Exhibit C - household international securities class action verdict fund [PDF]

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 1 of 302 PageID #:54612

EXHIBIT C

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 2 of 302 PageID #:54613

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID 643004-0 624450-5 642851-7 624489-0 624604-4 624495-5 624540-4 624571-4 624592-7 642636-0 624025-9 624552-8 642638-7 642619-0 624188-3 624549-8 624550-1 624551-0 624485-8 624541-2 624303-7 624307-0 624308-8 642631-0 624456-4 609707-3 610431-2 609877-0 609786-3 610294-8 610424-0 609821-5 607842-7 607843-5 609785-5 609717-0 622171-8 622110-6 610135-6 610136-4 610514-9 610359-6 652903-8 622105-0 610537-8 610530-0 610533-5 609880-0 622600-0 622498-9 621992-6 621993-4 Claim ID 652529-6 608267-0 125496-0 632935-7

Claimant Name MARTIN C BROWN IRA ANNE TILNEY BRUNE ALAN R BUCK IRRA ELIZABETH C CHANDLER LAURA EMILY KELLEY COX FERNANDA DAU 1994 TRUST KENDRA I DAU FAMILY TR UOA 1 10 9 FRED M GIBBONS SEPARATE PROPERTY PATRICIA S HAUSER TRUST UOA MAY 3 THEODORE R HUTER TTEE ALEXANDER KOLEVZON BRENDA LAKIN ESTHER C LINK TTEE FBO PAUL K MCKEEHEN AOC SARAH PETER #85192600 JENNIFER RANSOM TRUST DTD 12 14 8 WILLIAM RANSOM TRUST DTD 12 4 88 EARL RANSOM TRUST DTD 12 4 88 THERESA SCHUMANN TRUST HARRY SIMMON IRA ROO MS MARY SMART REVOCABLE TR GERALD SOSNOFF AKA GARY SOSNOFF SELMA S SOSNOFF AKA SALLY SOSNOFF PAUL R WEAVER TTEE RICHARD J WILLIAMS IRA #5221 - MACKAY SHIELDS $OCAW PACE - CSIF -ADVTG- GP PASS - PARAMETRIC -DIANE C BOK- EQUITY NIC -D -EDGEMONT INV L P -EQUITY -JMH ARTICLE 9 TR-PARAMETRIC -JMH LP - PARAMETRIC -MEYER-GEORGE LINDESMITH M -MEYER-RICHARD HUGHES M D -ROBERT L BOK-EQ NIC-P -SOGNDAL INV - SENECA CAP 0BS AS TSTS OF ML US EQTY IND CC2 100-ALLIANCE-JNL GROWTH 1199 HEALTHCARE-FIS CONS 1199 HEALTHCARE-FIS VANT 1199 HEALTHCARE-IRIDIAN 1199 NAT BEN FD-PIA DEF EQ-S 1217750 ONTARIO LTD 1750-JNL MCM ENHANCED S&P 500 28 LA ORTHO CADENCE CAPITAL 28 LA ORTHO OTHER 29 NIESLUCHOWSKI RETIRE 2C HONEY B ENTERPRISES 305198-UBS GLOBAL ASSET 305494-RYDER-FIDELITY 305532 GERS-FIDELITY 305533 GERS-FIDELITY Claimant Name ABA RF PLAN ACCOUNT ABA VEBA-SSGA-SM #5 ADEL ABADIR ABAGEN

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Reject Code

Claim ID 622034-7 622601-9 622293-5 622294-3 622119-0 622602-7 622080-0 117987-0 609703-0 609881-9 609704-9 609882-7 609705-7 609883-5 623825-4 650742-5 623401-1 623395-3 641462-1 650734-4 616947-3 610012-0 619828-7 623394-5 615719-0 621713-3 623144-6 619698-5 634352-0 634353-8 621616-1 605829-9 614138-2 614139-0 619762-0 632708-7 625549-3 623627-8 623641-3 634272-8 611613-2 620726-0 109612-5 109623-0 109611-7 652889-9 652947-0 652847-3 609770-7 623127-6 610512-2 608266-1 Claim ID 607265-8 100856-0 121247-8 609217-9

G P G P P P P P P G P P M M M P P P P P P P P M P G G P G P P P P P G G M G P G P P M M P P G P G P P P Reject Code P G M P

Confidential

Claimant Name 305592 HEALTH SVCS 305833-UBS GLOBAL ASSET 308327 JENNISON ASSOC 308339-MAINE MED-JENNISON 308925 KC-CRESTWOOD ASSET 308958-UBS GLOBAL ASSET 312468 INCARNATE-PRIMECAP 32 BJ SHLD 35 SALSER PT 1 MESSNER & SMI 35 SALSER PT 1 TEN ASSET MGM 35 SALSER PT 2 MESSNER & SMI 35 SALSER PT 2 TEN ASSET MGM 35 SALSER PT 3 MESSNER & SMI 35 SALSER PT 3 TEN ASSET MGM 38 BEVERLY ROAD TRUST 382331 ALBERTA LTD 3850544 CANADA INC 3850552 CANADA INC 4 D SERVICES INC SEP 490408 ALBERTA LTD 500 INDEX FUND 501C3 ARMSTRONG SHAW ASS 554N 679312 ALBERTA LTD PRIMO 8TH DIST ELEC QUEST 9W INVESCO EQUITY A & G LTD NRA-PLD A P M LIMITED PARTNERSHIP A&B DB-OPPENHEIMER A&B PENSION-PROVIDENT MIDCAP #1 AA AMERICA FUND AAA (ICAP)(CLOSED) AAA D B - ICAP AAA D B-IRIDIAN AAA OREGON FREEMAN ASSOCIATES TUA AASE AADLAND AAFES SUPP DEFERRED COMP PLAN AAL EQUITY INCOME FUND AAL SAVINGS PLAN INTERNAL BALANCE AALA INVESTMENTS INV MGMT ACCT AARNIO TERRANCE J MOAG AARON HELEN S CHARLES M AARONSON CHARLES AARONSON IRA LILA AARONSON IRA AARONSON, CHARLES & LILA AARONSON, LILA IRA AARONSON,CHARLES IRA R/O AAUW -INSTIUTIONAL CAP-SM AAUW ED FN R& P FUND - INST CAP ABA GENERAL-SSGA-SM #2 ABA RETIREMENT-SSGA-SM #4 Claimant Name ABRAMS JOYCE -CLSG MARJORIE S ABRAMS SELMA ABRAMS ABRAMS TRUST BARBARA KATZ -D-

Reject Code G G G G P P P G P P P G P G P G P P P G G P G P G P G M P P P G G G G G M G G G P P G G G M M M G G G G Reject Code G P M P

Page 1 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 3 of 302 PageID #:54614

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 632936-5 601024-5 632937-3 619475-3 121098-0 111684-3 607688-2 633373-7 607962-8 615656-8 607963-6 609844-4 116573-9 633375-3 633376-1 633374-5 633377-0 608245-9 610420-7 104414-1 108658-8 601020-2 650743-3 104134-7 641360-9 118805-4 610716-8 122875-7 625699-6 607687-4 644873-9 107517-9 125371-9 107516-0 621572-6 619519-9 621573-4 619555-5 123619-9 601030-0 123596-6 119842-4 126626-8 609026-5 601029-6 107285-4 106210-7 101203-7 Claim ID 610725-7 118138-6 118139-4 125952-0 614600-7 610437-1 618710-2 609184-9 124874-0

ABARETI RENE ABATE & MARIANNE ABATE JTWROS ABAVEBA ABB INDEX R S CLOSED DOURRIA N ABBARAH TRUST GRETCHEN ABBO IRA ABBOT IRELAND PEN & DEATH/SEN EXE JEROME T ABBOTT CRESTWOOD ABBOTT JENNISON GRWTH FD B CHAUNCY ABBOTT JR TEST TR ABBOTT LABS PRM-100 JENNIS ABBOTT LABS PUERTO RICAN TRU MAUDE M ABBOTT ELIZABETH A ABBOTT TR CRESTWOOD CRAIG T ABBOTT TRUST CRESTWOOD JOHN L ABBOTT TRUST CRESTWOOD MARY P ABBOTT TRUST CRESTWOOD ABBOTT-COLLECTIVE STOCK INDEX ABC-NABET - INVESCO #2 GLEN ABDUN NUR TR GLEN ABDUN NUR TR ERICA H ABEEL THOMAS P ABEL AND JUNE L ABEL HOWARD R ABEL IRA PETER ABELES LOISMAY C ABELES TRUST ABELL JABEZ W PFDN JOHN F ABERSON IRA ABITIBI MASTER BGI US EQ ABN AMRO BK (IRE) RET & DEATH BEN LOUIS O ABNEY ELIE D ABOULAFIA ELIE D ABOULAFIA ELIE D ABOULAFIA IRA ABP GSEF GS PORT ABP S&P 500 FUND-FOREIGN DOMICILE ABP US QUANT ABP US S&P 500 ENHANCED INDEX RALPH S ABRAHAM FAM TR MARC ABRAHAM MAUDE D ABRAHAM ROBERT L ABRAHAM BERNICE ABRAHAMSON ABRAHAMSON FAMILY TRUST -CLSG BARRIE L ABRAMS DONALD J ABRAMS IRA SAMUEL H ABRAMS IRA IRVING E ABRAMS Claimant Name MARY ACKLEY MOAG ACKMAN MAREK ET AL PS ACKMAN MAREK ET AL PS STAFF MICHAEL K ACKRELL ACOFF FAMILY TRUST B - IMA ACTIVA VALUE FUND ACTIVE US LARGE CAP TOBACCO FREE ADAM A JAHNS TRUST NANCY K ADAM IRA

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P G M G M G P P P P P P P P P P P P G P M G N G G X P G P P G M M M M M M M P G P M M P P P G P

121145-5 652846-5 652871-6 612555-7 110600-7 110602-3 119205-1 124478-7 124479-5 124481-7 124485-0 612523-9 608285-8 608111-8 608062-6 122284-8 122963-0 618049-3 621020-1 112286-0 601031-8 608215-7 615017-9 116729-4 117854-7 609976-9 610472-0 635009-7 635011-9 635014-3 611332-0 621654-4 634192-6 104233-5 126111-8 126110-0 610197-6 629842-7 642344-2 642345-0 648266-0 648270-8 645175-6 125109-0 652860-0 645174-8 645173-0 124200-8 Claim ID 601026-1 601027-0 106823-7 112804-3 124647-0 611219-6 627030-1 618661-0 124606-2

Reject Code P M M M P P G G M

Confidential

WILLIS L ABRAMS ABRAMS, MILDRED ABRAMS,HERBERT ABRAMSON & ABRAMSON COF PINSKER JOEL ABRAMSON 1 JOEL ABRAMSON 2 LINDA ABRAMSON ABU DHABI INVESTMENT AUTHORITY ABU DHABI INVESTMENT AUTHORITY ABU DHABI INVESTMENT AUTHORITY ABU DHABI INVESTMENT AUTHORITY THE ABWA CO INC INVESTMENT AGENCY ACAA - OPPENHEIMER ACAA-INVESCO CAPT MGMT ACAA-INVESCOCAPITALMGMT BENJAMIN ACARD JEAN A ACCARDI ACCIDENT FUND-CADENCE CAP GRWTH ACCOUNT GAMMA GER ACCREDITED ALLERGY & ASTHMA ACDG PARTNERSHIP COF PINSKER GOLS ACE - MARSICO - DV ACE SALES PIEDRA CAP SUB DR JULIO C ACEBEY ANTHONY ACETO ACF - MACKAY SHIELDS ACGME - NORTHERN ACTIVE GERALDINE E ACHENBACH KAREN ACHENBACH GEORGE J ACHENBACH TTEE ACHIEVEMENT CENTERS MOAG ACHMEA BLOCK TAXABLE LIONEL ACHUCK INV MGMT ACCT - BAL IKE ACHUFUSI ACI PLAN ACI PLAN LC ACIA - NISA ACKEE LTD ALAN S ACKER TTEE ALAN S ACKER TTEE EDWARD I ACKERMAN IRRA ROSE P ACKERMAN IRRA ROSE B ACKERMANN TTEE FBO DONNA AC ROSE P ACKERMAN ACKERMAN, HOWARD IRA ROSE B ACKERMANN TTEE FBO DINA ACK ROSE B ACKERMANN TTEE FREDERIC ACKERSON Claimant Name ADAVEST ASSOCIATES LLC ADAVEST ASSOCIATES LLC SALBACION L ADCOCK JOY M ADDISON REVOC TR MATTHEW R ADDISON TRUST #1 ADDISON VENTURES LLP - MDE CUST ADDISON VENTURES LP MASTER TRUST ADDITIONAL SECURITY BENEFITS PLAN JAMES D ADDUCCI

M M M G P P X G G G G P G G P G P P G G G G G G P M P M M M P G G M M M P G M M G G M M M M M N Reject Code P G M G G G M G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 4 of 302 PageID #:54615

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102531-7 640431-6 617130-3 606757-3 124791-3 608588-1 118048-7 116298-5 620166-0 118130-0 118131-9 106060-0 121531-0 106059-7 124322-5 111510-3 126758-2 610807-5 611969-7 620165-2 620168-7 608344-7 105939-4 639688-7 645713-4 124062-5 125898-2 617129-0 111054-3 103743-9 120282-0 121125-0 121126-9 105325-6 101591-5 619346-3 619347-1 609469-4 112283-5 605119-7 104412-5 601028-8 601025-3 Claim ID 613431-9 613425-4 613423-8 613426-2 613429-7 613430-0 613428-9 613427-0 613424-6 117320-0 649686-5 649658-0 649648-2 649661-0

CAROL Y ADAMITIS VINCENT L ADAMO ADAMS ADELINE CHAR REM TR ADAMS ARTHUR R CAROL D ADAMS ADAMS FAMILY TR BUEL F -D-CLSG GERALD T ADAMS HENRY G ADAMS KARL ADAMS JR TRUST FBO K ADAMS II ISAAC ADAMS IRA #1 ISAAC B ADAMS IRA #3 CHRISTINE C ADAMS IRA FREDRICK D ADAMS IRA MICHAEL A ADAMS IRA SANDRA A ADAMS IRA JACK K ADAMS JAMES R ADAMS ADAMS JE B-3 FBO X-1 LUCAS TOA ADAMS JOSEPH E TUA FBO GRANDCHILD KARL ADAMS JR TRUST FBO JOSEPH ADA KARL ADAMS JR TRUST FBO APPLEY ADA ADAMS KATE -CLSG LYNN O ADAMS M ELAINE ADAMS MR ROBERT J ADAMS PAYSON S ADAMS PHYLLIS R ADAMS ADELINE B ADAMS RESIDUARY TRUST MARCIA L ADAMS REV TRUST ROBERT M ADAMS RUTH M ADAMS RUTH M ADAMS RUTH M ADAMS SHELBY W ADAMS SHIRLEY L ADAMS L ADAMS TR A-236 P ADAMS TR A-237 ADAMS TR FREDERICK M-CLSG ELIZABETH A ADAMS TRUST D'ANN LYNN ADAMS TRUST UOA D 10 23 VALERIE G ADAMS ADAVEST ASSOCIATES L L C ADAVEST ASSOCIATES LLC Claimant Name ADVANTUS CAPITAL MGMT INC 735 ADVANTUS CORNERSTONE FUND INC 718 ADVANTUS HORIZON FD INC 711 ADVANTUS INDEX 500 FUND INC 772 ADVANTUS SER FD INC-INDEX 500 726 ADVANTUS SER FD INC-VAL STK 745 ADVANTUS SERIES FD INC-ASSET 724 ADVANTUS SERIES FD INC-GRWTH 721 ADVANTUS SPECTRUM FD INC 712 ADVENT CHRISTIAN VILLAGE ADVISOR AGGRESSIVE GROWTH ADVISOR BALANCED GROWTH & INCOME ADVISOR EQUITY PORT INCOME ADVISOR GROWTH & INCOME

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P G G P M P G M P P P G M P N N N P P P P G N G M P N P N X M M N N P P P G P P M P G

640733-1 621367-7 607367-0 123874-4 619403-6 619404-4 124178-8 124179-6 620952-1 620955-6 111966-4 635634-6 644655-8 106257-3 612261-2 123222-3 123225-8 641597-0 601021-0 605043-3 122326-7 620227-6 612269-8 619367-6 102682-8 115589-0 636604-0 620226-8 620225-0 601034-2 607690-4 652991-7 618337-9 617914-2 648079-9 616304-1 616303-3 616438-2 625360-1 625361-0 625363-6 625373-3 625369-5 Claim ID 633178-5 623691-0 624866-7 621600-5 622949-2 117858-0 619765-5 630365-0 608126-6 120616-8 107847-0 106266-2 125176-7 621596-3

Reject Code G G G G G G G G G G G G P P

Confidential

ADE LEVEL ONE LIMITED PARTNERSHIP ADELE MANCINI TRUST UOA ADELMAN FND LUCY & ISA CLSG ROCHELLE ADELMAN AMY ADELSON RICHARD AND STACEY ADELSON GAIL ADEMA GAIL ADEMA ADIA - INV LC ADIA -CGT_LC ARNOLD ADIRIM IRA BRUCE ADKINS AND HOLLY KNOX COM PR MERLE T ADKINS III IRRA PATRICIA L ADKINS TRUST DR ROBERT T ADLAM IRA ARLENE B ADLASSNIG ARLENE B ADLASSNIG ARLENE ADLASSNIG IRRA 2 KENNETH E ADLER & WANNA ADLER JTWR ALAN J ADLER AND RUTH ADLER JTWROS BARRY ADLER ADLER ETAL TTEES JEAN ADLER TR-AF JCF - JOHN ADLER FUND 523 RAYNA ADLER IRA A-225 LUCILLE ADLER IRA SYBIL ADLER IRA SHEBRA ADLER IRRA ADLER JACK F TR B-AFS ADLER JACK F TR-AFS RUTH ADLER ADM RINGASKIDDY PENSION PLAN ADMIRAL INSURANCE CO ADORERS OF THE BLOOD OF CHRIST UN ADRIAN DOMINICAN SIS - PATRIMONY JACLYN ADRIAN ADVANCE PUBLICATION INC MASTER TR ADVANCE PUBLICATIONS INC MASTER T ADVANCE PUBLICATIONS INC MASTER T ADVANCED SERIES TRUST AST ADVANCED SERIES TRUST AST T ROWE ADVANCED SERIES TRUST AST T ROWE ADVANCED SERIES TRUST AST MID-CAP ADVANCED SERIESS TRUST AST QMA US Claimant Name SAMUEL J AGGER IRA ROO MARC O L AGGER AGGRESSIVE EQUITY AGH NONPEN-ICAP AGT AGNES SCOTT COLLG GIFT CLEAR GLADYS M AGNEW DOROTHEA S AGNEW TUA CUSTODY ACCOU IM JAMES V AGONIS TRUST AGRILINK FOODS-SMITH BARNEY ALBERTO AGUDELO IRA MARY R AGUILERA JAMES M AGUIRRE SYLVIA AGUIRRE AGW-TWEEDY BROWNE

M P P G P G G M M M P P G G P M M G G G M P P P G G P P P G P P G P P G G G G P G P M Reject Code P P G G P N P G P M N M M P

Page 3 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 5 of 302 PageID #:54616

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 117237-9 610034-1 619616-0 621814-8 621815-6 619617-9 621581-5 621583-1 621580-7 621582-3 621584-0 621870-9 609796-0 618419-7 620125-3 601016-4 633573-0 633575-6 633577-2 633578-0 621589-0 621590-4 111696-7 111697-5 101673-3 620958-0 633967-0 633968-9 620957-2 620956-4 629647-5 123273-8 652595-4 614770-4 613767-9 619764-7 623689-8 623690-1 Claim ID 113576-7 124816-2 611643-4 626903-6 611644-2 611645-0 126628-4 122807-2 100928-1 610773-7 610771-0 100777-7 611300-1 611301-0 607605-0 106902-0 632961-6 618188-0 618187-2

ADVISORS GROUP PENSION AED - WELLS - EL CAMINO AEGON ALPHA TILTS R S RBS DEP AEGON ICVC AMER FD CC 0310 RBS DEP AEGON ICVC WORLDW CC 10100 AEGON R1000V TILTS R S AEP FERC Q U1 AEP FERC Q U2 AEP INDIANA Q U1 AEP INDIANA Q U2 AEP MICHIGAN NQ U1 AEP RET MED NISA EQUITY AER - CASH ACCOUNT AEROSTRUCTURES CORPORATION MASTER AES NY RET BENEFIT PL FOR EES - S JOHN AESCHLIMANN AETNA LIFE INS CO EQ ACCT OMN AETNA LIFE INS CO EQ ACCT OMN AETNA LIFE INS CO EQ ACCT OMN AETNA LIFE INS CO EQ ACCT OMN AETNA VAR ANNUITY INS CO-ANNUITY AETNA VAR ANNUITY INS CO-LIFE - C AFA DUAL STRATEGY FUND - KELLY AFA DUAL STRATEGY FUND - TODD MARIO S AFABLE AFM & EMPLYS PEN FD-OPPEN-STOCK AFTRA HEALTH & RETIREMENT FUNDS # AFTRA HEALTH & RETIREMENT FUNDS # AFTRA HEALTH FD INDEX AOC BNY AFTRA RETIREMENT FUND I OPPENHEIM AG CONVERTIBLE ADVANTAGE LP AGAPE AGC OF KENTUCKY AGENO FOUNDATION - IMA AGENO TRUST IMA AGENTS PENSION PLAN DAVID AGGER AND SHARON R AGGER JTW DAVID AGGER FAMILY TRUST Claimant Name PETER B AJLUNI AJW PARTNERSHIP AK HOTEL REST PEN INVESCO TFTA AK LABORERS - FREEMAN CLOSING AK LABORERS - SIRACH TFTA AK LABORERS-IRC MARY L AKERS SHELDON AKERS LENORE E AKERSON SAA - RICHARD W AKIN P S CUST SAA - RICHARD W AKIN PEN KAZUO H AKIYAMA IRA AKRON GEN MED DB-KEY FIXED INC AKRON GENL MED CTR SELF-INS TR12 TNT-LDN-CPS06- AKZO CPS CAPITAL HISHAM AL BASSAM AL PWR FDN INC - IRIDIAN ASSET MG ALAAN IRR TR FBO KRISTINA DAV ALAAN IRR TR FBO LAURICE DAV

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G P G P P G P P P P P G G P P P G G G G P P P P M G G P P M G M M P P G P P

634251-5 618088-4 643800-8 643808-3 643809-1 601019-9 625516-7 601022-9 605408-0 623694-4 610346-4 623695-2 116784-7 116783-9 626194-9 621403-7 621402-9 621379-0 100640-1 117162-3 107365-6 621710-9 621578-5 111738-6 116893-2 638784-5 618390-5 622248-0 105868-1 601035-0 650809-0 614310-5 105829-0 650803-0 650955-0 101541-9 610264-6 601448-8 Claim ID 601004-0 620408-2 650754-9 633516-0 633538-1 633535-7 120326-6 112224-0 619343-9 612656-1 616960-0 628161-3 103457-0 103456-1 103458-8 606461-2 117235-2 117234-4 611104-1

Reject Code M M G G M M M G P P P M P P M N P G G

Confidential

AHAHUI KAAHUMANU HON CH 1 INV MGM AHEARN VINCENT SPOUSAL TR PWS DR ZUBAIR AHMAD & DR SUSAN AHMAD J FBO SUSAN KANEKANN AHMAD FBO ZUBAIR AHMAD SHAGUFTA AHMAD TOD NAFEES N AHMED 1991 REVOCABLE MUNIR AHMED MUNIR AHMED VINOD AHOOJA AHRENS FOUNDATION - RUANE THE CLAUDE & DOLLY AHRENS FOUNDATI AHRENS LIMITED PARTNERSHIP PETER AHRENS REV TR ROBERT E AHRENSDORF IRA AIB FBO HANSARD INTL GROWTH FUND AIB FBO HANSARD US STOCK MARKET F AIBFBO AIPUTOUS EQUITY INDEX FUND FRED H AICHELE JEFFREY S AIKEN IRA BETTY J AIKENHEAD AIM 1 AIM ENHANCED INDEX ROBERT AIMONE IRA GEORGE O AINSWORTH MR MAX T AINSWORTH IRRA AIR CANADA PENSION TRUST FUND AIR LIQUIDE-INVESCO AIR PRESSURE DAMP RROOFING AIRBRUSH ASSOCIATES COF PINSKER MARGOT AIRD AIRTOUCH COMMUNICATIONS RABBI TRU JOHN W AITCHISON MARY ELLEN AITCHISON MARY ELLEN AITCHISON GORDON D AITKEN AJ TRUSTS PARTNERSHIP - HUSI AJAX INVESTMENT ASSOC COF PINSKER Claimant Name ALBERT MS CAROL HILL ALBERT VON THURN UND TAXIS MORGAN ALBERTA ASSOCIATION FOR 679312 ALBERTA BEUTEL USD 679312 ALBERTA BEUTEL USD 679312 ALBERTA LIMITED - MCLEAN US DONALD W ALBERTI GLORIA D ALBERTS M ALBERTS TR ALBERTSON COLLEGE-WILSHIRE LCV ALBION DIV HRLY-BERKELEY CAP MGT CITY OF ALBION PUBLIC SAFETY PENSI K ELAINE ALBRECHT IRA K ELAINE ALBRECHT K ELAINE ALBRECHT TTEE ALBRIGHT CARL W IRA -IR-CLSG ROBERT E ALBRIGHT IRA ROBERTA L ALBRIGHT IRA ALBRITTON ANTHONY MOAG

G P G G G G P G P P P P P P P M M G N P M G P N P G G P P G P G N P P M P G Reject Code P P G P P P M P P G P G N N N P X X P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 6 of 302 PageID #:54617

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 629848-6 618832-0 620171-7 617676-3 617656-9 621177-1 101586-9 608085-5 618573-8 618574-6 618646-7 618647-5 633005-3 125020-5 125022-1 116789-8 603269-9 601038-5 643214-0 643213-1 620946-7 620947-5 620948-3 109555-2 109416-5 120691-5 642705-7 118074-6 100420-4 641521-0 644289-7 613194-8 603260-5 Claim ID 608676-4 107171-8 634242-6 652749-3 652898-8 608213-0 652568-7 614852-2 651177-5 611557-8 620656-5 114455-3 100029-2 607436-7 627217-7 640169-4 641287-4 112236-3 111823-4 125991-1 623211-6 652104-5 107315-0 613896-9

ALADINO LTD ALAMEDA COUNTY EMPLOYEES' RETIREM ALAN J BERNON REVOCABLE TRUST 138-TR FOR CHDN OF L F ALANDT RH 030-LYNN ALANDT RHB ALAP UK WP VALERIE M ALARCON-TAITINGFONG ALASKA AIR-INVESCO #1 ALASKA ELECTRICAL PENSION PLAN ALASKA ELECTRICAL PENSION PLAN STATE OF ALASKA RETIREMENT AND BEN STATE OF ALASKA RETIREMENT AND BEN ALASYMP MILED ALBAINY IRA MILED ALBAINY SUZANNE M ALBANESE CITY OF ALBANY EMPLOYEES' PENSION ALBANY INVESTMENT COMPANY CITY OF ALBANY PENSION PLAN #2 CITY OF ALBANY PENSION PLAN ALBEMARLE CORP M T MACKAY-SHIELDS ALBEMARLE CORP M T NEUBERGER & BE ALBEMARLE CORP M T OPPENHEIMER CA BRUCE V ALBERS HARRY J ALBERS THOMAS L ALBERS THOMAS L OR CAROL ALBERS SELMA ALBERSHEIM ARTHUR ALBERT ALBERT F HOFELD IRA FBO MRS LIZBETH R ALBERT ALBERT HARRY K ESTATE ALBERT JAMES MRS NANCY Claimant Name ALEXANDER TRUST DAVID -D-NFP THOMAS C ALEXANDER TTEE ALEXANDER WATERHOUSE FDN INV MGT ALEXANDER, L. FAMILY LIMITED PART ALEXANDER,MICHAEL IRA ALFA LAVAL - TCW ALFORD ALFRED ALLEN & MARY SCHALLERT - I EUNICE ALGER IRA ALHADEFF MICHAEL SEP PROP MOAG MELANIE ALI & RICK O'ROURKE COMM P FALASHA ALI ASIM ALIC ALIS AND COMPANY -CLSG ALL SAINTS HEALTH SYS FDN OIAA MR E D ALLAN IRRA ALLAN P LE CHARD IRA EST JOY ALLARD-CLOUD ROBERT M ALLCORN FRANCISCAN SISTERS OF ALLEGANY ALLEGHANY FDN-GLENMEDE 864 MICHAEL T & BRONWYN I ALLEMAN JTWR ALLEN & WHALEN CO INC PS PLAN ALLEN ANNIE FBO RASHADA ALLEN

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G P P P P G M G P P G P P M M G G G G M P P P M N M G N N M M P P

637961-3 621606-4 125738-2 629849-4 125229-1 125230-5 619657-8 104719-1 610905-5 126004-9 105619-0 124264-4 623696-0 627219-3 633969-7 111646-0 613076-3 123329-7 652535-0 613681-8 120844-6 624778-4 642474-0 652062-6 601048-2 601046-6 115186-0 124464-7 636500-0 624695-8 110613-9 118948-4 601050-4 Claim ID 622012-6 622575-6 622011-8 621906-3 622351-6 622333-8 616206-1 616207-0 622524-1 622536-5 608082-0 622288-9 622529-2 621978-0 125901-6 622313-3 607910-5 608287-4 607951-2 622607-8 607964-4 607853-2 616495-1 126543-1

Reject Code P X G M M G M P N P P G G P P G M N P G G M M P

Confidential

ALBUQ ECONOMIC DEVELOPMENT FOUNDA ALC - JENNISON - EQUITY ALCAN CANADA MASTER TRUST FUND ALCIANA SP ALCOA FOUNDATION ALCOA MASTER TRUST #1 ALCOA PENSION R1 TILTS DOM R S #1 MATTHEW ALDAKKA ALDEN JENNIFER A G-TOA FRANCIS ALDEN RESIDUAL NORMAN F ALDERMAN LISA S ALDOROTY MS HOPE ALDRICH - AC#80297100 J STEVE & DONNA D ALDRIDGE OIAA ALECTA PENSIONSF╓RS─KRING ╓MSESID ALFONSO ALEKSIEJUNAS TR ALESIO FAMILY TRUST TUA DAN A ALEX & ALEXANDE ALEXANDER BARBRO F TOUOA DAVID L ALEXANDER DAVID L ALEXANDER DAVID LINN & STEVE ALEXANDER ELAINE ALEXANDER THE MILLARD H ALEXANDER FAMILY TRU FRANCOISE ALEXANDER FRANK A ALEXANDER ELIZABETH S ALEXANDER IRA JULIA E ALEXANDER IRA GEORGE F ALEXANDER IRA ROLLOVER WILLIAM A ALEXANDER IRA JOAN S ALEXANDER ROBERT E ALEXANDER Claimant Name ALLIANCE ALLIANCE ALLIANCE ALPHA ALLIANCE BERNSTEIN ALLIANCE CAP GRWTH ALLIANCE CAP LG CAP ALLIANCE CAP MGMT REID FOUNDATION ALLIANCE CAP MGMT REID FUNDED DEP ALLIANCE CAPITAL ALLIANCE CAPITAL ALLIANCE CAPITAL GT-RELATIVE ALLIANCE CAPITAL MANA SJHS - ALLIANCE CAPITAL MANAGEMENT ALLIANCE CAPITAL MGT EQ -SM20 ALLIANCE GLASS CORPORATION ALLIANCE LG CAP ALLIANCE RELATIVE VALUE FUN ALLIANCE-DOMESTIC PASSIVE -SL ALLIANCE-LARGE CAP GR FD ALLIANCE-S&P 500 ALLIANT -INSTITUTIONAL CAPIT ALLIANZ - AZOA S & P 100 ALLIANZ BANK FAOCLIENTS ALLIANZ DESTO AR FONDS 8426

G G G G P P G N P G N P P P G X P G M G M P M G G G G G M P G G G Reject Code P G P M M G G G G G G G G M M P G G G G G M W M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 7 of 302 PageID #:54618

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 106027-9 606388-8 100232-5 109911-6 640821-4 125584-3 123953-8 119091-1 634456-9 618184-8 608569-5 637505-7 111178-7 624726-1 121694-5 613595-1 113060-9 613596-0 613594-3 110240-0 631563-1 100227-9 652135-5 615673-8 652916-0 107793-7 642305-1 613973-6 Claim ID 111211-2 118717-1 119219-1 621603-0 619769-8 617682-8 108754-1 612083-0 618080-9 605435-8 651049-3 651047-7 651052-3 651053-1 651046-9 104573-3 651045-0 614429-2 102596-1 619312-9 605498-6 605556-7 605053-0 601044-0 601040-7 121510-8 121511-6 601043-1 605383-1

BARBARA M ALLEN ALLEN BARRY K - IRA ELIZABETH S ALLEN ALLEN INTERNATIONAL INC ARTHUR H ALLEN IRA GRANDISON G ALLEN IRA ROBERT P ALLEN IRA WILLIAM ALLEN IRA GRANDISON G ALLEN IRRA STEPHEN ALLEN IRREV TRUST PVMF ALLEN JR TRUST WALDO -CKAREN L ALLEN MALAYA A ALLEN MARK & JILL ALLEN MERLE G ALLEN ALLEN O&E-SG-STO PAUL R ALLEN ALLEN POL-SG-STO ALLEN POL-STONE ROBERT E ALLEN IM H E ALLEN SPECIAL NEEDS TR AUGUSTUS T ALLEN TRUST NANCY H ALLEN TRUST U/A DTD 7/22/9 WAYNE L ALLEN UNIFIED CREDIT TR ALLENSWORTH, SUPPLEMENTAL TRUST ALLERGY CLINIC OF S MACOMB PC THOMAS W ALLEY IRA ALLGAIR J TOA Claimant Name WILLIAM T ALLRED DAVID W ALLSHOUSE DAVID W ALLSHOUSE ALLSTATE INSURANCE ALLSTATE RETIREMENT PLAN ALMADA DEBORAH M CUSTODY MOHAMED ALMADANI ALMANDI JT REV TRUST INV AGY TEP ALICE JOSLYN ALMERAZ IRR ABR PENNY ALMOG ALOHA AIR FL DE ALOHA AIR NP DEL ALOHA AIR NP-CHA ALOHA AIR NP-FHB ALOHA AIR PE DE ALOHA I FAMILY LTD PART ALOHA PFX-DEL ALONSO EUGENIO LOPEZ ALP ALPHA HEDGED STRATEGIES C ALPER TR A-209 SIDNEY ALPERT AND EHTEL ALPERT JTW THE SIDNEY ALPERT AND ETHEL ALPERT ANDREW ALPERT CLEMENT C ALPERT AND SANDRA K ALPE JONATHAN B ALPERT MICHAEL S ALPERT MICHAEL S ALPERT IRA ALPERT MM MR ANDREW ALPERT

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P G G G P N G G M P P G N P M G P G G M G G M P M G G P

126556-3 607852-4 607516-9 126573-3 126568-7 126569-5 126493-1 126497-4 607575-4 126551-2 120586-2 126555-5 126554-7 608158-4 126572-5 607691-2 611291-9 643953-5 640161-9 103645-9 608853-8 123213-4 601051-2 619311-0 123299-1 640988-1 119838-6 111195-7 Claim ID 625578-7 601045-8 107316-8 622128-9 649262-2 608837-6 109901-9 114287-9 108644-8 601052-0 601053-9 648113-2 100076-4 116020-6 103450-2 103986-5 626890-0 651206-2 651207-0 126152-5 609834-7 623096-2 610244-1 601055-5 620701-4 620702-2 616948-1 111427-1 641523-7

Reject Code N M M G G P G P P P G G G G G N G P G P G P P G G M M G G

Confidential

ALLIANZ DIT INTERGLOBAL CORE 8 ALLIANZ DIVERSIFIED DV TNT-LDN-EM148- ALLIANZ DRES SL ALLIANZ FONDS VK ALLIANZ GI FONDS FERROSTAAL ALLIANZ GI FONDS FERROSTAAL ALLIANZ GLOBAL INVESTORS ALLIANZ GLOBAL INVESTORS TNT-LDN-ALI03- ALLIANZ PENSION ALLIANZ RCM GLBL ALPHA PLUS 79 ALLIANZ RCM US EQUITY FUND ALLIANZ RCM VERMOGENSBILDUNG #2 ALLIANZ RCO FINANZWERTE 69 #1 ALLIANZ RET PLAN P C E1ALLIANZ SWAG FONDS ALLIED SIGNAL IRELAND LTD P/P ALLISON CLAIRE D CO-TOA FBO ROBERT G ALLISON GARY L ALLISON IRRA JAMES L ALLISON ALLISON REV TRUST SUSAN S -DSAM ALLISON DONALD R ALLMAN ALLOCCO TR A-218 KATHRYN ANN I ALLOCCO TRUST ALLOY HARDFACING & ENGIN CO INS. THURMAN L ALLRED #1 WILLIAM T ALLRED Claimant Name THE ALTAR ROCK FUND LP DANIEL ALTER AND RIVKA T ALTER JTW NELSON T ALTER ALTERNATIVE INVESTMENTS MR WILLIAM J ALTHAUS RRA ALTHOFF WILLIAM & ANGELA-CLSG WILEY M ALTMAN IRA KATHY ALTMAN RADL IRA ALMA ALTSCHAEFFL IRA DEBORAH B ALTSCHUL MRS NAOMI C ALTSCHUL MRS MARLENE ALVA & MR JORGE ALVA J NANETTE C ALVARADO PAUL C ALVESTAD MICHELLE M ALWARD ALZHEIMER'S ASSOCIATION AM HOME SH CA2 CU AM INVESTMENT PARTNERS LLC AM INVESTMENT PARTNERS LLC AM PHYSICAL THERAPY AM RED CROSS-CASH AMA ENHANCED INDEX FUND QP LP AMA PENSION-OPPENHEIMER EQUI REGINA C AMABILE AMAGERBANK A-S AC DAB AMAGERBANKEN A-S BI - WHOLESALE AMALGAMATED BANK - LONGVIEW 1500 ROXANNE W AMARAL GALINDO LEONARD F AMARI IRA

P M G P G P N N P P G P P M N P P P M M G X P P M P X M Reject Code G G N P G P N G G G G G M N N P P G G G P G G G P P P M G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 8 of 302 PageID #:54619

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605377-7 605378-5 601049-0 605417-0 601037-7 605234-7 601041-5 633630-2 619522-9 619565-2 619564-4 619566-0 125428-6 625283-4 601047-4 125429-4 108887-4 651139-2 651141-4 651140-6 120860-8 100473-5 620373-6 Claim ID 618751-0 635564-1 618429-4 609125-3 621055-4 615096-9 623247-7 601054-7 616402-1 618826-5 618825-7 611392-3 616565-6 620036-2 618749-8 622090-8 616346-7 615875-7 629648-3 616013-1 613578-1 627227-4 633921-2 619082-0 117489-4 614536-1 621165-8 604916-8 618486-3 125987-3 600966-2 102448-5 102441-8 118605-1

MR IRA ALPERT MR IRA ALPERT SANDRA K ALPERT REV TRUST DTD 6 20 NINA Y ALPERT SPECIAL TRUST ANDREW ALPERT TIC IRA ALPERT TR IRA ALPERT & MARTIN RICHARD ALPERT TRUSTEE FOBOO STEVE ALPHA PLC EQUITY TRADING ALPHA STOCK FUND E ALPHA STOCK TRADING FD E ALPHA TILTS TRADING FUND B ALPHA TILTS TRADING FUND ALPINE ASSOCIATES ALPINE CAYMAN ISLANDS LTD ALPINE INVESTMENT ASSOC COF PINSK ALPINE PARTNERS ALSAN BUILT HOMES INC ALSON SIGNATURE FUND I LP ALSON SIGNATURE FUND LP ALSON SIGNATURE FUND OFFSHORE ROBYN J ALSPACH IRA JAMES P ALSPAUGH ALTANA INC PENSION TRUST IBJW Claimant Name AMERICAN BEACON LARGE CAP VALUE F AMERICAN CALIFORNIA FINANCIAL AMERICAN CANCER SOCIETY INC RETIR AMERICAN CANCER SOCIETY-D-CLSG #2 AMERICAN CHEMISTRY COUNCIL-OPPENH AMERICAN CORE EQUITY TRUST AMERICAN FDN BLIND-LSV VALUE EQ AMERICAN FRIENDS OF ISRAEL COLLEG AMERICAN FRIENDS OF THE NATIONAL AMERICAN FUNDS FUNDAMENTAL INVEST AMERICAN FUNDS INSURANCE SERIES G AMERICAN GREETINGS POST RET MISC AMERICAN HARDWARE MUT INS-ABN AMR AMERICAN HEART ASSOC-POOLED EQ AMERICAN INTERNATIONAL GROUP INC THE AMERICAN INVESTMENT TRUST LTD AMERICAN JEWISH JOINT JDC MACKAY AMERICAN MANUF AMERICAN MASTER'S AMERICAN MODERN HOME INVESCO NAM AMERICAN OPTICAL - WESTFIELD AMERICAN PAINT HORSE ASSOC PCIAA AMERICAN PRESIDENT SUB OF 491 THE AMERICAN ROAD INSURANCE COMPAN AMERICAN SELECT INSURANCE CO AMERICAN SOCIETY OF HEALTH #1 AMERICAN STANDARD DB - DAM S&P 50 AMERICAN STEADFAST LP AMERICAN UNIVERSITY AMERICAN UNIVERSITY OF BEIRUT MARK AMERO ELEANOR R AMES 2 ELEANOR R AMES IRA 1 LIONEL AMES IRA

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G G G P G G P G P G G G G G G G G G G G M G P

112524-9 601056-3 126669-1 638524-9 120902-7 114259-3 648483-2 104052-9 621574-2 620107-5 609858-4 609856-8 610003-1 605789-6 113188-5 619624-1 621612-9 650523-6 618527-4 618528-2 612526-3 612525-5 618750-1 Claim ID 641524-5 106167-4 606512-0 606567-8 121879-4 612747-9 608220-3 608221-1 110026-2 632968-3 633015-0 623434-8 622321-4 625727-5 632580-7 632549-1 626817-0 606301-2 606300-4 648615-0 110317-2 601059-8 114499-5 609235-7 605660-1 618457-0 618456-1 625749-6 625740-2 625738-0 611508-0 122797-1 606636-4 638998-8

Reject Code P G G G G G P G M P G P W G P M G M G P G P P P G G P P G G G X X N

Confidential

LESLIE G AMATO IRA MARYMARGARET SUSIE AMATO YVONNE V AMBIS THOMAS E AMBLER #1 THOMAS E AMBLER DAVID D AMBROSE AMBULATORY ANESTHESIA ASSOC INC P JUDITH L AMENDOLA AMER BAPTHM MISSION SOC CASH AOCAMER BUS PROD PS RET TR-INVESCO # AMER COLL PENSION - ICAP AMER COLL SURG-ICAP-P AMER COLL SURG-NTGIM P AMER COLLEGE OF PHYS - KALMAR AMER OCCUPATIONAL THERAPY FDN AMER RED CROSS US EQTY MKT R S AMERGEN NDT-NONQUAL-T ROWE PRICE FID FDS- AMERICA AMERICAN AIRLINES INC MASTER FIXE AMERICAN AIRLINES INC PILOTS RETI AMERICAN ANGUS ASSOCIATION 401K AMERICAN ANGUS CORP INV-ASSOC CHA AMERICAN BEACON BALANCED FUND Claimant Name FBO MARY ELAINE AMOROSO NICHOLAS AMOROSO IRA AMORY IRA DAVID L -IR AMORY IRA MARY ANN -IR LARRY W AMOS AMOS W 02E359 AMPI PENSION - LEGG MASON AMPI PENSION-NWQ INV MGMT JOAN C AMSLER IRA AMSOCOL AMSOENH AMSOUTH ENHANCED MARKET AMSOUTH MANAGED FUND AMT GUARDIAN PORTFOLIO MARY P ANACLERIO ANGELO M ANACLERIO MD ANALYTIC DEFENSIVE EQUITY FUND CU ANAST ROLLOVER IRA VELTA -IR ANAST ROO IRA GEORGE T -IR ROBERT E ANASTASI ANTONIO & LINDA ANATO ANBALAGAN JTWROS ROBERT B ANCELL ASSOC PSP ANCHOR CONTAINER CORP PSP -DANCHOR GLASS - CHARTWELL ANCHOR PATHWAY FUND ASSETOALLOCAT ANCHOR PATHWAY FUND GROWTH SERIES ANCHOR SER TR ASSET ALLOC PORT ANCHOR SER TR CPITAL APPREC ANCHOR SER TR STRT MULTI ASSET ANCIENT ACCEPTED SCOT RITE MOAG ANCILLA DOMINI SISTERS INC ANDA DESCENDANTS' TRUST JON ROBERTA VAN ANDA IRA

P G M G M X G G G P G G P G P G P G P G P P P Reject Code G N P P M P P P X P G G P G G G M P P G P P M G G P P G P P P G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 9 of 302 PageID #:54620

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 122151-5 114211-9 114212-7 615674-6 106644-7 615026-8 623288-4 623290-6 623289-2 615662-2 615660-6 106469-0 642429-5 100679-7 111237-6 122243-0 121392-0 105260-8 Claim ID 637347-0 610442-8 124444-2 104019-7 120176-0 104992-5 111046-2 104407-9 105721-9 114922-9 109111-5 117105-4 110988-0 124823-5 124979-7 124856-1 642184-9 108308-2 108948-0 107873-9 646972-8 643754-0 636732-1 638054-9 615949-4 101944-9 645324-4 120295-2 124811-1 609112-1 618077-9 120607-9 649591-5 651403-0 119560-3 119561-1 608590-3 102372-1 102373-0

STEPHEN AMES IRA STEVEN AMES IRA STEVEN AMES IRA AMES JOHN H FAMILY IRREV TUA CLSD MICHAEL L AMES TR AMFAC INSTITUTIONAL CAPITAL DB AMICI ASSOCIATES LP AMICI FUND INTERNATIONAL LTD AMICI QUALIFIED ASSOCIATES LP ANDREA L AMIS IRREVOCABLE TR RUFUS T AMIS JR TRUST CLETUS E AMLUNG CHARLES BUTLER AMMANN RICHARD AMMERMAN DENNIS J AMMON PHYLLIS J AMMONS IRA MARGUERITE N AMODEO REV TRUST SCOTT A AMONE Claimant Name FBO PETER W ANDERSON ANDERSON FDN - ALLIANCE FERN P ANDERSON BEVERLEY A ANDERSON IRA DAVID R ANDERSON IRA EDYTHE ANDERSON IRA ELLEN J ANDERSON IRA ERNEST R ANDERSON IRA ERNEST R ANDERSON IRA HARRY B ANDERSON IRA JAMES M ANDERSON IRA JANET C ANDERSON IRA JOHN F ANDERSON IRA KAREN G ANDERSON IRA MARILYN L ANDERSON IRA MARY S ANDERSON IRA MRS LOUISE ANDERSON IRA NANCY L ANDERSON IRA THERESE M ANDERSON IRA WILLIAM G ANDERSON IRA JAMES E ANDERSON IRRA MARY ANN ANDERSON IRRA PAULA J ANDERSON IRRA VANCE J ANDERSON IRRA ANNIE W ANDERSON IRREV CRAT JANE L ANDERSON JOHN K ANDERSON JR IRRA KENDALL J ANDERSON KIMBALL R ANDERSON R & E ANDERSON L P -DANDERSON LAUREN SNT PACE LINDA A ANDERSON MARG P ANDERSON MARLEE ANDERSON MARY Y ANDERSON MARY Y ANDERSON ANDERSON PAUL MARY FAM FDN -DSARA J ANDERSON SARA J ANDERSON

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G M M P G G G G G P P N G M G M G M

116230-6 101612-1 623699-5 650440-0 638335-1 650852-9 122846-3 601060-1 601065-2 100628-2 623001-6 615950-8 650848-0 109249-9 633180-7 609412-0 614251-6 612051-2 Claim ID 111340-2 102971-1 106243-3 105370-1 606546-5 620189-0 649547-8 623700-2 611453-9 105371-0 608554-7 118842-9 641718-3 113154-0 620065-6 620066-4 107104-1 601061-0 601062-8 601063-6 605055-7 124487-6 634819-0 123005-0 635424-6 601058-0 601057-1 121548-5 635457-2 649187-1 626770-0 109969-8 108278-7 118774-0 611436-9 613440-8 615598-7 121565-5 619774-4

Reject Code M G M N P G G G M X X P G P X P G N P X G M G G P N G N P G P G P P P P P Z M

Confidential

MARK A ANDERS ARNE ANDERSEN JOHN DAVID ANDERSON & ELISABETH L CATHERINE H ANDERSON - TOP 20 MR E W ANDERSON AND ANN ANDERSON ANNA ANDERSON CAROL ANDERSON CAROL ANDERSON CAROLYN ANDERSON CO EX U/W EVELYN M ANDERSON ANNIE WALLINGFORD ANDERSON CRUT ELLYN ANDERSON EST JOSHUA M ANDERSON THE ANDERSON FAMILY CHARITABLE ANDERSON FAMILY FOUNDATION -DANDERSON FAMILY LIVING TRUST HENRY ANDERSON FAMILY TR-TEP Claimant Name BETTY B ANDREOTTI TRUST PAUL A ANDREUZZI DOROTHY M ANDREWS ELEANOR O ANDREWS ANDREWS IRA FBO TRACY ANN -IR ANDREWS J DUP FBO CCW JR-RES TR ANDREWS J L IRR MR WILLIAM ANDREWS ANDREWS SCHOOL GENERAL FUND A AG STOCKTON A ANDREWS ANDREWS TRACY L -DNANCY M ANDREWS TRUST PAMELA J ANDREWS TTEE MARY ANDRINA IRA ANDRITZ INC PP FOR HRLY EE-CHARTW ANDRITZ INC PP FOR SAL EE-CHARTWE RICHARD G ANDRY ANDVEST ASSOCIATES LLC ANDVEST ASSOCIATES LLC ANDVEST ASSOCIATES LLC ANDVEST ASSOCIATES LLC KHAWAR ANEAR BERNETTA G ANEKSTEIN ANN ANELLO CAROL ANFINSON HAYYIM ANGEL MARC D ANGEL & GILDA ANGEL JTWROS ALEXANDER S ANGELL FBO DONALD B ANGELL ALEXANDER S ANGELL TTEE ANGELUS SANITARY CAN-PN WINRICH C JACK S ANGILERI DEAN ANGLIN #1 FRANK E ANGLLERI IRA ANGOLA WIRE PENSION TRUST PP INV ANIMAL HUMANE SOCIETY ANIMAL HUMANE SOCIETY AGCY AZIZ Y ANIS ANIXTER - INSTITUTIONAL CAPITAL C

P N P G G P G G G M P P P G P P P P Reject Code G M N P P P P P P P P G G P P P P G G P P M M G G G G M G P M G G P P P M M G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 10 of 302 PageID #:54621

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 123155-3 614721-6 625607-4 625608-2 625609-0 609340-0 615951-6 614720-8 611571-3 125620-3 122322-4 122324-0 109567-6 Claim ID 123938-4 623520-4 120445-9 120446-7 120112-3 120114-0 606550-3 606178-8 606095-1 125446-4 610867-9 610852-0 619780-9 122868-4 107930-1 114395-6 114279-8 120895-0 101227-4 124538-4 650925-8 634489-5 618947-4 629775-7 110582-5 607132-5 620969-6 620966-1 620965-3 601066-0 601067-9 610674-9 120218-9 641707-8 606565-1 614746-1 106113-5 114613-0 646914-0 642612-3 125698-0 652099-5 616113-8 652136-3

SHERRIE L ANDERSON ANDERSON SUSAN R - IMA MARY ANDERSON TRUST CORE VALUE PRI MARY ANDERSON TRUST HEDGE FUNDS PR MARY ANDERSON TRUST LARGE CAP VALU ANDERSON TRUST RALPH E -CLSG ANNIE WALLINGFORD ANDERSON TRUST U ANDERSON WEBSTER T - IMA ANDERSON WILLIAM & KAREN MOAG CARMEN E ANDINO AYALA AND NANCY J ANDIORIO IRA NANCY J ANDIORIO ANNA M ANDREOTTI REV LT Claimant Name CHERYL K ANSIEL ANSMAR FAMILY TRUST - FLEX CAP GR DENNIS J ANSTINE IRA DENNIS J ANSTINE IRA EUGENE ANTELIS #1 EUGENE ANTELIS #2 ANTES IRA SHIRLEY T -IR -CLSG ANTES RESIDUARY TRUST ANTES TRUST SHIRLEY T -CLSG DORIS J ANTHONISEN IRA ANTHONY ANN F TRUST AGTR ANTHONY GORDON C IMA STANLEY & ROSALIE ANTIN ANTOINE FAMILY TRUST MARK R ANTONELLI ANNA R ANTONIO AREX V ANTONIO ANNE C ANTONY IRA RICHARD M ANTOS IRA SHAKE A ANTREASSIAN ANUWARA LTD. SUSAN AKIKO AOKI IRA AON RETIREMENT PLAN MASTER TRUST AOT USA LLC APAC PAPER & PKG CORP PS PL&TR APEL IRA KENNETH R -IR-CLSG APF ALLIANCE CAPITAL MGMT APF INVESCO CAPITAL MANAGEMENT IN APF NORTHERN TRUST S&P 500 INDEX BONNIE G APFELBAUM WILLIAM APFELBAUM AND BONNIE APFEL APICELLI ALBERT A MD IRAT MARY J APICERNO TIMOTHY J APKING IRRA APMANN IRA JON -IR APODACA ANGELA M - IMA ROBERT APODACA IRA WILBUR L APPEL THOMAS W APPELQUIST IRA ROBERT C APPENZELLER JR ROBERT C APPENZELLER MR THOMAS C APPLE SUSAN K APPLE THOMAS C APPLE

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M P G P G P P G P P P P P

122740-8 118466-0 118630-2 619775-2 122363-1 610320-0 125965-2 117269-7 615840-4 125966-0 612073-3 611170-0 645290-6 Claim ID 112540-0 606059-5 613805-5 632073-2 104621-7 625676-7 632996-9 614555-8 623444-5 117957-8 107367-2 105302-7 633442-3 611606-0 623488-7 637276-7 121221-4 634281-7 608051-0 620979-3 620976-9 620977-7 625070-0 622157-2 621619-6 621620-0 121329-6 615376-3 615961-3 615960-5 615718-1 624547-1 622156-4 400164-8 619741-8 619472-9 611625-6 121330-0 602846-2 601069-5 605060-3 600036-3 606120-6 112035-2

Reject Code M G M M M M P P P G P P P G M M M G G M P P G P G P G G G P P P M G G P N N P G M M G M

Confidential

ANK ENTERPRAISES INC GORDON R ANKE IRA MARK ANKROM ANLAGESTIFTUND DER MIGROS PENSION ANLAGESTIFTUNG DER MIGROS PENS ANN ARBOR-GLOBALT BARBARA M ANNAN REV TRUST MICHAEL E ANNEN IRA ANNISTON P&F HLD BARBARA M ANNON REV TRUST JAMES & SANDRA ANNOYE TEP INV AGY ANSARI RAFAT 1998 MOAG KENNETH EDWARD ANSELMI AND CYNTHIA Claimant Name EDWARD H APRAHAMIAN IRA CLAIRE J APRU I IRREVOCABLE TRUST AQEEL SUSAN M EX MARITAL TRUST IM AQUA AMERICA INC-SMITH BARNEY ALICIA H AQUILAR SUMMA AQUINAS VALUE FUND-IRIDIAN PRI US AR PO & FIRE RETIRE SYS - MASTER ARABIAN HORSE ASSOC OF ARIZONA-IM ARAGON INVESTMENTS LTD HAROLD ARAI ALI G ARANI CHARLES R ARANOFF IRA ARBITRAGE ASSOCIATES ARBUTHNOT PAUL IRAT ARCADIA CHARITABLE TRUST ARCADIA DRY CLEANING ARCADIA DRY CLEANING & LAUNDRY ARCADIA RETIREMENT RES FDN INV MG ARCH CHEMICALS - NTGI S&P 500 ARCH NY ECCLESIATICAL COMMON-IRID ARCH NY LAY PEN PL-IRIDIAN ASSET ARCH NY PEN PL-ALLIANCE ARCH OF CINTI LTCHANCERY INVESCO ARCH OF PHIL-LEP-NORTHERN TRUST S ARCH OF PHIL-NON-P-NORTHERN TRUST ARCH OF PHIL-NON-P-NORTHERN TRUST THOMAS J ARCHBOLD ARCHDIOCESE MILW INC CARE-WM BLAI ARCHDIOCESE OF CINTI - CADENCE ARCHDIOCESE OF CINTI - IRIDIAN ARCHDIOCESE OF DENVER-CEDAR CAP M ARCHDIOCESE OF MILWAUKEE TRUST AC ARCHDIOCESE OF PHIL-LEP-NTQ-S&P JAY ARCHIE ARCHMERE ACADEMY INC - CYPRESS CA ARCO DAILY EQUITY INDEX FUND ARCTIC PIPE INSPECTION INC PSA DANYA L ARDHBOLD IRA DAVID TREE COF CONCHITA ARDITO & D ANTHONY ARDITO AND CHRISTINE ARDIT ANTHONY J ARDITO T JUNIORS INCORPO ARDMORE INTERNATIONAL FUND SPC LT ARENDRUP FBO DIANA ARENDRUP SUSAN E ARENDS PS

M G P G G G G G P P G P G Reject Code G P G P M G M G G P X P P P P M M G P G G G G P G G M P G G G M G G P P P M G G P P G G

Page 9 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 11 of 302 PageID #:54622

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 100922-2 637135-3 617636-4 121483-7 637525-1 610942-0 611456-3 611457-1 Claim ID 124662-3 616504-4 652887-2 652946-1 601075-0 621601-3 623136-5 118032-0 622331-1 622532-2 621683-8 621618-8 619678-0 112407-2 618505-3 618507-0 601071-7 605077-8 115985-2 126151-7 123489-7 626554-5 113112-5 126830-9 601079-2 103936-9 112522-2 635668-0 117731-1 601078-4 122713-0 122707-6 650990-8 624767-9 624818-7 624817-9 106927-6 650992-4 650940-1 618257-7 618258-5 616122-7 633027-4 616906-6 115027-8 623701-0 112393-9 618322-0 100754-8

WILLIAM APPLE DANIEL APPLEBAUM AND MARY APPLEBAU APPLEBAUM CHARITABLE REM UNITR GERALD G APPLEGARTH IRA GERALD G APPLEGARTH IRRA CLARENCE J APPLEGATE RESIDUARY APPLEWOOD CENTERS INC I AG APPLEWOOD CTR FDN FBO CAS I AG Claimant Name FRANK L ARGUIMBAU ARIA IT RE VANGUARD INTERNATIONAL ARIAM,SIMA ARIAM,SIMA MONEY PURCHASE PLAN LISA A ARICO & ARTHUR J ARICO JTWR ARINC-CADENCE CAP MGMT MICHAEL A ARISON I M - PLGD ELAINE W ARISON IRA ARK ASSET MANAGEMENT ARK ASSET MANAGEMENT ARK ASSET MGMT PLAN C ARK GROWTH FUND ARK VALUE FUND ARKANSAS BAPTIST FOUNDATION ARKANSAS TEACHER RETIREMENT SYSTE ARKANSAS TEACHER RETIREMENT SYSTE ALAN ARKER BLANCHE ARKER ROBERT R ARKY IRA CATHOLIC DIOCESE OF ARLINGTON CATH DIOC OF ARLINGTON LAY RET PL ARLINGTON MEMORIAL CARE-OPPENHEIM ARLINGTON MEMORIAL GARDENS ARLINGTON PUBLISHERS RET TRUST ARM ASSOCIATES COF PINSKER GOLDBE STEPHANIE S ARMACOST IRA BARBARA ARMANI IRA #1 BARBARA ARMANI IRRA CHERIE L ARMATIS MRS REGINA ARMBRUSTER ARMENIAN EDUCATIONAL FDN ARMENIAN EDUCATIONAL FND ROBERT F. ARMITAGE TRUST UNDER WILL OF LESTER ARMOUR CYNTHIA ARMOUR REVOCABLE TRUST PAMELA K ARMOUR TRUST CLIFFORD W ARMSTRONG DONALD ARMSTRONG DONALD AND RUTH ARMSTRONG ARMSTRONG FAM TR A MAR MITCH ARMSTRONG FAM TR B BYP-MITCH GENE F ARMSTRONG INC P S P & TR ARMSTRONG M D P A RAYMOND PSP & T ARMSTRONG PETER A IAA SHIRLEY ARMSTRONG WHITNEY B ARMSTRONG TRUST AOC# SAM PAUL L ARMSTRONG TRUST ARMY AND AIR FORCE EXCHANGE SERVI MARLENE P ARNDORFER

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N G G G M P P P

120311-8 125554-1 107273-0 652802-3 652803-1 652804-0 609378-7 640166-0 Claim ID 112595-8 635413-0 114580-0 647494-2 125097-3 647485-3 114582-7 125918-0 114579-7 104732-9 612001-6 114581-9 648391-7 613969-8 100720-3 601074-1 102870-7 106589-0 610383-9 122261-9 121195-1 101873-6 400005-6 108880-7 102184-2 103853-2 633349-4 633350-8 101859-0 104312-9 638830-2 103403-0 631965-3 100944-3 100945-1 631964-5 601072-5 640680-7 105960-2 616135-9 633944-1 648065-9 115403-6 105287-0 630515-6 106249-2 609701-4 609702-2 609706-5

Reject Code G G M M P P P P P P P G P G P G P P G M G G G G G G G M G G P G P M P P P P P P P G P G G P G G N

Confidential

JOHN J ARENDT FERNANDO L AREVALO AND MARY A ARGENTINO ARGONAUT MANAGEMENT LP ARGONAUT MANAGEMENT LP ARGONAUT MANAGEMENT LP ARGOSY EDUCATION GROUP -DDR JERRY A ARGOVITZ Claimant Name SCOTT M ARNEL BARBARA D ARNER IRA BEN ARNOLD #1 JAMES M ARNOLD DECD IRRA EVA T ARNOLD EVA T ARNOLD ARNOLD FAMILY TRUST #1 GEORGE E ARNOLD ARNOLD INC S M ARNOLD INC PFT S JOHN ARNOLD INV TR - HIGH DIV BEN ARNOLD IRA #1 DENNIS R ARNOLD IRRA ARNOLD J BENNETT AND HERBERT L ARNOLD JR GARY ARNOLD AND DIANNE ARNOLD JTWR KIMBERLY L ARNOLD MARY M ARNOLD ARNOLD MILLER TRUST -DARNOLD TRUST BRUCE C ARNOLDT TIMOTHY F ARNOT TIMOTHY F ARNOT FLOYD J ARNOTT HELEN ARONIS #1 HELEN ARONIS #2 GIL ARONOW LOIS ARONOW IRA ROLLOVER ADELE S ARONSON IRA STANLEY ARONSON IRA PAUL J AROST IRRA MARTIN AROSTEGUI IM ARP CHARITABLE REMAINDER LAVERNE A ARP IRA #1 LAVERNE A ARP IRA #2 IM DENNIS L ARP TR PLDG MARGARET S ARQUIT & KEVIN ARQUIT J PATRICIA ARRIGAN RICHARD ARRINGTON III ARROW J LANDSCAPE & DESIGN INC P NORGES BANK A/C ARROWSTREET TA ARS ABSTRACT LTD JOHN KAZAZIS MICHAEL A ARSCOTT ARTHUR E ARSENAULT IRA ROBERT ARSENAULT CONDUIT FRANCE ARSENEAULT ART INST - BUCKINGHAM -NTGI ART INST - COLVIN MEM -NTGI ART INST - STOCK DONATIONS

M M M G G G P G Reject Code G G N G G M N N N N G N P P N G G G P M M M G X N N P P X X G G G G G G G G M G P G M G P N G G P

Page 10 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 12 of 302 PageID #:54623

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 117403-7 117405-3 104196-7 Claim ID 118265-0 649568-0 617539-2 610259-0 601070-9 647227-3 123731-4 107696-5 610673-0 109088-7 611144-0 608440-0 601076-8 626962-1 624976-0 625633-3 622398-2 636498-5 605672-5 611707-4 618745-5 122101-9 102646-1 110866-2 601082-2 650521-0 635613-3 106908-0 622091-6 608330-7 601080-6 601083-0 611044-4 113790-5 115720-5 601085-7 627035-2 125076-0 614929-4 601084-9 643600-5 620819-3 619094-4 650529-5 650785-9 646123-9 609550-0 640379-4 611486-5 611487-3 608864-3 116403-1 Claim ID 619247-5

JEANETTE E ARNDT #1 JEANETTE E ARNDT #2 MICHAEL L ARNDT SAR SEP Claimant Name WALTER A ARTHUR JR AND LINDSAY ARTHUR ARTHUR TONI R IRA ROLLOVER CLO ARTICLE 9 MELINDA-NORTHERN -P ARTISTS INVESTMENT ASSOC COF PINS SUSAN E ARTMANN IRRA SUSAN E ARTMANN ANDREW J ARTOLA IRA ARTPAT PARTNERS LP MOAG YVONNE S ARTRY ARTUSI STEVEN L MOAG ARVIA TRUST GUY F -CLSG ESTELLE ARYEH AND ELAZAR ARYEH JTW ARZAGA HENRY & AMELIA TA I AS CAPITAL INTERNATIONAL ASB PHILA LIGHT HOUSE ENDOW INV PBF ASB US INDEX FREDERICK J ASBELL JR IRA C/F ASBESTOS WORK PENS ARK ASSET # ASBESTOS WORKERS LOCAL 53-GLOBALT ASCENSION HEALTH #1 PETER ASCHHEIM IRA ROBERT ASCHKENASY IRA ROBERT ASCHKENASY IRA ASCOT INVESTMENT ASSOCIATES COF P FID FDS- ASEAN THE ASH HOLLOW PARTNERSHIP A CALIF IDA F ASH ASHBURTON STG ASSET MGMT ORDINARY ASHBY REV TRUST SAMUEL ASHEN RONALD ASHENDORF ASHER CHARLES MOAG NORMAN E ASHER IRA ASHEVILLE ELEVATOR CO INC SAMUEL I ASHKENAZI AND DIANE ASHKE THE ASHKIN FAMILY LTD PARTNERSHIP PRISCILLA A ASHLEY ASHMUN D STUART & SUSAN - IMA ASHTON INVESTMENT ASSOC COF PINSK H LINDSAY ASHTON IRRA ASIA SOCIETY E0172 ASIAN DEVELOPMENT BANK FID FDS- ASIAN SPEC SITS ALLAN ASKELAND DR ROBERT E ASKEW IRRA ASLAN FOUNDATION-CLSG ASLAN GROUP LTD ASM INTL CUST ASM MATERIALS EDUCATION FND CUST ASPEN RIFLEMEN'S PRTNRSHP-CLSG ASPEN VALUE FUND LP Claimant Name ATSF TRANSAMERICA VALUE BALANCED

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N N P

610295-6 637290-2 625534-5 Claim ID 114196-1 651684-0 616136-7 620983-1 650746-8 607781-1 100298-8 625728-3 649666-0 649671-7 619704-3 610165-8 621621-8 614003-3 612639-1 620124-5 617789-1 625631-7 625632-5 628118-4 616694-6 634143-8 618819-2 601086-5 651421-9 619154-1 615931-1 618872-9 615136-1 616413-7 121263-0 623179-9 105360-4 621611-0 623702-9 109190-5 648823-4 126303-0 109191-3 633181-5 633182-3 601087-3 117295-6 606353-5 615865-0 621058-9 601089-0 619486-9 608873-2 619781-7 647984-7 607883-4 Claim ID 621631-5

Reject Code P P P P G P N G P N P P G P P P G G G G P P G M P P G N M P G P P G G G G G G G G G P P G G P G P P P G Reject Code P

Confidential

ART INST -ENDOW-INVESCO -SL MARY LOUISE ARTECHE AND ARTHUR J SUSSER & SAUNDRA B Claimant Name ASPERULA INVESTMENTS LTD RAY & EDITH ASPIRI ROY JOHN ASPLUND IRA ROLLOVER ASPRS - IRIDIAN ASSET MGMT >DR PAM ASQUITH TNT-LDN-MPP01 ASS LE PLAN EMILE J ASSAF ASSET ALLOCATION SERIES ASSET MANAGER FUND ASSET MANAGER GROWTH FUND CUST FOR CCM ASSETOALLOCATION FUND ASSISI FDN-LSV ASSET ASSN-SSGA WILSHIRE ASSOC FOR CHILD ASSOC HOSPITAL SERVICES OF ASSOC IN PLASTIC & RECON SURG-SBA ASSOC RET CONSULTANTS P S - CASH ASSOC SERVICE FOR BLIND-ENDOWMENT ASSOC SERVICE FOR BLIND-BOARD RES ASSOCIATED RETINAL CONSULTANTS PC ASSOCIATED RETINAL SEG RADTKE #1 ASSOCIATED STEEL WKS LTD INV MGT ASSOCIATION OF GRADUATES-USMA MR NATHAN ASSOR AND MRS MARCIA ASS ASSUMPTION ABBEY ASSURANT PENSION PLAN ASTOR FOUNDATION ASTRAZENECA DEFINED BENEFIT PENSI AT&T - EQUITY - JPMIS AT&T-SSGA RUSSELL 1000 CLAYTON F ATFIELD IRA ATHENS INC MA-584 LOUISA RUBY ATHERTON TRUST ATI-ADVANCED INV MGT-ENHANCED IND PETER C ATKINS & SANDRA H ATKINS DAVID T ATKINS DONNA M ATKINS EARL L ATKINS DAVID T ATKINS IRA STEVEN T ATKINS IRA ROO STEVEN T ATKINS IRA-SEP VIRGINIA P ATKINS CLARENCE T ATKINSON IRA ATKINSON TRUST ANNE -P -CLSG ATL IW - INVESCO CITY OF ATLANTA GEPF-GLOBALT INC ATLANTIS INVESTMENT ASSOCIATE COF ATLAS GROWTH OPPORTUNITIES FUND ATLAS HERITAGE FOUNDATION-CLSG EDWARD V & MARY T ATNALLY I M JTWR ATOCHA LP ATOFINA - INVESCO BALANCED Claimant Name AUTO MECHANICS - MELLON EQUITY

P M P Reject Code G G G G G P P M G G G P G M G P P G G P P G P G G P P P M G M P P P P P G M P P P G P P G G G G P P G P Reject Code G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 13 of 302 PageID #:54624

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 619246-7 114919-9 100045-4 636573-6 635783-0 623256-6 623257-4 601088-1 652750-7 652596-2 651603-3 105328-0 640956-3 611654-0 611655-8 623703-7 623704-5 614854-9 605471-4 104682-9 613207-3 613374-6 610252-2 611143-2 122537-5 122540-5 652662-4 601090-3 107549-7 126752-3 652569-5 119689-8 102894-4 647769-0 609267-5 625509-4 652721-3 641565-2 612311-2 102216-4 610528-9 618331-0 618332-8 616167-7 634519-0 608226-2 625273-7 624977-9 616582-6 616289-4 619785-0 Claim ID 623075-0 615066-7 613342-8 613343-6 605201-0 126345-5

ATSF VAN KAMPEN EMERGING GROWTH MOHAMMED ATTALLAH WILLIAM V ATTARDI IRA THE ATTAYI FAMILY LIMITED JOHN H ATTERBURY JR /JOSEPHINE ATT ATTICUS EUROPEAN FUND LTD ATTICUS GLOBAL ADVISORS LTD ATTVEST LLC ATWATER, JR. ATWATER, WILLIAM B. III FBO/ATWAT WILLIAM A ATWELL TRUST U/W BARBARA ATWOOD HOME BLDRS INC GEORGE S ATWOOD IRA AUBURN GEAR HOURLY THOMAS WHITE AUBURN GEAR SAL PEN THOMAS WHITE AUBURN INVESTMENT PARTNERSHIP IV AUBURN INVESTMENT PARTNERSHIP II AUERBACH FAMILY LIVING TRUST - IM ROBERT & JOYCE AUERBACH JTWROS PAULA C AUGER AUGSBURG COLLEGE AUGSBURG FORTRESS CAP RES - PLEDG AUGUST C MEYER JR -DAUGUST GARRY L MOAG STEPHEN P AUGUST IRA JUDITH N AUGUST AUGUSTD2 JOHN H AUGUSTINE AND JANENE J HERS DANIEL K AUGUSTINE IRA PAULINE M AUGUSTINO AUGUSTJT GRETA R AUL IRA RICHARD C AUL JR CLAIRE AULBACH AULT FAMILY DECEDENTS TR CLSG THE AULT FAMILY TRUST AUMAN PHYLLIS A AURICH TTEE AURORA HEALTH CARE INC-FIDELITY I CARLL AUSTIN AUSTIN EMPLOYEES - SECTOR AUSTIN FIREFIGHTERS RELIEF AND AUSTIN FIREFIGHTERS RELIEF AND JAMES AUSTIN IRA MARY T AUSTIN TTEE BY THERESA GERE AUSTIN-ICC-SL AUSTRALIA INTERNATIONAL FUND AUSTRALIAN SUPER AUTO CLUB INS RESERVE NORTHERN AUTO CLUB SOUTHERN CALIFORNIA AUTO MACHINISTS PEN-INVESCO FXD I Claimant Name SOUTHPORT-E G AYERS AYNESWORTH BRIAN AGENCY AZ BRICKLAYERS PENSION FD-FRED AL AZ BRICKLAYERS PENSION FD - NWQ GAIL AZAR ANTHONY J AZAVEDO

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G N P G G P P G M M N N G P P P P G P X G G P P P P M G X G M M N G P P M G G P P G P G M G G P P G G

616292-4 103689-0 616031-0 616030-1 616638-5 616636-9 616637-7 616635-0 652869-4 652960-7 619585-7 120659-1 120660-5 639550-3 126655-1 608194-0 608195-9 635335-5 120617-6 120715-6 103351-4 110875-1 651074-4 651067-1 651066-3 651064-7 651063-9 651062-0 126460-5 633446-6 616371-8 622366-4 622365-6 114637-8 621373-1 616247-9 625553-1 625554-0 616242-8 625550-7 605464-1 601018-0 601023-7 641637-3 102754-9 125850-8 125999-7 100949-4 605254-1 120698-2 108548-4 Claim ID 113874-0 113828-6 113831-6 113827-8 113876-6 118683-3

Reject Code M G G P G N

Confidential

AUTOMOBILE CLUB OF SOUTHERN CALIF AUTOMOTIVE INDUSTRY ACTION GRP AVATAR ADVANTAGE BALANCED FUND AVATAR ADVANTAGE EQ ALLOCATION FD AVE MARIA COLLEGE - ICAP AVE MARIA FNDT - ICAP AVE MARIA FNDT - WAM INDEX FUND AVE MARIA FNDT-ALLIANCE CAPITAL AVERICK FINANCIAL, LLC. AVERICK,LOREN BETH & HOWARD DAVIS AVERO FCDF US R S JOHN AVERSA JOHN AVERSA LOUIS B AVERY & SANDRA S AVERY JTW LOUIS B AVERY AND AVERY INSTITUTIONAL CAP -SL AVERY-LSV ASSET MANAGEMENT LINDA S AVEY IRRA ANGELA M AVILA IRA #1 ANGELA M AVILA IRA #2 JESUS R AVINA IRA JOHN P AVITIA AVIVA INV AMERICAN EQUITY AVIVA N US EQUITY P AVIVA NORTH AMERICA EQ AVIVA WP ASIA PACIFIC STRAT FD AVIVA WP NORTH AMERICAN EQUITY AVIVA WP US STRATEGY AVN COFONDS III AVON PENSION PLAN AVON PRODUCTS INC MELLONCAPITAL E AVZ QUANT LG CAP GWTH AVZ STRCT CORE EQUITY JONATHAN B AWAD AND AXA BELGIUM AFFECTATION OCA IARD AXA ENTERPRISE MULTIMANAGER VALUE AXA INSURANCE AXA PACIFIC INSURANCE COMPANY AXA PREMIER VIP TRUST - MULTIMANA AXA WORLD FUND-NORTH AMERICAN RHODA AXELRAD AND EUGENE AXELRAD T GARY N AXELRAD MATTHEW AXELROD AND ILENE AXELROD RICHARD C AXLEY IRRA JANE M AXTON SIDNEY AYABE SIDNEY AYABE YESENIA M AYALA JEFFREY K AYEROFF DONNA J AYERS JOYCE AYERS IRA Claimant Name DAPHNE BACON TRUST HENRY L BACON TRUST JULIETTE F BACON TRUST OLIVIA G BACON TRUST RACHEL A BACON TRUST JUDITH G BADAMI #1

G P G G G G P G M M G P M M G G P G M M P N G G G P P G G P G M M G P M G G G G G G G G N M M M G P G Reject Code P P P P P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 14 of 302 PageID #:54625

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605022-0 610020-1 647180-3 111232-5 105690-5 607934-2 612323-6 605683-0 649612-1 649607-5 125789-7 611264-1 651321-2 107165-3 120392-4 101305-0 621216-6 621219-0 649229-0 601097-0 106718-4 605369-6 108131-4 102272-5 117558-0 611526-8 109925-6 102253-9 126602-0 101733-0 125673-4 647286-9 601099-7 105507-0 113733-6 126446-0 646106-9 633049-5 632955-1 633183-1 624425-4 113871-5 113870-7 611069-0 609336-1 113829-4 Claim ID 619790-6 631160-1 606917-7 126680-2 113825-1 628117-6 627064-6 100222-8 124022-6 124847-2 642722-7

AZIONARIO INT ETICO AZL VAN KAMPEN EMERGING GR KAMBIZ AZMUDEH IRRA RUTH AZRAEL RENE PIERRE AZRIA B COM3 CASH BAL-RHUMBLINE B&S EQ DV ICAP B.A.C. LOCAL 1-DE/PA PENSION TR BA PLAN 547 BELL ATLANTIC CORP BA PLAN 550 BA RET HEALTH TRST SHERRY M BABCOCK BABCOX ELIZABETH M TRUST AG-TOA BABER FAMILY TRUST DTD 12/21/98 JEAN BABILYA IRA BAC LOCALIDE PA PENSION TRUST HORTENCIA G BACA BACAP FDS I DIVERSIFIED VALUE FD6 BACAP LARGE CAP GROWTH KATHLEEN M BACHAND ELIAHU BACHARACH JOYCE BACHARACH IRA MOSHE BACHARACH MD AND GAIL BACHAR ROBERT J BACHECKI IRA NICHOLAS BACHES ALAN H BACHMAN AND BACHMAN GEORGE TOA MILTON S BACHMAN TRUST WALTER L BACHMAN BRENDA L BACHMANN BARBARA F BACHMURA VICTOR A BACILE JR IRA VICTOR A BACILE JR IRRA BACK BERMAN FAMILY PARTNERSHIP LP HOWARD R BACKER IRA #1 THE WILLIAM W BACKUS HOSPITAL ERWIN BACMEISTER IRA DR ERWIN BACMEISTER IRRA BACOBRA BACOMI ROSLYN R BACON IRA-ROO ROBERT H BACON IV ROBERT H BACON JR IRA ROBERT H BACON JR TRUST BACON MICHAEL J TTEE AGENCY MOAG BACON TIC BARBARA & BRAD-CLSG CHLOE T BACON TRUST Claimant Name BAIRNCO - NEUBERGER & BERMAN IRA LEROY F BAISDEN BAISLEY IRA JAMES M -CLSG ALLISON BAKER ESTATE OF MORRIS BAKER ESTATE OF MORRIS D BAKER DON G BAKER GRANTOR TRUST RICHARD E BAKER IRA #2 ELIZABETH V BAKER IRA R A BAKER IRA FRANK C BAKER IRRA

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P G G P G P G G P M M P G X G N P G G G G G G N G P P N M N M G G P P P G P P P P P P P P P

118682-5 108311-2 612304-0 615708-4 635264-2 646999-0 101621-0 601100-4 646426-2 105475-9 121034-3 100469-7 120206-5 105947-5 125168-6 125182-1 618114-7 100883-8 103771-4 109919-1 650770-0 643376-6 601651-0 125996-2 110453-5 637589-8 605100-6 113627-5 107332-0 121144-7 110981-2 122346-1 627154-5 121146-3 606084-6 650784-0 111931-1 110505-1 105869-0 620192-0 638876-0 638885-0 100656-8 104333-1 112062-0 111393-3 Claim ID 611619-1 643096-1 632943-8 116865-7 634214-0 609501-1 605307-6 605426-9 644836-4 635851-9 107376-1

Reject Code P G G M P M G G M G P

Confidential

JUDITH G BADAMI IRA #1 ANGELINE T BADGER BADGER METER MASTER PEN - LEGG MA BADGER TAG AND LABEL CORP PS HELEN JOAN BADIE TTEE DR ALAN N BAER CHARLES E BAER IRA MR IAN J BAER STEPHEN H BAER OFELIA BAEZA MICHEL IRA FRANK C BAGATTA #1 RICHARD C BAGDASARIAN PATRICIA A BAGENSKI DOROTHY L BAGGETT JOYCE A BAGLEY MARCEL R BAGLEY W H BAGSHAW SALARY - DAVIS WAYNE C BAGWELL CORDELL H BAHN IRA LAWRENCE R BAHNEMAN CHRIS BAIER JIMMIE L BAIERS IRRA GEORGE P BAILEY & JOAN R GARBER BA GLENN K BAILEY AND JIMMY M BAILEY AND G KENNETH BAILEY BAILEY IRRA CAROLE P BAILEY EST JOSEPH A BAILEY BUCK BAILEY IRA DAVID W BAILEY IRA MARION E BAILEY IRA MARION E BAILEY IRA LLOYD BAILEY IRA PCIAA - ADV RES SHIRLEY I BAILEY IRA ARECA S BAILEY MARITAL TOUOW DTD 2 TRACEY BAILEY W PAUL BAILEY LOREN BAILLIEZ IRA NANCY M BAILON BAILY JR ALBERT L - U D FBO EMB J DICKSON BAIN & ANGELINE L BAIN J FBO ANGELINE L BAIN MADELINE M BAIN EVELYN M BAIRD HAROLD BAIRD TRUST SYLVIA W BAIRD TRUST Claimant Name BALDWIN D FRED IRAT VALERI L BALDWIN IRRA KATHERINE E BALDWIN-WM O BALDWIN LORRAINE E BALDWIN JOHN C BALDWIN REV LIV TR INV MGT BALDWIN TRUST BRYAN L -CLSG LEE BALDWIN TRUST WILSON L MCKANE PAIGE BALDWIN TRUST WILSON L MCKAN LLOYD B BALDWIN TTEE RICHARD BALDWINSON IRRA MARY P BALE IRA

G X P P P G N G G N G N M X N M G M X N G G P G M G G G M M M M G N P G P P N P P P P P X G Reject Code P G P N P P G G M G P

Page 13 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 15 of 302 PageID #:54626

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 637537-5 119834-3 101539-7 121056-4 105884-3 613128-0 613127-1 110932-4 642615-8 124836-7 106097-0 632917-9 608310-2 620985-8 111366-6 111407-7 125629-7 622652-3 126414-1 126417-6 126402-8 126401-0 602889-6 623710-0 622470-9 634065-2 621717-6 609642-5 111032-2 627056-5 627060-3 607182-1 620137-7 116660-3 123039-5 123150-2 641044-8 121734-8 649319-0 609069-9 609189-0 Claim ID 107679-5 100703-3 126087-1 620075-3 612293-0 122476-0 122477-8 122368-2 122369-0 120799-7 619784-1 608052-9 116629-8 116630-1 609391-4 609241-1

HOMER L BAKER IRRA JOE N BAKER JOHN D BAKER LARRY D BAKER PATTI BAKER BAKER R TTEE IMA-SMALL MIDCAP BAKER ROBT TTEE BAKER TR IMA PLED ROSALIE BAKER R ALAN BAKER RRA SHENESHA J BAKER STEPHEN A BAKER TTEE U/A OF EDWARD L BAKER BAKER WILLIAMS TRUST SHARON-P BAKERY DRIVERS LOCAL 550 - HGK-HL ALAN D BAKKEN SHEILA L BAKKEN SHIRLEY I BAKOS BAL POOL-FIDELITY BALABAN 94 RL TR PETER BALABAN MAR TR PETER J BALABAN MARITAL TR GEORGE BALABAN REV LV TR SUSAN WEIKERS BALABAN LEO DECLAN BALABAN UTMA NY UBS-FTC - BALANCED ASSET PORTFOLIO BALANCED I WELLINGTON MGMT FUND BALANCED INVESCO FD BALBACH TRUST GEORGE C -DMARY J BALBOA DSA FOR DOUGLAS E BALCER DOUGLAS E BALCER IM BALCH CHAR ANNUITY TRUST-CLSG BALCOF R TTEE BALCOF SEP TR-IMA JANICE C BALDARELLI IRA ANTONIA BALDERAS IRA GINA M BALDERRAMA R BRUCE BALDERSON & ELAINE L BALDE BRUCE R BALDERSON BALDONI CRUT-NUVEEN CDP VI BALDWIN 01 IRREV TR BRYA-CLSG BALDWIN 2002 IRREV TR B -CClaimant Name CHRIS BANAKAS MELBA L BANAKAS BANCO DE LA NACION ARGENTINA BANCO DE LA NACION ARGENTINA RETBANCO POPULAR OUTSOURCING BANCO POPULAR PROFIT SHARING BANCO POPULAR PROFIT SHARING BANCO POPULAR RETIREMENT PLAN BANCO POPULAR RETIREMENT PLAN BANCORPSOUTH BANCOVAL CLIENTS'S ACCOUNT BANDAG INC - ICAP KAY W BANDER IRA KAY W BANDER REVOC TR BANGS FAMILY FOUNDATION -DBANGS TR TIC LARRY & KAY -PD-

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119758-4 101481-1 110190-0 122621-5 118226-9 122043-8 633545-4 121244-3 637577-4 105176-8 610369-3 610368-5 108715-0 109801-2 121760-7 110282-6 106962-4 117463-0 126100-2 104921-6 647669-4 638711-0 123494-3 124471-0 620120-2 601102-0 113507-4 118229-3 619738-8 105025-7 108660-0 641361-7 111661-4 601103-9 119272-8 641914-3 639974-6 103376-0 126516-4 616515-0 100704-1 Claim ID 108292-2 126692-6 119005-9 624429-7 108411-9 625456-0 126542-3 608481-8 113033-1 639695-0 119184-5 119185-3 113034-0 114050-7 124074-9 625583-3

Reject Code N P M G P G P G P G G G P P W W

Confidential

CHARLES J BALEZ DAWN C BALINSKI STEPHEN E BALINT IRA RITA BALK TRUST SUSAN W BALKE VEMA R BALL CHAR REM TR BALL FAMILY JULIA E BALL IRA JULIA BALL IRRA JANE R BALL REVOC TRUST BALL-ANNA LIVING TRUST NIC BALL-CRUT-EQ INDEX-SE EDWARD Z BALLA LIV TRUST KELLY A BALLAGH BARBARA J BALLANTINE JOHN C BALLANTINE IRA MARVIN D BALLARD REGINALD W BALLARD SARAH B BALLARD TRUST KELLY R BALLEIM BARRY BALLEN REGENT J R BALLEW IRRA FBO NORMAN BALLIN TRUST RICHARD L BALLING IRA BALMAR INC PS PL - PARAMETRIC MR MARK BALMUTH DORIS M BALOGH IRA ANITA L BALSAM FSB-CA INV AGT BALSAM CASH JULIE A BALSAMO DION JOHN L BALSAMO BRENDA M BALTER FBO ANDRIS BALTINS GABRIELLE BAMBERGER GERALD J BAMBERGER IRA MICHAEL D BAMBURAK IRRA DR AHMAD P BAMDAD MD BERT BAMFORTH IRA ALBERTA BAMFORTH TRUST BAMPL - ASCENT LIFE US EQUITY FUN CHRIS BANAKAS Claimant Name MICHAEL BARBA DENNIS R BARBAKOW IRA BARBARA OIL COMPANY BARBARA OIL COMPANY DONALD W BARBER #2 MERLE I BARBER OD LTD PROFIT SHIRLENE I BARBER BARBER TRUST MARGOT W-CLSG DAVID BARBOUR IRA RO MRS TONI M BARBOUR SEP BEVERLY BARBOUR SOULES BEVERLY BARBOUR SOULES ELIZABETH BARBOUR TRUST BARBARA BARBUTI BARCLAUS WEALTH TRUSTEES BARCLAYS - GLOBAL EQUITIES

M P P P N P G M G P G G N N M G N N P P G P N P P G X N P N P G G G G M G P X G M Reject Code N P N M N P P P G G G M P G G P

Page 14 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 16 of 302 PageID #:54627

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 110820-4 115992-5 612568-9 619789-2 624387-8 607581-9 651025-6 616096-4 611355-9 611356-7 605107-3 606280-6 621689-7 621659-5 120737-7 108457-7 121224-9 631901-7 104310-2 623713-4 106108-9 624369-0 623712-6 623715-0 623716-9 105569-0 118725-2 626781-5 626803-0 633023-1 120301-0 120466-1 647755-0 125434-0 118538-1 108293-0 Claim ID 126101-0 126185-1 117118-6 126184-3 117117-8 118072-0 626964-8 626936-2 643443-6 116526-7 120367-3 125147-3 108138-1 601114-4 106302-2 605520-6 111653-3 111654-1 644324-9 111467-0 630714-0

TEEJANSIE M BANJAN BANK COSORTIUM E30 MIX ASSET ELLYN I BANK BANK JULIUS BAER INF BANK OF AMERICA #07010040433938 E TNT-LDN-BOT19- BANK OF BOTS-SL BANK OF HAWAII RETIREMENT - CHART BANK OF UTAH TRUST DEPARTMENT BANKBOSTON EX BEN SUPP BANKBOSTON SUB DEF COMP PLAN CHAIM BANKER AND MIRIAM BANKER TIC BANKER IRA EDWARD K -IR BANKERS TRUST INDEX BANKERS TRUST S&P 500 JOHN BANKOSH CHRISTINE C BANKS DAVID L BANKS IRA LILLIAN BANKS TRUST WILLIAM S BANKSTON IRA O W BANNISTER JR & KATE W BANNISTE JOSEPH P BANNON BANTA JANE S BANTA MR CHARLES BANTA CHARLES U BANTA & MELISSA W BANTA HERMINIA G BANTAD LILIA G BANZON #1 BAPT PENSION - QUEST BAPT PENSION - SIERRA TODD BAPTHEA BAR-ILAN UNIVERSITY IN ISRAEL BAR-ILAN UNIVERSITY IN ISRAEL HYMAN BARADULIN TTEE RIVKA BARASCH IRA RONALD BARATTA #1 ANDREA D BARBA Claimant Name JEAN M BARNES KATHERINE BARNES KATHLEEN BARNES ROBERT BARNES KATHLEEN E BARNES TRUST RUBY M BARNES TRUST BARNESON MARY FBO FW & MH TA I BARNESON MARY FBO SJ FW & MH TA I SCOTT BARNETT AND LAURA BARNETT JT CECILE H BARNETT CYNTHIA T BARNETT JOANN BARNETT MARY S BARNETT RAISY BARNETT RONALD E BARNETT STUART BARNETT LOUISE A BARNETT TRUST LOUISE A BARNETT TRUST FRANCES C BARNETTE ROBERT S BARNEY IRA TUW WH BARNHARDT FOR WILLIAM

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G G P P M P G G G P G P P G M M M N P P G P P P P M G G G P M M G P X N

622402-4 621349-9 621830-0 616239-8 124075-7 622562-4 102073-0 102091-9 110175-7 636697-0 609261-6 613509-9 613506-4 115893-7 611333-8 634805-0 634786-0 601104-7 104615-2 644166-1 125638-6 636987-1 110824-7 113276-8 122617-7 601108-0 601107-1 652997-6 125893-1 608814-7 114591-6 101564-8 611441-5 102888-0 103026-4 642440-6 Claim ID 608431-1 110930-8 116934-3 103130-9 125273-9 126805-8 114293-3 122942-7 646705-9 601011-3 102729-8 601110-1 601116-0 617637-2 623719-3 624281-2 640813-3 123856-6 645335-0 121025-4 125749-8

