 100.00 100.00 100.0 35.000 35.000 35.00 1 NOTE No Friendly 1 No No No No SM Suite 800 /6211 156188043 11/15/84 01/17/85 C Completed United States US The Dow Chemical Co 2030 Dow Center 260543 2821/2869/2819/2891/2879/2851 2821 260543 MS Morgan Stanley & Co 1 US United States Morton Thiokol Inc-Texize Div 110 N Wacker Dr 61942Q 2899/3761/2819/1479/2891/3483 2899 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 247.60 1 COM No Friendly 1 No No No No Morgan Stanley & Co DOW /5169/5162/5191/6331 124849020 11/15/84 02/22/85 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 KP Kidder Peabody & Co Inc 1 US United States Rehab Hospital Services Corp 759147 8062/8069 8062 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 120.000 151.200 120.00 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc RHAB NME /6324/6719 156189043 11/15/84 12/04/84 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 US United States Transitron Electronics- Computer Cable Div 89372Q 3357/3678 3357 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 20.30 No Friendly 1 No No No No CBE Suite 5800 /3625/3612/3613/3491/3429 156202043 11/18/84 12/05/86 C Completed United States US Cummins Engine Co Inc 500 Jackson St 231021 3519/3511/3714/3592/3694/3621 3519 231021 US United States Cadec Systems Inc 410 Great Rd 127384 3575/3663 3575 1 Donaldson Lufkin & Jenrette Public 100.00 53.70 100.0 15.07 np 14.91 3 CASH No Friendly 1 No No No No KDCK CUM 3.50 Box 3005 /3711 COM CASH 156209043 11/19/84 11/19/84 C Completed United States US InterNorth Inc 2223 Dodge Street 460575 1311 1311 460575 US United States Hambro Gas & Oil Inc 40655D 1311 1311 Priv. 100.00 100.00 100.0 43.500 43.500 43.50 1 DEB No Friendly 1 No No No No INI 156213043 11/20/84 04/30/85 C Completed United States US Armstrong Rubber Co 500 Sargent Dr 042465 3011 3011 042465 GS Goldman Sachs & Co 1 US United States Blackstone Corp 1111 Allen St 092491 3714/3443/5013/5084/5088 3714 Priv. 100.00 100.00 100.0 85.000 85.000 85.00 2 COM No Friendly 1 No No No No Goldman Sachs & Co ARM NOTE 156214043 11/20/84 11/20/84 C Completed United States US Santa Anita Realty Enterprises Inc(Santa Anita Operating Co) 301 West Huntington Drive 801209 6798/7948 6798 801209 US United States Civic Center Plaza Towers 17879Q 6512 6512 Priv. 100.00 100.00 100.0 22.9 22.900 22.90 No Friendly 1 No No No No SAR Suite 405,Box 60025 156212043 11/20/84 02/28/85 C Completed United States US Priam Corp 20 West Montague Expressway 741400 3572/3577 3572 741400 US United States Vertex Peripherals 20410 Gromercy Pl 92532Q 3572/3357 3572 Priv. 100.00 100.00 100.0 36.4 36.400 36.40 1 COM No Friendly 1 No No No No PRIA 5.13 156219043 11/21/84 12/24/84 C Completed United States US Texaco Inc 2000 Westchester Avenue 881694 2911/2999/1311/1321/4612/4613 2911 881694 US United States ACC Chemical Co 00077X 2819/5169 2819 Priv. 100.00 100.00 100.0 76.000 76.000 76.00 No Friendly 1 No No No No TX /4925/5171/5172/5541/1382/499A 156217043 11/21/84 07/31/85 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Wesley Medical Center 550 N Hillside 95101Q 8062 8062 Priv. 100.00 100.00 100.0 150.000 150.000 150.00 4 CASH No Friendly 1 No No No No HCA COM COM DEB 122385020 11/22/84 02/11/85 C Completed United States US Stauffer Chemical Co Nyala Farm Rd 857721 2819/2879/2869/2812/2821/3089 2819 857721 US United States Applied Solar Energy Corp 15251 E Don Julian Rd 038239 8711/8731/3674/5065 8711 1 Drexel Burnham Lambert Public 70.00 97.8 54.000 np 35.00 1 CASH No Friendly 1 35.0 No No No No SOLR STC 15.00 CASHONLY 156224043 11/23/84 03/01/85 C Completed United States US Humana Inc 500 West Main Street 444859 6324/6321/8011 6324 444859 US United States Doctors Officenters Corp 255903 8099 8099 Public 100.00 100.00 100.0 21.237 np 17.00 3 CASH No Friendly 1 No No No No DOSC HUM 3.00 CASH COM 95321020 11/23/84 04/17/85 C Completed United States US Tenneco Inc 1275 King Street 880370 3523/3531/3537/3731/4923/2653 3523 880370 US United States International Harvester Co- Farm-Equipment Division 45957T 3523 3523 1 Shearson Lehman Brothers Sub. 100.00 100.0 np np 430.00 1 CASH No Friendly 1 430.0 No No No No TGT /2631/2657/2679/3497/2656/2819 CASHONLY /2812/2899/1041/1044 156225043 11/23/84 03/07/85 C Completed United States US First Railroad & Banking Co of Georgia,Augusta, 699 Broad St 336135 6022/6712 6022 336135 US United States National City Bank, Rome, GA 501 Broad Street 635390 6022 6022 Priv. 100.00 100.00 100.0 24.000 24.000 24.00 2 COM No Friendly 1 No No No No FRRG 98.00 COM 156233043 11/26/84 01/28/85 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 US United States Cablevision Industries-Rainbow Enterprises 12691V 4841 4841 Sub. 100.00 100.00 100.0 np np 57.00 No Friendly 1 No No No No CBS /2741 156229043 11/26/84 04/01/85 C Completed United States US First Jersey National Corp, Jersey City,New Jersey 2 Montgomery St 320644 6022/6712 6022 320644 US United States Peoples Natl Bk-Denville 711412 6712 6712 Priv. 100.00 100.00 100.0 130.766 np 18.00 2 COM No Friendly 1 No No No No FJNC 66.50 COM 124900020 11/27/84 01/31/85 C Completed United States US Blount Inc 4520 Executive Park Dr 095173 1541/1542/3425/3559/3523/3482 1541 095173 US United States Omark Industries 5550 SW Macadam Ave 682063 3425/3531/3482/3553/3545 3425 1 Merrill Lynch Capital Markets Public 100.00 100.0 266.250 np 268.00 1 CASH No Friendly 1 268.0 No No No No BLT 37.50 /3312/8711 CASHONLY 156240043 11/27/84 12/26/84 C Completed United States US Triton Group Ltd(Fuqua Industries Inc) 1020 Prospect St 896755 5088/5113/6552/6719 5088 361028 01 US United States Simplicity Pattern Co(Triton Group Ltd) 200 Madison Ave 828879 2741 2741 Sub. 100.00 100.00 100.0 np np 64.50 1 COM No Friendly 1 No No No No TGL 2nd Floor 156249043 11/28/84 W Withdrawn United States US United Jersey Banks,Princeton, New Jersey 301 Carnegie Center 910748 6021/6022/6712 6021 910748 US United States Heritage Bancorporation, NJ 427210 6022/6712 6022 Public 100.00 100.00 100.0 192.313 np 192.33 No Friendly 1 No No No No HRTG UJB 45.00 PO Box 2066 96570020 11/29/84 12/31/84 C Completed United States US Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 442272 LAZ Lazard Freres & Co LLC 1 US United States Florida Gas Transportation Co 1400 Smith 340711 4922/4923 4922 1 Goldman Sachs & Co Priv. 100.00 100.0 np np 800.00 1 CASH No Friendly 1 800.0 No No No No Lazard Freres & Co LLC HNG Ste 3841 CASHONLY 156253043 11/29/84 12/11/84 C Completed United States US Esterline Corp 1120 Post Rd 297425 3823/3829/3824/3679/3825/3672 3823 297425 US United States Hollis Automation Inc 15 Charron Avenue 43560Q 3549 3549 Priv. 100.00 100.00 100.0 25.000 25.000 25.00 1 DEB No Friendly 1 No No No No ESL /3548/3542/3541 156254043 11/29/84 12/31/84 C Completed United States US Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 442272 LAZ Lazard Freres & Co LLC 1 US United States Kiewit US Co-Florida Gas Transmission(Peter Kiewit Sons Ins) 49387K 4922 4922 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 800.00 No Friendly 1 No No No No Lazard Freres & Co LLC HNG 122402020 11/30/84 02/28/85 C Completed United States US Textron Inc 40 Westminster Street 883203 3724/3728/3721/3542/3812/3663 3724 883203 MS Morgan Stanley & Co 1 US United States Avco Corp 40 Westminster St 053501 6141/6311/6321 6141 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 1,380.000 np 1,380.00 1 CASH No Friendly 1 1,380.0 No No No No Morgan Stanley & Co AV TXT 50.00 /3061/3465/3469/3714/3546/3523 CASHONLY /3531/3524/3452/3321/3799/1541 /6141/5065/5084/5085 156269043 12/03/84 12/17/84 C Completed United States US Xerox Corp 45 Glover Avenue 984121 3579/3571/7373/6159/5045/5044 3579 984121 US United States Delphax Systems 35 Pacella Park Drive 24712T 3571/3577 3571 Priv. 100.00 50.00 50.0 55.3 55.300 27.65 No Neutral 1 No No No No XRX /3861/5111 156270043 12/03/84 12/03/84 C Completed United States US Farmers Savings Bank, California 310306 6036 6036 310306 SLH Shearson Lehman Hutton 1 US United States Security Properties Inc 1201 Third Avenue 81486Q 6513 6513 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 2 NOTE No Friendly 1 No No No No Shearson Lehman Hutton Suite 5400 COM 97671020 12/03/84 01/10/85 C Completed United States US Smith Laboratories Inc 9425 Chesapeake Dr 832140 3841/3842 3841 832140 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Sutter Biomedical Inc 3940 Ruffin Rd 869395 3842/3841/7359 3842 1 Robertson, Colman & Stephens Priv. 100.00 100.0 np np 11.50 2 NOTE No Friendly 1 11.5 No No No No Alex Brown & Sons Inc SMLB Suites A-D CASH 156279043 12/04/84 07/22/85 C Completed United States US First Kentucky National Corp, Louisville,Kentucky 101 South Fifth Street 320652 6021/7374/6311/6321/6282/6211 6021 320652 US United States Bank of Commerce & Trust Co, Kentucky 061347 6035 6035 Public 100.00 100.00 100.0 18.600 np 18.60 3 CASH No Friendly 1 No No No No FKYN 465.00 3700 First Natl Tower /6712 COM CASH 156281043 12/04/84 05/08/85 C Completed United States US Diversified Energies Inc 201 South 7th St 255205 4924/1311/1389/3663/6719 4924 255205 FINANCO Financo 1 US United States EF Johnson Co(Western Union Corp) 438 Gateway Boulevard 478358 3663 3663 1 Salomon Brothers Sub. 100.00 100.00 100.0 np np 61.00 1 DEB No Friendly 1 No No No No Financo DEI 156275043 12/04/84 09/30/85 C Completed United States US Old National Bancorp, Spokane, Washington 1230 Old National Bank Bldg 680095 6021/6712 6021 680095 US United States Merchants Republic Corp 589216 6022/6712 6022 Priv. 100.00 100.00 100.0 28.661 np 34.292 4 CASH No Friendly 1 No No No No OLNB 110.32 COM COM CASH 156292043 12/05/84 03/29/85 C Completed United States US Liberty United Bancorp Inc, Louisville,Kentucky 416 west Jefferson st 531536 6029/6712 6029 531536 US United States Citizens First Bancorp Inc, Port Huron,Michigan 525 Water Street 17461R 6035/6036/6022/6712 6035 Public 100.00 100.00 100.0 19.800 19.800 19.80 3 CASH No Friendly 1 No No No No CTZN LUBC 76.12 CASH COM 164169020 12/05/84 05/01/85 C Completed United States US Midlantic Banks Inc,Edison,NJ Metro Park Plaza 597806 6022/6021/6162/6035/6153/6712 6022 597806 FBC First Boston Corp 1 US United States Heritage Bancorporation, NJ 427210 6022/6712 6022 1 Shearson Lehman Hutton Public 100.00 100.0 1,062.581 1062.737 206.00 2 CASH No Friendly 4 206.0 No No No No First Boston Corp HRTG MIDL 4.70 P.O. Box 600 COM 156290043 12/05/84 05/01/85 C Completed United States US Midlantic Banks Inc,Edison,NJ Metro Park Plaza 597806 6022/6021/6162/6035/6153/6712 6022 597806 US United States Heritage Bancorporation, NJ 427210 6022/6712 6022 Public 100.00 95.91 100.0 203.845 np 200.00 No Friendly 1 No No No No HRTG MIDL 47.00 P.O. Box 600 156294043 12/05/84 12/05/85 W Withdrawn United States US Lubrizol Corp 29400 Lakeland Boulevard 549271 2869/2865/2899/2911 2869 549271 US United States Merichem Co 58951Q 2865/2819 2865 Priv. 100.00 100.00 100.0 np np 52.00 1 COM No Friendly 1 No No No No LZ 156295043 12/05/84 12/21/84 C Completed United States US Smithfield Foods Inc 200 Commerce Street 832248 2011/2013/5147/0213/2015/6719 2011 832248 US United States Patrick Cudahy Inc(Northern Foods PLC) 3500 E Barnard Avenue 66514Z 2011 2011 Sub. 100.00 100.00 100.0 np np 29.00 1 DEB No Friendly 1 No No No No SFD 95655020 12/05/84 04/02/85 C Completed United States US Coastal Corp Coastal Tower 190441 4923/4922/4924/2911/5171/5541 4923 190441 US United States Texaco Inc-Eagle Point Refinery 88169J 2911 2911 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 42.50 1 CASH No Friendly 1 42.5 No No No No CGP Nine Greenway Plaza /4613/1221/6719/5411 CASHONLY 156288043 12/05/84 12/31/84 C Completed United States US First Nationwide Financial Corp(National Intergroup) 700 Market St 335813 6035 6035 636540 US United States TranSouth Financial Corp(NCNB Corp) 518 S Irby Street 89385Q 6141/6311/6321 6141 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 85.00 No Friendly 1 No No No No FNFC 156297043 12/05/84 08/16/85 C Completed United States US Valley Bancorp,Appleton, Wisconsin 100 West Lawrence Street 919291 6022/6712 6022 919291 US United States United Banks of Wisconsin Inc 909574 6021/6712 6021 1 Robert W Baird & Co Inc Public 100.00 100.00 100.0 35.933 np 31.966 5 CASH No Friendly 1 No No No No 0.03 VYBN 29.25 CASH COM COM COM 156312043 12/06/84 07/01/85 C Completed United States US First of America Bank Corp, Kalamazoo,Michigan 211 South Rose Street 318906 6021/6162/7374/6733/6211/6282 6021 318906 01 US United States Community National Bank of Pontiac 30 N Saginaw 203849 6021 6021 1 Manufacturers Hanover Trust Co Priv. 100.00 100.00 100.0 36.875 np 32.00 3 COM No Friendly 1 No No No No 0.2 FOA 32.00 /6722/6411/6022/6035/6712 PFD COM 156307043 12/06/84 07/09/85 C Completed United States US Marshall & Ilsley Corp, Milwaukee,Wisconsin 770 North Water Street 571834 6021/6712 6021 571834 01 US United States Heritage Wisconsin Corp 427262 6022 6022 1 Robert W Baird & Co Inc Priv. 100.00 100.00 100.0 64.880 np 59.132 3 CASH No Friendly 1 No No No No 0.05 MRIS 23.00 CASH COM 156310043 12/06/84 02/18/85 C Completed United States US First Mississippi Corp 700 North St 320891 2819/2869/2875/1311/1221/1222 2819 320891 US United States Imperial Technology Inc 831 S Douglas Street 45310Q 3572 3572 Priv. 100.00 100.00 100.0 19.800 19.800 19.80 No Friendly 1 No No No No FRM PO Box 1249 /1041 156314043 12/06/84 12/06/84 C Completed United States US TeleCom Corp 1341 Mockingbird Ln 879276 3535/5075/5199/6719 3535 879276 US United States TeleCom Properties Inc (TeleCom Corp) 87928Z 6552 6552 Sub. 100.00 100.00 100.0 11.500 11.500 11.50 No Friendly 1 No No No No TEL 156311043 12/06/84 12/06/84 C Completed United States US John Blair & Co 1290 Ave of the Americas 092815 4832/4833/7313/8742/7812/2752 4832 092815 US United States WSCV-TV(Oak Industries Inc) 929SCV 4833 4833 Sub. 100.00 100.00 100.0 np np 17.853 No Friendly 1 No No No No BJ 164166020 12/07/84 12/14/84 C Completed United States US Bristol-Myers Co 345 Park Ave 110097 2834/2844/2842/2099 2834 110097 GS Goldman Sachs & Co 1 US United States AMSCO/Hall Surgical(American Sterilizer Corp) 03215T 3842/3443/3648/3841/3851 3842 2 First Boston Corp Sub. 100.00 100.0 np np 55.00 1 CASH No Friendly 1 55.0 No No No No Goldman Sachs & Co BMY Kelso & Co CASHONLY 156318043 12/07/84 12/14/84 C Completed United States US Bristol-Myers Co 345 Park Ave 110097 2834/2844/2842/2099 2834 110097 GS Goldman Sachs & Co 1 US United States AMSCO/Hall Surgical(American Sterilizer Corp) 03215T 3842/3443/3648/3841/3851 3842 2 First Boston Corp Sub. 100.00 100.00 100.0 np np 55.00 No Friendly 1 No No No No Goldman Sachs & Co BMY Kelso & Co 156317043 12/07/84 03/15/85 C Completed United States US Piedmont Natural Gas Co Inc 4720 Piedmont Row Drive 720186 4924/4923/4922/5722/5172/5984 4924 720186 01 US United States Tennessee Natural Resources 880475 4922 4922 1 Duff & Phelps Priv. 100.00 100.00 100.0 35.845 np 21.10 7 CASH No Friendly 1 No No No No 0.065 PNY 16.50 Po Box 33068 /1321/4925 CASH COM CASH CASH COM DEB 156324043 12/10/84 01/08/85 C Completed United States US Harvard Industries Inc 3 Werner Way 417434 2522/3052/3312/3489/3679/3231 2522 417434 US United States Anchor-Swan Corp(Amerace Corp) 8929 Columbus Pike 03312M 3052 3052 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 90.00 No Friendly 1 No No No No HAVA PO Box 509 95175020 12/10/84 04/02/85 C Completed United States US Rexnord Inc 350 N Sunny Slope Rd 761688 3568/3535/3532/3562/3537/3569 3568 761688 SAL Salomon Brothers 1 US United States Electronic Modules Corp P.O. Box 141 285785 3674 3674 1 Alex Brown & Sons Inc Public 43.22 56.78 100.00 100.0 134.332 125.677 107.00 2 CASH No Friendly 1 46.3 No No No No Salomon Brothers EMOD REX 18.50 COM 156332043 12/10/84 01/01/85 C Completed United States US Consolidated Natural Gas Co CNG Tower 209615 4923/1311/4924/6719 4923 209615 US United States MAPCO Oil & Gas(MAPCO) 1800 S Baltimore Ave 56509Q 1311 1311 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 171.00 No Friendly 1 No No No No CNG 625 Liberty Ave 156323043 12/10/84 02/01/85 C Completed United States US Consolidated Natural Gas Co CNG Tower 209615 4923/1311/4924/6719 4923 209615 US United States MAPCO-Mine 56509T 1221/1222 1221 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 119.00 No Friendly 1 No No No No CNG 625 Liberty Ave 156338043 12/11/84 03/11/85 C Completed United States US Old Republic International Corp 307 North Michigan Ave 680233 6311/6331/6321/6411/6719 6311 680233 MLCM Merrill Lynch Capital Markets 1 US United States Bitco Corp 320 18 Street 091730 6331/6719 6331 1 PaineWebber Public 100.00 96.80 100.0 62.863 np 64.886 2 COM No Friendly 1 No No No No 0.3 1.035 Merrill Lynch Capital Markets BITU OLDR 13.40 PFD 156340043 12/11/84 06/17/85 C Completed United States US Mark IV Industries Inc 501 John James Audubon Parkway 570387 3052/3823/3577/3669/3663/3651 3052 570387 BEAR Bear Stearns & Co Inc 1 01 US United States LFE Corp 501858 3824/3669 3824 1 Merrill Lynch Capital Markets Public 100.00 70.60 100.0 42.576 np 36.00 3 CASH No Friendly 1 No No No No 0.2 Bear Stearns & Co Inc IV 19.00 P.O. Box 810 /3679/5046/5045/5065/5099/8711 CASH COM 156339043 12/11/84 03/04/85 C Completed United States US Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 022771 US United States Muse Air Corp 8441 Gulf Freeway 627482 4512 4512 1 Salomon Brothers Public 100.00 100.00 100.0 101.759 np 16.00 No Friendly 1 No No No No MAC AGM 9.50 First Security Bank Bldg 156345043 12/12/84 10/08/85 C Completed United States US First Wisconsin Corp 777 E Wisconsin Ave 337570 6021/6022/6712/6141/6153/6159 6021 337570 US United States First Bank of Grantsburg, Wisconsin 319117 6021 6021 Public 100.00 100.00 100.0 13.2 np 13.20 3 CASH No Friendly 1 No No No No FWB 88.00 /7323/6282/6722/6726/6799/6211 CASH /6162/6361/6351/6719 COM 156355043 12/13/84 12/31/84 C Completed United States US Porex Technologies Corp 1900 Pollitt Dr 733280 3089/5961 3089 733280 US United States Computer Sciences Corp-Paid Prescription 20536Q 5122 5122 Sub. 100.00 100.00 100.0 np np 28.50 1 COM No Friendly 1 No No No No 98036020 12/14/84 10/16/85 C Completed United States US LLC Corp 4835 LBJ Freeway 600 502005 5812/6141/3496/3429 5812 502005 BEAR Bear Stearns & Co Inc 1 US United States Keycon Industries Inc 4835 LBJ Freeway 493262 3312/3315/3429/5051 3312 Public 100.00 100.00 100.0 78.034 76.994 76.50 1 COM No Friendly 1 No No No No Bear Stearns & Co Inc LLC 40.25 Suite 300 95443020 12/14/84 06/14/85 C Completed United States US MGM/UA Entertainment Co 10202 W Washington Blvd 553013 7812/7819 7812 553013 US United States MGM Home Entertainment Group Inc(MGM/UA Entertainment Co) 10000 Washington Blvd 55301M 7822 7822 1 Drexel Burnham Lambert Sub. 100.00 15.25 100.0 816.855 816.855 126.00 1 CASH No Friendly 1 126.0 No No No No MGM 28.00 CASHONLY 156357043 12/14/84 06/14/85 C Completed United States US MGM/UA Entertainment Co 10202 W Washington Blvd 553013 7812/7819 7812 553013 US United States MGM Home Entertainment Group Inc(MGM/UA Entertainment Co) 10000 Washington Blvd 55301M 7822 7822 1 Drexel Burnham Lambert Sub. 100.00 15.00 100.0 826.000 np 826.00 2 CASH No Friendly 1 No No No No MGM 28.00 NOTE 96003020 12/17/84 04/19/85 C Completed United States US Tires Inc 410 2300 W 88823M 5014/5531 5014 88823M US United States Big O Tire Dealers Inc 6021 S Syracuse Way 08932M 5014 5014 Priv. 100.00 100.00 100.0 38.216 38.216 27.80 1 COM No Friendly 1 No No No No TIRI 89.90 124394020 12/19/84 01/28/85 C Completed United States US First City Properties Inc (First City Financial Corp Ltd) 8383 Wilshire Blvd 319660 6552 6552 319905 ROTHSCHILD Rothschild Inc. 1 02 US United States Scovill Inc 500 Chase Pkwy 810640 3634/3429/3965/3494/3714/3699 3634 2 Morgan Lewis Githens & Ahn Public 100.00 93.78 100.0 521.220 np 511.00 1 CASH No Hostile 3 511.0 No No No No Rothschild Inc. FCP 42.50 Suite 800 Morgan Stanley & Co CASHONLY 156401043 12/19/84 05/14/85 C Completed United States US Allegheny Beverage Corp Macke Circle 017266 5812/5962/7349/5712 5812 017266 US United States Servomation Corp(City Investing Co) 817715 5141/5149 5141 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 225.00 No Friendly 1 No No No No ABEV 156404043 12/19/84 12/19/84 C Completed United States US Bell Atlantic Corp 1095 Avenue Of The Americas 077853 4813/4812/4899/7372 4813 077853 US United States Triconex Corp 15091 Bake Parkway 896116 3823 3823 Priv. 100.00 100.00 100.0 11.800 11.800 11.80 No Friendly 1 No No No No BEL Suite D 156420043 12/21/84 05/31/85 C Completed United States US Pratt Hotel Corp Two Galleria Tower #2200 739793 7011/7999/7993 7011 739793 US United States Drew National Corp 200 Mamaroneck Ave 261723 3441/5231/6719 3441 Public 100.00 100.00 100.0 308.576 np 308.576 5 CASH No Friendly 1 No No No No DRWN PHC 10.00 CASH COM COM COM 156426043 12/24/84 02/22/85 C Completed United States US Genstar Corp 4 Embarcadero Center 372451 6159/6141/1629/3272/6552 6159 372451 US United States Bird Inc-Roofing Materials Plants 09077K 2952 2952 1 PaineWebber Sub. 100.00 100.00 100.0 np np 50.00 No Friendly 1 No No No No GST Suite 3800 156425043 12/24/84 09/23/85 C Completed United States US Marine Corp, Milwaukee Wisconsin 111 E Wisconsin Ave 568236 6022/6021/6512/7374/6211 6022 568236 MS Morgan Stanley & Co 1 01 US United States Firstar Corp,Bloomington, Minnesota 337902 6021/6712 6021 1 Robert W Baird & Co Inc Priv. 100.00 100.00 100.0 33.117 np 25.607 4 COM No Friendly 1 No No No No Morgan Stanley & Co MCRP 25.85 COM COM CVTPFD 156438043 12/26/84 03/13/85 C Completed United States US Marine Midland Banks Inc One Marine Midland Center 568287 6021/6712 6021 438560 US United States Unibancorp Inc-Commercial Finance 90456M 6153/6159 6153 Sub. 100.00 100.00 100.0 np np 60.00 No Friendly 1 No No No No MM 96109020 12/27/84 03/25/85 C Completed United States US WR Grace & Co 1 Town Center Road 383883 2821/2671/3081/3086/3089/2899 2821 383883 US United States Carrows Restaurants Inc 800 Mira Monte Drive 14574Q 5812/5813/6719 5812 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 37.100 38.600 37.10 1 COM No Friendly 1 No No No No GRA /2891/2812/3273/3272/2833/8092 /8071/8082/8742/5812/2066/1381 /1389/1311/4226/7353/8731 156444043 12/27/84 04/22/85 C Completed United States US American Healthcare Management Inc 660 American Avenue 026496 8011 8011 026496 01 US United States Greatwest-Seven Hospital 39242Z 8062 8062 1 Drexel Burnham Lambert Sub. 100.00 100.00 100.0 np np 88.80 No Friendly 1 No No No No 0.05 AHIO3 Suite 200 156463043 12/28/84 12/28/84 C Completed United States US Great American Management & Investment Inc(Equity Holdings Ltd) 2 N Riverside Plz 389893 6282/8741 6282 29469Q US United States Tera Cia Isles 88076Q 6552 6552 Priv. 100.00 100.00 100.0 10.300 10.300 10.30 No Friendly 1 No No No No GAMI Ste 600 156464043 12/30/84 12/30/84 C Completed United States US Handy & Harman 555 Theodore Fremd Ave 410306 3356/3357/3399/3312/3315/3469 3356 410306 US United States Platina Laboratories Inc 4301 South Clinton Avenue 72764Q 3471 3471 Priv. 100.00 100.00 100.0 np np 10.50 No Friendly 1 No No No No HNH /5051 96225020 12/31/84 12/31/84 C Completed United States US Allegheny & Western Energy Corp 1600 Kanawha Valley Building 017227 4923/4924/1311 4923 017227 US United States Columbia Gas of West Virginia Inc(Columbia Gas System Inc) 414 Summers St 19764F 4924 4924 Sub. 100.00 100.00 100.0 np np 60.00 1 CASH No Friendly 1 60.0 No No No No ALGH CASHONLY 97664020 12/31/84 01/29/85 C Completed United States US Sunstates Corp 4600 Marriott Dr 894644 6531/6552 6531 867913 US United States Sunstates Corp 4600 Marriott Dr 867913 6531/6552 6531 Public 100.00 100.00 100.0 15.400 15.400 15.40 1 COM No Friendly 1 No No No No 95848020 01/03/85 01/03/85 C Completed United States US Glendale Federal Savings and Loan Association,Glendale, California 700 N. Brand Ave 378507 6035 6035 378507 US United States American Title Co 03020Q 6361 6361 Priv. 100.00 100.0 np np 10.00 2 CASH No Friendly 1 10.0 No No No No GLN NOTE 95977020 01/04/85 01/04/85 C Completed United States US Morton Thiokol Inc 110 North Wacker Dr 619426 2819/2899/2869/2816/2891/3764 2819 619426 US United States Bee Chemical Co 2700 E 170th Street 07655Q 2851/3497/3955 2851 1 Kidder Peabody & Co Inc Priv. 100.00 100.0 np np 77.00 1 CASH No Friendly 1 77.0 No No No No MTI /3714/3089/3087 CASHONLY 95802020 01/07/85 01/07/85 C Completed United States US United Technologies Corp United Technologies Building 913017 3724/3534/3585/3535/3629/5084 3724 913017 US United States Alma Plastics(City Investing Co) 303 Valley ave 02026Q 3089 3089 Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No UTX One Financial Plaza /5074/5075/5065/5063 CASHONLY 95790020 01/08/85 02/26/85 C Completed United States US Owens-Illinois Inc One Seagate 690768 3221/3229/3085/3089/8051/8052 3221 690768 BERKSHIRE/LAZ Berkshire Capital 2 US United States Alliance Mortgage Co(Florida National Banks Of Florida Inc) 25 W Forsyth 018635 6162 6162 2 Salomon Brothers Sub. 100.00 100.00 100.0 np np 125.00 1 CASH No Friendly 1 125.0 No No No No Berkshire Capital OL /8059 Lazard Freres & Co LLC Donaldson Lufkin & Jenrette CASHONLY Lazard Freres & Co LLC 115225020 01/08/85 01/29/85 C Completed United States US Stop & Shop Cos Inc 1 Bradley Circle 862097 5411/5311/5912/5993 5411 862097 US United States Almy Stores Inc(Federal Street Investors Inc) 02041Q 5311 5311 Sub. 100.00 100.0 np np 22.00 1 CASH No Friendly 1 22.0 No No No No CASHONLY 96520020 01/08/85 01/08/85 C Completed United States US Georgia Federal Bank 20 Marietta St NW 373186 6036 6036 373186 US United States First Atlanta Corp-Consumer Finance subsidiary 2 Peachtree St NW 31875A 6141 6141 Sub. 100.00 100.0 np np 36.00 1 CASH No Friendly 1 36.0 No No No No GFED CASHONLY 97942020 01/08/85 01/08/85 C Completed United States US Tenneco Inc 1275 King Street 880370 3523/3531/3537/3731/4923/2653 3523 880370 MS Morgan Stanley & Co 1 US United States Security Life Insurance Co of Georgia 952 Georgia Ave 814406 6311 6311 Public 100.00 100.00 100.0 51.3 np 52.00 1 CASH No Friendly 1 52.0 No No No No Morgan Stanley & Co TGT 28.50 /2631/2657/2679/3497/2656/2819 CASHONLY /2812/2899/1041/1044 96313020 01/10/85 05/28/85 C Completed United States US Taco Villa Inc(WR Grace & Co) 212 Pilot Rd 873449 5812 5812 873449 DLJ Donaldson Lufkin & Jenrette 1 US United States Creative Food 'N Fun Co(W R Grace) 1801 Royal Ln 22527K 5812/6794 5812 Sub. 100.00 100.00 100.0 np np 48.00 1 COM No Friendly 1 No No No No Donaldson Lufkin & Jenrette TVLA 96861020 01/10/85 03/01/85 C Completed United States US MICOM Systems Inc 4100 Los Angeles Ave 594787 7373/5045/5961/5734 7373 594787 LFR LF Rothschild & Co 1 US United States Interlan Inc 45872Q 7373 7373 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 np np 46.375 1 COM No Friendly 1 No No No No LF Rothschild & Co MICS 95302020 01/11/85 01/31/86 C Completed United States US Whirlpool Corp 2000 N. M-63 963320 3633/3632/3585/3631/3639/3635 3633 963320 US United States Hobart Corp-KitchenAid Line (Dart & Kraft Inc) 701 Main St 43372T 3639 3639 Sub. 100.00 100.0 np np 150.00 1 CASH No Friendly 1 150.0 No No No No WHR /2514/5078/5087/5064 CASHONLY 95886020 01/14/85 04/11/85 C Completed United States US Glendale Federal Savings and Loan Association,Glendale, California 700 N. Brand Ave 378507 6035 6035 378507 US United States Armco Financial Corp(Armco Inc) 703 Curtiss St 04217Z 6311/6321/6331/6159 6311 Sub. 100.00 100.0 np np 63.00 1 CASH No Friendly 1 63.0 No No No No GLN CASHONLY 124944020 01/14/85 03/29/85 C Completed United States US KMart Corp 3100 West Big Beaver Road 482584 5399/5942/5331 5399 482584 MS Morgan Stanley & Co 1 US United States Pay Less Drug Stores Northwest Inc 704301 5912/5399 5912 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 488.7 np 500.00 1 CASH No Friendly 1 500.0 No No No No Morgan Stanley & Co PAY KM 27.00 CASHONLY 95387020 01/16/85 04/16/85 C Completed United States US Limited Inc Three Limited Pkwy 532716 5621/5632/5137/5611/5961/5947 5621 532716 S-B-LEWIS/LAZ S. B. Lewis 2 US United States Lerner Stores Inc(Rapid- American Corp) 460 West 33rd St 526768 5621/5641 5621 1 Drexel Burnham Lambert Sub. 13.33 100.00 100.0 300.000 300.000 300.00 3 CASH No Friendly 1 260.0 No No No No S. B. Lewis LTD P.O. Box 1600 /5136 Lazard Freres & Co LLC SUBNOTE Lazard Freres & Co LLC LIA 97811020 01/16/85 03/07/85 C Completed United States US Crane Co 100 First Stamford Place 224399 3492/3491/3494/3594/3694/3593 3492 224399 FBC First Boston Corp 1 02 US United States UniDynamics Corp 757 3rd Ave 904671 3769/3489/3672/3581 3769 2 Smith Barney, Harris Upham Public 100.00 100.00 100.0 240.222 241.672 188.50 1 CASH No Friendly 1 188.5 No No No No First Boston Corp CR 29.00 /3589/3581/3812/3489/3577/3728 Goldman Sachs & Co CASHONLY /3534/3535/3545/3663/3679/3675 /3061/2431 124388020 01/17/85 02/20/85 C Completed United States US Rockwell International Corp 2201 Seal Beach Blvd 774347 3721/3761/3764/3769/3812/3661 3721 774347 EFH EF Hutton & Co Inc 1 US United States Allen-Bradley Co 1201 S 2nd St 01750M 3625 3625 1 Morgan Stanley & Co Priv. 100.00 100.0 np np 1,650.00 1 CASH No Friendly 3 1,650.0 No No No No EF Hutton & Co Inc ROK /3663/3823/3829/3555 CASHONLY 96054020 01/18/85 05/22/85 C Completed United States US Tektronix Inc 14200 Sw Karl Braun Drive 879131 3825/3823/3826/3824/3829/5084 3825 879131 MLCM Merrill Lynch Capital Markets 1 US United States CAE Systems Inc 5302 Betsy Ross Dr 12476W 7373 7373 Priv. 100.00 100.00 100.0 np np 75.00 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets TEK Po Box 500 /8742 96669020 01/18/85 02/20/85 C Completed United States US Power Test Corp 125 Jericho Turnpike 739312 5541/5411 5541 739312 BEAR Bear Stearns & Co Inc 1 US United States Getty Oil Co-Marketing Assets (Texaco Inc) 2000 Westchester Ave 37428K 8731/8732/8734 8731 1 First Boston Corp Sub. 100.00 100.0 np np 95.00 1 CASH No Friendly 1 95.0 No No No No Bear Stearns & Co Inc GTY CASHONLY 97555020 01/18/85 06/27/85 C Completed United States US Allegheny Beverage Corp Macke Circle 017266 5812/5962/7349/5712 5812 017266 US United States Servomation Corp(City Investing Co) 817715 5141/5149 5141 1 First Boston Corp Sub. 100.00 100.0 np np 225.00 1 CASH No Friendly 1 225.0 No No No No ABEV CASHONLY 97574020 01/21/85 01/21/85 C Completed United States US Philadelphia Savings Fund Society 1212 Market St 718002 6712/6036 6712 718002 US United States Shorewood Corp 100 Clarendon Dr 825222 6552 6552 Public 100.00 100.0 15.133 np 15.10 1 CASH No Friendly 1 15.1 No No No No SHOR PSFS 24.00 CASHONLY 96194020 01/22/85 01/22/85 C Completed United States US Jacor Communications Inc 1300 PNC Center 469858 4832 4832 469858 US United States Cleveland Radio Stations-2 18643Q 4832 4832 Priv. 100.00 100.0 np np 12.80 1 CASH No Friendly 1 12.8 No No No No JCOR 201 East Fifth Street CASHONLY 96555020 01/22/85 08/22/85 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 US United States First Ruskin Bank, Hillsborough County, Florida 336189 6022/6712 6022 Public 44.96 55.04 100.00 100.0 11.309 np 11.30 2 CVTPFD No Friendly 1 5.1 No No No No BBI 103.00 CASH 124853020 01/22/85 03/14/85 C Completed United States US Planning Research Corp 1500 Planning Research Dr 727108 7372/7374/8741 7372 727108 US United States Kentron International Inc 491160 8711 8711 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 14.640 14.660 25.90 1 CASH No Friendly 1 25.9 No No No No KTN DPEW 4.25 CASHONLY 96143020 01/25/85 01/25/85 C Completed United States US Boatmen's Bancshares Inc,St Louis,Missouri One Boatmen's Plaza 096650 6022/6712 6022 096650 US United States CharterCorp of Kansas City 161336 6021/6712 6021 1 Bankers Trust Co Public 100.00 100.00 100.0 np np 240.00 2 CASH No Friendly 1 240.0 No No No No CHHO BOAT 800 Market Street COM 97235020 01/25/85 04/30/85 C Completed United States US Northeast Ohio Axle Inc PO Box 10309 663900 3711/3714/3724/3769/3556 3711 663900 US United States Novatronics Group Inc 66992Q 3612/3621/3629 3612 Priv. 33.02 100.00 100.0 10.600 10.600 10.60 2 EARN No Friendly 1 7.1 No No No No NOAX CASH 96030020 01/28/85 03/29/85 C Completed United States US Loews Corp 667 Madison Avenue 540424 6331/6311/6351/1381/1382/1389 6331 540424 US United States Boise Cascade Corp-Building Material Distribution Facilities One Jefferson Square 09747J 5031/5032/5033/5039 5031 Sub. 100.00 100.0 np np 50.00 1 CASH No Friendly 1 50.0 No No No No LTR /7011/6719 CASHONLY 95168020 01/31/85 07/01/85 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States Des Moines Register & Tribune Co-Four Newspapers 25016M 2711 2711 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No GCI CASHONLY 95246020 02/01/85 06/18/85 C Completed United States US Standard Oil Co of Ohio (British Petroleum Co PLC) 200 Public Square 853734 1311/2911/5541/1221/2869/2873 1311 110889 US United States Gulf Corp-Alliance Refinery and Marketing Facilities (Chevron Corp) 40223E 5171/5172 5171 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 690.00 1 CASH No Friendly 1 690.0 No No No No SRD /1021/1222/3714 CASHONLY 123801020 02/01/85 04/26/85 C Completed United States US Lincoln National Corp 150 North Radnor Chester Road 534187 6351/6331/6321/6311 6351 534187 FBC First Boston Corp 1 US United States Western Casualty & Surety Co 14 E First St 958009 6331/6351 6331 1 Kidder Peabody & Co Inc Public 100.00 100.0 269.847 269.516 270.00 1 CASH No Friendly 2 270.0 No No No No First Boston Corp LNC 67.50 CASHONLY 123807020 02/01/85 04/26/85 C Completed United States US Lincoln National Corp 150 North Radnor Chester Road 534187 6351/6331/6321/6311 6351 534187 US United States Western Insurance Securities Co 958434 6311/6321/6331/6719 6311 1 Kidder Peabody & Co Inc Public 100.00 100.0 112.8 112.800 112.80 1 CASH No Friendly 1 112.8 No No No No LNC CASHONLY 96042020 02/04/85 05/08/85 C Completed United States US Travelers Corp One Tower Square 894180 6331/6351/6371/6311/6321/6324 6331 024843 MS Morgan Stanley & Co 1 US United States Brokers Mortgage Service Inc 235 White Horse Pike 112201 6211 6211 1 Salomon Brothers Public 100.00 100.00 100.0 np np 32.50 1 COM No Friendly 1 No No No No Morgan Stanley & Co BMTG TIC /6719 97786020 02/04/85 02/04/85 C Completed United States US Ohio Mattress Co 301 Shaw St 677401 2515 2515 677401 US United States Woodstuff Manufacturing Inc 1635 S 43rd Avenue 98052Q 2511 2511 Priv. 23.91 76.09 100.00 100.0 23.000 23.000 23.00 2 EARN No Friendly 1 5.5 No No No No OMT CASH 96277020 02/11/85 04/02/85 C Completed United States US Diamond-Bathurst Inc 325 Technology Dr 252563 3221 3221 208705 US United States Container General Corp 21074Q 3221 3221 Priv. 43.51 56.49 100.00 100.0 np np 15.40 2 COM No Friendly 1 6.7 No No No No DBH Great Valley Corporate Center CASH 96280020 02/11/85 04/02/85 C Completed United States US Sonoco Products Co 1 North Second Street 835495 2652/2655/2679/2631/3499/2499 2652 835495 US United States Continental Fibre Drums Inc (KMI Continental Inc) 1850 Pkwy Pl 21139T 2655 2655 Sub. 90.00 10.00 100.00 100.0 np np 70.00 3 BOND No Friendly 1 63.0 No No No No SON /2673/3085/3089/4731/7389 Suite 820 LIA CASH 96857020 02/11/85 06/25/85 C Completed United States US Animed Inc 25 Lumber Rd 141593 0742/5122/8734 0742 034903 US United States Intermountain Laboratories Inc 458836 8734 8734 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 16.348 15.060 15.00 1 COM No Friendly 1 No No No No IMLB 6.00 95052020 02/13/85 05/22/85 C Completed United States US American President Cos Ltd 1111 Broadway 029103 4412/4424/4011/4213/6552 4412 029103 US United States BRAE Corp-Domestic Transportation Unit 4 Embarcadero Ctr 10490Q 7359/8741/7515 7359 1 Merrill Lynch Capital Markets Sub. 100.00 100.0 np np 60.00 2 CASH No Friendly 1 60.0 No No No No APS NOTES 95767020 02/14/85 10/31/85 C Completed United States US Adobe Resources Corp 667 Madison Ave 558196 1311 1311 007240 WER Wertheim 1 01 US United States Adobe Oil & Gas Corp 1100 Western United Life Bldg 007239 1311 1311 1 First Boston Corp Public 100.00 71.42 100.0 315.023 315.023 225.00 3 COM No Friendly 1 No No No No 2.2 2.2 0.25 0.25 Wertheim AOI ADB PFD CVTPFD 95425020 02/14/85 04/03/85 C Completed United States US May Department Stores Co 611 Olive Street 577778 5311/5331/5661/6512 5311 577778 MS Morgan Stanley & Co 1 US United States Park LaBrea Associates (Metropolitan Life Insurance) 70053F 6311/6321/6331/6351 6311 Sub. 7.14 92.86 50.00 50.0 280.000 280.000 140.00 3 CASH No Friendly 1 10.0 No No No No Morgan Stanley & Co MA PFD EARN 96834020 02/15/85 02/15/85 C Completed United States US First Mississippi Corp 700 North St 320891 2819/2869/2875/1311/1221/1222 2819 320891 US United States Imperial Technology Inc 831 S Douglas Street 45310Q 3572 3572 Priv. 100.00 100.0 np np 19.80 1 CASH No Friendly 1 19.8 No No No No FRM PO Box 1249 /1041 CASHONLY 95255020 02/19/85 03/08/85 C Completed United States US Gibraltar Savings Assn, Houston,Texas 13401 North Fwy 374761 6036 6036 374761 US United States Gulf Broadcast Co-6400 Acres Land 40218E 6552 6552 Sub. 90.00 10.00 100.00 100.0 np np 130.00 2 CASH No Friendly 1 117.0 No No No No GSTX LIA 125932020 02/19/85 03/28/85 C Completed United States US Chesebrough-Pond's Inc 33 Benedict Place 165339 2844/2834/2842/2099/2369/2257 2844 165339 SLB Shearson Lehman Brothers 1 US United States Stauffer Chemical Co Nyala Farm Rd 857721 2819/2879/2869/2812/2821/3089 2819 1 Morgan Stanley & Co Public 100.00 100.00 100.0 1,551.911 1551.882 1,220.00 1 CASH No Friendly 1 1,220.0 No No No No 4.0 4.0 4.7 4.7 Shearson Lehman Brothers STC CBM 28.00 /2098/2879/3089/3949/3021 CASHONLY 112271020 02/20/85 08/30/85 C Completed United States US Citizens & Southern Georgia Corp 35 Broad St 173124 6021/6022/6712 6021 173124 FBC First Boston Corp 1 US United States Landmark Banking Corp of Florida,Fort Lauderdale 515053 6022 6022 1 Robinson-Humphrey Co Public 12.79 87.21 100.00 100.0 2,434.935 2403.096 508.25 2 COM No Friendly 1 65.0 No No No No First Boston Corp CSGA 20.70 CASH 97874020 02/20/85 02/28/85 C Completed United States US American Family Corp 1932 Wynnton Rd 001055 6311/6321/4833/4899/2752/6719 6311 025870 US United States WITN-TV,Greenville,North Carolina Hwy 17 S 929ITN 4833 4833 Priv. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No AFL CASHONLY 96056020 02/21/85 03/31/85 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States CBS Inc-Family Weekly Magazine 51 West 52nd St 12484V 2721 2721 Sub. 100.00 100.0 np np 50.00 1 CASH No Friendly 1 50.0 No No No No GCI CASHONLY 95225020 02/21/85 02/28/85 C Completed United States US Apache Corp 2000 Post Oak Blvd 037411 1311/1381/1382 1311 037411 US United States Florida Exploration Co-Assets (Houston Natural Gas Corp) 34064E 1311 1311 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 82.00 1 CASH No Friendly 1 82.0 No No No No APA Suite 100 CASHONLY 122389020 02/21/85 03/27/85 C Completed United States US Greyhound Corp 111 W Clarendon 398028 4131/3711/2844/2841/6159/7379 4131 398028 MS Morgan Stanley & Co 1 US United States Purex Industries Inc-Consumer Products Division 74625Q 2841/2842 2841 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 264.00 1 CASH No Friendly 1 264.0 No No No No Morgan Stanley & Co G Greyhound Tower /4581/6099/5812 CASHONLY 97604020 02/21/85 04/02/85 C Completed United States US Time Inc Time & Life Building 887224 2721/2731/5192/4841/7822/7299 2721 887224 FBC First Boston Corp 1 US United States Southern Progress Corp 820 Shades Creek Pky 84364M 2721 2721 Priv. 100.00 100.0 np np 480.00 1 CASH No Friendly 1 480.0 No No No No First Boston Corp TL Rockefeller Center CASHONLY 95699020 02/25/85 08/05/85 C Completed United States US Sunshine Mining Co 877 W. Main Street 867833 1044/1099/1021/1311/1382/1041 1044 867833 DBL Drexel Burnham Lambert 1 US United States Woods Petroleum Corp 980140 1311/1382 1311 2 Bear Stearns & Co Inc Public 44.29 25.83 29.88 94.43 100.0 294.106 294.921 288.48 3 COM No Friendly 1 127.8 No No No No Drexel Burnham Lambert WOG SSC 25.00 Suite 600 Shearson Lehman Brothers PFD CASH 96231020 02/26/85 08/06/85 C Completed United States US Security Bancorp Inc, Southgate,Michigan 16333 Trenton Rd 813771 6022/6712 6022 813771 US United States Commerce Bancorp Inc, Hamtramck, Michigan 11300 Joseph Campau 200517 6021 6021 Public 100.00 100.00 100.0 130.444 130.467 32.00 1 NVOTCPFD No Friendly 1 No No No No SECB 80.00 95999020 02/27/85 05/17/85 C Completed United States US American Can Co American Lane 024843 6282/6289 6282 024843 LAZ Lazard Freres & Co LLC 1 01 US United States Berg Enterprises Inc 75 Lincoln Highway 083730 6162 6162 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 279.758 279.758 123.40 1 CASH No Friendly 1 123.4 No No No No 1.25 1.25 Lazard Freres & Co LLC AC 24.00 P.O. Box 3610 CASHONLY 97263020 02/27/85 02/27/85 C Completed United States US Goody Products Inc 969 Newark Tpk 382486 2844/3851/3999/5331 2844 382486 US United States Opti-Ray Inc 595 Smith St 68381V 3851 3851 Priv. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No GOOD CASHONLY 97511020 02/27/85 02/27/85 C Completed United States US National Medical Enterprises Inc 2700 Colorado Ave 636886 8062/8069/8063/8093/8082/8011 8062 636886 US United States Seaview Medical Enterprises Inc- Hospital & Medical Office Building 81273N 8062/6512 8062 Sub. 100.00 100.0 np np 20.20 3 COM No Friendly 1 20.2 No No No No NME /6324/6719 LIA CASH 95100020 02/28/85 02/28/85 C Completed United States US JP Industries Inc 325 E. Eisenhower Parkway 466237 3431/3261/3694/3714 3431 466237 US United States Celotex Corp-Briggs Division 1500 N Dale Mambry Hwy 15173A 2621/3275/3296/2952/3089 2621 Sub. 100.00 100.00 100.0 np np 23.00 1 CASH No Friendly 1 23.0 No No No No JPII CASHONLY 96728020 02/28/85 07/30/85 C Completed United States US Hibernia Corp,New Orleans, Louisiana 313 Carondelet St 428656 6022/6712 6022 428656 US United States Guaranty Commerce Corp 401068 6311/6321/6331/6351 6311 1 Robinson-Humphrey Co Public 55.06 100.00 100.0 42.570 38.020 42.50 3 CASH No Friendly 1 19.1 No No No No HIBC 21.50 DEB COMA 97840020 02/28/85 03/01/85 C Completed United States US InterNorth Inc 2223 Dodge Street 460575 1311 1311 460575 US United States Valero Energy Corp-Pipeline Operations 530 McCullough 91913V 4922 4922 1 Shearson Lehman/American Exp Sub. 100.00 100.0 np np 80.50 1 CASH No Friendly 1 80.5 No No No No INI CASHONLY 115317020 03/01/85 05/15/85 C Completed United States US Coastal Corp Coastal Tower 190441 4923/4922/4924/2911/5171/5541 4923 190441 DBL Drexel Burnham Lambert 1 03 US United States American Natural Resources Co One Woodward Ave 028609 4922/1311/4213/1221/1222 4922 2 First Boston Corp Public 100.00 95.68 100.0 3,817.800 3817.800 2,349.00 1 CASH No Hostile 1 8.333 2,349.0 No No No No 1.0 1.0 9.0 9.0 Drexel Burnham Lambert ANR CGP 60.00 65.00 Nine Greenway Plaza /4613/1221/6719/5411 Goldman Sachs & Co CASHONLY 14.0 96253020 03/01/85 06/19/85 C Completed United States US Baxter Travenol Laboratories Inc One Baxter Pkwy 071892 2836/2834/2833/3841/5047 2836 071892 GS Goldman Sachs & Co 1 US United States Compucare Corp 204774 7374/7372 7374 1 First Boston Corp Public 100.00 100.00 100.0 77.797 78.084 73.00 1 COM No Friendly 1 No No No No Goldman Sachs & Co CMPC BAX 13.00 96480020 03/01/85 03/01/85 C Completed United States US Tierco Group Inc 11501 Northeast Expressway 886506 7996/7999 7996 886506 US United States FPA Corp 2501 Palm-Aire Dr North 302542 6552/7011 6552 Public 52.31 52.3 30.395 30.395 15.90 1 CASH No Neutral 1 15.9 No No No No FPO TIER CASHONLY 95281020 03/02/85 05/31/85 C Completed United States US Charter Medical Corp 3414 Peachtree Road NE 161241 8062/8063/8082/6719 8062 161241 US United States Health Group Inc-6 Psychiatric Hospitals 42217T 8063 8063 Sub. 100.00 100.0 np np 92.00 2 CASH No Friendly 1 92.0 No No No No CMD LIA 96092020 03/04/85 03/04/85 C Completed United States US Kaufman and Broad Inc 11601 Wilshire Blvd 486170 1531/1521/2451/2452/6311/6719 1531 486170 US United States Capital Life Assurance Co-Annuity Reserves 1600 Sherman Street 14028T 6311/6321 6311 Sub. 100.00 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No KB CASHONLY 124855020 03/04/85 05/10/85 C Completed United States US Johnson Controls Inc 5757 North Green Bay Avenue 478366 2531/3714/3692/3691/1731/1799 2531 478366 SAL Salomon Brothers 1 US United States Hoover Universal Inc 825 Victors Way 439316 2599 2599 2 Laidlaw-Coggeshall Priv. 43.80 56.20 100.00 100.0 572.251 537.083 500.00 2 CASH No Friendly 1 219.0 No No No No Salomon Brothers JCI 36.50 P.O. Box 591 /8744 Goldman Sachs & Co COM 97230020 03/04/85 11/29/85 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 GS Goldman Sachs & Co 1 US United States Northwestern Financial Corp, Greensboro, NC 668087 6021 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 1,870.741 np 315.315 1 COM No Friendly 1 No No No No Goldman Sachs & Co NWFN FTU 30.32 Floor 40 96160020 03/05/85 08/13/85 C Completed United States US WR Grace & Co 1 Town Center Road 383883 2821/2671/3081/3086/3089/2899 2821 383883 US United States Chomerics Inc 77 Dragon Ct 170394 3643/2891 3643 2 Lazard Freres & Co LLC Public 100.00 100.00 100.0 91.112 97.112 99.00 1 COM No Friendly 1 No No No No CHOM GRA 32.00 /2891/2812/3273/3272/2833/8092 F. Eberstadt /8071/8082/8742/5812/2066/1381 /1389/1311/4226/7353/8731 96324020 03/07/85 03/07/85 C Completed United States US Sybron Corp 1100 Midtown Tower 871140 3843/3842/3589/2821/2899 3843 871140 US United States Cryogenic Associates Inc (Beatrice Companies) Two Appletree Square, 22705M 3845 3845 Sub. 100.00 100.00 100.0 np np 24.00 1 CASH No Friendly 1 24.0 No No No No SYB Suite 100, 8011 34th Ave South CASHONLY 95463020 03/08/85 12/12/85 C Completed United States US Southwest Airlines Co 2702 Love Filed Drive 844741 4512 4512 844741 01 US United States Muse Air Corp 8441 Gulf Freeway 627482 4512 4512 1 Salomon Brothers Public 0.21 60.57 100.00 100.0 254.523 203.623 69.997 3 WAR No Friendly 1 27.5 No No No No 1.038 1.038 MAC LUV 15.00 Po Box 36611 CASH COM 96823020 03/11/85 03/11/85 C Completed United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 US United States Hycor Inc 10 Gill St 448627 3663/3812/8731 3663 1 Bear Stearns & Co Inc Priv. 100.00 100.0 np np 24.50 1 CASH No Friendly 1 24.5 No No No No LOR CASHONLY 95882020 03/13/85 03/13/85 C Completed United States US Northeast Ohio Axle Inc PO Box 10309 663900 3711/3714/3724/3769/3556 3711 663900 US United States Armbruster/Stageway Inc & 3 Others 04217X 3711 3711 Priv. 44.26 55.74 100.00 100.0 np np 29.60 3 EARN No Friendly 1 13.1 No No No No NOAX CASH NOTE 97849020 03/13/85 06/20/85 C Completed United States US Eastman Kodak Co 343 State Street 277461 3861/3577/3555/2821/5043/5085 3861 277461 US United States Verbatim Corp 323 Soquel Way 923353 3577/3695 3577 2 Needham & Co LLC Public 100.00 100.00 100.0 175.16 np 175.00 1 CASH No Friendly 1 175.0 No No No No VRB EK 7.55 /5045/3829/3571/7372/7375 First Boston Corp CASHONLY 97469020 03/15/85 06/19/85 C Completed United States US Olin Corp 190 Carondelet Plaza 680665 2812/2821/2819/2869/2879/2891 2812 680665 MORGAN-LEWIS Morgan Lewis Githens & Ahn 1 US United States Rockcor Inc PO Box 97009 772887 3764/3761/3769 3764 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 97.176 97.176 97.20 1 CASH No Friendly 1 97.2 No No No No Morgan Lewis Githens & Ahn ROCK OLN 19.50 Suite 1530 /3483/3484/3764/3366 CASHONLY 115217020 03/18/85 01/06/86 C Completed United States US Capital Cities Communications Inc 24 East 51st St 139861 4833/4832/4841/2711/2721/2731 4833 139861 US United States American Broadcasting Cos Inc {ABC} 1330 Ave of the Americas 024735 4833/4832/7812/7822/2721/2731 4833 1 First Boston Corp Public 2.47 100.00 100.0 3,700.609 3736.667 3,520.00 2 CASH No Friendly 1 3,433.0 No No No No 7.5 7.5 ABC CCB 121.00 /8731/8732/7375 WAR 95913020 03/18/85 06/21/85 C Completed United States US Emerson Electric Co 8000 West Florissant Ave 291011 3823/3679/3621/3634/3825/3824 3823 291011 01 US United States Automatic Switch Co 50-60 Hanover Rd 053186 3625/3494/5065 3625 1 First Boston Corp Public 100.00 100.00 100.0 328.212 328.212 373.50 1 COM No Friendly 1 No No No No 2.75 2.75 ASV EMR 45.00 P.O. Box 4100 /3646/3585/3545/3812/3669/3639 /5063/5065 98117020 03/18/85 06/04/85 C Completed United States US Information Resources Inc 150 North Clinton Street 456905 3577/7372/7375/8742 3577 456905 US United States Management Decisions Systems Inc 56169M 7372/8742 7372 Priv. 100.00 100.00 100.0 26.772 np 26.77 1 COM No Friendly 1 No No No No IRIC 11.64 95489020 03/18/85 07/30/85 C Completed United States US Corvus Systems Inc 100 Bouck St 221016 3572 3572 221016 US United States Onyx & IMI Inc 683390 3572/3571 3572 Public 100.00 100.00 100.0 38.442 38.556 54.00 1 COM No Friendly 1 No No No No DORM CRVS 5.20 96241020 03/19/85 03/19/85 C Completed United States US National Computer Systems Inc 11000 Prairie Lakes Drive 635519 3577/2761/7372/7374 3577 635519 US United States Commonwealth Leasing Corp 9900 Bren Rd-Ste 1000 20307Q 7379 7379 Priv. 15.71 100.00 100.0 np np 28.00 3 COM No Friendly 1 23.6 No No No No NLCS P.O. Box 9365 NOTE CASH 112245020 03/19/85 07/09/85 C Completed United States US Triangle Industries Inc 900 Third Ave 895861 3351/3357/3644/3089/3581/3651 3351 895861 DBL Drexel Burnham Lambert 1 04 US United States National Can Corp 635128 3411 3411 1 Salomon Brothers Public 100.00 100.00 100.0 589.959 594.230 430.00 1 CASH No Friendly 1 430.0 No No No No 21.4 21.4 Drexel Burnham Lambert NAC TRI 42.00 16th Fl /6719 CASHONLY 96140020 03/20/85 03/20/85 C Completed United States US Cardis Corp 9401 Wihshire Blvd 141602 5531/5013 5531 141602 US United States Chanslor & Lyon Co 15929V 5015 5015 Priv. 100.00 100.0 np np 15.70 3 COM No Friendly 1 15.7 No No No No CDS NOTE CASH 96545020 03/20/85 03/20/85 C Completed United States US SouthTrust Corp,Birmingham, Alabama 420 North 20Th Street 844730 6021/6022/6712 6021 844730 US United States First National Bancorp Inc, Phoenix,AZ 1001 N Central 32092Q 6021/6712 6021 Priv. 100.00 100.0 np np 15.30 2 COM No Friendly 1 15.3 No No No No SOTR CASH 95898020 03/21/85 11/07/85 C Completed United States US Fleming Cos Inc 6301 Waterford Blvd 339130 5411/5141 5411 339130 US United States Associated Grocers of Arizona Inc 624 South 25th Avenue 04565M 5141 5141 1 Shearson/American Express Inc Priv. 100.00 100.0 np np 35.00 1 CASH No Friendly 1 35.0 No No No No FLM Po Box 299013 CASHONLY 96256020 03/21/85 06/03/85 C Completed United States US Bell Atlantic Corp 1095 Avenue Of The Americas 077853 4813/4812/4899/7372 4813 077853 MS Morgan Stanley & Co 1 US United States CompuShop Inc 9333 Forest Lane 204917 5734 5734 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 33.148 np 33.00 1 COM No Friendly 1 No No No No Morgan Stanley & Co CSHP BEL 6.03 97223020 03/21/85 07/16/85 C Completed United States US Continental Telecom Inc 245 Perimeter Center Pkwy 212093 4813/3661/5065/7374/8742/2741 4813 212093 US United States Northern Data Systems Inc 48 Constitution Dr 665103 5045/5999/1731/7379 5045 1 PaineWebber Public 100.00 100.00 100.0 36.000 36.000 36.00 1 COM No Friendly 1 No No No No NDSI CTC P.O. Box 105194 97690020 03/22/85 06/05/85 C Completed United States US Electronic Memories & Magnetics Corp 285744 3572 3572 57330J BATEMAN/DBL Bateman Eichler Hill Richards 2 US United States Titan Systems International Inc 88832Q 8711 8711 1 Bateman Eichler Hill Richards Priv. 100.00 100.00 100.0 32.8 36.000 32.80 1 COM No Friendly 1 No No No No Bateman Eichler Hill Richards EMM Drexel Burnham Lambert Drexel Burnham Lambert 146630020 03/22/85 06/18/85 C Completed United States US Bethlehem Steel Corp 1170 Eighth Avenue 087509 3312/3316/3321/3731/1221/1222 3312 087509 SAL Salomon Brothers 1 03 US United States JM Tull Industries Inc 4400 Peachtree Industry Blvd 899304 5051/3315/3316/3317/3351/3354 5051 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 129.840 102.473 122.00 1 CASH No Friendly 3 122.0 No No No No 0.75 0.75 1.18 1.18 Salomon Brothers TULL BHMS 22.00 /3355 CASHONLY 96417020 03/25/85 10/14/85 C Completed United States US Trilogy Ltd 10500 Ridgeview Ct. 896194 3571/7372/8731/3674 3571 896194 LFR/MLCM LF Rothschild & Co 2 US United States ELXSI Corp 115 E Putnam Avenue 26862M 3577 3577 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 49.875 52.250 49.875 1 COM No Friendly 1 No No No No LF Rothschild & Co TRILF Merrill Lynch Capital Markets Merrill Lynch Capital Markets 125541020 03/25/85 06/03/85 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 MS Morgan Stanley & Co 1 04 US United States McGraw-Edison Co 580628 3643/3677/3621 3643 1 Goldman Sachs & Co Public 78.57 21.43 100.00 100.0 1,415.8 1396.300 1,400.00 2 CASH No Hostile 2 1,100.0 No No No No 4.3 4.3 Morgan Stanley & Co CBE 65.00 65.00 Suite 5800 /3625/3612/3613/3491/3429 LIA 97077020 03/25/85 05/17/85 C Completed United States US Eli Lilly & Co Lilly Corporate Center 532457 2834/2833/2836/2819/2048/8731 2834 532457 MS Morgan Stanley & Co 1 US United States Medrad/Intec Inc-Implantable Defibrilator Business 271 Kappa Dr 58504T 3841 3841 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 45.00 1 CASH No Friendly 1 45.0 No No No No Morgan Stanley & Co LLY /5122 CASHONLY 164462020 03/26/85 12/20/85 C Completed United States US General Motors Corp 300 Renaissance Center 370442 3711/3714/3728/3812/3761/3577 3711 370442 SAL Salomon Brothers 1 US United States Hughes Aircraft Co 7200 Huges Terrace 44439Q 3812/3671/3728/3761 3812 2 Morgan Stanley & Co Sub. 54.00 46.00 100.00 100.0 np np 5,000.00 2 CASH No Friendly 1 2,700.0 No No No No Salomon Brothers GM /3579/3661/3743/3669/3829/3519 First Boston Corp COM /6141/6153/6159/6411/6321/6351 96923020 03/26/85 05/08/85 C Completed United States US Diversified Energies Inc 201 South 7th St 255205 4924/1311/1389/3663/6719 4924 255205 FINANCO Financo 1 US United States EF Johnson Co(Western Union Corp) 438 Gateway Boulevard 478358 3663 3663 1 Salomon Brothers Sub. 42.62 57.38 100.00 100.0 np np 61.00 2 LIA No Friendly 1 26.0 No No No No Financo DEI CASH 228080020 03/26/85 08/13/85 C Completed United States US MCA Inc 100 Universal City Plaza 552653 7812/7822/3652/2329/2339/5099 7812 552653 LAZ Lazard Freres & Co LLC 1 US United States LJN Toys Ltd 1107 Broadway 501875 3944 3944 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 86.986 np 67.40 1 COM No Friendly 1 No No No No Lazard Freres & Co LLC KIDS MCA 14.26 /2731/7996/7832/4833/5947/6552 3rd Floor 107979020 03/28/85 12/31/85 C Completed United States US Apache Corp 2000 Post Oak Blvd 037411 1311/1381/1382 1311 037411 US United States Davis Oil Co-Certain Oil and Gas Properties 410 17th St 23907N 1311 1311 Sub. 100.00 100.0 np np 180.00 1 CASH No Friendly 1 180.0 No No No No APA Suite 100 Ste 610 CASHONLY 98024020 03/29/85 12/31/85 C Completed United States US Pfizer Inc 235 East 42Nd Street 717081 2834/2833/2836/2048/5122/5191 2834 717081 US United States American Medical Systems Inc 10700 Bren Road West 027443 5047 5047 Public 100.00 100.00 100.0 101.200 101.200 101.20 1 COM No Friendly 1 No No No No PFE 15859020 03/29/85 12/30/85 C Completed United States US United Virginia Bankshares Inc,Richmond 919 East Main St 913164 6022/6712 6022 913164 MS Morgan Stanley & Co 1 US United States N S & T Bankshares Inc, Washington,DC 629908 6021/6712 6021 1 Citicorp Priv. 100.00 100.0 119.000 119.000 119.00 2 COM No Friendly 1 119.0 No No No No Morgan Stanley & Co UVBK CASH 98050020 03/29/85 05/03/85 C Completed United States US Sparkman Energy Corp Drawer 10627,1501 Taylor 846901 1311 1311 846901 ROTAN Rotan Mosle Inc 1 US United States Sparkman Energy Corp Drawer 10627,1501 Taylor 846901 1311 1311 Public 100.00 64.50 64.5 48.474 48.474 23.04 1 CASH No Not Appl. 1 23.0 No No No No Rotan Mosle Inc SPM SPM 9.00 CASHONLY 95933020 04/01/85 05/30/85 C Completed United States US Amsted Industries Inc 205 North Michigan Ave 032177 3462/3321/3743/3799/3448 3462 032177 US United States Baltimore Aircoil Co(Merck & Co) 7595 Montevideo Road 059021 3443 3443 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 92.00 1 CASH No Friendly 1 92.0 No No No No AD CASHONLY 97975020 04/01/85 04/01/85 C Completed United States US Houstonian Inc 442443 8011 8011 442443 US United States Undisclosed Several Regional Companies 9044SE 6799 6799 Priv. 100.00 100.0 np np 60.00 2 COM No Friendly 1 60.0 No No No No WELL CASH 96453020 04/05/85 06/19/85 C Completed United States US Seagull Energy Corp 1001 Fannin Street 812007 4923/4619/1311/4922/4613 4923 34039C SLB Shearson Lehman Brothers 1 US United States Enstar Corp-Utility Assets in Alaska(Unimar Co) 29358N 4911/4922 4911 1 First Boston Corp Sub. 100.00 100.0 np np 65.00 2 NOTE No Friendly 1 65.0 No No No No Shearson Lehman Brothers SGO Suite 1700 CASH 95962020 04/08/85 05/17/88 C Completed United States US Milton Roy Co 111 Second Ave NE, Suite 900 602108 3586/3823/3826/3829 3586 602108 US United States Bausch & Lomb-Analytical Products Division 1 Lincoln First Square 07170L 3827/3826 3827 1 Chase Manhattan Bank NA Sub. 100.00 100.0 np np 15.00 1 CASH No Friendly 1 15.0 No No No No MRC PO Box 12169 CASHONLY 141335020 04/08/85 05/14/85 C Completed United States US Service Merchandise Co Inc 1283 Murfreesboro Rd 817587 5399/5734/5944 5399 817587 MLCM/FINANCO Merrill Lynch Capital Markets 2 US United States HJ Wilson Co Inc 972106 5399 5399 1 PaineWebber Public 100.00 100.00 100.0 173.471 np 173.50 1 CASH No Friendly 1 173.5 No No No No Merrill Lynch Capital Markets WILN SVH 20.00 Financo CASHONLY Financo 96773020 04/09/85 04/09/85 C Completed United States US Harsco Corp 350 Poplar Church Road 415864 3446/3341/3443/3444/3498/6719 3446 415864 US United States Hill Acme Corp 431362 3491/3494/3841 3491 Priv. 100.00 100.0 np np 23.00 1 CASH No Friendly 1 23.0 No No No No HSC CASHONLY 97332020 04/09/85 04/09/85 C Completed United States US Ampad Corp 330 Whitney Ave 032009 2678/2679/2761/2782/2677/2675 2678 032009 US United States Pentair Inc-Huron Office Products 1700 W Hwy 36 70963A 5112 5112 Sub. 100.00 100.0 np np 13.00 1 CASH No Friendly 1 13.0 No No No No AMPD CASHONLY 95573020 04/09/85 07/07/85 C Completed United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 US United States Rolm Corp-Mil-Spec Computer Division(IBM Corp) 400 Old Ironsides Dr 77578Q 3571 3571 3 Salomon Brothers Sub. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No LOR Goldman Sachs & Co CASHONLY Morgan Stanley & Co 96297020 04/10/85 04/10/85 C Completed United States US Sunstates Corp 4600 Marriott Dr 867913 6531/6552 6531 867913 US United States Coronet Insurance Co 3500 West Peterson 21983Q 6331 6331 Priv. 100.00 100.0 12.300 12.300 12.30 1 CASH No Friendly 1 12.3 No No No No CASHONLY 96808020 04/10/85 04/10/85 C Completed United States US Ampad Corp 330 Whitney Ave 032009 2678/2679/2761/2782/2677/2675 2678 032009 US United States Huron Office Products Inc (Pentair Inc) 1200 W Hwy 36 44758Q 3955/2782/2672/2671/2679 3955 Sub. 100.00 100.0 np np 13.00 1 CASH No Friendly 1 13.0 No No No No AMPD CASHONLY 97613020 04/12/85 06/04/85 C Completed United States US McKesson Corp One Post Street 581556 5122/5047/5013/5182/5169/2023 5122 581556 MS Morgan Stanley & Co 1 US United States Spectro Industries Inc 107 Greenwood Ave 847609 5122/7359/5047/5084/2599 5122 1 Goldman Sachs & Co Public 100.00 100.00 100.0 158.847 80.423 161.00 1 CASH No Friendly 1 161.0 No No No No Morgan Stanley & Co MCK 20.00 McKesson Plaza /6552/6411/7374/7373 CASHONLY 96756020 04/15/85 07/24/85 C Completed United States US Hospital Corp of America One Park Plz 441065 8062/8063 8062 441065 US United States Healthgroup International 422213 8011/6324 8011 1 Prudential-Bache Securities Public 100.00 100.00 100.0 21.916 17.897 23.80 1 CASH No Friendly 1 23.8 No No No No HGIS HCA 10.00 CASHONLY 96844020 04/15/85 08/14/85 C Completed United States US Sterling Software Inc 300 Crescent Court 859547 7372/7379/7373/5045 7372 859547 DBL Drexel Burnham Lambert 1 US United States Informatics General Corp 456668 7372/7371/7374 7372 1 Smith Barney, Harris Upham Public 100.00 91.88 100.0 116.826 116.261 124.00 1 CASH No Hostile 1 8.000 124.0 No No No No Drexel Burnham Lambert IMAT SSW 25.00 27.00 Suite 1200 CASHONLY 113305020 04/15/85 01/20/86 C Completed United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States Integon Corp(Ashland Oil Inc) 500 West Fift St 458101 6311/6331/6719 6311 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 157.00 1 CASH No Friendly 1 157.0 No No No No SM Suite 800 /6211 CASHONLY 166960020 04/15/85 08/06/85 C Completed United States US Ames Department Stores Inc 2418 Main Street 030789 5331/5311/5941 5331 030789 WER Wertheim 1 US United States GC Murphy Co 531 Fifth Ave 626643 5399 5399 1 Goldman Sachs & Co Public 100.00 97.00 100.0 197.938 np 191.00 1 CASH No Friendly 1 191.0 No No No No Wertheim MPH AMES 48.00 CASHONLY 97680020 04/19/85 04/19/85 C Completed United States US Tires Inc 410 2300 W 88823M 5014/5531 5014 88823M US United States William B Thomas Enterprises Inc 88447F 5531/6794 5531 Priv. 100.00 100.00 100.0 np np 19.00 1 COM No Friendly 1 No No No No TIRI 95922020 04/22/85 04/22/85 C Completed United States US Berkey Photo Inc 1 Water St 084419 3861/5043/5946/5999/7384 3861 084419 DLJ Donaldson Lufkin & Jenrette 1 US United States B & E Sales Co Inc 05506W 8742 8742 1 Drexel Burnham Lambert Priv. 78.95 21.05 100.00 100.0 np np 28.50 2 CASH No Friendly 1 22.5 No No No No Donaldson Lufkin & Jenrette BKY EARN 15175020 04/22/85 01/09/86 C Completed United States US Pennbancorp,Titusville, Pennsylvania Pennbank Center 708077 6022/6311/6321/6712 6022 708077 BKRS-TRUST Bankers Trust Co 1 US United States GNB Inc 1110 Highway 110 361905 3691 3691 Public 35.88 64.13 100.00 100.0 342.443 367.065 80.00 2 COM No Friendly 1 28.7 No No No No Bankers Trust Co PNBA 30.60 CASH 98109020 04/22/85 07/01/85 C Completed United States US Emhart Corp (CT) 426 Colt Hwy 291209 3429/3452 3429 291209 EFH EF Hutton & Co Inc 1 US United States MITE Corp 446 Blake Street 606708 3429 3429 1 Wertheim Public 100.00 100.00 100.0 123.956 123.956 125.00 1 CASH No Friendly 1 125.0 No No No No EF Hutton & Co Inc 63.50 CASHONLY 97571020 04/23/85 04/23/85 C Completed United States US New Plan Realty Trust 1120 Avenue of the Americas 648059 6798 6798 648059 US United States Shopping Centers 82490W 6512 6512 Priv. 100.00 100.0 np np 11.00 1 CASH No Friendly 1 11.0 No No No No NPR CASHONLY 95694020 04/24/85 07/02/85 C Completed United States US Chesapeake Corp James Center Ii 165159 2657/2652/2621/2631/2676/2653 2657 165159 WHEAT Wheat First Securities Inc 1 US United States Plainwell Paper Co,Wisconsin Tissue Mills(Philip Morris Cos) 200 Allegan St 72688T 2621/2676 2621 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 214.00 1 CASH No Friendly 1 214.0 No No No No Wheat First Securities Inc CSKE 1021 East Cary Street /5113/2821/2655/3085/3089/2679 CASHONLY 166988020 04/25/85 10/03/85 C Completed United States US Minstar Inc 100 S 5th St 604442 3799 3799 604442 02 US United States AMF Inc 777 Westchester Ave 001688 3829/3625/3679/3751/3949/3732 3829 2 Morgan Stanley & Co Priv. 57.58 42.42 92.47 100.0 860.459 862.109 521.00 2 CASH No Hostile 1 4.348 300.0 No No Yes No 23.00 24.00 Morgan Lewis Githens & Ahn SUBDEB 95231020 04/25/85 08/05/85 C Completed United States US American Brands Inc 1700 E Putnam Ave 024703 3432/3429/6719/3579/3949/2085 3432 024703 US United States Foot-Joy Inc(General Mills) 144 Field 34484Q 3149/3949 3149 1 Dillon, Read & Co Inc Sub. 100.00 100.00 100.0 np np 53.00 1 CASH No Friendly 1 53.0 No No No No AMB /2782/5112 CASHONLY 96885020 04/26/85 05/30/85 C Completed United States US Zenith Electronics Corp 1000 Milwaukee Ave 989349 3651/3663/3695/3672/3679/5064 3651 989349 US United States Inteq Inc 13860 Redskin Drive 45816Q 3669 3669 Priv. 100.00 100.00 100.0 np np 20.00 1 COM No Friendly 1 No No No No ZE 95788020 04/29/85 06/25/85 C Completed United States US PepsiCo Inc 700 Anderson Hill Road 713448 2086/2087/2096/5812 2086 713448 US United States Allegheny Pepsi-Cola Bottling Co(Allegheny Beverage Corp) 300 Mechanicsville Pike 017393 2086 2086 1 EF Hutton & Co Inc Sub. 100.00 100.0 np np 160.00 1 CASH No Friendly 1 160.0 No No No No PEP CASHONLY 96532020 04/29/85 08/14/85 C Completed United States US Philadelphia Savings Fund Society 1212 Market St 718002 6712/6036 6712 718002 FBC First Boston Corp 1 US United States First Federal S&L Assn,Winter Haven,Florida 319912 6035 6035 Public 100.00 100.0 19.100 19.100 19.10 1 CASH No Friendly 1 19.1 No No No No First Boston Corp FFWH PSFS CASHONLY 228112020 04/29/85 09/06/85 C Completed United States US Zayre Corp 770 Cochituate Rd 989195 5651/5611/5311/5961/5999/5621 5651 989195 WER Wertheim 1 US United States Gaylords National Corp 10 Enterprise Avenue 368226 5311 5311 Public 100.00 100.00 100.0 26.468 24.346 12.80 1 CASH No Friendly 1 12.8 No No No No Wertheim ZY 8.50 /5944/5632/5699/5641/5661 CASHONLY 95555020 04/29/85 04/29/85 C Completed United States US Reid-Provident Laboraties Inc 640 Tenth St N.W. 759258 2834 2834 759258 US United States Rowell Laboratories Inc 779579 2834 2834 Priv. 100.00 100.00 100.0 np np 17.50 1 CASH No Friendly 1 17.5 No No No No REID CASHONLY 141717020 04/30/85 04/30/85 C Completed United States US El Torito Restaurants Inc(WR Grace & Co) 2450 White Rd 284061 5812/5813 5812 383883 US United States Casa Maria Restaurants (Marriott Corp) 14712L 5812/5813 5812 1 Merrill Lynch Capital Markets Sub. 100.00 100.0 np np 42.50 1 CASH No Friendly 1 42.5 No No No No ET CASHONLY 141553020 04/30/85 12/31/85 C Completed United States US Price Communications Corp 45 Rockefeller Plaza 741437 4833/4832/2711/2731/7312/4812 4833 741437 MS Morgan Stanley & Co 1 US United States WZZM-TV,Grand Rapids,MI(Price Communications) 929ZZM 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 62.00 1 CASH No Friendly 1 62.0 No No No No Morgan Stanley & Co PR Ste 3201 CASHONLY 96821020 05/01/85 07/16/85 C Completed United States US InterNorth Inc 2223 Dodge Street 460575 1311 1311 460575 GS Goldman Sachs & Co 1 01 US United States Houston Natural Gas Corp 1200 Travis St 442272 4613/1311/2911/4925 4613 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 3,589.932 3589.932 2,260.00 1 CASH No Friendly 1 2,260.0 No No No No 4.5 4.5 7.0 7.0 Goldman Sachs & Co HNG INI 70.00 CASHONLY 95353020 05/02/85 09/25/85 C Completed United States US CBS Inc 51 West 52nd Street 124845 4833/4832/4899/7812/3652/2721 4833 124845 US United States KTXQ-FM,KLTR-FM,WSUN-FM,WYNE- FM,WLTT-FM(Taft Broadcasting Co) 482TX1 4832 4832 1 First Boston Corp Sub. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No CBS /2741 CASHONLY 165775020 05/02/85 09/26/85 C Completed United States US Multimedia Broadcasting Co 305 South Main St 62545K 4833/4832/2711/2721/4841/7382 4833 62545K US United States Multimedia Broadcasting Co 305 South Main St 62545K 4833/4832/2711/2721/4841/7382 4833 Public 100.00 100.0 971.411 2769.423 902.00 2 CASH No Not Appl. 1 902.0 No No No No MMEDC MMEDC 54.00 SUBDEB 115180020 05/07/85 11/29/85 C Completed United States US McKesson Corp One Post Street 581556 5122/5047/5013/5182/5169/2023 5122 581556 MS Morgan Stanley & Co 1 US United States Mass Merchandisers Inc Highway 43 and Cottonwood Rd 575418 5122/5072/5099 5122 Public 100.00 100.00 100.0 121.619 124.303 100.00 2 COM No Friendly 1 No No No No Morgan Stanley & Co MMS MCK 13.68 McKesson Plaza /6552/6411/7374/7373 CUMPFD 97771020 05/07/85 07/02/85 C Completed United States US Diamond-Bathurst Inc 325 Technology Dr 252563 3221 3221 208705 US United States Thatcher Glass Corp 88326V 3211 3211 Priv. 100.00 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No DBH Great Valley Corporate Center CASHONLY 96509020 05/08/85 12/16/85 C Completed United States US Indiana National Corp, Indianapolis One Indiana Sq 455011 6712/6331/6321/6311/6552/6211 6712 455011 US United States Fidelity Bank of Indiana, Carmel,Indiana 11550 N Meridan 31589Q 6022 6022 Priv. 100.00 100.00 100.0 np np 11.50 1 CASH No Friendly 1 11.5 No No No No INAT /6282/6153/6141/6162/6021 CASHONLY 96980020 05/09/85 06/17/85 C Completed United States US Mark IV Industries Inc 501 John James Audubon Parkway 570387 3052/3823/3577/3669/3663/3651 3052 570387 BEAR Bear Stearns & Co Inc 1 01 US United States LFE Corp 501858 3824/3669 3824 1 Merrill Lynch Capital Markets Public 100.00 70.60 100.0 38.000 np 26.80 1 CASH No Friendly 1 26.8 No No No No 0.2 0.2 Bear Stearns & Co Inc IV 19.00 P.O. Box 810 /3679/5046/5045/5065/5099/8711 CASHONLY 97326020 05/13/85 11/15/85 C Completed United States US Home Furnishing Enterprises Inc 201 Cutbertson St 437098 2392/2391/2273 2392 437098 US United States Perfect Fit Inc 201 Cuthbertson St 713680 2511/2512/2515 2511 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 35.266 35.266 33.60 1 CASH No Friendly 1 33.6 No No No No PFIT CASHONLY 97755020 05/14/85 07/09/85 C Completed United States US Sizzler Restaurants International Inc(Collins Foods Intl) 5400 Alla Rd 830140 5812/6794 5812 194846 SLB Shearson Lehman Brothers 1 US United States Tenly Enterprises Inc 88033M 5812 5812 Priv. 100.00 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No Shearson Lehman Brothers SIZZ CASHONLY 97711020 05/14/85 05/14/85 C Completed United States US First Nationwide Financial Corp(National Intergroup) 700 Market St 335813 6035 6035 636540 LAZ Lazard Freres & Co LLC 1 US United States TranSouth Financial Corp(NCNB Corp) 518 S Irby Street 89385Q 6141/6311/6321 6141 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 85.00 1 CASH No Friendly 1 85.0 No No No No Lazard Freres & Co LLC FNFC CASHONLY 142436020 05/15/85 09/19/85 C Completed United States US Allied Corp Columbia Rd & Park Ave 019087 2819/2821/2812/2823/2865/1311 2819 019512 FBC First Boston Corp 1 01 US United States Signal Cos Inc Columbia Rd & Park Ave 826622 3724/3728/2869/3089/3861/3823 3724 1 Lazard Freres & Co LLC Public 79.97 100.00 100.0 4,469.903 4318.903 5,083.00 2 CASH No Friendly 1 1,018.0 No No No No 10.0 10.0 10.0 10.0 First Boston Corp SGNA ALD 45.00 COM 95348020 05/16/85 12/30/85 C Completed United States US Tribune Co 435 North Michigan Avenue 896047 2711/4832/4833/7375/6719 2711 896047 SAL Salomon Brothers 1 US United States KTLA-TV(Golden West Television Holdings Co) 482TLA 4833 4833 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 510.00 1 CASH No Friendly 1 510.0 No No No No Salomon Brothers TRB CASHONLY 95434020 05/20/85 07/04/86 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 KEEFE Keefe Bruyette & Woods Inc 1 US United States Midwest Commerce Corp Franklin & 2nd 59380Q 6022/6712 6022 1 Morgan Stanley & Co Priv. 100.00 100.0 52.520 np 52.70 1 CASH No Friendly 1 52.7 No No No No Keefe Bruyette & Woods Inc NBD 52.00 /6022/6021 CASHONLY 96208020 05/21/85 07/16/85 C Completed United States US Coast RV Inc 1705 Junction Ct 190392 5013 5013 190392 FURMAN-SELZ Furman Selz Mager Dietz Birney 1 US United States Coachmen Industries Inc- Aftermarket Distribution Units 601 E Beardsley 18987M 5013 5013 1 Furman Selz Mager Dietz Birney Sub. 85.73 14.27 100.00 100.0 np np 22.163 2 CASH No Friendly 1 19.0 No No No No Furman Selz Mager Dietz Birney CRVI Suite 110 COM 102336020 05/21/85 02/28/86 C Completed United States US Pacific Telesis Group 130 Kearny Street 694890 4813/4812/2741/7699/6552/6719 4813 694890 KP/GS Kidder Peabody & Co Inc 2 US United States Communications Industries Inc 3811 Turtle Creek Blvd 203399 3812/3661/3679 3812 1 Morgan Lewis Githens & Ahn Public 100.00 100.00 100.0 371.951 300.580 428.90 1 CASH No Friendly 2 428.9 No No No No Kidder Peabody & Co Inc COMMUC PAC 32.59 Goldman Sachs & Co Ste 610 LB 10 CASHONLY Goldman Sachs & Co 96379020 05/21/85 08/07/85 C Completed United States US Pillsbury Co Pillsbury Center 721510 5812/2041/2045/2033/2038/2037 5812 721510 FBC First Boston Corp 1 US United States Diversifoods Inc 9140 W Dodge Rd 255365 5812/6794 5812 1 Goldman Sachs & Co Public 100.00 93.18 100.0 387.550 387.550 361.00 1 CASH No Friendly 1 361.0 No No No No First Boston Corp DFDI PSY 11.50 CASHONLY 95606020 05/21/85 07/31/85 C Completed United States US McKesson Corp One Post Street 581556 5122/5047/5013/5182/5169/2023 5122 581556 MS Morgan Stanley & Co 1 US United States S-P Drug Co Inc 100 Apollo st 784900 5122/7374 5122 1 Goldman Sachs & Co Public 100.00 100.00 100.0 82.329 82.824 80.00 1 CASH No Friendly 1 80.0 No No No No Morgan Stanley & Co SPDC MCK 18.00 McKesson Plaza /6552/6411/7374/7373 CASHONLY 96157020 05/22/85 07/01/85 C Completed United States US Alleghany Corp Park Ave Plz 017176 6361 6361 017176 MLCM Merrill Lynch Capital Markets 1 US United States Chicago Title & Trust Co (Lincoln National Corp) 111 W Washington St 168214 6361/6733 6361 1 Salomon Brothers Sub. 46.88 53.13 100.00 100.0 np np 128.00 2 CASH No Friendly 1 60.0 No No No No Merrill Lynch Capital Markets Y NOTE 24034020 05/22/85 08/12/88 C Completed United States US Union Pacific Corp Eighth and Eaton Avenues 907818 4011/1311/1382/2911/1221/1222 4011 907818 FBC First Boston Corp 1 US United States Missouri-Kansas-Texas Railroad Co(Katy Industries Inc) 701 Commerce St - - 606113 4011 4011 1 Shearson Lehman Hutton Sub. 60.88 39.12 100.00 100.0 np np 102.00 2 CASH No Friendly 1 62.1 No No No No First Boston Corp UNP /1094/1474/4213/4212 CVTNOTE 96512020 05/28/85 08/12/85 C Completed United States US The Dow Chemical Co 2030 Dow Center 260543 2821/2869/2819/2891/2879/2851 2821 260543 US United States FilmTec Corp 7200 OHMS LANE 317293 3589 3589 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 65.077 64.565 75.00 1 CASH No Friendly 1 75.0 No No No No FTEC DOW 21.75 /5169/5162/5191/6331 CASHONLY 97168020 05/29/85 09/10/85 C Completed United States US R J Reynolds Industries Inc 300 Galleria Parkway 761753 2111/2052/2033/2032/3411/3089 2111 761753 DR Dillon, Read & Co Inc 1 01 US United States Nabisco Brands Inc 7 Campus Drive 629525 2079/2052/2099/2043/2047/2064 2079 2 Morgan Stanley & Co Public 50.41 49.59 100.00 100.0 5,440.613 5439.355 4,900.00 3 CUMPFD No Friendly 1 2,470.0 No No No No 9.0 9.0 5.0 10.0 Dillon, Read & Co Inc NB RJR 85.00 /2141/2035/2064/2041/2131/2121 Shearson Lehman Brothers DEBT 5.0 CASH 97022020 05/30/85 07/19/85 C Completed United States US FMC Corp 1735 Market Street 302491 2879/2819/2812/2816/2874/2865 2879 302491 FBC First Boston Corp 1 US United States Lithium Corp of America, BS&B Engineering Co(Gulf Resources & Chemical) 449 N Cox Road 53678T 1479/1099/2819/2869 1479 1 Citicorp Sub. 100.00 100.00 100.0 np np 150.00 1 CASH No Friendly 1 150.0 No No No No First Boston Corp FMC /1382/3556 CASHONLY 95270020 05/31/85 08/26/85 C Completed United States US Chrysler Corp 1000 Chrysler Drive 171196 3711/3714/6159/6311/6331/3721 3711 171196 SLB Shearson Lehman Brothers 1 US United States Gulfstream Aerospace Corp PO Box 2206 402733 3721/3769/6719 3721 1 Goldman Sachs & Co Public 48.70 51.30 100.00 100.0 636.500 np 636.50 2 CASH No Friendly 1 310.0 No No No No Shearson Lehman Brothers C 19.00 /6719 NOTE 97937020 05/31/85 05/31/85 C Completed United States US NBI Inc 3450 Mitchell Lane 628735 7372 7372 628735 US United States Yukon Office Supply Inc 50-116th Avenue SE 98848T 5943 5943 Priv. 100.00 100.0 20.000 20.000 20.00 3 COM No Friendly 1 20.0 No No No No NBI Suite F CASH NOTE 95707020 06/03/85 09/17/85 C Completed United States US Cox Communications Inc 1400 Lake Hearn Dr 224043 4841/4833/4832/2711/5012/7812 4841 224043 US United States WFTV-TV(SFN Communications of Florida/SFN Cos Inc) 929FTV 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 185.00 1 CASH No Friendly 1 185.0 No No No No COX /6719 CASHONLY 95616020 06/04/85 12/05/85 C Completed United States US Parker Hannifin Corp 6035 Parkland Boulevard 701094 3491/3492/3594/3593/3569/3053 3491 701094 KP/FBC Kidder Peabody & Co Inc 2 US United States Schrader Bellows Inc(Scovill Inc/First City Industries) 200 W Exchange St 80806M 3728 3728 Sub. 100.00 100.00 100.0 np np 77.50 1 CASH No Friendly 1 77.5 No No No No Kidder Peabody & Co Inc PH /3829/3728/5085 First Boston Corp CASHONLY First Boston Corp 96070020 06/05/85 12/31/85 C Completed United States US Zenith National Insurance Corp 21255 Califa St 989390 6321/6331/6311/6351/6719 6321 989390 US United States Cal-Farm Insurance Co (California Farm Bureau Federation) 1601 Exposition Blvd 12957Q 6331 6331 Sub. 100.00 100.00 100.0 np np 56.50 1 CASH No Friendly 1 56.5 No No No No ZNT CASHONLY 96476020 06/05/85 10/01/85 C Completed United States US Transco Energy Co 2800 Post Oak Blvd 893532 4922/4923/1382/1311/1221/1222 4922 893532 US United States Exchange Oil & Gas Corp (Georgia-Pacific Corp) 133 Peachtree St NE 301470 1311 1311 Sub. 100.00 100.00 100.0 np np 180.00 1 CASH No Friendly 1 180.0 No No No No E /6719 CASHONLY 95661020 06/05/85 10/02/85 C Completed United States US UNC Resources Inc 175 Admiral Cochrane Drive 903070 3724/3568/3731/3728 3724 903070 US United States TRT Communications Inc(United Brands Inc) 1331 Pennsylvania Ave NW 872639 4822 4822 Sub. 100.00 100.00 100.0 np np 58.00 1 CASH No Friendly 1 58.0 No No No No UNC CASHONLY 95046020 06/07/85 08/14/85 C Completed United States US Masco Industries Inc 21001 Van Born Rd 574601 3714/3568/3462/3495/3679/3442 3714 574601 MORGAN-LEWIS Morgan Lewis Githens & Ahn 1 US United States Braun Engineering Co 19001 Glendale Avenue 105655 3519/3553/3643/3714 3519 1 Prudential-Bache Securities Public 100.00 100.00 100.0 36.483 36.755 34.20 1 CASH No Friendly 1 34.2 No No No No Morgan Lewis Githens & Ahn BEX MASX 18.00 CASHONLY 95247020 06/07/85 09/12/85 C Completed United States US Wickes Cos Inc 3340 Ocean Park Blvd 967441 3714/3494/3465/3694/3585/3678 3714 967442 DBL Drexel Burnham Lambert 1 US United States Gulf & Western Industries- Consumer and Industries Products Group 40206V 2329/2339/2519/3714/3679/3599 2329 1 Kidder Peabody & Co Inc Sub. 91.74 8.26 100.00 100.0 np np 1,090.00 2 LIA No Friendly 1 1,000.0 No No No No Drexel Burnham Lambert WIX /3496/3643/3728/2679/2273/2221 CASH /2281/5211/5251/5712/5714 98139020 06/11/85 06/11/85 C Completed United States US Peter Kiewit Sons Inc 1000 Kiewit Plaza 493876 1541/1611/1622/1623/1221/1241 1541 493876 US United States KMI Continental Inc (Kiewit-Murdock Invt/Peter Kiewit Sons) 41 Harbor Plaza 482568 3411/3089/2656/3466/0811/6311 3411 Sub. 100.00 20.00 100.0 1,000.000 1000.000 200.00 1 CASH No Friendly 1 200.0 No No No No KIWT /1542/1629/1711/1731/1741/1742 /6324 CASHONLY /1751/1752/1761/1771/6719 97201020 06/11/85 06/11/85 C Completed United States US Price Communications Corp 45 Rockefeller Plaza 741437 4833/4832/2711/2731/7312/4812 4833 741437 MS Morgan Stanley & Co 1 US United States New York Law Publishing Co(SFN Cos) 649517 2711/2721/2731/2741 2711 Sub. 100.00 100.00 100.0 np np 20.50 1 CASH No Friendly 1 20.5 No No No No Morgan Stanley & Co PR Ste 3201 CASHONLY 95059020 06/12/85 01/31/86 C Completed United States US Lorimar Inc 3970 Overland Ave 544155 7812/7822 7812 544155 US United States Bozell & Jacobs Inc 10362Q 7311 7311 Priv. 62.50 37.50 100.00 100.0 np np 40.00 2 CASH No Friendly 1 25.0 No No No No NOTE 95320020 06/12/85 01/21/86 C Completed United States US Continental Telecom Inc 245 Perimeter Center Pkwy 212093 4813/3661/5065/7374/8742/2741 4813 212093 US United States IPC Communications Inc (Citicorp Venture Capital Ltd) 88 Pine Street 44980M 7375/7373/7372/7379/3661/3669 7375 1 Elm Securities Public 100.00 100.00 100.0 57.318 60.079 54.42 1 COM No Friendly 1 No No No No IPI CTC 12.25 P.O. Box 105194 97557020 06/12/85 09/17/85 C Completed United States US United HealthCare Corp 300 Opus Center 910581 6324/8011 6324 910581 US United States Share Development Corp 3600 W 80th Street 81947F 8011/6324 8011 1 Robertson, Colman & Stephens Priv. 100.00 100.00 100.0 59.000 45.500 59.00 1 COM No Friendly 1 No No No No UNIH 9900 Bren Road East 95102020 06/13/85 12/31/85 C Completed United States US The Washington Post Co 1150 15Th Street Northwest 939640 8299/2711/2721/4833/4841 8299 939640 US United States Capital Cities Communications Inc-53 Cable Television Systems 13986Q 4841 4841 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 350.00 1 CASH No Friendly 1 350.0 No No No No WPO CASHONLY 96556020 06/13/85 08/28/85 C Completed United States US First Financial Corp,Stevens Point,Wisconsin 1305 Main St 320227 6035/6712 6035 320227 US United States First Savings Association of Wisconsin,Milwaukee 336900 6036 6036 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 943.954 943.954 11.00 1 COM No Friendly 1 No No No No FSAW FFHC 95849020 06/14/85 08/27/85 C Completed United States US Meridian Bancorp Inc 35 North Sixth Street 589580 6021/6712 6021 589580 US United States American Title Insurance Co (Continental Corp) 1101 Brickell Avenue 030213 6361 6361 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 32.100 32.100 32.10 1 CASH No Friendly 1 32.1 No No No No MRDN CASHONLY 97570020 06/14/85 10/18/85 C Completed United States US Circle K Corp 3003 N Central Ave 172585 5411/5541/5921/2097/2099/2086 5411 172585 BEAR Bear Stearns & Co Inc 1 US United States Stop & Go Inc 825052 5699 5699 2 Kidder Peabody & Co Inc Public 80.29 19.71 100.00 100.0 176.284 178.351 166.00 2 COM No Friendly 1 133.3 No No No No Bear Stearns & Co Inc SHGO CRK 16.50 Smith Barney, Harris Upham CASH 95903020 06/17/85 11/22/85 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 SLB Shearson Lehman Brothers 1 US United States Atlantic Bancorporation 200 W Forsyth St 048222 6021/6712 6021 1 Morgan Stanley & Co Public 100.00 100.00 100.0 2,564.178 2540.878 489.30 1 COM No Friendly 1 No No No No 0.6 0.6 Shearson Lehman Brothers FTU 46.33 Floor 40 96519020 06/17/85 12/05/85 C Completed United States US Wachovia Corp,Winston-Salem, North Carolina 301 N. Main St. 929769 6021/6712 6021 929769 MLCM Merrill Lynch Capital Markets 1 US United States First Atlanta Corp,Atlanta,GA 2 Peachtree St 318626 6021/6162/6141/6411/7359/6712 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 1,835.000 1835.000 1,835.00 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets FAC WB Po Box 3099 96766020 06/17/85 09/02/85 C Completed United States US UAL Inc 1200 Algonquin Rd 902550 4512/4513/4111/6719/7389 4512 902550 MS Morgan Stanley & Co 1 US United States Hertz Inc 225 Brae Blvd 428040 7514/7515/7513/7353 7514 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 587.50 1 CASH No Friendly 1 587.5 No No No No Morgan Stanley & Co UAL CASHONLY 167715020 06/18/85 09/19/85 C Completed United States US Tenneco Inc 1275 King Street 880370 3523/3531/3537/3731/4923/2653 3523 880370 US United States Goodyear Tire & Rubber Co-3 Louisiana Natural Gas Pipelines 38255W 4922 4922 Sub. 15.39 100.00 100.0 np np 520.00 2 CASH No Friendly 1 440.0 No No No No TGT /2631/2657/2679/3497/2656/2819 LIA /2812/2899/1041/1044 97017020 06/18/85 08/12/85 C Completed United States US Lyphomed Inc 10401 West Touhy Ave 552333 2834 2834 552333 MS Morgan Stanley & Co 1 US United States Life Technologies Inc-Invenex Laboratories Division 53217Q 2834 2834 Sub. 100.00 100.0 np np 39.50 2 NOTE No Friendly 1 39.5 No No No No Morgan Stanley & Co LMED CASH 95607020 06/18/85 06/18/85 C Completed United States US SAB Harmon Industries Inc PO Box 600 783868 3743/3679 3743 783868 G-BAUM George K Baum & Co 1 US United States SAB Harmon Industries Inc PO Box 600 783868 3743/3679 3743 1 Merrill Lynch Capital Markets Public 100.00 51.09 51.1 40.188 72.039 21.80 1 CASH No Not Appl. 1 21.8 No No No No George K Baum & Co SHRM SHRM 8.82 CASHONLY 96177020 06/19/85 12/31/85 C Completed United States US Fourth Financial Corp 100 North Broadway 351070 6021/6712 6021 351070 US United States Citizens National Bank & Trust Co, Emporia, Kansas 17537Q 6022/6719 6022 Priv. 40.00 60.00 100.00 100.0 12.500 12.500 12.50 2 COM No Friendly 1 5.0 No No No No FRTH 52.00 PO Box 4 CASH 95714020 06/19/85 02/28/86 C Completed United States US Warner Communications Inc 75 Rockfeller Plz 934436 7812/3652/4841/2721/2731 7812 934436 LAZ Lazard Freres & Co LLC 1 US United States Warner Amex Cable Commun (Warner Cable Communications, American Exp) 93440Q 4841 4841 1 Shearson Lehman Brothers J.V. 47.37 52.63 50.00 100.0 1,400.000 1400.000 950.00 2 CASH No Friendly 1 450.0 No No No No Lazard Freres & Co LLC WCI LIA 95541020 06/20/85 10/24/85 C Completed United States US Pullman Co 182 Nassau St 745785 3715/3728/3561/3564/3822/3433 3715 745785 LAZ Lazard Freres & Co LLC 1 US United States Peabody International Corp PO Box 10063 704562 3812 3812 1 Rothschild Inc. Public 100.00 100.00 100.0 192.541 192.610 127.60 1 COM No Friendly 1 No No No No Lazard Freres & Co LLC PBD PULL 11.30 95828020 06/21/85 11/25/85 C Completed United States US Baxter Travenol Laboratories Inc One Baxter Pkwy 071892 2836/2834/2833/3841/5047 2836 071892 FBC First Boston Corp 1 01 US United States American Hospital Supply Corp One American Plaza 026681 3841/3842/3559/2834/3089/5047 3841 2 Goldman Sachs & Co Public 53.00 23.96 23.04 100.00 100.0 3,817.312 3817.312 3,702.56 4 CASH No Hostile 1 2.000 1,962.3 No No No No 8.0 8.0 7.5 9.7 First Boston Corp AHS BAX 50.00 51.00 Merrill Lynch Capital Markets COM 2.5 CVTPFD PFD 95618020 06/25/85 10/08/85 C Completed United States US Atlantic Research Corp 5390 Cherokee Ave 048816 3764/3663/4899/3569/8711/8742 3764 048816 BAKER-WATTS Baker, Watts 1 US United States Systematics General Corp 1606 Old Ox Road 871848 3571/3572/3575/3577/8711 3571 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 32.111 35.351 24.50 1 COM No Friendly 1 No No No No Baker, Watts SYSG ATRC 9.80 /3564/2759 95874020 06/27/85 06/27/85 C Completed United States US Emhart Corp 426 Colt Hwy 291210 3429/7379/7378/7374/7375/3949 3429 291210 US United States Arcotronics Holding BV(Wedge International Holdings BV) 03964Q 3629 3629 1 Salomon Brothers Sub. 13.12 100.00 100.0 np np 61.00 2 CASH No Friendly 1 53.0 No No No No EMH /3524/3131/3625/3675/2891/3089 LIA /3452/3559 95056020 06/27/85 01/23/86 C Completed United States US Esselte Business Systems Inc (Esselte AB) 71 Clinton Road 296683 2675/2782/2672/3951/3993/3579 2675 296682 US United States Boorum & Pease Co 099401 2522/2671/2675 2522 1 Morgan Stanley & Co Public 100.00 100.00 100.0 42.9 np 42.90 1 CASH No Friendly 1 42.9 No No No No ESB 39.00 CASHONLY 23175020 06/27/85 07/01/86 C Completed United States US Hibernia Corp,New Orleans, Louisiana 313 Carondelet St 428656 6022/6712 6022 428656 FBC First Boston Corp 1 01 US United States Fidelity National Financial Corp, Baton Rouge,Louisiana 440 Riverside Mall 316324 6021/6712 6021 1 Keefe Bruyette & Woods Inc Public 15.12 84.88 100.00 100.0 523.804 np 56.82 2 COM No Friendly 1 8.6 No No No No 0.2 0.2 0.302 0.306 First Boston Corp FIDL HIBC 19.18 CASH 115168020 06/30/85 04/21/86 C Completed United States US Toledo Edison Co 300 Madison Avenue 889175 4911/4931 4911 889175 MLCM Merrill Lynch Capital Markets 1 US United States Cleveland Electric Illuminating Co 6200 Oak Tree Boulevard 186108 4911/4961 4911 1 Morgan Stanley & Co Public 100.00 100.00 100.0 1,752.116 np 1,752.12 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets CVX TED 23.31 111588020 07/01/85 06/05/86 C Completed United States US Sovran Financial Corp,Norfolk, Virginia One Commercial Place 846104 6021/6712 6021 846104 FBC First Boston Corp 1 US United States DC National Bancorp, Washington, DC 233112 6021/6712 6021 Public 100.00 100.00 100.0 64.565 np 64.60 1 COM No Friendly 1 No No No No First Boston Corp SOVN 72.50 95309020 07/01/85 07/01/85 C Completed United States US First Valley Corp One Bethlehem Plaza 337448 6021/6141/6311/6712 6021 337448 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Hanover Bank of Pennsylvania 639 South Main Street 410712 6022 6022 Priv. 100.00 100.00 100.0 14.100 14.100 14.10 1 CASH No Friendly 1 14.1 No No No No Alex Brown & Sons Inc FIVC CASHONLY 95125020 07/02/85 09/04/85 C Completed United States US Greenman Brothers Inc 105 Price Parkway 395370 5092/5945/5091/5941/5023/5112 5092 395370 SBH Smith Barney, Harris Upham 1 US United States Circus World Toy Stores Inc (Rite Aid Corp) 105 Price Parkway 17271R 5945 5945 Sub. 85.16 14.84 100.00 100.0 np np 41.10 2 CASH No Friendly 1 35.0 No No No No Smith Barney, Harris Upham GMN COM 14451020 07/03/85 01/02/86 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 GS Goldman Sachs & Co 1 US United States Bankers Trust of South Carolina 1301 Gervais St 066372 6022 6022 Public 65.01 35.00 100.00 100.0 306.888 312.188 306.90 2 COM No Friendly 1 199.5 No No No No Goldman Sachs & Co BTSC NCB 51.00 CASH 95121020 07/03/85 09/06/85 C Completed United States US Brown-Forman Inc 850 Dixie Hwy 115637 2085/5182/3229/3262/2084 2085 115637 SLB Shearson Lehman Brothers 1 US United States California Cooler 13016M 2084 2084 1 Montgomery Securities Priv. 43.15 56.85 100.00 100.0 np np 146.00 2 CASH No Friendly 1 63.0 No No No No Shearson Lehman Brothers BFD EARN 95435020 07/05/85 09/12/85 C Completed United States US Southwestern Bell Corp One Bell Center 845333 4813/4812/3661/2741/6719 4813 845333 SAL Salomon Brothers 1 US United States Mast Advertising & Publishing Inc(Continental Telecom Inc) 7500 W 110th St 576319 2741 2741 1 Veronis Suhler Sub. 100.00 100.00 100.0 120.000 120.000 120.00 1 CASH No Friendly 1 120.0 No No No No Salomon Brothers SBC CASHONLY 97769020 07/08/85 07/08/85 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 US United States Textone Inc 15300 Valley View Ave 883195 2679/2493/2431 2679 Public 100.00 68.02 100.0 19.680 21.520 14.73 1 COM No Friendly 1 No No No No TXTN NTK 18.53 /3651/3635/2434/2431/3261/3431 /3444/5211 23335020 07/12/85 05/22/86 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 01 US United States Pharmacy Corp of America Inc 155 26th Ave SE 716921 5912/5399/7372 5912 1 Piper Jaffray & Hopwood Inc Public 100.00 100.00 100.0 14.072 14.072 11.80 1 COM No Friendly 1 No No No No 0.016 0.016 PCOA BEV Suite 900 95675020 07/16/85 12/31/85 C Completed United States US Bank of Virginia Co 7 North 8th St 065446 6022/6712 6022 065446 GS Goldman Sachs & Co 1 US United States Union Trust Bancorp 7 St Paul St 908823 6022/6712 6022 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 2,164.902 2475.287 338.00 1 COM No Friendly 1 No No No No Goldman Sachs & Co UTBC BKV 135.30 PO Box 1077 95154020 07/18/85 10/18/85 C Completed United States US Diversified Energies Inc 201 South 7th St 255205 4924/1311/1389/3663/6719 4924 255205 KP Kidder Peabody & Co Inc 1 US United States Dyco Petroleum Co 1100 Shelard Tower 267470 1311/1389/2911 1311 Public 100.00 100.00 100.0 226.212 197.694 128.10 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc DYC DEI 17.55 115298020 07/18/85 10/01/85 C Completed United States US Monsanto Co 800 North Lindbergh Blvd 611662 2879/5191/2833 2879 611662 GS Goldman Sachs & Co 1 US United States GD Searle & Co 4711 Old Orchard Rd 812302 2834/2099/3999/2869 2834 3 Morgan Stanley & Co Public 100.00 100.00 100.0 2,691.000 2704.108 2,700.00 1 CASH No Friendly 1 2,700.0 No No No No Goldman Sachs & Co SRL MTC 65.00 William Blair & Co CASHONLY Smith Barney, Harris Upham 109576020 07/22/85 06/09/86 C Completed United States US First Fidelity Bancorp, Lawrenceville,New Jersey 2673 Main St 320195 6021/6035/6022/6712 6021 320195 US United States Morris County Savings Bank 618030 6035 6035 1 Adams, Cohen Public 33.74 66.26 100.00 100.0 90.218 np 81.50 2 CASH No Friendly 1 27.5 No No No No MCSB FFB 68.23 PO Box 6980 COM 95251020 07/24/85 04/14/86 C Completed United States US Fuqua Industries Inc 4900 Georgia Pacific Bldg 361028 3524/7384/3949/6159 3524 361028 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Georgia Federal Bank 20 Marietta St NW 373186 6036 6036 1 Merrill Lynch Capital Markets Public 100.00 100.0 219.225 np 220.00 1 CASH No Friendly 1 220.0 No No No No Alex Brown & Sons Inc GFED FQA 27.75 CASHONLY 97293020 07/24/85 12/30/85 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 US United States Pan American Banks Inc, Miami, Florida 697804 6022/6719 6022 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 935.214 np 219.30 1 COM No Friendly 1 No No No No NCB 43.38 96351020 07/25/85 10/14/85 C Completed United States US Kerr-McGee Corp 123 Robert S. Kerr Avenue 492386 1311/4412/2812/2813/2816/2819 1311 492386 US United States DeltaUS Corp-Certain Domestic Oil And Gas Properties 24800T 1381/1311 1381 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 140.00 1 CASH No Friendly 1 140.0 No No No No KMG /2911/1221/1222/1231/1021/1031 CASHONLY /5541/5171/5172/4924 95279020 07/25/85 11/25/85 C Completed United States US Marriott Corp Marriott Dr 571630 7011/5812/6794/8741/5947 7011 571630 US United States Howard Johnson Co(Imperial Group PLC) 2560 Jefferson Davis Hwy 442672 5812/7011 5812 Sub. 54.00 46.00 100.00 100.0 np np 300.00 2 CASH No Friendly 1 162.0 No No No No MHS Ste 1700 LIA 95430020 07/25/85 11/26/85 C Completed United States US Masco Corp 21001 Van Born Road 574599 2431/2434/2519/3292/3272/3432 2431 574599 US United States Merillat Industries Inc 5353 W US 223 58985Q 2434 2434 Priv. 100.00 100.00 100.0 217.000 228.600 217.00 1 COM No Friendly 1 No No No No MAS /2514/2512/1742 97605020 07/25/85 12/31/85 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 US United States Southern National Bankshares Inc Atlanta, Georgia 84343Q 6022/6712 6022 Priv. 100.00 100.00 100.0 10.574 np 10.57 1 COM No Friendly 1 No No No No NCB 8.13 115227020 07/26/85 02/10/86 C Completed United States US Scripps Howard Broadcasting Co (Scripps Howard/EW Scripps Co) SW Corner 4th/Vine Streets 811046 4832/4833/4841 4832 81103Q GS/FBC Goldman Sachs & Co 2 US United States WXYZ-TV,WFTS-TV (Capital Cities Commun/Amer Broadcasting) 929XY2 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 246.00 1 CASH No Friendly 1 246.0 No No No No Goldman Sachs & Co SCHR First Boston Corp CASHONLY First Boston Corp 98114020 07/29/85 07/29/85 C Completed United States US Penn Central Corp One East Fourth Street 707271 3357/3678/3661/3812/3669/3675 3357 707271 US United States Holden Energy Corp Suite 600 43481Q 1311/1381 1311 Priv. 100.00 70.00 70.0 185.714 185.714 130.00 1 A No Friendly 1 No No No No PC /3531/1311/6552/5172/5984 Lincoln Center 97010020 07/29/85 08/23/85 C Completed United States US Munford Inc 1870-74 Peachtree Rd NW 626144 5411/5947/5999/6719 5411 626144 US United States LeeWards Creative Crafts Inc (General Mills Inc) 1200 St Charles St 524595 5945/5949 5945 Sub. 100.00 100.0 np np 21.00 1 CASH No Friendly 1 21.0 No No No No MFD CASHONLY 97155020 07/29/85 12/31/85 C Completed United States US Ashton-Tate Corp 20101 Hamilton Ave 045080 7372/7375 7372 045080 LFRU LF Rothschild Unterberg Towbin 1 US United States Multimate International Corp 52 Oakland Ave, North 62544R 7372 7372 Priv. 44.10 55.90 100.00 100.0 np np 19.50 2 COM No Friendly 1 8.6 No No No No LF Rothschild Unterberg Towbin TATE CASH 95514020 07/29/85 09/04/85 C Completed United States US National Distillers & Chemical Corp 99 Park Ave 635655 2819/2821/2085/2084/5984/6311 2819 635655 FBC First Boston Corp 1 US United States Pargas Inc(Reliance Group Holdings Inc) Washington Road 699466 1221/5722/5983 1221 Sub. 100.00 100.00 100.0 225.000 225.000 225.00 1 CASH No Friendly 1 225.0 No No No No First Boston Corp DR /6321/6331/6351 PO BOX 67 CASHONLY 95227020 07/30/85 12/16/85 C Completed United States US Ford Motor Co One American Road 345370 3711/3713/3537/3714/5012/5013 3711 345370 FBC First Boston Corp 1 US United States First Nationwide Financial Corp(National Intergroup) 700 Market St 335813 6035 6035 2 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 9,705.715 np 493.00 1 CASH No Friendly 1 493.0 No No No No First Boston Corp FNFC F 32.00 Suite 1026 /6141 Dillon, Read & Co Inc CASHONLY 115390020 07/30/85 01/24/86 C Completed United States US United Jersey Banks,Princeton, New Jersey 301 Carnegie Center 910748 6021/6022/6712 6021 910748 KEEFE Keefe Bruyette & Woods Inc 1 US United States Franklin Bancorp 630 Franklin Blvd 352430 6021/6712 6021 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 582.065 534.511 123.30 1 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc FRBCV UJB 26.23 PO Box 2066 95876020 07/31/85 12/05/85 C Completed United States US Quaker State Oil Refining Corp 255 Elm St 747419 2992/5013/5172/1221/7549/6331 2992 747419 SLB Shearson Lehman Brothers 1 US United States Arctic Circle Inc 03966Q 7549/5812 7549 Priv. 100.00 100.00 100.0 np np 28.49 1 COM No Friendly 1 No No No No Shearson Lehman Brothers KSF /6719/1311/3647/5085/1222 96527020 08/01/85 03/17/86 C Completed United States US Fleet Financial Group Inc, Providence,Rhode Island 50 Kennedy Plaza 338902 6021/6282/6211/6153/6162/6712 6021 338902 SAL Salomon Brothers 1 US United States First Connecticut Bancorp 101 Pearl St 319846 6021/6712 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 781.034 782.193 192.20 1 COM No Friendly 1 No No No No Salomon Brothers FLT 62.00 97318020 08/02/85 08/18/85 C Completed United States US National Intergroup Inc 1220 Senlac Drive 636540 3312/3317/3341/3355/5122/5051 3312 636540 DR Dillon, Read & Co Inc 1 US United States Permian Corp(Wesray Capital) 2500 City West Blvd 714237 5171/4213/4612 5171 Sub. 23.40 51.14 25.46 100.00 100.0 np np 352.00 3 COM No Friendly 1 82.4 No No No No Dillon, Read & Co Inc NII /6035/4612/6719 LIA CASH 95148020 08/05/85 10/07/85 C Completed United States US JP Industries Inc 325 E. Eisenhower Parkway 466237 3431/3261/3694/3714 3431 466237 US United States DAB Industries Inc One Ajax Drive 233025 3714/5531 3714 Priv. 100.00 100.00 100.0 19.503 np 19.50 1 CASH No Friendly 1 19.5 No No No No JPII 9.93 Ste 202 CASHONLY 23227020 08/05/85 07/31/86 C Completed United States US American Pioneer Savings Bank of Orlando, Florida 135 W Central Blvd 028899 6036/1541/6552 6036 028899 DBL Drexel Burnham Lambert 1 01 US United States Heritage Federal S&L Assn, Daytona Beach,Florida 230 N Beach St 42723E 6035/6552 6035 1 Williams Securities Group Public 98.69 1.31 100.00 100.0 621.773 621.773 45.08 2 CASH No Friendly 1 44.5 No No No No 0.1 0.1 0.339 0.344 Drexel Burnham Lambert HFLA APIO 23.00 Suite 700 OPT 15544020 08/05/85 01/08/86 C Completed United States US Malrite Communications Group Inc 1127 Euclid Ave 561338 4832/4833 4832 561338 SLB Shearson Lehman Brothers 1 US United States KLAC-AM,KZLA-FM,KSSR-FM (Capital Cities/ABC Inc) 482LAC 4832 4832 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 75.50 1 CASH No Friendly 1 75.5 No No No No Shearson Lehman Brothers MALR CASHONLY 25846020 08/05/85 03/25/86 C Completed United States US Turner Broadcasting Systems Inc One CNN Center, Box 105366 900262 4833/4841/7941/7819/6794/6552 4833 900262 DBL Drexel Burnham Lambert 1 01 US United States MGM/UA Entertainment Co 10202 W Washington Blvd 553013 7812/7819 7812 3 Bear Stearns & Co Inc Public 71.87 28.13 100.00 100.0 1,784.002 1784.002 1,483.467 3 CASH No Friendly 1 1,066.2 No No No No 0.675 8.175 Drexel Burnham Lambert MGM TBSB 27.50 100 International Blvd Drexel Burnham Lambert CUMPFD 7.5 Walter M. Sharp LIA 95236020 08/06/85 03/29/86 C Completed United States US Boatmen's Bancshares Inc,St Louis,Missouri One Boatmen's Plaza 096650 6022/6712 6022 096650 US United States General Bancshares Corp 369100 6022/6712 6022 Public 100.00 100.00 100.0 1,955.164 1943.560 219.00 1 COM No Friendly 1 No No No No GBS BOAT 70.00 800 Market Street 95346020 08/06/85 02/10/86 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States KTKS-FM(American Broadcasting Cos) 482TKS 4832 4832 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No GCI CASHONLY 96648020 08/07/85 08/07/85 C Completed United States US Commonwealth Savings Association, Houston,Texas 2223 W Loop South 203278 6036/6162/6552 6036 203278 US United States General Electric Mortgage Corp (General Electric Co) 36960E 6162 6162 Sub. 100.00 100.00 100.0 np np 145.00 1 CASH No Friendly 1 145.0 No No No No CFGI CASHONLY 109845020 08/07/85 08/07/85 C Completed United States US Michigan Energy Resources Co 899 S Telegraph Rd 594477 4932/6719 4932 594477 US United States WPMI-TV(Hess Broadcasting Corp) 764 St Michael St 929PMI 4833 4833 Sub. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No MCG PO Box 729 CASHONLY 95604020 08/08/85 12/19/85 C Completed United States US Citizens Banking Corp,Flint, Michigan One Citizens Bank Center 174420 6021/6022/6712 6021 174420 MLCM Merrill Lynch Capital Markets 1 US United States Second National Bank,Saginaw, Michigan 813575 6021/6712 6021 1 Prudential-Bache Securities Public 100.00 100.00 100.0 392.521 394.521 68.40 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets CRBC 48.13 328 S. Saginaw Street 113273020 08/12/85 08/17/86 C Completed United States US Fleet Financial Group Inc, Providence,Rhode Island 50 Kennedy Plaza 338902 6021/6282/6211/6153/6162/6712 6021 338902 SAL Salomon Brothers 1 US United States Merrill Bankshares Co Exchange St. 590172 6022/6712 6022 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 130.98 np 132.00 1 COM No Friendly 1 No No No No Salomon Brothers MERB FLT 21.83 97237020 08/12/85 12/18/85 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 MS Morgan Stanley & Co 1 US United States Nutri-Foods International Inc Bracken Rd 67061D 2024 2024 1 Goldman Sachs & Co Public 58.00 42.00 100.00 100.0 59.033 59.063 53.00 2 EARN No Friendly 1 30.7 No No No No Morgan Stanley & Co NUTR KO 10.00 Po Box 1734 CASH 95678020 08/12/85 12/11/85 C Completed United States US MidCon Corp 701 E 22nd St 595639 4922/1311/1381/1382 4922 595639 MLCM Merrill Lynch Capital Markets 1 01 US United States United Energy Resources Inc 600 Travis 910210 4923/1311/1381 4923 1 First Boston Corp Public 44.86 34.49 20.66 100.00 100.0 1,435.395 1435.421 1,739.80 3 LIA No Friendly 1 780.4 No No No No 5.0 5.0 6.96 6.96 Merrill Lynch Capital Markets UER MCN 41.00 CASH COM 23349020 08/13/85 07/01/86 C Completed United States US Puget Sound Bancorp,Tacoma, Washington 1119 Pacific Ave 745313 6021/6162/6531/6712 6021 745313 KP Kidder Peabody & Co Inc 1 01 US United States Savings Bank of Puget Sound, Seattle, Washington 815 Second Ave 805296 6035 6035 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 927.967 927.967 125.80 2 COM No Friendly 1 No No No No 1.05 1.05 Kidder Peabody & Co Inc SBPS PSNB 22.50 OPT 97254020 08/15/85 08/15/85 C Completed United States US Entex Energy Development Ltd 1200 Milan 293813 1311 1311 293813 US United States Oil and Gas Properties 67776A 1311 1311 Priv. 100.00 100.00 100.0 np np 12.00 1 CASH No Not Appl. 1 12.0 No No No No EED P.O. Box 2628 CASHONLY 95024020 08/16/85 10/15/85 C Completed United States US Owens-Corning Fiberglas Corp Fiberglass Tower 690734 3229/3296/2952/2621/2821 3229 690734 GS Goldman Sachs & Co 1 US United States Armco Inc-Aerospace and Strategic Materials Group 04217M 3312/3356 3312 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 418.00 1 CASH No Friendly 1 418.0 No No No No Goldman Sachs & Co OCF CASHONLY 112687020 08/19/85 01/08/86 C Completed United States US Pantry Pride Inc 6500 Morth Andrews Ave 698658 5411/5912/5331 5411 698658 DBL/MS Drexel Burnham Lambert 2 02 US United States Revlon Inc 625 Madison Ave 761525 2844 2844 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 1,955.034 2535.435 1,830.00 1 CASH No Hostile 2 22.105 1,830.0 No No Yes No 5.5 11.0 11.0 11.0 Drexel Burnham Lambert PPR 47.50 58.00 Morgan Stanley & Co CASHONLY 5.5 Morgan Stanley & Co 22953020 08/20/85 10/17/86 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 FBC First Boston Corp 1 01 US United States Arizona Bancwest Corp,Phoenix, Arizona 101 North First Ave 040460 6022/6712 6022 2 Salomon Brothers Public 100.00 100.0 2,934.507 2915.829 480.00 2 COM No Friendly 1 480.0 No No No No 4.9 5.11 First Boston Corp AZBW SPC 45.00 /6162/7374/6712 Golembe Associates CASH 0.21 95951020 08/21/85 06/10/86 C Completed United States US Banknorth Group Inc, Burlington,Vermont 300 Financial Plaza 337455 6021/6712 6021 06647C US United States Banknorth Group Inc, Burlington,Vermont 300 Financial Plaza 066467 6021/6162/6331/6211/6712 6021 Public 100.00 100.00 100.0 133.875 140.205 17.90 1 COM No Friendly 1 No No No No BKNG BKNG 24.98 P.O. Box 5420 95011020 08/22/85 11/12/85 C Completed United States US Ryder System Inc 3600 N.W. 82nd Ave 783549 7513/4213/7538/5088/4581/8742 7513 783549 CITICORP/SAL Citicorp 2 US United States Aviall Inc 2750 Regent Blvd 05366B 3769 3769 1 Prudential-Bache Securities Public 100.00 100.00 100.0 291.352 291.825 125.00 1 CASH No Friendly 1 125.0 No No No No Citicorp AVL RDR 25.00 /4151/4212 Salomon Brothers Dfw Airport CASHONLY Salomon Brothers 96528020 08/22/85 10/31/85 C Completed United States US American Express Co 200 Vesey Street 025816 6141/6153/6099/4724/6211/6282 6141 025816 US United States First Data Resources(American Express Travel Related Svcs/ Amer Express) 10834 Old Mill Rd 320064 7374/7323/8721/5961 7374 1 Salomon Brothers Public 100.00 25.00 100.0 872.100 np 239.00 1 CASH No Friendly 1 239.0 No No No No FDRI AXP 38.25 World Financial Center /6311/7374/7375 CASHONLY 95331020 08/23/85 02/12/86 C Completed United States US USLICO Corp 4601 North Fairfax Drive 903297 6311 6311 903297 FBC First Boston Corp 1 US United States International Bank of Washington 459092 6159/6141/6311/6211/6719 6159 1 Dillon, Read & Co Inc Public 7.80 24.11 68.10 100.00 100.0 239.845 258.889 179.60 3 CASH No Friendly 1 14.0 No No No No First Boston Corp IBKWA USC 14.40 NOTE COM 95445020 08/23/85 05/06/86 C Completed United States US Viacom International Inc 1515 Broadway 925526 7812/7822/4833/4841/4832 7812 925524 DLJ Donaldson Lufkin & Jenrette 1 US United States MTV Networks Inc 75 Rockefeller Plaza 553781 4833 4833 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 512.55 np 487.60 1 CASH No Friendly 1 487.6 No No No No Donaldson Lufkin & Jenrette MTVN 33.50 CASHONLY 95016020 08/26/85 10/02/85 C Completed United States US Ash Grove Cement Co PO Box 25900 043693 3241/3274/1422 3241 043693 BKRS-TRUST Bankers Trust Co 1 US United States Arkansas Cement Corp(Arkla Inc) 04078Q 3275/3255/3241/3297/2891 3275 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No Bankers Trust Co CASHONLY 95423020 08/26/85 08/26/85 C Completed United States US Jacor Communications Inc 1300 PNC Center 469858 4832 4832 469858 US United States Meredith Corp-Two Radio Stations 58943Q 4832 4832 Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No JCOR 201 East Fifth Street CASHONLY 95595020 08/26/85 08/26/85 C Completed United States US McDonnell Douglas Corp McDonnell Blvd and Airport Rd 580169 3721/3728/3761/3764/3769/3812 3721 580169 US United States SECC Financial Services Inc (Sun Electric Corp) 86671Q 6211/6282 6211 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No MD PO Box 516 /3663/3571/3577/7373/7372/7375 CASHONLY /7374/7376/7379/7359/6159/6552 /7311 97896020 08/26/85 10/24/85 C Completed United States US Wainoco Oil Corp 1200 Smith St 930676 1311 1311 35914P US United States Waverly Oil Co-Oil & Gas Assets 94384V 1311 1311 1 Bear Stearns & Co Inc Sub. 79.41 20.59 100.00 100.0 np np 17.00 2 CASH No Friendly 1 13.5 No No No No WOL Suite 2100 COM 124623020 08/28/85 02/26/86 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 SLB Shearson Lehman Brothers 1 US United States Evening News Assn 299715 2711/4833 2711 3 Salomon Brothers Public 100.00 100.00 100.0 717.099 np 717.00 1 CASH No Friendly 2 717.0 No No No No Shearson Lehman Brothers GCI 1,583.00 Donaldson Lufkin & Jenrette CASHONLY Henry Ansbacher Holding PLC 95069020 08/29/85 02/26/86 C Completed United States US Southmark Corp 1601 LBJ Freeway 844544 8059/7011/6552/6311/6162/6099 8059 844544 US United States Carlsberg Corp 2800 Twenty-Eighth St 142798 6552/1522/1521/6531/6162 6552 1 Drexel Burnham Lambert Public 52.35 47.66 100.00 100.0 53.288 np 53.30 1 CASH No Friendly 1 27.9 No No No No CRLS SM 10.50 Suite 800 /6211 CASHONLY 96831020 08/29/85 03/31/86 C Completed United States US Fidelcor Inc,Philadelphia, Pennsylvania Broad and Walnut Sts 315743 6021/6022/6162/6159/6712 6021 315743 ALEX-BROWN Alex Brown & Sons Inc 1 US United States IVB Financial Corp 1700 Market St 450703 6022/6712/6361 6022 1 Kidder Peabody & Co Inc Public 32.74 67.26 100.00 100.0 1,437.883 np 168.00 2 CVTPFD No Friendly 1 55.0 No No No No Alex Brown & Sons Inc IVB FICR 47.00 CASH 96563020 08/30/85 08/30/85 C Completed United States US AmSouth Bancorp,Birmingham, Alabama 1900 Fifth Avenue North 032165 6712/6021 6712 032165 FBC First Boston Corp 1 US United States FirstGulf Bancorp,Mobile, Alaska 337904 6022/6712 6022 1 Morgan Stanley & Co Public 18.24 20.42 61.34 100.00 100.0 142.000 np 142.00 3 COM No Friendly 1 25.9 No No No No First Boston Corp ASO 56.80 NOTE CASH 115442020 08/30/85 08/30/85 C Completed United States US Christiana Cos Inc 9171 Town Centre Dr 170819 4222/4226/4789/4731 4222 170819 US United States Franz Carl Weber USA Inc, FAO Schwarz(Franz Carl Weber International) 94766Q 5945 5945 1 Chemical Realty Sub. 100.00 100.00 100.0 np np 10.50 1 CASH No Friendly 1 10.5 No No No No CST Suite 430 CASHONLY 97217020 09/03/85 09/03/85 C Completed United States US American Medical International Inc 8201 Preston Road 027429 8063/8069 8063 027429 US United States North Ridge General Hospital 66184Q 8062 8062 Priv. 100.00 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No AMI Suite 300 CASHONLY 95488020 09/03/85 10/31/85 C Completed United States US CP National Corp 120 Montgomery St 126157 4911 4911 126157 SLB Shearson Lehman Brothers 1 US United States Ocean Technology Inc 2835 N Naomi St 675091 8711/3663 8711 1 First Boston Corp Priv. 100.00 100.00 100.0 np np 27.50 1 CASH No Friendly 1 27.5 No No No No Shearson Lehman Brothers CPN CASHONLY 95215020 09/04/85 11/07/85 C Completed United States US Frantz Manufacturing Co 301 W 3rd St 355460 3442/3429/3535/3399/3568 3442 355460 PBS Prudential-Bache Securities 1 US United States Frantz Manufacturing Co 301 W 3rd St 355460 3442/3429/3535/3399/3568 3442 Public 100.00 51.00 51.0 37.578 np 19.16 1 CASH No Not Appl. 1 19.2 No No No No Prudential-Bache Securities FRZ FRZ 48.50 CASHONLY 115483020 09/04/85 01/08/86 C Completed United States US Grubb & Ellis Co 1551 N Tustin Ave 400095 6726/6411/7389/6162/8748/6531 6726 400095 US United States WM A White/Tishman East Inc 96466M 6531 6531 Priv. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No GBE Suite 300 CASHONLY 112695020 09/06/85 05/13/86 C Completed United States US Pacific Gas and Electric Co 77 Beale Street 694308 1311 1311 694308 US United States Pacific Gas Transmission Co (Pacific Gas and Electric) 160 Spear St 694325 4922/1321 4922 1 Salomon Brothers Public 100.00 49.78 100.0 332.387 342.421 136.50 1 COM No Friendly 1 No No No No PGT PCG 30.50 PO Box 770000 95641020 09/06/85 09/24/85 C Completed United States US TCA Cable TV Inc 3027 S.E. Loop 323 872241 4841/4833 4841 872241 PBS Prudential-Bache Securities 1 US United States Texas Community Antennas 88231V 4841 4841 Priv. 100.00 100.00 100.0 43.460 44.170 43.46 1 COM No Friendly 1 No No No No Prudential-Bache Securities TCAT 95786020 09/08/85 12/20/85 C Completed United States US Emhart Corp 426 Colt Hwy 291210 3429/7379/7378/7374/7375/3949 3429 291210 MORGAN-GREN Morgan Grenfell - New York 1 US United States Allegheny International Inc- True Temper Product Line Two Oliver Plz 01737W 3524/3545/3546/3423/3949 3524 Sub. 100.00 100.00 100.0 np np 102.00 1 CASH No Friendly 1 102.0 No No No No Morgan Grenfell - New York EMH /3524/3131/3625/3675/2891/3089 CASHONLY /3452/3559 96690020 09/11/85 12/20/85 C Completed United States US Rubbermaid Inc 1147 Akron Road 781088 2657/2656/3089/3069/2672/2519 2657 651192 GS Goldman Sachs & Co 1 US United States Gott Corp 1616 Wheat Rd 383483 3089 3089 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 73.442 73.442 69.00 1 COM No Friendly 1 No No No No Goldman Sachs & Co GOTT RBD 23.00 /3944/3577/2655 109797020 09/13/85 04/30/86 C Completed United States US General Dynamics Corp 2941 Fairview Park Drive 369550 3812/3721/3728/3731/3761/3764 3812 369550 GS Goldman Sachs & Co 1 US United States Cessna Aircraft Co Midcontinent Airport 157177 3721/3728/3724 3721 1 Kidder Peabody & Co Inc Public 100.00 97.81 100.0 724.891 725.453 670.00 1 CASH No Friendly 1 670.0 No No No No Goldman Sachs & Co CEA GD 30.00 Suite 100 /3769/3795/3577/3571/7373/7374 6300 Southwest Blvd CASHONLY /7376/3663/3272/3499/7371 96778020 09/16/85 12/17/85 C Completed United States US Holly Corp 100 Crescent Court 435758 2911/1311/4922/5171/4612/4613 2911 435758 FBC First Boston Corp 1 US United States Holly Corp 100 Crescent Court 435758 2911/1311/4922/5171/4612/4613 2911 Public 100.00 71.00 71.0 40.920 1099.889 50.60 1 CASH No Not Appl. 1 50.6 No No No No First Boston Corp HOC HOC 18.75 Suite 1600 /5172/6719 Suite 1600 /5172/6719 CASHONLY 97936020 09/16/85 09/16/85 C Completed United States US Carter-Wallace Inc 1345 Ave of the Americas 146285 2834/2844/2035/3841 2834 146285 US United States Youngs Drug Products Corp 98790Q 3089 3089 Priv. 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No CAR CASHONLY 22793020 09/17/85 03/31/86 C Completed United States US Citizens & Southern Georgia Corp 35 Broad St 173124 6021/6022/6712 6021 173124 FBC First Boston Corp 1 01 US United States Citizens and Southern Corp, Columbia,South Carolina 1801 Main St 173117 6021/6162/6311/7374/6712 6021 1 Goldman Sachs & Co Public 95.58 100.0 1,747.851 1745.905 394.70 2 CASH No Friendly 1 394.7 No No No No 3.31 3.31 First Boston Corp CITS CSGA 55.00 Jefferson Square, OPT 102047020 09/18/85 03/18/86 C Completed United States US Eli Lilly & Co Lilly Corporate Center 532457 2834/2833/2836/2819/2048/8731 2834 532457 MS Morgan Stanley & Co 1 US United States Hybritech Inc 11095 Torreyana Rd 448607 2835 2835 2 Robertson, Colman & Stephens Public 73.33 26.67 100.00 100.0 385.2 320.729 387.00 5 CASH No Friendly 1 283.8 No No No No 0.968 5.898 Morgan Stanley & Co HYBR LLY 30.00 /5122 Goldman Sachs & Co CVTNOTE 4.93 WAR CVR EARN 95570020 09/18/85 12/30/85 C Completed United States US Wendy's International Inc One Dave Thomas Blvd 950590 5812/5813/6794 5812 233351 US United States Restaurant Systems Inc 761262 5812/6794 5812 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 43.000 46.900 43.00 1 COM No Friendly 1 No No No No RSYS WEN 15.38 25917020 09/20/85 04/10/86 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 SLB Shearson Lehman Brothers 1 US United States Southern Bancorp, Greenville, South Carolina One Shelter Centre 842239 6021/6719 6021 1 Morgan Stanley & Co Public 99.07 0.93 100.00 100.0 832.192 835.775 216.00 2 NOTE No Friendly 1 214.0 No No No No 0.2 0.2 Shearson Lehman Brothers STBN FTU 30.00 Floor 40 CASH 95696020 09/20/85 04/28/87 C Completed United States US Newell Co 29 East Stephenson Street 651192 3229/3089/3262/3411/3221/3363 3229 651192 US United States Wm E Wright Co 982263 2241/3965/2299/2395 2241 Public 100.00 65.04 100.0 32.337 np 28.80 1 CASH No Hostile 1 -.033 28.8 No No No No NWL 15.13 15.13 /3086/5251/5719 CASHONLY 95289020 09/24/85 11/25/85 C Completed United States US Prime Motor Inns Inc 700 Rt 46E 741562 7011/5812/5813/1542/6794/6719 7011 741562 US United States Howard Johnson Co-Hotels (Imperial Group PLC) 44267E 7011 7011 Sub. 41.28 58.72 100.00 100.0 np np 235.00 2 CASH No Friendly 1 97.0 No No No No PDQ LIA 19720020 09/24/85 03/01/86 C Completed United States US Sovran Financial Corp,Norfolk, Virginia One Commercial Place 846104 6021/6712 6021 846104 FBC First Boston Corp 1 US United States Suburban Bancorp, Bethesda, Maryland 86434Q 6021/6712 6021 1 Goldman Sachs & Co Public 100.00 100.00 100.0 2,001.701 2131.427 405.10 1 COM No Friendly 1 No No No No First Boston Corp SOVN 75.34 112535020 09/24/85 12/31/85 C Completed United States US International Controls Corp 2016 N Pitcher St 459362 3715/3728/3625/4925/3612/3463 3715 459362 BEAR Bear Stearns & Co Inc 1 US United States Transway International Corp 894015 4731/4493/3715/4225/4925 4731 1 Kidder Peabody & Co Inc Public 50.00 100.00 100.0 431.666 426.096 332.40 2 CASH No Friendly 2 166.2 No No No No Bear Stearns & Co Inc TNW INC 48.00 /4449/4213 SUBDEB 96438020 09/25/85 02/04/86 C Completed United States US Piedmont Aviation Inc P.O. Box 2720 720101 4512/4513/5088/4581 4512 720101 FBC First Boston Corp 1 US United States Empire Airlines Inc Oneida County Airport 291593 4512 4512 1 LF Rothschild Unterberg Towbin Public 100.00 100.00 100.0 78.843 77.071 40.00 1 CASH No Friendly 1 40.0 No No No No First Boston Corp EAIR PIE 15.00 One Piedmont Plaza CASHONLY 14983020 09/26/85 02/03/86 C Completed United States US Belden & Blake Energy Co LP 7555 Freedom Ave N.W. 077451 1311 1311 077451 US United States Enterprise Energy Corp-Oil & Gas Properties Rt 40 W 29370Q 1311 1311 Sub. 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No BBE CASHONLY 95998020 09/27/85 09/27/85 C Completed United States US Hunt Manufacturing Co 230 South Broad Street 445636 3951/3421/2679/2521/2522/3579 3951 445636 US United States Bevis Custom Tables Inc Route 4 Savannah Highgway 08820Q 2521/2522 2521 Priv. 100.00 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No HUN CASHONLY 95048020 09/30/85 10/28/85 C Completed United States US AMETEK Inc Station Square 031105 3829/3822/3443/3494/3821/3564 3829 031105 US United States Bausch & Lomb-Houston Instruments Division 07170M 3577 3577 Sub. 100.00 100.00 100.0 np np 46.00 1 CASH No Friendly 1 46.0 No No No No AME /2821/3621/3086 CASHONLY 102320020 09/30/85 02/28/86 C Completed United States US Stone Container Corp 150 N Michigan Ave 861589 2631/2653/2421/2426/2674 2631 861589 MS Morgan Stanley & Co 1 US United States Champion International Corp- Brown Paper System Major Asts 1 Champion Plz 15852D 2674/2657 2674 1 Goldman Sachs & Co Sub. 11.60 100.00 100.0 np np 457.00 3 CASH No Friendly 1 404.0 No No No No Morgan Stanley & Co STO COM WAR 112067020 09/30/85 03/04/86 C Completed United States US MAXXAM Group Inc(Triton Group Ltd) 5847 San Felipe 577771 3334/3354/3365/2426/6531/6552 3334 361028 DBL Drexel Burnham Lambert 1 US United States Pacific Lumber Co 5847 San Felipe 694529 2421/3549/3569/3443/5084 2421 1 Salomon Brothers Public 100.00 95.44 100.0 912.142 np 832.20 1 CASH No Friendly 2 832.2 No No No No Drexel Burnham Lambert PL MXM 40.00 Suite 2600 Suite 2600 CASHONLY 95557020 10/02/85 11/22/85 C Completed United States US Procter & Gamble Co One Procter & Gamble Plaza 742718 2841/2842/2844/2676/2834/5145 2841 742718 GS Goldman Sachs & Co 1 US United States Richardson-Vicks Inc 10 Westport Rd 763282 2834/2844/2819/2833/3841 2834 2 Kidder Peabody & Co Inc Public 72.22 27.78 100.00 100.0 1,252.580 np 1,674.00 2 CASH No Friendly 1 1,209.0 No No No No 6.0 6.0 8.3 8.3 Goldman Sachs & Co RVI PG 69.00 /3691/3421/2095/2033/2096/5064 Dillon, Read & Co Inc LIA /3634/5063/5122/5169/8742 20001020 10/03/85 01/20/86 C Completed United States US Wang Laboratories Inc One Industrial Ave 933696 3571/7379/7374 3571 933696 US United States Walsh Greenwood Information Systems Inc (Walsh Greenwood & Co) One Industrial Co 93312Z 7375 7375 2 Shearson Lehman Brothers Sub. 100.00 100.00 100.0 np np 28.00 2 EARN No Friendly 1 28.0 No No No No WAN S. B. Lewis CASH 115204020 10/07/85 12/09/85 C Completed United States US Comp-U-Card International Inc 707 Summer St 204235 7011/7514/4724/6531 7011 204235 MS Morgan Stanley & Co 1 US United States Financial Institution Services Inc 317582 6099 6099 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 46.935 41.420 58.725 1 COM No Friendly 1 No No No No Morgan Stanley & Co CUCD 11.75 95261020 10/07/85 12/31/85 C Completed United States US ITEL Corp Two North Riverside Plaza 465640 7359/1629/4011 7359 465642 FBC First Boston Corp 1 US United States Great Lakes International Inc 2122 York Rd 390662 1629 1629 1 Kidder Peabody & Co Inc Priv. 100.00 72.81 100.0 187.625 187.769 170.70 1 CASH No Hostile 1 4.167 170.7 Yes No Yes No First Boston Corp ITEL 60.00 62.50 Suite 1950 CASHONLY 95336020 10/07/85 12/31/85 C Completed United States US Lomas & Nettleton Financial Corp 2001 Bryan Tower 541534 6162/6211/6311/6153 6162 541534 US United States Jefferson National Life Insurance Co One Virginia Avenue 474250 6311 6311 Public 100.00 76.04 76.0 64.372 91.622 86.50 1 CASH No Friendly 1 86.5 No No No No JNAT LNF 32.50 CASHONLY 115955020 10/07/85 02/18/86 C Completed United States US Telepictures Corp 475 Park Ave South 879462 7822/7812/4833/2721 7822 879462 ALLEN/SLB Allen & Co Inc 2 US United States Lorimar Inc 3970 Overland Ave 544155 7812/7822 7812 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 467.372 552.348 327.00 1 COM No Friendly 1 No No No No Allen & Co Inc TPIX 39.88 Shearson Lehman Brothers Shearson Lehman Brothers 14747020 10/08/85 04/01/86 C Completed United States US Mellon Bank Corp,Pittsburgh, Pennsylvania One Mellon Bank Center 585509 6021/6141/6159/6162/6282/6712 6021 585509 MLCM Merrill Lynch Capital Markets 1 US United States Commonwealth National Financial Corp, Harrisburg, Pennsylvania 10 South Market Square 203175 6021/6712 6021 1 Goldman Sachs & Co Public 55.03 100.00 100.0 837.06 837.100 119.20 2 CVTPFD No Friendly 1 53.6 No No No No Merrill Lynch Capital Markets CNHC 40.00 500 Grant Street P.O. Box 1010 CASH 96613020 10/08/85 11/21/85 C Completed United States US People Express Inc North Terminal 709764 4512/6719 4512 709764 MS Morgan Stanley & Co 1 US United States Frontier Holdings Inc 359076 4512/2911/6719 4512 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 300.000 np 300.00 1 CASH No Friendly 1 300.0 No No No No Morgan Stanley & Co FA PEXP 24.00 Newark International Airport CASHONLY 15827020 10/08/85 07/01/86 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States Money Management Corp, Merrillville,Indiana 1000 E 80th Pl 609903 6021/6712 6021 Public 100.00 100.00 100.0 24.327 np 28.00 1 COM No Friendly 1 No No No No MGT ONE 16.22 /6099/6733/6311/6159/6712 97556020 10/10/85 10/10/85 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 US United States Seymour Trust Co 115 Main St 818750 6733 6733 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 11.000 11.000 11.00 1 COM No Friendly 1 No No No No HNAT PO Box 456 102299020 10/10/85 05/06/86 C Completed United States US Ford Motor Co One American Road 345370 3711/3713/3537/3714/5012/5013 3711 345370 FBC First Boston Corp 1 US United States Sperry Corp-New Holland Unit 500 Diller Ave 84835T 3523 3523 1 Salomon Brothers Sub. 25.00 100.00 100.0 np np 440.00 2 CASH No Friendly 1 330.0 No No No No First Boston Corp F Suite 1026 /6141 LIA 95341020 10/11/85 02/20/86 C Completed United States US LB Foster Co 415 Holiday Drive 350060 3312/3499/3429/3316/3325/3446 3312 350060 US United States Kidde Inc-Hardware & Banking Equipment Assets 49380Q 3531/3999/7382 3531 Sub. 100.00 100.00 100.0 np np 300.00 1 CASH No Friendly 1 300.0 No No No No FSTR /3444/3317/5051 CASHONLY 223975020 10/11/85 01/02/86 C Completed United States US Springs Industries Inc 205 N White St 851783 2211/2221/2261/2269/2392/5023 2211 851783 WM-BLAIR William Blair & Co 1 US United States M Lowenstein & Sons Inc 1430 Broadway 547779 2262/2211/2221/2258/2261 2262 1 Morgan Stanley & Co Public 100.00 100.00 100.0 291.046 293.739 265.00 1 CASH No Friendly 1 265.0 No No No No William Blair & Co LST SMI 63.00 PO Box 70 /5131 CASHONLY 112187020 10/15/85 12/03/85 C Completed United States US Chicago Pacific Corp 55 E Monroe St 167872 3635/3633/3639/2519/3631/2842 3635 167872 SBH/GS Smith Barney, Harris Upham 2 01 US United States Hoover Co(Matyag Corp) 101 E Maple St 439272 3635/3633/3639/3363 3635 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 581.017 581.882 533.20 1 CASH No Friendly 1 533.2 No No No No Smith Barney, Harris Upham HOOV CPA 43.00 /2844 Goldman Sachs & Co CASHONLY Goldman Sachs & Co 14691020 10/16/85 03/31/86 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States Citizens DeKalb Bank, Clarksten, GA 17453M 6021 6021 Priv. 100.00 100.0 np np 10.40 1 CASH No Friendly 1 10.4 No No No No FTU Floor 40 CASHONLY 95382020 10/16/85 03/21/86 C Completed United States US Adage Inc 615 Willowbrook Lane 005320 3577/3316 3577 005320 US United States Lexidata Corp 755 Middlesex Tpke 528875 3577 3577 Public 100.00 100.00 100.0 np np 20.48 1 COM No Friendly 1 No No No No LEXD ADGE 95243020 10/18/85 12/18/85 C Completed United States US Freeport-McMoRan Inc 1615 Poydras St 356714 1081/1479/1021 1081 356714 KP Kidder Peabody & Co Inc 1 US United States Geysers Geothermal Co & Other Geothermal Properties(Phillips Petroleum Co) 37439Q 4961 4961 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 215.00 1 CASH No Friendly 1 215.0 No No No No Kidder Peabody & Co Inc FTX CASHONLY 25881020 10/18/85 02/28/86 C Completed United States US MCI Communications Corp 1801 Pennsylvania Avenue NW 552673 4813/4812/4822/4899/7373/7379 4813 552673 US United States Satellite Business Systems Inc (International Business Machines Corp) 80389Q 3571/3663/3579/3572/3861 3571 Sub. 100.00 100.00 100.0 np np 375.86 1 COM No Friendly 1 No No No No MCIC /7375 95887020 10/21/85 12/11/85 C Completed United States US Todd Shipyards Corp 1801 16Th Ave Sw 889039 3731 3731 889039 BEAR/SCOTT-MACON Bear Stearns & Co Inc 2 01 US United States Aro Corp One Aro Center 042627 3545/3536/3561/3569/3823/3841 3545 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 78.060 78.060 84.00 1 CASH No Friendly 1 84.0 No No No No 0.52 0.52 Bear Stearns & Co Inc ARO TOD 35.00 PO Box 84788 Scott Macon CASHONLY 0.75 Scott Macon 22834020 10/21/85 01/08/86 C Completed United States US Midwest Energy Co 666 Grand Ave 598319 4931/4932/6719 4931 598319 PAINE-W PaineWebber 1 01 US United States Donovan Cos Inc (Midwest Energy Co) 1080 Montreal Ave 258079 4924/1623/5984 4924 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 53.067 53.067 51.59 1 CASH No Friendly 1 51.6 No No No No 0.773 0.773 PaineWebber MWE 33.00 PO Box 9244 CASHONLY 112269020 10/21/85 07/29/86 C Completed United States US Great American First Savings Bank,San Diego,California 600 B St 389836 6035 6035 389836 EFH EF Hutton & Co Inc 1 US United States Los Angeles Federal Savings Bank, Los Angeles CA 630 S Grand Avenue 54534Q 6035 6035 Priv. 100.00 100.00 100.0 np np 14.20 1 COM No Friendly 1 14.2 No No No No EF Hutton & Co Inc GTA 112720020 10/21/85 01/02/86 C Completed United States US Burlington Northern Inc 3800 Continental Plaza 121897 4011/4013/1382/1311/1221/1222 4011 121897 MS Morgan Stanley & Co 1 US United States Southland Royalty Co 2919 Allen Pky 844521 1382/1311 1382 1 Goldman Sachs & Co Public 100.00 95.34 100.0 1,074.611 np 695.00 1 CASH No Hostile 1 695.0 No No No No Morgan Stanley & Co SRO BNI 17.00 17.00 777 Main Street /5099/2411 Suite 1100 CASHONLY 115236020 10/22/85 05/05/86 C Completed United States US Allied Signal Inc 101 Columbia Road 019512 3826/3714/2819/2821/3663 3826 019512 LAZ Lazard Freres & Co LLC 1 US United States Oak Industries Inc-Materials Division 16935 W Bernardo Dr 67140M 3679 3679 1 Smith Barney, Harris Upham Sub. 100.00 100.00 100.0 np np 151.80 1 CASH No Friendly 1 151.8 No No No No Lazard Freres & Co LLC ALD CASHONLY 15206020 10/23/85 03/17/86 C Completed United States US Bristol-Myers Co 345 Park Ave 110097 2834/2844/2842/2099 2834 110097 GS Goldman Sachs & Co 1 US United States Genetic Systems(Sanofi Diagn) 6565 185th Ave 371853 8731 8731 1 Morgan Stanley & Co Public 100.00 100.00 100.0 203.929 203.784 294.00 1 COM No Friendly 1 No No No No 2.416 2.416 Goldman Sachs & Co GENS BMY 10.50 112543020 10/23/85 12/18/85 C Completed United States US Colt Industries Inc 430 Park Ave 196864 3592/3728/3724/3761/3764/3483 3592 196864 FBC First Boston Corp 1 US United States Walbar Inc Peabody Industrial Center 931146 3724 3724 1 PaineWebber Public 100.00 100.00 100.0 192.400 np 192.00 1 CASH No Friendly 1 192.0 No No No No First Boston Corp WBR COT 37.00 /3489/3612/3519/3053/3052/3069 P.O. Box 3369 CASHONLY /5012/5088/5091/5085 95112020 10/25/85 01/29/86 C Completed United States US FPL Group Inc 700 Universe Blvd 302571 4911/6719 4911 302571 US United States Colonial Penn Group Inc Colonial Penn Plaza 195846 6311/6321/6331/6411/7375/6719 6311 1 First Boston Corp Public 100.00 100.00 100.0 555.625 555.655 565.00 1 CASH No Friendly 1 565.0 No No No No CPG FPL 35.00 19th & Market Sts CASHONLY 25850020 10/25/85 02/11/86 C Completed United States US US Steel Corp 600 Grant St 912656 3312/1221/8711/2911/1311/6552 3312 912656 GS Goldman Sachs & Co 1 01 US United States Texas Oil & Gas Corp 1700 Pacific Ave 882593 1311/1381/4922 1311 1 First Boston Corp Public 100.00 100.00 100.0 4,376.083 3459.846 3,862.35 1 COM No Friendly 1 No No No No 7.0 7.25 10.0 10.25 Goldman Sachs & Co TXO MRO 18.37 /4923/6719 First City Center 20084020 10/25/85 03/12/86 C Completed United States US Whittaker Corp 10880 Wilshire Blvd 966680 2834/3825/5122/5013/5074 2834 966680 US United States Zeta Laboratories Inc (Computer & Communications Technology) 3265 Scott Blvd 989499 3679/3661 3679 Public 100.00 100.0 39.000 np 39.00 1 CASH No Friendly 1 39.0 No No No No ZETA WKR 6.50 CASHONLY 15193020 10/28/85 07/30/86 C Completed United States US Clabir Corp 441 South Federal Highway 178872 2024/2066/5143/5145 2024 178872 DBL Drexel Burnham Lambert 1 US United States General Defense Corp(Clabir Corp) 230 Schilling Plz 369491 3483/3728/3812 3483 1 Dean Witter Reynolds Inc Public 99.41 76.99 100.0 264.838 265.571 118.50 3 WAR No Friendly 1 0.7 No No No No Drexel Burnham Lambert GDF CLG 18.11 CASH CVTPFD 115240020 10/29/85 02/12/86 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 KP Kidder Peabody & Co Inc 1 US United States Provident Institution for Savings,Boston,Massachusetts 30 Winter St 743885 6036 6036 2 Rothschild Inc. Public 100.00 100.0 nm nm 87.20 1 CASH No Friendly 1 87.2 No No No No Kidder Peabody & Co Inc PROV HNAT 23.25 Merrill Lynch Capital Markets CASHONLY 164173020 10/29/85 01/06/86 C Completed United States US Berkshire Hathaway Inc 1440 Kiewit Plaza 084670 6331/2711/2741/2326/2339/3635 6331 084670 US United States Scott & Fetzer Co 28800 Clemens Rd 809367 3635/5722/7217/2731 3635 1 First Boston Corp Public 100.00 100.00 100.0 407.159 np 402.00 1 CASH No Friendly 5 402.0 No No No No SFZ BKHT 60.77 /3991/2064/2066/5145/5719/6719 CASHONLY 95464020 10/31/85 10/31/85 C Completed United States US Lehigh Valley Industries Inc 200 East 42nd St 525030 1542/3531/3369/3679/3144 1542 525030 DBL Drexel Burnham Lambert US United States NICO Inc 345 Hudson St 654049 1542 1542 1 Drexel Burnham Lambert Public 13.46 86.54 100.00 100.0 52.0 np 52.00 2 CASH No Friendly 1 7.0 No No No No Drexel Burnham Lambert NICO LEH 100.50 COM 166903020 11/04/85 12/26/85 C Completed United States US UNC Resources Inc 175 Admiral Cochrane Drive 903070 3724/3568/3731/3728 3724 903070 US United States Airwork Corp, Pacific Airmotive(Purex Industries Inc) 00955M 3724 3724 Sub. 100.00 100.0 np np 108.00 1 CASH No Friendly 1 108.0 No No No No UNC CASHONLY 22962020 11/04/85 01/31/86 C Completed United States US Texas American Bancshares Inc, Fort Worth,Texas 500 Throgmorton 882147 6021/6712 6021 882147 US United States BancTEXAS Tyler,Tyler,Texas (BancTEXAS Group Inc) 05978Q 6021 6021 Sub. 100.00 100.0 np np 10.50 1 CASH No Friendly 1 10.5 No No No No TXA CASHONLY 124628020 11/04/85 03/23/86 C Completed United States US West Point-Pepperell Inc 400 West Tenth St 955465 2321/2329/2311/2337/2392/2211 2321 955465 MLCM Merrill Lynch Capital Markets 1 US United States Cluett Peabody & Co Inc 510 5th St 189486 2321/2322/2337/2252/2331/2341 2321 1 Goldman Sachs & Co Public 57.07 42.93 100.00 100.0 344.4 np 375.00 2 CASH No Friendly 1 214.0 No No No No Merrill Lynch Capital Markets CLU WPM 41.00 /2221/2299 COM 97310020 11/04/85 11/04/85 C Completed United States US Transco Energy Co 2800 Post Oak Blvd 893532 4922/4923/1382/1311/1221/1222 4922 893532 US United States Petro Source Corp (HNG/Internorth Inc) 185 S State St 71645V 5172 5172 Sub. 100.00 100.0 np np 21.70 2 OTHER No Friendly 1 21.7 No No No No E /6719 Suite 900 CASH 97167020 11/05/85 11/05/85 C Completed United States US Amfac Inc 700 Bishop Street 031141 6552/6512/7011/5812/2062/2099 6552 031141 US United States NL Industries Inc-Rucker Products Divison 62915B 5085 5085 Sub. 