Reject Code G G X G X P P P P M M M M G X G G M P G G

Confidential

BARCLAYS 70 30 TAA B BNYE ESPS BARCLAYS GLOB INV MANWEB ESPS BARCLAYS GLOB INV MANWEB_CC01 BARCLAYS GLOBAL INVESTORS BARCLAYS WEALTH TRUSTTS BARCLAYS-LARGE CAP TILTS CLAIRE L BARDAKIAN 1 CLAIRE BARDAKIAN CLAIRE L BARDAKIAN BLAINE BARDARSON & JEAN M BARDARSO BARDER FAMILY TR-INDEX-D-CLSG BARDON CONSTANCE AGENCY BARDON J MARITA# DON H BARDONNER IRA BARDONS & OLIVER P S T COLLEEN S BARE IRA GRANT E BARE IRA BARI INVESTMENTS COF PINSKER GOLD ELFRIEDE K BARIBAULT TR FBO PETER W BARILE BRADY BARKDULL BRADY E BARKDULL IRA NORMAN A BARKELEY TR MARCELLE D BARKER ESTATE SCOTT BARKER REV LV TR JEREMY BARKES CATHY S BARKEY FETELL BARKLEY PARTNERS L P RUSSELL BARLOW BARNARD BRETT&KATHERINE -CLSG THOMAS H BARNARD IRA RO BILL L BARNES BARNES FBO CONNER PS T JOHN L BARNES III IRA #1 JOHN L BARNES III IRA #2 CLYDE E BARNES IRRA Claimant Name BARRETT-SCHNEIDER CRUT -UT RICHARD L BARRETTE VIOLET BARRIAULT WILLIAM R BARRICH IRA RICHARD BARRILLEAUX IRA IRMA BARRIOS WILLIAM B BARRON IRA FRANCES M BARRY JANET M BARRY BARRY MS ANN PATSY D BARRY PETER BARRY PETER BARRY BARRY PETER F CUSTODY ACCOUNT RICHARD J BARRY BARRY SIEGEL TR DTD 6 8 98 RAY BARSHICK CAROL P BARSIN ALLAN E BARSKY REGENT ALLAN E BARSKY PAUL J BARSTAD

P M M G G G G M G M G P P P P M M G P G G G P P P G G P M P N N P P P G Reject Code P G P X G M G N M G M G P P P P P M M M M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 17 of 302 PageID #:54628

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 630705-1 616016-6 109106-9 122229-5 119969-2 606481-7 608700-0 126266-1 126226-2 608416-8 607432-4 642289-6 108115-2 652125-8 601115-2 105423-6 111988-5 649086-7 103496-0 608429-0 608432-0 608430-3 121989-8 118672-8 115439-7 116429-5 116033-8 601112-8 613390-8 116034-6 608433-8 Claim ID 114183-0 606562-7 122118-3 636605-8 601105-5 601126-8 120320-7 121328-8 619748-5 619746-9 619747-7 619750-7 619749-3 619740-0 619739-6 105851-7 103941-5 621638-2 621639-0 119857-2 636101-3 122534-0 104270-0 612510-7 608917-8 608918-6

JACOB C BARNHARDT JR JCB FAMILY LL HAROLD BARNHORST TR J DENICOLA TTE AUDREY J BARNISH GLORIA C BARNSTORF IRA GREGORY T BARNUM IRA BARON IRA PETER L -CLSG BARON PETER AND LYNN -CLSG MARY A BARONE MARY Y BARONE BARR FOUNDATION -DBARR FUND THE-CLSG ROY KENNETH BARR IRA JOHN H BARR MARTHA M BARR TRUST LEONARD BARRACK AND LYNNE BARRACK LAURA S BARRACK IRA RAUL BARRAGAN DR MARC J YUNIS & DR LIONEL P BARR HAL S BARRE IRA BARRETT - BUSCH CRUT -UT BARRETT - GANITOPOULOS CRUT-UT BARRETT - JACOBSON CRUT -UT CRAIG R BARRETT FBO BARRETT FAMILY EST CHARLES A BARRETT IRA #2 GEORGE J BARRETT IRA ROBERT G BARRETT IRA MR PATRICK D BARRETT BARRETT RICHARD & EMILY CRUT 1 ROBERT G BARRETT BARRETT- KELLOGG CRUT -UT Claimant Name DEBRA L BARTON BARTON IRA DR JAMES M -CLSG ROBERT M BARTON IRA MARTIN W BARTOS IRRA FRANCIS D BARTOW & MARY S BARTOW J MR FRANCIS D BARTOW DONALD P BARTZ HARVEY BARUCK FSB FL ROSS BARZELAY CREDIT SHELTE FSB-FL SCTT BARZELAY FAMILY TRUST FSB-FL SCTT BARZELAY FAMILY TRUST FSB FL SCTT R BARZELAY NON ELEC QT FSB FL SCTT R BARZELAY QTIP FSB FL SUCC TT JEAN N BARZELAY TRU WTFSB-FL IRA CUS JEAN N BARZELAY NERLIGE BASAVARAJU IRA 1 CAROLYN N BASELEY IRA BASF-BASF NTT P AMPLIFIED FD BASF-IRIDIAN ASSET MGMT PHYLLIS C BASFORD PHYLLIS CALDWELL BASFORD NEVET BASKER HOWARD BASKIN BASKIND JOSEPH BASLER TOLMAN FBO A&D -CLSG BASLER TOLMAN FBO A&S -CLSG

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G P G M M P P M G P P M P M G G M G G P P P M G G X N G G N P

107183-1 601119-5 605226-6 605227-4 601124-1 601123-3 601120-9 605225-8 601422-4 605411-0 601117-9 601121-7 123373-4 106242-5 118420-2 100544-8 100545-6 613243-0 120974-4 123265-7 601109-8 645734-7 624431-9 117047-3 109532-3 642308-6 601118-7 116143-1 126503-2 100745-9 646904-3 Claim ID 108738-0 640683-1 125024-8 124414-0 116330-2 116331-0 609222-5 116332-9 611012-6 113032-3 105401-5 649510-9 649511-7 619675-6 111385-2 622165-3 607554-1 123705-5 123706-3 123737-3 652630-6 617876-6 638584-2 610120-8 102679-8 109847-0

Reject Code N P G P P G M M P P P P P P P G G G P M M P N P P P

Confidential

NANCY A BARTELL KENNETH G BARTELS & JANE F CONDON HENRY E BARTELS AND NANCY BARTELS HENRY E BARTELS AND NANCY H BARTEL PHILIP HORTON BARTELS DH BARTELS EDUCATIONAL TRUST DTD 7 1 PHILIP H BARTELS ESQ DUEL & HOLLAN HENRY E BARTELS JANE F CONDON & KENNETH G BARTELS NANCY H BARTELS BARTELS TRUST FOR HISTORIC DEERFI HENRY E & NANCY HORTON BARTELS TRU DONALD B BARTER HARRY BARTH IRA PATRICIA BARTH AGNES BARTHEL #1 AGNES BARTHEL #2 BARTHELMESS JANE J TRUST IMA RALPH F BARTHOLOMEW IRA JAMES L BARTHOLOMEW BRUCE BARTLETT MR DREW A BARTLETT IRA JANICE L BARTLETT TRUST CYNTHIA D BARTLEY JOSEPH F BARTLEY III IRA MARY T BARTLEY IRA MICHAEL BARTOLI AND ANASTASIA BART KIMBERLY A BARTOLI YBARRA MICHAEL BARTON & MAXINE B BARTON BAUMAN CONSTANCE M BARTON Claimant Name WILLIAM F BATES IRA R O WILLIAM L BATES IRA JOHN L BATES JOHN W BATES BATES MARITAL DEDUCTION TR A 1 BATES MARITAL DEDUCTION TR A 2 BATES NATHANIEL -D- NFP BATES SURVIVING GRANTORS TR BATES VIRGINIA H TOA WILLIAM BATES JOYCE E BATEZEL BATL PEN-GS EQ BATL PN-KEY BATON ROUGE EQ PLUS R S JOHN BATTAGLIA 1 BATTERYMARCH LC TNT-LDN-EM166- BATTERYMARCH-SL VINCENT BATTIPAGLIA 1 VINCENT BATTIPAGLIA 1 VINCENT BATTIPAGLIA 2 BATTLE BATTLE CREEK P&F-SMTH BAR LG CAP LOUIE DEAN BATTLES IRA BATTS INVSTMNT-ALLIANZ -P HILDEGARD BATTY MICHAEL P BAUCCIO IRA

N G G G G G G G G G G G M N P N M P M M P G P N G G P P X P P Reject Code P M M X G G P G P G P P P G G M G P P G M P G G N P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 18 of 302 PageID #:54629

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 608682-9 601132-2 122233-3 645115-2 648104-3 123159-6 123158-8 601127-6 601128-4 601129-2 601136-5 123207-0 647650-3 100322-4 601133-0 601134-9 601130-6 601131-4 601135-7 104502-4 623181-0 632946-2 640684-0 610752-4 609220-9 123644-0 Claim ID 636358-0 112482-0 116969-6 117850-4 618916-4 618917-2 618918-0 609468-6 620082-6 614211-7 104262-9 605004-2 609891-6 621648-0 630736-1 609466-0 606875-8 111667-3 102420-5 113084-6 113993-2 652195-9 621468-1 615358-5 615369-0 622015-0 601625-1 613332-0 608040-5 621677-3 622697-3

BASLER TRUST DOUGLAS S -CLSG MR RICHARD BASS JAMES W BASS TRUST THOMAS L BASS TTEE HARRIET I BASSECHES HAROLD K BASSETT HAROLD F BASSETT INC REINA MARIN BASSINI COF BASSINI EMILIO BASSINI MARC D BASSON AND HELENE C W BASSO CRAIG T BASSON KIMBERLY BASTABLE THE WALTER & ALMA BASTIAN C/O TALL DIANNE L BASTIAN LIDIA BASTIANICH TOD THE LIDIA BASTIANICH TR #1 DTD 03 THE LIDIA BASTIANICH TRUST #1 DTD THE LIDIA BASTIANICH TRUST #1 THE LIDIA BASTIANICH TRUST #2 DATE HOWYN L BASUK BATEMAN JR NELSON T CO-TAM WILLIAM CHLOE BATEMAN TRUST WILLIAM L BATES #2 & WINIFRED K BA BATES COLLEGE INVESCO VALEQ ENDW BATES ESTATE IMA MARY -CLSG WILLIAM L BATES IRA #1 Claimant Name SUSAN WOLLMER AND TIMOTHY D BAUR J SUSAN BAUR JOHN BAXTER AND DIANE BAXTER BAXTER INTERNATIONAL INC AND BAXTER INTERNATIONAL INC AND BAXTER INTERNATIONAL INC AND BAXTER TRUST JOANN C -CLSG BAY AREA HEALTH DIST RET PL-OPP BAY DE NOC COLLEGE FOUND 6 30 PM YAKOV BAYER DRRT FBO BAYERN INVEST BAYLOR-ARONSON JOHNSON & O-SL BAYLOR-SS TRANSITION IM PAMELA BAYNARD BAYS INVESTMENT L P -DBAYS ROO IRA BILLIE JOAN-CLSG BAYSIDE DEVELOPMENT CORP KIM J BAZEMORE MIKE BAZLEY CAROLYN W BAZZANELLA BBT FUND L P BBVA CLEARING BC BS - NORTHERN TRUST #1 BC BS WELLINGTON INUT EQ #2 BC TEL ICAP BCBC LLC BCBS PENSION - INSTITUTIONAL CAPI BCBSA NRT WELLINGTONMTG BCBST - ANB S + P 500 BCCA-STATE STREET STK

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P P M M M N M G G G G M G X G G G P G N P P G P P G

608958-5 107775-9 109310-0 106106-2 122248-1 614111-0 101022-0 110905-7 104985-2 612094-6 611064-9 108590-5 102104-4 637264-3 121732-1 120387-8 648480-8 637756-4 106763-0 601137-3 119366-0 644986-7 104174-6 606150-8 608645-4 641679-9 Claim ID 611151-3 611152-1 611166-1 124089-7 124088-9 642510-0 124316-0 635455-6 102990-8 108584-0 102652-6 109554-4 650771-9 650738-7 120165-4 650739-5 619788-4 650772-7 645484-4 111184-1 103754-4 615878-1 643898-9 601146-2 642329-9 122596-0 109962-0 117664-1 112186-3 621644-7 621640-4

Reject Code M G P M G G G P P G G G G P G G G G N X P G G G G G G G P P P

Confidential

BAUDER FAMILY TR FRANK E -DALBERT J BAUER EVAN BAUER AND BEE S BAUER LYN BAUER AND DIANA J BAUER BAUER ELOISE EST MURIEL S BAUER GERRY A BAUER LYN BAUER IRA #1 D & S BAUER JT TEP INV AGY BAUER LARRY L IRA ROO MONICA L BAUGHMAN MICHAEL L BAUGUESS BAUKOL FAMILY LIMITED PRTNSP GORDON B BAUM GARY E BAUM IRA MARK BAUM IRRA GEORGANNE M BAUM TTEE VALERIE BAUM STEPHEN P BAUMAN AND MELISSA BAUMA ARTHUR H BAUMANN JEFFREY D BAUMANN IRA MARGARET M BAUMANN BAUMANN MARITAL ADOLPH O BAUMEYER TRUST J GREGORY -DCHARLES D BAUMHOER IRA Claimant Name BEARDSLEY HELEN FBO J NORRIS TOA BEARDSLEY HELEN FBO V COMBS TOA BEARDSLEY ROBT B CRUT CUST-TOA MICKEY BEARMAN COMPANY EMP PP MICHAEL S BEARMAN HELEN BEART TTEE HOWARD H BEASLEY ANGELA M BEATTIE IRRA BEATTY IMPLEMENT CO JAMES R BEATTY BETTY A BEATY JIMMIE C BEATY ELIZABETH BEAUCHAMP JOHN BEAUCHAMP JOSE BEAUCHAMP RICHARD & ELIZABETH BEAUCHAMP JTWR JEFFERY & TONI BEAUCHAMP OAK VALUE RICHARD C BEAUCHAMP BEAUCHAMP, MD YVES BEAUCHEMIN JOHANNE BEAUDRY ROSEMARIE H BEAULIEU ESTATE DENIS F P BEAUSEJOUR TTEE BEAVER HOLLOW ASSOCIATES COF PINS DIANNE BEAVER TTEE LESLIE A BEBEE MCMANNAMA DAVID J BECCA 2 FBO DAVID BECCI2 3 GARY R BECH IRA BECHTEL JACOBS - ICAP BECHTEL NR-AJO

P G P P N P N M G G P M P G G P P G M G G G P P P G Reject Code P P P G M G G G X M G G G G G G G G G P G P P P P M G G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 19 of 302 PageID #:54630

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 612802-5 623477-1 623478-0 619331-5 121881-6 102454-0 120341-0 611034-7 106771-0 115270-0 125328-0 124978-9 110803-4 612861-0 601145-4 601138-1 108668-5 102960-6 620239-0 620122-9 611153-0 Claim ID 123215-0 606872-3 107623-0 601155-1 601151-9 106171-2 609186-5 606193-1 605484-6 605488-9 605073-5 605451-0 605479-0 601147-0 601148-9 601149-7 652831-7 639621-6 639585-6 115718-3 121571-0 121570-1 646121-2 101304-1 601153-5 109448-3 648944-3 608264-5 122245-7 601156-0 608915-1 610307-3 113342-0 113341-1 647626-0 124946-0

BCH WESTATEEND BCIMC-AMUSE WELLINGTON CAP BCIMC-AMUSE WELLINGTON RESRCH EQT BEACH BLUFF BETTY SUE BEACH ESTATE LINDA H BEACH SHIRLEY J BEADLING IRA BEAL HELEN JOHNSTON IAA CAMILLA K BEALE JOSEPH BEALS IRA MARY F BEALS ROBERT L BEALS TONYA M BEAMON BEAN G IRA## JAMES S BEARD JANE C BEARD MARCIA L BEARD THOMAS G BEARDEN #1 BEARDSLEE JOSEPHINE S-CUST BEARDSLEY & PIPER PP - INVESCO BEARDSLEY FOUNDATION MOAG Claimant Name PAMELA K BECKER IRA BECKER IRA SHARON K -IR JOANN T BECKER BECKER JTIC MICHAEL W BECKER N MICHAEL BECKER BECKER TR NORMAN & SHARON LT BECKER TR PETER VERIS -CLSG SAMUEL BECKER TRUST DANIEL I BECKE SARAH BECKER TRUST DANIEL I BECKER BENJAMIN G BECKER TRUSTS PARTNERSH RACHEL R BECKER TRUSTS PARTNERSHIP RUTH E BECKER TRUSTS PARTNERSHIP TRUST FBO LESLIE BETH BECKER WILLI TRUST FBO JAMES NATHAN BECKER WILL TRUST FBO ANNE MICHAEL BECKER WILL BECKER, DR. ARTHUR IRA MR JAMES T BECKERT & MRS NATALIE A JAMES T BECKERT IRA JUANITA BECKETT BOBBIE S BECKNER BOBBIE S BECKNER IRA MRS ANNE L BECKNER CATHERINE A BECKSTEAD STEPHEN R BECKWITH ELSIE BECNER TEST TR MARY ANN BECRAFT TTEE BECTON DICKINSON OPPENHEM MARION E BEDARD IRA DR MICHAEL BEDECS BEDFORD COURT PRTNRSHP L P-DMARGARET BEDFORD S&P500 -P PAUL BEDNARZ ALICE BEDNARZ TRUST MATTHEW J BEDOSKY MARIA V BEDROCK

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G P P G P G M P N G G G N P G G N G P P P

619479-6 102689-5 119600-6 651322-0 623178-0 119601-4 110157-9 103462-6 106323-5 616173-1 100225-2 116615-8 644444-0 126356-0 647071-8 601150-0 601154-3 117097-0 625982-0 126330-7 117323-5 Claim ID 601157-8 642170-9 107496-2 639140-0 121410-1 647078-5 103282-8 652692-6 652693-4 118782-1 648176-0 605243-6 605248-7 605247-9 601144-6 114928-8 601160-8 113308-0 113950-9 112779-9 636463-2 121599-0 606864-2 112821-3 618330-1 618855-9 652751-5 644088-6 649635-0 649613-0 649614-8 649615-6 649617-2 649620-2 649622-9 649623-7

Reject Code M G P G G P G P G P G G G G G G M P P M G G G G P G G G P G P P P P G M

Confidential

BECHTEL USEQ R S CLOSED JAMES T BECHTOL BRYCE L BECK & BECK FAMILY TRUST DTD 07/26/91 BECK HARRIET MA-CLSG DARLA J BECK IRA ELSIE M BECK IRA ROBERT E BECK IRA JEANIE A BECK GEORGE P BECK RESIDUARY TRUST RUTHANN BECK BLANCHE S BECK TRUST CAROL J BECKER & ARTHUR E BECKER J CAROL J BECKER DAVID B BECKER DAVID M BECKER DR DANIEL I BECKER ERIKA G BECKER J BECKER GST EXEMPT FBO KIM CAROL J BECKER IRA LARRY BECKER IRA Claimant Name MR RENATO BEGHE ANNA MAE BEGHINI TTEE MAX J BEHAM MR ROBERT W BEHAN & MRS JUDITH S REGINA K BEHM MARCIE M BEHMAN BEHMANN BROTHERS FOUNDATION BEHRBRET BEHRBRI RICHARD J BEHRENS IRA DR STANLEY J BEHRMAN JAMES BEIGHTOL & DOLORES BEIGHTOL JAMES R BEIGHTOL DOLORES BEIGHTOL JAMES R AND DOLORES BEIGHTOL JTWRO WILLIAM C BEINERT AND MARYALICE R BEVERLY S BEIR TRUST #1 LEONARD BELASCO TOD CHARLES H BELCATTI IRA #1 PETER J BELCH ENOCH R BELCHER MR BRIAN DAVID BELCHERS PATRICIA BELDON BELIGRATIS IRA STEVEN D -IR MARIE BELINA IRA BELK 401OKO SAVINGS PLAN TRUST #2 BELK PENSION PLAN #3 BELKNAP LAMAR A BELL AND BARBARA J BELL TI BELL ATLANTIC CORP BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST

G N P G P P G P M G N G G M M P G G P M G Reject Code G M N G M G X M M G P G G G G P G P X M G P P G G G M P P P P G P G P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 20 of 302 PageID #:54631

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 627248-7 400056-0 631711-1 611477-6 601141-1 113947-9 124459-0 619268-8 114556-8 609966-1 102383-7 123271-1 107324-9 100647-9 109993-0 601158-6 Claim ID 125926-1 619833-3 108347-3 101510-9 114938-5 115531-8 652694-2 632130-5 118107-6 113374-8 633073-8 107875-5 636490-0 126501-6 614324-5 123656-3 634173-0 121888-3 616556-7 616553-2 616554-0 616555-9 619107-0 110053-0 123362-9 609529-1 126449-4 120747-4 104401-0 102313-6 102366-7 116212-8 116296-9 601164-0 619803-1 117305-7 601174-8 605301-7 601161-6 601173-0 652935-6

BEDSOLE-WELCHER INVESTMENTS LP LINDA BEDWELL IRA JOHN M BEDWINEK MD BEECH BROOK ENDOWMENT FUNDS TOA BEECHMONT COMPANY ACCT #2 DEBORAH C BEEDLES BEEKMAN FAMILY ASSOCIATION BEEKMAN FAMILY ASSOCIATION CLSD PHYLLIS A BEEKMAN BEER INDUSTRY- NTGI INDIV ACCT ALLEN BEERMAN RICHARD A BEERS DAVID A BEERY DAVID A BEERY IRA RUTH R BEESON BINA BEGHE Claimant Name MINDY BELL JO ANN BELL REV INTERVIVOS TR UA 2 ROBERT J BELL SALLIE Y BELL SHARON D BELL THOMAS BELL BELL2 CO TUA BELLA MICHAEL BELLAPIANTA IRA CHARLES H BELLATTI IRA #2 BELLBI ROBERTA A BELLEMARE FBO BOB F BELLENFANT DAROLYN J BELLEZZA BELLIN FOUNDATION INVT AGENCY HOWARD BELLIN NEIL S BELLINGER INV MGMT ACCT EUGENE A BELLNER IRA BELLSOUTH CORPORATION BELLSOUTH MASTER PENSION TRUST BELLSOUTH MASTER PENSION TRUST BELLSOUTH MASTER PENSION TRUST BELMONT RETIREMENT SYSTEM DAVID E BELSER MARK R BELSHAW & BELTRAN IAN DALE E BELZ STEVEN N BEMIS RAFAEL BEN SHALOM LEONARD BENARI EZEQUIEL BENAVIDES MARYANN BENCIC TTEE MARYANN BENCIC TTEE SIDNEY BENDAHAN ALBERT & CYNTHIA BENDELAC 99 TRUST BRICE F BENDER DAVID L BENDER LAUREN ANN BENDER STEPHEN N BENDER LIVING TRUST DTD RUTH ELLEN BENDER BENDER TRUST, JEAN

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P M G P G M P M G P X N P P X G

649625-3 649632-6 649633-4 649637-7 649638-5 116408-2 646888-8 619852-0 116441-4 606209-1 619868-6 620988-2 105280-2 608394-3 108267-1 638549-4 Claim ID 607427-8 107189-0 619800-7 615971-0 120286-3 621646-3 643545-9 601170-5 601171-3 601172-1 601168-3 108337-6 103904-0 107740-6 100320-8 126041-3 100121-3 623720-7 101364-5 608508-3 623721-5 623722-3 623723-1 610440-1 610441-0 624432-7 123488-9 100893-5 124037-4 105687-5 640871-0 103369-7 400057-9 107554-3 118811-9 644844-5 639991-6 113163-0 106865-2 106432-0 106431-2

Reject Code X G M N N G M G P G G N G N G N G M G G M G P P G P M M N N M N N G G P G G G G M

Confidential

BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST BELL ATLANTIC MASTER TRUST CAROLYN J BELL LANGEDON BELL DCSD BELL FAMILY INTERVIVOS TRUST HERBERT L BELL BELL IRA PETER PAUL -IR JO ANN BELL IRA ROLLOVER JOHN H BELL IRA ROLLOVER JOEL B BELL BELL JTWROS D & K -DLEONARD B BELL MILTON H BELL Claimant Name BENEKE TR DTD 7-26-93 DAPHNE DONNA R BENELL IRA PAUL & MANORAMA BENEMELIS COM PROP BENESCH FRIEDLANDER-CHARTWELL NORMA R BENESH BENF-MORGAN STANLEY US LARGE CAP JOHN B BENFIELD IRRA SAMUEL BENGIO & BEATRICE MISRAHI J SAMUEL BENGIO & BEATRICE MISRAHI J SAMUEL BENGIO & BEATRICE MISRAHI J SAMUEL R BENGIO MIRIAM R BENGSTON BRUCE D BENGTSON BENHAM FAMILY TRUST ROBERT L BENI FBO BENJA CYRIL V BENJAMIN JEANNE L BENJAMIN DAVID J BENJAMIN DAVID N BENJAMIN BENJAMIN REV TR MARK & PAT DBENJAMIN TR DTD 7 19 99 AOC#1 BENJAMIN TR DTD 7 19 99 AOC#2 BENJAMIN TR DTD 7 19 99 AOC#3 EDWARD BENKERT TR #31 -WM BLAI LOUISE BENKERT TR #32-WM BLAIR EDWARD R BENKERT TRUST #31 BRUNO BENNA IRA #1 BENNAM FAMILY TRUST DAVID A BENNER PAMELA A BENNETT #1 STEPHEN K BENNETT & KAY K BENNETT CONNIE C BENNETT DEBORAH BENNETT GEORGE E BENNETT IRA KENNETH W BENNETT IRA DOROTHY W BENNETT IRRA JOHN BENNETT IRRA ROBERT L BENNETT JR MARY JANE BENNETT JOHN W BENNETT REV TR MAIDA A BENNETT REV TR

P G G P P N G G N P G G N P G G Reject Code P M P G M P G P P G P N G M N G M P P P P P P P P M P X M N G M M X P M G N G X X

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 21 of 302 PageID #:54632

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 631400-7 609511-9 619330-7 619326-9 601167-5 609345-0 601162-4 608828-7 118332-0 111617-7

UD WILLIAM GOTTLIEB FBO M BENDER BENDET TRUST SYLVIA Z -CLSG G BENDIX TR B-380 K BENDIX TRB-381 MARILYN E BENDUCCI BENEDEK TR LORAYNE E -DJAMES N BENEDICT BENEDICTINE UNIVERSITY CP-CLSG THE BENEFICIARIES CUSTODIAL TRUST BENEFIS HEALTHCARE

G P P P P P G G G G

Claim ID 122836-6 122618-5 632951-9 103327-1 103158-9 617653-4 601175-6 648884-6 122931-1 651179-1 102511-2 107643-4 618273-9 612652-9 117949-7 638803-5 115428-1 612651-0 638717-9 633060-6 633061-4 120706-7 601166-7 601169-1 602800-4 605419-6 605420-0 126711-6 126712-4 101164-2 100831-5 609582-8 609432-5 612198-5 101857-4 601179-9 118058-4 627070-0 601184-5 641684-5 606755-7 123251-7 609402-3 601185-3 101455-2 620150-4

Claimant Name EVELYN BENSMAN #1 BENSON & MCLAUGHLIN PS PEN PL B GEORGE S AND M O'BANION BENSON CAROL A BENSON DONALD F BENSON 139-TR BENSON JR&FAM 5 7 75 RHB PETER E BENSON RONALD BENSON SEP NANCY J BENT LILY & EFTHEMIOS BENTAS THEA BENTLER THEA BENTLER C BENTLEY IRREV TR FBO BREWERS BENTON DIANNE MGD IRA FIELD C BENTON MRS LOUISE H BENTON IRA TERRI L BENTON IRA BENTON JAMES IRA REG MRS LOUISE H BENTON NEUBERGER BERM BENTROB #1 BENTROB #2 BARBARA S BENWAY NORMAN S BENZAQUEN 1994 IRREV TR F DAVID SALOMON MORRIS BENZAQUEN 200 DIANA BENZAQUEN NORMAN S BENZAQUEN NORMAN S BENZAQUEN BONNIE A BERARDI BONNIE A BERARDI DEBRA A BERDING IRA JOSEPH T BERDING BERE' TR BARB VAN DELLEN -PD BERE' TRUST DAVID L JAMES & JANICE BERENS INV AGENCY IRVING BERENT IRA MATTHEW BERENTER ROBERT BERES BERG FAMILY TRUST IMA HOWARD BERG MR RICHARD J BERG IRA BERG IRA NORMAN A -CLSG RICHARD J BERG IRA BERG N A BERG AND S M -D-CLSG KAREN E BERG PERSONAL & CONFIDENTI REBECCA J BERG BERG SOCIAL INDEX FUND-IMA

G P P M P P G G X N N N P P N G G P G P P M G P G G G P G G G P P P N P G P G P P M P G N P

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400058-7 120680-0 637324-0 649903-1 634849-1 611985-9 123055-7 112769-1 640584-3 119687-1 125858-3 Claim ID 112441-2 625433-0 601186-1 601187-0 117525-4 106443-6 123517-6 612056-3 612055-5 601180-2 601190-0 633877-1 601188-8 601189-6 648253-8 124151-6 118437-7 120432-7 611196-3 611197-1 601183-7 612187-0 110966-9 649002-6 109402-5 605450-1 612566-2 601182-9 612598-0 112829-9 101827-2 121805-0 620140-7 120946-9 105018-4 643396-0 649917-1 126920-8 649891-4 609417-1 609416-3 609418-0 609420-1 609415-5 109015-1 120022-4

Reject Code

Confidential

STEPHEN BENNETT STEPHEN K BENNETT WILLIAM J BENNETT TTEE JACK & ELIZABETH BENNETT TTEES JAC DENNIS E BENNINGER IRRA JANE BENO REV TR - TEP ARMAND R BENOIT IRA 1 LEONARD W BENOWITZ EMERGENCY PHYSICIANS OF FBO RON BE ORLIN C BENSEN IRA ROBERT BENSETLER IRA RO Claimant Name DANIEL BERGER DANIELLE BERGER DR CLIFFORD J BERGER DR SEYMOUR BERGER & MRS LUCILLE BE BERGER FAMILY CREDIT SHELTER GEORGE E BERGER BERGER INVESTMENT CO BERGER IRREV TR FBO C A BERGER BERGER IRREV TR FBO M B BERGER IRVING BERGER JOETTE BERGER BERGER LLC IRA BERGER MD MR MITCHELL S BERGER PHYLLIS BERGER PHYLLIS G BERGER SANDRA B BERGER STEPHEN M BERGER BERGER STEVEN H MD RLVR #1 IRAT BERGER STEVEN H MD RLVR #2 IRAT SARA BERGER AND JERALD BERGER T I MICHAEL B BERGER TRUST TEP DAN E BERGHER K L BERGHUIS-LEE IRA LEWIS A BERGINS TRUST RABBI MEYER BERGLAS AND REBECCA BE DERORIT BERGLAS BERGLAS JTWROS YONINA BERGLAS MARGARET B BERGLUND FLORENCE BERGMAN MARGARET BERGMAN BERGMANN GEORGE-CRAT HENRY H BERGMANN DORIS BERGRIN AND DANIEL BERGSMA IRA CONNY BERGSTROM 1975 TRUST SHELLEY C BERGSTROM EDGAR BERGSTROMS CHILDRENS STORES INC BERK-RAUCH ELI -DBERK-RAUCH ELLEN -PD BERK-RAUCH HANNA -DBERK-RAUCH NOEL & ELLEN -PD BERK-RAUCH NOEL -PD ERNEST M BERKAS DAYLE BERKE

M M M M P G X N G P P Reject Code P P G G G P M P P P G G G G M G G M P P G G P M P G G G G G N M P M N G N M N P P P P P M M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 22 of 302 PageID #:54633

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601181-0 611141-6 125827-3 113061-7 111690-8 117194-1 Claim ID 616956-2 608728-0 652993-3 122192-2 652998-4 601202-7 104367-6 601176-4 601192-6 101624-5 601196-9 601205-1 601199-3 601200-0 636554-0 605460-9 601193-4 601195-0 615847-1 613537-4 613979-5 606313-6 124296-2 108645-6 108647-2 601178-0 601201-9 610693-5 610703-6 606948-7 124520-1 108761-4 112176-6 112175-8 121991-0 124523-6 105655-7 601203-5 124521-0 608350-1 112177-4 620989-0 108646-4 612428-3 627031-0 650796-4 646469-6 106520-3 118489-0 642605-0 123380-7

ROGER BERG AND DELORES BERG TTEES BERGAN JAMES P MOAG RONALD P BERGE IRA BERGE PAPPAS SMITH ANNETTE BERGER ERIC BERGER CRAT 0918 Claimant Name RET PLN - BERKELEY CAPITAL MGMT BERKEY TRUST K REED -DBERKLEY INSURANCE CO JOANN BERKLEY BERKLEY REGIONAL INSURANCE CO ARLENE BERKMAN AND MILTON BERKMAN LEONARD S BERKOVITZ BETH BERKOWITZ BETH BERKOWITZ DAVID J BERKOWITZ IRA JEROME BERKOWITZ AND SHARON BERKOW JEROME S BERKOWITZ & SHARON F BERK BERKOWITZ MD JTIC BERKOWITZ MD TIC PAUL R BERKOWITZ RANDI BERKOWITZ BERKOWITZ TIC THE BERKOWITZ-REGOSIN CHILDREN'S T BERKSHIRE PARTNE BERKSHIRE PARTNERS BERLIN B L MD BERLIN IRREV GIFT TR IRVING JOHN S BERLYN IRA STEVE W BERMAN #1 STEVE W BERMAN #1 MICHAEL BERMAN & JILL BERMAN JTWRO DR DAVID M BERMAN BERMAN HERMAN FBO D GINSBERG TOA BERMAN HERMAN MOAG BERMAN IRA ROBERT L -IR JAY S BERMAN LEN BERMAN ELIOT M BERMAN LIV TRUST JACOB P BERMAN LIV TRUST NEIL S BERMAN ROSE BERMAN REV LV TR STEVE A BERMAN SUSAN J BERMAN FBO JAY S BERMAN TRUST BERMAN TRUST JANET B -CLSG STEVE BERMAN TRUST CONSTANCE K BERMAN TRUST UOW #1 STEVE W BERMAN TRUSTEE BERN ASSOCIATED CORP I M BERNARD & SALLY FUCHS TIC THAYNE BERNARD HOLDINGS LT MR STEPHEN BERNARD JEANNE BERNARD TRUST MARILYN BERNARD TRUST JULIA C BERNARD TTEE CARLA M BERNARDO

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G P M G P G

115742-6 115689-6 125126-0 637706-8 124935-5 637707-6 Claim ID 626136-1 634440-2 121793-3 635120-4 601177-2 601208-6 601207-8 108439-9 110380-6 126157-6 124599-6 613993-0 625538-8 111645-2 124055-2 118221-8 601209-4 649313-0 117147-0 601206-0 609230-6 111067-5 123414-5 104750-7 601213-2 113074-9 610888-1 610886-5 610887-3 610885-7 652570-9 124998-3 610880-6 627079-4 610881-4 609491-0 118578-0 118626-4 125837-0 103302-6 636227-3 117517-3 117518-1 105210-1 103947-4 103948-2 115409-5 649186-3 125048-5 610169-0 610168-2

Reject Code P P P M P G N G G P G G G G G G G G M G P P M G G G G P P P G G M M M P N G P P M P G G M G P N G G M

Confidential

AMY BERKE IRA JOSEPH J BERKE IRA LARRY L BERKEL IRA LARRY L BERKEL IRA MARCIA BERKEL IRA MARCIA BERKEL IRA Claimant Name JEAN D BERNAT REVOCABLE TRUST DOLORES P BERNAT TTEE ALAN M BERNE ANDREW BERNE & DANIELLE BERNE ADAM BERNER & HILA BERNER JTWROS LAURA A BERNER LEONARD BERNER GEORGE L BERNHART DANIEL J BERNICA #1 FBO ROBYN BERNITT WALTER BERNOWER IRA BAK DRIV BERNST BERNSTEIN ADVANCED VALUE HEDGE ARTHUR D BERNSTEIN EST MORLEY BERNSTEIN IRA MILDRED R BERNSTEIN MR MELVIN BERNSTEIN RHODA B BERNSTEIN ROBERT I BERNSTEIN TEMMY BERNSTEIN BERNTHAL JTWROS H & M -CLSG DAVID C BERON IRA DAVID J BERRES IRA JAMES D BERRETH EMILY DILLON BERRY JOHN BERRY BERRY JOHN RESID 98 DAVID TOA BERRY JOHN RESIDUAL 98 CHARLES BERRY JOHN RESIDUAL 98 JOHN JR BERRY JOHN W MARITAL-KEY CO-TOA BERRY JOSEPH L. TRUST DTD 8/6/91 KATHRYN E BERRY BERRY MARITAL PENN CAP SUB TOA PAUL BERRY REVOCABLE TRUST OIAA BERRY RICHARD IRR 1991 TOA BERRY TR TIC EDWARD & JEANNE-D CHARLOTTE BERRY TRUST #1 CHARLOTTE BERRY TRUST #2 RICHARD L BERRYMAN SUE E BERRYMAN ANN BERSI TTEE THE BERSON FAMILY TR BERSON FAMILY TRUST 1 DOROTHY H BERTHE LINDA G BERTIN IRA #1 LINDA G BERTIN IRA #1 RICHARD S BERTIN CAMILLE M BERTRAM ROBERT J BERTRAND CLAIRE BERTUCCI REV TRST-PAR JOHN BERTUCCI REV TRST-PARA

P G G M G M Reject Code G M M G G G G G M G G P G X G G G G G G P P P M G N G G G P M N G P G P G P P G G M P P G G G G M P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 23 of 302 PageID #:54634

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 126810-4 Claim ID 100164-7 105100-8 607065-5 616196-0 608110-0 607932-6 607386-7 121282-6 636689-9 606578-3 124084-6 115151-7 615016-0 109403-3 637076-4 601216-7 629866-4 652202-5 605802-7 114742-0 605804-3 605798-5 605803-5 605805-1 605806-0 615964-8 615965-6 126088-0 620062-1 620063-0 107541-1 117519-0 620500-3 620498-8 610286-7 115584-9 601143-8 608388-9 112492-7 125595-9 611624-8 113212-1 400072-2 650765-4 123931-7 651508-8 104141-0 601219-1 103773-0 616880-9 616881-7 601139-0 Claim ID 400133-8 113445-0 106103-8

CARLA M BERNARDO Claimant Name JOHN M BESHARA JAMES P BESSETTE IRA BEST CHILDRENS TRUST THILO M BEST EVERETT B TRUSTEE AGENCY BEST FOODS -IRIDIAN ASSET MG BEST FOODS INC - FIDELITY BEST FOUNDATION JACOB FRANK S BEST HELEN M BEST BEST JR IRA JACOB H -IR REUBEN D BEST JR LYNDA J BEST BEST MOULDING ACC A PIEDRA CAP DENISE BEST TRUST REUBEN D BEST TTEE NANCY R BESTOR BETA CAPITAL SP BETA HEDGE LP ASHTON BETANCOURT CARLOS BETANCOURT CHARLES B BETANCOURT CHARLOTTE C BETANCOURT FRANCES M BETANCOURT HELEN C BETANCOURT RAUL BETANCOURT JR MARITAL BETHESDA HOSPITAL EMP PEN- INVESC BETHESDA RETIREMENT PLAN-LSV BETHPAGE FED CR UN #1 BETHPAGE FED CR UN PEN TR INVESCO BETHPAGE FED CR UN TRUST OPPENHEI ALLEN W BETSCH BETSON FAMILY TRUST #2 BETSY ANN LEVINSON BETSY ANN LEVINSON 1965 TRUST NB BETSY GIDWITZ TR - CHKWR -P JOHN BETTENCOURT MANNY BETTER AND RENEE BETTER JTOW BETTER METHOD SUPPLY PST -CLSG ERNEST A BETTIN TR EARL A BETTINGER & BETTIS WM DMD PEN P S F K F ROBERT J BETTS JACK BETTS, JR. KEVIN P BETUZZI BARBARA A BETZ IRA BEUCKMAN FORD INC LANA BEUPRE IRA JAMES ALEX BEURLE AND ANN MARIE BE EDWIN G BEUSSE BEUSSE JEFFREY I A A CLOSING BEUSSE JEFFREY IRA ROO CLOSING ANTHONY BEVACQUI Claimant Name EMILY BIEDENHARN LINDA M BIEDERMANN EUGENE W BIELA IRA

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M

103775-7 Claim ID 601218-3 601300-7 649046-8 609030-3 103347-6 105531-3 649386-6 125660-2 108003-2 101685-7 121964-2 619493-1 622044-4 622045-2 616584-2 620953-0 608187-8 607685-8 620949-1 622149-1 601096-2 640719-6 104285-8 635932-9 635933-7 124963-0 650893-6 650897-9 609954-8 610507-6 606041-2 605364-5 605376-9 623491-7 623490-9 601094-6 601220-5 601221-3 600959-0 102919-3 610587-4 101516-8 101517-6 606519-8 608765-5 608863-5 650860-0 114789-7 100106-0 613550-1 400135-4 400134-6 Claim ID 621247-6 601222-1 601223-0

Reject Code N G P P P P M P G P M N G M P G G G G P G G G G G G P G P P M P P P P X G P G G P G M G G G P G N P P G Reject Code G N G

Confidential

JOHN L BESANTE Claimant Name ANTHONY R BEVACQUI GERI BEVACQUI MRS DOTTIE BEVAN, JADE HILLS ESTAT BEVERLY HILLS LAND CORP -CLSG ROBERT M BEVILACQUA BRIAN A BEVIS WILLIAM BEWLEY TR IMA RITTEN-PLEDG ESTHER BEYDA GLORIA J BEYER PATRICIA A BEYER RICHARD P BEYER BEYER, NORMA J #1 TRUST BF-EQ LOOMIS-P BF-EQ OPPENHEIMER BGCSM ENDOWMENT BGI - VI BGI LARGE CAP VALUE TNT-LDN-SGY99- BGI REST BGI SP BGI TRANSITION AC BGP & S ASSOCIATES COF PINSKER GO VASANTI R BHAKTA IRA CYRUS BHARUCHA MRS PANDORA PO BHARVANEY MRS PANDORA PO BHARVANEY PANDORA P BHARVANEY BHAYANA HOLDINGS BHAYANA MANAGEMENT LTD. BHE&M- AU INVESCO CORE -SL BHE&M-INVESCO CALIF GIFT BHS RESERVE LARGE CAP VALUE/ICAP MOHAMMED BHUIYAN AND MUHBUBA SHIRI MR FRED B BIALEK A MARRIED MAN AS BIALKIN FAMILY FOUNDATION INC KENNETH J BIALKIN JACQUELINE BIALO TR DTD 10 10 2000 DARREN BIALO TRUST UOA DTD 5 15 96 CARALYN BIALO TRUST UOA DTD 5 15 9 MARILYN BIASUCCI EDWARD G BIBLE THE BIBLE LEAGUE FOUNDATIONJAMES A BICK MARTHA P BICK BICKLER JAMES A -IRA BICKLER JAMES A -TOUOA BICKLER JOAN A -TOUOA G J BIDDIE SALES LIMITED BRUCE BIDDINGER IRA ALBERT H BIDWELL CARL AND VICTORIA BIEBER CUSTODY CAROL BIEDENHARN CAROLINE BIEDENHARN Claimant Name BIPOP CARIRE CLIENTS BARRY BIRBROWER NEDA BIRBROWER TOD

N Reject Code G P P P P G G P N X M P G G P M G P G G G G N P P M P P P P G G G P P P P P G G G G G P P P P G X P G G Reject Code G P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 24 of 302 PageID #:54635

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119350-3 607094-9 601225-6 605433-1 107941-7 601226-4 627360-2 627361-0 646356-8 117670-6 114816-8 607304-2 607307-7 649514-1 615407-7 114687-4 601093-8 601215-9 601217-5 107835-6 601214-0 602275-8 107897-6 105038-9 601092-0 116312-4 122709-2 121654-6 101376-9 609292-6 649752-7 607252-6 118715-5 123086-7 123087-5 639732-8 100083-7 114284-4 111317-8 107461-0 650861-8 110105-6 110180-3 612343-0 119679-0 619700-0 619701-9 101731-4 642048-6 Claim ID 631783-9 100416-6 118446-6 617538-4 125140-6 642707-3 642704-9 627357-2

EUGENE W BIELA IRA BIENSTOCK IRA TERRY S --MAF DAVID BIER PAULA BIER SANFORD BIER SETH BIER SALLY E BIERER TR UWO F BIERER FBO SALLY BIERER MICHAEL D BIERLEIN TTEE ROBERT J BIERWIRTH AND MARSHALL D BIESTERFELD BIG BAY LUMBER DEF BEN TR-CLSG BIG BAY LUMBER DEF CON TR-DCRP BIG BEAR-LOOMIS F R BIGELOW FDN MARY A BIGWOOD ALBERT J BIJOU JOSEPH & RENEE BIJOU FAMILY FOUNDA JOSEPH & RENE BIJOU FAMILY LTD BIJOU HEIGHTS CO LLP JOSEPH A BIJOU VERA BIJOU-MISHAN CHARLOTTE BILBRO ROSLYN BILFORD EDWARD J BILINSKI AND ELLEN S BILI LEO BILL BENJAMIN BILLER JR JAMES G BILLIET BILLINGS FAMILY TR BILLINGS GST EX BYPASS T -CLSG FANNIE BILLINGS IRA BILLINGS TRUST MIRIAM E BILLMAN IRA ALFRED T BILLOWITCH ELIZABETH A BILLOWITCH BILLY L CARTER IRRA RAYMOND F BILODEAU JR PEGGY A BIMAT MONICA S BINCO RALPH BINDER MICHAEL & VIOLET BINETTE RICHARD P BINGELL IRA #1 RICHARD P BINGELL IRA #2 BINGHAM EQUIPMENT SCHARF INVESTME MARY LOU BINGHAM CUST B E M BINGHAM TRUSTS & FAMILI J C R BINGHAM TRUSTS & FAMILIES ROGER C BINNS BIOMECH INC PS PLN MGR: DAVIS Claimant Name TUW DONALD C BIXBY FBO PATRICIA VENCIL J BIXLER IRA JAMES E BIZER & T BIZIOREK DDS PS MP TR DAVID BJERKE DAVID BJERKE DAVID W BJERKE TTEE BK INVESTMENTS

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620106-7 608681-0 609537-2 620018-4 620019-2 620016-8 620017-6 644168-8 620015-0 601224-8 644346-0 121055-6 645108-0 104307-2 645041-5 617814-6 643362-6 114418-9 638566-4 112026-3 115320-0 115321-8 104147-9 124598-8 106120-8 606297-0 602797-0 118210-2 611499-7 118521-7 118572-1 115402-8 619891-0 611194-7 611195-5 651040-0 651036-1 628153-2 119047-4 116488-0 641710-8 652722-1 648945-1 125394-8 117144-5 651591-6 651574-6 106331-6 126584-9 Claim ID 111649-5 624617-6 118966-2 622438-5 622443-1 622444-0 102263-6 100705-0

Reject Code G P P P G M G M

Confidential

BIRCH & DAVIS MP PL - OPP BIRCHALL TR JANET S -D--CLSG BIRCHCREST INC NORRIS -P BIRD JOHN FOR JAMES BIRD-TR BIRD JOHN FOR NATALIE RUTLEDGE-TR BIRD JOHN R TR UOAGR - MARITAL BIRD JOHN R TR UOAGREE FBO FRANCIS M BIRD JR BIRD JULIA TR UOAGREE ART 3ACHARI SUSAN DERREY BIRD CINDY L BIRD TTEE RICHARD B BIRDSALL MR ANGUS B BIRDSEY JR VAHRAM W BIRICIK IRA FAYE S BIRKITT TTEE CITY OF BIRMINGHAM - MACKAY E LOUIS BIRMINGHAM BIRMINGHAM FOUNDATION DIOCESE OF BIRMINGHAM IN ALABAMA WILLIAM BIRMINGHAM MATTHEW & JOSEPHINE BIRNBAUM FNDN JOSEPHINE BIRNBAUM HENRY BIRNBREY IRA THOMAS P BIRNIE IRA CHARLOTTE H BIRO BIRREN JEANNE FBO BONNIE-CLSG ANN FRANCES BIRRENBACH DOROTHEA D BISBAS TR BISHOP BROWN FUND M-TOA CLETUS BISHOP CLETUS BISHOP RONALD L BISHOP IRA EVELYN BISHOP TTEE BISHOP LIVING T BISHOP MARY SUSAN #1 IRAT BISHOP MARY SUSAN #2 IRAT AGT FOR BISHOP MUSEUM COMMON INVES BISHOP PEN-FHB BISHOP ROSECRANS HS FOUNDATION WILLIAM H BISHOP ATTILIO BISIO IRA JOHN A BISMAYER IRRA BISSETTE CHARLES T BISTANY IRRA BARY BISZANTZ LIV TR BISZANTZ LIVING TRUST ROBERT BITTICK ROBERT E BITTICK BERT K BITTOURNA DONALD L BITZER Claimant Name DAVID F BLAIR FEBT WILLIAM BLAIR FUND PAULA B BLAIR IRA BLAIR LG CAP GROWTH BLAIR LG CAP GROWTH BLAIR LG CAP GROWTH VERA F BLAIR VJOLLCE BLAKAJ

P G P P P P P G P G G N M G G G P P G N G G N G N P G M P N N P P P P G G G N P P M G P P G G G M Reject Code N P M G G G P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 25 of 302 PageID #:54636

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 114811-7 607870-2 123862-0 607249-6 125755-2 605057-3 108714-2 615321-6 124125-7 123954-6 125754-4 637529-4 646804-7 106306-5 637570-7 611394-0 618042-6 605404-8 125756-0 601232-9 115514-8 118526-8 601231-0 601228-0 101535-4 605485-4 126395-1 637398-4 636814-0 622644-2 625570-1 601809-2 625563-9 625564-7 625568-0 625560-4 625561-2 618159-7 111201-5 106947-0 612143-8 112897-3 112923-6 635577-3 Claim ID 626723-8 636856-5 606767-0 622103-3 118149-1 106970-5 610571-8 610576-9 610569-6 601230-2 621655-2 115398-6 119481-0

BKF PARTNERSHIP LP BKR HUGHES-MSTR-KR CAP-VAL-SL HENRY D BLACHLY BLACHMAN MARTIN M -CLSG RHEA K BLACK & ANITA BLACK ELLIN A BLACK BLACK HAWK MUTUAL INS - CUSTODY DWIGHT P BLACK IRA LYNDA S BLACK IRA RHEA K BLACK IRA CHARLES A BLACK IRRA JOHN G BLACK IRRA MARILYN S BLACK MARY MARGARET BLACK BLACK MCCUSKEY SOUERS ARBAUGH PS R W BLACK MD IRA ROLLOVER MS CATHLEEN BLACK RHEA K BLACK ANITA BLACK TOD FREDERICK H BLACK TR GENE R BLACK TRUST IMA DR T HENRY BLACKBURN & SHEILA BLAC BLACKHURST JTWROS JULIA BLACKMAN SANDRA BLACKMAN G ANN BLACKMARR G ANN BLACKMARR RRA MILTON C BLACKMORE JANET K BLACKMO BLACKR-EQ Q R3000 BLACKROCK FKA ML LARGE CAP VALUE BLACKROCK HPB MULTI-MANAGER PARTN BLACKROCK MASTER LARGE CAP GROWTH BLACKROCK MASTER LARGE CAP VALUE BLACKROCK MASTER LARGE CAP CORE BLACKROCK VS INDEX 500 VI BLACKROCK VS LARGE CAP VALUE VI H BLACKWELL ESTATE TRUST BRK NANCY J BLACKWOOD 2 JEAN H BLACKWOOD WILLIAM BLADON II TEP - PLEDGED ROSEMARY BLAINE #1 ROSEMARY BLAINE IRA #2 THE BLAIR COUNTY RETIREMENT FD Claimant Name DAVID L BLEICH EDWIN F BLEIER IRRA BLETHROAD TRUST MARY M -CLSG BLIECHROEDER STEPHEN E BLIGHTMAN JAIME L BLIKRE BLIND SERV ASSN-ALICE DRELL FD BLIND SERVICE ASSN - IMAS BLIND SERVICE ASSN TRUST FUND HARVEY BLITZ BLM MACKAY SHIELDS RICHARD H BLOCK AND #1 DENNIS J BLOCK

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615786-6 122841-2 610800-8 624526-9 615689-4 611540-3 115996-8 123178-2 111306-2 107115-7 635871-3 601235-3 608822-8 609322-1 109429-7 626979-6 626980-0 105191-1 120619-2 647861-1 637562-6 637561-8 649505-2 649504-4 649502-8 619917-8 648251-1 622741-4 634139-0 116998-0 601227-2 113649-6 652065-0 645469-0 120856-0 621077-5 605658-0 615372-0 615373-9 615374-7 647918-9 125828-1 118748-1 100942-7 Claim ID 122250-3 115436-2 114593-2 120819-5 623177-2 623176-4 601241-8 643623-4 605051-4 626971-0 125071-0 120479-3 601239-6

Reject Code P M P P P P G P P G M G N

Confidential

E P WHITE FBO CAROLYN W BLAKE LAWRENCE H BLAKE BLAKE MARY ELIZABETH CRAT-TOA RUTH BLAKESLEE TR DTD 10 6 82 RUTH W BLAKESLEE TRUST BLALOCK GUY T & LORI B MOAG GEORGE BLANAR IRA BLANCHARD INC DUCALE JAMES WAYNE E BLANCHARD IRA SUSAN H BLANCHARD HOWARD BLANCHETTE IRRA BLANCHY ASSOCIATES LLC BLANDA TR J AND A -CLSG BLANDFORD #2 JOSEPH -CLSG DIANE P BLANEY EDWARD BLANK EDWARD BLANK IRA MARTIN BLANK IRA ROBERT W BLANK ROCHELLE BLANK CHERYL L BLANKEMEIER SEP WILLIAM L BLANKEMEIER SEP BLANKEMEYER C BLANKEMEYER J BLANKEMYR J TEE BLANKENSHIP INVESTMENT CO OAK VAL BLANKSTEEN BLANKSTEEN C CANDACE C BLASH INV MGMT ACCT - EQ SANDRA L BLASI JACOB BLATT AND MICHELE BLATT TIC BLAYLOCH FOUNDATION INC BLAYLOCK CHAR TR C FBO WILLIAM K BLAYLOCK MD VINCENT P BLAZOVIC IRA 1 BNYE BLD+CIVIL BARINGS LOC EXUK P BLDG TRADES OF WPA PENS-KEY BLDG TRADES UPTF - FIDUCIARY BLDG TRADES UPTF - INVESCO BLDG TRADES UPTF-PYRAMIS SELECT E BLECHER ROSS A BLECHMAN IRA CAROL A BLECK CREDIT TR JEAN BLECK Claimant Name ELIZABETH BLUM JAMES D BLUM IRA JOSEPH BLUM IRA HORST H BLUMBERG BLUMBERG ROBERT L IRA-CLSG 584 BLUMBERG ROBERT L TR MA 584 MORDECHAI BLUMENKRANTZ BLUMENSTIEL, HUHN & ADAMS LLC 401 AMY M BLUMENTHAL DANIEL BLUMENTHAL JAY BLUMENTHAL IRA IRA S BLUMENTHAL STEPHANIE BLUMENTHAL

P G P P M P G P G N G P P P N P P X M P G G P P P G G P G N G P G G P M G G G G G P G M Reject Code X N P M P P G G G P G M G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 26 of 302 PageID #:54637

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 115397-8 605236-3 645418-6 601238-8 608969-0 605078-6 641067-7 116570-4 634347-3 634261-2 634262-0 101469-2 126881-3 107240-4 119456-9 601237-0 121872-7 124385-3 119457-7 100102-7 650973-8 650972-0 652863-5 124106-0 121618-0 643936-5 610607-2 622546-2 622975-1 614254-0 609635-2 605298-3 613409-2 615360-7 621300-6 611520-9 619588-1 650683-6 638600-8 Claim ID 619894-5 619900-3 620375-2 620681-6 621353-7 621365-0 621363-4 621452-5 620756-1 621342-1 621100-3 621031-7 621240-9 620671-9 620670-0 620672-7 631111-3 631114-8

RICHARD H BLOCK FAMILY TR #1 IRIS E BLOCK MICHAEL BLOCK MRS IRIS BLOCK BLOCK TRUST LYNETTE M -CLSG BLOCKIDS PARTNERSHIP KRISTEN E BLODGETTE BASIC JOHN DEC BLONDEL JR BLOOD BANK OF HAWAII DBPP BLOOD BANK OF HI BLDG FD INV MGMT BLOOD BANK OF HI OPER RES INV MGM TERRANCE J BLOOD HAROLD R BLOOM IRA RAELA S BLOOM IRA ROBERT BLOOM IRA BARBARA BLOOM AND GARY BLOOM JTWRO MICHAEL BLOOM JEANNE M BLOOM NON MARITA ROBERT BLOOM SEYMOUR BLOOM JOCELYN N.W. BLOOMFIELD PATRICK BLOOMFIELD BLOOMFIELD, M.E. IRA R/O DEBORAH J BLOUNT ROBERT F BLOW IRA ROBERT F BLOW IRRA BLUE CHIP BLUE CIRCLE CDA INC CCL TR BLUE CROSS PEN MT BARCLAYS BLUE DIAMOND GROWERS RABBI TRUST BLUE GRASS ENTERPRISES -DKENNETH R BLUE BLUE PLUS - ICAP #1 BLUE PLUS-CAPSTONE ASSET MGMT #1 BLUE RUTH C CRUT IMA DAVIS BLUECOATS INC MOAG BLUECROSS BLUESHIELD US R S BLUEFIN TRADING LLC JOSEPH S BLUESTEIN TTEE Claimant Name BNY MELLON ACCOUNT BNY MELLON ACCOUNT BNY MELLON ACCOUNT BNY MELLON ACCOUNT BNYE BNYE UNMATCHED CERTS BNYE COMPUTERSHARE SERV HFC 1-4-1 BNYE ESPS FIDELITY SPEC UK NORWEB BNYE JSAINSBURY CIF NTHAMERICN EQ BNYE MST WORLD FINANCIALS FUND BNYE RBSTSTDETSCHE US EQIDXTRCK T BNYEOFVERSEAS EQUITY PENSIONS FUN BNYLUX JPM GLB ASALOCFD2 USEQUITS BNYTD AC CLOTHWORKERS INV CO SS BNYTD EQ US SPECIALST FD -LEGG MA BNYTD EQUATOR NORTH AM EQ-ALLIANC BNYTD EQUATOR NORTH AM EQ-NICH AP BOA PENSION-BACAP AGGRESSIVE GRW BOA PENSION-BACAP CAPITAL GROWTH

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610403-7 610401-0 610402-9 607082-5 605942-2 101623-7 111452-2 110547-7 111723-8 615279-1 620998-0 621966-7 621989-6 612328-7 652789-2 652790-6 652791-4 652792-2 652793-0 652794-9 652795-7 652796-5 652797-3 652798-1 652799-0 652800-7 605605-9 605614-8 605606-7 605617-2 605618-0 605609-1 605620-2 607998-9 608122-3 608079-0 619918-6 621613-7 619835-0 Claim ID 616363-7 615180-9 616379-3 616364-5 112629-6 117741-9 636060-2 601253-1 601254-0 641046-4 101843-4 101846-9 610944-6 610920-9 610921-7 610922-5 610943-8 610919-5

Reject Code P P P P P P M M M M M P G M M M M G

Confidential

BLUNT TRUST B - CCB BLUNT TRUST B - FBS BLUNT TRUST B - PBK BLYTH DESCENDANTS HENRY A-CLSG BMC DB FIRST MANHATTAN CO BMCC ADMINISTRATIVE INCOME BMCC ADMINISTRATIVE INCOME AC BMCC AUXILIARY ENTERPRISES BMCC DEVELOPMENT CORPORATION BMO GLOBAL FINANCIAL SERVICES CLA BMO GLOBAL FINANCIAL SERVICES CLA BMO GLOBAL FINANCIAL SERVICES CLA BMO GUARD CDN BAL FD BNF DOMESTIC EQUITY - CORE TRINIT BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE BNP PARIBAS ARBITRAGE 1 BNP PARIBAS ARBITRAGE 125 BNP PARIBAS ARBITRAGE 20 BNP PARIBAS ARBITRAGE 226 BNP PARIBAS ARBITRAGE 227 BNP PARIBAS ARBITRAGE 50 BNP PARIBAS ARBITRAGE 590 BNSF - LIQUIDATION ACCOUNT BNSF- GEEWAX TERKER BNSF-ALLIANCE CAPITAL EQUI BNTB MRM TB US EQ FD BNY GTM TRANS BNY MELLON ACCOUNT Claimant Name BOEING COMPANY RETIREMENT MASTER BOEING COMPANY-REI-CHASE TRANSITI BOEING RET MASTER TRUST-MACKAY SH BOEING RETIREMENT MASTER TRUST-JP STEVEN BOEKE IRA JAMES M BOEKHOLT DALLAS DWANE BOELTER HENRY BOENNING HENRY BOENNING HARRY MASON BOERTZEL & BARBARA MOO COLETTE M BOESCH HORST BOESCH HAROLD BOESCHENSTEIN JR BOESCHENSTEIN MICHAEL M TOA BOESCHENSTEIN PETER H TOA BOESCHENSTEIN STEPHEN S TOA WILLIAM BOESCHENSTEIN BOESCHENSTEIN WILLIAM W JR TOA

P P P P M P P P P M G G G G P P P P P P P G P P P P G G G G G G G G G G P P P Reject Code G P G G P N G G P P G G P P P P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 27 of 302 PageID #:54638

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 631112-1 637759-9 652695-0 623214-0 108957-9 607693-9 601243-4 637779-3 609908-4 650753-0 601246-9 125432-4 125433-2 601251-5 648103-5 105900-9 105981-5 115315-3 116906-8 100920-6 400018-8 109892-6 611162-9 611161-0 626934-6 626728-9 652536-9 100302-0 607216-0 609077-0 125120-1 125621-1 616440-4 616336-0 Claim ID 107328-1 122001-2 107474-1 102432-9 104899-6 109356-8 650954-1 650984-3 120288-0 623726-6 120556-0 107432-6 110079-3 611352-4 652404-4 607694-7 104029-4 110508-6 605277-0 104056-1 100406-9 125801-0 601258-2

BOA PENSION-CMG VALUE EDWARD J BOADO TTEE BOARDMAN JOHN K BOARDMAN #2 -CHASE#882 MARILYN R BOARDMAN IRA BOART LONGYEAR LTD CONT PEN PLAN GILBERT H BOAS 1 J PHIL BOATRIGHT IRA BOB BAKER REV TR - NIC BOBAL INTERNATIONAL LTD JAMES J BOBAL & CHRISTINE A BOBAL LINDA ANN A BOBB REV LIV TR LINDA ANN A BOBB RV LV TR BOBBI & STEVEN INVESTMNT LLC BOBBIE S & CHRISTOPHER J LINDA D BOBBITT #1 LINDA D BOBBITT #2 PAUL R BOCCI LIVING TR PAUL R BOCCI TRUST HILDEGARDE BOCCUZZI HARVEY BOCK CAROL A BOCK IRA BOCK JAMES D & JOAN D MOAG BOCK JAMES MOAG BONNIE BOCK MD EBT AG CLOSING DON BODARD 1995 REVOCABLE TRUST BODDIE BODE BROS INC BODELL IRA EMERSON R -IR BODEN TRUST E LINDALEE -CLSG BODMAN FOUNDATION BRANDON BOEHME THE BOEING COMPANY EMPLOYEE RETIRE BOEING COMPANY RETIREMENT MASTER Claimant Name ETHEL BOLLING SUTTON CHARLOTTE A BOLLINGER RAYMOND BOLO IRA NORMAN BOLOTIN NORMAN BOLOTIN NORMAN BOLOTIN ANDREW BOLT KATHRYN BOLT ROBERT G BOLTON IRA MRS MARY P BOLTON ROBERT G BOLTON JACK R BOLTON TR JAMES A BOMBACE BOMBARDIER TRUST TRANSITION ACCT HANS BOMBECK THE BON SECOURS SISTERS TRACY J BONACCI JANET BONCZEK IRA JOSEPH B BOND AND SUZANNE J BOND J CAROLYNN BOND MARY JANE BOND RUTH BOND SUZANNE J BOND

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615646-0 601255-8 644495-4 644483-0 102864-2 120453-0 111554-5 608603-9 608760-4 609188-1 609167-9 606733-6 606276-8 609463-5 101110-3 111448-4 615788-2 633044-4 117460-6 110888-3 110740-2 601242-6 626374-7 605731-4 621656-0 651490-1 109568-4 126809-0 615879-0 106909-8 101939-2 618069-8 616978-3 126594-6 Claim ID 118174-2 118190-4 118197-1 118195-5 118196-3 610406-1 100016-0 633071-1 101996-1 107210-2 652571-7 652572-5 643923-3 643924-1 112129-4 626429-8 114414-6 114415-4 107321-4 645684-7 623729-0 640721-8 640722-6

Reject Code M M G N M M P P P P P M M G G P N G G N G N P

Confidential

BOETTLER DOLPH O ESTATE WALTER S BOGAD GEORGE T BOGERT IRRA GEORGE T BOGERT TTEE TANYA Y BOGGAN NANCY E BOGGS TRUST JOSEPH O BOGNER TRUST BOGOLUB & FRIEDMAN FDN -DBOGOLUB 1990 TRUST -CLSG BOGOLUB DAVID-CLSG BOGOLUB ELLEN B -DBOGOLUB IRA ROO LILLIAN -IR BOGOLUB IRA ROO WILLIAM -CLSG BOGOLUB LAWRENCE M -CLSG MOSES BOGOMILSKY MOSES BOGOMILSKY DAVID G BOGUE FAMILY TRUST BOHAMS PAUL T BOHANNON IRA MARIANNE E BOHINSKI IRA CARL D BOHL IRA PETER D BOHM AND RONNI A BOHM JTWR BOHMAN MPB LLC IMA BOILERMAKERS #154 RET FD -MELLON BOILERMAKERS-GRYPHON JOHN BOLAND TTEE U/A DTD 11/26/91 JERRY O BOLDT #1 THOMAS M BOLER BELLE M BOLES CRUT BRETT R BOLHOFNER DONALD A BOLKE BOLLES TR FBO PETER BOLLES DAV BOLLES TRUST FBO THOMAS DAV DONALD A BOLLHEIMER IRA Claimant Name JOSEPH BOOLBOL IRA ROBERT J BOOLBOL IRA JOSEPH J BOOLBOL KATHERINE BOOLBOL ROBERT J BOOLBOL ELIZABETH K BOOLBOL TR-WHV-P DANIEL N BOOMHOWER BOONDI JAMES R BOONE IRA TOOF A BOONE BOONE, RYAN A. FBO/ATWATER EDUCAT BOONEMOL BENJAMIN A BOOR IRA LOLA P BOOR IRA HARVINDERJIT K BOORA BARBARA BOOS MANAGING AGENCY ACCOU VEY ANNA BOOTH #1 VEY ANNA BOOTH #2 LEONA R BOOTH IRA MR RICHARD B BOOTH JR IRA THE OTIS BOOTH LIVING TRUST LOIS BOOTH TTEE LOIS BOOTH TTEE

P G M M M G G P P P P P P P N N P P G P P P P G M G P G P P N G G M Reject Code P P P P P P N P P P M M G P N G G G N G P G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 28 of 302 PageID #:54639

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 104226-2 104227-0 121035-1 120536-6 651305-0 606230-0 601256-6 606382-9 106905-5 117167-4 110713-5 106012-0 120007-0 123369-6 648420-4 601257-4 101301-7 615535-9 118985-9 105558-5 105557-7 108144-6 109176-0 114708-0 118230-7 118175-0 118179-3 118180-7 118189-0 Claim ID 125811-7 109060-7 101508-7 601248-5 625442-0 601252-3 117466-5 117467-3 117464-9 117465-7 622941-7 114908-3 642079-6 613731-8 613732-6 613733-4 613470-0 613469-6 620021-4 651323-9 102164-8 633495-4 118232-3 112303-3 638884-1 633188-2 618859-1 618612-2

CLINT BONDARENKO IRA JACLYN I BONDARENKO IRA FBO ELLIOTT BONDI PHILIP BONDI CHARLES BONDURANT BONEBAKKER QDOT LILIAS L BONECHI BONELLI IRA RICHARD -IR HOWARD M BONESTEEL RO IRA STEPHANIE BONFANTINI RICHARD H BONHAM STEVEN R BONILLAS HENRY BONK PATRICIA D BONK HENRY BONK TTEE HENRY M BONNER PATRICIA C BONNETTE BONNIE C O'SHAUGHNESSY IRR TR CUS CLOANNE K BOOBYER IRA SHARON W BOOHAR IRA SHARON W BOOHAR CHRISTINE C BOOKER JAMES H BOOKER IRA FRANCES BOOKHEIM KATHERINE M BOOLBOL 1 KATHERINE M BOOLBOL IRA 1 KAY K BOOLBOL IRA 1 KAY L BOOLBOL IRA 2 KATHERINE K BOOLBOL IRA 3 Claimant Name FBO LISA BORN SALLY V BORN TRUST ROBERT D BOROFF STEPHEN E BOROFSKY EDWARD J BOROSKI LAUREL T BOROWICK ELIZABETH W BOROZAN ELIZABETH W BOROZAN ELIZABETH W BOROZAN TRUST ELIZABETH W BOROZAN TRUST TR DAVID J BORRESON IRA JOANNE C BORRUS #2 JAMES R & CAROL L BORSKI JTWROS BORSTEIN 93 IRREV TR FBO ERIC IMA BORSTEIN 93 IRREV TR FBO CRAIG IM BORSTEIN 93 IRREV TR FBO LOREN IM BORSTEIN ALAN S MANAGED IRA BORSTEIN FAMILY TRUST IMA PLGD BORTHWICK HELEN B-TR FLORENCE S BOS REV TRUST DTD 9/16/ FRED W BOSECK BG: BOSLEY, MRS. MARY M. JOANN BOSSE CONSTANZA H BOSTER L L BOSTIC IRRA BOSTON FINANCIAL DATA SERVICES BOSTON FOUNDATION INC BOSTON SYMPHONY ORCHESTRA

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X X M M G G P P M N P N M M G P N P G G G P N P P P P P P

123603-2 601259-0 608225-4 621010-4 625251-6 111129-9 111252-0 111202-3 103652-1 636944-8 113885-5 101463-3 108629-4 644667-1 623102-0 105912-2 124822-7 637009-8 647684-8 100279-1 102050-1 104495-8 106542-4 118182-3 106545-9 118326-5 106543-2 106544-0 125812-5 Claim ID 635885-3 117589-0 117590-4 103929-6 103944-0 110274-5 110275-3 634968-4 110611-2 101772-1 638406-4 616836-1 613871-3 615566-9 637650-9 642358-2 642341-8 642342-6 601249-3 623732-0 122891-9 621084-8 123516-8 100372-0 113426-4 606677-1 618156-2 649133-2

Reject Code G G X P P G P P P P G G M G G G G G P P N P M N G M P P

Confidential

MARGARET BOOTZ IRA LIONEL BORDARIER & CECILE BORDARIE BORDEN - ALLIANCE -SL BORDEN ALLIANCE LARGE CAP GROWTH SPENCER BORDEN IV-IRA ROLLOVER JOSHUA T BORDER TRUST LUKE T BORDERS TRUST SAMANTHA C BORDERS TRUST ELTON BORECKY IRA JOHN K BORELL IRRA LINDA M BORGEN IRA WALT R BORGES MARILYN BORGESON MR ARTHUR M BORHAM IRA BORING KATHLEEN C IRA 280 LAWRENCE P BORIS LAWRENCE P BORIS TRUST OLGA M BORJON TTEE RHONA BORK AND DAVIDA BORK JTWROS DUANE E BORKOWSKI IRA DUANE E BORKOWSKI IRA WILLIAM I BORLAND DONALD BORMAN WILLIAM A BORMAN IRA 1 DONALD B BORMAN IRA WILLIAM BORMAN IRA DONALD BORMAN TRUST DONALD B BORMAN TRUST FBO AMY BORN Claimant Name RICHARD D BOULT TTEE BOUMA BETTEN OF IN INC EMPL BOUMA BETTEN OF IN INC EMP BOUND TO STAY BOUND BOOKS INC BOUND TO STAY BOUND BOOKS INC #3 BOUND TO STAY BOUND BOOKS BOUND TO STAY BOUND BOOKS MICHAEL D BOUQUET TTEE EDWARD J BOURGEOIS ALBERT J BOURGES KENNETH D BOURGOIS AND 057-JC INGLE E BOURKE RHB CLO BOURN LIVING TRUST IMA BOURNE JEROME RESIDUARY TR UOW BOURNE-SPAFFORD FOUNDATION ELIZABETH M BOUTSELIS ELIZABETH BOUTSELIS TTEE ELIZABETH BOUTSELIS TTEE JOHN W BOVARD & M KATHLEEN BOVARD MICHAEL R BOVEE BOWATER MASTER TRUST BOWATER-IRIDIAN ASSET MANAGEMENT CARLOS L BOWDEN DAVID N BOWDITCH EMERY O BOWEN BOWEN GRANDCHILDRENS TRUST BOWEN JOHN & ELIZABETH CRUT RICHARD J BOWER IRRA

M P G G P M M M P G P P X G P G M G G P M X P P P P P P G Reject Code G P G G P M M P G N G P G P G M M M G P N G P G N G P G

Page 27 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 29 of 302 PageID #:54640

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 611521-7 611522-5 106368-5 126697-7 114177-5 601245-0 105930-0 102277-6 607780-3 642856-8 617408-6 604985-0 605003-4 103756-0 647891-3 636457-8 106072-4 623731-2 652663-2 117200-0 652573-3 651530-4 645629-4 650152-4 Claim ID 123410-2 649448-0 618338-7 650756-5 616953-8 121540-0 601265-5 601264-7 119749-5 107463-6 113590-2 123840-0 101147-2 628879-0 649540-0 107462-8 107595-0 110349-0 125559-2 102309-8 645505-0 613204-9 116848-7 618176-7 642142-3 105017-6 633190-4 641735-3 609182-2 118142-4 118681-7 609467-8 609248-9

BOSWORTH EDUC FD FLORIDA MAX TOW BOSWORTH EDUC FD MIAMI INC TOW CHARLOTTE C BOSWORTH LIV TR CHARLOTTE C BOSWORTH LIV TR PERRY BOTKIN JR PROD PS PLAN LAURA BOTKIN RICHARD H BOTSFORD IRA JAMES F BOTSFORD TNT-LDN-BOT05-BK OF BOTSWA-SL ARTHUR J BOTT SR FOUNDATION KENNETH A BOTT TR-AGT FOR TTEE BOTTA CAPITAL MANAGEMENT BOTTA CAPITAL MANAGEMENT THOMAS BOTTING DR JOSEPH BOTTINO FBO MICHAEL B BOTTOMY SHARON A BOUCHARD TRUST ANNE-MARIE BOUCHE BOUCHER JAMES BOUCHER BOUCHIRA PAUL BOUCKAERT BETTY B BOUDREAU TTEE LEE BOUDREAUX IRA Claimant Name MICHAEL P BOWSER IRA BOY SCOUT TRUST FD CENTRAL NJ BOY SCOUTS OF AMERICA MASTER PENS BOY SCOUTS OF CANADA BOY SCOUTS-BERKLEY THE JACKSON B BOYAR TRUST LINDA BOYARIN COF PINSKER GOLDBERG BOYARIN INVESTMENTS COF PINSKER WILLIAM N BOYCE MICHAEL E BOYD #1 MICHAEL E BOYD #2 BRENT D BOYD & CANDACE J BOYD MARY C BOYD IM BOYD IOLA LVG MICHAEL E BOYD IRA #1 EST JOHN A BOYD IRA WILLIAM J BOYD IRA PIERCE BOYD BOYD PURCELL DEVELOPMENT CORP BETTY W BOYD TTEE BOYDSTUN E A DECEDENT'S TRUST IMA GEORGE R BOYER #2 BERNICE BOYER IRREV TRUST FCI RALPH C BOYER TTEE FBO MARY E BOYLAN BOYLE INVESTMENT CO PROFIT SHARIN WILLIAM J & CHRISTINE A BOYLE JTWR BOYLE KEVIN M -DMARGARET A BOYLE MILDRED BOYLE BOYLE REV TR THERESA -DBOYLE SALINA TR CAROLINE -D-

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109177-8 125016-7 105713-8 603069-6 644519-5 122440-9 603386-5 603262-1 604859-5 617559-7 603264-8 105587-9 109491-2 601262-0 601263-9 605079-4 120882-9 120952-3 121672-4 606569-4 608854-6 111729-7 118529-2 648111-6 Claim ID 119643-0 126730-2 638499-4 118507-1 610884-9 601278-7 601268-0 601277-9 106424-0 118477-6 115375-7 115401-0 609911-4 104093-6 618703-0 124448-5 606233-4 606362-4 601269-8 647260-5 121196-0 610664-1 601270-1 620242-0 608937-2 605774-8 102324-1 112102-2 642744-8 109952-3 615853-6 613602-8 103408-1

Reject Code N P P N P P G G M P P M P G P P P G M G G G G G G X P P G G X G G

Confidential

FREDERIC A BOWERS BILLY H BOWERS IR BARBARA BOWERS IRA BOWERS MRS FRANCES CLOW WAYNE E BOWERS TTEE COURTNEY C BOWES BOWES FRANCES BOWES MR JOHN ESTATE BOWES MRS FRANCES BOWES R J TR IMA BOWES WELLER MRS DIANA JANICE T BOWIE #1 JANICE T BOWIE #2 WILLIAM B BOWIE CHARITABLE LEAD TR WILLIAM B BOWIE CHARITABLE LEAD TR BOWIE CHILDREN'S COLLEGE TRUST UO JERRY G BOWLES JERRY G BOWLES TERESA BOWLING BOWMAN IRA HARRY W -CLSG BOWMAN TRUST HARRY W -CLSG JUDITH H BOWMAN TRUST JUDITH H BOWMAN TRUST ELINOR BOWMAN TTEE Claimant Name CLAUDE W BRADBERRY BRADBURY FAMILY PARTNERSHIP BRADBURY FAMILY PARTNERSHIP DIANE C BRADEN IRA BRADFORD DEE A REVOCABLE TOA BRADFORD INVESTMENT ASSOC COF PIN KATHERINE H BRADFORD LAURA R BRADFORD ROSILAND D BRADFORD ROSILAND D BRADFORD RICHARD E BRADLEY #1 RICHARD E BRADLEY #2 BRADLEY - IRIDIAN -SL BONNIE L BRADLEY BRADLEY FAMILY TRUST GORDON J BRADLEY BRADLEY IRA CHARLES H -IR BRADLEY IRA TR STEPHEN -IR JESSE E BRADLEY JR AND EVELYN F BR JO ANN BRADLEY JOANN BRADLEY BRADLEY LUCILLE A REVOCABLE TOA MRS IEVA BRADLEY BRADLEY PHILIP H-CUST BRADLEY TTEE JANE H -CLSG BRADLEY UNIVERSITY CUST ICAP HOWARD K BRADSHAW JACK O BRADT DR JACK O BRADT SEP CHARLES F BRADY KATHLEEN BRADY E KATHLEEN BRADY FUND - CUST JOSEPH L BRADY IRA

G P G G G P P G G P P N N G G G M M N P P M G G Reject Code M N G P P P P P M M G P G M P G G P P G M P G P P G N G M G M G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 30 of 302 PageID #:54641

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 103178-3 609586-0 635081-0 609379-5 109444-0 120900-0 125552-5 112261-4 616357-2 619473-7 618451-0 642658-1 611326-5 611362-1 106647-1 610710-9 620081-8 605475-7 610753-2 Claim ID 627059-0 627058-1 125784-6 125922-9 110286-9 647855-7 605329-7 601279-5 618081-7 605354-8 601281-7 107669-8 114237-2 119003-2 625198-6 120739-3 114021-3 115142-8 624542-0 101556-7 116472-4 630700-0 113441-8 114507-0 644146-7 644160-2 652752-3 114700-5 652753-1 106668-4 105168-7 646313-4 121580-9 125772-2 646143-3 646142-5 601271-0 601282-5

THOMAS M BOYLE BOYLE TRUST PATRICK J -DDANIEL B BOYLE TTEE BOYLE WHEELER TR PATRICIA -DWILLIAM J BOYLE WILLIAM J BOYLE PAULINE M BOZDECH VEATER EDWARD W BOZE JR BP CORP N A INC DSI S&P 500 BP MASTER TR R S #4CLOSED BP PENSION FUND BPBA FAMILY LIMITED PARTNERSHIP BR-MARY D ANDRUS TOW BR-ORVILLE L JONES TOA BERTHA L BRAATEN BRACAGLIA CLAIRE W TOA BRACH'S CONFECTIONS INC -INV ROBERTA N BRACKER BRACKETT NORMAN CHAR REM TR C A Claimant Name L G BRAND GST EXEMPT TR L G BRAND GST NON-EXEMPT TR HARRIET J BRAND HARRIET J BRAND WARREN BRAND IRA MS PAULINE BRANDENBERG MALKA NUSSBAUM EPHRAIM BRANDMAN AN EPHRAIM BRANDMAN AND BRONIA BRANDM PENNY JOSLYN BRANDNER IRR ABR MICHAEL BRANDSTAEDTER & GAIL ALAN J BRANDSTAEDTER LLOYD J BRANDT IRA PAULINE C BRANDT IRA CHARLES H BRANDT JR WILLIAM C BRANDT JR IRA-HEARTLND JUNE W BRANDT MARSHA A BRANDT TERILYNN BRANDT THE BRANIFER PARTNERSHIP BRUCE M BRANIFF KATHRYN L BRANNAM CAROLYN BRANNAN GENERAL PARTNER PA JOAN G BRANNIGAN JOSEPH BRANNIGAN LEWIS BRANNON ROGER ENGEMANN & AS GAIL BRANNON PIA ACCOUNT BRANSCUM DOUGLAS P BRANSON IRA BRANTRST WALTER G BRANTZ IRA M KEITH BRANYON BARRY A BRASS AND ARLENE C BRASS J KILLIE M BRASSELL EARNEST M BRASWELL D BYRON BRASWELL IRRA SHARON M BRASWELL IRRA EDITH BRAUN 2000 IRREV ANNUAL EXCL EDITH BRAUN ACCOUNT#10 COF GILDER

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633191-2 120555-2 118796-1 635434-3 108360-0 107547-0 601272-8 601273-6 102111-7 621036-8 125731-5 621037-6 106736-2 112483-8 115545-8 623427-5 619745-0 620187-3 643578-5 Claim ID 616202-9 120023-2 605082-4 605083-2 605084-0 601274-4 601275-2 601276-0 623673-1 645211-6 601284-1 125596-7 121730-5 601285-0 650768-9 102036-6 121963-4 611017-7 611024-0 606835-9 652574-1 123164-2 644696-5 106207-7 123604-0 639692-5 110075-0 105130-0 618238-0 618237-2 125592-4 606709-3 614052-1 644504-7 105629-8 122705-0 123886-8 605399-8

Reject Code P P X M P G G G P G G P N N G M M M M M M G X N M G M G M P G M M M G G G G

Confidential

DIANNE M BRADY IRA ROO JAMES T BRADY JOHN BRADY JOHN EDWARD BRADY TTEE HAROLD M BRAEUTIGAM IRA MARCELLE J BRAGG IRA BRAGVEST ASSOCIATES LLC BRAGVEST ASSOCIATES LLC MARY ANN BRAHANA BRAILLE INST OF AMERICA II JENNIS BRAILLE INSTITUTE OF AMERICA BRAILLE INSTITUTE RETIREMENT-JENN JAMES C BRAITHWAITE JANICE W BRAMAN BETTY P BRAMWELL PETER W BRANAGH & RAMONA Y BRANAGH FSB-PA INV AGT LAWRENCE S BRANCH BRANCH LAWRENCE S-TR BRAND DISTRIBUTORS INC PROFIT SHA Claimant Name RICHARD BRAUTIGAM IRA-MANAGED PHILIP BRAVERMAN BRAVEST ASSOCIATES BRAVEST ASSOCIATES BRAVEST ASSOCIATES BRAVEST ASSOCIATES LLC BRAVEST ASSOCIATES LLC BRAVEST ASSOCIATES LLC BRAVURA 99 FUND L P ANN B BRAXTON TTEE BREAKSTONE JTWROS BREAR & ASSOCIATE DEF BEN PLAN MICHAEL J BRECHER DAVID R BRECKENFELDER CATHERINE BRECKENRIDGE EST RONALD BRECKER AXEL C BREDAHL IRA BREDENBECK HERMAN FAMILY AG-TOA BREDENBECK WILHELM FD B RES TOA BREED TRUST FBO NANCY BREEDING JAMES R BREEDING IRA MR JAMES R BREEDING IRRA JEWEL J BREELAND IRA FRANK BREGOLI JR WILLIAM H BREHM HAROLD H BREIDENBAUGH RONALD L BREIER BRIAN BREILING CRUT ATL BRIAN BREILING CRUT WEN JOHN A BREINER IRA BREITLING JACQUELINE UN -CLSG BREMER MARIE TR-MARIE REIM SH-LH BRENDA B JENNINGS TTEE CAROLYN H BRENGLE FBO SARA C BRENNAN #2 BARRY K BRENNAN MRS GAIL G BRENNAN DEC'D

P M G G G G G G N M G G G P P G P P M Reject Code P M P G G P P G P M G G M G G P M P P P M M G P N M G G P P P G G M N G P G

Page 29 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 31 of 302 PageID #:54642

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 103070-1 123917-1 601267-1 125882-6 631440-6 612588-3 601283-3 606955-0 125094-9 124628-3 616143-0 119744-4 119750-9 120476-9 Claim ID 122704-1 122703-3 122701-7 112230-4 107746-5 623737-1 649783-7 652824-4 652892-9 120316-9 645053-9 106669-2 108078-4 100264-3 652723-0 120506-4 113898-7 113897-9 113998-3 113826-0 650783-2 126837-6 641368-4 642687-5 619363-3 601288-4 623738-0 652976-3 652204-1 647338-5 118874-7 118875-5 113031-5 616163-4 614525-6 614518-3 120098-4 120097-6 117110-0 117109-7 601291-4 611367-2 126540-7

CARLETTA M BRAUN DONALD BRAUN ISRAEL BRAUN LISA BRAUN LOCAL 235 PENSION - STACEY BRAUN ROSLYN BRAUN SANFORD BRAUN BRAUN TRUST CHRISTINE E WILLIS R BRAUN WILLIAM G BRAUND & JOSEPH A & BARBARA J BRAUNGER ELEANOR V BRAUNSDORF 1 ELEANOR V BRAUNSDORF IRA 1 ELLEN J BRAUNSTEIN Claimant Name SARA C BRENNAN TRUST #1 CATHERINE BRENNAN TRUST #2 ELIZABETH BRENNAN TRUST #2 MARGARET M BRENNAN TRUST #2 R H BRENNAN TRUST DEBORAH BRENNER TR DTD 4 28 98 JANE BRENNER TTEE JANE BRENNER TRU BRENNER, ISABEL BRENNER, STEPHEN MICHAEL J BRENNOCK MICHAEL J BRENNOCK TTEE DALE C BRENTLINGER ELEANOR BRESLAU JACQUELINE A BRESLAUER BRESLOW, STARLING, FROST, WARNER, MICHELE P BRESNAHAN BRETT ENTERPRISES INC #1 HELEN BRETT ENTERPRISES INC #2 HELEN BRETT ENTERPRISES INC #2 BRETT ENTERPRISES P S #1 JIM C BRETTELLE KENNETH C BREUNIG MARYANN BREWER IRRA MR ROBERT H BREWER IRRA RAYMOND E BREWER BREWSTER JTWROS BENJAMIN BREWSTER TRUST AOC# SAM67 BREWSTER WALLCOVERING CO HARVEY ROGER BRIAN IRA ROLLOVER RAYMOND A BRIBIESCA & LINDA E BRIB FBO JOHN L BRICE IRA #1 FBO JOHN L BRICE IRA #2 JOHN BRICE IRA JACK BRICHNER FAMILY DENTISTRY P S BRICK 1-STACY BRICK AND STONE J BRICK LAYERS AND STONE MASONS BRICK LAYERS LOCAL 1 OF ASTRID A BRICKER IRA JOHN H BRICKER IRA JOHN C BRICKER JR BRICKLAYERS #5 PEN-KAM VALUE CIP BRICKLAYERS INS & WELFARE FUND #1

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117937-3 651497-9 606455-8 608888-0 122187-6 109571-4 120138-7 601286-8 112289-4 119174-8 104259-9 122702-5 122700-9 119145-4 Claim ID 616672-5 601293-0 601290-6 100588-0 113748-4 103022-1 126376-5 638429-3 607929-6 110347-4 118758-9 118305-2 111432-8 611225-0 611244-7 611245-5 611246-3 615877-3 646986-8 638064-6 103672-6 601292-2 100521-9 123263-0 608729-9 111757-2 623616-2 107434-2 601289-2 121797-6 114623-8 116210-1 606961-4 112491-9 606960-6 606986-0 613486-6 613442-4 104635-7 112277-0 104636-5 104634-9 104633-0

Reject Code G G G G G P M M M N M G N N M P G G G G G M G G G P P M P M G G P G M M G G X X G P G

Confidential

DIANE BRENNAN FATHERS GEORGE & GENE BRENNAN BRENNAN III IRA CHARLES -IR BRENNAN III IRR TR C M DAVID H BRENNAN IRA KATHLEEN A BRENNAN IRA WILLIAM P BRENNAN IRA JOAN A BRENNAN MARGARET M BRENNAN MARGARET M BRENNAN RUTH BRENNAN CATHERINE BRENNAN TRUST #1 ELIZABETH BRENNAN TRUST #1 MARGARET M BRENNAN TRUST #1 Claimant Name BRICKLAYERS SEPF - ARK ASSET BRICKMAN MRS DEVORA BRICKMAN JANET A BRIDGE LYNDA R BRIDGER IRA JACQUELINE BRIDGER GROVER W BRIDGES GROVER W BRIDGES IRRA BRIDGESTONE - BANC OF AM-SL CHERYL BRIDGET STEWART H BRIDGFORTH JR JOHN S BRIDGMAN IRA CONNIE M BRIDGMAN REV TR BRIEDIS IRENE SEDGWICK NO 1 TOA BRIEDIS JOHN S 1994 AG-TOA BRIEDIS JULIA I 1994 CUST-TOA BRIEDIS KATHERINE 1994 CUST-TOA BRIGGLE CHARLES ESTATE MR GREGORY E BRIGGS & MRS MARCIA B DR PETER BRIGGS TTEE DUDLEY M BRIGHT IRA BRIGHTON INVESTMENT ASSOCIATES JOHN M BRILBECK LUCEDA G BRILEY BRINEGAR TR DELLA W -DBOBBY G BRINIGAR IRA THE K ROBERT BRINK FAMILY TR DEBORAH C BRINK IRA WILLIAM A BRINK LIVING TRUST DANA B BRINKLEY EDNA K BRINKMAN EDNA K BRINKMAN BRINKMAN FAMILY ELMER C HERBERT A BRINKMAN IRA BRINKMAN MARITAL ELMER C BRINKMEIER IRA BRUCE W -CLSG BRINTON ELIZABETH F MGD IRA BRISCUSO JOSEPH GIUSEPPE IRREV TR MICHAL W BRISTOL #1 ABIGAIL R BRISTOL EDITH W BRISTOL BRISTOL FUND MICHAL W BRISTOL IRA #1

N G P P M N P G M G G G G P Reject Code G G G M P N M G P M P P N P P P P P G G X G P G P P P P G P N M P G P P G G G M P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 32 of 302 PageID #:54643

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 617887-1 614508-6 605755-1 611418-0 611706-6 611705-8 611704-0 126541-5 633335-4 Claim ID 119247-7 119248-5 114365-4 107127-0 122154-0 121657-0 601294-9 608860-0 606884-7 606618-6 607210-0 621040-6 619926-7 104303-0 118745-7 108849-1 115255-6 608898-8 606425-6 613857-8 120220-0 608800-7 613746-6 612668-5 645140-3 106550-5 118004-5 639760-3 601266-3 104606-3 104480-0 104474-5 104482-6 104481-8 115684-5 125870-2 121671-6 121670-8 101652-0 110266-4 124773-5 114487-1 601295-7 601296-5 400169-9 123763-2 108455-0 633499-7

BRICKLAYERS IPF - ARK ASSET EQ BRICKLAYERS LOC 18 RET PL-FIXED BRICKLAYERS LOC 22 PENSION FUND BRICKLAYERS LOC 8 FIX INC PP BRICKLAYERS LOCAL 4 EDUCATIONAL F BRICKLAYERS LOCAL 4 H & W FUND BRICKLAYERS LOCAL 4 PENSION FUND BRICKLAYERS PENSION FUND BRICKLAYERS PENSION FUND SHIELDS Claimant Name BARBARA J BRITTAIN #1 BARBARA J BRITTAIN IRA #2 JAMES R BRITTAIN KATHLEEN F BRITTINGHAM ALAN R BRITTNER IRA JAMES R BRITTON ROBERT M BRITTON BRITZ BUILDING VENTURE-D-CLSG BRITZ IRREVOCABLE ROSE-CLSG BRITZ REV TRUST #1 ROSE BRITZ TRUST B JOHN-CLSG MICHAEL D BROADHURST IRA MICHAEL D & CAROL A BROADHURST DEBBIE A BROAM BROCCOLI IRREV LIFE INS TRUST BARBARA J BROCK EVA C BROCK BROCK FAMILY FOUNDATION -DBROCK IRA ROO J DAVID -IR BROCK LEE WADSWORTH - TOUOA RALPH H BROCK PFT SHRNG BROCK SEP PROP TR 5 12 04 BROCK SIDNEY L III - TOUOA BROCK THURSTON TUA REV ROBERT L BROCKMAN & MARCIE S BROCK MARTA A BROCKMEYER IRA #2 BROCKPORT ANIMAL HOSPITAL MPPP MS EILEEN BRODECKI THE BRODIE FAMILY LIMITED PARTNERS JOEL BRODOWSKI DAVID L BRODSKY CRT DAVID L BRODSKY CAROLYN S BRODSKY TRUST DAVID L BRODSKY TRUST GEORGE BRODY SIGMUND A BRODY IRA JANIS B BRODY VICTOR S BRODY HARRIET M BROEKHUIZEN HARRIET M BROEKHUIZEN JAMES BROGMANN SEP GLENDA M BROKAW S INGHAM BROKAW STEVE BROMBERGER AND CAROL BROMBER DALE BRONSTEIN IRIS R BRONSTEIN DAVID A BROOK BG: BROOK INV INC

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G G G P G G G G P

608084-7 112275-4 112276-2 120871-3 607950-4 607949-0 607695-5 124669-0 126418-4 Claim ID 618388-3 618389-1 619378-1 619382-0 652632-2 606287-3 105955-6 126209-2 117372-3 643641-2 651492-8 102537-6 102539-2 119718-5 101643-1 110149-8 643685-4 115207-6 123131-6 606289-0 114800-1 651246-1 121893-0 643292-1 121602-3 652538-5 652631-4 652754-0 652726-4 652724-8 601298-1 110420-9 644983-2 101560-5 605392-0 616284-3 110638-4 617274-1 635098-4 114370-0 646896-9 125643-2 104716-7 646667-2 100072-1 113862-6 123719-5 623743-6

Reject Code P P P G G M G P P P P P P N P M G G P P N G P P G G G G G N G G G G G P N N X M G G G G M N M P

Confidential

BRISTOL MYERS SQ-IRIDIAN NATHANIEL A BRISTOL SAMUEL H BRISTOL SCOTT M BRISTOL BRISTOL-MYERS SQ - LSV BRISTOL-MYERS SQ ICAP BRITISH STEEL REP OF IRE SUB P/S MARIE L BRITO MARIE L BRITO Claimant Name THE BROOKINGS INSTITUTION THE BROOKINGS INSTITUTION BROOKLYN BOTANICAL GARDEN-IRIDIA BROOKLYN BOTANICAL GDN-CLOSED BROOKS BROOKS 1999 TRUST FRANK B LATONIA C BROOKS DAVIS ELIZABETH A BROOKS EVELYN BROOKS FBO RONALD D BROOKS BROOKS FOUNDATION GEORGE H BROOKS GONYER MARYANN BROOKS GONYER ELLIS C BROOKS IRA STEVEN E BROOKS IRA IRENE B BROOKS ROBERT L BROOKS IRRA JACQUELINE J BROOKS KAREN W BROOKS BROOKS MARITAL TR FRANK B NFP MORRIS BROOKS BROOKS ROBERT RONALD C BROOKS JANE C BROOKS TTEE WILLIAM R BROOKS BROOKSAM BROOKSEP BROOKSKN BROOKSPA BROOKSWH BROOKVIEW INVESTMENT ASSOC COF PI JERE H BROPHY IRA JOAN H BROSCHE BELLE BROSS MRS BELLE BROSS BROTHERHOOD - Q STEPHEN G BROTHMAN IRA BROTT DALE IRREV TUA FBO GRACE SCOTT N BROUDY AND NANCY A BROUDY JUDITH BROUGHAM WAYNE R J BROUILLETTE & MARY ANN WAYNE R BROUILLETTE FREA P BROUWERS JAMES R BROWER RRA MURRAY F BROWN #1 DALE A BROWN & BROWN & PERKENS INC PSP MRS JANE SMYTH BROWN - DECEASED

P M M M P G P M M Reject Code P P N N M P M P M P G P P M P P G N M P P G M M M M M M M M G P G G M M M P G N M G X P P N M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 33 of 302 PageID #:54644

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 104191-6 606938-0 601297-3 121255-9 Claim ID 651509-6 111304-6 610968-3 126369-2 102421-3 115843-0 123435-8 636629-5 614826-3 623739-8 101611-3 623741-0 126500-8 111303-8 652076-6 126661-6 652539-3 652665-9 610971-3 610972-1 610973-0 610974-8 610975-6 109082-8 122026-8 112709-8 121180-3 118462-8 100018-7 114059-0 634578-6 115449-4 645730-4 120987-6 121116-1 121016-5 100586-3 116567-4 108636-7 107753-8 101577-0 622828-3 116888-6 633192-0 102222-9 114730-7 605380-7 605379-3 103281-0 605459-5 125347-6 633540-3 Claim ID

DOROTHY A BROOKE BROOKE IRA DAVID R -IR-CLSG JONATHA BROOKE GERRY H BROOKES IRA Claimant Name CATHERINE BROWN CHARLENE L BROWN BROWN CHLS & HLN MEMORIAL F TOA CYNTHIA BROWN DOUGLAS V BROWN ELEANOR K BROWN ELOISE BROWN THE HAROLD & COLENE BROWN FAMILY F BROWN FAMILY TRUST -IMA FBO IONE BROWN FRANCIS K BROWN GARRETT H BROWN GINNY L BROWN GLADYS BROWN H BARTLETT BROWN HAROLD BROWN HARRIS BROWN HARRIS BROWN BROWN HELEN TRUST TOA BROWN HELEN X-1 RAY PIANKA TOA BROWN HELEN X-2 CLEV LIBRARY TOA BROWN HELEN X-3 MASONIC HOME TOA BROWN HELEN X-4 FOREST CITY TOA BARBARA E BROWN IRA BETTY JO BROWN IRA BUSTER BROWN IRA DONALD L BROWN IRA LINDA M BROWN IRA LOUISE M BROWN IRA RITA S BROWN IRA ROBERT J BROWN IRA ROBERT Y BROWN IRA STERLING RUSSELL BROWN IRA ROY F BROWN IRRA ROY F BROWN IRRA JANICE F BROWN JOHNNIE R BROWN JOSHUA T BROWN PRENTISS M BROWN JR & KATHLEEN R BROWN KEITH E BROWN BROWN LEO IMA LISA R BROWN JACK BROWN M P P MARCIA F BROWN MARILYN J BROWN MR RICHARD H BROWN MR RALPH L BROWN MRS J CARRYL BROW PEGGY H BROWN RALPH L BROWN RICHARD B BROWN BROWN ROBERT A. TRUST Claimant Name

Prepared by Gilardi Co LLC

P P P M

646362-2 124470-1 105582-8 120980-9 Claim ID 652160-6 117317-0 126210-6 622971-9 622983-2 623745-2 612211-6 607723-4 124542-2 643698-6 624447-5 608961-5 608739-6 636421-7 619005-7 623746-0 125052-3 652725-6 633526-8 652696-9 622623-0 106307-3 106597-1 622620-5 614940-5 103221-6 652575-0 652633-0 652697-7 102035-8 119945-5 119948-0 112557-5 621792-3 600957-3 121283-4 650942-8 111692-4 640471-5 648331-3 116259-4 112285-1 611351-6 101881-7 114167-8 105004-4 121677-5 125077-9 124817-0 120924-8 616509-5 652978-0 Claim ID

Reject Code G M P M G P G G P P N P M M M M M M P P P P P G M N M P N N G G G M M G N N G M M G M P P G G G M G G P Reject Code

Confidential

STUART BROWN AND NANCY BROWN JTWRO ANNE E BROWN BARBARA A BROWN BEVERLY I BROWN BRANAM Claimant Name ROBERT F BROWN ROBERT M BROWN SCARLETT R BROWN TR BROWN SHOE PEN DELAWARE #113 TR BROWN SHOE PEN DODGE & COX STEWART M BROWN MARK & RITA BROWN TEP AGENCY THE BROWN THOMAS GROUP STAFF P/S THOMAS J BROWN THOMAS J BROWN TIMOTHY H BROWN BROWN TR RICHARD J -D-CLSG BROWN TRUST -DGARY N BROWN TRUSTEE BROWN UNIVERSITY WILLIAM H BROWN WILLIE M BROWN BROWN, KATHY BROWN,ROBERT A. TRUST BROWNE CHRISTOPHER BROWNE KENNETH L BROWNE IRA #2 KENNETH L BROWNE IRA #3 WILLIAM H BROWNE BROWNELL FAMILY TRUST IMA JOAN C BROWNLEE IRA BROWNLOW BROWNLOW BROWNLOW MARTIN M BROWNSTEIN IRA SUSAN L BROWNSTEIN SUSAN L BROWNSTEIN MARLA J BROYLES BRSTN-TRANSITION ARS TONY BRUAN NO 1 ROBERT W BRUCE & BARBARA BRUCE JAMES W BRUCE IRA ROBERT W BRUCE TTEE STEVEN M BRUCKER TTEE VIVIENNE K BRUCKMAN TRUST LOUIS BRUDREAU IRA BRUENING EVA L & JOSEPH M FD TOA JEFFREY A BRUGATO ALBERT E BRUM ANITA BRUMBACK MOLLIE R BRUMBAUGH CYNTHIA C BRUMLEY PATRICIA BRUNDIGE DONALD P BRUNDRETT BRUNEI SHELL RETIREMENT BENEFIT F BRUNER FOUNDATION INC Claimant Name

G N M P Reject Code M G G G P P G P M M P P P G G P N M P M P P P P P P M M M P M M G P G M P P P G P G P M N X M G M M G M Reject Code

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 34 of 302 PageID #:54645

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102772-7 606555-4 614469-1 100865-0 100676-2 109946-9 101157-0 623748-7 648617-7 637848-0 621043-0 116118-0 116119-9 618563-0 123854-0 625148-0 611454-7 120726-1 637784-0 633193-9 114286-0 601299-0 616961-9 121095-5 641913-5 115066-9 107106-8 620118-0 620119-9 620116-4 620117-2 105467-8 123858-2 109264-2 121348-2 113114-1 109296-0 600009-6 120304-5 103671-8 125737-4 102362-4 611502-0 628760-3 611517-9 613980-9 613981-7 622348-6 608693-4 110486-1 110487-0 110498-5 Claim ID 117270-0 113088-9 614114-5 614116-1 101160-0

JEFF BRUNETT BRUNING KAREN E IR BRUNK AGENCY## DENNIS E BRUNK LEWIS BRUNNER LEWIS BRUNNER CARL N BRUNO DR MICHAEL BRUNO DR NICHOLAS P BRUNO ROCCO A BRUNO IRA BRUNSWICK MASTERS TR-CAPITAL GUAR ARLYNE T BRUNSWICK TRUST #1 ARLYNE BRUNSWICK TRUST #2 BRUNSWICK UNIT 2 QUALIFIED NUCLEA BERNARD R BRUS BRUSH ENGD MATLS - IVS BRUSH FOUNDATION TOA GORDON R BRUSHWYLER JOHN BRUTON JR IRA BOB L BRUTON MD IRA ROO #2 ROSS BRYAN CHILDRENS TR DAVID BRYAN BRYAN DIV HRLY-BERKELEY CAP MGMT DAVID L BRYAN IRA DAVID L BRYAN IRRA JACOB F BRYAN IV JOSEPH S BRYAN BRYAN MED GP INC MPP PL-PARA500 BRYAN MED GP INC MPP PL-LRGVALUE BRYAN MED GP INC PS PL-PARAVAL BRYAN MED GP INC PS PL-PARA500 ALFREDA B BRYANT BETTIE J BRYANT C BRATE BRYANT CHARITABLE REM TR DANNY A BRYANT FBO N R BRYANT ELIZATH A BRYANT LIV TRUST BARBARA P. BRYANT REV TR 5/4/09 KEITH F BRYAR TRUST ELEANORE G BRYNIE IRA MARTIN E BRZECZEK IRA JEFFREY J BRZOZOWSKI BSA #440 ENDOWMENT FD TOA BSC PORTFOLIO 'A' BSU FOUNDATION ACCUMULATION ENDW BT CHARTWELL BT ICAP BT WILSHIRE 4500 BTB TRUST THE -DBARBARA J BUBLICK IRA MANDELL BUBLICK IRA SUSAN M BUBLICK IRA Claimant Name ARTHUR BUDZAK CAROL A BUEHLER BUELL R MARITAL BUELL RICHARD## MATEO D BUENALUZ

Prepared by Gilardi Co LLC

X P P P N M P P G G P G G N G G P M G P P G P M G M N P P P P M P G N G G M M X M N P M P G G M P P P P

110485-3 110499-3 118643-4 601303-1 108858-0 120339-8 607197-0 642701-4 113920-7 606177-0 608727-2 104451-6 107368-0 119853-0 107584-5 609399-0 113283-0 103260-7 113285-7 113284-9 652950-0 121135-8 601304-0 102038-2 112734-9 612872-6 117321-9 643894-6 643895-4 607203-8 620431-7 126114-2 600956-5 600955-7 600954-9 122323-2 111179-5 108691-0 611167-0 647073-4 623752-5 623754-1 623755-0 623756-8 123540-0 108472-0 621678-1 123723-3 614648-1 614646-5 115013-8 103866-4 Claim ID 115736-1 126106-1 639961-4 123520-6 645609-0

Reject Code P G P P M

Confidential

JORDAN E BUBLICK SUSAN M BUBLICK LINDA S BUBLITZ RICHARD BUCCELLATO & JOANNE BUCCEL ROSANNE E BUCCI FRANCIS BUCHAN BUCHANAN JR D IRA RLLVR -IR MS D CATHY BUCHANAN PATRICIA A BUCHANAN BUCHANAN TOUOW OF DEWITT W BUCHANAN TRUST KENNETH H -P ROSALIE BUCHEN BUCHER FAMILY TRUST JAMES P BUCHER EST WILLIAM S BUCHERT TRUST BUCHHEIT CHARLES E -CLSG ARNOLD E BUCHMAN IRA MARTIN BUCHMAN IRA VIRGINIA R BUCHMAN IRA ARNOLD E BUCHMAN TR BUCHMAN, SHIRLEY M. REVOCABLE TRU AARON A BUCHOLZ JAY BUCHSBAUM AND BRENDA BUCHSBAUM ALLYN C BUCHTA LAVINA R BUCK BUCK LEONARD & BERYL TOUOW BUCK ROGERS WEE CARE CHTR SUSAN G BUCK ROBERT R BUCK TTEE BUCKARDT IRA EVERETT L-CLSG HARRY AND HELEN BUCKEL IBJ BUCKINGHAM DEFINED CONT #1 BUCKINGHAM INT'L PARTNERS MF LP BUCKINGHAM PARTNERS II L P BUCKINGHAM PARTNERS L P BARBARA A BUCKLEW SHAW IRA ELIZABETH BUCKLEY IRA ERNEST W BUCKLEY IRA BUCKLEY JOHN GENERAL EXEMPT TOA MRS JUDITH A BUCKLEY TTEE ELIZABETH BUCKNER 1969 TRUST #4568 ELIZABETH BUCKNER DESCENDANTS TR U ELIZABETH BUCKNER INVESTMENT ACCOU WALKER G BUCKNER JR R&C AOC #22608 EUGENE S BUDAY IRA #1 LEON T BUDD BUDD-IRIDIAN ROBERT B BUDELMAN JR IRA BUDGE JOSEPH H PLEDGED - IMA BUDGE W KATHLEEN REV TR-IMA-PLDG BARBARA P BUDNITZ CHRISTINA M BUDWINE Claimant Name JANET L BURAK BURBER IRON BARG PENSION GENE P BURBEY IRA KENNETH D BURCH AND GAYLE BURCH

P P N G N M P G N P P G X M P P G X P G M M G N N G N G G P P P P P P P G P P G P P P P N N G M P P P P Reject Code G N G M G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 35 of 302 PageID #:54646

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 126868-6 105144-0 105142-3 102270-9 606916-9 125734-0 620067-2 121160-9 111551-0 610702-8 649298-3 117054-6 621078-3 616362-9 126535-0 651619-0 123812-4 106986-1 650901-0 110806-9 109281-2 112098-0 604917-6 604918-4 604919-2 125728-5 633568-3 650745-0 608586-5 126883-0 126649-7 620179-2 652376-5 652377-3 652634-9 102766-2 608437-0 104127-4 103745-5 111200-7 101755-1 103680-7 114389-1 111093-4 112070-0 122482-4 607536-3 Claim ID 106131-3 122081-0 601315-5 601305-8 614096-3 613947-7 652329-3 116447-3 607511-8 102906-1

ROSALIO BUENO #2 JOYCE A BUERGER ROBERT E BUERGER GERALD W BUETOW IRA BUETOW IRA ROO RICHARD C-CLSG BUFFALO LABORERS PENSION FD BUFFALO ROCK 401K RET PL- INVES GEOFFREY R BUFORD HEIDI J BUFTON BUHL RICHARD P ESTATE WILLIAM L BUHLIG IRRA KEVIN M BUHRMAN BNYE BUILD+CIVIL ENG FUTURES COLLA BUILDING SERVICE PENSION FD MACKA BUILDING SERVICE PLANNED BUIST SHEET METAL PSP GERALD BUKER BRETT R BULHOFNER TR ANN BULL BULL MASO 2004 FAMILY TRUST #1 ROY BULLARD & ROY BULLARD & BULLDOG INVESTMENT PARTNERS - REG BULLDOG INVESTMENT PARTNERS II LP BULLDOG OFFSHORE GOLDMAN SACHS GO MARK L BULLER MARK BULLER REST URSULA BULLER BULLETIN OF ATOMIC SCIENTISTS GEORGE R BULLINGER IRA SHARON A BULLINGER IRA BULLITT CHAR TR-DENVER INV ADV LAURA BULLITT GSTU/W OHB JR LAURA BULLITT GSTU/W OHB JR BULLOCK LEONARD C BULOW IRA BULTHUIS TRUSTS TIC R & B -DBARBARA R BUNCH IRA JOHN H BUNCH JR IRA EST LINDA M BUNDA TRUST MARYANNE F BUNGAY WILLIAM N BUNILLER JOSEPH E BUNN TRUST RICHARD R BUNN TRUST DOROTHY M BUNTIN BUNTING FAM III LCV TNT-LDN-BPI01- BUPA INSURANCE L Claimant Name JOHN E BURKS IRA RO CAROLYN L BURLEIGH BURLESON JTWROS THE MARK AND PENELOPE BURLEY LIVIN BURLINGHAM GEORGE & RUTH CHAR COR BURLINGHAM GEORGE W - IRA CORE BURLINGTON CNTY COUNCIL BSA BARBARA C BURLISON TNT-LDN-BUR01- BURMAH NEWTO MARSHALL L BURMAN

Prepared by Gilardi Co LLC

P P G P G G P M M G G P M G P G P P P P G M G G G M N G P P P G P P M N G X X N G P G M G G P

105743-0 106609-9 121962-6 116850-9 100120-5 100784-0 104561-0 122864-1 601312-0 114678-5 105147-4 610213-1 100402-6 646416-5 636145-5 118980-8 603634-1 610717-6 116882-7 602785-7 100852-8 126156-8 635816-0 623757-6 123314-9 121000-9 624455-6 634828-9 119131-4 119094-6 125860-5 634825-4 120478-5 601314-7 119475-5 102301-2 619928-3 119093-8 105568-2 606111-7 601313-9 400147-8 126873-2 625463-2 625468-3 609349-3 616201-0 Claim ID 601306-6 601309-0 605089-1 605090-5 605091-3 601308-2 122850-1 123371-8 109759-8 652932-1

Reject Code P G G P G G P X P N

Confidential

THOMAS J BURCHILL FRANK A BURDA FAM TR CHARLOTTE J BURDETTE CHARLES G BURDICK IRA NADINE A BURDICK NADINE A BURDICK EDITH BURDIS IRA JOE D BUREK IRA RICHARD B BURG STEVEN M BURGE JOHN F BURGER IRA RO BURGER REV LIFE INS TR HAZEL BARBARA A BURGESS FBO VAN BURGESS DANIEL BURGESS IRA MICHAEL W BURGESS IRA BURGESS MS ALLISON BURGETT ELEANOR M MOAG GEORGE C BURGHARDT IRA DR PETER BURK JOHN G BURK IRA SAUL M BURK PSP HERBERT G BURKARD JAMES BURKE #51033018549655 DANIEL B BURKE AND ANN M BURKE BURKE FAMILY PARTNERS FBO FREDERICK S BURKE FLORENCE L BURKE W H BURKE FND INC FREDERICK S BURKE FREDERICK S BURKE IRRA JOSEPH L BURKE HOWARD BURKE AND PATRICIA BURKE JT LINDA N BURKE MARGARET K BURKE BURKE REHAB CTR RET FD-EAGLE CAP W H BURKE REHAB HOSP FBO JOAN M BURKE TRUST BURKEMA TRUST UOW G DONALD W BURKETT BARBARA BURKHALTER LA QUETA D BURKHART IRA RANDY & ELIZABETH BURKHART LIV RANDY & ELIZABETH BURKHART LIV BURKHART SCSR TRUSTEE JUNE-DBURKHOLDER VIRGINIA M Claimant Name BURVEST ASSOC LLC BURVEST ASSOC LLC BURVEST ASSOCIATE BURVEST ASSOCIATES BURVEST ASSOCIATES BURVEST ASSOCIATES LLC JANA L BURWELL IRA JOHN R BURWELL IRA FBO CHARLES M BURZYNSKI BURZYNSKI, CAITLIN UGTMA

M G M G N M G M P G P P M P P P G P M G P P G P G N P G X P M G M G M N P G X G G M M P P G P Reject Code P P P P P P M M G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 36 of 302 PageID #:54647

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624754-7 122815-3 617000-5 122814-5 639377-2 116925-4 643228-0 628010-2 648163-9 645856-4 611552-7 112267-3 124027-7 612185-3 110551-5 101559-1 617978-9 120204-9 118938-7 119829-7 637652-5 109980-9 637551-0 622088-6 125659-9 614474-8 607322-0 125007-8 102474-4 109515-3 113675-5 109047-0 113244-0 644039-8 637776-9 103157-0 100449-2 119576-0 122294-5 625452-7 111325-9 118593-4 Claim ID 125758-7 601316-3 652990-9 633565-9 119854-8 100713-0 640199-6 601317-1 608634-9 121503-5 100373-9 114116-3 122069-1 121441-1 122067-5

AUDREY S BURNAND TRUST 12 31 81 EDMUND L BURNETT BURNETT ELIZABETH B SELECTRUST EDMUND L BURNETT IRA MRS ELEANOR B BURNETT RUTH A BURNETT HORACE BURNETTE IRRA HENRIETTA L BURNEY CHARLES C BURNHAM IRA GEORGE A BURNHAM IRA BURNS 2000 TRUST AGTR DENISE I BURNS HAROLD R BURNS ROBERT & SHARON BURNS INV AGY DANIEL BURNS IRA PHYLLIS A BURNS IRA BURNS JAMES P IRA ROLLOVER KENNETH BURNS PATRICIA L BURNS BURNS REVOCABLE TRUST JEAN W BURNS TTEE NATE BURNSTEIN IRA MARILYN K BURPEE IRRA BURRAGE FUNDS LIMITED US EQUITY F ADRIENNE A BURRELL ASHTON BURRELL C IM BURRELL THOMAS J -P-CLSG MARIE S BURRIS JAMES L BURROUGH VIRGINIA K BURROUGHS PETRINA M BURROW WOODY G BURROW FBO JOHN BURSTEIN MR JAMES E BURT III ROBERT E BURT IRA HELENE BURTE ELVIS H BURTON SUSAN E BURTON IRA RO E EDWARD BURTON JR MD PSP BRUCE M BURTON MARITAL TRUST SUSAN E BURTON SUSAN E BURTON Claimant Name J BUTLER AND CHRISTOPHER R BUTLER & JULIE A BUT J E & Z B BUTLER FOUNDATION, INC IAN BUTLER MICHAEL J BUTLER IRA NADINE C BUTLER IRA PAUL M BUTLER IRRA KEVIN BUTLER & DIANA BUTLER JTWROS BUTLER JTWROS P & K -P MARY BUTLER ROBERT W BUTLER MILDRED H BUTLER TRUST ANGELA BUTTACAVOLI IRA ROBERT BUTTACAVOLI ROBERT BUTTACAVOLI

Prepared by Gilardi Co LLC

P M P M G N P P G G P M M P X N G M N M G P G M N P P P M P N P G G G G N M G P M G

652906-2 652955-0 652925-9 652881-3 652886-4 652964-0 611031-2 631623-9 113406-0 113456-6 636286-9 626943-5 115600-4 122925-7 640883-4 649552-4 605350-5 601302-3 117100-3 612086-5 108383-0 108384-8 103043-4 607228-3 105433-3 615918-4 615898-6 615940-0 615899-4 615941-9 633806-2 612460-7 616825-6 616824-8 616872-8 126008-1 108135-7 616099-9 612220-5 125757-9

Reject Code

BURZYNSKI, CHARLES & KATHLEEN BURZYNSKI, CHARLES MONEY PURCHASE BURZYNSKI, CHARLOTTE TRUST BURZYNSKI, DR. KATHLEEN LEWIS P/S BURZYNSKI, ELIZABETH UGTMA BURZYNSKI, ELYSE UGTMA BUSA ROME P #2 IRA IM ANDREW D BUSCH EDWARD W BUSCHKE 1 EDWARD W BUSCHKE 2 LANNY L BUSEY IRA BUSH BENDER LLC ANNE BUSH IRA 1 ANNE BUSH IRA 2 LORI BUSH IRA BUSH MARILEE MELINDA BUSH MELINDA J BUSH REVOCABLE TRUST DTD BRANSBY W BUSHEY MARK & DEBRA BUSHWEILER INV AGY TE MARIA L BUSILLO MARIA L BUSILLO CONNIE T BUSSEY IRA BUSSEY TRUST MADELYNN C BUSSING KOCH FOUNDATION INC BUSSMANN MICHAEL A MANAGING AGENC T BUSSMANN PEGGY A TR FOR MICHAEL T BUSSMANN PEGGY A TRUST CUSTODY BUSSMANN PEGGY A TRUST FOR STEPHE T BUSSMANN PEGGY TR SALES ACCT H. T. BUSSMANN, III REVOCABLE TRUS ALICIA BUSTOS TR I M IRENE J BUTALA TR IAA LARRY P BUTALA TR IAA BUTCHER DONALD IMA MARY ANN BUTCHER MARIANNE BUTCHYK ESTATE YVONNE T BUTERA TRUST RICHARD H & OLIVE J BUTH HIGH DIV JA BUTLER &

Claim ID Claimant Name 605097-2 C G E MANOLOVICI FW 613505-6 C I INC IM-PLEDGED 619691-8 C M ANDREA-DAVIS INVESTMENT ADVIS 610931-4 C M THOMPSON MAR #2 1809-02 TOA 610665-0 C W L GRANTOR TRUST TOA 605096-4 C&Z ASSOCIATES LTD 620069-9 C-E MINERALS P S PL - OPP 633848-8 CA FUNDS GLOBAL EQUITIES 633850-0 CA FUNDS GLOBAL FINANCE US 633842-9 CA PHARMA GLOBAL 619939-9 CA SA- CA TITRES BRUNOY 633840-2 CA-AM ACTIONS INTERNATIONALES 633851-8 CA-AM VALUE USA 608169-0 CA-NTGI_QM RUSSELL 1000 VALU 119759-2 DALE K CABBINESS IRA

P P P P G P P G P M N P G N P

Confidential

M M M M M M P G G G P P P P G P P P N G N M N P G P P P P P M G P P P G N P G P

Reject Code P P G P P G P P G P P P G G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 37 of 302 PageID #:54648

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 609612-3 606535-0 615758-0 120566-8 640686-6 611384-2 642935-1 125315-8 623423-2 623421-6 623422-4 623420-8 623414-3 623417-8 623416-0 116361-2 104779-5 104179-7 123966-0 642971-8 124951-7 601318-0 121650-3 120257-0 122910-9 648641-0 106483-5 613140-9 644654-0 601319-8 601320-1 634145-4 611510-1 605092-1 605093-0 611750-3 621696-0 Claim ID 105426-0 607160-0 611154-8 623189-6 118770-8 121994-4 618746-3 618747-1 618748-0 615277-5 117871-7 124652-6 123914-7 611200-5 106816-4 104257-2 606480-9 645854-8 618147-3 104891-0

BUTTNER TRUSTEE NANCY K -DBUTTON IRA MORRIS -IR BUTTON JAMES A CHARLES L BUXTON IRA CHARLES L BUXTON IRRA BUYERS PRODUCTS CO PST PS T T W BUZALSKI TTEE A BARBARA BUZBY BWC AFA FINANCIAL 1038 BWC CIC ASSET MANAGEMENT 3006 BWC EDGAR LOMAX COMPANY 3009 BWC WOODFORD GAYED MGMT INC 3028 BWC-AELTUS INVESTMENT MGMT INC 10 BWC-PARADIGM ASSET MGMT CO 1079 BWC-UBS GLOBAL ASSET MANAGEMENT 1 LEAH M BYARS DEBBIE S BYERS RAYMOND K BYERS IRA ROBERT L BYERS JAY M BYLSMA IRRA DURWARD D BYNUM BYRAM LAND DEVELOPMENT LLC GARY A BYRNE F BYRNE JOHN C BYRNE IRA SUE M BYRNE IRA MARSHA NEWSOM BYRNE SHAWN B BYRNES BYRNES WILLIAM H IMA STUART T BYROM & ELIZABETH BYROM J BARBARA S BYRON BYRON INVESTMENT PARTNERSHIP LP BYUNG TAE OH INV MGMT ACCT - EQUI BYZANTINE CATH DIOC MOAG C & Z ASSOCIATES LIMITED PARTNERS C & Z ASSOCIATES PARTNERSHIP C C I G - WRIGHT INVESTORS' SERVI C F KETTERING-SSGA Claimant Name JAMES J CAIN IRA CAIN IRA THOMAS A -IR CAIN JEFFREY L MD IRAT CAIN RICHARD L IRA 636 THOMAS CAIRNS IRA WARREN R CAIRO IRA CAISSE DE DEPOT ET PLACEMENT DU Q CAISSE DE DEPOT ET PLACEMENT DU Q CAISSE DE DEPOT ET PLACEMENT DU Q CAIXA MANRESA OPORTUNITATS GLOBAL MINA S CALAHAN IRA CALAMARAS CRU CALARCO INC PSP & TRUST CALDERON SALLY A IRAT CORNELL K CALDWELL CHARLES W CALDWELL IRA CALDWELL IRA GEORGE B -IR A LEE CALDWELL JR IRA KATHRYN CALDWELL TR AGENCY CMA WILBER W CALDWELL

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P G P M G G P P P G G G G P P N M P P G M G M M M G P G G P P G P P P G P

651802-8 103189-9 117025-2 117243-3 121423-3 625258-3 625253-2 625254-0 625255-9 625256-7 625257-5 622516-0 125787-0 106008-2 117272-7 622188-2 622191-2 622611-6 119802-5 625425-0 625426-8 610460-6 652961-5 652930-5 605045-0 605150-2 601321-0 621681-1 105764-2 615630-4 618349-2 122694-0 122695-9 621577-7 609848-7 102591-0 102887-1 Claim ID 620370-1 647787-9 125190-2 647788-7 108953-6 124380-2 601332-5 601329-5 123872-8 126820-1 650850-2 614634-1 400024-2 624098-4 624099-2 617808-1 104155-0 649495-1 601330-9 112381-5

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Confidential

CABEC INVESTMENTS I LTD REF (5A) CABELL HUNTINGTON HOSPITAL CABELL HUNTINGTON HOSPITAL JANNA L CABLE TOMMY C CABLE PAUL C CABOT 67 TR -FC PAUL C CABOT 76 TR-EDMUND PAUL C CABOT 76 TR-ELIZ PAUL C CABOT 76 TR-FRED PAUL C CABOT 76 TR-PAUL JR PAUL C CABOT 76 TR-VIRGINIA CABRERA CAPITAL #1 MARIE CACCIARELLI FILIPPO CACUCCIOLO CADE FOUNDATION #1 CADENCE CAPITAL CADENCE CAPITAL CADENCE CAPITAL CADES FOUNDATION LONNY S CADES IRA LONNY S CADES MONEY PURCHASE CADET HOLD LTD S&P 500 INDEX CADIFF, ANDREW D CHILDRENS-JOSEPH CADIFF,ANDREW CADIFF CHILDRENS-AL ALEXANDER P CADOUX DORIS CADOUX ROBERT L CADOUX AND LOUISE A CADOU CAFFDQN001 CAMP DE CLARENCE G CAFFERTY ELLEN F M CAFFERTY TR CUST MORRIS & GWENDOLYN CAFRITZ FOUNDAT CAHN FAMILY FOUNDATION KSE #1 CAHN FAMILY FOUNDATION KAM #2 CAIL-CAPITAL GUARDIAN GORDON A CAIN - BESSEMER TRU HARVEY D CAIN JAMES J CAIN IRA Claimant Name CALYON 666 GRAND CAYMAN HELENE RUBIN TTEE FBO JESSE CAMAC CARLY E CAMAC TRUST COLIN CAMAC TRUST MARIA E CAMACHO CAMBIA COUNTY EMPLOYEES RET PL CAMBRIDGE INVESTMENT ASSOC COF PI CAMELOT ASSOCIATES PINSKER GOLDBE RALPH CAMERLENGO IRA CHARLES W CAMERON DON AND GAIL CAMERON CAMERON FAMILY TRUST - IMA LAKESHA CAMERON NAN T MCEVOY TR UOW O GEORGE CAMER NAN T MCEVOY TR B UOW O HELEN CAME CAMILLA MADDEN CHAR TR-GARDNER CAROL E CAMILOTTO TRUST CAMMACK HUETTE MERLIN CAMOZZI JOSEPH J CAMPANELLA #1

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 38 of 302 PageID #:54649

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601328-7 614240-0 652106-1 115810-4 619839-2 120200-6 619837-6 118840-2 637465-4 601326-0 619054-5 619064-2 619066-9 619069-3 106567-0 107511-0 619934-8 623760-6 637028-4 632067-8 126433-8 637761-0 125166-0 113089-7 120956-6 607696-3 620376-0 100436-0 619931-3 609389-2 125151-1 634393-7 Claim ID 105487-2 608128-2 608071-5 608276-9 107398-2 120809-8 120530-7 650106-0 101129-4 119273-6 639498-1 119705-3 106960-8 650900-2 633503-9 633520-9 633522-5 626724-6 623379-1 623261-2 650950-9 651105-8 124152-4 100217-1 613284-7

ZELDA N CALDWELL LINDA M CALEY TRUST IMA CALFEE HALTER & GRISWOLD PST SUSAN L CALFIN CALHOUN CORPORATION LAURA L CALHOUN RUTH B CALHOUN TRUST UOW SANDRA J CALICCHIA IRA DANIEL J CALIENDO IRA CALIFORNIA INVESTMENT ASSOC COF P CALIFORNIA PUBLIC EMPLOYEES RETIR CALIFORNIA PUBLIC EMPLOYEES RETIR CALIFORNIA PUBLIC EMPLOYEES RETIR CALIFORNIA PUBLIC EMPLOYEES RETIR ALAN B CALL CALL US DEFINED BEN PENSION PL ESTATE OF CATHERINE CALLAHAN APRIL A CALLAHAN FAMILY TRUST MARY ANN CALLAHAN TTEE TUA CALLAWAY PROF CHAIRS-CORPUS WILLIAM A CALLEGARI #1 WILLIAM A CALLEGARI AND #2 JAMES T CALLOWAY IRA FRANK P CALLOZZO DANIEL CALNAN IRA CALOR TEORANTA PENSION SCHEME CALSONIC INTL INC PENSION FUND IB JOHN A CALTABIANO CALTECH - EARLE C ANTHONY ESTATE CALVALE INVESTMENTS LMTD-CLSG LISA A CALVERT KAM CALVIN C M M D INC PSP Claimant Name WILLIAM CAMPBELL CAMPBELL-ALLIANCE CAPITAL -SL CAMPBELL-BRANDY LGCAP RELV CAMPBELL-GMO DOMESTIC EQU-SL KATHERINE CAMPEAU NEVIA CAMPI BRIAN CAMPION RICHARD & LOUISE CAMPO COLLEGE ACC CAROL A CAMPORESE FIDEL T CAMPOS JORGE CAMPOS IRRA JORGE G CAMPOS MONIQUE R CAMUS 3620638 CANADA INC BG: 110648 CANADA INC TD:2985-039 CANADA INC.US TD:3424014 CANADA INC.US$ RONALD G CANADA CANADIAN CANCER SOCIETY CANADIAN G7 EQUITIES CANADIAN RHODES SCHOLARS FOUNDATI CANANDAIGUA EQUITY FUND CANANDAIGUA NATIONAL BANK & TR ROGER D CANARY CANCUN SUNRISE LP-IMA

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116211-0 612194-2 116183-0 116297-7 640859-1 601331-7 110563-9 103061-2 637620-7 629662-9 629663-7 113615-1 115683-7 643758-3 125802-8 120876-4 111411-5 105060-5 633197-1 611146-7 111985-0 101116-2 619288-2 614473-0 619896-1 119133-0 101509-5 108160-8 125524-0 115055-3 645707-0 647165-0 Claim ID 607579-7 640605-0 616035-2 125344-1 634871-8 649663-6 622127-0 622589-6 616490-0 621663-3 621960-8 616445-5 616375-0 623758-4 607656-4 607790-0 634106-3 634089-0 622029-0 625384-9 650429-9 625473-0 115517-2 107824-0 107997-2

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Confidential

VINCENT C CAMPANELLA IRA J&K CAMPANELLA TRUST TEP #2 VINCENT C CAMPANELLA TRUST VINCENT C CAMPANELLA TRUST RICHARD D CAMPBELL & CARRIE R CAMP LYGIA X CAMPBELL CHILDREN'S TRUST DAN D CAMPBELL ESTATE OF JOSEPH C CAMPBELL FBO ROBERT CAMPBELL CAMPBELL GLOBAL ASSETS FUND CAMPBELL INSTITUTIONAL MULIT-STRA JAMES A CAMPBELL IRA #1 JAMES A CAMPBELL IRA #2 DAVID P CAMPBELL IRA KAREN CAMPBELL IRA LAURA W CAMPBELL IRA LYDIA CAMPBELL IRA RICHARD C CAMPBELL IRA A BARRY CAMPBELL IRA-ROO CAMPBELL JOHN ROLLOVER IRAT JOSEPH F CAMPBELL JUANITA M CAMPBELL LARRY & MARY JEAN CAMPBELL CAMPBELL LAURA NANCY M CAMPBELL RALPH E CAMPBELL ROBERT L CAMPBELL ROBERT S CAMPBELL RUSSELL P CAMPBELL KATHLEEN M CAMPBELL TRUST LARRY CAMPBELL TTEE VIOLET E CAMPBELL TTEE Claimant Name TNT-LDN-GIC02- GIC CAP INTL-SL MR THOMAS E CAPASSE CAPE ANN SAVINGS BANK JOHN P CAPERNA IRA CECILIO L CAPISTRANO IRRA CAPITAL APPRECIATION CAPITAL GUARDIAN CAPITAL GUARDIAN DOMESTIC LARG CAPITAL GUARDIAN GLOBAL EQUITY FU CAPITAL GUARDIAN GLOBAL BALANCE EST- CAPITAL GUARDIAN GLOBAL PORTF CAPITAL GUARDIAN TRUST CO GLOBAL CAPITAL GUARDIAN U S EQUITY FUND CAPITAL GUIDANCE FUND LTD TNT-LDN-SIC01- CAPITAL INT -SL TNT-LDN-SOA01- CAPITAL INT'L CAPITAL INTERNATIONAL CAPITAL INTL #1 CAPITAL INTL LTD #1 CAPITAL VALUE FUND CAPITAL VENTURES INT'L CVI ROSALIE CAPIZZO AND VITO CAPIZ HUBERT I CAPLAN RET PLAN COLEMAN D CAPLOVITZ IRA COLEMAN D CAPLOVITZ IRA

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 39 of 302 PageID #:54650

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 609209-8 642592-5 102218-0 102140-0 105262-4 108220-5 122013-6 122015-2 109340-1 110892-1 652845-7 102285-7 630725-6 111516-2 639916-9 103240-2 119254-0 606857-0 610846-6 610845-8 619587-3 107147-5 610726-5 106324-3 607485-5 621765-6 621961-6 Claim ID 114628-9 120053-4 125497-9 125498-7 643595-5 601337-6 601336-8 613683-4 618981-4 618982-2 618984-9 652635-7 126827-9 601339-2 652698-5 652727-2 652666-7 652667-5 123200-2 114995-4 610400-2 111283-0 114734-0 622133-5 115451-6 114558-4 617750-6 617749-2 628115-0 613059-3

CANDELA TRUST JOHN J -DESTHER PRICE CANDIES CORPN PSP SANDRA M CANDLER ESTELLE F CANEROT #1 ESTELLE F CANEROT #2 BARBARA E CANFIELD LARRY W CANNADY IRA LARRY W CANNADY IRA CLAUDIA CANNADY TRUST GAIL K CANNING IRA CANNOLD, DAVID REV. TRUST JOHN L CANNON & IM JAMES W CANNON BOBBY R CANNON IRA DR GLENN W CANNON IRA TINA M CANOE PATRICK G CANOS IRA CANTER TRUST ANNE MILLS-CLSG CANTON CNTRY DAY SCH-TIMKEN MOAG CANTON COUNTRY DAY SCHOOL MOAG CANTON OF ZURICH P-NA R S HERBERT I CANTOR IRA CANVER CHARLES C IRAT JOHN D CANZIANI TNT-LDN-BDF01-BRDFN- CAP G CAP GUARD-US LGCAP EQ EST CAP GUARDIAN US EQUITY PORT #2 Claimant Name ANTHONY J CARDINALE CARDIOTHORACIC & VASCULAR SURG CARDIOVASCULAR ASSOCIATES CARDIOVASCULAR ASSOCIATES REID A CARDON AND CHERI CARDON JTW MICHAEL CARDOZO NANCY C CARDOZO CAREALL ICAP CAREGROUP - JEWISH COMMUNITY ENDO CAREGROUP INVESTMENT PARTNERSHIP CAREGROUP PENSION PLAN CAREY ANTHONY C CAREY IRA M TIMOTHY CAREY CAREY2 CAREYB CAREYB2 CAREYIRA DAVID L CARGILE IRA CARLCOM INVESTMENTS INC CARLETON BLUNT TRUST LAURA M CARLEY IRA HAROLD A CARLILE CARLIN MD JAMES W JOSEPH CARLOMUSTO AND DAVID J CARLOUGH SR IRA CARLS FOUNDATION - COMERICA LCG # CARLS FOUNDATION - LOOMIS LCV #1 THE CARLS FOUNDATION CARLS TOOL PS JC

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633199-8 601322-8 106458-4 100735-1 100445-0 108870-0 101718-7 647933-2 106254-9 633450-4 115562-8 102008-0 118479-2 104714-0 116222-5 606931-2 632325-1 607697-1 601334-1 605483-8 111489-1 111585-5 115024-3 601333-3 608704-3 612563-8 615394-1 Claim ID 611539-0 618345-0 618346-8 621797-4 125986-5 621796-6 606680-1 107969-7 110313-0 104526-1 104883-0 100397-6 619315-3 618125-2 615561-8 652994-1 113377-2 613186-7 618728-5 618730-7 618732-3 611653-1 616633-4 117997-7 121862-0 650781-6 633200-5 643180-1 622771-6 116994-7

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Confidential

ROBERT CAPOZZI - IRA ROO CAPPARIS JTWROS PATRICIA CAPPELLI IRA PHILLIP R CAPPELLO IRA PHILLIP R CAPPELLO JAN CAPPER IRA VITO M CAPPIELLO IRA CHRISTINE CAPRIOTTI & CARL F LAGEN BARBARA A CAPRON IRA CAPSTONE STEWARD FUND ETTA CAPSUTO JAMES R CAPUTO NANCY J CAPUTO LOUIS CARACCIOLO RUBY T CARAET WIRFS CARANI IRA ROO KATHERINE -IR TUA BETTY & FORREST CARAWAY CARBERRY MILK PRODUCTS MAIN PENSI SALVATORE CARBONETTO PH D MONTREAL SALVATORE CARBONETTO PHD MONTREAL H PAUL CARBONNEAU JR 1 H PAUL CARBONNEAU JR 2 ALINDO P CARDELLI & JUAN F CARDENOSA & LINDA CARDENOSA CARDIN TIC ED & MERRIE D -CLSG CARDINAL INVESTEMENT ASSOC COF PI CARDINAL STRITCH UNIV-CAPSTONE Claimant Name CARNAHAN DONEE SKA CARNEGIE CORPORATION OF NEW YORK CARNEGIE CORPORATION OF NEW YORK CARNEGIE INST- IRIDIAN CARNEGIE INSTITUTE CARNEGIE INSTITUTE-JENNISON ASSOC CARNEROS CRUT ANN -UT KRISTINE CARNEVALE DONNA L CARNEY COURTNEY P CARNEY IRA RO ROBERT D CARNEY IRA MARTHA B CARNEY R J CARNEY PAUL K CARNRICK IRREV TRUST CARO C LEE TR UOA F L MOFFETT CAROLINA CASUALTY COMPANY CAROLYN RAGSDALE REV TRUST CARONDELET FOUNDATION CARONDELET HEALTH SYSTEM CARONDELET HEALTH SYSTEM CARONDELET HEALTH SYSTEM CARP & MILL VACA OP QUEST EQUITY CARP ILL PENS FD - INVESCO CAP CARP MILL RBCO CHARLES V CARPENTER DENISE CARPENTER DANNY R CARPENTER IRA-ROO MRS ELIZABETH A CARPENTER IRRA CARPENTER M S MATTHEW J CARPENTER

G G P X P G M G G G N N N G M G G P G P G G G P G G P Reject Code P P P G M G G P G P P N P P P P N M G G G G G G G G P G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 40 of 302 PageID #:54651

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 621290-5 621291-3 606716-6 611023-1 616932-5 104193-2 101689-0 125092-2 111613-4 124430-2 623762-2 606580-5 609481-3 126672-1 103536-3 610428-2 638578-8 646415-7 124364-0 601335-0 601341-4 601919-6 Claim ID 614661-9 106400-2 607025-6 607026-4 652080-4 647203-6 635795-4 107421-0 110591-4 110570-1 107382-6 124581-3 618205-4 112563-0 113808-1 113263-6 643942-0 608386-2 120145-0 100341-0 641834-1 615005-5 611337-0 101458-7 102678-0 609319-1 104261-0 116379-5 106488-6 121243-5 104838-4 610728-1 626820-0 626871-4 626836-6

CARLSON CANDICE NIMCRUT REGENT BA CARLSON CANDICE NIMCRUT DAVIS CARLSON DECLAR OF TR M M CARLSON EDNA L FD B-ELIZABETH TA SANDRA L CARLSON IRA CLOSING BURTON W CARLSON JR KATHRYN M CARLSON LAUREN O CARLSON PATRICIA A CARLSON RICHARD M CARLSON ROBERT C CARLSON CARLSON TRUST ANDREW R CARLSON TRUST JAMES R -DCRANFILL A CARLTON JOYCE Y CARLYLE CARMELITES RET TR -ICAP GERDA L CARMICHAEL ROSEMARY CARMODY IRRA JOHN CARMOS CARMOSINO DTD 12 8 2000 CARMOSINO TIC JILL CARMOSINO TTEE IRR EDUCATION Claimant Name CARR ROBERT D - IMA ROBERT W CARR CARR TRUST A WALTER S CARR TRUST B WALTER S -NFP CHARLES ROBERT CARR TRUST JENNIFER M CARR TTEE MARK JOSEPH CARRABBA IRA FRANK A CARRAGAHER FRANK A CARRAGHER FRANK A CARRAGHER IRA FRANK A CARRAGHER IRA RO ROBERT CARRAS IRA P G CARRAVONE TUW DAV EILEEN D CARRAWELL SHARLEEN A CARRELL GRACE A CARRERAS IRA VICTORIA L CARRICO IRRA CARRIER UTMA ERIK M -DPATRICIA A CARRILLO IRA TERESA CARRILLO TIMOTHY A CARRIS IRA CARROLL EARL TUA FBO STEPHANIE JOHN CARROLL END FD-EQUITY ENDW HERSCHEL J CARROLL JAMES A CARROLL CARROLL TRUST PAMELA R -DTHOMAS E CARRON IRA VINCENT A CARROZZA HARRY C CARSH & DOUGLAS M CARSON & MARY R CARSON CARSTENS GARY E MOAG CART - BALANCED FUND LIQ - CLOSIN CART EQUITY LIQUIDATING - CLOS CART IRA LIQUIDATING - CLOSING

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622278-1 618363-8 616579-6 611744-9 616678-4 616676-8 622279-0 605951-1 110709-7 613570-6 614511-6 614510-8 619936-4 621046-5 611386-9 606596-1 119060-1 124916-9 121721-6 113058-7 105429-5 109870-5 Claim ID 104885-6 609073-7 109930-2 117188-7 652728-0 105264-0 631145-8 123210-0 624675-3 651719-6 619901-1 652637-3 652755-8 610669-2 610676-5 610711-7 115599-7 107646-9 107647-7 100027-6 122225-2 642717-0 122226-0 611497-0 601344-9 601345-7 645606-5 651448-0 126311-0 621049-0 621048-1 621051-1 125226-7 620535-6 109426-2

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Confidential

CARPENTERS ANNUITY-SIERRA GLENMED CARPENTERS DISTRICT COUNCIL OF KA CARPENTERS LABOR MGT - ENHANCED # CARPENTERS OF HOUSTON-MACKAY SHIE CARPENTERS PEN SO CAL-MELLON CARPENTERS PEN SO CAL-UBS GLOBL CARPENTERS PEN STONERIDGE CARPENTERS PEN TR DETROIT- VICTO CARPENTERS PENSION CARPENTERS PENSION & ANNUITY CARPENTERS PENSION A - MCMORGAN CARPENTERS PENSION A - WEISS CARPENTERS PENSION FD BALTIMORE M CARPENTERS PENSION-MACKAY-CLOSED CARPENTERS' HEALTH FUND-HOSP-KEY CARR FAMILY TRUST EDWARD I CARR IRA JACQUELINE K CARR JENNIFER M CARR MARIE R CARR MARY B CARR PAUL W CARR Claimant Name GLENDA M CARTRETTE CARTWRIGHT GENE & MARION -CLSG SANDRA J CARTWRIGHT TR SANDRA J CARTWRIGHT TRUST CARUSI CARMEN CARUSO W W CARUTH JR FDN - ESTATE WILLIAM C CARUTHERS IRA ROY J CARVER CHARITABLE TRUST RICHARD CARVER R/O IRA MARY CARVOTTA INDIVIDUAL CARYBIRA CARYWOD1 CASANO A ANDREW IRAT CASANO A ANDREW MOAG CASANOVA HANS AND SHIRLEY MOAG CASCO INDEMNITY COMPANY JANIS CASCO JANIS CASCO JANIS D CASCO THOMAS M CASE #1 CHARLES W CASE #2 THOMAS CASE #2 CASE ALUMNI-CRUTS MOAG TRACEY S CASE TRACEY S CASE JOSEPH E CASEY AND PAMELA A TALLEY ELIZABETH E CASEY CASEY FAMILY PROGRAMS CASEY FAMILY-ALLIANCE CAPITAL CASEY FAMILY-JACOBS LEVY CASEY FAMILY-STRONG CAPITAL MARGUERITE CASEY FDN M CASEY FOUNDATION - JACOBS LEVY HARRY J CASEY

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 41 of 302 PageID #:54652

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 625470-5 614790-9 123779-9 619937-2 636607-4 121843-3 115752-3 111878-1 110121-8 625530-2 119789-4 125078-7 619938-0 100044-6 109540-4 647610-4 613678-8 Claim ID 110586-8 612079-2 122967-2 122968-0 644186-6 116055-9 124468-0 620286-1 626704-1 626705-0 121469-1 102871-5 645785-1 601343-0 602596-0 120256-1 114060-4 111012-8 124112-5 124113-3 120277-4 112144-8 107573-0 101793-4 107748-1 634439-9 107640-0 110920-0 607040-0 111589-8 102923-1 615116-7 606838-3 607317-4 647594-9 652951-8 608161-4 608054-5 608203-3 639954-1

MARK CARTER & JANICE GOLDMAN-C CARTER ANDREW P - WMP IRA CARTER FAMILY FDN CHAR TR EDWARD W CARTER FAMILY TRUST FBO DIANE CARTER GEORGE CARTER GREGORY G CARTER KAREN S CARTER IRA CARTER JONES COMPANIES CALVIN WALLACE CARTER JR PLE SHIRLEY CARTER KAREN L CARTER TRUST SAMUEL P W CARTER TUA PART B VIRGINIA F CARTER CHIEYO R CARTHEN GEORGE E CARTIER TTEE CARTLEDGE TA MA TRUST Claimant Name ROBERT L CASPER TRUST CHARLES CASS TEP AGY JEAN CASSAR #1 JEAN CASSAR #2 FBO RICHARD L CASSELL COLLEEN CASSELL IRA STEVE CASSELMAN DOROTHY CASSIDY JOHN B CASSIDY & NANCY M CASSIDY JOHN & NANCY CASSIDY TTEE TED W CASSMAN LOIS E CASSON DR FRANK CASTAGNA BASIC BARBARA CASTALDI JEAN SCHAUM AND BARBARA CASTALDI J JOSEPH A CASTANHEIRA RUTH W CASTEEL IRA ROBERT L CASTEEL LOIS B CASTEEN LOIS B CASTEEN DANIEL CASTEL MARIE P CASTELLANDS IRA ROBERT E CASTELLI IRA ROBERT H CASTELLINI EST TONY S & FRANCES R CASTELLO FBO WALTER W CASTEN MEL CASTILLO CHRISTOPHER M CASTLE CASTLE DAVID B SETTLOR TRUST CASTLE HILL FRANK S CASTLE IRA CASTLE OIL ARK CASTLE SETTLOR'S TR HARRY CASTLEWOOD ASSOCIATES LP-CLSG MARIAN HAUSMAN CASTNER TTEE CASTY, HAROLD CAT VEBA OPPENHEIMER CAT VEBA TAA TRANS ACCT CAT-LSV FBO CEFERINO J CATA

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602861-6 101427-7 620089-3 105589-5 101153-7 635007-0 644609-4 644629-9 125632-7 645985-4 102437-0 119714-2 102438-8 623765-7 623764-9 615400-0 623766-5 Claim ID 615481-6 624548-0 624779-2 634231-0 624461-0 612336-8 625146-3 616042-5 615480-8 615723-8 621733-8 607347-6 601348-1 601347-3 606647-0 126826-0 126825-2 647199-4 634373-2 635648-6 652668-3 611776-7 615629-0 643103-8 601323-6 601324-4 101380-7 101385-8 113798-0 116709-0 113893-6 116605-0 612530-1 122902-8 107523-3 607769-2 114522-3 600002-9 652116-9 101867-1

Reject Code M P G G G N G P G G N P G G G M G P M M M G X G M G N M G G G G G P P M P G P G

Confidential

HOLLY W CASEY MARILYN J CASEY CASH BAL RET PL COM FIN EU-OPP MARY K CASH BETTY L CASHEN IRA JOHN CASHMAN IRA CAROLINE T CASKEY IRA JOHN B CASKEY FAITH A CASLER FAITH A CASLER DOREEN L CASON IRA MARILYN CASON IRA WADE H CASON IRA DANIEL S CASPER COF NORA CASPER UG DANIEL A CASPER COF SAMUEL A CASPE THE CASPER FOUNDATION MS LAUREN SASS CASPER Claimant Name CATHLIC DISCIIPLINED CAP APPR FD CATHOLIC ARCHBISHOP OF CHICAGO CATHOLIC BISHOP OF CHICAGO CATHOLIC CHARITIES ELDERLY SVC FU CATHOLIC CHURCH EXTENSION SOC-GEN CATHOLIC DIOCESE OF GB-ABN AMRO CATHOLIC DIOCESE VICTORY EQUITY # THE CATHOLIC EQUITY FUND CATHOLIC EQUITY INCOME FUND THE CATHOLIC FDN-CEDAR CAP MGMT CATHOLIC MISSION-GEN CATHOLIC SPECIAL ASSETS ACT C LEONARD CATINELLA FLORENCE CATINELLA CATLIN THOMAS C JR -IRA FRED R CATON SHARON L CATON JOHN F CATRAMBONE IRA CATV-IBEW PENSION-BISHOP STREET COREY CAUDILL IRRA CAUDILL2 KIRKPATRICK TRUST FBO CAULFIELD CH CAUSE OF BLESD JUNIPERO SER MARVIN E CAUSEY IRRA JESSE D CAUSEY REVOCABLE TRUST JES JOAN KAYE CAUTHORN STEPHEN CAVADIAS IRA #1 STEPHEN CAVADIAS IRA #2 JEAN A CAVALLARO IRA DALE E CAVALLIN VINCENT T CAVALLO IRA CAVANAGH LIVING TRUST J V AND ELLEN J CAVANAUGH AGENCY CAVANAUGH FAMILY LTD JONATHAN C CAVETT TNT-LDN-CVS39 CAVIAPEN JP MORG JEWELL E CAVNER MICHAEL CAVOTO MARGARET M CAWRSE DEBRA CAYE

G G P X P G G G M M N M N P P P P Reject Code P M P G G G G G P G P P G G P M M M G G M G P G P P P N G M M P P P N P X P M N

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 42 of 302 PageID #:54653

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601346-5 608191-6 607799-4 607873-7 121140-4 108789-4 647465-9 610292-1 605978-3 613988-4 605911-2 126895-3 Claim ID 619705-1 652212-2 652213-0 652215-7 652219-0 652222-0 652223-8 652226-2 652231-9 652232-7 652233-5 652236-0 607892-3 608297-1 619240-8 605704-7 605703-9 621727-3 621726-5 639710-7 649301-7 649302-5 649304-1 649303-3 606368-3 619941-0 619940-2 626880-3 648289-9 618364-6 618365-4 618366-2 125823-0 125710-2 627121-9 620095-8 601352-0 601353-8 605510-9 601354-6 601355-4 609351-5 621054-6 621053-8 621052-0

BRUCE C CATANIA CATERPILLAR - OPPENHEIME-SL TNT-LDN-CUK02- CATERPILLAR -SL CATERPILLAR CIML INDEX FND BARRY L CATES JAMES D CATES IRA WINFRED R CATES TTEE CATH BISHOP CHGO-WILLIAM BLAIR #2 CATH BISHOP N ALASKA CURRENT NAM CATH COMM BARCLY CATH DIOC OF CLEVE-VICTORY (EQUI CATH MUTUAL PEN EQ Claimant Name CCHS-INVESTMENT FUND-ALLIANCE CAP CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCM INVESTMENT ADVISORS PROPRIETA CCS ARK MGMT CCT INVESTMENT TRUST -CLSG CDC NVEST LARGE CAP VALUE CDDV P/S-WACH-DELAWARE CAP CDDV PENS-WACH-DELAWARE CAPITAL CEBT INDEX 500 FUND CEBT VALUE FUND CECILIA M NADEAU MS LOUISE M CECIO DUFF & PHELPS AC MR PAUL & MRS PATRICIA CECIO JTWRO FBO MR PAUL CECIO SR MS LOUISE CECIO TTEE CEDAR PARK CARE TRUST CEDARS WKRS COMP EQ-DELTA CEDARS-SINAI DELTA - EQ CEDARS-SINAI HEALTH SYSTEM DELTA LUCY CEGLIO CELANESE AMERICAS RETIREMENT SAVI CELANESE AMERICAS RETIREMENT PENS CELANESE AMERICAS RETIREMENT PENS JOSEPH S CELANO IRA PETER J CELIBERTI IRA DAVID L CELLA JR CELLTECH U S INC PEN PLAN ALEX CELLUZZI STEPHEN CELONA III AND LISA W CELO STEPHEN CELONA III & LISA W CELONA THE ALEX J CELONA IRREVOCABLE TRUS MATTHEW B CELONA IRREVOCABLE TRUST CELTIC TRUST -CLSG CEMENT & CONCRETE WKS WELF UNITY CEMENT & CONCRETE WRKRS PENSN UNI CEMENT MASONS & PLASTERERS PEN QU

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101974-0 102082-0 608328-5 111546-4 620052-4 622714-7 640799-4 609289-6 634078-4 621818-0 615534-0 619699-3 Claim ID 615296-1 615297-0 615423-9 615422-0 621416-9 622381-8 110051-3 113401-9 122365-8 122366-6 124090-0 618391-3 618392-1 618393-0 618394-8 652701-9 125715-3 610475-4 610069-4 610222-0 106169-0 126080-4 620108-3 110891-3 601349-0 103655-6 121909-0 122569-3 103961-0 106754-0 649182-0 117427-4 122799-8 621698-6 621932-2 622058-4 621873-3 623014-8 610335-9 610499-1 609864-9 125703-0 626954-0 622726-0 621708-7

Reject Code G G G G G G G G G G G G G P P P P G P M G G G G P G G G M G G P M M P P P G G G P G P P G

Confidential

DEBRA CAYE DEBRA CAYE CAYFORD R FBO L COOPER -CLSG RONALD J CAYO IRA CAYWOOD R FOR CAYWOOD FAMILY EDUCB PENSIOENVERZEKERING NV ACHMEA CBA VENTURES LLC CBS TRUST UOA D 9-15-67 -PD CBUS TRANSITION INTL EQUITIES CHESHIRE CC SUPERANUM FD LG CC0410 CCF-LONG TERM GROWTH POOL-FAF ADV CCHS-ALLIANCE CAPITAL MGMT L P Claimant Name CENTRAL LABORERS PEN CONNING CENTRAL LABORERS PEN WOOD ASSET CENTRAL LABORERS PENS CONNING CLS CENTRAL LABORR ANNTY-MITCHELL CLS CENTRAL MAINE PENSION - CHASE CENTRAL MAINE RET PL CENTRAL MUTUAL INSURANCE CO CENTRAL NATIONAL GOTTESMAN INC 1 CENTRAL NATIONAL GOTTESMAN PSP CENTRAL NATIONAL GOTTESMAN INC CENTRAL NATIONAL GOTTESMAN CENTRAL PENSION FUND OF THE CENTRAL PENSION FUND OF THE CENTRAL PENSION FUND OF THE CENTRAL PENSION FUND OF THE CENTROCK CENTURY SHARES TRUST CEPF - GENERAL ACCOUNT -SL #3 CEPF - NORTHERN S&P 500 FUND #2 CEPRM EBTU-N T Q A CERAMI CONSTRUCTION CO LTD CERAMTEC CASH BAL PEN PL CERAMTEC CASH BAL PEN PL-OPP JOHN T CEREN RAFAEL CEREZO MARLYN J CERINO LOIS CERKOWSKI IRA JOSEPH A CERMOLA IRA RO BRUCE CERTNER EST EVELYN D CERVONE PETER CERWIN AND MICHELE CERWIN JT LINDA M CESNIK IRA KAREN S CESS WLODAREK CF DV STOCK INDEX FUND CF ECO-ENHANCED INDEX FUND CF ENH LC CORE CF LARGE CAP VALUE STOCK INDEX FU CFGA LONG TERM CFIRE - MACKAY SHIELDS #2 CFIRE-INSTITUTIONAL CAP #3 CFIRE-NTQA S&P 500 EN EQ #1 CFSIL RE CMNWEALTH GL SHS FD4 CFSWWA - LONG TERM ENDOWMENT FUND CGAM BLOCK TRADING - TAXABLE CGLI SA-B

M M P G P G P P G M P G Reject Code P P P P P P P G G M G P G N P M G G G P G M G G G M G G G G G P G G P P G G G G G N P G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 43 of 302 PageID #:54654

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 613590-0 611637-0 622512-8 640532-0 601351-1 112767-5 113393-4 Claim ID 644103-3 100474-3 108954-4 601358-9 105247-0 613748-2 111541-3 104860-0 100796-3 617161-3 617162-1 103225-9 107310-9 118897-6 639639-9 610477-0 636274-5 605854-0 119901-3 645864-5 100408-5 103586-0 652598-9 109379-7 637081-0 601357-0 601366-0 601361-9 642062-1 636601-5 636572-8 652700-0 644314-1 100753-0 601363-5 601365-1 601367-8 601364-3 601368-6 618083-3 112498-6 101209-6 608804-0 637705-0 118720-1 624460-2 121955-3 646834-9 646828-4 601362-7

CEMENT MASONS 592 PENSION LORD A CEMENT MASONS EMPLOYERS TR CUST CEMEX INC-INVESCO CAPITAL MGMT IN ARTHUR R CENAC JR CD ACCOUNT CENEVIVIA JTWROS CENTRAL COAST FAMILY CARE INC CENTRAL ILLINOIS CARPENTERS Claimant Name EDWARD M CHADBOURNE JR TTEE ROBERT H CHADWICK IRA PAISHA L CHADWICK ADOLF CHAEVITCH THERESA CHAGNOT IRA CHAHIL SATJIV S -IMA EST DONALD J CHAIKIN JEFEREY CHAIT JEFFREY CHAIT CHAKMAKIAN C TR FBO KATIE-EX CHAKMAKIAN C TR KATIE NON-EX DAVID J CHAKMAKIAN IRA DAVID J CHAKMAKIAN IRA PHILLIP CHALFIN WANDA E CHALHUB CHALLENGER CAP LP PARA PL-W ARTHUR A CHALMERS TTEE CHAMB OF COMM US PEN PLAN OPCO DONALD S CHAMBERLAIN IRA JOHN W CHAMBERLAIN IRA LILLIAN M CHAMBERLAIN MARY C CHAMBERLAIN CHAMBERS HARRY M CHAMBERS IRA #2 JAMES V CHAMBERS DR ANDRE CHAMONTIN AND RENEE CHAMO ERIC CHAMONTIN & MICHELE CHAMONTIN ANDRE CHAMONTIN TOD ALL LIVING ISS GAYLE L CHAMPAGNE THOMAS ROY CHAMPAGNE IRRA JAMES F CHAMPIN CHAMPION JOHN D CHAMPLAIN DCSD IRRA JAMES B CHAN JEANETTE K Y CHAN JIM CHAN SUSANNA CHAN MRS RENU CHANDER RENU CHANDER W CHANDLER FBO ELIZABETH EAM BILLY L CHANDLER IRA STEVEN F CHANDLER IRA CHANDLER SALLY T -D- 1 T R CHANDRAHASA IRA CARL CHANEY VICTORIA LEA CHANEY MIN H CHANG ADRIAN J CHANLER JOHN W CHANLER DCSD REGENT INV SER GARRY CHANNING

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621709-5 621711-7 621715-0 619241-6 651060-4 619380-3 619943-7 Claim ID 606460-4 601370-8 619365-0 606670-4 610570-0 107816-0 109850-0 125825-7 114513-4 632589-0 125826-5 647704-6 607171-6 104641-1 124299-7 117728-1 628119-2 628114-1 642165-2 611455-5 611530-6 123649-0 631152-0 121163-3 648105-1 621082-1 643948-9 612095-4 122259-7 122951-6 121028-9 115311-0 111368-2 601371-6 601372-4 106093-7 621718-4 628122-2 122776-9 101670-9 622303-6 616036-0 622216-1 622215-3 103698-0 616047-6 615869-2 615871-4 625300-8 621782-6

Reject Code G P M G P G N M N G G G P P G P G G M P N G M M M G P P G P G M P N P G P G P P N P P M P P M G G G

Confidential

CGLIC S A 4628E CGLIC-S A AI2-S&P VICTORY CAPITAL CGLIC-SA LV5-LVS ASSET MANAGEMENT CGM ADVISOR TARGETED EQUITY FU CGNU LIFE NORTH AMER EQUITY CGT - DEBRA NIX PSP A GARY & JANET M CHACE Claimant Name CHAPIN CHARLES TR C IRREV TR MR EDWARD W CHAPIN CHAPIN SCH-ICAPCLSD CHAPIN TRUST NUMBER THREE CHAPIN-MAY FOUNDATION -DLEE H CHAPLIN IRA PATRICIA A CHAPLIN LESTER CHAPMAN & EDITH C CHAPMAN KEVIN D CHAPMAN F1-2527 LESTER CHAPMAN IRA LESTER J CHAPMAN IRA CHAPMAN IRA ROO CHARLES -CLSG PATRICIA D CHAPMAN RETA L CHAPMAN CHARLES W CHAPPELL IRA #2 CHAPPELL STEEL CO INC EMPLOYEE WARREN D CHAPPELL TTEE U/A D 1-29JOHN H CHAPPETTA IRRA CHAPPLE FRANK J TOA CHAR LARGE CAP EQUITY FUND GARY W CHARETTE IRA CHARITABLE EQUITY FUND ROBERT L CHARLEBOIS ROBERT L CHARLEBOIS TTEE CHARLES A DANA FDN INC - DELAWARE CHARLES A LIEPPE SONIA CHARLES LIVING TR TEP ROBERT W CHARLES ROCHELLE CHARLES TRUST CHARLSON FOUNDATION MANNIE M CHARNAS REV TR BETTE G CHARNEY STEVEN CHARNO AND LILIA CHARNO JTW WENDY CHARNO RONALD S CHARSKY IRA CHARTER BALANCED FD CHARTER TOWNSHIP OF CLINTON FIRE JOHN C CHARTERS IRA BARRY L CHARTIER CHARTWELL INVT CHARTWELL LARGE CAP VALUE FUND CHARTWELL-NON UNION LIFE CHARTWELL-UNION LAWRENCE CHASAN IRA CHASE GROWTH FUND GUNSTON CHASE HENDRIX J CHASE CHASE INVEST COUNSEL LG CAP GWTH CHASE INVESTMENT #1

G G P G P N P Reject Code P G N P P P G M X P M G G M X N P P G P P M G M G G G G M M G N N P P M P M M G G G G G X G M P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 44 of 302 PageID #:54655

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 610981-0 620014-1 Claim ID 615868-4 615872-2 615873-0 615215-5 615867-6 645158-6 106519-0 115282-3 115293-9 618439-1 618440-5 110515-9 631832-0 619858-9 625967-7 120535-8 652862-7 623344-9 614277-0 103732-3 107204-8 609425-2 650151-6 649971-6 112929-5 620325-6 621725-7 114162-7 652508-3 122828-5 105740-5 105746-4 620074-5 104314-5 626832-3 610636-6 633070-3 117804-0 126289-0 126290-4 619947-0 119813-0 623769-0 644023-1 119907-2 601375-9 601374-0 601373-2 613553-6 637441-7 634328-7 613551-0 Claim ID 106023-6 622958-1

CHAOUKI KHALED IRA CHAPIN BERNARD L TR U IND Claimant Name MEAD G CHASE NEWMAN D CHASE CHASE P S CHASE VISTAVARIABLE ANNUITY ASSET WHITCOMB D CHASE LESLIE CHASEN AND MFS CONSULTS RALPH CHASTAIN IRA MICHAEL E CHATEAUNEUF #1 MICHAEL E CHATEAUNEUF #2 CHATHAM COUNTY EMPLOYEES' RETIREM CHATHAM COUNTY EMPLOYEES' RETIREM BARBARA E CHATMAN CHATT HAM CO HOS SELF-INS TRUST CHATTERTON FAMILY TRUST CHATTERTON IMA JOSE E CHAVEZ IRA CHAZEN, JEROME-2010 ANNUITY TRUST CHE - OPPENHEIMER CHEATHAM DAN IRA FRANK M CHEATHAM KATHLEEN D CHEATHAM CHEATHAM MARITAL TRUST -DWILLIAM CHECCO IRA DONNA CHECK ROTH IRA CHEC16 PAULETTE T CHEEK CHELLY CO INC PENSION PLAN DTD 12 CHELSEA GLICKENHAUS CHELSEA INDUSTRIES INC RETIREMENT CHEMALLOY COMPANY PSP RONG YAW CHEN & SHIHONG CHEN IRA KATHY M CHEN CHENANGO CNTY CHPTR NYSARC PP-INV MARY LOU CHENEY CHENG WENDY AG CHEON DR HONG KYU IRAT CHERDI EUGENE H CHERMAK AND CHERMAYEFF & GEISMAR CHERMAYEPF & GEISMAR SUSAN CHERNEY ACCT ANTHONY D CHERNEY THE HERBERT & PHYLLIS CHERNIN CHAR RICHARD L CHERNUS & BARBARA J CHER RICHARD L CHERNUS DANIEL M CHERON IRR LIVING TRUST D ROBERT G CHERON JAMES F CHERRINGTON & LINDA CHERRI ROSS CHERRY & CATHERINE ORMEROD NATALIE S CHERRY IRA JULIA A CHERRY ROO IRA EE INV MGMT CHERRY ROSS A Claimant Name RONALD J CHILDERS IRA IA CHILDREN'S HC GIFT CLEARING

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125286-0 615870-6 Claim ID 632913-6 652890-2 123188-0 123189-8 123187-1 652638-1 620491-0 114658-0 115857-0 125800-1 109002-0 108939-0 108944-7 605781-0 107689-2 609473-2 608575-0 644867-4 616430-7 616431-5 618734-0 126487-7 621703-6 621701-0 611656-6 621881-4 610575-0 609723-5 610444-4 610546-7 610443-6 610376-6 621724-9 125633-5 124012-9 101149-9 123176-6 610309-0 610573-4 623664-2 601380-5 601377-5 610910-1 102509-0 634167-5 611426-1 634221-3 118999-9 615720-3 110233-8 110481-0 652576-8 Claim ID 611163-7 611165-3

Reject Code M G P G P G N P P G P M G G P M M G P G M P M G G P M M M M M M P N P P P G P P G M P G M G P G P G G P Reject Code N P

Confidential

ROBERT M CHASE IRA LEWIS F CHASE Claimant Name IM JULIAN H CHERUBINI TRUST CHESAPEAKE CARDIOLOGY CLINIC,PA P CHESAPEAKE PARTNERS INST F LTD CHESAPEAKE PARTNERS INTL CHESAPEAKE PARTNERS LIMITED CHESHIRE CHESHIRE CC SUPERANUM FD-L AND G BARI N CHESIN BRYAN H CHESIN HAROLD E CHESLEY FARIS F CHESLEY IRA #1 FARIS F CHESLEY TRUST #1 CHRISTINE N CHESLEY TRUST CHESTER COUNTY CHARTWELL STEVEN CHESTLER 2 CHESTLER FAMILY TR LEO R-CLSG CHESTLER TRUST JOEL-D -P BETTYE AMOS CHEVES CHEVRON - DSI CHEVRON - JP MORGAN CHEVRON MASTER PENSION TRUST CHEW COFONDS CHF-LYNCH JONES RYAN CHF-STONERIDGE CHGO ACADEMY SCIENCES - DEBT SVC CHGO REG CNCL CARP PEN FD-ROBECO CHGO SUN EVE CLB-ENDOWMT FDCHGOT-HARRIS INVT MGMT -SL CHGOT-IRIDIAN ASSET MGMT CHGOT-NTGI 500 INDEX FUND -SL CHGOT-WILLIAM BLAIR CHGOT-WOODFORD GAYED CAP CHI-PENS BANC ONE IA YIE F CHIANG IRA LONA M CHIARELLO IRA LAURENCE CHIAVARO CHICAGO CLEARING CORPORATION CHICAGO HISTORICAL-WM BLAIR CHICAGO HOME FOR INCURABLES CHICAGO PAC SHAREHOLDERS MARSHALL CHICK SHARYN CHICK RONALD K CHIDESTER REVOCABLE BARBARA CHIESA NANCY CHIH MA EQUITY INV MGMT ACCT CHILCOTE CO ESOP DIVERSIFIED SVP CHILD & FAMILY SERVICE INV MGMT CAROL CHILD CHILD HOSP FDN INSTITUTIONAL CAP ROBERT D CHILD IRA ROBERT D CHILD REV TRUST CHILDERS Claimant Name CHOCOLA C FOR JOSEPH CHOCOLA TOA CHOCOLA C FOR KAITLIN LOGAN TOA

G M Reject Code G M N N N M M G G G G G P G P G G G G G G N G P P P P G P G P G G P X P N M P P G G P P P P G G G G G M Reject Code P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 45 of 302 PageID #:54656

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 610542-4 111795-5 619948-8 611397-4 609743-0 611183-1 611184-0 643367-7 124343-8 121720-8 110907-3 108586-7 627090-5 124890-1 650561-9 650558-9 650557-0 650560-0 650559-7 123732-2 109517-0 107801-1 633201-3 644050-9 636310-5 634150-0 117970-5 101466-8 126301-3 120290-1 607243-7 607242-9 624470-0 607244-5 112052-2 105515-1 116290-0 125055-8 122803-0 621722-2 621730-3 621723-0 621731-1 610180-1 101705-5 610995-0 607135-0 126635-7 634144-6 611164-5 Claim ID 124285-7 637937-0 123199-5 104403-6 636343-1 101028-0 618111-2

CHILDREN'S MEM- WORK CAPITAL THE CHILDRENS CENTER INC CHILDRENS HOSPITAL-CORE EQUITY CHILDRENS MEDICAL CENTER ENDW CHILDRENS MEM DELAWARE CHILDRENS MUSEUM INST CAP CUST CHILDRENS MUSEUM MAYO GE EQ CUST EUGENE L & ELIZABETH O CHILDRESS J ANNA A CHILDRYAN MARTHA B CHILDS PAULA S CHILDS WENDELL M CHILDS TTEE CHILMARK INVEST PTRS FRONT EQUITY MAURA CHILSON CHILTON INTERNATIONAL L P CHILTON INVESTMENT PARTNERS L P CHILTON OPPORTUNITY INTERNATIONAL CHILTON OPPORTUNITY TRUST L P CHILTON QP INVESTMENT PARTNERS L ANNA M CHIMENTO BENNY CHIN & BENNY CHIN IRA KAM LUEN CHIN IRA ROO MOY O CHIN TTEE ERIC & JENNIFER YS CHIN TTEES JOCELYN CHING 1960 TR CO-TR INV MG MINOO CHINOY MARK CHIODA CHERYL S CHIQUET BRIAN CHIRT CHITTENDEN 1992 SP SUSAN C CHITTENDEN III '92 SP WILLIAM CHITTENDEN SPECIAL 1993 INSURANCE CHITTENDEN TR CAROL L -CLSG EDITH J CHITTY EDDY CHIU LEONARDO CHIU NOAH CHIVIAN JOAN CHIZMADIA CHLA - ICAP CHLA - ICAP CHLA-IRIDIAN LLC-EQ CHLA-IRIDIAN LLC-EQ CHLLC NT US TAX EFFCT INDEX -P RAYMOND S CHMELECKI CHMELIK JOHN M FUND B TOA CHOATE IRA ROO DONALD H -IR SALLIE CHOATE JUANITA K CHOCK RLT INV MGMT BALAN CHOCOLA C FOR CAROLINE CHOCO TOA Claimant Name DARRYL W CHRISTIAN FBO DARRYL CHRISTIAN FRANCES M CHRISTIAN FRANK J CHRISTIAN FRED H CHRISTIAN III AND JUDITH E CHRISTIAN MCR - GEORGE H CHRISTIAN MD M P

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P P G G P G P G M M N M G G G G G G G N M M P G G G P M M N P P P G X G G G M G G P P P P P G M G P

611542-0 611541-1 121298-2 610738-9 610675-7 101831-0 108040-7 606792-1 606791-3 609329-9 609374-4 605233-9 112074-3 601379-1 601378-3 625670-8 634190-0 114502-9 649372-6 642892-4 648036-5 125727-7 645459-3 108276-0 619145-2 622031-2 622030-4 644759-7 120477-7 631349-3 121676-7 608929-1 105355-8 105357-4 105358-2 610832-6 117718-4 601383-0 601382-1 601359-7 109529-3 639798-0 126382-0 609427-9 120400-9 639283-0 123284-3 106454-1 124283-0 124284-9 Claim ID 105985-8 610155-0 615278-3 615276-7 610205-0 609999-8 610000-7

Reject Code M M M N G P P

Confidential

CHODOCK CHILDREN 94 - MARC CRUM CHODOCK CHILDREN 94 ROCHELLE TOA ROWENA B CHODOROW & CHODOSH RICHARD L IRAT CHODOSH RICHARD L P S PLAN MOAG LEONA W CHOFFIN LEONA W CHOFFIN CHOH IRA JOONG H -CLSG CHOH IRA SOOK PARK-CLSG CHOH TRUST JOONG H - CLSG -DCHOH TRUST SOOK PARK-CLSG -DIK DO CHOI JUNG K CHOI YOUNGHEE CHOI MARTIN YOUNG BACK CHOI THE CHOICE FOCUS FUND PRI USD COLUMBA I CHONG INV MGMT ACCT - EQ RITA CHOPRA IRA CHORMANN IRREV CHILDRENS TRUST CAROLYN A CHORMANN TTEE MR PHILIP CHOSKY DCSD PERSONAL ACC ALI A CHOUDHURY ALI AZAM CHOUDHURY MD NORMA P CHOUSA CHP LIABILITY SELF-INSURANCE TRUS CHP-LYNCH JONES RYAN CHP-STONERIDGE ROBERT J CHRENC IRRA PETER C CHRETIEN IRA AGT CHRIST & ST LUKES COMP FD ANN M CHRIST CHRIST CHURCH LGCY ENDW F-CLSG CHRIST EPISCOPAL CHURCH GEN CHRIST EPISCOPAL CHURCH JONE CHRIST EPISCOPAL CHURCH FERG CHRIST PRESBYTERIAN CHURCH ENDOW THOMAS M CHRIST CHRISTEN & BAREISZIS GLEN CHRISTEN & JEANANN CHRISTEN J GLEN CHRISTEN AND JEANANN CHRISTEN GEORGE N CHRISTENSEN MR CARL HARTNESS CHRISTENSEN PENSI SUSAN S CHRISTENSEN CHRISTENSEN TRUSTS TIC JACK R CHRISTENSON IRA JACK R CHRISTENSON IRRA CHRISTIAN BROS INVESTM SVCS CLEONE A CHRISTIAN DARRYL W CHRISTIAN DARRYL W CHRISTIAN Claimant Name CHURCH OF THE TRANSFIGURATION CHURCH PENSION - NTGI S&P500 CHURCH PENSION FD-RESEARCHOPTIMIZ CHURCH PENSION FD-ROE-VALUE CHURCH PENSION NTGI TR-II MM CHURCH PENSION-JPMIM ROE CHURCH PENSION-JPMIM ROE VALUE

P P G P P M N P P P P G N G G G G G G G P M G N P G P G M G M P P P P P M G G G M G M P M G P M N M Reject Code G M M M M M M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108964-1 109386-0 637556-1 111042-0 113978-9 116294-2 652510-5 624644-3 631771-5 118751-1 105008-7 110878-6 102886-3 125735-8 106112-7 622403-2 605391-2 618464-2 618465-0 618467-7 103651-3 100070-5 648276-7 642879-7 607700-5 608882-1 105976-9 116181-4 633202-1 105448-1 112226-6 111949-4 619949-6 120474-2 120475-0 634451-8 625628-7 118946-8 641605-5 108511-5 619883-0 124254-7 124255-5 611485-7 611478-4 Claim ID 616048-4 616050-6 126913-5 643889-0 610233-6 109536-6 616098-0 120538-2 635458-0 647477-2 607309-3 607318-2

CHRISTIAN MINISTRIES FDN CHRISTIAN MINITRIES FND SUSAN VIRENE CHRISTIANSEN IRA PALMA L CHRISTMAN IRA CHRISTMAS HOLLE E R CHRISTOPH REV E R CHRISTOPH REV TRST CLD 3/11/05 MARION M CHRISTOPH TRUST TUW A CHRISTOPHEL FBO CAROLINE KIMBERLY A CHRISTOPHER IRA L PETE CHRISTOPHERSEN DEBRA R CHRISTOPHERSON FBO DEBRA R CHRISTOPHERSON PETER CHRISTOPOULOS IRA HARRY CHRISTOPULOS IRA CHRISTUS HEALTH CASH BALANCE PLAN MR JAMES CHROMIAK COF GILDER GAGNO CHRYSLER LLC MASTER RETIREMENT TR CHRYSLER LLC MASTER RETIREMENT TR CHRYSLER LLC MASTER RETIREMENT TR GEORGE H CHU WEIMEI H CHU IRA MR SIMON L CHU CHRSTINE W CHU TTEE CHUBB IRELAND 1976 PENSION FUND CHUHAK & TECSON PC-DCRP-CLSG SARAH T CHUMLEY GILBERT J CHUN CRUT JOHN L CHUNE IRA ROO AMY H CHUNG HOSUNG CHUNG KENNETH IG CHUNG CHUNG KUN AI FOUNDATION KEITH CHUNN JR SEP PEARL M CHUNN MAR DED TR CHURCH EXPANSION & CAPITAL FUND CHURCH FARM SCH RET PL DOM EQ NEW MARTIN J CHURCH IRA MARTIN J CHURCH IRRA JERRY M CHURCH ALLISON & JEANNE CHURCH LIVING TR CHURCH OF CHRIST HOLINESS CHURCH OF CHRIST HOLINESS CHURCH OF THE COVENANT MOAG CHURCH OF THE SAVIOUR FDN MOAG Claimant Name CINCINNATI ASSN FOR THE BLIND #2 CINCINNATI EQUIT LIFE IS CO F & M CINCINNATI FINANCIAL CORP CINCINNATI PLAYHOUSE IN THE PARK CINCINNATI-OPPENHEIMER GARY R CINOTTO IRA CINTI CHRISTIAN UNIV ENDOWMENT FD NICHOLAS G CIOFFI GEORGE W CIPOV IRA ARTHUR R CIPRIANI JR & ANN M CIPRI CIRAL #2 SHEVLIN J -CLSG CIRAL DANIEL P

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M G G P G G M P P G N M P M P G G P G P N G G P P P N P P M G N P M N G G M G N P M M P P

610001-5 114386-7 124865-0 122163-9 638420-0 122849-8 615184-1 610008-2 611479-2 605557-5 106082-1 641801-5 102609-7 611221-8 622724-4 650953-3 622723-6 621871-7 622725-2 622722-8 113864-2 107173-4 623770-3 100742-4 620507-0 118394-0 118325-7 627006-9 117983-7 619507-5 125575-4 125586-0 615367-4 122375-5 609945-9 609946-7 608823-6 651115-5 651118-0 651117-1 621801-6 119960-9 651387-5 102858-8 125980-6 Claim ID 612004-0 612037-7 611972-7 611973-5 612009-1 620160-1 100727-0 649599-0 103815-0 616619-9 615977-0 122110-8

Reject Code P M P P G G P M G G P P

Confidential

CHURCH PENSION-OAK VALUE CHURCHILL FAMILY TRUST PETER G CHURGIN JAMES G CHUSTZ JAMES GORDON CHUSTZ NORDICE CHUTE CI RESEARCHOPTIMIZED EQUITY FUND CI US LRG CP EQ-JP MORGAN-DV CIA-IRIDIAN ASSET MGMT CUST THEO CIACCIO MARIE CIAIOLA ERNEST CIAMBARELLA MD IRRA FLORENCE T CIARAMITARO TR CIASULLI TIM & JUNE JTRS CUST CIBC BALANCED-EAFE CIBC CAYMAN FOR MARKEN INC. CIBC GLOBAL EQTY FD CIBC PP-CAPITAL GUARD CIBC U S BRD MKT IND CIBC U S INDEX FUND HELEN S CICCARELLI & ANGELA CICCIMARRO IRA JONATHAN CICHOCKI M D TODD R CICHOS CICMOADIGSEC FINANCE AIBBNYTCLT W ANDREW CIES #2 W ANDREW CIES IRA #1 CIESINSKI FAMILY REV TRUST REGINA CIESLUK CIF CORE EQUITY IRIDIAN TERMINATE ROCCO P CIFRESE AND SARA A CIFRESE CIG JPM RUSSELL 1000 VALUE FUND CIGBAF CIGNA SBF EXXONMOBIL -BZ-SL CIGNA SBF S&P 500 CIHAK TRS TIC W & D -D -CLSG CII - SPICERS CII-LOCAL GVT SUPERANNUATION CIKK - SHINKIN EPF NT10100201 CILCO-MOT-ANB MANAGED S&P FUND GEORGE R CILEK LADDIE CIMPL FRED CINATL ARCHDIOCESE OF CINCINNATI Claimant Name BRITTANY CLACK 1999 IRREV TR-TEP TARA CLACK 2001 IRREV TR TEP L CLACK CUST COURTNEY WUTMA AGY-TE L CLACK CUST TARA WUTMA AGY-TEP ROBERT A CLACK INV TR-STOCK INV CLAFLIN HELEN A-1976 GIFT TRUST DAVID W CLAIBORNE CLAIBORNE FARM LTD IMA TEMPLE S CLAIR REV TRUST ST CLAIR SHORES GEN-LOOMIS CLAIRE U1 4ATKINS AGY IRWIN S CLAMAGE

M G M G M N M M P G G G X G M P M P M P X N P M G P P P X P M M M P G P G G G G P M P M G Reject Code G P P P P P N M M P P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 607308-5 607320-4 607303-4 611748-1 606314-4 608595-4 648299-6 114269-0 117289-1 114272-0 117288-3 651116-3 119958-7 120211-1 615468-9 623440-2 623455-0 623461-5 623463-1 623446-1 623454-2 623451-8 623459-3 623462-3 621848-2 625584-1 103878-8 627086-7 615147-7 633087-8 124562-7 126292-0 610536-0 610535-1 609910-6 609879-7 607844-3 607841-9 610531-9 112510-9 Claim ID 610202-6 609393-0 124802-2 124804-9 115338-2 612790-8 125606-8 107919-0 126153-3 609041-9 102002-1 610705-2 613546-3 111538-3 126350-1 608798-1 609659-0

CIRAL SHEVLIN J CIRAL TOUOA 12- DANIEL -CLSG CIRAL TRUST DTD 10-24-02 CIRCLE 10 BOY SCOUT - SEC CAP CIRIC IRA IVAN S -CLSG CIRIC TRUST IVAN S -CLSG MS KAREN CIRILLO IRA JOAN M CIRRITO IRA JOAN M CIRRITO IRA SAMUEL CIRRITO IRA SAMUEL CIRRITO IRA CISA - CAPITAL ITALIA CHAROLOTTE A CISCO #1 CHAROLOTTE A CISCO #2 CIT EQUITY INCOME FUND CITADEL EQUITY FUND LTD CITADEL EQUITY FUND LTD CITADEL EQUITY FUND LTD CITADEL EQUITY FUND LTD CITADEL EQUITY OPPORTUNITY INVEST CITADEL EQUITY OPPORTUNITY INVEST CITADEL JACKSON INVESTMENTS LTD CITADEL JACKSON INVESTMENTS LTD CITADEL JACKSON INVESTMENTS LTD CITICORP DEP INSCAPE INVST FUNDCC CITIGROUP GLOBAL EQUITIES CITIZENS HOLDING CO CITY CS CEMETERY END FUND TR U/A THE CITY EMP SYSTEM OF L A -SSS CITYEQ CIVIC PROPERTY & CASUALTY INS CIVIL AVIATION AUTHORITY CL ABHOW FOUND - CADENCE LAR CL ABHOW GEN-CADENCE CL CAP TRUST-MSDW LG CAP CL PAS FIRE & POL RET SYS MA CL ROBERTSON CEP LARGE CORE CL- MEYER-QUENTIN STILES M D CL-SANTA BARBARA GLASS P S I GERARD CLABBERS IRA Claimant Name DON CLARK JR LP - CASH CLARK KEOGH DONALD C -DLAUERNE CLARK LAWRENCE CLARK GLENN T CLARK LIVING TR CLARK LYNN II MARIE N CLARK MELINDA R CLARK NANCY B CLARK CLARK RETIREMENT IMA-CLSG ROBIN A CLARK CLARK RUTH TRUST TOW CLARK SR AND MM CUSTODY SUZANNE D CLARK THEODORE L CLARK CLARK TR JEFFREY & GWEN-D-CLSG CLARK TRUST DONALD R -D-

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P P G G P P G M X M X G M G P P P P P P G P P P M P N G G P G N P P P G G P G P