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No AMA PO Box 3230 /5031/5063/5311 CASHONLY 15092020 11/06/85 05/30/86 C Completed United States US AmeriTrust Corp,Cleveland, Ohio 900 Euclid Ave 030900 6021/6712 6021 030900 SLB Shearson Lehman Brothers 1 US United States First Indiana Bancorp, Elkhart Indiana 301 South Main St 32053Q 6021/6712 6021 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 93.500 np 90.00 1 COM No Friendly 1 No No No No Shearson Lehman Brothers AMTR 85.00 95103020 11/11/85 01/03/86 C Completed United States US Xidex Corp 525 University Ave 984900 3861/3572/3669 3861 984900 FBC First Boston Corp 1 US United States Control Data Corp-Computer Businesses 21236R 3571/3572/3575/3577 3571 Sub. 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No First Boston Corp XIDX CASHONLY 97078020 11/11/85 11/11/85 C Completed United States US BSL Technology 055700 3674 3674 055700 US United States Medistar Inc 58590Q 3841 3841 Priv. 100.00 100.00 100.0 17.825 17.825 17.825 1 COM No Friendly 1 No No No No BSLT 2.88 115486020 11/13/85 02/05/86 C Completed United States US Primark Corp 8251 Greensboro Dr 741903 7375/8731/8711/7373/7372/6719 7375 741903 CITICORP Citicorp 1 US United States Aviation Group Inc 700 North Pearl Stree 053667 4581/7389 4581 2 Drexel Burnham Lambert Public 100.00 100.00 100.0 110.264 110.264 129.00 1 CASH No Friendly 1 129.0 No No No No 1.084 1.084 1.4 1.4 Citicorp AVG PMK 23.00 Suite 700 Suite 2170 Carolina Securities CASHONLY 121139020 11/13/85 05/20/86 C Completed United States US Tyco Laboratories 1 Tyco Park 902120 3569/3669/3491/3494/3089/3824 3569 902120 US United States ITT Grinnell Corp-Flow Control Operations(ITT Corp) 45068P 3492 3492 Sub. 100.00 100.00 100.0 np np 225.00 1 CASH No Friendly 1 225.0 No No No No TYC /3841 CASHONLY 97952020 11/13/85 12/31/85 C Completed United States US Bell & Howell Co 5215 Old Orchard Rd 07680P 3861/7699/7389/5044/3579 3861 07680P US United States University Microfilms Inc(Xerox Corp) 300 N. Zeeb Rd. 98390Z 3861 3861 Sub. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No BHW CASHONLY 26051020 11/14/85 05/19/86 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States First Bankers Corp of Florida 1410 Racetrack Road 319284 6021/6712 6021 1 Morgan Stanley & Co Public 95.83 100.0 839.665 np 218.00 2 CASH No Friendly 1 218.0 No No No No 1.435 1.435 FBF FTU 41.00 Floor 40 NOTE 25837020 11/15/85 03/01/86 C Completed United States US Automatic Data Processing Inc 1 Adp Boulevard 053015 7374/7375/7389/8721/6289 7374 053015 US United States Bunker Ramo Information Systems Co(AlliedSignal Inc) 2 Enterprise 12065Q 7372/7373 7372 Sub. 77.42 22.58 100.00 100.0 np np 77.50 2 CASH No Friendly 1 60.0 No No No No ADP EARN 96141020 11/15/85 12/31/89 C Completed United States US Texas Industries Inc 1341 West Mockingbird Lane 882491 3271/3272/3273/5032/5051/5211 3271 882491 US United States Chaparral Steel Co 300 Ward Rd 159422 3312 3312 Sub. 100.00 50.00 100.0 84.000 84.000 42.00 2 EARN No Friendly 1 42.0 No No No No TXI CASH 115397020 11/15/85 02/26/86 C Completed United States US Knight-Ridder Newspaper Inc 1 Herald Plaza 499040 2711/4833/4841/6282/7375/7374 2711 499040 US United States KTVY-TV,WALA-TV,KOLD-TV (Evening News Association/ Gannett Co) 500 E Britton Road 482TV1 4833 4833 1 Shearson Lehman Brothers Sub. 100.00 100.0 np np 160.00 1 CASH No Friendly 1 160.0 No No No No KRN CASHONLY 95453020 11/15/85 04/25/86 C Completed United States US Bally Manufacturing Corp 8700 West Bryn Mawr Avenue 058732 7011/7991 7011 058732 DBL/SAL Drexel Burnham Lambert 1 US United States MGM Grand Hotels Inc 345 Las Vegas Blvd S 553012 7011/7999/7993 7011 3 Drexel Burnham Lambert Public 77.95 22.06 100.00 100.0 679.168 674.185 564.50 3 LIA No Friendly 1 440.0 No No No No Drexel Burnham Lambert GRH BLY 18.00 Salomon Brothers Walter M. Sharp NOTE Salomon Brothers Bear Stearns & Co Inc CASH 95869020 11/18/85 01/29/86 C Completed United States US American Information Technologies Corp 30 South Wacker Dr 026804 4813/4812/4899 4813 026804 GS Goldman Sachs & Co 1 US United States Applied Data Research Inc Rt 206 and Orchard Rd 038159 7372 7372 1 Salomon Brothers Public 100.00 100.00 100.0 214.400 np 215.00 1 CASH No Friendly 1 215.0 No No No No Goldman Sachs & Co ADR AIT 32.00 CN-8 CASHONLY 115628020 11/19/85 01/02/86 C Completed United States US First Capital Holdings Corp 1875A South 14Th Street 319417 6411 6411 319417 US United States Fidelity Bankers Life Insurance Co(Monarch Capital Corp) 1011 Boulder Springs Dr 31604P 6311 6311 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No CASHONLY 15385020 11/19/85 01/28/86 C Completed United States US Zayre Corp 770 Cochituate Rd 989195 5651/5611/5311/5961/5999/5621 5651 989195 WER Wertheim 1 US United States HomeClub Inc 140 Orangefair Mall 437387 5399/5211/5231/5251 5399 1 Donaldson Lufkin & Jenrette Public 100.00 100.00 100.0 186.286 53.273 147.00 1 COM No Friendly 1 No No No No Wertheim HCLB ZY 14.25 /5944/5632/5699/5641/5661 Suite 100 118780020 11/20/85 01/08/86 C Completed United States US Rorer Group Inc 500 Virginia Drive 776755 2834/2836 2834 776755 FBC First Boston Corp 1 US United States USV Pharmaceutical Corp, Armour Pharmaceutical(Revlon/ Pantry Pride) One Scarsdale Road 90337H 2834 2834 2 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 690.00 1 CASH No Friendly 1 690.0 No No No No First Boston Corp ROR Drexel Burnham Lambert CASHONLY 14221020 11/21/85 06/09/86 C Completed United States US Carteret Savings and Loan, Morristown, New Jersey 200 South St 146415 6035 6035 146415 US United States Admiral-Builders S&L Assn, Baltimore, Maryland 7699 Harford Rd 00712Q 6035 6035 Priv. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No CFCC CASHONLY 118803020 11/21/85 03/23/86 C Completed United States US Meredith Corp 1716 Locust Street 589433 2731/2721/2711/2741/3663 2731 589433 US United States Family Media Inc-Ladies' Home Journal & Health-Magazine 30702T 2711 2711 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 np np 96.00 1 CASH No Friendly 1 96.0 No No No No MDP CASHONLY 95020020 11/22/85 01/27/86 C Completed United States US Commercial Shearing Inc 1775 Logan Ave 202363 3594/3621/3492/3462/3463/3469 3594 202363 KP Kidder Peabody & Co Inc 1 US United States AMF Specialty Materials Inc (Minstar Inc) 00168R 3569 3569 Sub. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No Kidder Peabody & Co Inc CSHR CASHONLY 115489020 11/26/85 03/17/86 C Completed United States US Borg-Warner Corp 200 South Michigan Ave 099725 3694/3549/3465/6159/3569/7375 3694 099725 GS Goldman Sachs & Co 1 01 US United States Chilton Corp 12606 Greenville Ave 169277 7323 7323 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 251.479 232.647 254.20 1 CASH No Friendly 1 254.2 No No No No 0.85 0.85 Goldman Sachs & Co CHN BOR 33.00 CASHONLY 97041020 11/28/85 11/28/85 C Completed United States US Indiana National Corp, Indianapolis One Indiana Sq 455011 6712/6331/6321/6311/6552/6211 6712 455011 US United States Lowell National Bank, Lowell, Indiana 651 E Commercial Avenue 54769Q 6021 6021 Priv. 100.00 100.0 14.800 14.800 14.80 1 CASH No Friendly 1 14.8 No No No No INAT /6282/6153/6141/6162/6021 CASHONLY 115966020 11/29/85 11/29/85 C Completed United States US Hillenbrand Industries Inc 1069 State Route 46 East 431573 2599/3842/3995/6311 2599 431573 MLCM Merrill Lynch Capital Markets 1 US United States Support Systems International Inc 4349 Corporate Road 86858Q 2599 2599 1 Shearson Lehman Brothers Priv. 100.00 100.0 100.000 100.000 100.00 2 CASH No Friendly 1 100.0 No No No No Merrill Lynch Capital Markets HB Mail Code K71 EARN 108009020 12/03/85 05/14/86 C Completed United States US FoxMeyer Corp 1220 Senlac 351653 5122 5122 351653 DLJ Donaldson Lufkin & Jenrette 1 US United States Ben Franklin Stores Co(HMI Holdings Inc) 1700 S Wolf Rd 08149Q 5331 5331 1 Donaldson Lufkin & Jenrette Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No Donaldson Lufkin & Jenrette FXM CASHONLY 15547020 12/03/85 05/16/86 C Completed United States US Viacom International Inc 1515 Broadway 925526 7812/7822/4833/4841/4832 7812 925524 US United States KMOX-TV (CBS Inc) 1 Memorial Dr 4820MX 4833 4833 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 122.50 1 CASH No Friendly 1 122.5 No No No No CASHONLY 121123020 12/04/85 02/05/86 C Completed United States US Fieldcrest Mills Inc 326 East Stadium Drive 316519 2281/2273/2392/2221/2211 2281 316519 KP Kidder Peabody & Co Inc 1 US United States Cannon Mills Co-Sheet and Towel Business 326 E Stadium Dr 13773M 2392 2392 Sub. 88.00 12.00 100.00 100.0 np np 250.00 2 NOTE No Friendly 1 220.0 No No No No Kidder Peabody & Co Inc FLD CASH 22702020 12/05/85 10/15/86 C Completed United States US PepsiCo Inc 700 Anderson Hill Road 713448 2086/2087/2096/5812 2086 713448 US United States A&M Food Services Inc 1924 South Utica 000165 5812/6794 5812 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 62.418 62.385 43.90 1 CAPSTK No Friendly 1 No No No No 0.15 0.48 AMFD PEP 11.00 115346020 12/05/85 03/28/86 C Completed United States US Jefferson Smurfit Corp 8182 Maryland Ave 475086 2631/2657/2653/2621 2631 475086 US United States Publishers Paper Co(Times Mirror Co) 4000 Kruse Way Pl 74465Q 2621 2621 1 Morgan Stanley & Co Sub. 80.00 80.0 187.500 187.500 150.00 2 CASH No Friendly 1 150.0 No No No No JJSC NOTE 15027020 12/06/85 10/21/86 C Completed United States US Lincoln Financial Corp,Fort Wayne,Indiana 116 E Berry St 533552 6021/6712 6021 533552 US United States Farmers & Merchants Bank, Bluffton,Indiana 101 S Main St 307891 6022 6022 Priv. 100.00 100.0 12.000 12.000 12.00 2 COM No Friendly 1 12.0 No No No No LFIN Lincoln National Bank Tower CASH 23273020 12/09/85 05/30/86 C Completed United States US PepsiCo Inc 700 Anderson Hill Road 713448 2086/2087/2096/5812 2086 713448 US United States MEI Corp-Soft Drink Business Anderson Hill Rd 55271B 2086 2086 1 Piper Jaffray & Hopwood Inc Sub. 100.00 100.00 100.0 np np 592.00 1 CASH No Friendly 1 592.0 No No No No 0.175 0.193 PEP CASHONLY 23312020 12/10/85 12/30/86 C Completed United States US First of America Bank Corp, Kalamazoo,Michigan 211 South Rose Street 318906 6021/6162/7374/6733/6211/6282 6021 318906 01 US United States NewCentury Bank Corp,Bay City, Michigan 300 Center Ave 651084 6021/6022/6712 6021 2 WL Lyons Public 100.00 100.00 100.0 746.336 746.336 52.98 1 CVTPFD No Friendly 1 No No No No 0.016 0.331 0.371 NUCY FOA 19.00 /6722/6411/6022/6035/6712 Prudential-Bache Securities 0.04 166814020 12/10/85 05/01/86 C Completed United States US Jones Intercable Inc(Jones International Ltd) 9697 East Mineral Avenue 480206 4841/4833 4841 48021P US United States Tribune Co-9 Cable TV Systems 89604T 4841 4841 Sub. 100.00 100.0 np np 237.50 1 CASH No Friendly 1 237.5 No No No No JOIN CASHONLY 109800020 12/11/85 06/09/86 C Completed United States US General Electric Co 3135 Easton Turnpike 369604 3612/3511/3651/3663/3641/3632 3612 369604 GS Goldman Sachs & Co 1 01 US United States RCA Corp 30 Rockefeller Plaza 749285 3651/3652/3663/3661/3671/4833 3651 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 8,233.284 7719.087 6,605.00 2 CASH No Friendly 1 6,605.0 No No No No 1.0 1.0 Goldman Sachs & Co RCA GE 66.50 /3724/2821/3743/3825/5012/5013 /4832/3669 CASH /5063/5064/5065/8711/7379/7699 /8999 108078020 12/16/85 10/30/86 C Completed United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 KP Kidder Peabody & Co Inc 1 01 US United States Crown Zellerbach Corp 1 Bush St 228669 2421/2611/2621/2676/2679 2421 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 1,992.035 1946.869 730.86 1 COM No Friendly 1 No No No No 6.0 10.0 2.5 2.5 Kidder Peabody & Co Inc ZB JR 41.53 Post Office Box 2218 /2672 19905020 12/16/85 06/30/86 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 KEEFE Keefe Bruyette & Woods Inc 1 US United States Union Bancorp, Grand Rapids, Michigan 200 Ottawa Ave N.W. 904854 6021/6712 6021 1 Goldman Sachs & Co Public 55.00 100.00 100.0 659.696 659.525 104.00 2 COM No Friendly 1 46.8 No No No No Keefe Bruyette & Woods Inc UBAN NBD 38.00 /6022/6021 CASH 109792020 12/16/85 01/16/86 C Completed United States US Union Carbide Corp 39 Old Ridgebury Rd 905581 2865/2869/2821/2822/2899/3081 2865 905581 MS Morgan Stanley & Co 1 US United States Union Carbide Corp 39 Old Ridgebury Rd 905581 2865/2869/2821/2822/2899/3081 2865 Public 23.53 76.47 57.48 57.5 8,324.500 20543.439 3,298.00 3 NOTE No Not Appl. 2 776.0 No No No No Morgan Stanley & Co UK UK 85.00 /6719 /6719 DEB CASH 15704020 12/19/85 03/11/86 C Completed United States US International Minerals & Chemical Corp 2315 Sanders Road 459884 2874/2873/3845/3844/3841/2835 2874 459884 FBC First Boston Corp 1 US United States Mallinckrodt Inc(Avon Products Inc) 675 McDonnell Blvd 561229 2834/2816/2819/2869 2834 1 Salomon Brothers Sub. 100.00 100.0 np np 675.00 1 CASH No Friendly 1 675.0 No No No No First Boston Corp IMC /2833/2836/2834/2869/2819/1474 CASHONLY /1475/5169 96342020 12/27/85 12/27/85 C Completed United States US Indian Head Banks Inc, Nashua New Hampshire One Indian Plaza 454192 6022/6712 6022 454192 US United States Dartmouth National Corp of Hanover, New Hampshire 23746Q 6021/6712 6021 Priv. 100.00 100.00 100.0 18.099 np 18.10 1 COM No Friendly 1 No No No No IHBI 86.53 141718020 12/31/85 12/31/85 C Completed United States US Colgate-Palmolive Co 300 Park Ave 194162 2844/2841/2842/3842/2676/2047 2844 194162 US United States Baxter Travenol Laboratories Inc-American McCaw 07189X 3841 3841 1 First Boston Corp Sub. 100.00 100.0 np np 120.00 1 CASH No Friendly 1 120.0 No No No No CL /5169/5122/5047/6719 CASHONLY 14778020 12/31/85 10/01/86 C Completed United States US Chase Manhattan Corp 1 Chase Manhattan Plaza 161610 6021/6712 6021 163798 MS Morgan Stanley & Co 1 US United States Continental Bancor Inc, Scottsdale, Arizonia 7501 East McCormick Pky 21103Q 6022/6712 6022 1 Shearson Lehman Brothers Priv. 100.00 100.0 75.000 75.000 75.00 1 CASH No Friendly 1 75.0 No No No No Morgan Stanley & Co CMB CASHONLY 237134020 12/31/85 12/31/85 C Completed United States US Pillsbury Co Pillsbury Center 721510 5812/2041/2045/2033/2038/2037 5812 721510 US United States Jeno's Frozen Pizza 100 Lake Oak Gardens 47629Q 2038 2038 Priv. 100.00 100.0 np np 147.00 1 CASH No Friendly 1 147.0 No No No No PSY CASHONLY 25843020 12/31/85 04/01/86 C Completed United States US Occidental Petroleum Corp 10889 Wilshire Boulevard 674599 1311/4922/2821/2819/2869/2873 1311 674599 FBC First Boston Corp 1 01 US United States MidCon Corp 701 E 22nd St 595639 4922/1311/1381/1382 4922 1 Merrill Lynch Capital Markets Public 51.38 48.62 100.00 100.0 4,920.208 4309.991 3,065.50 2 CASH No Friendly 3 1,575.0 No No No No 7.0 7.0 7.5 7.5 First Boston Corp MCN OXY 74.59 COM 14326020 01/02/86 01/02/86 C Completed United States US American Pioneer Savings Bank of Orlando, Florida 135 W Central Blvd 028899 6036/1541/6552 6036 028899 US United States American S&L Assn,Miami, Florida-4 Branches 17801 NW 2nd Ave 02938Q 6036 6036 Sub. 100.00 100.00 100.0 np np 120.00 1 CASH No Friendly 1 No No No No APIO Suite 700 CASHONLY 19283020 01/02/86 02/25/86 C Completed United States US Grow Group Inc 200 Park Ave 399820 2851/2891/2833/2842 2851 399820 US United States Perrigo Co 515 Eastern Ave 714290 2836/8731/8733/8071 2836 1 Smith Barney, Harris Upham Public 24.95 100.00 100.0 45.3 45.300 45.30 3 NOTE No Friendly 1 34.0 No No No No PRGO GRO Pan Am Building PFD CASH 14592020 01/03/86 06/30/86 C Completed United States US ENSECO Inc 205 Alewife Brook Parkway 29356T 8734/8748 8734 29356T DLJ Donaldson Lufkin & Jenrette 1 US United States California Analytical Laboratories Inc 2544 Industrial Blvd 12990Q 8731 8731 1 Hambrecht & Quist Priv. 100.00 100.00 100.0 31.250 50.625 31.25 1 COM No Friendly 1 No No No No Donaldson Lufkin & Jenrette NCCO 19440020 01/03/86 06/30/86 C Completed United States US ENSECO Inc 205 Alewife Brook Parkway 29356T 8734/8748 8734 29356T DLJ Donaldson Lufkin & Jenrette 1 US United States Rocky Mountain Analytical Laboratory Inc 49-55 Yaro 77466Q 8731/8734 8731 1 Hambrecht & Quist Priv. 100.00 100.00 100.0 29.604 46.654 27.50 1 COM No Friendly 1 No No No No Donaldson Lufkin & Jenrette NCCO 14744020 01/07/86 06/02/86 C Completed United States US First Virginia Banks Inc, Falls Church,Virginia 6400 Arlington Blvd 337477 6022/6021/6712 6022 337477 US United States Commercial Bank,Bel Air, Maryland 37 S Main St 20130Q 6021/6022 6021 Priv. 100.00 100.00 100.0 20.942 np 20.94 1 COM No Friendly 1 No No No No FVB 159.37 19696020 01/10/86 04/28/86 C Completed United States US Heilig-Meyers Co 12560 West Creek Parkway 422893 5712/5722/5731/5713/5261/5941 5712 422893 WHEAT/A-G-EDWARDS Wheat First Securities Inc 2 US United States Sterchi Bros Stores Inc 200 Tech Center Dr 859145 5712 5712 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 52.694 52.694 43.58 1 CASH No Friendly 1 43.6 No No No No 0.436 0.872 Wheat First Securities Inc SBI HMY 33.00 AG Edwards & Sons Inc CASHONLY 0.436 AG Edwards & Sons Inc 15698020 01/13/86 04/29/86 C Completed United States US Unifi Inc 7201 W. Friendly Avenue 904677 2231/2241/2281/2282/2269/2299 2231 904677 US United States Macfield Inc-2 Polyester Yarn Plants 55439T 2282 2282 Sub. 100.00 100.0 np np 45.00 1 CASH No Friendly 1 45.0 No No No No UFI /2823 CASHONLY 20063020 01/13/86 03/11/86 C Completed United States US AmBrit Inc(Clabir Corp) 10101 9th St N 023363 2024/2064/6552/1311 2024 023363 US United States Wilbur Chocolate Co (MacAndrews & Forbes Holdings Inc) 48 N Broad St 96785Q 2066 2066 2 Drexel Burnham Lambert Sub. 100.00 100.0 np np 40.50 1 CASH No Friendly 1 40.5 No No No No ABI First Boston Corp CASHONLY 14626020 01/14/86 01/24/86 C Completed United States US Federal-Mogul Corp 26555 Northwestern Hwy 313549 3714/3562/3053/3592/3452/3291 3714 313549 GS/PAINE-W Goldman Sachs & Co 2 US United States Carter Automotive Co(ACF Industries Inc/Heron Investors Plan) 9666 Olive St Rd 14490Q 3592/3714 3592 Sub. 100.00 100.00 100.0 np np 38.00 1 CASH No Friendly 1 No No No No Goldman Sachs & Co FDMLQ /3694/3364/5013/5085 PaineWebber CASHONLY PaineWebber 15868020 01/14/86 10/31/86 C Completed United States US Dominion Bankshares Corp, Roanoke,Virginia 213 S Jefferson St 257183 6022/6712 6022 257183 US United States National Bank of Commerce, Washington,DC(Commerce Bancorp Inc) 1430 K St NW 63334Q 6021 6021 Sub. 100.00 100.0 np np 15.30 1 CASH No Friendly 1 15.3 No No No No DMBK P.O. Box 13327 CASHONLY 20183020 01/15/86 03/10/87 C Completed United States US LLC Corp 4835 LBJ Freeway 600 502005 5812/6141/3496/3429 5812 502005 BEAR Bear Stearns & Co Inc 1 01 US United States Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 291.850 300.336 23.205 1 COM No Friendly 1 No No No No 0.25 0.25 0.3 0.3 Bear Stearns & Co Inc AGM LLC 3.57 First Security Bank Bldg 242275020 01/16/86 01/16/86 C Completed United States US American Cyanamid Co One Cyanamid Plaza 025321 2833/3841/2879/2048/2819 2833 026607 US United States Acufex Microsurgical Inc 130 Forbes Boulevard 00508Q 3841/5047 3841 Priv. 100.00 100.0 np np 19.00 1 CASH No Friendly 1 19.0 No No No No ACY CASHONLY 15640020 01/16/86 06/17/86 C Completed United States US Dean Foods Co 3600 N River Rd 242361 2026/2024/2035/2033/2022/2037 2026 865077 WM-BLAIR William Blair & Co 1 US United States Larsen Co 520 N Broadway 517300 2037/2038 2037 Public 100.00 100.00 100.0 214.808 127.915 164.60 1 COM No Friendly 1 No No No No William Blair & Co DF 25.73 /6719/2079 14319020 01/20/86 08/01/86 C Completed United States US Old Kent Financial Corp,Grand Rapids,Michigan 111 Lyon Street Nw 679833 6022/6712/6162/6798 6022 679833 US United States American National Holding Co, Kalamazoo, Michigan 136 E Michigan Ave 028578 6021/6712 6021 Public 100.00 100.00 100.0 663.164 651.510 78.00 1 COM No Friendly 1 No No No No ANHC OK 42.50 19351020 01/20/86 01/20/86 C Completed United States US Pansophic Systems Inc 2400 Cabot Drive 698631 7372 7372 698631 US United States Professional Computer Resources Inc 74312Q 7372 7372 Priv. 100.00 100.00 100.0 np np 19.00 1 CASH No Friendly 1 19.0 No No No No PNS CASHONLY 19983020 01/20/86 05/01/86 C Completed United States US Jacor Communications Inc 1300 PNC Center 469858 4832 4832 469858 US United States WEBN-FM 27-24 Erie Ave 92923W 4832 4832 Priv. 100.00 100.0 np np 12.30 2 COM No Friendly 1 12.3 No No No No JCOR 201 East Fifth Street CASH 15154020 01/23/86 02/20/86 C Completed United States US International Multifoods Corp 110 Cheshire Lane 460043 2041/2048/2013/2045/2099/5145 2041 460043 KP Kidder Peabody & Co Inc 1 US United States Fred's Frozen Foods & Centre Brands (Central Soya/Shamrock Capital LP) 1300 Fort Wayne Nat Bk 35610Q 2038 2038 2 Goldman Sachs & Co Sub. 100.00 100.0 np np 73.00 1 CASH No Friendly 1 73.0 No No No No Kidder Peabody & Co Inc IMC Suite 300 /5149/5461/6794/2092/5499/5143 LF Rothschild & Co CASHONLY /5147 15764020 01/23/86 04/30/86 C Completed United States US Avon Products Inc 777 Third Avenue 054303 2844/3961/5961/3421/5963/5122 2844 054303 MS Morgan Stanley & Co 1 US United States Mediplex Group Inc 15 Walnut St 584916 8069/8093/8051/8059/1542 8069 1 Robertson, Colman & Stephens Public 21.71 100.00 100.0 236.500 np 281.00 3 NOTE No Friendly 1 220.0 No No No No Morgan Stanley & Co MPLX AVP 27.50 EARN CASH 19411020 01/23/86 08/12/86 C Completed United States US NWA Inc Minneapolis-St Paul Airport 62945J 4512/4724/6719 4512 62945J FBC First Boston Corp 1 US United States Republic Airlines 7500 Airline Dr 760274 4512/4513 4512 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 884.000 884.000 884.00 1 CASH No Friendly 1 884.0 No No No No First Boston Corp RAI NWA 17.00 CASHONLY 14683020 01/24/86 02/28/86 C Completed United States US CooperVision Inc 75 Willow Rd 216895 2834/3841/3851 2834 216895 US United States Cilco Inc,Richards Medical Co (Rorer Group Inc) 1616 13th Ave 17179Z 3841 3841 Sub. 100.00 100.00 100.0 np np 348.00 1 CASH No Friendly 1 No No No No EYE CASHONLY 19976020 01/24/86 04/25/86 C Completed United States US Dart & Kraft Inc Kraft Court 237410 2023/2022/2024/2033/2035/2079 2023 237410 US United States Vulcan-Hart Corp (Chicago Milwaukee Corp) 2006 N Western Pkwy 92910Q 3556/3589/7623 3556 Sub. 100.00 100.0 np np 80.00 1 CASH No Friendly 1 80.0 No No No No KRA /3691 CASHONLY 15504020 01/27/86 09/29/86 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 FBC First Boston Corp 1 US United States JTL Corp Crystal Building-7th Floor 46624Z 2086 2086 1 Goldman Sachs & Co Priv. 85.71 14.29 100.00 100.0 1,400.000 1400.000 1,400.00 2 LIA No Friendly 1 1,200.0 No No No No First Boston Corp KO Po Box 1734 CASH 19255020 01/27/86 07/10/86 C Completed United States US Conifer/Essex Group Inc 370 Main St 207312 6022/6712 6022 207312 MS Morgan Stanley & Co 1 01 US United States Patriot Bancorp, Boston, MA 63 Franklin St 703355 6021/6712 6021 1 Shearson Lehman Brothers Public 100.00 100.00 100.0 674.321 674.119 128.35 1 COM No Friendly 1 No No No No 0.4 0.407 Morgan Stanley & Co PATBP CNFG 64.27 115252020 01/27/86 04/30/86 C Completed United States US The Stanley Works 1000 Stanley Drive 854616 3429/3423/3425/3546/3442/3542 3429 854616 FBC First Boston Corp 1 US United States Textron Inc-Bostitch Division Route 2 88320M 3315/3554/3546 3315 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 193.00 1 CASH No Friendly 1 193.0 No No No No First Boston Corp SWK /3549/3569 CASHONLY 25868020 01/30/86 05/14/86 C Completed United States US Mark IV Industries Inc 501 John James Audubon Parkway 570387 3052/3823/3577/3669/3663/3651 3052 570387 BEAR Bear Stearns & Co Inc 1 US United States Gulton Industries Inc 101 College Rd East 402784 3679/3629/3825/3669/3625/3822 3679 1 Goldman Sachs & Co Public 100.00 100.00 100.0 121.079 116.003 115.00 1 CASH No Hostile 1 13.333 115.0 No No No No 0.6 0.6 1.725 1.725 Bear Stearns & Co Inc GUL IV 30.00 34.00 P.O. Box 810 /3679/5046/5045/5065/5099/8711 /3812 CASHONLY 102043020 02/03/86 12/30/86 C Completed United States US Bankers First Corp,Augusta, Georgia 985 Broad St 066157 6036/6712 6036 066157 US United States Athens Federal Savings Bank, Athens, Georgia 124 E Hancock Ave 047083 6035 6035 1 Robinson-Humphrey Co Priv. 100.00 100.0 22.063 22.601 33.60 2 CASH No Friendly 1 33.6 No No No No 0.1 0.1 BNKF 25.00 COM 15070020 02/03/86 02/03/86 C Completed United States US Commercial Bancshares Inc, Jersey City,New Jersey 15 Exchange Pl 201140 6022/6712 6022 201140 US United States First Bank of Colonia, Middle Sex County,New Jersey 505 Inman Ave 319099 6022 6022 1 Mellon Bank NA Priv. 100.00 100.00 100.0 46.204 46.204 10.60 1 COM No Friendly 1 No No No No CBNJ 15870020 02/03/86 03/31/86 C Completed United States US Circle K Corp 3003 N Central Ave 172585 5411/5541/5921/2097/2099/2086 5411 172585 US United States National Convenience Stores- 187 Convenience Stores 100 Waugh Dr 63557F 5411 5411 Sub. 100.00 100.0 np np 41.30 1 CASH No Friendly 1 41.3 No No No No CRK CASHONLY 19217020 02/03/86 07/01/86 C Completed United States US Temple-Inland Inc 1300 S Mopac Expressway 879868 2631/2621/2653/2679/2657/2671 2631 879868 SAL Salomon Brothers 1 US United States Owens-Illinois Inc-Timberland, 3 Manufacturing Plants, Linerboard Mill 69076T 0811/2653/2631 0811 1 Lazard Freres & Co LLC Sub. 100.00 100.0 np np 228.00 1 CASH No Friendly 1 228.0 No No No No Salomon Brothers TIN 3 Floor /6552/6311/6162/6719 CASHONLY 19672020 02/03/86 05/29/86 C Completed United States US Whirlpool Corp 2000 N. M-63 963320 3633/3632/3585/3631/3639/3635 3633 963320 US United States St Charles Manufacturing Co 1611 E Main St 78777Q 3821/2514/2542/2531/3826 3821 Priv. 100.00 100.00 100.0 13.170 np 13.00 1 COM No Friendly 1 No No No No WHR 54.88 /2514/5078/5087/5064 107785020 02/03/86 03/17/86 C Completed United States US Singer Co 8 Stamford Forum 829302 3625/3812/3546/2511/3824/3635 3625 829302 GS Goldman Sachs & Co 1 US United States Textron Inc-Dalmo Victor Division 1515 Industrial Way 88320Z 3663/3812 3663 1 Salomon Brothers Sub. 100.00 100.00 100.0 np np 174.00 1 CASH No Friendly 1 174.0 No No No No Goldman Sachs & Co P.O. Box 10151 /3639/3714/3822/5064/5084/8331 CASHONLY /3829/3699 14216020 02/06/86 09/30/86 C Completed United States US Compact Video Inc 21 E 63rd St 204261 7822/2721 7822 204261 GRUNTAL Gruntal & Co Inc 1 US United States Adams Drug Co(Revlon Group Inc) 75 Sabin St 006203 5912 5912 2 Drexel Burnham Lambert Public 81.48 100.00 100.0 np np 162.00 4 CASH No Friendly 1 30.0 No No No No Gruntal & Co Inc AD6 CVSI Donaldson Lufkin & Jenrette SUBNOTE LIA SEC 23185020 02/07/86 04/09/86 C Completed United States US National Intergroup Inc 1220 Senlac Drive 636540 3312/3317/3341/3355/5122/5051 3312 636540 DR Dillon, Read & Co Inc 1 01 US United States FoxMeyer Corp 1220 Senlac 351653 5122 5122 1 Donaldson Lufkin & Jenrette Public 100.00 100.00 100.0 496.481 496.472 354.50 2 CASH No Friendly 1 354.5 No No No No 2.0 2.0 3.545 3.545 Dillon, Read & Co Inc FXM NII 35.00 /6035/4612/6719 CASH 19235020 02/07/86 09/04/86 C Completed United States US NYNEX Corp 1113 Westchester Ave 670768 4813/4812/7373/4899/3661/3571 4813 670768 US United States Page Boy Inc (LIN Broadcasting Corp) 260 Madison Ave 69547Q 4812 4812 Sub. 100.00 100.0 np np 18.00 1 CASH No Friendly 1 18.0 No No No No NYN /3579/7372/2741/6552/6153/6159 CASHONLY /6719 19801020 02/07/86 10/01/86 C Completed United States US First American Corp,Nashville, Tennessee First American Center 318900 6021/6712 6021 318900 US United States Tennessee National Bancshares Inc, Maryville, Tn 200 East Broadway 880467 6021/6712 6021 Priv. 100.00 100.00 100.0 30.280 32.240 30.28 1 COM No Friendly 1 No No No No FAM 19823020 02/07/86 10/01/86 C Completed United States US Marshall & Ilsley Corp, Milwaukee,Wisconsin 770 North Water Street 571834 6021/6712 6021 571834 US United States Thunderbird Capital Corp, Phoenix, Arizona PO Box 11856 88605Q 6022/6712 6022 1 PaineWebber Priv. 100.00 100.00 100.0 39.960 np 40.00 1 COM No Friendly 1 No No No No MRIS 540.00 23286020 02/10/86 12/31/86 C Completed United States US First Interstate Corp of Wisconsin 950 Woodlake Road 32055D 6022/6021/6162/6733/7374/6712 6022 32055D 01 US United States Mid-Continental Bancorp, Milwaukee, Wisconsin 735 W Wisconsin 59527Q 6022/6712 6022 1 Blunt Ellis & Loewi Inc Priv. 100.00 100.00 100.0 133.664 130.814 14.71 1 COM No Friendly 1 No No No No 0.02 0.02 FIWI 38.00 15664020 02/13/86 06/17/86 C Completed United States US Combined International Corp 123 N Wacker Dr 200166 6311/6321/6331/6351 6311 200166 WM-BLAIR William Blair & Co 1 US United States Life Insurance Co of Virginia (KMI Continental Inc/Peter Kiewit Sons) 6610 W Broad St 53205Q 6311/6321/6371 6311 1 Goldman Sachs & Co Sub. 16.80 100.00 100.0 np np 669.50 2 DBTRED No Friendly 1 557.0 No No No No William Blair & Co PMA CASH 14475020 02/14/86 03/31/86 C Completed United States US Harnischfeger Corp 13400 Bishops Lane 413342 3532/3531/3535/3536/5082 3532 413342 SLB Shearson Lehman Brothers 1 US United States Beloit Corp 1 St Lawrence Ave 08055Q 3554 3554 2 Merrill Lynch Capital Markets Priv. 100.00 100.0 np np 175.00 1 CASH No Friendly 1 175.0 No No No No Shearson Lehman Brothers HRH EF Hutton & Co Inc CASHONLY 23136020 02/17/86 04/09/87 C Completed United States US MCA Inc 100 Universal City Plaza 552653 7812/7822/3652/2329/2339/5099 7812 552653 LAZ Lazard Freres & Co LLC 1 US United States WOR-TV(RKO General Inc/ GenCorp Inc) 9 Broadcast Plz 929WOR 4833 4833 1 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 np np 387.00 1 CASH No Friendly 3 387.0 No No No No Lazard Freres & Co LLC MCA /2731/7996/7832/4833/5947/6552 CASHONLY 15775020 02/18/86 05/05/86 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 US United States Merv Griffin Enterprises 1541 North Vine St 39822Q 4833 4833 1 PaineWebber Priv. 100.00 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No KO Po Box 1734 CASHONLY 242271020 02/19/86 02/19/86 C Completed United States US Digital Communications Associates Inc 1000 Alderman Dr 253902 7373 7373 253902 US United States Forte Data Systems 34955Q 5045 5045 Priv. 100.00 100.00 100.0 29.7 29.700 29.70 1 COM No Friendly 1 No No No No DCA 101972020 02/20/86 05/29/86 C Completed United States US FMC Corp 1735 Market Street 302491 2879/2819/2812/2816/2874/2865 2879 302491 GS/MS Goldman Sachs & Co 2 03 US United States FMC Corp 1735 Market Street 302491 2879/2819/2812/2816/2874/2865 2879 Public 80.04 19.96 100.00 100.0 2,862.278 29143.480 2,248.90 2 CASHDIV No Not Appl. 1 1,800.0 No No No No 17.5 18.5 Goldman Sachs & Co FMC FMC 99.25 /1382/3556 Morgan Stanley & Co /1382/3556 COMDIV 1.0 Morgan Stanley & Co 102361020 02/20/86 06/30/86 C Completed United States US Mesa LP 1 Mesa Square 590648 1311 1311 590648 US United States Pioneer Corp 500 Taylor 723645 1311/1321/1381/5082/5084 1311 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 953.235 952.472 838.70 2 PFDLP No Friendly 2 No No No No PNA MLP 23.00 P.O. Box 2009 LIA 25514020 02/21/86 11/25/86 C Completed United States US Texas Air Corp 333 Clay St 882138 4512/6719 4512 882138 DBL Drexel Burnham Lambert 1 01 US United States Eastern Air Lines Inc Miami International Airport 276191 4512 4512 4 Merrill Lynch Capital Markets Public 62.50 37.50 100.00 100.0 2,961.672 3074.146 621.10 2 CASH No Friendly 2 388.2 No No No No 5.0 7.5 Drexel Burnham Lambert EAL TEX 10.00 Ste 4040 Salomon Brothers CUMPFD 2.25 Donaldson Lufkin & Jenrette PaineWebber 0.25 15358020 02/21/86 02/21/86 C Completed United States US United States Leasing International Inc 733 Front St 912129 7359/7352/4741/7515/6282 7359 912129 US United States Hertz Corp-Hertz Car Leasing Division(UAL Inc) 660 Madison Ave 42804F 7515 7515 Sub. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No USL CASHONLY 19775020 02/21/86 02/21/86 C Completed United States US Medtronic Inc 710 Medtronic Parkway 585055 3845/3841/3842/5047/8731 3845 585055 US United States Tascon Medical Technology Inc 7000 Central Ave NE 87651W 8733 8733 Priv. 100.00 100.0 np np 17.30 1 CASH No Friendly 1 17.3 No No No No MDT CASHONLY 26070020 02/24/86 06/30/86 C Completed United States US Arkla Inc 1600 Smith St 041237 4923/1311/1321 4923 041237 FBC First Boston Corp 1 US United States Mississippi River Transmission (MidCon Corp/Occidental Petroleum Corp) 9900 Clayton Rd 605536 4923/1311 4923 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 np np 305.00 1 CASH No Friendly 1 305.0 No No No No First Boston Corp ALG 11Th Floor CASHONLY 20045020 02/25/86 05/19/86 C Completed United States US AO Smith Corp 11270 West Park Place 831865 3621/3433/3443/5074 3621 831865 US United States Westinghouse Electric Corp- Small Motor Business 96040Z 3621 3621 Sub. 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No AOS Suite 170 CASHONLY 14813020 02/26/86 05/21/86 C Completed United States US USG Corp 550 West Adams Street 903293 3275/3253/2891/5039 3275 903293 US United States DAB Holding Corp 23302Q 3646/6719 3646 1 Smith Barney, Harris Upham Priv. 100.00 100.00 100.0 np np 170.00 1 COM No Friendly 1 No No No No USG 14929020 02/26/86 12/17/86 C Completed United States US AmeriTrust Corp,Cleveland, Ohio 900 Euclid Ave 030900 6021/6712 6021 030900 US United States Eagle Savings Assn (Western & Southern Life Insurance Co) 580 Walnut St 27065X 6036 6036 Sub. 100.00 100.00 100.0 np np 12.70 1 NOTE No Friendly 1 No No No No AMTR 23317020 02/26/86 09/07/87 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 01 US United States Northwest National Bank of Reusselaer, Indiana 200 W Washington St 66763Q 6021 6021 1 Douglas Austin Priv. 100.00 100.00 100.0 46.605 47.005 11.80 1 COM No Friendly 1 No No No No 0.01 0.01 ONE 87.70 /6099/6733/6311/6159/6712 P.O. Box 197 22653020 02/26/86 01/13/87 C Completed United States US Travelers Corp One Tower Square 894180 6331/6351/6371/6311/6321/6324 6331 024843 MS Morgan Stanley & Co 1 US United States Whittaker Corp-HMO Unit 10880 Wilshire Blvd 96668Q 8011/6324 8011 Sub. 100.00 100.0 np np 48.00 1 CASH No Friendly 1 48.0 No No No No Morgan Stanley & Co TIC /6719 CASHONLY 23323020 02/27/86 09/15/86 C Completed United States US Trans World Airlines Inc One City Centre 893349 4512 4512 893349 01 US United States Ozark Holding Inc Box 10007 692632 4512 4512 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 347.607 347.630 241.40 1 CASH No Friendly 1 241.4 No No No No 0.275 0.28 OZA TWA 19.00 515 N Sixth Street Lambert International Airport CASHONLY 322311020 02/28/86 02/28/86 C Completed United States US Forest Laboratories Inc 909 Third Avenue 345838 2834/5122/8731/6719 2834 345838 US United States Berlex Laboratories Inc-Theophylline Product Line (Schering AG) 110 E Hanover Ave 08475H 2834 2834 Sub. 100.00 100.00 100.0 np np 18.00 1 CASH No Friendly 1 18.0 No No No No FRX CASHONLY 15066020 02/28/86 02/28/86 C Completed United States US First American Corp,Nashville, Tennessee First American Center 318900 6021/6712 6021 318900 US United States First Ashland Corp, Kentucky First Ashland Financial Corp 318617 6022/6712 6022 Priv. 100.00 100.0 np np 26.00 1 CASH No Friendly 1 26.0 No No No No FAM 1640 Carter Ave CASHONLY 102286020 02/28/86 03/28/86 C Completed United States US KN Energy Inc 370 Van Gordon Street 482620 4923/4922/4925/4932/4924/4612 4923 482620 US United States Rocky Mountain Natural Gas Co 774727 4923 4923 Public 100.00 82.00 100.0 19.600 np 16.072 1 CASH No Neutral 2 16.1 No No No No RGAS KNE 14.00 PO Box 281304 /4613 CASHONLY 23108020 02/28/86 02/28/86 C Completed United States US Envirodyne Industries Inc 701 Harger Rd 294037 3081/3082/3089/2656/2673 3081 294037 US United States Union Carbide Corp-Film Packaging Business 39 Old Ridgebury Rd 90558H 3081 3081 Sub. 100.00 100.0 np np 250.00 1 CASH No Friendly 1 250.0 No No No No ENVR Suite 190 CASHONLY 14785020 03/03/86 04/15/86 C Completed United States US WR Berkley Corp 165 Mason St 084423 6311/6321/6331/6351 6311 084423 US United States Continental Western Insurance Co Northwestern National Ins (Armco Inc) 11201 Douglas Ave 21216Q 6331 6331 1 Salomon Brothers Sub. 100.00 100.00 100.0 np np 52.00 1 CASH No Friendly 1 No No No No BKLY P.O. Box 2518 CASHONLY 14851020 03/03/86 03/03/86 C Completed United States US National Medical Care Inc 1601 Trapelo Rd 636882 5047/8092/6411/8099 5047 636882 US United States Delmed Inc-Infusion Therapy Unit Rt 33 & Howell Rd 24711Q 8099 8099 Sub. 100.00 100.00 100.0 np np 14.00 1 CASH No Friendly 1 No No No No Reservoir Pl CASHONLY 23252020 03/03/86 06/26/86 C Completed United States US Schering Plough Corp 2000 Galloping Hill Road 806605 2834/2833/8731/5122 2834 806605 MLCM Merrill Lynch Capital Markets 1 01 US United States Key Pharmaceuticals Inc 50 NW 176th Str 493134 2834/5122 2834 1 Morgan Stanley & Co Public 100.00 100.00 100.0 707.293 895.624 613.00 1 COM No Friendly 1 No No No No 2.4 2.4 3.5 3.5 Merrill Lynch Capital Markets KPH SGP 17.10 23267020 03/04/86 08/12/86 C Completed United States US Conseco Inc 11825 N Pennsylvania Street 208464 6321/6311/6331/6351/6719 6321 208464 01 US United States Lincoln Income Life Insurance Co 6100 Dutchmans Ln 533713 6311/6321/6331 6311 1 Shearson Lehman Brothers Public 100.00 100.00 100.0 nm nm 32.30 1 CASH No Friendly 1 32.3 No No No No 0.523 0.523 LINC CNO 29.00 CASHONLY 14232020 03/05/86 03/26/86 C Completed United States US General Signal Corp One High Ridge Park 370838 3625/3612/3823/3669/3559/3824 3625 370838 US United States Aerotronic Associates Inc (Zehntel Inc) Riverside Drive 00805Q 3825/3823 3825 1 Donaldson Lufkin & Jenrette Sub. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No GSX /3677/3629 CASHONLY 14852020 03/05/86 12/31/86 C Completed United States US National Education Corp 2601 Main St 635771 8249/8244/2731 8249 635771 US United States Deltak Inc, Resource Systems Intl (Prentice-Hall Inc/Gulf & Western Inds) 1751 W Diehl Rd 24783Q 8243 8243 Sub. 100.00 100.00 100.0 np np 100.00 1 CASH No Friendly 1 No No No No NEC 7th Floor CASHONLY 103587020 03/06/86 07/10/86 C Completed United States US Becton Dickinson & Co 1 Becton Drive 075887 3841/3826/2835/3821/3845/5047 3841 075887 FBC First Boston Corp 1 US United States Deseret Medical Inc (Warner-Lambert Co) 9450 South State 25042T 3841 3841 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 225.00 1 CASH No Friendly 1 225.0 No No No No First Boston Corp BDX CASHONLY 19607020 03/06/86 05/05/86 C Completed United States US Gulf & Western Inc One Gulf & Western Plaza 402064 7822/7812/2731/7941/6141/6159 7822 402064 US United States Silver Burdett Co(SFN Cos) 250 James St 82745Q 2731 2731 Sub. 100.00 100.0 np np 125.00 1 CASH No Friendly 1 125.0 No No No No GW /2741/6153/6311/4899 CASHONLY 25996020 03/07/86 12/24/86 C Completed United States US Monarch Capital Corp 1 Financial Plaza 609023 6289/6311/6321/6211/6552/6719 6289 609023 US United States Narragansett Capital Corp 40 Westminster Street 630888 6726/6799 6726 1 Salomon Brothers Public 98.19 1.81 100.00 100.0 105.207 105.207 121.80 2 CASH No Friendly 1 119.6 No No No No 1.2 1.2 NARR MON TAXCREDIT 19234020 03/11/86 11/07/86 C Completed United States US KeyCorp,Albany,New York (Key Corp,Cleveland Ohio) One KeyCorp Plaza 493263 6021/6022/6712 6021 833663 US United States Pacwest Bancorp,Portland, Oregon 1211 SW Fifth Ave 695262 6022/6712 6022 1 Keefe Bruyette & Woods Inc Public 65.01 100.00 100.0 76.298 np 76.30 3 COM No Friendly 1 26.7 No No No No PWST KEY 41.00 P.O. Box 88 NOTE CASH 14279020 03/12/86 05/30/86 C Completed United States US Homestake Mining Co 650 California St 437614 1041/1031/1044/1094/1021/1311 1041 02451E US United States AMAX Inc-Buick Lead and Zinc Mine 55 Railroad Ave 02312Q 1031 1031 Sub. 100.00 50.00 50.0 20.000 20.000 10.00 2 LIA No Friendly 1 10.0 No No No No HM 9th Floor Amax Center CASH 25507020 03/12/86 07/16/86 C Completed United States US Keystone International Inc 9600 West Gulf Bank Dr 493503 3492/3491/3494 3492 493503 FBC First Boston Corp 1 US United States Anderson Greenwood & Co 5425 South Rice Ave 033849 3494/3498 3494 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 109.947 123.454 105.00 1 COM No Friendly 1 No No No No 0.25 0.25 0.75 0.75 First Boston Corp AGV KII 17.96 102079020 03/12/86 07/09/86 C Completed United States US Keystone International Inc 9600 West Gulf Bank Dr 493503 3492/3491/3494 3492 493503 MLCM Merrill Lynch Capital Markets 1 US United States Yarway Corp Norristown & Narcissas RD 98508M 3494/3441/3823/7349 3494 Priv. 100.00 100.00 100.0 89.429 91.597 100.00 1 CASH No Friendly 1 100.0 No No No No 1.0 1.0 Merrill Lynch Capital Markets KII 37.24 CASHONLY 23154020 03/13/86 10/31/86 C Completed United States US Firstbank of Illinois Co, Springfield,Illinois 205 South Fifth Street 337613 6799/6099/6712/6022/6021 6799 337613 01 US United States Elliot Bancorp Inc, Jacksonville,Illinois 73 Central Park Plaza 28862Q 6022/6712 6022 1 Duff & Phelps Priv. 100.00 100.00 100.0 74.698 74.698 24.60 1 COM No Friendly 1 No No No No 0.045 0.045 FBIC 431.25 9th Floor 14693020 03/14/86 03/14/86 C Completed United States US Marine Corp, Milwaukee Wisconsin 111 E Wisconsin Ave 568236 6022/6021/6512/7374/6211 6022 568236 US United States Citizens National Bank, Stevens Point, Wisconson 1045 Main St 17636Q 6021 6021 Priv. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No MCRP CASHONLY 15635020 03/18/86 05/09/86 C Completed United States US Tyson Foods Inc 2210 West Oaklawn 902494 2015/2013/2038/2048/5142/5144 2015 902494 US United States Lane Processing Inc 2210 W Oaklawn 51548Q 2015/5144 2015 Priv. 100.00 100.0 115.000 115.000 115.00 2 LIA No Friendly 1 115.0 No No No No TYSNA CASH 25513020 03/18/86 01/29/87 C Completed United States US Citicorp 399 Park Ave 173034 6021/6712 6021 173034 SAL Salomon Brothers 1 01 US United States Quotron Systems Inc 5454 Beethoven St 749120 6289/3571 6289 1 Goldman Sachs & Co Public 100.00 100.00 100.0 678.03 675.754 674.00 1 CASH No Hostile 1 674.0 No No No No 3.25 3.3 3.0 3.0 Salomon Brothers QUOT CCI 19.00 19.00 CASHONLY 15387020 03/20/86 03/21/86 C Completed United States US Great American First Savings Bank,San Diego,California 600 B St 389836 6035 6035 389836 PAINE-W PaineWebber 1 US United States Home Federal S&L Assn, Tucson, Arizona 32 North Stone Ave 437087 6035 6035 1 Merrill Lynch Capital Markets Public 100.00 100.0 102.054 np 102.00 1 CASH No Friendly 1 102.0 No No No No PaineWebber HMAZ GTA 36.71 CASHONLY 15441020 03/21/86 03/21/86 C Completed United States US Home Group Inc 59 Maiden Ln 437129 6331/6311/6321/6159/6282/6552 6331 437129 US United States Imperial Bancorp-Insurance Premium Finance Division 9920 S La Cienega Blvd 45255Q 6159 6159 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 140.00 1 CASH No Friendly 1 140.0 No No No No HME /6719 CASHONLY 15276020 03/24/86 04/30/86 C Completed United States US Thrifty Corp 3424 Wilshire Blvd 885868 5912/5941/5399/5199 5912 885868 US United States Guild Inc 1145 Artesia Blvd 40172M 5912/5932/5712/5621/5021 5912 Priv. 100.00 100.00 100.0 13.62 13.120 13.62 1 COM No Friendly 1 No No No No TFD 23275020 03/24/86 06/18/86 C Completed United States US Maytag Corp One Dependability Square 578592 3633/3639/3631/3585/3635/2842 3633 578592 GS Goldman Sachs & Co 1 01 US United States Magic Chef Inc 740 King Edward Ave SE 559108 3631/3634/3433/3585/5064/5074 3631 1 Shearson Lehman Brothers Public 100.00 100.00 100.0 805.795 939.330 720.80 1 COM No Friendly 1 No No No No 2.5 2.51 3.6 3.61 Goldman Sachs & Co MGC MYG 74.98 403 West 4Th Street North /3632 23311020 03/24/86 12/30/86 C Completed United States US Southwest Gas Corp 5241 Spring Mountain Road 844895 4923/4922/4925/4932/4924/1623 4923 844895 PAINE-W PaineWebber 1 03 US United States Nevada S&L Assn,Las Vegas 3300 West Sahara Ave 641440 6036/6552 6036 1 Merrill Lynch Capital Markets Public 56.67 100.00 100.0 1,118.421 1117.261 134.10 2 COM No Friendly 1 58.1 No No No No 0.8 0.812 0.958 0.958 PaineWebber NEV SWX 26.76 P.O. Box 98890 /6719 CASH 96272020 03/25/86 07/15/86 C Completed United States US Johnstown American Cos 5775-A Peachtree Dunwoody Rd 479480 6531/6162/5713 6531 479480 KP Kidder Peabody & Co Inc 1 US United States Consolidated Capital Cos 2000 Powell St 208895 6552 6552 Priv. 16.67 83.33 100.00 100.0 np np 300.00 3 CVTDEBT No Friendly 1 50.0 No No No No Kidder Peabody & Co Inc JAC EARN CASH 23229020 03/26/86 09/17/86 C Completed United States US Hotel Investors Corp 3625 Ruffin Rd 44143Q 7011 7011 44143Q SBH Smith Barney, Harris Upham 1 01 US United States Hotel Properties Inc 5530 Wisconsin Ave 441445 6798 6798 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 115.950 115.805 85.50 1 COM No Friendly 1 No No No No 0.125 0.14 0.15 0.165 Smith Barney, Harris Upham HPS HOT 22.38 Suite 1148 19535020 03/26/86 09/29/86 C Completed United States US Bank of New England Corp, Boston, Massachusetts 28 State St 063840 6021/6022 6021 063840 US United States Security National Bank, Lynn, MA, Consumers Savings Bank, Worcester, MA 66 Central Sq 81459Q 6021/6035 6021 Priv. 55.56 44.44 100.00 100.0 81.000 81.000 81.00 2 COM No Friendly 1 45.0 No No No No BKNE CASH 163935020 03/28/86 06/02/86 C Completed United States US Parker Hannifin Corp 6035 Parkland Boulevard 701094 3491/3492/3594/3593/3569/3053 3491 701094 US United States Metal Bellows Corp 1075 Providence Highway 591061 3599/3568 3599 Priv. 100.00 100.00 100.0 63.350 56.700 63.35 1 COM No Friendly 1 No No No No PH /3829/3728/5085 15939020 03/28/86 07/14/86 C Completed United States US Old Republic International Corp 307 North Michigan Avenue 680223 6351/6311/6331/6321/6411/6719 6351 680223 US United States Northwestern National Surety Co (Armco Inc) 731 N Jackson St 66814Z 6351 6351 1 Salomon Brothers Sub. 100.00 100.0 np np 28.00 1 CASH No Friendly 1 28.0 No No No No ORI /6162/6798/6541 CASHONLY 14359020 03/31/86 07/07/86 C Completed United States US American Cyanamid Co One Cyanamid Plaza 025321 2833/3841/2879/2048/2819 2833 026609 US United States Applied Solar Energy Corp (Stauffer Chemical/Chesebrough -Pond's Inc) 15251 E Don Julian Rd 038239 8711/8731/3674/5065 8711 1 Shearson Lehman Brothers Public 100.00 76.10 76.1 49.500 np 37.70 1 CASH No Friendly 1 37.7 No No No No SOLR ACY 15.00 CASHONLY 22804020 03/31/86 08/29/86 C Completed United States US Indiana National Corp, Indianapolis One Indiana Sq 455011 6712/6331/6321/6311/6552/6211 6712 455011 GS Goldman Sachs & Co 1 01 US United States CommerceAmerica Corp, Jeffersonville,Indiana 460 Spring St 200839 6022/6712 6022 1 John J. Ryan Public 100.00 100.00 100.0 329.699 327.629 73.52 1 COM No Friendly 1 No No No No 0.2 0.2 0.025 0.025 Goldman Sachs & Co CACP INAT 27.50 /6282/6153/6141/6162/6021 14755020 03/31/86 06/02/86 C Completed United States US Parker Hannifin Corp 6035 Parkland Boulevard 701094 3491/3492/3594/3593/3569/3053 3491 701094 US United States Compumotor Corp 1179 N McDowell Blvd 20482Q 3625 3625 Priv. 100.00 100.00 100.0 27.2 24.300 27.20 1 COM No Friendly 1 No No No No PH /3829/3728/5085 107981020 03/31/86 12/09/86 C Completed United States US DataCard Corp 11111 Bren Rd West 237606 3579/3577 3579 237606 SLB Shearson Lehman Brothers 1 US United States DBS Inc 78 Accord Platt Dr 23304M 3555/6719 3555 Priv. 100.00 100.00 100.0 70.000 32.000 70.00 1 COM No Friendly 1 No No No No Shearson Lehman Brothers DATC P.O. Box 9355 26076020 03/31/86 08/13/86 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 01 US United States Universal-Rundle Corp(Sears Roebuck & Co) Corner of North & East St 913806 3261/3089/3432/2675 3261 1 Goldman Sachs & Co Public 100.00 92.18 100.0 66.614 64.805 44.60 1 CASH No Friendly 1 44.6 No No No No 0.25 0.25 URI NTK 27.00 /3651/3635/2434/2431/3261/3431 CASHONLY /3444/5211 14269020 04/01/86 04/01/86 C Completed United States US Thermo Electron Corp 81 Wyman Street 883556 3841/3821/3826/3827/3824 3841 883556 US United States Allied-Signal Inc-Allied Analytical Systems Columbia Rd & Park Ave 01951Q 3826 3826 1 First Boston Corp Sub. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No TMO PO Box 9046 P.O. Box 2245R CASHONLY 14332020 04/01/86 06/05/86 C Completed United States US Businessland Inc 1001 Ridder Park Drive 123300 5734 5734 123300 SLB Shearson Lehman Brothers 1 US United States AmeriSource Inc(United Telecommunications Inc) 03091Q 5734 5734 Sub. 100.00 100.00 100.0 np np 20.00 2 NOTE No Friendly 1 No No No No Shearson Lehman Brothers BUSL COM 15403020 04/01/86 04/01/86 C Completed United States US Southern National Corp., Winston-Salem,North Carolina 200 West Second Street 84344H 6712/6022 6712 84344H US United States Horry County National Bank, Lotis, South Carolina 44067Q 6021 6021 Priv. 100.00 100.00 100.0 10.186 np 10.00 1 COM No Friendly 1 No No No No SNAT 84.88 14297020 04/02/86 07/01/86 C Completed United States US Mobile Communications Corp of America 1500 Capital Towers 607243 4812/4813/7389 4812 607243 PBS Prudential-Bache Securities 1 US United States American Cellular Telephone Corp 2100 Electronics Ln 025064 3613/6799/7389/4812 3613 Public 100.00 100.0 124.27 np 136.00 1 CASH No Friendly 1 136.0 No No No No Prudential-Bache Securities MCCAB 7.31 CASHONLY 23322020 04/02/86 09/30/86 C Completed United States US Farm Fresh Inc 7530 Tidewater Drive 307669 5411/5399 5411 307669 02 US United States Open Air Markets Inc 1187 Azalea Garden Rd 683704 5411 5411 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 56.754 53.954 41.80 2 COM No Friendly 1 No No No No 0.1 0.1 OPEN FFSH 11.60 OPT 14470020 04/03/86 04/03/86 C Completed United States US Consolidated Stores Corp 300 Phillipi Road 210149 5331/5945/5399/5099/5013/5012 5331 210149 US United States Belknap Inc-Inventory and Receivables 07783Q 5072 5072 Sub. 100.00 100.00 100.0 np np 26.00 1 CASH No Friendly 1 No No No No CNS PO Box 28512 CASHONLY 14478020 04/03/86 05/05/86 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 US United States Bend Millwork Systems Inc (Nortek Inc) 62845 Boyds Acre Rd 08161Q 2431 2431 Sub. 100.00 100.0 np np 35.00 4 COM No Friendly 1 35.0 No No No No NTK /3651/3635/2434/2431/3261/3431 EARN /3444/5211 PRNOTE CASH 15537020 04/03/86 04/03/86 C Completed United States US Liberty United Bancorp Inc, Louisville,Kentucky 416 west Jefferson st 531536 6029/6712 6029 531536 US United States KBT Corp,Madisonville,Kentucky 1 South Main St 48242Q 6022/6712 6022 Priv. 48.74 51.26 100.00 100.0 27.680 np 27.70 2 COM No Friendly 1 13.5 No No No No LUBC 173.00 CASH 25934020 04/04/86 09/05/86 C Completed United States US Viacom International Inc 1515 Broadway 925526 7812/7822/4833/4841/4832 7812 925524 US United States Cable Tv Puget Sound Inc and KNBQ-FM(Tribune Publishing Co) 1211 Ave of the Americas 12685P 4841/4832 4841 2 Howard C. Lawrence Sub. 100.00 100.0 np np 105.00 1 CASH No Friendly 1 105.0 No No No No Henry Ansbacher Holding PLC CASHONLY 25998020 04/04/86 03/17/87 C Completed United States US Chevron Corp 225 Bush Street 166751 2911/5171/6552/1382/4922/2879 2911 166751 US United States Huntington Beach Co(Chevron Corp) 225 Bush St 446258 6792/6512/6552 6792 1 Bankers Trust Co Sub. 100.00 34.00 100.0 252.665 2358.665 80.00 1 COM No Friendly 1 No No No No 0.89 0.89 CHV 780.00 /5541/1311/2869 21260020 04/07/86 07/24/87 C Completed United States US Barnett Banks Inc, Jacksonville,Florida 50 North Laura St 068055 6022 6022 068055 US United States Home Federal Bank of Florida, St Petersburg, Florida 1901 Central Ave 436903 6035 6035 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 1,335.195 1322.944 175.00 1 COM No Friendly 1 No No No No HFBF BBI 40.00 PO Box 40789 15699020 04/07/86 05/23/86 C Completed United States US Comp-U-Card International Inc 707 Summer St 204235 7011/7514/4724/6531 7011 204235 US United States Madison Financial Corp 49 Music Sq West 55745Q 8742 8742 Priv. 100.00 100.0 np np 32.00 3 CASH No Friendly 1 32.0 No No No No CUCD COM DEB 23106020 04/07/86 06/30/86 C Completed United States US Ralston Purina Co 835 South 8th Street 751277 2047 2047 751277 US United States Union Carbide Corp-Battery Division 39 Old Ridgebury Rd 90558B 3692 3692 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 1,420.00 1 CASH No Friendly 1 1,420.0 No No No No 10.0 10.0 RAL CASHONLY 14314020 04/08/86 04/08/86 C Completed United States US Summit Health Ltd 2600 W Magnoia Blvd 866064 8062/8051/8052/8059/8093 8062 866064 US United States American Medical International Inc-One Hospital 414 N Camden Dr 02742Q 8062 8062 Sub. 100.00 100.0 np np 23.00 1 CASH No Friendly 1 23.0 No No No No SUMH CASHONLY 19312020 04/08/86 05/29/86 C Completed United States US Kinder-Care Learning Centers Inc 2400 Presidents Dr 494520 8351/8299/6036/6311/6211 8351 494520 ALEX-BROWN/DBL Alex Brown & Sons Inc 2 US United States Pioneer Western Corp (Kansas City Southern Industries Inc) 600 Cleveland St 724032 6159/6311/6719 6159 Sub. 100.00 100.0 np np 65.00 1 CASH No Friendly 1 65.0 No No No No Alex Brown & Sons Inc KNDR Drexel Burnham Lambert CASHONLY Drexel Burnham Lambert 15213020 04/09/86 10/01/86 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States Georgia State Bancshares, Mableton 100 Galleria Parkway 37338Q 6021/6712 6021 Priv. 100.00 100.00 100.0 30.800 30.800 30.80 1 COM No Friendly 1 No No No No FTU Floor 40 Suite 30339 19927020 04/09/86 04/09/86 C Completed United States US Universal Foods Corp 433 East Michigan St 913538 2086/2038/2099/2087/2034/5149 2086 913538 US United States Universal Group Ltd(Universal Foods Corp) 5600 W Raymond St 91357Q 2087 2087 Sub. 100.00 100.0 np np 30.70 2 CASH No Friendly 1 30.7 No No No No UFC /5143/2022/2037 COM 14659020 04/10/86 06/13/86 C Completed United States US Xidex Corp 525 University Ave 984900 3861/3572/3669 3861 984900 FBC First Boston Corp 1 US United States Charlton Associates 16076Q 3572 3572 1 Merrill Lynch Capital Markets Priv. 100.00 76.00 76.0 51.579 58.079 39.20 2 WAR No Friendly 1 No No No No First Boston Corp XIDX COM 106981020 04/10/86 09/29/86 C Completed United States US Marine Midland Banks Inc One Marine Midland Center 568287 6021/6712 6021 438560 MLCM Merrill Lynch Capital Markets 1 US United States Westchester Financial Services Corp North Avenue and Hugenot St 957378 6035/6712 6035 1 First Boston Corp Public 100.00 97.02 100.0 939.347 939.347 106.70 1 CASH No Friendly 2 106.7 No No No No Merrill Lynch Capital Markets WFSB MM 53.00 CASHONLY 14506020 04/11/86 04/11/86 C Completed United States US Harsco Corp 350 Poplar Church Road 415864 3446/3341/3443/3444/3498/6719 3446 415864 US United States Borden Metal Products Co, Borden of Delaware Inc, Greulich(Easco) 09959Q 3446/3312 3446 1 Legg Sub. 100.00 100.0 np np 13.50 1 CASH No Friendly 1 13.5 No No No No HSC CASHONLY 23178020 04/14/86 12/16/86 C Completed United States US First of America Bank Corp, Kalamazoo,Michigan 211 South Rose Street 318906 6021/6162/7374/6733/6211/6282 6021 318906 01 US United States First La Porte Financial Corp, La Porte, Indiana 800 Lincoln Way 320678 6021/6712 6021 1 John J. Ryan Priv. 100.00 100.00 100.0 93.573 93.555 15.57 1 COM No Friendly 1 No No No No 0.154 0.155 FOA 72.50 /6722/6411/6022/6035/6712 19919020 04/15/86 12/30/86 C Completed United States US Barnett Banks Florida Inc, Jacksonville,Florida 50 N Laura St 068055 6022 6022 068055 US United States United First Federal S&L Assn, Sarasota, Florida 1390 Main St 910351 6036 6036 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 1,449.671 1450.722 116.00 1 COM No Friendly 1 No No No No UNFF BBI 38.00 15322020 04/17/86 06/24/86 C Completed United States US AM International Inc 1800 West Central Road 001725 3555/3579/3861/5043/5044 3555 001725 LAZ Lazard Freres & Co LLC 1 01 US United States Harris Graphics Corp 200 Seminole Ave 414545 3555 3555 1 Salomon Brothers Public 68.72 31.28 100.00 100.0 345.745 345.679 374.00 2 CASH No Friendly 1 257.0 No No No No 1.85 1.85 2.57 2.57 Lazard Freres & Co LLC HG AM 22.00 LIA 141647020 04/17/86 03/13/87 C Completed United States US Rainier Bancorporation, Seattle,Washington 1301 Fifth Ave 750863 6021/6162/6712 6021 750863 US United States United Bank,Tacoma,Washington 1102 Commerce Street 909539 6022 6022 1 Merrill Lynch Capital Markets Priv. 100.00 100.0 55.3 55.300 55.30 1 CASH No Friendly 1 55.3 No No No No RBAN 36.00 CASHONLY 15842020 04/18/86 05/29/88 C Completed United States US First Kentucky National Corp, Louisville,Kentucky 101 South Fifth Street 320652 6021/7374/6311/6321/6282/6211 6021 320652 US United States Mutual Banc Corp 320 Pearl St 62823X 6022 6022 Priv. 100.00 100.00 100.0 17.500 17.500 17.50 1 COM No Friendly 1 No No No No FKYN 3700 First Natl Tower /6712 102022020 04/21/86 09/25/86 C Completed United States US CSX Corp 500 Water Street 126408 4011/4013/4731/6719 4011 126408 SAL/BLACKSTONE Salomon Brothers 2 01 US United States Sea Land Corp 10 Parsonage Rd 811408 4412/4213 4412 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 1,268.116 1267.622 801.59 1 CASH No Friendly 2 801.6 No No No No 1.5 4.7 2.8 2.8 Salomon Brothers SLN CSX 28.00 15Th Floor Blackstone Group LP CASHONLY 3.2 Blackstone Group LP 22712020 04/22/86 09/30/86 C Completed United States US Service Corp International 1929 Allen Parkway 817565 7261 7261 817565 FBC First Boston Corp 1 01 US United States Amedco Inc 726 South College Street 023433 8082/3316/3317/2599/7389 8082 1 Shearson Lehman Brothers Public 4.78 95.22 100.00 100.0 172.486 156.056 146.43 3 LIA No Friendly 1 No No No No 0.25 0.25 0.275 0.275 First Boston Corp AMY SRV 14.57 P.O. Box 130548 COM OPT 15480020 04/22/86 06/02/86 C Completed United States US NYNEX Corp 1113 Westchester Ave 670768 4813/4812/7373/4899/3661/3571 4813 670768 US United States International Business Machines-Computer Retail Stores 45920M 5734 5734 Sub. 