620053-2 126050-2 647164-1 126051-0 609846-0 618964-4 119437-2 119438-0 622221-8 600024-0 600023-1 121860-3 125607-6 612755-0 614990-1 619612-8 609386-8 623761-4 109853-5 108029-6 107221-8 120451-3 109836-5 115364-1 108599-9 108585-9 113717-4 606992-4 107455-5 111768-8 114799-4 125635-1 644367-2 647583-3 118126-2 107201-3 118953-0 635514-5 612792-4 637512-0 Claim ID 111926-5 605401-3 632155-0 651544-4 623774-6 120527-7 643098-8 100868-4 636249-4 610749-4 610750-8 643304-9 615888-9 120177-8 122024-1 119761-4 119760-6

Reject Code P G P G G P M M P P N P P P M G P

Confidential

CLAPP G H DECD CHAR AND ED TR M N CLAPP III REV TR JUDITH M CLAPP IRRA MATTHEW N CLAPP JR TR CLARA ABBOTT FDN - MARSICO CLARIAN HEALTH PARTNERS INC CLARICA CANADIAN BLUE CHIP FD CLARICA EQUITY FUND CLARICA-COMARK PARTNER IN PROFIT DRRT FBO CLARIDEN LEU FINANCIAL DRRT FBO CLARIDEN LEU LUX JOHN E CLARK AND ANDREW A CLARK CLARK CHRIS## CLARK COLEMAN T - FBO SUSAN TUA CLARK EQUIP CO PEN TRUST R S CLARK FAMILY FOUNDATION -CLSG CAMERON CLARK FAMILY TR DTD 3 8 88 WENDY P CLARK FAMILY TR FRANCES N CLARK G THORPE CLARK GEORGE C CLARK ALFRED S CLARK IRA BEVERLY A CLARK IRA DIANE H CLARK IRA EARL R CLARK IRA ELEANOR CLARK IRA CLARK IRA GARY W -CLSG JOHN CLARK IRA JOHN CLARK IRA JOHN B CLARK IRA JOHN B CLARK IRA JOHN OWEN CLARK IRA RAYMOND CLARK IRA RICHARD J CLARK IRA PAUL A CLARK IRA RO SANDRA C CLARK IRA ALDEN S CLARK IRRA CLARK JIMMY PLEDGED JOHN W CLARK Claimant Name MATILDA CLEARY MRS RITA MURPHEY CLEARY GARDNER RALPH G FBO P CLEEK TIMOTHY & PATRICIA ANN CLEGG LESLIE CLEGHORN BRACE W CLEMENSON BRUCE W CLEMENSON LAURA CLEMENT IRA MATTHEW P CLEMENT CLEMENT RACHEL WEISS AGTR CLEMENT TIMOTHY WEISS AGTR LUCINDA W CLEMENT TTEE F CLEMENTS IRR FBO ARTHUR CLEMENTS NEIL C CLEMENTS IRA RALPH CLEMENTS IRA JOHN G CLEMINSHAW IRA JOHN G & HELEN CLEMINSHAW JT

P M M M G P M P P P P N M P G G G P G X P M P G P G X P M G G P G G G X M G P G Reject Code X G N G P M G G P P P P G P M M M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 124805-7 106803-2 643124-0 612791-6 643312-0 643704-4 611074-6 607128-7 649580-0 649579-6 628146-0 621834-2 624962-0 624964-7 624965-5 649399-8 111942-7 639169-9 126919-4 625865-4 120000-3 628953-3 102375-6 102564-3 628949-5 628950-9 628951-7 635842-0 612528-0 611528-4 120331-2 601385-6 607411-1 612583-2 601384-8 Claim ID 111251-1 617855-3 611562-4 611563-2 113997-5 619441-9 625644-9 125590-8 633390-7 633391-5 633392-3 643945-4 625467-5 106423-1 601389-9 606156-7 111324-0 607230-5 621453-3 620503-8 622168-8 121334-2

LAVERNE CLARK TRUST MILTON O CLARK TRUST DEBORAH L CLARK TTEE CLARK VICKIE CLARK JOHN B CLARKE IRA THOMAS H CLARKE IRRA CLARKE MICHAEL B ROLLOVER IRAT CLARKE RESIDUARY TR RUTH-CLSG CLARKSBURG FIRE CLARKSBURG POL CLARKSTON UNITED METHODIST CHURCH CLASS INST REQ BY CLT IN CLASSIC PRINCIPAL PROTECTION FUND CLASSIC PRINCIPAL PROTECTION FUND CLASSIC PRINCIPAL PROTECTION FUND MARY LOUISE G MIMS CLAT VERNA I CLATT IRA CLAUDE THOMAS SCOTT JR IRRA DALE K CLAUSON CLAUSS IMA CYNTHIA K CLAY THE PETER CLAY DISCRETIONARY TRUST CAROLYNE K CLAY IRA LAWRENCE E CLAY IRA THE ANNE CLAY PERSONAL TRUST THE JEREMY CLAY PERSONAL TRUST THE PETER CLAY PERSONAL TRUST CLAYHOLD FAMILY LYLE L CLAYTON IRA CLE FDN EQUITY FD CTF CLEANER SALES PROFIT SHARING CLEARBROOK INVESTMENTS COF PINSKE CLEARINGS EXCHANGE RECEIPTS MR JOHN P CLEARY DEC'D THE CLEARY FAMILY EDUCATION TRUST Claimant Name DANIEL D CLINTON CLINTON TWP - LOOMIS SAYLES & C CLOES WM FBO CINDY CLOES TOW CLOES WM FBO DOMINIQUE TOW ALICE CLOOS IRA CLOSED AMERICAN LUNG - W BLAIR CLOTHIER INVESTMENT CO INV ADV-PR ENGLISH M CLOUGH CLOUGH I CLOUGH II CLOUGH LTD C BRIAN CLOUGH RRA HAROLD CLOUSE & MARGARET CLOUS KAREN C CLOUSER TTEE CLOVER COF PINSKER GOLDBERG & CO CLOW II 1959 TRUST WILLIAM E JOSHUA CLOWARD CLUEVER TRUST EDNA CLYDESDALE AS TSTEE FOR WOOLWICH CLYDESDALE TTE WOOLWICH INTL MGD CLYDESDALETSTEFORWOOLINT MF-BGICC ROBERT A CLYNE

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G G G P G G P P G G G P G G G G P M N P M M G N M M M P P P P G P G G

119837-8 109428-9 109458-0 643778-8 631401-5 118724-4 611321-4 611322-2 611462-8 611339-7 611484-9 611501-2 611364-8 611489-0 611488-1 623091-1 113563-5 650926-6 624731-8 618241-0 601386-4 108374-0 611350-8 611354-0 611353-2 608510-5 601388-0 117445-2 641859-7 601387-2 100825-0 621281-6 618076-0 125931-8 111250-3 Claim ID 615564-2 109516-1 123050-6 612852-1 126916-0 612314-7 622976-0 119869-6 108119-5 652577-6 623954-4 616199-5 608268-8 608198-3 608283-1 610562-9 104861-9 104553-9 121937-5 646971-0 647487-0 125207-0

Reject Code G P P P G N P M G G G P P P G P M G G M M M

Confidential

HELEN K CLEMINSHAW TTEE EDWARD T CLEMMENS EDWARD T CLEMMENS ARTHUR H CLEPHANE TTEE MICHELE M CLERICUZIO IRA 3 20 01 RUTH I CLESS CLEV MUS ART ICAP CUST CLEV MUS ART VICTORY CUST CLEVE BOTANICAL GARDEN MOAG CLEVE CLIFFS-WELLINGTON C I P CLEVE SOC BLIND-BD DESIG FD MOAG CLEVE SOC BLIND-REST END FD I AG CLEVE SOFT DRINK WKR-KEY PP CLEVELAND HEARING SPEECH #1 MOAG CLEVELAND PLAYHOUSE #2 MAIN MOAG CLEVELAND ST FDN CO-TUA ROBERT W CLEWELL ROSEMARY CLEWES THE 1992 CLIFFORD DESCENDENTS TRUS CLIFFORD HELENE CRUT PWS DONALD K CLIFFORD JR MASSIE CLIFFORD CLIFFS NATURAL RES #5 NONQUAL DC CLIFFS NATURAL RES #8 NON-EMP DI CLIFFS NATURAL RESOURCES #7 SRBP CLIFFWOOD DEVELOPMENT CO -PD CLIFTON INVESTMENT ASSOCIATES COF JACK R CLIFTON TRUST JANICE C CLINARD IRA STEVEN CLINE WILLIAM A CLINE CLINGER 1996 CRT MACS EQ DAVIS CLINGMAN-GERBER IRR TR SRPMP BESSIE M CLINTON DANIEL D CLINTON Claimant Name KATHARINE FOLWELL COAN TR UOA NANCIE S COAN TTEE DURMON K COATES COATS ALLIANCE SUZANNE B COATS COBALT CORP-INSTITUTIONAL CAPITAL CU COBB CNTY LEGG-MASON EQ JEANNINE C COBB IRA PATRICIA O COBB IRA COBLE MAUREEN H COBURN GRANTOR TR DTD 5 THOMPSON COBURN P S EAGLETON COCA-COLA - HUSIC -SL COCA-COLA - INVESCO CAPI-SL COCA-COLA DISABILITY - AIM COCA-COLA FOUNDATION - INVES DORIS D COCCA FERNANDO C COCCA BARBARA E COCCHI BARBARA COCCHI IRRA LARRY A COCCIA IRA LARRY A COCCIA

N N M M M G G G P G P P P P P G M P P P G M P P P P G P G G N P G N P Reject Code P M M G G G P M M M P P P G G G G G M G G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 610934-9 610935-7 610933-0 610932-2 609833-9 611320-6 611324-9 611330-3 611343-5 611325-7 605727-6 619459-1 611403-2 616203-7 615785-8 619668-3 620942-4 615518-9 115262-9 616231-2 112728-4 112727-6 628132-0 608279-3 633367-2 621869-5 117081-3 102049-8 611180-7 111941-9 Claim ID 400049-8 645555-7 113768-9 601402-0 108328-7 601356-2 114004-3 601405-4 109563-3 125318-2 623776-2 123046-8 623777-0 112919-8 109152-2 623778-9 643178-0 107818-6 645559-0 115279-3 120517-0 100786-6 111665-7 123727-6 645560-3 645561-1 644978-6

CM THOMPSON DT TENNE 1809-05 TOA CM THOMPSON HL III 1809-06 TOA CM THOMPSON TS THMSN 1809-04 TOA CM THOMPSON VT WINTE 1809-03 TOA CM WATSON 1999 TR- TNT TAE CMA-CLEV MUS OF ART 2 GEN END TA CMA-MCMYLER BERTHA AIKEN TOA CMA-SEVERANCE JOHN L TOW CMA-SEVERANCE MILLIKIN TOA CMA-WADE J H TOA CMCF EQUITIES VALUE CHARTWELL CMC_- IRIDIAN CMC_- PENSION BENEFIT PYMT TRUST CMC_FOUNDATION-LOOMIS-SAYLESCMC_STRATEGIC EQUITY FUND CMERS R1000 TILTS 3 DOM R S CMHC INVEST - OPPENHEIMER CMRT-INSTITUTIONAL CAPITAL CNA EMPLOYEES RETIREMENT TRUST CNA EMPLOYEES' RETIREMENT CNG INC PENSION PLAN TRUST CNG PROFIT SHARING PLAN CNP ASSUR-UNIVERS L01 CNP- IRIDIAN ASSET-SL CO UOW JACKSON THRO B O LORETTA T CO-OP CREDIT SUISSE US CAP APPR F SALLY J COAD IRA HENRY R COAKLEY COAN J DAVID & MARY JTWROS MOAG MICHAEL COAN Claimant Name ALVIN COHEN MALCOLM A COHEN AND DIANE COHEN JT ARLENE COHEN ORIEL COHEN AS TRUSTTEE UNDER AGRE BETTY COHEN BLAIR A COHEN ESTHER COHEN BROOKS DAVID COHEN DAVINA E COHEN EDWARD M COHEN EDWARD M COHEN ERWIN V COHEN THE NANCY & MARTIN COHEN FAMILY TR FBO BARTON E COHEN FBO JESSICA COHEN JONATHAN S COHEN GRANTOR TRUST DTD CAROL E COHEN IRA CAROLYN A COHEN IRA DIANE M COHEN IRA DONALD S COHEN IRA DOUGLAS COHEN IRA ELIZABETH COHEN IRA EVELYN COHEN IRA JEAN S COHEN IRA MALCOLM COHEN IRA MALCOLM COHEN IRA ERWIN V COHEN IRRA

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P P P P P P P P P P G P G G M G G G G G G M G P P P N P P G

601390-2 111591-0 114201-1 607090-6 116423-6 109313-4 116477-5 102329-2 103629-7 108724-0 629886-9 101808-6 611458-0 637010-1 640182-1 648748-3 101710-1 601391-0 100639-8 608683-7 608755-8 100561-8 633203-0 620368-0 644532-2 651190-2 601404-6 601407-0 601406-2 121081-5 Claim ID 101425-0 116326-4 602371-1 602077-1 606813-8 116010-9 608524-5 114888-5 608947-0 608948-8 606579-1 631156-3 636608-2 610285-9 609839-8 609838-0 610085-6 609549-6 111140-0 101462-5 126134-7 126135-5 126136-3 110429-2 619826-0 100921-4 619881-3

Reject Code M G G G G G G G M M P M P G P P G G G G M P G P G G G

Confidential

JEANNE COCCO COCHECTON MILLS INC GEORGE T COCHRAN IRA COCHRAN IRA MARY -CLSG MARCIA COCHRAN TR MARCIA COCHRAN TRUST ROBERT COCHRANE IRA ROBERT D COCHRANE IRA WILLIAM F COCHRANE IRA CHRISTOPHER J COCKRUM IRA COCO EMPIRE LTD JENNIFER A CODR STURM CODRINGTON GEO W - KEY TOA JOHN M COE IRA JAMES L COFFEE JR SPECIAL ACCOUNT RICHARD M COFFEE JOHN COFFEY IRA TOM K COFFEY AND MARGARET R COFFEY ROBERT D COFFILL COFFIN TR CHRISTOPHER-PD-CLSG COFFIN TR GR CHRISTOHER-CLSG BILL F COGBURN IRA JAY ELLIOTT COGSWELL IRA ROO COH HOLDINGS LP DR BARRY L COHAN & MRS ADELE J COH KATHLEEN COHEN - BACRY THE BEVERLY COHEN 1987 FAMILY TRUS THE ZOE COHEN 2001 TRUST DTD 12 18 ABRAHAM COHEN ALAN COHEN Claimant Name JOSEPH COHEN TR FAITH K COHEN TRUST MAX COHEN-OLIVAR & DANIELE COHEN-O STEPHANIE COHEN-OLIVAR TOD COHN CRUT SYLVIA -UT MARVIN COHN IRA COHN MILTON H -CLSG ROBERT COHN COHN TRUST DAVID WATSON -DCOHN TRUST KEVIN WATSON -DCOHN TRUST SYLVIA A FR A COINDRE CHAR TR-VALUE RONALD J COINDREAU IRRA COJAX - INVESCO - SL #4 COJAX-OPPENHEIMER #2 COJAX-SOUTHEASTERN #1 COJAX-TRANSITION ACCOUNT #3 COLABELLA TR RICHARD F ANA D COLAN-LY EARNESTINE M COLBURN COLBY FAMILY REVOCABLE TRUST PETER W COLBY IRA SUSAN J COLBY IRA COLD SPRING VETERINARY CLINIC COLE 1997 SURVIVOR'S TRUST ARLENE E COLE COLE DISCLAIMER TRUST

G P P P M G M M X P G M P G G G P P M P P P G P G N G P G P Reject Code M G G P P G P P G G P G P M G M P P N X P P G G P M P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 641598-9 110596-5 119990-0 103170-8 601396-1 601395-3 102293-8 123531-1 601401-1 122503-0 601392-9 101181-2 605359-9 601398-8 641074-0 620708-1 100248-1 605461-7 605465-0 126762-0 601400-3 601393-7 601399-6 601394-5 122142-6 Claim ID 122107-8 645797-5 634410-0 115187-8 608995-0 102586-4 642201-2 112221-5 118693-0 601410-0 608973-9 608971-2 652599-7 623779-7 623780-0 609766-9 113866-9 121632-5 615449-2 623287-6 609734-0 107494-6 109393-2 608730-2 649470-6 649471-4 649482-0 649483-8 649484-6 100327-5 649069-7 112516-8

JOAN B COHEN IRRA JACK A COHEN JEREMY V COHEN JOEL L COHEN JONATHAN COHEN COHEN JTWROS JUDY E COHEN KATHERINE H COHEN LAURENCE W COHEN MARVIN COHEN MERYL COHEN MICHAEL L COHEN MICHAEL T COHEN MR STEPHEN A COHEN MRS LINDA M COHEN COHEN NANCY LEE 1998 TRUST PAUL H COHEN REBECCA L COHEN RICHARD COHEN ROBERT L COHEN EILEEN SUE COHEN SPECIAL MR PETER COHEN SPECIAL STEPHEN A COHEN SPECIAL STEPHEN ALAN COHEN STEVEN COHEN Claimant Name WILLIAM R COLEMAN IRA FBO WILLIAM L COLEMAN JR NGKE PSP FBO COLEMAN LGE CAP GROWT MICHAEL COLEMAN COLEMAN REVOCABLE TRUST STACEY A COLEMAN CAROLYN J COLEMAN TTEE SOLON L COLEMAN TTEE SAMMY L COLEMMN COLESLAW ASSOCIATES COLETTE FAMILY TR PAUL C-CLSG COLETTE TRUST ANNE L -CLSG COLEY UARDA G COLEY FAMILY LTD PARTNERSH ROSIE COLEY INC COLIN MARTHA MOSELEY PARAM DOROTHY F COLIP IRA ALAN R COLLANDER IRA COLLATERAL ON FOREIGN DOLLARS THE COLLECTORS FUND COLLEGE OF AMER PATH - NTGI #3 COLLEGE OF AMER PATHLOGISTS #1 COLLEGE OF AMERICAN PATHOLGISTS # COLLEGE OF DUPAGE FDN -CLSG COLLEGE RETIREMENT EQUITIES FUND COLLEGE RETIREMENT EQUITIES FUND COLLEGE RETIREMENT EQUITIES FUND COLLEGE RETIREMENT EQUITIES FUND COLLEGE RETIREMENT EQUITIES FUND MAX F COLLEN KAREN L COLLETTE DAVID P COLLEY

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G P G N G G P N P M G N P G G P P G G M G G G G Z

620025-7 620024-9 124108-7 100410-7 100190-6 637749-1 111052-7 623123-3 608484-2 638369-6 642975-0 616062-0 113494-9 113495-7 118727-9 120603-6 111651-7 109486-6 113881-2 123061-1 119245-0 102733-6 102734-4 606465-5 102776-0 Claim ID 601416-0 601411-9 601419-4 605336-0 601415-1 601417-8 621553-0 601408-9 122126-4 601412-7 116388-4 617553-8 635103-4 642568-2 125304-2 619321-8 619371-4 119730-4 601409-7 606184-2 652895-3 111889-7 603164-1 615844-7 613534-0 601420-8 618978-4 616360-2 108722-3 615157-4 608173-8 125483-9

Reject Code M G W G P N G P G G P P M P P P X M P G P G G P G G G P G X G G

Confidential

COLE G M & M FOR GILLON-FAM TR COLE G M & M FOR JANE LOUISE-FAM DARGAN E COLE IRA #1 CECILIA C COLE IRA SHARON M COLE IRA NANCY S COLE IRRA LINDA L COLE COLE LYNN SEP- IRA COLE REV TRUST -CLSG MS FRANCES ANN COLE RRA STEVE COLE RRA KIT COLE STRATEGIC GROWTH FUND ASHER COLE TRUST MARILYN S COLE TRUST VIRGINIA I COLE WILLIAM R COLE LINDA M COLELLA MARK H COLEMAN #1 BEATRICE R & JOSEPH A COLEMAN DARRYL E COLEMAN DOUGLAS R COLEMAN BEVERLY F COLEMAN IRA BEVERLY F COLEMAN IRA COLEMAN IRA JAMES E -IR WALTER J COLEMAN IRA Claimant Name GEORGE COLLINS AND JEAN COLLINS JT GEORGE COLLINS AND JEAN COLLINS JT THE ETHEL COLLINS LIVING TRUST MARK COLLINS MD MICHAEL COLLINS PENELOPE A COLLINS GBGM UMC_- COLLINS PENSION PLAN-IN REGINA LEE COLLINS RHONDA K COLLINS RICHARD P COLLINS & JOANNE B COLLI ROBERT COLLINS COLLINS STEPHANIE IRREV TRST IA JOE & JEANNE COLLINS TRUSTEES GEORGE E COLLINS TTEE COLLOM AND CARNEY MICHAEL COLLOPY MICHAEL COLLOPY ROLLOVER IRA THOMAS COLLOPY ANN COLMAN COLMAN FAMILY TR FBO CONRAD COLMES,ALAN S.& JOCELYN CROWLEY J MARJORIE R COLON TRUST COLONIAL FUND LLC COLONIAL INV GP COLONIAL INV MCG COLONIAL INVESTMENT ASSOCIATES CO COLONIAL WILLIAMSBURG FOUNDATION COLONIAL-LIBERTY ALL STAR GROWTH COLOR TREK INC COLORADO FIRE & POLICE REISTATE S COLORADO TRUST COLS FDN CLM NO: 624983-3E

P P G P N G M P P G G G N P P M N G P X G X X G X Reject Code G P G G P G G G M G P P G M N G G M G P M G G M G G P M P M G N

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 51 of 302 PageID #:54662

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 101452-8 110627-9 115878-3 104859-7 625854-9 126279-3 608629-2 601418-6 101390-4 620181-4 103339-5 651605-0 621552-1 104611-0 101875-2 101715-2 111694-0 648453-0 601413-5 601414-3 Claim ID 618055-8 616949-0 620494-5 102155-9 630829-5 612768-1 619570-9 619607-1 115105-3 115099-5 111560-0 619500-8 619509-1 619512-1 619501-6 619505-9 126888-0 619504-0 619511-3 619499-0 619506-7 619502-4 619503-2 619510-5 622713-9 630827-9 621060-0 625149-8 608819-8 613415-7 124406-0 621845-8 601421-6 126124-0 121525-6 640397-2 102921-5

ROBERT E COLLEY IRA RYAN A COLLICOTT JUNE C COLLIER LEON COLLIER FRED C COLLIER TR B UA WINTHROP C COLLINS #1 COLLINS ANDREA CLSG LORETTA COLLINS AS TRUSTEE UNDER BOB G COLLINS COLLINS CHAR TR-HOLT-SMITH & YATE ELIZABETH A COLLINS ESSIE M LEE TR FBO JOANNE COLLINS GBGM UMC_- COLLINS HLTH BEN TR-INV EDGAR COLLINS IRA EMILY W COLLINS IRA ROBERT C COLLINS IRA WARREN N COLLINS IRA STEPHEN A COLLINS IRRA JAMES J COLLINS JAMES M COLLINS Claimant Name COMERICA OFFSHORE EQ IND FD LTD COMERICA S & P 500 INDEX FUND MPS COMETA INVESCO JACQUELYN J COMEY I M COMM FDN GRT GSO CROSS CRUT COMM OF CHRIST-LSV ASSET MANAGEME COMM OF PENN SERS R S #5 COMM OF PENN US EQUITY R S COMMERCE BANC INC RET PL VALUE COMMERCE VALUE FUND COMMERCIAL STATE BANK WAGNER COMMONFUND CORE EQUITY IRIDIAN COMMONFUND DORSET MANAGEMENT COMMONFUND FIRST QUADRANT CORP COMMONFUND GROWTH EQUITY JENNISON COMMONFUND GROWTH OPPORTUNITY DUN COMMONFUND HEDGED EQ CO COMMONFUND INSTITUTIONAL CAP MANA COMMONFUND JOHN LEVIN COMMONFUND MARTINGALE TRANSITION COMMONFUND SSGA TRANSITION COMMONFUND SSSGA LIQUIDATION ONE COMMONFUND VALUE EQUITY SSGA COMMONFUND WATER STREET CAPITA COMMUNITIES FOUNDATION OF TEXAS-M IM COMMUNITY FDN GR GREENSBORO COMMUNITY FUNDS-GIFT ACCOUNT COMMUNITY HOSPITAL FUNDED DEPREC COMMUNITY PHARMACY FDN -DCOMMUNITYCARE FOUNDATION - ICAP KATHLEEN B COMNOLLY COMP SERV HFC 1-4-1 SHARE CC 0308 COMPERE TRUST DTD 6 10 2002 E COM COMPREHENSIVE PAIN & ANETHSIA JAMES M COMPTON JAMES M COMPTON LORNE A COMPTON

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N G G P N P P G N G X G G G N G P G P P

619957-7 623129-2 104239-4 104237-8 104238-6 602601-0 615763-7 615764-5 627257-6 627256-8 126921-6 621868-7 635595-1 123474-9 639231-8 124835-9 635638-9 623492-5 125624-6 616951-1 Claim ID 635610-9 613312-6 110865-4 119445-3 634847-5 611095-9 645193-4 643901-2 124383-7 124382-9 124381-0 111442-5 107991-3 619269-6 113010-2 113005-6 108892-0 607699-8 621063-5 114982-2 119346-5 651182-1 647355-5 611277-3 611279-0 611271-4 611272-2 611273-0 611274-9 611278-1 611280-3 123202-9 110471-3 645999-4 646638-9 651499-5 113824-3

Reject Code G G P P G G G G G G P P G G G G G G P G G P G G P G P P P G M P P G M G N

Confidential

EDWARD A & EMILY C COLSON 1992 REV TR BETTY B COLSTON IRA EUGENE M COLTEAUX NETA COLTEAUX EUGENE M COLTEAUX ROTH IRA JANE COLTRAIN-SCHARFF TTEE JANE COLUMBIA BALANCED FUND INC COLUMBIA COMMON STOCK FUND INC COLUMBIA DIVERSIFIED EQUITY INCOM COLUMBIA EQUITY VALUE FUND A SERI TRUSTEES OF COLUMBIA UNIVERSITY NY COLUMBUS CIRCLE DAVID HUTTON COLVILLE TTEE KELLEY A COLVIN JEAN A COLYER TTEE CURTIS COMAN EUGENIA M COMBS COMCAST CORPORATION TINA M COMER COMERICA 500 INDEX FUND PEP Claimant Name CONCORDE INTERSPACE BATTERY CO PS CONCORDIA COLLEGE SPECIAL INV ACC ADRIANE CONCUS MARY E CONDAS IRA RO JOSEPH CONDINA AND ALICE CONDINA J CONDON MADELINE NO1 FBO JS TOA MR HERMAN CONE III MARTHA CAMPBELL CONE TTEE CONEMAUGH FUNDED DEPR BRINSON CONEMAUGH FUNDED DEPR DRIENHAU CONEMAUGH PENSION DRIEHAUS JACKIE CONERLY MARILYN CONES CONG EMANUEL POOLED EQUITIES CLSD JOHN CONGEDO IRA JOHN CONGEDO THURZA D CONGLETON CONGREGATION OF CHRISTIAN BROTHER CONGREGATION OF THE MISSION-MCKAY CONGREGATION OHEL TORAH MARGARET F CONKIN DONALD CONKLIN JOAN E CONKLIN IRA CONKLIN JAMES M REVOC TOA CONKLIN JOHN D REVOCABLE TOA CONKLIN KM IRR FBO CATHERINE TOA CONKLIN KM IRR FBO CHARLOTTE TOA CONKLIN KM IRR FBO JOSEPH TOA CONKLIN KM IRR FBO MARGARET TOA CONKLIN MARIANN E REV TOA CONKLIN VIRGINIA E REV TOA DOUGLAS M CONLAN JR MIKE A CONLEY IRA WILLIAM CONLEY IRA JOHN H CONLEY JR IRRA NORMAN CONLEY UARLEAN CONLEY

P G X X X G M M P P P G M P G M G P M P Reject Code G M M G P P G P P P P M G N G G X P G P P N G P P P P P P P P M G M P G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 52 of 302 PageID #:54663

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 121024-6 608202-5 618286-0 618287-9 618288-7 622054-1 622055-0 622132-7 618685-8 643550-5 104504-0 125335-2 608552-0 112326-2 103036-1 Claim ID 120516-1 104665-9 122272-4 123611-3 112473-0 606980-0 622382-6 125689-0 644570-5 114185-6 116933-5 614887-5 630886-4 110475-6 619591-1 619481-8 621426-6 601423-2 634198-5 121703-8 621800-8 621799-0 621798-2 621287-5 120528-5 641452-4 641453-2 107747-3 618893-1 615854-4 125630-0 619164-9 619165-7 126215-7 608402-8 102165-6 608333-1 113222-9 122197-3 122339-9 122198-1 608273-4

MARY J COMPTON COMSAT - INVESCO CAPITAL WM A III & LULA M COMSTOCK IAA COMSTOCK LULA M TRUST IMA COMSTOCK WM A III TRUST IMA CON IND ARK AST MGT CON IND INVESCO CAP CON-DUPONT QUAN END CONAGRA FOODS MASTER PENSION TRUS THOMAS P CONBOY IRRA JANICE CONBOY ROBERT J CONCANNON AND CONCEPCION FROI P -CLSG -DVIVIAN P CONCEPCION CONCORD RADIOLOGISTS PROF SHAR Claimant Name WILLIAM C CONNELLY CAROLYN K CONNER DUANE T CONNER IRA JOHN W CONNER IRA TERRANCE L CONNER CONNEY TRUST DAVID H -CLSG CONNING ASSET MANAGEMENT CAROLINE F CONNOR GREGORY S CONNOR KEVIN CONNOR PAUL CONNOR CONNOR ROBERT & EMA RENE - IMA TR U/A LULA MAYS CONNOR ANNE H CONNORS CONOCO INC RET PLAN R S CONOCO US R S CLOSED CONOCOPHILLIPS MT-MACKAY SHIELDS CONOVER PARTNERS COF PINSKER GOLD CATHERINE WRIGHT CONRAD INV MGMT-E LOREN W CONRAD CONRAIL-DELAWARE INV ADVISERS CONRAIL-IRIDIAN CAP MGMT LLC MIDCONRAIL-MACKAY SHIELDS CONRON J CRUT DAVIS SELECTED NANCY P CONROY CONSL RAD OF EVANSTON SC EMPL CONSL RAD OF EVANSTON SC EMPL CONSOLIDATED ANTI AGING FND CONSOLIDATED EDISON MASTER VEBA T CONSOLIDATED FD JUDITH F CONSOR CONSUMERS ENERGY COMPANY EMPLOYEE CONSUMERS ENERGY COMPANY EMPLOYEE WILLIAM CONTE IRA CONTE TR MARY MICHELLE -CLSG RUTH B CONTE TR CONTEMPORARY ARTS FORUM ENDOW BENJAMIN CONTESSA BELINDA CONTI BELINDA I CONTI GIUSEPPE CONTI CONTIGROUP - ARK MGMT -

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G G P P P P G G G G N G P N P

620930-0 114977-6 619462-1 125989-0 615652-5 615653-3 618475-8 619046-4 619048-0 619050-2 100769-6 639284-9 117696-0 606908-8 607215-1 Claim ID 607225-9 621866-0 649664-4 121429-2 113608-9 125750-1 645249-3 122954-0 646033-0 104501-6 601708-8 605101-4 605102-2 100998-2 100265-1 609665-4 121313-0 121262-1 639965-7 607224-0 111886-2 601424-0 601709-6 109478-5 102891-0 621288-3 107234-0 123748-9 101874-4 619970-4 611999-9 105195-4 125572-0 125574-6 117191-7 623782-7 609356-6 609358-2 619825-2 609357-4 609355-8 613803-9

Reject Code M M N M G P P M P P G G G P G G G G G M P P G P P M M P G M M P P P P M P X G M M P

Confidential

CONLEY UOW MARIE W CLIFFORD G CONLON IRA CONN MEMORIAL FDN - IRIDIAN CONN MEMORIAL FOUDATION ANNE CONN TRUST CUSTODY JULIUS CONN TRUST CONNECTICUT GENERAL LIFE INSURANC STATE OF CONNECTICUT RETIREMENT PL STATE OF CONNECTICUT RETIREMENT PL STATE OF CONNECTICUT RETIREMENT PL DIANE P CONNELL IRA FRANK V O CONNELL IRRA PATRICIA C CONNELL CONNELLY FAM TRUST JOHN R CONNELLY IRA DORIS JANE -IR Claimant Name CONVENTUAL ST BON PROV-CLSG CONVERIUM-USA EQ UBS CONVERTIBLE SECURITY DAVID L CONWAY #1 DONNA I CONWAY JOSEPH CONWAY IRA JOSEPH D CONWAY IRRA JOSEPH P CONWAY DAVID L CONWAY & JANA S CONWAY JTW ARLENE J COOK CATHERINE COOK CATHERINE COOK CATHERINE COOK CURTIS COOK EDWARD M COOK COOK ERIC F & PATRICIA M -D EST LOIS L COOK HARRIETT E COOK HOWARD F COOK COOK IRA M DOLORES -IR RONALD M COOK IRA JANICE COOK CATHERINE COOK KL MARY M COOK MICHAEL COOK COOK N W TR FBO J OPPENHEIMER JOHN F COOK PA PSP PATSY A COOK RAYMOND H COOK THE STUART A COOK RETIREMENT TRUST BRIAN COOK REV TR-TEP COOK REVOCABLE TRUST ROBERT A COOK ROBERT A COOK ROBERT W COOK MARIANA R COOK TR UOA D 12 20 60 COOK TRUST ALLISON M -DCOOK TRUST BRANDON W -CLSG STUART ALDEN COOK TRUST COLL COOK TRUST KYLE J -DCOOK TRUST MICHELLE E -DCOOKE AMORY & PHOEBE - IMA

P P G G P P G P P P P G G P P Reject Code P P G N P M G N G N P P G P P P P M G P G G P P M P M G P G P M M M N P P P G P P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 53 of 302 PageID #:54664

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 115263-7 119823-8 652801-5 640423-5 610730-3 618340-9 649644-0 620105-9 111462-0 632933-0 Claim ID 120250-2 641164-9 123122-7 641207-6 610582-3 106830-0 123121-9 639795-6 611600-0 121398-9 606665-8 104321-8 106658-7 126138-0 120928-0 637563-4 122944-3 607233-0 110128-5 612511-5 617318-7 122474-3 122475-1 106657-9 125074-4 605258-4 601426-7 107861-5 104070-7 605646-6 104843-0 110072-6 649888-4 125859-1 111085-3 121818-2 601427-5 118923-9 622089-4 121764-0 637655-0 640219-4 605061-1 125488-0 613025-9 647306-7 105039-7

CONTINENTAL CASUALTY COMPANY CONTINENTAL FLORAL GREENS CONTINENTAL PARTNERS LP CONTINENTAL WHOLESALE FLORISTS, I HELEN CONTOMPASIS MOAG CONTRA COSTA COUNTY EMPLOYEES' CONTRAFUND CONTRAVES INC RET INCOME-AVT ROSEMARIE C CONTRERAS CONVENT ACADEMY OF THE INCARNATE Claimant Name RICHARD E COOMBES RICHARD A COON AND NANCY C COON TI RICHARD A COON IRA RICHARD A COON IRRA COON OWEN L FOUNDATION -DPATRICK W COON RICHARD A COON JAMES L COONCE & SUSAN E COONCE JT COONS ELIZABETH R TRUST AGTR THOMAS P COOPER #2 COOPER B & R TR TAX RSV-CLSG JANET A COOPER BRIDGE JW COOPER CONSTRUCTION CO INC BURTON M COOPER CR SH TR DONALD H COOPER FBO CAROLYN JEAN COOPER CAROLYN J COOPER IRA COOPER IRA JOHN G -IR STUART M COOPER IRA COOPER ISABEL R COOPER J TUW FBO MARTHA LANG JOHN V COOPER JOHN V COOPER JOHN W COOPER LESLIE E COOPER JESSIE COOPER RAYMOND D RICCOMINI RICHARD W COOPER ROSE COOPER SANDRA COOPER COOPER TIRE CAP GUARD #1 WAYNE D COOPER HENRY J COOPERSMITH TR HENRY J COOPERSMITH TTEE COOPERSMI IDA COOPERYOUNG LEORA J COOVERT IRA GAIL M COPA MARY WP COPANS J M COPAS DDS PSP COPBC 284250AX R COPBC 284 EVELYN J COPE EVELYN J COPE TTEE WILLIAM H COPELAND & SUSAN W COPEL ARLENE A COPELAND DEBORAH L COPELAND COPIC INS NUVEEN HYDEPARK INV MARTHA COPLEMAN IRA DONALD G COPP

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G M G G P P G P M P

118959-0 114527-4 601425-9 114749-8 644541-1 121362-8 121364-4 109489-0 619451-6 113029-3 Claim ID 632971-3 610338-3 612565-4 606679-8 102668-2 633407-5 120678-8 601429-1 607891-5 102910-0 645874-2 119222-1 613197-2 111700-9 100040-3 105219-5 121488-8 608365-0 609201-2 601430-5 610684-6 625646-5 609080-0 121713-5 645509-3 122948-6 621745-1 623783-5 608960-7 651314-0 629776-5 629777-3 629778-1 629779-0 629780-3 629781-1 629782-0 629784-6 103064-7 609052-4 634168-3 607549-5 615893-5 613296-0 642728-6 623378-3 637960-5

Reject Code M G M G P N M G P P P M X G M G M P G P P P G X M P G N N G N M M M G G P P M M G M P P G G X

Confidential

ELLEN E COOKE HUGH H COOKE THORNTON COOKE II REV TR DTD 9 8 8 DAVID H COOKE IRA FRED COOKE IRRA JAMES COOKMAN IRA JUDITH COOKMAN IRA TABITHA S COOKS COOLEY DICKINSON HOSPITAL ENDOWME PETER COOLEY IRA Claimant Name CORACUS CORAL GABLES - INVESCO #2 CORAL INVESTMENT ASSOCIATES AMELI CORBETT CRUT -CLSG BARBARA M CORBINE IRA CORBOY CORCORAN R CORCORAN IRA WILLIAM T CORCORAN CORDANT-WILLIAM BLAIR - DV ROBERT C CORDARO GEORGE E CORDE IRA JAMES C CORDELL AND CORDES JUDITH SCHLECHTE IMA ROBERT E CORDOCK DONALD R CORDTS LYDIA O COREY TAMIA C COREY CORFIELD TRUSTS TIC J & J -DCORIDEN SUSANNE H -CLSG THE CORINNE TRUST EDWYN M SMITH TT CORKIN CARY J MOAG MARILYN CORL INV ADV TR U D PRI CORLETT JUNE VALENTA -CLSG GARY L CORMANY GARY L CORMANY TTEE DAMELA A CORNELIUS IRA CORNELL - ALLIANCE CAPITAL MGMT MRS LOIS DEHLS CORNELL CORNERSTONE CENTER FDN -DCORNERSTONE MANAGEMENT CORNERSTONE PARTNERS CORNERSTONE PARTNERS CORNERSTONE PARTNERS CORNERSTONE PARTNERS CORNERSTONE PARTNERS CORNERSTONE PARTNERS CORNERSTONE PARTNERS CORNERSTONE PARTNERS EST ALICE L CORNETT CORNFIELD FAMILY REV TR -CLSG HARRY J CORNISH RLT INV MGMT EQUIT TNT-LDN-CRN05- CORNWALL CC -SL SUSAN J CORNWELL CORP OF FINE ARTS-BLDG FD CORPORATE CONSTRUCTION LTD CORPORATION DE SERVICES DU BARREA DIOCESE OF CORPUS CHRISTI PERPETUA

P N G P G G P M P P Reject Code P P P G N P M G P N G G P X N M M G P G P P P M G M G P G G G G P P G G G G M G G P P P M P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 54 of 302 PageID #:54665

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605405-6 620659-0 601428-3 647574-4 609149-0 Claim ID 105725-1 605166-9 119663-4 115238-6 122911-7 634776-2 125997-0 605331-9 110626-0 611974-3 622997-2 119772-0 606086-2 643916-0 123715-2 123716-0 124289-0 641412-5 601431-3 619295-5 652453-2 108340-6 118165-3 615569-3 615570-7 615571-5 615573-1 615574-0 615575-8 615576-6 615572-3 615568-5 625472-1 615567-7 125815-0 636492-6 605267-3 100838-2 605491-9 623784-3 634313-9 616860-4 613445-9 613446-7 106391-0 619875-9 611009-6 639813-8 120560-9 624504-8 113063-3 101696-2

MS MARY LEE COPP COPPER MOUNTAIN TRUST MAIN RICHARD M COPPERSMITH FRANK J COPPOLA IRA CORA JTWROS W & C -D-CLSG Claimant Name SHERRY A CORRIC DR WALTER E CORRIGAN AND MRS ANTOI BILL L CORSBIE YVONNE M CORTES ERNEST Y CORTEZ CHARLES V CORTEZ RRA CHERYL A CORTINA MARCIA CORWIN SANFORD CORWIN PAUL CORY TUW FBO FRED CORY-HIGH D AGT COEX U/W MARGARET E CORYELL MARY H COSBY FRANCIS J COSEGLIA TRUST FLORENCE DON J COSGROVE IRRA PETER J COSLETT IRA PETER J COSLETT IRA BETTE COSSMAN TRUST ELAINE COSSMAN TTEE CHRISTOPHE COSSU CORBATAS DE COSTA RICA CCR S A ROBERTA COSTA WILLIAM J COSTIGAN TRUST MARCO A COTA JT COTE 20 YR CHAR LEAD TR-ROBERT JT COTE 20 YR CHAR LEAD TR-BARBARA JT COTE 20 YR CHAR LEAD TR-DAVID JT COTE 20 YR CHAR LEAD TR-CARRA JT COTE 20 YR CHAR LEAD TR-BRENNA JT COTE 20 YR CHAR LEAD TR-CALE JT COTE 20 YR CHAR LEAD TR-JULIA JT COTE 20 YR CHAR LEAD-CHRISTOPHE J T COTE 20YR CHAR LEAD TR UOA AGY DAVID R COTE AND CINDI A COT J T COTE TR UOA GRANDCHILDREN AGC GARNETT COTHERN MR GARNETT R COTHERN JR IRRA JOHN COTTAM AND BARBARA COTTAM JTW ROBERT F COTTER SHEILA COTTER TTEE SHEILA COTTER TR UOW O GEORGE W COUCH JR TRUST B JOHN C COUCH ROO IRA INV MGMT ANN D COUCH TRUST CLOSING COUCH TRUST FBO ALYXANDRA COUCH COUCH TRUST FBO DAKOTA COUCH CORNELIUS M COUGHLAN CATHERINE R COUGHLAN IRA COUGHLIN JANE F TOA FBO CRAIG M COULAM #1 CRAIG M COULAM IRA #1 JANE R COULSON TRUST DTD 12 21 92 WALTER F COULSON ROBERT J COULTER

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G G P G P

105272-1 108968-4 123425-0 645947-1 607471-5 Claim ID 101091-3 639144-3 124116-8 631304-3 652540-7 614123-4 652945-3 116572-0 104205-0 620668-9 620669-7 116716-2 116717-0 633206-4 610043-0 106218-2 609129-6 652756-6 104763-9 607133-3 640388-3 114380-8 102975-4 642817-7 638586-9 119613-8 114309-3 619935-6 100862-5 107007-0 623785-1 613801-2 627049-2 627050-6 109368-1 645139-0 622857-7 107921-2 123636-9 123637-7 617237-7 632894-6 622978-6 124336-5 637555-3 121218-4 125567-3 619976-3 110895-6 643542-4 110632-5 651315-8

Reject Code N G M M P G M G X P P M P P M M M G P N P N M P P P P P P P P P P P G M G P G P G P G G N P P G M P M P

Confidential

FINBARR M CORR FINBARR M CORR JEAN A CORR IRA JEAN A CORR IRRA CORRAL TAIDE R -CLSG Claimant Name CONNIE L COUNTERMAN REBECCA S COUNTS IRRA JAY W COUNTS TR DOYLE C COUNTS U/A DCC COUNTYMO COURIM J MAR COURTNEY CORPORATION KATHLEEN F COURTOT MAURA COUSINS DALEY COUTTS EQ NTH AM MCP-BER AIBBNYTC COUTTS EQ NTH AM MCP-LEG AIBBNYTC KAREN S COUTURE IRA RO #1 KAREN S COUTURE IRA RO #2 COVENANT THEOLOGICAL SEMINARY END COVENANT-NORTHERN TRUST LEE ANN B COVERT COVERT TRUST JAMES M COVINGTN H N COVINGTON & COVINGTON RESID TR WILLIAM ALICE COWAN DCSD BERT COWAN IRA L LYNN COWAN JEROME M COWAN RRA DAVID P COWDEN IRRA JAMES N COWDEN MICHAEL W COWDREY TRUST S H COWELL - SSB INDEX POOL FUND WILLIAM S COWELL WILLIAM S COWELL JOYCE B COWIN MARITAL TR UOW O DAN COWLES LIVING TRUST IMA PHOEBE COWLES REVOCABLE TRUST SARAH FERRIS COWLES TRUST VIRGINIA COWLES MRS VIRGINIA V COWSERT COX CAM&PENNY DARREIL L COX DONALD J COX DONALD J COX COX GLADYS IRREV TRUST CLOS IM LOUIS H & KATHRYN D COX TR COX INC ALLIANCE CAPITAL#113 GAYLE A COX IRA MICHAEL G COX IRRA DONALD A COX JR KATHLEEN COX COX REVOCABLE LIVING TRUST COLL A THOMAS J COX L MERLE B COX TTEE WILLIAM L COX COYLE ASSET MANAGEMENT CO

N M M G P Reject Code P G M G M P M N M M M G P P P N G M X P G P N P G M P P G M P G P P P G P G M M P G G M G M G G G G X P

Page 53 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 55 of 302 PageID #:54666

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID 619736-1 103055-8 123194-4 624486-6 607276-3 121641-4 609800-2 607514-2 607513-4 607515-0 632601-3 105536-4 123515-0 106259-0 107702-3 117767-2 646151-4 107014-2 111171-0 647555-8 115174-6 622991-3 622992-1 125781-1 644292-7 606625-9 608970-4 616590-7 616589-3 614705-4 109074-7 111855-2 610639-0 610672-2 636854-9 104748-5 619863-5 636268-0 610308-1 110126-9 118987-5 118990-5 638068-9 644528-4 651331-0 618420-0 633208-0 621065-1 621066-0 625849-2 111222-8 111919-2 Claim ID 650975-4 609353-1 611113-0 100155-8

Claimant Name FSB-FL INV AGT NORMAN S COYNE B TR JAMES O COYNE IRA JOYCE COYNE J W COZAD 1992 TRUST DTD MAY 4 92 COZAD TRUST VIRGINIA E PATRICK A COZZA CPARK-JP MORG US RESEARCH IN TNT-LDN-DPF04- CPFB DP CAPITAL TNT-LDN-HPF04- CPFB HP CAP TNT-LDN-MSH04- CPFB MSH CA CRA HOLDINGS EMPLOYEE WELFARE BEVERLY CRABBS FAMILY TR JEANETTE S CRABLE JOHN C CRABTREE MATTHEW L CRADICK JEAN A CRAFT TRUST KENNETH B CRAIB JR TTEE BARBARA N CRAIG INGUNN CRAIG JOHN B CRAIG AND JOAN W CRAIG JTWR JUDITH A CRAIG TR U/A JACK E CRAIG RESERVE TR U/A MRS ANN O CRAIG RESERVE STEVEN CRAIGHEAD IRA STEVEN CRAIGHEAD CRAIGMILE IRA DAVID F -IR NFP CRAIGMILE TRUST DAVID F -DCRAIN COMM - FRANKLIN TEMPLETON CRAIN COMMUNICA - WILLIAM BLAIR CRAIN DAVID - IMA ALAN T CRAMER RICHARD M CRAMER CRANDALL ARTHUR & PATRICA MOAG CRANDALL ARTHUR J II MOAG GRANT F CRANDALL IRRA JAMES J CRANE PHILIP A CRANE JR IRA ROLLOVER MR FENWICK J CRANE KATHERINE CRANE S&P500 -P SONIA CRANE PENELOPE M CRANE TRUST PENNY M CRANE TRUST MS E LORRAINE CRANFILL IRA KIRK S CRANFORD TTEE CRANSTON FAMILY TRUST DTD 6/20/97 PENSION PLAN OF CRAVATH SWAINE & M CRAVATH SWAINE AND MOORE LLP PENS CRAVATH SWAINE MOORE DC PLANS-RUA CRAVATH SWAINE MOORE DC-FST MANHA CRAVEN FAMILY LP - PARAMETRICS THE CRAVEN FAMILY TRUST CHARLES CRAW Claimant Name MARY JANE CROMBIE CRONA TRUST -CLSG CRONE CHESTER F CUST C BARTON CRONIN IRA

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Reject Code

Claim ID 117542-4 610843-1 639727-1 117898-9 117899-7 103738-2 608824-4 643546-7 643547-5 613242-1 623786-0 623787-8 637232-5 126083-9 622663-9 605005-0 605007-7 605008-5 624928-0 607677-7 607088-4 622797-0 109916-7 114688-2 612165-9 601435-6 601434-8 616934-1 107383-4 652829-5 625641-4 647152-8 621794-0 109324-0 109325-8 623175-6 618295-0 618296-8 101205-3 612760-6 630683-7 616655-5 608014-6 106220-4 624600-1 107682-5 111262-7 640534-7 118503-9 635576-5 102416-7 650974-6 Claim ID 122749-1 123014-0 123407-2 108249-3

P P G M M M P G P G G X N N G G M N P P N P P M G P P P P G N N P P G G G M P N M G G G P P P P P P P P Reject Code P G P G

Confidential

Claimant Name LOUISE K CRAWFORD 1 CRAWFORD DAVID & HELAINE-VALUE CAROLYN S CRAWFORD IRA RONALD L CRAWFORD IRA RO RONALD L CRAWFORD IRA MARSHALL CRAWFORD TRUST CRAWFORD TRUST WINIFRED G -PD G PAUL CRAWSHAW RRA MARGOT A CRAWSHAW RRA CRAYCHEE WALTER ALBERT IMA PATSY R CRAYTON LIVING TRUST RENDER CRAYTON LIVING TRUST JOAN L CREAMER IRA CREDIT INDUSTRIEL COM CREDIT SUISSE DRRT FBO CREDIT SUISSE ASSET MANAG DRRT FBO CREDIT SUISSE ASSET MANAG DRRT FBO CREDIT SUISSE ASSET MANAG CREDIT SUISSE LARGE CAP VALUE FUN TNT-LDN-CSG05- CREDIT SUISSE P CREEDON IRA MICHAEL J CREEKMORE I PETER CREGUT TR VIRGINIA F CREMENS HOLLY L CREMER AGY HIGH DIV DELPHINE M CREPON MICHEL CREPON AND MARIE-CLAIRE CRE CRESS DR JOHN C IAA CLOSED MELINDA I CRESS CREST FUND, L.P. CRESTLEA FDN IA -DOMESTIC EQUITY MRS REBECCA RUNYAN CREWS CRI-MELLON EQUITY ASTRID M CRICHTON IRA JAMES W CRICHTON IRA CRICK WILLIAM F III MD IRA JASON CRILEY TRUST AVA JASON CRILEY TRUST BRK LINDA F CRISMOND IRA CRISP DAKOTA SPECIAL NEEDS TRUST SUC TR U/W BESS CRIST-SUZANNE CRITTENTON HOSP-DEPR - LOOMIS CRL - MACKAY SHIELDS MATTHEW T CROAK RONALD D CROATTI ALAN L CROCKETT CHRISTINE A CROCKETT FBO JERRY S CROCKETT HEIDI L CROCKETT MICHAEL W CROFT RRA JAMES R CROKER GUY CROMBIE Claimant Name GARY R CRUSE IRA GARY R CRUSE IRA DOLORES M CRUTHIRDS CORAZON F CRUZ

Reject Code P P G G P G P M M G P P M G P P G P P P P P G G P P G P P M G M G G G P G P P G G M M G P G M G P G X P Reject Code M M N M

Page 54 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 56 of 302 PageID #:54667

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 610629-3 119246-9 119904-8 639725-5 116018-4 637675-4 614608-2 114804-4 116484-8 122289-9 110267-2 103793-5 605604-0 605339-4 651316-6 651317-4 115975-5 647917-0 642792-8 118571-3 103530-4 606777-8 639266-0 610882-2 119930-7 118838-0 121256-7 126636-5 119862-9 609776-6 625497-7 625500-0 106015-5 119429-1 109546-3 102342-0 102343-8 613580-3 616750-0 610495-9 610046-5 600979-4 608875-9 644171-8 122840-4 119754-1 641356-0 644170-0 Claim ID 627271-1 627272-0 652669-1 605538-9 605388-2 611013-4 119000-8 119001-6 633362-1

CRONIN IRREV TRUST FBO JOSEPH KEL BEVERLY A CROOK KATHRYN J CROOK IRA KATHRYN J CROOK IRA VIRGINIA CROOKS REED B CROSBIE IRA CROSBY FAMILY TRUST B IMA OLIN M CROSBY IRA PATTI L CROSBY DAVID B CROSLAND IRA BETTY L CROSS ERNEST M CROSS CROSSCAP PARTNERS LP MARK S CROSSEN CROSSLINK CAPITAL CROSSLINK CAPITAL ROBERT R CROSSMAN CROSSROADS EYE CARE ASSOCIATES LT TERRANCE J CROTEAU HSA WILLIS C CROUCH LESTER A CROW CROWDER IRA ROO WILLIAM -IR KAYE Y CROWE RRA CROWL DAVID H SUCC-TOA CAROLA CROWLEY CROWLEY FAMILY REV TRUST CROWLEY FAMILY REV TRUST DAVID M CROWLEY FOUNDATION GARY CROWLEY IRA RO CROWLEY SHANAHAN FOUNDATION CROWLEY SHANAHAN FOUNDATION CROWLEY SHANAHAN FOUNDATION 2 SHAWN CROWLEY CROWN INVESTMENT FUND VIRGINIA CROXTON ESTATE PAMELA I CROY IRA PAMELA I CROY IRA CROZER STONERID CRUICKSHANK CAROLYN JANE CLOSI CRUSADE FOR FAM - CADENCE CRUSADE FOR FAM - CHICAGO EQTY CRUSADE INVESTMENT LLC CRUSAN TRUST DONNA GRACE-CLSG FBO GARY RONALD CRUSE #2 TONI CRUSE 1994 TRUST ALAN G CRUSE INC MR ALAN G CRUSE INC GARY RONALD CRUSE IRA #1 Claimant Name CUMBERLAND BENCHMARKED PARTNERS L CUMBERLAND PARTNERS CUMBGROW THE CUMING FAM TR DTD 9 22 92 DAVI MR DAVID CUMING CUMMER CATHERINE F TOA DONALD F CUMMINGS #1 DONALD F CUMMINGS #2 JAMES H CUMMINGS FDN INC STANDISH

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P G M G P M P G M G M N G P G G N G G N P G G P M G M P P P M M M P N N M G P G G G G G G M G G

124792-1 107961-1 621802-4 609929-7 610183-6 621790-7 620040-0 126903-8 610497-5 610581-5 649459-5 113796-4 620759-6 616505-2 620060-5 620061-3 607885-0 607877-0 607969-5 621805-9 608107-0 122462-0 615799-8 651059-0 615815-3 126904-6 125158-9 612045-8 612046-6 612047-4 649022-0 115244-0 621687-0 621686-2 111204-0 614131-5 125197-0 628014-5 112807-8 609890-8 606405-1 612032-6 608975-5 608976-3 114596-7 111702-5 107311-7 120662-1 Claim ID 619306-4 611125-4 101862-0 120454-8 650885-5 650886-3 106819-9 606648-8 649543-5

Reject Code G G M G G P G G P

Confidential

LUIS CRUZ JAMES M CRYER IRA CS - ARK ASSET CSA WELLINGTON INVESTMNT CSC - SOUND CAPITAL CSFB TRANSITION ARS CSM 1998 REV TRUST-CUST-C S MCKEE CSO COMMON STOCK CSO ENDOWMENT - IRIDIAN ASSET CSO ENDOWMENT - SHORT TERM F CSR CHARITABLE TRUST CSR INC MPPP CSS 2000C FINANCIAL PORTFOLIO CSS RE VANGUARD INTERNATIONAL COR CSX HOTELS INC PP INVESCO CSX HOTELS INC PP OPPENHE IMER CTA-AELTUS CTA-PARADIGM ASSET MANAGEM-SL CTA-TNT RUSSELL 1000 VALUE F CTC - MAA FUND CTS - MUNN BERNARD CTW FOUNDATION INC CU ELON UNIVERSITY ICAP CU LIFE NTH AMERICAN EQUITIES CU ROBERT E LEE MEM ASSOC BESSEME CU/HFF US BANK THEODORE A CUDA M CUDAHY TR FBO L A H CUDAHY TEP M CUDAHY TR FBO JULIA CUDAHY TEP M CUDAHY TR FBO JOHN P CUDAHY TEP BERKELEY W CUE TTEE PETER L CUFFARO CUIT CORE EQUITY INDEX FUND RHUMB CUIT VALUE EQ ARON MICHAEL CULANG CULBERTSON D TOMMY CULBERTSON IRA CHARLES A CULBRETH III DANIEL J CULLEN & CULLEN - IRIDIAN CULLEN IRA JAMES E L -CLSG-IR JAMES CULLEN TEP CULLEN TRUST JAMES E L -DCULLEN TRUST JOAN B -DALFRED A CULLERE JANET H CULLINAN DIANA L CULLINS CUMBER INTERNATIONAL SA Claimant Name SUSAN CUSHMAN CUSHWA CHARLES & MARGARET PFDN CUSTOM LEISURE LIVING INC REBECCA M CUTCHER DAVID CUTHBERTSON LOUISE CUTHBERTSON CHARLES M CUTLER IRA CUTLER IRA NORMAN -IR CUTLER MICHAEL

M P G P P P G G P P G P P G P P G P G G P P G P G P X G G P G P G G G P M P X G P P P P G M P G Reject Code P P G P P P P P G

Page 55 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 57 of 302 PageID #:54668

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 627180-4 118309-5 613540-4 610727-3 610748-6 103000-0 646478-5 633207-2 633351-6 101253-3 105204-7 102967-3 111066-7 122460-3 122457-3 101649-0 601438-0 605474-9 124153-2 124154-0 651503-7 123538-9 623788-6 623789-4 123689-0 644833-0 121422-5 113542-2 616126-0 602000-3 108634-0 110832-8 109614-1 109198-0 110836-0 109635-4 652811-2 652832-5 600003-7 630293-9 616843-4 616842-6 616844-2 Claim ID 647531-0 640673-4 117808-3 626754-8 626755-6 614649-0 646189-1 644038-0 644045-2 124085-4 111637-1 119294-9 601440-2 609625-5

SAMUEL M CUMMINGS INV MGMT TR PAUL T CUMMINGS CUMMINGS WJ & ML CUSTODY CUMMINGS WM B TR FOR LELAND AGTR CUMMINGS WM M AGENCY MOAG RODNEY L CUMMINS IRA RENEE J CUNEO IRA RUANE CUNNIFF & CO INC COMMON STOC KRAMER LEVIN M T RUANE CUNNIFF ROSE CUNNING EMMETT M CUNNINGHAM JOSEPH F CUNNINGHAM MARLENE S CUNNINGHAM ANTHONY M CUOMO 2 ANTHONY M CUOMO AND 1 RONALD R CUOZZO ROBERT JOHN CURGENVEN ROBERT JOHN CURGENVEN H THOMAS CURRAN IRA H THOMAS CURRAN TRUST CURRENT FUND JOAN CURRIE 1980 REVOC TRUST NEILL A CURRIE II IRA ROO NEIL A CURRIE II & LINDA P CURRIE HARRY O CURRIE TRUST BARRY A CURRIER & MARILYN CURRIER BARRY A CURRIER MELINDA L CURRY JAMES N CURTES & NANCY J CURTES LT FREDERICK KINGSBURY CURTIS 1999 IR FBO BOB CURTIS FRANCES CURTIS STEVEN G CURTIS IRA RO JANE S CURTIS SALLIE M CURTIS STEVEN G CURTIS CURTIS, STEVEN & ROSEMARY CURTIS, STEVEN GLENN (IRA R/O) THOMAS CURTISS IM MEREDITH M CURTISS TRUST CUSHMAN R IRREV FBO ALEX CLOSI CUSHMAN R IRREV FBO JENNIFER CL CUSHMAN R IRREV FBO WILLIAM CL Claimant Name LISA D'ALESSANDRO TTEE PAT J D'ANGELO FS4 IRA MARYANN D'ARPINO ANTHONY D'AURIA IRA ROLLOVER PATRICIA A D'AURIA D'HEMERY TRUST OF 1985 - IMA-PLED BENJAMIN L D'LUGIN TTEE RAMZI A DABBAGH & NAWAL A DABBAGH NAWAL A DABBAGH IRA JEAN A DABNEY LEONA E DABROWSKI DAC JOINT VENTURE GARRISON W DACOSTA DACY NANCY AND TIMOTHY -PD

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P N P P P G G P M M N N N P P N G G G P G G P P P G M X G P G G G G G G M M P G P P P

623171-3 601436-4 639853-7 646475-0 614463-2 110031-9 110033-5 634203-5 611512-8 119790-8 623225-6 609878-9 610409-6 624727-0 611327-3 611363-0 611328-1 611331-1 621359-6 621842-3 610396-0 600975-1 610458-4 108359-7 108257-4 108256-6 119850-5 636825-5 601457-7 629665-3 629667-0 629669-6 629666-1 629668-8 629670-0 640429-4 600998-0 603535-3 603536-1 637793-9 646885-3 646890-0 646892-6 Claim ID 645237-0 608090-1 610714-1 109217-0 125766-8 615113-2 615111-6 110629-5 110630-9 105980-7 604920-6 604921-4 629903-2 126375-7

Reject Code G G G G G P P G G M X P P P

Confidential

CUTLER MICHAEL MA-PLD THE BERTIE B CUTLER TRUST DTD 5 14 W KENT CUTRER MD IRRA JAMES A CUTROPIA IRRA CUTTER D & M REV THOMAS A CUTTER IRA THOMAS A CUTTER IRA GERALD H CUTTER TTEE INV MGMT - BA CUYAHOGA COMM COLLEGE MOAG CWA LOCAL 1180 ANNUITY FUND CWA PENSION - ALLIANCE CAP #816 CWFDN - SSGA BROAD MKT CWPI LLC CWR PRESERVATION TRUST CWRU-BINZ EMMA AND FRANK FD TOW CWRU-BLUM RUTH GOODMAN TOA CWRU-HUTCHINS CARLETON C TOW CWRU-SQUIRE ANDREW ELEANOR CO-TW CWS PENSION FUND - FID CWS PENSION FUND - FID CC 07 05 0 CWT - JP MORGAN P CYBER CAPITAL MGMT PTJP PART CYMI II LTD - NTEIP -P RICHARD CYWINSKI BARBARA CZEKAJ IRA EDWARD CZEKAJ IRA PETER J CZERWINSKI PETER J CZERWINSKI D & E PARTNERS D E SHAW INVESTMENTS L P D E SHAW INVESTMENTS L P D E SHAW INVESTMENTS L P D E SHAW VALENCE L L C D E SHAW VALENCE L L C D E SHAW VALENCE L L C D K D D LTD D QUANT FUND LLC D QUANT FUND LLC D QUANT FUND LLC GLENN D'AGNES AND RUSSELL J D'AGOSTINO AND DEANNA R DAVID D'AGOSTINO RUSSELL D'AGOSTINO Claimant Name MR MICHAEL DANA TTEE DANAHER - ICC -SL DANAHER MICHAEL J TOW PATRICIA L DANAHY IRA BERNARD R DANBER AND DANBURY DEV INVESTMENT LEDGER DANBURY HOSPITAL DEVELOPMENT FUND DOUGLAS W DANCER DOUGLAS W DANCER IRA KELLY A DANCER TRUST DANCING BEAR OFFSHORE GOLDMAN SAC DANCING BEAR PARTNERS GOLDMAN DANCING DOLPHIN LTD MARIDY E DANDENEAU

M G M G P M M G P G G G G P P P P P G M M G G G G G M G G G G G G G G G P P G G G G G Reject Code P G P P M P P G G G G G G M

Page 56 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 58 of 302 PageID #:54669

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 626843-9 614210-9 105035-4 611737-6 627203-7 100522-7 622993-0 639542-2 639520-1 619752-3 620102-4 111821-8 613566-8 611365-6 644270-6 112390-4 104575-0 117862-8 100432-8 117711-7 104018-9 615416-6 125322-0 619013-8 101199-5 651621-1 651620-3 651622-0 630719-1 102855-3 115606-3 108130-6 100357-7 619081-2 607911-3 125722-6 107768-6 601445-3 Claim ID 112887-6 623221-3 623220-5 123512-5 624700-8 101125-1 609528-3 607071-0 109146-8 105159-8 115237-8 112366-1 608609-8 621241-7 119908-0 647069-6 112577-0 120620-6 121082-3

CONRAD DAELLENBACH CU DAGENAIS WAYNE REVOCABLE TRUST R MARK A DAHL DAI - BANK ONE LARGE CO VALUE DAI - BANK ONE LARGE CO GROWTH DIANA M DAIGLE IRA IA FRED AND BARBARA DAILEY FBO RICHARD A DAILY DOROTHY G DAILY TTEE FSB-CA INV AGT DAILY-GRAY LTD DAIRY FEEDS MPP PLAN & TR-ICM DAIRY INGREDIENTS INC PROFIT DAIRY PEN ARK DAIRY UNION EMPLOYEES BENEFIT PP RONALD DAITCH VINUD J DALAL TRUST MARION M DALBEC RITA M DALEO TR GERALD A DALEY IRA WALLACE DALEY IRA JOANNE E DALEY DALHEIMER FAM INV PTNRSHP FAM #1 SUSAN M DALLAPE DALLAS POLICE AND FIRE COMBINED P MILTON D DALPINO DOROTHY UPJOHN DALTON CHARITABLE T DOROTHY UPJOHN DALTON FAMILY TRUST DOROTHY UPJOHN DALTON GRANDCHILDRE TR U/A EG DALTON ROBERT 11 2 73 FBO ROBERT A DALY OWEN F DALY IRA STEPHANIE M DALYKAS PHUONG T DAM DAN RIVER INC MASTER TRUST DANA CORP GAMCO FBO JAMES D DANA ROBERT J DANA IRA ISAAC DANA AND MARNI DANA JTWROS Claimant Name WALLACE E DARDEN IRA DARDEN SCHOOL FDN - ICAP DARDEN SCHOOL FDN - OPPENHEIMER CARL E DARIGO SILVIO DARIN REVOCABLE TRUST UOA D JAMES DARLEY DARLING J&N FOUNDATION IMA DARLING TUA JOHN S-CLSG DONALD P DARNELL LARRY DARR IRA ROOSEVELT J DARRING SCOTT D DARRON DARWIN LEONIE 1989 REV TR-CLSG DARYL D JENSEN IRA ROLLOVER VERONICA J DASCENZO IRA DR PAUL DASH IRA TINA L DASHA EDWIN DASHEVSKY EDWIN DASHEVSKY IRA #1

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G P M G M N P M M P P G G P P P N P P P P P M W N P P P G G P N M G P P G G

647433-0 601444-5 122129-9 637305-4 651400-6 645134-9 620153-9 620154-7 640444-8 601449-6 101991-0 610870-9 611224-2 612131-4 606432-9 611039-8 605512-5 605513-3 601443-7 104455-9 619978-0 619973-9 619974-7 619972-0 619975-5 633982-4 633988-3 652859-7 104729-9 632995-0 632949-7 610476-2 615270-8 613286-3 638343-2 645962-5 101741-1 103696-3 Claim ID 611262-5 601454-2 100558-8 125242-9 633393-1 125241-0 125244-5 633395-8 125243-7 633394-0 125245-3 633396-6 648663-0 614193-5 614192-7 123289-4 111511-1 122012-8 652907-0

Reject Code M G G M P P P P X M M M G G G G N G G

Confidential

JANE E DANIEL DAVIS ADVISORS LCRV DANIEL INVESTMENT COMPANY COF PIN GERALD O DANIEL IRA DANIEL J ROMMEL III TTEE CHARLES AND KIMBERLEY DANIEL LIV T CONNIE B DANIEL REGENT INVESTOR SE DANIEL W L & L A TTEES DANIEL TRDANIEL WILLIAM L-IRAR RAYMOND DANIELS DECD IRA MRS JUDY DANIELS NORMA K DANIELS DANIELS ROBERT CHARITABLE CUS DANIELS WILLIAM R MEM FD TOA DANISH OLD PEOPLES HOME INC INV A DANLEY IRA ROO CAROLYN J-CLSG DANNA HANDY IRREV TOA STEPHEN J DANNHAUSER 1992 CHILDREN STEPHEN J DANNHAUSER 1992 CHILDREN DANNHAUSER JTWROS NESTOR L DANS IRA DANSKE BANK 4 DANSKE BANK CUSTOMER EQUITIES DANSKE BANK CUSTOMERS EQUITIES 30 DANSKE BANK EQUITIES DANSKE BANK FIRST NORDIC 15 DANSKE INVEST MANAGEMENT A S DANSKE INVEST MANAGEMENT A S DANSON, EDWARD B. III SUE A DANTONI DANTZLER FAMILY LLC CUSTODY ACCT ALFRED F DANTZLER III MGT TRUST NO DANVILLE - CHASE INVEST DAP - MELLONM T DARBEE ANDREW L TOUOW JOHN E DARBY IRA NADINE B DARBY TTEE DARCEY RENT A COW INC WALLACE E DARDEN IRA Claimant Name DAVID Z NORTON CO I AG ZACHARY BENJAMIN DAVID RUBY A DAVIDS & M H DAVIDSON & CO M.H. DAVIDSON & CO. M H DAVIDSON 401K PL DAVIDSON KEMPNER INSTITUTIONAL #1 DAVIDSON KEMPNER INSTITUTIONAL PT DAVIDSON KEMPNER INTERNATIONAL DAVIDSON KEMPNER INTERNATIONAL, L DAVIDSON KEMPNER PARTNERS DAVIDSON KEMPNER PARTNERS MARJORIE T DAVIDSON DAVIES L FLINT DAVIES LYNN C TUA AGENCY MARGERY DAVIES DAVIES PEARSON PC RICHARD E DAVIES DAVIES, ROGER

G G G M P M P P G G G P P P P P G G G P P G P W P G G M G P P P G G G G G P Reject Code P G N P P N P P N P P M G P P G M M M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 123004-2 119232-9 644529-2 643295-6 652882-1 646145-0 608511-3 121154-4 121499-3 125490-1 126815-5 607719-6 624496-3 624494-7 639859-6 645852-1 623412-7 623413-5 623141-1 111169-8 601451-8 111792-0 601452-6 111698-3 103488-0 610961-6 610962-4 601455-0 121485-3 104548-2 101770-5 601453-4 623750-9 Claim ID 623799-1 112496-0 119150-0 633209-9 644611-6 638583-4 103013-2 103014-0 103015-9 108228-0 100562-6 633360-5 110852-2 123266-5 106925-0 109885-3 601456-9 119682-0 622962-0 623792-4 650544-9 650545-7 644192-0 650541-4

EDWIN DASHEVSKY IRA #2 EVELYN M DASHIELL ELIZABETH ANNE DASHIELLS IRA CHARLOTTE DASHNER TTEE DASHOW, RODGER TRUST ELIZABETH L DASSAU RRA DASTEEL LIVING TRUST -CLSG JOSEPH M DASTOLI IRA JOSEPH M DASTOLI JOHN E DASWON IRA DATA DELAY INC PSP DATA PRODUCTS (DUBLIN) EXEC RETIR ROBERT J DAU 1995 TRUST ROBERT J DAU ROLLOVER IRA ELIZABETH W DAUGHENBAUGH IRA R LYNWOOD DAUGHTRY IRA DAUPHIN CNTY RET-CSM FIXED IC DAUPHIN CNTY RETIRE-GARRISON DAVENPORT G CHAR REM UNI TA JOHN B DAVENPORT STEPHEN R DAVENPORT JR JOANNA T PAULA E DAVENPORT MANAGED IRA MARIANA B DAVENPORT PAULA E DAVENPORT ISABEL S DAVEY IRA DAVEY FORD FBO BARRY M DAVEY IRR DAVEY FORD FBO MARK R DAVEY IRR JACK DAVID AND MELANIE DAVID JTWRO EST DOYLE DAVID FRANK W DAVID JOHN F DAVID MR JACK DAVID DAVID ORR UOA H BUCKNER DTD 12 24 Claimant Name WALTER B DAVIS IRA ROO - DECEASED SADIE J DAVIS IRA THOMAS C DAVIS IRA PHILIP C DAVIS IRA-SEP DR DANIEL W DAVIS IRRA JOSEPHINE C DAVIS IRRA JERRY E DAVIS JERRY E DAVIS JERRY E DAVIS JIMMY D DAVIS JOAN DAVIS DAVIS JOANNE #174 RAY M DAVIS JR KEITH A DAVIS LYNN K DAVIS MARK A DAVIS MARTHA F DAVIS MARY LOU DAVIS MEDCEN FDN DAVIS MRS ELAINE DAVIS DAVIS NEW YORK VENTURE FUND DAVIS OPPORTUNITY FUND HOWARD E DAVIS P C DAVIS PARTNERS FUND I

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121452-7 100385-2 107492-0 100054-3 100376-3 640478-2 623794-0 623795-9 623798-3 623793-2 611476-8 646116-6 102911-8 115664-0 612564-6 105648-4 649807-8 649819-1 118930-1 649812-4 115254-8 619449-4 112092-1 650542-2 638837-0 650543-0 114232-1 615775-0 647943-0 606751-4 106681-1 116428-7

RICHARD H DAVIMOS LEONORE DAVIMOS TRUST LEONORE DAVIMOS TRUST MICHAEL J DAVINO #1 MICHAEL J DAVINO #2 MRS CAROLE DAVIS & DAN DAVIS JTWRO GEN SKP TR FBO JONATHAN DAVIS & FA GEN SKP TR FBO KENNETH DAVIS & FAM GEN SKP TR FBO SCOTT DAVIS & FAMIL MR WALTER B DAVIS - DECEASED DAVIS A F & C S FD-CLE FDN TOA DEXTER M DAVIS AND NANCY E DAVIS A BARBARA J DAVIS BILL R DAVIS CARL H DAVIS CHRISTOPHER F DAVIS DREW DAVIS CUSTODIAN FOR DREW DAVI DREW DAVIS CUSTODIAN FOR DREW DAVI DEXTER M DAVIS DREW DAVIS EVELYN L DAVIS DAVIS FAMILY FDN-BOSTON COMP'CLSD FBO BETH DAVIS DAVIS FINANCIAL FUND GREGG DICKMAN DAVIS DAVIS GROWTH & INCOME FUND ELLEN DAVIS HUETTIG RICHARD E DAVIS II DAVID W DAVIS IRA DAVIS IRA FBO ROBERTSON -CLSG JACK L DAVIS IRA MARILYN J DAVIS IRA

P G M G G M P P P P P M N G G P M M P M P P G G G P P P G G G M

Claim ID 636811-5 639545-7 639547-3 617575-9 115880-5 112022-0 642588-7 642587-9 125963-6 637583-9 608951-8 613325-8 622423-7 126547-4 126552-0 126567-9 126544-0 126549-0 126564-4 607664-5 621872-5 126128-2 610203-4 610036-8

Claimant Name VIRGINIA K DAY DCSD DAY KIMBALL HOSPITAL DAY KIMBALL HOSPITAL CONNIE C DAY REV TRUST I A A V DAYAL MARYANN DAYOAN DAYTON FOUNDATION INC THE DAYTON FOUNDATION INC JERRY L DAYTON IRA JERRY L DAYTON IRRA DAYTON TRS TIC J & J -PD DB REINHART MARITAL TRST-ALLIANCE DB TRANSITION-ARK DBI FONDS AMMERLAND 887 DBI FONDS DSPT A2 1068 6101 DBI FONDS MKU 1250 #2 DBI FONDS V2 502 DBI WAHRUNGS FONDS ESTAK 3 774 DBI WHARUNGS FONDS ARAD 786 TNT-LDN-HU010- DBSAM TRUST AOCDC - JP MORGAN REI US DC JEWISH COMMUNITY CTR EN DCC '96 TRUST - CASH -P DCD TTEES - WELLS

G G G G N M G G G M G G P G G G G P P P G G P P

Reject Code

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 111116-7 120223-5 101219-3 102808-1 649815-9 109121-2 110101-3 109913-2 645396-1 613087-9 114413-8 114409-0 606769-7 630871-6 637449-2 110169-2 102750-6 120067-4 118237-4 125489-8 111805-6 117787-7 118370-2 102144-3 123876-0 652601-2 642126-1 652600-4 Claim ID 110819-0 110834-4 606242-3 107138-6 125167-8 115675-6 105906-8 623870-0 602413-0 635321-5 100752-1 107706-6 618272-0 619899-6 623814-9 623815-7 120207-3 106183-6 106185-2 112164-2 101999-6 109797-0 611140-8 620484-8 601467-4 651247-0 651248-8 608050-2 615599-5

PATRICIA A DAVIS PAUL J DAVIS RAMONA M DAVIS RONALD E DAVIS DREW DAVIS ROTH IRA SADIE H DAVIS SHARON A DAVIS SHIRLEY A DAVIS WILLIAM H DAVIS SR TTEE DAVIS TONI TRUST HOWARD L DAVIS TRUST MARGARET DAVIS TRUST DAVIS TRUST NONMARITAL TUW HALE DAVIS SHANNON DAVIS-JONES ROGER T DAVISON IRA DAVID S DAWES IRA DAWSISU TRUST DAWSON 1999 LTD PARTNERSHIP JOHN E DAWSON AND CHRISTOPHER P DAWSON ALEXANDER DAWSON FOUNDTN #2 GERALD L DAWSON DANNY L DAWSON IRA MARTHA J DAWSON DAWSON NANCY DIANE DAWSON TTEE DAWSON-MARTIN PARTNERSHIP Claimant Name JOHN R DE LONG ROXANNE E DE LONG DE MINT JR IRA THOMAS W -IR ANDRE R DE MUINCK IRA ALFRED P DE PHILLIPS ROBERT J DE PLANCHE MARIE DE ROSA #1 LYNN DE ROTHSCHILD A INVEST TRUST FRANCOIS DE SAINT PHALLE MS M DE SENERPONT DOMIS BRETT E DE SMITH VIRGINIA L DE STEFANO IRA S DE TESSAN FBO FRANCOIS DAV CARA DE URIOSTE SEP PROPERTY NANCY TROY DE WIT WIM J M DE WIT BERNACE A DE YOUNG ROBERT A DEA ROBERT A DEA ROBERT A DEA RICHARD DEACON PATRICK J DEAGMAN TR DEAHL RAY O TOA ESPS DEAM E ON UK GRP IAN SIMON DEAN 1989 TRUST DTD 12 2 C H DEAN C H DEAN DEAN FOODS MACKAY SHIELDS DEBORAH DEAN REV TRUST AGENCY CLSD

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M M G N M N N N M P G G P G G G P P G G G P M N G M G M

621878-4 621877-6 620954-8 610461-4 609912-2 644059-2 639046-3 103777-3 101026-3 626443-3 126339-0 107545-4 125418-9 601459-3 605395-5 118098-3 611615-9 610214-0 633317-6 624357-6 624356-8 624359-2 624360-6 624358-4 109243-0 608817-1 106513-0 106514-9 Claim ID 115548-2 115546-6 115547-4 100819-6 643585-8 637766-1 125108-2 102704-2 107612-4 101382-3 615591-0 619982-8 608726-4 118949-2 616262-2 122419-0 622083-5 619105-3 120853-5 108484-4 611495-4 611496-2 606991-6 120266-9 625407-1 610050-3 120573-0 113709-3 113860-0

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DCF CAPITAL GUARDIAN DCF INSTITUTIONAL CAPITAL CORP DCM_LC DCR TRUST - JP MORGAN EQUITY DCR TRUST - MSDW US EQUITY DDI INC VINCENT J DE ANGELO AND FREDERICK DE BIASSE RICHARD C DE FRANCO JOSEPHINE DE KARMAN TRUST - SBAM MARIA DE LA COBAS MILICENT L DE LA CRUZ FELIX A DE LA IGLESIA RONALD DE LA ROSA & CECELIA DE LA MRS BLANCHE DE LA ROSA AND MR RONA NORMA DE LA ROSA DE LA SALANDRA ROSEMARY TOA DE LA SALLE INSTITUTE -CLSG ALBERTO DE LA TORRE IRA ROO JESSICA JANE DE LA TORRE IRREV INV ADAM LOUIS DE LA TORRE IRREV TR DT VALERIE DE LA TORRE IRREV TR VALERIE DE LA TORRE REV TR VALERIE DE LA TORRE D DAVID DE LAND DE LASALLE INST-CLARKE CLSG -D JOHN R DE LONG IRA ROXANNE DE LONG IRA Claimant Name JAMES B DECK TRUST JASON W DECK TRUST JESSIE A DECK TRUST DAVID L DECKER IRA DONALD A DECKER PROFIT SHARING AND BENJAMIN C DECKERT AND DECOY INC WARREN L DEDICH LEON G DEDONDER AND DEDONDER JT REV LV TR DOROTHY H DEE CRUT RAYMOND & MAUREEN DEE TIC PARAMETR DEEL TR BOYD & MARILYN -DEDWARD J DEENIHAN DEEP VALUE PORTFOLIO SERIES JOHN DEERE PENSION TR 3 DEERE S&P UNITS DEERFIELD ACADEMY DEFALCO & CO SALARY SAV PLAN #1 ANTHONY S DEFAZIO DEFIANCE COLLEGE-SCHAUFFLER I AG DEFIANCE COLLEGE-UNRES END I AG DEFINA IRA LEON H - CLSG DEFINCO LIMITED MP PENSION PLN DEFINED BENEFIT PENSION PLAN A DEFLP 1996 II LP GS CORE FREDERICK C DEGEN CHARLES DEGENNARO CHARLES DEGENNARO IRA

P G P P P G M G P P M M P G G M P G P P P P P P N G P P Reject Code G G G G G G P G X M P P P M G P M G G M P P G M P G M P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 61 of 302 PageID #:54672

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 637773-4 652602-0 115415-0 651484-7 120261-8 628144-3 617823-5 628143-5 617846-4 640807-9 121489-6 100326-7 121554-0 110734-8 615381-0 107237-4 121831-0 637566-9 604858-7 114771-4 619834-1 615520-0 116483-0 Claim ID 112212-6 118846-1 614146-3 650890-1 643001-5 623209-4 612783-5 620147-4 633211-0 623805-0 612520-4 621764-8 601474-7 619583-0 607882-6 105003-6 111539-1 111547-2 118929-8 618291-7 646883-7 103361-1 627142-1 627141-3 111786-6 609443-0 109613-3 114539-8 616419-6 622963-8 117496-7 643853-9 616422-6 642552-6

WILLIAM C DEAN SEP DEAN, DORTON, & FORD PSC PROFIT S ARTHUR J DEANE IRA LOUIS DEANE VINCENT DEANGELO CITY OF DEARBORN HEIGHTS GENERAL DEARBORN HEIGHTS P & F LOOMIS CITY OF DEARBORN HEIGHTS POLICE & DEARBORN HTS GENERAL LOOMIS #1 CHRIS DEARING LOULE E DEATON IRA JAMES M DEATON ELSIE W DEBARDELEBEN IRA LEROY R DEBAST DEBBIE HOLTORF CECIL A DEBENHAM #1 CECIL A DEBENHAM CECIL A DEBENHAM IRRA DEBENHAM REVEREND & MRS WARR GEORGE F DEBNAM DEBORAH D MILENKOVITCH 1997 REV T DEBORAH OBRIEN GUNDRY TRUST ROBERT W DECAMP IRA RO Claimant Name MARIBETH R DELACRUZ BARBARA R DELAFIELD DELAND-DAVIS FIX DELANO TRUST JUDITH A DELAPA TTEE DELAPLAINE ELIZABETH B IMA DELAROSA DORA M DELASTER REBECA-IMA JULES MAYER DELAUNE IRA-ROO JULES MAYER DELAUNE IRREVOCABLE TR DELAWARE CAPITAL MANAGEMENT DELAWARE INVESTMENT DELAWARE INVESTMENT ASSOC COF PIN STATE OF DELAWARE R1G R S DELAWARE-LC VALUE-NISOURCE #1 OLGA M DELEON STEVEN R DELEON SHIRLEY DELGADO JANICE L DELIA JOHN DELKER TUW A DELKER AVA SUSAN FORDYCE DELL MARY DELLABADIG TR U/A GENE M DELLEKAMP TR C IRR TR U/A KAY DELLEKAMP DELMARVA MILLWORK PSP DELNOR-COMMUNITY H C F -CLSG DELPHI FUND LLC GEORGE C DELPORTE THE DELTA AIR LINES RETIREMENT MAS CUST DELTA AIRLINES SECTOR CAP DELTA ASSOCIATES LP DELTA INDUSTRIAL SYSTEMS CORP PSP THE DELTA PILOTS DISABILITY AND MARIO J DELUCA IRRA

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G M P G M M G M G P M G G N P G M G G G G P P

105950-5 646504-8 610051-1 119808-4 610989-6 611010-0 611011-8 610970-5 610990-0 112354-8 103545-2 623804-1 633931-0 618493-6 622961-1 648066-7 621011-2 110386-5 636712-7 110727-5 646538-2 124900-2 106743-5 Claim ID 612659-6 611016-9 652957-7 652933-0 120612-5 120545-5 645146-2 601475-5 104204-1 110260-5 119152-7 608855-4 608395-1 607214-3 119179-9 110450-0 610987-0 641774-4 126674-8 631348-5 124597-0 614723-2 641915-1 613166-2 620142-3 105490-2 111543-0 121709-7 649118-9 612923-4 652639-0 109348-7 601476-3 100159-0

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RALPH G DEGLI OBIZZI WARREN H & LINDA L DEGOLER DEGTLP 1996 II LP GS CORE PHILLIP H DEHART DEIBEL CAROLYN R AGTR DEIBEL FIRMIN C JR I AG DEIBEL ISOBELL B TOA DEIBEL TERRY L & CAROLYN R JTWR DEIBEL TERRY L AGTR CHRIS COLEMAN DEITCH TRUST PETER DEJANA IRA TIMOTHY DEJONG DEKABANK RE DEKA-TREASURY INTERNA DEKALB COUNTY EMPLOYEES PENSION P CUST DEKALB MED FD DEP BARROW DEKAS PRODUCTIONS INC DEKATEAM - GLOBALSELECT JOHN B DEKEYSER AND JOHN B AND GEORGIA K DEKEYSER JTWR GAIL DEL MARCO ALBERT A DEL NEGRO ROBERT A DEL SORDO IRA DELACROIX CORPORATION Claimant Name DEMEYER JOANNA ADMINISTRATIVE TRU DEMIAN YOUSEF K M D IRA DEMING, VIDA GINSBERG REVOCABLE T DEMING,QUENTIN REVOCABLE TR DEMOLAY FOUNDATION INC DEMOLAY INTERNATION INC DEMOLAY INTERNATIONAL DAVIS ACCO MEGAN C DEMONTE AND DANNY J DEMONT GINA DEMOS GEORGE H DEMPSEY JOANNE R DEMPSEY IRA DEMPSEY JACK -DDEMPSEY JAY E -DDEMPSEY JR IRA JOSEPH E -IR MICHAEL D DEMPSEY PATRICK F DEMPSEY DEMSEY L FBO RUSSELL ART V AGTR RUTH E DEMURO IRRA SHELDON M DENBURG DOROTHY I DENBY CHARITABLE TRUST RITA DENERSTEIN IRA DENIS MARY E - IMA DENISE L BAKER IRRA DENISE TRUST - IMA DENISON ETAL TRS GRNDCHLDRN TR-IM BETTY N DENLER IRA ROBERT L DENLINGER THOMAS H DENNE IRA THOMAS H DENNE IRA DENNING KATE K IMA DENNIS ANNE S DENNIS & DR ROBERT DENNIS AND MRS LINDA DEN DONALD E DENNIS IRA

N M G M P P P P P P G P P G G G G G M P P N G Reject Code G G M M M M G P M P G P P P G N P G G G G G M P P P P N M P M G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 62 of 302 PageID #:54673

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 113141-9 608714-0 609754-5 609753-7 608197-5 618163-5 115552-0 647569-8 119817-3 119818-1 614747-0 624414-9 624498-0 102867-7 110944-8 120729-6 640802-8 614122-6 Claim ID 637392-5 123351-3 103774-9 625711-9 601477-1 605315-7 639313-6 610772-9 610770-2 643580-7 120202-2 619029-4 616353-0 616354-8 652169-0 606072-2 607043-4 606078-1 625712-7 601471-2 601470-4 120990-6 608695-0 609268-3 642831-2 105907-6 124469-8 102311-0 623810-6 623809-2 124927-4 601473-9 601478-0 107184-0 104460-5 104461-3 104462-1 652603-9 112637-7

GAETANO DELUCA TRUST DELUCENAY TR KENT J CLSG-PD DELUXE - HOTCHKISS FDN LEGG DELUXE-CORP FDN LEGG MASON DELUXE-LEGG MASON BAL D DELVIE FRANK E CRUT MIN JANICE M DEMANICOR IRA CAROLYN DEMARIA IRA IMOGENE M DEMARSH JOAN M DEMARSH DEMARTINI CAREY KENNEDY-IMA PLGD WARREN J DEMARTINI IRA ROLLOVER PAUL D DEMARTINI JOHN A DEMARTINO IRA JEAN V DEMAS KENNETH G DEMATTEO AND MRS ROSARIA DEMATTEO DEMETREE W JR TR AGENCY Claimant Name ROMAN DEPA AND ALTA M DEPA ATBE ROMAN DEPA IRA RONALD J DEPARI DEPAUL UNIV IRIDIAN PORTFOLIO PRI MICHAEL DEPAULA LISA DEPAULA-RUSSELL PATRICIA M DEPCIK IRA SAA - MICHAEL A DEPETRILLO JR SAA- MICHAEL A DEPETRILLO PEN I M YOLAN J DEPHILLIPS IRA DONALD DEPIERO AND THE DEPOSITORY TRUST AND CLEARING DEPP-CAPGRD US EQ LGCAP DEPP-WELL US EQ LGCAP TST REBEKAH F DEPRATOR HUGH DEPREE FLORIDA INTANGIBLES TA DEPREE IRR TR HUGH-CLSG HUGH DEPREE TRUST DATED 5 1 1980 DEPRINCE RACE & ZOLLO PRI USD MARK DEPRISTO DERBY INVESTMENT ASSOCIATES JOHN E DERBY IRA DERICKSON P G & D C -CDERICKSON TRUST B -CLSG MR JOSEPH L & MRS SANDRA L DERITA MARIE DEROSA #2 DEBRA K DEROSIER LENORA L DEROSSI MR PAUL DEROSSO MS GRACE DEROSSO ROSEMARY F DEROUEN IRA DERREY FAMILY INVESTMENT LLC AKHILESH S DESAI AND DIPTI A DESAI PRATIBHA M DESAI SAROJINI DESAI ROTH IRA RUPAL DESAI TEJAL DESAI DESALES DEBBIE DESANTIS IRR TRUST

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M P P P P P N G M N P P P M G G G P

643724-9 643839-3 608891-0 121506-0 623808-4 639935-5 121059-9 121060-2 115363-3 618010-8 617099-4 118324-9 107430-0 107806-2 609324-8 124474-4 610469-0 123708-0 Claim ID 651573-8 101347-5 116732-4 621275-1 621276-0 615137-0 608216-5 608218-1 608217-3 608132-0 609888-6 609889-4 611726-0 122563-4 616751-9 112606-7 637528-6 112664-4 650989-4 650854-5 650855-3 650991-6 121094-7 644536-5 113268-7 113271-7 634647-2 634671-5 619416-8 601480-1 605581-8 109934-5 601465-8 602570-6 601458-5 603936-7 621829-6 616549-4 601461-5

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DENNIS J & CECELIA L NOWICKI DENNIS R BUCHOLTZ IRRA DENNIS TR GWENDOLYN MILLER-DBRUCE B DENNISON MR CHARLES P DENNISON J WILLIAM DENNY IRRA JAMES W DENNY JAMES W DENNY ALFRED P DENOWITZ & DALE L DENSMORE IRA ROLLOVER DALE L DENSMORE REVOCABLE UOA JAMES D DENSON EARL R DENT IRA WILLIAM F DENT DENTAL HEALTH OF WHEATON -CLSG CYNTHIA L DENUCCIO DENVER WATER - CADENCE CAPITAL FRANCES G DEODHAR Claimant Name ARTHUR DETERDING HENRY A DETERING HELEN DETHROW IRA DETRICH TRUST FBO DAVID-MACS DETRICH TRUST FBO DENNIS-MACS DETROIT EDISON EQUITY-MELLON BANK DETROIT EDISON RABBI-DR DETROIT EDISON RABBI-MSBP DETROIT EDISON RABBI-RRP DETROIT EDISON-MAS EQUITY DETROIT LABORERS KEY AST DETROIT LABORERS-SEIZERT H-SL UNIVERSITY DETROIT MERCY FIXED INC DETROIT RECYCLED CONCRETE CO U OF DETROIT SCH FUND B C A RUTH B DETTBARN FBO E E DETTMER SUSAN S DETWILER BERNARD DEUCHARS ESTATE JENNY DEUCHARS LILLIAN PHIPPS & MARLENE DEUCHARS MARLENE DEUCHARS GLENN H DEUCHLER IRA GLENN DEUCHLER IRRA DIANA M DEUFEL DIANA M DEUFEL DR CHARLES J DEUR DR CHARLES J DEUR PATRICIA LYON DEUTCH REV TR DEUTSCH & BOYARIN PARTNERSHIP COF WARREN DEUTSCH COF PINSKER GOLDBER EMMA J DEUTSCH LYNN P DEUTSCH S & N PARTNERS STEPHEN H DEUTSCH STEPHEN H DEUTSCH DEUTSCHE BANK INTRA DAY BASKET ESPS DEUTSCHE EAST MIDLAND_CC 07 0 NORGES BANK A/C - DEUTSCHE FX RESE KEN DEUTSCHLANDER AND NORA SCARLET

M G P M P G M M M P P N M G G M P P Reject Code G N P P P G G G G P P P G M G P G X P P P P M G G M M M P G G X G G G G M W G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 63 of 302 PageID #:54674

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 113469-8 113468-0 102445-0 102367-5 111606-1 116405-8 111141-8 119479-8 618294-1 108978-1 617049-8 633510-1 616211-8 Claim ID 652120-7 124172-9 124466-3 641721-3 616308-4 103807-9 104622-5 610600-5 621086-4 102569-4 609649-2 126258-0 631914-9 109225-1 638311-4 649109-0 623812-2 623813-0 626306-2 642952-1 601482-8 601463-1 607141-4 622427-0 605136-7 610027-9 619421-4 119647-2 107154-8 113017-0 634136-5 609290-0 113945-2 110012-2 619679-9 611498-9 652729-9 607900-8 608025-1 619325-0 643461-4 644358-3 119137-3 623817-3

LAURA DESANTIS REV L T DEAN C DESANTIS REV LIVING TR DELBERT J DESCHANE SHIRLEY C DESCHANE IRA KARINE M DESCHENES JOHN V DESHANO DIANA DESIMONE LIV TR FRANCIS A DESIO DOROTHY MAE DESMOND EST TR DAV PHILLIP J DESMOND DESSIE I BLACK TOUOA BG: DESTANCIA INC (DES) DET PROV SOCI OF JESUS-VALUE Claimant Name JANET DEVILLENEUVE TRUST DAVID DEVINE DAVID M DEVINE IRA LAWRENCE J DEVITT FBO MLCC AND/OR DEVLIEG-BULLARD INC MASTER TRUST HAROLD J DEVLIN WAYNE E DEVOE IRA DEVON DEVON ENERGY - JENNISON ASSOC STA DARYL S DEVORKIN IRA DEVOTO TRUST DONALD E-D-CLSG RICHARD J DEWALD IM J TERRY DEWBERRY TR - PLEDGE LINDA K DEWEERD DEWEY D ROGERS AND GEORGE DEWEY NANCY TROY DEWIT COF ELIAS JOSLIN NANCY TROY DEWIT COF DANIEL TROY D DEWITT CRT IMA THOMAS W DEWITT DCSD IRA WALTER A DEWITT DR RICHARD DEWORSOP AND MRS MARIA DEYOUNG IRA JAMES J -IR -CLSG DF SOCIALLY SCREENED STOCK FUND DFG CAPITAL CORP DGT - WELLS - EL CAMINO -P DGTC A T F STEPHEN HELFGOTT IRA ANN DHANDA IRA SHEELA A DHARMANI KEOGHMP R W DHKRANDNAR MD DHMP SERVICE INC PRE-NEED TRUST DI MONTE TRUST JUDITH -CLSG NICHOLAS A DI ORIO IRA AUDREY A DI SESSO DIA BALANCED PORTFOLIO AELTUS MMI DIABETES ASSOC OF GR CLEVE MOAG DIACHENK DIAGEO CAPITAL GUARDIAN DIAGEO GOLDMAN SACHS -SL ENA DIAMANT LT UAD 11/13/97 MR PETER G DIAMOND & MRS ADRIAN E JAMES H DIAMOND IRA MICHELLE DIAMOND PERS IRR ROBERT S DIAMOND

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109322-3 600971-9 623077-6 109856-0 612914-5 601481-0 111714-9 644373-7 105373-6 105391-4 125765-0 105372-8 105369-8 Claim ID 100335-6 117549-1 637526-0 101019-0 107342-7 119411-9 126070-7 126180-0 605268-1 109749-0 652928-3 121248-6 652977-1 608411-7 104198-3 107419-9 639305-5 652087-1 104214-9 117275-1 611068-1 606846-4 606845-6 102440-0 119110-1 121099-8 613069-0 646284-7 646285-5 104266-1 610721-4 621390-1 102250-4 603068-8 641732-9 652839-2 607136-8 126448-6 601486-0 105220-9 621540-8 110448-9 616111-1 103335-2

Reject Code M G G M G N G P G M G G G P G G P P P G G P P G G P P N P P G P X P G P M P M P G M G P

Confidential

KATHLEEN J DEUTSEH THOMAS DEVANE SOUTHPORT-D L DEVAULT IRA WANDA J DEVER TTEE DEVERE D GOHEEN ESTATE DOD 12 16 THE DEVERE FAMILY TR MICHAEL G DEV ALBERT IRA K DEVEREAUX IRA BRUCEOF DEVEREAUX SEP FBO A DEVEREUX FBO J DEVEREUX JOSEPH DEVEREUX M B DEVEREUX SYDNEY C DEVEREUX TUW RES Claimant Name WILFREDO P DIAZ MICHAEL DIBATTISTA AND GEORGE S DIBBLE JR IRRA FRANCES DIBENEDICT IRA CHARLOTTE M DICAMILLO DAVID J DICAMILLO IRA DICERBO FOUNDATION LOUIS DICERBO II INV JOHN DICHIARA AND VIERA HENTEK JTW DICK CHILDREN IRREV TRUST DICK CHILDREN TRUST DOROTHY B DICK DICK EBERSOL-SAINT JAMES FAM TR U DICK FAMILY INVESTMENTS L P -D MICHAEL J DICK RONALD J DICKENS ROY LEE DICKERSON & BILLIE G DICKE MARILYN M DICKEY CATHERINE L DICKINSON DENNIS DICKINSON DICKINSON MARJORIE F IRA DICKINSON MARJORY MC_CONNELL DICKINSON WILLIAM WOODBRIDGE DONALD DICKSON RICHARD P DICKSON TR DICLEMENTE SIEGEL DESIGN PSP #1 DIDIER PATRICIA REVOCABLE TUA DIDIO INVESTMENT CO LP DIDIO INVESTMENT CO LP MAURO DIDOMENICO DIDONATO SUSAN M MOAG DIEBOLD MASTER TRUST-MACKAY SHIEL RORY C DIECKMAN IRA DIEFENBACH KAREN W AND JOHN THOMAS W DIEFFENBACH TTEE DIEGNAN, RICHARD P. DIEHL CATHERINE STROMBOE-CLSG HELENE D DIENSTMAN IRA THOMAS A DIERUF GARY T DIESL DIETER H WINGEN IRA ROLLOVER HAROLD P DIETRICH IRA GEORGE W &SANDRA L DIETRICH OR SUC JANE A DIETTE

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 64 of 302 PageID #:54675

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119240-0 118778-3 109037-2 112878-7 102003-0 626711-4 104050-2 124488-4 Claim ID 107514-4 126129-0 126130-4 101418-8 626882-0 611149-1 124126-5 608383-8 117840-7 117649-8 640152-0 117760-5 647949-9 107373-7 610306-5 610304-9 619494-0 650810-3 104406-0 646903-5 636645-7 601483-6 601487-9 605558-3 107869-0 114065-5 114422-7 603387-3 603173-0 603906-5 603073-4 601012-1 100066-7 114302-6 100620-7 125403-0 615860-9 615859-5 621692-7 631350-7 628149-4 611172-6 611137-8 628148-6 611139-4 611138-6 612321-0 605863-9 622234-0

SID DIAMOND DEBORAH L DIAMOND TRUST SKYMOUR E DIAMOND TRUST PERIN W DIANA JR IRA RO ALEXANDRA D DIAZ JOHN DIAZ LUIS DIAZ JR LORI A DIAZ Claimant Name FRANK J DIGNAM IRA DIJULIO CHARLES & ANNA MEM FD FBO A C DIJULIO DAVID P DILAURI DILLINGHAM WFB LARGE CO GROWTH DILLON BARBARA A REV TOA CLYTA M DILLON IRA DILLON RIFLEMAN'S L P -D-CLSG SABATINO DILORIO IRA J DILTS TRUST FBO DR AVELINA S DIMAANDAL RUSSELL DIMARCO LOUIS A DIMASI IRA JOSEPH F DIMASSA JAMES DIMATTEO S&P500 -P MARY ELLEN DIMATTEO S&P500 -P DIMICK, ESTHER TRUST JANET DIMOCK JOSEPH DIMOLA C L DIMOS TTEE MARGIT DINDA & ROBERT J DINDA JTWR LAURA R DINE MRS JOAN C DINE THOMAS A DINE FRANCES M DINEEN MERRILEE M DINER VALARIE DINKEL DINNER BENJAMIN HELDFOND DINNER ELIZABETH HELDFOND DINNER LUCAS HELDFOND DINNER NICHOLAS HELDFOND DINNER PATRICIA--REV TRUST MIKI V DINNING GLENYSE M DINO BARBARA I DINSMORE JUDY DINZIK IRA RO DIOC ALLTWN MCGLINN FWRD W CHRIST DIOC ALLTWN MCGLINN SELF INS DIOC WILM ST ST TRANS IM DIOCESAN COMPOSITE FUND THE DIOCESAN OPERATING ENDOWMENT F DIOCESE FT WAYNE-CLOSED ST ANNE DIOCESE FT WAYNE-SB HIGH SCL FD DIOCESE OF COLUMBUS RETIREMENT TR DIOCESE OF FT WAYNE-CLERGY MOAG DIOCESE OF FT WAYNE-SO BEND MOAG DIOCESE OF LACROSSE PERP M&I EQUI DIOCESE OF PALM BEACH-GEN FD LSV DIOCESE OF PALM BEACH-OPPENHEIMER

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636564-7 117451-7 122854-4 601484-4 614129-3 647760-7 118281-1 621889-0 Claim ID 619744-2 103208-9 108250-7 108251-5 611459-8 624865-9 615820-0 100004-7 652459-1 105673-5 615833-1 652402-8 620232-2 619987-9 621900-4 621899-7 620113-0 620114-8 620128-8 619986-0 633453-9 613589-7 126553-9 126571-7 644343-5 121338-5 120740-7 651732-3 624912-4 624913-2 649673-3 103556-8 106703-6 644877-1 105387-6 105388-4 112486-2 122949-4 118734-1 112974-0 104518-0 114140-6 118279-0 651156-2 651157-0 651158-9 651159-7 114390-5 114486-3

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Confidential

ROBERT DIETZ TTEE KATHERINE E DIETZE JAMES F DIEZEMANN DIFFENBAUGH REV TR DTD 1 9 88 JOH DIG DIS CONS THOMAS DIGAETANO DONALD DIGHT & DIGITAL TRANSITION Claimant Name NYIRACUST D DIONNE INHERITED IRA RICHARD K DIRHAM HARLAN DIRKS IRA HARLAN DIRKS LIV TR DISCIPLES CHRISTIAN CHURCH A AG DISCIPLINED EQUITY FUND WAS MATRI DISCOUNT CADENCE LARRY DISHART DISHUCK & LACOSTE P C P S P ROCHELLE A DISKIN RENAUD DISNEY FDN AEL WILLIAM L DISSTON (MAR) TRUST DISSTON TTEE ETAL WILLIAM TR-CUST DIST 1199J-SMITH BARNEY-H COHEN E DIST 9 PT JM HARTWELL DIST 9-PT-INVESCO-EQ DISTRICT 1199J NJ PEN FD-SB LRG C DISTRICT 1199J NJ PEN FD-WOODFORD DISTRICT 1199J NJ PEN FD - MCKAY DISTRICT 1199J PENSION -LSV DISTRICT 9 IAMAW PEN DISTRICT COUNCIL 21 ANNUITY #2 DIT ALTERSVORS 55 73 DIT FONDS ALLIANZ HME 1 SARA LOUISE DITTMAN TTEE JEFFREY R DIVER IRA JERALD W DIVER IRA DIVERSIFIED BROKERAGE SERV PROFIT DIVERSIFIED EQUITY CLASS S DIVERSIFIED EQUITY CLASS S DIVIDEND GROWTH ANNIE L DIX SEAN P DIX DR BHUSHIT S DIXIT IRA DONALD F DIXON ELIZABETH L DIXON BILL A DIXON IRA MARY J DIXON IRA SUSAN L DIXON IRA MARIJA A DIXON WILLIAM B DIXON DARBY DIZARD DKT INTERNATIONAL DL CAPITAL GROUP LLC DL CAPITAL GROUP LLC DL CAPITAL GROUP LLC DL CAPITAL GROUP LLC DLR GROUP KKE #1 DLR GROUP KKE #2

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 65 of 302 PageID #:54676

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 124198-2 626958-3 633086-0 Claim ID 621897-0 621089-9 101576-1 106014-7 647646-5 107831-3 620131-8 119030-0 633529-2 613519-6 613521-8 626861-7 626909-5 608772-8 608773-6 621263-8 612920-0 651401-4 108063-6 100245-7 117182-8 101704-7 605381-5 123861-2 612276-0 612100-4 612191-8 612189-6 612188-8 612028-8 107795-3 610456-8 609698-0 640805-2 650841-3 650964-9 100226-0 108491-7 108478-0 101834-5 108205-1 112827-2 121476-4 608077-4 601488-7 120551-0 108011-3 615337-2 615336-4 110972-3 117999-3 124017-0 Claim ID 114383-2

DIOCESE OF ROCKVILLE CENTER DIOCESES-PRIESTS SD SB MESSNER DIOCMA Claimant Name DNC-MCM 1 TC Q DOBBS INTL DBA GATEGOURMET CHARTW TERRI A DOBBS DENNIS DOBLESKE IRA EDWIN R DOBROWOLSKI IRA DOBSON & BEVERLY DOBSON & HATCHER PSC PS - SBAM JAMES R DOBSON DOBSON, P DOUG DOC IRIDIAN DOC IRIDIAN TR DOCTORS CLINIC MASSON DELAWARE CA THE DOCTORS COMPANY ST STREET CU DODENHOFF P S PETER -DCRP DODENHOFF PENSION PETER -DCRP MRMT - DODGE & COX VALUE EQUITY FU DODGE F & J FAMILY TR IMA PLGD KIMBER DODGE RATILAL DODHIA SHIRLEY A DODRILL ROBERT D DODSON ELIZABETH M DOERDIES MR ROBERT E DOERING & MRS MARGARET ROSLYN DOERNER CHRISTOPHER L DOERR GRAT INV AG MI CHRISTOPHER DOERR INV AG TEP KATHRYN DOERR REV TR - EQUITY DAVID DOERR REV TR 2001 IA EQ INC DANIEL DOERR REV TR IA - RAFI E DOERR 1976 TR FBO EMIL DOERR TEP TURHAN S DOGU IRA DOHENY FDN - NTQA BARRA -SL #3 DOHENYFDN - NACM #1 DANIEL J DOHERTY III TTEE JAMES DOHERTY JAMES DOHERTY IVAN C DOIG HOLLY C DOLAN DAVID W DOLAN IRA WILLIAM G DOLAN MARYANN DOLCEMASCOLO DONALD R DOLEZALEK IRA FERNE DOLL IRA DOLL KIRK TR-S&P 500 -CLSG SOPHIA DOLLING INVESTMT ASSO COF CAROL A DOLLOFF IRA HEIDI A OPEL DOLOBACH DOM SR-CHAR GREAT LAKES DOM SR-GF GREAT LAKES ELIZABETH DOMAN TRUST ROBERT DOMBROSKI JOSEPH N DOMBROWSKI Claimant Name NAOMI E DONNER

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M P P

610087-2 608034-0 621693-5 Claim ID 619990-9 619991-7 622374-5 621994-2 621902-0 108188-8 107369-9 619230-0 125982-2 123292-4 123295-9 123297-5 621905-5 621896-2 650764-6 625171-4 625172-2 625937-5 606631-3 121152-8 121454-3 634126-8 601489-5 610200-0 621446-0 641084-7 649346-7 605288-6 620718-9 115658-6 601490-9 125664-5 618078-7 114015-9 123960-0 100231-7 100239-2 113792-1 633381-8 124258-0 629910-5 646381-9 107217-0 114813-3 105061-3 101258-4 607191-0 608405-2 108890-4 108889-0 122916-8 122918-4 Claim ID 608996-8

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Confidential

DLRT - PARAMETRIC DLS CRUT #1 ICAP -UT DMNF0929732-MCM Claimant Name DOMESTIC & FOREIGN M-1 INSTIT CAP DOMESTIC & FOREIGN M-1 MACKAY SHI DOMESTIC EQ TRANS DOMESTIC TRANS DOMIN RES-TWEEDY BROWNE CO FREDERICK DOMINEY MARIETTA C DOMINGO DOMINI SOCIAL INDEX PORTFOLIO DOMINION RESOURCES INC DOMINION RESOURCES INC MASTER DOMINION RESOURCES INC MASTER DOMINION RESOURCES INC MASTER DOMINION RESOURCES-JENNISON ASSOC DOMINION-MCM-NQ JOHN DOMINO BEN DOMONT MARITAL I IUA BEN DOMONT MARITAL II IUA ESTHER J DON CRAT DONAHOE IRA THOMAS A -IR JACKIE DONAHUE MICHELE DONAHUE DONALD & BERNADETTE LAU CRAT DENNIS W DONALD AND POLLY T DONALD DONALD C CLARK SR - PERSONAL DONALD C GRAHAM -US TRUST TAX EFF DONALD E NIEMOELLER IRA DONALD H HEITHECKER TIRA REGENT JULIANA DONALD DONALD W REYNOLDS FND - ARK ASSET MARILYN DONALDSON IRA SALLY K DONALDSON PHD ANTHONY A DONATELLI IRA DONATI IRR TR FBO MATT RIT LUIS E DONAYRE IRA MARGARET M DONCHES ALPHA DONCHIN ALPHA DONCHIN BONNIE DONEGAN IRA JAMES P DONEHEY NORTHERN JOHN C DONEY IRA #1 DONGNI LTD MR JAMES D DONHAM RICHARD DONLEY TAMMY Y DONLEY PATTI L DONLON KUHN R DONNA DONNELLEY 1983 FAM TR SHAWN M DONNELLEY AIDAN WILLIAMS P COLLEEN DONNELLY COLLEEN K DONNELLY LEE D DONNELLY IRA LEE D DONNELLY Claimant Name DOSSEY CREDIT TRUST -CLSG

P P P Reject Code G G M M M M N G M M P P M P G G G P P M M G P P P M M P P P G M P G G N M P P X P G N M P N G G N N M M Reject Code P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 66 of 302 PageID #:54677

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601491-7 120303-7 645601-4 119629-4 610653-6 645093-8 649584-2 610654-4 118057-6 647058-0 109369-0 109370-3 121822-0 121789-5 121845-0 123052-2 619829-5 619867-8 119737-1 111808-0 105031-1 601493-3 112663-6 626318-6 125062-0 115832-5 115831-7 125083-3 621909-8 612168-3 112593-1 116719-7 115352-8 107130-0 652843-0 113443-4 623618-9 648377-1 109513-7 611515-2 119849-1 651241-0 636153-6 120291-0 646358-4 110982-0 638422-6 118614-0 615552-9 615551-0 619812-0 Claim ID 616022-0 643912-8 626892-7 608605-5 613178-6 606332-2

R&L DONNER TR UNDER THE AMENDED & WILLIAM M DONOHOE IRA ROBERT DONOVAN AND SIV L DONOVAN J DAVID J DONOVAN DONOVAN DENIS A MOAG ROBERT DONOVAN AND SIV L DONOVAN J DONOVAN MARITAL DONOVAN PAULA C MOAG RICHARD DONOVAN B & J DONOVAN TTEES ELLEN P DONSHIK IRA PETER C DONSHIK IRA LARRY DONSKY IRA LARRY DONSKY LARRY DONSKY MICHAEL DONZIGER IRA DOODHA FAMILY TRUST FRANK DOODHA JR IRA ROLLOVER KAREN J DOODY IRA JAMES G DOOLEY CLARA A DOOLEY TRUST JOHN E DOOLING JR REV TR CONNIE J DOORN IRA FABER DOPP DECEDENTS TRUST HEIL DOPPELT #2 NEIL DOPPELT #2 NEIL DOPPELT IRA #1 NEIL DOPPELT DOR SSGA TRANSITION MICHAEL & ANNE DORAN AGY TEP LYNDA DORAN IRA THOMAS DORAN IRA ROBERT K DORAN ALICE N DORCAS TRUST DORCHESTER INVESTORS MARK J DORFMAN ROCHELLE DORFMAN DORING JTWROS JEANETTE DORLAND DORN FOUNDATION - KEY PFDN ANNE DORNBUSH IRA RALPH DORNER KARLA DORNHECKER NICOLE E DORO LINDA K DORR TTEE DONALD F DORS IRA MR PAUL T DORSA JEREMLAH E DORSEY DORSEY MASTER TRUST-MOE PERKINS DORSEY MASTER TRUST-WICKS CAROL E DOSCHER INDIVIDUAL Claimant Name W H DRACKETT TRUST JOAN N DRAGOO IRRA BCM FRANKLIN G DRAKE IRA ROLLOVER DRAKE JTWROS JOHN & ANN-D-CLSG DRAKE MARKWELL PINE DRAKE RES TR FBO BARBARA -CLSG

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608531-8 606355-1 115202-5 123526-5 102722-0 113710-7 122860-9 623822-0 623823-8 609667-0 607593-2 120615-0 637572-3 102765-4 120255-3 623494-1 620031-1 111670-3 608277-7 616355-6 102292-0 611578-0 606279-2 643369-3 607527-4 118926-3 651347-6 105825-8 114068-0 642351-5 609288-8 635428-9 643573-4 124221-0 612062-8 103449-9 109906-0 606768-9 646262-6 625453-5 100452-2 114007-8 601495-0 108745-2 107983-2 108356-2 607314-0 610612-9 610596-3 610604-8 102605-4 Claim ID 634874-2 124215-6 605104-9 608384-6 121349-0 629786-2

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Confidential

DOSSEY INTERIM TRUST AGENCY-DDOSSEY JUDY -IR BERTRAND J DOTSON DONALD L DOTSON IRA LEROY J DOTY IRA ROBERT A DOTY IRA OLEVIA B DOUB BRIGHDE M DOUGHERTY MRS MARY J DOUGHERTY DOUGHERTY TR MARGARET-CLSG TNT-LDN-DIL01- DOUGLAS INVTS MAX W DOUGLAS IRA MAX W DOUGLAS IRA J WILLIAM DOUGLAS MAX W DOUGLAS MICHAEL DOUGLAS DOVER CORP - OPPENHEIMER DOVER EMP AGENCY PS TRUST DOW CORNING-MACKAY SHIELDS DOW EMPLOYEES PENSION PLAN - INVE EILEEN L DOW IRA DOW MURRAY L II MOAG DOWDLE REV INS TR JAMES C EMMA E DOWDY TTEE TNT-LDN-DOW03- DOWERP-CAP G RICHARD W DOWIS IRA DOWLING & YAHNKE INC ARTHUR DOWLING MARY J DOWLING IRA NANCY LENTHE DOWLING DOWNEY TRUST DAVID A -PD-CLSG CAROL M DOWNIE TTEE GEORGE L DOWNING IRRA MICHAEL L DOWNS J & T DOWNS REV TR INV AGY TEP MARILYN DOWSE IRA DONALD A DOXIE IRA DOYEL PENSION TRUST HENRY N DOYLE IRA KATHLEEN M DOYLE IRA JEAN M DOYLE JOSEPH W DOYLE MAURA E DOYLE MICHAEL J DOYLE TRUST MICHAEL G DOYLE TTEE TAMMI H DOZIER DPC BIG BAY PROP TR 9-1-94 DPT EQUITY INCOME DPT LARGE-CAP VALUE EQUITY DPT THE SELECT 20 PORTFOLIO EVE S DRACHMAN Claimant Name GERALDINE DRISCOLL IRRA SANDRA J DRISCOLL CECIL D DRIVER REVOCABLE TRUST DTD DRIVER TRUST DAVIS M -CLSG DANIEL W DRO DRO WST TRADING

P P N M M G M P P P P M G N M P G P G G N P P G P G G P P G P M M M P G G P G P M N G M G M P P G P N Reject Code M N G P M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 67 of 302 PageID #:54678

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119703-7 122829-3 637327-5 623495-0 613167-0 609670-0 605466-8 112225-8 640941-5 119944-7 635798-9 643502-5 104208-4 107981-6 639269-5 635031-3 121556-6 102856-1 119104-7 100398-4 110687-2 120721-0 105809-6 118783-0 108404-6 601782-7 603061-0 111956-7 114111-2 621910-1 623354-6 630419-2 623366-0 623365-1 621917-9 621912-8 621914-4 623362-7 623361-9 623363-5 614901-4 105084-2 635450-5 126833-3 623824-6 612571-9 Claim ID 119688-0 105599-2 105560-7 121790-9 108466-6 107785-6 107203-0 107780-5 107778-3 101737-3 114759-5

RUTH ANN DRAKE THOMAS D DRAKE ROBERT T DRAKE TTEE DRAKE UNIVERSITY DRAKE WALTER N TOUOA DRAMA LTD -CLSG RICHARD DRANITZKE SPECIAL AOC GLORIA L DRAPAC IRA MATTHEW R DRAPER & PATCHOULI A DRA GARY G DRAPER IRA GARY G DRAPER IRA MRS RAMONA M DRAPER WANDA DRAPER JAMES E DRASAL IRA MARY SUE DRAUS IRRA FRANCIS F DREES IRRA JOHN W DREESE IRA WILLIAM DREICER DREIER FAML PARTNERSHIP 2 LTD BARBARA DRENDALL BARBRA DRENDALL TRUST THOMAS C DRENNAN IRA DALE D DREPS LINDA G DREW DREWRY FAMILY LTD JILL GRIMSLEY DREWYOR DREXLER MILLARD & PEGGY ROGER & JILL DREXLER TRUST JOHN DREYER DREYFUS BALANCED FUND DREYFUS BASIC S&P 500 STOCK INDEX IR SUC JAY & CAROL DREYFUS CRUT DREYFUS FOUNDERS EQUITY GROWTH FU DREYFUS FOUNDERS GROWTH FUND DREYFUS INVEST PORT-FOUNDERS GROW DREYFUS LIFETIME PORTFOLIO-GROWTH DREYFUS PREMIER GROWTH + INCOME DREYFUS PREMIER GROWTH AND INCOME DREYFUS PREMIER STRATEGIC VALUE F DREYFUS STOCK INDEX FUND DREYFUSS FAMILY 1998 TRUST - IMA DREYFUSS SPECIAL VALUE PORT BETTY L DRIER IRA MITCHELL H DRIESMAN MR RICHARD J DRILL - DECEASED IRENE T DRISCOLL Claimant Name JERALD L DUCE ROY L DUCHAM IRA VERA K DUCHAM IRA RICHARD L DUCHOSSOIS RV TR #1 DEBRA K DUCKERY DANIEL E DUCKSON NANCY L DUCKSON IRA #1 DANIEL E DUCKSON IRA RONALD E DUCKSON TR MARK L DUCKWORTH IRA HELEN DUDASH

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110425-0 110512-4 620149-0 123120-0 637957-5 125139-2 623827-0 111907-9 111883-8 612600-6 612601-4 606053-6 606054-4 606055-2 642600-0 122054-3 108592-1 620100-8 613762-8 608756-6 620101-6 635467-0 634067-9 622323-0 622213-7 105542-9 621918-7 623836-0 123625-3 123624-5 642845-2 119421-6 640400-6 609092-3 106387-1 607716-1 607718-8 607720-0 106824-5 102686-0 102690-9 123204-5 124120-6 647202-8 601501-8 122923-0 Claim ID 608157-6 621921-7 619998-4 623078-4 619999-2 125555-0 610187-9 610188-7 624465-3 612929-3 117215-8

Reject Code N X X P M G G G G N P

Confidential

REBECCA DROBENARE IRA REBECCA DROBENARE RL TR DRODER J TTEE DRODER TR-IMA - PLD JEFFREY H DROGIN TRUST DONALD E DROLLINGER AND DONALD E DROLLINGER JANE W I DROPPA RC LLC SHIRLEY J DROUIN JOHN A DROVIN DRRT FBO NORD LB DRRT FBO NORD LB DRRT FBO SWISS REINSURANCE COMPAN DRRT FBO SWISS REINSURANCE COMPAN DRRT FBO SWISS REINSURANCE COMPAN DRT MFG CO RONALD F DRUCKENMILLER MILTON DRUCKER TRUSTEE DRUMMOND CO REV PEN-OPPENHEIM DRUMMOND RALPH & MARY TTEES IMA DRUMMOND TR FBO K GOURIE-CLSG DRUMMOND UNITED STEELWORKERS-OPP KAREN F DRYDEN IRA DRYDEN S&P INDEX FUND DT STOCK INDEX FUND DTE PEN EQ TRANSITION DTLV LLC DTV N UNION LONG TERM FBO CLARE DUANE DUB ROSS CO INC PROF SHAR TR DUB ROSS INV CO LLC MR MICHAEL D DUBACH IRRA JOEL DUBERSTEIN IRA JOSPEH T DUBIEL JR IRA DUBIN DUBIN & POLLAK TIC -DLOUISE O DUBIN DUBLIN DIOCESAN FUND THE DUBLIN PORT & DOCKS BDS SUPERUNIVERSITY COLLEGE DUBLIN PP FRANCOISE M DUBOC MICHAEL L DUBOIS #1 MICHAEL L DUBOIS IRA #1 LINDA A DUBOIS IRA MARY L DUBOIS WILLIAM P DUBORD & FRANCES B DUBOR PATRICK DUCASSE SAMUEL J DUCATO Claimant Name DUKE ENERGY ALLIANCE CAPIT-SL DUKE ENERGY-NISA QUAL-US STOCKS N NANALINE H DUKE FUND-PACIFIC INCOM SOUTHPORT-R A DUKE JR IRA #1 ANGIER B DUKE MEMORIAL-PACIFIC INC TERESA R DUKE DUKER - DELIVERANCE - TNT TEIF DUKER - EVOLUTION - TNT TEIF RONALD DUKES IRA ROO DULANEY MILDRED FOUNDATION DAVID DULEBA

G P P M G M P P P P G P P P G M M P G P P G G P P G P P M M G G M P P P P P N G G M P G P P Reject Code G G G P G M G P P G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 68 of 302 PageID #:54679

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601502-6 120696-6 611066-5 116448-1 609177-6 109014-3 122861-7 636999-5 112668-7 617647-0 617649-6 612847-5 100318-6 126361-7 103367-0 635432-7 608311-0 115647-0 108290-6 605171-5 605172-3 601507-7 601508-5 119414-3 638111-1 606999-1 114342-5 609327-2 623832-7 623828-9 623831-9 623829-7 623830-0 610927-6 610928-4 600968-9 126577-6 114932-6 619994-1 619997-6 619996-8 Claim ID 125404-9 123447-1 601514-0 601077-6 601513-1 123533-8 601515-8 601512-3 103704-8 124134-6 124141-9 124144-3 122278-3 627055-7 627054-9 123124-3

ROBERT W DUDLEY AND MARY H DUDLEY CAROL J DUDLEY DUDLEY JOHN J IRREVOCABLE TOA JUDITH V DUDLEY TRUST DUDLEY TRUST PATRICIA P -CLSG JOHN V DUELL 1 JOHN T DUELL JAMES DUEMMEL IRA STANLEY J DUFAN IRA JAMES W DUFF TUA CUSTODY ACCOUNT CAROLINE DUFF TUA CUSTODY ACCT DAVID A DUFFIELD TRUST 4-2-97 MIDC ANNABEL DUFFY GERALD S DUFFY JOHN DUFFY IRA GERALD S DUFFY JUDY C DUFFY JTWROS DUFFY P S PLAN J J -DCRP-CLSG JOHN W DUFOUR LINDA W DUFRESNE IRA DUFVEST ASSOCIATES DUFVEST ASSOCIATES DUFVEST ASSOCIATES LLC FW DUFVEST ASSOCIATES LLC NB KATHLEEN M DUGGAN IRA MARY D DUGGAN DUGGAN ROTH IRA ROO JOHN -RIR THERESA DUGGAN DUGGAN TRUST SEAN -D-CLSG HOWARD DUGOFF LORRAINE DUGOFF SANDRA K DUGOFF TR JULIE DUGOFF TRUST RICHARD DUGOFF TRUST DUHAMEL FBO OHIO MASONIC TOA DUHAMEL FBO SHRINERS HOSP TOA ROBERT DUHON CONNIE J DUIS CHARLES E DUKE DUKE ENDOWMENT - ALLIANCE CAPITAL DUKE ENDOWMENT - JP MORGAN LG CAP DUKE ENDOWMENT - PACIFIC INCOME A Claimant Name WALTER E DUPRE TRAD IRA BETTYE M DUPREE ELBA DUPUY AND JOHN DUPUY JTWROS DANIELA DUPUY JOHN DUPUY GASTON DUPUY & STEPHANI VALERIE W DUPUY IRA MR JOHN DUPUY MRS DANIELA DUPUY DENNIS M DUQUETTE TAMMY L DUQUETTE TAMMY L DUQUETTE TAMMY L DUQUETTE EDWARD N DURAND I/M/D FOR DOUGLAS N DURAND IRA I/M/D FOR D & E DURAND JTWROS ROBERT C DURHAM

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117137-2 118984-0 620000-1 601498-4 601510-7 601509-3 110769-0 110768-2 115737-0 638595-8 635884-5 119787-8 119788-6 649562-1 606741-7 650927-4 106814-8 106785-0 647566-3 110827-1 123557-5 644608-6 610722-2 650960-6 123334-3 113370-5 108609-0 608866-0 645834-3 627063-8 643241-7 104335-8 102477-9 601511-5 618101-5 618102-3 601500-0 611977-8 611978-6 618460-0 618461-8 Claim ID 623335-0 623331-7 623341-4 623342-2 625401-2 623334-1 623333-3 625402-0 623322-8 625399-7 623325-2 623326-0 623327-9 623332-5 625400-4 623329-5

Reject Code P G P G G N G G G M M M M P P M

Confidential

PATRICIA DULEBA HELEN E DULEMBA DUMAINES TRUST JPMARVEL CUST ALEXANDER J W DUMEZ AND DEBORAH L MR THEODORE A DUMEZ MRS ELIZABETH DUMEZ LESLIE DUMLER IRA THOMAS L DUMLER IRA TIMOTHY D DUNBAR AND BRUCE C DUNBAR JR IRRA LEE H DUNBAR TTEE RONALD C DUNCAN #1 RONALD DUNCAN AND DUNCAN FREDERICK DUNCAN IRA EILEEN H -IR MARGARET DUNCAN ROBERT S DUNHAM #1 ROBERT S DUNHAM IRA #1 DAN STEVEN DUNHAM IRA JAMES E DUNKIN IRA JOSEPH W DUNLAP DR JOSEPH W DUNLAP JR DUNLOP M EST ID HARRIS TOW WILLIAM DUNLOP GLADYS B DUNN JOHN A DUNN JOSEPH L DUNN DUNN M J & P E TRUST P MICHAEL D DUNN DUNN RESEARCH FDN AGCY-EQUITIES MARGARET DUNNING FOUNDATION DAVIS MICHAELE S DUNSDON ROBERT M DUNSON EDMUND M DUNST DUNSWORTH CRUT-CAL DAV DUNSWORTH CRUT-MCGILL DAV ARLENE M DUPIGNAC AND FRANK J DUPI HELEN B DUPONT FAMILY TR U/W HELEN B DUPONT MARITAL TR U/W DUPONT PENSION TRUST DUPONT PENSION TRUST Claimant Name DWS BLUE CHIP VIP DWS CAPITAL GROWTH FUND DWS DREMAN FINANCIAL SRV VIP DWS DREMAN FINANCIAL SRVCS DWS FINANZWERTE DWS GROWTH & INCOME FUND DWS GROWTH AND INCOME FUND DWS INTERNATIONALE AKTIEN TYP O DWS LARGE CAP FOCUS GROWTH FUND DWS NORDAMERIKA DWS TARGET 2011 FUND DWS TARGET 2012 FUND DWS TARGET 2013 FUND DWS TARGET 2014 FUND DWS US AKTIEN TYP O DWS VS II CAPITAL GROWTH VIP

P G P G G G N N P G G G G P P P P N G X M G P P M P P P G G G G N G G G G P P G P Reject Code G G G G G P P G G G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 107097-5 608382-0 105663-8 643458-4 117743-5 117806-7 116344-2 103093-0 616982-1 601503-4 601506-9 605173-1 605174-0 605175-8 605176-6 108568-9 651512-6 651513-4 109508-0 111465-4 123817-5 641765-5 601468-2 601441-0 601442-9 601439-9 611546-2 118699-0 118697-3 118698-1 615592-8 106926-8 623330-9 623321-0 623328-7 623324-4 Claim ID 100850-1 102267-9 109185-9 103963-6 117145-3 606822-7 126064-2 122247-3 637543-0 107471-7 107483-0 610345-6 625207-9 600969-7 636165-0 605012-3 123741-1 619799-0 611371-0 621101-1 605718-7

SUSAN DURIE IRA DURKEE INV MGMT G MALPA-CLSG ROBERT DURNIAK IRA KATHERINE DUROS TTEE ANGELA J DURROH PAUL DURYEA PENS PL CATHERINE E DUSENBURY STANLEY J DUSIK BEVERLY DUTCHER REV TR WEN #4 DUTVEST ASSOC LLC DUTVEST ASSOC LLC DUTVEST ASSOCIATES DUTVEST ASSOCIATES DUTVEST ASSOCIATES DUTVEST ASSOCIATES DIANE C DUVALL IRA PAUL DUYNHOUWER JOYCE ANN DUYNHOUWER REV LIV TR WILLIAM DVERSON IRA DVF ENTERPRISES INC DAVID W DVORAK IRA DAVID J DVORAK IRRA MURRAY FLORENCE DWECK FAMILY FLORENCE DWECK ELI DWECK AND ROCHELLE DWECK JTWRO MURRAY DWECK AND FLORENCE DWECK JT DWIGGINS ETHEL FBO PAT TOW PHOEBE DWIGHT TR CHARLOTTE DWIGHT TRUST JOHN K DWIGHT TRUST S DWINNELL TR - S WESTEN MATTHEW DWORK IRA DWS BALANCED FD EQUITY DWS BALANCED VIP DWS BALANCED VIP EQUITY DWS BLUE CHIP FUND Claimant Name JASPER R EANES IRA GENE M EARL #1 GENE M EARL #2 LAWRENCE W EARL TRUST ELIZABETH M EARLE EARLY IRA PATRICK J - CLSG FOUNDATION FOR EARLY LEARNING HOWARD W EARNEST IRA HOWARD W EARNEST IRRA FRED E EARNIE IRA FRED E EARNIE IRA EAST BAY-INSTITUTIONAL -SL EAST COLUMBUS ORTHO #2 EAST END TRADING MS STEPHANY EAST EAST RIDING PENSION FUND EAST WISCONSIN PENSION TRUST SANDRA J EASTBURN EASTERN ENTRP SRP KAM MISC BNYE ESPS EASTERN F+C BAL FD KEEP EASTERN SHORE TEAMSTERS PEN WED

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652783-3 100113-2 607840-0 625501-9 124132-0 638965-1 124473-6 121085-8 120371-1 644868-2 105999-8 103441-3 637507-3 110902-2 610768-0 628397-7 646633-8 116813-4 116812-6 104346-3 620245-4 620246-2 609733-2 609732-4 619262-9 609314-0 633354-0 609682-4 611370-2 611349-4 621622-6 621623-4 622518-7 125990-3 111147-7 110404-7 Claim ID 611534-9 622687-6 117193-3 116246-2 116245-4 121130-7 121131-5 605894-9 652877-5 623833-5 623834-3 633220-0 104242-4 632959-4 637462-0 118079-7 113081-1 105409-0 110419-5 114893-1 604860-9

Reject Code P N N P X P M M G M G G G G G G P G G M G

Confidential

JOHN J DWYER AND SUSAN DWYER THOMAS G DWYER DX HOLDING RET PL-STA BARBAR DIANE M DYBSKY CUSTODIAN FBO ALICE DYE MR JAMES R DYE PAUL DYE THEODORE C DYE JOSEPH R DYER JEAN ROYER DYER LORD ABBETT IV STEVEN K DYKE STORMI R DYKES PATRICIA DYKSTRA DENNIS M DYLEWSKI DYNABIL EAST & WEST P S PLAN ESTATE OF ANNE E DYSON KAREN A DZENKOWSKI IRA EDWARD A DZIUBA FBO EDWARD A DZIUBA IRA ALICE M DZYAK E & M SIDEWATER ASSOC I LP-VER-CU E & M SIDEWATER ASSOC II LP-CUSTE L CORD - KR CAPITAL E L CORD - TNT E TRADE DOW JONES INDEX E&B RES TR UOA D 12 14 88 -D E-J ELECTRIC INSTALLATION CO P S E-P TRUST-NTGI-RUSSELL 1000 E-SYSTEMS SUPPL BENE II MISC E-SYSTEMS SUPPL BENE TRUST MISC E1 MODEL E2 MODEL EACM SELECT-IRIDIAN MGMT EACM SMALL MANAGERS EQUITY FD MARY ELLEN EAGAN IRA RITA M EAKES Claimant Name EB VALUE EQUITY FUND CTF #1 EB VALUE STOCK FUND #1 EBCF CLEARING 2043 BRUCE J EBERHARD IRA MAXINE H EBERHARD RICHARD F EBERHART RICHARD F EBERHART EBERLY FAMILY CHAR TR/ATLANTIC T EBERSOL, SUSAN ST. JAMES-IRA FBO GEORGE A EBERSTADT UOA D 1 26 FBO MICHAEL I EBERSTADT UOA D 1 26 THE EBERSTADT-KUFFNER FUND INC GORDON C EBLING EBSCSAV H GORDON ECCLES AND PAUL D ECCLES IRA ELSA M ECHEMENDIA PEREZ ARTIE C ECHOLS ROBERT B ECHOLS IRA ROBERT B ECHOLS ECHOTRADE LLC

G N G P G P G X M G M P M P P G G G G P G G G P P G P P P P P P G G P N Reject Code G G P G P N M G M P P P P P M G N N P M G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 621850-4 117409-6 637466-2 652604-7 623497-6 623496-8 615858-7 124656-9 125437-5 122170-1 106631-5 650864-2 106608-0 643935-7 109220-0 100881-1 631498-8 607063-9 119906-4 621936-5 621935-7 621951-9 621956-0 621955-1 651249-6 651251-8 621946-2 621925-0 621926-8 621927-6 622545-4 Claim ID 604893-5 604894-3 604895-1 604896-0 604897-8 604898-6 604900-1 604901-0 604902-8 604903-6 604904-4 604905-2 604906-0 604907-9 604908-7 604909-5 604910-9 604911-7 604912-5 604913-3 604914-1 604915-0 641686-1 618741-2 631923-8 631924-6

ESPS EASTERN TRAN_CC 15 01 03 F&C DOUGLAS A EASTES GARY D EASTES IRRA EASTLAND GEORGE EASTMAN HOUSE #2 GEORGE EASTMAN HOUSE CITY OF EASTON -KEY ASSET MANAGEME J L EASTWICK CHRISTINE F EATON #1 EMMA P EATON EATON FAMILY TR #1 FREDRIK EATON MARILYN J EATON IRA #1 CHRISTINE EATON IRA #2 GLORIA EATON IRA PAMELA G EATON TUW RICHARD EATON TRUST B EATON TRUST MAXINE E RITA F EAVES IRA EB DAILY OPENING STOCK INDEX FUND EB DL STOCK INDEX FUND EB DV ENH LC CORE EB DV LARGE CAP SIF EB DV LARGE CAP VALUE STOCK INDEX EB LARGE CAP GROWTH EQUITY COMMON EB LARGE CAP VALUE EQUITY COMMON EB SPECIALIZED MARKET FUND EB STOCK FUND AGGRESSIVE S&P 500 EB STOCK FUND AGGRESSIVE GROWTH EB STOCK FUND AGGRESSIVE VALUE EB STOCK PERFORMANCE FUND Claimant Name ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC FRANK J ECKART DCSD IRRA ECKERD CORPORATION PENSION PLAN IRA MICHAEL J ECKERT IM MICHAEL J ECKERT PLG

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M G P M P P P G G M G P G P G N G P M G G P G G P P G P P P P

604861-7 604862-5 604863-3 604864-1 604865-0 604866-8 604867-6 604868-4 604869-2 604871-4 604872-2 604873-0 604874-9 604875-7 604876-5 604877-3 604878-1 604879-0 604880-3 604881-1 604882-0 604883-8 604884-6 604885-4 604886-2 604887-0 604888-9 604889-7 604890-0 604891-9 604892-7 Claim ID 639901-0 600987-5 617826-0 617770-0 626919-2 626826-9 109761-0 652899-6 647436-5 110403-9 102230-0 111867-6 111887-0 121438-1 113416-7 122367-4 613164-6 610073-2 610074-0 606595-3 112459-5 608711-6 621554-8 121983-9 644228-5 118039-8

Reject Code P G G P G P P G P P G G G G P G P P P P P P G P G G

Confidential

ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC ECHOTRADE LLC Claimant Name FBO SAMMY EDINGTON EDISON EQUITY MGMT EDISON INST ENDOWMENT-IRIDIAN EDISON INSTITUTE P P IRIDIAN EDISON PENSION TRUST-AMVESCAP EDISON PENSION TRUST-QUEST HOPE R EDISON REV TRUST EDISON, HOPE TRUST JAMES G EDMONDS & CAROL D. EDMONDS DEMONTAE A EDMONDS HARRIETT V EDMONDS RITA EDMONDS IRA RITA EDMONDS IRA JAMES G EDMONDS JOANNE EDMONDS EDMONTON PIPE INDUSTRY PENS EDMUND JR TRUST EDP CRUT #1 - DELTA CAPITAL EDP CRUT #2 - OSPREY PTNRS EDSON IRA RICHARD L -IR MARY KAY EDSON EDSON RICHARD & MARY -DGBGM UMC_- EDUCATION ENDOW FDS-US JAMES M EDWARDS & MR JAMES DON EDWARDS & MRS CLARA M ALLEN H EDWARDS

G P P G G G G P P P G P G G G G G P G P P G G P G P G G G G P Reject Code G P P P G G M M G N M M N M M P P P P P P P G M P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605541-9 639591-0 106019-8 107579-9 108028-8 623202-7 112900-7 100621-5 104911-9 112077-8 601526-3 627184-7 601530-1 601529-8 601523-9 601524-7 611057-6 612270-1 117059-7 601525-5 636894-8 121856-5 114783-8 112027-1 633451-2 123969-4 Claim ID 120306-1 646778-4 116359-0 601519-0 647093-9 122344-5 125051-5 117918-7 606886-3 621092-9 126334-0 115680-2 120423-8 637750-5 124208-3 601015-6 642833-9 122220-1 612945-5 121138-2 636321-0 607463-4 606386-1 642623-9 645820-3 645821-1 110258-3 120335-5 620022-2 637846-3 620769-3

THE ECKSTEIN FAMILY REVOCABLE TRUS FATHER GEORGE E ECONOMOU & MRS ELA ALBERT J EDAHL LINDA C EDBERG LINDA C EDBERG EDCC PTT DREYFUS SYDNEY EDDISON JOHN J EDDY IRA MARSHA EDELMAN MARSHA EDELMAN JEANNINE EDELMANN JACK & EDITH EDELSON IMA DAVID M EDELSTEIN ROCHELLE EDELSTEIN MEYER H EDELSTEIN RUTH EDELSTEIN J TAMARA M EDELSTEIN EDER DVORAH TTEE OF REV TR MOAG JCF - LOUISE EDER FUND 624 THOMAS E EDGAR EDGE WATER INVESTMENT ASSOC ROBERT L EDGELL PM ROBERT L EDGELL ARNOLD S EDINBERG & ARNOLD S EDINBERG CITY OF EDINBURGH MARGARET EDINGER IRA Claimant Name ASSUNTA J EGE ASSUNTA J EGE TTEE DAVID J EGER IRA MORITZ EGETMEYER FBO BARBARA EGGERMANN DORENE EGGLESTON MICHAEL P EGIZIO IRA GLENN E EGLI IRA EGURO IRA SETSUKO -IR EHD PARTNERS L P ROBERT E EHLINGER AND SUSAN M EHLKE IRA #2 ELIZABETH B EHMANN IRA ELIZABETH EHMANN IRRA ELVERA EHRENFELD SUMMERS AJJ PARTNERS COF JOEL S EHRENKRANZ MR FRITZ EHRHART JEFFREY L EHRLICH IRA EHRLICH JC FUND A JEFFKEY L EHRLICH MR JEFFREY EHRLICH EHRMAN ESTATE JOSEPH S EHRMAN TRUST JOSEPH S STEPHEN H EIBLING IRRA BURT N EICHKORN IRRA IRMA R EICHKORN TTEE CARL W EICHMAN MARK W EICHMAN EICHMANN BARBARA G - CUST MARILYN S EICHMANN IRRA EICON DODGE & COX

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G G N M M G G P G M G P G G G G P P N G G M M P G G

104435-4 115744-2 115745-0 103803-6 611438-5 108510-7 114916-4 115201-7 638348-3 606877-4 645098-9 126796-5 611800-3 126353-6 117906-3 623835-1 117907-1 108972-2 126016-2 615465-4 125238-0 618301-8 636416-0 609366-3 102700-0 110104-8 Claim ID 122750-5 601527-1 105350-7 120554-4 605526-5 636570-1 112694-6 626492-1 626493-0 626494-8 618424-3 621312-0 126463-0 601534-4 613772-5 634132-2 621942-0 621941-1 610028-7 620938-6 121212-5 612178-0 125222-4 601535-2 606176-1 119946-3 607198-8 114979-2 606180-0 612331-7 611700-7

Reject Code M G P G M X N P G P M G M G N G G M G M P M G M G G N M P G M

Confidential

AMY R EDWARDS AMY R EDWARDS AMY R EDWARDS BOB EDWARDS EDWARDS BROS PN-BEACON ACCT COLLYNE M EDWARDS DAVID E EDWARDS ACIE EDWARDS IRA JANICE DARLENE EDWARDS IRA EDWARDS IRA ROBERT T -IR DAVID C EDWARDS IRRA JANE W EDWARDS INV ADV CO-ADM U/W E G EDWARDS JR LARRY D EDWARDS LINDA B EDWARDS EDWARDS MEDICAL SUPPLY INC EMPLOY SCOTT H EDWARDS SHARON EDWARDS DORIS C EDWARDS TRUST EDWIN S SOBCZAK FAMILY TRUST EFH RETIREMENT PLAN EFW CRT NA DANIEL P EGAN EGAN INS TRUST DONALD E -CLSG PEGGY A EGBERT IRA PEGGY A EGBERT IRA Claimant Name JUNE EISENECKER IRA DR JOSEPH S EISENMAN AND MRS PHYLL HENRY EISER 2 RICHARD N EISMAN SUSANNE EISNER AND HOWARD EISNER J HILA EKELMAN ELAINE E EKSTRAND MARY EL FITURI DYNASTY TRUST HALIMA EL FITURI DYNASTY TRUST MUNA EL FITURI DYNASTY TRUST EL PASO CORPORATION MASTER RETIRE EL POMAR FND - ICAP - LARGE CAP V ELB COFONDS MR VICTOR ELBAZ AND MRS ROSINE ELB ELBER DENNIS & SUZANNE IMA ELBRIDGE A DURANT RESIDUAL TR ELC - ALLIANCE CAPITAL ELC - JP MORGAN ELD III-LLC - WELLS -P ELDEC CORP NEUBERGER & BERMAN GORDON W ELDEN ELDER CARE OF DANE CTY - ASSETS L DARREN C ELDER THOMAS G ELDER ELDRIDGE FAMILY TRUST ANN S ELDRIDGE IRA ELDRIDGE PETER B - LVG TERRI ELDRIDGE ELDRIDGE TRUST PETER B ELECTRICAL CONST IND-STRONG CAP M ELECTRICIANS PENS FD H BERNSTEIN

M M M G P M G P G P G P P G P P P N G P M G M P N M Reject Code G G P N P G G G P G G G P G P G G M P G N P M G P M P G P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620768-5 620770-7 620592-5 616252-5 607958-0 119701-0 644053-3 102221-0 622273-0 624416-5 622281-1 606891-0 601531-0 612560-3 601528-0 118274-9 118280-3 605340-8 619734-5 115596-2 111454-9 Claim ID 603123-4 603126-9 603128-5 603129-3 603130-7 603131-5 603132-3 603133-1 603134-0 603135-8 603156-0 603157-9 603158-7 603159-5 603160-9 603161-7 603162-5 603165-0 603172-2 603272-9 603273-7 603274-5 603276-1 603277-0 603278-8 603279-6 603280-0 603281-8 603284-2 603286-9 603291-5 603294-0 603295-8 603296-6 603297-4 603302-4

EICON MFS INVESTMENT MANAGEMENTS EICON STATE STREET GLOBAL ADVISOR EIF FINANCIAL SERVICES PORTFL 200 EIF GROUP ONE INTL UCITS ALPHA SU EIF US LARGE CAP SL ELIZABETH E EIFE JOHNSON ELIZABETH EIFE-JOHNSON TTEE KELLIE L EIGHMY EINSTEIN EMP TR GEN INV AOC ALBERT EINSTEIN ENDOWMENT FUND ALBERT EINSTEIN MED CTR-W BLAIR & EINSTEIN TRUST ELAINE E MR LEONARD EIS & MRS DORIS EIS JTW ARLENE EIS ARTHUR EIS DDS JOHN F EISBERG REV TR #1 JOHN F EISBERG REV TR #2 MARLENE K EISEMAN FSB-NY IRA CUSTO WILLIAM EISEN MARK D EISEN BERNARD L EISENBERG IRA Claimant Name ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC

Prepared by Gilardi Co LLC

G M P G G M G N M M M P G G G P G G P X P

603063-7 ELECTRONIC TRADING GROUP LLC 603064-5 ELECTRONIC TRADING GROUP LLC 603065-3 ELECTRONIC TRADING GROUP LLC 603072-6 ELECTRONIC TRADING GROUP LLC 603075-0 ELECTRONIC TRADING GROUP LLC 603080-7 ELECTRONIC TRADING GROUP LLC 603082-3 ELECTRONIC TRADING GROUP LLC 603083-1 ELECTRONIC TRADING GROUP LLC 603084-0 ELECTRONIC TRADING GROUP LLC 603085-8 ELECTRONIC TRADING GROUP LLC 603086-6 ELECTRONIC TRADING GROUP LLC 603088-2 ELECTRONIC TRADING GROUP LLC 603097-1 ELECTRONIC TRADING GROUP LLC 603111-0 ELECTRONIC TRADING GROUP LLC 603113-7 ELECTRONIC TRADING GROUP LLC 603114-5 ELECTRONIC TRADING GROUP LLC 603115-3 ELECTRONIC TRADING GROUP LLC 603116-1 ELECTRONIC TRADING GROUP LLC 603120-0 ELECTRONIC TRADING GROUP LLC 603121-8 ELECTRONIC TRADING GROUP LLC 603122-6 ELECTRONIC TRADING GROUP LLC Claim ID Claimant Name 603391-1 ELECTRONIC TRADING GROUP LLC 603392-0 ELECTRONIC TRADING GROUP LLC 603393-8 ELECTRONIC TRADING GROUP LLC 603394-6 ELECTRONIC TRADING GROUP LLC 603395-4 ELECTRONIC TRADING GROUP LLC 603397-0 ELECTRONIC TRADING GROUP LLC 603398-9 ELECTRONIC TRADING GROUP LLC 603399-7 ELECTRONIC TRADING GROUP LLC 603400-4 ELECTRONIC TRADING GROUP LLC 603401-2 ELECTRONIC TRADING GROUP LLC 603402-0 ELECTRONIC TRADING GROUP LLC 603405-5 ELECTRONIC TRADING GROUP LLC 603406-3 ELECTRONIC TRADING GROUP LLC 603407-1 ELECTRONIC TRADING GROUP LLC 603408-0 ELECTRONIC TRADING GROUP LLC 603409-8 ELECTRONIC TRADING GROUP LLC 603410-1 ELECTRONIC TRADING GROUP LLC 603412-8 ELECTRONIC TRADING GROUP LLC 603413-6 ELECTRONIC TRADING GROUP LLC 603414-4 ELECTRONIC TRADING GROUP LLC 603415-2 ELECTRONIC TRADING GROUP LLC 603416-0 ELECTRONIC TRADING GROUP LLC 603417-9 ELECTRONIC TRADING GROUP LLC 603456-0 ELECTRONIC TRADING GROUP LLC 603458-6 ELECTRONIC TRADING GROUP LLC 603459-4 ELECTRONIC TRADING GROUP LLC 603461-6 ELECTRONIC TRADING GROUP LLC 603462-4 ELECTRONIC TRADING GROUP LLC 603463-2 ELECTRONIC TRADING GROUP LLC 603464-0 ELECTRONIC TRADING GROUP LLC 603465-9 ELECTRONIC TRADING GROUP LLC 603466-7 ELECTRONIC TRADING GROUP LLC 603467-5 ELECTRONIC TRADING GROUP LLC 603468-3 ELECTRONIC TRADING GROUP LLC 603469-1 ELECTRONIC TRADING GROUP LLC 603470-5 ELECTRONIC TRADING GROUP LLC

Reject Code G G G G G G G G G G G G P P G G G G G G G G G G G G G G G G G G P G P G

Confidential

G G G P G G P G G P G G P G G G G P P P G Reject Code G G G G P G G G G G G G G G G G G G G G G G G P G G G G G G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code

603325-3 ELECTRONIC TRADING GROUP LLC 603329-6 ELECTRONIC TRADING GROUP LLC 603330-0 ELECTRONIC TRADING GROUP LLC 603331-8 ELECTRONIC TRADING GROUP LLC 603332-6 ELECTRONIC TRADING GROUP LLC 603334-2 ELECTRONIC TRADING GROUP LLC 603360-1 ELECTRONIC TRADING GROUP LLC 603363-6 ELECTRONIC TRADING GROUP LLC 603364-4 ELECTRONIC TRADING GROUP LLC 603365-2 ELECTRONIC TRADING GROUP LLC 603366-0 ELECTRONIC TRADING GROUP LLC 603367-9 ELECTRONIC TRADING GROUP LLC 603370-9 ELECTRONIC TRADING GROUP LLC 603388-1 ELECTRONIC TRADING GROUP LLC 603389-0 ELECTRONIC TRADING GROUP LLC 603390-3 ELECTRONIC TRADING GROUP LLC Claim ID Claimant Name 603531-0 ELECTRONIC TRADING GROUP LLC 603532-9 ELECTRONIC TRADING GROUP LLC 603533-7 ELECTRONIC TRADING GROUP LLC 603537-0 ELECTRONIC TRADING GROUP LLC 603538-8 ELECTRONIC TRADING GROUP LLC 603539-6 ELECTRONIC TRADING GROUP LLC 603540-0 ELECTRONIC TRADING GROUP LLC 603541-8 ELECTRONIC TRADING GROUP LLC 603542-6 ELECTRONIC TRADING GROUP LLC 603543-4 ELECTRONIC TRADING GROUP LLC 603544-2 ELECTRONIC TRADING GROUP LLC 603545-0 ELECTRONIC TRADING GROUP LLC 603546-9 ELECTRONIC TRADING GROUP LLC 603547-7 ELECTRONIC TRADING GROUP LLC 603548-5 ELECTRONIC TRADING GROUP LLC 603549-3 ELECTRONIC TRADING GROUP LLC 603550-7 ELECTRONIC TRADING GROUP LLC 603551-5 ELECTRONIC TRADING GROUP LLC 603553-1 ELECTRONIC TRADING GROUP LLC 603554-0 ELECTRONIC TRADING GROUP LLC 603555-8 ELECTRONIC TRADING GROUP LLC 603558-2 ELECTRONIC TRADING GROUP LLC 603559-0 ELECTRONIC TRADING GROUP LLC 603560-4 ELECTRONIC TRADING GROUP LLC 603561-2 ELECTRONIC TRADING GROUP LLC 603562-0 ELECTRONIC TRADING GROUP LLC 603575-2 ELECTRONIC TRADING GROUP LLC 603576-0 ELECTRONIC TRADING GROUP LLC 603582-5 ELECTRONIC TRADING GROUP LLC 603583-3 ELECTRONIC TRADING GROUP LLC 603584-1 ELECTRONIC TRADING GROUP LLC 603585-0 ELECTRONIC TRADING GROUP LLC 603586-8 ELECTRONIC TRADING GROUP LLC 603587-6 ELECTRONIC TRADING GROUP LLC 603588-4 ELECTRONIC TRADING GROUP LLC 603591-4 ELECTRONIC TRADING GROUP LLC 603593-0 ELECTRONIC TRADING GROUP LLC 603596-5 ELECTRONIC TRADING GROUP LLC 603600-7 ELECTRONIC TRADING GROUP LLC 603601-5 ELECTRONIC TRADING GROUP LLC 603602-3 ELECTRONIC TRADING GROUP LLC

Prepared by Gilardi Co LLC

G G G G G G G G G G G G G G G G

603471-3 603472-1 603473-0 603475-6 603476-4 603477-2 603478-0 603519-1 603520-5 603521-3 603522-1 603525-6 603526-4 603528-0 603529-9 603530-2 Claim ID 603618-0 603619-8 603620-1 603621-0 603623-6 603625-2 603626-0 603627-9 603628-7 603629-5 603630-9 603631-7 603632-5 605192-8 607756-0 607185-6 108896-3 111240-6 113884-7 623135-7 116965-3 601533-6 609216-0 611158-0 116986-6 100807-2 120280-4 624071-2 644838-0 100429-8 100454-9 105899-1 116924-6 601538-7 105747-2 123569-9 118464-4 619872-4 120401-7 636583-3 100535-9

Reject Code G G P G G G G G G G G G G G G G G G G G G G G G G G G G P G G G G P P P P P G G G

Confidential

ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC Claimant Name ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ESTHER ELEFANT AND MAX ELEFANT JTW TNT-LDN-TFE11-TFE ELF BGI ELFVING TR FBO JOHN'S -CLSG LEE W ELGIN JR MELINDA W ELGUINDY JOSE L ELIAS ELISBURG NANCY I M414 LAREE L ELIZONDO ANTHONY C ELK AND LARISSA R ELK JT ELKANE ANEST TR FBO CHOH -CLSG ELKHART COUNTY CMMNTY FDN CUST ARNOLD B ELKIND JANE M ELL JAMES A ELLEMAN MICHELLE D ELLENBOGEN CHRISTOPHER H ELLERBE TTEE TODD T ELLESTAD #1 TODD T ELLESTAD #2 DOROTHY ELLINGER SANDRA D ELLIOT DAVID ELLIOTT RAYMOND W ELLIOTT IRA RICHARD D ELLIOTT IRA RITA M ELLIOTT IRA SALLY ELLIOTT IRA ROLLOVER JAMES M ELLIOTT JAMES M & BETTY ELLIOTT JIM L ELLIOTT

G G G G G G G G G G P P G G G G Reject Code G G G G G P G G G G P G G G P G G P M G P P P P P N M P P M M G P G G G G G M G X

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 603603-1 603605-8 603606-6 603607-4 603608-2 603609-0 603610-4 603611-2 603613-9 603614-7 603617-1 Claim ID 100681-9 100682-7 116767-7 601543-3 601544-1 615729-7 601541-7 601542-5 627092-1 120419-0 618185-6 608625-0 116646-8 104074-0 633645-0 122788-2 122789-0 102865-0 619898-8 119872-6 601539-5 614512-4 617912-6 617780-8 614534-5 605028-0 652970-4 652820-1 613510-2 106562-9 607903-2 105983-1 104260-2 119355-4 111388-7 121886-7 639728-0 641142-8 624464-5 119778-9 601532-8 611375-3 624509-9 621095-3 609250-0 103034-5

ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC ELECTRONIC TRADING GROUP LLC Claimant Name ROBERT H ELLIS IRA #2 ROBERT H ELLIS IRA #3 WANDA ELLIS IRA JOHN DAVID ELLIS JOHN DAVID ELLIS KAREN ELLIS MR JOHN DAVID ELLIS MR JOHN DAVID ELLIS JAMES B ELLIS NON-EXEMPT MARITAL T ROSEMARIE ELLIS ELLIS TR FBO SUSAN ROSA WEN ELLIS TRUST RONALD L -DWILLIAM H ELLIS WILLIAM I ELLIS RAY ELLISON GRDCHLDRN TR C A-IRIDI RICHARD B ELLISON RICHARD B ELLISON BERNICE ELLMAN PATRICIA ELLSBERG REVOCABLE TR JOHN L ELLSWORTH ERIC ELLUL ELLWOOD CITY HOSP COMBINED FUNDS ELLWOOD CITY HOSP FUNDS - MUNDER ELLWOOD CITY HOSP PEN - MUNDER #2 ELLWOOD CITY HOSPITAL PENSION ELM RIDGE MANAGEMENT LLC ELMALEH, SONO ELMALEH, VICTOR ELMER NANCY B ELMER STEPHEN A ELMER ELMHURST-CAPITAL GUARDIAN ELMORE CHARITABLE UNITRUST JANET W ELMORE TRUST SALLY W ELPERS BONITA K ELPHINSTONE IRA #1 MARY K ELSBERRY ELSIE W DEBARDELEBEN IRA MR MALCOLM S ELSOFFER LOUIS ELSON VICTORIA L ELSON WILLIAM O ELSON ELTECH SYSTEMS CORP-DAVIS JOHN M ELVIG AND ELIZABETH W ELVIG ELWYN INC RETIREMENT PLAN-GLENMED ELY LEONARD W & SHIRLEY R-CLSG MARYJANE G ELY

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G G P G G G G G G P G

608392-7 608391-9 102823-5 619341-2 619357-9 119620-0 113363-2 116237-3 627093-0 630468-0 100680-0 Claim ID 622566-7 607493-6 622567-5 622570-5 634140-3 634308-2 623103-9 610640-4 623104-7 608159-2 611347-8 122936-2 633352-4 633353-2 601545-0 610679-0 121684-8 120937-0 124649-6 619820-1 622957-3 622956-5 622955-7 626939-7 616670-9 616671-7 616669-5 615778-5 621546-7 621547-5 618344-1 619056-1 619060-0 618678-5 618679-3 618681-5 618682-3 123789-6 123790-0 117964-0 121624-4 116887-8 646848-9 119805-0 622535-7 622534-9

Reject Code N N P G G P G G P M G G P G G M M N P M G G M P G G M M P G P G G G P N M P M G P P P P P P

Confidential

ELLIOTT REV TR RANDI PD-CLSG ELLIOTT REV TR ROBERT-PD-CLSG SANDRA M ELLIOTT PHEBE S ELLIOTT TR UAD 2/1/2000 PETER ELLIOTT TR UAD 2/1/2000 JEAN M ELLIOTT TRUST ELLIS FAMILY CHARITABLE TRUST ELLIS FAMILY CHARITABLE TRUST JAMES B ELLIS FAMILY TRUST ELLIS HUDSON P IRREV T/A ROBERT H ELLIS IRA #1 Claimant Name EMERALD GI EQUITY PD FD TR-TDQC TNT-LDN-TOR29- EMERALD GLOBAL EMERALD POOLED US FUND-TDQC EMERALD US ENH EQUITY PD TR-TDQC EMERICK FAMILY TRUST INV MGT BALA WILLIAM F EMERICK IRA INV MGMT-BAL EMERSON A FBO BONNIE SUCC CO-TW EMERSON ALBERT L TOW EMERSON WILLIAM B SUCC TA EMERSON-CAPITAL GUARDIAN-SL EMIRATES INSURANCE CO MISC MARY E EMLET EMMA WILLARD SCHOOL DAVIS SELECTE EMMA WILLARD SCHOOL NWQ FREDERICK W EMMEL EMMETT & LANA BROOKS JTWROS MOAG JUANITA H EMMETT EMMONS FAMILY TRUST LENORE S EMMONS NORMA K EMMONS TR EMORY POOL END TRANSITION EMORY POOL END TRUSCO VAL INDEX AGT EMORY UNIV POOL END GLOBALT EMP BEN INCOME EQUITY FUND EMP WAREHOUSE PENS COLUMBIA MGT EMP WAREHOUSE PENS DODGE & COX EMP WAREHOUSE PENS OPPENHEIM CAP EMP-IND SMW LOC 16 PEN TR-DODGE&C EMPIRE ST REG CNCL CARP PENS FD-U EMPIRE STATE CARP PENS FD - FREED EMPLOYEES' RETIREMENT SYSTEM OF T EMPLOYEES' RETIREMENT SYSTEM OF T EMPLOYEES' RETIREMENT SYSTEM OF T EMPLOYEES'RETIREMENT SYSTEM OF TH EMPLOYEES'RETIREMENT SYSTEM OF TH EMPLOYEES'RETIREMENT SYSTEM OF TH EMPLOYEES'RETIREMENT SYSTEM OF TH EMPLOYER TEAMSTERS 175&505 PEN #1 EMPLOYER TEAMSTERS 175&505 H&W #2 EMPLOYERS CEMENT MASONS LOC 90 NICHOLAS J EMSLANDER JENNIFER L EMSOFF EMTA EMPLOYEES RETIREMENT PLAN LA RICHARD ENDERLIN ENDEX-HIGH ENDEX-LOW

P P M P G P G M P G N Reject Code P G P P G G P P P G P M G P G P M M P P G G G P P P G P P G P G N P G G G P P G M M G M G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108147-0 611518-7 106143-7 610814-8 623837-8 109267-7 Claim ID 619156-8 124642-9 123956-2 601614-6 122853-6 623180-2 109055-0 627170-7 627176-6 601546-8 601547-6 602582-0 605362-9 104569-5 113179-6 119794-0 623840-8 637815-3 124973-8 107297-8 623791-6 108400-3 106672-2 116877-0 620109-1 622977-8 646597-8 616175-8 625596-5 646108-5 610262-0 115388-9 115297-1 115387-0 115508-3 615601-0 605430-7 621428-2 114853-2 605472-2 633007-0 114793-5 124391-8 620994-7 617641-0 115102-9 121186-2 609479-1 609655-7 609666-2 632920-9

MARY JANE G ELY TR ELYRIA UNITED METHODIST I AG SAMUEL L EMANUEL EMBRESCIA THOMAS J TRUST AG-TOA MRS ANNE K S EMBRY WESLEY G EMCH IRA Claimant Name ENERGY INSURANCE SERVICES INC SHANNON J ENEY LAURA L ENG LISBETH F ENG ADELA ENGEL ENGEL CHARLES & DORIS K TTEE IM HOWARD R ENGEL CHRISTINE PARRAVANO ENGEL OIAA PARRAVANO IRREV TR-CHRISTINE ENGEL MICHAEL ENGELBERG AND MINDY ENGELB MICHAEL ENGELBERG MD MINDY ENGELBE MINDY ENGELBERG MINDY ENGELBERG PETER C ENGELER SHELDON C ENGELHORN TR ROLAND E ENGELKE RICHARD ENGELMAN KEVIN ENGELMANN IRA RANDY E ENGEMANN IRA ELIZABETH A ENGERER SEP DAVID ENGG & CONSTRUCTION PENSION NANCY M ENGLAND IRA ROBERT P ENGLERT IRA RO JUSTINE D ENGLERT ENGLEWOOD HOSP MED RET-OPP TR ENGLISH CHNA CLAY AMERICA INVES MARILYN L ENGLISH IRRA JEFFREY D ENGLISH ENGMANN OPTIONS INC MR STEVEN R ENGORN IRRA ENH - BARCLAYS KAREN ENLOW #2 KAREN ENLOW IRA #1 LEONARD ENLOW IRA ROBERT E ENNIS FAMILY TRUST ENOCHS PARTNERS LTD CUSTODY ACCT PATRICK H ENRIGHT & KAREN L ENRIGH ENRON CORP - PARADIGM SUZANNE ENSCH ROBERT E ENSLEIN 2 ENSWSCH ENT CAROLINA PA ENT PROFESSIONAL ASSOCIATES ENTA S A ALFRED M ENTENMAN JR TR CLOSING ENTERPRISE RENT A CAR STEPHEN J ENTIN ENTMAN INV LTD PTRSHIP-D-CLSG ENTMAN TRUST GERALD -DENTMAN TRUST MARGARET-CLSG-DENTWISTLE PENSION-QSG

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M P P P P G

108904-8 108905-6 650253-9 126474-5 609904-1 609857-6 Claim ID 612687-1 634235-3 618639-4 104184-3 125771-4 622640-0 622919-0 642193-8 116193-8 116194-6 601549-2 108824-6 120599-4 646531-5 107658-2 645297-3 120525-0 606691-7 606692-5 116522-4 601548-4 623842-4 120664-8 601520-4 623843-2 646254-5 616220-7 616227-4 616219-3 607582-7 621752-4 621954-3 625542-6 651167-8 651168-6 651170-8 651171-6 651172-4 621865-2 618706-4 619568-7 616148-0 622376-1 631151-2 624893-4 624894-2 620251-9 649645-8 624914-0 624915-9 649669-5

Reject Code P M M G M P N P P G G G G M G G P G G X P G G P P G G G G G P P P P X P G P G G M G M G N G M G G G G

Confidential

ENDOWMENT FUND EUGENE SYMPHONY ENDOWMENT FUND EUGENE SYMPHONY MICHAEL ENDRES IRA ENERCOFONDS ENERGIZER FAMCO ENERGIZER RET -FIRST QUADRAN Claimant Name EPEC RT - ELEC BRAZOS MUTUAL FD D EPISCOPAL CHURCH DIOCESE INV MGMT THE EPISCOPAL DIOCESE OF CONNECTIC EPISCOPAL DIOCESE OF NEVADA ELISE EPNER IRA EPOCH-EQ LARGE V EPPERSON T F K CAROLYN J EPPS IRWIN EPSTEIN #1 IRWIN EPSTEIN #2 JULES EPSTEIN & JOAN EPSTEIN JTWRO ANDREW H EPSTEIN ARTHUR EPSTEIN EPSTEIN BECKER & GREEN JONI EPSTEIN FELD IRA DEBORAH LEE EPSTEIN IRA MORRIS EPSTEIN IRA EPSTEIN IRA SIDNEY -IR EPSTEIN IRA SONDRA -IR -CLSG JOAN R EPSTEIN MR DAVID EPSTEIN MR HAL M EPSTEIN ARTHUR EPSTEIN REVOC TR TOM EPSTEIN RUTH EPSTEIN TRUST DTD 12 10 90 FBO JOHN EPTING EQ ADVISORS TRUST - EQ EQUITY 500 EQ ADVISORS TRUST-EQ LARGE CAP GR EQ ALLIANCEBERNSTEIN GROWTH AND I TNT-LDN-GAK02- EQ-CAPITAL -SL EQTY SEG-CAPITAL INT EQUITABLE RESOURCES UNION - VEBA EQUITABLE SEPARATE ACCOUNT #20 EQUITEC PROPRIETARY MARKETS LLC EQUITEC PROPRIETARY MARKETS LLC EQUITEC PROPRIETARY MARKETS LLC EQUITEC PROPRIETARY MARKETS LLC EQUITEC PROPRIETARY MARKETS LLC EQUITIES EQUITIZED HEDGED LONG MATRIX EQUITIZED NEUALPHA TRDG FD EQUITY COOP LIVESTOCK EMPLOYEE PL EQUITY FUND EQUITY FUND EQUITY III CLASS I CLOSED 10 24 0 EQUITY III CLASS I CLOSED 10 24 0 THE EQUITY INC FD 1 S E P INDEX EQUITY INCOME EQUITY INCOME CLASS S CLOSED 10 2 EQUITY INCOME CLASS S CLOSED 10 2 EQUITY INCOME II

G P M N P P Reject Code G G P G G G P P P P P P G G N G P P P P G P M P P G G G G P P G G G G G G P P G G G M G G G P P G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 76 of 302 PageID #:54687

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623231-0 Claim ID 619513-0 621732-0 625389-0 615457-3 619514-8 619516-4 619523-7 619553-9 633991-3 622335-4 622206-4 619518-0 619517-2 613574-9 607117-1 607247-0 647316-4 612043-1 616116-2 612075-0 114229-1 125881-8 617982-7 103861-3 606499-0 102848-0 123678-4 642769-3 111504-9 124350-0 111830-7 615658-4 126377-3 110253-2 643602-1 611503-9 620028-1 605639-3 622229-3 620030-3 607212-7 601518-2 126618-7 643175-5 126452-4 126506-7 651184-8 643349-9 651191-0 603038-6 603039-4 603040-8 Claim ID 108187-0 107294-3 122952-4

ENVIRONMENTAL RESEARCH & EDC 828 Claimant Name EQUITY INDEX FUND EQUITY INDEX FUND EQUITY INDEX FUND EQUITY INDEX FUND - EB EQUITY INDEX FUND B EQUITY INDEX FUND D EQUITY INDEX FUND NON - LENDABLE EQUITY INDEX PLUS A TRDNG FND EQUITY LEAGUE HEALTH TRUST FUNDS EQUITY SELECTED FUND EQUITY TRANS AC EQUITY VALUE FUND EQUITY VALUE FUND B ER LOC 375 SMITH ERB LUDWIG G B ERBACH IRA ROO CHARLES J -IR HERBERT ERDHEIM IRRA ERIC ERDMAN RES TR PAUL & KATHLEEN ERDMANN JTWROS PAUL A & KATHLEEN M ERDMANN TEP AG FRANCIS J ERICKSON AND RANDI K ERICKSON ARMER ERICKSON DONNA IRA ROLLOVER HAROLD R ERICKSON ERICKSON IRA ALFRED G -CLSG DARYL M ERICKSON IRA DONALD W ERICKSON IRA DONALD W ERICKSON IRA MARIANNE ERICKSON IRA KATHERINE C ERICKSON LEROY C ERICKSON A HORACE ERICKSON RESID TR STEVEN C ERICKSON THOMAS R ERICKSON STEVE ERICSON SEP ERIE CEMETERY ASSOCIATION TOA CITY OF ERIE FIREMEN PENSION PL-IM ERIE INSURANCE EXCHANGE CITY OF ERIE OFC & EMP-RET FD CITY OF ERIE POLICE PENSION PLAN-I ERIKSON IRA ROO THOMAS F-CLSG ERJ PARTNERS CAROLINE S ERLANDSON DAVID J ERLANGER & SARI ERLANGER J SHELDON ERLICH DOROTHY M ERNST CHARLES ERNST III LORRAINE ERNST IRRA CHARLES ERNST IV EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC Claimant Name LESTER ESTERMAN JOSEPH B ESTERSON IRA DONALD W ESTES

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619524-5 Claim ID 603041-6 603042-4 603043-2 603044-0 603045-9 603046-7 603047-5 603048-3 603049-1 603050-5 603051-3 603052-1 603053-0 604967-2 609614-0 120297-9 644029-0 400073-0 400074-9 124975-4 108692-8 110148-0 116445-7 635774-1 115532-6 601550-6 122356-9 609974-2 123810-8 105424-4 103734-0 116652-2 621343-0 621840-7 621008-2 621006-6 621005-8 621007-4 620522-4 620531-3 601551-4 400075-7 105679-4 609957-2 609894-0 609068-0 614439-0 608759-0 618772-2 642279-9 642276-4 105341-8 Claim ID 108677-4 623074-1 108417-8

Reject Code G G G G G G P G G M P G G G P P P P G G X M P N G G M G P G P P N N G P P G M P P P N M P M N G N G P P Reject Code N P N

Confidential

EQUITY INDEX FD P EX-TOBACCO Claimant Name EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC EROOM SECURITIES LLC ERTESZEK FAMILY FND -CLSG BRUCE C ERWAY IRA ERWIN A LOEW DCSD IRRA GAIL ERWIN GAIL ERWIN MARION S ERWIN TAMMY J ESALEY ESB SECURITIES CORP MARIA G ESCALANTE EDWARD ESCARCEGA IRRA THOMAS E ESCHER IRA EYAL ESKENAZI AND HEIDI ESKENAZI J ANNE M ESKER ESMOND HARMSWORTH - MELLON ROSALVA R ESPARZA BROOKE T ESPERSEN DONALD ESPOSITO JOSEPH V ESPOSITO ESPS F&C WESTERN ELECTRICITY ESPS JP MORGAN SWALEC C C 14 03 0 ESPS JPM NGC ESPS JPM SEEBOARD ESPS JPM SOUTHERN ESPS JPM WESTERN POWER ESPS L & G TRANSITION WESTERN POW ESPS UBS INTERNATIONAL POWER CARL ESREY ESSEX CORPORATION 401 (K) PROFIT ROBERT G ESSIG AND ESTATE JKC - ARK ASSET ESTATE JKC - IRIDIAN ESTATE OF GEORGE CHANDLER -DESTATE OF THOMAS O'CONNOR RETIREM ESTATE OF W BOGOLUB CLSG-DESTEE LAUDER COMPANIES RETIREMENT DONALD P ESTER SR TTEE RITA J ESTER TTEE LESTER ESTERMAN ETAL Claimant Name SHARON L EVANS SOUTHPORT B R EVANS TAMMY E EVANS

G Reject Code P P G G G P P P G G G G G G P M G M M M N X P G N G P P M G N M M M M M P M M G G M G G G P G P P M M N Reject Code N P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 77 of 302 PageID #:54688

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 101632-6 121861-1 601521-2 601522-0 106184-4 400166-4 109702-4 652911-9 126518-0 639206-7 111216-3 105751-0 105752-9 620934-3 115817-1 620254-3 650527-9 650530-9 620714-6 620710-3 620706-5 616687-3 620374-4 111557-0 110161-7 102758-1 636832-8 108851-3 102707-7 613502-1 113836-7 111668-1 614989-8 601554-9 601553-0 109398-3 107306-0 621272-7 108878-5 630182-7 643016-3 606090-0 607480-4 109472-6 116498-8 647810-7 607425-1 635137-9 643231-0 Claim ID 602290-1 620255-1 605693-8 604931-1 604932-0 604933-8 604934-6 604939-7

ELIZABETH ESTES LYNN E ESTES ETESS FAMILY INVESTMENT PARTNERSH SCOTT ETESS T H ETHERIDGE TH ETHERIDGE ETHICAL CULTURE FIELDSTON ETHICAL FIELDSTON #2 ETSCORN ENTERPRISES ETSCORN ENTERPRISES INC LORNA L ETTER ANITA J ETTLINGER IRWIN ETTLINGER EUGENE J SULLIVAN MICHAEL M EUGENIDES IRA EUREKA GLOBAL FUND FID FDS- EURO BOND FID FDS- EURO HIGH YIELD EUSTIS FAMILY 1998 GST TRUST EUSTIS JANET W 1998 TRUST EUSTIS JOHN P II REVOCABLE TRUST EUTECTIC ENGINEERING INC PS PL EVALCA PENSION PLAN IBJW MARK A EVANGELISTA IRA ANITA L EVANGELISTA TR JOSEPH EVANGELISTTA JAMES A EVANS AND WILLA JEANNE EVA CARLA L EVANS CAROL L EVANS EVANS DAVID A TRUST DAVID L EVANS DOUGLAS A EVANS EVANS DR ANGELA M PICTON-INTL-IMA ELAINE EVANS ELIZABETH C EVANS EVANS FAMILY TRUST FELISHA EVANS EVANS IMA-MACS DAVIS SELECT JAMES EVANS IRA IRA RICHARD H EVANS ALVENA M EVANS IRRA NICHOLAS M EVANS IRREVOCABLE TRUST EVANS JACQUELINE MARIE -CLSG JENNIFER P EVANS JOHN W EVANS MRS JOYCE EVANS EVANS N IRR TR TWEEDY-CLSG ROBERT J EVANS JOHN EVANS RRA Claimant Name FBO PHILLIPS EXETER EXETER INVESTMENTS LLC - OAK VALU EXETER TWP POLICE MCGLINN EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC

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110578-7 607424-3 122027-6 608106-1 105969-6 117208-5 620590-9 622412-1 622464-4 617827-8 609721-9 616300-9 616301-7 616302-5 106817-2 121246-0 116743-0 620256-0 123922-8 108740-1 118084-3 106697-8 607418-9 606071-4 606070-6 110151-0 105734-0 105735-9 601552-2 612099-7 612078-4 102639-9 102640-2 646128-0 623844-0 634074-1 634080-6 634085-7 634083-0 634103-9 634081-4 634077-6 634073-3 124563-5 624511-0 601555-7 615171-0 615167-1 619604-7 Claim ID 649651-2 649655-5 114750-1 627186-3 609094-0 641739-6 116884-3 601565-4

Reject Code G P G P P G G G

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TONI R EVANS EVANS TWEEDY N EVANS TTEE WILLIAM C EVANS EVANSTON PENSION - BARCLAYS LEROY M EVEN MELINDA J EVENS FKA MABIE EVEREN INDEX POTFOLIO SER 1 S AND EVERGREEN EVERGREEN EVERGREEN CEMETERY RESERV FD CUS EVERGREEN TAX ADV FD LARGE CAP THE EVERGREENS GENERAL FUND ARK AS THE EVERGREENS PERMANENT MAINTENAN THE EVERGREENS PERPETUEL CARE TRUS CATHERINE I EVERICH IRA JEFFREY A EVERITT EDWARD L EVERITT RLT WILLIAM & JUDITH EVERLY TR PARAMET BETTY A EVERS ELDON IRA R EVERS JOEL T EVERS ERIC J EVERSEN EVERT ELIZABETH J-CLSG EMIL EVERT IRREVOCABLE TRUST DATED KATE EVERT REVOCABLE TRUST DATED M JOY B EVERY CELINDA P EVITT CELINDA P EVITT GAIL EVRA AND ERIC SILVER JTWROS E EWALD REV TR INV AGY CRAIG EWALD TR HIGH DIV YLD INV AG LISA H EWING #1 LISA H EWING #2 MARC EWING IRA THE EWL FUND EX ALLIANCE CAPITAL EX INVESCO AMERICAN INVESTMENT EX MEDIBANK PRIVATE TRANS ACC EX PUTNAM EX STATE ST GLOBAL EQUITIES EX TRANSITION ACCOUNT EX WELLINGTON ASSET MANAGEMENT EX WELLINGTON GLOBAL EQUITIES EXACT PROPERTY & CASUALTY INS EXCELSIOR FOUNDATION EXECUTIVE FUND ASSOCIATES COF PIN EXELON GENERATION-NON TAX QUAL-SS EXELON GENERATION-TAX QUALIFIED-S EXELON US EQUITY R S #1 Claimant Name FA EQUITY VALUE FA FINANCIAL SERVICES SUSAN D S FABAC TRUST ANTHONY AND GALA FABBRICATORE IMA FABELA FOUNDATION ELSSY -CLSG CHRISTINE M FABIAN SILVIA FABIAN DR ROBERT FABRICANT AND MRS JACKQU

G P M P P M P P P N G G G G N N N M P P G P P P P N N M G G P N N G P W P G M W W P P G P G P P G Reject Code G G G P P G P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 78 of 302 PageID #:54689

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 604940-0 604952-4 604964-8 604971-0 604973-7 604975-3 604989-3 604995-8 605046-8 649674-1 607959-8 607957-1 615839-0 617250-4 617251-2 601517-4 101942-2 122210-4 101941-4 621111-9 620482-1 620481-3 620970-0 620926-2 621327-8 621328-6 621825-3 621861-0 118068-1 117491-6 650678-0 650677-1 650676-3 123195-2 621355-3 621854-7 621856-3 621855-5 621837-7 621810-5 621106-2 621107-0 649688-1 649687-3 Claim ID 601570-0 116105-9 601568-9 610713-3 126112-6 609588-7 607591-6 118155-6 614246-0 635670-2 119243-4 622686-8 126461-3

EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC EXIS CAPITAL MANAGEMENT INC ALFRED C EXLEY & ARLENE EXLEY TTEE EXPORT & MULTINATIONAL EXXON AUSTRALIA SUPERANN EXXONMOBIL - TRANS EQUITY-SL EYE FD PRIVATE EYKE IRREV FAMILY TRUST NO 1 CLOS EYKE WILLIAM C IRREV RESID TR 1 DR ROBERT EYSTER LIZBETH EZELL NANCY L EZELL THOMAS EZELL BNYE ESPS F C EASTERN ELECTRICITY ESPS F C OVERSEAS EQUITIES EAST MI ESPS F C WESTERN ELECTRIC A F M & EMPLRS PESN FD 11 OPPENHEI F ZIESING IRREV TR FBO W OPPERSDO ESPS F&C AMER EQTY SEC ESPS F&C BAL FUND ESPS F&C EAST MIDLANDS ELECT CC23 ESPS F&C EASTERN ELEC CC 15 01 03 FBO F&C INVEST FUND F&C INVESTM FD I F&C MANAGEMENT FUND 868 BPF F&C MANAGEMENT FUND 871 SITCHTING F&C MANAGEMENT FUND 893 POOL AMER F&C PORTFOLIOS FUND ESPS F&C SEG NORWEB ESPS F&C SOUTHERN ELEC LOC EQ CC 2 ESPS F&C SOUTHERN ELECT BOND CC 20 ESPS F&C SOUTHERN ELECT MULINCC 20 ESPS F&C UNITED UTILITIES_CC 20 01 ESPS F&C_CC210103 ESPS F&C AMERICA BNYE ESPS F+C SOUTH ELEC BOND SELL BNYE ESPS F+C SOUTH ELEC MULTINAT FA ASSETOALLOCATION FA DIVIDEND GROWTH Claimant Name WILLIAM R FALL II RAYMOND FALLER MR JAMES J FALLON AND MRS LISA M F FALLON WILLIAM F IRAT FALLS HOSPITAL FALVO ANTHONY J & MARY M -DTNT-LDN-LKL01-LKL FAM PTN-DFA FRANK A FAMA FAMILIAN CORP RETIREMENT PLAN MR ROBERT S FAMILTON FBO FAMILY DYNASTY TRUST FAN CORE FANCO FONDS

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G G G G G G G G G P P P G G G G M P M M M M P P M M M M G G G G G G M P P P M M M M G G

608597-0 652111-8 103750-1 652077-4 123537-0 104275-0 612148-9 643517-3 123264-9 106719-2 609654-9 612007-5 118218-8 126793-0 121268-0 647323-7 103483-9 120716-4 108091-1 104925-9 601566-2 125985-7 625684-8 621114-3 646049-6 122029-2 124987-8 638775-6 118453-9 601571-9 610649-8 608670-5 122996-6 106557-2 616368-8 608600-4 609422-8 601567-0 623243-4 118598-5 103102-3 607576-2 607577-0 601569-7 Claim ID 609512-7 611628-0 104541-5 112921-0 642274-8 642275-6 623847-5 652819-8 102330-6 607232-1 601575-1 607452-9 636098-0