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No NYN /3579/7372/2741/6552/6153/6159 CASHONLY /6719 15597020 04/24/86 06/30/86 C Completed United States US Kaydon Corp 315 E Eisenhower Parkway 486587 3562/3569/3824/3592/2891 3562 486587 US United States Koppers Co-Koppers Sealing Products Unit 50059Q 3053 3053 1 First Boston Corp Sub. 100.00 100.0 np np 33.00 1 CASH No Friendly 1 33.0 No No No No KDN Suite 300 CASHONLY 23266020 04/24/86 06/27/86 C Completed United States US Fort Howard Paper Co 1919 S Broadway 347460 2621/3086/2657 2621 347460 MS Morgan Stanley & Co 1 US United States Lily-Tulip Inc 209 7th st 532510 2657/3086/3089 2657 2 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 365.233 364.890 327.30 1 CASH No Friendly 1 327.3 No No No No 2.6 2.6 1.472 2.945 Morgan Stanley & Co LILY FHP 18.50 Shearson Lehman Brothers CASHONLY 1.472 107983020 04/25/86 08/28/86 C Completed United States US Omnicom Group Inc 437 Madison Avenue 681919 7311/7319/6799/6719/8742 7311 681919 US United States Doyle Dane Bernbach Group Inc, Needham Harper Worldwide Inc, BBDO Intl Inc 437 Madison Avenue 26123Q 7311 7311 2 Goldman Sachs & Co Priv. 100.00 100.00 100.0 500.000 500.000 500.00 1 COM No Friendly 1 No No No No 1.5 2.5 OMC Kidder Peabody & Co Inc 1.0 103793020 04/25/86 06/13/86 C Completed United States US Henley Group Inc 11255 N Torrey Pines Rd 425503 3821/2819/1629/4953/4911/8711 3821 425503 US United States IMED Corp(Warner-Lambert Co) 9925 Carroll Canyon Road 452461 3841/5047 3841 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 163.50 1 CASH No Friendly 1 163.5 No No No No HENG CASHONLY 102314020 04/28/86 08/08/86 C Completed United States US Dixie Yarns Inc 1100 S Watkins St 255579 2281/2284/2282/2299/2257/2258 2281 255579 US United States China Grove Cotton Mills Co 308 E Thom St 169376 2281/2269/2257 2281 Priv. 100.00 100.00 100.0 23.032 23.420 13.00 1 CASH No Friendly 1 13.0 No No No No DXYN 60.00 PO Box 751 P.O. Box 507 CASHONLY 15960020 04/28/86 06/13/86 C Completed United States US McGraw-Hill Inc 1221 Ave of the Americas 580645 2731/2721/2711/2741/6289/4832 2731 580645 BREAN/MS Brean Murray & Co Inc 2 US United States Numerax Corp 230 W Passaic St 670526 4731/8748 4731 Public 100.00 100.00 100.0 39.848 39.848 45.00 1 CASH No Friendly 1 45.0 No No No No Brean Murray & Co Inc MHP 12.62 /4833/7372 Morgan Stanley & Co CASHONLY Morgan Stanley & Co 19270020 04/29/86 12/17/86 C Completed United States US Keystone Financial Inc, Harrisburg,Pennsylvania One Keystone Plaza 493482 6021/6712/6022/6311 6021 493482 KEEFE Keefe Bruyette & Woods Inc 1 US United States Pennsylvania National Financial Corp,Harrisburg, Pensylvania 1002 N Seventh St 709035 6021/6022/6712 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 376.269 359.874 116.40 1 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc KSTN 46.39 P.O. Box 3660 14373020 05/01/86 05/30/86 C Completed United States US The Reynolds & Reynolds Co One Reynolds Way 761695 7372/7373/7389/7375 7372 90492W CITICORP Citicorp 1 US United States Arnold Corp 115 S Ludlow Street 04257Q 2761/2752 2761 1 Lazard Freres & Co LLC Priv. 100.00 100.0 np np 110.00 1 CASH No Friendly 1 110.0 No No No No Citicorp REY CASHONLY 22783020 05/01/86 07/01/87 C Completed United States US NCNB Corp,Charlotte,North Carolina One NCNB Plaza 628855 6021/6162/6153/6159/6712 6021 628855 US United States CentraBank Inc,Baltimore, Maryland 201 N Charles St 15234Q 6035 6035 1 Alex Brown & Sons Inc Mutual 26.52 100.00 100.0 161.664 161.664 13.20 2 WAR No Friendly 1 9.7 No No No No 0.35 0.35 NCB CASH 102293020 05/01/86 01/03/89 C Completed United States US Chemical Banking Corp 270 Park Ave 163798 6021/6022/6211/6282/6221/6712 6021 163722 SAL Salomon Brothers 1 US United States Horizon Bancorp,Morristown, New Jersey 225 South St 440408 6021/6022/6719 6021 1 First Boston Corp Public 97.63 100.0 2,726.266 2726.126 650.00 1 CASH No Friendly 1 650.0 No No No No 5.0 5.008 Salomon Brothers HZB CHL 74.68 /6799 CASHONLY 14713020 05/02/86 12/24/86 C Completed United States US Summcorp Inc,Fort Wayne, Indiana One Summit Square 86563C 6022/6712 6022 86563C US United States Clinton County Bancorp, Frankfort, Indiana 2 E Washington St 18737Q 6022/6712 6022 Priv. 100.00 100.0 12.097 np 12.10 1 CASH No Friendly 1 12.1 No No No No SMCR 91.40 CASHONLY 19582020 05/05/86 07/07/86 C Completed United States US Coleco Industries Inc 80 Darling Drive 193378 3944 3944 193378 MLCM Merrill Lynch Capital Markets 1 US United States Selchow & Righter Co 81613Q 3944 3944 2 Bear Stearns & Co Inc Priv. 100.00 100.0 np np 75.00 2 NOTE No Friendly 1 75.0 No No No No Merrill Lynch Capital Markets CLO Howard C. Lawrence CASH 101280020 05/05/86 09/16/86 C Completed United States US Burroughs Corp One Burroughs Place 122781 3571/3578/2761/3679/5046/5112 3571 122781 LAZ/WOLFENSOHN Lazard Freres & Co LLC 2 01 US United States Sperry Corp 1290 Avenue of the Americas 848355 3571/3523/3575/3812/3561/7372 3571 3 First Boston Corp Public 99.60 100.0 5,288.143 5239.017 4,754.60 2 CUMCVTPFD No Hostile 1 9.286 4,754.6 No No No No 6.75 16.71 8.75 26.64 Lazard Freres & Co LLC SY BGH 70.00 76.50 James D Wolfensohn Inc /8748 PaineWebber CASH 4.25 8.0 James D Wolfensohn Inc Salomon Brothers 8.0 19384020 05/06/86 06/09/86 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 US United States RJR Nabisco Inc-Frozen Food Line 1 Market Plaza 74960Q 2037/2099/2038/5149 2037 1 Dillon, Read & Co Inc Sub. 100.00 100.0 np np 60.00 1 CASH No Friendly 1 60.0 No No No No CAG /3199/3999/5331 CASHONLY 14304020 05/07/86 01/26/87 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States American Fletcher Corp, Indianapolis,Indiana 111 Monument Circle 026168 6021/6712 6021 1 First Boston Corp Public 100.00 100.00 100.0 2,866.382 2829.007 597.30 1 COM No Friendly 1 No No No No AFLT ONE 60.00 /6099/6733/6311/6159/6712 19488020 05/07/86 08/04/86 C Completed United States US Marriott Corp Marriott Dr 571630 7011/5812/6794/8741/5947 7011 571630 MLCM Merrill Lynch Capital Markets 1 01 US United States Saga Corp 1 Saga Lane 786599 5812/5141/6794 5812 2 Goldman Sachs & Co Public 100.00 100.00 100.0 584.651 604.429 500.50 1 CASH No Hostile 2 16.176 500.5 No No No No 2.0 2.0 3.75 4.15 Merrill Lynch Capital Markets SGA MHS 34.00 39.50 William Sword CASHONLY 0.4 22757020 05/08/86 06/27/87 C Completed United States US EDO Corp 60 East 42Nd Street 281347 3812/3724/3566/3728/3679/3621 3812 281347 01 US United States Barnes Engineering Co 44 Commerce St 067797 3669/5531/3812/3826/3761 3669 Public 100.00 100.00 100.0 15.737 15.637 11.30 1 CASH No Friendly 1 11.3 No No No No BIR EDO 5.75 Suite 5010 P.O. Box 53 CASHONLY 22784020 05/09/86 09/22/86 C Completed United States US Commerce Union Corp,Nashville Tennessee One Commerce Pl 200835 6022/6162/6311/6712 6022 200835 FBC First Boston Corp 1 01 US United States Central South Bancorp Inc, Franklin, Tennessee Public Square 15290Q 6022/6712 6022 1 JC Bradford & Co Priv. 100.00 100.00 100.0 387.773 386.173 101.60 1 COM No Friendly 1 No No No No 0.05 0.05 First Boston Corp COMU 62.00 105686020 05/09/86 12/30/86 C Completed United States US WR Grace & Co 1 Town Center Road 383883 2821/2671/3081/3086/3089/2899 2821 383883 MLCM Merrill Lynch Capital Markets 1 01 US United States El Torito Restaurants Inc(WR Grace & Co) 2450 White Rd 284061 5812/5813 5812 1 Prudential-Bache Capital Fund Public 100.00 27.42 100.0 301.610 301.822 62.50 1 CASH No Friendly 1 62.5 No No No No 0.533 0.915 0.135 0.135 Merrill Lynch Capital Markets ET GRA 20.50 /2891/2812/3273/3272/2833/8092 CASHONLY /8071/8082/8742/5812/2066/1381 /1389/1311/4226/7353/8731 107780020 05/12/86 06/30/86 C Completed United States US Eaton Corp 1111 Superior Ave 278058 3593/3594/3829/3566/3823/3492 3593 278058 FBC First Boston Corp 1 US United States Controls Co of America 9655 W Soreng Ave 21290Q 3714/3822 3714 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No First Boston Corp ETN Eaton Center /3511/3569/5085/5087/3491 CASHONLY 15455020 05/12/86 08/29/86 C Completed United States US Louisiana Land & Exploration Co 909 Poydras Street 546268 1311/2911 1311 546268 MS Morgan Stanley & Co 1 US United States Inexco Oil Co 700 Louisiana St 456623 1311 1311 1 First Boston Corp Public 100.00 100.00 100.0 493.848 495.848 125.00 1 COM No Friendly 1 No No No No Morgan Stanley & Co INX LLX 5.08 Suite 2100 21966020 05/12/86 05/12/86 C Completed United States US International American Homes Inc 1620 Route 22 459004 1521 1521 459004 US United States Porten Sullivan Group 7979 Old Goergetown Rd 73620Q 1531 1531 Priv. 100.00 100.0 np np 18.40 1 CASH No Friendly 1 18.4 No No No No HOME CASHONLY 25546020 05/13/86 11/25/86 C Completed United States US Pan Am Corp 200 Park Ave 697757 4512/8741/6719 4512 697757 US United States New York Air-Gates and Slots (Texas AirCorp) Haqnger 5 La Guardia Airport 64933M 4581 4581 Sub. 100.00 100.00 100.0 np np 62.80 1 CASH No Friendly 1 62.8 No No No No PN Pan Am Building CASHONLY 15078020 05/14/86 12/12/86 C Completed United States US First Alabama Bancshares Inc, Birmingham,Alabama 417 N 20th Street 318464 6022/6712 6022 318464 US United States First Citizen Bank of Alabama, Oneonta,Alabama 201 First Ave East 31948Q 6022 6022 Priv. 100.00 100.00 100.0 43.646 43.646 11.00 1 COM No Friendly 1 No No No No FABC 15439020 05/14/86 12/31/86 C Completed United States US Centocor Inc 200 Great Valley Parkway 152342 2835/2836/2834/8731 2835 152342 US United States Immunorex Associates Inc (Centocor Inc, Fmc Corp) 244 Great Valley Rd 45290Q 8731 8731 J.V. 100.00 50.00 100.0 86.400 79.980 43.20 1 COM No Friendly 1 No No No No CNTO 106965020 05/14/86 10/31/86 C Completed United States US Avery Inc 900 Third Ave 053618 2879/2869/2899/2821/2822/1221 2879 053618 DBL Drexel Burnham Lambert 1 US United States Uniroyal Chemical Co(UNIROYAL Inc) Benson Rd 908903 2879/2821/2822/2869/2899 2879 2 Drexel Burnham Lambert Sub. 100.00 100.00 100.0 np np 710.00 1 CASH No Friendly 1 710.0 No No No No Drexel Burnham Lambert AVRY 31st Floor /6719/1222 Salomon Brothers CASHONLY 23308020 05/15/86 01/30/87 C Completed United States US Dominion Bankshares Corp, Roanoke,Virginia 213 S Jefferson St 257183 6022/6712 6022 257183 GS Goldman Sachs & Co 1 02 US United States Nashville CityBank,Tennessee 315 Union St 631383 6022/6311/6321 6022 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 505.133 488.532 103.90 1 COM No Friendly 1 No No No No 0.546 0.546 Goldman Sachs & Co NCBT DMBK 25.21 P.O. Box 13327 103734020 05/16/86 08/10/86 C Completed United States US Allied Stores Corp 1114 Avenue of the Americas 019519 5311/5611/5621/5331 5311 019519 US United States Batus Inc-9 New York, Philadelphia Gimbels(BAT Industries PLC) 05527P 5311 5311 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 175.00 1 CASH No Friendly 1 175.0 No No No No ALS CASHONLY 24476020 05/16/86 12/03/86 C Completed United States US Dairy Mart Convenience Stores Inc One Vision Drive 233860 5411/5143/0241/5541/6794 5411 233860 SLB Shearson Lehman Brothers 1 01 US United States CONNA Corp 981 S 3rd St 207426 5411/5541/5451/6794/5143/5172 5411 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 43.662 43.825 27.25 1 CASH No Friendly 2 27.3 No No No No 0.846 0.846 Shearson Lehman Brothers CONA DMCVB 20.00 P.O. Box 35680 /6719 CASHONLY 15696020 05/16/86 05/16/86 C Completed United States US Leggett & Platt Inc 1 Leggett Road 524660 2511/2514/2542/3365/3363/3315 2511 524660 US United States MPI Inc 55326Q 3086 3086 Priv. 100.00 100.00 100.0 np np 34.00 1 COM No Friendly 1 No No No No LEG Po Box 757 /2515/3469 15722020 05/16/86 12/31/86 C Completed United States US Ramada Inc 2390 East Camelback Road 751328 7011/7999/5812/7993 7011 751328 US United States Marie Callender Pie Shops Inc 1406 Obispo Ave 56756Q 5812 5812 Priv. 72.36 27.64 100.00 100.0 48.574 43.574 79.60 2 COM No Friendly 1 57.6 No No No No RAM 7.96 Suite 400 CASH 19445020 05/16/86 06/13/86 C Completed United States US Universal Foods Corp 433 East Michigan St 913538 2086/2038/2099/2087/2034/5149 2086 913538 US United States Rogers Walla Walla Inc 77530Q 2038 2038 Priv. 100.00 100.0 np np 20.80 2 COM No Friendly 1 20.8 No No No No UFC /5143/2022/2037 CASH 14614020 05/19/86 09/19/86 C Completed United States US Integrated Resources Inc 10 Union Sq East 458124 6411/6311/6722/6211/6282/4841 6411 458124 US United States Capitol Life Insurance Co (Providence Capitol Corp) 1331 17th St 14062Q 6311 6311 Sub. 100.00 100.0 np np 65.00 2 COM No Friendly 1 65.0 No No No No IRE /6799 Suite 900 CASH 108154020 05/19/86 07/31/86 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States Courier-Journal and Louisville Times Co 525 West Broadway 22266Q 2711 2711 2 Goldman Sachs & Co Priv. 100.00 100.0 np np 300.00 1 CASH No Friendly 2 300.0 No No No No GCI Henry Ansbacher Holding PLC CASHONLY 20532020 05/20/86 01/06/87 C Completed United States US Kinder-Care Learning Centers Inc 2400 Presidents Dr 494520 8351/8299/6036/6311/6211 8351 494520 US United States Centerbanc Savings Association,St Petersburg, Florida 100 2nd Ave 151852 6035 6035 Public 100.00 100.0 465.229 464.277 35.00 1 CASH No Friendly 1 35.0 No No No No CNBK KNDR 34.00 CASHONLY 14727020 05/20/86 10/16/86 C Completed United States US AlaTenn Resources Inc 100 East Second St 012005 4923/4924/6719 4923 012005 MS Morgan Stanley & Co 1 US United States Colony Energy Corp 600 West Illinois Ave 19623Q 4924/1311/8742 4924 Priv. 29.17 70.83 100.00 100.0 np np 12.00 2 EARN No Friendly 1 3.5 No No No No Morgan Stanley & Co ATNG CASH 15029020 05/20/86 11/03/86 C Completed United States US Citizens & Southern Georgia Corp 35 Broad St 173124 6712/6022/6021 6712 173124 US United States Farmers & Merchants Bank of Walterboro, South Carolina 308423 6021 6021 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 1 COM No Friendly 1 No No No No CSOU 15051020 05/20/86 05/20/86 C Completed United States US Mellon Bank Corp,Pittsburgh, Pennsylvania One Mellon Bank Center 585509 6021/6141/6159/6162/6282/6712 6021 585509 US United States Fidata Secs Svcs,Fidata Secs Mgmt-Certain Asts, Liabilities (Fidata Corp) 67 Broad St 31572K 6289 6289 1 PaineWebber Sub. 100.00 100.0 np np 15.50 2 CASH No Friendly 1 15.5 No No No No 500 Grant Street LIA 19414020 05/20/86 09/17/86 C Completed United States US Jacor Communications Inc 1300 PNC Center 469858 4832 4832 469858 US United States Republic Broadcasting Corp 76030Z 4832 4832 Priv. 100.00 100.0 np np 34.00 2 SEC No Friendly 1 34.0 No No No No JCOR 201 East Fifth Street CASH 19880020 05/20/86 06/30/86 C Completed United States US American Steel & Wire Corp (Chicago West Pullman) 4300 E 49th St 030041 3316/3315 3316 16825Q PBS Prudential-Bache Securities 1 US United States US Steel Corp-Three Steel Plants 91265T 3312 3312 Sub. 100.00 100.00 100.0 np np 50.00 1 CASH No Friendly 1 50.0 No No No No Prudential-Bache Securities RODS CASHONLY 14266020 05/21/86 07/24/86 C Completed United States US Boise Cascade Corp 1111 West Jefferson Street 097383 2621/2421/2653/2677/2655/2431 2621 097383 SAL Salomon Brothers 1 US United States Allied Paper Inc-Southern Mill Operations (SCM Corp/Hanson Trust PLC) 01936Z 2621/2611/2761 2621 1 Rothschild Inc. Sub. 10.19 100.00 100.0 np np 160.00 2 LIA No Friendly 1 143.7 No No No No Salomon Brothers BCC P.O. Box 50 /5111/5031/0811 CASH 14867020 05/21/86 09/04/86 C Completed United States US Occidental Petroleum Corp 10889 Wilshire Boulevard 674599 1311/4922/2821/2819/2869/2873 1311 674599 DBL Drexel Burnham Lambert 1 US United States Diamond Shamrock Chemicals Co (Diamond Shamrock Corp) 351 Phelps Ct 25273Q 2812/2819 2812 1 First Boston Corp Sub. 87.06 12.94 100.00 100.0 np np 850.00 2 LIA No Friendly 1 740.0 No No No No Drexel Burnham Lambert OXY CASH 23280020 05/21/86 09/25/86 C Completed United States US Burlington Industries Inc 3330 W Friendly Ave 121691 2221/2211/2281/2231/2253/2385 2221 121691 KP Kidder Peabody & Co Inc 1 01 US United States CH Masland & Sons 70 Carlisle Springs Rd 574803 2273 2273 1 Goldman Sachs & Co Public 100.00 100.00 100.0 143.659 143.141 118.60 1 CASH No Friendly 1 118.6 No No No No 1.2 1.2 1.482 1.482 Kidder Peabody & Co Inc MLD BUR 73.00 /2391/2273/2392/5131 P.O. Box 40 CASHONLY 25894020 05/21/86 09/16/86 C Completed United States US Great Atlantic & Pacific Tea Co Inc 2 Paragon Drive 390064 5411/5912/5141/2095/2051 5411 390064 MLCM Merrill Lynch Capital Markets 1 01 US United States Shopwell Inc 400 Walnut Ave 825101 5411/5141/6512/5912/2026/2021 5411 1 First Boston Corp Public 100.00 100.00 100.0 110.654 np 68.05 1 CASH No Friendly 1 68.1 No No No No 0.625 0.625 0.846 0.846 Merrill Lynch Capital Markets SH GAP 31.00 Po Box 418 CASHONLY 11822020 05/22/86 05/17/88 C Completed United States US Computer & Communications Technology Corp 9177 Skypark Ct 204838 3679 3679 204838 LFR LF Rothschild & Co 1 US United States Acton Computer Technology Inc 51 Santa Felicia Dr 00503V 3679 3679 Priv. 100.00 100.00 100.0 np np 40.70 1 COM No Friendly 1 No No No No LF Rothschild & Co CCTC 15211020 05/22/86 08/01/86 C Completed United States US Grow Group Inc 200 Park Ave 399820 2851/2891/2833/2842 2851 399820 PAINE-W PaineWebber 1 US United States Georgia-Pacific-Aqua Chem and Household Prod Segment of Chem Packaging Div 133 Peachtree St NE 37329Q 2679 2679 Sub. 100.00 100.0 np np 36.00 1 CASH No Friendly 1 36.0 No No No No PaineWebber GRO Pan Am Building P.O. Box 105605 CASHONLY 23237020 05/22/86 09/03/86 C Completed United States US Wang Laboratories Inc One Industrial Ave 933696 3571/7379/7374 3571 933696 MLCM Merrill Lynch Capital Markets 1 02 US United States InteCom Inc 601 Intecom Dr 458098 3679/3663/3577 3679 1 Shearson Lehman Brothers Public 100.00 79.88 100.0 158.248 157.625 157.00 1 COMB No Friendly 1 No No No No 0.9 0.9 0.3 0.3 Merrill Lynch Capital Markets INCM WAN 6.00 19754020 05/23/86 06/16/86 C Completed United States US International Paper Co 6400 Poplar Avenue 460146 2621/2611/2631/2679/2421/2435 2621 460146 US United States Sylvachem(SCM Corp/Hanson Trust PLC) 1001 E Business 87497L 2821/2816 2821 Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No IP /2436/5111/5113/5031/0831 Hwy 98 CASHONLY 15244020 05/27/86 05/27/86 C Completed United States US Times Mirror Co 220 W 1st St 887360 2711/2731/2721/2759/4841/4833 2711 887360 US United States Government Publishing Corp 1730 M St NW 38373T 2721 2721 Priv. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No TMC /2621 CASHONLY 15337020 05/27/86 10/01/86 C Completed United States US Maxicare Health Plans Inc 1149 South Broadway Street 577904 6324/8011 6324 577904 SAL/MONTGOMERY Salomon Brothers 2 US United States HealthCare USA Inc 701 S Parker Street 42220P 8062 8062 1 Goldman Sachs & Co Public 100.00 92.25 100.0 61.244 598.932 66.20 1 CASH No Friendly 1 66.2 No No No No 0.96 0.96 Salomon Brothers HSA MAXI 13.55 Montgomery Securities Suite 6000 CASHONLY Montgomery Securities 108079020 05/27/86 06/26/86 C Completed United States US CoreStates Financial Corp, Philadelphia,Pennsylvania Broad & Chestnut Streets 218695 6022/6021/6141/6162/6153/6712 6022 218695 MLCM Merrill Lynch Capital Markets 1 01 US United States New Jersey National Corp (CoreStates Financial Corp) CN-1 645865 6021/6712 6021 Public 100.00 95.12 100.0 1,681.956 1683.316 353.10 1 COM No Friendly 1 No No No No Merrill Lynch Capital Markets NJNB CSFN 40.80 19317020 05/27/86 05/27/86 C Completed United States US National Pizza Co 720 West 20th St 637155 5812/6794 5812 629360 US United States Pizza Hut Restaurants in Mississippi-39 72584M 5812 5812 Sub. 100.00 100.0 np np 14.00 1 CASH No Friendly 1 14.0 No No No No PIZA CASHONLY 14207020 05/28/86 10/30/86 C Completed United States US Times Mirror Co 220 W 1st St 887360 2711/2731/2721/2759/4841/4833 2711 887360 US United States AS Abell Co 00354C 2711/4833 2711 Priv. 100.00 100.0 np np 600.00 No Friendly 1 600.0 No No No No TMC /2621 19822020 05/28/86 08/05/86 C Completed United States US Pacific Lighting Corp 810 South Flower st 694478 4923/5912/5941/1311/6719 4923 694478 MS Morgan Stanley & Co 1 US United States Thrifty Corp 3424 Wilshire Blvd 885868 5912/5941/5399/5199 5912 2 PaineWebber Public 100.00 100.00 100.0 1,049.663 926.762 879.50 1 COM No Friendly 1 No No No No 3.9 3.9 2.6 2.6 Morgan Stanley & Co TFD PLT 41.00 Goldman Sachs & Co 19872020 05/28/86 05/28/86 C Completed United States US Days Inns Corp 2751 Buford Hwy NE 239624 7011/6794/5812/5541/5947/6512 7011 239624 US United States Turnpike Properties-3 1/2 Cricket Inn Hotels 200 Brookstown Rd Ave 90041Q 7011 7011 Sub. 100.00 100.0 np np 12.00 4 NOTE No Friendly 1 12.0 No No No No DAYS CASH LIA COM 19248020 06/02/86 10/02/86 C Completed United States US Whittaker Corp 10880 Wilshire Blvd 966680 2834/3825/5122/5013/5074 2834 966680 DBL Drexel Burnham Lambert 1 US United States Park Chemical Co 8074 N Military Ave 700178 2899/2992/2842/2819/3567 2899 Public 100.00 100.00 100.0 24.140 np 24.00 1 CASH No Friendly 1 24.0 No No No No Drexel Burnham Lambert PAK WKR 34.00 CASHONLY 19864020 06/02/86 08/29/86 C Completed United States US Digital Equipment Corp 111 Powder Mill Rd 253849 3571/3679/7372/7373/7371/3672 3571 253849 US United States Trilogy Ltd-Computer Chip Interconnect and Packaging Division 10500 Ridgeview Ct 89619N 3679/8731 3679 Sub. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No DEC CASHONLY 15227020 06/03/86 06/03/86 C Completed United States US Town & Country Jewelry Manufacturing Corp 25 Union St 892054 3911/5944 3911 892054 DBL Drexel Burnham Lambert 1 US United States Gold Lance Inc(Towle Manufacturing Co) 1920 N Memorial Way 38062Q 3911/2399/5199 3911 Sub. 100.00 100.0 np np 15.50 1 CASH No Friendly 1 15.5 No No No No Drexel Burnham Lambert TCJC CASHONLY 23224020 06/03/86 08/04/86 C Completed United States US Masco Corp 21001 Van Born Road 574599 2431/2434/2519/3292/3272/3432 2431 574599 MORGAN-LEWIS/SAL Morgan Lewis Githens & Ahn 2 US United States Henredon Furniture Industries Inc Henredon Rd 426038 2511/2512/5712 2511 1 Goldman Sachs & Co Public 100.00 100.00 100.0 260.084 259.997 299.00 1 CASH No Friendly 1 299.0 No No No No 0.9 0.9 2.55 2.55 Morgan Lewis Githens & Ahn HDON MAS 58.00 /2514/2512/1742 Salomon Brothers CASHONLY Salomon Brothers 20027020 06/03/86 06/03/86 C Completed United States US American Home Patient Centers Inc 8601 Dunwoody Pl 026607 8082/5122/5047 8082 026607 ROBINSON Robinson-Humphrey Co 1 US United States Wessex Corp 212 Main Street 95112A 8082/8051 8082 Public 100.00 100.00 100.0 21.000 21.000 21.00 1 COM No Friendly 1 No No No No Robinson-Humphrey Co AHOM Suite 504 22801020 06/04/86 07/22/86 C Completed United States US Instrument Systems Corp 100 Jericho Quadrangle 457794 2591/3429 2591 457794 JEFFERIES Jefferies & Co Inc 1 US United States Clopay Corp 101 E 4th St 189000 2431/3442/3081/2499/2591/2541 2431 Public 100.00 100.00 100.0 52.524 50.925 37.00 1 CASH No Friendly 2 37.0 No No No No 0.15 0.15 Jefferies & Co Inc CPY ISY 22.70 /2451/5162/3089 CASHONLY 14349020 06/05/86 06/30/87 C Completed United States US Citizens & Southern Georgia Corp 35 Broad St 173124 6712/6022/6021 6712 173124 FBC First Boston Corp 1 US United States Andrews Bank & Trust Co, Andrews, South Carolina 12 North Morga Ave 03447T 6022 6022 Priv. 100.00 100.00 100.0 20.500 20.500 20.50 1 COM No Friendly 1 No No No No First Boston Corp CSOU 121140020 06/05/86 11/21/86 C Completed United States US Lorimar-Telepictures Corp 400 Warner Blvd 544157 7812/7822/7311/4833/2721 7812 544157 US United States MGM Entertainment Co-Studio Lot,Metrocolor Film Processing Lab 10202 W Washington Blvd 55301N 7819/7812 7819 1 Drexel Burnham Lambert Sub. 100.00 100.0 np np 190.00 1 CASH No Friendly 1 190.0 No No No No LT CASHONLY 15109020 06/06/86 11/28/86 C Completed United States US Meridian Bancorp Inc 35 North Sixth Street 589580 6021/6712 6021 589580 US United States First National Bank of Pike County, Milford, Pennsylvania 224 Broad St 332612 6021 6021 Priv. 100.00 100.00 100.0 21.870 np 21.90 1 COM No Friendly 1 No No No No MRDN 729.00 21638020 06/09/86 12/16/86 C Completed United States US AZP Group Inc 411 N Central Ave 002460 4911/6719/1221/1222 4911 002460 FBC First Boston Corp 1 US United States MeraBank Federal Savings Bank, Phoenix,AZ 3003 N Central Ave #1700 587327 6035 6035 1 Goldman Sachs & Co Public 100.00 100.00 100.0 5,174.298 5146.067 421.70 1 CASH No Friendly 1 421.7 No No No No 3.163 3.163 First Boston Corp FED AZP 51.08 CASHONLY 19813020 06/09/86 07/29/86 C Completed United States US National Distillers & Chemical Corp 99 Park Ave 635655 2819/2821/2085/2084/5984/6311 2819 635655 DR Dillon, Read & Co Inc 1 US United States Texgas Corp (Union Texas) (Petroleum Holdings,Allied- Signal Inc) P O Box 2120 88382L 5984 5984 1 First Boston Corp J.V. 81.08 18.92 100.00 100.0 np np 185.00 2 NOTE No Friendly 1 150.0 No No No No Dillon, Read & Co Inc DR /6321/6331/6351 CASH 14253020 06/10/86 08/29/86 C Completed United States US Texas Eastern Corp 1221 McKinney 882387 4923/4922/1311/2911/5172/6552 4923 882387 FBC First Boston Corp 1 US United States Algonquin Energy Inc 1284 Soldiers Field Road 01581Q 4923 4923 Priv. 72.00 72.0 162.500 162.500 117.00 1 CASH No Friendly 1 117.0 No No No No First Boston Corp TET CASHONLY 19214020 06/10/86 06/10/86 C Completed United States US First Interstate Corp of Wisconsin 950 Woodlake Road 32055D 6022/6021/6162/6733/7374/6712 6022 32055D US United States Outagamie Bank Shares Inc, Appleton,Wisconsin 118 S State St 689893 6022/6712 6022 Priv. 100.00 100.00 100.0 18.7 18.700 18.70 1 COM No Friendly 1 No No No No FIWI 19530020 06/10/86 12/31/86 C Completed United States US First National Cincinnati Corp,Cincinnati,Ohio 425 Walnut St 335562 6311/6712/6021/6512 6311 335562 US United States Second National Corp,Richmond, Indiana 813599 6021 6021 1 McDonald Investments Priv. 100.00 100.00 100.0 200.846 199.493 44.78 1 COM No Friendly 1 No No No No 0.1 0.1 FNAC 86.50 108168020 06/10/86 09/30/86 C Completed United States US Clear Channel Communications Inc 200 Concord Plaza 184502 4832/4833/7312 4832 184502 US United States WHAS-AM,WAMZ-FM(WHAS Inc) 520 West Chestnut 929HA1 4832 4832 2 Goldman Sachs & Co Sub. 100.00 100.0 np np 20.10 1 CASH No Friendly 1 20.1 No No No No CCU Suite 600 Henry Ansbacher Holding PLC CASHONLY 23176020 06/11/86 12/03/86 C Completed United States US Shawmut Corp,Boston, Massachusetts One Federal St 820480 6021/6022/6153/6162/6282/6712 6021 820480 BEAR Bear Stearns & Co Inc 1 01 US United States Fidelity Trust Co,Stamford, Connecticut 129 Atlantic St 316428 6022 6022 1 Brown Brothers Harriman & Co Priv. 100.00 100.00 100.0 187.827 187.827 49.90 1 COM No Friendly 1 No No No No 0.5 0.5 0.718 0.718 Bear Stearns & Co Inc SHAS 124.75 23181020 06/11/86 11/01/86 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States First Railroad & Banking Co of Georgia,Augusta, 699 Broad St 336135 6022/6712 6022 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 2,861.943 2762.335 683.412 1 COM No Friendly 1 No No No No 1.0 1.005 FRRG FTU 30.92 30.92 Floor 40 108063020 06/11/86 12/30/86 C Completed United States US Riggs National Corp, Washington,District of Columbia 1503 Pennsylvania NW 766570 6021/6022 6021 766570 US United States Guaranty Bank and Trust Co, Fairfax VA 9651 Lee Hwy 400838 6021 6021 1 Robinson-Humphrey Co Priv. 100.00 100.0 102.547 102.560 37.80 1 CASH No Friendly 1 37.8 No No No No RIGS 31.50 CASHONLY 19586020 06/11/86 08/20/86 C Completed United States US Arbor Drugs Inc 3331 West Big Beaver 038760 5912 5912 038760 US United States Sentry Drug Stores Inc 7010 Metroplex Dr 81739V 5912 5912 Priv. 100.00 100.0 np np 14.75 1 CASH No Friendly 1 14.8 No No No No ARBR CASHONLY 15141020 06/12/86 07/10/86 C Completed United States US Sterling Drug Inc 90 Park Ave 859264 2834/2842/2844/2833/2865 2834 859264 KP Kidder Peabody & Co Inc 1 US United States Formby's Inc(Procter & Gamble) 825 Crossover Lane 34637Z 2851 2851 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 66.00 1 CASH No Friendly 1 66.0 No No No No Kidder Peabody & Co Inc STY Building C CASHONLY 20072020 06/12/86 12/17/86 C Completed United States US Triton Energy Corp 6688 N Central Expressway G90751 1311/1381/1382/1389 1311 G90751 US United States Worldwide Energy Corp 1700 Lincoln 981575 1311/1382/1321/4922 1311 1 EF Hutton & Co Inc Public 0.83 99.17 89.66 100.0 98.621 94.074 27.225 2 COM No Friendly 1 0.2 No No No No WWE OIL 1.78 Suite 1400 CASH 14705020 06/13/86 06/13/86 C Completed United States US IMS International Inc 800 3rd Ave 449700 8732/8734/7375 8732 449700 US United States Clark-O'Neill Inc 18148Q 8732 8732 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 np np 47.17 1 COM No Friendly 1 No No No No IMSI 15230020 06/13/86 08/18/86 C Completed United States US Quaker Oats Co 321 N. Clark Street 747402 2045/2043/2041/2099/2087/2032 2045 747402 US United States Golden Grain Co 1111 139th Ave 38105Q 2098/2099/2064/2066 2098 Priv. 100.00 100.0 np np 275.00 1 CASH No Friendly 1 275.0 No No No No OAT /2086 CASHONLY 14408020 06/16/86 09/23/86 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 ALLEN Allen & Co Inc 1 US United States BCI Coca-Cola Bottling Co of Los Angeles, 3 Others (BCI Holdings/KKR) 05534T 2086 2086 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 1,000.00 1 CASH No Friendly 1 1,000.0 No No No No Allen & Co Inc KO Po Box 1734 CASHONLY 15113020 06/17/86 11/14/86 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 US United States First New England Bankshares Corp, Attleboro Falls, Massachusetts 43 Taunton Green 335907 6021/6712 6021 1 First Boston Corp Priv. 100.00 100.00 100.0 289.090 288.994 88.10 1 COM No Friendly 1 No No No No HNAT 42.40 15965020 06/17/86 10/13/86 C Completed United States US Mobile Home Industries Inc 1309 Thomasville Rd 607386 5271/6552 5271 607386 US United States OPIC Corp 571 Lyell Ave 4A6717 2521/2512/2522/8741/6719 2521 Priv. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No MH CASHONLY 101751020 06/18/86 12/23/86 C Completed United States US Sun Chemical Corp 200 Park Ave 866645 3724/3679/2819/2869/3555/7699 3724 866645 DBL/SAL Drexel Burnham Lambert 2 01 US United States Chromalloy American Corp 200 Park Avenue 171106 3462/3469/4449/2311/5611 3462 1 Merrill Lynch Capital Markets Public 26.57 73.43 63.86 100.0 639.441 592.454 312.80 2 COMA No Friendly 1 No No No No 0.5 1.01 0.9 0.905 Drexel Burnham Lambert CRO SNL 26.57 /7379/6411/4499 Salomon Brothers CVTPFD 0.5 Salomon Brothers 14895020 06/18/86 12/03/86 C Completed United States US Borden Inc 180 East Broad Street 099599 2026/2024/2022/2021/2096/2051 2026 099599 US United States Doxsee Food Corp 8323 Pulaski Hwy 261226 2035/2099 2035 1 Shearson Lehman Brothers Public 100.00 100.0 35.162 34.514 32.50 1 CASH No Friendly 1 32.5 No No No No DXSE 10.75 /2098/2032/2038/2064/2099/2891 CASHONLY /2842/2899/2869 12607020 06/19/86 12/31/86 C Completed United States US Deposit Guaranty Corp,Jackson, Mississippi 210 East Capitol Street 249555 6021/6162/8742/6712 6021 249555 US United States First Bank Capital Corp, Tupelo, Mississippi 431 W Main St 319090 6021/6712 6021 1 Sheshunoff & Co Inc Priv. 100.00 100.00 100.0 140.315 135.915 40.00 1 COM No Friendly 1 No No No No 0.03 0.03 DEP 89.75 Post Office Box 730 25519020 06/19/86 08/08/86 C Completed United States US Amalgamated Sugar Co 2404 Washington Blvd 022771 2063/2048 2063 022771 DBL Drexel Burnham Lambert 1 01 US United States NL Industries Inc 3000 N. Sam Houston Pkwy East 629156 1389/1382/3533/5082/2816/2819 1389 2 Dillon, Read & Co Inc Public 100.00 51.16 71.6 585.585 344.450 121.00 1 CASH No Hostile 1 121.0 No Yes Yes No 0.5 0.5 Drexel Burnham Lambert NL AGM 4.50 4.50 First Security Bank Bldg First Boston Corp CASHONLY 24458020 06/20/86 10/03/86 C Completed United States US May Department Stores Co 611 Olive Street 577778 5311/5331/5661/6512 5311 577778 MS Morgan Stanley & Co 1 01 US United States Associated Dry Goods Corp 417 Fifth Ave 045573 5311/5632/5621 5311 2 Shearson Lehman Brothers Public 100.00 99.19 100.0 2,967.816 np 2,592.50 2 COM No Hostile 1 -2.436 No Yes Yes No 6.875 6.875 6.75 13.5 Morgan Stanley & Co DG MA 66.00 64.39 Goldman Sachs & Co OPT 6.75 19259020 06/20/86 11/11/86 C Completed United States US United HealthCare Corp 300 Opus Center 910581 6324/8011 6324 910581 US United States Peak Health Care Inc 704674 8011/6324 8011 1 Alex Brown & Sons Inc Public 62.50 37.50 100.00 100.0 61.693 118.415 83.20 2 CVTDEB No Friendly 1 52.0 No No No No PHCI UNIH 16.00 9900 Bren Road East CASH 20556020 06/23/86 11/18/86 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 US United States Charter Financial Corp, Framingham, Massachusetts 5 Whittier St 161224 6022/6712 6022 1 WL Lyons Priv. 100.00 100.00 100.0 267.391 267.391 59.80 1 COM No Friendly 1 No No No No HNAT 46.60 19713020 06/23/86 06/23/86 C Completed United States US American Cyanamid Co One Cyanamid Plaza 025321 2833/3841/2879/2048/2819 2833 026609 US United States Storz Instrument Co 3365 Tree Ct Industrial Blvd 86227Q 3841/3299 3841 Priv. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No ACY CASHONLY 19767020 06/23/86 08/06/86 C Completed United States US American Bakeries Co 633 3rd Ave 024069 2051/2053/5461/7033/2711/7389 2051 024069 US United States TL Enterprises Inc 29901 Agoura Road 872550 2721/2731/7033/8699 2721 Public 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No ABA CASHONLY 19800020 06/23/86 12/31/86 C Completed United States US ICH Corp 4211 Norbourne Boulevard 449264 6311/6321/6331/6351 6311 449264 US United States Tenneco Inc-Insurance Lines P.O. Box 2511 88037W 6311/6321/6331 6311 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 1,344.00 1 CASH No Friendly 1 1,344.0 No No No No ICH CASHONLY 23019020 06/24/86 06/24/86 C Completed United States US Cannon Group Inc 6464 Sunset Blvd 137726 7812/7832/7833 7812 137726 DBL Drexel Burnham Lambert 1 US United States Commonwealth Theatres Inc (Cannon Group Inc) 213-17 W 18th St 203352 7832/7833/5043 7832 1 Furman Selz Mager Dietz Birney Sub. 100.00 100.0 np np 65.00 1 CASH No Friendly 1 65.0 No No No No Drexel Burnham Lambert CAN CASHONLY 15107020 06/24/86 06/24/86 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States First National Corp, Bloomington,Indiana 335906 6035/6712 6035 Public 100.00 100.00 100.0 52.000 52.000 52.00 1 COM No Friendly 1 No No No No ONE /6099/6733/6311/6159/6712 19504020 06/26/86 09/30/86 C Completed United States US Ryder System Inc 3600 N.W. 82nd Ave 783549 7513/4213/7538/5088/4581/8742 7513 783549 SAL Salomon Brothers 1 US United States Saunders System Inc 201 Office Park Dr 804498 7513/4213/7389/7549/4731 7513 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 232.46 232.202 102.368 2 CASH No Friendly 1 102.4 No No No No 1.0 1.0 1.202 1.152 Salomon Brothers SAV RDR 12.50 /4151/4212 CASH 22412020 06/26/86 03/19/87 C Completed United States US Independence Bancorp Inc, Perkasie,Pennsylvania One Hillendale Road 453378 6022/6712 6022 453378 US United States Third National Bank & Trust Co, Scranton, PA 130 Wyoming Ave 884187 6021 6021 Public 100.00 100.00 100.0 172.487 172.545 49.40 1 COM No Friendly 1 No No No No INBC 127.00 PO Box 67 19922020 06/26/86 10/31/86 C Completed United States US Firstbank of Illinois Co, Springfield,Illinois 205 South Fifth Street 337613 6799/6099/6712/6022/6021 6799 337613 US United States United Illinois Banks Inc, Fairview Heights 91063Q 6022/6712 6022 Priv. 71.05 28.95 93.00 93.0 40.860 40.860 38.00 2 COM No Friendly 1 27.0 No No No No FBIC 9th Floor CASH 15442020 06/27/86 12/31/86 C Completed United States US Citizens & Southern Georgia Corp 35 Broad St 173124 6712/6022/6021 6712 173124 FBC First Boston Corp 1 US United States Independent Community Banks Inc, Winter Park, Florida 369 N New York Ave 45383J 6022/6712 6022 Priv. 100.00 100.0 69.000 69.000 69.00 1 CASH No Friendly 1 69.0 No No No No First Boston Corp CSOU CASHONLY 19802020 06/29/86 06/29/86 C Completed United States US United Cities Gas Co(Energas Co) 5300 Maryland Way 909823 4924/1311/6519/7359/7513 4924 292934 PAINE-W PaineWebber 1 US United States Tennessee-Virginia Energy Corp 108 West 10th St 880605 4924 4924 Public 100.00 100.00 100.0 14.551 np 14.60 1 COM No Friendly 1 No No No No PaineWebber TEVA UCIT 15.94 14450020 06/30/86 10/09/86 C Completed United States US Conseco Inc 11825 N Pennsylvania Street 208464 6321/6311/6331/6351/6719 6321 208464 US United States Bankers National Life Insurance Co(HF Ahmanson & Co) 1599 Littleton Rd 066275 6311 6311 Sub. 100.00 100.0 117.6 117.600 117.60 1 CASH No Friendly 1 117.6 No No No No CNO CASHONLY 22792020 06/30/86 02/27/87 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 SAL Salomon Brothers 1 US United States Citizens Fidelity Corp, Louisville, Kentucky 1 Citizens Plaza 174566 6022/6712 6022 1 Goldman Sachs & Co Public 100.00 100.00 100.0 3,162.691 3145.311 719.00 1 COM No Friendly 1 No No No No 2.0 2.005 2.145 2.145 Salomon Brothers CEDY PNC 34.94 Fifth Avenue and Wood Street 500 W Jefferson St 101804020 06/30/86 09/30/87 C Completed United States US Southwestern Bell Corp One Bell Center 845333 4813/4812/3661/2741/6719 4813 845333 SAL Salomon Brothers 1 US United States Metromedia Inc-Radio-Paging and Cellur Phone Interests 1 Harmon Plz 59169W 4812 4812 1 Morgan Stanley & Co Priv. 100.00 100.00 100.0 np np 1,380.00 1 CASH No Friendly 1 1,380.0 No No No No Salomon Brothers SBC CASHONLY 108074020 06/30/86 09/30/86 C Completed United States US TransAmerica Corp The Transamerica Pyramid 893485 6311/6331/6411/6141/6159/7359 6311 893485 US United States Transamerica Realty Investors 600 Montgomery St 893902 6798 6798 Public 100.00 60.71 100.0 38.116 35.768 25.30 1 COM No Friendly 1 No No No No TAR TA 14.75 600 Montgomery Street 14437020 07/01/86 07/01/86 C Completed United States US CB&T Bancshares Inc, Columbus,Georgia 901 Front Ave 124780 6022/6211/7374/6712 6022 124780 US United States Bank of Coweta,Newman,Georgia PO Box 1218 06163Q 6022 6022 Priv. 100.00 100.00 100.0 15.300 15.300 15.30 1 COM No Friendly 1 No No No No CBTB Suite 301 14504020 07/01/86 07/11/86 C Completed United States US Ralston Purina Co 835 South 8th Street 751277 2047 2047 751277 US United States Borden Inc-Drake Bakery Business 277 Park Ave 09959M 2045/2041 2045 1 First Boston Corp Sub. 100.00 100.0 115.000 115.000 115.00 1 CASH No Friendly 1 115.0 No No No No RAL CASHONLY 14726020 07/01/86 09/25/86 C Completed United States US Digital Communications Associates Inc 1000 Alderman Dr 253902 7373 7373 253902 ROBERTSON Robertson, Colman & Stephens 1 US United States Cohesive Network Corp 19247Q 3663/3661 3663 Priv. 100.00 100.00 100.0 np np 28.00 1 COM No Friendly 1 No No No No Robertson, Colman & Stephens DCA 15383020 07/01/86 07/01/86 C Completed United States US Shawmut Corp,Boston, Massachusetts One Federal St 820480 6021/6022/6153/6162/6282/6712 6021 820480 US United States Home Bank & Trust Co, Meriden, Connecticut 400 East Main St 436894 6022 6022 Priv. 100.00 100.00 100.0 38.4 np 38.50 1 COM No Friendly 1 No No No No SHAS 128.00 15653020 07/01/86 07/01/86 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 US United States Lear Siegler Inc-Climco Unit 10820 Sunset Office Dr 52189F 3585 3585 Sub. 100.00 100.0 np np 50.00 1 CASH No Friendly 1 50.0 No No No No NTK /3651/3635/2434/2431/3261/3431 CASHONLY /3444/5211 14300020 07/02/86 12/31/86 C Completed United States US Circon Corp 6500 Hollister Ave 172736 3845/5047/3841/3829 3845 172736 US United States American Cytoscope Makers Inc (Baxter Travenol Labs Inc) 02532Q 3845 3845 1 First Boston Corp Sub. 75.44 17.54 7.02 100.00 100.0 np np 28.50 3 NOTE No Friendly 1 21.5 No No No No CCON CASH COM 15691020 07/02/86 08/31/87 C Completed United States US Mobile Communications Corp of America 1500 Capital Towers 607243 4812/4813/7389 4812 607243 US United States McCaw Cellular Inc-Certain Paging Operations 5808 Lake Washington Blvd NE 57946M 4812/5064/5731 4812 Sub. 100.00 100.0 np np 54.00 1 CASH No Friendly 1 54.0 No No No No MCCAB CASHONLY 19913020 07/02/86 12/18/86 C Completed United States US Parker Hannifin Corp 6035 Parkland Boulevard 701094 3491/3492/3594/3593/3569/3053 3491 701094 US United States United Aircraft Products Inc Dayton International Airport 909313 3724 3724 1 Shearson Lehman Brothers Public 100.00 100.00 100.0 56.128 56.218 62.70 1 CASH No Friendly 1 62.7 No No No No 0.78 0.78 UAP PH 26.00 /3829/3728/5085 CASHONLY 15147020 07/03/86 12/29/86 C Completed United States US Laurentian Capital Corp (Imperial Life Assurance Co of Canada) 640 Lee Road/303 519256 6311/6321/6719 6311 20690B KP Kidder Peabody & Co Inc 1 US United States Founders Financial Corp (Laurentian Capital/Imperial Life Assur Co) 3101 W Buffalo Ave 350541 6311/6321/6719 6311 1 Stevens & Associates Public 100.00 48.28 100.0 nm nm 18.20 1 COM No Friendly 1 No No No No 0.22 0.22 0.175 0.175 Kidder Peabody & Co Inc FOUN LQ 2.68 15677020 07/03/86 07/03/86 C Completed United States US Bergen Brunswig Corp 4000 Metropolitan Dr 083739 5122/5047/7822/5064/5045/5065 5122 083739 US United States Los Angeles Drug Co (Di Giorgio Corp) 545344 5122 5122 2 Dillon, Read & Co Inc Sub. 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No BBC Shearson Lehman Brothers CASHONLY 14460020 07/08/86 09/23/86 C Completed United States US EI du Pont de Nemours & Co {DuPont} 1007 Market Street 263534 2821/2822/2891/3081/2824/2865 2821 263534 DLJ Donaldson Lufkin & Jenrette 1 US United States Baxter Travenol Laboratories Inc-American Critical Care Unit 07189T 2834 2834 1 First Boston Corp Sub. 100.00 100.0 np np 425.00 2 EARN No Friendly 1 425.0 No No No No Donaldson Lufkin & Jenrette DD /2851/2842/2899/2869/2879/3679 CASH /3564/3569/3644/3643/3357/3999 /3555/3641/3672/3674/3826/4953 /0119/6719/6799 108095020 07/08/86 09/03/86 C Completed United States US Mead Corp Courthouse Plaza NE 582834 2631/2621/2671/2653/2611/5111 2631 582834 SLB Shearson Lehman Brothers 1 US United States Crown Zellerbach Corp- Distribution Division(James River Corp) 1 Bush St 22866Q 5112/5113 5112 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 250.00 1 CASH No Friendly 1 250.0 No No No No Shearson Lehman Brothers MEA /5112/7375 CASHONLY 15916020 07/08/86 08/31/87 C Completed United States US Masco Industries Inc 21001 Van Born Rd 574601 3714/3568/3462/3495/3679/3442 3714 574601 US United States Nimas Corp(Masco Industries Inc) 21001 Vanborn Rd 65438Q 3714 3714 Sub. 50.00 100.0 100.000 100.000 50.00 1 CASH No Friendly 1 50.0 No No No No MASX CASHONLY 19988020 07/08/86 10/30/86 C Completed United States US Gillett Holdings Inc 555 17th Street 375753 4833/7999/2011/6719 4833 375753 DBL Drexel Burnham Lambert 1 US United States WMAR-TV,WRLH-TV(As Abell Co/ Times Mirror Co) 929MAR 4833 4833 Sub. 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No Drexel Burnham Lambert Ste 3300 CASHONLY 19496020 07/09/86 10/06/86 C Completed United States US Lockheed Corp 4500 Park Granada Blvd 539821 3721/3728/3761/3663/3731/3679 3721 57330J FBC First Boston Corp 1 US United States Sanders Associates Inc Daniel Webster Highway South 799850 3812/3679/3669 3812 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 1,179.041 1167.368 1,177.53 1 CASH No Friendly 2 1,177.5 No No No No 4.0 4.0 5.89 5.89 First Boston Corp SAA LK 60.00 CASHONLY 22990020 07/10/86 12/23/86 C Completed United States US Buckeye Partners LP One Greenway Plaza 118230 4613/4225/4922/4619/4923 4613 118230 US United States Buckeye Pipeline Co,Buckeye Gas Products Co(Penn Central) Galleria Tower 1 11823V 4612/4613 4612 1 Shearson Lehman Brothers Sub. 100.00 100.0 np np 545.00 1 CASH No Friendly 1 545.0 No No No No BPL Suite 600 7130 S Lewis Ave CASHONLY 19226020 07/11/86 07/11/86 C Completed United States US CML Group Inc 524 Main St 125820 5621/5947/5632/5641/5961/3732 5621 125820 SLB Shearson Lehman Brothers 1 US United States PSI/NordicTrack Inc 69363Q 3949 3949 Priv. 100.00 100.00 100.0 np np 22.20 1 COM No Friendly 1 No No No No Shearson Lehman Brothers CMLI /2339/2329 101962020 07/11/86 07/11/86 C Completed United States US PepsiCo Inc 700 Anderson Hill Road 713448 2086/2087/2096/5812 2086 713448 US United States Seven-Up Co-International Division(Philip Morris Cos) 120 Park Ave 81803K 2086/2087 2086 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 246.00 1 CASH No Friendly 1 246.0 No No No No PEP CASHONLY 19598020 07/11/86 12/02/86 C Completed United States US Alleghany Corp Park Ave Plz 017176 6361 6361 017176 US United States Shelby Mutual Insurance Co 175 Mansfield Ave 82181Q 6311/6331/4724/2752 6311 Mutual 100.00 100.00 100.0 np np 40.00 2 PFD No Friendly 1 40.0 No No No No Y CASH 25980020 07/14/86 09/30/86 C Completed United States US Tribune Co 435 North Michigan Avenue 896047 2711/4832/4833/7375/6719 2711 896047 US United States Daily Press Inc 7505 Warwick Blvd 23380D 2711/4841 2711 2 Shearson Lehman Brothers Priv. 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No TRB Allen & Co Inc CASHONLY 121091020 07/14/86 12/31/86 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 ALLEN Allen & Co Inc 1 01 US United States United Artists Communications Inc 2930 E Third Ave 909398 7832/7833/4841/6512 7832 Public 46.41 53.59 66.56 76.6 700.000 np 466.50 2 CASH No Friendly 1 216.5 No No No No Allen & Co Inc UACI TCOMA 17.50 CVTNOTE 14278020 07/15/86 11/24/86 C Completed United States US AMAX Inc 200 Park Avenue 023127 3334/3353/3354/1099/1221/1222 3334 23281P SLB Shearson Lehman Brothers 1 US United States Alumax Inc(AMAX Inc) 5655 Peachtree Pky 02217Q 3334/3341/3353/3354/3446/3442 3334 1 Smith Barney, Harris Upham Sub. 50.00 100.0 870.000 870.000 435.00 2 PFD No Friendly 1 435.0 No No No No Shearson Lehman Brothers AMX /1041/1311/3446/3442/3469 /3469 CASH 108247020 07/15/86 12/05/86 C Completed United States US Apache Petroleum Co LP Foshay Twr 037463 1311 1311 037463 US United States Davis Oil Co-Certain Oil and Gas Assets 23907W 1311 1311 Sub. 100.00 100.0 np np 222.00 1 CASH No Friendly 1 222.0 No No No No APP CASHONLY 14877020 07/15/86 08/28/86 C Completed United States US Travelers Corp One Tower Square 894180 6331/6351/6371/6311/6321/6324 6331 024843 US United States Dillon Read & Co 535 Madison Ave 25420Q 6211 6211 Priv. 100.00 100.00 100.0 157.500 157.500 157.50 1 CASH No Friendly 1 No No No No TIC /6719 CASHONLY 21741020 07/15/86 07/31/87 C Completed United States US Amoskeag Bank Shares Inc, Manchester,NH 875 Elm St 031822 6036/6712 6036 031822 KEEFE Keefe Bruyette & Woods Inc 1 US United States NTC Corp,Nashua,NH Hampshire 194 Main St 629402 6022/6712 6022 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 51.794 np 51.80 1 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc AMKG 94.00 19790020 07/15/86 09/25/86 C Completed United States US Vodavi Technology Inc 4717 East Hilton Avenue 92857V 3661 3661 92857V SLB Shearson Lehman Brothers 1 US United States Telematic Products Inc 5000 148th Ave 87942M 3674/3661 3674 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 11.500 11.500 11.50 1 COM No Friendly 1 No No No No Shearson Lehman Brothers VTEK 5.00 Suite 400 14098020 07/15/86 01/12/87 C Completed United States US Lorimar-Telepictures Corp 400 Warner Blvd 544157 7812/7822/7311/4833/2721 7812 544157 US United States WPGH-TV(Meredith Corp) 929PG1 4833 4833 Sub. 100.00 100.00 100.0 np np 21.30 1 CASH No Friendly 1 21.3 No No No No LT CASHONLY 19906020 07/16/86 11/24/86 C Completed United States US First Indiana Corp, Indianapolis,Indiana 135 North Pennsylvania St 32054R 6712 6712 32054R US United States Union Banc Corp, Kokomo, Indiana Main & Mulberry Sts 904850 6021/6712 6021 Priv. 100.00 100.0 np np 49.00 1 CASH No Friendly 1 49.0 No No No No FINB Suite 2800 CASHONLY 14296020 07/17/86 11/07/86 C Completed United States US Triangle Industries Inc 900 Third Ave 895861 3351/3357/3644/3089/3581/3651 3351 895861 DBL Drexel Burnham Lambert 1 US United States American Can Co-Packaging Operations American Lane 02484W 7389 7389 1 Salomon Brothers Sub. 80.47 19.53 100.00 100.0 np np 559.20 2 COM No Friendly 1 450.0 No No No No Drexel Burnham Lambert TRI 16th Fl /6719 CASH 15450020 07/17/86 07/17/86 C Completed United States US Summcorp Inc,Fort Wayne, Indiana One Summit Square 86563C 6022/6712 6022 86563C US United States Industrial Trust & Savings Bank, Muncie, Indiana 220 Walnut Plz 456380 6035 6035 Priv. 100.00 100.0 np np 11.30 1 CASH No Friendly 1 11.3 No No No No SMCR CASHONLY 19340020 07/17/86 12/31/86 C Completed United States US First of America Bank Corp, Kalamazoo,Michigan 211 South Rose Street 318906 6021/6162/7374/6733/6211/6282 6021 318906 US United States Premier Banks, Libertyville, Illinois 200 N Milwaukee Ave 74046K 6021/6022/6712 6021 Priv. 100.00 100.0 76.000 np 76.00 2 CVTPFD No Friendly 1 76.0 No No No No FOA 190.00 /6722/6411/6022/6035/6712 CASH 207829020 07/18/86 07/18/86 C Completed United States US LADD Furniture Inc 1 Plaza Center 505739 2511/2514/2512 2511 505739 US United States American Furniture Co Inc Hairston St 026303 2511/2512 2511 Public 100.00 100.0 39.351 39.351 39.351 1 CASH No Friendly 1 39.4 No No No No AFUR LADF P.O. Box 5071 CASHONLY 14729020 07/18/86 10/07/86 C Completed United States US Colt Industries Inc 430 Park Ave 196864 3592/3728/3724/3761/3764/3483 3592 196864 MS/FBC Morgan Stanley & Co 2 01 US United States Colt Industries Inc 430 Park Ave 196864 3592/3728/3724/3761/3764/3483 3592 1 Bear Stearns & Co Inc Public 87.12 12.88 100.00 100.0 2,010.047 2008.410 1,756.20 2 COMDIV No Not Appl. 1 1,530.0 No No No No 14.0 27.2 0.8 0.8 Morgan Stanley & Co COT COT 96.68 /3489/3612/3519/3053/3052/3069 First Boston Corp /3489/3612/3519/3053/3052/3069 CASHDIV 3.0 First Boston Corp /5012/5088/5091/5085 /5012/5088/5091/5085 15210020 07/21/86 08/29/86 C Completed United States US Exposaic Industries Inc West Independence Blvd 302163 3315/3496/3272/3399/3499/3495 3315 302163 US United States Georgetown Steel Corp-Andrews Wire Division (Georgetown Industries Inc) 37301T 3312 3312 Sub. 100.00 100.0 np np 21.00 1 CASH No Friendly 1 21.0 No No No No EXPO /6719 CASHONLY 23281020 07/21/86 09/25/86 C Completed United States US Pentair Inc 1500 County Road B2 West 709631 3569/3553/3531/3482/3644/3561 3569 709631 KP Kidder Peabody & Co Inc 1 01 US United States McNeil Corp 666 W Market St 582562 3561/3569/3589/3563/3523/3534 3561 1 McDonald Investments Public 100.00 100.00 100.0 104.351 104.351 83.00 1 CASH No Friendly 1 83.0 No No No No 0.75 0.75 0.15 0.15 Kidder Peabody & Co Inc MME PNRA 39.00 Suite 400 /3546 CASHONLY 14438020 07/22/86 07/22/86 C Completed United States US First Colonial Bankshares Corp,Chicago,Illinois 30 North Michagin Ave 319721 6022/6712 6022 319721 US United States Banks(4),Chicago,Illinois 06647Q 6022 6022 Priv. 100.00 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No FCOLA Suite 300 CASHONLY 14672020 07/22/86 12/31/86 C Completed United States US First NH Banks Inc,Manchester, NH 1000 Elm Street 335818 6021/6022 6021 335818 US United States Cheshire National Bank Keene, New Hampshire 15 Main St 165429 6021 6021 Priv. 100.00 100.0 10.000 10.000 10.00 1 CASH No Friendly 1 10.0 No No No No FINH CASHONLY 13230020 07/22/86 01/02/87 C Completed United States US Fidelcor Inc,Philadelphia, Pennsylvania Broad and Walnut Sts 315743 6021/6022/6162/6159/6712 6021 315743 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Merchants Bancorp Inc, Allentown,Pennsylvania 702 Hamilton mall 588444 6022/6021/6712 6022 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 1,413.538 1352.967 380.00 1 COM No Friendly 1 No No No No Alex Brown & Sons Inc MRBA FICR 49.57 102550020 07/24/86 10/06/86 C Completed United States US PHH Group Inc 11333 McCormick Rd 693320 7514/8741/7513/6519/6531/7389 7514 693320 GS Goldman Sachs & Co 1 US United States Avis Inc-Domestic Fleet Leasing Unit(Wesray Rent-A-Car Inc) 900 Old Country Rd 05378T 7515 7515 Sub. 100.00 100.0 np np 134.00 1 CASH No Friendly 1 134.0 No No No No Goldman Sachs & Co PHH /8744/7515 CASHONLY 15569020 07/24/86 10/01/86 C Completed United States US PepsiCo Inc 700 Anderson Hill Road 713448 2086/2087/2096/5812 2086 713448 US United States Kentucky Fried Chicken Corp (RJR Nabisco Inc) 1441 Gardiner Lane 491294 5812 5812 1 Dillon, Read & Co Inc Sub. 100.00 100.0 np np 840.00 1 CASH No Friendly 1 840.0 No No No No PEP CASHONLY 25923020 07/28/86 10/31/86 C Completed United States US Maxicare Health Plans Inc 1149 South Broadway Street 577904 6324/8011 6324 577904 SAL Salomon Brothers 1 01 US United States HealthAmerica Corp 3322 West End Ave 422199 8011/6324 8011 1 Bear Stearns & Co Inc Public 100.00 97.57 100.0 352.577 352.219 374.50 1 CASH No Friendly 1 374.5 No No No No 2.0 2.0 2.5 2.5 Salomon Brothers HMO MAXI 16.50 CASHONLY 15573020 07/28/86 07/28/86 C Completed United States US Presidential Airways Inc Hallmark Building 740861 4512 4512 740861 US United States Key Airlines 2400 West 450 N 49304Q 4512/4581 4512 Priv. 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No PAIR Washington Dulles Intl Airport CASHONLY 15685020 07/28/86 07/28/86 C Completed United States US Citicorp 399 Park Ave 173034 6021/6712 6021 173034 US United States Lynch Jones & Ryan 325 Hudson St 55113Q 6211 6211 Priv. 100.00 100.0 np np 20.30 1 CASH No Friendly 1 20.3 No No No No CCI CASHONLY 108181020 07/28/86 10/31/86 C Completed United States US Polycast Technology Corp 69 Southfield Ave 731690 2221/2282 2221 47705Q DBL/JESUP Drexel Burnham Lambert 2 US United States Uniroyal Plastics Co(UNIROYAL Inc) 90916W 3089 3089 2 Drexel Burnham Lambert Sub. 100.00 100.0 np np 110.00 1 CASH No Friendly 1 110.0 No No No No Drexel Burnham Lambert PTCC Jesup & Lamont Securities Salomon Brothers CASHONLY Jesup & Lamont Securities 21652020 07/29/86 10/31/86 C Completed United States US Inspiration Resources Corp (Minorco SA) 250 Park Ave 457729 1222/1041/1044/1031/1021/5261 1222 034861 SAL Salomon Brothers 1 US United States Merrill Lynch Leasing Inc (Merrill Lynch Inc) 165 Broadway 58991Q 7359/6159/6531/7299 7359 1 Merrill Lynch Capital Markets Sub. 100.00 100.0 np np 98.00 1 CASH No Friendly 1 98.0 No No No No Salomon Brothers IRC /2873/2048/5191 CASHONLY 19346020 07/30/86 07/30/86 C Completed United States US PharmaControl Corp 661 Palisade Ave 716910 2834/8734 2834 716910 US United States Private Formulations Inc (Revco DS Inc) 460 Plainfield Ave 74265Q 2834 2834 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No PHAR CASHONLY 25926020 07/31/86 02/10/87 C Completed United States US GTE Corp One Stamford Forum 362320 4813/4812/4899/3629/3641/3661 4813 362320 LFRU LF Rothschild Unterberg Towbin 1 US United States Airfone Inc(Western Union Corp,AF Holding Inc) 1 Lake St 009362 4812 4812 1 Salomon Brothers J.V. 100.00 100.0 60.000 60.000 60.00 2 LIA No Friendly 1 60.0 No No No No LF Rothschild Unterberg Towbin GTE /3679/3357/3613/5063/2741 CASH 22817020 07/31/86 09/10/86 C Completed United States US INTERCO Inc 10 South Broadway 458506 2512/2511/5311/5661/3143/2337 2512 458506 FBC/MACDONALD First Boston Corp 2 01 US United States Converse Inc One Fordham Rd 212539 3149/3021/2329/2339 3149 1 Oppenheimer & Co Inc Public 100.00 91.44 100.0 182.256 182.536 143.23 1 CASH No Friendly 1 143.2 No No No No 1.33 2.0 0.2 0.2 First Boston Corp CVRS ISS 28.00 MacDonald, Krieger, Bowyer & B CASHONLY 0.67 MacDonald, Krieger, Bowyer & B 14328020 08/01/86 03/16/87 C Completed United States US Maryland National Corp 10 Light St 574162 6021/6712 6021 574162 GS Goldman Sachs & Co 1 US United States American Security Corp, Washington, District of Columbia 730 15th St NW 029544 6021/6162/6153/6712 6021 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 4,195.106 4238.142 430.00 1 COM No Friendly 1 No No No No Goldman Sachs & Co ASEC MDNT 36.25 14716020 08/01/86 08/01/86 C Completed United States US American Water Works Co Inc 1025 Laurel Oak Road 030411 4941/4952/8741 4941 030411 US United States Clovis Water Co (Southwestern Public Service Co) Tyler at Sixth 18945Q 4941 4941 Sub. 100.00 100.0 np np 13.80 1 CASH No Friendly 1 13.8 No No No No CASHONLY 15405020 08/04/86 08/04/86 C Completed United States US National Healthcare Inc 300 Galleria Parkway 636337 8062 8062 636337 US United States Hospital Corp of America- 6 Hospitals One Park Plaza 44106Q 8062 8062 Sub. 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No NHCI Suite 650, PO Box 723049 CASHONLY 23162020 08/05/86 10/14/86 C Completed United States US Textron Inc 40 Westminster Street 883203 3724/3728/3721/3542/3812/3663 3724 883203 BEAR Bear Stearns & Co Inc 1 01 US United States Ex-Cell-O Corp 2855 Coolidge Hwy 300587 3621/3541/3565/3728/3724/3545 3621 1 Goldman Sachs & Co Public 100.00 98.57 100.0 1,067.144 1140.279 1,025.00 1 CASH No Friendly 1 1,025.0 No No No No 4.5 4.5 4.06 4.06 Bear Stearns & Co Inc XLO TXT 77.50 /3061/3465/3469/3714/3546/3523 /3423/3714 CASHONLY /3531/3524/3452/3321/3799/1541 /6141/5065/5084/5085 102077020 08/05/86 10/10/86 C Completed United States US Thermo Analytical Inc(Thermo Electron Corp) 101 First Ave 883902 8734/8731 8734 883556 KP Kidder Peabody & Co Inc 1 US United States GCA Technology Division Inc (GCA Corp) 7 Shattuck Rd 36191P 8742 8742 Sub. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No Kidder Peabody & Co Inc TMAI CASHONLY 22999020 08/06/86 09/25/86 C Completed United States US General Instrument Corp 767 5th Ave 370118 3812/3674/3663/7373/3679/3625 3812 370118 LAZ Lazard Freres & Co LLC 1 US United States Cable/Home Communication Corp (M/A-Com Inc) 7 New England Exec Park 12690B 3663/3357 3663 1 Salomon Brothers Sub. 100.00 100.0 np np 220.00 1 CASH No Friendly 1 220.0 No No No No Lazard Freres & Co LLC GRL CASHONLY 107931020 08/06/86 12/30/86 C Completed United States US Alaska Air Group Inc 19300 Pacific Highway South 011659 4512/6719 4512 011659 US United States Jet America Airlines 3521 E Spring St 477093 4512 4512 Public 100.00 100.00 100.0 93.746 89.221 23.05 1 CASH No Friendly 2 23.1 No No No No JA ALK 4.50 PO Box 69847 CASHONLY 14410020 08/07/86 12/22/86 C Completed United States US Revlon Group Inc 237 Park Avenue 761522 2844/2834/3827/3812/3229/5912 2844 761522 DBL Drexel Burnham Lambert 1 US United States BCI Max Factor & Co(Playtex Holdings Inc) 70 Gatehouse Rd 05535T 2844/5122 2844 1 Drexel Burnham Lambert Sub. 100.00 100.00 100.0 np np 375.00 1 CASH No Friendly 1 No No No No Drexel Burnham Lambert REV /5411/3826 CASHONLY 12628020 08/07/86 01/19/87 C Completed United States US Northern Trust Corp 50 S La Salle St 665859 6021/6712 6021 665859 GS Goldman Sachs & Co 1 US United States First Lake Forest Corp, Lake Forest, Illinois 265 Deerpath & Bank Lane 320676 6799/6719 6799 1 William Blair & Co Public 100.00 100.0 245.251 245.474 62.00 1 CASH No Friendly 1 62.0 No No No No 0.13 0.13 Goldman Sachs & Co NTRS 60.52 CASHONLY 19875020 08/07/86 11/26/86 C Completed United States US Convergent Technologies Inc 2700 N First St 212479 3571/7372 3571 212479 US United States UCCEL Corp-Digital Systems Division,Open Systems Inc 114 East Gregory St 90262W 7374 7374 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 28.50 1 CASH No Friendly 1 28.5 No No No No CVGT CASHONLY 19605020 08/08/86 09/19/86 C Completed United States US Illinois Tool Works Inc 3600 West Lake Avenue 452308 3565/3499/3429/2891/5084/5074 3565 452308 GS Goldman Sachs & Co 1 US United States Signode Industries Inc 3600 West Lake St 82669Q 3312/3315/3423/3499/3579/3089 3312 1 Merrill Lynch Capital Markets Priv. 100.00 100.0 np np 550.00 1 CASH No Friendly 1 550.0 No No No No Goldman Sachs & Co ITW CASHONLY 23217020 08/11/86 11/11/86 C Completed United States US International Paper Co 6400 Poplar Avenue 460146 2621/2611/2631/2679/2421/2435 2621 460146 LAZ Lazard Freres & Co LLC 1 01 US United States Hammermill Paper Co 1540 East Lake Road 408306 5031/5113/5111/2671/2677/2611 5031 2 First Boston Corp Public 100.00 100.00 100.0 1,418.776 1302.206 1,083.00 1 CASH No Friendly 2 1,083.0 No No No No 4.0 4.0 Lazard Freres & Co LLC HML IP 64.50 /2436/5111/5113/5031/0831 /2621 Morgan Stanley & Co CASHONLY 19597020 08/11/86 10/16/86 C Completed United States US Phillips Industries Inc 4801 Springfield St 718320 3634/3088/3432/3442/2431/3714 3634 718320 US United States Shelby Advanced Automotive Technology Inc 2100 Couch Dr 82150Q 3714 3714 Priv. 100.00 100.0 np np 15.00 1 CASH No Friendly 1 15.0 No No No No PHL /3564/3535/1796 CASHONLY 20066020 08/11/86 10/13/86 C Completed United States US SunGard Data Systems Inc 680 East Swedesford Road 867363 7373/7371/7379 7373 867363 US United States Wismer Associates Inc 22134 Sherman Wy 97730Q 7372 7372 Priv. 100.00 100.0 10.000 10.000 10.00 1 CASH No Friendly 1 10.0 No No No No SDS CASHONLY 25924020 08/12/86 01/15/88 C Completed United States US Maxicare Health Plans Inc 1149 South Broadway Street 577904 6324/8011 6324 577904 US United States HealthAmerica Louisiana Partners LP,HealthAmerica Partners LP 42223G 8011/6324 8011 1 Dean Witter Reynolds Inc J.V. 100.00 100.00 100.0 np np 36.80 1 CASH No Friendly 1 36.8 No No No No MAXI CASHONLY 22808020 08/13/86 04/22/87 C Completed United States US Bank of New England Corp, Boston, Massachusetts 28 State St 063840 6021/6022 6021 063840 KEEFE Keefe Bruyette & Woods Inc 1 02 US United States Conifer/Essex Group Inc 370 Main St 207312 6022/6712 6022 1 Morgan Stanley & Co Public 1.51 98.49 100.00 100.0 827.517 570.200 649.50 2 COM No Friendly 2 No No No No 3.55 3.582 Keefe Bruyette & Woods Inc CNFG BKNE 62.00 OPT 15002020 08/14/86 08/30/86 C Completed United States US JP Industries Inc 325 E. Eisenhower Parkway 466237 3431/3261/3694/3714 3431 466237 US United States Ex-Cell-O Corp-McCord Engine Gaskett Business 191 Labadie St 30058Q 3053 3053 Sub. 100.00 100.0 np np 35.00 1 CASH No Friendly 1 35.0 No No No No JPII CASHONLY 21492020 08/14/86 08/14/86 C Completed United States US Anthem Electronics Inc 2865 Zanker Rd 036732 5065/7373 5065 036732 US United States Lionex Corp 53625Q 5065 5065 1 Salomon Brothers Priv. 100.00 100.0 np np 17.00 1 CASH No Friendly 1 17.0 No No No No ATM CASHONLY 102261020 08/14/86 11/17/86 C Completed United States US Home Shopping Network Inc 2501 118th Ave North 437351 5961/4833 5961 437351 US United States WKJL-TV 929KJL 4833 4833 Priv. 100.00 100.0 np np 15.00 1 CASH No Friendly 1 15.0 No No No No HSN CASHONLY 13655020 08/15/86 05/08/87 C Completed United States US Gibraltar Financial Corp, Beverly Hills,California 911 Wilshire Blvd 374658 6036/6162/6552/6712 6036 374658 US United States Santa Clara Savings, Santa Clara, California 80166Q 6035 6035 1 Drexel Burnham Lambert Priv. 100.00 100.0 np np 17.60 2 COM No Friendly 1 17.6 No No No No GFC CASH 15643020 08/18/86 08/18/86 C Completed United States US Federal Realty Investment Trust 1626 East Jefferson Street 313747 6798/6552/6512 6798 313747 US United States Laurel Centre Open-Air Mall Baltimore-Washington Blvd 51863Q 6512 6512 Priv. 41.08 25.25 33.67 100.00 100.0 np np 29.70 3 COM No Friendly 1 12.2 No No No No FRT LIA CASH 105897020 08/18/86 01/06/87 C Completed United States US Laurentian Capital Corp (Imperial Life Assurance Co of Canada) 640 Lee Road/303 519256 6311/6321/6719 6311 20690B KP Kidder Peabody & Co Inc 1 US United States Loyal American Life Insurance Co (Imperial Life Assurance Co of Canada) 2460 Government Blvd 548865 6311 6311 Sub. 100.00 100.00 100.0 71.250 59.300 71.25 1 COM No Friendly 1 No No No No Kidder Peabody & Co Inc LQ 12644020 08/20/86 12/23/86 C Completed United States US Southeast Banking Corp,Miami, Florida One Southeast Financial Center 841338 6021/6162/6159/6712 6021 841338 LAZ Lazard Freres & Co LLC 1 US United States First National Bank of Palm Beach Inc, Florida 255 County Rd 332324 6021 6021 1 Mason Best Priv. 100.00 100.0 294.721 294.721 87.00 1 CASH No Friendly 1 87.0 No No No No 0.87 0.87 Lazard Freres & Co LLC STB CASHONLY 12669020 08/20/86 04/17/87 C Completed United States US AmSouth Bancorp,Birmingham, Alabama 1900 Fifth Avenue North 032165 6712/6021 6712 032165 US United States First Tuskaloosa Corp, Tuskaloosa, Alabama 2330 University Blvd 337348 6021/6712 6021 Priv. 100.00 100.00 100.0 279.132 279.132 105.60 1 COM No Friendly 1 No No No No ASO 66.00 15783020 08/20/86 05/29/88 C Completed United States US Comerica Inc 500 Woodward Avenue 200340 6022/6712 6022 200340 US United States MetroBanc Federal Savings Bank,Grand Rapids,Michigan 201 Monroe 591644 6035 6035 Public 100.00 100.00 100.0 304.219 302.157 43.00 2 PFD No Friendly 1 43.0 No No No No MTBC CMCA 21.50 Suite 3100 CASH 242273020 08/22/86 08/22/86 C Completed United States US Convergent Technologies Inc 2700 N First St 212479 3571/7372 3571 212479 US United States Display Data Corp 25339A 7376/7372/7379/7374 7376 Priv. 100.00 100.00 100.0 50.350 50.350 50.35 1 COM No Friendly 1 No No No No CVGT 15167020 08/22/86 12/26/86 C Completed United States US Revlon Group Inc 237 Park Avenue 761522 2844/2834/3827/3812/3229/5912 2844 761522 DBL Drexel Burnham Lambert 1 01 US United States Frigitronics Inc 770 River Road 358640 3841/2834 3841 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 120.184 118.845 112.00 1 CASH No Hostile 1 -2.817 112.0 No No No No 1.0 1.0 0.87 0.87 Drexel Burnham Lambert FRG REV 35.50 34.50 /5411/3826 CASHONLY 13634020 08/25/86 05/29/87 C Completed United States US Lincoln Financial Corp,Fort Wayne,Indiana 116 E Berry St 533552 6021/6712 6021 533552 US United States SSB Bancorp,Shipshewana, Indiana 78464Q 6021/6712 6021 Priv. 100.00 100.00 100.0 11.000 11.000 11.00 1 COM No Friendly 1 No No No No LFIN Lincoln National Bank Tower 19858020 08/25/86 12/26/86 C Completed United States US Security Bancorp Inc, Southgate,Michigan 16333 Trenton Rd 813771 6022/6712 6022 813771 US United States Trenton Bank & Trust Co, Trenton,Michigan 2675 W Jefferson 894885 6022 6022 Priv. 100.00 100.00 100.0 12.287 np 12.30 1 CASH No Friendly 1 12.3 No No No No SECB 68.00 CASHONLY 15111020 08/26/86 12/09/86 C Completed United States US Continental Illinois Corp 211485 6022/6162/6159/6712 6022 211485 US United States First National Bank of Western Springs, Illinois 4456 Wolf Rd 335124 6021 6021 Priv. 100.00 100.0 np np 10.50 1 CASH No Friendly 1 10.5 No No No No CIL CASHONLY 15359020 08/27/86 10/14/86 C Completed United States US Texfi Industries Inc 5400 Glenwood Ave 882895 2221/2257/2258 2221 882895 US United States Highland Yarn Mills Inc 43086Q 2281/2282/2299 2281 Priv. 100.00 100.00 100.0 np np 13.00 1 CASH No Friendly 1 13.0 No No No No TXF Suite 318 CASHONLY 12297020 08/28/86 05/18/87 C Completed United States US Pacific Western Bancshares, San Jose,California 333 West Santa Clara St 695072 6022/6722/6162/6552/6712 6022 695072 PBCF Prudential-Bache Capital Fund 1 01 US United States Cobanco Inc,Santa Cruz, California 55 River St 190748 6022/6712/7374 6022 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 341.201 341.201 34.30 1 COM No Friendly 1 No No No No 0.05 0.05 0.3 0.3 Prudential-Bache Capital Fund CBCO PAWB 14.28 15163020 08/28/86 12/26/86 C Completed United States US Johnson & Johnson One Johnson & Johnson Plaza 478160 2834/3841/3843/2833/2836/2844 2834 478160 FBC First Boston Corp 1 US United States Frigitronics Inc-Intraocular Lens Business, Certain Assets (Revlon Group) 770 River Rd 35864Z 3851 3851 1 Drexel Burnham Lambert Sub. 100.00 100.0 np np 100.00 1 CASH No Friendly 1 100.0 No No No No First Boston Corp JNJ /2676/3851/2297/5047/5048/5122 CASHONLY /8731 23318020 08/28/86 11/05/86 C Completed United States US Owens-Corning Fiberglas Corp Fiberglass Tower 690734 3229/3296/2952/2621/2821 3229 690734 GS/DR/FREEMAN Goldman Sachs & Co 3 US United States Owens-Corning Fiberglas Corp Fiberglass Tower 690734 3229/3296/2952/2621/2821 3229 Public 20.53 18.48 100.00 100.0 2,991.411 2976.718 2,447.10 3 JRSUBDEB No Not Appl. 2 1,492.7 No No No No 25.0 27.1 Goldman Sachs & Co OCF OCF 81.63 Dillon, Read & Co Inc CASHDIV 1.5 Dillon, Read & Co Inc Brian M. Freeman COMDIV 0.6 Brian M. Freeman 13801020 08/28/86 05/15/87 C Completed United States US Tender Loving Care Health Care Services Inc(Staff Builders Inc) 1 Hollow La 880329 7363 7363 852376 LAZ Lazard Freres & Co LLC 1 01 US United States Staff Builders Inc 122 E 42nd St 852376 8742 8742 1 Bear Stearns & Co Inc Public 6.04 12.33 81.63 100.00 100.0 41.472 38.944 40.55 1 COM No Friendly 3 2.5 No No No No 0.6 0.6 0.4 0.4 Lazard Freres & Co LLC STAF TLCI 12.80 15721020 08/29/86 11/06/86 C Completed United States US Arvin Industries Inc One Noblitt Plaza 043339 3714/3479/3465/3724/8734/8731 3714 043339 MLCM Merrill Lynch Capital Markets 1 US United States Maremont Corp (Alusuisse of American Inc/Swiss Aluminum Ltd) 200 East Randolph St 566472 3714/3292/3484/5013 3714 1 First Boston Corp Sub. 100.00 100.0 np np 245.00 2 LIA No Friendly 1 245.0 No No No No Merrill Lynch Capital Markets ARV PO Box 3000 /3083 CASH 19433020 08/29/86 08/29/86 C Completed United States US Boothe Financial Corp 100 Bush St 099467 6159/6162/6531/6512/7379 6159 099467 US United States Robert Half International Inc 100 Bush St 770323 7361/7363 7361 Public 100.00 100.0 np np 20.00 2 NOTE No Friendly 1 20.0 No No No No RHII BCMP CASH 19830020 08/29/86 11/07/86 C Completed United States US Louisiana-Pacific Corp 414 Union Streeet 546347 2421/2493/2435/2436/2431/2611 2421 546347 US United States Timber Realization Co- California Timber Properties 88708Q 0811 0811 1 First Boston Corp Sub. 100.00 100.0 np np 95.00 1 CASH No Friendly 1 95.0 No No No No LPX Suite 2000 /5031/5211 CASHONLY 25093020 09/02/86 08/21/87 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 US United States Saving&Loan Association of Southington,Connecticut 805237 6035 6035 Priv. 100.00 100.00 100.0 17.149 np 17.20 1 COM No Friendly 1 No No No No HNAT 45.13 19761020 09/02/86 12/09/86 C Completed United States US Lamson & Sessions Co 25701 Science Park Dr 513696 3643/3644/5063 3643 513696 SLB Shearson Lehman Brothers 1 US United States TBG Inc-Carlon Division (Thyssen-Bornemisza NV) 1211 Ave of the Americas 87218Z 3084/3644 3084 1 Salomon Brothers Sub. 100.00 100.0 np np 85.00 1 CASH No Friendly 1 85.0 No No No No Shearson Lehman Brothers LMS CASHONLY 22413020 09/02/86 12/29/86 C Completed United States US SunTrust Banks Inc,Atlanta, Georgia 303 Peachtree Street Ne 867914 6021/6022/6712 6021 867914 KEEFE Keefe Bruyette & Woods Inc 1 01 US United States Third National Corp,Nashville, Tennessee Third National Bank Bldg 884280 6021/6163/6141/6712 6021 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 3,804.740 3697.898 758.00 1 COM No Friendly 1 No No No No 1.25 1.25 Keefe Bruyette & Woods Inc TDAT STI 40.08 19883020 09/02/86 11/04/86 C Completed United States US Triton Group Ltd(Fuqua Industries Inc) 1020 Prospect St 896755 5088/5113/6552/6719 5088 361028 US United States US Press Inc(Intermark Inc) 101 Broadway 912397 2752/2759/6719 2752 Sub. 100.00 100.00 100.0 np np 31.30 1 COM No Friendly 1 No No No No TGL 2nd Floor 15593020 09/03/86 12/30/86 C Completed United States US Louisiana-Pacific Corp 414 Union Streeet 546347 2421/2493/2435/2436/2431/2611 2421 546347 US United States Kirby Forest Industries Inc (Santa Fe Industries/Santa Fe Southern Pac) 600 Jefferson 49726Q 2421/2435/2411/2431/1311/5211 2421 1 Salomon Brothers Sub. 100.00 100.0 np np 315.00 1 CASH No Friendly 1 315.0 No No No No LPX Suite 2000 /5031/5211 CASHONLY 14790020 09/04/86 10/16/86 C Completed United States US Hudson Foods Inc 1225 Hudson Rd 443782 2015 2015 443782 DLJ Donaldson Lufkin & Jenrette 1 US United States Corbett Enterprises Inc 970 Farmington Ave 218142 2015 2015 1 Advest Inc Priv. 100.00 100.0 np np 61.70 1 CASH No Friendly 1 61.7 No No No No Donaldson Lufkin & Jenrette HFI CASHONLY 24286020 09/05/86 08/31/87 C Completed United States US Great Western Financial Corp, Chatsworth,California 9200 Oakdale Avenue 391442 6035/6162/6141/6331/6531/7359 6035 391442 SLB Shearson Lehman Brothers 1 01 US United States Southern Home Savings Bank, Pensacola,Florida 251 West Garden St 843055 6022/6162 6022 2 Kallop Public 100.00 100.00 100.0 207.881 207.881 27.10 1 COM No Friendly 1 No No No No 0.02 0.471 Shearson Lehman Brothers SJY GWF 26.20 /6211/6552/6712 Williams Securities Group 0.451 102044020 09/08/86 07/13/87 C Completed United States US Newell Co 29 East Stephenson Street 651192 3229/3089/3262/3411/3221/3363 3229 651192 ROTHSCHILD Rothschild Inc. 1 US United States Anchor Hocking Corp 29 E Stephenson St 033047 3229/3262/3466/3089/3429/5023 3229 1 Kidder Peabody & Co Inc Public 36.81 63.19 85.58 100.0 470.403 466.228 340.68 3 CASH No Friendly 1 125.4 No No No No 2.53 2.53 Rothschild Inc. NWL NWL 32.00 /3086/5251/5719 SUBDEB CVTPFD 15800020 09/08/86 10/24/86 C Completed United States US First Financial Management Corp 5660 New Northside Drive 320245 7374/7372/5045/7389/7359/6035 7374 025816 ROBINSON Robinson-Humphrey Co 1 US United States Mid-Continent Computer Services Inc(First Columbia Financial Corp) 5850 S Ulster Circle 59528Q 7374 7374 1 Drexel Burnham Lambert Sub. 100.00 100.00 100.0 np np 28.60 1 CASH No Friendly 1 28.6 No No No No Robinson-Humphrey Co FFM Suite 1400 CASHONLY 19272020 09/08/86 11/26/86 C Completed United States US Harman International Industries Inc 400 Atlantic Street 413085 3651/5065 3651 413086 US United States Penril Corp-Consumer Products Group 5520 Randolph Rd 70935Q 3651 3651 Sub. 100.00 100.0 np np 11.00 1 CASH No Friendly 1 11.0 No No No No HAR 15Th Floor CASHONLY 20029020 09/09/86 12/19/86 C Completed United States US Delta Air Lines Inc Hatsfield Atlanta Intl Airport 247361 4512 4512 247361 GS Goldman Sachs & Co 1 US United States Western Airlines Inc 6060 Avion Dr 957586 4512 4512 1 Dillon, Read & Co Inc Public 50.00 50.00 100.00 100.0 858.732 858.027 860.00 2 COM No Friendly 1 430.0 No No No No 2.75 2.75 4.285 4.285 Goldman Sachs & Co WAL DAL 12.50 1030 Delta Bvld CASH 20061020 09/09/86 11/02/88 C Completed United States US Whittaker Corp 10880 Wilshire Blvd 966680 2834/3825/5122/5013/5074 2834 966680 US United States Whittaker Corp 10880 Wilshire Blvd 966680 2834/3825/5122/5013/5074 2834 Public 100.00 50.00 50.0 456.179 482.903 212.00 1 CASH No Not Appl. 1 212.0 No No No No WKR WKR 32.88 CASHONLY 22714020 09/11/86 12/03/86 C Completed United States US Transworld Corp 605 Third Avenue 894076 4512/5812/5962/7011/6719 4512 894076 US United States American Medical Services Inc 1051 East Ogden Ave 027438 8051/8059/5912 8051 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 133.466 133.466 98.44 1 CASH No Friendly 1 98.4 No No No No 0.74 0.74 AMSR TW 21.35 CASHONLY 105683020 09/11/86 12/30/86 C Completed United States US ASARCO Inc 180 Maiden Lane 043413 1021/1031/1044/1041/1422/1222 1021 043413 FBC First Boston Corp 1 US United States Kennecott Corp-Ray Mines Division(Stanadard Oil/British Petroleum Co) 200 Public Square 48931M 1021/1031 1021 Sub. 74.23 25.77 100.00 100.0 np np 97.00 2 CASH No Friendly 1 72.0 No No No No First Boston Corp AR /2819/2869 EARN 19249020 09/15/86 09/15/86 C Completed United States US Standard Motor Products Inc 37-18 Northern Boulevard 853666 3714/3694/3699/5013/3519/7538 3714 853666 US United States Parker Hannifin Corp-EIS Division 17325 Euclid Ave 70109K 3714 3714 Sub. 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No SMP /7537 CASHONLY 102315020 09/15/86 12/30/86 C Completed United States US Texas Air Corp 333 Clay St 882138 4512/6719 4512 882138 DBL Drexel Burnham Lambert 1 US United States People Express Inc North Terminal 709764 4512/6719 4512 1 Morgan Stanley & Co Public 60.79 22.21 17.00 96.21 96.2 983.677 978.877 289.50 3 COM No Friendly 1 176.0 No No No No Drexel Burnham Lambert PEXP TEX Ste 4040 Newark International Airport REDCUMPFD CASH 14834020 09/16/86 10/24/86 C Completed United States US Armstrong Rubber Co 500 Sargent Dr 042465 3011 3011 042465 FIRST-CHI-CAP First Chicago Capital Markets 1 US United States Dayco Corp-World Wide Rubber Operations 333 West 1st St 23957Q 3052/3494/3429 3052 1 Salomon Brothers Sub. 100.00 100.0 np np 185.00 1 CASH No Friendly 1 185.0 No No No No First Chicago Capital Markets ARM CASHONLY 22082020 09/16/86 10/31/86 C Completed United States US Reebok International Ltd 1895 J.W. Foster Boulevard 758110 3021/3149/2329/2339/2353/2389 3021 758110 US United States Rockport Co 77381Q 3131/3142/3143/3144/3149 3131 Priv. 100.00 100.0 np np 118.50 1 CASH No Friendly 1 118.5 No No No No RBK /2385 CASHONLY 14671020 09/17/86 11/12/86 C Completed United States US American Home Products Corp 5 Giralda Farms 026609 2834/2836/2844/3841/3829/2048 2834 026609 MLCM Merrill Lynch Capital Markets 1 US United States Chesebrough-Pond's Inc- Hospital Products Division 33 Benedict Place 16533Z 3842/3841/3829/2844 3842 1 Shearson Lehman Brothers Sub. 100.00 100.00 100.0 np np 260.00 1 CASH No Friendly 1 No No No No Merrill Lynch Capital Markets AHP /2032/2099/2096/8731 CASHONLY 15267020 09/17/86 10/21/86 C Completed United States US Bell Atlantic Corp 1095 Avenue Of The Americas 077853 4813/4812/4899/7372 4813 077853 LAZ Lazard Freres & Co LLC 1 US United States Greyhound Capital Corp,BID Corp(Greyhound Corp) Greyhound Tower 39800Q 7377 7377 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 140.00 1 CASH No Friendly 1 140.0 No No No No Lazard Freres & Co LLC BEL CASHONLY 25029020 09/17/86 01/02/87 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 01 US United States OmniBank Corp,Wyandotte, Michigan 3200 Biddle Ave 681914 6022/6712 6022 1 Dillon, Read & Co Inc Public 55.06 100.00 100.0 161.91 161.610 51.40 2 CASH No Friendly 1 23.1 No No No No 0.45 0.45 NBD 66.50 /6022/6021 COM 101782020 09/18/86 12/26/86 C Completed United States US Metromedia Inc 1 Harmon Plz 591690 4833/4832/7312/7319/7331/7322 4833 591690 US United States Graphic Scanning Corp- New England,Northeastern Cellular Teleph 38868L 4812 4812 1 Drexel Burnham Lambert Sub. 100.00 100.0 np np 145.00 1 CASH No Friendly 1 145.0 No No No No MET CASHONLY 21854020 09/18/86 12/31/86 C Completed United States US Union Pacific Corp Eighth and Eaton Avenues 907818 4011/1311/1382/2911/1221/1222 4011 907818 DR Dillon, Read & Co Inc 1 US United States Overnite Transportation Co 1000 Semmes Ave 690326 4213 4213 1 Morgan Stanley & Co Public 100.00 98.37 100.0 1,158.810 1158.810 1,179.30 1 CASH No Friendly 1 1,179.3 No No No No 5.12 5.12 4.587 4.587 Dillon, Read & Co Inc OVT UNP 43.25 /1094/1474/4213/4212 CASHONLY 25510020 09/18/86 12/30/86 C Completed United States US Honeywell Inc 101 Columbia Road 438506 3822/3823/3825/7373/3674/3812 3822 019512 DR Dillon, Read & Co Inc 1 US United States Unisys Corp-Sperry Aerospace Group 1 Burroughs Pl 90921M 3761/3764/3769 3761 2 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 1,030.00 1 CASH No Friendly 3 1,030.0 No No No No Dillon, Read & Co Inc HON /3728/1731/5063/5065/5085 Shearson Lehman Brothers CASHONLY 14842020 09/22/86 10/01/86 C Completed United States US Ashton-Tate Corp 20101 Hamilton Ave 045080 7372/7375 7372 045080 US United States Decision Resources Group 8 New England Executive Park 24348E 8731/8748 8731 Priv. 100.00 100.0 np np 12.90 1 CASH No Friendly 1 12.9 No No No No TATE CASHONLY 14976020 09/22/86 12/03/86 C Completed United States US National Distillers & Chemical Corp 99 Park Ave 635655 2819/2821/2085/2084/5984/6311 2819 635655 FBC First Boston Corp 1 US United States Enron Chemical Corp(Enron Corp) 3100 Gold Rd 29361C 2869/2821/3089 2869 1 Drexel Burnham Lambert Sub. 5.63 100.00 100.0 np np 604.00 2 LIA No Friendly 1 570.0 No No No No First Boston Corp DR /6321/6331/6351 CASH 15551020 09/22/86 10/09/86 C Completed United States US Price Communications Corp 45 Rockefeller Plaza 741437 4833/4832/2711/2731/7312/4812 4833 741437 MS Morgan Stanley & Co 1 US United States KSNF-TV(Kansas State Network Inc) 1502 S Cleveland Avenue 482SNF 4833 4833 Sub. 100.00 100.0 np np 11.80 2 NOTE No Friendly 1 11.8 No No No No Morgan Stanley & Co PR Ste 3201 CASH 15751020 09/22/86 11/03/86 C Completed United States US Univar Corp 1600 Norton Bldg 913353 5169/5191 5169 913353 PBS/FBC Prudential-Bache Securities 2 US United States McKesson Chemical Co(McKesson) 1 Post St 58155F 5169 5169 Sub. 100.00 100.00 100.0 np np 68.00 2 LIA No Friendly 1 68.0 No No No No Prudential-Bache Securities UVX First Boston Corp CASH First Boston Corp 13362020 09/22/86 02/13/87 C Completed United States US Bank of New York Co Inc,New York,New York One Wall Street 064057 6021/6022 6021 064057 MLCM Merrill Lynch Capital Markets 1 US United States North American Bancorp Inc (Banca Commerciale Italiana/ Italy) 1401 Franklin Ave 65674Q 6021/6022/6712 6021 1 Lehman Brothers International Sub. 100.00 100.0 np np 300.00 2 NOTE No Friendly 1 300.0 No No No No Merrill Lynch Capital Markets BK CASH 22719020 09/23/86 12/31/86 C Completed United States US Eaton Corp 1111 Superior Ave 278058 3593/3594/3829/3566/3823/3492 3593 278058 US United States American Nucleonics Corp 696 Hampshire Rd 028671 3663/3429 3663 1 Hambrecht & Quist Public 100.00 100.00 100.0 21.226 np 24.51 1 CASH No Friendly 1 24.5 No No No No 0.622 0.652 AMNU ETN 3.03 Eaton Center /3511/3569/5085/5087/3491 CASHONLY 25871020 09/23/86 06/29/87 C Completed United States US NVHomes LP 1355 Beverly Rd 62945H 1531 1531 62945H DLJ/MARYLAND-NB Donaldson Lufkin & Jenrette 2 US United States Ryan Homes Inc 100 Ryan Ct 783498 1521/1522/2452/8741/6162 1521 1 Shearson Lehman Brothers Public 93.51 6.49 94.10 100.0 412.381 408.704 379.10 2 CASH No Hostile 2 6.667 354.5 No No No No 2.0 2.0 3.32 3.32 Donaldson Lufkin & Jenrette RYN NVH 45.00 48.00 Suite 111 Maryland National Bank LPUNIT Maryland National Bank 19536020 09/23/86 11/06/86 C Completed United States US Fleet Financial Group Inc, Providence,Rhode Island 50 Kennedy Plaza 338902 6021/6282/6211/6153/6162/6712 6021 338902 SBH Smith Barney, Harris Upham 1 US United States Security Pacific Mortgage Corp (Security Pacific Corp) 2460 W 26th St 81482Q 6162 6162 Sub. 100.00 100.00 100.0 np np 60.00 1 CASH No Friendly 1 60.0 No No No No Smith Barney, Harris Upham FLT CASHONLY 19695020 09/23/86 11/20/86 C Completed United States US Tenneco Inc 1275 King Street 880370 3523/3531/3537/3731/4923/2653 3523 880370 MS Morgan Stanley & Co 1 US United States Steiger Tractor Inc 3401 1st Ave North 858359 3523 3523 1 Dean Witter Reynolds Inc Public 100.00 100.00 100.0 28.221 28.221 15.30 1 CASH No Friendly 1 15.3 No No No No 2.175 2.175 Morgan Stanley & Co STGR TGT 3.50 /2631/2657/2679/3497/2656/2819 CASHONLY /2812/2899/1041/1044 20036020 09/23/86 12/03/86 C Completed United States US Danaher Corp 2200 Pennsylvania Avenue Nw 235851 3823/3825/3829/3423/3545/3559 3823 235851 DBL Drexel Burnham Lambert 1 US United States Western Pacific Industries Inc 345 Park Ave 959090 3452/3451/3089/3824/6719 3452 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 236.035 235.944 378.00 1 CASH No Friendly 2 378.0 No No No No Drexel Burnham Lambert WPI DHR 163.00 Suite 800W /3826/5049 CASHONLY 22751020 09/24/86 12/30/86 C Completed United States US Astec Industries Inc 1725 Shepherd Road 046224 3531/3532 3531 046224 MORGAN-KEEGAN Morgan Keegan Inc 1 02 US United States Barber-Greene Co 400 N Highland Ave 067131 3531/3535/3532 3531 1 Prudential-Bache Securities Public 71.15 28.85 100.00 100.0 51.709 51.709 25.30 3 WAR No Friendly 1 18.0 No No No No 0.4 0.4 Morgan Keegan Inc BARB ASTE 1.31 CASH COM 102720020 09/24/86 05/20/88 C Completed United States US MCO Holdings Inc 5847 San Felipe 552901 3334 3334 552901 DBL Drexel Burnham Lambert 1 01 US United States MAXXAM Group Inc(Triton Group Ltd) 5847 San Felipe 577771 3334/3354/3365/2426/6531/6552 3334 1 Bear Stearns & Co Inc Public 40.79 40.79 18.42 52.92 100.0 820.69 820.690 76.00 4 CASH No Friendly 1 31.0 No No No No 0.5 0.5 0.5 0.5 Drexel Burnham Lambert MXM MCO 14.63 Suite 2600 Suite 2600 COM SUBNOTE OPT 102254020 09/24/86 12/16/86 C Completed United States US Kaman Corp 1332 Blue Hills Avenue 483548 5084/5085/3721/3728/3761/3812 5084 483548 FBC First Boston Corp 1 US United States Raymond Engineering Inc (Raymond Int'l Inc) 217 Smith St 754705 3625/3629/3679/3545 3625 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 66.273 53.576 67.00 1 CASH No Friendly 1 67.0 No No No No First Boston Corp REIN KAMN 30.00 Po Box 1 /3822 CASHONLY 22727020 09/25/86 10/31/86 C Completed United States US Quaker Oats Co 321 N. Clark Street 747402 2045/2043/2041/2099/2087/2032 2045 747402 SAL/BEAR Salomon Brothers 1 US United States Anderson Clayton & Co 1100 Louisiana 033609 2047/2079/2075/2074/2048/3537 2047 1 First Boston Corp Public 100.00 76.85 100.0 634.525 633.895 800.80 1 CASH No Friendly 4 800.8 No No No No 2.5 2.5 3.392 3.392 Salomon Brothers AYL OAT 66.00 /2086 Bear Stearns & Co Inc InterFirst Plz Suite 3800 /3089 CASHONLY Bear Stearns & Co Inc 19664020 09/25/86 12/04/86 C Completed United States US Chesebrough-Pond's Inc 33 Benedict Place 165339 2844/2834/2842/2099/2369/2257 2844 165339 SLB Shearson Lehman Brothers 1 01 US United States Spectrum Group Inc (Chesebrough-Pond's) 8641 Baypine Rd 847621 2879/5191 2879 1 Dean Witter Reynolds Inc Sub. 100.00 100.00 100.0 80.478 80.478 72.367 1 CASH No Friendly 1 72.4 No No No No 0.15 0.15 Shearson Lehman Brothers CBM 13.11 /2098/2879/3089/3949/3021 CASHONLY 14514020 09/26/86 08/31/87 C Completed United States US Catalyst Energy Corp 245 Park Ave 148877 4911/4961 4911 148877 US United States Boston Edison Co-Boston Steam Generation and Distribution System 10059Q 4961 4961 Sub. 100.00 100.00 100.0 np np 32.50 1 CASH No Friendly 1 No No No No CE CASHONLY 23073020 09/26/86 11/12/86 C Completed United States US Centel Corp 5725 N East River Rd 151334 4813/4812/4899 4813 151334 US United States M/A-COM Information Systems Inc(M/A-Com Inc) 55261N 7375/4813 7375 1 Salomon Brothers Sub. 100.00 100.0 np np 85.00 1 CASH No Friendly 1 85.0 No No No No CNT CASHONLY 19663020 09/26/86 12/15/86 C Completed United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 US United States Specialty Papers Co 1 Specialty Place 84774W 2673/2671 2673 Priv. 100.00 100.00 100.0 22.137 np 22.00 1 COM No Friendly 1 No No No No JR 63.25 Post Office Box 2218 /2672 23408020 09/26/86 07/22/87 C Completed United States US Allied Supermarkets Inc 8711 Meadowdale 019537 5411/5912/5141/5122 5411 928869 DBL/E-M-WARBURG Drexel Burnham Lambert 2 02 US United States Vons Companies Inc 618 Michillinda Ave 928869 5411/5912/2026/2024/2051 5411 1 Donaldson Lufkin & Jenrette Public 41.88 100.00 100.0 677.500 732.900 227.30 4 LIA No Friendly 1 132.1 No No No No 5.0 5.0 3.375 3.375 Drexel Burnham Lambert VON ASU EM Warburg Pincus & Co Inc OPT EM Warburg Pincus & Co Inc CASH COM 14557020 09/29/86 10/31/86 C Completed United States US American City Business Journals Inc 3535 Broadway 025143 2711/2721/6719 2711 025143 US United States Business Journal Publications Corp 12326Q 2721 2721 Priv. 100.00 100.0 54.644 54.644 40.00 1 CASH No Friendly 1 40.0 No No No No AMBJ CASHONLY 22805020 09/30/86 04/02/87 C Completed United States US Trustcorp Inc,Toledo,Ohio Three SeaGate 89835J 6021/6022/6282/6733/6531/6411 6021 89835J 01 US United States Commercial Bankshares Corp, Adrian,Michigan 117 E Maumee 201605 6022/6712 6022 1 Chicago Corp Priv. 100.00 100.00 100.0 96.186 94.736 19.46 1 COM No Friendly 1 No No No No 0.295 0.295 TTCO 59.96 /6162/6311/4724/6712 P.O. Box 249 22889020 09/30/86 03/31/88 C Completed United States US Southeast Banking Corp,Miami, Florida One Southeast Financial Center 841338 6021/6162/6159/6712 6021 841338 01 US United States Popular Bankshares Corp, Miami,Florida 100 East Flagler St 733170 6022/7359/7379/7377/5045 6022 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 213.743 216.843 29.20 1 COM No Friendly 1 No No No No 0.15 0.15 PBAN STB 5.83 19655020 09/30/86 12/30/86 C Completed United States US Tel/Man Inc 728 North Pleasantburg Dr 879168 4813 4813 879168 ROBINSON Robinson-Humphrey Co 1 US United States SouthernNet Inc 61 Perimeter Park NE 844151 4813 4813 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 106.279 89.042 103.00 1 COM No Friendly 1 No No No No Robinson-Humphrey Co SOUT TMAN 2.52 Suite 200 14440020 10/01/86 10/01/86 C Completed United States US United Carolina Bancshares Corp,Whiteville,NC 127 West Webster Street 909796 6022/6712 6022 909796 US United States Bank of Greer,Greer South Carolina 304 West Wade Hampton Blvd 062455 6022 6022 Priv. 100.00 100.00 100.0 28.9 28.900 28.90 1 COM No Friendly 1 No No No No UCAR 15010020 10/01/86 12/03/86 C Completed United States US Eye Care Centers of America Inc 2553 Jackson-Keller Rd 302294 5995 5995 302294 US United States Eye Masters Inc 7550 Blue Bonnet Blvd 30229T 5995 5995 Priv. 100.00 100.0 np np 11.50 3 NOTE No Friendly 1 11.5 No No No No IPRO COM CASH 21885020 10/01/86 12/03/86 C Completed United States US Western Digital Corp 3355 Michelson Drive 958102 3572/3674 3572 958102 FBC First Boston Corp 1 US United States Paradise Systems Inc 69907Q 3679/3613 3679 1 LF Rothschild & Co Priv. 100.00 100.00 100.0 35.4 50.700 35.40 1 COM No Friendly 1 No No No No First Boston Corp WDC Suite 100 19842020 10/01/86 12/30/86 C Completed United States US Coleco Industries Inc 80 Darling Drive 193378 3944 3944 193378 US United States Tomy Corp,Tomy Canada Ltd(Tomy Kogyo Co) Box 6252 89013I 5092/3944 5092 1 Merrill Lynch Capital Markets Sub. 100.00 100.0 np np 62.00 1 CASH No Friendly 1 62.0 No No No No CLO CASHONLY 22892020 10/02/86 10/02/86 C Completed United States US Adelphia Communications Corp Main at Water Street 006848 4841/4812/4899/4813 4841 006848 US United States Prime Cable Corp-Buffalo, NY Cable TV Systems 74155H 4841 4841 Sub. 100.00 100.0 np np 172.50 1 CASH No Friendly 1 172.5 No No No No ADLMQ CASHONLY 23126020 10/02/86 11/11/86 C Completed United States US Ply-Gem Industries Inc 777 3rd Avenue 729416 2435/2436/2499/2674/3089/5031 2435 729416 DBL Drexel Burnham Lambert 1 US United States Variform Inc 303 W Major 92223F 3081/3442 3081 Priv. 100.00 100.00 100.0 np np 23.00 1 CASH No Friendly 1 23.0 No No No No Drexel Burnham Lambert PGI CASHONLY 14093020 10/02/86 05/04/87 C Completed United States US Newell Co 29 East Stephenson Street 651192 3229/3089/3262/3411/3221/3363 3229 651192 BEAR Bear Stearns & Co Inc 1 US United States William E Wright Co(Newell Co) South St 98232Q 3965/2396/2241 3965 1 Drexel Burnham Lambert Sub. 100.00 40.74 100.0 30.972 30.972 13.00 1 CASH No Friendly 1 13.0 No No No No 0.225 0.225 0.1 0.1 Bear Stearns & Co Inc NWL 15.13 /3086/5251/5719 CASHONLY 19960020 10/08/86 10/23/86 C Completed United States US Town & Country Jewelry Manufacturing Corp 25 Union St 892054 3911/5944 3911 892054 US United States Verilyte Gold Inc 14812 Venture Dr 92342Q 3911/5094 3911 Priv. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No TCJC CASHONLY 15498020 10/10/86 12/01/86 C Completed United States US Kay Jewelers Inc(Kay Corp/Balfour Maclaine Corp) 320 King St 486529 5944 5944 486429 DBL Drexel Burnham Lambert 1 US United States JB Robinson Jewelers Inc (WR Grace & Co) 600 Statler Office Tower 77078Q 5944 5944 1 Merrill Lynch Capital Markets Sub. 100.00 100.0 np np 53.00 1 CASH No Friendly 1 53.0 No No No No Drexel Burnham Lambert KJI 1127 Euclid Ave CASHONLY 14668020 10/13/86 12/21/86 C Completed United States US BSN Corp 1901 Diplomat 055716 5961/5941/2329/3949 5961 055716 US United States Cheerleader Supply Co 9150 Markville Dr 16307Q 5199 5199 Priv. 65.00 35.00 100.00 100.0 np np 20.00 2 EARN No Friendly 1 13.0 No No No No BSN CASH 14998020 10/13/86 11/06/86 C Completed United States US The LS Starrett Co 121 Crescent Street 855668 3545/3425/3423/3281/3499/3823 3545 855668 US United States Evans Rule Co(Masco Corp) 768 Frelinghuysen Ave 29921K 3999/3172/3171 3999 Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No SCX /5063/5084 CASHONLY 15131020 10/13/86 11/10/86 C Completed United States US Ocean Drilling & Exploration Co{Odeco}(Murphy Oil Corp) Odeco Bldg, 1600 Canal St 674786 1311/1381/1389 1311 626717 US United States Fluor Corp-Offshore Drilling Operations 144 Elk Place 34386Q 1381 1381 Sub. 42.86 57.14 100.00 100.0 np np 17.50 2 NOTE No Friendly 1 7.5 No No No No ODR PO Box 61780 Suite 1010 CASH 23285020 10/13/86 12/04/86 C Completed United States US Florida Progress Corp One Progress Plaza 341109 4911/5052/6159/8731/6311/6552 4911 144141 01 US United States Mid-Continent Life Insurance Co 1400 Classen Dr 595339 6311 6311 Priv. 90.81 100.00 100.0 nm nm 53.30 2 COM No Friendly 1 4.9 No No No No FPC 53.30 /6719/7359/7699/7352 CASH 19443020 10/13/86 11/15/87 C Completed United States US American Cablesystems Corp 55 Tozer Rd 024812 4841/6719 4841 024812 US United States Rogers Communications Inc- Los Angeles County Cable Television Sys 77511X 4841 4841 Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No ACN CASHONLY 19455020 10/13/86 04/01/87 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 US United States Roswell Bank, Georgia 77853Q 6022 6022 Priv. 100.00 100.0 np np 38.50 1 CASH No Friendly 1 38.5 No No No No FTU Floor 40 CASHONLY 13659020 10/14/86 01/12/87 C Completed United States US ARTRA Group Inc 500 Central Ave 043147 2673/2674/2671/7363/8748 2673 043147 US United States Sargent-Welch Scientific Co 7300 North Linder Ave 803701 3821/3827/3561/2599/3826/3829 3821 1 Duff & Phelps Public 100.00 100.00 100.0 66.552 66.552 98.52 1 CASH No Friendly 1 98.5 No No No No 0.075 0.075 SWS ATA 42.00 /5048/5049/5047 CASHONLY 108052020 10/14/86 12/29/86 C Completed United States US Time Inc Time & Life Building 887224 2721/2731/5192/4841/7822/7299 2721 887224 FBC First Boston Corp 1 US United States Scott Foresman & Co(SFN Cos/ SFN Holding Co) 1900 E Lake Ave 809741 2731 2731 Sub. 100.00 100.0 np np 520.00 1 CASH No Friendly 1 520.0 No No No No First Boston Corp TL Rockefeller Center CASHONLY 12797020 10/16/86 06/01/87 C Completed United States US Howard Bancorp,Burlington, Vermont 111 Main St 442495 6022/6021/6712 6022 442495 02 US United States Granite Savings Bank & Trust Co,Barre,Vermont 36 N Main St 387442 6022 6022 1 Sheshunoff & Co Inc Priv. 100.00 100.00 100.0 19.712 np 19.70 1 COM No Friendly 1 No No No No HOBC 1,642.68 23110020 10/16/86 03/09/87 C Completed United States US Washington National Corp 1630 Chicago Ave 939339 6311/6321/6552 6311 939339 US United States United Presidental Corp 217 Southway Blvd E 911333 6311/6719 6311 Public 100.00 59.09 100.0 65.588 65.521 48.90 1 CASH No Friendly 1 48.9 No No No No UPCO WNT 19.00 CASHONLY 121156020 10/20/86 01/06/87 C Completed United States US Tri-Star Pictures Inc 711 Fifth Ave 895583 7812/7822 7812 895583 US United States Loews Theaters Corp(Loews Corp) 666 5th Ave 540448 7832 7832 Sub. 100.00 100.0 np np 300.00 1 CASH No Friendly 1 300.0 No No No No TRSP CASHONLY 15738020 10/20/86 10/30/86 C Completed United States US On-Line Software International Inc Two Executive Drive 682180 7371 7371 682180 US United States Martin Marietta Corp-4 Software Systems,Sales Forces 6801 Rockledge Dr 57327F 7372 7372 Sub. 100.00 100.0 np np 35.00 1 CASH No Friendly 1 35.0 No No No No OSII CASHONLY 15972020 10/20/86 11/20/86 C Completed United States US IC Industries Inc One Illinois Center 449268 4011 4011 449268 GS Goldman Sachs & Co 1 US United States Ogden Food Products Corp (Ogden Corp) 365 W Passaic St 67636Q 2034/2032/2035/2099 2034 1 Allen & Co Inc Sub. 100.00 100.0 np np 320.00 1 CASH No Friendly 1 320.0 No No No No Goldman Sachs & Co ICX CASHONLY 22025020 10/21/86 12/02/86 C Completed United States US Envirodyne Industries Inc 701 Harger Rd 294037 3081/3082/3089/2656/2673 3081 294037 US United States RJR Archer Inc-Filmco Group (RJR Nabisco Inc) P.O Box 2716 74960J 3089 3089 1 Dillon, Read & Co Inc Sub. 100.00 100.0 np np 35.00 1 CASH No Friendly 1 35.0 No No No No ENVR Suite 190 CASHONLY 12503020 10/22/86 06/01/87 C Completed United States US Fluorocarbon Co 27611 La Paz Rd 343868 3061/3053/3087 3061 343868 SBH Smith Barney, Harris Upham 1 US United States Eaton Corp-Industrial Polymer Products Division 1199 S Chillicothe Rd 27805T 3714/3089 3714 1 First Boston Corp Sub. 100.00 100.0 np np 70.00 1 CASH No Friendly 1 70.0 No No No No Smith Barney, Harris Upham FCBN CASHONLY 12920020 10/22/86 04/03/87 C Completed United States US Baker International Corp 500 City Parkway West 057264 3533/3532/3569/3559/1389/5084 3533 057264 SLB Shearson Lehman Brothers 1 02 US United States Hughes Tool Co 6500 Texas Commerce Tower 444492 3533/3531/3532/1389/7359/7353 3533 1 Goldman Sachs & Co Public 100.00 100.00 100.0 814.291 1204.193 580.00 1 COM No Friendly 1 No No No No 0.875 0.875 2.2 2.2 Shearson Lehman Brothers HT BKO 8.30 /5082 600 Travis 20997020 10/23/86 07/31/87 C Completed United States US Gibraltar Financial Corp, Beverly Hills,California 911 Wilshire Blvd 374658 6036/6162/6552/6712 6036 374658 DWR Dean Witter Reynolds Inc 1 US United States First Savings Bank of Florida, Tarpon Springs 101 Federal Place 335903 6035 6035 Public 100.00 100.00 100.0 601.332 599.142 116.00 1 CASH No Friendly 1 116.0 No No No No Dean Witter Reynolds Inc FSBF GFC 43.00 CASHONLY 13997020 10/23/86 03/03/87 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 US United States USAmeribancs Inc, Highland Park, Illinois 513 Central Ave 90634V 6021/6022/6712 6021 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 1,293.696 1295.926 250.00 1 COM No Friendly 1 No No No No 1.563 1.563 NBD 50.57 /6022/6021 11801020 10/24/86 01/22/87 C Completed United States US Information Resources Inc 150 North Clinton Street 456905 3577/7372/7375/8742 3577 456905 US United States ABA Groups Inc 00036T 7379/7375 7379 Priv. 100.00 100.00 100.0 12.000 12.000 12.00 1 COM No Friendly 1 No No No No IRIC 13.90 23445020 10/24/86 12/03/86 C Completed United States US Harcourt Brace Jovanovich Inc 6277 Sea Harbour Drive 411631 2731/2721/2741/5049/6321/6411 2731 411631 FBC First Boston Corp 1 US United States CBS Inc-Educational & Professional Publishing Division 51 52nd St 12484L 2731 2731 Sub. 100.00 100.0 np np 500.00 1 CASH No Friendly 1 500.0 No No No No First Boston Corp HBJ /7996/7999 CASHONLY 22547020 10/24/86 06/29/87 C Completed United States US Valley National Corp,Phoenix, Arizona 241 North Central Avenue 920003 6021/6712 6021 920003 MS Morgan Stanley & Co 1 US United States Valley Utah Bancorp,Salt Lake City,Utah 50 WEST BROADWAY 920170 6021/6162/6712 6021 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 614.873 616.027 117.00 1 COM No Friendly 1 No No No No 1.364 1.364 0.489 0.489 Morgan Stanley & Co VUBN VNCP 32.93 12220020 10/27/86 02/13/87 C Completed United States US Genicom Corp 14800 Conference Center Drive 372282 3577/7378/5045/7372 3577 372282 US United States Centronics Data Computer Corp- Computer Printer Assets 1 Wall St 15640M 3577 3577 1 Shearson Lehman Brothers Sub. 100.00 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No GECM Suite 400 CASHONLY 15190020 10/27/86 01/02/87 C Completed United States US Genentech Inc 1 Dna Way 368710 2836/2834/8731/8071/2833/2819 2836 368710 FBC First Boston Corp 1 US United States Genentech Clinical Partners Ltd 460 Point San Bruno Blvd 36871M 8731/8734 8731 2 PaineWebber Priv. 100.00 100.00 100.0 274.679 284.679 270.00 1 COM No Friendly 1 No No No No First Boston Corp GENE /5122 Hambrecht & Quist 15191020 10/27/86 01/02/87 C Completed United States US Genentech Inc 1 Dna Way 368710 2836/2834/8731/8071/2833/2819 2836 368710 FBC First Boston Corp 1 US United States Genentech Clinical Partners II 460 Point San Bruno Blvd 36871Q 8731/8734 8731 1 PaineWebber Priv. 100.00 100.00 100.0 140.000 145.000 140.00 1 COM No Friendly 1 No No No No First Boston Corp GENE /5122 23219020 10/27/86 12/12/86 C Completed United States US Emerson Electric Co 8000 West Florissant Ave 291011 3823/3679/3621/3634/3825/3824 3823 291011 MORGAN-GUARANTY Morgan Guaranty Trust Co of NY 1 US United States Hazeltine Corp 500 Commack Rd 421596 3663/3575/3571/3812/3577 3663 1 Goldman Sachs & Co Public 100.00 100.00 100.0 172.012 171.782 189.10 1 CASH No Friendly 1 189.1 No No No No 0.25 0.25 2.5 2.5 Morgan Guaranty Trust Co of NY HZ EMR 30.00 P.O. Box 4100 /3646/3585/3545/3812/3669/3639 CASHONLY /5063/5065 19693020 10/27/86 12/30/86 C Completed United States US Knight-Ridder Inc One Herald Plaza 499040 2711 2711 499040 US United States State Recycler Inc 3383 East Gage Avenue 857323 3365 3365 1 Robinson-Humphrey Co Public 100.00 100.0 np np 300.00 1 CASH No Friendly 1 300.0 No No No No SRCY KRI CASHONLY 15257020 10/28/86 10/28/86 C Completed United States US First Southern Federal S&L Assn 851 S Beltline Hwy 336444 6035 6035 336444 SAL Salomon Brothers 1 US United States Great Southern Mortgage Corp (Great Southern Federal Savings Bank) 5901-C Peachtree-Dunwdy 39122Q 6162 6162 Sub. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No Salomon Brothers FSFA CASHONLY 21780020 10/28/86 01/05/89 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Nevada National Bancorp,Reno, Nevada 200 S Virginia St 641384 6021/6712 6021 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 566.744 568.235 38.00 1 CASH No Friendly 1 38.0 No No No No 0.15 0.15 NENB SPC 8.06 /6162/7374/6712 CASHONLY 19319020 10/28/86 12/08/86 C Completed United States US Emhart Corp 426 Colt Hwy 291210 3429/7379/7378/7374/7375/3949 3429 291210 MS Morgan Stanley & Co 1 01 US United States Planning Research Corp 1500 Planning Research Dr 727108 7372/7374/8741 7372 1 Goldman Sachs & Co Public 100.00 100.00 100.0 245.338 238.633 210.00 1 CASH No Friendly 1 210.0 No No No No 2.1 2.1 1.838 1.838 Morgan Stanley & Co DPEW EMH 31.50 /3524/3131/3625/3675/2891/3089 CASHONLY /3452/3559 108068020 10/29/86 03/24/87 C Completed United States US Harvard Industries Inc 3 Werner Way 417434 2522/3052/3312/3489/3679/3231 2522 417434 DBL Drexel Burnham Lambert 1 01 US United States Hayes-Albion Corp 2701 N Dettman Rd 420758 3561/3322/3363/3369/3451/3465 3561 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 55.003 54.916 49.80 1 CASH No Hostile 1 4.000 49.8 No No No No 0.6 0.6 Drexel Burnham Lambert HAY HAVA 12.50 13.00 /3499/7699 CASHONLY 107888020 10/29/86 10/29/86 C Completed United States US New World Pictures Ltd 1440 Sepulveda Blvd 649289 7812/7822 7812 649289 US United States Marvel Entertainment Group Inc(Cadence Industries Corp) 387 Park Avenue South 573913 2721 2721 Sub. 100.00 100.0 np np 46.00 1 CASH No Friendly 1 46.0 No No No No NWP CASHONLY 19964020 10/29/86 12/31/86 C Completed United States US Merck & Co Inc One Merck Drive 589331 2834/2836/8731/8733/8071/5122 2834 589331 US United States Vestal Laboratories Inc (Chemed Corp) 5035 Manchester Ave 92539Q 2842/2844 2842 Sub. 100.00 100.0 np np 67.40 1 CASH No Friendly 1 67.4 No No No No MRK Po Box 100 CASHONLY 14368020 10/30/86 12/03/86 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States Arkansas Gazette 112 West 3rd Ave 04086Q 2711 2711 Priv. 85.00 15.00 100.00 100.0 np np 60.00 2 LIA No Friendly 1 51.0 No No No No GCI P O Box 1821 CASH 14407020 10/30/86 12/17/86 C Completed United States US Borden Inc 180 East Broad Street 099599 2026/2024/2022/2021/2096/2051 2026 099599 US United States BCI Beatrice Dairy Products Inc(BCI Holdings Corp/Kohlberg Kravis Roberts) 16855 Northchase Dr 05534Z 2021/2022/2023/2024/2026 2021 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 315.00 1 CASH No Friendly 1 315.0 No No No No /2098/2032/2038/2064/2099/2891 CASHONLY /2842/2899/2869 105956020 10/31/86 12/30/86 C Completed United States US Lincoln National Corp 150 North Radnor Chester Road 534187 6351/6331/6321/6311 6351 534187 US United States Fireman's Fund Employers Insurance Co(American Express Co) 31818K 6311/6321/6331/6411 6311 1 Shearson Lehman Brothers Sub. 100.00 100.0 np np 215.00 1 CASH No Friendly 1 215.0 No No No No LNC CASHONLY 22911020 10/31/86 12/31/86 C Completed United States US American Greetings Corp 10500 American Rd 026375 2771/2679/3269/2499 2771 026375 US United States SMD Industries Inc 190 N Main St 784527 2499/2621 2499 1 Tucker Anthony Inc Public 100.00 100.00 100.0 21.173 21.173 14.40 1 CASH No Friendly 1 14.4 No No No No 0.05 0.05 SDI AGREA 8.50 CASHONLY 14457020 11/03/86 12/08/86 C Completed United States US Brunswick Corp 1 North Field Court 117043 3732/3519/3812/3949/7032/5091 3732 117043 SLB Shearson Lehman Brothers 1 US United States Bayliner Marine Corp 17825 59th Ave NE 072821 3732 3732 Priv. 88.24 11.77 100.00 100.0 425.000 425.000 425.00 2 COM No Friendly 1 375.0 No No No No Shearson Lehman Brothers BC /5088 CASH 25929020 11/03/86 12/31/86 C Completed United States US Shaklee Corp 444 Market St 819148 2834/2842/2844/5961 2834 819148 GS Goldman Sachs & Co 1 US United States Bear Creek Corp 2518 S Pacific Highway 073799 0181/5961/0175/5199/6719 0181 1 Dillon, Read & Co Inc Sub. 100.00 100.0 np np 123.00 1 CASH No Friendly 1 123.0 No No No No Goldman Sachs & Co SHC CASHONLY 106420020 11/03/86 12/30/87 C Completed United States US Management Science America Inc 3445 Peachtree Rd NE 561699 7372/5045 7372 561699 SAL Salomon Brothers 1 01 US United States COMSERV Corp 3400 Comserv Drive 205644 7372/5045/7374 7372 1 Dain Bosworth Inc Public 52.41 47.60 44.03 100.0 51.987 41.181 39.92 2 CASH No Friendly 1 20.9 No No No No 0.125 0.125 Salomon Brothers CMSV MSAI 2.21 LIA 23238020 11/03/86 12/16/86 C Completed United States US Computer Associates International Inc One Computer Associates Plaza 204912 7372/7379 7372 204912 01 US United States Integrated Software Systems Corp 10505 Sorrento Valley Rd 457914 7372 7372 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 37.152 36.988 68.70 1 CASH No Friendly 1 68.7 No No No No 0.7 0.7 ISCX CA 12.37 CASHONLY 13410020 11/04/86 04/15/87 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Orbanco Financial Services Corp 101 SW Fifth Ave 685551 6022/8748/6712 6022 1 Salomon Brothers Public 89.36 100.00 100.0 71.525 70.998 47.00 2 COM No Friendly 1 5.0 No No No No 0.4 0.4 ORBN SPC 15.50 /6162/7374/6712 CASH 15294020 11/05/86 11/05/86 C Completed United States US Rymer Co 4600 South Packers Avenue 783771 2013/2015/5146 2013 783771 US United States H & N Foods Inc 40404Q 2015 2015 Priv. 100.00 100.0 np np 10.00 2 NOTE No Friendly 1 10.0 No No No No RYR Suite 400 CASH 103339020 11/05/86 12/31/86 C Completed United States US PS Group Inc 4370 La Jolla Village Dr 693602 7359 7359 693624 US United States Statex Petroleum Inc(PS Group Inc) 300 Carpenter Freeway 857660 1311/1382 1311 1 Kidder Peabody & Co Inc Public 100.00 31.58 100.0 51.341 51.341 10.081 1 CASH No Friendly 1 10.1 No No No No 0.117 0.1 0.133 SEP PSA 9.00 Ste 1100 CASHONLY 14421020 11/06/86 12/30/86 C Completed United States US Fieldcrest Cannon(Amoskeag Co/ Dumaines Trust) 326 East Stadium Drive 316549 2281/2273/2392/2221/2211 2281 26457T KP Kidder Peabody & Co Inc 1 US United States BSI Management Inc P.O. Box 3089 05567Q 2273 2273 Priv. 100.00 100.0 np np 16.80 2 COM No Friendly 1 16.8 No No No No Kidder Peabody & Co Inc FLD CASH 12243020 11/06/86 08/13/87 C Completed United States US Hartford National Corp, Connecticut 777 Main St 416655 6021/6022/6162/6712 6021 416655 US United States Chester Bank, Chester, Connecticut Main St 165498 6022 6022 Priv. 100.00 100.00 100.0 22.385 np 22.40 1 COM No Friendly 1 No No No No HNAT 195.16 15316020 11/06/86 12/26/86 C Completed United States US Federal Co 1755D Lynfield Rd 313225 0251/2015/2041/2048/2099 0251 313225 MS Morgan Stanley & Co 1 US United States Harker's Inc 521 8th Ave SW 41255Q 2013/2015/2022/2033 2013 1 Shearson Lehman Brothers Priv. 100.00 100.00 100.0 np np 88.00 1 CASH No Friendly 1 88.0 No No No No Morgan Stanley & Co FFF Suite 149 CASHONLY 22802020 11/07/86 01/14/87 C Completed United States US Wickes Cos Inc 3340 Ocean Park Blvd 967442 3714/3494/3465/3694/3585/3678 3714 967442 DBL Drexel Burnham Lambert 1 US United States Collins & Aikman Corp 210 Madison Ave 194828 2221/2273/2231/2257/2621 2221 1 Goldman Sachs & Co Public 100.00 100.00 100.0 1,245.637 1243.036 1,156.90 1 CASH No Friendly 1 1,156.9 No No No No 6.25 6.25 5.8 5.8 Drexel Burnham Lambert CK WIX 53.00 /3496/3643/3728/2679/2273/2221 CASHONLY /2281/5211/5251/5712/5714 22954020 11/10/86 12/30/86 C Completed United States US CPC International Inc International Plaza 126149 2034/2032/2091/2035/2033/2046 2034 126149 US United States Arnold Foods Co Inc 10 Hamilton Ave 04251Z 2051 2051 1 Kidder Peabody & Co Inc Priv. 100.00 100.0 np np 145.00 1 CASH No Friendly 1 145.0 No No No No CPC PO Box 8000 /2062/2099/2045/2041 CASHONLY 14074020 11/10/86 01/05/87 C Completed United States US General Development Corp(VMS Realty Partners Inc) 1111 South Bayshore Dr 369497 6552/1531 6552 91827K US United States Vistana Resort 13500 State Rd 535 92838Q 6513/6531 6513 Priv. 100.00 100.0 np np 33.75 1 CASH No Friendly 1 33.8 No No No No GDV CASHONLY 23018020 11/11/86 12/23/86 C Completed United States US Phelps Dodge Corp One North Central Avenue 717265 1021/3331/3351/3357/3494/2895 1021 717265 US United States Columbian Chemicals Co 1600 Parkwood Cir 19864Q 2895/2816 2895 1 Lazard Freres & Co LLC Priv. 100.00 100.0 np np 240.00 1 CASH No Friendly 1 240.0 No No No No PD /3714 Suite 400 CASHONLY 15750020 11/11/86 12/31/86 C Completed United States US Chicago Pacific Corp 55 E Monroe St 167872 3635/3633/3639/2519/3631/2842 3635 167872 US United States McGuire Furniture Co 1201 Bryant St 58073Q 2511/5712 2511 Priv. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No CPA /2844 CASHONLY 23089020 11/11/86 12/30/86 C Completed United States US First Data Resources(American Express Travel Related Svcs/ Amer Express) 10834 Old Mill Rd 320064 7374/7323/8721/5961 7374 025816 SLB Shearson Lehman Brothers 1 US United States Systems Associates Inc 412 East Blvd 871882 7373/7372/7374 7373 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 33.484 33.444 33.80 1 CASH No Friendly 1 33.8 No No No No Shearson Lehman Brothers SAIN FDRI 13.25 CASHONLY 22720020 11/12/86 01/14/87 C Completed United States US Mead Corp Courthouse Plaza NE 582834 2631/2621/2671/2653/2611/5111 2631 582834 MS Morgan Stanley & Co 1 01 US United States Ampad Corp 330 Whitney Ave 032009 2678/2679/2761/2782/2677/2675 2678 3 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 147.09 147.090 120.20 1 CASH No Friendly 1 120.2 No No No No 1.4 1.4 1.202 1.402 Morgan Stanley & Co AMPD MEA 22.50 /5112/7375 JC Bradford & Co CASHONLY Mabon Nugent & Co 0.2 24897020 11/12/86 04/22/87 C Completed United States US Holiday Corp 1023 Cherry Rd 435071 7011/6794/7999/6719/7993 7011 435071 FBC/DBL First Boston Corp 2 US United States Holiday Corp 1023 Cherry Rd 435071 7011/6794/7999/6719/7993 7011 Public 79.15 20.85 100.00 100.0 3,139.779 3312.842 1,950.30 2 CASHDIV No Not Appl. 1 1,543.6 No No No No 2.25 19.25 First Boston Corp HIA HIA 82.13 Drexel Burnham Lambert COMDIV 17.0 Drexel Burnham Lambert 23082020 11/12/86 11/18/86 C Completed United States US BSN Corp 1901 Diplomat 055716 5961/5941/2329/3949 5961 055716 US United States Medalist Industries Inc-All American Division 1320 Taylor St 58403F 7219 7219 Sub. 100.00 100.0 np np 13.40 2 COM No Friendly 1 13.4 No No No No BSN P.O. Box 4013 CASH 19804020 11/12/86 12/23/86 C Completed United States US ServiceMaster Industries Inc 2300 Warrenville Rd 817613 7349/8741/0782/7342 7349 817613 US United States Terminix International Inc 855 Ridge Lake Blv 88086Q 7342 7342 1 Goldman Sachs & Co Priv. 36.36 100.00 100.0 np np 165.00 2 EARN No Friendly 1 105.0 No No No No SVM CASH 15264020 11/13/86 12/30/86 C Completed United States US Chock Full O'Nuts Corp 370 Lexington Ave 170268 2095/2099/0723/5159/5812/6517 2095 170268 US United States Greenwich Mills Co 39687Q 5499 5499 Priv. 71.43 28.57 100.00 100.0 np np 42.00 2 NOTE No Friendly 1 30.0 No No No No CHF CASH 26071020 11/14/86 02/27/87 C Completed United States US Aluminum Co of America 425 Sixth Avenue 022249 5051/2819/1099/3356/3354/3353 5051 022249 FBC First Boston Corp 1 01 US United States TRE Corp 10880 Wilshire Blvd 872628 3429/3728/3724/3674/3432/3559 3429 1 Shearson Lehman Brothers Public 100.00 100.00 100.0 277.896 270.381 320.02 1 CASH No Friendly 1 320.0 No No No No 1.0 1.0 3.2 3.2 First Boston Corp TRE AA 46.38 Alcoa Building /3355/3341/3334 CASHONLY 23177020 11/17/86 07/09/87 C Completed United States US Commonwealth Bancshares Corp, Norriston,Pennsylvania 101 West Third Street 202690 6022/6021 6022 202690 01 US United States First Bank,Troy,North Carolina Po Box 925 31927R 6021/6022 6021 1 LSC Financial Services Sub. 100.00 95.02 100.0 68.488 68.488 16.20 1 COM No Friendly 1 No No No No 0.02 0.02 CBKS 3,410.00 108147020 11/17/86 12/31/86 C Completed United States US Eastman Kodak Co 343 State Street 277461 3861/3577/3555/2821/5043/5085 3861 277461 US United States Fox Photo Inc 8750 Tesoro Dr 351469 7384/5043/5946 7384 Public 100.00 100.00 100.0 124.997 124.354 95.50 1 CASH No Friendly 1 95.5 No No No No FPI EK 30.00 /5045/3829/3571/7372/7375 CASHONLY 23263020 11/17/86 04/22/87 C Completed United States US INTERCO Inc 10 South Broadway 458506 2512/2511/5311/5661/3143/2337 2512 458506 SAL Salomon Brothers 1 02 US United States Lane Co Inc E Franklin Ave 515480 2511/2512/2514/2521/2519 2511 1 Goldman Sachs & Co Public 3.06 96.94 96.10 100.0 476.016 447.794 503.20 1 COM No Friendly 1 15.4 No No No No 2.2 2.2 3.774 3.774 Salomon Brothers LANE ISS 63.38 P.O. Box 151 15680020 11/17/86 11/17/86 C Completed United States US Templeton Energy Inc 333 North Belt 880194 1311 1311 880194 US United States Louisiana Energy & Development Corp 54623N 1311 1311 Priv. 76.08 23.92 100.00 100.0 np np 20.90 2 EARN No Friendly 1 15.9 No No No No TMPL Ste 400 CASH 21634020 11/17/86 12/30/86 C Completed United States US Lomas & Nettleton Financial Corp 2001 Bryan Tower 541534 6162/6211/6311/6153 6162 541534 MLCM Merrill Lynch Capital Markets 1 US United States MNet Corp(MCorp) 1704 Main St 60691T 7389/6162/6211/6099 7389 1 First Boston Corp Sub. 33.33 66.67 100.00 100.0 np np 300.00 3 CVTPFD No Friendly 1 100.0 No No No No Merrill Lynch Capital Markets LNF NOTE CASH 19789020 11/17/86 12/02/86 C Completed United States US Advanced Telecommunications Corp Suite 2100 007923 4813 4813 007923 US United States Telemarketing Communications of Greater New Orleans Inc 87942Q 4813 4813 Priv. 100.00 100.0 np np 15.00 1 CASH No Friendly 1 15.0 No No No No ATEL 945 E Paces Ferry Rd CASHONLY 13970020 11/17/86 03/31/87 C Completed United States US PACCAR Inc 777 106th Ave NE 693718 3711/3531/3532/7513/6159/3713 3711 693718 US United States Trico Industries Inc 3040 E Slauson Avenue 896097 3533/3433/5084 3533 1 Prudential-Bache Capital Fund Public 100.00 66.15 100.0 103.977 104.883 64.00 1 CASH No Friendly 1 64.0 No No No No 0.6 0.6 TRO PCAR 8.00 CASHONLY 22594020 11/17/86 04/09/87 C Completed United States US TVX Broadcast Group Inc (Salomon Inc) 5501 Greenwich Rd 873080 4833/6719 4833 79549B SAL Salomon Brothers 1 US United States WTAF-TV,WDCA-TV,WCIX-TV KTXH-TV,KTXA-TV(Taft Broadcasting) 4th & Market Sts 929TA1 4833 4833 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 240.00 1 CASH No Friendly 1 240.0 No No No No Salomon Brothers TVXG Suite 300 CASHONLY 23032020 11/18/86 03/17/87 C Completed United States US Lennar Corp 700 Northwest 107th Ave 526057 1521/1522/1531/6531/6552/6162 1521 526057 US United States Development Corp of America 700 NW 107th Ave 251597 6552/1531/6531/6719/2341 6552 Public 100.00 100.00 100.0 161.222 161.854 88.50 1 CASH No Friendly 1 88.5 No No No No DCA LEN 15.00 /6719 CASHONLY 13236020 11/18/86 03/10/87 C Completed United States US NRM Energy Co LP 2600 San Jacinto Tower 629910 1311 1311 629910 US United States Mesa LP-Oil and Gas Properties 59064Q 1311 1311 Sub. 100.00 100.00 100.0 np np 83.50 1 LPUNIT No Friendly 1 No No No No NRM 2121 San Jacinto Street 19478020 11/18/86 12/23/86 C Completed United States US Adams-Russell Electronics Co 1380 Main St 006354 3663/3674/3679/3825/3577 3663 006354 US United States SDI Inc 11 Executive Park Dr 78405W 3679/3669 3679 Priv. 90.23 9.77 100.00 100.0 np np 13.30 2 COM No Friendly 1 12.0 No No No No AEI P.O. Box 9037 CASH 108112020 11/19/86 03/31/87 C Completed United States US UAL Inc 1200 Algonquin Rd 902550 4512/4513/4111/6719/7389 4512 902550 MS Morgan Stanley & Co 1 US United States Hilton International Co (Transworld Corp) 605 Third Ave 432856 7011/5812 7011 1 First Boston Corp Sub. 64.38 20.36 15.27 100.00 100.0 np np 982.50 3 COM No Friendly 4 632.5 No No No No Morgan Stanley & Co UAL DEB CASH 21256020 11/19/86 01/14/87 C Completed United States US Harley-Davidson Inc 3700 W Juneau Ave 412822 3751/3714 3751 412822 DWR Dean Witter Reynolds Inc 1 US United States Holiday Rambler Corp 65528 State Road 19 434901 3792 3792 1 Bear Stearns & Co Inc Public 100.00 100.0 155.000 155.000 155.00 1 CASH No Friendly 1 155.0 No No No No Dean Witter Reynolds Inc HOG CASHONLY 21274020 11/19/86 06/29/87 C Completed United States US Alaska Air Group Inc 19300 Pacific Highway South 011659 4512/6719 4512 011659 FBC First Boston Corp 1 US United States Horizon Air Industries Inc 19521 Pacific Hwy S 440403 4512 4512 1 EF Hutton & Co Inc Public 100.00 100.00 100.0 67.693 67.888 66.392 1 CASH No Friendly 1 66.4 No No No No 0.9 0.9 First Boston Corp HZRIP ALK 9.50 PO Box 69847 CASHONLY 15449020 11/19/86 12/22/86 C Completed United States US TRINOVA Corp 3000 Strayer 896678 3052/3053/3061/3492/3494/3593 3052 896678 US United States Industrial Plastics Corp 57500 County Rd 3 45631Q 3089 3089 Priv. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No TNV /3714 CASHONLY 22733020 11/20/86 12/30/86 C Completed United States US ITEL Corp Two North Riverside Plaza 465642 7359/1629/4011 7359 465642 MLCM Merrill Lynch Capital Markets 1 01 US United States Anixter Bros Inc 4711 Golf Rd 035285 5063/5051/3661 5063 1 PaineWebber Public 100.00 100.00 100.0 533.537 533.537 552.00 1 CASH No Friendly 1 552.0 No No No No 4.0 4.0 0.75 0.75 Merrill Lynch Capital Markets ANX ITEL 14.00 Suite 1950 CASHONLY 14559020 11/20/86 01/30/87 C Completed United States US North American Ventures Inc 800 Connecticut Boulevard 657206 3172/5172 3172 657206 01 US United States Butler International Inc 110 Summit Ave 123645 3721/4581 3721 1 Goldman Sachs & Co Public 81.34 18.66 100.00 100.0 147.992 147.931 134.00 2 COM No Friendly 1 109.0 No No No No 1.75 1.75 BTL NAVI 20.50 CASH 14558020 11/25/86 12/31/86 C Completed United States US American City Business Journals Inc 3535 Broadway 025143 2711/2721/6719 2711 025143 US United States Business Journals(12) 12326T 2731 2731 Priv. 0.10 99.90 100.00 100.0 np np 24.825 2 COM No Friendly 1 0.0 No No No No AMBJ CASH 20612020 11/25/86 03/10/87 C Completed United States US Chase Manhattan Corp 1 Chase Manhattan Plaza 161610 6021/6712 6021 163798 US United States Clark Equipment Credit Corp (Clark Equipment Co) Circle Dr 181414 6141 6141 1 First Boston Corp Sub. 100.00 100.0 np np 188.00 1 CASH No Friendly 1 188.0 No No No No CMB CASHONLY 142435020 11/25/86 03/27/87 C Completed United States US BellSouth Corp 1155 Peachtree Street NE 079860 4813/4899/4812/2741 4813 079860 MS Morgan Stanley & Co 1 US United States Dataserv Inc(BellSouth Corp) 12125 Technology Dr 238118 7378 7378 1 Samuel Montagu & Co Ltd Sub. 100.00 100.00 100.0 144.855 np 144.964 1 COM No Friendly 1 No No No No Morgan Stanley & Co BLS 4.35 Suite 14B06 15790020 11/25/86 12/29/86 C Completed United States US JL Clark Manufacturing Co 2323 S 6th Street 181468 3714/3411/3089/2655/3569/3599 3714 181468 US United States Michigan Spring Co 2700 Wickham Dr 59459Q 3493/3496 3493 Priv. 100.00 100.0 np np 22.50 1 CASH No Friendly 1 22.5 No No No No CLRK CASHONLY 23090020 11/25/86 07/31/87 C Completed United States US Data Switch Corp One Enterprise Dr 237863 3674/3577/5045/7372/8731 3674 237863 DBL/LFR Drexel Burnham Lambert 2 US United States T-Bar Inc 141 Danbury Rd 872230 3679/7372/7374 3679 2 Kidder Peabody & Co Inc Public 100.00 100.0 80.318 57.519 57.00 2 CASH No Friendly 2 57.0 No No No No Drexel Burnham Lambert TBR DASW 8.25 LF Rothschild & Co P.O. Box T Needham & Co LLC COM LF Rothschild & Co 19345020 11/26/86 12/30/86 C Completed United States US Munsingwear Inc 724 North First Street 626320 2341/2322/2384/2321/2342 2341 626320 PBS Prudential-Bache Securities 1 US United States Princeton Hosiery Mills Inc 713 Washington St 74187Q 2251/2253/2254 2251 Priv. 100.00 100.0 np np 20.00 3 CASH No Friendly 1 20.0 No No No No Prudential-Bache Securities MUN NOTE COM 14532020 11/28/86 12/29/86 C Completed United States US Times Mirror Co 220 W 1st St 887360 2711/2731/2721/2759/4841/4833 2711 887360 US United States Broadcasting Publications Inc 11131Q 2721 2721 Priv. 