Reject Code G N G P N G P P G G P P N

Confidential

FABRICON FOUNDATION CLSG FABRIWELD CORPORATION PST ALFONSO FABRIZIO EUGENE R AND DIANA B FACEY JTIC LUIS B FAELNAR CATHERINE A FAGAN PAT FAGAN TRUSTEE AGENCY TEP FAHEY IMPORTS SEP BRIAN P FAHEY IRA RICHARD M FAHEY IRA FAHEY M D THOMAS J -DPAUL FAHEY REV TR-TEP KATHLEEN R FAHLIN IRA FRANK R FAIELLO SCOTT D FAILS WILLIAM FAINGLAS WILLIAM D FAIRBAIRN STANLEY M FAIRCHILD IRA CHARLES M FAIRCHILD SR JERRY FAIRCLOTH IRA PATRICIA M FAIRFIELD & THOMAS VERG TOWN OF FAIRFIELD FAIRHOLME FUNDS INC PRI USD FAIRLEIGH S DICKINSON JR CHAR MAR FAIRVIEW ALLIANCE LP RAD AGRAWAL MARILYN FAISON IRA COLLEEN FAJACK WILLIAM ARTHUR FAJEN LEON FAJERMAN PSP JOSEPH V FALANGA #1 FALANGA JOSEPH JR MOAG FALBERG FAMILY TR EDWARD -DFALBO 1998 EXEMPTION TRUST LAURA FALCHA FALCON RE WELLINGTON MANAGEMENT C FALCONE JTWROS L & B -P FALCONE LTD PARTNERSHIP P PAMELA FALIK FALK FAM LTD PARTNERSHIP L M-PLD JOHN W FALKENBURY ELLEN W FALKIN IRA TNT-LDN-FCP01- FALKIRK COUN TNT-LDN-FCP03- FALKIRK COUN ELAINE FALL Claimant Name FARNAM TR MARY E -CLSG FARNHAM ELECTRIC CO P S ETHEL L FARNHAM CHARLES P & SHIRLEY FARNHAM TRUST JACK FARR MARJORIE L FARR LOUISE FARRAND IRREV CHAR REMAIN T FARRAR, JOHN MUSIC PSP JOSEPH J FARRAYE FARRELL 1991 IRREV HOPE H-CLSG KEVIN P FARRELL AND EILEEN M FARRE FARRELL HOPE H TRUST -PA DR PAUL W FARRELL II AND KAREN H F

P M G M X M G P M P P P G M M G P M N G P G W P G G P G P G P G M N P G G G P G X P G G Reject Code P P P X M M P M G P G P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 79 of 302 PageID #:54690

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 615439-5 107327-3 100179-5 112877-9 105359-0 102752-2 605085-9 605489-7 107338-9 601573-5 601572-7 105301-9 647563-9 635853-5 108090-3 110111-0 601472-0 642641-7 126274-2 106730-3 608427-3 623846-7 126781-7 624515-3 113214-8 624514-5 100304-6 104162-2 648336-4 621563-7 621562-9 124564-3 124561-9 619167-3 100087-0 124559-7 124565-1 616283-5 628151-6 Claim ID 625694-5 625693-7 625704-6 623222-1 601561-1 110941-3 607458-8 107076-2 103846-0 109081-0 103469-3 616296-7 623406-2 616372-6 622195-5 623407-0 623409-7 623408-9

FANDL & CO MARY L FANNIN IRA JANA L FANNING ROBERT E FANO SAMANTHA F FANTAUZZI REV TR BETH S FARB BRIAN FARBER & SCOTT FARBER JTWROS SCOTT FARBER AND BRIAN FARBER JTWR ARLENE E FARBER DAVID R FARBER DOROTHY FARBER ERICA FARBER IRA #1 MYRON FARBER AND SABINE FARBER JTW JOSEPH M FARBER TTEE GRISELLE R FARBMAN #1 GRISELLE R FARBMAN #2 LAUREN J FARDELLA JAMES E FARIS IRRA DENNIS M FARKAS AND JANET M FARKAS IRA 2 FARKAS L & E TRUSTS -DTR FBO JEAN D FARLEY DTD 12 27 95 LEON A FARLEY IRA JAMES D FARLEY IRA ROLLOVER KATHLEEN M FARLEY MARY KATHRYN FARLEY PAUL FARMER SANDRA K FARMER MR HERSCHEL FARMER TTEE FARMERS BANK TRUST DEPARTMENT FARMERS BK KTR - STOCK INDEX #1 FARMERS GROUP INC FARMERS INSURANCE EXCHANGE #1 FARMERS INSURANCE GROUP INC EMPLO FARMERS MUTUAL INSURANCE ASSA #1 FARMERS NEW WORLD LIFE FARMERS REINSURANCE COMPANY MICHIGAN NATIONAL BANK FARMINGTON CITY OF FARMINGTON HILLS RETIREMEN Claimant Name FDS DESJARDINS DIV AUD L034 FDS DESJARDINS DIV MOD FDS PLAC BARREAU QC EQUIL MCL FDTN ROANOKE VALLEY-BANK AMERICA FEA II L P RICHARD D FEARNOW IRA FEATHERER TRUST LISA M WILLIAM B FEATHESTON IRA EDWARD C FECHT ROBERT FEDDIS STEFAN FEDENKO FEDERAL RESERVE SYSTEM EMPLOYEES FEDERATED CAPITAL APPRECIATION FU FEDERATED DEPARTMENT STORES DB FEDERATED DEPARTMENT STORES-FD BFEDERATED KAUFMANN FUND II FEDERATED MAX-CAP INDEX FUND FEDERATED MDT LARGE CAP GROWTH FU

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124622-4 649545-1 614606-6 652186-0 648433-6 102096-0 650958-4 650959-2 104286-6 644283-8 644287-0 601574-3 107283-8 606793-0 605127-8 638135-9 641787-6 105374-4 105375-2 126660-8 116124-5 109262-6 109261-8 105730-8 645281-7 605600-8 613503-0 652350-1 652354-4 652703-5 626967-2 651367-0 601558-1 651363-8 622695-7 625700-3 625697-0 625692-9 625689-9 Claim ID 625449-7 625450-0 105760-0 652944-5 652943-7 601580-8 601585-9 638521-4 605305-0 606694-1 601588-3 102321-7 601583-2 601584-0 605159-6 601587-5 619314-5 614436-5

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Confidential

KENNETH FARRINGTON FARRINGTON RESID FARRIS CAROLYN PECK TR - IMA JOHN AND JO MARGARET FARRIS CRUT CHRISTINE FARRISH MICHAEL FARRON DR GRANT FARROW JILL FARROW MICHAEL FARROW NANCY W FARTHING IRA NANCY W FARTHING IRA FARVEST ASSOCIATES LLC DOMENIC FASANO TRUST FASSLER CARL RESIDUAL TRU-CLSG DAVID M FASTENBERG & LESLIE F 1 MRS SUE S FATHEREE AND JANET FATIKA DIAN M FATULA MARITAL DIAN M FATULA RES TR EARL W FAUERBACH IRA ELISE D FAULKNER JUDITH C FAUROT IRA # 2 JUDITH C FAUROT IRA #1 RUTH A FAUSS SUSAN FAWCETT SEP YAROSLAV FAYBISHENKO FAYERMAN M FOR## SEVERIN FAYERMAN MARJORIE FAYERMAN TR UNDER AGR FAZEY, MILLICENT T. FBO/THE TOWNE FC EMPLOYEE BENEFIT SUPP CHI EQUI FCB FOUNDATION (FEDERATED) FCB PARTNERS COF LAURENCE W COHEN FCB PENSION PLAN (WIS) FD HOTCHKIS & WILEY FDS ACT US CARTIER ARK ASSET FDS DESJ DIV AMBITIEUX L035 FDS DESJ DIV SECURITAIRE L032 FDS DESJ EQUILIBRE L017 Claimant Name MARK B FEINSTEIN IRA MELINDA L FEINSTEIN THOMAS P FEIT & FELDBERG GORD0N,1992 TRUST ELLEN FELDBERG, MICHAEL FELDEN DR TOVAH FELDHAMMER CAROLYN FELDHOUSEN LAWRENCE FELDHUN FELDKAMP IRA FREDERICK L-CLSG LOIS B FELDMAN & FREDERICK P STERN ANDREW J FELDMAN AND EDWARD S FELDMAN AND CATHERINE A MARC I FELDMAN AND JOAN I FELDMAN DR JOSEPH FELDMAN EDWARD S FELDMAN ROBERTA FELDMAN F288 FELDMAN HOWARD M LIVING TRUST IMA

M P P P G G P P G P P G X P P G M P P M G G G N G P G M M M P P G G P G G G G Reject Code P P G M M P P G G G G N P G G G N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 80 of 302 PageID #:54691

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623404-6 625593-0 647621-0 108640-5 607972-5 121318-0 113844-8 118128-9 118129-7 601559-0 117158-5 113071-4 118300-1 118306-0 126096-0 648481-6 627024-7 108547-6 648292-9 601578-6 601581-6 109001-1 601577-8 637435-2 605271-1 605272-0 605502-8 601582-4 108812-2 126704-3 122671-1 103184-8 101173-1 100421-2 Claim ID 609817-7 125824-9 601591-3 109228-6 623854-8 601592-1 107626-4 623855-6 101298-3 104302-1 102769-7 606894-4 637582-0 638796-9 609531-3 120473-4 613508-0 626978-8 101043-3 601590-5 623856-4 623853-0 102382-9

FEDERATED MID CAP GROWTH STRATEGI FEDERATED PRUDENT BEAR FUND LINDA L FEDERICI IRRA RICHARD FEDERICO & FEDEX SEC + CADENCE FINANCE FEDO FAMILY LIVING TRUST KEITH A FEDOR SAUNDRA K FEDOR TRUST SAUNDRA K FEDOR TRUST KAREN FEELEY BARBARA R FEHR CARY E FEIBLEMAN DEBORAH J FEICK #1 DEBORAH J FEICK #2 MERVYN FEIERSTEIN IRA MR DAVID R FEIGELMAN & DONNA M FEI FEIGER INV PTNRS MT -TD WTRHSE CU ROBERT E FEIGHNER JEROME FEIN AND BARRY FEINBERG #1 BARRY FEINBERG & DONNA FEINBERG JT DENNIS M FEINBERG DONNA FEINBERG JACK FEINBERG IRRA JONATHAN FEINBERG JONATHAN FEINBERG TRUST DONNA FEIN STACY FEINBERG TRUST DONNA FEINBER JUDITH A FEINER LIVING TRUST JUDIT SAMUEL FEINERMAN IRR TR MARTIN H FEINGOLD ALFRED FEINMAN CLARICE FEINMAN IRA JOYCE T FEINSILBER JOEL FEINSTEIN & Claimant Name FENWICK ENDOW & SCH - NTGI CLAIRE FERACO IRA GIDEON FERBER AND MARILYN FERBER J SPERO FERENTINOS THOMAS H FERGUSON & HELEN M FERGUS MICHAEL J FERGUSON AND BARBARA B DONALD D FERGUSON FERGUSON FAMILY TRUST DTD 11 20 9 GAIL FERGUSON PHILIP A FERGUSON IRA REBECCA K FERGUSON IRA FERGUSON IRA TR BARBARA H -IR CHARLES W FERGUSON IRRA MARTHA G FERGUSON IRRA FERGUSON IRREV TR SHARON-CLSG JO ANN A FERGUSON FERGUSON KATH KATHLEEN M FERGUSON LYNETTE L FERGUSON MARGARET D FERGUSON MR THOMAS FERGUSON MRS HELEN FERGUSON ROSEMARY C FERGUSON

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120572-2 119970-6 625477-2 625478-0 601560-3 623848-3 609678-6 609677-8 652904-6 652826-0 117085-6 120782-2 120783-0 120784-9 605826-4 607072-8 601589-1 623850-5 623851-3 107723-6 623852-1 101229-0 104234-3 107193-9 609001-0 108097-0 646679-6 646720-2 647497-7 121424-1 104965-8 643108-9 643146-1 649843-4 Claim ID 108656-1 621973-0 611550-0 646579-0 122411-5 124905-3 651460-0 651561-4 651558-4 640192-9 623239-6 626688-6 626761-0 645188-8 100172-8 619893-7 114314-0 609933-5 606162-1 609308-6 609136-9 105509-7 621817-2

Reject Code P M G N P G N P G G G P M G P G P P M G P P N

Confidential

MILTON A FELDMAN IRA ROBERT L FELDMAN IRA JUDITH FELDMAN IRA ROO JUDITH B FELDMAN IRA ROO JOSEPH FELDMAN DAVID E FELDMAN LIVING TRUST FELDMAN SCOTT M -DFELDMAN SUSAN L -DFELDMAN, MILTON FELDMAN, ROBERT A. TRUST MARVIN FELDMANN LIV TR JOHN W FELLER JOHN W FELLER JOHN W FELLER FELRA UFCW PENS PL CHARTWELL FELSBERG TR ISOBELLE F -CLSG TERESE L FELTES CAROL S FELTON JOHN B FELTON JOSEPHUS D FELTON ROSAMOND A FELTON UTMA AR BETTYE FENDER BETTYE FENDER IRA BETTYE FENDER IRA FENDT TR IMA ROGER -DBRIAN T FENELON JOHN H FENNESSEY & MARY JANE FENNE JOHN H FENNESSEY IRA E DONALD FENNIE OR MARY FENNIE ERNEST D FENNIE MARGUERITE FENOGLIO IRA VICKI JOAN FENSTER IRA VICKI JOAN FENSTER RRA FENSTERMACHER LIVING TRUST Claimant Name STEVEN J FERRIS FERRO - MACKAY SHIELDS FERRO ADOLPH & JULIE JTWROS MOAG MR MAURICE A FERRY & MRS MARIA FER ELIZABETH C FERRY AND MAURICE A FERRY AND DANIEL J FERRY ELEANOR FERRY JOHN J FERRY WHITES FERRY RD CH OF CH DANIEL FERRY- LEGG MASON CAP 837 RANDY FERTEL 1995 GRAT #2 FERTEL FAMILY FOUNDATION JAMES T FESMIRE & ANNA H FESMIRE J MILDRED J FETTE CAROL W FETTERMAN DONALD L FETZER FETZER INST NTGI SOCIAL FEUER CHILDRENS TR HELEN M FEUER IRREV TR POLLY ANN -CLSG FEUER TR ELISE MICHELE -DLARRY FEWKES RBS TST FF&P GLOBAL EQUITIES CC 28

P M P P G P G G M M M P P P G P G P P N P N M M P M M M P M G M M P Reject Code M G P G N M G G G G P G G G P G G P P P P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 81 of 302 PageID #:54692

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 609530-5 607001-9 607002-7 624522-6 652605-5 652670-5 116160-1 105052-4 105053-2 103855-9 112328-9 649356-4 119874-2 617815-4 617816-2 628140-0 628139-7 648941-9 120459-9 104827-9 103902-4 608495-8 606228-8 123933-3 119014-8 615348-8 609460-0 652671-3 102715-8 Claim ID 649642-3 650534-1 622362-1 622371-0 649697-0 650512-0 621346-4 620483-0 650532-5 621836-9 649683-0 621786-9 622345-1 109303-7 619190-8 109741-5 111417-4 610516-5 610281-6 652919-4 646841-1 114752-8 101811-6 114889-3 108458-5 110530-2 110531-0 112567-2

FERGUSON TR MARY MARGAY -CLSG FERGUSON TRUST A DAVID FERGUSON TRUST B DAVID VIRGINIA A FERGUSON TRUST FERGUSSON , THE BEVERLY WOLFE FAM FERGUSSON, THE BEVERLY WOLFE FAMI MARY W FERLAND DIANE J FERLUGA IRA JOSEPH J FERLUGA ALICE P FERNANDEZ CAMILO FERNANDEZ JR R FERNANDEZ REV TRUST-DAVIS JAYASIRI FERNANDO IRA CITY OF FERNDALE - GEN - LOOMIS CITY OF FERNDALE - POLICE- LOOMI CITY OF FERNDALE EMPLOYEES RETIREM CITY OF FERNDALE POLICE & FIRE LINDA T FERRANDO IRRA PHYLLIS FERRANTELLO FRANK P FERRARA DONNA M FERRARI REV TR FERRARI TED J -DFERRARI TED J IRA ROO TR -IR DEBORAH L FERRELL JAMES E FERRELL REV TR 2 FERRELL-D CLOTHIAUX P T-12 06 FERRETTE FAMILY TRUST -DFERRIER LEE M FERRIER Claimant Name FIDELITY INTEGRATED RESEARCH PILO FIDELITY INTL LTD OLD FIDELITY LG CAP GWTH FIDELITY MANAGEMENT TRUST FIDELITY MARKET NEUTRAL LONG FUND FIDELITY MONEYBUILDER INC ESPS FIDELITY NATIONAL POWER ESPS FIDELITY RWE NPOWER FIDELITY SELECT GLOBL EQS ESPS FIDELITY SPEC UK UNITED CC 21 FIDELITY TECHNICAL RESEARCH PILOT FIDELITY-FID SEL FIDELITY-SELECT BARBARA FIDLER IRA FIDUCIE DESJARDINS INC SALLY FIELD 1995 TRUST DARRELL E FIELD FIELD MUSEUM CURRENT FUND FIELD MUSEUM ENDOW - I CAP FIELD, SALLY RONALD H FIELDING DIANE FIELDS IRA JAMES L FIELDS IRA LINDA FIELDS TIMOTHY M FIELDS HERBERT FIERMAN MARILYN FIERMAN EUGENE FIFE FAMILY FOUNDATION

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613687-7 620261-6 634402-0 611475-0 103514-2 111819-6 621081-3 622178-5 126475-3 620099-0 123310-6 636221-4 606977-0 649681-4 650510-4 650516-3 650518-0 650509-0 649698-9 650517-1 110428-4 126020-0 649680-6 622440-7 650513-9 649705-5 649639-3 634100-4 621827-0 Claim ID 620863-0 620864-9 620861-4 618863-0 616255-0 616254-1 616256-8 620593-3 616257-6 616260-6 616261-4 634185-3 647916-2 116041-9 623499-2 623498-4 126360-9 102193-1 118885-2 608833-3 101918-0 609166-0 620141-5 601564-6 606770-0 606771-9 601068-7 601594-8

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Confidential

FFMR-DELAWARE CUSTODY FGK INTERNATIONAL GROWTH FUND FHB POOLED EQUITY FUND FHCCF-L DALE DORNEY TOW RICHARD T FHLUG SIMON FIANI BNYE FIAT COM INVT FD-REO-TRANS SE FIAT COMMON INV FD - REORG CC 03 FIB COFONDS FIBER MARK PEN PL HRLY EE-FS ROBERT P FICHTEL MR RUSSELL T FICK AND FICK IRA GLEN O -IR FID GROWTH & INCOME II FID INST INTL BOND FUND FID INST UK CORP BOND FND FID INST UK LONG CORP BD FID INSTL AMERICA FID SELECT EQUITY PORT PORT T211 FID SOUTH EAST ASIA FD MAISIE A FIDDES TRUST FIDDLER & ALDEN TR FIDELITY CHINA REGION FUND FIDELITY EQUITY FIDELITY EXTRA INC FUND FIDELITY FOCUS FINANCIAL SVCS FIDELITY FUND EX FIDELITY GLOBAL EQUITY ESPS FIDELITY INNOGY GROUP_CC 27 0 Claimant Name FINANCIAL INSTITUTIONS PORT SERIE FINANCIAL INSTITUTIONS PORT SERIE FINANCIAL INSTITUTIONS TR SER 5B FINANCIAL SELECT SECTOR SPDR FINANCIAL SERVICES FLEXPORTFOLIO FINANCIAL SERVICES GROWTH TRUST S FINANCIAL SERVICES PORTFOLIO SERI FINANCIAL SERVICES PORTFOLIO 2000 FINANCIAL SERVICES SELECT PORTFOL FINANCIAL SERVICES SELECT PORTFOL FINANCIAL SERVICES SELECT PORTFOL PAUL J & JOANN FINAZZO JT WROS MALAKOFF DOYLE FINBERG 401K PS RIC MAULDIN FINCH FINDEVCO LIMITED FINDEVCO PARTNERS BEVERLY M FINDLAY MARTIN J FINDLING JH FINDORFF & SON INC FINE BRANDON -DLAUREN J FINE IRA FINE PATRICIA K -DFINE R JOY TTEE R JOY FINE TR-IMA ROBERT M FINE FINE TRUST A MARSHALL H -CLSG FINE TRUST B MARSHALL H NFP AAR ASSOCIATES COF RALPH FINERMAN ADAM W FINERMAN

G G G P N P M P G P P G P P P P P G G P X G P G P G P G M Reject Code G G G G G G G G G G G G G M P P M G G G P G P G G G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 82 of 302 PageID #:54693

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 632478-9 632477-0 624979-5 624978-7 601593-0 104822-8 110140-4 104821-0 103667-0 118810-0 122057-8 643990-0 643987-0 121327-0 612133-0 118473-3 613118-2 116633-6 620865-7 607757-9 121781-0 621115-1 620860-6 620862-2 Claim ID 101083-2 651569-0 117326-0 652074-0 624814-4 103095-7 105694-8 110986-3 623857-2 124617-8 124566-0 611701-5 611409-1 126010-3 633223-4 102360-8 623858-0 607714-5 615408-5 615409-3 616053-0 616079-4 611460-1 115970-4 622317-6 125482-0 108919-6 620267-5 610509-2 634283-3 634339-2 634340-6 400161-3

KIRSCH FOR CHRIS FIFIELD F1-4216 KIRSCH FBO LAURA FIFIELD F1-4500 FIFTH THIRD EQUITY INDEX FUND FIFTH THIRD STRUCTURED LARGE CAP CARLOS J FIGAROLA AND JOANNE F FIG ROGER D FIGGINS IRA #2 ROGER D FIGGINS IRA #3 ROGER D FIGGINS REV L T #1 AURA FIGUEROA MENDOZA VICTORIA FIGUEROA TERRY D FIKE RALPH RICHARD FIKE TTEE TERRY D FIKE TTEE JOANE R FILEMAN MARY BACH FILLA TEP FBO CHARLES J FILLARE FILLEY GILES & MELISSA - IMA THOMAS C FILSTRUP FIN INSTITUTIONS TRUST SER 8B TNT-LDN-TFE20-TFE FINA PDFM THOMAS V FINAMORE FINANCIAL INST RET FUND- WCM FINANCIAL INSTITUTION TR SER 5A FINANCIAL INSTITUTIONS PORT SERIE Claimant Name MARLENE FINNEY JOSEPH T FINNIGAN IRA JOSEPH T FINNIGAN IRA RO THOMAS R FINTA JOHN WILLIAM FIOCCO 2001 TRUST JOSEPH A FIORE IRA LAWRENCE J FIORE LAWRENCE J FIORE MRS MARILYN FIORE I FRANK FIORENZA MGMT TR FIRE INSURANCE EXCHANGE FIREFIGHTERS-LOOMIS SAYLES & COMP FIRELANDS REG HEALTH SELF-INS TR FIREMENS DAVIS SELECTED FIRESIDE FILMS MONEY PURCHASE PLA BRADLEY A FIRLE MISS JOAN FIRMERY FIRST ACTIVE PENSION SCHEME FIRST AMERICAN EQUITY INDX FD CLS FIRST AMERICAN EQUITY IN FD CLSD FIRST AMERICAN EQUITY INDEX FUND FIRST AMERICAN INS PORT EQ INC FD FIRST BAPTIST CHURCH I AG FIRST CHURCH OF CHRIST SCIENST #1 FIRST CITIZENS LARGE CAP PASSIVE FIRST COMMUNITY FOUNDATION FIRST CONGREGATIONAL CHURCH FIRST EAGLE FUND OF AMERICA FIRST HAWAIIAN FIRST INS CO OF HI CHARITABLE FDN FIRST INSURANCE CO OF HI LTD PP FIRST INSURANCE CO OF HI PRE 1976 FIRST INVESTORS SELECT GROWTH FUN

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601595-6 601596-4 601597-2 623208-6 623207-8 106496-7 624614-1 619904-6 119415-1 609589-5 107792-9 107600-0 619324-2 101806-0 109740-7 635464-5 102875-8 652962-3 111865-0 105696-4 620287-0 623619-7 106066-0 106065-1 Claim ID 624789-0 601598-0 119036-9 105455-4 105512-7 644888-7 608877-5 105083-4 124131-1 618217-8 618218-6 102738-7 105872-0 117324-3 115566-0 620269-1 626189-2 650790-5 601606-5 601599-9 115407-9 113758-1 633693-0 616115-4 110246-0 103222-4 649042-5 106234-4 601605-7 612956-0 111498-0 111499-9 606922-3

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Confidential

ALISSA H FINERMAN CYNTHIA K FINERMAN RALPH FINERMAN MARC S FINK - IMA SUZANNE S FINK - IMA MICHAEL B FINK IRA PERRY FINK TRUST THEA M FINKBEINER JACK FINKELSTEIN FINKL SARAH-LEE -CLSG EDWARD J FINLEY JOSEPH FINN MICHELE FINN LINDA L FINNEGAN IRA PAMELA FINNEGAN IRA WAYNE A FINNEGAN IRRA DORSI T FINNEGAN TR FINNEGAN,PAMELA IRA FINNELL IRREVOCABLE TRUST JOAN M FINNERAN JAMES J FINNERTY III JAMES J FINNERTY III MARGO R FINNEY IRA JARED W FINNEY Claimant Name FBO MADELINE A FISCHER WILLIAM FISCHER FISCHER TRAVEL ENT JEANETTE A FISCHER IRA MARVIN FISCHER IRA THEODORE J FISCHER IRA MICHAEL J FISCHER IRRA FISCHER REV TR WILLIAM -DRUTH FISCHER FISH FAMILY FOUNDATION J FISH FBO CANDACE FBP J FISH GST FBO NANCY FBP JOHN F FISH NOYES W FISH WILLIAM C FISH TRUST JOHN A FISHER #1 MELVYN FISHER - OPPENHEIMER BARBARA MILDRED FISHER CHRIS FISHER DORIS C FISHER DEC'D DORIS FISHER EILEEN FISHER FRAN L FISHER HOWARD N. FISHER I R A ROLLOVER NANCY H FISHER INVEST MGMT TRUST ALBERT FISHER IRA MARLENE F FISHER IRA ROBERT B FISHER IRRA JEAN M FISHER MRS JOSEPHINE A FISHER FISHER PRICE DB LARGE CAP EQUITY FISHER REVOCABLE TRUST FISHER REVOCABLE TRUST FISHER ROBERT L CRUT -UT

P P G P P G P P N G G P P G G G N M G P M P X X Reject Code P G P G G G P G N G G X P G M P P G G G G M M G G P M G G P M M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 83 of 302 PageID #:54694

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623174-8 612290-6 650679-8 614261-3 614528-0 614529-9 614533-7 110766-6 615402-6 623859-9 107406-7 622592-6 622591-8 116705-7 121898-0 101547-8 651720-0 624786-5 624788-1 Claim ID 122218-0 122682-7 106537-8 124214-8 117018-0 601789-4 601607-3 623132-2 638785-3 115814-7 105394-9 104340-4 105395-7 104349-8 106178-0 102512-0 122360-7 103699-8 117897-0 606644-5 605064-6 601609-0 108828-9 116921-1 102235-0 104538-5 608811-2 625272-9 606306-3 616746-2 620272-1 620271-3 611560-8 120015-1 641953-4 612578-6 620270-5 106786-9

FIRST PRESBYTERIAN CHURCH OF SEB FIRST SECURITY TRUST CO CUST FIRST STATE SUPERANNUATION SCHEME FIRST UNION NATIONAL BANK OF FIRST UNION NATIONAL BANKCUSTODIA FIRST UNION NATIONAL BANKCUSTODIA FIRST UNION NATIONAL BANKCUSTODIA FIRST UNITED METHODIST CHURCH #2 FIRSTAR EQUITY INDEX FUND FIRSTMARK TELLURIDE GROUP LYNDA M FIRTH FIS-KCM INVESTMENT ADVISORS DO FIS-PRESIDIO ASSET MGMT DOMEST VICTORIA FISCELLA JOSEPH A FISCH IRA BRUCE FISCHBERG IRA JOHN & MARYANNE FISCHER CHAR REM U ELIZABETH PARSONS FISCHER FBO ALEXANDER P FISCHER Claimant Name LUANNA E FISKETJON #3 THOMAS W FISS IRA WALTER S FISTER IRA #2 FITCH SPECIAL NEEDS TRUST ANA M FITCHETT KATHRYN A FITTINGHOF KEVIN FITTINGHOFF AND KAREN FITTIN TR ROBERT L FITTS IRA FBO CHARLES M FITTS JR ANDREW P FITZGERALD ANNE M FITZGERALD BONITA B FITZGERALD CAROL E FITZGERALD GARY E FITZGERALD GEORGE P FITZGERALD JOHN A FITZGERALD IRA LISA FITZGERALD MARY E FITZGERALD FITZGERALD PARTNERS LP FITZGERALD TRUST 1973 E BARBARA E FITZMAURICE SUZANNE M FITZMAURICE GUY C FITZPATRICK IRA MARIE T FITZSIMMONS JANET FITZWATER JANET L FITZWATER FIVE OURS LP -D -CLSG FIXED INCOME FUND FIZDALE IRA MARA DANA -IR FJH INVES CO EMP P S CLOS FLA ST UNIV FDN - BNY ASSET MGMT FLA ST UNIV FDN - INSTITUTIONAL C FLACK JAMES L UTMA JOHN P FLACK GERALD K FLAGG MARILYNN FLAGLER HENRY MORRISON FLAGLER MUSEUM - IC JAMES FLAHERTY IRA

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105567-4 101243-6 601603-0 111770-0 638201-0 107439-3 619603-9 601601-4 115610-1 115607-1 115612-8 108233-7 107438-5 115608-0 115611-0 115391-9 641106-1 601602-2 122209-0 Claim ID 117219-0 606444-2 122972-9 122859-5 106916-0 601557-3 640622-0 122813-7 110280-0 112517-6 118127-0 102803-0 622123-8 108323-6 612033-4 609015-0 119695-2 634705-3 639511-2 609283-7 638200-2 610822-9 120803-9 616034-4 645285-0 615442-5 116995-5 619731-0 649525-7 600989-1 642362-0 601611-1 113079-0 620240-3 608208-4 124655-0 125450-2 125451-0

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Confidential

STEVEN D FISHER STEVEN H FISHER BETH E FISHER TOD ROGER D PHILLIPS SUZANNE FISHER TRUST 2 MARY BETH FISHER TTEE TYLER FISHER UTMA FISHER-PRICE US EQ DOM R S MR NORMAN FISHKIN AND MRS DOREEN BARRY FISHMAN 1 BARRY FISHMAN IRA 1 BARRY FISHMAN IRA CHARLES B FISHMAN PEN & PS RENA FISHMAN NANCY FISHMAN STARK NANCY FISHMAN STARK RENA FISHMAN TRUST JAMES C FISK HEARTLAND CAP. CONSU HEIDI SIMS FISKE LUANNA E FISKETJON #1 Claimant Name JOAN FLATLEY IRA FLECHTER IRA STEVEN P IR-CLSG KAREN R FLECK #1 KAREN R FLECK IRA #1 KARLTON M FLEEMAN FLEETWOOD INVESTMENT ASSOCIATES C DONALD FLEISCHER SIDNEY FLEISCHER MARTA FLEISCHER TRUST BERNICE FLEISCHMANN LESTER K FLEISCHMANN TR JOSEPH M FLEISSNER FLEMING O SEAS INDEX SCOTT C FLEMING GORDON FLESCH MAR TR-TEP FLETCHER AG TOA WILLIAM E-CLSG ANNE B FLETCHER IRA ANNE B FLETCHER IRA JOHN P FLETCHER FLETCHER REVOCABLE TRUST -DJAMES C FLETCHER TTEE FLETCHER WILLIAM E AG-TOA FLEX ELEC CONSTRUCTORS INC RP FLEX-FUNDS GRW FUND FINANCE SECTO FLEXIBLE PACKAGING ASSOC FLIC & CO STEPHANIE FLICKER INV AGT LEIGH ANN FLICKINGER FLIGHT W -C PETER FLINDERS RUSSELL S FLING IRRA HANS D FLINK JUDITH W FLINN FLINN ROBERT B-CUST FLINT INK-LARGE CAP VALUE FD W N FLINT FLINT WOMENS CLINIC PC PENSION FLINT WOMENS CLINIC PC PSP

N N P M G P G G P G M P P P G M G G P Reject Code P P P P N G G M G N G N P M G G M P G P P M G P G P P P P P G G P P G G P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 84 of 302 PageID #:54695

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 646346-0 115758-2 126880-5 647295-8 646334-7 104829-5 116439-2 121698-8 120833-0 633000-2 104788-4 608068-5 609875-4 609603-4 Claim ID 605120-0 609907-6 601612-0 616425-0 616381-5 113772-7 601563-8 606208-3 121810-7 106620-0 626319-4 126700-0 106619-6 124206-7 611393-1 624792-0 624791-1 601562-0 619967-4 607945-8 608012-0 615396-8 611134-3 605021-2 650903-7 650902-9 100147-7 601613-8 122632-0 608736-1 109823-3 114425-1 616114-6 633225-0 623867-0 633224-2 623865-3 623866-1 623864-5 119696-0 607039-6 647372-5 612287-6

SUE B FLAHERTY IRA MONIQUE M FLAHERTY MONIQUE M FLAHERTY FRANKLIN FLAHERTY RRA SUE B FLAHERTY CLOVIS G FLAKE ELIZABETH FLANAGAN GERTRUDE M FLANAGAN FBO RAYMOND W FLANDERS FLANJE JOHN E FLANNERY IRA FLAPP - NORTHERN TRUST IN-SL FLAPP-FSBA FLASKAMPER RAY & JUDITH -CLSG Claimant Name DALE FLORIO AND LESLIE FLORIO JTWR FLOSSMOOR Q TRST-FRONT BARNETT FLOWER TRUST PARTNERSHIP FLOWSERVE CORP MASTER TR CHARTWEL FLOWSERVE CORPORATION MASTER TRUS RUTH S FLOYD WILLIAM FLOYD-JONES AND MARGARET FLUCKIGER TR FBO PAUL B -CLSG FRED G FLY MITCHELL L FLYNN DDS PC PSP HARRY L DUNN TRUST FBO P FLYNN MICHAEL S FLYNN IRA MITCHELL FLYNN IRA PATRICK A FLYNN IRA FLYNN PY & KRUSE PROFIT PS T CASEY JEAN FLYNN TRUST HEATHER MARIE FLYNN TRUST FM MULTI-STRATEGY INVESTMENT FUND CC FMA FMC_CORP - TWDY BRN CO LLC FMC_TECH-TWEEDY BROWN CO FMI PROVIDENT TRUST STRATEGY FUND FND OF ST JOSEPH RE MED CTR TOA FOCUS AZIONI AMERICA ESTATE FODOR - EMILY'S TRUST ESTATE FODOR - JOE'S TRUST NORMAN M FOELLER IRA DARREN FOGEL GEORGE FOGLEMAN IRA FOGLIA VINCENT W -CLSG CHRIS M FOLEY PAUL J FOLEY JR #1 JOHN J FOLEY ROO IRA OSCAR D FOLGER - IRA ROO RITA FOLGER BS ACCOUNT OSCAR D FOLGER ESQ DEFINED BENEFIT JEFFREY FOLGER KENNETH FOLGER RITA C FOLGER JOHN A FOLK IRA FOLLANSBEE NANCY AVERY JULIA FOLLARI BRIAN FOLLETT CUSTODY

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610260-3 610506-8 608986-0 624557-9 620274-8 115784-1 118147-5 123508-7 650773-5 605976-7 620098-2 618789-7 618790-0 123282-7 Claim ID 126822-8 119676-6 104013-8 606419-1 606420-5 121022-0 614623-6 640712-9 641971-2 117042-2 624423-8 620275-6 620276-4 620278-0 102804-9 617662-3 617668-2 617692-5 616838-8 123952-0 617679-8 108327-9 617678-0 617680-1 617688-7 104505-9 617716-6 617712-3 617704-2 615145-0 617336-5 617655-0 609803-7 610011-2 617657-7 610223-9 617696-8 651678-5 604941-9 617685-2 617691-7 617673-9 118216-1

Reject Code P P P G G G G P G P G M P M P P P P G P P G P P P P P G P P M G G P P P P P P M P G P

Confidential

FLINT-GLOBALT INC -SL FLINT-OPPENHEIMER CAP MGMT FLITE TR BALDWIN BRYAN -DELIZABETH F FLITTNER TRUST E W FLOHR TTEE GEORGE L'ABBE FLOHR MARIJEAN FLOM SUZETTE L FLOOD REV TR THOMAS M FLOOD NIGEL FLOOK FLORIDA CARPENTERS PEN MACKAY FLORIDA PHOSPHATE - SBIA FLORIDA POWER CORPORATION NUCLEAR FLORIDA POWER CORPORATION NUCLEAR FLORIDA STATE BOARD OF ADMINISTRA Claimant Name FONTANA REVOCABLE TRUST CATHERINE R FONTANAROSA IRA JEFFREY D FOOR FOOTE IRA HOWARD J -IR FOOTE IRA NORMA C -IR THOMAS L FOOZER IRA FOPP SM & BJ TRUST IMA JAMES T FORAN IRRA JAMES T FORAN IRRA DARCY L FORBER PATRICIA JEANNE DWAN FORBES TRUST HILDA U FORCHHEIMER CHARITABLE TRU RUDOLPH FORCHHEIMER CHARITABLE TRU RUDOLPH&HILDA U FORCHHEIMER CHART ROSE H FORCZYK 067-TR MARTHA FORD & CHDN RHB 039-TR FAM J F FORD 1 24 95 RHB 200-EC FORD 1 31 62 NICHOLAS RHB 084-ELEANOR C FORD B 1985 CL BERNADINE A FORD 158-TR DESC EC FORD BFORD JR RHB FORD BLACK & CO PC 401K 117-TR EC FORD CHD B FORD JR RHB 118-TR EC FORD CHDN ALANDT RHB 125-TRUWEC FORD CHDN WFORDJR-RHB2 CORRINNE E FORD 004-ELENA A FORD CUSTODY M&N 004-ELENA A FORD CUSTODY RHB 028-FRANCEE B FORD CUSTODY RHB FORD EQUITY2 NORTHERN TRUST CO M JARED H FORD ESTATE TRUST 067-WCF 3 7 01 TR MF FORD FAM-RH FORD FAMILY FDN - BRINSON FORD FAMILY FDN - LIQUIDATION 099-BENSON & EDITH FORD FD RHB FORD FDN - LA CAPITAL 104-WILLIAM & LISA FORD FDN RHB FORD RODNEY M QTIP TR FBO ISABEL W FORD FOUNDATION ALL VALUE PLUS 086-WILLIAM C FORD III RHB 199-TRDES ECFORD WC FORD III RHB 086-W C FORD III S HAMP CUST RHB CHESTER S FORD IRA

G G P P P P G M G G P P P M Reject Code X M P P P G P G G N P P P P N P P P P X P P P P P N P P P G P P P P P G P M W P P P X

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 626848-0 105646-8 616128-6 103962-8 400076-5 616467-6 111276-7 116414-7 120225-1 Claim ID 616832-9 645669-3 617681-0 626529-4 111461-1 617686-0 617687-9 617689-5 617690-9 617674-7 616837-0 617672-0 617695-0 615565-0 638181-2 607490-1 122176-0 113887-1 646887-0 125909-1 608954-2 609534-8 623871-8 623872-6 110574-4 605357-2 108341-4 124418-3 634618-9 601616-2 106752-4 110199-4 607707-2 615216-3 102669-0 122969-9 116618-2 117599-8 112768-3 120859-4 101234-7 601615-4 601619-7 608206-8 608205-0 608207-6 601617-0 118405-9

SCOTT D & SALLEY E FOLLETT ANN M FOLLI THOMAS & VICTORA FOLLIARD JTWROS JUANITA J FOLLMER AND JERE FONDA FONDS PTUS #1 CLARENCE Y FONG IRA CANDIDO F FONT JOSEPH R FONTANA IRA Claimant Name 027B FORD JR TR 2 98 #2 RHB CL HAROLD F FORD JR TTEE 162-TR DESC EC FORD LALANDT RHB LOREN AND FRANCES FORD MARITAL MICHELLE FORD 085-ALEXANDRA B FORD RHB 087-NICHOLAS FIRESTONE FORD RHB 197-TRDES ECFORD E FORD RHB 198-TRDES ECFORD ALEX B FORD RHB 087-N F FORD S HAMP CUST RHB 084-ELEANOR C FORD SHAMP CLOS 085-ALEXANDRA B FORD SHAMP RHB 141-TRGRDN BENSON FORD SOURCE RH LINDSEY C FORD TRUST UOA DOROTHY E FORD TTEE TNT-LDN-FGB01- FORD UK WALLACE M FORD JODY J FORDHAM IRA BROOK FORDYCE & JACQUELINE FORDYCE RUTH L FOREMAN FOREST MNGED CAP GRP L P -CLSG FOREST STR LTD PARTNERSHI-CLSG LYNN FORESTER LYNN FORESTER OLD MARY A FORGACS MICHAEL K FORGATCH ELIZABETH S FORISH LOUIS FORITANO FBO DEBRAH KOGAN FORMAN THE FORMAN GROUP LLC JOSHUA FORMAN NATHAN FORMAN IRA NATHAN FORMAN IRA THE FORMER INDUSTRIAL DEVELOPMENT FORREST E &SALY R HOGLUND JOEL I FORREST MARY E FORRESTEL IRA ELIZABETH FORSTER ELIZABETH FORSTER DENNIS E FORSTER IRA JOSEPH M FORSTER IRA BARTON N FORSYTH DOUGLAS H FORSYTH JAMES W FORSYTH FORT JAMES - NUMERIC - DV FORT JAMES-ALLIANCE CAP -DV FORT JAMES-ARONSON PARTNERSD JOHN P FORT FORT LAUDERDALE POLICE FIRE

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M N G X M G G P G

123831-0 118261-7 125810-9 617703-4 617664-0 617663-1 617677-1 617693-3 617694-1 Claim ID 114521-5 120656-7 125733-1 620277-2 619993-3 100938-9 650794-8 639822-7 601620-0 102774-3 605115-4 623875-0 104066-9 614127-7 645195-0 120561-7 644555-1 623877-7 107574-8 635133-6 102408-6 643090-2 101743-8 119182-9 630222-0 116895-9 607268-2 124744-1 652139-8 635952-3 638741-1 637408-5 109122-0 611168-8 610659-5 100721-1 110409-8 116053-2 650820-0 650985-1 113009-9 630179-7 108342-2 630173-8 636029-7 119977-3 118969-7 124212-1

Reject Code P P P P M P P P P P P P P P P G N P G X P N P P N G X M G P G M P P X G M M M M N P G G G M G G

Confidential

JUDITH V FORD IRA PATRICIA A FORD IRA JOSEPH L FORD B FORD JR CHAR REMUNITR RHB 082-WM C FORD JR RES FD RHB 125-TUW ECF CHD WC FORD JR RHB 137-TR FOR CHDN OF B FORD JR RHB 196-TRDES ECFORD WC FORD JR RHB 232-TR DESC WILLIAM FORD JR RHB Claimant Name JUDY K FOSCO IRA ALEXANDER P R FOSHAY FBO ELLA M FOSHAY TR FBO WILLIAM WARD FOSHAY JR UOW FOBOO BARBARA FOSHAY-MILLER BETTY Y FOSHEE HELEN FOSSEY SANDRA J FOSSICK ROBERT FOSTER AND NAN FOSTER JTWRO ARLENE A FOSTER CHRISTINE FOSTER MR C BRADFORD FOSTER III & MRS SUS FRED M FOSTER IRA FOSTER LOTA AGY MARVIN L FOSTER MARY E FOSTER SARAJANE FOSTER SUSAN H FOSTER SYLVIA E FOSTER ROBERT KENT FOSTER TTEE WILLIAM A FOSTER DAVID FOTH AND DIANA FOTH JTWROS DENNIS FOTOPOULOS IRA GLEN R FOUGERON IM F FOULKS JR DEP GDN FOUNDATION FOR DEEP ECOLOGY FOUNDATION FOR EVANGELISM FOUNTAIN CO POLICE RET JOHN H FOUNTAIN FBO KAREN S FOUNTAIN M D MR CHRISTOPHER G FOUNTAIN TTEE JOHN F FOURNIER IRA MICHELLE A FOURNIER FOURTH FREEDOM FORUM ENDOW I AG FOWERS H T FBO NADINE F FUNK TOW DONISON A FOWLER IRA DUNCAN C FOWLER IRA RODNEY S FOWLER ALICE FOX ALICE FOX BEVERLY M FOX IRR T/A JOHN F FOX F BARBARA FRANCES S FOX IRA BARBARA A FOX KEITH R FOX IRA LINDA P FOX IRA MARGO L FOX IRA JAMES J FOX

P X M P P P P P P Reject Code P P M M M P G G P P G P G P G M M P M P N G P P G G P G M M G M M P P P G N P P N G N G P G N M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 647885-9 104534-2 115210-6 621280-8 Claim ID 101525-7 100527-8 105604-2 623878-5 609680-8 650821-9 103800-1 616185-5 612569-7 104704-3 621336-7 621975-6 114679-3 114722-6 114723-4 114725-0 114913-0 114914-8 114915-6 120038-0 610591-2 124240-7 122900-1 117190-9 114810-9 114812-5 114809-5 114918-0 604927-3 634297-3 648530-8 111953-2 111952-4 126532-6 601623-5 601622-7 116681-6 126531-8 126536-9 110237-0 637535-9 126533-4 116061-3 126534-2 120365-7 122802-1 115613-6 641933-0 651450-2 607713-7 647098-0 651463-4 Claim ID

FORT STOCKTON INVESTORS INC ROBERT FORTENBERRY LISETTE FORTIN FORTINI JOHN S TR DAVIS SELECT Claimant Name MICHAEL J FOX ROBERT D FOX ROBERT D FOX FOX RUN PARTNERS LP #1 FOX TRUST DAVID W -DESTATE D. FOX TRUST WILLIAM A FOX FOX WILLIAM C TRUST AGENCY PSC FOXHILL INVESTMENT ASSOCIATES COF FREDERICK A FOY RBS TST FPFM FLEMING BAL FD FPL-MACKAY-SHIELDS GEOFFREY S FRADIN GEOFFREY S FRADIN GEOFFREY S FRADIN GEOFFREY S FRADIN GEOFFREY S FRADIN GEOFFREY S FRADIN GEOFFREY S FRADIN RAYMOND FRAGGI IRA FRAIDA FOUNDATION -DDIANE FRAIL #1 WILLIAM W FRAILEY JR IRA PHILLIP E FRAIR IRA ADAM S FRAMPTON TR #2 THOMAS W FRAMPTON TR #3 ADAM S FRAMPTON TRUST #1 THOMAS W FRAMPTON TRUST #4 HARRY L FRANC III TRUST HARRY FRAN FRANCES K & JOHN K TSUI FDN SUB A PASQUALE M FRANCESCHELLI IRRA THOMAS G FRANCIOSE IRA FRANCIOSE LIVING TRUST MICHAEL FRANCIS #1 ADRIENNE S FRANCIS ADRIENNE S FRANCIS AND ROBERT THOL ERIC FRANCIS MICHAEL FRANCIS IRA #1 MICHAEL D FRANCIS IRA RICHARD W FRANCIS IRA WILLIAM R FRANCIS IRRA IRWIN FRANCIS LAUREN B FRANCIS MICHAEL D FRANCIS REX D FRANCIS ROGER P FRANCIS IRWIN FRANCIS TRUST #1 RAYMOND FRANCIS TTEE FRANCISCAN BROTHERS FRANCISCAN FRIARS (OFM) IN IRELAN FRANCISCAN FRIARS, ST ANTHONY FRANCISCAN MISSIONARY BROS Claimant Name

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G N N P

616184-7 619448-6 601621-9 611579-9 Claim ID 613226-0 619574-1 122413-1 620263-2 615433-6 611406-7 118089-4 613549-8 107931-0 122842-0 613289-8 601628-6 112729-2 607291-7 610858-0 610856-3 610861-0 610859-8 610862-8 610857-1 610855-5 610860-1 610853-9 611035-5 611036-3 103368-9 105051-6 611294-3 640227-5 615335-6 121707-0 609751-0 638284-3 619052-9 625410-1 625414-4 624505-6 644016-9 124348-9 605070-0 627193-6 646220-0 121339-3 637840-4 115945-3 121209-5 607391-3 607392-1 118231-5 116524-0 116525-9 611461-0 Claim ID

Reject Code G M N P P P N P G X M G G P P P M M M M P P M G G G G G G G G P G N G G P P M X G M P P M M P G G P M G Reject Code

Confidential

FOX JOHN R TRUSTEE MANAGING AGENC JULIA G FOX LEONARD FOX FOX MAURICE D & JULIE K MOAG Claimant Name FRANCISCAN SISTERS L F CHARITABLE FRANCISCAN SISTERS LITTLE FALLS R FRANCISCAN SISTERS OF CHICAGO FRANCISCAN SISTRS OF ALLEGANY IRI FRANCISCAN SRS MARY DAVIS SEL CLS FRANCISCAN SRVS LARGE CAP EQUITY GLENN FRANCKE & FRANCO CRAT CUST HARRY R FRANDEN HARRY R FRANDEN FRANDSEN EVELYN C ADMIN TRUST WERNER L FRANK & PHOEBE ANN FRANK BARBARA F FRANK FRANK BETTY S FRANK BURT IRREV FBO AMY TOA FRANK BURT IRREV FBO ARIC TOA FRANK BURT IRREV FBO DANIEL TOA FRANK BURT IRREV FBO GRACIE CRUM FRANK BURT IRREV FBO JEFFREY TOA FRANK BURT IRREV FBO NICOLAS TOA FRANK BURT IRREV FBO SCOTT TOA FRANK BURT IRREV FBO SHAWNNA TOA FRANK CARL B FBO BURT SUCC-TOW FRANK CARL B FBO JAMES SUCC-TOW FRANK CARL B FBO JULIANN SUCC-TW CURTISS FRANK CURTISS FRANK FRANK DONALD J IRREV SUCC-TOA FRANK E WEINHOLT SEP FRANK F NOLEMAN TR UOW BILLIE P FRANK IRA FRANK PARTNERS ONE LP-FRONT B FRANK POSTMA IRRA FRANK RUSSELL FRANK RUSSELL TRUST COMPANY SO FRANK RUSSELL TRUST COMPANY-TH SUZANNE W FRANK FRANK V PALAZZOLO TTEE DAVID S FRANKE BARRY FRANKEL L S FRANKEL DDS MS INC EMP P S PL FBO SHIRLEY FRANKEL JEFFREY N FRANKEL JEFFREY N & LAURA A FRANKEL RICHARD R FRANKEL STEVEN D FRANKEL FRANKEL TR E M FRANKEL-CLSG FRANKEL TR R S FRANKEL-CLSG JAMES T FRANKENBACH AND ROBERT P FRANKENTHAL 1 ROBERT P FRANKENTHAL 2 FRANKLIN CIRC CHRISTIAN CHU ENDW Claimant Name

P P G P Reject Code M G M G P P X P M M G G N P P P P P P P P P P P P G M G M P N P M P M M P G M P G P M G N M P P G G G P Reject Code

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623411-9 126930-5 104792-2 107708-2 623887-4 119868-8 120338-0 120684-2 123423-4 109251-0 108509-3 112173-1 623500-0 102513-9 634977-3 121935-9 618297-6 628159-1 123402-1 635814-4 100030-6 644507-1 615489-1 115681-0 121855-7 636129-3 638221-5 633228-5 623879-3 116703-0 615692-4 615254-6 116879-7 100541-3 602128-0 638774-8 606457-4 107675-2 601629-4 612039-3 120062-3 120356-8 612177-2 610589-0 610590-4 120008-9 609247-0 645605-7 116170-9 124227-0 116169-5 125350-6 Claim ID 606125-7 652640-3 647208-7 123567-2 601636-7

FRANKLIN COUNTY RP-MCKEE-IC ERIC J FRANKLIN MARSHA FRANKLIN IRA MARSHA FRANKLIN TRUST MRS JOAN G FRANKS CSW JAMES W FRANKUM #1 JAMES W FRANKUM IRA JAMES W FRANKUM EDWIN J FRANSIOL III EDWARD J FRANTA LESLIE L FRANTZ IRA LESLIE L FRANTZ IRA WILLIAM THEODORE FRANTZ MIKKEL C FRANZ THOMAS A & DAWN M FRANZA BARBARA A FRASER FRASER JACK FBO JANE BRK CITY OF FRASER RETIREMENT SYSTEM & ROSEMARY FRASER ROSEMARY FRASER ROBERT G FRASHER JR DOROTHY FRATANTUONO TTEE W JEROME FRAUTSCHI - EUBEL PATRICIA A FRAVEL IRA BONITA B FRAWLEY ADOLPH B FRAYSHER TTEE JANET F HAY EUGENE A FRAZIER DONALD E FRAZIER IRA ROO MR DONALD E FRAZIER ELIZABETH B FRAZIER TRUST WARNER C FRAZIER FRCL -P K NUS EQUITY FUND STANLEY I FREBURG HAMLIN FRED FRED K C LI FRED MORRIS III FREDA TRUST MARIETTA WILLIAM C FREDA MICHEL FREDEAU & BRIGITTE FREDEAU PHYLLIS FREDERICK CRUT ANNE M FREDERICK IRA JAY FREDERICK PHYLLIS FREDERICK REV TR INV AGY FREE BED FUND CORP MARY FREE BED FUND CORP MARY ARTHUR P FREED FREED INVESTMENT MGMT LLC-CLSG RANDY M FREEDMAN & DANITA A FREEDM DANIEL P FREEDMAN GRACE FREEDMAN IRRV TR JOSHUA FREEDMAN REDA A FREEDMAN Claimant Name FRIDAY TUW HARRY A FRIDDLE JOHN W FRIDLINGTON IRA JOHN W FRIDLINGTON KENNETH A FRIED AND LOIS FRIED JTW

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P M P G P G M M G G M P P M G M P P M G N G P G M M G P P G P P M Z G M P G G P G P P P P M P G G P P G

601631-6 609756-1 622683-3 608791-4 608790-6 609083-4 623881-5 625649-0 608795-7 647220-6 608792-2 114617-3 107024-0 107025-8 114616-5 623882-3 113312-8 647466-7 117934-9 609031-1 611449-0 611310-9 112421-8 608577-6 620294-2 620427-9 114228-3 617441-8 111809-9 608858-9 122856-0 608635-7 607089-2 637536-7 608636-5 601576-0 619667-5 118887-9 615139-6 624562-5 607213-5 601630-8 117955-1 117024-4 115671-3 610171-2 608069-3 601635-9 117812-1 609311-6 609300-0 607073-6 Claim ID 119053-9 626802-1 623885-8 623884-0 633230-7

Reject Code P M G M G

Confidential

MARK FREEDMAN TOD FREEDOM FORUM INC JP MOR-SL FREEMAN ASSOCIATES FREEMAN CASSIDY -DFREEMAN CLARK DIETZ -DFREEMAN FAMILY FOUNDATI-D-CLSG #1 FREEMAN FAMILY PROPERTIES LP #2 RUTH H FREEMAN IA TR U D PRI FREEMAN IRREVOCABLE TRUST -DJILL FREEMAN FREEMAN JR LEE A -DJAMES W FREEMAN JR LV TR KARLTON M FREEMAN KARLTON M FREEMAN CAROLINE C FREEMAN LIV TR MR DAVID L FREEMAN RUTH H FREEMAN STEPHANIE FREEMAN MARY M FREEMAN TR FREEMAN TRUST BRENDA -CLSG FREESE EGBERT M FDN MOAG FREEWAY CORP PROFIT SHARING FUND ROBERT E FREEZE FREI INVESTMENT L P -DESTATE OF JANET G FREIBERG JANET FREIBERG IBJ FRANK H FREIDHOFF AND FREITAS STEPHEN T TRUST IAA HARRIET FREMLAND TRUST FREMONT FAMILY LP -CLSG ARTHUR L FRENCH FRENCH EQUITIES THEODORE FRENCH IRA JAMES L - CLSG ARTHUR L FRENCH IRRA FRENCH TAE- THEODORE -P DONIEL FRENKEL CITY OF FRESNO EQUITY INDEX R S #2 FRESNO FIRE & POLICE EMP RET #1 FRESNO RET SYSTEMS - REI -STATE S ELEANOR B FREW FREY IRA JOHN L -CLSG JAMES L FREY LINDA K FREY R TERRELL FREY DEBORAH L FRIANT MARY ANN FRIBOURG - SALOMON FRIBOURG IRA MARY ANN -IR MRS LAURIE FRICK PAUL W FRICK FRIDAY CRUT GORDON D -UT FRIDAY TRUST HARRIET -DFRIDAY TUA FBO MIMI HARRY A Claimant Name PATRICIA FRIPP CW DON FRISBEE IRA LRC ESTATE OF RAYMOND J FRISCH FBO ALIDA FRISCH ALIDA FRISCH IRA#3

P G G P P P P M P G P G N M G P N G G P P P G G P P X P P G M P P G P G G G G P P G P G N P P G N G G P Reject Code P G P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601640-5 601638-3 601632-4 107223-4 109848-9 601633-2 601641-3 602520-0 609610-7 628431-0 111210-4 117475-4 605337-8 605074-3 601643-0 601642-1 101954-6 601637-5 104516-4 601639-1 601645-6 605416-1 126856-2 605547-8 601644-8 123320-3 603059-9 623849-1 606087-0 111218-0 652909-7 652917-8 652974-7 121401-2 117015-5 627881-7 651721-8 126885-6 108376-7 613467-0 652757-4 609286-1 108696-0 601634-0 618259-3 635279-0

DAVID & ETHYL FRIED FAM TR DTD 3 1 RONALD S FRIED GEORGE FRIEDBERG JAY L FRIEDHEIM IRA JAY L FRIEDHEIM CAROLYN B FRIEDLAND JESSICA FRIEDLAND SHAIZA RIZAVI AND JON FRIEDLAND JT FRIEDLANDER TRUST -CLSG PAMELA D FRIEDLER IMA 4/15/99 TUW LEONARD FRIEDMAN #A ALAN FRIEDMAN MARK FRIEDMAN AND ALICE FRIEDMAN J BENNO FRIEDMAN FRIEDMAN CHILDREN'S 2001 TRUST FB FRIEDMAN CHILDRENS 2001 TRUST FBO COREY J FRIEDMAN DANIEL P FRIEDMAN JERRY FRIEDMAN LAURA H FRIEDMAN MR BENNO FRIEDMAN NICHOLAS C FRIEDMAN PAUL A FRIEDMAN THE MARTHA FRIEDMAN REVOCABLE TRUS RICHARD P FRIEDMAN ROSE FRIEDMAN FRIEDMAN STASSEVICH JAMES FRI MRS SUSAN B FRIEDMAN TR DTD 8 21 9 MURRAY FRIEDMAN TRADITIONAL IRA UWO LEONARD FRIEDMAN TRUST B FRIEDMAN, ELAYNE FRIEDMAN, HOWARD IRA R/O FRIEDMAN, HOWARD J. GAIL D FRIEND LOWANA FRIEND TREADWAY FRIENDS CENTRAL SCHOOL ENDOWME FRIENDS OF GRHS INC ENDOWMENT LEONARD & MARGARET FRIERMAN GAIL FRIES FRIES WM II TTEE FRIES 2003 TR-IM FRIESEN FRIESEN LIVING TRUST -CLSG STEVEN J FRIESEN TYLER B FRIESEN VICTOR & BARBARA FRIGON TR BRK ALBERT A FRINK IRA

G G P N N G G G P G P G P G G G G P X P G G M P P G G P P P M M M M M G P G N P M P P G P G

Claim ID 627032-8 602271-5 102220-2 104566-0 112569-9 100388-7 108538-7 116551-8 634169-1 634388-0

Claimant Name FUCHS FAMILY LIMITED PARTNERSHIP LORI FUCHS-MEYERS AND ADAM E MEYER JULIA M FUDURICH SYLVIA FUEL ARTURO FUENTES SILVA STEPHEN FUERTH STEPHEN G FUERTH THOMAS W FUHREMANN JANICE I FUJINAKA INV MGMT ACCT FUJIYAMA & FUJIYAMA-R FUJIYAMA-FH

M P N N N G M P G G

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623886-6 120823-3 103727-7 623883-1 642024-9 102641-0 601646-4 124910-0 105024-9 120010-0 120009-7 120131-0 619447-8 619446-0 107767-8 641363-3 637560-0 108008-3 606949-5 105771-5 110783-6 619310-2 616958-9 621982-9 621981-0 621983-7 621984-5 611545-4 115886-4 624553-6 644985-9 641389-7 624565-0 119181-0 119180-2 606335-7 114598-3 610184-4 610491-6 615886-2 621059-7 621699-4 650538-4 646821-7 601648-0 644550-0 601647-2 Claim ID 125117-1 112795-0 111422-0 126160-6 618538-0 635633-8 112404-8 112405-6 105026-5 650537-6

Reject Code

Confidential

WALTER M FRISCH ERIC E FRISCHE ANTHONY D FRISCIA FRITZ FAMILY LIMITED PARTNERSHIP FBO CHARLES W FRITZ ROGER A FRITZ MR JOHN GEORGE FRITZINGER JR JERRI O FROGGATT CAROL A FROIO IRA ELLEN F FROLOW IRA GERALD R FROLOW IRA FRONT PORCH FRONTIER CAPITAL MGMT P/S PL CLSD FRONTIER CAPITAL MGMT PEN PL CLSD LEONA V FRONTROTH IRA MS JILL A FROST & MICHAEL T FROST DR ROBERT A FROST IRA HERLOF A FROST IRA FROST IRA ROBERT J -IR JOHN H FROST SUSAN FROST MORTON TR B FROY F-255 FROZEN PENSION-BERKELEY CAP MGMT FRSFDHB044-ARONSON FRSFDJP080-DE STIP R FRSFDLD049-INTECH FRSFDQA091 R1G INDX FRUIT & FLOWER SCHOLARSHIP ONP GLORIA FRUMMER TRUST CATHERINE FRY FBO JAMES T FRY NANCY FRY IRA PETER MCDOUGAL FRY HORACE FRYDMAN RONALD FRYDMAN FRYE TRUST JEAN R NFP LAVERNE S FRYER TRUST FSCSC - BRANDYWINE FSCSC - NTGI -P FSM - DAVIS SEL ADVISORS CITY OF FT LAUDERDALE P & FRS INVE CITY OF FT WORTH -ALLIANCE CAP-EQU FTVIP MUTUAL SHARES SECURITIES FU SUSAN FUBINI DAVIS FREDERICK D FUCHS & MARIA FUCHS JT RUTH FUCHS AND MICHAEL P FUCHS JTW BARBARA FUCHS Claimant Name JAMES W FUNK TRUST JERALDYN C FURIO WILLIAM T FURJANIC RANDALL FURMAN FURMAN UNIVERSITY WENDY FURMAN-ADAMS TTEE JULIAN S FURSE SAUL J FURSE PATRICIA W FUTCH FVIT FRANKLIN LARGE CAP VALUE FUN

P M P P M P G N N M M P P P P G G G P G N P P W G W W P G P P G P P P P P P P G G G G M G G G Reject Code P G P G P G N N X G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 634315-5 634350-3 634349-0 634142-0 112192-8 640529-0 123232-0 120485-8 108432-1 104133-9 126634-9 116117-2 622085-1 620715-4 620126-1 104221-1 120483-1 648118-3 121731-3 637541-3 611558-6 611565-9 122353-4 112495-1 623888-2 645635-9 105314-0 107242-0 618950-4 608753-1 619349-8 619381-1 619383-8 622468-7 630545-8 616525-7 610694-3 610660-9 608574-1 643930-6 105929-7 106301-4 Claim ID 102124-9 633355-9 601673-1 645306-6 104426-5 122683-5 122308-9 117210-7 612166-7 639503-1 121929-4 607096-5 638435-8 108582-4 636766-6

MILDRED HATSUE FUJIYAMA ROO IRA FUJIYAMA TBPP-SEG DUFFY JAMES FHB FUJIYAMA TBPP-SEG FUJIYAMA R FHB DIANE FUKUDA RLT - INVESTMENT MGMT FUKUWA MARITAL TRUST DAVID B FULDA & PAULINE O FULDA TI DAVID B FULDA AND MARIE FULGINITI AUGUSTUS M FULK IRA DONALD G FULK IRA JACKIE D FULK IRA DONALD C FULK REV TRUST FULLER & THALER LC FULLER C ANDREW TRUST FULLER FORD UN PP-SBAM MDA 1 BAL FRANCES B FULLER GWENDOLYN J FULLER FREDERICK W FULLER III AND KATHLEE JEFFREY M FULLER IRA BILL W FULLER IRRA FULLER M FBO SEATTLE FDN TOA FULLER R FBO SEATTLE FDN TOA SHERI M FULLER REV TRUST ROY N FULLER WENDY LEWIS FULLER BARBARA I FULLERTON TTEE ADELE FULLILOVE IRA ANDREW N FULS IRA FULTON COUNTY RETIREMENT #1 FULWILER TRUST RAYMOND-CLSG FUND AUTO-IMPORTED TO DB 03-25-20 FUND AUTO-IMPORTED TO DB 03-25-20 FUND AUTO-IMPORTED TO DB 03-25-20 UBS-FTC - FUNDAMENTAL VALUE PORTFO IRA W J FUNDERBURK FUNDS SA RE CAPITAL INTL INC INTL FUNK ALFRED J REV TRUST AGTR FUNK ALFRED J TOA FUNK DONALD E -CLSG WILLIAM U FUNK IRRA PAUL J FUNK PAUL J FUNK Claimant Name ANDREA J GALEF GALEY & LORD RET M T-SSB LG CAP G ANNE K GALGON & JAMES GALGON JTWRO ANNA MARIA GALIANI KIRK JEROME GAL DEBRA GALIN TRUST ARTHUR H GALIPEAU IRA ROGER GALKET IRA JUDITH GALL WARREN GALL TR INV AGY TERENCE GALLAGHER IRRA JAMES H GALLAGHER GALLAGHER JAMES IRA GEORGE C GALLAGHER JR IRRA JOHN G GALLAGHER REV TR ROBERT J GALLAGHER

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115795-7 607715-3 617640-2 650730-1 622523-3 645651-0 651073-6 647150-1 622950-6 103136-8 623515-8 623516-6 108087-3 118568-3 600980-8 100913-3 651333-6 112382-3 106123-2 105989-0 100422-0 639030-7 639027-7 606859-6 609176-8 108664-2 124060-9 111522-7 118951-4 623889-0 115971-2 105658-1 626221-0 601666-9 601664-2 633001-0 112761-6 608545-8 609411-2 108099-7 636591-4 636590-6 Claim ID 643799-0 121675-9 117830-0 100534-0 643911-0 119852-1 601654-5 117302-2 117291-3 125839-7 125436-7 124515-5 636499-3 641376-5 125130-9

Reject Code G P G M P G P M P G M P G G G

Confidential

FW RES MISS 0137 FYFFESS IRELAND PENSION TRUST LTD A G B U - AGENT C A G G L HOLDINGS LTD G S QUANT US EQUITY G.T.I INDUSTRIES INC PROFIT SHARI GA INT GTH NTH AMER EQUITY GA PERIMETER COLLEGE FOUNDATION, GA TECH FDN GWW LEGG MASON JOHN J GABEL GABELLI ABC FUND GABELLI BLUE CHIP VALUE FUND RITA T GABIS ANDREW H GABRIEL #2 GABRIELLA ASSET MGMT CAMILLO C GABRIELLI ORRIN L GABSCH TRUST DTD 11/28/88 BARRY J GABY FRANCIS R GACE #2 FRANCIS R GACE AND #1 CHRISTIAN E GADDA H BOB GADDY III TTEE DR BOB GADDY RRA GAFFEY IRA STAN -IR GAFFEY STAN -DROBERT J GAGLIANO ANITA P GAGNON NINA F GAGNON BERYL E GAIDOS IRRA GAIL TRUST A HERMAN J GAILLARD HERMAN J GAILLARD IRA COURTNEY KNIGHT GAINES FOUNDATION RICHARD L GAINES ROBERT H GAINES TRUST UOA D 1 30 9 GAINJO ELSA GALACHIUK GALANDAK TR DAVID CLSG -D GALATI REV TR F & M -NFP ROBERT T GALBRAITH JOHN GALEENER DCSD IRRA CAROL GALEENER IRRA Claimant Name SURESH S GAMI AND RENUKA S GAMI JT SURESH S GAMI AND PETER J GAMMANS WALTER A GAMMEL MR NEIL C GAMSTETTER IRRA MARLENE S GANASSI RAMON GANDARIAS & CECILIA GANDARIA OM P GANDHI FAM PTNSP OM P GANDHI IRA RAMESH GANDHI ROBERT L GANDY JR JOANNE D GANEK JUDITH GANG IRA 2 MARY F GANGER TTEE MOHAMED F GANI

G P G G G G G G P X P G G G P N G G N G P G G P P M G P M P P P G G G P M G P N P P Reject Code G M P N P M G G P P M P M G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 636767-4 619293-9 638415-3 638417-0 118312-5 105691-3 105656-5 105027-3 126521-0 608491-5 121782-8 611218-8 609401-5 608485-0 650847-2 117080-5 109364-9 116177-6 605361-0 605531-1 605532-0 601682-0 601675-8 601672-3 601674-0 620301-9 106652-8 623952-8 122091-8 120381-9 120342-8 111627-4 608674-8 121041-6 113178-8 617650-0 623517-4 Claim ID 601668-5 120013-5 609570-4 601656-1 601658-8 106175-5 111015-2 102429-9 650732-8 601655-3 601652-9 102030-7 612868-8 115039-1 606772-7 103374-3 118120-3 118091-6 636208-7 100182-5

ROBERT J GALLAGHER THE CAROLINE GALLAND TRUST MICHELLE M GALLANT AND JEFFRY R GA ROBERT W GALLANT TTEE LAURA GALLARDO JOSEPH W GALLELLI IRA JOSEPH W GALLELLI GALLINGER REVOC LIVING TRUST DORI GALLIONE GALLO 1992 FAMILY TRUST -DNANCY M GALLO IRA GALLO JAMES C CUST GALLO MARY E TRUSTEE -PD GALLO TRUST GINA M -PD RICHARD GALLOWAY MILTON GALLUB RAYMOND H GALLUCCI IRA THOMAS L GALLUPPI IRA MILLEDGE GALPHIN AND MARGARET GALP T MILLEDGE GALPHIN AND MARGARET L T MILLEDGE GALPHIN AND MARGARET L ELIZABETH GALPHIN ELIZABETH G GALPHIN MISS MARGARET GALPHIN MISS MARGARET GALPHIN CAROL GALPIN JOHN GALT IRA CARALYN H GALUSHA GRANTOR TR DTD 9 CAVENDISH A GALVEAN RICHARD P GALVIN CHRISTIAN GALVIS IRA WILLIAM R GAMBER GAMBINO ESTATE FLORENCE -CLSG ERIC D GAMBLE RICHARD A GAMBLE LIVING TR GAMBLE NOEL IRR TRUST CUSTODY THE GAMCO MATHERS FUND Claimant Name MARGARITA GARCIA ROSEMARIE GARCIA GARCIA TRUST LETICIA F -DMICHAEL J GARCIA-TRAVIESO AND BEAT DANILO T GARCIA-TRAVIESO AND MARY BEATRICE GARDELLA GARDEN STATE ASPHALT ADELE GARDINER EDWARD W S GARDINER FREDERICK P GARDINER VIRGINIA S GARDINER WILLIAM A GARDNER AND GARDNER BOBBY GARDNER FAMILY TRUST GARDNER IRA GERALD A -IR NFP JAMES B GARDNER IRA JEAN L GARDNER IRA LARRY D GARDNER IRA TIMOTHY A GARDNER IRA ROGER D GARDNER

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125131-7 611025-8 105680-8 644285-4 102717-4 109897-7 608393-5 608638-1 601663-4 605048-4 601662-6 601653-7 108742-8 648120-5 103261-5 111841-2 601676-6 601661-8 605261-4 601680-4 601677-4 605076-0 605393-9 601678-2 601660-0 601679-0 601659-6 117129-1 644203-0 601657-0 105823-1 113225-3 644531-4 120971-0 121201-0 636159-5 101679-2 Claim ID 620666-2 106168-2 123808-6 645183-7 605333-5 104356-0 636556-6 114504-5 606594-5 640174-0 625259-1 608916-0 102680-1 116027-3 101216-9 608263-7 122092-6 117122-4 613009-7 106655-2

Reject Code P M P G G N G N G P P P P P P N P P M G

Confidential

MOHAMED F GANI GANLEY CORNELIA G I AG KATHRYN A GANNON IRA KEVIN F GANNON IRA JAMES H GANNON JAMES H GANNON GANNON TR CHRYSTAL M -CLSG GANNON TRUST JEFFREY P -CLSG NATHAN GANTCHER 1993 IRREV TRUST D ALICE GANTCHER NATHAN GANTCHER JACQUES R GARAIALDE BHAVANI P GARAPATI IRA VERONICA E GARAVENTA ROGER GARAY GARBC ALEXANDRA R GARBER ALEXANDRA ROSE GARBER JOAN R GARBER MILTON GARBER LIV TR DTD 1 23 97 M MILTON GARBER LIVING TRUST DTD 1 2 BERNICE GARBER MILTON GARBER TTEES MRS BERNICE GARBER PAUL R GARBER PAUL REID GARBER STEPHEN R GARBER STEPHEN ROBERT GARBER DELFO G GARBINI IRA ANTHONY J GARCIA & TERESA A GARCIA DANILO GARCIA AND KELLY GARCIA JTI CECILIA V GARCIA ELLEN S GARCIA SYLVIA GARCIA IRRA JESUS G GARCIA JESUS G GARCIA JESUS G & CAROLE L GARCIA LUZ DEL MAR GARCIA Claimant Name RBS TST GARTMORE WIT NTH AMERICA FRED E GARTON THOMAS J GARVEY REV TRUST ALICE GARVIN MARGARET GARVIN AND RUSSELL GARVIN TONI GARVIN GARY AND TERI PECK JTWROS JAMES GARY IRA GARY IRA ROBERT W -CLSG GARY L ALLISON IRRA ISABEL S GARY TRUST GARY TRUST ROBERT W -D ALEX GARZA MONICA R GARZA GARCIA JOSE M GARZA IRA GAS TECHNOLOGY - VEBA TNT LAURA L GASIK IRWIN GASNER GASSER PETER & VERNICE FND GASTROENTEROLOGY CTR OF CT

N P N G N M P P G G G G G G P P G G G G G G G G G G G P G G N M G M M G P Reject Code P N M G P X P M P M P P G M N G G G G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 117874-1 648783-1 619399-4 650684-4 107698-1 125578-9 400124-9 400122-2 117173-9 108325-2 107078-9 116184-9 601671-5 626961-3 644137-8 652606-3 601667-7 123035-2 635024-0 637864-1 637863-3 119519-0 109943-4 601681-2 105909-2 102516-3 606879-0 609344-2 606448-5 101277-0 115172-0 620302-7 Claim ID 103322-0 103321-2 100718-1 609078-8 120351-7 631461-9 619316-1 609134-2 606720-4 643918-7 642163-6 101148-0 111194-9 102665-8 652778-7 616663-6 610527-0 111279-1 616662-8 616660-1 649592-3 649589-3 621987-0 619171-1 619172-0

JOHN W GAREIS AND LINDA GARFINKEL MYRON GARFINKLE IRA GARGOYLE STRATEGIC INVESTMENTS LL JOHN S GARIBALDI ILIT MICHAEL C GARITY RON GARLIKOV RONALD GARLIKOV JAMES F GARNEAU ANITA W GARNER DONALD K GARNER IRA STANFORD T GARNETT AUDREY M GARR GARRATT-CALLAHAN PS JULIA E GARRAWAY IRRA GARRETT DOUGLAS B GARRETT AND EVELYN Q GAR JAMES C GARRETT IRA JAMES C GARRETT IRA JAMES W GARRETT IRA MARION M GARRETT ROSEMARIE GARRETT HERMAN C GARRIS JR IRA JOHANNA E GARRISON AND SHANDOR A CLIFFORD J GARRISON CHARLES D GARRISON TRUST GARROW IRA BARBARA F -IR GARROW TRUST BARBARA -DGARROW TRUST JOHN FRANK GARRUZZO CHERYL GARTENBERG #1 OPP GARTMORE MILL GROWTH FD II - 5 Claimant Name JOHN GAVIN JOHN E GAVIN NORMAN GAWLIK GAWTHROP JR TRUST ALFRED-CLSG HARRY GAYKIAN IRA GAYLORD HOSP RET TR-LIQUIDITY GAYLORD-INVESCO GAYNES 1990 TR KLG NEG -CLSG GAYNES IRA TR KENNETH -CLSG ROBERT F GAYNOR IRRA JOSEPH J GAYNOR JR IRA THOMAS J GAZDIC LOIS E GAZDIK KELLEY GAZZARA ABELE GC2 GCC IBT SRDF - CAPITAL GUARDIAN GCD - GROWTH EQUITY -DV GCIU LOCAL 24 S&A FUND GCIU SRDF - ARK ASSET EQUITY GCIU SRDF - ARK ASSET SPEC GRWTH GCU-BOWLING-STOCKS #3 GCU-INTER EQ #2 GD&C RET PL SDA FOR SILVERMAN BEN GE INSTITUTIONAL FUNDS-S&P 500 IN GE INVESTMENTS FUNDS INC-S&P 500

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G M G G M M N N N G N G P P G M G G M G G G N P G X P P P G P M

609284-5 104549-0 104369-2 104240-8 104241-6 606406-0 115125-8 642120-2 118716-3 607552-5 615313-5 642500-3 607200-3 609632-8 635596-0 635606-0 635601-0 605139-1 601665-0 609130-0 124052-8 119310-4 116814-2 113030-7 100154-0 123670-9 639484-1 106821-0 649383-1 649401-3 103119-8 103120-1 Claim ID 622411-3 622632-9 622633-7 622634-5 104442-7 635653-2 635640-0 634815-7 639955-0 619396-0 647478-0 619351-0 619358-7 619334-0 636675-9 637004-7 619327-7 619328-5 619397-8 612091-1 105977-7 624568-4 112069-7 624672-9 614656-2

Reject Code M M N P G G N P P P M G X N P G G G G G P P P G G

Confidential

GASTROENTEROLOGY SPLST MARSHA GASWIRTH TRACY L GATCH #1 TRACY L GATCH IRA #1 TRACY L GATCH IRA #2 GATES CORP KMIP SERP NFP DENNIS GATES CHARLES L GATES JR MD PA DEFERRED LINDA F GATES TNT-LDN-GCT01- GATES TRUST GATEWAY FUND ESCROW GATEWAY SEP GATHANY IRA VAN R -IR GATHANY TRUST HILDA D -DTHE GATHERER FAMILY FOUNDATION JACQUELINE H GATHERER IRRA MALCOLM K GATHERER IRRA DOMENIC GATTO & JOAN GATTO JTWROS GATWICK INVESTMENT ASSOCIATES COF GAUCHER REV TRS TIC R & N-CLSG MARIANNE GAUL IRA MICHAEL GAULT RANDY L GAUNTT GAURANTEE & TRUST PP OREST J GAUSE III SUSAN S GAUTHIER ANTOINE GAUTREAUX JR & SHELIA GAUT H R GAVANKAR IRA ANTHONY J GAVIN CRUT I-DAVIS ANTHONY J GAVIN CRUT I-DAVIS JOHN E GAVIN IRA JOHN E GAVIN IRA Claimant Name GEEWAX-PROVIDENT GEF GSAM-US DOM LC GEF JP MORGAN REI GEF JP MORGAN SSS ROSALIND J GEFEN FRIEDA L GEHLEN RRA FRIEDA L GEHLEN TTEE JOHN K GEHRET FBO CHARLES F GEIDNER PHILLIP H GEIER JR #2(CLOSED) RAYMOND GEIER & LORRAINE E GEIER JOHANNA GEIER HOWARD PHILIP H GEIER JR BRIELL GEIER SMITH TRUST FBO EDWARD R GEIGER FBO IMOGENE L GEIGER GEIGER G TR GEIGER M H TR MARY H GEIGER QUAL PRT(CLSD) STEPHEN & PAMELA GEIMER INV AGY HD PATRICIA C GEIS GEISSE INVESTMENT PARTNERSHIP PETER B GEITTMANN GEJA L L C GELARDI MICHAEL L -MANAGED ROTH I

P P N N N P P G M P G G P P G G G G G G G M G G N M G P G G N M Reject Code G G G G G M M P G N G G G G M P N N N G N P N P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 122179-5 610952-7 116279-9 613753-9 642827-4 103907-5 103908-3 103844-3 621025-2 610723-0 620305-1 620304-3 102732-8 601684-7 601685-5 601687-1 605238-0 601698-7 601697-9 601695-2 601686-3 601702-9 114477-4 114476-6 114022-1 635443-2 612160-8 Claim ID 614130-7 614107-2 614132-3 620303-5 618805-2 618801-0 618804-4 619476-1 618816-8 618817-6 619150-9 619151-7 621022-8 621024-4 122314-3 616594-0 121317-2 121314-8 602243-0 631427-9 125697-1 110686-4 109716-4 652891-0 605892-2 601691-0 107530-6 101714-4 100698-3 601692-8

ELEANOR GEARY GEARY FAMILY YMCA-FOSTORIA ENDW ESTATE JOHN E GEARY IRA GEBALLE CHAR REM TR A IMA BERNICE E GEBHART CHARLES G GEBHART IRA #1 CHARLES G GEBHART IRA #2 LUETTA M GEBHART IRA GECAFONDS TER MORGAN GEDARO ANDREW R RESID #2 CO-TOW E MAXWELL GEDDES WILLIAM G GEDDES JOHN B GEDNEY MR EMANUEL E GEDULD ACCT#1 RG MR EMANUEL E GEDULD ACCT#2 EB L VICTORIA P GEDULD AND EMANUEL GE IRWIN GEDULD EMANUELE E GEDULD ISR 5 EMANUEL E GEDULD NB 4 IRWIN GEDULD REV TRUST DTD 6 11 02 EMANUEL E GEDULD SPECIAL AOC ACCOU VICTORIA GEDULD SHELDON L GEE & #1 SHEDON L GEE IRA #1 ELIZABETH A GEER PAMELA WOODWELL GEERDES TTEE JAMES & LYNNE GEERTS TR Claimant Name GENENDER C ## GENENDER C IRA## GENENDER R ## GENERAL AMERICAN GACPA COMPANY FU GENERAL ELECTRIC INSURANCE PLAN T GENERAL ELECTRIC PENSION TRUST GENERAL ELECTRIC PENSION TRUST GENERAL MOTORS R1 R S CLSD GENERAL MOTORS WELFARE BENEFIT TR GENERAL MOTORS WELFARE BENEFIT TR THE GENERAL RETIREMENT SYSTEM OF T THE GENERAL RETIREMENT SYSTEM OF T GENERALI AIARC GLOBAL FUND GENERALI GLOBAL BALANCED FUND BEL ROBERT B GENES GENESEE CO RET SYS TODD GENESIS HEALTHCARE FDN GENESIS HEALTHCARE FOUNDATION GENESIS TRUST PETER GUZZARDO TRUS RDS TRSUT GENEVA 5863316 GENEVA GLEN CAMP INC GENEVA WOODS ENT STEPHEN I GENKIN GENKIN, STEPHEN I. GENL GR INC MSTR TR NEU & BER EQ BRENDA D GENN WILLIAM G GENNE JR IRA ANTHONY E GENOVESE IRA LUCIANO A GENOVESE MR JOHN J GENOVESE

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614657-0 623892-0 605335-1 601669-3 601700-2 652965-8 652808-2 605279-7 601689-8 112789-6 112790-0 117750-8 601688-0 610186-0 632495-9 644134-3 109556-0 608162-2 608104-5 607914-8 621555-6 601690-1 102957-6 637965-6 607938-5 607990-3 105978-5 Claim ID 600976-0 123599-0 643421-5 619136-3 623387-2 640140-6 111258-9 112211-8 105386-8 619078-2 619079-0 622974-3 621174-7 621173-9 618656-4 618657-2 618658-0 601781-9 103381-6 601696-0 601694-4 113289-0 620422-8 626399-2 113288-1 113085-4 122693-2 608479-6 608478-8 108420-8

Reject Code P P P G P G P G G G G G M G P P M P G G M G G M G G M G G G

Confidential

GELARDI MICHAEL L MANAGED IRA #2 MARY GELBART MARJORIE L GELBER TRUST AGREEMENT OF MARJORIE L GELB STEVEN GELBSTEIN GELFMAN, ROBERT- IRA GELFMAN,TST F/B/O IRA,U/W/O J. GE JOSEPH GELIEBTER AND FLORENCE GELI DR JOSEPH GELIEBTER AND MRS FLOREN DONALD GELLER DONALD GELLER ROBERT E GELLER MICHAEL E GELLERT COF UNITED SUSAN R GELMAN 2001 TRUST RENEE L GELMAN IRA R/O F1-1972 HOWARD K GELMAN IRRA JACK J GELMAN TR GEN DYN HOURLY VEBA FAM-JPM GEN DYN RET TR - J P MOR GEN DYN RET TR-JP MORGAN GBGM UMC_- GEN PER COLLINS FDS-INV HANS GENBERG LUCILLE M GENCO GENCON CORPORATION PROFIT SHARING GENCORP TNT S&P 500 INDEX GENCORP-BANKONE S&P500 IND KAY L GENDRON Claimant Name ANGELO GEORGATO RENEE M GEORGE GEORGIA B GEORGE TTEE GEORGE WASHINGTON UNIVERSITY GEORGE WESTON U S ACCOUNT GEORGE WILLIAM DAVIDSON IRRA GEORGETOWN DERMATOLOGISTS P S GEORGETOWN DERMATOLOGISTS PS U GEORGIA FARM FOUNDATION GEORGIA FIREFIGHTERS PENSION FUND GEORGIA FIREFIGHTERS PENSION FUND CU GEORGIA MUNICIPAL EMPLOYEE BENE GEORGIA POWER CO NON Q JP MORGAN GEORGIA POWER CO QUAL JP MORGAN V GEORGIA STEVEDORE ASSOCIATION GEORGIA STEVEDORE ASSOCIATION GEORGIA STEVEDORE ASSOCIATION GEORGY CREATIVE FASHION INC JOHN P GERAGHTY IRA DANIELE GERARD GREGORY T GERARD SUZANNE GERARD IRA RO GERARD KASS IRA ROO PRI USD IBJ WILLIAM F GERARD REV TR SUZANNE GERARD GARY J GERBER ROY B GERBER GERBER TRUST KATHRYN -DGERBER TRUST MARGARET -D- P JOHN G GERDENER

G P G P G M M G G N G G G P G G M G G G G G M G G M P Reject Code G M M P P M G M P G P G M M G G G G P P G P P P P G M P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 93 of 302 PageID #:54704

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601701-0 115779-5 642472-4 116764-2 126838-4 615826-9 615827-7 615824-2 615831-5 615832-3 107950-6 615822-6 615823-4 615830-7 615828-5 615825-0 615829-3 622947-6 607778-1 120379-7 633530-6 114224-0 Claim ID 601693-6 605117-0 605190-1 610763-0 639201-6 609019-2 126282-3 601670-7 102846-4 637814-5 107596-9 632530-0 632494-0 120178-6 601703-7 601719-3 605156-1 621283-2 639180-0 125693-9 125762-5 639118-4 606198-2 606628-3 633845-3 624948-5 624950-7 624952-3 624953-1 624954-0 624955-8 638849-3 113134-6 609615-8 609619-0

JOSEPH GENTILE & DORIS GENTILE JTW EMMANUEL J GENTILE CAROL A GENTRY ROBERT B GENTRY IRA JOE L GENTRY GENUARDI A D AEL GENUARDI D&J AEL GENUARDI DA AEL GENUARDI FDN AEL GENUARDI FDN CHA FRANCIS GENUARDI GENUARDI G AELT GENUARDI J AELT GENUARDI J&C AEL GENUARDI J&D AEL GENUARDI L AELT GENUARDI M&C AEL GENUINE PARTS CO PEN ALLIANCE TNT-LDN-GCM07- GENUS SOCIALLY S DAWN M GEOGHEGAN GEOHOL INVESTMENTS INC IAA U.S. REDDY M GEORGANN Claimant Name MICHAEL L GERRITY & ANN CLARK GERR COLLEEN R GERRITY TRUST DTD 5 18 9 ERIN L GERRITY TRUST DTD 5 18 93 S GERRY HOMES I M-PLEDGED GERRY ZIMMERMAN IRRA GERSHENSON - FUNDING BRA-CLSG JEROME L GERSHMAN MATTHEW D GERSHUNY JOSHUA GERSHWIN WILLIAM FBO RICHARD D GERSON FRED M GERSON IRA JANICE A GERSTEIN F1-2058 ROBERT GERSTEIN IRA R/O B1-1944 ELIZABETH W GERSTEN IRA RO MR STEPHEN W GERSTEN SYLVIA GERSTEN TRUST UAD 5 21 93 DR HILLIARD C GERSTEN TRUST UAD 5 GERSTENBERGER RES TR A DAVIS BRUCE F GERTH BRUCE F GERTH IRA EST KENNETH GERTZ PATRICIA GERVEY #2 GESCHEIDLE CRUT -UT GESCHEIDLE IRA TR DANIEL -CLSG ZZ- GESTION EUROPE 50 GET FUND - SERIES H GET FUND - SERIES J GET FUND - SERIES L GET FUND - SERIES M GET FUND - SERIES N GET FUND - SERIES P JACOB GETSON BENE DECD IRRA CHESTER W GETTYS TRUST GETZ SUSAN R GETZ TRUSTEE BETSY N -C-CLSG

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G M G P M M M M M M P M M M M M M G P M P G

109982-5 648540-5 611071-1 611265-0 610798-2 638689-0 103770-6 100127-2 645124-1 648179-5 108912-9 109343-6 642940-8 114367-0 610434-7 627081-6 618219-4 600004-5 107635-3 125216-0 641091-0 108543-3 Claim ID 624701-6 119186-1 122913-3 100551-0 117051-1 652163-0 649532-0 119841-6 606765-4 120701-6 600983-2 645588-3 100443-3 105222-5 104038-3 110744-5 638648-2 115067-7 643899-7 607508-8 607785-4 607510-0 622005-3 102840-5 102841-3 123196-0 622336-2 123197-9 121487-0 102461-2 102385-3 615711-4 615670-3 121363-6 620664-6

Reject Code G G G P M P G P N G M P G P G G G P G M N G P P P G G G G G G G G P P

Confidential

MARIE V GEREMIA SHERRIE L GERGER SEP GERHARD LAURA A IRREV SUCC-TOA GERHARD RUSSELL K 3 16 00 EX GERHARD RUSSELL K IRREV SUCC-TOA MILAM J GERICK & MARY A GERICK TIC RAYMOND J GERINGER IRA BARBARA S GERKEN KUHL IRA GREG E GERLACH IRRA GEORGE GERLANC IRRA LINDA M GERLEMAN BARBARA L GERMAIN GERMAINE JR TRUST HAROLD J GERMAN IRA GERMAN MARSHALL -IRIDIAN-SM ELEANOR M GERMAN OIAA GERMANO FAMILY CRUT DAV PATRICK GERMANO GERMINARIO TRUST GERMINI GLOBAL PARTNER LP TERRY M GERNSTEIN SEP SAM GEROME TRUST Claimant Name GIAMMANCO INVESTMENT HOLDINGS LIM THOMAS GIANGRASSO IRA FRANK GIANRINI ROBERT P GIARD SEP IRA CHARLES GIBB JOHN G GIBB FAMILY TRUST DTD 4/19/ GIBB JOHN PAUL C GIBB GIBBONS IRA DAVID J CLSG KATHLEEN A GIBBONS PATRICK GIBBONS NANCY S GIBBS TTEE RICHARD T GIBLIN RICHARD T GIBLIN NELL GIBSON IRA NELL GIBSON IRA MRS MARY A GIBSON TERESA A GIBSON G MATTHEW GIBSON TTEE TNT-LDN-EM141- GIC ALLIANCE-SL TNT-LDN-EM092- GIC JP MORGA-SL TNT-LDN-EM143- GIC WELLINGT-SL GID PAN AGORA EST ROBERT D GIERKE PATRICIA J GIERKE GIF EQUITY ACTIVE FD GIF EQUITY ACTIVE FD GIF EQUITY SELECTED FD GERALD L GIFFIN PAUL F GIFFIN DOYLE W GIFFORD IRA GIFFORD PHILLIPS REV TOA M E GIFFORD TESTAMENTARY-JESSIE CLAIRE N GIGUERE IRA GIL AC OLD MUTUAL GLOBAL ASSETS F

P G P P P M X N M G G G P P P P G P G G G G Reject Code P G M P P M P M P M G G M X M G P X G G G P P G G G M G N P G P P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 94 of 302 PageID #:54705

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 612052-0 100067-5 622379-6 610278-6 622001-0 622002-9 622004-5 640723-4 621988-8 115079-0 104450-8 113028-5 615004-7 107375-3 641019-7 627111-1 114936-9 Claim ID 636704-6 601466-6 601469-0 601714-2 601713-4 601032-6 601716-9 605577-0 616878-7 634707-0 606341-1 606285-7 606339-0 606283-0 122524-3 121836-0 643706-0 124158-3 123842-6 637578-2 640992-0 101610-5 104338-2 623895-5 652352-8 623896-3 124863-4 120967-1 610996-9 124864-2 115782-5 600986-7 631935-1 621180-1 621179-8 124635-6 646152-2 648947-8 110723-2 117076-7