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No TMC /2621 CASHONLY 12129020 11/28/86 12/30/86 C Completed United States US Ryland Group Inc 3011 Townsgate Road 783764 1522/1541/1542/1611/1622/1623 1522 783764 DR Dillon, Read & Co Inc 1 US United States MJ Brock Corp 11163Z 1531/6552 1531 2 Salomon Brothers Priv. 100.00 100.0 np np 82.05 1 CASH No Friendly 1 82.1 No No No No Dillon, Read & Co Inc RYL Suite 200 /1711/1731/1741/1742/1751/1752 Harlan CASHONLY /1761/1771/1799/1629/1521 19396020 11/28/86 05/29/87 C Completed United States US First National Corp,San Diego, California 401 W A St 335901 6021/6712 6021 335901 US United States National Bankshares of La Jolla,CA,National Bank of Fairbanks,CA 63486N 6021 6021 Priv. 100.00 100.00 100.0 14.000 14.000 14.00 1 COM No Friendly 1 No No No No FNBQ 22043020 11/28/86 12/31/86 C Completed United States US Brunswick Corp 1 North Field Court 117043 3732/3519/3812/3949/7032/5091 3732 117043 SLB Shearson Lehman Brothers 1 US United States Ray Industries Inc 515 Frederick St 75455Q 1799/3542/3356 1799 1 Houlihan Lokey Priv. 14.29 100.00 100.0 350.000 350.000 350.00 2 COM No Friendly 1 300.0 No No No No Shearson Lehman Brothers BC /5088 CASH 19432020 11/28/86 11/28/86 C Completed United States US Boothe Financial Corp 100 Bush St 099467 6159/6162/6531/6512/7379 6159 099467 US United States Robert Half and Accountemps Franchises(23) 100 Bush St 77032T 7361/7363 7361 Priv. 100.00 100.0 np np 17.00 1 CASH No Friendly 1 17.0 No No No No BCMP CASHONLY 19473020 11/28/86 08/31/87 C Completed United States US Preston Corp 151 Easton Blvd 741130 4213/6719 4213 741130 US United States SAIA Motor Freight Line Inc 104 Woodlawn Ranch Rd 78387K 4212 4212 Priv. 100.00 100.0 np np 62.00 1 CASH No Friendly 1 62.0 No No No No PTRK CASHONLY 23088020 11/28/86 04/29/87 C Completed United States US Harnischfeger Industries Inc 13400 Bishops Lane 413345 3532/3554/3531/3536/3571/7373 3532 413345 MLCM/SLB Merrill Lynch Capital Markets 2 US United States Syscon Corp 1000 Thomas Jefferson St 871830 7379/7374/7372/8711/8741 7379 2 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 93.815 92.586 92.10 1 CASH No Friendly 1 92.1 No No No No 0.75 1.227 0.15 1.239 Merrill Lynch Capital Markets SCON HPH 19.50 /7371/7374/7376/8711/6719 Shearson Lehman Brothers Shearson Lehman Brothers CASHONLY 0.477 1.089 Shearson Lehman Brothers 14170020 11/28/86 12/31/86 C Completed United States US Capital Holding Corp 680 Fourth Ave 140186 6311/6321/6331/6141/6719 6311 74406A US United States Worldwide Underwriters Insurance Grp(Wassau Insurance Cos) 11975 Westline Industrial Dr 98159Q 6331/6311/6321/6351 6331 Sub. 100.00 100.0 np np 26.00 2 CAPINF No Friendly 1 26.0 No No No No CHP PO Box 7246 CASH 24454020 12/01/86 01/08/87 C Completed United States US Pfizer Inc 235 East 42Nd Street 717081 2834/2833/2836/2048/5122/5191 2834 717081 KP/LAZ Kidder Peabody & Co Inc 1 01 US United States Angiomedics Inc 2905 Northwest Blvd 034757 3841 3841 1 Kidder Peabody & Co Inc Public 100.00 91.78 100.0 64.126 64.120 61.20 1 CASH No Not Appl. 1 61.2 No No No No 1.583 2.597 Kidder Peabody & Co Inc AGMD PFE 13.25 Lazard Freres & Co LLC CASHONLY Lazard Freres & Co LLC 14503020 12/01/86 12/31/86 C Completed United States US Consolidated Hydro Inc 2 Greenwich Plaza 209349 4911 4911 209349 US United States Boott Hydropower Inc 09949Q 4911 4911 Priv. 100.00 100.0 np np 14.10 1 CASH No Friendly 1 14.1 No No No No COHY CASHONLY 19686020 12/02/86 12/29/86 C Completed United States US Bowater Inc 55 E Camperdown Way 102183 2621/2611/2672/2421/5211 2621 102183 FBC First Boston Corp 1 US United States Star Forms Inc 10218E 2761 2761 1 Prudential-Bache Securities Priv. 100.00 100.00 100.0 99.000 99.000 99.00 1 CASH No Friendly 1 99.0 No No No No First Boston Corp BOW Post Office Box 1028 CASHONLY 13670020 12/02/86 01/05/87 C Completed United States US Biscayne Holdings Inc 1373 Broad St 091360 3842/3825/5137/6719 3842 091360 US United States Scientific Products Inc 80877Q 3841 3841 Priv. 100.00 100.0 39.000 39.000 39.00 1 CASH No Friendly 1 39.0 No No No No BHA CASHONLY 14078020 12/02/86 06/26/87 C Completed United States US First of America Bank Corp, Kalamazoo,Michigan 211 South Rose Street 318906 6021/6162/7374/6733/6211/6282 6021 318906 US United States WB Financial Corp,Wayne Michigan 35215 Michigan Ave W 92922Z 6022/6712 6022 Priv. 100.00 100.00 100.0 14.060 np 14.00 1 CVTPFD No Friendly 1 No No No No FOA 190.00 /6722/6411/6022/6035/6712 19971020 12/03/86 12/18/86 C Completed United States US AGS Computers Inc 1139 Spruce Drive 001240 7372/5045 7372 001240 US United States Vista Concepts Inc 5 Hanover Square 92773W 7379/7371 7379 1 Shearson Lehman Brothers Priv. 100.00 100.0 np np 19.50 1 CASH No Friendly 1 19.5 No No No No AGS CASHONLY 14129020 12/03/86 01/02/87 C Completed United States US Legg Mason Inc 100 International Drive 524901 6282/6722/6726/6799 6282 524901 LEGG Legg 1 US United States Western Asset Management Co (First Interstate Bank of CA) 707 Wilshire Blvd 95766Z 6282 6282 1 Merrill Lynch Capital Markets Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No Legg LM CASHONLY 15015020 12/04/86 12/04/86 C Completed United States US Crossland Federal Savings Bank Brooklyn,New York 211 Montague St 227901 6035 6035 227901 PAINE-W PaineWebber 1 US United States FMC Finance Corp(FMC Corp) 200 East Randolph Dr 302493 6141/6159 6141 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No PaineWebber CRLS CASHONLY 11981020 12/05/86 01/12/87 C Completed United States US Super Valu Stores Inc 11840 Valley View Rd 868035 5141 5141 868035 US United States Associated Grocers of Colorado Inc-Certain Assets 5151 Bannock 04565T 5141 5141 Sub. 100.00 100.0 np np 31.50 1 CASH No Friendly 1 31.5 No No No No SVU CASHONLY 19273020 12/05/86 12/30/86 C Completed United States US Great Lakes Chemical Corp Highway 52 Northwest 390568 2819/2869/2879/2899/2842/2865 2819 390568 SLB Shearson Lehman Brothers 1 US United States Pentech Corp,Oak Brook, Illinois 70963B 6021/6712 6021 1 Salomon Brothers Priv. 100.00 100.0 np np 110.00 1 CASH No Friendly 1 110.0 No No No No Shearson Lehman Brothers GLK PO Box 2200 CASHONLY 20515020 12/08/86 08/27/87 C Completed United States US Carter Hawley Hale Stores Inc 444 South Flower Street 146227 5311 5311 146227 MS/DR/FBC Morgan Stanley & Co 3 US United States Carter Hawley Hale Stores Inc 444 South Flower Street 146227 5311 5311 Public 55.74 44.26 100.00 100.0 1,671.063 1660.675 606.95 2 COMDIV No Not Appl. 1 338.3 No No No No 24.375 25.875 Morgan Stanley & Co CHH CHH 30.50 Dillon, Read & Co Inc CASHDIV 1.5 Dillon, Read & Co Inc First Boston Corp First Boston Corp 15809020 12/08/86 12/08/86 C Completed United States US First Eastern Bank, Wilkes-Barre,PA First Eastern Plaza 320075 6021 6021 320075 US United States Miners Savings Bank,Pittston, Pennsylvania South Main & Board Sts 603296 6036 6036 Priv. 100.00 100.00 100.0 13.688 np 13.70 1 COM No Friendly 1 No No No No FEBC 684.38 Public Square 13430020 12/08/86 05/29/87 C Completed United States US US Air Group Inc 2345 Crystal Drive 911905 4512/4513/4111/6719/7389 4512 911905 SLB Shearson Lehman Brothers 1 01 US United States Pacific Southwest Airlines(PS Group Inc) 3225 North Harbor Drive 694836 4512 4512 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 645.869 601.072 400.00 1 CASH No Friendly 1 400.0 No No No No 3.8 3.8 Shearson Lehman Brothers PSWA U 17.00 CASHONLY 14966020 12/09/86 12/26/86 C Completed United States US WR Berkley Corp 165 Mason St 084423 6311/6321/6331/6351 6311 084423 SLB Shearson Lehman Brothers 1 US United States Employee Benefit Administrations Co 8441 Wayzata Blvd 29215Z 6331 6331 Priv. 100.00 100.0 np np 20.00 2 NOTE No Friendly 1 20.0 No No No No Shearson Lehman Brothers BKLY P.O. Box 2518 Suite 200 CASH 23337020 12/10/86 02/05/87 C Completed United States US Facet Enterprises Inc 6100 South Yale Avenue 303032 3714/3569/3533/5013/5088/5084 3714 303032 CITICORP Citicorp 1 US United States Purolator Products Inc (Purolator Courier Corp) 6100 S Yale Avenue 74638I 3714 3714 2 Dillon, Read & Co Inc Sub. 100.00 100.00 100.0 np np 67.00 1 CASH No Friendly 1 67.0 No No No No 0.921 0.921 Citicorp FCT Suite 1100 Ste 9000 Wood Gundy (New York) CASHONLY 15189020 12/12/86 12/29/86 C Completed United States US Beard Co 2000 Classen Center Buildings 07384R 1311/4953/2813/2819 1311 07384R US United States Gemini Corp 1014 3rd W 36865Z 1311 1311 Priv. 100.00 100.0 np np 11.00 2 COM No Friendly 1 11.0 No No No No BOC Suite 200 South CASH 107562020 12/15/86 04/01/87 C Completed United States US Energy Development Partners Ltd 4582 South Ulster Pky 29266J 1311 1311 29266J 01 US United States May Energy Partners Ltd 5400 LBJ Freeway 577784 1311 1311 1 Bear Stearns & Co Inc Public 2.63 42.40 54.97 100.00 100.0 23.792 29.046 34.20 3 LPUNIT No Friendly 1 0.9 No No No No 0.125 0.135 MEP EDP 1.84 Ste 1700 CASH LIA 13907020 12/15/86 05/01/87 C Completed United States US Chemical New York Corp 277 Park Ave 163798 6021/6022/6211/6282/6221/6712 6021 163798 MS Morgan Stanley & Co 1 01 US United States Texas Commerce Bancshares, Houston,Texas 600 Travis 882315 6021/6712 6021 2 Salomon Brothers Public 19.33 33.61 47.06 100.00 100.0 19,516.8 19497.396 1,190.00 3 COM No Friendly 1 230.0 No No No No 4.5 4.5 6.1 6.1 Morgan Stanley & Co TCB CHL 36.00 /6799 Montgomery Securities PFD CASH 22708020 12/16/86 03/27/87 C Completed United States US Combustion Engineering Inc 900 Long Ridge Rd 200273 8711/1629/3511/3535/3561/3564 8711 200273 MS Morgan Stanley & Co 1 02 US United States AccuRay Corp 650 Ackerman Rd 004396 3823/5084/7359/3829/6719 3823 2 William Blair & Co Public 100.00 100.00 100.0 202.478 201.342 190.90 1 CASH No Friendly 2 190.9 No No No No 1.765 1.765 Morgan Stanley & Co ACRA CSP 45.00 P.O. Box 9308 /3612/3613/3621/3625/7372/7373 Shearson Lehman Brothers CASHONLY /3823/3567/8748 106514020 12/16/86 12/16/86 C Completed United States US Duquesne Systems Inc Two Allegheny Center 265900 7372 7372 265900 US United States Updata Software Co-SIS Product Line 960 Holmdel Rd 91529V 7372 7372 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No DUQN CASHONLY 102183020 12/17/86 07/01/87 C Completed United States US US Bancorp,Portland,Oregon 111 S.W. Fifth Avenue 90362W 6021/6022/6082/6091/6159/6162 6021 90362W SAL Salomon Brothers 1 US United States Old National Bancorp, Spokane, Washington 1230 Old National Bank Bldg 680095 6021/6712 6021 Public 100.00 100.00 100.0 174.800 np 174.00 1 CASH No Friendly 1 174.0 No No No No Salomon Brothers OLNB USBCP 46.00 /6712 CASHONLY 14042020 12/17/86 03/20/87 C Completed United States US Questar Corp 333 South State Street 748356 1311/1381/1382 1311 748356 WER-SCHRODER Wertheim Schroder 1 US United States Universal Resources Corp 79 S State St 913802 1311/1382/1381/1389/5084 1311 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 52.779 52.779 30.40 1 CASH No Friendly 1 30.4 No No No No 0.25 0.25 Wertheim Schroder UVR STR 3.00 P.O. Box 45433 CASHONLY 20526020 12/18/86 10/07/87 C Completed United States US Florida Rock Industries Inc 155 E 21st St 341140 3273/3271/1442 3273 341140 US United States Cement Products Corp(ARC American Corp) 611 Druid Rd 15118R 3273/3271 3273 Sub. 100.00 100.0 np np 20.70 1 CASH No Friendly 1 20.7 No No No No FRK CASHONLY 12375020 12/18/86 12/31/86 C Completed United States US Johnson & Johnson One Johnson & Johnson Plaza 478160 2834/3841/3843/2833/2836/2844 2834 478160 US United States CooperVision Inc-Ophthalmic Pharmaceutical Business 3145 Porter Dr 21689Q 2834 2834 1 Drexel Burnham Lambert Sub. 100.00 100.0 np np 260.00 1 CASH No Friendly 1 260.0 No No No No JNJ /2676/3851/2297/5047/5048/5122 CASHONLY /8731 22869020 12/19/86 06/29/87 C Completed United States US Ethyl Corp 330 South 4th St 297659 2869/2865/2812/2819/2899/2911 2869 297659 GS Goldman Sachs & Co 1 01 US United States Nelson Research & Development Co 1001 Health Sciences Rd W 640379 8731 8731 1 Merrill Lynch Capital Markets Public 100.00 85.87 100.0 39.310 39.495 45.40 1 CASH No Friendly 1 45.4 No No No No 0.6 0.6 0.568 0.568 Goldman Sachs & Co NELR EY 5.75 P.O. Box 2189 /2834/6311/6321 CASHONLY 19431020 12/19/86 12/19/86 C Completed United States US Boothe Financial Corp 100 Bush St 099467 6159/6162/6531/6512/7379 6159 099467 US United States Robert Half and Accountemps Offices(9) 100 Bush St 77032Q 7361/7363 7361 Priv. 100.00 100.0 np np 10.00 2 NOTE No Friendly 1 10.0 No No No No BCMP CASH 22699020 12/20/86 10/15/87 C Completed United States US Gradco Systems Inc 7 Morgan 384111 3674/3579/8711/5065 3674 384111 01 US United States Ziyad Inc 66 Ford Rd 989749 8711/3579/5044 8711 1 Hambrecht & Quist Public 49.00 51.00 100.00 100.0 4.853 4.853 22.365 2 COM No Friendly 1 11.0 No No No No 0.25 0.25 ZIAD GRCO 4.00 CASH 11810020 12/22/86 02/11/87 C Completed United States US Telerate Inc 1 World Trade Center 879496 7375/6289/7383 7375 879496 SLB Shearson Lehman Brothers 1 US United States AP-Dow Jones/Telerate Co (Telerate Inc) 200 Liberty St 00186Q 2711/7375 2711 1 Furman Selz Mager Dietz Birney Sub. 48.78 51.22 49.60 100.0 268.649 238.424 133.25 2 COM No Friendly 1 65.0 No No No No Shearson Lehman Brothers TLR CASH 15056020 12/22/86 12/22/86 C Completed United States US Society for Savings Bancorp, Inc,Hartford,Connecticut 31 Pratt St 833666 6036 6036 060716 US United States Fidelity Acceptance Corp, Minneapolis,Minnesota(Society for Savings) 910 Plymouth Bldg 315801 6141 6141 Sub. 20.00 100.0 95.500 95.500 19.10 1 CASH No Friendly 1 19.1 No No No No SOCS PO Box 2200 CASHONLY 12962020 12/22/86 09/01/87 C Completed United States US Atico Financial Corp 200 SE 1st Street 047555 6036/6022/6162/6712 6036 047555 US United States Intercontinental Bank,Miami Florida(Intercontinental Bank Holding Co) 1395 Brickell Ave 45853L 6022 6022 Sub. 18.69 81.31 93.50 93.5 22.888 20.988 21.40 2 COM No Friendly 1 4.0 No No No No ATFC CASH 23068020 12/23/86 03/10/87 C Completed United States US Emerson Electric Co 8000 West Florissant Ave 291011 3823/3679/3621/3634/3825/3824 3823 291011 MS Morgan Stanley & Co 1 01 US United States Liebert Corp (Emerson Electric Co) 1050 Dearborn Dr 531735 3823/3825/3577 3823 1 Goldman Sachs & Co Sub. 100.00 100.00 100.0 420.165 500.077 429.20 1 COM No Friendly 1 No No No No 4.8 4.8 Morgan Stanley & Co EMR 28.61 P.O. Box 4100 /3646/3585/3545/3812/3669/3639 /5063/5065 14154020 12/24/86 06/12/87 C Completed United States US Republic New York Corp,New York,New York 452 5th Ave 760719 6021/6035/6153/6091/6712 6021 760719 MA-SCHAPIRO Shapiro & Co 1 US United States Williamsburgh Savings Bank, New York,New York 1 Hanson Pl 96967Q 6036 6036 1 Merrill Lynch Capital Markets Mutual 100.00 100.00 100.0 210.000 210.000 210.00 1 CASH No Friendly 1 210.0 No No No No Shapiro & Co RNB CASHONLY 15256020 12/26/86 12/26/86 C Completed United States US Ply-Gem Industries Inc 777 3rd Avenue 729416 2435/2436/2499/2674/3089/5031 2435 729416 DBL Drexel Burnham Lambert 1 US United States Great Lakes Window Corp 30499 Tracy Rd 39080Q 3442 3442 Priv. 100.00 100.00 100.0 np np 18.00 2 EARN No Friendly 1 18.0 No No No No Drexel Burnham Lambert PGI CASH 15297020 12/29/86 12/29/86 C Completed United States US Pacific Scientific Co 620 Newport Center Drive 694806 3621/3728/3823/3824/3625/3829 3621 694806 US United States HTL Industries Inc(Allegheny International Inc) 101 E Wheeler 40429N 3728/3663/3999/3669 3728 1 BankAmerica Sub. 100.00 100.0 np np 27.00 1 CASH No Friendly 1 27.0 No No No No PSX Suite 700 /3599 CASHONLY 15586020 12/29/86 12/29/86 C Completed United States US Federal Paper Board Co 75 Chestnut Ridge Rd 313693 2631/2611/2421/2759/5031/5113 2631 313693 US United States Kiewit Continental Inc-GA, SC Timberland(Peter Kiewit Sons Inc) 49387N 0811 0811 Sub. 100.00 100.0 np np 98.00 1 CASH No Friendly 1 98.0 No No No No FBO /2657/2426 CASHONLY 108011020 12/29/86 07/17/87 C Completed United States US KeyCorp,Albany,New York (Key Corp,Cleveland Ohio) One KeyCorp Plaza 493263 6021/6022/6712 6021 833663 01 US United States Seattle Trust & Savings Bank 804 2nd Ave 812608 6022 6022 1 First Boston Corp Public 100.00 100.00 100.0 543.355 543.355 74.00 1 CASH No Friendly 1 74.0 No No No No 0.74 0.74 STSB KEY 70.00 P.O. Box 88 CASHONLY 242278020 12/29/86 12/29/86 C Completed United States US Comdata Network Inc (Comdata Holdings Corp) 5301 Maryland Way 200324 6099/7374/7375 6099 200321 US United States US Funds Express Inc 91188X 6099 6099 Priv. 100.00 100.0 np np 14.00 1 CASH No Friendly 1 14.0 No No No No CASH CASHONLY 20049020 12/29/86 12/29/86 C Completed United States US The Toro Co 8111 Lyndale Avenue South 891092 3524/3523/3432 3524 891092 GS Goldman Sachs & Co 1 US United States Wheel Horse Products Inc 515 W Ireland Road 96289Q 3524 3524 Priv. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No Goldman Sachs & Co TTC PO Box 2649 CASHONLY 14580020 12/30/86 12/30/86 C Completed United States US Adelphia Communications Corp Main at Water Street 006848 4841/4812/4899/4813 4841 006848 US United States Cablentertainment of New Castle&Cablequities PA-2 Cable TV Systems 12691N 4841 4841 Sub. 100.00 100.0 np np 26.00 1 CASH No Friendly 1 26.0 No No No No ADLMQ CASHONLY 105656020 12/30/86 12/30/86 C Completed United States US Emerson Electric Co 8000 West Florissant Ave 291011 3823/3679/3621/3634/3825/3824 3823 291011 GS Goldman Sachs & Co 1 US United States Copeland Corp(The Hillman Co) 1675 W Campbell Rd 217210 3585/3629 3585 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 541.00 1 CASH No Friendly 1 541.0 No No No No Goldman Sachs & Co EMR P.O. Box 4100 /3646/3585/3545/3812/3669/3639 CASHONLY /5063/5065 105882020 12/30/86 12/30/86 C Completed United States US CNW Corp One North Western Center 126137 4011/6719 4011 126137 US United States Douglas Dynamics Inc 25960Q 3711 3711 1 First Boston Corp Priv. 100.00 100.0 53.000 53.000 53.00 1 CASH No Friendly 1 53.0 No No No No CNW CASHONLY 15592020 12/30/86 12/30/86 C Completed United States US Harvard Industries Inc 3 Werner Way 417434 2522/3052/3312/3489/3679/3231 2522 417434 US United States Kingston-Warren Corp Route 85 49671Q 3442/3499/3714/3999/3559 3442 1 Salomon Brothers Priv. 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No HAVA CASHONLY 19704020 12/30/86 12/30/86 C Completed United States US Beverly Enterprises Inc 70 South Lake Avenue 087851 8051/8052/8082/5047/5912 8051 087851 US United States Stevens Inc-69 Nursing Homes 86023T 8059 8059 Sub. 100.00 100.00 100.0 np np 100.00 1 CVTPFD No Friendly 1 No No No No BEV Suite 900 223336020 12/30/86 12/30/86 C Completed United States US NWA Inc Minneapolis-St Paul Airport 62945J 4512/4724/6719 4512 62945J US United States Trans World Airlines Inc-PARS System 89334P 4581/7389 4581 Sub. 50.00 50.0 280.000 280.000 140.00 1 CASH No Friendly 1 140.0 No No No No NWA CASHONLY 105718020 12/30/86 12/30/86 C Completed United States US American Exploration Co 1331 Lamar Street Ste 900 025762 1311/6799 1311 025762 US United States Union Texas Petroleum Holdings Inc-Certain Oil and Gas Properties 1330 Post Oak Blvd 90864Q 1311 1311 1 First Boston Corp Sub. 100.00 100.0 np np 60.00 1 CASH No Friendly 1 60.0 No No No No AX CASHONLY 140055020 12/30/86 05/22/87 C Completed United States US Maxtor Corp 510 Cottonwood Drive 577729 3572 3572 577729 US United States US Design Corp 911764 3572 3572 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 12.000 np 12.00 1 COM No Friendly 1 No No No No 0.1 0.1 USDC MXTR 1.93 14057020 12/30/86 03/24/87 C Completed United States US Duriron Co Inc 3100 Research Blvd 266849 3561/3494/3053/5085 3561 266849 WM-BLAIR William Blair & Co 1 01 US United States Valtek Inc Mountain Springs Pkwy 920363 3494 3494 2 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 29.792 29.850 25.20 1 CASH No Friendly 1 25.2 No No No No 0.455 William Blair & Co VALT DURI 11.75 Boettcher CASHONLY 0.055 12072020 12/31/86 07/03/87 C Completed United States US First Chicago Corp,Illinois One First National Plaza 319455 6021/7389/6035/6022/6159/6153 6021 319455 US United States Beneficial National Bank (Beneficial Corp) One Rodney Square 08173Q 6021 6021 1 First Boston Corp Sub. 100.00 100.00 100.0 247.000 247.000 247.00 1 CASH No Friendly 1 247.0 No No No No FNB Suite 0460 /6712 CASHONLY 141373020 12/31/86 12/31/86 C Completed United States US Sonat Inc Amsouth-Sonat Tower 835415 4922/4911/4931/4932/4925/4924 4922 835415 GS Goldman Sachs & Co 1 US United States Citrus Corp(Enron Corp,Sonat Inc) 1400 Smith St 177416 4922 4922 J.V. 50.00 50.0 720.000 720.000 360.00 1 CASH No Friendly 1 360.0 No No No No Goldman Sachs & Co SNT /4923/1311/6719 Suite 3841 CASHONLY 12433020 12/31/86 12/31/86 C Completed United States US Bolt Beranek and Newman Inc 150 Cambridgepark Drive 097689 7373/7379/7372/3577 7373 097689 US United States Delta Graphics Inc 24763Q 3577/3571/7372 3577 Priv. 100.00 100.00 100.0 16.500 16.500 16.50 1 COM No Friendly 1 No No No No BBN 173760020 12/31/86 12/31/86 C Completed United States US Electronic Data Systems Corp 7171 Forest Lane 285659 7374 7374 370442 US United States Dyatron Corp-CARS System Software Product 26746F 3695/7371 3695 Sub. 88.24 100.00 100.0 np np 17.00 2 CASH No Friendly 1 2.0 No No No No GME ROYAL 108067020 12/31/86 12/31/86 C Completed United States US CNW Corp One North Western Center 126137 4011/6719 4011 126137 US United States Dynamics Inc 26803Q 3531 3531 Priv. 100.00 100.0 np np 52.60 1 CASH No Friendly 1 52.6 No No No No CNW CASHONLY 12502020 12/31/86 12/31/86 C Completed United States US Healthcare International Inc 912 Capitol Court 42188V 8062/8063/8093 8062 42188V US United States Eastwood Hospital Inc (Healthcare America) 27783T 8062 8062 Sub. 100.00 100.00 100.0 np np 35.00 1 CASH No Friendly 1 35.0 No No No No HII CASHONLY 12807020 12/31/86 12/31/86 C Completed United States US Environmental Systems Co 333 Executive Court 294087 4953/6719 4953 294087 US United States Great Lakes Environmental Services Inc 39060Q 4953 4953 Priv. 100.00 100.00 100.0 np np 13.00 2 COM No Friendly 1 13.0 No No No No ESC CASH 12993020 12/31/86 03/09/87 C Completed United States US DEP Corp 2101 E Via Arado 233202 2844 2844 233202 DBL Drexel Burnham Lambert 1 01 US United States Jeffrey Martin Inc 410 Clermont Terrace 475775 2834/2844/5122 2834 1 Morgan Stanley & Co Public 100.00 100.00 100.0 58.545 58.722 73.00 1 CASH No Friendly 1 73.0 No No No No 0.565 0.565 1.0 1.0 Drexel Burnham Lambert JEFF DEPC 7.30 CASHONLY 13185020 12/31/86 12/31/86 C Completed United States US Harcourt Brace Jovanovich Inc 6277 Sea Harbour Drive 411631 2731/2721/2741/5049/6321/6411 2731 411631 US United States Marineland Amusement Park 6610 Palos Verdes Dr S 56827M 7996 7996 Priv. 100.00 100.0 np np 23.40 1 CASH No Friendly 1 23.4 No No No No HBJ /7996/7999 CASHONLY 13335020 12/31/86 12/31/86 C Completed United States US The Stanley Works 1000 Stanley Drive 854616 3429/3423/3425/3546/3442/3542 3429 854616 US United States National Hand Tool Corp 12827 Valley Branch Ln 63632Q 3423 3423 Priv. 100.00 100.0 np np 80.00 1 CASH No Friendly 1 80.0 No No No No SWK /3549/3569 CASHONLY 13390020 12/31/86 12/31/86 C Completed United States US Apache Corp 2000 Post Oak Blvd 037411 1311/1381/1382 1311 037411 US United States Occidental Petroleum Corp-Oil and Gas Properties 10889 Wilshire Blvd 67459T 1311 1311 Sub. 100.00 100.0 np np 222.00 1 CASH No Friendly 1 222.0 No No No No APA Suite 100 CASHONLY 13677020 12/31/86 12/31/86 C Completed United States US Ohio Mattress Co 301 Shaw St 677401 2515 2515 677401 LAZ Lazard Freres & Co LLC 1 US United States Sealy Inc 81213F 2515 2515 1 Morgan Lewis Githens & Ahn Priv. 82.00 82.0 304.878 304.878 250.00 1 CASH No Hostile 1 250.0 No No No No Lazard Freres & Co LLC OMT CASHONLY 11965020 01/02/87 01/02/87 C Completed United States US Arkla Inc 1600 Smith St 041237 4923/1311/1321 4923 041237 US United States Arkoma Production Co 5000 Rogers Ave 04124Q 1311 1311 Priv. 28.57 71.43 100.00 100.0 np np 49.00 2 LIA No Friendly 1 14.0 No No No No ALG 11Th Floor CASH 12111020 01/02/87 01/02/87 C Completed United States US Great Western Resources Inc 1111 Bagby 391498 1311/1381/1382 1311 391498 BROWN-SHIPLEY Brown Shipley & Co 1 US United States Bow Valley Industries Ltd-US Oil & Gas,Kentucky Coal Operations 10216M 1311/1221/1222 1311 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 142.00 1 CASH No Friendly 1 142.0 No No No No Brown Shipley & Co GWERF Suite 1700 CASHONLY 12179020 01/02/87 01/02/87 C Completed United States US UCCEL Corp(Careal Holding AG) 6303 Forest Park Rd 902629 7372/7379/7374 7372 14165Q US United States Cambridge Systems Group 1333 Lawrence Expressway 13290Q 3577/3699 3577 Priv. 100.00 100.0 np np 21.00 1 CASH No Friendly 1 21.0 No No No No UCE UCCEL Corp CASHONLY 23220020 01/02/87 04/02/87 C Completed United States US Corning Glass Works Houghton Park 219327 3229/3211/3231/3679/3841/3821 3229 219327 LAZ Lazard Freres & Co LLC 1 01 US United States Hazleton Laboratories Corp Dulles Renaissance Center 421853 8734/3826/0279 8734 1 Alex Brown & Sons Inc Public 23.29 76.71 91.19 100.0 146.445 159.599 128.80 2 LIA No Friendly 1 No No No No 0.003 1.54 1.543 Lazard Freres & Co LLC HLC GLW 28.34 /3826 13873 Park Center Road COM 13631020 01/02/87 01/02/87 C Completed United States US UCCEL Corp(Careal Holding AG) 6303 Forest Park Rd 902629 7372/7379/7374 7372 14165Q US United States SKK Inc 78440Q 7374/7379 7374 1 Hambrecht & Quist Priv. 100.00 100.0 np np 27.00 1 CASH No Friendly 1 27.0 No No No No UCE UCCEL Corp CASHONLY 13779020 01/02/87 01/02/87 C Completed United States US Liberty Corp 135 South Main Street 530370 4833 4833 530370 US United States Southern Life Insurance Co One Southern Life Center 84328Q 6311/6321 6311 Priv. 100.00 100.0 np np 80.00 1 CASH No Friendly 1 80.0 No No No No LC P.O. Box 502 CASHONLY 12153020 01/05/87 01/05/87 C Completed United States US Nevada Power Co 6226 W Sahara Ave 641423 4911 4911 641423 US United States CP National Corp-Nevada Electricity Properties 12615Q 4911 4911 Sub. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No NVP CASHONLY 12230020 01/05/87 01/05/87 C Completed United States US Home Shopping Network Inc 2501 118th Ave North 437351 5961/4833 5961 437351 US United States Channel 60, Chicago, Illinois 15961N 4833 4833 Priv. 100.00 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No HSN CASHONLY 12491020 01/05/87 01/05/87 C Completed United States US Harken Oil & Gas Inc 5605 North MacArthur Blvd 412552 1311/1382/1381/1389/5172 1311 412552 US United States E-Z Serve Corp 10700 Interstate 45 N 269329 5541/5172/4613/5411 5541 Priv. 41.32 58.68 100.00 100.0 np np 36.30 3 NOTE No Friendly 1 15.0 No No No No HOGI Suite 400 A CASH 13744020 01/05/87 01/05/87 C Completed United States US National Guardian Corp 777 West Putnam Avenue 636312 5999/7381/7359 5999 636312 US United States Silent Watchman Corp,Aptek Inc,Police Inc,American Home Security 2461 McGaw Rd E 82687Q 3669/3429 3669 J.V. 100.00 100.00 100.0 np np 10.80 1 CASH No Friendly 1 10.8 No No No No NATG CASHONLY 13923020 01/05/87 01/05/87 C Completed United States US Western Savings & Loan Assn, Phoenix,Arizona 3443 N Central Ave 959432 6036 6036 959432 US United States Thousand Trails Inc-Certain Assets 15325 SE 30th Pl 88550Q 7997/7041/6552 7997 Sub. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No WSL CASHONLY 14100020 01/05/87 01/05/87 C Completed United States US Home Shopping Network Inc 2501 118th Ave North 437351 5961/4833 5961 437351 US United States WSJT 929SJT 4833 4833 Priv. 100.00 100.0 np np 23.00 1 CASH No Friendly 1 23.0 No No No No HSN CASHONLY 14132020 01/05/87 01/05/87 C Completed United States US Hotel Investors Corp 3625 Ruffin Rd 44143Q 7011 7011 44143Q US United States Western Host Inc 4190 Bonita Rd 95834Q 7011/5046 7011 Priv. 100.00 100.00 100.0 13.000 13.000 13.00 1 CASH No Friendly 1 13.0 No No No No HOT CASHONLY 12954020 01/06/87 01/06/87 C Completed United States US Valspar Corp Po Box 1461 920355 2851/2821/5198 2851 920355 US United States Insilco Corp-Enterprise Paint Division 1191 S Wheeling Rd 45765X 2851 2851 Sub. 100.00 100.0 np np 60.00 1 CASH No Friendly 1 60.0 No No No No VAL 901, 3Rd Avenue South CASHONLY 13000020 01/06/87 02/27/87 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 US United States Joy Manufacturing Co-Petroleum Equipment & Products Group 301 Grant St 48119Q 3532 3532 Sub. 12.28 100.00 100.0 np np 57.00 2 LIA No Friendly 1 50.0 No No No No CBE Suite 5800 /3625/3612/3613/3491/3429 CASH 12729020 01/08/87 01/08/87 C Completed United States US National Patent Development Corp 9 W 57th Street 637130 8742/8748/2821/3089 8742 637130 US United States General Physics Corp 10650 Hickory Ridge Rd 370485 8299 8299 1 Drexel Burnham Lambert Public 20.17 48.79 31.03 80.00 80.0 72.500 72.500 58.00 3 CASH No Friendly 1 11.7 No No No No GPH NPD Suite 4170 COM NOTE 21292020 01/09/87 05/21/87 C Completed United States US First Capital Holdings Corp 1875A South 14Th Street 319417 6411 6411 319417 US United States EF Hutton Insurance Group Inc (EF Hutton Group Inc) 1 Battery Pk Plz 44849V 6311/6321/6331/6719 6311 1 EF Hutton & Co Inc Sub. 100.00 100.00 100.0 np np 300.00 1 CASH No Friendly 1 300.0 No No No No CASHONLY 12785020 01/12/87 03/13/87 C Completed United States US Loral Corp 600 Third Ave 543859 3812/3663/3669/3571/3577 3812 543859 LAZ Lazard Freres & Co LLC 1 US United States Goodyear Aerospace Corp (Goodyear Tire & Rubber Co) 1210 Massillon Rd 38250Q 3812/3711/3448/3728/3011 3812 2 Goldman Sachs & Co Sub. 100.00 100.0 np np 588.00 1 CASH No Friendly 1 588.0 No No No No Lazard Freres & Co LLC LOR Drexel Burnham Lambert CASHONLY 12814020 01/12/87 01/12/87 C Completed United States US Century Communications Corp 50 Locust Ave 156503 4841 4841 156503 US United States Group W Cable-West Los Angeles Cable Television System 39944M 4841 4841 Sub. 100.00 100.0 np np 55.00 1 CASH No Friendly 1 55.0 No No No No CCCOA CASHONLY 23399020 01/12/87 10/07/87 C Completed United States US Home Owners Federal Savings and Loan Assn,Boston,MA 21 Milk Street 437285 6035/6162 6035 437285 BEAR Bear Stearns & Co Inc 1 01 US United States Union Warren Savings Bank, Boston,Massachusetts 133 Federal Street 909043 6035 6035 1 Kaplan, Smith & Associates Public 100.00 100.00 100.0 545.240 545.098 104.90 1 CASH No Friendly 1 104.9 No No No No 0.787 0.794 Bear Stearns & Co Inc UWSB HFS 50.00 CASHONLY 106473020 01/13/87 01/13/87 C Completed United States US MLX Corp 100 East Big Beaver Rd 553076 3585/3728 3585 553076 US United States Pameco Corp 100 E Big Beaver, Ste 804 697934 5078/5075 5078 1 Morgan Stanley & Co Priv. 100.00 100.0 np np 152.50 1 CASH No Friendly 1 152.5 No No No No MLXX CASHONLY 12293020 01/14/87 02/17/87 C Completed United States US JP Industries Inc 325 E. Eisenhower Parkway 466237 3431/3261/3694/3714 3431 466237 DLJ Donaldson Lufkin & Jenrette 1 US United States Clevite Industries Inc-Engine Parts Division 1700 St Clair St 18679Q 3562/3452/3592/3399/3366 3562 Sub. 100.00 100.00 100.0 np np 124.00 1 CASH No Friendly 1 124.0 No No No No Donaldson Lufkin & Jenrette JPII CASHONLY 23265020 01/14/87 09/18/87 C Completed United States US Commonwealth Bancshares Corp, Norriston,Pennsylvania 101 West Third Street 202690 6022/6021 6022 202690 01 US United States Liberty State Bank, Mount Carmel, Pennsylvania 50 West Third St 531252 6022 6022 1 LSC Financial Services Priv. 100.00 100.00 100.0 12.081 12.081 12.08 1 COM No Friendly 1 No No No No 0.01 0.01 CBKS 4,027.00 24499020 01/14/87 03/31/87 C Completed United States US Chubb Corp 15 Mountain View Road 171232 6331/6351/6321 6331 171232 MS Morgan Stanley & Co 1 02 US United States Sovereign Corp 30 West Sola St 846037 6311/6719 6311 1 PaineWebber Public 100.00 100.00 100.0 102.446 103.411 105.00 1 COM No Friendly 1 No No No No 1.04 1.05 Morgan Stanley & Co SOVR CB 9.01 12781020 01/16/87 03/02/87 C Completed United States US Bally Manufacturing Corp 8700 West Bryn Mawr Avenue 058732 7011/7991 7011 058732 PAINE-W/DBL PaineWebber 2 US United States Golden Nugget Inc-Atlantic City Casino and Hotel Complex 38113Q 7011/7999/7993 7011 1 Drexel Burnham Lambert Sub. 22.78 77.22 100.00 100.0 np np 439.00 3 PFD No Friendly 1 100.0 No No No No PaineWebber BLY Drexel Burnham Lambert LIA Drexel Burnham Lambert CASH 13343020 01/20/87 05/01/87 C Completed United States US Collins Foods International Inc 12655 West Jefferson Blvd 194846 5812/5113/5813/5141/5144/5147 5812 194846 US United States Naugles Inc 2932 E Nutwood Ave 639068 5812 5812 Public 100.00 8.09 100.0 189.667 87.235 10.00 1 COM No Friendly 1 No No No No NAUG CFWI 4.56 13266020 01/23/87 01/23/87 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 US United States EJ Miller Enterprises Inc 60050F 2011 2011 Priv. 100.00 100.00 100.0 np np 30.50 1 COM No Friendly 1 No No No No CAG /3199/3999/5331 11836020 01/26/87 03/11/87 C Completed United States US Freeport-McMoRan Resource Partners LP 1615 Poydras St 356903 1479/1475/1311/1382/1094/2874 1479 356714 LAZ/KP Lazard Freres & Co LLC 2 US United States Agrico Chemical Co(Freeport McMoRan Resources Partners) One Williams Center 00849Q 1479/2873/5191/5261 1479 2 Shearson Lehman Brothers Sub. 50.00 50.00 100.00 100.0 np np 500.00 2 EARN No Friendly 1 250.0 No No No No Lazard Freres & Co LLC FRP /5191 Kidder Peabody & Co Inc Kidder Peabody & Co Inc CASH Kidder Peabody & Co Inc 313756020 01/26/87 01/26/87 C Completed United States US Koppers Co Inc 436 7th Ave 500602 2865 2865 500602 US United States ICI Americas-Atlac Thermoset Resins Business(Imperial Chem Industries PLC) 44928I 2821 2821 Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No KOP CASHONLY 13588020 01/26/87 04/30/87 C Completed United States US Banner Industries Inc 25700 Science Park Drive 066545 5088/3561/3537/3535/5084 5088 066545 DBL Drexel Burnham Lambert 1 01 US United States Rexnord Inc 350 N Sunny Slope Rd 761688 3568/3535/3532/3562/3537/3569 3568 2 Merrill Lynch Capital Markets Public 100.00 80.77 100.0 851.744 841.632 625.00 1 CASH Yes Friendly 1 625.0 No No No No 4.25 4.25 3.62 7.24 Drexel Burnham Lambert REX BNR 26.25 Morgan Stanley & Co CASHONLY 3.62 23182020 01/27/87 10/14/87 C Completed United States US First Chicago Corp,Illinois One First National Plaza 319455 6021/7389/6035/6022/6159/6153 6021 319455 US United States First United Financial Services Inc,Arlington Heights,IL 2355 S Arlington Heights Rd 337414 6022/6021/6035/6162/6159/6712 6022 1 Kidder Peabody & Co Inc Public 50.14 100.00 100.0 698.051 698.051 175.50 2 CASH No Friendly 1 87.5 No No No No 1.84 1.84 FUFS FNB 20.83 Suite 0460 /6712 CVTPFD 12930020 01/27/87 03/03/87 C Completed United States US Tambrands Inc 777 Westchester Ave 875080 2676/3069/2835/2844 2676 875080 GS Goldman Sachs & Co 1 US United States Hygeia Sciences Inc 330 Nevada St 449035 2835 2835 1 Salomon Brothers Public 100.00 100.00 100.0 37.969 38.344 46.00 1 CASH No Friendly 1 46.0 No No No No Goldman Sachs & Co HYGA TMB 14.50 CASHONLY 23359020 01/27/87 04/16/87 C Completed United States US Stone Container Corp 150 N Michigan Ave 861589 2631/2653/2421/2426/2674 2631 861589 DBL Drexel Burnham Lambert 1 01 US United States Southwest Forest Industries Inc 6225 N 24th St 844861 2611/2621/2631/2421/2436/0811 2611 1 Merrill Lynch Capital Markets Public 64.84 35.16 100.00 100.0 716.889 695.713 750.80 2 CASH No Friendly 1 486.8 No No No No 0.75 0.75 Drexel Burnham Lambert SWF STO 32.25 LIA 11886020 01/28/87 02/25/87 C Completed United States US James River Corp of Virginia Tredegar Street 470349 2676/2621/2611/2657/2631/2671 2676 470349 KP Kidder Peabody & Co Inc 1 US United States American Can Co-25,907 Acres of Timberland 02484T 0811 0811 Sub. 100.00 100.0 np np 13.00 1 CASH No Friendly 1 13.0 No No No No Kidder Peabody & Co Inc JR Post Office Box 2218 /2672 CASHONLY 12159020 01/29/87 02/27/87 C Completed United States US Novell Inc 404 Wyman Street 670006 7372/7373/7375/7379 7372 670006 US United States CXI Inc 3606 W Bayshore Rd 12664Z 3571 3571 1 Dean Witter Reynolds Inc Priv. 100.00 100.00 100.0 33.250 33.250 33.25 1 COM No Friendly 1 No No No No NOVL 20504020 01/29/87 10/08/87 C Completed United States US Great American First Savings Bank,San Diego,California 600 B St 389836 6035 6035 389836 US United States Capital Savings Bank,Olympia, Washington 410 W 5th 14090M 6036 6036 Mutual 100.00 100.00 100.0 10.500 10.500 10.50 1 COM No Friendly 1 No No No No GTA 16.13 23179020 01/30/87 11/02/87 C Completed United States US AmSouth Bancorp,Birmingham, Alabama 1900 Fifth Avenue North 032165 6712/6021 6712 032165 MS Morgan Stanley & Co 1 01 US United States First Mutual Savings Assn, Pensacola,Florida 70 N Baylen St 320909 6035 6035 1 Capital Risk Management Corp Public 48.95 51.05 100.00 100.0 56.984 56.984 57.00 2 CASH No Friendly 1 27.9 No No No No 0.1 0.1 Morgan Stanley & Co FMSA ASO 23.00 COM 13243020 01/30/87 08/31/87 C Completed United States US Southeastern Michigan Gas Enterprises Inc 405 Water Street 841825 4924/4213/4214/8741/6719 4924 841825 US United States Michigan Power Co-Gas Distribution Properties (Amer Electric Power) 100 South Main St 59456Q 4932 4932 Sub. 100.00 100.0 np np 39.00 1 CASH No Friendly 1 39.0 No No No No SMGS CASHONLY 21833020 01/30/87 06/29/87 C Completed United States US Atlantic Research Corp 5390 Cherokee Ave 048816 3764/3663/4899/3569/8711/8742 3764 048816 FBC First Boston Corp 1 US United States ORI Group Inc 1375 Piccard Dr 67100Q 8711/7372/8742/7374 8711 Priv. 100.00 100.00 100.0 58.200 58.200 58.20 1 COM No Friendly 1 No No No No First Boston Corp ATRC /3564/2759 13506020 01/30/87 01/30/87 C Completed United States US Pope & Talbot Inc 1500 SW First Ave 732827 2621/2421/2611/2436 2621 732827 US United States Potlatch Corp-Ransom, Pennsylvania Paper Tissue Mill 73762Q 2621 2621 Sub. 100.00 100.0 np np 24.00 1 CASH No Friendly 1 24.0 No No No No POP Suite 200 CASHONLY 23225020 02/02/87 08/11/87 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 01 US United States Heritage Communications Inc 2195 Ingersoll Avenue 427214 4841/4833/4832/3999/2731/3993 4841 3 First Boston Corp Public 77.75 22.26 94.63 100.0 1,466.927 1466.866 888.80 2 CASH No Friendly 1 691.0 No No No No 3.3 10.585 HCI TCOMA 34.00 /7319 Kidder Peabody & Co Inc COMA 2.8 Goldman Sachs & Co 2.8 12218020 02/03/87 04/15/87 C Completed United States US Sun Microsystems Inc 4150 Network Circle 866810 3571/3575/7372 3571 866810 US United States Centram Systems West Inc 15625Q 7372 7372 Priv. 100.00 100.00 100.0 20.800 19.600 20.80 1 COM No Friendly 1 No No No No SUNW 13931020 02/03/87 02/03/87 C Completed United States US Western Auto Supply Co(Wesray Capital Corp) 2107 Grand Ave 957678 5531/5013/5014 5531 95106Q SLB Shearson Lehman Brothers 1 US United States Tire America Inc 88822M 5531 5531 1 Goldman Sachs & Co Priv. 34.29 8.57 57.14 100.00 100.0 np np 35.00 3 CASH No Friendly 1 12.0 No No No No Shearson Lehman Brothers WASC NOTE COM 23172020 02/04/87 05/21/87 C Completed United States US TransAmerica Corp The Transamerica Pyramid 893485 6311/6331/6411/6141/6159/7359 6311 893485 01 US United States Fairmont Financial Corp 4111 West Alameda Ave 305184 6311/6719 6311 1 Kidder Peabody & Co Inc Public 76.01 100.00 100.0 106.464 106.344 143.40 3 COM No Friendly 1 34.4 No No No No 0.537 0.622 FFI TA 20.26 600 Montgomery Street CASH OPT 23400020 02/04/87 08/31/87 C Completed United States US First Virginia Banks Inc, Falls Church,Virginia 6400 Arlington Blvd 337477 6022/6021/6712 6022 337477 01 US United States United Bancorp of Maryland Inc,Upper Marlboro,Maryland 9420 Pennsylvania Ave 909904 6022/6712 6022 1 Duff & Phelps Public 100.00 100.00 100.0 125.901 125.776 38.00 1 COM No Friendly 1 No No No No FVB 80.00 12418020 02/05/87 03/19/87 C Completed United States US Anacomp Inc 11550 N Meridian St 032375 7379 7379 032375 DBL Drexel Burnham Lambert 1 US United States DatagraphiX Inc (General Dynamics Corp) 10981 San Diego Mission 23803Q 3577/3861 3577 1 First Boston Corp Sub. 100.00 100.0 np np 128.00 1 CASH No Friendly 1 128.0 No No No No Drexel Burnham Lambert AAC Suite 600 CASHONLY 12461020 02/05/87 05/12/87 C Completed United States US Ethyl Corp 330 South 4th St 297659 2869/2865/2812/2819/2899/2911 2869 297659 US United States Dow Chemical Co-Bromine & Brominated Chemicals Unit PO Box 520 26054Q 2821/2819 2821 Sub. 100.00 100.0 np np 50.00 1 CASH No Friendly 1 50.0 No No No No EY P.O. Box 2189 /2834/6311/6321 CASHONLY 13898020 02/05/87 05/11/87 C Completed United States US Valid Logic Systems Inc 2820 Orchard Pkwy 919156 7373 7373 919156 SAL Salomon Brothers 1 01 US United States Telesis Systems Corp Two Omni Way 879922 3674/3675/3676/3571 3674 Public 100.00 100.00 100.0 15.089 13.625 19.00 1 COM No Friendly 1 No No No No Salomon Brothers TLSS VLID 4.40 22800020 02/06/87 06/30/87 C Completed United States US Leader Development Corp 1050 Kingsmill Pky 521901 1311/6552 1311 521901 OHIO Ohio Co 1 01 US United States Clinton American Corp 4770 Indianola Ave 18726Q 1311 1311 Priv. 100.00 100.00 100.0 29.031 26.031 25.00 1 COM No Friendly 1 No No No No 0.062 0.062 Ohio Co LDCO 108537020 02/06/87 07/30/87 C Completed United States US Pantera's Corp 11933 Westline Industrial Dr 698653 5812 5812 698653 DBL/DWR Drexel Burnham Lambert 2 02 US United States Pizza Inn Inc 2930 Stemmons Fwy 725847 5812/5141/5046/6794 5812 1 Dean Witter Reynolds Inc Public 21.46 78.54 100.00 100.0 100.275 99.421 61.50 3 COM No Friendly 2 13.2 No No No No 0.475 0.482 Drexel Burnham Lambert PZA PANT 18.63 Dean Witter Reynolds Inc RIGHTS Dean Witter Reynolds Inc CASH 22750020 02/09/87 06/30/87 C Completed United States US First of America Bank Corp, Kalamazoo,Michigan 211 South Rose Street 318906 6021/6162/7374/6733/6211/6282 6021 318906 01 US United States BancServe Group Inc, Rockford, Illinois 1100 Broadway 059763 6021/6719 6021 1 Blunt Ellis & Loewi Inc Public 6.72 93.28 100.00 100.0 174.007 173.181 72.469 2 CASH No Friendly 1 4.9 No No No No 0.037 0.037 BSGI FOA 45.04 /6722/6411/6022/6035/6712 COM 13120020 02/10/87 05/15/87 C Completed United States US United Artists Communications Inc(Tele-Communications Inc) 5655 S Yosemite 909398 7832/7833/4841/6512 7832 879240 US United States Litchfield Co-51 Movie Theatres P.O. Box 100 53658K 7832 7832 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 90.00 1 CASH No Friendly 1 90.0 No No No No UACI Suite 450 CASHONLY 23429020 02/17/87 11/05/87 C Completed United States US US Air Group Inc 2345 Crystal Drive 911905 4512/4513/4111/6719/7389 4512 911905 SLB Shearson Lehman Brothers 1 US United States Piedmont Aviation Inc P.O. Box 2720 720101 4512/4513/5088/4581 4512 1 First Boston Corp Public 100.00 90.15 100.0 2,002.127 1998.957 1,557.00 1 CASH No Friendly 2 1,557.0 No No No No 7.5 7.5 6.46 6.46 Shearson Lehman Brothers PIE U 69.00 One Piedmont Plaza CASHONLY 13869020 02/17/87 07/06/87 C Completed United States US Arvin Industries Inc One Noblitt Plaza 043339 3714/3479/3465/3724/8734/8731 3714 043339 US United States Systems Research Laboratories Inc 87203M 8731 8731 Priv. 100.00 100.00 100.0 np np 35.90 1 COM No Friendly 1 No No No No ARV PO Box 3000 /3083 12334020 02/18/87 10/31/88 C Completed United States US Valley Bancorp,Appleton, Wisconsin 100 West Lawrence Street 919291 6022/6712 6022 919291 US United States Community Banks Inc, Middleton, Wisconsin 7448 Hubbard Ave 203627 6022 6022 Priv. 12.93 87.07 100.00 100.0 58.000 58.000 58.00 2 COM No Friendly 1 7.5 No No No No VYBN CASH 12449020 02/18/87 04/21/87 C Completed United States US Cullinet Software Inc 400 Blue Hill Dr 230032 7372 7372 230032 US United States Distribution Management Systems Inc 284 Quarry Road 25475Q 7372 7372 Priv. 100.00 100.00 100.0 19.300 18.600 19.30 1 COM No Friendly 1 No No No No CUL 12303020 02/19/87 05/29/88 C Completed United States US Coca-Cola Enterprises Inc 2500 Windy Ridge Parkway 191219 2086/2033/2099/5149 2086 191219 FBC First Boston Corp 1 US United States Coca-Cola Co-Bottling Companies in Florida, Alabama, and Texas 19109T 2086 2086 Sub. 100.00 100.0 np np 173.00 1 CASH No Friendly 1 173.0 No No No No First Boston Corp CCE CASHONLY 21180020 02/19/87 12/30/88 C Completed United States US Warner Communications Inc 75 Rockfeller Plz 934436 7812/3652/4841/2721/2731 7812 934436 US United States Gulf & Western Inc-Motion Picture Theater Operations 1 Gulf & Western Plz 40206M 7832 7832 Sub. 50.00 50.0 300.000 300.000 150.00 1 CASH No Friendly 1 150.0 No No No No WCI CASHONLY 14137020 02/19/87 03/24/87 C Completed United States US Crossland Federal Savings Bank Brooklyn,New York 211 Montague St 227901 6035 6035 227901 MS Morgan Stanley & Co 1 US United States Western Savings & Loan Co, Salt Lake City,Utah 95943Q 6035 6035 1 Shearson Lehman Brothers Mutual 100.00 100.00 100.0 50.000 50.000 50.00 1 CASH No Friendly 1 50.0 No No No No Morgan Stanley & Co CRLS CASHONLY 13471020 02/20/87 04/30/87 C Completed United States US Santa Fe Energy Co(Santa Fe Southern Pacific Co) 1616 S Voss 801902 1311 1311 121897 US United States Petro-Lewis Corp-Certain California Oil & Gas Interests (FPCO Inc) 71656T 1311 1311 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 140.00 1 CASH No Friendly 1 140.0 No No No No SFF CASHONLY 22329020 02/20/87 02/16/88 C Completed United States US Bank of New Hampshire Corp, Manchester 300 Franklin St 063854 6021/6022/6712 6021 063854 US United States Suncook Bank,Suncook,New Hampshire 50 Glass St 867221 6022 6022 Priv. 100.00 100.00 100.0 19.275 np 19.30 1 COM No Friendly 1 No No No No BNHC 250.00 13867020 02/20/87 06/23/87 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 US United States Syracuse Savings Bank, Syracuse, New York One Clinton Square 87176Q 6036 6036 1 Smith Barney, Harris Upham Priv. 100.00 100.00 100.0 100.000 100.000 100.00 1 CASH No Friendly 1 100.0 No No No No NOR CASHONLY 12898020 02/23/87 07/07/87 C Completed United States US Decision/Capital Fund 103 Springer Bldg 243440 6726 6726 243440 ALEX-BROWN Alex Brown & Sons Inc 1 US United States Decision/Capital Fund 103 Springer Bldg 243440 6726 6726 Public 71.43 28.57 100.00 100.0 14.000 14.000 14.00 2 CSUBNOTE No Friendly 1 10.0 No No No No Alex Brown & Sons Inc DCF DCF 3411 Silverside Rd 3411 Silverside Rd CASH 12580020 02/23/87 03/31/87 C Completed United States US NEOAX Inc PO Box 10309 629087 3711/3714/3724/3769/3556 3711 629087 US United States Fairfield Manufacturing Co (Rexnord Inc) U S 52 South 30452Q 3566/3714 3566 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 70.50 1 CASH No Friendly 1 70.5 No No No No NOAX CASHONLY 23180020 02/23/87 05/29/88 C Completed United States US KeyCorp,Albany,New York (Key Corp,Cleveland Ohio) One KeyCorp Plaza 493263 6021/6022/6712 6021 833663 01 US United States First Northwest Bancorp 105 West 8th Street 335835 6036/6712 6036 1 Sheshunoff & Co Inc Priv. 100.00 100.00 100.0 79.807 np 14.50 1 COM No Friendly 1 No No No No 0.027 0.027 KEY 35.00 P.O. Box 88 25069020 02/24/87 08/31/87 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 FBC First Boston Corp 1 02 US United States Rainier Bancorporation, Seattle,Washington 1301 Fifth Ave 750863 6021/6162/6712 6021 1 Goldman Sachs & Co Public 100.00 99.59 100.0 7,597.505 np 1,157.10 2 COM No Friendly 1 No No No No 3.4 3.425 5.49 5.5 First Boston Corp RBAN SPC 52.33 /6162/7374/6712 OPT 23213020 02/26/87 11/12/87 C Completed United States US GlenFed Inc 700 North Brand Blvd 378671 6035/6712 6035 378671 SAL Salomon Brothers 1 01 US United States Guarantee Financial Corp, Fresno,California 1177 Fullton Mall 400739 6035/7374/6159/6552/6411/6531 6035 2 First Boston Corp Public 100.00 100.00 100.0 2,302.656 2302.599 146.00 1 COM No Friendly 1 No No No No 1.46 1.474 0.77 1.54 Salomon Brothers GFCC GLN 23.61 /6712 Kaplan, Smith & Associates 0.77 12049020 02/27/87 06/17/87 C Completed United States US Convergent Inc 2700 N First St 212479 3571/7372 3571 212479 BK-AMER-TRUST BankAmerica National Trust 1 US United States BaronData Systems 1700 Marina Blvd 068281 7372/7373/5045/5999 7372 1 Shearson Lehman Brothers Public 100.00 60.00 100.0 55.151 55.327 31.50 1 CASH No Friendly 1 31.5 No No No No 0.15 0.15 BankAmerica National Trust BDSY CVGT 15.00 P.O. Box 2193 CASHONLY 13157020 02/27/87 02/27/87 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 US United States Madison National Bank, Richmond, Kentucky 128 W Main St 55804Q 6021 6021 Priv. 100.00 100.0 np np 14.00 1 CASH No Friendly 1 14.0 No No No No PNC Fifth Avenue and Wood Street CASHONLY 13681020 02/27/87 04/13/87 C Completed United States US Ohio Mattress Co 301 Shaw St 677401 2515 2515 677401 US United States Sealy Mattress Co of Michigan 21450 Trolly Industries Dr 81213W 2515 2515 Priv. 100.00 100.00 100.0 np np 48.60 1 CASH No Friendly 1 48.6 No No No No OMT CASHONLY 12441020 03/03/87 03/03/87 C Completed United States US Security Pacific Corp,Los Angeles,California 333 South Hope Street 814823 6021/6022/6282/6211/6141/6159 6021 814823 US United States Diablo Bank, Danville, California 156 Diablo Rd 252436 6022 6022 Priv. 100.00 100.0 np np 18.00 1 CASH No Friendly 1 18.0 No No No No SPC /6162/7374/6712 CASHONLY 12676020 03/04/87 04/01/87 C Completed United States US ITEL Corp Two North Riverside Plaza 465642 7359/1629/4011 7359 465642 US United States Flexi-Van Leasing Inc- Container Fleet (Castle & Cooke Inc) 330 Madison Ave 33973Q 7359 7359 Sub. 16.66 24.81 100.00 100.0 np np 222.10 3 NOTE No Friendly 1 130.0 No No No No ITEL Suite 1950 COM CASH 22115020 03/04/87 04/28/87 C Completed United States US Borman's Inc 18718 Borman Ave 099855 5411/5912/2024/5143 5411 099855 US United States Safeway Stores Inc-Salt Lake City Division 78651Z 5411 5411 Sub. 100.00 100.0 np np 75.00 1 CASH No Friendly 1 75.0 No No No No BRF CASHONLY 23290020 03/05/87 05/14/87 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 01 US United States Monfort of Colorado Inc 1930 AA St 609348 0211/2011/5147 0211 1 Prudential-Bache Capital Fund Public 100.00 100.00 100.0 420.326 316.642 365.50 1 COM No Friendly 1 No No No No 0.175 0.175 MNFT CAG 85.43 /3199/3999/5331 22718020 03/09/87 08/05/87 C Completed United States US Chrysler Corp 1000 Chrysler Drive 171196 3711/3714/6159/6311/6331/3721 3711 171196 SAL Salomon Brothers 1 01 US United States American Motors Corp American Center 027627 3711/5012/7515/3792/3714 3711 2 Shearson Lehman Brothers Public 67.32 30.86 100.00 100.0 2,059.751 1947.317 1,928.00 4 CASH No Friendly 1 35.0 No No No No 3.5 3.53 Salomon Brothers AMO C 4.50 /6719 27777 Franklin Road Lazard Freres & Co LLC COM BOND LIA 24810020 03/09/87 12/02/88 C Completed United States US Walt Disney Co 500 South Buena Vista Street 254687 7996/7812/6794/3652/2741/4833 7996 254687 US United States Fidelity Television 31641Q 6799 6799 Priv. 100.00 100.0 np np 103.00 1 CASH No Friendly 1 103.0 No No No No DIS /7375/4813/5961 CASHONLY 25258020 03/09/87 12/02/88 C Completed United States US Walt Disney Co 500 South Buena Vista Street 254687 7996/7812/6794/3652/2741/4833 7996 254687 US United States KHJ-TV(GenCorp Inc) 5515 Melrose Ave 482HJT 4833 4833 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 217.00 1 CASH No Friendly 1 217.0 No No No No DIS /7375/4813/5961 CASHONLY 13473020 03/09/87 03/17/87 C Completed United States US Presidio Oil Co 5613 DTC Pkwy 741016 1311 1311 741016 MCKINLEY McKinley Allsopp Inc 1 01 US United States Petroleum Development Corp 1775 Sherman Street 716578 1311/1381/1382 1311 Public 100.00 100.0 22.619 22.619 22.50 1 CASH No Friendly 1 22.5 No No No No McKinley Allsopp Inc PETD PRS Suite 750 Suite 3000 CASHONLY 12003020 03/10/87 05/25/87 C Completed United States US Reebok International Ltd 1895 J.W. Foster Boulevard 758110 3021/3149/2329/2339/2353/2389 3021 758110 KP Kidder Peabody & Co Inc 1 US United States Avia Group International Inc 16160 SW Upper Boone Ferry Rd 053652 3149 3149 1 Merrill Lynch Capital Markets Priv. 100.00 100.00 100.0 179.850 np 180.00 1 CASH No Friendly 1 180.0 No No No No Kidder Peabody & Co Inc RBK 16.35 /2385 CASHONLY 12522020 03/10/87 01/30/88 C Completed United States US Merchants National Corp, Indianapolis,Indiana One Merchants Plaza 589152 6021/6712 6021 589152 US United States Elston Corp 132 E Main St 29035Q 6022 6022 1 John J. Ryan Priv. 100.00 100.00 100.0 22.002 np 22.00 1 CASH No Friendly 1 22.0 No No No No MCHN 185.00 Suite 410-E CASHONLY 13426020 03/11/87 08/17/87 C Completed United States US Pope Evans and Robbins Inc 49 W 37th St 732852 2253/5949/5131/5137/5136 2253 732852 US United States Pat Fashions Industries Inc 1370 Broadway 702862 5137/5136/2331/2337/2339/6719 5137 1 Citicorp Public 100.00 100.0 18.000 18.000 18.00 1 CASH No Friendly 1 18.0 No No No No PL PER CASHONLY 13551020 03/11/87 04/30/87 C Completed United States US Oak Industries Inc 1000 Winter Street 671400 3678/3823/3674 3678 671400 SBH Smith Barney, Harris Upham 1 US United States Railway Maintenance Equipment Co (Rexnord Inc/Banner Industries Inc) 3073 S Chase Ave 75076Q 3531 3531 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 15.50 1 CASH No Friendly 1 15.5 No No No No Smith Barney, Harris Upham OAK CASHONLY 12070020 03/13/87 03/13/87 C Completed United States US Chrysler Corp 1000 Chrysler Drive 171196 3711/3714/6159/6311/6331/3721 3711 171196 US United States Beneficial Business Credit Corp-Commercial Loan Portfolio (Beneficial) 5100 Tilgham St 08171T 6159 6159 Sub. 100.00 100.00 100.0 np np 84.00 1 CASH No Friendly 1 84.0 No No No No C /6719 Suite 365 CASHONLY 12901020 03/16/87 03/16/87 C Completed United States US Communications Satellite Corp 950 L'Enfant Plaza SW 203417 4899/4813/4812/4822/4841/8748 4899 203417 US United States Hi-Net Communications (Holiday Corp, Communications Satellite Corp) 3728 Lamar Ave 42838Q 4899/7819 4899 J.V. 50.00 100.0 50.000 50.000 25.00 1 CASH No Friendly 1 25.0 No No No No CQ /3663 CASHONLY 14037020 03/17/87 06/24/88 C Completed United States US Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 656538 01 US United States United National Bank of Callicoon, New York Main St 911060 6021 6021 Priv. 100.00 100.00 100.0 99.564 99.598 20.00 1 COM No Friendly 1 No No No No NOR 99.00 13248020 03/18/87 06/24/87 C Completed United States US Rabbit Software Corp Great Valley Corporate Center 749911 7372 7372 749911 US United States Micro Plus II 59489Q 3575/3577 3575 Priv. 100.00 100.00 100.0 11.000 12.000 11.00 1 COM No Friendly 1 No No No No RABT 25022020 03/18/87 01/01/88 C Completed United States US Fleet Financial Group Inc, Providence,Rhode Island 50 Kennedy Plaza 338902 6021/6282/6211/6153/6162/6712 6021 338902 SAL Salomon Brothers 1 01 US United States Norstar Bancorp,Albany,New York One Norstar Plaza 656538 6021/6712 6021 1 Salomon Brothers Public 100.00 100.00 100.0 8,519.204 8228.295 1,250.00 1 COM No Friendly 1 No No No No 2.5 2.5 2.5 2.5 Salomon Brothers NOR FLT 35.63 12084020 03/20/87 06/29/87 C Completed United States US Affiliated Publications Inc 135 Morrisey Blvd 008261 2711/2721/2731 2711 008261 FBC First Boston Corp 1 US United States Billboard Publications Inc 1515 Broadway 09002Q 2721/2731 2721 Priv. 100.00 100.00 100.0 100.000 100.000 100.00 1 CASH No Friendly 1 100.0 No No No No First Boston Corp AFP CASHONLY 22789020 03/20/87 05/06/87 C Completed United States US Ecolab Inc 370 N. Wabasha Street 278865 2841/2842/2843/3582/3589/2879 2841 278865 SAL/I Salomon Brothers 2 01 US United States ChemLawn Corp 8275 N High St 163530 0782/0783/7217/7342 0782 1 Smith Barney, Harris Upham Public 100.00 100.00 100.0 407.545 397.601 386.60 1 CASH No Friendly 2 386.6 No No No No 1.955 3.205 3.46 3.46 Salomon Brothers CHEM ECL 36.50 Ecolab Center /0782/7217/7342/7349/7699/5122 Individual CASHONLY 1.25 Individual /5169 14156020 03/20/87 06/30/87 C Completed United States US Enviropact Inc 4790 N.W. 157th St 293914 8734/8748 8734 293914 US United States Willms Trucking Co(Enviropact Inc) 7117 Cross County Rd 97100Q 4213 4213 Sub. 51.61 8.07 40.32 100.00 100.0 np np 12.40 3 SUBDEB No Friendly 1 6.4 No No No No VIRO COM CASH 22812020 03/23/87 06/04/87 C Completed United States US Mark IV Industries Inc 501 John James Audubon Parkway 570387 3052/3823/3577/3669/3663/3651 3052 570387 BEAR Bear Stearns & Co Inc 1 02 US United States Conrac Corp Three Landmark Sq 208291 3577/3663/3661/3548/3542/3826 3577 1 Goldman Sachs & Co Public 100.00 90.66 90.7 193.764 193.307 181.20 1 CASH No Hostile 2 10.000 181.2 No No No No 1.05 1.05 2.153 2.153 Bear Stearns & Co Inc CAX IV 25.00 27.50 P.O. Box 810 /3679/5046/5045/5065/5099/8711 CASHONLY 13172020 03/23/87 03/23/87 C Completed United States US American Television & Communications Corp(Time Inc) 300 First Stamford Place 030187 4841 4841 887224 US United States Manhattan Cable Television Inc 120 E 23rd St 56280Q 4899 4899 Priv. 100.00 100.00 100.0 np np 190.00 1 COMB No Friendly 1 No No No No ATCM 163295020 03/30/87 03/30/87 C Completed United States US Morrison Inc 4721 Morrison Dr 618431 5812 5812 618431 US United States Custom Management Corp 4721 Morrison Drive 23203R 7389/5149 7389 Priv. 100.00 100.0 np np 15.10 1 CASH No Friendly 1 15.1 No No No No MORR PO Box 160266 CASHONLY 12821020 03/30/87 05/29/88 C Completed United States US Southwestern Bell Corp One Bell Center 845333 4813/4812/3661/2741/6719 4813 845333 SAL Salomon Brothers 1 US United States Gulf Printing Co 2210 West Dallas 40247Q 2752/2732 2752 Priv. 100.00 100.00 100.0 30.000 30.000 30.00 1 COM No Friendly 1 30.0 No No No No Salomon Brothers SBC 116.25 13347020 03/30/87 05/29/88 C Completed United States US Bolt Beranek and Newman Inc 150 Cambridgepark Drive 097689 7373/7379/7372/3577 7373 097689 US United States Network Switching Systems Inc 64090Q 3679 3679 Priv. 100.00 100.0 np np 18.00 1 CASH No Friendly 1 18.0 No No No No BBN CASHONLY 22806020 03/31/87 12/31/87 C Completed United States US KeyCorp,Albany,New York (Key Corp,Cleveland Ohio) One KeyCorp Plaza 493263 6021/6022/6712 6021 833663 01 US United States Commercial Security Bancorp, Salt Lake City, Utah 50 S Main St 202336 6022/6021/6712 6022 1 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 72.505 72.340 102.00 2 COM No Friendly 1 No No No No 1.0 1.0 CSEC KEY 63.02 P.O. Box 88 Suite 2000 OPT 23340020 03/31/87 09/09/87 C Completed United States US Emery Air Freight Corp 3350 West Bayshore Road 291101 4513/4731 4513 291101 SAL Salomon Brothers 1 01 US United States Purolator Courier Corp Old Danbury Road 746380 4513/3714 4513 2 Dillon, Read & Co Inc Public 83.01 16.99 100.00 100.0 429.744 429.744 308.40 2 JRSUBDEB Yes Friendly 2 256.0 No No No No 3.5 3.5 0.846 0.846 Salomon Brothers PCC EAF 40.00 Goldman Sachs & Co CASH 23379020 03/31/87 08/15/87 C Completed United States US Hudson Foods Inc 1225 Hudson Rd 443782 2015 2015 443782 US United States Thies Cos Inc 3111 Tenth St 88405T 2013/2015/5147/5144 2013 1 Stern Brothers Priv. 100.00 100.00 100.0 14.911 15.258 11.60 1 COM No Friendly 1 No No No No 0.014 0.014 HFI 34.79 P. O. Box 49 11927020 04/03/87 06/03/87 C Completed United States US LPL Investment Group Inc 358 Hall Ave 502127 6211/6719 6211 502127 MLCM Merrill Lynch Capital Markets 1 US United States Amphenol Corp 358 Hall Avenue 032095 3678/3643/3357 3678 1 Lazard Freres & Co LLC Public 100.00 100.00 100.0 np np 430.00 2 LIA No Friendly 1 430.0 No No No No Merrill Lynch Capital Markets LPLI CASH 22742020 04/06/87 06/09/87 C Completed United States US Cincinnati Bell Inc 201 East Fourth St 102-760 171870 4813/4812/7373/7375/7378/5063 4813 171870 SLB Shearson Lehman Brothers 1 01 US United States Auxton Computer Enterprises Inc 851 Trafalger Ct 053334 7379/7372/7374 7379 1 Wertheim Schroder Public 100.00 100.00 100.0 81.404 81.326 81.10 1 CASH No Friendly 1 81.1 No No No No 0.811 0.811 0.811 0.811 Shearson Lehman Brothers AUXT CSN 15.75 P.O. Box 2301 /5065/6719 CASHONLY 12083020 04/06/87 05/29/87 C Completed United States US Sara Lee Corp Three First National Plaza 803111 2011/2013/2038/2051/2095/5147 2011 803111 US United States Bil Mar Foods Inc 8300 96th St 09019Q 2015/2013/2092/0253 2015 Priv. 100.00 100.00 100.0 184.000 164.000 184.00 1 COM No Friendly 1 No No No No SLE Suite 4600 /5142/5149/2842/3635/2321/2322 /2331/2251/5136/5137/5621/5611 12216020 04/06/87 09/30/87 C Completed United States US Key Centurion Bancshares Inc,Charleston,West Virginia Virginia and Capitol Sts 493075 6021/6022/6712 6021 493075 US United States Central National Bank, Buckhannon, West Virginia 32 E Main St 154321 6021 6021 Priv. 100.00 100.00 100.0 16.17 np 16.20 1 COM No Friendly 1 No No No No KEYC 101.06 Charleston National Plz 12691020 04/06/87 06/29/87 C Completed United States US SCI Systems Inc 2109 Clinton Ave W 783890 3571/3661/3577/3575/7373 3571 783890 US United States Fortune Systems Inc- Micracomputer Business 101 Twin Dolphin Dr 34968Z 3571 3571 Sub. 100.00 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No SCIS CASHONLY 23192020 04/06/87 06/30/87 C Completed United States US GenCorp Inc 2001 Aerojet Road 368682 3069/3764/3483/3663/3714/2821 3069 368682 FBC/KP First Boston Corp 2 US United States GenCorp Inc 2001 Aerojet Road 368682 3069/3764/3483/3663/3714/2821 3069 Public 100.00 54.06 54.1 3,043.953 7733.600 1,625.00 1 CASH No Not Appl. 1 1,625.0 No No No No 6.325 12.65 First Boston Corp GY GY 130.00 Rancho Cordova /2295 Kidder Peabody & Co Inc Rancho Cordova /2295 CASHONLY 6.325 Kidder Peabody & Co Inc 13078020 04/06/87 04/06/87 C Completed United States US Litton Industries Inc 21240 Burbank Boulevard 538021 3812/3669/3663/3625/3731/3462 3812 538021 US United States Lamb Technicon Corp(Western Atlas Inc/Litton Industries) 5663 East 9 Mile Rd 51326Q 3541/3542/3569/3544/3535/3545 3541 Sub. 100.00 100.0 np np 116.00 1 CASH No Friendly 1 116.0 No No No No LIT /3728/3823/3571 CASHONLY 12766020 04/07/87 05/22/87 C Completed United States US Avon Products Inc 777 Third Avenue 054303 2844/3961/5961/3421/5963/5122 2844 054303 01 US United States Giorgio Inc 37611Q 2844 2844 Priv. 100.00 100.00 100.0 165.000 165.000 165.00 1 CASH No Friendly 1 165.0 No No No No AVP CASHONLY 22745020 04/10/87 06/10/87 C Completed United States US Computer Associates International Inc One Computer Associates Plaza 204912 7372/7379 7372 204912 01 US United States BPI Systems Inc 3001 Bee Cave Rd 055906 7372 7372 1 Wertheim Schroder Public 100.00 100.00 100.0 14.146 14.146 10.80 1 CASH No Friendly 1 10.8 No No No No 0.275 0.275 BPII CA 1.92 CASHONLY 11868020 04/13/87 06/29/87 C Completed United States US Dillard Department Stores Inc 3929 Mccain Blvd #4K 254063 5311 5311 254063 US United States Allied Stores Corp-Joske's, Cain-Sloan Divisions (Campeau Corp) 1901 Main St 01951M 5311 5311 1 First Boston Corp Sub. 100.00 100.0 np np 255.00 1 CASH No Friendly 1 255.0 No No No No DDS CASHONLY 20719020 04/13/87 01/04/88 C Completed United States US Midlantic Corp Metro Park Plaza 59780E 6021/6162/6159/6712 6021 59780E US United States County Bancorp,Lyndhurst,New Jersey 22238W 6021/6712 6021 Priv. 100.00 100.0 23.277 np 23.10 1 CASH No Friendly 1 23.1 No No No No MIDL 83.73 PO Box 600 CASHONLY 12505020 04/13/87 05/07/87 C Completed United States US PH Glatfelter Co 96 South George Street 377316 2621/2611/2679/2656/2672/2675 2621 377316 OPPENHEIMER Oppenheimer & Co Inc 1 US United States Ecusta Corp 27927Q 2621 2621 1 Morgan Lewis Githens & Ahn Priv. 100.00 100.0 149.2 149.200 149.20 1 CASH No Friendly 1 149.2 No No No No Oppenheimer & Co Inc GLT Suite 500 /2677/3081 CASHONLY 22124020 04/13/87 09/17/87 C Completed United States US Resdel Industries(Phoenix Group International) 4000 MacArthur Blvd 760855 3663/3812 3663 979891 HLHZ-CAPITAL HLHZ Capital 1 01 US United States San/Bar Corp 9999 Muirlands Pkwy 796469 3661/2819/2992 3661 1 Prudential-Bache Capital Fund Public 100.00 100.00 100.0 9.814 11.384 13.34 1 COM No Friendly 1 No No No No 0.025 0.025 0.3 0.3 HLHZ Capital SBAR RSDL 6.50 23355020 04/13/87 11/11/87 C Completed United States US Independence Holding Co 96 Cummings Point Rd 453438 6311/6321/6331/6351 6311 453438 BAIRD Robert W Baird & Co Inc 1 01 US United States South Atlantic Financial Corp 32 Thread Lane 852625 6311/6321/6324/6719 6311 1 Shearson Lehman Brothers Sub. 100.00 60.40 100.0 51.615 79.938 93.30 3 APPRECRTS No Friendly 1 No No No No 0.15 0.15 0.2 0.2 Robert W Baird & Co Inc INHO 17.25 COM WAR 13044020 04/14/87 05/29/88 C Completed United States US Griffith Consumers Co (Chartwell Investments Inc) 2510 Schuster Dr 398300 5983/5541/5172/7623/7699/1711 5983 16139A US United States Carl King Inc 49468Q 5541 5541 Priv. 100.00 100.0 14.000 14.000 14.00 1 CASH No Friendly 1 14.0 No No No No GFTC CASHONLY 23385020 04/16/87 08/24/87 C Completed United States US KDI Corp 5721 Dragon Way 482452 3229/3264/3822/3679/1799/3589 3229 482452 SLB Shearson Lehman Brothers 1 01 US United States Triangle Microwave Inc 31 Farinella Dr 895883 3679 3679 1 LF Rothschild & Co Public 100.00 100.00 100.0 26.419 26.419 34.80 2 CASH No Friendly 1 34.8 No No No No 0.625 0.625 Shearson Lehman Brothers TRMW KDI 6.50 /3648/2821/3089/2869 CVR 13743020 04/20/87 05/20/87 C Completed United States US Pacific Scientific Co 620 Newport Center Drive 694806 3621/3728/3823/3824/3625/3829 3621 694806 US United States Sigma Instruments Inc 120 Commerce Drive 826588 3823/3829/3826/3674/3559 3823 1 First Boston Corp Sub. 100.00 100.0 np np 17.00 1 CASH No Friendly 1 17.0 No No No No PSX Suite 700 /3599 Unit 1 CASHONLY 13971020 04/20/87 04/20/87 C Completed United States US HealthVest 600 Congress Ave 421921 6798 6798 421921 US United States Trinity Living Centers-2 Florida Nursing Homes 89652T 8051 8051 Sub. 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No HVT Ste 2900 CASHONLY 12114020 04/21/87 05/06/87 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 US United States Bradford-White Corp NW Corner 24th St/Ellsworth St 10447Q 3639 3639 1 Howard Lawson Priv. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No NTK /3651/3635/2434/2431/3261/3431 CASHONLY /3444/5211 12658020 04/22/87 12/28/87 C Completed United States US Dominion Bankshares Corp, Roanoke,Virginia 213 S Jefferson St 257183 6022/6712 6022 257183 US United States First Springfield National Corp,Springfield,Tennessee 33645Q 6021/6712 6021 Priv. 100.00 100.00 100.0 14.487 np 14.60 1 COM No Friendly 1 No No No No DMBK 143.44 P.O. Box 13327 23372020 04/22/87 10/06/87 C Completed United States US Supermarkets General Holdings Corp 301 Blair Raod 868446 5411/5912/5231/5251/6719 5411 868446 MLCM Merrill Lynch Capital Markets 1 01 US United States Supermarkets General Corp 301 Blair Road 868443 5411/5211/5912/5311 5411 1 Shearson Lehman Brothers Public 85.27 14.73 100.00 100.0 2,013.937 2004.727 1,833.40 3 CVTPFD No Friendly 2 1,563.4 No No No No 19.0 19.0 8.25 8.25 Merrill Lynch Capital Markets SGL 46.75 P.O. Box 5301 CASH SUBDEB 12095020 04/27/87 06/17/87 C Completed United States US Federated Department Stores Inc 7 W 7th St 31410J 5311 5311 31410J SLB Shearson Lehman Brothers 1 US United States Block's Inc(Allied Stones Corp/Campeau Corp) Yellowstone & 7th Ave 09368M 5651/5661/5947 5651 1 First Boston Corp Sub. 100.00 100.0 np np 55.00 1 CASH No Friendly 1 55.0 No No No No Shearson Lehman Brothers FD CASHONLY 22803020 04/27/87 11/01/87 C Completed United States US Sovran Financial Corp,Norfolk, Virginia One Commercial Place 846104 6021/6712 6021 846104 MLCM Merrill Lynch Capital Markets 1 01 US United States Commerce Union Corp,Nashville Tennessee One Commerce Pl 200835 6022/6162/6311/6712 6022 1 First Boston Corp Public 2.90 97.10 100.00 100.0 3,098.702 2940.336 655.00 2 COM No Friendly 1 19.0 No No No No 1.0 2.0 2.005 Merrill Lynch Capital Markets COMU SOVN 35.26 CASH 23232020 04/27/87 12/29/87 C Completed United States US Old Kent Financial Corp,Grand Rapids,Michigan 111 Lyon Street Nw 679833 6022/6712/6162/6798 6022 679833 01 US United States Illinois Regional Bancorp Inc, Chicago,Illinois 105 S York Rd 452132 6021/6022/6162/6712 6021 2 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 326.266 326.266 75.00 1 CASH No Friendly 1 75.0 No No No No 0.755 0.839 ILLR OK 48.00 Cates Consulting Analysts CASHONLY 0.839 23336020 04/27/87 09/10/87 C Completed United States US Medco Containment Services Inc (Porex Technologies Corp) 100 Summit Avenue 583905 5122 5122 733280 MLCM Merrill Lynch Capital Markets 1 01 US United States Porex Technologies Corp 1900 Pollitt Dr 733280 3089/5961 3089 1 Drexel Burnham Lambert Public 10.65 76.56 100.00 100.0 372.885 388.067 469.60 4 LIA No Friendly 1 60.1 No No No No 0.2 0.2 0.2 0.2 Merrill Lynch Capital Markets MCCS 37.57 OPT CASH COM 20141020 04/28/87 11/02/87 C Completed United States US Manufacturers National Corp, Detroit,Michigan Manufacturers Bank Tower 565004 6022/6712 6022 565004 MS Morgan Stanley & Co 1 US United States Affiliated Banc Group Inc, Morton Grove, Illinois 8700 Waukegan Rd 00791F 6022/6021/6153/6159/6712 6022 1 Golembe Associates Priv. 100.00 100.00 100.0 143.000 113.000 143.00 1 COM No Friendly 1 No No No No Morgan Stanley & Co MNTL 43.33 Rennaissance Center Suite 102 24493020 04/28/87 06/02/87 C Completed United States US Life Investors Inc 4333 Edgewood Rd NE 532100 6311/6321/6733/6282/6411/6531 6311 532100 US United States Life Investors Inc 4333 Edgewood Rd NE 532100 6311/6321/6733/6282/6411/6531 6311 Public 100.00 5.29 97.7 623.417 623.403 23.958 1 CASH No Not Appl. 1 24.0 No No No No LINV LINV 51.61 /6719 /6719 CASHONLY 22835020 04/29/87 07/06/87 C Completed United States US Insilco Corp 425 Metro Place North 457659 3714/3465/3641/3646/3648/3643 3714 457659 01 US United States Dual-Lite Inc Simm Lane 263566 3648/3641/3643 3648 1 Donaldson Lufkin & Jenrette Public 100.00 100.00 100.0 58.771 58.771 65.45 1 CASH No Friendly 1 65.5 No No No No 0.13 0.13 DUAL INR 26.00 Fifth Floor /3677/3678/3679/3469/3499 CASHONLY 12995020 04/30/87 09/23/87 C Completed United States US Sealed Air Corp 200 Riverfront Boulevard 81211K 2671/2673/3086/3087/3565/3569 2671 81211K DLJ Donaldson Lufkin & Jenrette 1 US United States Jiffy Packaging Corp 47741Q 3081/3069/3086 3081 Priv. 100.00 100.00 100.0 37.4 37.400 37.40 1 COM No Friendly 1 No No No No Donaldson Lufkin & Jenrette SEE /2899/5113/5162/5085 107982020 04/30/87 08/13/87 C Completed United States US Advanced Micro Devices Inc One AMD Place 007903 3674/3577/7372/5065 3674 007903 DLJ Donaldson Lufkin & Jenrette 1 01 US United States Monolithic Memories Inc 2175 Mission College Blvd 609836 3674/3672 3674 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 345.131 285.471 441.00 3 COM No Friendly 1 No No No No 1.5 1.523 3.0 3.0 Donaldson Lufkin & Jenrette MMIC AMD 20.13 Po Box 3453 OPT WAR 24110020 04/30/87 12/14/87 C Completed United States US Oregon Metallurgical Corp (Owens-Corning Fiberglas Corp) 530 34th Avenue, S.W. 685899 3356/5051/3339/3369 3356 690734 DLJ Donaldson Lufkin & Jenrette 1 US United States Oregon Metallurgical Corp (Armco Inc) 530 34th Avenue, S.W. 685899 3339/3369 3339 Public 100.00 80.13 80.1 35.734 35.975 31.00 2 CASH No Not Appl. 1 31.0 No No No No Donaldson Lufkin & Jenrette OREM OREM 2.56 CASHDIV 13578020 04/30/87 04/30/87 C Completed United States US Health Management Associates Inc 800 Laurel Oaks Dr 421922 8062 8062 421922 US United States Republic Health Corp-Medical Center of Southeastern OK, Crawford Cty 76048Q 8062 8062 Sub. 4.76 100.00 100.0 np np 21.00 2 NOTE No Friendly 1 20.0 No No No No HMAIA Suite 500 CASH 108101020 05/01/87 12/31/87 C Completed United States US Rite Aid Corp 30 Hunter Lane 767754 5912/5999 5912 767754 US United States Gray Drug Fair Inc (Sherwin-Williams Co) 101 Prospect Ave 38927Q 5912 5912 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 120.00 1 CASH No Friendly 1 120.0 No No No No RAD CASHONLY 13002020 05/04/87 05/04/87 C Completed United States US CareerCom Corp 1801 Oberlin Road 141686 8243/8244/8249 8243 141686 PAINE-W PaineWebber 1 US United States Jostens Educational Systems Inc(Jostens Inc) 5501 Norman Center Dr 48108Q 8331 8331 Sub. 50.57 49.43 100.00 100.0 np np 39.55 2 CASH No Friendly 1 20.0 No No No No PaineWebber CCM COM 242517020 05/04/87 05/04/87 C Completed United States US Veeco Instruments Inc 515 Broad Hollow Rd 922408 8711/3613/3825/3824/3829/3823 8711 922408 US United States Novatronics Group Inc (Northeast Ohio Axle) 66992Q 3612/3621/3629 3612 Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No VEE /3674/5065 CASHONLY 11933020 05/05/87 05/05/87 C Completed United States US American Quasar Petroleum Co 2500 Texas American Bk Bldg 029145 1311/1382 1311 029145 US United States American Quasar Petroleum Co 2500 Texas American Bk Bldg 029145 1311/1382 1311 1 Copeland, Wickersham, Wiley Public 100.00 95.40 95.4 99.790 99.790 95.20 2 CSUBDEB No Friendly 1 No No No No WEXC WEXC RDEBT 24945020 05/05/87 05/05/87 C Completed United States US Polycast Technology Corp 69 Southfield Ave 731690 2221/2282 2221 47705Q WIEN-SEC Wien Securities 1 US United States Jesup & Lamont Holding Co Inc 360 Madison Ave 47705Q 6211/6719 6211 1 Wien Securities Priv. 100.00 100.00 100.0 30.300 30.300 30.30 1 COM No Friendly 1 No No No No Wien Securities PTCC 13992020 05/05/87 06/30/87 C Completed United States US Georgia-Pacific Corp 133 Peachtree Street N.E. 373298 2436/2435/2499/2452/3275/5211 2436 373298 US United States US Plywood Corp 912384 2436/5031 2436 1 Salomon Brothers Priv. 100.00 100.00 100.0 215.000 215.000 215.00 1 CASH No Friendly 1 215.0 No No No No GP /5031/5113/2611/2621/2631/2421 CASHONLY /0811 22794020 05/06/87 10/05/87 C Completed United States US Trustcorp Inc,Toledo,Ohio Three SeaGate 89835J 6021/6022/6282/6733/6531/6411 6021 89835J 01 US United States CitizensTrust Bancorp Inc,Ann Arbor, Michigan 100 South Main St 177222 6022/6712 6022 Priv. 100.00 100.00 100.0 223.809 222.914 50.40 1 COM No Friendly 1 No No No No TTCO 78.75 /6162/6311/4724/6712 24919020 05/06/87 12/30/87 C Completed United States US Western Union Corp 1 Lake St 959805 4822/4899 4822 959805 DBL Drexel Burnham Lambert 1 US United States ITT World Communications Inc (ITT Corp) 100 Plaza Drive 450688 4822/4832 4822 Sub. 79.41 20.59 100.00 100.0 np np 170.00 2 CASH No Friendly 1 135.0 No No No No 5.0 5.0 Drexel Burnham Lambert WU LIA 23250020 05/06/87 10/15/87 C Completed United States US MTech Corp(MCorp) 1925 West John Carpenter 553788 7374/7375 7374 55267M ALEX-BROWN Alex Brown & Sons Inc 1 US United States Kalvar Corp 15 South 9th St 483476 7389/7374/7379/3861 7389 1 Piper Jaffray & Hopwood Inc Public 100.00 100.00 100.0 19.34 19.678 18.40 1 CASH No Friendly 1 18.4 No No No No 0.055 0.06 Alex Brown & Sons Inc KALV MTCH 2.70 Freeway CASHONLY 23406020 05/08/87 07/17/87 C Completed United States US Thomas & Betts Corp 8155 T&B Boulevard 884315 3643/3679/3678/3613/3466/3646 3643 884315 KP Kidder Peabody & Co Inc 1 02 US United States Vitramon Inc Route 25 928499 3675 3675 1 Advest Inc Public 100.00 100.00 100.0 76.606 84.985 65.00 1 COM No Friendly 1 No No No No 0.1 0.1 Kidder Peabody & Co Inc VITR TNB 31.20 /5065/5063 101417020 05/11/87 12/31/87 C Completed United States US Myers Industries Inc 1293 South Main Street 628464 3089/3069/5085/5162/5199/5072 3089 628464 WM-SWORD William Sword 1 01 US United States Buckhorn Inc 55 West Techne Center Dr 118374 3089/3069 3089 1 McDonald Investments Public 100.00 100.00 100.0 45.028 46.260 21.10 1 CASH No Friendly 1 21.1 No No No No 0.4 0.4 0.1 0.1 William Sword BKN MYE 5.38 CASHONLY 20506020 05/11/87 08/03/87 C Completed United States US Baxter Travenol Laboratories Inc One Baxter Pkwy 071892 2836/2834/2833/3841/5047 2836 071892 ROBERTSON/FBC Robertson, Colman & Stephens 2 US United States Caremark Inc 4340 Von Karman 141703 8082/7372 8082 1 Alex Brown & Sons Inc Public 6.34 93.66 100.00 100.0 505.663 536.875 530.10 2 COM No Friendly 1 No No No No 2.5 2.508 Robertson, Colman & Stephens CMRK BAX 21.33 First Boston Corp OPT First Boston Corp 23160020 05/11/87 06/30/87 C Completed United States US Lomas & Nettleton Financial Corp 2001 Bryan Tower 541534 6162/6211/6311/6153 6162 541534 MLCM/DLJ Merrill Lynch Capital Markets 2 01 US United States Equitable Life Leasing Corp (Equitable Life Assurance Society of US) 10251 Vista Sorrento Pkwy 294538 7377/7359/6159 7377 Sub. 0.38 82.83 16.79 100.00 100.0 np np 263.30 4 CASH No Friendly 1 1.0 No No No No 0.5 3.26 Merrill Lynch Capital Markets LNF Donaldson Lufkin & Jenrette COM 2.75 Donaldson Lufkin & Jenrette NOTE CVTPFD 23289020 05/11/87 08/03/87 C Completed United States US Waste Management Inc 3003 Butterfield Rd 941063 4953/4959/7359/8711 4953 941063 01 US United States Modulaire Industries Inc 744 Montgomery St 607832 5039/7359/2451/2452/3448 5039 1 Prudential-Bache Capital Fund Public 100.00 99.80 100.0 119.622 119.510 48.00 1 COM No Friendly 1 No No No No 0.05 0.05 WMX 16.00 13862020 05/11/87 05/11/87 C Completed United States US Diceon Electronics Inc 2500 Michelson Dr 253026 3672 3672 253026 US United States Symtron Corp 87147Q 3679/3672 3679 Priv. 100.00 100.00 100.0 11.550 11.550 11.55 1 COM No Friendly 1 No No No No DICN 20552020 05/13/87 10/07/87 C Completed United States US Warner Communications Inc 75 Rockfeller Plz 934436 7812/3652/4841/2721/2731 7812 934436 US United States Chappell & Co 15956Q 2741/2711 2741 Priv. 100.00 100.00 100.0 np np 200.00 2 LIA No Friendly 1 No No No No WCI CVTPFD 22709020 05/14/87 01/29/88 C Completed United States US First Interstate Bancorp of Texas 1000 Louisiana U32054 6022 6022 U32054 GS Goldman Sachs & Co 1 01 US United States Allied Bancshares Inc,Houston, Texas 1000 Louisiana St 018870 6022/6021/6712 6022 2 Montgomery Securities Public 70.19 29.81 100.00 100.0 9,446.912 9446.814 416.00 2 PFD No Friendly 1 No No No No 1.6 1.608 1.7 2.707 Goldman Sachs & Co ALBN ALBN 9.85 Morgan Stanley & Co COMA 1.0 20634020 05/18/87 09/13/88 C Completed United States US Washington Mutual Bank, Seattle,Washington Washington Mutual Tower 939334 6036/6712 6036 939334 SAL Salomon Brothers 1 01 US United States Columbia Federal Savings Bank, Wenatchee, Washington 18 S Mission 197640 6035 6035 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 309.169 np 37.40 1 CASH No Friendly 1 37.4 No No No No 0.44 0.44 Salomon Brothers CFSB WAMU 17.00 15th Floor, 1201 Third Ave PO Box 1609 CASHONLY 23334020 05/19/87 12/22/87 C Completed United States US US Bancorp,Portland,Oregon 111 S.W. Fifth Avenue 90362W 6021/6022/6082/6091/6159/6162 6021 90362W SAL Salomon Brothers 1 01 US United States Peoples Ban Corp,Seattle Washington 1414 Fourth Ave 709786 6021/6162/6211/6311/6712 6021 1 Morgan Stanley & Co Public 100.00 100.00 100.0 1,800.339 1717.361 286.70 1 COM No Friendly 1 No No No No 2.607 2.6 Salomon Brothers PEOP USBCP 74.44 /6712 22829020 05/21/87 01/04/88 C Completed United States US Meridian Bancorp Inc 35 North Sixth Street 589580 6021/6712 6021 589580 KP Kidder Peabody & Co Inc 1 01 US United States Delaware Trust Co,Wilmington, DE 900 S Market Street 246487 6022 6022 2 First Boston Corp Public 100.00 100.00 100.0 195.949 195.949 196.00 1 COM No Friendly 1 No No No No 1.47 2.94 Kidder Peabody & Co Inc MRDN 853.13 Goldman Sachs & Co 1.47 22798020 05/25/87 07/15/87 C Completed United States US Pullman Co 182 Nassau St 745785 3715/3728/3561/3564/3822/3433 3715 745786 SLB Shearson Lehman Brothers 1 01 US United States Clevite Industries Inc 1275 Milwaukee Ave 186798 3714/3399/3594 3714 1 William Blair & Co Public 100.00 100.00 100.0 243.172 243.150 156.50 1 CASH No Friendly 2 156.5 No No No No 1.5 1.5 0.9 0.9 Shearson Lehman Brothers CLEV PMN 17.50 Suite 300 CASHONLY 20463020 05/26/87 08/20/87 C Completed United States US Continental Information Systems Corp 1 Northern Concourse 211497 5045/7377/7359/5044/7353/5082 5045 211497 DWR Dean Witter Reynolds Inc 1 US United States CMI Holding Co One CIS Parkway 12572V 7377/7359/5045/5065 7377 Priv. 100.00 100.0 50.000 50.000 50.00 1 CASH No Friendly 1 50.0 No No No No Dean Witter Reynolds Inc CISC CASHONLY 24875020 05/26/87 07/27/87 C Completed United States US Harcourt Brace Jovanovich Inc 6277 Sea Harbour Drive 411631 2731/2721/2741/5049/6321/6411 2731 411631 FBC/KELSO First Boston Corp 2 US United States Harcourt Brace Jovanovich Inc 6277 Sea Harbour Drive 411631 2731/2721/2741/5049/6321/6411 2731 Public 64.00 16.00 20.00 100.00 100.0 3,628.135 3050.476 3,043.60 3 CASHDIV No Not Appl. 2 1,948.0 No No No No 8.5 8.5 First Boston Corp HBJ HBJ 62.25 /7996/7999 Kelso & Co /7996/7999 COMDIV Kelso & Co PFD 12948020 05/26/87 05/26/87 C Completed United States US Shearson Lehman Brothers Holdings Inc American Express Tower 820931 6211/6221/6282/6159/6162/6411 6211 025816 SLB Shearson Lehman Brothers 1 US United States Industrial Holdings Inc (Standard Oil Inc) 12906 Saticoy St 45615R 6512 6512 1 First Boston Corp Sub. 100.00 100.00 100.0 np np 1,814.432 1 CASH No Friendly 1 1,814.4 No No No No Shearson Lehman Brothers SHE World Financial Center /6552/6719 CASHONLY 20513020 05/27/87 11/27/87 C Completed United States US Greyhound Corp 111 W Clarendon 398028 4131/3711/2844/2841/6159/7379 4131 398028 MS Morgan Stanley & Co 1 US United States Carson Pirie Scott & Co-Food Service Operations 36 South Wabash Ave 14601V 5812 5812 1 Merrill Lynch Capital Markets Sub. 83.59 16.41 100.00 100.0 np np 390.00 2 LIA No Friendly 1 326.0 No No No No 5.4 5.4 Morgan Stanley & Co G Greyhound Tower /4581/6099/5812 CASH 22228020 05/27/87 06/19/87 C Completed United States US Primerica Corp 65 East 55th Street 741587 6282/6289 6282 741587 MS Morgan Stanley & Co 1 US United States Smith Barney Inc 1345 Ave of the Americas 83180Q 6211 6211 1 Bankers Trust Co Priv. 100.00 100.00 100.0 750.000 750.000 750.00 1 CASH No Neutral 1 750.0 No No No No Morgan Stanley & Co PA 36Th Floor CASHONLY 22474020 05/27/87 06/30/88 C Completed United States US Union Pacific Corp Eighth and Eaton Avenues 907818 4011/1311/1382/2911/1221/1222 4011 907818 DR Dillon, Read & Co Inc 1 01 US United States USPCI Inc 2000 Classen Center 902901 4953/6719/4212 4953 1 Goldman Sachs & Co Public 100.00 96.24 100.0 430.485 403.577 415.00 1 CASH No Hostile 1 -2.337 415.0 No No No No Dillon, Read & Co Inc UPC UNP 28.67 28.00 /1094/1474/4213/4212 Suite 400 South CASHONLY 20242020 05/28/87 06/26/87 C Completed United States US Kraft Inc Kraft Court 500902 2023/2022/2024/2033/2035/2079 2023 500902 US United States Anderson Clayton & Co-Food Lines(Quaker Oats Co) 12221 Merit Dr 03360Q 2035/2079/2022/2023 2035 2 Goldman Sachs & Co Sub. 100.00 100.00 100.0 np np 235.00 1 CASH No Friendly 1 235.0 No No No No DKI Salomon Brothers CASHONLY 12498020 05/28/87 01/31/89 C Completed United States US Talley Industries Inc 2800 N 44th St 874687 3764/3728/3316/3264/3523/3965 3764 874687 US United States East-West Federal Bank FSB,San Marino,California 415 Huntington Dr 27579Q 6035 6035 1 Bear Stearns & Co Inc Priv. 100.00 100.00 100.0 25.600 25.600 25.70 1 CASH No Friendly 1 25.7 No No No No TAL 16.00 /3559 CASHONLY 20901020 05/28/87 12/22/87 C Completed United States US Sears Roebuck & Co Sears Tower 812387 5311/5961/6331/6311/6321/6211 5311 482584 DW-CAP Dean Witter Capital Markets 1 01 US United States Eye Care Centers of America Inc 2553 Jackson-Keller Rd 302294 5995 5995 1 Thomson McKinnon Securities Public 100.00 100.00 100.0 60.207 42.870 52.40 1 CASH No Friendly 1 52.4 No No No No 0.11 0.118 Dean Witter Capital Markets IPRO S 2.50 /6531 CASHONLY 13593020 05/28/87 04/27/88 C Completed United States US American Savings Bank,White Plains,New York 99 Church Street 029404 6035 6035 029404 LYONS/SBH WL Lyons 2 US United States Riverhead Savings Bank New York 7 West Main St 76878Q 6035 6035 Mutual 100.00 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No WL Lyons ASB Smith Barney, Harris Upham CASHONLY Smith Barney, Harris Upham 103462020 05/29/87 05/29/87 C Completed United States US Cash America Investments Inc Suite 1000, Fort Worth Club 14754D 5932/5632 5932 14754D US United States Big State Pawn Shops(Cash America Investments Inc) 201 South 5th 08961Q 5932 5932 Sub. 100.00 100.0 np np 37.00 1 CASH No Friendly 1 37.0 No No No No PWN Building, 306 West Seventh St. 2nd Fl CASHONLY 13857020 05/29/87 09/29/87 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 US United States Swift Independent Holding Corp (ConAgra Inc) 87074Q 2011/2013 2011 Sub. 100.00 50.00 50.0 103.000 103.000 51.50 1 CASH No Friendly 1 51.5 No No No No CAG /3199/3999/5331 CASHONLY 22640020 05/29/87 10/30/87 C Completed United States US Fidelity National Financial Inc Inc 4141 North Scottsdale Road 316326 6361 6361 316326 US United States Western Title Insurance Co 60 Spear St 95975Q 6361 6361 Priv. 100.00 100.00 100.0 32.3 32.300 32.30 1 CASH No Friendly 1 32.3 No No No No ENF Suite 316 CASHONLY 22734020 06/01/87 08/31/87 C Completed United States US Boeing Co 100 North Riverside 097023 3721/3724/3728/3761/3764/3769 3721 097023 FBC/HAMBRECHT First Boston Corp 2 US United States ARGOSystems Inc 310 N Mary Ave 040239 3812/3663 3812 2 Robertson, Colman & Stephens Public 100.00 100.00 100.0 258.282 265.624 275.00 1 CASH No Friendly 1 275.0 No No No No 0.25 0.45 2.475 2.675 First Boston Corp ARGI BA 37.00 /3812/3825/3663/3679/7371/7372 Hambrecht & Quist Hambrecht & Quist CASHONLY 0.2 0.2 Hambrecht & Quist /3571/3577/7374/7376 23398020 06/01/87 08/19/87 C Completed United States US Computer Associates International Inc One Computer Associates Plaza 204912 7372/7379 7372 204912 LEH Lehman Brothers 1 01 US United States UCCEL Corp(Careal Holding AG) 6303 Forest Park Rd 902629 7372/7379/7374 7372 2 Broadview Associates Public 100.00 100.00 100.0 822.625 845.683 849.20 2 COM No Friendly 1 No No No No 2.75 2.75 0.66 0.66 Lehman Brothers UCE CA 47.50 UCCEL Corp Lehman Brothers International OPT 11995020 06/02/87 12/31/87 C Completed United States US Cubic Corp 9333 Balboa Avenue 229669 7373/7371/7379/3829/7372/8299 7373 229669 US United States Automatic Toll Systems(BASIX Corp) 144 Kingsbridge Rd 05318Q 3829/7539 3829 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 26.00 1 CASH No Friendly 1 26.0 No No No No CUB CASHONLY 22414020 06/02/87 06/02/87 C Completed United States US PacifiCorp 700 NE Multnomah 695114 4911/499A 4911 695114 US United States Thomas Nationwide Computer Corp 88444Q 7377/5734 7377 1 Merrill Lynch Capital Markets Priv. 37.50 100.00 100.0 np np 40.00 2 EARN No Friendly 1 25.0 No No No No PPW Suite 1600 CASH 22710020 06/04/87 07/13/87 C Completed United States US Kraft Inc Kraft Court 500902 2023/2022/2024/2033/2035/2079 2023 500902 GS Goldman Sachs & Co 1 01 US United States All American Gourmet Co (General Host Corp) 1 City Blvd West 016505 2038 2038 2 Alex Brown & Sons Inc Public 100.00 100.00 100.0 464.295 464.295 296.00 1 CASH No Friendly 1 296.0 No No No No 1.25 1.25 Goldman Sachs & Co AAGC DKI 18.00 Suite 308 Oppenheimer & Co Inc CASHONLY 12128020 06/05/87 08/03/87 C Completed United States US American Exploration Co 1331 Lamar Street Ste 900 025762 1311/6799 1311 025762 MORGAN-GRENFELL Morgan Grenfell & Co Ltd 1 US United States Britoil US Holdings Inc (Britoil PLC) 11138M 1311 1311 Sub. 100.00 100.0 np np 88.00 1 CASH No Friendly 1 88.0 No No No No Morgan Grenfell & Co Ltd AX CASHONLY 12711020 06/05/87 07/31/87 C Completed United States US XTRA Corp 200 Nyala Farm Road 984138 7359/4741/7513/6719 7359 984138 US United States Fruehauf Corp, Signal Capital Corp-Fleet of Piggyback Truck Trailers 10900 Harper Ave 35937M 3713 3713 1 Merrill Lynch Capital Markets Sub. 30.77 100.00 100.0 np np 78.00 2 LIA No Friendly 1 54.0 No No No No XTR CASH 12942020 06/08/87 06/27/88 C Completed United States US Norfolk Southern Corp Three Commercial Place 655844 4011/4013/4111/4789 4011 655844 US United States Illinois Central Gulf Railroad-200 Track Miles 45184Q 4011 4011 Sub. 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No NSC CASHONLY 12623020 06/10/87 12/18/87 C Completed United States US Riggs National Corp, Washington,District of Columbia 1503 Pennsylvania NW 766570 6021/6022 6021 766570 US United States First Fidelity Bank, Rockville Maryland 5515 32019R 6022 6022 Priv. 100.00 100.00 100.0 18.992 np 19.00 1 COM No Friendly 1 No No No No RIGS 58.27 12063020 06/15/87 07/17/87 C Completed United States US Freeport-McMoRan Resource Partners LP 1615 Poydras St 356903 1479/1475/1311/1382/1094/2874 1479 356714 US United States Beker Industries Corp-Taft, Louisiana Chemical-Fertilizer Plant 07726Q 2874 2874 Sub. 100.00 100.0 np np 22.50 1 CASH No Friendly 1 22.5 No No No No FRP /5191 CASHONLY 23240020 06/15/87 09/07/87 C Completed United States US Eastman Kodak Co 343 State Street 277461 3861/3577/3555/2821/5043/5085 3861 277461 US United States International Biotechnologies Inc 275 Winchester Ave 459130 2869/3821/2836 2869 1 LF Rothschild & Co Public 100.00 100.00 100.0 17.155 17.155 16.50 1 CASH No Friendly 1 16.5 No No No No 0.15 0.15 IBIO EK 6.30 /5045/3829/3571/7372/7375 P.O. Box 9558 CASHONLY 13268020 06/17/87 06/17/87 C Completed United States US Hess's Department Stores Inc (Crown American Corp) 831-45 Hamilton Mall 428092 5311 5311 22818Q GS Goldman Sachs & Co 1 US United States Millers Department Stores (Allied Stores Corp/Compeau Corp) 60065M 5311 5311 1 First Boston Corp Sub. 100.00 100.0 np np 105.00 1 CASH No Friendly 1 105.0 No No No No Goldman Sachs & Co HSS CASHONLY 21478020 06/18/87 12/29/87 C Completed United States US Equimark Corp,Pittsburgh, Pennsylvania 2 Oliver Plaza 294432 6022/6712 6022 294432 DBL Drexel Burnham Lambert 1 US United States Liberty Financial Group Inc, Philadelphia,Pennsylvania 202 N Broad St 530516 6035 6035 1 Shearson Lehman Brothers Public 100.00 100.0 369.645 369.753 44.00 1 CASH No Friendly 1 44.0 No No No No Drexel Burnham Lambert LFG EQK 48.00 CASHONLY 23153020 06/19/87 08/20/87 C Completed United States US Chrysler Corp 1000 Chrysler Drive 171196 3711/3714/6159/6311/6331/3721 3711 171196 FBC First Boston Corp 1 01 US United States Electrospace Systems Inc 1301 East Collins Blvd 286162 3663/3728/3571/8711/3625/3661 3663 1 Salomon Brothers Public 100.00 100.00 100.0 365.642 364.426 364.60 1 CASH No Friendly 1 364.6 No No No No 1.75 1.75 2.734 2.734 First Boston Corp ELE C 27.00 /6719 CASHONLY 20892020 06/19/87 10/09/87 C Completed United States US Marcade Group Inc 805 3rd Ave 566139 2361/2331/2335/2337/5023/5719 2361 04044W US United States Europe Craft Imports Inc 15 Enterprise Ave 29874T 2311/2329/2331/2339/5136 2311 Priv. 100.00 100.0 np np 45.00 3 COM No Friendly 1 45.0 No No No No MAR OPT CASH 12824020 06/19/87 07/31/87 C Completed United States US The New York Times Co 620 Eighth Avenue 650111 2711/2721/7375/4832/4833/2621 2711 650111 US United States Gwinnett Daily News, Forsyth County News, Winder News 40376M 2711 2711 Priv. 100.00 100.0 np np 88.00 1 CASH No Friendly 1 88.0 No No No No NYT CASHONLY 22704020 06/22/87 09/02/87 C Completed United States US American Brands Inc 1700 E Putnam Ave 024703 3432/3429/6719/3579/3949/2085 3432 024703 MS Morgan Stanley & Co 1 US United States ACCO World Corp 2215 Sanders Rd 004330 2782/3579/3578/5044/6719 2782 2 William Blair & Co Public 100.00 100.00 100.0 634.862 634.525 604.90 1 CASH No Friendly 1 604.9 No No No No 3.45 3.45 1.8 7.05 Morgan Stanley & Co ACO AMB 29.00 /2782/5112 Suite 250 Salomon Brothers CASHONLY 1.8 101225020 06/22/87 09/24/87 C Completed United States US Conquest Exploration Co 4201 FM 1960 West 208285 1381/1382 1381 208285 PAINE-W PaineWebber 1 01 US United States Cenergy Corp 10210 N Central Expwy 151317 1311/4922 1311 1 First Boston Corp Public 35.42 18.38 46.20 100.00 100.0 146.169 146.169 97.40 3 CASH No Friendly 2 34.5 No No No No 0.15 0.155 1.513 1.518 PaineWebber CRG CQX Suite 500 Suite 500 COM NOTE 12739020 06/22/87 07/20/87 C Completed United States US Hickory Farms Inc 1505 Holland Rd 428871 5499 5499 428871 US United States General Host Corp-Hickory Farms Division 1505 Holland Rd 37006F 5411 5411 1 Alex Brown & Sons Inc Sub. 100.00 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No CASHONLY 14183020 06/22/87 06/30/87 C Completed United States US Lone Star Technologies Inc 15660 North Dallas Parkway 542312 3317/3312/3316/3356/6719 3317 542312 US United States John Zink Co 4401 South Peoria 98959Q 3433/3443/3494/3585/4959 3433 Sub. 100.00 100.0 np np 50.00 1 CASH No Friendly 1 50.0 No No No No LSS Suite 500 CASHONLY 24628020 06/24/87 04/29/88 C Completed United States US Kinder-Care Inc 4505 Executive Park Dr 494520 8351/8299/6036/6311/6211 8351 494520 FBC First Boston Corp 1 01 US United States American Savings & Loan Association of Florida,Miami (Enstar Group) 17801 NW 2nd Ave 029383 6036 6036 3 Salomon Brothers Public 100.00 100.00 100.0 1,514.153 1514.151 137.30 1 CASH No Friendly 1 137.3 No No No No 0.25 First Boston Corp AMFL KNDR 17.00 EF Hutton & Co Inc CASHONLY 0.25 Shearson Lehman Hutton 20782020 06/25/87 12/01/87 C Completed United States US IVACO Industries Inc 2 Park Way 465782 2843/2842/2833 2843 465782 SLB Shearson Lehman Brothers 1 US United States Diamedix Corp 2140 N Miami Ave 25252Q 2835 2835 1 AIBC Investment Services Priv. 100.00 100.00 100.0 15.400 15.400 15.40 1 COM No Friendly 1 No No No No 0.2 0.2 0.01 0.01 Shearson Lehman Brothers IVAC 20783020 06/25/87 08/13/87 C Completed United States US Anchor Glass Container Corp 4343 Anchor Plaza Pkwy 033038 3221 3221 033038 SLB Shearson Lehman Brothers 1 US United States Diamond-Bathurst Inc 325 Technology Dr 252563 3221 3221 1 First Boston Corp Public 100.00 100.00 100.0 323.772 323.622 191.00 1 CASH No Friendly 1 191.0 No No No No Shearson Lehman Brothers DBH AGLS 25.50 Great Valley Corporate Center CASHONLY 102050020 06/25/87 08/03/87 C Completed United States US Home Group Inc 59 Maiden Ln 437129 6331/6311/6321/6159/6282/6552 6331 437129 MLCM/CHEMICAL-BK Merrill Lynch Capital Markets 2 02 US United States Gruntal Financial Corp 14 Wall St 400484 6211/6719 6211 1 Allen & Co Inc Public 100.00 100.00 100.0 234.329 233.825 143.20 1 CASH No Friendly 1 143.2 No No No No 0.35 0.55 0.7 0.7 Merrill Lynch Capital Markets GRU HME 9.50 /6719 Chemical Bank CASHONLY 0.2 Chemical Bank 21928020 06/25/87 12/29/87 C Completed United States US IVAX Corp 4400 Biscayne Boulevard 465782 2834/2842/2841/2835/2911/2833 2834 465823 SLB Shearson Lehman Brothers 1 US United States Pharmedix International Ltd 71730N 2834 2834 Priv. 100.00 100.00 100.0 93.97 93.970 94.00 1 COM No Friendly 1 No No No No Shearson Lehman Brothers IVX /5122/6719 23364020 06/25/87 12/17/87 C Completed United States US NBD Bancorp,Detroit,Michigan 611 Woodward Avenue 628900 6712/7374/6211/6159/6411/6162 6712 628900 01 US United States State National Corp,Evanston, Illinois 1603 Orrington Ave 857288 6021/6712 6021 Public 40.04 59.96 100.00 100.0 401.625 401.625 102.90 2 CASH No Friendly 1 41.2 No No No No NBD 25.00 /6022/6021 COM 13812020 06/26/87 09/07/88 C Completed United States US Delta Woodside Industries Inc 233 N Main St 247904 2211/2231/2221/2258/2257/6719 2211 247904 01 US United States Stanwood Corp 4819 Park Rd 854867 2253/2254/2326/2329/2339 2253 1 NCNB National Bank of N.C. Public 100.00 100.0 63.838 62.594 26.40 1 CASH No Friendly 1 26.4 No No No No 0.5 0.5 SNW DLWD 16.50 Hammond Square, Suite 200 CASHONLY 105862020 06/29/87 06/29/87 C Completed United States US Coca-Cola Co 1 Coca-Cola Plz 191216 2086/2087/2099/2037/5149 2086 191216 US United States Coca-Cola Bottling Midwest Inc (Procter & Gamble) Leestown Rd & Greendale 191184 2086 2086 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 106.00 1 CASH No Friendly 1 106.0 No No No No KO Po Box 1734 CASHONLY 23797020 06/29/87 07/02/87 C Completed United States US Western Digital Corp 3355 Michelson Drive 958102 3572/3674 3572 958102 CS-FB-CS Credit Suisse First Boston 1 01 US United States Faraday Electronics Inc 30736Q 3679 3679 1 LF Rothschild & Co Priv. 100.00 100.00 100.0 37.856 37.856 32.50 1 COM No Friendly 1 No No No No 0.366 0.366 Credit Suisse First Boston WDC Suite 100 12983020 06/29/87 10/15/87 C Completed United States US USPCI Inc 2000 Classen Center 902901 4953/6719/4212 4953 902901 US United States JTM Industries Inc 777 Franklin Rd 46625M 4953/5039/5191 4953 Priv. 100.00 100.00 100.0 25.300 25.300 25.30 1 COM No Friendly 1 No No No No UPC Suite 400 South 23414020 06/29/87 12/31/87 C Completed United States US Energas Co 5430 Lyndon B Johnson FWY 292934 4924/4922 4924 292934 01 US United States Western Kentucky Gas Co (Texas American Energy Corp) 311 W 7th St 958485 4923 4923 Sub. 100.00 100.00 100.0 64.450 64.450 61.50 1 CASH No Friendly 1 61.5 No No No No EGAS Suite 1800 CASHONLY 13108020 06/30/87 06/30/87 C Completed United States US Southern National Corp., Winston-Salem,North Carolina 200 West Second Street 84344H 6712/6022 6712 84344H US United States Liberty National Bank (Liberty National Bancorp,Charleston, South Carolina) 416 West Jefferson 53079Q 6021 6021 Sub. 100.00 100.0 np np 13.00 1 CASH No Friendly 1 13.0 No No No No SNAT CASHONLY 22271020 06/30/87 12/31/87 C Completed United States US MICOM Systems Inc 4100 Los Angeles Ave 594787 7373/5045/5961/5734 7373 594787 01 US United States Spectrum Digital Corp 455 Spring Park Place 847617 3661/3663 3661 1 Hambrecht & Quist Public 47.09 52.91 100.00 100.0 37.432 37.136 23.913 2 CASH No Friendly 1 11.3 No No No No 0.505 0.525 SPDG MICS 1.00 COM 22638020 06/30/87 12/31/87 C Completed United States US KeyCorp,Albany,New York (Key Corp,Cleveland Ohio) One KeyCorp Plaza 493263 6021/6022/6712 6021 833663 US United States Western Security Financial Corp,Salem,Oregon 959492 6021/6712 6021 Priv. 100.00 100.0 np np 16.80 1 CASH No Friendly 1 16.8 No No No No KEY P.O. Box 88 CASHONLY 16059020 07/01/87 11/27/87 C Completed United States US Fleming Cos Inc 6301 Waterford Blvd 339130 5411/5141 5411 339130 01 US United States Godfrey Co 1200 W Sunset Dr 380298 5411/5141/5399/5912/5921 5411 1 Howard Weil Labouisse Freid Public 100.00 100.00 100.0 157.533 157.533 162.48 1 COM No Friendly 1 No No No No 0.65 0.65 GDFY FLM 29.50 Po Box 299013 13094020 07/01/87 07/01/87 C Completed United States US First Tennessee National Corp, Memphis,Tennessee 165 Madison Ave 337162 6712/6159/6162/6282/6799/6211 6712 337162 US United States Lebanon Bank, Lebanon, Tennessee 249 W Main St 522390 6022 6022 Priv. 100.00 100.00 100.0 31.000 31.000 31.00 1 COM No Friendly 1 No No No No FTN 12399020 07/02/87 07/31/87 C Completed United States US Borden Inc 180 East Broad Street 099599 2026/2024/2022/2021/2096/2051 2026 099599 US United States Culbro Snack Foods Inc (Culbro Corp) 500 S 9th St 22989T 2096/2099 2096 1 Shearson Lehman Brothers Sub. 100.00 100.00 100.0 np np 55.00 1 CASH No Friendly 1 55.0 No No No No /2098/2032/2038/2064/2099/2891 CASHONLY /2842/2899/2869 23283020 07/02/87 08/12/87 C Completed United States US RR Donnelley & Sons Co 111 South Wacker Drive 257867 2752/2759/2711/2721/2731/2761 2752 257867 SLB Shearson Lehman Brothers 1 01 US United States Metromail Corp 360 East 22nd Street 591678 7331/2741 7331 1 Alex Brown & Sons Inc Public 100.00 100.00 100.0 280.832 np 282.70 1 CASH No Friendly 1 282.7 No No No No 1.6 1.6 0.5 0.5 Shearson Lehman Brothers MTML RRD 29.75 /7336/7372/7375 CASHONLY 12211020 07/06/87 07/06/87 C Completed United States US MDT Corp Torrance Technology Center 552687 3843/3845/3842/3841/5047 3843 552687 US United States Castle Co(Sybron Corp/SC Transco Corp) 1777 E Henrietta Rd 14828T 3842 3842 4 PaineWebber Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No MDTC 2300 205th Street P. O. Box 23077 Laidlaw-Coggeshall CASHONLY Van Kasper & Co Goldman Sachs & Co 21372020 07/06/87 11/24/87 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 US United States Joy Technologies Inc- Compressor Operations 48120C 3563 3563 2 Donaldson Lufkin & Jenrette Sub. 100.00 100.0 np np 140.00 1 CASH No Friendly 1 140.0 No No No No CBE Suite 5800 /3625/3612/3613/3491/3429 Kidder Peabody & Co Inc CASHONLY 22823020 07/07/87 09/01/87 C Completed United States US MA Hanna Co 200 Public Square 410522 3089/2821/3069/3083/3399/3339 3089 410522 PAINE-W PaineWebber 1 02 US United States Day International Inc 333 West 1st St 239530 3052/3069/2821 3052 2 Salomon Brothers Public 100.00 95.20 100.0 366.726 379.630 333.40 1 CASH No Friendly 1 333.4 No No No No 1.95 1.95 1.667 4.584 PaineWebber DAY MAH 48.00 Suite 36-5000 /3087/1311/1222 First Chicago Capital Markets CASHONLY 2.917 21648020 07/07/87 07/07/87 C Completed United States US IMT Inc 1420 North St NW 449725 3795/3721/3812 3795 449725 US United States Meridian Construction 58960Q 1522/1542 1522 Priv. 100.00 100.00 100.0 28.054 28.054 27.60 1 COM No Friendly 1 No No No No IMIT 21927020 07/07/87 08/06/87 C Completed United States US Bausch & Lomb Inc One Bausch & Lomb Place 071707 3851/3827/3634/2834/0279/8731 3851 071707 SLB Shearson Lehman Brothers 1 US United States Pharmafair Inc 71713T 2834 2834 Priv. 100.00 100.0 np np 40.00 1 CASH No Friendly 1 40.0 No No No No Shearson Lehman Brothers BOL CASHONLY 11843020 07/08/87 07/08/87 C Completed United States US Catalyst Energy Corp 245 Park Ave 148877 4911/4961 4911 148877 US United States Alamito Co 200 West 6th St 011240 4911 4911 Sub. 20.20 100.0 758.516 1647.348 49.20 1 CASH No Friendly 1 49.2 No No No No CE 496.00 CASHONLY 24641020 07/08/87 08/10/87 C Completed United States US Tyco Laboratories 1 Tyco Park 902120 3569/3669/3491/3494/3089/3824 3569 902120 KP Kidder Peabody & Co Inc 1 US United States ATCOR INC 16100 South Lathrop Ave 046808 3644/3317/3315/3631/3569 3644 1 First Boston Corp Public 100.00 100.00 100.0 243.04 243.040 139.20 1 CASH No Friendly 1 139.2 No No No No 1.2 1.4 1.4 1.2 Kidder Peabody & Co Inc ATCO TYC 23.00 /3841 CASHONLY 11947020 07/10/87 09/22/87 C Completed United States US Borland International Inc 100 Borland Way 099843 7372/5045 7372 099843 US United States Ansa Software 03633T 7372 7372 Priv. 100.00 100.00 100.0 38.000 38.000 38.00 1 COM No Friendly 1 No No No No 14121020 07/10/87 07/10/87 C Completed United States US Telecrafter Corp 12596 W Bayaud Ave 879298 4841/7389/6719 4841 879298 US United States Wegener Communications Inc 11350 Technology Circle 94857Q 3669/3812 3669 Priv. 100.00 100.00 100.0 np np 33.70 1 COM No Friendly 1 No No No No TLCR 22749020 07/13/87 08/20/87 C Completed United States US Imo Delaval Inc 1009 Lenox Drive 452540 3561/3566/3823/3429/3714 3561 452540 MS Morgan Stanley & Co 1 01 US United States Baird Corp 125 Middlesex Turnpike 057068 3821/3841/3827/3826 3821 1 First Boston Corp Public 100.00 100.00 100.0 60.602 60.262 49.50 1 CASH No Friendly 1 49.5 No No No No 0.75 0.75 0.525 0.525 Morgan Stanley & Co BATM IMD 22.00 Building Four West CASHONLY 22156020 07/13/87 10/27/87 C Completed United States US Southlife Holding Co One Commerce Place 844541 6311/6321/6411/6719 6311 844541 KP/DLJ Kidder Peabody & Co Inc 2 US United States Security Trust Life Insurance Co(ICH Corp) 433 Cherry St 81516Q 6311/6321 6311 Sub. 100.00 100.0 np np 95.00 1 CASH No Friendly 1 95.0 No No No No Kidder Peabody & Co Inc SLHC Donaldson Lufkin & Jenrette CASHONLY Donaldson Lufkin & Jenrette 23300020 07/14/87 10/14/87 C Completed United States US ASK Computer Systems Inc 2440 West El Camino Real 001903 7373/7372 7373 001903 SLB Shearson Lehman Brothers 1 US United States NCA Corp 3250 Jay St 628787 7372/7379 7372 1 Seidler Amdec Securities Inc Public 100.00 100.00 100.0 55.754 35.067 37.70 3 CASH No Friendly 1 37.7 No No No No 0.66 0.66 0.175 0.175 Shearson Lehman Brothers NCAC ASKI 8.50 CASH CASH 20769020 07/16/87 09/14/87 C Completed United States US TW Services Inc South 61 Paramus Road 873118 5812/5962/6719/8059 5812 873118 FBC First Boston Corp 1 02 US United States Denny's Inc 203 East Main Street 248703 5812/5461/6794/6719 5812 1 Merrill Lynch Capital Markets Priv. 25.41 74.59 100.00 100.0 858.000 858.000 858.00 2 LIA No Friendly 1 218.0 No No No No First Boston Corp TW Mack Center IV CASH 13423020 07/16/87 09/01/87 C Completed United States US Great Northern Nekoosa Corp 401 Merritt 7 391090 2621/2631/2611/2677/0811 2621 391090 SBH Smith Barney, Harris Upham 1 US United States Owens-Illinois Inc-Forest Products Group One Seagate 69076M 2631/0811 2631 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 1,150.00 1 CASH No Friendly 1 1,150.0 No No No No Smith Barney, Harris Upham GNN PO Box 5120 CASHONLY 13026020 07/19/87 08/27/87 C Completed United States US Presidio Oil Co 5613 DTC Pkwy 741016 1311 1311 741016 CHASE Chase Manhattan Bank NA 1 US United States Kaiser Energy Ltd(Kaiser Aluminum & Chemical Corp/ KaiserTech Ltd) 300 Lakeside Drive 48305Q 1311/1381/1382 1311 Sub. 100.00 100.00 100.0 np np 12.00 2 LIA No Friendly 1 No No No No Chase Manhattan Bank NA PRS Suite 750 CASH 22703020 07/20/87 09/01/87 C Completed United States US Hunt Manufacturing Co 230 South Broad Street 445636 3951/3421/2679/2521/2522/3579 3951 445636 01 US United States ACCO World Corp-Stapler Business 2215 Sanders Rd 00433Q 3579 3579 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 13.50 1 CASH No Friendly 1 13.5 No No No No HUN Suite 250 CASHONLY 101714020 07/20/87 09/30/87 C Completed United States US Lomas & Nettleton Financial Corp 2001 Bryan Tower 541534 6162/6211/6311/6153 6162 541534 01 US United States First Continental Life Group Inc 319896 6311 6311 1 Stephens Inc Public 100.00 100.00 100.0 nm nm 50.00 1 CASH No Friendly 1 50.0 No No No No 0.697 0.697 LNF 154.00 CASHONLY 13200020 07/20/87 07/20/87 C Completed United States US Energy Development Partners Ltd 4582 South Ulster Pky 29266J 1311 1311 29266J US United States May Petroleum Inc-Oil & Natural Gas Properties 5400 LBJ Freeway 57778T 1311 1311 1 Bear Stearns & Co Inc Sub. 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No 0.125 0.125 EDP Ste 1700 CASHONLY 21755020 07/20/87 08/26/87 C Completed United States US Westwood One Inc 40 West 57Th Street 961815 4832/4833 4832 961815 MLCM Merrill Lynch Capital Markets 1 US United States National Broadcasting Co-Radio Network Operations(RCA Corp/ GE) 30 Rockefeller Plz 63506T 4832 4832 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 50.00 2 WAR No Friendly 1 50.0 No No No No Merrill Lynch Capital Markets WON 5Th Floor CASH 22009020 07/20/87 09/18/87 C Completed United States US Lifetime Corp 75 State Street 531911 8051/8741/8742 8051 531911 PARIBAS Paribas SA 1 US United States Quality Care Inc(GrandMet USA Inc/Grand Metropolitan PLC) 100 N Centre Ave 747542 7363 7363 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 101.60 1 CASH No Friendly 1 101.6 No No No No Paribas SA LFT CASHONLY 23183020 07/21/87 01/29/88 C Completed United States US United Jersey Banks,Princeton, New Jersey 301 Carnegie Center 910748 6021/6022/6712 6021 910748 KEEFE Keefe Bruyette & Woods Inc 1 02 US United States First Valley Corp One Bethlehem Plaza 337448 6021/6141/6311/6712 6021 1 Alex Brown & Sons Inc Public 100.00 90.00 100.0 944.665 np 268.00 1 COM No Friendly 1 No No No No 0.55 0.55 0.824 0.844 Keefe Bruyette & Woods Inc FIVC UJB 41.87 PO Box 2066 22151020 07/21/87 12/31/87 C Completed United States US Valley Capital Corp, Las Vegas,Nevada 300 South 4th St 919375 6022/6712 6022 919375 KEEFE Keefe Bruyette & Woods Inc 1 US United States Security Bank of Nevada,Reno 300 South Virginia 814072 6022 6022 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 32.725 np 33.00 1 COM No Friendly 1 No No No No Keefe Bruyette & Woods Inc VCCN 23.38 12702020 07/22/87 03/11/88 C Completed United States US Dominion Bankshares Corp, Roanoke,Virginia 213 S Jefferson St 257183 6022/6712 6022 257183 01 US United States Franklin First National Corp, Dechard, Tennessee 35352Q 6021/6712 6021 Priv. 100.00 100.00 100.0 29.718 29.718 11.70 1 COM No Friendly 1 No No No No DMBK P.O. Box 13327 12906020 07/22/87 11/23/87 C Completed United States US Adelphia Communications Corp One North Main Street 006848 4841/4812/4899/4813 4841 006848 US United States Samuel A Horvitz Testamentary Trust-Multi Channel TV Cable, Lorain Cable TV 44100Z 4841 4841 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 222.00 1 CASH No Friendly 1 222.0 No No No No ADLLQ CASHONLY 14124020 07/22/87 07/22/87 C Completed United States US Southeast Banking Corp,Miami, Florida One Southeast Financial Center 841338 6021/6162/6159/6712 6021 841338 US United States West Florida Bank,Pensacola 2400 Cervantes St 95280Q 6022 6022 Priv. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No STB CASHONLY 13757020 07/23/87 10/19/87 C Completed United States US Cameron Iron Works Inc 13013 Northwest Freeway 133429 3533/3494/3492/3498/3462/5084 3533 133429 SIMMONS Simmons & Co International 1 US United States Smith International Inc- McEvoy-Willis Division 4490 Von Karman Ave 83211Q 3533/3532/3531 3533 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 61.50 1 CASH No Friendly 1 61.5 No No No No Simmons & Co International CIW CASHONLY 22761020 07/24/87 09/29/87 C Completed United States US 3Com Corp 350 Campus Drive 885535 3577/3643/3661 3577 885535 GS Goldman Sachs & Co 1 01 US United States Bridge Communications Inc 2081 Stierlin Rd 108046 3577 3577 1 Morgan Stanley & Co Public 100.00 100.00 100.0 161.451 211.871 187.00 1 COM No Friendly 1 No No No No 1.25 1.254 1.5 1.503 Goldman Sachs & Co BLAN COMS 22.40 12671020 07/24/87 12/31/87 C Completed United States US Fifth Third Bancorp, Cincinnati,Ohio Fifth Third Center 316773 6022/6282/6712/8999/6311/6321 6022 316773 US United States Firstbancorp, Batesville, Indiana 1 Shopping Village 33790Q 6022/6712 6022 Priv. 100.00 100.00 100.0 13.658 np 13.66 1 COM No Friendly 1 No No No No FITB 127.80 38 Fountain Square Plaza /6531/7374/6211 12771020 07/24/87 09/22/87 C Completed United States US Publicker Industries Inc 777 W Putnam Ave 744635 2813 2813 744635 US United States Gold Charter Corp 38055Q 2299/2259 2299 Priv. 100.00 100.00 100.0 25.000 25.000 25.00 1 CASH No Friendly 1 25.0 No No No No PUL CASHONLY 23276020 07/24/87 04/01/88 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 01 US United States Marine Corp, Milwaukee Wisconsin 111 E Wisconsin Ave 568236 6022/6021/6512/7374/6211 6022 1 Morgan Stanley & Co Public 100.00 100.00 100.0 2,873.315 np 463.70 2 COM No Friendly 2 No No No No 0.005 3.3 3.34 MCRP ONE 62.21 /6099/6733/6311/6159/6712 CVTPFD 11923020 07/27/87 08/31/87 C Completed United States US Danaher Corp 2200 Pennsylvania Avenue Nw 235851 3823/3825/3829/3423/3545/3559 3823 235851 US United States Ammco Tools Inc Wacker Park 03164Q 3542/3541/3549/3545/3291 3542 1 Goldman Sachs & Co Priv. 100.00 100.00 100.0 np np 52.80 1 CASH No Friendly 1 52.8 No No No No DHR Suite 800W /3826/5049 CASHONLY 20301020 07/27/87 01/19/88 C Completed United States US Monarch Capital Corp 1 Financial Plaza 609023 6289/6311/6321/6211/6552/6719 6289 609023 US United States BA Investment Management Corp (BankAmerica Corp) 555 California St 05523T 8741/6282 8741 1 Morgan Stanley & Co Sub. 100.00 100.0 np np 16.50 1 CASH No Friendly 1 16.5 No No No No MON CASHONLY 24497020 07/28/87 11/09/87 C Completed United States US Service Corp International 1929 Allen Parkway 817565 7261 7261 817565 FBC First Boston Corp 1 01 US United States Morlan International Inc Philmont and Byberry Rd 617639 6553/7261 6553 1 F. S. Moseley & Co. Public 26.24 73.76 100.00 100.0 71.402 45.743 70.50 3 COM No Friendly 1 No No No No 0.14 0.14 First Boston Corp MORL SRV 9.40 P.O. Box 130548 OPT LIA 21715020 07/28/87 09/15/87 C Completed United States US Michaels Stores Inc 8000 Bent Branch Dr 594087 5999/5719/5992 5999 594087 US United States Moskatel's Inc 6201 Regio Ave 61962Q 5999/5149 5999 Priv. 100.00 100.0 np np 15.00 1 CASH No Friendly 1 15.0 No No No No MIKE P.O. Box 619566 CASHONLY 23404020 07/29/87 01/09/89 C Completed United States US PacifiCorp 700 NE Multnomah Street 695114 4911/499A 4911 695114 FBC First Boston Corp 1 01 US United States Utah Power & Light Co 1407 W North Temple St 917508 4911 4911 1 Kidder Peabody & Co Inc Public 2.56 97.44 100.00 100.0 3,137.449 3030.270 1,954.00 2 COM No Friendly 3 No No No No 4.0 4.0 9.75 9.75 First Boston Corp UTP PPW 32.46 Suite 1600 PFD 108005020 07/30/87 08/21/87 C Completed United States US Phillips-Van Heusen Corp 200 Madison Avenue 718592 2321/2329/2325/2311/2326/2322 2321 718592 US United States GH Bass & Co(Chesebrough- Pond's Inc) 360 US Route 1 07014M 3144/3143 3144 Sub. 100.00 100.0 np np 79.00 1 CASH No Friendly 1 79.0 No No No No PVH /3143/2251/2331/2337/3144/2335 CASHONLY /2339/2341/2253/5137/5136/5611 /5621/6719 102194020 07/31/87 02/29/88 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 SAL Salomon Brothers 1 US United States Central Bancorporation Inc,Cincinnati,Ohio 201 East Fifth Street 152420 6022/6712 6022 1 Goldman Sachs & Co Public 100.00 100.00 100.0 3,857.042 3833.111 726.00 1 COM No Friendly 1 No No No No 0.6 0.65 1.75 1.75 Salomon Brothers CBAN PNC 49.08 Fifth Avenue and Wood Street 2600 Central Trust Center 23174020 07/31/87 02/29/88 C Completed United States US First Fidelity Bancorp, Lawrenceville,New Jersey 2673 Main St 320195 6021/6035/6022/6712 6021 320195 RYAN John J. Ryan 1 01 US United States Fidelcor Inc,Philadelphia, Pennsylvania Broad and Walnut Sts 315743 6021/6022/6162/6159/6712 6021 1 Goldman Sachs & Co Public 19.23 80.78 100.00 100.0 2,831.704 2604.696 1,316.00 2 COM No Friendly 1 No No No No 3.962 3.962 3.962 3.962 John J. Ryan FICR FFB 50.75 PO Box 6980 CVTPFD 173343020 07/31/87 07/31/87 C Completed United States US Pickett Suite Hotel Master LPI 655 Metro Place South 719805 7011/6719 7011 719805 US United States Hotels(3) 44147R 7011 7011 Priv. 100.00 100.0 np np 69.00 1 CASH No Friendly 1 69.0 No No No No PSHP Suite 600 CASHONLY 23348020 07/31/87 12/29/87 C Completed United States US Sphinx Mining Inc 101 North Second St 84842F 1041/1081 1041 84842F SLB/MCTEAGUE Shearson Lehman Brothers 2 01 US United States Sage-Allen & Co Inc 884-902 Main St 786624 5331 5331 1 Bear Stearns & Co Inc Public 95.27 4.74 100.00 100.0 40.245 40.283 33.58 2 CASH No Friendly 1 32.0 No No No No 0.385 0.985 0.1 0.175 Shearson Lehman Brothers SGAL SPNXF 22.00 McTeague NOTE McTeague 23420020 07/31/87 12/31/87 C Completed United States US Trustcorp Inc,Toledo,Ohio Three SeaGate 89835J 6021/6022/6282/6733/6531/6411 6021 89835J 01 US United States Ypsilanti Savings Bank, Ypsilanti,Michigan 301 W Michigan 987898 6022 6022 Public 100.00 100.00 100.0 89.143 83.353 19.05 1 CASH No Friendly 1 No No No No TTCO 60.47 /6162/6311/4724/6712 CASHONLY 21509020 08/03/87 08/03/87 C Completed United States US Jerrico Inc 101 Jerrico Dr 476502 5812/6794/5147/5046 5812 476502 US United States Long John Silver's Seafood Shoppes (61) 101 Jerrico Dr 54271Q 5812 5812 Sub. 100.00 100.0 np np 27.40 1 CASH No Friendly 1 27.4 No No No No JERR CASHONLY 24682020 08/04/87 08/08/88 C Completed United States US Home Group Inc 59 Maiden Ln 437129 6331/6311/6321/6159/6282/6552 6331 437129 SAL Salomon Brothers 1 01 US United States Carteret Savings and Loan, Morristown, New Jersey 200 South St 146317 6035 6035 1 First Boston Corp Public 100.00 100.0 820.14 820.140 268.00 1 CASH No Friendly 1 -15.556 268.0 No No No No 2.0 2.0 Salomon Brothers CFCC HME 22.50 19.00 /6719 CASHONLY 12365020 08/04/87 10/02/87 C Completed United States US Detroit Edison Co 2000 Second Ave 250847 4911/4931/4922/4932/4925/4924 4911 250847 US United States Consumers Power Co-Pontiac Electricity Distribution Rights 212 W Michigan Ave 21061Q 4911 4911 Sub. 100.00 100.0 np np 10.30 1 CASH No Friendly 1 10.3 No No No No DTE CASHONLY 13492020 08/05/87 08/05/87 C Completed United States US Coeur d'Alene Mines Corp 400 Coeur d'Alene Mines Bldg 192108 1044/1041 1044 192108 US United States Placid Oil Co-Kensington Gold Property 72612F 1041 1041 Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No COUR 505 Front Ave CASHONLY 20218020 08/06/87 02/01/88 C Completed United States US Sunwest Financial Services Inc, Albuquerque, New Mexico 303 Roma Ave NW 867875 6021/6712 6021 867875 US United States American Southwest Bancshares Inc, El Paso, Texas Franklin at Stanton Sts 02970X 6021/6712 6021 Priv. 100.00 100.0 22.993 np 22.99 1 CASH No Friendly 1 23.0 No No No No SFSI 38.00 CASHONLY 12014020 08/07/87 02/29/88 C Completed United States US Technology for Communications International Inc 1625 Stierlin Rd 878690 3663 3663 878690 ALEX-BROWN Alex Brown & Sons Inc 1 US United States BR Communications 1249 Innsbruck Dr 055911 3669 3669 1 Goldman Sachs & Co Public 100.00 100.00 100.0 28.87 28.459 31.50 1 CASH No Friendly 1 31.5 No No No No 0.63 0.63 Alex Brown & Sons Inc BRHF TCII 7.75 CASHONLY 21686020 08/07/87 12/24/87 C Completed United States US Colgate-Palmolive Co 300 Park Ave 194162 2844/2841/2842/3842/2676/2047 2844 194162 US United States Minnetonka Corp-Liquid Soap Business Jonathan Indl Circle 60416Q 2841 2841 1 Drexel Burnham Lambert Sub. 66.67 33.33 100.00 100.0 60.000 60.000 60.00 2 COM No Friendly 1 40.0 No No No No CL /5169/5122/5047/6719 CASH 13955020 08/09/87 08/09/87 C Completed United States US Continental Airlines Inc 2929 Allen Parkway 210795 4512/4513 4512 882138 US United States TranStar Airlines-15 Aircraft, Related Assets (Southwest Airlines) 3535 Travis 89404E 3721/3724/3728 3721 Sub. 11.30 88.70 100.00 100.0 np np 354.00 2 LIA No Friendly 1 40.0 No No No No CTA Suite 2010 CASH 20524020 08/10/87 12/07/87 C Completed United States US Exxon Corp 5959 Las Colinas Blvd. 302290 1311/4412/2911/2819/2821/6719 1311 302290 US United States Celeron Oil & Gas Co(Goodyear Tire & Rubber) 666 Jefferson St 15100M 1311 1311 2 Drexel Burnham Lambert Sub. 100.00 100.0 np np 650.00 1 CASH No Friendly 1 650.0 No No No No P O Box 90908 Goldman Sachs & Co CASHONLY 23872020 08/10/87 04/11/88 C Completed United States US HRI Group Inc 345 N Maple Dr 769701 7812 7812 45968M DBL Drexel Burnham Lambert 1 US United States Robert Halmi Inc 720 Fifth Avenue 406900 7812 7812 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 78.200 78.200 56.60 1 COM No Friendly 1 No No No No 0.8 0.8 0.55 0.55 Drexel Burnham Lambert RHI HRSI 24139020 08/11/87 04/11/88 C Completed United States US First Tennessee National Corp, Memphis,Tennessee 165 Madison Ave 337162 6712/6159/6162/6282/6799/6211 6712 337162 01 US United States Peoples & Union Bank, Lewisburg,Tennessee 111 West Commerce Street 70976Q 6022 6022 Sub. 100.00 100.00 100.0 37.819 37.819 13.47 1 COM No Friendly 1 No No No No FTN 280.54 20895020 08/12/87 12/18/87 C Completed United States US ITEL Corp Two North Riverside Plaza 465642 7359/1629/4011 7359 465642 CHILMARK Chilmark Partners 1 US United States Evans Transportation Corp (Evans Products Co) 2550 Golf Rd 29921Z 3743/3715/4741/3325 3743 Sub. 100.00 100.00 100.0 np np 225.00 1 CASH No Friendly 1 225.0 No No No No Chilmark Partners ITEL Suite 1950 CASHONLY 13017020 08/12/87 08/12/87 C Completed United States US Jacor Communications Inc 1300 PNC Center 469858 4832 4832 469858 US United States KOA-AM, KOAQ-FM(AH Belo Corp) 1380 Lawrence St 13th Fl 482KO1 4832 4832 Sub. 100.00 100.0 np np 24.00 1 CASH No Friendly 1 24.0 No No No No JCOR 201 East Fifth Street CASHONLY 13109020 08/13/87 05/29/88 C Completed United States US Seagull Energy Corp 1001 Fannin Street 812007 4923/4619/1311/4922/4613 4923 34039C US United States Liberty Natural Gas Co 53109Q 4922 4922 Priv. 100.00 100.00 100.0 23.000 23.000 23.00 1 COM No Friendly 1 No No No No SGO Suite 1700 11896020 08/17/87 09/01/87 C Completed United States US Amerada Hess Corp 1185 Avenue Of The Americas 023551 1311 1311 023551 US United States American Exploration Co-Oil and Gas Properties 4500 Republic Bank Center 02581Q 1311 1311 Sub. 100.00 100.00 100.0 np np 21.50 1 CASH No Friendly 1 21.5 No No No No CASHONLY 20807020 08/17/87 10/30/87 C Completed United States US Sovran Financial Corp,Norfolk, Virginia One Commercial Place 846104 6021/6712 6021 846104 US United States Dresser Leasing Corp(Dresser Industries Inc) 3 Gateway Center 26159W 7359/7515/7513 7359 1 First Boston Corp Sub. 