THE JOHN GEWEKE TR HIGH DIV HOWARD GEWIRTZ GEWT EQUITY FUND 2 GF 86 LLC GF CHARTWELL INVMT GF VALLEY FORGE GF WEAVER VALUE GFC PARTNERSHIP GGOF GLOBAL GROWTH FUND GARY G GHAHREMANI GHB INVESTMENTS JOHN GHESQUIERE GHIRARDELLI YNEZ TUA REBECCA L GHRIST GAYLEN GHYLIN & PENNY GHYLIN JTWRO GEORGE GIACOMINO DEC OF TR IRREV VINCENT J GIAMBARTOLOMEI Claimant Name JOHN B AND NELDA S. GILCREASE JTWR CALEB ETHAN GILDER 1989 TRUST DTD LUKE JOSEPH GILDER 1990 TR DTD 12BRITT LOUISE GILDER MR RICHARD GILDER RICHARD GILDER VIRGINIA A GILDER VIRGINIA A GILDER GILES JAMES IRA SUB EQUAL CLOS ALBERT F GILES TTEE ALEXANDER F GI GILKES GST EX MAR TR ARTHUR GILKES GST NON-EX MAR TR -CLSG GILKES ROO IRA ANN FULLAN GILKES TRUST ARTHUR G FBO ALICE GILL MARY S GILL CHARLES F GILL TTEE H EDWARD GILLANDERS & DONALD D GILLASPIE IRA DONALD D GILLASPIE IRRA JIM GILLELAND IRRA ROBERT S GILLEN ROBERT S GILLEN EILEEN D GILLESPIE MICHAEL J GILLESPIE MYLES D GILLESPIE MARCIA L GILLETIE EZRA K GILLETT GILLETT SHERWIN D TOA ROBERT K GILLETTE BERNARD O GILLIARD BRENDON GILLIGAN IM THOMAS J GILLIGAN TRUST GILLINDER BROTHERS HOURLY EMPS PE GILLINDER BROTHERS SALARIED EMPS HAROLD D GILLIS IRA M DOUGLAS GILLIS EDWIN R GILLMER WILLIAM T GILLUM GILMAN FAMILY PARTNERSHIP

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P N P P G P M G G P G G G G G P X

620662-0 620661-1 118591-8 114026-4 126009-0 117675-7 126691-8 121852-2 107393-1 106941-1 106942-0 107762-7 642097-4 119642-1 638149-9 611261-7 112412-9 Claim ID 108215-9 605326-2 105460-0 108043-1 616162-6 620148-2 641189-4 605180-4 633347-8 601705-3 611569-1 601707-0 605062-0 603900-6 102033-1 603259-1 105196-2 606754-9 647317-2 647318-0 632562-9 629655-6 124352-7 605784-5 601706-1 614253-2 125791-9 610848-2 620310-8 107119-0 643326-0 610965-9 113454-0 121215-0 109779-2 618085-0 126232-7 606743-3 610094-5 607525-8

Reject Code G G G G G G G G P G P P P P G M M M M G G N N P M P M N P M G P G P P G M M P P

Confidential

GIL AOC TATE + LYLE REINSURANCE L GIL AOC UK1 VARIOUS GIL ACCOUNTS JOHN C GIL GIL MEN ELECTRIC CO PSP DOROTHY GILBERT ARTHUR W GILBERT IRA PAMELA K GILBERT MONIQUE M GILBERT REED SHARRON M GILBERT TAYLOR V GILBERT TAYLOR V GILBERT PATRICIA M GILBERT TRUST WILLIAM G GILBERT TTEE ROBERT J GILBERTSON MATTHEW ZAY GILBREATH IRA GILCO PARTNERSHIP MOAG CHARLES M GILCREASE & Claimant Name JOHN W GILROY LYNNE GILROY LELAND B GILSTRAP IRA RO LOWELL G GIMMESON DR MICHAEL & ISABEL GINDI JTWROS GINEZ S ETAL TTEES D GINEZ TR-IMA GERALD W GINGERICH IRA EDWIN GINSBERG ERNEST & HARRIET GINSBERG ROSS GINSBERG TOD GINSBERG TTEE-DELORES GINSBERG SALLY GINSBURG & MICHAEL GINSBURG ARTHUR GINSBURG 1 GINSBURG MR PAUL PATRICIA L GINSBURG GINSBURG PAUL RUTH GINSBURG TRUST GINWAY IRA ROO JOHN R -IR RICHARD V GIORDANO IRRA RICHARD V GIORDANO IRRA JACQUELINE GIOVANNINI TR F14204 GIOVINE INVESTMENT PARTNERS L P DENNIS A GIPSON IRA GIRARD EQUITY CHARTWELL CECELIA A GIRARDI & PETER GIRARDI GIREVENDULIS ROGER GIRGIS IRA GIRL SCOUTS OF NORTHEAST OH A AG GIRL SCOUTS OF THE USA RETPLAN FR LAURA E GISH ROTH IRA JAMES F GISMONDI IRRA GISSER SHELDON M A AG MARION A GITZ DONATO R GIUSEPPI JR #1 ERIC R GIVENS R GIVENS IRR TR KASEY MEGAN-DAV GJENSIDIGE FORSIKRING ASA GJOEN IRA RALPH J -IR GJR-STRATEGY ASSET MANAGERS TNT-LDN-GKN06- GKN GROUP PENS

P W P G G P N M N N M X G G G P G Reject Code P G G N G P G P P G P P G P N G N P P P G G N G P P P P P X G P G N X G G G P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 95 of 302 PageID #:54706

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 644941-7 613105-0 609231-4 609232-2 111848-0 605902-3 625118-8 107904-2 103476-6 650733-6 601715-0 605126-0 Claim ID 124346-2 618792-7 616258-4 616259-2 114493-6 605071-9 118106-8 123904-0 101212-6 124308-0 621455-0 620346-9 652704-3 601717-7 603109-9 621182-8 620309-4 634366-0 621789-3 108687-1 100309-7 619336-6 112201-0 635607-9 102568-6 625639-2 619264-5 652705-1 116159-8 613119-0 113562-7 651173-2 651175-9 651174-0 108612-0 643896-2 613133-6 651153-8 651154-6 651155-4 650531-7 652929-1 623900-5 102514-7 623901-3

WILLIAM ERIC GILMAN GILMAR INC AGENCY GILMER SR TRUST GARY D -PD GILMER TRUST MARILYN -P IRVING S GILMORE FOUNDATION GILMORE G FBO EMILY LENNEN EXCL GILMORE I S FDN OPPENHEIMER ELIZABETH GILMORE TRUST PATRICIA GILMORE TRUST HOLLY GILMOUR AND ROD GILMOUR JTWR DAVID E GILOR AND SHIRA L GILOR JT DAVID E GILOR AND SHIRA L GILOR JT Claimant Name RUSSELL E GLASS GLASS-GLEN BURNIE FOUNDATION GLASS-STEAGALL FINANCIAL OPPORTUN GLASS-STEAGALL FINANCIAL OPPORTUN JOHN W GLASSER BARRY S GLASSMAN AND ALICE GLASSMA F GLASSY MD INC CAROL C GLATSTEIN BEATRICE GLAUBERMAN OTTO J GLAUSI GLAXO WELLCOME MPS SCHRODER GLOBA GLAXO WELLCOME PF MPS SCHRODERS G GLAZEBROOK PROFIT SHARING TRUST JAMES GLAZER & NANCY GLAZER JTWROS GLAZER OFFSHORE FUND LTD GLAZIER & GLASSWKRS-UNITY MARK G GLAZIER REGENT GLAZIERS PENSION BOSTON PARTNERS GLDMN TRANSITION ARS DOREEN M GLEASON SUSAN GLEASON MARRIAN L GLEASON TR1983 JAYNE L GLEISNER GLENDALE INTERNAL MEDICINE GERALD A GLENDENNING IRA THE GLENMEDE CORP -LARGE CAP 100GLENMEDE LARGE CAP VALUE PORTFOLI GLENN GLENN G ELIZABETH GLENN SALLY RAE IMA CATHERINE A GLENNON GLENVIEW CAPITAL MASTER FUND, LTD GLENVIEW CAPITAL PARTNERS, L.P. GLENVIEW INSTITUTIONAL PARTNERS, GLENVIEW REAL ESTATES CORP DBP JAMES V GLES TTEE GLESMANN MARJORIE L IRREVOCABLE GLG PARTNERS LP GLG PARTNERS LP GLG PARTNERS LP FID FDS- GLH FINANHIAL SRV GLICK CUSTOMER ERROR 10154880 ESTATE OF FREDERICK P GLICK FRIEDA C GLICK IRA FREDERICK P GLICK JR

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G P W W M G G M X G G G

123645-8 106720-6 643915-2 126860-0 105993-9 117069-4 118060-6 118001-0 101048-4 124941-0 114599-1 602720-2 Claim ID 109691-5 109667-2 652854-6 652966-6 652896-1 652879-1 111828-5 111532-4 115743-4 119406-2 601720-7 120217-0 111807-2 117678-1 633628-0 649676-8 621736-2 607933-4 607642-4 621783-4 622517-9 616058-1 112624-5 117087-2 109250-2 110529-9 109412-2 109473-4 652972-0 102095-1 638218-5 645918-8 102094-3 619620-9 616460-9 619582-2 619621-7 622982-4 622981-6 618587-8 618580-0 618581-9 618582-7 618584-3 618586-0

Reject Code M G G G X P G M P M G G M G P P G G P N N P M G P P G M G G P M M M N P G P P P G G P P P

Confidential

GKN NA CONSOLID PENSION PLAN WILLIAM L GLAD LOIS M GLAESCHER IRRA RONALD I GLAESER IRA SUSAN GLAS IRA NANCY L GLASER ALVIN I GLASGOLD EMP PP ALVIN I GLASGOLD MD PA EMP PEN PL AUDREY L GLASS ALBERT W GLASS IRA MACELLIS K GLASS NANCY ELLEN GLASS Claimant Name KEITH GLICKENHAUS KIMBERLY GLICKENHAUS GLICKENHAUS, GLORIA GLICKENHAUS, KEITH GLICKENHAUS, KIMBERLY GLICKENHAUS, ROBERT IRA MORTON G GLICKMAN IRA MORTON G GLICKMAN EVELYN GLICKSBERG TRUST ROBERT C GLIDEWELL ROBERT I GLIMCHER NORMA W GLINICK SHARON GLINSKI TRUST MARY ANN GLIOTTTONE GLOBAL ALPHA LONG SHORT EQUITY GLOBAL BALANCED #2 GLOBAL BALANCED FUND #1 GLOBAL INDUSTRIAL TECH-TNT M TNT-LDN-SUI09- GLOBAL RESEARCH GLOBALT GLOBALT #1 GLOBALT GROWTH FUND DONNA G GLOGG GLOVER & ASSOCIATES INC SB MARION B GLOVER AND RONALD R GLOWACKI SHIRLEY GLUSSMAN IRA SHIRLEY GLUSSMAN IRA GLUSTROM,ROBERT CHARLES IRA ROLLO JAMES GLYN KAREN GLYNN AND DAVID A GLYNN JAMES GLYNS CHILDRENS TRUST GM GROWTH LIQUIDATION R S GM PUTNAM GLOBAL TACTICAL ASSET GM R1000 INDEX R S #2 GM VALUE LIQUIDATION R S CU GMA GIRMA SSGA INDEX FUND CU GMA WCSIF SSGA INDEX FUND GMAM GROUP PENSION TRUST I GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST

G G P M G G M M N X N G Reject Code G G M M M M G G P G G M N M G P G P P G M G N M G N M G M G M G G G M G G P P G G G P G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 96 of 302 PageID #:54707

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623902-1 623903-0 652918-6 652851-1 652806-6 109692-3 109672-9 Claim ID 625276-1 622551-9 622552-7 625278-8 625280-0 625274-5 622356-7 115697-7 115592-0 622275-7 622010-0 622013-4 121739-9 647445-4 107819-4 637544-8 636979-0 121750-0 102702-6 645163-2 601722-3 106344-8 107642-6 120168-9 115698-5 112676-8 112879-5 112932-5 119125-0 122137-0 118434-2 118433-4 106076-7 648678-9 601704-5 642712-0 637550-2 617568-6 104136-3 117738-9 105862-2 601721-5 100935-4 121640-6 100109-4 117078-3 601727-4 100110-8 601726-6 602901-9

MARITAL TRUST A UOW FREDERICK P GL MARITAL TRUST B UOW FREDERICK B GL GLICK STOCK ACCT 10154884 GLICKENHAUS FOUNDATION GLICKENHAUS FUND GLORIA GLICKENHAUS ROBERT GLICKENHAUS IRA Claimant Name GMO INTRINSIC VALUE FUND GMO Q LARGE CAP CTF GMO QUANT LARGE CAP EQ VTF GMO TAX MANAGED ABSOLUTE RETURN F GMO US AGGRESSIVE GROWTH FUND GMO US EQUITY CORE FUND GMO VALUE FD GMP AND EMPLOYERS PENSIN FD GMP AND EMPLOYERS PENSION FUND GMP H&W JENNISON GMT ALLIANCE GNL ASB US INDEX THOMAS GNOLFO IRA THOMAS GNOLFO IRRA CARIDAD GO IRA JEFFREY J GOATES AND RALPH GOATES IRA RALPH G GOATES MD IRA ROBERT A GOBANY IRA MARY KIDD GOCHBERG MR WILLIAM D GODDARD GAYLE M GODFREY MERRILL A GODFREY IRA EDWARD F GODFREY IRREV TR JOSEPH S GODSOE IRA ROBERT F GODWIN DBP ROBERT F GODWIN PSP ROBERT F GODWIN STEPHEN B GODWIN SUZANNE W GODWIN BARBARA A GOEBEL IRA ROBERT S GOEBEL IRA DAVID F GOELZER IRA J WILLIAM GOERING LIVING TRUST SUSAN GOERLICH KARLA A GOETTEL & DENNIS F GOETTEL MYRNA J GOFF IRRA GOFF THOR OR SUSAN JT IMA JEAN W GOFORTH IRA ABU Z GOFRAN ALBERT R GOGLETTE CLAUDIA F GOHL NAGAMEEN GOKOOL JAYE GOLANTY IRA HERBERT A GOLD #1 MARK S GOLD #1 MARK S GOLD #1 HERBERT A GOLD #2 DR DANIEL TOBIAS GOLD & MRS SUSAN CHARLOTTE GOLD & TOBY W COHEN CO T

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P P M M M G G

618588-6 618591-6 618593-2 618594-0 619474-5 622143-2 622354-0 Claim ID 623913-7 121210-9 108927-7 117332-4 605252-5 601733-9 114702-1 605345-9 601730-4 633232-3 601731-2 601728-2 601725-8 620991-2 108935-8 605287-8 600984-0 100636-3 623908-0 623920-0 108936-6 123034-4 123059-0 112394-7 108767-3 108768-1 121121-8 607024-8 623912-9 601724-0 623910-2 108148-9 101911-2 112181-2 124543-0 623909-9 122866-8 122867-6 648613-4 648614-2 601736-3 648612-6 630854-6 120361-4 610820-2 607711-0 100960-5 643133-0 120302-9 605368-8

Reject Code G G G G G W M G G G G P M P G G G M G G G N P P G G G G P G N N M G G G G P G M N P N M P P G P G G

Confidential

GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST GMAM INVESTMENT FUNDS TRUST GMIMCO R1000 R S CLOSED GMO - CORE FUND GMO EQUITY FD Claimant Name HELAINE T GOLD TONI A GOLD IRA JANE GOLD JANICE R GOLD JEFFREY GOLD JESSICA GOLD MARK L GOLD MATTHEW GOLD MRS CHARLOTTE W GOLD DR HELAINE GOLD PROFIT SHARING PLA REBECCA GOLD ROBERT J GOLD SUSAN W GOLD GOLD TOE RET PLAN OPPENHEIMER ARTHUR S GOLDBERG 1 JUDY B GOLDBERG AND JOYCE B BORGID ANDREW GOLDBERG ARTHUR GOLDBERG COF DAVID GOLDBERG JANE GOLDBERG COMPLEX TR ALVIN GOL ARTHUR S GOLDBERG IRA 1 HERBERT M GOLDBERG IRA HERBERT M GOLDBERG IRA WILLIAM GOLDBERG IRA IRVING GOLDBERG IRVING GOLDBERG MARGARET GOLDBERG GOLDBERG MEM'L PRIV FNDTN-CLSG MICHAEL GOLDBERG NATALIE GOLDBERG DAVID GOLDBERG REV TR RICHARD GOLDBERG STEVEN R GOLDBERG SUSAN GOLDBERG THEODORE GOLDBERG UMB - JANE GOLDBERG TRUST DTD 6 23 GINA M GOLDBLATT IRV TR MICHAEL J GOLDBLATT TRUST GOLDEN GOLDEN HOWARD J GOLDEN & GAIL K GOLDEN JT ARTHUR S GOLDEN & GERTRUDE A L GOL IM GOLDEN CROSS FUND JOHN T GOLDEN IRA GOLDEN LOUIS B2 ETHAN SUC-CO-TA GOLDEN PAGES PENSION PLAN PATRICK A GOLDEN EDWARD O GOLDENBERG TTEE FLORENCE U GOLDENSTEIN TR MORRIS GOLDFARB & ARLENE GOLDFARB

P G P P G G M Reject Code P P X P G P G P G P G G G G P G G X P P P M M G N N M G P G P G G G M P G G G G P G G M G P N M M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 97 of 302 PageID #:54708

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601732-0 610813-0 Claim ID 633233-1 623921-8 624219-7 623905-6 623911-0 624220-0 623918-8 623919-6 623907-2 609000-1 106127-5 113066-8 638836-1 610389-8 610388-0 609895-9 608094-4 608092-8 608093-6 608097-9 608096-0 608219-0 608095-2 607860-5 607861-3 112148-0 125187-2 125603-3 116744-8 608114-2 106841-5 621676-5 618806-0 622618-3 651121-0 651124-4 651125-2 651127-9 651128-7 651130-9 651131-7 604922-2 604923-0 633410-5 613813-6 609119-9 652924-0 625471-3 649181-2 603032-7 601738-0 601748-7 Claim ID 116885-1 104961-5

ADAM S GOLD GOLD EILEEN I AG Claimant Name ALVIN GOLDFARB CHARITABLE TRUST DA JAMES GOLDFARB COMPLEX TRUST ROBERT GOLDFARB COMPLEX TRUST GOLDFARB FAMILY TRUST DTD 12 23 8 GOLDFARB FAMILY TRUST II DTD 11 2 MR ROBERT GOLDFARB PERSHING UMB CUST JAMES R GOLDFARB REVOCABL UMB - JEANETTE GOLDFARB TRUST DTD UMB CUST ALVIN GOLDFARB U I T 1 20 GOLDFEIN ADMIN TRUST -CLSG MICHAEL S GOLDING HENRY A GOLDMAN & BENJAMIN GOLDMAN GOLDMAN ENVIR FDN - WPG FI GOLDMAN FUND - CORE EQUITY WPG R & R GOLDMAN FUND - S&P 500 GOLDMAN GRAND 1989 FBO ALICE GOLDMAN GRAND 1989 FBO D -CLSG GOLDMAN GRAND 1989 FBO WM GOLDMAN GRAND 1991 FBO ALICE GOLDMAN GRAND 1991 FBO WILLIAM GOLDMAN GRAND 86 ALICE EQTY GOLDMAN GRAND 91 FBO DANIEL GOLDMAN GRND 86 DANIEL EQTY GOLDMAN GRND 86 WILLIAM EQTY MURIEL GOLDMAN IRA RICHARD L GOLDMAN IRA IRENE M GOLDMAN MARILYN S GOLDMAN GOLDMAN POOLED S & P 500 BARRY GOLDMAN PSP GOLDMAN SACHS GOLDMAN SACHS & COMPANY EMPLOYEES GOLDMAN SACHS ASSET MGMT GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS EXECUTION AND CLEAR GOLDMAN SACHS PRINCETON LLC BEAR GOLDMAN SACHS PRINCETON LLC BULL GOLDMAN SACHS PWM 2 GOLDMAN TRUST E WCM GOLDMAN TRUST ROCHELLE -CLSG GOLDMAN, RUTH REVOCABLE LIVING TR MARK CARTER & JANICE GOLDMAN-C LILA GOLDNER TTEE GOLDRING MS JUDITH GOLDRON A PARTNERSHIP COF PINSKER RABBI PHILIPPE GOLDSCHMIDT Claimant Name VICTOR GOMEZ WILLIAM C GOMPERS IRA

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624221-9 623914-5 Claim ID 625483-7 601744-4 619429-0 601750-9 601739-8 107807-0 613957-4 125672-6 601751-7 614834-4 623898-0 605289-4 601745-2 601752-5 623906-4 601741-0 104711-6 112457-9 119466-6 601747-9 102034-0 601749-5 601740-1 609516-0 601755-0 601756-8 601746-0 104894-5 642497-0 601753-3 605330-0 601743-6 601742-8 601754-1 601723-1 115215-7 633234-0 111530-8 112399-8 603055-6 120865-9 120369-0 601734-7 651595-9 601729-0 101690-3 641411-7 601735-5 601191-8 120285-5 100892-7 107935-2 Claim ID 625445-4 648471-9

Reject Code P P P P P P P P P P P G G P P P G G G G G G G G G X P G N G G P G G G G G G G G G G G P G G M P P G G G Reject Code P P

Confidential

ROBERT D GOLDFARB - UMB CUST GOLDFARB CHARITABLE LEAD TRUST 5 Claimant Name JUDY R GOLDSMITH 2000 LIVING DAVID GOLDSMITH AND JENNY ANN FRAN LINDSAY M GOLDSMITH CLSD DOUGLAS GOLDSMITH DR DOUGLAS GOLDSMITH LON R GOLDSMITH IRA GOLDSMITH IRENE - TRUSTEE RICHARD W GOLDSMITH SARA GOLDSMITH GOLDSMITH TRUST B - IMA CLIFFORD H GOLDSMITH TRUST UAD 5 1 JULIE GOLDSTEIN & ERIC GOLDSTEIN J JEFFREY I GOLDSTEIN & MICHELLE ROBERT A GOLDSTEIN AND JULIE V BLANCHE K GOLDSTEIN RICHARD C GOLDSTEIN DECEASED EDITH GOLDSTEIN MARION T GOLDSTEIN IRA JOAN A GOLDSTEIN JOYCE GOLDSTEIN JUSTINA L GOLDSTEIN MICHELLE GOLDSTEIN MR LAWRENCE J GOLDSTEIN GOLDSTEIN REV BERNICE-CLSG HILLARY GOLDSTEIN REVOCABLE TRUST MARVIN GOLDSTEIN REVOCABLE TRUST M JONATHAN M GOLDSTEIN TR DTD 10 25 3THOMAS J GOLDSTEIN TRUST DAVID L GOLDSTEIN TTEE MARC GOLDSTONE MARC J GOLDSTONE HOWARD J GOLDSTONE REV TRUST HOWAR IDA F GOLDSTONE TRUSTEE IDA F GOLD IDA F GOLDSTONE TRUSTEE IDA F GOLD CARLA GOLDWORM YVETTE GOLEC TST ALVIN GOLFARB FOUNDATION DAVIDE GOLIA & DAVIDE GOLIA GOLMAN MS LOUISE MARK I GOLOD IRA LORI A GOLON G BARRY GOLSON AND CYNTHIA GOLSON GREGORY GOLTERMANN BARBARA B GOLTZ AND GLENN P GOLTZ THOMAS H GOLTZ RUTH C GOLTZ TTEE DR BARRY GOLUB & JANE GOLUB TIC TAMI GOLZMAN MONICA E GOMES KENNETH R GOMETZ IRA JOSE F GOMEZ Claimant Name TRUST UOW MAY F GOODMAN PAULA H GOODNOW

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102411-6 122202-3 122204-0 122201-5 122203-1 122200-7 125856-7 125857-5 118053-3 615795-5 115345-5 124570-8 108165-9 108192-6 115347-1 125412-0 100766-1 101381-5 120903-5 111294-5 126884-8 122934-6 642404-0 110366-0 607710-2 100601-0 116291-8 648482-4 637867-6 117185-2 122992-3 122993-1 651013-2 650928-2 644960-3 117224-7 122340-2 625476-4 113451-5 601759-2 601760-6 612374-0 115774-4 647882-4 101312-2 104895-3 628116-8 651334-4 101936-8 601758-4 Claim ID 647829-8 114555-0 608919-4 635507-2 641143-6 639768-9 125841-9

GANDHI GONDI CHAD A GONSOULIN GONSOULIN CHARITABLE TRUST ALTON GONSOULIN III TR DARLA H GONSOULIN TR ALLYSON A GONSOULIN TRUST LOUISE GONTCHAROK IRA ROBERT GONTCHARUK IRA CORP OF GONZAGA UNIVERSITY GONZAGA UNIVERSITY ENDOWMENT-DAVI LINDA A GONZALES LISA M GONZALES JUAN GONZALEZ #1 JUAN GONZALEZ #2 ALLISON L GONZALEZ CHRISTINA GONZALEZ ERNESTO A GONZALEZ KARLA G GONZALEZ MARIA G GONZALEZ RAMON GONZALEZ ROEL C GONZALEZ RICHARD A GOOCH IRA RICHARD A GOOCH IRRA KENNETH W GOOD GOOD SHEPHERD SISTERS THOMAS W GOOD LARRY GOOD TRUST LARRY GOOD TTEE FBO RICHARD GOODALL KATHLEEN M GOODEN GOODIN CAROLE REALTOR DBPP EDWARD J GOODIN DBP ELISABETH GOODINGS ROBERT GOODINGS LEWIS GOODKIN ENRIQUE GOODLIFFE ELIZABETH J GOODMAN ESTATE OF ABRAM VOSSEN GOODMAN GEORGE GOODMAN HERBERT GOODMAN HERBERT GOODMAN SARA GOODMAN INVESTMENT MGMT MORRIS GOODMAN IRA BEVERLY GOODMAN IRRA JAMES H GOODMAN JAMES R GOODMAN JANE S GOODMAN DIANE S GOODMAN SEP PROP TR DTD 1/ SOPHIA GOODMAN SUSAN GOODMAN Claimant Name STANLEY W GORDON SUSAN J GORDON GORDON TRUST ALAN D -P GARY L GORDON TTEE JOANNE K GORDON TTEE ARTHUR I GORDON UNRESTRICTED VIRGINIA GORDON

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610795-8 610796-6 608831-7 100411-5 606556-2 608832-5 633045-2 633041-0 634224-8 125474-0 601757-6 100470-0 643328-6 120591-9 637767-0 126782-5 121584-1 637780-7 624677-0 102387-0 116417-1 636466-7 625537-0 110365-2 105975-0 100574-0 601762-2 650986-0 612567-0 104872-4 624816-0 101542-7 651011-6 400106-0 113000-5 125717-0 123577-0 117483-5 104177-0 125843-5 100926-5 651016-7 123574-5 114407-3 125725-0 612586-7 601761-4 644678-7 601763-0 119646-4 Claim ID 615197-3 634399-6 634398-8 111035-7 126526-1 111095-0 111033-0

Reject Code G P G G G G M

Confidential

GOODRICH GLENN C TOA GOODRICH JUDITH ANN TOA GOODSON CRUT-D-CLSG JACKIE W GOODSON IRA GOODSON IRA R EUGENE CLSG-IR GOODSON TR E & S-D-CLSG GOODVJ GOODVP GOODWILL ENDOWMENT FUND INV MGMT GOODWILL INDUSTRIES JAMES E GOODWIN AND VERONICA GOODW HUNTAS P GOODWIN FRANCIS M GOODWIN IRA PHILLIP H GOODWIN RONALD G GOOLD AND DORIS GOOLD EDWARD H GOOLD RONALD G GOOLD EDWARD H GOOLD RRA THE GOOSE AND BADGER FAMILY TRUST CHRISTINE GOOSSENS ALFONS F GOOSSENS FAM TR MR MICHAEL J GORAN DR JAMES L GORDER IRA ALAN S & CYNTHIA GORDON BITA GORDON BLANCHE GORDON BRUCE D GORDON CAROL A. GORDON DORIE GORDON HENRY J GORDON FAM TR GORDON FIELD ARMOUR FRANCES L GORDON GEORGE GORDON GREGORY GORDON HENRY J GORDON HERBERT GORDON IRA LINDA C GORDON IRA PATRICIA B GORDON IRA RITA M GORDON IRA STANLEY W GORDON IRA MARVIN L GORDON MARY GORDON MITCHELL H GORDON MYRNA T GORDON REBECCA GORDON REV TR ROBERT GORDON ROBIN BETH GORDON RON GORDON SETH GORDON SHARON E GORDON Claimant Name GOV OF BERMUDA PUB SVC SUPERANNUA GOV OF GUAM INVESCO CAPITAL GOV OF GUAM OPPENHEIMER CAPITAL GILBERT E GOVE IRA GILBERT E GOVE IRA CAROL R GOVE TR CAROL R GOVE TRUST

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 99 of 302 PageID #:54710

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652952-6 633507-1 633504-7 628157-5 120521-8 119683-9 601764-9 646823-3 125593-2 124569-4 120832-2 618298-4 618299-2 110928-6 618172-4 106907-1 619283-1 611129-7 646354-1 109928-0 111068-3 100731-9 109814-4 627805-1 118287-0 606687-9 123799-3 103825-7 118858-5 650943-6 650993-2 633235-8 620293-4 650947-9 400066-8 634331-7 650983-5 108020-2 104721-3 652835-0 120672-9 120671-0 102597-0 619307-2

GORDON, ARLENE TRUST GORDON, CAROL A. GORDON, GEORGE D. PAUL A GORELICK AND CAROL S GORELI CHRISTOPHER M GORES MICHAEL S GORLICKI KENNETH S GORLIN AND SANDRA GORLIN M KEEFE GORMAN AND SUSAN GORMAN JT DIANNE GORMAN HELEN GORMAN M K GORMAN A GORMAN SNT AVA A GORMAN SNT BRK THOMAS A GORMAN GERALD GORMAN UNIFIED CRED NFJ WILLIAM J GORMAN JOSHUA H GORTLER GOSHEN HOSP LARGE CAP DIVER MOAG KAROLYN GOSLIN AND CRAIG GOSLIN JT CATHERINE W GOSSETT IRA VICTOR G GOSTOMSKI THOMAS G GOTH IRA GOTHENBURG LIBRARY FOUNDATION ROBERT W GOTTESMAN IRA MARGARET E GOTTLIEB LIV TRUST GOTTLIEB RICHARD D -IRA-CLSG RICHARD GOUDALL IRA ERNEST J D GOUGH IRA WILLIAM W GOUGH GEOFFREY GOUINLOCK GEOFFREY GOUINLOCK DONNA R GOULD - IRA ESTATE OF ALAN M GOULD FERGUS & RUTH GOULD GEORGE GOULD ALBERT GOULD ROO IRA-FHB RUTH GOULD STEPHEN GOULD TR SANDRA J GOULD WINGFELD GOULD, LESLIE ESTATE OF ELAINE GOULTER AND #1 ELAINE GOULTER FAMLY LP #1 MARGARET C GOURASH TR U/W/O HELENA R GOURIELLI

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Claim ID 621445-2 609593-3 633242-0 633241-2 102538-4 605161-8 614458-6 105193-8 633564-0 104388-9 106360-0 106361-8

Claimant Name GRAHAM CAPITAL - SIRACH CAPITAL M GRAHAM CATHERINE -CLSG GRAHAM CO 401K GRAHAM COMPANIES D B PLAN DENNIS L GRAHAM DR PATRICK GRAHAM GRAHAM E DAVIS JOAN GRAHAM FAMILY TR GORDON GRAHAM HARRIETTE GRAHAM GERALD F GRAHAM IRA #1 GERALD F GRAHAM IRA #2

G P P P N G P G G M G P

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126509-1 126510-5 126525-3 109833-0 615198-1 117388-0 610863-6 620164-4 121405-5 652607-1 625117-0 117569-6 100483-2 107384-2 113278-4 642354-0 111666-5 110449-7 125278-0 104998-4 105376-0 614134-0 105377-9 104997-6 110682-1 652532-6 652530-0 652531-8 118906-9 117378-2 120221-9 114663-7 644661-2 112464-1 614460-8 108732-0 608690-0 613968-0 606359-4 102949-5 108335-0 112883-3 607709-9 125960-1 124940-1 Claim ID 603261-3 603293-1 652861-9 602178-6 119157-8 105414-7 629788-9 103728-5 616172-3 623501-8 639988-6 107072-0

Reject Code

Confidential

CAROL R GOVE TRUST CAROL R GOVE TRUST CAROL R GOVE TRUST JUDITH E GOVENS GOVT OF BERMUDA CONTRIBUTORY PENS N WELLS GOW JR GOWANS DAVID T IRAT ELIZABETH GOWING 1995 REVOCABLE TR JOHN T GOWLAND GPFWPSP GR COMM FOUNDATION FIXED ALLEN GRABELL THOMAS N GRABER LEE GRABER TRUST MERLE D GRABHORN JR TR PATRICK M GRABILL JOSEPH L GRABOWSKI PAMELA J GRABOWSKI GRACE ASSOCIATES BARBARA O GRACE ERIC W GRACE GRACE FDTN JEREMY B GRACE STEPHEN E GRACE STEPHEN E GRACE GRACIE CAPITAL INTERNATIONAL LTD GRACIE CAPITAL L P GRACIE CAPITAL L P EUGENE R GRACZYK TRUST PATRICIA V GRADDY IRA DAVID M GRADWOHL ANN L GRADY CHARLES C GRADY IRA LARRY GRAENING GRAF E REV## JOHN H GRAF GRAF ROBERT & SUZANNE-CLSG GRAF ROBERT L GRAF SUZANNE L IRA -CLSG DONALD L GRAFF CHARLES J GRAFFEO WILLIAM J GRAFFIN IRA GRAFTON GROUP PENSION FUND JON T GRAFTON BRUCE W GRAHAM Claimant Name GRAND-JEAN NAN GRAND-JEAN NAN GRANDBERG, KENNETH GRANDCHILDREN'S TRUST #2 FBO ELIZ RAGHU V GRANDHIGE JACQUES GRANDMAISON GRANDSLAM TRADING DEIRDHRE A GRANEY JEFFREY J & DEBORAH J GRANGER GRANITE INVESTMENTS LP PETER A GRANSON JR & JOELLEN B GRA GRANT HEALTHCARE

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 100 of 302 PageID #:54711

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 105043-5 123163-4 601766-5 633562-4 121585-0 123048-4 638617-2 120531-5 642591-7 623923-4 650761-1 650789-1 106362-6 109917-5 623922-6 609574-7 644906-9 105044-3 648616-9 652344-7 652864-3 652967-4 624574-9 632524-6 605216-9 601765-7 122689-4 122690-8 126786-8 626948-6 626957-5 626953-2 620068-0 102051-0 118109-2 617874-0 610091-0 610092-9 628156-7 603035-1 Claim ID 125068-0 615678-9 648285-6 633497-0 116280-2 122869-2 623928-5 121639-2 633237-4 623929-3 601770-3 619278-5 601773-8 607953-9 650526-0 126091-0 633204-8

JOAN R GRAHAM IRA ROBERT A GRAHAM IRA IRIS GRAHAM EST JW GRAHAM ITF P GRAHAM JAMES GRAHAM JOHN J GRAHAM EMRIS GRAHAM JR & SHARON D GRAHAM KATHLEEN L GRAHAM LOIS I GRAHAM MRS CATHY GRAHAM SCOTT GRAHAM SCOTT GRAHAM GERALD F GRAHAM TR GLORIA A GRAHAM TR CATHY GRAHAM TRUST UAD 12-29-76 GRAHAM TRUST WILLIAM B -CLSG JOAN CUTLER GRAHAM TTEE JOAN R GRAHAM TTEE LESLIE GRAHAM TTEE F SMITH TTEE/K GRAHAM UNIT TR GRAHAM,HAROLD N. GRAHAM,HAROLD N.IRA DAVID GRAINGER TRUST CUST THELMA H GRAIS REV TR HANS J GRAM JACOB GRAM EDWARD L GRAMLICH IRA EDWARD L GRAMLICH TR ARLINE J GRAMLICH TRUST GRAMMATER 1994 FAMILY TRUST TA I GRAMMATER 1994 FAMILY TR TA I DOUGLAS D GRAMMATER TRUST TOWN OF GRANBY PENSION PL-INVESCO GRAND BLANC OES 507 GRAND CANYON CONSTRUCTION GRAND LODGE-GPM FUND TRINITY GRAND RAPIDS GEN-NTGI S&P500 GRAND RAPIDS P&F-NTGI S&P500 GRAND TRAVERSE PATHOLOGY PC EMP P GRAND-JEAN ESTHER Claimant Name KATHLEEN C GRAY CLARISSA GRAY TR ALLIANCEBERNSTEIN J ROCKHILL GRAY TTEE BG: L. GRAYBIEL HLDG INC CAROL J GRAYBILL IRA NANCY M GRAYHECK IRA MRS LOIS E GRAYSON - #82881600 WARREN B GRAYSON AND MR EDWARD L GRAYSON DECEASED MRS NANCY CROMER GRAYSON RITA GRAYSON GREACEN CONSTRUCTION INC PEN PL GREAT CIRCLE TRUST UOA D 8 28 87 GREAT DANE PENSION-WM BLAIR FID FDS- GREATER CHINA GREATER MEDIA COMMUNITY FOUNDATION OF GREATER ME

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611561-6 624364-9 115902-0 118454-7 606083-8 121408-0 109227-8 110263-0 616658-0 614523-0 646345-2 111295-3 111296-1 601767-3 623925-0 633236-6 623924-2 623926-9 102179-6 108961-7 609830-4 119632-4 121616-3 122195-7 652672-1 622931-0 122044-6 102062-5 652578-4 652541-5 652758-2 647207-9 611421-0 633380-0 122667-3 107313-3 614963-4 123963-5 110245-1 123134-0 Claim ID 116845-2 601769-0 118156-4 111229-5 643993-4 125015-9 612840-8 623936-6 623935-8 605194-4 619808-2 605384-0 605385-8 619811-2 112780-2 605152-9 126583-0

Reject Code M G P P G G P M P P G P G P P G P

Confidential

GRANT JAMES TOW JANE BARBER GRANT LINDA L GRANT JAMES A GRANT PSP CONSTANCE H GRANT TRUST JONI G PRE JOYCE D GRANTHAM GRAPENTINE ESTATE TRUST CAROLINE B GRAPER GRAPHIC COMM 2-C VICTORY GRAPHIC COMM UN LOC 449-S MED DR D FRED GRAPPY IRRA WILLIAM F GRASER IRA #1 WILLIAM F GRASER IRA #2 HOWARD GRASHIN AUGUST R GRASIS UMB CUST AUGUST R GRASIS IRA #1121 FBO AUGUST GRASIS IRA GRASIS-INV FUND AOC# 103876 PHILLIP M GRASMICK GRATZ UNION CEMETERY GRAUSTEIN TRS TAE R1000 -P ROBERT J GRAVELINE IRA NICK C GRAVENITES IRA HELEN K GRAVENITES LIV T GRAVES CUST GRAVES FOUNDATION JOSEPH B GRAVES SHARON M GRAVES GRAVES, ELIZABETH GRAVES, III GRAVESJT GORDON E GRAY AND MARY MILLS GRAY GRAY BROTHERS STMPG & MACH PS T GRAY CAPITAL DAVIS SELECT DONNA J GRAY DOROTHY X GRAY GRAY EVELYN MARIE REV - TUA GRAY FAMILY TRUST JAMES B GRAY IRA RUSSELL J GRAY JR Claimant Name NANCY J GREEN NORMA GREEN RICHARD A GREEN SHARON L GREEN SEAY DONALD F GREEN SR IRRA #1 TERESA A GREEN GREEN TREE PERP ASSU -EQUITY JACQUELINE GREEN UAD 3 1 67 JESSICA GREEN UAD 3 1 67 FRANCINE GREEN-KAPLAN RONALD GREENBERG & BARBARA SONNEBO MR ARNOLD GREENBERG AND MRS HARRIE MR ARNOLD L GREENBERG AND MRS HARR BARBARA SONNEBORN GREENBERG CAROL GREENBERG DOUGLAS ANDREW GREENBERG ELAINE GREENBERG

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633205-6 609720-0 634223-0 126523-7 638840-0 107087-8 644123-8 630094-4 110278-8 652673-0 601774-6 118963-8 118826-7 118866-6 601772-0 601776-2 612969-2 616940-6 601777-0 611049-5 124964-9 120886-1 101791-8 106509-2 102658-5 121456-0 633239-0 623930-7 636473-0 605251-7 102097-8 124162-1 115427-3 601771-1 623931-5 Claim ID 630208-4 126596-2 108593-0 610563-7 607775-7 105007-9 648417-4 640875-3 109675-3 652868-6 602478-5 102563-5 609153-9 644870-4 640233-0 612407-0 124163-0 107945-0 644871-2 644869-0 619859-7 101059-0

COMMUNITY FDTN OF GREATER MEMPHIS GREATER MIAMI JEWISH- TODD I GREATER PACIFIC LP INV MGMT ACCTCHARLES W GREAVES MRS SUSAN F GRECO AND MAURO J GRECO IRA REBECCA F GRECO IM SAM & ISABEL GRECO-EQUITY PL GREEK CATHOLIC UNION #1 GREELY, III MRS TAMARA GREEMAN DONALD F GREEN #1 LORRAINE GREEN #1 LORRAINE GREEN #2 ALAN GREEN STEPHAN GREEN AND BETH SACK TIC GREEN ARNOLD TRUST DTD 9 22 92 IM LESLIE & EDITH GREEN CHAR TUA DAVID A GREEN GREEN DAVID H IRAT DEBORAH A GREEN GREEN FAMILY CHARITABLE TRUST GERALD F GREEN IRA JEREMY R GREEN IRA MERLIN R GREEN IRA ROGER E GREEN IRA CHARLOTTE A GREEN IRA-ROO JACQUELINE GREEN JAMES M GREEN JEAN GREEN JOHN J GREEN GEORGE GREEN JR TRUST MARILYN GREEN MICHAEL GREEN MR MICHAEL GREEN Claimant Name IM GREENHAWT ENTERPRISES LP-PL ROBERT C GREENING & MARY GREENING IRA GREENLEAF ORTHOPAEDIC PEN-CLSG TNT-LDN-TOR20- GREENLINE US BL SUSAN M GREENOUGH MR SCOTT GREENSTEIN FBO LAWRENCE A GREENWALD PATRICIA GREENWALD IRA GREENWALD,PATRICIA IRA R/O GREENWAY CAPITAL EUNICE GREENWOOD GREER & C MOORE JTWROS -CLSG ELIZABETH G GREER FBO MURRAY H GREER BRUCE & EVELYN GREER I M GEORGE GREER JR TRUST MARY V GREER SAMUEL P GREER SAMUEL P GREER & ELIZABETH G GREER J L GREGG & S L SPIELMAN '99TR COM THERESA L GREGG

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106494-0 100693-2 117950-0 106365-0 113150-8 605245-2 114010-8 601780-0 601010-5 603335-0 601516-6 119074-1 122188-4 119891-2 106493-2 649299-1 122501-4 116000-1 626699-1 110217-6 648828-5 122182-5 606205-9 608630-6 121039-4 101244-4 119075-0 612275-2 605545-1 605550-8 601779-7 605418-8 601775-4 610918-7 109986-8 Claim ID 614252-4 115404-4 606620-8 606621-6 646948-5 647519-1 606365-9 606278-4 606364-0 605686-5 126118-5 608436-2 641253-0 114712-9 633523-3 114147-3 601788-6 106709-5 625466-7 102825-1 641723-0 641762-0

Reject Code G M M P G N M P G M G N P G G G G N G G G M

Confidential

FBO RACHAEL GREENBERG DANIEL A GREENBERG IRA SEYMORE GREENBERG IRA FBO JOSHUA GREENBERG IRR TR LESTER A GREENBERG IRREV JAMES GREENBERG IRREV TRUST #1 ANT KIM GREENBERG MALKA GREENBERG GREENBERG MR JONATHAN GREENBERG MR ROB GREENBERG ROB SANDRA S GREENBERG STEPHEN GREENBERG BARBARA S GREENBERG TRUST DANIEL G GREENBERG TRUST ELAINE K TTEE CHARLES J GREENBERG IRA GREENBLATT GREENBURG MAY FOUNDATION DONALD J GREENE IRA ROLLOVER SHELDON GREENE IRA ALEXANDER D GREENE IRRA ROGER F GREENE GREENE SHARON L -CLSG GREENE TR DTD 6-24-94 S -CLSG WILLIAM E GREENE PATRICIA M GREENE WOTTON JACK GREENFELD IRA ALBERT GREENFIELD FDN CUST EBS THE LISA NOEL GREENFIELD IRREV TR THE PETER LAWRENCE GREENFIELD IRRE CELIA GREENFIELD LEGACY TRUST UOA NOEL F GREENFIELD ROSLYN GREENFIELD GREENHALGH FBO WW GREENHALGH TOA LAWRENCE S GREENHAUS Claimant Name GRIFFIN Y ANDERSON FAMILY TRUST DIANNE R GRIFFITH GRIFFITH IRA ROO DAVID-CLSG GRIFFITH IRA ROO KATALIN CLSG BRUCE F GRIFFITH IRRA WILBERT E GRIFFITH IRRA GRIFFITH L R TR FBO JOE -CLSG GRIFFITH LAB RABBI FBO KEVIN GRIFFITH LAB RABBI TR-CLSG I D GRIFFITH P/S PLAN - BRAUN RUTH H GRIFFITH GRIFFITH TR DAVID M -D- CLSG RICHARD G GRIFFITH TTEE JUDY GRIFHORST TD: GRIFLIN INVESTMENTS US H EDWARD GRIGGS IRA WINONA GRIGGS MICHAEL J GRIGSBY BERNARD GRILL JOSEPH GRILLI ANTHONY M GRIMALDI ANTHONY M GRIMALDI IRA

X G P X G P G G G G P P P G X G G G P G G M P P M N N P P P G P P P G Reject Code P P P P G M G G G G P P M N P P G M P X G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 102 of 302 PageID #:54713

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 111564-2 107886-0 601768-1 601778-9 121613-9 612167-5 651722-6 637945-1 105904-1 100548-0 124183-4 108572-7 108573-5 601944-7 609027-3 626898-6 619632-2 116355-8 102080-3 118853-4 108209-4 601783-5 601786-0 103122-8 114576-2 612151-9 105502-0 111316-0 601737-1 625422-5 Claim ID 624630-3 115509-1 637548-0 637549-9 117925-0 612992-7 615713-0 615714-9 615717-3 615715-7 615716-5 612081-4 625424-1 116538-0 104936-4 106304-9 121990-1 601608-1 605214-2 601794-0 601960-9 100804-8 116753-7 119753-3 113723-9 117070-8 603746-1

ELLEN B GREGORY FAITH GREGORY IRA MARTIN E GREIF AND BETTY Z GREIF J MICHAEL I GREIF MORITA M GREIST IRA JOHN AND GEORGIA GREIST TEP AGY JILL A GRELL SD R/O IRA JEFFREY GRELLA SEP MAVIS C GRELLERT IRA JESSICA L GREMS ION GRESSER JOHN O GRETTENBERGER TR JOHN O GRETTENBERGER TR MS HANNAH JUDY GRETZ GRETZKY TRUST WAYNE -CLSG GREYHOUND - AVATAR ASSOCIATES GREYHOUND R S GARY R GRICE IRA LYLE D GRIDER DOLORES C GRIECO IRA PHILIP J GRIESBAUM TRUST ASHLEY GRIFFIN BEATRICE B GRIFFIN BETTY L GRIFFIN ELLEN B GRIFFIN SHELBY GRIFFIN INV AGY TEP WILLIAM R GRIFFIN JR IRA JOHN M GRIFFIN JR PATRICIA C GRIFFIN THE JOHN F GRIFFIN REVOCABLE Claimant Name THEODORE B AND CATHERINE J GRONLUN DANIEL GROOBERT FREDERICK GROOM AND MINNETTA M GROOM AND SUSAN E GROOMS GROOS CHARLES S TUA MARJORIE B GROOS IRREV TOW CLSD GROOS IRRV TRUST UOA-ALEX CLSD GROOS IRRV TRUST UOA-CHARLES CLSD GROOS IRRV TRUST UOA-DAPHNE CLSD GROOS IRRV TRUST UOA-MARA CLSD JAMES E GROOTEMAAT TEP CHARLES H GROSS AND JOAN D G BARBARA L GROSS BETTY M GROSS DANIELLE GROSS ERIKS GROSS GROSS FAM GRANDCHILDREN'S TR FBO GROSS FAMILY GRANCHILDREN'S TRUST GROSS FAMILY GRANDCHILDREN'S TRUS GROSS FAMILY GRANDCHILDREN'S TRUS GLENN J GROSS IRA HILARY GROSS IRA MARY JANE GROSS IRA RAYMOND E GROSS IRA FRIEDA GROSS LIVING TR GROSS MR GLENN

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N X G P G G P G X M P M M G P G G X P N P P G G G G N M G P

123822-1 615796-3 601787-8 615582-0 615583-9 615584-7 615585-5 612203-5 601785-1 121679-1 124341-1 623997-8 609684-0 609028-1 619392-7 620324-8 123330-0 109120-4 126419-2 126420-6 103511-8 115278-5 121127-7 109347-9 112278-9 651725-0 125604-1 107815-1 106465-7 104802-3 Claim ID 124269-5 112391-2 117249-2 117251-4 623944-7 623945-5 623939-0 623941-2 638634-2 615602-9 623937-4 623942-0 623940-4 103784-6 126529-6 613181-6 652987-9 652988-7 652989-5 117298-0 119785-1 627084-0 627085-9 632934-9 649649-0 625547-7 610602-1

Reject Code G N G G M P P P P P P G P G G M N G G G G G G P G P M

Confidential

DAPHNE GRIMES TRUST #1 MARY JEAN GRIMM REX L GRIMSLEY & CAROLYN GRIMSLEY G GRIMSLEY TR UOA ANNA G GRIMSLEY TR UOA DANIEL G GRIMSLEY TR UOA JONATHAN G GRIMSLEY TR UOA NICHOLAS CLARENCE GRIMSRUD REV TR TEP AGY RICHARD GRIN AND PEGGY WEISS JTWRO GEORGE L GRINNAN IRA BRIAN W GRINNELL GRINNELL POOLED-RUANE GRINNELL-RUANE GRINSPAN FAMILY TRUST-D-CLSG MELANIE GRISANTI - 'CLOSING' MELANIE GRISANTI FRANK A GRISEZ DONALD E GRISHAM IRA KARA L GRIST ROBERT E GRIST TR DONNA F GRISWOLD DOROTHY GRITTANI JAMES E GROBMYER IRWIN S GRODNER JOHN T GROEL IRA VADA J GROENKE 1995 REVOCABLE TRUS GLENNDA S GROFF PAULA R GROMULTS IRA PHILIP GRONKE IRA THEODORE B GRONLUND 2 Claimant Name ANDREW E GROSSMANN PETER M GROSSO IRA VICKIE L GROSVENOR VICKIE L GROSVENOR MRS SARA EWING GROTE - DECEASED SARA EWING GROTE DESCENDANTS TR U ROBERT E GROTE III JOHN GROTE DR CARL A GROTE JR PETER H GROTE LIV TR-CUST MR RICHARD T GROTE NANCY K GROTE JAMES M GROTE-DECEASED JIMMY A GROTH MARY E GROTZ TRUST GROUP HEALTH DB-INST CAPITAL CORP GROUP ONE TRADING L P GROUP ONE TRADING L P GROUP ONE TRADING L P GEORGE K GROVER IRA JEFFREY B GROVER EUGENE GROVES BYPASS TRUST EUGENE GROVES MARITAL TRUST GROVMIL GROWTH & INCOME GROWTH & INCOME ACCOUNT NO 1 GROWTH EQUITY

P P G P P P P P P M M M P G M P N G G G N X M P G P M G X G Reject Code M G M M P P P P G P P P P G G G G G G P M P P P G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 103 of 302 PageID #:54714

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601793-2 640856-7 116176-8 601795-9 601798-3 601797-5 609403-1 651659-9 651658-0 601790-8 601792-4 126591-1 119871-8 610815-6 125938-5 601791-6 608396-0 613083-6 121605-8 648272-4 122033-0 609126-1 103475-8 101589-3 610819-9 Claim ID 619263-7 633632-9 633629-9 633627-2 633641-8 633643-4 633644-2 633631-0 633637-0 633638-8 633636-1 620406-6 620312-4 620311-6 621705-2 622007-0 622369-9 609755-3 609854-1 622372-9 622673-6 618602-5 618603-3 634275-2 622352-4 622353-2 622357-5 638854-0 634265-5 625725-9 621843-1 621360-0

PATRICIA W GROSS MARY JANE GROSS SEP ANITA M GROSS SHIPPAM STEPHEN C GROSS DIANE GROSS TRUST - MM KAREN GROSS TRUST - MM GROSS TRUST RANDOLPH S -CLSG AURORA GROSSE DISTRIBUTION AURORA GROSSE TTEE OF TRUST 10-88 THE GROSSINGER & HOUGH 1997 TRUST THE GROSSINGER & HOUGH 1997 TRUST SHARON B GROSSINGER BARBARA B GROSSMAN GROSSMAN CHARLES TOA VCM SP ELEANOR GROSSMAN JEFFREY A GROSSMAN ELLEN GROSSMAN GROSSMAN ESTATE RICHARD -CLSG GROSSMAN FRED IRA FBO TERRY A GROSSMAN IRA JACQUELINE GROSSMAN JOE L GROSSMAN GROSSMAN REVOCABLE EVELY-CLSG RONALD GROSSMAN TIMOTHY P GROSSMAN GROSSMAN WALLACE FBO SG #2 TOA Claimant Name GS EXCHANGE PLACE MASTER FUND L P GS G&I FUND GS GLOBAL ALPHA EQUITY TRADING GS KOKUSAI EQUITY FUND G414 GS LARGE CAP VALUE FUND GS MAY 2000 EXCHANGE PLACE FUND L GS MAY 2000 EXCHANGE PLACE FUND L GS STRUCTURED U S EQUITY FUND GS VARIABLE INSURANCE TRUST - COR GS VARIABLE INSURANCE TRUST - COR GS VIT LARGE CAP VALUE FUND GS&CO PLDG JPMIM INST MKT NEUTRAL GS&CO PLDGEE JPMIM INVM A FOR M&M GS&CO PLDGEE MGT NY TTE MACS COMM GS-ALLIANCE LG CAP GSAM CORE EQUITY GSAM LC US CORE EQ GSAM LRG CAP-ALLIANCE GSAM LRG VL - WELLINGTON GSAM-SPC USLCG GSTSZF SSGA GLOBL EQ GTE BARGAINED VEBA TRUST GTE BARGAINED VEBA TRUST GTE HAWN TEL INS INV MGMT GTEIMC_EQUITY FD GTEIMC_EQUITY FD V GTEIMC_FUND G GTR INTERESTS LTD DAVIS ACCOUNT GUAM COMMUNITY COLLEGE FDTN FUND GUARDIAN FUND RBS TST GUARDIAN INTERNATIONACC 27 BNYE RBS TST GUARDIAN INTERNATL TS

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G G P G G G P G G P P N G P M G G G N G G G N P P

625777-1 613636-2 121759-3 606531-7 608782-5 111220-1 645159-4 651726-9 651723-4 651724-2 601799-1 624536-6 608869-4 606574-0 637734-3 102706-9 649358-0 119848-3 635994-9 100823-4 619444-3 115633-0 106383-9 633639-6 633633-7 Claim ID 611902-6 611903-4 611905-0 611906-9 611907-7 611908-5 611909-3 611910-7 611911-5 611920-4 611921-2 611941-7 611950-6 611951-4 611952-2 611953-0 611954-9 611955-7 643164-0 123688-1 125968-7 616164-2 103666-1 116653-0 107427-0 644708-2 644814-3 613888-8 111890-0 122088-8 126422-2 625592-2

Reject Code M G G P G P P G P G G M G M G G M G P M G G P G M M M G G G P M

Confidential

GROWTH INCOME SERIES GROWTH OPPORTUNITIES FUND FOR EBT BRUCE O GRUBAUGH GRUBB IRA LOIS -IRGRUBB TRUST LOIS Z -P WILLIAM R GRUBBS FAMILY TR DR PETER C GRUENBERG ALBERT GRUENHAGEN IRA DONALD GRUENHAGEN IRA JEAN GRUENHAGEN IRA MICHELE A GRUETZNER MARY GRUMHAUS FOR DESCENDANTS GRUNER 1997 TRUST KATH -CLSG GRUNER IRA WILLIAM -IR RICHARD GRUNOW RONALD S GRUNS IRA LYNN GRUNTZ TTEED IRA-RTTNHSE JAMES R GRUNWALD BRYAN GRUNWALD SEP DEBRA A GRUSMAN ANDREW D GRUVER DDS & ASSOC PA BARRY C GRUVER IRA PAUL A GRZYBOWSKI GS 1998 EXCHANGE PLACE FUND L P GS BALANCED-RV Claimant Name GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U MR ROBERT L GUARINO #2 ROBERT L GUARINO IRA 1 THERESA GUARNIERI EDWARD L GUBMAN IRA ROLLOVER BENJAMIN D GUBSER IRA MICHAEL J GUCKIAN CARLA L GUDE MR BOBBY E GUDGER IRA WILLIAM T GUENTHER IRA GUERIN VERA SEPARATE PROPERTY - I ALAN S GUERNSEY ALAN GUERNSEY TRUST BILL R GUEST IRA GUGGENHEIM ADVISORS

M G M P P N G P P P G P P P G M G M P M P G N P G Reject Code G G P P P P G P G P P P G G P P P P G G G G P N P G G P G M N P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 104 of 302 PageID #:54715

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623254-0 621844-0 621361-8 633333-8 611801-1 611820-8 611821-6 611831-3 611833-0 611835-6 611837-2 611838-0 611839-9 611842-9 611847-0 611848-8 611854-2 611868-2 611897-6 611898-4 Claim ID 608556-3 100290-2 108601-4 102456-6 646297-9 611463-6 612319-8 612320-1 651478-2 651565-7 651505-3 651555-0 651556-8 651560-6 651582-7 614260-5 117685-4 106149-6 113523-6 108802-5 108848-3 622197-1 601800-9 104927-5 625513-2 121164-1 125941-5 613093-3 119844-0 123366-1 105911-4 646917-5 608920-8 601803-3 110362-8 641678-0 613789-0

GUARDIAN LIFE INS CO OF AMERICA RBS TST GUARDIAN NORTH AMER CC 31 RBS TST GUARDIAN NORTH AMER TST SC GUARDIAN PENSION TRUST GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U GUARDIAN TRUST FBO ACCOUNT NAME U Claimant Name GULLING TRUST COLLEEN F -CLSG WILLIAM N GULLY DOROTHY L GUM IRA BARBARA T GUMP GERALD K GUMPF IRRA GUND GEORGE FDN MOAG GUNDERSEN LUTHERAN - OPPENHEIMER GUNDERSEN LUTHERAN - OPPENHEIMER KATHLEEN T GUNN & THOMAS M GUNN THOMAS A GUNN IRA JAMES GUNN JAMES GUNN JAMES GUNN JAMES GUNN JAMES GUNN GUNSTON / CHASE RAKESH K GUPTA ROBERT G GUPTILL F WILLIAM GURA JR PATRICIA N GURNEY IRA #1 GURNEY REV SURVIVORS TRUST GURP EB RUSSELL 1000 VALUE SIF-MC JUDITH GURREN CAROLE R GURTON LES J GURWITT MD A MEDICAL C LAURIE A GUSHO IRA GERALD GUSTAFSON GUSTAFSON JOHN E IRA PATRICIA GUSTAINUS MATILDE GUSTAVSSON MARJORIE E GUSTINE TOD TERRENCE W GUTH IRRA GUTH TRUST TIC D & R -PD BRUCE D GUTHART PATRICIA J GUTHERIE MR FRANK O GUTHERY IRRA GUTHRIE CHRISTOPHER TR2000-IMA

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P P M P P G G P G G G G P P G G P G P G

623259-0 625588-4 625589-2 625590-6 625591-4 625816-6 652759-0 122433-6 107500-4 640741-2 110809-3 108902-1 615073-0 100433-6 616104-9 115005-7 623949-8 623950-1 650937-1 606978-9 Claim ID 100887-0 107742-2 107958-1 627105-7 106872-5 644159-9 125127-9 647119-6 125807-9 112210-0 126803-1 101887-6 601804-1 651135-0 651136-8 117259-0 601808-4 620338-8 122454-9 122455-7 601978-1 610923-3 125323-9 601805-0 610411-8 101272-0 617457-4 623951-0 109455-6 100157-4 105708-1 125415-4 108751-7 102202-4 118867-4 118868-2 123417-0

Reject Code P G G P G P G G G G G G G G G G M G N G G P P G P M N P X P X G P P X M G

Confidential

GUGGENHEIM PORTFOLIO COMPANY III GUGGENHEIM PORTFOLIO COMPANY IV L GUGGENHEIM PORTFOLIO COMPANY VII GUGGENHEIM PORTFOLIO COMPANY IX L GUGGENHEIM PORTFOLIO COMPANY XII TRAT AGENCY FOR CAMILLO GUGLIUCCI GUICE GUIDANT SAVINGS PLAN GRACE F GUIDRY SUTTON GUILD ANTIQUES GEORGE AND REGINA MARY T GUILFORD ANTHONY G GUILIANO GUILLERMO E BRACHETTA MDPA EDWARD P GUION WESTGATE M P P FBO WAFIEK GUIRGUIS KELLEY A GUISE CHARLES W GULICK THEODORE B GULICK GULL ISLAND TRUST GULLING IRA EDWARD - CLSG Claimant Name AUDREY J GUTZWILLER JOE N GUY #1 JOE N GUY CO INC #2 RUTH GUYER IRREVOCABLE TRUST SHEILA GUYER TR LUCILLE J GUYETTE TTEE GARY W GUYTON GARY W GUYTON MAURA J GUZIER THOMAS S GUZIK TRUST JAVIER M GUZMAN IRA MICHAEL J GUZZARDO TRUST THOMAS J GUZZO GWL BALANCED FUND - BEUTEL GBALB GWL N A EQUITY - BEUTEL GNAEQB GARY F GYSSLER H & S INVESTMENTS COF FRIMA SCHNE H B EQUITIES GREAT H&GL LOCALS 472 172 ANNUITY FD H&GL LOCALS 472 A172 PENSION FD H&L KAPLAN FAMILY PARTNERS LP H&WM BOESCHENSTEIN TRTEES-EBOESC SUSAN S HAACKE IRA MINDY HAAR AND AVRUM HAAR JTWROS HAAS FUND-ICAP GEORGE H HAAS JOHN F HAAS TR-AGT FOR TTEE SYBIL R HAASE SUE A HABEL IRA LEONARD HABER IRA RICHARD G HABERKERN IRA 1 EARL & EILEEN HABERMAN TRUST HARRY W HABERTHEAR AVIS V HACHMEISTER EST HELEN C HACIK JOHN HACIK IRA BRUCE A HACKER

P P P P P P M P N P X N G N P M P P P G Reject Code M G G P P G M G M P N X G G G M G G M M G P P G G P P P G G G P G N P P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 105 of 302 PageID #:54716

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 122730-0 121229-0 122050-0 104289-0 119071-7 105009-5 601802-5 115766-3 115536-9 647777-1 125719-6 601801-7 116762-6 108039-3

KAREN F GUTHRIE ALEJANDRA GUTIERREZ CARLOS GUTIERREZ MAXIMINO GUTIERREZ IRA IRENE GUTIERREZ MARY D GUTIERREZ EDWARD GUTMAN & PATRICIA GUTMAN JT JORDANA M GUTMAN JUSTIN I GUTMAN UGMA HARVEY GUTMAN, M.D. & AUDREY GUTM LAURA E GUTNICK ROTH IRA GUTSTEIN FAMILY ASSOCIATES RONALD S GUTTMAN #1 JOYCE E GUTTMAN

M N N N M N G P P G G G G M

Claim ID 609293-4 608329-3 609294-2 611627-2 610300-6 612084-9 117909-8 100254-6 126539-3 103028-0 641488-5 126675-6 126676-4 126677-2 109278-2 118316-8 101788-8 624576-5 632942-0 103054-0 640788-9 636592-2 126284-0 114586-0 121274-5 122059-4 625638-4 111871-4 614595-7 623956-0 623958-7 623957-9 623955-2 119391-0 611050-9 611051-7 113630-5 113637-2 113727-1 111492-1 121074-2 606088-9

Claimant Name HADLEY GST EXEMPT MAR-CLSG HADLEY JOAN B TRUST-CLSG HADLEY MARITAL TRUST-CLSG HADLEY PROFIT SHARING PLAN PSA HADLEY SCHOOL - ICC THOMAS & BARBARA HAEFKE INV AGY TE SANDRA HAEN IRA ROBERT L HAENDIGES IRA SUSAN M HAERLE LISA A HAESELER MARVIN W HAESLE TTEE WERNER HAFELFINGER IRA #1 WERNER HAFELFINGER IRA #2 WERNER HAFELFINGER IRA #3 JAMES P HAFFARNAN SEP BARBARA B HAFFNER GREGORY D HAGAN ROBERT E HAGBERG IRA ROLLOVER PHILIP H HAGEDORN TRUST KENNETH D HAGEE JAMES A HAGEMAN IRRA FRED HAGEMEYER IRRA ROBERT J HAGEN KENNETH E HAGER JOHN F HAGES & JOHN F HAGES IRA HAGLEY MUSEUM & LIBRARY EQUITY A/ STIG B HAGSTROM IRA HAGSTROM RONALD & JULIE-IMA FBO M DEXTER HAGY GENERATION SKIPP FBO M DEXTER HAGY GENERATION SKIPP MARCELLA D HAGY M DEXTER HAGY MGMT TR- BANK OF AME ELLIOT HAHN HAHN FAMILY LTD PTNRSHP #1 MOAG HAHN FAMILY LTD PTNRSHP #2 MOAG EUGENE HAHN IRA #1 EUGENE HAHN IRA #2 EUGENE HAHN IRA #3 FRED HAHN IRA JON K HAHN NANCY HAHNE - NORTHERN TRUST BANK

P P P P G P N N M N G N N N G N P P P N P G M G M M G M P P P P P P P P G P P G P P

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123562-1 110087-4 116911-4 609478-3 105174-1 105276-4 618333-6 122063-2 111873-0 102882-0 101369-6 101368-8 107926-3 608499-0 609295-0 Claim ID 619870-8 639625-9 124415-9 124417-5 645877-7 646555-2 108886-6 637798-0 126738-8 126735-3 126739-6 651032-9 651031-0 651033-7 609363-9 601806-8 108628-6 108627-8 103227-5 108441-0 108442-9 111058-6 106946-2 107360-5 103604-1 111568-5 634248-5 622798-8 642512-7 105495-3 115540-7 109453-0 652542-3 639740-9 104818-0 119485-2 100135-3 650898-7 114976-8 105697-2 618845-1 126777-9

Reject Code

Confidential

MARJORIE E HACKER GERALD R HACKETT IRA GERALD R HACKETT IRA HACKETT TRUST JAMES J -CLSG ARTHUR G HACKMILLER IRA #1 ARTHUR G HACKMILLER IRA #2 HADASSAH MEDICAL RELIEF ASSOCIATI MONICA HADDEN R PALMER HADDEN GEORGE H HADEN IRA GEORGE HADEY GEORGE HADEY IRA GEORGE HADEY TRUST HADLEY FAMILY TRUST -D HADLEY FAMILY TRUST-CLSG Claimant Name MICHAEL A HAINES IRA ROLLOVER SUZANNE B HAINES IRA ULIS HAIR & ROSALIND J HAIR TRUST HAIZLIP HOLDINGS LP TOM K HAJE RICHARD K HAKALA JOHN P HAKE AND ESTHER HAKMAN IRA RACHMIL HAKMAN IRA RACHMIL HAKMAN IRA HAL IAM-CHART HAL PILOTS-CHART HAL SAL EE-CHART HALAS FAMILY HLDG CO -CLSG DANIEL H HALBERSTAM AND ELLEN D KA JAMES M HALDORS LINDA L HALDORS CURT A HALDORSON FRIEDA S HALE #1 FRIEDA S HALE #2 FRIEDA S HALE #3 FAYE W HALE 1993 LIV TR CHARLES S HALE IRA RONALD D HALE IRA RONALD D HALE IRA HALE MAKUA FDN INV MGMT - BAL HALE ROBERT GEORGINA HALEY IRRA FRANK J HALFERTY HALGREN FAMILY TRUST ROSALIE M HALIK IRA HALL MR J MORRIS HALL & MRS KATHERINE D HARRY HALL 1 ALYSON F HALL ARTHUR B HALL BARBARA & LARRY HALL CAROL A HALL EDWIN J HALL HALL FAMILY FOUNDATION ARKELL HALL FOUNDATION

M G M P P P G M G P P P M P P Reject Code P G M M G M P G M M M G G G G G X X P N N N P G G M G P G P P X M G N N G P G G G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623006-7 120720-2 120717-2 120718-0 102116-8 107732-5 103634-3 627036-0 111929-0 116095-8 Claim ID 101226-6 107736-8 607028-0 119973-0 610993-4 126627-6 126625-0 118961-1 618614-9 618616-5 104570-9 649279-7 121559-0 618846-0 623143-8 652608-0 113755-7 105789-8 601811-4 601812-2 110067-0 648019-5 602718-0 601807-6 121669-4 628152-4 616648-2 651015-9 650862-6 117755-9 611193-9 104384-6 611192-0 125752-8 103188-0 115499-0 121384-9 104363-3 633089-4 646824-1 102433-7 640071-0 104377-3 644812-7 643928-4 644020-7 119795-9

AGT NANCY HAHNE RESERVE #2 AMBER M HAIK HEATH HAIK MAC HAIK RAYMOND A HAIK CAROLYN H HAILE #3 WENDY C HAILEY HAIM INVESTMENTS NV - NORTHERN TR HAINES FAMILY TRUST RICHARD J HAINES IRA Claimant Name THOMAS W HALL WAYNE E HALL HALL WILLIAM D CLSG BARBARA F HALLAND HALLE MILTON M FD B RSLD TOA FBO JACK HALLER TRUST FBO OSNA L HALLER TRUST COLLEEN R HALLGREN HALLIBURTON COMPANY EMPLOYEE BENE HALLIBURTON COMPANY EMPLOYEE BENE LORI A HALLMAN RUTH ANNE HALLMAN RRA RUTH ANNE HALLMAN HALLMARK CARDS MASTER TRUST HALLTOWN LTD NRA IM HALLUTMA MARY E HALOUSEK IRA ARNOLD HALPERN 1 DWIGHT N HALPERN DWIGHT N HALPERN ALAN HALPERN IRA WILLIAM E HALPERN IRRA ANDREW H SOKEL & NANCY E HALPERN J ROSALIE HALPERN MICHAEL P HALPIN DR STANLEY HALPRIN IRA ROLLOVER DR STANLEY HALPRIN IRA-LOOMIS ANNE HALSALL THE LATE ANNE HALSALL HUGH W HALSEY HALSTEAD CHERYL W LIV TR AGTR NORMAN L HALSTEAD HALSTEAD RICHARD LIV TRUST AGTR JOHN C HALTINER IRA JUDITH F HALVERSON ANDREW C HALVORSEN AND GARY HALVORSEN DEANNE T HALWAS HAMBLEN FARMERS DEBORAH HAMBLIN AND ERIC HAMBLIN J HOWARD B HAMBY DOUGLAS E HAMEL ROBERT L HAMEL IRA LARRY L HAMER IRA GORDON N HAMER IRRA HAMID BAHRAMZADEH TTEE DON HAMIL TRUST

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P P P P N N M P N G

121887-5 125819-2 104819-8 106614-5 117328-6 624094-1 613866-7 123590-7 616119-7 648164-7 Claim ID 119740-1 644527-6 117166-6 613613-3 647501-9 104670-5 120989-2 652609-8 616214-2 106145-3 109964-7 125600-9 635582-0 122736-0 122500-6 110044-0 110036-0 110035-1 100560-0 104720-5 121746-1 121767-4 121756-9 108438-0 117544-0 601810-6 107527-6 644494-6 117555-6 117554-8 617669-0 617671-2 617707-7 617706-9 617705-0 617708-5 645610-3 645612-0 636462-4 605011-5 652760-4 110772-0 104855-4 613334-7 125919-9 606122-2 647205-2

Reject Code N G P M G P P N G P G G M N G M G G G G G G P P M M P P P P P N P M G M G M P G P G X P P G X

Confidential

FRANK H HALL ERMA HALL HENRY HARRY HALL IRA 2 PATRICIA J HALL IRA KARI R HALL LEIGH MCDONALD HALL HALL LIVING TRUST - IMA PATRICIA A HALL DEBORAH T HALL REV TRUST THERESA HALL SEP Claimant Name IAN C HAMILTON E GORDON HAMILTON IRRA JERRY T HAMILTON HAMILTON JOHN T ESTATE CYNTHIA D HAMILTON OR ROSALIA B HAMILTON SAMUEL B HAMILTON HAMLHINK HAMLIN B T - TR FDS DEP SYLVIA N HAMLIN OBEDIAH E HAMLYN LESTER E HAMMAR JOEL M HAMME AND SUSANNA S HAMME J MICHAEL HAMME CHAD M HAMMER RICHARD R HAMMER STEPHANIE HAMMER TRUST #2 DAVID HAMMER TRUST#1 MARSHALL HAMMERSLEY JAMES C HAMMITT MICHAEL J HAMMOND IRA #1 MICHAEL J HAMMOND IRA #2 MARK E HAMMOND IRA VICTOR W HAMMOND IRA MARJORIE E HAMMOND WILLIAM A HAMMONDS & MARY E HAMMON STANLEY HAMMONS LAURA A HAMNER AND JOEL R HAMNER T JANET HAMO TRUST JOSEPH R HAMO TRUST 075-SHEILA F HAMP CUST FL RHB 076-STEVEN K HAMP CUSTODY RHB 191-TR DESC FBO S HAMP RHB 192-TR DESC FBO M HAMP RHB 193-TR DESC FBO C HAMP RHB 194-TR DESC FBO P HAMP RHB JAMES P HAMPSEY MD PA MONEY PURCHA JAMES P HAMPSEY MD PA PROFIT SHARI DAVID ALLEN HAMPSHIRE PENSION INV HAMPSHIRE COUNTY COUNCIL HAMPTON DOLORES H HAMPTON JULIE A HAMRICK HANAN DOROTHY C TUA TERRY J HANCOCK #1 HANCOCK CHAR TR MARIAN MULLIN DOUGLAS S HANCOCK

N G N N X P P M G G Reject Code P M M G G M M M P P G N G M G G G P G G M N M G G G P P P P P P P P P P G G G G M N N G N G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652362-5 102903-7 620332-9 652332-3 610976-4 Claim ID 106043-0 120681-8 608376-5 608379-0 608375-7 608374-9 611551-9 120821-7 111950-8 101289-4 112360-2 126294-7 643485-1 625630-9 649410-2 108437-2 108444-5 100490-5 620333-7 611059-2 116353-1 638434-0 611061-4 611047-9 601813-0 110575-2 611677-9 105115-6 622099-1 622100-9 107314-1 115160-6 117366-9 607423-5 606073-0 607067-1 105773-1 110131-5 101127-8 116853-3 637118-3 104058-8 117314-6 110851-4 112426-9 105525-9 645087-3 639340-3 622176-9 621079-1 119974-9 104669-1

DORRANCE HILL HAMILTON CHAR #1 CLIFFORD E HAMILTON HAMILTON COLLEGE - IRIDIAN ASSET DORRANCE HILL HAMILTON CRUT #2 HAMILTON FAMILY MAR TR AG-TOA Claimant Name SIDNEY HANDLER CHARLES E HANDLEY HANDS FAM INVESTMENTS L P -DHANDS Q-TIP TRUST JOHN M -CHANDS TR NO 1 SARAH M HANDS TRUST SALLY MEAD -DHANEL ROBERT & BARB JTROS MOAG STERLING L HANEL TRUST REEFA Y HANENBERGER TR BERNARD HANES RUSSELL B HANFORD IRA PAULA HANIGOSKY LOUIS E HANISKO TTEE HANKELE MEMORIAL FD-DOMESTIC EQUI HANKIN FAMILY TRUST MARY ANN A HANKINS #1 MARY A HANKINS #2 GEORGE E HANKINS HANNA BOYS CENTER CAPITAL GUARDIA HANNA EYAD MOAG ROBERT J HANNA IRA WILLIAM W HANNA IRA HANNA MAZEN MOAG HANNA MICHAEL A DR AGTR MR J KEMP HANNON KUUALOHA N HANOHANO IRA HANOVER COLLEGE ENDOW FD-OPPEN C WILLIAM S HANRAHAN IRA HANSARD INTERNATIONAL AMER BASE HANSARD INTERNATIONAL GROWTH ORDI CHARLOTTE B HANSBERGER IRA CHARLOTTE B HANSBERGER IRA DAVID G HANSEN HANSEN FAM CAP MADISON-CLSG HANSEN FAMILY CAPITAL LTD FLORIDA HANSEN FLP INTRAV-CLSG GARY L HANSEN IRA HOLGER HANSEN IRA HOWARD M HANSEN IRA VELMA R HANSEN IRA ARMAND G HANSEN IRRA JEAN A HANSEN JEFFREY P HANSEN TERRIE L HANSEN THEODORE E HANSEN DARRELL HANSHAW GLADYS V HANSKUTT TTEE FBO BARBARA A HANSON HANSON IND PENS SCH - REORG 06 12 BNYE HANSON INDL PENS-TRANS SELL P CHARLES H HANSON IRA EDWARD K HANSON IRA

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M N P M P

115086-3 123420-0 125422-7 113674-7 633405-9 Claim ID 118620-5 102561-9 112057-3 618211-9 619895-3 113100-1 635433-5 120173-5 119982-0 101963-5 115644-6 605124-3 611033-9 646459-9 107833-0 124118-4 103814-1 104639-0 108164-0 124105-2 118368-0 618400-6 618401-4 118369-9 621700-1 114234-8 107960-3 608530-0 611614-0 606507-4 606506-6 606508-2 606823-5 117123-2 110373-3 110109-9 123171-5 605473-0 605164-2 120241-3 113186-9 606309-8 621267-0 105259-4 121823-9 607101-5 613008-9 624583-8 652544-0 652706-0 100768-8 652543-1

Reject Code P M G P G G P M G G P G M G P M N P P P P G P P G G G G M M G M N P P P G N G G G N M X P G G G P M M M

Confidential

DAVID H HANCOCK IRA LEOLA H HANCOCK EST JUDITH HANDEL HARRY HANDELSMAN HANDLER REVOCABLE TRUST U/A Claimant Name HAROLD W HANSON IRA PAUL T HANSON IRA LOWELL C HANSON HANSON NANCY TUW FBO JANET-DEL DEBRA HANSON SEPARATE PROPERTY STACIE C HANSON JUNE G HANSON TTEE JOSEPH W HANSS JR IRA RO HANYS MIMBER HOSPITALS SIT STEPHEN J HANZLIK IRA VAUGHN HAPEMAN IRA DANIELLE R HAPPEL HAQUE IHSAN UL MOAG CHARLES B HARALSON & DIANE HARALSO PAUL HARANS PETER C HARBERS WILLIAM E HARBERT IRA CHARLES H HARBESON WILLIAM B HARBIDGE IRA HARBINGER LONG SHORT EQUITY HARBOR CAPITAL APPRECIATION FD HARBOR CAPITAL GROUP TRUST FOR DE HARBOR CAPITAL GROUP TRUST FOR DE HARBOR GLOBAL EQUITY FUND HARBOR-FORTIS-TRANSITION MARY HARBORN IRA ALFREDA S HARBOUR HARBOUR DECEDENTS TRUST -CLSG HARD AMELIA MOAG HARDEE FAM TR FBO JAMES -CLSG HARDEE FAM TR FBO RUTH KOVACS HARDEE FAM TRUST FBO MARY TABB HARDEE FBO MARY H TABB -CLSG MELVIN E HARDEE DARRELL L HARDEN KEVIN L HARDEN DORIS A HARDER ROBERT HARDI & KATALIN HARDI JTWRO DR ROBERT HARDI AND MRS KATALIN HA EDWARD W HARDIG IRA GLENN A HARDIGREE HARDIN 1999 GRIT I & GRIT-CLSG HARDIN A TR MACS EQUITY DIANE L HARDIN BARRY L HARDIN IRA HARDIN VIRGINIA HARDING J TOUOA SURVIVORS TRUST CLAIRE KELLEY HARDON HARDWICK HARDWICK WAYNE C HARDWICK HARDY

G M G N P Reject Code G X G P G N G G P N N P P G P M G N M G G P G G G P M G P P P P P N P N G G G M N P P M M P P P M M N M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 108 of 302 PageID #:54719

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID 645643-0 643594-7 105548-8 644173-4 644174-2 640781-1 116080-0 624066-6 652730-2 652193-2 113232-6 113889-8 623963-3 607478-2 609385-0 606407-8 120214-6 103909-1 120199-9 109222-7 124989-4 105479-1 120507-2 611155-6 100936-2 106003-1 619279-3 610831-8 612298-1 607030-2 118892-5 118891-7 104617-9 118899-2 102369-1 122822-6 125993-8 111552-9 616957-0 652761-2 621593-9 120919-1 120820-9 634296-5 639718-2 106322-7 619813-9 612008-3 100915-0 120283-9 117330-8 125955-5 Claim ID 601818-1 103639-4 628160-5 622930-1

Claimant Name MR HENRY C HARDY DCSD IRRA FBO ELIZABETH S HARDY CHARLES HARDY INC PSP #2 JOHN BASIL HARDY JR IRRA JOHN BASIL HARDY JR IRRA JAMES H HARDY MD IRRA GWEDOLYN S HARDY TRUST HARDY UNDERWRITING GROUP PLC HARDYMON THE HARE FUND LP JAMES C HARE IRA MIRIAM HAREL HARFAM PARTNERS HARGER GUARDIANSHIP ANDRE-CLSG HARGER TRUST ANDREW J -CLSG HARGER TRUST KELSEY D -CLSG FBO GRACE W HARGRAVE DIANA HARGROVE BARBARA HARGROVE IRA SUSAN S HARING ELAINE M HARKINS SALOME HARKINS EDWARD J HARKLESS IRA HARKLESS KENNETH W CHAR TOA BARBARA J HARKNESS IRA JENNIFER L HARLAN IRA MANSON B HARLAN TR HARLEY C & MARY HOOVER PRICE FDN HARLEY DAVIDSON DEF COMP AELTUS HARMALA BARBARA C ROBERT HARMAN #2 C ROBERT HARMAN IRA #1 SANDRA L HARMAN IRA MEREDITH P HARMAN BILLY HARMON IRA SAMUEL W HARMON IRA NEIL A HARMON RONALD J HARMON HARMON-BERKELEY CAPITAL MGMT HARMONY HARMONY US EQUITY POOL-MUNDER NANCY A HARNER WARREN L HARNEW IRA HAROLD CASTLE FDN BSCM INV MGMT-E HAROLD E BREITLING JR SEP PAUL HARP MARGARET J HARPER IRA RICH & BARB HARPER JT REV TR-HD MARTIN HARPER CARL F HARPKE IRA CHARLES E HARPRING ROBERT R HARR IRA Claimant Name PEGRAM HARRISON SHIRLEY L HARRISON HARRISON TOWNSHIP EMPLOYEE PENSIO TR U/A DR J HAROLD HARRISON

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Reject Code

Claim ID 609271-3 108563-8 652762-0 652731-0 109430-0 118122-0 652642-0 100707-6 400137-0 400138-9 117247-6 637667-3 637061-6 125445-6 638610-5 120407-6 601816-5 643669-2 117263-8 103206-2 101540-0 119966-8 601817-3 123291-6 605263-0 605275-4 609532-1 106363-4 114417-0 118650-7 119925-0 105447-3 601815-7 609596-8 601814-9 644640-0 618558-4 611260-9 119965-0 652545-8 613196-4 121324-5 613626-5 633246-3 620241-1 609087-7 623964-1 107146-7 614459-4 620203-9 620233-0 617638-0 Claim ID 614861-1 614860-3 101285-1 101351-3

G G P G G G G P M G G G P P P P G N M P M M N P N N P P G P P P N P N G M X P M M M M G M P P G P M G X Reject Code G N G G

Confidential

Claimant Name HARRAH MARY GAY -DTONY L HARRAH TR #1 HARRBAL HARRCOV BARBARA A HARRELL IRA JACQUELINE R HARRELL HARREQTY RICHARD F HARRIES THE DON AND SYBIL HARRINGTON FOUND THE DON AND SYBIL HARRINGTON FOUND JANNAS H HARRINGTON N LOUISE HARRINGTON MR GLENN L HARRINGTON TTEE KATHLEEN M HARRIS AND MR DAN BLAKE HARRIS AND CONSTANCE W HARRIS ELAINE D HARRIS FBO DR ELMER J HARRIS GLORIA D HARRIS JOYCE M HARRIS IRA MICHAEL W HARRIS IRA WILLIAM J HARRIS IRA JAMES A HARRIS JEFFREY M HARRIS JOEL HARRIS JORDAN HARRIS HARRIS MARILYN J PIERCE MARTHA T HARRIS MICHELLE HARRIS ROBERT L HARRIS ROBIN R HARRIS SHARIF L HARRIS SUSAN HARRIS HARRIS TRUST SHELDON T -DILENE K HARRIS TRUST UAD 01 21 200 MR ARLEN G HARRIS TTEE HARRIS UNIT 1 QUALIFIED NUCLEAR HARRIS WALTER #2-A MAR SUCC-TOA WILLIAM J HARRIS HARRISON HARRISON ASTRID & ROBERT IMA-PLDG BERLINE T HARRISON HARRISON CARLOS E IRREV TRUST HARRISON CHARITABLE REMAINDER UNI HARRISON ETAL TTEES HARRISON TR-C HARRISON GEN PART STEPHEN -D THE THOMAS C HARRISON IRRV TR UOA JOYCE M HARRISON HARRISON M-MAIN HARRISON MARK R - CUST FOR TRS HARRISON MELANIE - TR - CUST HARRISON PATTY N CUSTODY Claimant Name HARTMAN DAVID & PHYLLIS - IMA HARTMAN DEBRA - IMA ELIZABETH G HARTMAN GEORGE L HARTMAN IRA

Reject Code P G M M P N M P G P N M G G G G G G M G G M G M G G P X M G N P G G G G G P M M G P P P P G P N P P P M Reject Code P P M N

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 109 of 302 PageID #:54720

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620204-7 641658-6 610836-9 640350-6 644743-0 111357-7 124002-1 124000-5 111946-0 645506-9 104744-2 606490-6 103197-0 114305-0 626385-2 652196-7 642265-9 114300-0 100801-3 611102-5 611103-3 601819-0 124829-4 635600-1 625457-8 641839-2 641842-2 641857-0 641846-5 650582-1 621694-3 616333-5 650573-2 650578-3 650577-5 650584-8 650564-3 650583-0 650566-0 650579-1 643988-8 652732-9 106933-0 116451-1 126211-4 119407-0 120187-5 639601-1 Claim ID 120537-4 634948-0 633011-8 601821-1 652546-6 121606-6 621268-9 645711-8 107944-1

HARRISON Z W CUST FOR TRS U D 7-2 RENATA A HARROD TTEE HARROFF TANYA P TRUST AGTR HARRY DEAN JACOT IRRA HARRY H PENNER JR IRRA MARGARET F HARSH H WM HARSHBARGER KATE E HARSHBARGER MILDRED HARSHMAN IRA JOHN H HART DCSD TTEE EVELYN L HART HART IRA ELIZABETH -IR NFP JANE M HART IRA JOHN T HART IRA JAMES HART IRREVOCABLE TRUST ANDREW D HART JR JOHN C HART JR MARY K HART STEPHEN P HART HART WILLIAM A TRUST A TOA HART WILLIAM A TRUST B TOA PAUL J HARTE AND VICKI L HARTE JTW AMOS HARTE IRA AMOS HARTE IRRA RICHARD T HARTER & LYNN G HA WILLIAM F HARTFIEL IRRA WILLIAM F HARTFIEL IRRA WILLIAM F HARTFIEL IRRA WILLIAM F HARTFIEL HARTFORD BLUE CHIP STOCK HLS FUND HARTFORD FDN-IRIDIAN MGMT #1 THE JOHN A HARTFORD FOUNDATION INC HARTFORD GLOBAL ADVISERS HLS FUND THE HARTFORD GLOBAL FINANCIAL SERV THE HARTFORD GROWTH OPPORTUNITIES HARTFORD GROWTH OPPORTUNITES HLS HARTFORD INDEX HLS FUND HARTFORD LARGECAP GROWTH HLS FUND HARTFORD VALUE OPPORTUNITIES HLS THE HARTFORD VALUE OPPORTUNITIES F HARTINNS TRUST HARTIRA GILBERT C HARTIS JAMES V HARTLAGE ROBERT E HARTLEIN #1 HARTLEY & PARKER LTD EMP PL THOMAS R HARTLEY KIMBERLY ANN HARTMAN & DOUGLAS R H Claimant Name IRA T HASKELL IRA T HASKELL IRRA HASLFD ERIC HASSALL MD HASSELL SUSAN E HASSELL HASSETT LB TR MACS EQUITY GREGORY C HATCH IRRA ROSE A HATCH

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P G P M P P P N G G P P N X G G G G N P P P M G P G G G G G P G P P P P G G P P G M G G P G G G

117588-2 110150-1 643593-9 113035-8 125368-9 606109-5 109438-6 111267-8 106250-6 105853-3 109437-8 624587-0 650565-1 105854-1 611958-1 631468-6 108476-3 615597-9 125967-9 105795-2 116943-2 643934-9 633247-1 108128-4 639147-8 124243-1 612101-2 102171-0 626226-0 633245-5 601820-3 623965-0 109319-3 110939-1 110544-2 104934-8 104976-3 606775-1 606778-6 627053-0 111472-7 608703-5 112458-7 601823-8 601822-0 637839-0 124875-8 618126-0 Claim ID 651022-1 628163-0 628164-8 651035-3 651038-8 621193-3 646619-2 636181-1 650822-7

Reject Code M G P G M M P G M

Confidential

JOSEPH E HARTMAN MARION A HARTMAN TRUST BARBARA H HARTMAN TTEE DAVID HARTMANN EST GARY B HARTMANN HARTMANN TRUST ROBERT W ANN D HARTNETT MARJORIE S HARTNETT IRA MARY F HARTNETT IRA RICHARD W HARTNETT RICHARD W HARTNETT GEORGE HARTNETT TRUST HARTORD GLOBAL FINANCIAL SERVICES ANN D HARTRETT HARTUNG GIFT TRUST ADVISORY ACCT IM PETRA T HARTUNG JOE D HARTWELL ARTHUR & MARY HARTWELL TRUST AGCY EVA M HARTWIG WESTON F HARTZ IRA WESTON F HARTZ IRA JOHN HARUCH IRRA HARVARD-WESTLAKE SCHOOL - AOC #47 HARVEST OPPORTUNITY PARTNER II JOAN B HARVEY IRA JOAN B HARVEY KRISTINA & JOHN HARVEY TEP INV AGY TROY S HARVEY WARWICK HARVEY TRUST UNDER WILL DAVID T HARVIN - IRA ROO ELIZABETH HARVIN MR DAVID T HARVIN CLIFFORD J HARVISON EDWARD M HARWELL JR TR CHRISTINA HARWICH BRETT HARWOOD SANFORD HARWOOD FAMILY LP HARWOOD IRA RUSSELL T -IR HASELMAN MARK & LEONE -CLSD I/M/D FOR HASELTINE LTD PTNSHP SANDRA F HASENER HASENMILLER TRUST JOHN D -CLSG LILLA A HASHEMI LAILA HASHIM SARA HASHIM TOMIO HASHIMOTO TTEE TOMIO HASHIMOTTO IRA THE HASHMI FAMILY TRUST Claimant Name HAWAII PACIFIC UNIV - FHB HAWAII SHEET METAL WORKERS HEALTH HAWAII SHEET METAL WORKERS TRAINI HAWAII SHEET METALWORKERS H&W-LOO HAWAII SHEET METALWORKERS ANN FHB HAWAIIAN ELECTRIC MPT - PRESIDIO VERA E HAWBAKER DCSD KARLA HAWE SEP JENNIFER HAWES

G X G G G G G G X G M P P G M P G P P G M P P G G M G N N P G P M P G G G P P P G P P G G M G G Reject Code G G P G G G P M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 110 of 302 PageID #:54721