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No SOVN CASHONLY 24121020 08/17/87 09/09/87 C Completed United States US Thermadyne Industries Inc 101 S Hanley 696264 3541/3542/3548/6211 3541 883436 DLJ Donaldson Lufkin & Jenrette 1 US United States PALCO Industries Inc-5 Units 500 Washington St 69226X 3548/3541/3433/3423 3548 2 Drexel Burnham Lambert Sub. 100.00 100.00 100.0 np np 320.00 1 CASH No Friendly 1 320.0 No No No No Donaldson Lufkin & Jenrette Goldman Sachs & Co CASHONLY 13781020 08/17/87 10/31/88 C Completed United States US One Bancorp,Portland,Maine One Maine Savings Plz 682316 6036/6712 6036 682316 MLCM Merrill Lynch Capital Markets 1 US United States Southstate Bank for Savings Brockton,Massachusetts 1 North Main St 84472Q 6035 6035 1 Golembe Associates Priv. 100.00 100.0 41.4 41.400 41.40 1 CASH No Friendly 1 41.4 No No No No 0.07 0.07 Merrill Lynch Capital Markets TONE 18.00 CASHONLY 12680020 08/18/87 08/18/87 C Completed United States US Boys Markets Inc(Riordan Freeman & Spogli) 5531 Monte Vista St 103624 5411 5411 35659P US United States Foods Co Markets Inc 2211 Davie Ave 34483Q 5411 5411 Priv. 100.00 100.0 np np 16.00 1 CASH No Friendly 1 16.0 No No No No BOYS CASHONLY 13873020 08/19/87 09/16/87 C Completed United States US Davox Corp 6 Technology Park Dr 239208 7373/7372/7371/7379 7373 239208 MONTGOMERY Montgomery Securities 1 US United States TBS International Inc (Dispatch Printing Co) 87220Q 3661 3661 Sub. 100.00 100.0 np np 12.30 2 NOTE No Friendly 1 12.3 No No No No Montgomery Securities DAVX CASH 23156020 08/20/87 10/30/87 C Completed United States US First Financial Management Corp 5660 New Northside Drive 320245 7374/7372/5045/7389/7359/6035 7374 025816 ROBERTSON Robertson, Colman & Stephens 1 01 US United States Endata Inc 501 Great Circle Rd 292573 7389/2759/5044/5961 7389 1 JC Bradford & Co Public 19.11 80.89 100.00 100.0 71.117 62.857 62.80 2 COM No Friendly 1 12.0 No No No No 0.628 0.628 0.667 0.667 Robertson, Colman & Stephens DATA FFM 14.37 Suite 1400 CASH 20343020 08/21/87 01/08/88 C Completed United States US United Asset Management Corp One International Place 909420 6282/6726/6722/6799/6719 6282 909420 US United States Barrow Hanley Mewhinney & Strauss Inc 06876M 6282/6722/6726/6799 6282 Priv. 50.00 50.00 100.00 100.0 97.541 97.541 100.00 2 NOTE No Friendly 1 50.0 No No No No UAM CASH 20813020 08/21/87 08/21/87 C Completed United States US Dover Corp 3005 Highland Parkway 260003 3531/3559/3443/3549/3565/3585 3531 260003 US United States Duncan Industries(Rymer Co) 1701 Golf Rd 26503A 3824 3824 1 Salomon Brothers Sub. 100.00 100.0 np np 29.00 1 CASH No Friendly 1 29.0 No No No No DOV Suite 200 CASHONLY 23173020 08/21/87 10/15/87 C Completed United States US Atari Corp 1196 Borregas Ave 046515 3944/3571/7372 3944 45665E PAINE-W PaineWebber 1 01 US United States Federated Group Inc 5655 E Union Pacific Ave 314187 5731 5731 1 Goldman Sachs & Co Public 100.00 97.86 100.0 101.051 101.051 76.30 1 CASH No Friendly 1 76.3 No No No No 0.763 0.763 1.144 1.114 PaineWebber FEGP ATC 6.25 CASHONLY 105294020 08/21/87 08/21/87 C Completed United States US Kidde Inc Park 80 West-Plaza Two 493782 3645/3842/3561/3669/7381/5044 3645 493782 US United States Interim Systems Inc 39 Broadway 45869M 7363/7374 7363 1 Bear Stearns & Co Inc Priv. 100.00 100.0 np np 12.30 1 CASH No Friendly 1 12.3 No No No No 0.36 0.36 KDE PO Box 5555 /3429/3728/3949/3199 24th Fl CASHONLY 25094020 08/22/87 03/25/88 C Completed United States US ERC International Inc 3211 Jermantown Rd 268830 8711/7374/8712/8742/8748 8711 268830 US United States WJ Schafer Associates 1901 N Fort Myer Dr 92928U 8731 8731 1 Wertheim Schroder Priv. 5.70 67.55 26.75 100.00 100.0 35.214 35.214 33.31 3 CASH No Friendly 1 1.9 No No No No 1.2 1.2 ERC PO Box 10107 Suite 800 COM EARN 23241020 08/24/87 11/12/87 C Completed United States US SmithKline Beckman Corp One Franklin Plaza 832377 2834/2835/3842/3826/3829/8071 2834 832377 MORGAN-GUARANTY Morgan Guaranty Trust Co of NY 1 US United States International Hydron Corp (National Patent Development Corp) 185 Crossways Park Dr 459679 3851 3851 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 110.872 110.843 155.00 1 CASH No Friendly 1 155.0 No No No No 0.2 0.2 Morgan Guaranty Trust Co of NY HYD SKB 10.35 CASHONLY 14143020 08/24/87 09/29/87 C Completed United States US Vulcan Materials Co 1200 Urban Center Drive 929160 1422/1423/1442/2812/2819/2869 1422 929160 US United States White's Mines Inc,Statewide Transport Inc,RL White Co 116 E Travis 96554Q 1422/1429/2951/4212 1422 Priv. 100.00 100.0 np np 89.00 1 CASH No Friendly 1 89.0 No No No No VMC /5032/5039/5169/5211 CASHONLY 22774020 08/25/87 02/29/88 C Completed United States US San Francisco Federal S&L Assn,California 88 Kearny Street 797723 6035 6035 797723 MONTGOMERY Montgomery Securities 1 01 US United States Capital Federal S&L Assn, Sacramento,California 1651 Response Rd 140116 6035/6552/6411 6035 1 Drexel Burnham Lambert Public 100.00 100.00 100.0 31.939 34.746 32.00 1 COM No Friendly 1 No No No No 0.375 0.382 0.67 0.676 Montgomery Securities CFS SFFD 18.91 23421020 08/25/87 12/01/87 C Completed United States US Teradyne Inc 600 Riverpark Drive 880770 3825/3823/3679/3829/7372/5065 3825 880770 01 US United States Zehntel Inc 2625 Shadelands Dr 989272 3825 3825 1 Donaldson Lufkin & Jenrette Public 24.25 75.75 100.00 100.0 51.891 25.052 64.025 3 LIA No Friendly 1 No No No No 0.4 0.41 ZNTL TER 6.65 COM OPT 104986020 08/26/87 05/05/88 C Completed United States US Acton Corp 100 Unicorn Park Dr 005055 4841 4841 005055 US United States Sunstates Corp 4600 Marriott Dr 867913 6531/6552 6531 Public 100.00 100.00 100.0 12.4 np 12.40 4 COM No Friendly 1 No No No No ATN 15.40 CUMCVTPFD CUMPFD PFDE 20173020 08/27/87 11/06/87 C Completed United States US Carson Pirie Scott & Co 36 S Wabash Ave 146015 5311/5023/5812/5411/7011 5311 146015 MLCM Merrill Lynch Capital Markets 1 US United States Allied Stores Corp-Donaldsons Division (Campeau Corp) 600 On the Mall 01951B 5311 5311 1 First Boston Corp Sub. 100.00 100.0 np np 155.00 1 CASH No Friendly 1 155.0 No No No No Merrill Lynch Capital Markets CRN CASHONLY 24724020 08/31/87 12/17/87 C Completed United States US Tri-Star Pictures Inc 711 Fifth Ave 895583 7812/7822 7812 895583 ALLEN Allen & Co Inc 1 US United States Coca-Cola Co-Entertainment Business Sector 1 Coca-Cola Plz NW 19121K 7812 7812 Sub. 20.49 79.51 100.00 100.0 1,439.700 1243.600 1,439.70 2 LIA No Friendly 1 No No No No 5.0 5.0 Allen & Co Inc TRSP COM 12574020 08/31/87 10/08/87 C Completed United States US National Semiconductor Corp 2900 Semiconductor Drive 637640 3674/3643/3672/3679/3823 3674 637640 US United States Fairchild Semiconductor Corp (Schlumberger Ltd) 10400 Ridgeview Court 303727 3674/3861 3674 1 Lazard Freres & Co LLC Sub. 100.00 100.00 100.0 np np 122.00 2 WAR No Friendly 1 No No No No NSM Po Boc 58090 COM 172513020 08/31/87 08/31/87 C Completed United States US Basic Manufacturing and Technologies of Utah Inc 1600 West Center Street 06986T 3312/3316/3444/3317 3312 06986T US United States USX Corp-Steel Mill,Related Facilities 90290I 3325 3325 Sub. 100.00 100.00 100.0 np np 44.10 1 CASH No Friendly 1 44.1 No No No No CASHONLY 23405020 08/31/87 12/21/87 C Completed United States US American Home Products Corp 5 Giralda Farms 026609 2834/2836/2844/3841/3829/2048 2834 026609 01 US United States VLI Corp 2031 Main Street 917901 2834/5122 2834 1 Dillon, Read & Co Inc Public 100.00 100.00 100.0 61.699 61.699 74.00 1 CASH No Friendly 1 74.0 No No No No VLIS AHP 6.25 /2032/2099/2096/8731 CASHONLY 12645020 09/01/87 09/01/87 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States First National Bank of Richmond,Indiana 7th & Promenade 333045 6021 6021 Priv. 100.00 100.00 100.0 40.815 np 40.81 1 COM No Friendly 1 No No No No ONE 40.91 /6099/6733/6311/6159/6712 13373020 09/01/87 09/01/87 C Completed United States US BANC ONE Corp,Columbus,Ohio 100 East Broad Street 059438 6021/6022/6211/6162/7322/6141 6021 059438 US United States Northwest National Bank of Reusselaer, Indiana 200 W Washington St 66763Q 6021 6021 Priv. 100.00 100.00 100.0 47.329 47.329 12.50 1 COM No Friendly 1 No No No No ONE 93.09 /6099/6733/6311/6159/6712 P.O. Box 197 23196020 09/01/87 11/13/87 C Completed United States US IC Industries Inc One Illinois Center 449268 4011 4011 449268 US United States RKO Bottling Inc(GenCorp) 1440 Broadway 74964O 2086 2086 2 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 395.50 1 CASH No Friendly 1 395.5 No No No No ICX First Boston Corp CASHONLY 12626020 09/02/87 09/02/87 C Completed United States US Magna Group Inc,St Louis, Missouri One Magna Place 559214 6021/6712 6021 559214 US United States First Granite Bancorp Inc, IL 1960 Edison Ave 320385 6021/6712 6021 Priv. 100.00 100.00 100.0 26.000 26.000 26.00 1 COM No Friendly 1 No No No No MAGI 1401 South Brentwood Blvd 12672020 09/02/87 09/02/87 C Completed United States US Magna Group Inc,St Louis, Missouri One Magna Place 559214 6021/6712 6021 559214 US United States First Place Financial Corp, Farmington,New Mexico 100 East Broadway 336107 6022/6719 6022 Public 100.00 100.00 100.0 np np 11.30 1 CASH No Friendly 1 11.3 No No No No FPLF MAGI 1401 South Brentwood Blvd CASHONLY 24867020 09/02/87 11/18/87 C Completed United States US Triangle Industries Inc 900 Third Ave 895861 3351/3357/3644/3089/3581/3651 3351 895861 DBL Drexel Burnham Lambert 1 01 US United States Guardian Packaging Corp 6590 Central Ave 401442 2671/2673/3089 2671 Public 100.00 99.94 100.0 52.946 np 49.00 1 CASH No Hostile 2 49.0 No No No No 0.1 0.1 Drexel Burnham Lambert GPCK TRI 31.50 31.50 16th Fl /6719 CASHONLY 13398020 09/02/87 09/02/87 C Completed United States US Geodyne Resources Inc 320 S Boston/Mezzanine 372911 1382/1311 1382 372911 US United States Oil & Gas Properties 67777Z 1311 1311 Priv. 100.00 100.0 np np 19.90 1 CASH No Friendly 1 19.9 No No No No GEOD CASHONLY 13813020 09/02/87 09/02/87 C Completed United States US MHI Group Inc 3100 Capital Circle NE 552925 7261 7261 552925 US United States Star of David Memorial Gardens 85515Q 6553/7261 6553 Priv. 100.00 100.0 np np 18.80 2 COM No Friendly 1 18.8 No No No No MH CASH 22020020 09/03/87 05/16/88 C Completed United States US MCI Communications Corp 1801 Pennsylvania Avenue NW 552673 4813/4812/4822/4899/7373/7379 4813 552673 US United States RCA Global Communications Inc (General Electric Co) 60 Broad St 74928V 4822/4813/4832/4899 4822 1 Kidder Peabody & Co Inc Sub. 100.00 100.0 np np 160.00 1 CASH No Friendly 1 160.0 No No No No MCIC /7375 CASHONLY 24952020 09/04/87 10/16/87 C Completed United States US Tonka Corp 6000 Clearwater Dr 890278 3942/3944/5092 3942 890278 SLB Shearson Lehman Brothers 1 02 US United States Kenner Parker Toys Inc 50 Dunham Rd 489485 3944/3942 3944 2 Dillon, Read & Co Inc Public 100.00 100.00 100.0 544.834 587.931 608.35 3 CASH No Friendly 2 608.4 No No No No 4.0 4.0 3.8 7.6 Shearson Lehman Brothers KPT TKA 51.00 Goldman Sachs & Co CASH 3.8 CASH 24888020 09/07/87 06/30/88 C Completed United States US United Bankshares Inc, Charleston,West Virginia 500 Virginia Street East 909907 6021/6712 6021 909907 US United States Heritage Bancorp,Glenville, West Virginia 101 E Main St 427209 6021/6022/6712 6021 Priv. 100.00 100.00 100.0 1,402.332 1676.090 28.10 1 COM No Friendly 1 No No No No UBSI 43.75 13984020 09/07/87 09/01/87 C Completed United States US Sequa Corp 200 Park Ave 817320 3724/3728/2396/3479/2899/5084 3724 817320 US United States UNC Inc 175 Admiral Cochrane Drive 903070 3728/3724/3568/3731 3728 Public 58.60 88.2 147.533 308.953 11.70 1 CASH No Neutral 1 11.7 No No No No UNC SQAA 11.72 44Th Floor /5199 CASHONLY 20710020 09/08/87 11/11/87 C Completed United States US AVX Corp(Kyocera) 801 17th Avenue South 002440 3675 3675 501556 US United States Corning Glass Works-Capacitor Operations Houghton Pk 21932F 3675 3675 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 66.00 1 CASH No Friendly 1 66.0 No No No No AVX CASHONLY 20711020 09/08/87 11/11/87 C Completed United States US Vishay Intertechnology Inc 63 Lancaster Ave 928298 3676/3829/3672/3679/3674 3676 928298 US United States Corning Glass Works-Resistor Operations Houghton Pk 21932K 3676 3676 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 37.00 1 CASH No Friendly 1 37.0 No No No No VSH CASHONLY 14036020 09/08/87 12/01/87 C Completed United States US Huntington Bancshares Inc, Columbus,Ohio 41 South High Street 446150 6021/6712 6021 446150 US United States United Midwest Bancorp Ltd, Troy, Michigan 801 West Big Beaver Rd 91087Q 6022/6712 6022 Priv. 100.00 100.00 100.0 66.000 66.000 66.00 1 COM No Friendly 1 No No No No HBAN Huntington Center 101736020 09/09/87 02/08/88 C Completed United States US Kinder-Care Inc 4505 Executive Park Dr 494520 8351/8299/6036/6311/6211 8351 494520 DBL Drexel Burnham Lambert 1 US United States Sylvan Learning Corp 1407 116th Ave N.E. 871398 8299/8732/9411/8748 8299 Sub. 100.00 33.33 100.0 83.590 83.879 27.60 1 COM No Friendly 1 No No No No Drexel Burnham Lambert KNDR 11.50 Washington Park, Suite 200 22732020 09/11/87 12/17/87 C Completed United States US International Paper Co 6400 Poplar Avenue 460146 2621/2611/2631/2679/2421/2435 2621 460146 ENGELHARDT/FBC F.B. Engelhardt 2 01 US United States Anitec Image Technology Corp 40 Charles Stret 035282 3861/6719 3861 1 Smith Barney, Harris Upham Public 20.33 79.68 100.00 100.0 356.194 304.872 369.00 2 COM No Friendly 1 No No No No 0.35 0.375 F.B. Engelhardt ANTC IP 26.05 /2436/5111/5113/5031/0831 First Boston Corp PO Box 4444 LIA First Boston Corp 20331020 09/11/87 10/30/87 C Completed United States US Kinder-Care Inc 4505 Executive Park Dr 494520 8351/8299/6036/6311/6211 8351 494520 US United States Bargain Town USA 140 W Oxmoor Rd 06753Q 5651/5661/5719/5912 5651 Priv. 100.00 100.0 np np 10.00 2 NOTES No Friendly 1 10.0 No No No No KNDR CASH 23435020 09/11/87 02/05/88 C Completed United States US Kinder-Care Inc 4505 Executive Park Dr 494520 8351/8299/6036/6311/6211 8351 494520 DBL Drexel Burnham Lambert 1 01 US United States Shoe City Corp 1 Retail Dr 824890 5661/6719 5661 1 Alex Brown & Sons Inc Public 0.62 99.39 96.78 100.0 47.899 47.899 39.04 2 COM No Friendly 1 No No No No 0.1 0.1 0.1 0.1 Drexel Burnham Lambert SHOE KNDR 11.38 OPT 14178020 09/11/87 12/31/87 C Completed United States US MaxPharma Inc 200 Cresent Court 577726 2834/1611/7291/7011 2834 577726 US United States Zenith Laboratories Inc- Pharmaceutical Operations 98936T 2834 2834 Sub. 100.00 100.0 np np 20.00 1 CASH No Friendly 1 20.0 No No No No MXP Suite 1375 CASHONLY 22735020 09/14/87 01/07/88 C Completed United States US FW Woolworth Co 233 Broadway 980881 5331/5311/5661/5651 5331 980881 01 US United States Armel Inc 3499 Northwest 35th Ave 042198 5661/5699 5661 1 Prudential-Bache Capital Fund Public 100.00 100.00 100.0 36.442 31.842 24.83 1 CASH No Friendly 1 24.8 No No No No 0.522 0.522 AML Z 7.75 CASHONLY 24826020 09/14/87 07/01/88 C Completed United States US New Hampshire Savings Bank Corp,Concord 27 N State St 644670 6036/6022/6162/6733/6159/6531 6036 644670 LYONS WL Lyons 1 01 US United States First Federal Bank FSB,Nashua, New Hampshire 223 Main St 319925 6035 6035 1 PaineWebber Public 100.00 100.00 100.0 304.964 np 20.38 2 COM No Friendly 1 No No No No 0.014 0.74 0.761 WL Lyons FFBN NHSB 36.00 /6712 OPT 12834020 09/14/87 09/14/87 C Completed United States US Robert Half International Inc 100 Bush St 770323 7361/7363 7361 770323 US United States Robert and Half Accountemps Franchises 40572M 7361/7363 7361 Priv. 100.00 100.0 np np 15.70 2 NOTE No Friendly 1 15.7 No No No No RHII CASH 24058020 09/14/87 10/29/87 C Completed United States US First Financial Management Corp 5660 New Northside Drive 320245 7374/7372/5045/7389/7359/6035 7374 025816 DW-CAP Dean Witter Capital Markets 1 US United States NaBanco Acquisition Corp 62951Q 7389 7389 1 Cravey, Green & Wahlen Inc Priv. 21.02 29.94 49.04 100.00 100.0 np np 83.50 3 CASH No Friendly 1 17.6 No No No No Dean Witter Capital Markets FFM Suite 1400 COM EARN 25189020 09/14/87 10/01/87 C Completed United States US American Oil and Gas Co 333 Clay Street 028711 1381/1382/4922/4923/1311 1381 028711 US United States WellTech Inc 700 Rusk Ave 950400 1381/1389 1381 Public 100.00 62.92 62.9 17.658 np 11.10 1 COM No Friendly 1 No No No No AOG 14.24 Ste 2000 21209020 09/15/87 12/31/87 C Completed United States US IRT Property Co 200 Galleria Parkway 450058 6798/6513/6512 6798 450058 01 US United States Harris-Teeter Properties Inc 2000 First Union Plz 414575 6798 6798 1 Interstate Group Public 100.00 100.00 100.0 19.196 19.196 21.375 1 COM No Friendly 1 No No No No 0.08 0.08 HTP IRT 8.48 Suite 1400 23981020 09/15/87 10/22/87 C Completed United States US First Eastern Corp, Wilkes-Barre,Pennsylvania First Eastern Piz 319906 6021/6311/6712/6159/6211 6021 319906 US United States Liberty Bancorp,Avenel,New Jersey 1410 St Georges Avenue 529905 6712/6021/6022 6712 Public 100.00 100.00 100.0 15.960 np 16.00 1 COM No Friendly 1 No No No No LIBB FEBC 1,995.00 20966020 09/16/87 10/02/87 C Completed United States US Mid-State Federal S&L Association,Ocala,FL Paddock Pk Bus Cntr, Suite 101 595482 6035/6036 6035 595482 ROBINSON Robinson-Humphrey Co 1 US United States First Federal S&L Assn of Brooksville,Florida 201 N Howell Ave 32017L 6035 6035 Public 44.44 55.56 100.00 100.0 26.500 np 27.00 2 COM No Friendly 1 12.0 No No No No Robinson-Humphrey Co MSSL 26.50 3300 S.W. 34th Avenue CASH 22261020 09/16/87 09/24/87 C Completed United States US National Realty LP 10670 N Central Expwy 637353 6799 6799 637353 EFH EF Hutton & Co Inc 1 US United States Southmark Corp-35 Real Estate Ltd Partnerships 84454T 6512/6513 6512 Sub. 1.47 98.53 100.00 100.0 462.9 462.900 462.90 2 SUBNOTE No Friendly 1 No No No No EF Hutton & Co Inc NLP MLPUNIT 25144020 09/16/87 06/18/88 C Completed United States US Standard Federal Bank,Troy, Michigan 2600 W Big Beaver Rd 853389 6035 6035 853389 AC Adams, Cohen 1 01 US United States Tower Federal S&L Assn,South Bend,Indiana 216 West Washington St 891766 6035 6035 1 John J. Ryan Public 100.00 100.00 100.0 241.658 241.658 37.80 1 CASH No Friendly 1 37.8 No No No No 0.05 0.05 Adams, Cohen TOWR SFB 23.00 CASHONLY 24328020 09/17/87 09/25/87 C Completed United States US Dow Jones & Co Inc 1 World Financial Center 260561 2711/7375/2721 2711 260561 GS Goldman Sachs & Co 1 US United States Telerate Inc 1 World Trade Center 879496 7375/6289/7383 7375 1 Goldman Sachs & Co Public 100.00 10.98 56.0 2,653.946 5023.714 303.10 1 CASH No Friendly 1 303.1 No No No No Goldman Sachs & Co TLR DJ 57.50 200 Liberty St CASHONLY 24735020 09/21/87 06/03/88 C Completed United States US Heritage-NIS Bank for Savings, Northampton,MA 109 Main Street 427243 6036/6531 6036 427243 GOLEMBE Golembe Associates 1 01 US United States Community Savings Bank, Holyoke,Massachusetts 200 Main St 204040 6036 6036 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 459.169 459.169 88.84 1 CASH No Friendly 1 88.8 No No No No 0.9 0.9 Golembe Associates CSBB HNIS 19.50 CASHONLY 24772020 09/21/87 01/12/88 C Completed United States US Arrow Electronics Inc 7459 S Lima Street 042735 5065/5045/5063/7376/7372/7379 5065 042735 MS Morgan Stanley & Co 1 01 US United States Ducommun Inc-Electronics Distribution Operations 10824 Hope St 26414Q 5065 5065 1 Donaldson Lufkin & Jenrette Sub. 76.53 23.47 100.00 100.0 np np 117.60 2 LIA No Friendly 1 No No No No 0.75 0.75 1.825 1.825 Morgan Stanley & Co ARW /7374/7375 COM 13014020 09/21/87 09/21/87 C Completed United States US Capital Cities/ABC Inc 77 W 66th Street 139859 4833/4832/4841/2711/2721/2731 4833 139859 US United States KMVP-AM, KRXY-FM (Malrite Communications Group Inc) 482MV1 4832 4832 Sub. 100.00 100.0 np np 10.70 1 CASH No Friendly 1 10.7 No No No No CCB /8731/8732/7375 CASHONLY 21886020 09/21/87 11/06/87 C Completed United States US Avon Products Inc 777 Third Avenue 054303 2844/3961/5961/3421/5963/5122 2844 054303 MICHEL-DYENS Michel Dyens 1 01 US United States Parfums Stern 69944Z 5122 5122 1 Goldman Sachs & Co Priv. 100.00 100.0 np np 160.00 1 CASH No Friendly 1 160.0 No No No No Michel Dyens AVP CASHONLY 21134020 09/22/87 09/22/87 C Completed United States US Publicker Industries Inc 777 W Putnam Ave 744635 2813 2813 744635 DBL Drexel Burnham Lambert 1 US United States Golding Industries Inc 1 Park Ave 38141M 2299/2515 2299 Priv. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No Drexel Burnham Lambert PUL CASHONLY 23261020 09/23/87 10/23/87 C Completed United States US The Dow Chemical Co 2030 Dow Center 260543 2821/2869/2819/2891/2879/2851 2821 260543 MS Morgan Stanley & Co 1 03 US United States Lamaur Inc 5601 E River Rd 513237 2844 2844 1 Goldman Sachs & Co Public 100.00 100.00 100.0 178.705 176.830 186.10 1 CASH No Friendly 2 186.1 No No No No 1.9 1.9 2.58 2.58 Morgan Stanley & Co LMR DOW 28.50 /5169/5162/5191/6331 CASHONLY 24331020 09/23/87 12/31/87 C Completed United States US Castle & Cooke Inc 31355 Oak Crest Drive 148429 2033/0179/0174/0175/0161/5148 2033 148429 US United States Tenneco Inc-Food Processing Operations 88037K 2099/5411 2099 1 Merrill Lynch Capital Markets Sub. 6.78 100.00 100.0 np np 236.00 2 CASH No Friendly 1 220.0 No No No No CKE LIA 21371020 09/24/87 11/04/87 C Completed United States US Cooper Industries Inc 600 Travis 216669 3648/3643/3646/3645/3423/3546 3648 216669 US United States Joy Technologies Inc-Molded Rubber Products Division Route 4 48120T 3089 3089 2 Donaldson Lufkin & Jenrette Sub. 100.00 100.0 np np 14.00 1 CASH No Friendly 1 14.0 No No No No CBE Suite 5800 /3625/3612/3613/3491/3429 P.O. Box 156 Kidder Peabody & Co Inc CASHONLY 25730020 09/25/87 12/30/88 C Completed United States US Bank of New York Co Inc,New York,New York One Wall Street 064057 6021/6022 6021 064057 MS Morgan Stanley & Co 1 02 US United States Irving Bank Corp,New York, New York 463712 6021/6022 6021 2 Goldman Sachs & Co Public 19.10 6.39 74.51 95.14 100.0 7,128.362 7166.427 1,377.00 3 CASH No Hostile 2 2.443 263.0 No Yes Yes No 5.5 5.5 5.2 8.95 Morgan Stanley & Co V BK 76.53 78.40 Morgan Guaranty Trust Co of NY WAR 3.75 COM 20300020 09/28/87 09/28/87 C Completed United States US Browning-Ferris Industries Inc 757 North Eldridge 115885 4953/4959/7359 4953 115885 US United States Azusa Land Reclamation Co (Southdown Inc) 05503Q 4953 4953 1 Shearson Lehman Brothers Sub. 100.00 100.00 100.0 np np 60.00 2 ROYAL No Friendly 1 60.0 No No No No BFI CASH 24483020 09/28/87 12/24/87 C Completed United States US Biomet Inc 56 East Bell Drive 090613 3842/3841/3845 3842 090613 BEAR Bear Stearns & Co Inc 1 US United States Electro-Biology Inc 6 Upper Pond Rd 285060 3842/5047 3842 1 Kidder Peabody & Co Inc Public 100.00 94.73 100.0 24.373 24.823 34.60 1 CASH No Hostile 1 34.6 No No No No 0.48 0.48 Bear Stearns & Co Inc EBII BMET 6.25 6.25 P.O. Box 587 CASHONLY 21283020 09/28/87 01/22/88 C Completed United States US IDEX Corp 630 Dundee Rd 45167R 3561/3594/3829 3561 45167R DBL Drexel Burnham Lambert 1 US United States Houdaille Industries Inc-6 Subsidiaries 630 Dundee Rd 44148Q 3053/3561/3569/3541 3053 2 Kidder Peabody & Co Inc Sub. 100.00 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No Drexel Burnham Lambert IEX Morgan Stanley & Co CASHONLY 24309020 09/28/87 11/23/87 C Completed United States US Resource Engineering Inc 3000 Richmond Ave 761204 8748/8734/8711 8748 761204 LADENBURG Ladenburg Thalmann & Co 1 01 US United States Sun Enviromental Inc 86672F 4953 4953 1 Alex Brown & Sons Inc Priv. 100.00 100.00 100.0 40.112 15.362 42.75 1 COM No Friendly 1 No No No No 0.12 0.12 Ladenburg Thalmann & Co RSE 21918020 09/29/87 09/29/87 C Completed United States US Marcade Group Inc 805 3rd Ave 566139 2361/2331/2335/2337/5023/5719 2361 04044W US United States Perry Manufacturing Co(Aris Industries Inc) Indl Pk-100 Woltz St 71472Q 2339/2331 2339 Sub. 78.61 21.39 100.00 100.0 30.728 30.728 21.625 2 COM No Friendly 1 17.0 No No No No MAR CASH 13856020 09/29/87 07/24/89 C Completed United States US ConAgra Inc One Conagra Drive 205887 2011/2015/2033/2079/2873/2879 2011 205887 US United States Sipco Inc,Val-Agri Inc (ConAgra Inc,Eikhorn Enterprises) 82990E 2011 2011 J.V. 100.00 50.00 100.0 103.000 103.000 51.50 1 CASH No Friendly 1 51.5 No No No No CAG /3199/3999/5331 CASHONLY 25126020 09/29/87 02/29/88 C Completed United States US Swank Inc 90 Park Avenue 869716 3172/3961/2844/3911/3171/3999 3172 869716 SLH/BEAR Shearson Lehman Hutton 2 01 US United States Swank Inc 90 Park Avenue 869716 3172/3961/2844/3911/3171/3999 3172 Public 41.14 100.00 100.0 78.512 33.102 70.00 2 CASHDIV No Not Appl. 1 41.2 No No No No 1.108 1.208 Shearson Lehman Hutton SNKI SNKI 19.60 Bear Stearns & Co Inc COMDIV 0.1 Bear Stearns & Co Inc 242520020 09/30/87 09/30/87 C Completed United States US Figgie International Inc 4420 Sherwin Road 316830 3812/3569/3365/3366/3537/3443 3812 316830 US United States Computer Application Systems Inc 204867 7373 7373 Priv. 93.00 7.00 100.00 100.0 np np 20.00 2 CASH No Friendly 1 18.6 No No No No FIGI /3531/3561/3593/3535/3625/3829 EARN /6799 21577020 09/30/87 02/23/88 C Completed United States US Western Tele-Communications In 5455 S Valentia 959737 4899/4841 4899 879240 PAINE-W PaineWebber 1 US United States Marcus Communications Inc 56632Q 4841/4833 4841 Priv. 100.00 100.00 100.0 69.6 92.400 69.60 1 COM No Friendly 1 No No No No PaineWebber WTLCA 20338020 10/01/87 10/30/87 C Completed United States US A L Laboratories Inc 452 Hudson Terrace 001629 2833/2834/2048/5912/5999 2833 03762Q US United States Barre-National Inc(Revco DS Inc) 7205 Windsor Blvd 06834Q 2834 2834 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 95.00 1 CASH No Friendly 1 95.0 No No No No BMD CASHONLY 20840020 10/02/87 10/26/87 C Completed United States US Centronics Corp 1 Wall St 156402 3577 3577 156402 LFR LF Rothschild & Co 1 US United States Ekco Group Inc(Gibbons Green van Amerongen) 9234 W Belmont Ave 28264Q 3469/3089/3914 3469 1 Shearson Lehman Brothers Sub. 100.00 100.0 np np 124.00 1 CASH No Friendly 1 124.0 No No No No LF Rothschild & Co CEN CASHONLY 24039020 10/03/87 05/31/88 C Completed United States US Cheshire Financial Corp 194 West St 165402 6036/6712 6036 165402 MLCM Merrill Lynch Capital Markets 1 US United States Monadnock Bank,Jaffrey,New Hampshire 87 Main St 608880 6022 6022 Public 100.00 100.0 15.643 np 15.60 1 CASH No Friendly 1 15.6 No No No No Merrill Lynch Capital Markets CFNH 110.00 CASHONLY 20409020 10/05/87 01/29/88 C Completed United States US HF Ahmanson & Co,Irwindale, California 4900 Rivergrade Road 008677 6035/6331/6712 6035 008677 SAL Salomon Brothers 1 US United States Bowery Savings Bank,New York, New York 110 E 42nd St 102373 6036 6036 1 Goldman Sachs & Co Priv. 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No Salomon Brothers AHM CASHONLY 23159020 10/05/87 02/02/88 C Completed United States US Arkla Inc 1600 Smith St 041237 4923/1311/1321 4923 041237 KP/STEPHENS Kidder Peabody & Co Inc 2 01 US United States Entex Inc 1600 Smith 293815 4922 4922 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 859.426 777.713 576.90 1 COM No Friendly 2 No No No No 0.5 3.39 0.75 0.757 Kidder Peabody & Co Inc ETX ALG 25.16 11Th Floor Stephens Inc 2.88 Stephens Inc 23820020 10/06/87 06/10/88 C Completed United States US AmSouth Bancorp,Birmingham, Alabama 1900 Fifth Avenue North 032165 6712/6021 6712 032165 US United States First National Bank of Destin, Florida 32567Q 6021/6022 6021 Priv. 100.00 100.00 100.0 10.7 10.700 10.70 1 COM No Friendly 1 No No No No ASO 21080020 10/06/87 01/25/88 C Completed United States US Strober Organization Inc 550 Hamilton Ave 863318 5031/5032/5033/5039 5031 863318 US United States General Building Supply Co 367 Ellington Rd 36928Q 5211 5211 Priv. 62.96 37.04 100.00 100.0 np np 27.00 3 CVTNOTE No Friendly 1 17.0 No No No No STRB EARN CASH 22420020 10/06/87 01/04/88 C Completed United States US Brown Transport Co Inc 352 University Ave SW 115759 4213/4212 4213 115759 US United States Thurston Motor Lines Inc (IU International Corp) 600 Johnston Rd 88627Q 4213 4213 1 Alex Brown & Sons Inc Sub. 100.00 100.0 np np 33.00 2 NOTE No Friendly 1 33.0 No No No No BTCI CASH 21749020 10/07/87 11/18/88 C Completed United States US Duke Power Co 422 South Church Street 264399 4911/1321/1311/4922 4911 264399 US United States Nantahala Power & Light (Aluminum Co of America) 17 W Main St 63008Q 4911 4911 Sub. 100.00 100.0 np np 23.60 1 CASH No Friendly 1 23.6 No No No No DUK CASHONLY 20138020 10/08/87 01/06/88 C Completed United States US Emhart Corp 426 Colt Hwy 291210 3429/7379/7378/7374/7375/3949 3429 291210 MS Morgan Stanley & Co 1 US United States Advanced Technology Inc 12005 Sunrise Valley Dr 0A4104 8741/8711/7379 8741 1 First Boston Corp Priv. 100.00 100.0 np np 140.00 2 COM No Friendly 1 140.0 No No No No Morgan Stanley & Co EMH /3524/3131/3625/3675/2891/3089 CASH /3452/3559 24068020 10/08/87 10/08/87 C Completed United States US Intergraph Corp 170 Graphics Drive 458683 7372/8713/7381 7372 458683 US United States National Semiconductor Corp- Fairchild Semiconductor Processor Div 2900 Semiconductor Dr 63764M 3674 3674 Sub. 100.00 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No INGR CASHONLY 24368020 10/08/87 05/25/89 C Completed United States US United Artists Communications Inc(Tele-Communications Inc) 5655 S Yosemite 909398 7832/7833/4841/6512 7832 879240 DANIELS/BEAR Daniels & Bell 2 01 US United States United Cable Television Corp (UTD Cable TV Corp) 2930 East Third Ave 909695 4841 4841 2 Drexel Burnham Lambert Public 60.15 39.85 60.04 80.5 1,884.117 1891.726 1,315.40 5 COM No Friendly 1 791.2 No Yes Yes No 0.625 3.375 3.6 Daniels & Bell UCT UACI 38.50 Suite 450 Bear Stearns & Co Inc Prudential-Bache Capital Fund CASH 0.625 0.725 Bear Stearns & Co Inc RIGHTS COMB COMA 108244020 10/09/87 12/29/87 C Completed United States US National Education Corp 2601 Main St 635771 8249/8244/2731 8249 635771 US United States Advanced Systems Inc 155 East Algonquin Rd 007547 7812/2741 7812 1 Merrill Lynch Capital Markets Public 100.00 100.00 100.0 330.362 165.333 318.50 1 COM No Friendly 1 No No No No ASY NEC 40.83 7th Floor 21012020 10/09/87 04/25/88 C Completed United States US First Union Corp,Charlotte, North Carolina One First Union Center 337358 6021/6022/6712 6021 337358 SLH Shearson Lehman Hutton 1 01 US United States Florida Commercial Banks Inc, Miami, Florida 950 SW 57th Ave 340607 6022/6712 6022 1 Dean Witter Capital Markets Public 100.00 100.00 100.0 965.694 965.694 169.78 1 CASH No Friendly 1 169.8 No No No No 0.2 0.2 Shearson Lehman Hutton FLBK FTU 44.00 Floor 40 CASHONLY 21079020 10/09/87 02/11/88 C Completed United States US Lam Research Corp 4650 Cushing Parkway 512807 3559 3559 512807 GS Goldman Sachs & Co 1 US United States Gemini Research 36866Q 3559 3559 Priv. 100.00 100.00 100.0 21.868 21.868 17.70 1 COM No Friendly 1 No No No No Goldman Sachs & Co LRCX 105819020 10/09/87 11/20/87 C Completed United States US Ford Motor Co One American Road 345370 3711/3713/3537/3714/5012/5013 3711 345370 FBC First Boston Corp 1 01 US United States United States Leasing International Inc 733 Front St 912129 7359/7352/4741/7515/6282 7359 1 Smith Barney & Co Inc Public 100.00 100.00 100.0 1,571.099 1568.196 526.18 1 CASH No Friendly 1 526.2 No No No No 2.6 2.6 3.2 3.2 First Boston Corp USL F 68.00 Suite 1026 /6141 CASHONLY 23963020 10/12/87 12/30/88 C Completed United States US Fulton Financial Corp One Penn Square 360271 6021/6712 6021 360271 01 US United States Lafayette Trust Bank, Easton, Pennsylvania 4th & Northampton Sts 506804 6022 6022 1 Sheshunoff & Co Inc Priv. 100.00 100.00 100.0 nm nm 25.70 1 COM No Friendly 1 No No No No 0.03 0.03 FULT 177.13 PO Box 4887 21846020 10/13/87 10/13/87 C Completed United States US Carolco Pictures Inc 8800 Sunset Boulevard 143763 7812/7822 7812 14376E BEAR Bear Stearns & Co Inc 1 US United States Orbis Communications Inc 8800 Sunset Blvd-Ste 501 68555M 7812 7812 Priv. 100.00 100.0 np np 15.40 1 CASH No Friendly 1 15.4 No No No No 0.2 0.2 Bear Stearns & Co Inc CRCP CASHONLY 24235020 10/13/87 01/04/88 C Completed United States US Control Data Corp 8100 34th Ave South 212363 8742/8721/6411 8742 212363 US United States SAMI/Burke Inc(Time Inc) 800 Broadway 79587W 8732 8732 2 Shearson Lehman Brothers Sub. 25.00 100.00 100.0 np np 80.00 3 EARN No Friendly 1 60.0 No No No No CDA First Boston Corp CASH LIA 22717020 10/14/87 02/29/88 C Completed United States US Continental Cablevision Inc The Pilot House 211177 4841 4841 211177 MS Morgan Stanley & Co 1 02 US United States American Cablesystems Corp 55 Tozer Rd 024812 4841/6719 4841 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 697.202 np 468.30 1 CASH No Friendly 1 468.3 No No No No 1.8 4.9 Morgan Stanley & Co ACN CJZ 46.50 Lewis Wharf CASHONLY 24742020 10/14/87 03/10/88 C Completed United States US RPM Inc P.O. Box 777 749685 2851/2899/3479 2851 749685 US United States Craft House Corp 2101 Auburn Ave 224127 3944/2514/5092 3944 1 AG Edwards & Sons Inc Public 100.00 100.00 100.0 29.322 25.765 26.40 1 COM No Friendly 1 No No No No 0.55 CRFH RPOW 17.50 23755020 10/14/87 10/19/87 W Withdrawn United States US Great Atlantic & Pacific Tea Co Inc 2 Paragon Drive 390064 5411/5912/5141/2095/2051 5411 390064 US United States Delchamps Inc 305 Delchamps Dr 246615 5411/5921 5411 Public 100.00 52.4 191.121 np 83.00 1 CASH No Unsolic. 1 83.0 No No No No DLCH GAP 27.00 27.00 Po Box 418 PO Box 1668 CASHONLY 24245020 10/14/87 11/30/87 C Completed United States US SWO Acquisition Corp 400 Northeast 36th Street 78501Q 6799 6799 78501Q US United States Homeland Stores Inc(Safeway Inc/SSI Holdings Corp) 400 NE 36th 437394 5411 5411 Sub. 100.00 100.00 100.0 np np 165.00 1 CASH No Friendly 1 165.0 No No No No CASHONLY 23952020 10/14/87 12/30/87 C Completed United States US International Paper Co 6400 Poplar Avenue 460146 2621/2611/2631/2679/2421/2435 2621 460146 US United States Kendall Co-Fiber Products Division (Colgate-Palmolive Co) 1 Federal St 48862W 2297 2297 Sub. 100.00 100.0 np np 200.00 1 CASH No Friendly 1 200.0 No No No No IP /2436/5111/5113/5031/0831 CASHONLY 12017020 10/15/87 11/02/87 C Completed United States US TransAmerica Corp The Transamerica Pyramid 893485 6311/6331/6411/6141/6159/7359 6311 893485 GS Goldman Sachs & Co 1 US United States BWAC Inc(Borg-Warner Holdings Corp) 225 N Michigan Ave 056040 6153/6141/6351/6311/6321/6159 6153 1 Merrill Lynch Capital Markets Sub. 100.00 100.00 100.0 np np 782.50 1 CASH No Friendly 1 782.5 No No No No Goldman Sachs & Co TA 600 Montgomery Street CASHONLY 20780020 10/15/87 11/13/87 C Completed United States US Times Mirror Co 220 W 1st St 887360 2711/2731/2721/2759/4841/4833 2711 887360 US United States Diamandis Communications Inc- 4 Magazines 25107C 2721 2721 2 Prudential-Bache Capital Fund Sub. 100.00 100.0 np np 167.50 2 LIA No Friendly 1 167.5 No No No No TMC /2621 Veronis Suhler CASH 23236020 10/15/87 02/09/88 C Completed United States US Informix Corp 4100 Bohannon Dr 456779 7372/7371/7379/5045 7372 043655 HAMBRECHT Hambrecht & Quist 1 01 US United States Innovative Software Inc 9875 Widmer Road 457917 7372 7372 1 Shearson Lehman Brothers Public 22.84 77.16 100.00 100.0 45.807 22.956 102.00 2 COM No Friendly 1 No No No No 0.2 0.2 0.2 0.2 Hambrecht & Quist INSO IFMX 20.00 LIA 23746020 10/19/87 12/18/87 C Completed United States US Durakon Industries Inc 2101 N. Lapeer Rd 266334 3714/2394/3799/5013/5012 3714 266334 US United States DFM Corp(Durakon Industries Inc) 233210 3089/3496 3089 Priv. 100.00 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No DRKN CASHONLY 21135020 10/19/87 01/25/88 C Completed United States US S-K-I Ltd C/O Killington Ltd. 784406 7999/6719/7011 7999 784406 US United States Goldmine Ski Associates- Goldmine Ski Area 38190F 7011 7011 Sub. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No SKII Killington Rd CASHONLY 24122020 10/19/87 12/31/87 C Completed United States US MA Hanna Co 200 Public Square 410522 3089/2821/3069/3083/3399/3339 3089 410522 US United States PMS Consolidated 69344Z 2865/2851 2865 Priv. 40.91 100.00 100.0 np np 44.00 2 CVTPFD No Friendly 1 26.0 No No No No MAH Suite 36-5000 /3087/1311/1222 CASH 25386020 10/20/87 12/27/87 C Completed United States US Standard Brands Paint Co 4300 West 190th St 853156 2851/5714/5231/5713/5945 2851 853156 ALLEN/MLCM/DLJ Allen & Co Inc 3 US United States Standard Brands Paint Co 4300 West 190th St 853156 2851/5714/5231/5713/5945 2851 Public 100.00 53.14 53.1 311.834 57.224 150.00 1 CASH No Not Appl. 1 150.0 No Yes Yes No 2.475 4.95 Allen & Co Inc SBP SBP 25.00 Merrill Lynch Capital Markets CASHONLY 2.475 Merrill Lynch Capital Markets Donaldson Lufkin & Jenrette Donaldson Lufkin & Jenrette 12581020 10/21/87 06/30/88 C Completed United States US Citizens Financial Group Inc, Providence,Rhode Island 870 Westminster St 174614 6021/6712/6036 6021 174614 FBC First Boston Corp 1 US United States Fairhaven Savings Bank Fairhaven,Massachusetts 215 Washington St 304864 6036 6036 1 Keefe Bruyette & Woods Inc Public 100.00 100.0 217.502 217.502 39.00 1 CASH No Friendly 1 39.0 No No No No 0.49 0.49 First Boston Corp FHVN CITN 17.00 CASHONLY 21483020 10/21/87 05/31/88 C Completed United States US Key Centurion Bancshares Inc,Charleston,West Virginia Virginia and Capitol Sts 493075 6021/6022/6712 6021 493075 US United States Lincoln National Bank, Hamlin, West Virginia Main St 53408Q 6021 6021 Priv. 100.00 100.00 100.0 14.300 14.300 14.30 1 COM No Friendly 1 No No No No KEYC Charleston National Plz Box 556 21643020 10/21/87 06/24/88 C Completed United States US Dominion Bankshares Corp, Roanoke,Virginia 213 S Jefferson St 257183 6022/6712 6022 257183 US United States Merchants & Planters Corp 302 E Main St 588381 6022 6022 Priv. 100.00 100.00 100.0 15.254 np 15.25 1 COM No Friendly 1 No No No No DMBK 100.00 P.O. Box 13327 20254020 10/22/87 12/29/88 C Completed United States US Apache Corp 2000 Post Oak Blvd 037411 1311/1381/1382 1311 037411 DW-CAP Dean Witter Capital Markets 1 US United States Apache Petroleum Co-Oil and Gas Interests Foshay Tower 03746T 1311 1311 Sub. 71.43 28.57 100.00 100.0 np np 28.00 2 COM No Friendly 1 20.0 No No No No Dean Witter Capital Markets APA Suite 100 CASH 21790020 10/22/87 01/31/89 C Completed United States US Newhall Land & Farming Co 23823 Valencia Blvd 651426 6552/1522/1542/1541/0173/0179 6552 651426 MS Morgan Stanley & Co 1 01 US United States Newhall Resources 23823 Valencia Blvd 651439 1311/1382 1311 1 Bankers Trust Co Public 8.89 100.00 100.0 np np 31.508 2 LIA No Friendly 1 28.7 No No No No 0.65 1.875 0.41 1.35 Morgan Stanley & Co NR NHL /0174/0212 CASH 23268020 10/23/87 02/23/88 C Completed United States US Nortek Inc 50 Kennedy Plaza 656559 3585/3634/3639/3669/3357/3643 3585 656559 DBL Drexel Burnham Lambert 1 01 US United States Linear Corp 2055 Corte del Nogal 535667 3669/3823 3669 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 38.890 38.890 53.00 1 CASH No Friendly 2 53.0 No No No No 0.4 0.4 0.175 0.175 Drexel Burnham Lambert LINE NTK 12.50 /3651/3635/2434/2431/3261/3431 CASHONLY /3444/5211 23343020 10/23/87 06/29/88 C Completed United States US Pacific First Financial Corp Pacific First Centre 694280 6035/6712 6035 694280 MLCM Merrill Lynch Capital Markets 1 02 US United States Prudential Bank,Seattle,WA 1100 3rd Ave 74390R 6022 6022 1 Montgomery Securities Priv. 100.00 100.00 100.0 507.074 507.074 33.71 1 CASH No Friendly 1 33.7 No No No No 0.51 0.51 Merrill Lynch Capital Markets PFFS 32.00 1420 Fifth Ave, Suite 4200 CASHONLY 22451020 10/23/87 07/07/88 C Completed United States US CJI Industries Inc 900 Third Ave 125611 3578/3581/3651/5044/5046/7699 3578 125611 LFR/DBL/PBCF LF Rothschild & Co 3 02 US United States Triangle Industries Inc 900 Third Ave 895861 3351/3357/3644/3089/3581/3651 3351 1 Bear Stearns & Co Inc Public 59.07 40.93 100.00 100.0 1,930.465 1883.888 1,011.624 4 LIA No Friendly 1 597.5 No No No No 1.25 12.25 0.8 0.8 LF Rothschild & Co TRI CJIIA 35.63 Drexel Burnham Lambert 16th Fl /6719 CASH Drexel Burnham Lambert Prudential-Bache Capital Fund PFD Prudential-Bache Capital Fund CSRPFD 21954020 10/27/87 01/21/88 C Completed United States US Sun Coast Plastics Inc 7350 26th Ct E 866670 3089 3089 866670 US United States Plastics Manufacturing Co 8214 Westchester 900 72759Q 3089/2821 3089 Priv. 94.12 5.88 100.00 100.0 np np 10.625 2 COM No Friendly 1 10.0 No No No No SUNI CASH 24833020 10/28/87 12/31/87 C Completed United States US Braniff Inc 7701 Lemmon Ave 105423 4512 4512 448564 01 US United States Florida Express Inc(IMM Inc) 8582 Avenue C 340646 4512 4512 1 Robinson-Humphrey Co Public 100.00 100.00 100.0 42.748 42.070 16.90 1 CVTPFD No Friendly 1 No No No No 0.075 0.075 NEXA BAIR 2.25 P.O. Box 7035 24861020 10/28/87 06/17/88 C Completed United States US Snyder Oil Partners LP 2500 InterFirst Tower 833485 1311/1382 1311 833485 01 US United States Graham-McCormick Oil & Gas Partnership 3510 North Causeway Blvd 384661 1311/1381/1382 1311 1 Bear Stearns & Co Inc Public 100.00 100.00 100.0 np np 42.00 2 PFD No Friendly 1 No No No No 0.1 0.1 GOP SOI Suite 200 CASH 24870020 10/28/87 02/19/88 C Completed United States US Parker Hannifin Corp 6035 Parkland Boulevard 701094 3491/3492/3594/3593/3569/3053 3491 701094 01 US United States Gull Inc 395 Oser Ave 402900 3829/3821/3699/3728/5045 3829 1 Oppenheimer & Co Inc Public 100.00 100.00 100.0 153.791 144.895 107.10 3 COM No Friendly 1 No No No No 0.45 0.47 GLL PH 20.76 /3829/3728/5085 P.O. Box 9400 OPT WAR 24587020 10/28/87 03/31/88 C Completed United States US Coeur d'Alene Mines Corp 400 Coeur d'Alene Mines Bldg 192108 1044/1041 1044 192108 01 US United States Royal Apex Silver Inc 505 Front Ave 780073 1044/6519/1081/6552 1044 1 Duff & Phelps Public 100.00 52.40 100.0 37.707 36.346 17.70 1 COM No Friendly 1 No No No No 0.08 0.05 RASL COUR 2.71 505 Front Ave 25160020 10/30/87 04/18/88 C Completed United States US Hadson Corp 2777 North Stemmons Fwy 405018 4613/5171/3769/4922 4613 405018 01 US United States Ultrasystems Inc 16845 Von Karman Ave 904030 8711/1629/1711/1791/1796/3761 8711 1 Dean Witter Capital Markets Public 14.64 85.36 100.00 100.0 101.090 104.633 81.30 2 CASH No Friendly 1 11.9 No No No No 0.2 0.21 HAD 10.25 /7372/7379/3812 COM 20107020 11/02/87 11/24/87 C Completed United States US Teradyne Inc 600 Riverpark Drive 880770 3825/3823/3679/3829/7372/5065 3825 880770 US United States AIDA Corp 00136N 7372 7372 Priv. 100.00 100.00 100.0 np np 37.00 1 COM No Friendly 1 No No No No TER 22739020 11/03/87 01/06/88 C Completed United States US Sequa Corp 200 Park Ave 817320 3724/3728/2396/3479/2899/5084 3724 817320 BEAR Bear Stearns & Co Inc 1 02 US United States Atlantic Research Corp 5390 Cherokee Ave 048816 3764/3663/4899/3569/8711/8742 3764 1 First Boston Corp Public 100.00 83.48 100.0 347.913 347.913 311.40 1 CASH No Hostile 1 3.333 311.4 No Yes Yes No 0.5 0.5 1.0 1.0 Bear Stearns & Co Inc ATRC SQAA 30.00 31.00 44Th Floor /5199 /3564/2759 CASHONLY 25092020 11/03/87 03/03/88 C Completed United States US Southern Co 30 Ivan Allen Jr. Blvd. N.W. 842587 4911/6719 4911 842587 MS Morgan Stanley & Co 1 01 US United States Savannah Electric and Power Co 600 Bay St E 804787 4911 4911 1 Dean Witter Reynolds Inc Public 100.00 100.00 100.0 396.612 424.559 244.817 1 COM No Friendly 1 No No No No 1.84 Morgan Stanley & Co SAV SO 22.58 21901020 11/04/87 01/26/89 C Completed United States US Pennbancorp,Titusville, Pennsylvania Pennbank Center 708077 6022/6311/6321/6712 6022 708077 BKRS-TRUST Bankers Trust Co 1 01 US United States Union National Corp,Mount Lebanon,Pennsylvania 620 Washington Road 907642 6021/6311/6712 6021 2 Keefe Bruyette & Woods Inc Public 100.00 100.00 100.0 2,374.422 2373.599 313.00 1 COM No Friendly 1 No No No No 0.75 0.75 1.0 1.0 Bankers Trust Co UNBC PNBA 31.60 Bankers Trust Co 20975020 11/06/87 02/12/88 C Completed United States US Barnett Banks Inc, Jacksonville,Florida 50 North Laura St 068055 6022 6022 068055 US United States First Fulton Bancshares Inc, Palmetto, Georgia 509 Toombs 320289 6022/6712 6022 Public 100.00 100.00 100.0 10.080 np 10.10 1 CASH No Friendly 1 10.1 No No No No BBI 70.00 PO Box 40789 p o Box i CASHONLY 20322020 11/09/87 12/30/88 C Completed United States US Bank of Boston Corp,Boston, Massachusetts 100 Federal Street 060716 6021/6712/6211/6282/6162 6021 060716 01 US United States BANKVERMONT Corp,Burlington, Vermont 148 College St 066520 6036/6712 6036 1 Shearson Lehman Hutton Sub. 4.61 95.39 100.00 100.0 575.049 574.137 67.95 2 CASH No Friendly 1 3.1 No No No No 1.0 1.0 BKB 24.30 COM 22391020 11/09/87 12/20/88 C Completed United States US Tele-Communications Inc 4643 Ulster St 879240 4841/4833 4841 879240 01 US United States Tempo Enterprises Inc 6918 S Yorktown 880229 4833/4899/7374 4833 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 60.437 59.061 46.00 2 CASH No Friendly 1 46.0 No No No No 0.14 0.14 TPO TCOMA 8.00 COM 25141020 11/09/87 01/22/88 C Completed United States US Unisys Corp Unisys Way 909214 3571/3578/2761/3679/5046/5112 3571 909214 LAZ Lazard Freres & Co LLC 1 US United States Timeplex Inc 400 Chestnut Ridge Rd 887350 3669/3661 3669 2 Salomon Brothers Public 100.00 100.00 100.0 308.233 355.113 326.25 1 COM No Friendly 1 No No No No Lazard Freres & Co LLC TIX UIS 32.63 James D Wolfensohn Inc 21086020 11/10/87 06/29/88 C Completed United States US Noble Drilling Corp Suite 400 655042 1381/8711/1311 1381 655042 US United States General Electric Credit-26 Drilling Rigs(General Electric Corp) 260 Long Ridge Rd 36962V 1389 1389 1 Kidder Peabody & Co Inc Sub. 55.25 44.75 100.00 100.0 np np 18.10 3 CVTPFD No Friendly 1 No No No No NDCO 10370 Richmond Ave WAR COM 21449020 11/10/87 12/29/87 C Completed United States US Laidlaw Industries(Laidlaw Transportation Ltd) 669 Airport Fwy Suite 400 507305 4953 4953 507309 DW-CAP Dean Witter Capital Markets 1 US United States Laidlaw Industries(Laidlaw Transportation Ltd) 669 Airport Fwy Suite 400 507305 4953 4953 Public 100.00 19.21 98.2 910.425 908.955 85.80 1 CASH No Not Appl. 1 85.8 No No No No Dean Witter Capital Markets LWSI LWSI 22.00 CASHONLY 22519020 11/10/87 02/17/88 C Completed United States US Springs Industries Inc 205 N White St 851783 2211/2221/2261/2269/2392/5023 2211 851783 US United States United Merchants & Mnfrs Inc- Fiberglass Weaving & Finishing Facility 91085Q 2211/2221/2231/2262/2339/2361 2211 Sub. 100.00 100.0 np np 60.00 2 LIA No Friendly 1 60.0 No No No No SMI PO Box 70 /5131 CASH 22245020 11/11/87 06/24/88 C Completed United States US SouthernNet Inc 61 Perimeter Park NE 844151 4813 4813 844151 US United States Southland Communications Corp 201 South Pensacola Ave 84443T 4812/7699/6719/4813 4812 1 Robinson-Humphrey Co Priv. 100.00 100.00 100.0 17.4 27.000 17.40 1 COM No Friendly 1 No No No No SOUT Suite 200 23533020 11/12/87 03/30/88 C Completed United States US Medical Care International Inc 5080 Spectrum Drive 584505 8062/8093 8062 584505 DR Dillon, Read & Co Inc 1 02 US United States AlternaCare Corp 11500 Olympic Blvd 021450 8062/8093 8062 1 Wedbush Securities Public 100.00 100.00 100.0 24.620 24.630 17.61 1 COM No Friendly 1 No No No No 0.54 0.54 Dillon, Read & Co Inc ALTN MEDC 3.61 Suite 900-W Suite 380 19911020 11/12/87 12/12/89 C Completed United States US Lomas Financial Corp 2001 Bryan Tower 541534 6162/6211/6311/6153 6162 541534 US United States Union Life Insurance Co(Hunt Financial Corp) 306 Center St 90688Q 6311 6311 Sub. 100.00 100.0 np np 52.50 1 CASH No Friendly 1 52.5 No No No No LFC CASHONLY 20452020 11/16/87 12/02/87 C Completed United States US Teradyne Inc 600 Riverpark Drive 880770 3825/3823/3679/3829/7372/5065 3825 880770 US United States CASE Technology Inc 14734T 7372 7372 1 Hambrecht & Quist Priv. 100.00 100.00 100.0 np np 19.50 1 COM No Friendly 1 No No No No TER 22511020 11/16/87 12/03/87 C Completed United States US The Dow Chemical Co 2030 Dow Center 260543 2821/2869/2819/2891/2879/2851 2821 260543 US United States United AgriSeeds Inc 103 Tomaras Ave 90927Q 8731/5191/6719 8731 1 AgriCapital Corp. Priv. 100.00 100.0 np np 45.00 1 CASH No Friendly 1 45.0 No No No No DOW /5169/5162/5191/6331 CASHONLY 20459020 11/17/87 07/13/88 C Completed United States US Rochester Telephone Corp 180 South Clinton Avenue 771758 4813/4812/8742/5065 4813 771758 SAL Salomon Brothers 1 01 US United States C,C&S Systems Inc Two North Plaza 12745J 4813/4812/6719 4813 Priv. 100.00 100.00 100.0 40.424 40.424 24.25 1 COM No Friendly 1 No No No No Salomon Brothers RTC 10.12 21321020 11/17/87 11/17/87 C Completed United States US Financial News Network Inc 6701 Center Drive W 317902 7812/7922 7812 317902 US United States Information & service Network (Infotechnology Inc) 600 Madison Ave 45669F 4841 4841 Sub. 100.00 80.00 80.0 22.500 22.500 18.00 1 COM No Friendly 1 No No No No FNNI 20475020 11/18/87 03/03/88 C Completed United States US Jones Intercable Inc(Jones International Ltd) 9697 East Mineral Avenue 480206 4841/4833 4841 48021P US United States Cable Television Systems (4) in CA, AZ, WI, NC 12690S 4841 4841 Priv. 100.00 100.0 np np 170.00 1 CASH No Friendly 1 170.0 No No No No JOIN CASHONLY 21244020 11/18/87 11/18/87 C Completed United States US Energy Ventures Inc 5 Post Oak Park 292740 3533/1629/1389 3533 292740 US United States Highland Pump Co 43072Q 3561 3561 Priv. 14.29 85.71 100.00 100.0 np np 14.00 2 NOTE No Friendly 1 No No No No ENGY Suite 1760 COM 21996020 11/18/87 12/31/87 C Completed United States US Northwestern National Life Insurance Co 20 Washington Ave South 668146 6311/6321/6331/6719 6311 668146 US United States Provident General Insurance Co (Provident Life & Accident Insurance Co) Fountain Sq 74386Q 6331 6331 Sub. 100.00 100.0 np np 30.00 1 CASH No Friendly 1 30.0 No No No No NWNL CASHONLY 22785020 11/19/87 12/31/88 C Completed United States US Marshall & Ilsley Corp, Milwaukee,Wisconsin 770 North Water Street 571834 6021/6712 6021 571834 01 US United States Central Wisconsin Bankshares Inc,Wausau,Wisconsin 500 3rd St 156078 6021/6022/6712 6021 1 Golembe Associates Public 100.00 100.00 100.0 nm nm 109.30 1 COM No Friendly 1 No No No No 0.1 0.105 CWCB MRIS 22.00 First American Center 20651020 11/19/87 11/19/87 C Completed United States US Contel Corp 245 Perimeter Center Pkwy 210902 4813/4812/3661/5065/7373/7379 4813 210902 US United States Communications Satellite Corp Comsat Intl Commun, Satellite Dish 950 L'Enfant Plaza SW 20341M 4899 4899 1 First Boston Corp Sub. 100.00 100.0 np np 38.00 1 CASH No Friendly 1 38.0 No No No No CTC P.O. Box 105194 CASHONLY 21319020 11/19/87 11/19/87 C Completed United States US Alco Standard Corp PO Box 834 013788 5113/5112/5182/5087/5044/5051 5113 013788 US United States Infinity Communications Inc 45662T 7359/7629 7359 Priv. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No ASN /3556/3589/3769/3443/7699 CASHONLY 21526020 11/20/87 10/24/88 C Completed United States US Columbia Gas System Inc 20 Montchanin Rd 197648 4923/4925/1311/4911/5172/6719 4923 197648 02 US United States Lynchburg Gas Co 600 Main St 551188 4924 4924 1 Wilson A. Scott Public 100.00 100.00 100.0 16.152 16.249 11.00 1 COM No Friendly 1 No No No No 0.03 0.03 CG 42.00 22736020 11/23/87 01/26/88 C Completed United States US Florida Rock Industries Inc 155 E 21st St 341140 3273/3271/1442 3273 341140 01 US United States Arundel Corp 110 West Rd 043177 3273/3281/5039/5169/6552 3273 1 Legg Public 100.00 100.00 100.0 105.256 105.256 86.00 1 CASH No Friendly 1 86.0 No No No No 0.055 0.055 ARL FRK 40.00 CASHONLY 24910020 11/23/87 04/29/88 C Completed United States US Shearson Lehman Brothers Holdings Inc American Express Tower 820931 6211/6221/6282/6159/6162/6411 6211 025816 SLB Shearson Lehman Brothers 1 01 US United States EF Hutton Group Inc 31 West 52nd St 448499 6211/6311/6719 6211 2 Salomon Brothers Public 89.86 10.14 100.00 100.0 20,672.388 20668.342 964.30 2 CASH No Friendly 1 866.5 No No No No 3.35 6.7 Shearson Lehman Brothers EFH SHE 29.25 World Financial Center /6552/6719 Blackstone Group LP SUBNOTE 3.35 20433020 11/24/87 03/01/88 C Completed United States US Jones Intercable Inc(Jones International Ltd) 9697 East Mineral Avenue 480206 4841/4833 4841 48021P US United States Buford television Inc-Florida Cable television Systems 12003Q 4841 4841 Sub. 100.00 100.0 np np 95.00 1 CASH No Friendly 1 95.0 No No No No JOIN CASHONLY 20645020 11/24/87 11/24/87 C Completed United States US Marine Corp,Springfield, Illinois East Old State Capitol Plaza 568234 6021/6712 6021 568234 US United States Commercial Bancshares Inc, Champaign,Illinois 1 Commercial Bank Plaza 20114Q 6022/6712 6022 Priv. 100.00 100.00 100.0 np np 16.60 1 CASH No Friendly 1 16.6 No No No No MCOR CASHONLY 23838020 11/24/87 08/31/88 C Completed United States US First Chicago Corp,Illinois One First National Plaza 319455 6021/7389/6035/6022/6159/6153 6021 319455 US United States Gary-Wheaton Corp 120 E Wesley 367065 6022/6712 6022 1 Keefe Bruyette & Woods Inc Priv. 100.00 100.00 100.0 648.029 648.467 136.00 2 CASH No Friendly 1 No No No No FNB 80.00 Suite 0460 /6712 COM 21410020 11/27/87 01/11/88 C Completed United States US Dresser Industries Inc 2001 Ross Ave 261597 3533/3561/3255/1382/3563/3532 3533 406216 US United States MW Kellogg Co 3 Greenway Plz 48789Q 1629/7349 1629 Priv. 86.96 13.04 100.00 100.0 np np 115.00 2 LIA No Friendly 1 100.0 No No No No DI /3823/3825/7353 CASH 20861020 11/30/87 01/20/88 C Completed United States US Reebok International Ltd 1895 J.W. Foster Boulevard 758110 3021/3149/2329/2339/2353/2389 3021 758110 US United States Ellesse International SPA- US Canadian business 28838M 2325 2325 1 Manufacturers Hanover Trust Co Sub. 100.00 100.0 np np 25.00 1 CASH No Friendly 1 25.0 No No No No RBK /2385 CASHONLY 21316020 11/30/87 12/31/87 C Completed United States US Imo Delaval Inc 1009 Lenox Drive 452540 3561/3566/3823/3429/3714 3561 452540 MS Morgan Stanley & Co 1 US United States Incom International Inc(IFINT SA) 661 Andersen Dr 46468C 3562/3566/3568/3714/3625/3728 3562 1 Lazard Freres & Co LLC Sub. 83.05 16.95 100.00 100.0 np np 200.60 2 LIA No Friendly 1 166.6 No No No No Morgan Stanley & Co IMD Building Four West CASH 21516020 11/30/87 12/31/87 C Completed United States US Deluxe Check Printers Inc 1080 West Country Road F 248019 2782/2761/2771/3953/6099/7389 2782 248019 US United States Looart Press Inc(Primerica Corp) 1005 E Woodmen Rd 54338Q 2771/2741/2678/5943/5961/2679 2771 1 Smith Barney, Harris Upham Sub. 100.00 100.0 np np 180.00 1 CASH No Friendly 1 180.0 No No No No DLX CASHONLY 20962020 12/01/87 12/29/87 C Completed United States US First Financial Management Corp 5660 New Northside Drive 320245 7374/7372/5045/7389/7359/6035 7374 025816 ROBINSON Robinson-Humphrey Co 1 US United States First Data Management Holding Co 120 North Robinson 31991M 7374 7374 1 Citicorp Priv. 100.00 100.00 100.0 np np 38.00 1 COM No Friendly 1 No No No No Robinson-Humphrey Co FFM Suite 1400 Suite 1000E 21200020 12/01/87 08/15/88 C Completed United States US May Petroleum Inc 5400 LBJ Freeway 577788 1311/1382 1311 577788 US United States Hall Real Estate Group Inc 10100 N Central Expwy 40608Q 6531/8741/8742 6531 Priv. 100.00 100.00 100.0 28.7 37.125 28.70 1 COM No Friendly 1 No No No No MAYP 21070020 12/02/87 12/02/87 C Completed United States US Adobe Resources Corp 667 Madison Ave 007240 1311 1311 007240 US United States Gas Gathering Systems Inc 300 W Texas 36717Z 5172 5172 Priv. 100.00 100.0 np np 46.00 1 CASH No Friendly 1 46.0 No No No No ADB Suite 1100 CASHONLY 108419020 12/02/87 03/14/88 C Completed United States US Magma Power Co 4365 Executive Drive 559194 4911/6799/8741 4911 559194 SBH/ROBERTSON Smith Barney, Harris Upham 1 US United States Magma Energy Inc(Magma Power Co) 559185 4961/1781 4961 Public 100.00 32.94 100.0 33.434 40.485 11.053 1 COM No Friendly 1 No No No No Smith Barney, Harris Upham MAGE MGMA 3.95 Suite 900 Robertson, Colman & Stephens Robertson, Colman & Stephens 22255020 12/02/87 01/22/88 C Completed United States US National Convenience Stores Inc 100 Waugh Dr 635570 5411/5099 5411 635570 US United States Southland Corp-270 Houston Area 7-Eleven Stores 84443M 5411 5411 Sub. 100.00 100.0 np np 80.00 1 CASH No Friendly 1 80.0 No No No No NCS CASHONLY 22588020 12/02/87 02/01/88 C Completed United States US Gannett Co Inc 7950 Jones Branch Drive 364730 2711/7375/4833/4832/7312/6719 2711 364730 US United States WFMY-TV, WTLV-TV (Harte-Hanks Communications Inc) 1615 Phillips Ave 929FM1 4833 4833 Sub. 100.00 100.0 np np 155.00 1 CASH No Friendly 1 155.0 No No No No GCI CASHONLY 20354020 12/03/87 06/28/88 C Completed United States US Union Pacific Corp Eighth and Eaton Avenues 907818 4011/1311/1382/2911/1221/1222 4011 907818 DR Dillon, Read & Co Inc 1 US United States Beard Co 2000 Classen Center Buildings 07384R 1311/4953/2813/2819 1311 1 Salomon Brothers Public 72.07 27.93 83.39 100.0 109.059 109.017 71.733 2 COM No Hostile 1 51.7 No Yes Yes No Dillon, Read & Co Inc BOC UNP 13.88 13.88 /1094/1474/4213/4212 Suite 200 South CASH 13369020 12/03/87 07/31/88 C Completed United States US First American Corp,Nashville, Tennessee First American Center 318900 6021/6712 6021 318900 US United States Northern of Tennessee Corp 128 N Second St 66582Q 6022/6712 6022 Priv. 100.00 100.00 100.0 np np 51.30 1 COM No Friendly 1 No No No No FAM 24244020 12/03/87 08/29/88 C Completed United States US Vons Cos Inc 618 Michillinda Avenue 928869 5411/5912/2026/2024/2051 5411 928869 DLJ/DBL Donaldson Lufkin & Jenrette 2 01 US United States Safeway Stores Inc-Southern California Operations 78651M 5411 5411 1 Morgan Stanley & Co Sub. 74.34 10.75 14.91 100.00 100.0 np np 437.19 3 CASH No Friendly 1 325.0 No No No No 3.0 6.0 Donaldson Lufkin & Jenrette VON Drexel Burnham Lambert COM 3.0 Drexel Burnham Lambert SRSUBNOTE 22584020 12/03/87 12/03/87 C Completed United States US Outlet Communications Inc 23 Kenney Drive 690111 4833 4833 690111 US United States WASH-FM(Metropolitan Broadcasting Co) 929ASH 4832 4832 1 Morgan Stanley & Co Sub. 100.00 100.00 100.0 np np 29.50 1 CASH No Friendly 1 29.5 No No No No OCOM CASHONLY 21315020 12/07/87 02/04/88 C Completed United States US System Industries Inc 1855 Barber Lane 871900 7371/7373/7379 7371 871900 US United States Imperial Technology Inc(First Mississippi Corp) 831 S Douglas St 45310Q 3572 3572 1 PaineWebber Sub. 100.00 100.0 np np 14.50 3 EARN No Friendly 1 14.5 No No No No SYI COM CASH 21789020 12/07/87 12/15/87 C Completed United States US McGraw-Hill Inc 1221 Ave of the Americas 580645 2731/2721/2711/2741/6289/4832 2731 580645 US United States News America Publishing Inc- Aerospace&Defense Publishing Grp(News Corp) 210 South St 65247V 2721 2721 Sub. 100.00 100.0 np np 65.00 1 CASH No Friendly 1 65.0 No No No No MHP /4833/7372 CASHONLY 22637020 12/07/87 03/08/88 C Completed United States US Western Digital Corp 3355 Michelson Drive 958102 3572/3674 3572 958102 US United States Western Pte Ltd(Tandon Corp, Western Digital Corp) 20320 Prairie 95925Q 3572 3572 J.V. 36.36 100.00 100.0 77.000 77.000 77.00 3 OTHER No Friendly 1 49.0 No No No No WDC Suite 100 LIA CASH 22536020 12/08/87 12/09/87 C Completed United States US Team Inc 200 Hermann 878155 7699/8744/7349/7539/1799 7699 878155 US United States Universal Services Co 1520 Oliver St 91383Q 1611/0782/4212/4173 1611 1 Rotan Mosle Inc Public 75.56 15.73 8.71 100.00 100.0 11.250 11.789 11.25 5 CASH No Friendly 1 8.5 No No No No TISI COM EARN LIA CVTNOTE 22694020 12/08/87 02/23/88 C Completed United States US Yuba Natural Resources Inc 701 B St Ste 1460 988363 1041/1442/1499/1446 1041 988363 US United States Yuba Placer Gold(Placer Service Corp/St Joe Gold Corp) 7545 Hammonton Rd 98837Q 1041 1041 Sub. 66.00 66.0 33.333 33.333 22.00 1 CASH No Neutral 1 22.0 No No No No YUBA CASHONLY 20362020 12/09/87 12/09/87 C Completed United States US TransTechnology Corp 150 Allen Road 893889 3429/3536/3728/3531/5084/3593 3429 893889 US United States Bell & Howell Co-Business Data Products Division 5000 Rivergrade Rd 07785X 3578 3578 Sub. 100.00 100.0 np np 10.00 1 CASH No Friendly 1 10.0 No No No No TT /3452/3562/3496/3965/5072 CASHONLY 20213020 12/11/87 12/30/87 C Completed United States US Freeport McMoRan Energy Partners Ltd 1615 Poydras St 35671F 1311/1382 1311 356714 US United States American Royalty Trust P. O. Box 809 029330 6792 6792 1 Prudential-Bache Capital Fund Public 100.00 11.01 100.0 383.194 406.601 42.20 1 CASH No Friendly 1 42.2 No No No No ARI FMP 8.79 CASHONLY 102288020 12/11/87 01/18/88 C Completed United States US Citicorp 399 Park Ave 173034 6021/6712 6021 173034 CITICORP Citicorp 1 US United States Bankers Leasing & Financial Corp(Santa Fe Southern Pacific Corp) 2655 Campus Dr 06620Q 7359/7377/6159 7359 2 Goldman Sachs & Co Sub. 100.00 100.0 np np 187.50 1 CASH No Friendly 1 187.5 No No No No Citicorp CCI Salomon Brothers CASHONLY 106241020 12/11/87 10/31/88 C Completed United States US One Bancorp,Portland,Maine One Maine Savings Plz 682316 6036/6712 6036 682316 US United States East Weymouth Savings Bank, Hingham,Massachusetts 86 South St 275811 6021 6021 1 First Boston Corp Public 100.00 100.00 100.0 77.534 75.624 20.00 1 CASH No Friendly 1 20.0 No No No No TONE 20.00 CASHONLY 24821020 12/11/87 02/29/88 C Completed United States US PNC Financial Corp,Pittsburgh, Pennsylvania One PNC Plaza 693475 6021/6022/6211/6282/6159/6162 6021 693475 01 US United States First BanCorp,Mechanicsburg, Pennsylvania Main & Market Sts 31867D 6022/6712 6022 Priv. 100.00 100.00 100.0 87.752 92.152 19.40 1 COM No Friendly 1 No No No No PNC 64.60 Fifth Avenue and Wood Street 21754020 12/11/87 06/30/88 C Completed United States US Key Centurion Bancshares Inc,Charleston,West Virginia Virginia and Capitol Sts 493075 6021/6022/6712 6021 493075 US United States National Bank of Commerce, Williamson, West Virginia 101 E Second Ave 633347 6021 6021 Priv. 100.00 100.00 100.0 0.108 np 10.80 1 COM No Friendly 1 No No No No KEYC 10.80 Charleston National Plz 102219020 12/11/87 03/12/88 C Completed United States US Santa Fe Southern Pacific Corp 224 S Michigan Ave 802183 4011/4213/4214/1311/4619/1221 4011 121897 GS/SAL Goldman Sachs & Co 2 US United States Santa Fe Southern Pacific Corp 224 S Michigan Ave 802183 4011/4213/4214/1311/4619/1221 4011 Public 52.85 10.57 36.59 100.00 100.0 8,811.950 8809.587 7,380.00 3 COMDIV No Not Appl. 1 3,900.0 No No No No 13.5 27.0 Goldman Sachs & Co SFX SFX 47.25 /1041/1044/1411/4731/6552/6512 Salomon Brothers /1041/1044/1411/4731/6552/6512 CASHDIV 13.5 Salomon Brothers DEB 241701020 12/14/87 12/14/87 C Completed United States US SCS/Compute Inc 1714 Deer Tracks Trail 784030 7374 7374 784030 US United States Accountants Microsystems 00604M 7373/7371 7373 Priv. 100.00 100.0 np np 12.00 1 CASH No Friendly 1 12.0 No No No No SCOM CASHONLY 20137020 12/14/87 11/22/88 C Completed United States US DNA Plant Technology Corp 2611 Branch Pike 233236 8731/8071/2836 8731 233236 SLH Shearson Lehman Hutton 1 US United States Advanced Genetic Sciences Inc 6701 San Pablo Ave 007920 2833/8731 2833 1 Shearson Lehman Hutton Public 100.00 100.00 100.0 29.321 32.203 31.00 1 COM No Friendly 1 No No No No Shearson Lehman Hutton AGSI DNAP 2.31 21168020 12/14/87 11/09/88 C Completed United States US Barris Industries Inc 9100 Wilshire Blvd 068653 7812/7822 7812 068653 DBL Drexel Burnham Lambert 1 US United States Guber-Peters Entertainment Co 1990 South Bundy Drive 40158M 7812 7812 Priv. 26.98 73.02 100.00 100.0 np np 27.80 2 COM No Friendly 1 No No No No Drexel Burnham Lambert BRRS Suite 411-E Penthouse Suite NOTE 24956020 12/14/87 01/25/88 C Completed United States US La-Z-Boy Chair Co 1284 N Telegraph Rd 505336 2512/2521/2531/2511/2515/2541 2512 505336 01 US United States Kincaid Furniture Co Inc Norwood St 494490 2511/2512 2511 2 Goldman Sachs & Co Public 100.00 100.00 100.0 63.084 np 52.39 1 CASH No Friendly 2 52.4 No No No No 0.65 0.975 KNCD LAZB 15.50 Wheat First Securities Inc CASHONLY 0.325 106730020 12/14/87 12/30/88 C Completed United States US Wometco Cable TV Inc(Wometco Enterprises Inc) 400 N Miami Ave 978160 4841 4841 50025Q MS Morgan Stanley & Co 1 US United States Undisclosed-Two Cable Television Systems 9044TT 4841 4841 Priv. 100.00 100.0 np np 50.30 1 CASH No Friendly 1 50.3 No No No No Morgan Stanley & Co N/A CASHONLY 23751020 12/15/87 09/23/88 C Completed United States US Fifth Third Bancorp, Cincinnati,Ohio Fifth Third Center 316773 6022/6282/6712/8999/6311/6321 6022 316773 US United States Decatur Bancshares Inc, Greensburg, Indiana 314 W Main St 24301Q 6021/6022 6021 Priv. 100.00 100.00 100.0 14.000 14.000 14.00 1 COM No Friendly 1 No No No No FITB 38 Fountain Square Plaza /6531/7374/6211 21017020 12/15/87 04/13/88 C Completed United States US Cyprus Minerals Co 9100 East Mineral Circle 23281P 1021/1061/1041/1221/1499/1222 1021 23281P US United States Foote Mineral Co(Newmont Mining Corp) Route 100 344892 2819/3313/3312/1479 2819 1 Kidder Peabody & Co Inc Public 100.00 100.00 100.0 67.614 67.603 90.00 1 CASH No Friendly 1 90.0 No No No No FTE CYPM 10.33 CASHONLY 21946020 12/15/87 01/14/88 C Completed United States US Sears Roebuck & Co Sears Tower 812387 5311/5961/6331/6311/6321/6211 5311 482584 GS Goldman Sachs & Co 1 US United States Pinstripes Petites 72351Q 5621 5621 Priv. 100.00 100.0 np np 15.00 1 CASH No Friendly 1 15.0 No No No No Goldman Sachs & Co S /6531 CASHONLY 20647020 12/16/87 07/29/88 C Completed United States US Fifth Third Bancorp, Cincinnati,Ohio Fifth Third Center 316773 6022/6282/6712/8999/6311/6321 6022 316773 US United States Commercial National Bank, Tiffin,Ohio 79 S Washington Street 202165 6021/6022 6021 Public 70.00 100.00 100.0 np np 24.50 2 CASH No Friendly 1 7.4 No No No No FITB 38 Fountain Square Plaza /6531/7374/6211 COM 21108020 12/16/87 03/01/88 C Completed United States US Halliburton Co 5 Houston Center 406216 1389/1382/3533/3317/1629/3535 1389 406216 SAL Salomon Brothers 1 US United States Geophysical Service Inc (Texas Instruments Inc) 7800 Banner Dr 37291Q 1382 1382 Sub. 60.00 60.0 83.333 83.333 50.00 1 CASH No Friendly 1 50.0 No No No No Salomon Brothers HAL 1401 Mckinney, Suite 2400 /8711/1611/6331 CASHONLY 25015020 12/16/87 06/30/88 C Completed United States US US Bancorp,Portland,Oregon 111 S.W. Fifth Avenue 90362W 6021/6022/6082/6091/6159/6162 6021 90362W 01 US United States Mt Baker Bank,Bellingham, Washington 220 Unity St 620779 6036 6036 1 Boettcher Public 100.00 100.00 100.0 149.658 149.658 25.86 1 CASH No Friendly 1 25.9 No No No No 0.3 0.3 MBSB USBCP 16.00 /6712 P.O. Box 1198 CASHONLY 21264020 12/17/87 07/18/88 C Completed United States US Hechinger Co 3500 Pennsy Dr 422660 5211/5251/5261/5722 5211 422660 MS Morgan Stanley & Co 1 US United States Home Quarters Warehouse Inc 2866 Virginia Beach Blvd 43730Q 5211 5211 Priv. 100.00 100.00 100.0 np np 66.00 1 CASH No Friendly 1 66.0 No No No No Morgan Stanley & Co HECHB CASHONLY 22572020 12/17/87 07/07/88 C Completed United States US Vodavi Technology Inc 4717 East Hilton Avenue 92857V 3661 3661 92857V DLJ Donaldson Lufkin & Jenrette 1 01 US United States ISOETEC Communications Inc 6 Thorndal Circle 464885 3663/3661/5065 3663 2 Hambrecht & Quist Public 100.00 100.00 100.0 70.28 70.096 56.40 1 COM No Friendly 1 No No No No 0.6 0.6 0.1 0.2 Donaldson Lufkin & Jenrette ISOE VTEK 9.70 Suite 400 Smith Barney, Harris Upham 0.1 20151020 12/21/87 12/21/87 C Completed United States US MedChem Products Inc 232 West Cummings Park 584911 2836 2836 584911 US United States Alcon Laboratories Inc- Avitene Product Line (Nestle SA) 6201 S Freeway 01389Q 2836 2836 Sub. 100.00 100.0 np np 31.00 1 CASH No Friendly 1 31.0 No No No No MCH CASHONLY 22262020 12/22/87 08/31/88 C Completed United States US North Fork Bancorp Inc, Melville,New York 275 Broadhollow Road 659424 6022/6211/6289/6282/6712 6022 659424 MLCM Merrill Lynch Capital Markets 1 01 US United States Southold Savings Bank 54375 Main Rd 844643 6021 6021 1 Kidder Peabody & Co Inc Public 45.83 54.17 100.00 100.0 558.756 560.272 120.00 2 COM No Friendly 1 55.0 No No No No 0.5 0.5 Merrill Lynch Capital Markets SDSB NFB 21.81 CASH 25344020 12/23/87 12/15/89 C Completed United States US American Home Products Corp 5 Giralda Farms 026609 2834/2836/2844/3841/3829/2048 2834 026609 MS Morgan Stanley & Co 1 01 US United States AH Robins Co Inc 1407 Cummings Dr 770706 2834/5122 2834 2 Drexel Burnham Lambert Public 72.01 27.99 100.00 100.0 1,314.364 1330.862 3,194.00 2 OTHER No Friendly 4 No No No No Morgan Stanley & Co RAH AHP 37.00 /2032/2099/2096/8731 First Boston Corp COM 22686020 12/23/87 02/24/88 C Completed United States US Baldwin Piano & Organ Co 422 Wards Corner Road 058246 3931/5736 3931 058246 US United States WurlTech Industries Inc- Keyboard Business 98259Q 3931/3429 3931 Sub. 100.00 100.0 np np 17.30 1 CASH No Friendly 1 17.3 No No No No BPAO CASHONLY 25154020 12/24/87 12/24/87 C Completed United States US Jesup Group Inc 69 Southfield Ave 731690 2221/2282 2221 477066 WIEN-SEC Wien Securities 1 US United States US Playing Card Corp (Jesup & Lamont Holding Co/ Jesup Group) 360 Madison Ave 912353 2752 2752 1 Wien Securities Sub. 100.00 46.51 100.0 72.123 72.123 10.60 1 COM No Friendly 1 No No No No Wien Securities JGRPC 5.70 20382020 12/28/87 08/01/88 C Completed United States US Warren Five Cents Savings Bank,Peabody,Massachusetts 10 Main Street 935241 6036 6036 935241 FBC/MMG-PATRICOF First Boston Corp 2 01 US United States Beverly Savings Bank, Massachusetts 175 Cabot Street 088178 6036 6036 1 Tucker Anthony Inc Public 100.00 100.00 100.0 213.908 213.908 37.00 1 CASH No Friendly 1 37.0 No No No No 0.46 0.46 First Boston Corp BSBK WFCS 13.00 MMG Patricof CASHONLY MMG Patricof 20678020 12/28/87 02/12/88 C Completed United States US Prime Computer Inc Prime Park M515-13 741555 3571/3572/3577/7372/7378 3571 741555 SBH Smith Barney, Harris Upham 1 04 US United States Computervision Corp 100 Crosby Dr 205578 3571/7373/5045/7379 3571 1 Goldman Sachs & Co Public 100.00 100.00 100.0 537.107 535.382 435.00 1 CASH No Hostile 1 11.111 435.0 No No Yes No Smith Barney, Harris Upham PRM 13.50 15.00 CASHONLY 21029020 12/28/87 02/16/88 C Completed United States US Georgia Gulf Corp 400 Perimeter Center Terrace 373200 2819/2812/2821/2865/2861/2869 2819 373200 US United States Freeman Chemical Corp (HH Robertson Co) P.O. Box 247 35655Q 2821 2821 1 Lazard Freres & Co LLC Sub. 10.29 100.00 100.0 68.000 68.000 68.00 2 LIA No Friendly 1 61.0 No No No No GGC Suite 595 CASH 109519020 12/29/87 05/26/88 C Completed United States US Engelhard Corp 101 Wood Ave 292845 2899/3356/3339/2819/2816/3823 2899 292845 US United States Harshaw/Filtrol Partnership- Certain Assets(Kaiser Alum/ Kaiser/MAXXAM) 30100 Chagrin Blvd 41588T 2869/2819 2869 Sub. 100.00 100.0 np np 238.00 1 CASH No Friendly 1 238.0 No No No No EC /1041/1044/1099/5094/6799/2844 CASHONLY 25261020 12/29/87 06/29/88 C Completed United States US Engelhard Corp 101 Wood Ave 292845 2899/3356/3339/2819/2816/3823 2899 292845 DR Dillon, Read & Co Inc 1 US United States KaiserTech Ltd-Harshaw/Filtrol Partnership 30100 Chagrin Blvd 48308Q 2819/2816/3829/3295/3559 2819 2 Citicorp Sub. 100.00 100.00 100.0 np np 264.00 1 CASH No Friendly 1 264.0 No No No No Dillon, Read & Co Inc EC /1041/1044/1099/5094/6799/2844 Salomon Brothers CASHONLY 105748020 12/30/87 12/30/87 C Completed United States US Price Stern Sloan Inc 11150 Olympic Boulevard 741488 2731/3577/2741/2759 2731 741488 US United States HP Books Inc(Knight Ridder) 575 E River Rd 40568W 2731 2731 1 Goldman Sachs & Co Sub. 100.00 100.0 np np 14.20 1 CASH No Friendly 1 14.2 No No No No PSSP Suite 650 CASHONLY 172770020 12/31/87 12/31/87 C Completed United States US SunGard Data Systems Inc 680 East Swedesford Road 867363 7373/7371/7379 7373 867363 US United States DSI Holdings Inc 23332G 7372 7372 Priv. 3.87 87.37 8.76 100.00 100.0 np np 38.772 4 CASH No Friendly 1 1.5 No No No No SDS COM EARN PRNOTE 21419020 12/31/87 12/31/87 C Completed United States US Temple-Inland Inc 1300 S Mopac Expressway 879868 2631/2621/2653/2679/2657