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 651735-8 125090-6 605638-5 637564-2 116781-2 647294-0 121411-0 121412-8 615926-5 109168-9 619296-3 619298-0 619297-1 619299-8 104211-4 124034-0 637315-1 643039-2 121463-2 608438-9 627062-0 624590-0 624591-9 619369-2 619317-0 647595-7 108999-4 108998-6 108930-7 110695-3 116158-0 100619-3 618904-0 620200-4 652534-2 620237-3 652533-4 619676-4 612277-9 610322-7 118794-5 651017-5 601825-4 Claim ID 620797-9 119791-6 103115-5 645456-9 606837-5 108941-2 646263-4 108943-9 108942-0 101120-0 101118-9 101119-7 124582-1 124595-3

HATCHER AND BOMSTAD DDS 401K PLAN LAVETTIA S HATCHETT 94 HATFIELD CHARTWELL PARTNERS CRAIG HATHAWAY IRRA ROBERT L HATHAWAY MARTHA PATRICE HATLEY IRRA KENNETH M HATT LATONA M HATT TRUST DONALD P HATTERY IRA PATRICIA HATTON IRA JOHN H HAUBERG JR JOHN H HAUBERG JR TR U/ART 6 FAY HAUBERG PAGE TR SUE B HAUBERG TR ROBERT M HAUCK REV LIV TR EDWARD J HAUENSTEIN IRA NANCY M HAUGNER MACKAY SHIELD FBO RONALD G HAUPERT RONALD G HAUPERT IRA HAUPT JTWROS R AND K -CLSG ESTATE OF NOLAN HAUSER CYRIL HENRY HAUSER IRA ROLLOVER CYRIL H HAUSER TRUST UOA MAY 3 199 H HAUSMAN IRA H-282 HAUSMAN IRR TR H-270 MRS EDITH C HAUSMAN AND MARIAN HAU MURRAY M HAUSNER #1 HAUSNER FAMILY TRUST #2 MURRAY M HAUSNER IRA R/O #1 HAUSSMANN HOLDINGS NV STEPHEN HAVEL CLARENCE O HAVEMAN HAVEN HOLDINGS LIMITED HAVENS F DREER - CUST FOR TTEE HAVENS INTERNATIONAL INVESTORS LT HAVENS J TTEE-HMH TR-CUST HAVENS PARTNERS L P HAVERFORD ALPHA TILTS R S RKS PARTNERSHIP CUST HAVERFORD HAVICAN - WAM -SL DOROTHY P HAVILAND TR HAWAII CHAMBER OF COMMERCE HAWAII INVESTMENT ASSOCIATES COF Claimant Name SHEILA A HAYMAN GERMAN P HAYMORE AND HAYNES FOUNDATION BOYD HAYNES III & KATHERINE N HAYN HAYNES SETTLOR'S TRUST AMY CAROLINE E HAYWARD FBO DAVID R HAYWARD CATHERINE O HAYWARD TRUST CHARLOTTE J HAYWARD TRUST EDWIN L HAYWORTH EDWIN L HAYWORTH IRA EDWIN L HAYWORTH IRA BARBARA HAZAN GRIT AZARIA HAZAN HUML

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616212-6 122122-1 645613-8 645647-2 108796-7 620337-0 108412-7 618290-9 100782-3 108232-9 111600-2 116431-7 110567-1 100430-1 601828-9 108313-9 601826-2 601824-6 125639-4 112448-0 634259-0 617767-0 610584-0 108407-0 601827-0 638408-0 106675-7 606584-8 116273-0 114346-8 111609-6 120444-0 104402-8 124345-4 101302-5 601710-0 608442-7 125790-0 611191-2 612159-4 617764-6 630685-3 125666-1 Claim ID 110078-5 644298-6 118637-0 645119-5 108959-5 114416-2 124357-8 618536-3 623206-0 616343-2 612105-5 113336-5 122061-6 105363-9

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Confidential

HAWKEN SCHOOL ENDOWMENT FUND-IRID JANICE F HAWKES IRA EDWARD Z HAWKES IRRA JANICE F HAWKES IRRA BEATRICE A HAWKEY TR MARTIN & JEANINE HAWKINS COMM PROP DIANE C HAWKINS DONALD HAWKINS EST TR BRK AVERILL HAWKINS IRA AVERILL E HAWKINS IRA IRIS S HAWKINS KENNETH L HAWKINS MAURICE HAWKINS TIMOTHY W HAWKINS DR JOHN A HAWKINSON FBO HAWKINSON FAM TR KATE L HAWKINSON MARTHA L HAWKINSON CURTIS E HAWLEY BARBARA R HAWLEY IRA HAWN HUMANE SOCIETY FHB PLEDGED B HAWORTH MSTR TR-DRESDNER RCM HAY FOUNDATION JOHN I -DRANDALL T HAYASHI YOSHIMASA HAYASHI DONALD L HAYDEL IRRA LEON HAYDEN HAYDON IRA CHARLES W -CLSG NORMA B HAYER DARREL H HAYES IRA KAREN HAYES IRA KATHLEEN HAYES IRA MICHAEL D HAYES IRA WILLIAM F HAYES IRA JAMES M HAYES JOSEPHINE HAYES HAYES JTWROS J & M -CLSG SUSAN L HAYES HAYES T O'BRIEN IRAT DONALD & JEAN HAYES TRUST AGENCY HAYES WHEELS MASTER TR LRG CAP TR U/A ANN P HAYGOOD GLORIA A HAYKO Claimant Name BERNARD P HEALY IRA PATRICIA W HEALY IRA CLAUDIA O HEARD IRA SALLY MURPHEY HEARD IRA WALTER W HEARD JR WALTER E HEARN IRA SANDERS F HEARNE THE HEARST FOUNDATION INC HELEN GIFFORD TUA FBO W HEARST HEARST MASTER TRUST-R1000 HEATH JOINT REV TR INV AGY - HDP ROBERT J HEAVER DON W HEBARD FBO D HEBARD

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 124580-5 124596-1 124128-1 640591-6 612193-4 651398-0 123803-5 631894-0 631893-2 117089-9 608242-4 622035-5 610238-7 610153-4 610240-9 608151-7 608154-1 607692-0 609547-0 609546-1 125626-2 112159-6 609545-3 609544-5 604947-8 604948-6 604949-4 604950-8 606069-2 610013-9 610778-8 112937-6 112938-4 620077-0 608156-8 608153-3 608152-5 608155-0 Claim ID 611100-9 103542-8 652927-5 615109-4 105484-8 623970-6 627734-9 606627-5 606236-9 606234-2 124931-2 106753-2 620048-6 620044-3 620045-1 620046-0 620047-8 620043-5 637150-7

MURRAY I HAZAN IRA MARILYN HAZAN JAMES G HAZEL JAMES G HAZEL SEP RICHARD HAZELWOOD TRUST AGY TEP DEBORAH AND SCOTT HAZLEGROVE HBBF LIMITED PARTNERSHIP HBCBS MGT STRONG HBCBS UNION STRONG HC CAPITAL GROWTH EQUITY PORT HCA - MACKAY LG CAP GROWTH HCC-SCHRODERS BAL HCEDBP - WAM HCEDBP-MET WEST HCI-LARGE CAP GROWTH HCSC MASTER PENSION TR -ICAP HCSC MASTER PENSION TR-CADENCE HE BEAMISH & CRAWFORD PEN&DEATH B HEAD FLITE BONI-CLSG HEAD FLITE TR JAMES E-CLSG KENNETH P HEAD IRA MICHAEL W HEAD HEAD TR BONI HEAD TR JAMES E HEADWATERS CAPITAL HEADWATERS CAPITAL HEADWATERS CAPITAL HEADWATERS CAPITAL HEALTH FDN SUPPORT SERVICES OF SO HEALTH PLAN ARMSTRONG SHAW HEALTH SCIENCE CTR FD HEALTHCARE INVESCO HEALTHCARE TRUST FD LEGG MASON HEALTHCARE UNDERWRITERS DB PLAN & HEALTHCARE WBT NON-UN -CADENCE HEALTHCARE WBT NON-UN-SPARE KA HEALTHCARE WBT UN-SPARE KAPLAN HEALTHCARE WBT UNION-CADENCE Claimant Name HEILIGENTHAL HARRY IRREV TOA RICHARD HEIMANN HEIMANN,BRUCE HEIMBURGER FAMILY TRUST IMA STEVEN R HEIMSTEAD MELVIN L HEINEMAN TRUST UWO HELENE M HEINEMANN HEINEN 1994 TRUST GLORIA -DHEINEN FAMILY TRUST PAUL A HEINEN IRA GLORIA N -IR JACK HEINES RICHARD C HEINL HEINZ ENDOWMENT-INST CAPITAL-CUST HEINZ ENDOWMENT-JENNISON-CUST HEINZ H ENDOWMENT-MELLON CAP-CUST HEINZ V I ENDOWMENT-MELLON CAP-CU HEINZ VIRA I END-INST CAPITAL-CUS HEINZ VIRA I END-JENNISON-CUST JOHN R HEINZE IRA

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105362-0 117398-7 125088-4 115015-4 121708-9 125580-0 601832-7 601833-5 125561-4 125568-1 601830-0 601829-7 126469-9 612554-9 112274-6 633047-9 110095-5 120027-5 119213-2 623967-6 633248-0 119305-8 118992-1 119743-6 601831-9 122004-7 638881-7 104831-7 605211-8 605212-6 610503-3 105611-5 108622-7 646057-7 618096-5 623969-2 100293-7 114482-0 Claim ID 652817-1 633058-4 606445-0 116075-3 126075-8 635787-3 103169-4 103168-6 105848-7 116907-6 122216-3 625659-7 116427-9 116425-2 109748-2 652971-2 120921-3 125883-4 626956-7

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Confidential

FBO F HEBARD NANCY HEBERLEIN EDWIN C HECHLER HARVEY L HECHT IRA MARK H HECHTMAN JANICE D HECKER MR ANDREW C HECKLER MS AUDREY B HECKLER JEROLD A HECKTMAN & HECKTMAN FAMILY INVEST PTRSHIP MELVIN L HECKTMAN FAMILY INVESTMEN MELVIN HECKTMAN HECOFONDS II PAUL HEDBURN IRA BEVERLY A HEDGES IRA #3 HEDGFE JOHN H HEDRICK SHIRLEY S HEEKS GEORGE M HEESCHEN FBO HOWARD A HEFFRON HOWARD A HEFFRON IRA ROO ROBERT HEFFRON JON L HEFLIN IRA MARVIN R HEFNER ELLEN C HEFTER AND ARIE HEFTER JTW JAMES M HEGARTY DONNA J HEGDAHL AND CHARLES R HEGG IRA GREGORY A HEHN GREGORY HEHN TOD DR STEVEN HEHN HEI-JP MORGAN INVESTMENT MGM RICHARD M HEIDELBERGER JOHN HEIDELMAN MS JUDITH L HEIDEN MARY HEIDENREICH CRUT WEN KATHRYN L HEIDT REV FAMILY TR UOA CHARLES P HEIL TIMOTHY J HEIL Claimant Name HELLMAN CARL HELLMAN RAY S HELLMUTH TAXABLE TR JOHN MARGARET D HELLRING JOHN P HELLWE IRA RICK HELMCAMP / MITZI HELMCAMP TIC JAMES L HELMERS IRA JAMES L HELMERS JEFFERSON B HELMS IRA #1 JERRY D HELMS HELMUT WOLFGANG SCHUMANN FOUND CUST HELPING HAND GOODWILL PLGD PR JUSTAN L HELTON TRUST TERRI L HELTON TRUST HELZANO ENTERPRISES INC HELZANO ENTERPRISES INC., A DIV. RICHARD D HEMBREE JEANNINE R HEMENWAY HEMING LUCILE W TA I

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 116284-5 601835-1 601834-3 642247-0 116151-2 116152-0 123800-0 641068-5 117368-5 645373-2 115359-5 115360-9 601836-0 118852-6 620932-7 619420-6 112214-2 612010-5 611344-3 611334-6 110556-6 649887-6 649829-9 601837-8 605390-4 634413-5 122919-2 122922-2 119720-7 119719-3 119721-5 649563-0 649564-8 Claim ID 609517-8 100567-7 650731-0 125037-0 644130-0 608452-4 621194-1 608472-9 606201-6 646034-8 121479-9 126642-0 121959-6 643932-2 109983-3 121903-0 120227-8 101928-7 101929-5 608141-0 636508-6 636507-8 109049-6 638470-6

JEANNE HEINZEN DR DONALD HEISLER ELIOT HEISLER JENNIFER A HEIST & THOMAS H HEIST RONALD W HEITZMAN IRA #1 RONALD W HEITZMAN IRA #2 SHARON HEITZMAN IRA FBO MRS MARIE C HEJRA RICHARD HELBURN TOBY HELD IRRA KAREN A HELD KAREN A HELD RORY A HELD RUTH HELD HELENA RUBINSTEIN FDN #12196 STEPHEN & MIRIAM HELFGOTT JTIC CHARLES L HELGANS IRA RICHARD HELGERSON INV TRUST-TEP HELIX TECH CORP P A P PP INV HELIX TECH CORP PP INV LEONARD W HELKE OLOF HELLEN IRA ELLEN HELLEN TTEE ELLEN HELLEN TRU LLOYD HELLER & CATHY HELLER JTIC MR HERBERT HELLER AND MRS ELAINE N HELLER EHRMAN ROBERT ROSENFELD SB FBO JAMES A HELLER FBO SUSAN HELLER BENJAMIN P HELLERSTEIN SARAH N HELLERSTEIN JASON S HELLERSTEIN TR HELLINGS PN HELLINGS PS Claimant Name HENDRICKSON JR ALFRED E ROBERT X HENDRIE W L J HENDRIKS PROFESSIONAL CO BARRY HENDRIX & RALPH D HENDRIX AND ROGER B HENDRI HENDRIX CALVIN R -DHENDRIX COLLEGE-IRIDIAN ASSET MGM HENDRIX FAMILY TRUST -DHENDRIX IRA CALVIN R -IR MS RENE S HENDRIX RENE S HENDRIX JAMES C HENDRIX TRUST FREDERICK L HENDRYX IRA FREDERICK HENDRYX IRRA KEVIN B HENEHAN CAROLYN F HENGES JAY G HENGES JR BARBARA J HENKEL #1 BARBARA J HENKEL #2 HENKEL-MILLER ANDERSON A B HENLEY III TTEE SALLY L HENLEY LORA M HENN IRA DAVID W HENNAGE IRRA

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110152-8 110153-6 110154-4 610865-2 617665-8 617988-6 116807-0 623972-2 623977-3 623979-0 623976-5 623978-1 623975-7 623974-9 608868-6 623973-0 121587-6 124826-0 125356-5 637878-1 125605-0 613679-6 120953-1 104219-0 100424-7 650962-2 101558-3 620342-6 124458-2 124460-4 643696-0 640212-7 636913-8 Claim ID 104794-9 623439-9 623452-6 623453-4 623460-7 620133-4 641749-3 635707-5 621260-3 610834-2 601849-1 601843-2 621277-8 101940-6 126911-9 643931-4 124446-9 124396-9 635603-6 633035-5 610194-1 608914-3 609198-9 606878-2

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Confidential

JOHN C HEMINGWAY IRA JOHN C HEMINGWAY JOHN C HEMINGWAY HEMMINGER ALAN & KATHERYN IMA DAVID & CYNTHIA HEMPSTEAD CUST DAVID M HEMPSTEAD ROLLOVER IRA VICTORIA HEMSLEY CAROLINE FLORE HENDEL IRREV INV TR RYAN J HENDEL IRREV INV TR DTD 12 SCOTT C HENDEL IRREV INV TR DTD 12 ELISABETH REBECCA HENDEL IRREV INV SAMANTHA RACHEL HENDEL IRREV TR DT MARK SCOTT HENDEL IRREV TR MARK SCOTT HENDEL HENDERSON & ANDERSEN TR -P ESTATE OF LYLE C HENDERSON GERALDINE HENDERSON IRA PATRICE M HENDERSON IRA WORTH HENDERSON IRA JOANN HENDERSON IRRA JAMES HENDERSON HENDERSON JT TUA KENNETH L HENDERSON LOIS J HENDERSON OBIE M HENDERSON RENATE HENDERSON WILLIAM G HENDERSON MARGARET H HENDRICK CHARLOTTE A HENDRICKS CHARLOTTE A HENDRICKS HAROLD KEITH & JUDITH HENDRICKS TI MR JOHN J HENDRICKSON & CAROLYN B BRYCE J HENDRICKSON Claimant Name JAMES A HEPP HERA INTERNATIONAL INVESTMENTS HERA INTERNATIONAL INVESTMENTS HERA INTERNATIONAL INVESTMENTS HERA INTERNATIONAL INVESTMENTS HERALD JANET MARIE-IRAR ALAN C HERBACH, TTEE/REVOCABLE TRU KIMBERLEY S HERBEL HERBERT J KAUFMANN TRUST UOW #1 HERBERT W HOOVER FOUNDATION PFDN STEPHEN E HERBITS DAVID HERBSTMAN HERCEK S TR IMA MACS EQ DAVIS SEL LORNA HERCHENSON JOHN M HERCHIK JAMES R HERD IRRA EDNA J HERDEN TRUSTEE ALEJANDRO HEREDIA RUBEN HEREDIA IRRA HERFF MACKAY G S HERITAGE CAP-RUANE CUNNIFF-P HERITAGE COURT PRTNRSHP LP-DHERLEY FAMILY TRUST JOHN-CLSG HERLEY TRUST CAROL

M M M P P P N P P P P P P P P P X N M G M P M G N P P P M M G G G Reject Code G P P P P P G P P P P P P G N P M G G G M P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 107408-3 645899-8 611305-2 611304-4 606537-6 102113-3 121992-8 601842-4 601841-6 634130-6 601838-6 123385-8 601839-4 123010-7 618557-6 114343-3 123999-6 601840-8 100889-7 106021-0 112994-5 612986-2 628868-5 100627-4 118380-0 638412-9 101401-3 120624-9 Claim ID 601846-7 601848-3 101068-9 108068-7 647890-5 630203-3 601844-0 105579-8 114122-8 115892-9 115891-0 121227-3 122045-4 646187-5 100971-0 638327-0 651592-4 611990-5 638003-4 118012-6 651496-0 601845-9 101732-2 109413-0 109480-7 109483-1 102288-1 109876-4 601857-2

GARY J HENNEN MR JAMES J HENNESSY HENNIE HOMES INC MPP MPA HENNIE HOMES INC PSP PSA HENNIGAR IRA TR HOWARD V -CLSG JOE D HENNINGER IRA CLARENCE F HENNINGS JANINE HENRICKSON PAULINE P HENRICKSON HENRY B CLARK JR CRAT THE LEE HENRY FAMILY TRUST DTD 10 PATRICK HENRY IRA CLARKE L HENRY JR REVOCABLE DECLAR HENRY LIVING TRUST THE HENRY LUCE FOUNDATION LUCILLE A HENRY HENRY MORRISON FLAGLER MUSEUM REGINA M HENRY H KIRK HENRY REV TRUST RICHARD D HENRY ROBERT E HENRY HENRY SWEATT REV TR SCOTT E HENRY U/W LDH I/A THADDEUS J HENSE HENSLEY GRANDCHILDREN TRUST #2 CHARLES R HENSON AND UV HENSON KENNY J HEPLER Claimant Name TERRY O HERNDON TERRY O HERNDON ANDREW J HERNON IRA ANDREW J HERNON IRA ROBERT HEROLD AND DIANE HEROLD JTW IM RONALD J HEROLD MARIA HERRERA AND MICHAEL GREENFIE JACQUELINE A HERRERA IRA JOHN A HERRERA IRA DONNA R HERRIN ROY D HERRIN IRA DONALD R HERRING HORACE T HERRING III HORACE T HERRING III BRUCE A HERRING IRA MRS SUZANNE B HERRING RANDALL & CHRIS HERRINGTON MARK & PATRICIA HERRLING TEP THOMAS B HERRLINGER IRA JACK E HERRMANN IRA ROBERT HERRMANN SR DYNASTY TRUST DOUGLAS M HERRON AND ANITA R HERRO NANCY P HERRON SCHOFIELD ESTELLE HERSCHFELD #1 ESTELLE HERSCHFELD #2 ESTELLE HERSCHFELD #3 CHARLES HERSHBERGER MARY L HERSHBERGER BERNARD HERSHENBERG AND VERA HERHE

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609590-9 627023-9 601854-8 601852-1 651474-0 119482-8 120355-0 638105-7 605163-4 619354-4 601851-3 119766-5 104082-0 111850-1 601850-5 624558-7 124355-1 601853-0 651495-2 651510-0 651525-8 635566-8 605276-2 108952-8 601855-6 601856-4 601847-5 120372-0 Claim ID 108000-8 110235-4 103980-6 101813-2 601860-2 105838-0 113804-9 104186-0 107343-5 107344-3 115147-9 652823-6 613583-8 115003-0 121026-2 121837-9 105647-6 122927-3 633433-4 651106-6 651107-4 651108-2 120888-8 634396-1 610215-8 623656-1 634230-2 634229-9 634380-5

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Confidential

HERLEY VIRLYN D -CLSG JOHN F HERMA MASTER TRUST DENNIS HERMAN & LINDA HERMAN TTEES DENNIS A HERMAN AND LINDA S HERMAN ANN HERMAN BURTON G HERMAN BURTON G HERMAN CHARLES T & SUSAN A HERMAN DR RICHARD M HERMAN HERMAN FAM-ARKCLOSING HERMAN FAMILY PARTNERSHIP HERMAN G WEALCATCH INC ERP NATALIE HERMAN IRA JANET M HERMAN MR DENNIS A HERMAN CINDY HERMAN PAMELA TOLER AND FRAN GILBERT V HERMAN SEP IRA #1 DENNIS & LINDA HERMAN TTEES FBO BR LILLY CHRISTY BUSCH HERMANN CHAR F ROBERT P HERMANN FR LIVING TRUST ROBERT HERMANN SR DYNASTY TRUST ALFRED J HERMANN TTEE JOSE J HERNANDEZ JR ROSA HERNANDEZ MR TERRY O HERNDON AND MRS EVA S EVA S HERNDON ROBERT HERNDON ROBERT G HERNDON Claimant Name FREDERICK HESSLER GEORGE N HESTER IRA LYNNE C HESTON GARY D HETTINGER WILLIAM H HEUBERGER AND ALISON DALE K HEUER IRA JEROME G HEUER WILLIAM F HEUGEL ROBERT HEWETT IRA ROBERT HEWETT IRA ROBERT HEWETT IRA HEWITT, DOROTHY R. TRUST E BERRY HEY DIR IRA GUY C HEYL IRA HAROLD J HEYMAN IRA #1 HAROLD J HEYMAN IRA #2 HEYNEN FAMILY TRUST MILDRED HEYWARD HFR ASSET MANAGAMENT LLC HFR ED SELECT IV MASTER TRUST HFR HE VALUE MASTER TRUST HFR MACRO OPPORTUNITY MASTER TRUS HG RC LLP HGEA STAFF RETIREMENT - 3BRIDGE HGO-VAUGHN NELSON-VALUE HH MANAGED ACCOUNT 4 LIMITED HI BAPTIST ACADEMY OP INV MGMT BA HI BAPTIST PLANT FD INV MGMT BAL HI CARP FIN 3BRIDGE CAPITAL

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 125970-9 110248-6 109971-0 109972-8 645225-6 620344-2 620343-4 100074-8 612020-2 601650-2 126589-0 621760-5 614404-7 126718-3 126737-0 634332-5 114337-9 630428-1 607426-0 102582-1 103396-4 101957-0 114631-9 Claim ID 613833-0 121825-5 643887-3 118820-8 103301-8 645828-9 118678-7 103850-8 112156-1 109447-5 605249-5 103562-2 114879-6 124309-8 102683-6 652733-7 126665-9 646783-0 652610-1 630136-3 120482-3 109809-8 123370-0 123434-0 633892-5 623469-0 623470-4 623471-2 623472-0 650762-0 633026-6 625406-3 113126-5 604945-1

DOROTHY HERSHEY JAMES W HERTEL KEITH S HERTELL IRA KEITH S HERTELL DR XAVER F HERTLE IRA MATTHEW J HERTZ DDS I M CYNTHIA L HERTZ I M REVOC TR 5 10 HENRY M HERZ JOHN HERZFELD REV TR EMILY GARDINER HERZOG DANIEL P HESLIN HESPERIDES CAP MGMT HESS FAMILY TRUST UDT 8 31 1989-I LAWRENCE H HESS IRA #1 LAWRENCE H HESS IRA #2 JEAN C HESS IRA KATHLEEN P HESS SUC TUA THEODORE J HESS HESS TRUST JACQUELINE E -CLSG ROBERT J HESS TRUST WILLIAM L HESS MARY F HESSENIUS NORMAN HESSER IRA Claimant Name HICK ROBERT L & MARIDEL J - IMA JOHN P HICKEY JOHN P HICKEY SHARON D HICKEY CAROL A HICKMAN JAMES J HICKMAN IRA JAMES L HICKMAN IRA LEROY G HICKMAN MARGO J HICKMAN MICHAEL G HICKMAN JAMES R HICKS III& KATHRYN A HICKS RONDA D HICKS IRA JACK F HICKS JOY F HICKS CLYDE R HICKS TRUST HIDVALLY JOHN E HIEBER GEORGE HIEKEN AND R JEAN HIEKEN JT HIGDON TUA DAVID C HIGEL CLAIR M HIGGINS LAWRENCE P HIGGINS LAWRENCE P HIGGINS PHILLIP J HIGGINS HIGH INCOME OPPORTUNITIES HIGHBRIDGE CAPITAL CORP HIGHBRIDGE INTERNATIONAL LLC HIGHBRIDGE MASTER L P HIGHBRIDGE MASTER L P RICHARD HIGHET AND ELIZABETH HIGHE HOYT D HIGHFILL HIGHFILL DIRECTORY HIGHLAND PARK MEDICAL ASSOC 4 HIGHLAND SCHOOL ENDOW FUND HIGHLINE CAPITAL INTERNATIONAL LT

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634379-1 634381-3 634363-5 634405-4 634285-0 634286-8 634284-1 634300-7 634369-4 634367-8 634368-6 634371-6 634370-8 634263-9 634364-3 634276-0 634226-4 634365-1 608252-1 644094-0 103027-2 109351-7 621178-0 Claim ID 646316-9 648330-5 123556-7 104528-8 123786-1 106860-1 107022-3 118786-4 125271-2 114438-3 123558-3 643541-6 111010-1 118989-1 652408-7 111939-7 612928-5 652674-8 107085-1 607569-0 116325-6 652734-5 118161-0 125657-2 636112-9 601864-5 609714-6 121987-1 608812-0 623981-1 613061-5 109495-5 109496-3 111838-2

Reject Code G M G M M G G P M X P M G M P M N M M G N G M G G G G G G G P P G G

Confidential

HI CARP FIN BISHOP STREET HI CARP FIN METROPOLITAN WEST HI CARP H&W BISHOP STREET HI COMM FDN CIF HI CONF FDN FHB INV MGT EQU HI CONF FDN SANTA BARBARA EQU HI CONF FDTN INVESTMENT MGMT- EQU HI CONFERENCE FDN BIDWELL-LARGE C HI ELEC ANN ALLIANCE HI ELEC PEN BISHOP STREET EQUITY HI ELEC PEN FURMAN LARGE CAP FUND HI ELEC SUP FUND HI ELEC VAC & HOL HI GOVT EMP ASSN GENERAL FUND-FIX HI LAB ANNUITY OPPENHEIMER HI PREPARATORY ACADEMY ENDOW FD E HI PROPERTY INS INV MGMT BALANCED HI REINF IRONWORKERS PENSION BISH HI-COMPANY STOCK DR WOOD C HIATT CONSULTS -PARAMETR DONALD L HIBBARD IRA THOMAS N HIBBEN IRA #1 HIBERNIAN LIFE AND PENSIONS LIMIT Claimant Name MRS JANE P HILL AND GREG E HILL JT THOMAS W HILL AND LYNN B HILL JTWR THOMAS W HILL AND CARMELINE A HILL FBO RE HILL WILLIAM C HILL IRA #1 WILLIAM C HILL IRA #2 ALAN D HILL IRA LEE O HILL IRA ROBERT M HILL IRA JOEL D HILL JOEL D HILL KENNETH E HILL KENNETH E HILL MICHAEL C HILL HILL TOP CENTER HILL VERNON TOUOW FBO VERNELL HILLENB ARTHUR J HILLER TNT-LDN-LBH03-LB OF HILLINGDON WILLIAM G HILLIS IRA HILLMYER JOSEPH W HILLS MARTHA HILLS CARLA HANSEN HILLS TTEE HILLSBOROUGH INVESTMENT ASSOC COF HILLSDALE - PARAMETRIC HILLSDALE COLLEGE ENDOWMENT FD HILLSHIRE FUND LLC -DHILLSIDE CAPITAL INCORPORATED HILSHER-ST JOHN LAURA REV SEP PRO JOHN L HILT #1 JOHN L HILT #2 JOHN L HILT

G M P G P P G P G G P G G P G G G G P G G G P Reject Code M G M X M G G G G G M G N G P G P M G P G M N N G G G P P P G P P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 115 of 302 PageID #:54726

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 604968-0 622399-0 626917-6 120677-0 103591-6 616081-6 611007-0 115699-3 115691-8 645788-6 644109-2 124541-4 111008-0 107341-9 601863-7 605527-3 105637-9 645611-1 Claim ID 601866-1 601868-8 624528-5 601867-0 615649-5 605128-6 605129-4 120878-0 118983-2 118988-3 102251-2 107864-0 639239-3 106903-9 624596-0 114124-4 124537-6 122178-7 608747-7 122166-3 649538-9 630395-1 632715-0 616855-8 601861-0 605052-2 617994-0 617509-0 118775-9 122235-0 650763-8 105453-8 107371-0 612936-6 122732-7 122733-5 625435-7 625454-3 614570-1

HIGHLINE CAPITAL PARTNERS L P HIGHMARK INC-ANB HIGHMARK LARGE CAP VAL CU BARBARA J HIGHTOWER IRA MAUREEN HIGHTOWER LIV TR HIGHWAY PATROL RETIRE EQTY PINNAC HIGLEY ALBERT M JR TOA HIKIDO FAMILY TRUST #1 TATSUYA HIKIDO IRA #1 GERARD H HILBERT TTEE HILDEBRAND & NOLL ASSOC INC KENNETH W HILDEBRAND IRA STACEY HILDRETH IRR TR JOSEPH E HILES SUZANNE M HILGENDORF REV LIVING TR SUZANNE M HILGENDORF SHARON L HILGER IRA HILL & RUSSO ENDODONTICS PC Claimant Name KARYN J HINES & DOUGLAS T HINES JT MS SONDRA ROSS HINES MR FRANCIS W ANNE HINKAMP CHAR REMAINDER UNITRU TERESA M HINKE AND JOHN J HINKE JR HINKEL JEAN TRUSTEE MOA DAVID S HINKLE DAVID S HINKLE ROBERT L HINKLE IRA EUGENE W HINKLEY IRA EUGENE W HINKLEY IRA BETTY A HINNANT REV TR BETTY A HINNANT REV TR RONALD A HINNERS AND ARTHUR H HINNERS JR HINSDALE HOSPITAL FOUNDATION RICHARD C HINSON IRA #1 KENNETH F HINTHER LORRAINE HINTZ HINTZ SHARON J -CLSG TERESA A HINTZKE IRA HINTZPETER BR TUA H C HINTZPETER TR C IM HIPKE FAMILY TRUST CHARLOTTE E HIPP ESTATE TRUST ERIC HIPPEAU ANDREA HIPPEAU TRUST DTD MARCH 5 1 MIKIO H HIRAGA I R A ROL CLOSING MIKIO H HIRAGA TRUST IMA CLOS GERI A HIRAKIS LAMPORT HIRD TRUST B BARRY HIROWATARI VALERIE S HIRSCH IRA ISRAEL HIRSCH HIRSCH MONROE J TRUST A TUW PAUL R HIRSCH SHARON A HIRSCH OREN ARTHUR GRUSS HIRSCH TRUST OREN ARTHUR GRUSS HIRSCH TRUST HIRSCH WINIFRED W CRUT-TUA

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G G G M P G P G P M G G P N P G P M

111840-4 111839-0 117895-4 117896-2 121973-1 125438-3 125460-0 601858-0 601862-9 630409-5 649831-0 624267-7 650740-9 121868-9 124327-6 100122-1 112429-3 634279-5 Claim ID 121517-5 619445-1 612378-3 607717-0 615589-8 620138-5 120908-6 642621-2 108370-8 108371-6 607402-2 114627-0 612570-0 650519-8 650520-1 610331-6 125597-5 610198-4 608989-5 622026-6 118075-4 634314-7 121854-9 638596-6 116039-7 606126-5 120805-5 120806-3 609150-4 610272-7 644381-8 645150-0 605235-5 622868-2 636988-0 126817-1 633250-1 117254-9 119156-0

Reject Code P G P P P G P M P M P M G G P G M X G G P G G P G G P P P M G P N P G G P P P

Confidential

JOHN L HILT LINDA P HILT JOHN L HILT LIVING TR LINDA P HILT LIVING TR CHARLES F HILTON CHARLES S HIMELHOCH ISABEL L HIMELHOCH THE HIMELMAN FAMILY LP WM & JOAN JOAN HIMELMAN IM THOMAS E HIMES TRUSTEE PLDG IRVIN HIMMELBERG IAN HINCHLIFFE & MARJORIE D SHAPIR ERIC HINCHLIFFE IRIS HINCHMAN BRUCE C HINCKLEY PETER G HINDS IRA #1 ROBERT T HINDS HINDU HERITAGE ENDOWMENT INV MGT Claimant Name BARBARA A HISLOP IRA HISTORIC DEERFIELD INC HISTORICAL ASSN OF SO FL END FND HITACHI KOKI IMAGING SOLUTIONS EU H & R HITCHCOCK UNITRUST HITTMAN FRED-EQUITY-CUST HARRY R HITTNER IRA HARRY R HITTNER MD IRRA MARIA J HIX MARIA J HIX HIXON LIVING TRUST -CLSG PAUL A HIZNAY IRA HJL INVESTMENTS LLC HKMPF-MI AMERICAS EQUITY HKMPF-MI GLOBAL BOND FD HL - KR CAPITAL ADVISORS BRADLEY J HLAVACEK HLBT - IRIDIAN -SL HLM TRUST -D-CLSG HMC-DELAWARE INV ADV-EQUITY HMG VENTURES LTD JOHN A HOAG ROO IRA INV MGMT-EQUIT BRUCE A HOAGLAND BRUCE D HOAGLAND IRRA KRISTINE M HOAGLAND HOAGLIN RES TUW FBO MARY -CLSG DOUGLAS W HOAR DOUGLAS W HOAR TRUST HOBAN ELSPETH MAXWELL -DHOBART LLC #1 PAR DOMESTIC JACK L HOBBS AND MARY A HOBBS JTWR TTEE DANIEL HOBBS DDS PA PFT SHR T IRA HOBERMAN & MELISSA HOBERMAN JT HOBGOOD C EST JANICE C HOCEVAR MATTHEWS MARILYN HOCHBERG DANIEL HOCHBERGER SEP IRA JOSEPH A HOCK RENAE L HOCKADAY

M P M M P G G G G G M P G G M M N P Reject Code G P G P P P G M M M P G G G P G M P P G N G M G G P G P P P G G G P M M G G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 116 of 302 PageID #:54727

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 118030-4 623982-0 623983-8 623984-6 104373-0 114929-6 605044-1 602940-0 126017-0 126018-9 643801-6 122631-2 105769-3 Claim ID 649300-9 623079-2 109893-4 609431-7 104432-0 606588-0 627207-0 627205-3 122425-5 609577-1 609450-3 609566-6 618194-5 123141-3 639967-3 121695-3 637836-6 103748-0 651736-6 118136-0 118137-8 651466-9 102503-1 114834-6 104273-4 601875-0 601872-6 601873-4 601871-8 605132-4 104717-5 606130-3 120917-5 649288-6 606438-8 642718-9 606994-0 646710-5 646711-3 126831-7 606437-0 124803-0 606295-4 645638-3

PEGGY M HIRSCHBERG CHARLES HIRSCHHORN COF ADAM HIRSCH CHARLES HIRSCHHORN COF JASON HIRSC NICOLE HIRSCHHORN CHARLES J HIRSCHNORN PAUL M HIRSCHORN ALAN S HIRSHBERG DEC'D VIVIAN WESSON HIRSHBERG HIRSHHORN FRY RETIRE TR G HIRSHHORN DR MARSHALL HIRSHMAN MARSHALL HIRSHMAN MICHAEL F HIRSHMAN Claimant Name MRS ANNE C HODGES REGENT INVESTMEN SOUTHPORT-S D HODGES WILLIAM B HODGES HODGES WILLIAM L -D- -CLSG THOMAS D HODGSON IRA HODGSON THOMAS R -IR -CLSG R A YOUNG TRUST FBO KATHERINE HODN R A YOUNG FBO DAVID HODNETT THE HODSON TRUST HOEHN CATHERYN EMILY -DHOEHN CHARITABLE TRUST -DHOEHN TRUSTEE DOROTHY S-CLSG T G HOEL 1983 TRUST GAM CHRISTINA C HOELSCHER LIV TR CLIFFORD E HOENIE & MARGARET A HOE DEAN R HOERGER DEAN R HOERGER MARLENE HOERLE TODD HOESE REVOCABLE TRUST ALBERT F HOFELD IRA ALBERT F HOFELD IRA THOMAS E HOFF SR THEODORE F HOFF JASON W HOFFER ROBERT A HOFFER JR LORRAINE F HOFFMAN & HENRY S HOFFM DEBORAH HOFFMAN & JOHN AESCHLIMANN IRA R HOFFMAN AND RUTH HOFFMAN JTW BARRY HOFFMAN DEBORAH HOFFMAN EDITH M HOFFMAN HOFFMAN FAMILY TRUST EDWIN BERNARD G HOFFMAN IRA CAROLYN L HOFFMAN IRA HOFFMAN IRA DEBORAH M -IR JAMES E HOFFMAN IRA HOFFMAN IRA KARL H -CLSG LAWRENCE HOFFMAN IRA LEEANN HOFFMAN IRA LEON HOFFMAN IRA HOFFMAN IRA PATRICK J -IR RICK L HOFFMAN IRA HOFFMAN IRA SANDRA N -CLSG LARRY W HOFFMAN IRRA

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116062-1 601870-0 601869-6 606911-8 126600-4 122100-0 100136-1 101659-8 644623-0 119685-5 623080-6 644365-6 115153-3 Claim ID 623985-4 122037-3 110873-5 116663-8 608810-4 114035-3 608400-1 609493-7 610638-2 113902-9 122998-2 632553-0 648462-0 126178-9 123565-6 120969-8 100818-8 618270-4 609583-6 102044-7 645793-2 632672-2 126441-9 109981-7 109984-1 122196-5 605185-5 605230-4 116928-9 636977-4 613115-8 613116-6 613065-8 645885-8 605099-9 102557-0 114597-5 114595-9 110889-1 101697-0 640993-8 607042-6 607041-8 123618-0

Reject Code G M N P G P P P P P P P P M M M G P P G G G N M G P G G G G G P X G P G G G G M P G P G

Confidential

GLEN S HOCKLEY IRA CLARA HOCKMEYER LIVING TRUST UOA-D PHILIP HOCKMEYER TOD CARRIE HOCTER IRA TR WILLIAM -CLSG CLARENCE HODGDON HODGE GREEN TREE FARM JAMES E HODGE JAMES E HODGE FBO MICHAEL L HODGE MD ANNE HODGES SOUTHPORT - S D HODGES IRA CHARLES A HODGES JR IRRA MURRAY L HODGES Claimant Name RICHARD L HOFFMAN ROBERT C HOFFMAN ROBERT F HOFFMAN STEPHEN J HOFFMAN HOFFMAN TRUST BERT -D -CLSG EILEEN T HOFFMAN TRUST HOFFMAN TRUST PATRICK J -DHOFFMANN TRUST KARL H -CLSG HOFMANN BRUNO MOAG JOHN R HOFMANN JR IRA JANE R HOFSTETTER LIV TR BRIAN D HOGAN B1-2877 THOMAS P HOGAN ET AL TTEE CARL J HOGAN IRA PAUL B HOGAN IRA THOMAS M HOGAN IRA MICHAEL J HOGAN HOGAN PEARSON 1999 CRUT CLOSING HOGAN WILLIAM & MARIANNE-CLSG ANDREW F HOGE IRA WYLIE B HOGEMAN TTEE HENRY LC FBO NOBLE M HOGGSON LARRY HOGLEN IRA BASIL N HOGLUND IRA RO #1 BASIL N HOGLUND IRA RO #2 WILLIAM O HOGUE IRA ELIZABETH N HOGUET #2 HOGUET TR DTD 3 21 72 GEOFFREY & JOAN F HOHAUSER IRA JUDITH K HOHORST SOLE AND SEPARATE HOINVILLE PATTY A IMA HOINVILLE ROY IMA HOKE JAMES M IRA U A HOLAHAN CAROLE A HOLAS DARLENE M HOLBERT BARBARA A HOLBROOK BRUCE E HOLBROOK DAVID C HOLBROOK ROBERT L HOLBROOK JON R & CAROLE J HOLCOMBE #1 HOLCOMBE GST EX MAR TR M M HOLCOMBE GST NONEX MAR M M EDWIN R HOLCOMBE IRA

G G G G G P G M G M P G N Reject Code P M G G P G G P P G G G P P M M N P P G M G M P G M G G X M G G P P G N X X G N G P P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 117 of 302 PageID #:54728

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 649018-2 608571-7 116217-9 644675-2 608570-9 618120-1 110311-3 601874-2 Claim ID 603937-5 603938-3 603940-5 603941-3 603942-1 603943-0 603947-2 604925-7 604930-3 604937-0 604938-9 604943-5 604944-3 604957-5 604970-2 604972-9 604976-1 604978-8 604979-6 604981-8 604993-1 604998-2 115578-4 611490-3 119943-9 622757-0 619413-3 620121-0 121806-9 643919-5 642168-7 107975-1 607053-1 643797-4 124796-4 644860-7 120163-8 620167-9 105917-3 120164-6 619344-7 103638-6 112568-0 104297-1 652735-3 626813-7 112056-5 607092-2 652438-9

LESLIE HOFFMAN IRRA HOFFMAN JAMIE B -DKERRY E HOFFMAN KEVIN J HOFFMAN HOFFMAN LARA P ELEANOR HOFFMAN LIVINGSTON AGCY MARY H HOFFMAN MATTHEW HOFFMAN Claimant Name HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT O ALLEN HOLDEN JR HOLDEN LARGE CAP VICTORY TOA LINDA D HOLDEN HOLDEN QTIP MTF ANDREW HOLDER HOLDER ELECTRIC SUPPLY 401OKO-INV WARREN R HOLDRIDGE KEITH HOLEMAN IRRA MICHAEL S HOLIHAN IRA LEO J HOLIHAN HOLLADAY IRR TR ESTHER W JOHN A HOLLAND & LAURA A HOLLAND J CAROLYN C HOLLAND CAROLYN C HOLLAND EDWARD P HOLLAND KARL ADAMS JR TRUST FBO P HOLLAND MARY E HOLLAND MARY L HOLLAND HOLLANDER FAM TR H-308 JUSTIN J HOLLANDER HENRIETTA E HOLLANDER LIV TR MARYLOU HOLLE IRA HOLLEMAN PAC SPEC HOLLENCREST CU JACQUELINE HOLLER HOLLERAN M D IRA BRENT J HOWARD C HOLLEY

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120841-1 121626-0 601006-7 603034-3 603170-6 603171-4 603270-2 603328-8 Claim ID 113654-2 113640-2 105728-6 110303-2 116025-7 645914-5 646370-3 121824-7 616650-4 616649-0 114830-3 601882-3 601884-0 611001-0 601883-1 119768-1 608988-7 618437-5 126806-6 116545-3 622135-1 601885-8 606423-0 606424-8 609143-1 609144-0 643207-7 124891-0 111790-4 111793-9 111791-2 610756-7 652736-1 108620-0 115676-4 115393-5 633338-9 644093-2 601886-6 107098-3 652611-0 652675-6 651461-8 651462-6 601879-3 601876-9 601881-5 601877-7 601878-5

Reject Code G G G G G G G P P P P P P P P P P P P P P P G P M P G P M P G G P G M G G P N G P N G G M G G P P

Confidential

JON R HOLCOMBE TR JON R HOLCOMBE TRUST HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT HOLD BROTHERS ON-LINE INVESTMENT Claimant Name W CLAUDE HOLLINGSWORTH #2 ELIZABETH B HOLLINGSWORTH IRA JACQUELINE C HOLLINGSWORTH ROBERT J HOLLINGSWORTH THOMAS G HOLLIS DAVID G HOLLOWAY & ELIZABETH H HOL JULIE D HOLLOWAY MAX D HOLLOWAY HOLLY INVESTMENT LLC-S BERNSTEIN HOLLY INVESTMENTS LLC SARAH E HOLME IRA SARAH N HOLMES 2000 IRR ANN EXCL T BENJAMIN NYE HOLMES AND ELIZABETH HOLMES BRIAN MOAG SARAH NYE HOLMES COF GILDER GAGNON DONALD P HOLMES HOLMES FAMILY TRUST - CLSG THE HOLMES GROUP RETIREMENT BENEFI LINDA M HOLMES MARQUERITE E HOLMES HOLMES MD CHONITA L ELIZABETH NYE HOLMES TRUST UOA D 7 HOLMSTROM IRA JUDITH-IR -CLSG HOLMSTROM IRA VINCENT L-CLSG HOLMSTROM TR JUDITH -DHOLMSTROM TR VINCENT L -CLSG JOHN A HOLMSTROM TTEE WILLIAM C HOLROYD JUANITA HOLSINGER MANAGED IRA GALEN HOLSINGER RESID TR JUANITA HOLSINGER REV TRUST HOLSTEIN ASSOCIATION RESERVE FD HOLT , LOU S. TRUST CASEY J HOLT DAVID G HOLT CRT KENNETH HOLT IRA J WILLIAM HOLT LINDA HOLT MR WAYNE G HOLT RONALD C HOLT HOLT, FRANK S. TRUST HOLT, LOU S. TRUST ROBERT HOLTON ROBERT HOLTON MICHAEL D HOLTZ 1 LEONARD HOLTZ AND HARRIET HOLTZ JT DOUGLAS E HOLTZ HARRIET HOLTZ JONATHAN HOLTZ

N M G P P G G P Reject Code P G N M N G P M M G P P P P P M P G M P P P P P P P G G P P P P M P G G P G G N M M G G G G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 118 of 302 PageID #:54729

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652439-7 107808-9 113644-5 Claim ID 607712-9 613536-6 613535-8 615845-5 615846-3 125663-7 601880-7 101647-4 102055-2 106408-8 638828-0 122577-4 612462-3 112066-2 651098-1 634256-6 610277-8 102755-7 104222-0 117421-5 608145-2 618556-8 619035-9 619036-7 619037-5 103049-3 107856-9 107855-0 119657-0 606909-6 609558-5 125123-6 634403-8 126748-5 125763-3 631206-3 627138-3 114629-7 114335-2 619592-0 637257-0 124405-1 120238-3 643885-7 615933-8 647251-6 105417-1 105686-7 638154-5 119771-1 119900-5 644701-5 Claim ID 119034-2

HOWARD C HOLLEY TIMOTHY E HOLLIDAY IRA RO W CLAUDE HOLLINGSWORTH #1 Claimant Name HOLY GHOST FATHERS TEI HOLY NAME HIGH CAP CAMPAIGN HOLY NAME HIGH SCHOOL HOLY NAME HS HOLY NAME HS CAP LOUIS P HOLZAPPLE ASHLEY HOLZER AND RUSTY HOLZER JTW RICHARD A HOLZER ROBERT L HOMANN IRA JOSEPH M HOMER IRA HOMESTEAD ELECTRIC COMPANY HOMESTEAD MUNICIPAL HOMESTEAD MUNICIPAL CUS JAMES HOMMEL BRADY J HOMUTH HON LODGE INVESTMENT MGMT - BALAN HONDO PTNRS-TAX EFF INDEX PORT JAMES A HONE FREDRICK W HONER IRA FRANK W HONES IRA HONEYWELL CHARTWELL VALUE HONEYWELL SAVINGS AND OWNERSHIP P HONG KONG SPECIAL ADMINISTRATIVE HONG KONG SPECIAL ADMINISTRATIVE HONG KONG SPECIAL ADMINISTRATIVE OLIVE H HONG OLIVE H HONG VAN Y HONG YOUNG M HONG HONIGBERG IRA J D -IR -CLSG HONIGBERG TRUST JOEL -DMARY P HONNERT TRUST HONOLULU ACAD OF ARTS-COMBINED IN HONZEL FAMILY FOUNDATION BARBARA HOOD TUA HARRY M HOOD MARITAL REV QTP RICHARD & VICKI HOOD PCIAA SHARON L HOOEY GREGORY T HOOGKAMP HOOGOVENS MSCI ALPHA TILTS R S WILLIAM R HOOKEY IRRA AUDREY A HOOKS CLIFTON F HOOKS LANCE W HOOL IRA HOOPER CYNTHIA L TRUST AGENCY PSC JOANNE HOOPER TTEE SALLY C HOOPLE DONALD W HOOVEN IRA MR CHARLES R HOOVER AND CHARLES R HOOVER DAVID D HOOVER IRA MR DAVID D HOOVER IRRA Claimant Name MARGARET P HORROCKS IRA

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606553-8 115438-9 611128-9 Claim ID 634686-3 636813-1 122347-0 612587-5 601887-4 601888-2 605231-2 601889-0 605428-5 101480-3 106075-9 606885-5 109947-7 609347-7 609346-9 122818-8 633527-6 644730-9 106466-5 120312-6 615876-5 601893-9 601892-0 615548-0 111837-4 614762-3 620355-8 103681-5 100774-2 123551-6 101291-6 646229-4 646226-0 105895-9 611247-1 611249-8 611248-0 611253-6 611251-0 611250-1 611254-4 611256-0 611255-2 611252-8 606803-0 646227-8 646228-6 616174-0 630694-2 601891-2 100025-0 638347-5 Claim ID 101356-4

Reject Code P P P M M G G M P P G G M N P G P N N P G G G P N P M M G G G G G M N G M N G G G N M G P G G X G M M G Reject Code P

Confidential

HOLUB JR IRA WILLIAM J-CLSG JOEL F HOLUBAR IRA HOLY CROSS FOREIGN MISSION A AG Claimant Name ERNEST HOOVER TTEE GARTH F HOPE MARK S HOPKINS AND ROBERTA L HOPKINS REV LIV TR UAD BRUCE HOPMAN DR MICHAEL HOPMAN HOPMAN HOLDINGS LP MARVIN HOPMAN MS JAN HOPMAN PATRICIA HOPMAN REVOCABLE TRUST UO CHARLOTTE A HOPPER IRA LARRY R HOPPER IRA HOPPER IRA ROO LINDA L -IR JEFFREY P HOPPER HOPPER TRUST DONALD E -DHOPPER TRUST LINDA L -DTHOMAS HORAN IRA BG: HORAN, JO-ANN RICHARD R HORI IRRA SABURO HORIBA IRA KATSUAKI HORIKIRI HORIZON LMASON M CHARLES HORMAN REV TR DTD 8 16 9 M CHARLES HORMAN REVOCABLE TR M CH HORMEL FOODS CORP - USBAM EQUITY HORMEL FOUNDATION TRUSTEE HORMEL GEORGE A II TRUST - IMA FRASER M HORN II WANDA L HORN IRA MARTHA J HORN LAURENCE E HORNE IRA ROBERT R HORNE THE HORNER 1992 RELATIVES TRST JAM THE ANDREA L HORNER 1992 TRUST JAM DONALD S HORNER HORNER J A SR FD B AG-CO-TOA HORNER J A SR FD B-BSD AG-CO-TOA HORNER J A SR FD B-CHD AG-CO-TOA HORNER J A SR FD B-DMH AG-CO-TOA HORNER J A SR FD B-JAH AG-CO-TOA HORNER J A SR FD B-JGD AG-CO-TOA HORNER J A SR FD B-KCH AG-CO-TOA HORNER J A SR FD B-MSH AG-CO-TOA HORNER J A SR FD B-MWH AG-CO-TOA HORNER J A SR FD B-WHH AG-CO-TOA HORNER TRUST VIRGINIA -P-CLSG JAMES P HORNER TTEE JAMES P HORNER TTEE DONALD & KATHLEEN HORNING LIVING T IM MARY ANN B HORNING TR ABBEY BESS HOROWITZ BERNARD HOROWITZ IRA ELIZABETH P HOROWITZ IRRA Claimant Name JANET J HOUSTON

P N P Reject Code G G P G G G G G G M M P G P P G P G G M P G G M G P P X P M P G G M P P P P P P P P P P P G G G G P P G Reject Code N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 606736-0 104664-0 626064-0 614647-3 632588-2 107433-4 601894-7 605525-7 114042-6 103133-3 122273-2 117831-8 652643-8 105971-8 125293-3 125294-1 606658-5 606659-3 123290-8 606442-6 116852-5 116851-7 117053-8 114992-0 119541-7 644433-4 616500-1 622638-8 621627-7 622493-8 612327-9 120666-4 626945-1 613627-3 124528-7 643176-3 120222-7 103018-3 650930-4 651005-1 651006-0 107949-2 117856-3 122847-1 618212-7 644927-1 106356-1 120830-6 105588-7 105634-4 105890-8 Claim ID 611622-1 122995-8 624597-8 120837-3 608884-8 608883-0

HORSCH GST FBO J HORSCH -CLSG LAWRENCE A HORTON IRA CHARLES C HORTON IRREV TRUST HORTON JENNIFER B - IMA JANE STUDY HORTON SP TR#1 F14618 ALICE E HORTON TR SUSAN TODD HORTON TRUST NEW ALLIAN SUSAN TODD HORTON TRUST NEW ALLIAN FRANCIS A HORVATH CARL J HORVATH IRA CARL J HORVATH IRA JOYCE L HORVATH HORWITZ MORRIS HORWITZ & MAYER HORWITZ IRA #1 MAYER HORWITZ IRA #2 MIRIAM HORWITZ TR FBO BAR-NFP MIRIAM HORWITZ TR FBO JUD-NFP CHARLES A HORWITZ TRUST HORWITZ TRUST MIRIAM A GENEVIEVE S HOSIER IRA KENNETH D HOSIER LORI M HOSKINS GARY E HOSLET MARIAN G HOSMON TTEE TR B KENNETH W HOST HOST PLUS RE OPPENHEIMER HOTCH-EQ LARGE V HOTCHKIS & WILEY HOTCHKIS & WILEY CAP SRP HOTCHKIS & WILEY CAP MGMT HOTCHKIS & WILEY LARGE CAP HOTEL & RESTAURANT EMPLOYEES PENS HOTEL & RESTAURANT LOCAL 99 CLARENCE L HOTHAN IRA MARCIA J HOTT IRA MARSHA J HOTT IRA THOMAS V HOTT ANTHONY HOUGHTON ANTHONY HOUGHTON ANTHONY HOUGHTON JACK HOUGHTON PATRICIA G HOUSER AND GEORGE W HOUSEWEART HOUSTON ALLAN TR FBO JANIS NEU DIXIE J HOUSTON UNIVERSITY OF HOUSTON FDN KATHLEEN HOUSTON IRA WILLIAM B HOUSTON IRA WILLIAM B HOUSTON IRA WILLIAM B HOUSTON IRA Claimant Name HOWELL ROBERT IRAT THOMAS J HOWELL ROBB HOWELL TRUST #2 DONNA J HOWELL TRUST HOWELL TRUST EDITH F -DHOWELL TRUST WILLIAM W -CLSG

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618851-6 120441-6 610680-3 601895-5 110143-9 626900-1 100374-7 110384-9 120321-5 618777-3 608749-3 639701-8 619580-6 613456-4 111794-7 104642-0 606516-3 606517-1 120175-1 126228-9 639724-7 124602-0 126756-6 102736-0 618066-3 124812-0 619579-2 125788-9 625482-9 608751-5 100085-3 608750-7 633113-0 619669-1 618980-6 609020-6 601899-8 102972-0 601896-3 116670-0 100690-8 605130-8 634306-6 120582-0 652547-4 609824-0 606903-7 606572-4 101391-2 104529-6 118201-3 Claim ID 124402-7 641328-5 120279-0 115123-1 101949-0 120814-4

Reject Code P M P M P P

Confidential

HOUSTON MUNICIPAL EMPLOYEES PENSI RUTH J HOVAN IRA HOVER C ALEXANDER FBO RUMKE TOA ANTHONY F HOVEY ROBERT D HOVEY IRA HOVLAND 2006 TR G HOVLAND TTEE AG ARTHUR J HOVSEPIAN LOUISE HOWA IRA ALTON J HOWARD HOWARD COUNTY MASTER TRUST HOWARD DAVID P -D-CLSG HOWARD E CODY HOWARD END DOM US EQUITY R S HOWARD HENRY TRUSTEE IMA THOMAS HOWARD III MANAGED IRA DARWIN L HOWARD IRA HOWARD IRA DAVID-IR-CLSG HOWARD IRA DEBORAH-CLSG DONALD W HOWARD IRA WILLIAM B HOWARD IRA W BRITT HOWARD IRRA JADA M HOWARD JAMES W HOWARD KISHA L HOWARD JULIET HOWARD NON QTIP MAR RIT PAUL HOWARD HOWARD POWELL DOM US EQUITY R S RONALD HOWARD HOWARD S GOLDSMITH & JUDY R HOWARD SHOE COMPANY -CLSG TERESA A HOWARD HOWARD TR DAVID & DEBORAH-CLSG HOWARD UNIV HOSP INS-AELTUS INVST HOWARD UNIV US EQTY R S HOWARD UNIVERSITY EMPLOYEES' RETI HOWARD UTMA WI MEGAN L-D-CLSG CHARLENE WANG HOWE & DAVID S HOWE GEORGE D HOWE AND MRS ROSELLA HOWE DEC'D ELAINE HOWE ARTHUR T HOWE IRA DAVID S HOWE NM VICTOR H HOWE ROLLOVER IRA-INV MGM LAWRENCE HOWE TRUST HOWELL ROBB F HOWELL #1 HOWELL IRA ROO TR VICTOR-CLSG HOWELL IRA WILLIAM W -CLSG LISA A HOWELL LUCILE D HOWELL SYLVIA B HOWELL REV TR Claimant Name HUBERT HUEBL IRA DR HUBERT HUEBL IRRA JUNE R HUEBNER IRA ARACELI HUELGA IRA DENNIS J HUEMAN DANNY D HUEY

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652676-4 109246-4 636459-4 125668-8 121690-2 116269-1 105319-1 620366-3 107794-5 620362-0 610273-5 610077-5 610117-8 620566-6 627936-8 633343-5 620439-2 635599-4 126465-6 634225-6 117996-9 117992-6 107058-4 601904-8 601903-0 111800-5 120343-6 645019-9 103576-2 611243-9 611242-0 649492-7 605375-0 123473-0 112418-8 601906-4 123900-7 105282-9 119390-2 124831-6 125075-2 637313-5 649493-5 125988-1 617875-8

HOWELLHL ANDREA HOWELLS CHARLES K AND KAREN E HOWERY JTWRO ELEANOR HOWLAND IRA BILLY N HOWLETT LARAINE HOWLETT IRA CLIFFORD L HOYLE IRA EDWARD A HOYT CAROLE M HOYT IRA CHAS O HOYT REV TR M M GREEN TTEE HPOPS - IRIDIAN HPOPS-TRANSITION MANAGER AHS PRTNRS HLDG III-BERNST B HSBC BANK USA - TRUST DEPARTMENT HSBC BK PEN TST US-PAS HSBC INVESTOR LARGE CAP VALUE FUN HSBC-FD S DEPT CLTS AOC 066 PAUL C HSIEH IRRA HSS COFONDS HSTA VEBA TRUST INV MGMT ACCT EQU HT & FR #17 KILL HT & FR 17 WEL HTSB CIF INDEX FUND HUAHN MARITAL TRUST COF LORETTA H HUAHN SURVIVING SPOUSE TTEE COF L YEN HO HUANG CHARLES W HUBBARD HUBBARD HOUSE INC GIFT ACCOUNT AUDREY B HUBBELL IRA HUBBEN HERBERT CR SHLT SUC-CO-TA HUBBEN HERBERT MAR TR SUC-CO-TA HUBBERT D IRA MR ERNEST E HUBER JR & MRS ELLEN G JUDD HUBERT JACYNTH E HUDGINS IRA F D HUDSON & ROSEMARY HUDSON JTWRO LOCKSLEY J HUDSON IRA JEFFREY T HUDSON HUDSON LIVING TRUST MELINDA S HUDSON MELVENA HUDSON DEBBIE J HUDSON TTEE HUDSON V MIMI IM HUDSON WEBBER FOUNDATION HUDSON-WEBBER FNDT-IRIDIAN

M G G M M P P P P P P G P P G G M G N G G G G G G N N G P P P G G G G G M G G G N G P G G

Claim ID 612534-4 638080-8 601911-0 611175-0 107224-2 108708-8 600946-8 611150-5 624615-0 104833-3 611174-2

Claimant Name HUHTAMAKI-FULTON UNION GROWTH EQU SAMUEL F HULBERT TTEE ROBERT HULL & MARJORIE HULL JTWROS HULL BRIAN & JAMIE TIC MOAG BROOKS G HULL BROOKS G HULL HULL CAPITAL MANAGEMENT LLC HULL FAMILY CLOSED MOAG GORDON SEABORN HULL JAMES A HULL IRA HULL JOHN & KAYE TIC MOAG

G P G P P M G P P M P

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642129-6 119664-2 641701-9 611080-0 636620-1 115636-5 124774-3 107538-1 111621-5 626599-5 639778-6 601910-2 124902-9 115828-7 649382-3 649381-5 640815-0 608905-4 608901-1 608904-6 608903-8 630893-7 108997-8 606421-3 121958-8 109880-2 606422-1 103235-6 641833-3 608906-2 608874-0 601907-2 112977-5 651598-3 100114-0 601909-9 601908-0 640804-4 618653-0 610808-3 651554-1 636705-4 640814-1 104866-0 100315-1 620470-8 Claim ID 600948-4 600947-6 126442-7 113228-8 626557-0 627208-8 627921-0 609036-2 633075-4 101778-0 601900-5

Reject Code

Confidential

STANLEY H HUFF & JOYCE C HUFF JTWR DONNA M HUFF THOMAS HUFF & KATHLEEN HUFF JTWROS HUFF PATRICIA B IRAT FBO JIM W HUFFHINES CHERYL HUFFMAN DEFUR VORAN GREGORY HUFFMAN ANDREA B HUFFORD JOHN J HUFNAGLE IRA HUGGINS FAMILY GST IRREV TRUST HAROLD L HUGGINS RANDALL HUGHES AND MARIA PRAGGY HU ANTHONY D HUGHES BETTIE L HUGHES JIMMIE & ELIZABETH HUGHES CRT-DAVI JIMMIE & ELIZABETH HUGHES CRT-NEUB JOHN HUGHES DBA LEWIS BAY HOLDINGS HUGHES DESC TRUST JAMES W -DHUGHES FAMILY LP-EQUITY-CLSG HUGHES III 1998 TR JOHN-D-CLSG HUGHES III DESC TRUST J W -DIM JANE STOLL HUGHES DON W HUGHES IRA HUGHES IRA JOHN W -IR -CLSG LARRY J HUGHES IRA MILDRED R HUGHES IRA HUGHES IRA NANCY-IR -CLSG WILLIAM M HUGHES IRA LARRY J HUGHES IRRA HUGHES JAMES-D-CLSG HUGHES JTWROS EQUITY-D -CLSG RUSSELL W HUGHES JUDITH D HUGHES L LESLIE HUGHES LINDA HUGHES LINDA D HUGHES MARIE L HUGHES MISS PATRICIA HUGHES GREGORY P HUGHES PIA TTEE HUGHES RETIREMENT PLANS HUGHES RUBY L MEMORIAL FUND OCHR TOM M HUGHES TRUST MARLIS ANN H HUGHES TTEE GREGORY P HUGHES TTEE PPA WILLIAM C HUGHES HOWARD G HUGHEY HUHTAMAKI HLDG RET ACC PL - FAIRP Claimant Name HUNTER GLOBAL INVEST'S FUND II L HUNTER GLOBAL INVESTORS FUND I LP RICHARD HUNTER JR IRA RUTH H HUNTER ROBERT HUNTER TR FBO MEGAN YOUNG IRREV FBO NICHOLAS J HUNTER HUNTINGTON NATIONAL BANK TRUST HUNTINGTON TR IMA JOHN -CLSG HUNTNOE WILMA HUNZINGER BEATRICE HUPPERT

M P G P P P G M M P G G M X G G P G G G G G G G M G G G P G G G P G M G G P N P G M P G X P Reject Code G G M X G P M P P P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624585-4 611173-4 115314-5 624611-7 635183-2 124735-2 608457-5 100722-0 612387-2 620083-4 615370-4 122053-5 607237-2 105380-9 124594-5 634520-4 104385-4 601912-9 103500-2 124367-5 114920-2 100314-3 613219-7 613220-0 106313-8 109389-4 620354-0 118163-7 612513-1 115486-9 109036-4 119258-2 616180-4 112145-6 111712-2 101132-4 601946-3 611275-7 104533-4 117095-3 600949-2 Claim ID 611976-0 112898-1 112889-2 651239-9 644892-5 115877-5 624421-1 101361-0 643921-7 121706-2 614154-4 610086-4 630262-9 611233-1 611234-0 611237-4

LYMAN W HULL HULL MARK & CHARISSE TIC MOAG THOMAS W HULL THOMAS WALKER HULL CHARLES W HULL TTEE ROSE HULMAN INST TECH HULME TR MIKE & MARGARET-CLSG HARVEY HUM IRA HUMANE SOCIETY CAP CAMPAIGN FD IM HUMANE SOCIETY OF US PEN PLAN-INV HUMBOLDT FAMILY FOUNDATION CLAIRE M HUME HUME TRUST PATRICIA WM HUMENUK AND ISAAC H HUML UTMA NY BETTY HUMMER TTEE HUMMER CREDIT SH ROBERT A HUMPHREY IRA CURTIS HUMPHREYS AND CAROLYN MATTH PATRICIA A HUMPHREYS TR HARLAN T HUMPHRIES HERBERT M HUMPIDGE IRA ALTHIA B HUMTE HUNA TOTEM CORPORATION PIA HUNA TOTEM CORPORATION RIM-PLEDGE ELLEN A HUNDSHAMER EDWARD A HUNDZIENSKI CHRISTINE HILTY TR FBO A HUNEKE HENRY HUNKEN HUNSBERGER HARVEY FBO JENNIFER HUNT BURNIE HUNT IRA MARY L HUNT IRA WILLIAM HUNT IRA WILLIAM G HUNT IRA MARY L HUNT META B HUNT ANASTASIA KARAGIS HUNT TRUST UOA D HUNTER C RUTH IRREVOCABLE TOA CHRISTINA L HUNTER FREDERICK M HUNTER HUNTER GLO'L INVEST'S OFFSHORE FU Claimant Name JOEL HUTH FAMILY TR UW DIV SUB-ACC KAREN HUTH IRA RICHARD M HUTH IRA HUTHSTEINER FINE ARTS TRUST ANNE HUTNER TTEE JUDITH A HUTSON LINDA HUTSON PERSONAL ACCOUNT JOHN DECD J HUTT JR IRA FBO GARRY J HUYSSE GARRY J HUYSSE IRA HWD ASHFIELD HY-VEE-INVISTA CAP-DOMESTI IA TTEES ANNE R HYATT TR PLGD HYDE A & C FBO ALAN CUST-CO-TOA # HYDE A & C FBO CH CUST-CO-TOA HYDE ALAN L IRA

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601902-1 601901-3 109538-2 116569-0 601913-7 637554-5 117780-0 111470-0 643939-0 126693-4 114779-0 623170-5 609700-6 611554-3 123676-8 642683-2 124860-0 126527-0 126528-8 117213-1 616181-2 100208-2 106546-7 106547-5 643781-8 124610-0 107265-0 117477-0 635617-6 651689-0 623992-7 635454-8 614786-0 614787-9 123606-7 121176-5 614788-7 105726-0 650941-0 121253-2 627588-5 Claim ID 615852-8 605674-1 610774-5 613571-4 617878-2 621222-0 613358-4 610775-3 621221-2 615036-5 617832-4 612333-3 651694-7 126893-7 613565-0 629947-4

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Confidential

LEON HUPPERT LEON J HUPPERT MD WILLIAM C HURD BERTHA L HURELS BONNIE R HUREY REVOCABLE LIVING TR GAROLD M HURLEY AND JAMES E HURLEY IRA JAMES T HURLEY IRA THOMAS J HURLEY IRRA JOANNE P HURSCHMAN CRISTINA HURSH IRA HURST DARRELL TUA HURST ENTER INC PS TR HURST FRANCES LANNIE IRAT THOMAS R HURST IRA JAMES K HURST IRRA PATRICIA S HURSTER IRA HARMON C HURT #1 HARMON C HURT #2 HURT FAMILY TRUST THOMAS E HURT & RITA M HURT JT TEN LELAND HURWITZ BETTY J HUSCHER TRUST DWDINE E HUSCHER TRUST ROBERT J HUSS IRRA JUDITH T HUSS ALAN S HUSSELMAN KATHY L HUSTON FERENC HUSVET M D CHRISTINE HUSZAGH CARROLL T HUTCHENS II DDS INC PSP FBO DOUGLAS E HUTCHINS HUTCHINSON BARRIE & KAREN - IMA HUTCHINSON BARRIE M - MANAGED IRA EUGENE W HUTCHINSON GEORGE W HUTCHINSON IRA HUTCHINSON KAREN L - MANAGED IRA JOAN L HUTCHISON IRA RICHARD AND PATRICIA HUTCHSION THEODORE R HUTER AND ROBERT HUTH & JOAN HUTH Claimant Name IBC-VALLEY FORGE IBEW 1841 PENSION IBEW 438 PENS FD - LOOMIS SAYLES IBEW 654 MACK EQ IBEW LCL 58 PENS FD - DAVIS IBEW LCL UNION 351 PENSION-OPPENH IBEW LOC 357 PENSION A-FREEMAN AS IBEW LOCAL 236 HEALTH & BENEFIT IBEW LOCAL 25 RET FD M T-ARK ASSE IBEW LOCAL 701 PENSION - ICAP DB IBEW LOCAL 9 - INSTITUTIONAL CAP IBEW LOCAL 9 LINE CL PEN FUND-DOL IBEW MELLON IBEW PLAN A CHARTWELL IBEW98 MACKAY IBK HOLDINGS LTD

G G P M P G G X P M G P P P M G M N N G G P X X M P N M G P P G P P G M P P P P M Reject Code M G G G G G G G G G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 636141-2 611236-6 611239-0 611230-7 624712-1 624714-8 624713-0 626932-0 123983-0 633253-6 623993-5 100932-0 623995-1 645881-5 118590-0 645912-9 121550-7 651504-5 625440-3 621238-7 616340-8 636643-0 102279-2 107858-5 101640-7 618620-3 618621-1 103978-4 620372-8 621325-1 121807-7 123491-9 615083-7 644199-8 111433-6 615851-0 Claim ID 612842-4 607926-1 608108-8 608087-1 607895-8 621680-3 607706-4 622051-7 622052-5 107041-0 126490-7 608175-4 611797-0 611798-8 612870-0 123991-0 107699-0 608902-0 608179-7 615340-2 615341-0

THOMAS A HYDE IRRA HYDE IRREV GST-PAUL CUST-TOA HYDE NATHAN F TRUST CUST-TOA HYDE PAMELA SEP PROP TR CUST-TOA PAMELA W HYDE CHARLOTTE R HYDE TR DTD 2 22 78 ALAN L HYDE TRUST SHARON HYDER AGENCY CLOSING MAG HYDRO ONE PEN PLAN ROBERT E HYKES IRA - ROO ROBERT E HYKES IRA-ROO #2 GLENN V HYLAND IRA MRS MYRA HYLAND ELI HYMAN HERBERT HYMAN DR ELLIS P HYMAN IRA THOMAS F HYND IRA CHARLES W HYNEK I B E W LOCAL 25 RETIREMENT F I U O E LOCAL 15 PENSION FD INVES I-H US EQUITY AA ROBERT IACAMPO TTEE PAUL E IACONO FAM TR PAUL E & ROSE MARIE IACONO FAMILY PAUL E IACONO IRA IAM NATIONAL PENSION FUND IAM NATIONAL PENSION FUND ROBERT J IANAREALLI AND IATSE LOCAL 33 PENSION LOOMIS EQIATSE LOCAL 52 RESERVE-MCKAY-FIXE IATSE LOCAL NO 30 IATSE NATIONAL PENSION FUND IATSE PEN SB-CLO IBARGUENGOITIA IBBETSON FAMILY REV TRUST IBC-STONE LARGE Claimant Name IHC HEALTH SERVICES INC - ICAP IHC PENSION-IRIDIAN IHC PENSION-MACKAY SHIELDSIHS RETIRE - GLOBALT IHS RETIRE - IRIDIAN II B-STATE STREET IIB BANK LTD PENSION AND LIFE ASS III - OPPENHEIMER CAPITAL III - PUTNAM ADVISORY IIT #2 IKL CO FONDS IL CON-WILLIAM BLAIR ILA - SECTOR CAPITAL MANAGEMENT ILA-INSTITUTIONAL CAPITAL CORP ILA-NC PEN OPP ILGWU NATIONAL RET FUND LEHMAN ILIT MARITAL NON QTIP TRUST ILIUM PARTNERS LP-CLSG ILL TOOL - INSTITUTIONAL C ILLINOIS FORGE INC PENSION TRUST ILLINOIS FORGE INC RETIREMENT TR

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615158-2 607793-5 616494-3 607623-8 607602-5 607786-2 618600-9 616449-8 619727-2 621223-9 621227-1 625672-4 625673-2 621626-9 625674-0 622161-0 607708-0 620536-4 103012-4 601916-1 604997-4 615469-7 624982-5 624981-7 119098-9 601917-0 621226-3 611636-1 601915-3 619810-4 619809-0 117444-4 115185-1 622062-2 104740-0 612906-4 Claim ID 606021-8 613575-7 608705-1 113976-2 622049-5 612690-1 615773-4 611440-7 617833-2 616627-0 628165-6 620827-4 651673-4 110960-0 611689-2 602129-8 104418-4 122943-5 100465-4 107665-5 101823-0

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Confidential

IBM - STRUCTURED STK SELECTION CH TNT-LDN-DRF04 IBM DENMARK RET IBM I-H FRC 1000 TNT-LDN-IBI01- IBM IRELAND CA TNT-LDN-IRF22- IBM IRELAND FI TNT-LDN-IRF02 IBM IRELAND-CAP IBM RETIREMENT PLAN IBM WESTPEAK GLOBAL ADVISORS LP IBT 401OKOP S PLAN - OPPENHEIMER IBT LOCAL 1205 WELFARE-STACEY BRA IBT LOCAL 814 PENSION-CHARTWELL ICAP DISCRETIONARY EQUITY PORT PR ICAP EQUITY PORT PRI USD ICAP LARGE CAP VALUE ICAP SELECT EQUITY PORTFOLIO PRI ICAP-LARGE CAP VAL ICC BANK PLC STAFF BENEFIT SCHEME ICCRI SPA COFONDICRI INT'L ICCRI BARBARA A ICKES HAROLD ICKES ICON FINANCIAL FUND ICON FINANCIAL FUND IDA UNIV OF CINTI DEL POOL IDA UNIV OF CINTI SCUDDER POOL UNIVERSITY OF IDAHO FND INC #1 IDAHO INVESTMENT CO COF PINSKER IDAHO PIPE PENSION - SIRACH IDAHO POWER EQUITY NQPT IDEAL INVESTMENT COF PINSKER GOLD RICHARD J IDELL IRA RICHARD J IDELL PROFIT SH PL ROBERT IDEN ELIZABETH IDZIK IG US EQ FUND ELIZABETH R IGLAUER IHC HEALTH PLANS - MACKAY SHIELDS Claimant Name IND UNITED FOOD PENSION ARK ASSE INDEPENDENCE BLUE CROSS INDEPENDENCE TUBE CORP -DHILARE INDER IRA INDEX 500 FUND INDEX 500 STOCK FUND INDEX PLUS RETIREMENT FD INDIANA AREA UFCW ARK ASSET MGMT INDIANA CARP PEN FD - COLUMBUS INDIANA CARP PEN FD - OPPEN INDIANA ELECTRICAL WORKERS PENSIO INDIANA STATE POLICE CADENCE CAP INDIANAPOLIS PUBLIC TRANS PLAN ALEX INDICH INDPLS POWER & LIGHT CO-INVESCO C INDRANI A M LIONEL INDUSTRIAL MINERALS INC INDUSTRIAL SHEET METAL MELVIN INDYK MELVIN INDYK INFIRM PRIEST ASSOC

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 107040-1 608280-7 615161-2 124342-0 608103-7 634377-5 634397-0 103867-2 633368-0 637679-7 622980-8 610413-4 610380-4 614679-1 620207-1 651627-0 126755-8 616310-6 633992-1 115799-0 622598-5 607858-3 607956-3 114057-4 114058-2 123996-1 607881-8 111040-3 605741-1 605742-0 611107-6 Claim ID 652707-8 114948-2 650778-6 106744-3 111398-4 614446-2 614445-4 601918-8 111221-0 104144-4 616586-9 640832-0 102068-4 101800-0 621771-0 634249-3 610579-3 621891-1 621892-0 633955-7 615991-5 614677-5 623236-1 633334-6 615812-9 607681-5

ILLINOIS INSTITUTE OF TECH #1 ILLINOIS POWER FIRST QUADRAN ILLINOIS STATE BOARD OF INVESTMEN JANET L ILLIS ILTRS-LINCOLN EQUITY ILWU HOTEL PENSION INVESCO EARNES ILWU LOCAL 142 STAFF PENSION PLAN KAREN R IM HOF IM SYNOD OF THE NORTHEAST POOLED IMAMI FAM FOUND INC 06 02 97 TR IMERYS USA BHM&S IMF CAP GUARDIAN DOMESTIC IMFWELLINGTONDOMESTIC-SR IMM PAUL J - MANAGED IRA IMMACULATE CONCEPT CANONRY RET FD IMMANUEL REFORMED CHURCH PETER A IMMORDINO IRA IMPERIAL COUNTY CALIFORNIA RETIRE IMPERIAL COUNTY EMPLOYEES RETIREM IMPERIAL US EQUITY POOL IMPERIAL US EQUITY POOL LARGE CAP IMRF - NTQA S&P 500 VALUE -SL #1 IMRF-IRIDIAN ASSET MGMT #2 BRUCE IMSAND BRUCE IMSAND IN STATE DIST COUNCIL LAB HOID #3 IN-HOUSE FUND-NISOURCE INC #4 EST ALFRED INAMA IND CARPENTERS PEN ARK ASSET IND CARPENTERS PEN BLAIR IND MENTAL HEALTH MEM FDN MOAG Claimant Name INGRAM TALBOTT D INGRAM 2 ERIC INGRAM REUBEN R INGRAM IRA SHERON E INGRAM INGRAM WALLIS & CO FBO J INGRAM INGRAM WALLIS & CO PC EMP PROF SH WILLIAM H INGRAM INGSTAD FAMILY REVOC TRUST #1 CAROL D INGSTAD IRA #1 CITY OF INKSTER P & F BANK ONE INMAN GROUP INC ARTHUR J INNES IRA NORMAN S INOUE IRA INS USTIF WEAVER INSTITUTE FOR HUMAN SVCS INV MGMINSTITUTE SPERTUS INSTITUTIONAL CAP INSTITUTIONAL CAPITA INSTITUTIONAL S&P 500 PBHG INSURANCE LARGE CAP GROWTH PO INT GROUP LTD - INTL IMA INT'L TRAINING INST EB PEN FD INT'L UNION OF OPERATING ENGINEER INTECH INST LG CAP CORE EQ TNT-LDN-IIP01- INTEL IRELAND CA

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613989-2 624974-4 620279-9 624967-1 624971-0 623681-2 619945-3 624973-6 633590-0 633584-5 633585-3 633580-2 625653-8 624936-1 110754-2 618189-9 123797-7 621539-4 608247-5 616702-0 617675-5 617711-5 617670-4 617699-2 617700-0 617683-6 614461-6 610341-3 123647-4 123659-8 100404-2 Claim ID 605034-4 605035-2 605037-9 605038-7 605039-5 605040-9 616615-6 616059-0 123274-6 611464-4 650522-8 615837-4 615836-6 616597-4 619482-6 615141-8 625643-0 623237-0 615130-2 634299-0 621234-4 609815-0 627224-0 610208-5 610209-3 622367-2

Reject Code M X G G N G G G X X G G G G M G G G G G G P G G G P

Confidential

BAK DRIV ING ING DISCIPLINED LARGECAP FUND ING FERRI ING GET FUND - SERIES Q ING GET FUND - SERIES T ING L INVEST US ENHANCED CORE CON ING LUXEMBOURG S A - IRC EQUITIES ING TAX EFFICIENT EQUITY FUND ING TRUST CO - EQ COLL TRUST OMN ING TRUST CO - GEM INDEX PLUS EQ ING TRUST CO - GEM INDEX PLUS EQ ING TRUST CO EQ COMM TRUST OMN ING US EQUITY FONDS ING VP DISCIPLINED LARGECAP PORTF BONNIE A INGALLINERA RICKY D INGALLS IRREV TR NFJ WELLFORD W INGE INGE WINGEN IRA ROLLOVER INGERSOLL DB - ALLIANZ PIMCO INGHAM MEDICAL - INVESCO EQUITY 233-TR DES JF INGLE E BOURKE RHB 220-JW INGLE III TR 6 26 99 RHB 053-JOHN W INGLE JR CUSTODY RHB 052-JOSEPHINE F INGLE RHB 222-JULIE C INGLE TR CUS RHB 218-JASON W INGLE TR CUSTODY RHB INGLIS D IRREV INGLIS FUND - INSTL CAPITAL DOUGLAS R INGRAHAM MARY H INGRAHAM DEMAREST I INGRAHAM SUR TR Claimant Name DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE INTERONE MARKETING GRP - MUNDER INTERSTATE FUND LINDA INTINO INTL ANESTHESIA RES SOC I AG FID FDS- INTL BOND INTL BRO-P SB INTL BRO-W SB INTL MACH 2848 DC - LOOMIS INTL PAPER ALPHA R S CLSD INTL PAPER STRUCTURED STOCK STATE INTL READING ASSOC INTL TRAINING INSTITUTE 837 INTL TRUCK & ENGINE DC-LARGE CAP INTL UNION OF PAINTERS LOCAL 1791 INTL'BRO'HOOD TMSTR-TAPP-NICHOLAS INTRACOASTAL HEALTH - IRIDIAN INTREPID MGT INC PCIAA-ADV RESEAR INTRF-BLACKROCK INTRF-RHUMBLINE ADVISORS INTRNL RUS 1000 GRTH

G G P G P G M P G G G G W G N P M P G P P P P P P P P G P P P Reject Code P P P P P P G G G P P M G P G P P G P P M P P P P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 622073-8 114245-3 126094-4 616416-1 616290-8 611348-6 616664-4 616665-2 622665-5 618663-7 618664-5 652171-1 634086-5 621009-0 618485-5 648054-3 623244-2 634088-1 619025-1 119603-0 123499-4 123503-6 605029-8 605030-1 605031-0 605032-8 Claim ID 622063-0 600972-7 121453-5 638279-7 651039-6 634234-5 634232-9 105330-2 105331-0 105332-9 609978-5 646167-0 122208-2 612386-4 621691-9 621702-8 622559-4 617715-8 621744-3 621904-7 621922-5 621962-4 622022-3 622324-9 622480-6 622503-9 622538-1 622646-9 621748-6 622220-0 621787-7

INTEL SERPLUS PLAN INTERCONTINENTAL CORP INTERFAITH MEDICAL CENTER INTERINSURANCE EXCH OF THE AUTO INTERINSURANCE EXCHANGE OF THE INTERLAKE STEAMSHIP SOCIETY CIP INTERLOCAL-GCIU-PEN-CAP GUARDIAN INTERLOCAL-GCIU-PEN-CHARTWELL INTERNAL EQUITY INTERNATIONAL BROTHERHOOD OF ELEC INTERNATIONAL BROTHERHOOD OF ELEC INTERNATIONAL CHAPTER PEO INTERNATIONAL EQUITIES HOLDING INTERNATIONAL FUND FOR AGRICULTUR INTERNATIONAL PAPER COMPANY COMMI INTERNATIONAL SOCIETY ON THROMBOS INTERNATIONAL TRAINING INST #804 INTERNATIONAL TRANS PORTFOLIO INTERNATIONAL TRUCK AND ENGINE CO INTERNATIONAL UNION OF OPER INTERNATIONAL UNION OF OPERATING INTERNATIONAL UNION OF OPERTNG DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE DRRT FBO INTERNATIONALE Claimant Name INVESTORS MERGERS & ACQUISITIONS FRANK INZERELLI ALBERT J IODER IRA A JAMES IODER IRRA IOLANI SCHOOL - COMBINED INVESTME IOLANI SCHOOL PLANT FUND EQUITY M IOLANI SCHOOL POST RETIREMENT FUN ANTOINETTE IPPOLITO #1 ANTOINETTE IPPOLITO #2 ANTOINETTE IPPOLITO #3 IRANI FAMILY LP II - OAK LOU IRELAND AND R SCOTT IRELAND AT KATE IRELAND TRUST IRIBAR FAM LP I M IRIDIAN IRIDIAN IRIDIAN 777-H F II 1990 STLMT TR IRIDIAN IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGMT IRIDIAN ASSET MGT IRIDIAN ASSETT MGMT IRIDIAN MID CAP VA

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622368-0 607380-8 620385-0 609744-8 650595-3 650596-1 116798-7 650597-0 621767-2 621768-0 116793-6 115991-7 115990-9 116792-8 650607-0 116794-4 116799-5 650592-9 650600-3 650601-1 650603-8 650605-4 650604-6 650606-2 621971-3 616575-3 Claim ID 119286-8 617807-3 620386-8 620387-6 625507-8 609571-2 615366-6 615357-7 101923-6 104544-0 623998-6 624001-1 612351-1 623999-4 650899-5 624000-3 115239-4 101141-3 626567-7 626566-9 118907-7 103512-6 105651-4 610190-9 123623-7 606849-9 651418-9 652549-0 609459-7 117801-6 109822-5

Reject Code P G M G G G G N N N G G P G P P P P P G M P P G P P P G P P P

Confidential

INTRNL RUS 1000 VAL INV ADMIN CONTINGENCY INVESCO B V I NOMINEES LIMITED INVESCO CAPITAL MANAGEMT INVESCO CONSTELLATION FUND INVESCO DIVERSIFIED DIVIDEND FUND INVESCO GLB STRUCTURED EQ FD INVESCO GLOBAL CORE EQUITY FUND INVESCO LARGE CAP EQ INVESCO MKT NTL-LONG INVESCO PERP US EQUITY INVESCO PERPETUAL GLBL OPP FD INVESCO PERPETUAL INTL EQUITY INVESCO PERPETUAL INTL EQUITY INVESCO S&P 500 INDEX FUND INVESCO US STRUCTURED EQTY FD INVESCO US STRUCTURED EQUITY INVESCO V I CAPITAL APPRECIATION INVESCO V I DIVIDEND GROWTH FUND INVESCO VAN KAMPEN AMERICAN FRANC INVESCO VAN KAMPEN COMSTOCK FUND INVESCO VAN KAMPEN EQUITY AND INC INVESCO VAN KAMPEN V I CAPITAL GR INVESCO VAN KAMPEN V I COMSTOCK F INVESCO-BALANCED INVESTMENT COMPANY OF AMERICA Claimant Name IRONWORKERS 40 361 & 417 FDS IRONWORKERS LCL 340 - SELIG V IRONWORKERS NY ANNUITY- AMEX-EQUI IRONWORKERS NY TOPPING OUT-MANNIN IRREVOCABLE TRUST FBO OF ISABE IRSAY TRUST HARRIET P -D-CLSG SANDRA MUNDY IRVINE CUST WILLIAM E IRVINE TRUST PLEDGED G RICHARD IRVING IRA RICHARD G IRVING IRA ESTATE OF JANE G IRWIN JOHN N IRWIN III 1957 TRUST UOA D THEODORE IRWIN IRA JEANET H IRWIN PETER IRWIN JEANET H IRWIN RC LLC ISA CORP OLIVIA A ISAAC BRUCE ISAACMAN EXEMPT FBO FLORENCE BRUCE ISAACMAN T/U/W FBO FLORENCE BRYAN E ISAACS & BERNARD ISAACSON BERNARD ISAACSON ISBI-NTGI INDEX PORTFOLIO SARAH C ISELIN ISELY IRA GEORGE R -IR LESLIE ISENBERG TRUST ISERNHAG ISGO CORPORATION -CLSG CURTIS L ISH IRA JOANN ISH IRA

M G P G P G G G M M G P G P G M G P G G G G G G G G Reject Code G P M P P P P P G G G M P P P P G M G G P P M P N G G M P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 621876-8 652192-4 623090-3 607702-1 120970-1 620518-6 607724-2 104114-2 606523-6 605671-7 615301-1 613624-9 615425-5 618833-8 618834-6 121864-6 611302-8 611708-2 616021-2 615426-3 617843-0 Claim ID 605698-9 623233-7 607488-0 101079-4 101175-8 607489-8 639658-5 121567-1 622239-0 622238-2 105156-3 610757-5 651465-0 624427-0 615577-4 620458-9 621661-7 628015-3 628017-0 628018-8 628020-0 628021-8 628022-6 628023-4 628025-0 628026-9 628027-7 628028-5 628029-3 628030-7 628031-5 628032-3 628033-1 628038-2 628039-0 628040-4

IRIDIAN MID CP FD IRIDIAN PRIVATE BUSINESS VALUE EQ UNIV OF THE SOUTH- IRIDIAN THE IRISH DAIRY BD SUPERANNUATION JOHN B IRISH IRA ESB IRISH LIFE EUROZONE EQTY BNYCL IRISH SUGAR MANUAL WORKERS P/S LLOYD R IRISH TRUST IRMINGER ROO IRA BEATRICE -IR IRON WORKERS 451 ANNUITY IRON WORKERS ANNUITY-ARK ASSET IRON WORKERS ANNUITY-STRONG CAPIT IRON WORKERS ANNUTY ARK ASSET CLS IRON WORKERS DISTRICT COUNCIL OF IRON WORKERS DISTRICT COUNCIL OF IRON WORKERS LABORERS PENSION IRON WORKERS LOC #402-MCKEE EQTY IRON WORKERS MS PEN - CHARTWELL T IRON WORKERS PENSION-ARK ASSET # IRON WORKERS PNSN - ARK ASSET CLS IRONWORKERS 25 H&W FIDUCIARY Claimant Name IUPAT DIST. CNSL. #21 WEL CIP #1 IUPAT GEN OFFS & STAFF FD #804 TNT-LDN-IVX01- IVEX-BEUTEL GOOD JAMES M IVEY #1 JAMES M IVEY #1 TNT-LDN-IVE01- IVEY FDN-BEUTEL MR WILLIAM W IVEY DAVID L IVY IW OF W PA PSF-STRONG-EQUITY INCO IW OF W PA-PSF-STRONG-MID CAP ROBERT H IWASAKI J & R EQUIPMENT INC P S J A GLYNN PROFIT SHARING J C KING HOME-H LEE TRUST J D BROS TR UOA G GRIMSLEY J M KAPLAN FUND OAK VALUE J P MORGAN J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP

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610133-0 604946-0 633617-5 633616-7 639552-0 114564-9 105935-1 608315-3 120426-2 621169-0 620673-5 606033-1 606034-0 613372-0 608184-3 608166-5 103144-9 618442-1 610445-2 610451-7 605697-0 Claim ID 628060-9 628061-7 628062-5 628063-3 628064-1 622511-0 622660-4 618673-4 618674-2 638794-2 634258-2 634289-2 610323-5 609876-2 610038-4 109018-6 109019-4 119324-4 124871-5 608160-6 111006-3 639317-9 118087-8 652548-2 100181-7 100184-1 121206-0 121374-1 117264-6 616626-1 123889-2 124573-2 616959-7 614269-9 400109-5 642233-0

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Confidential

ISI - STRATEGY FUND ISI STRATEGY FUND WILSHIRE 5000 P ISLAND DRIVE OFFSHORE LTD ISLAND DRIVE PARTNERS L P ISLANDS FUND ISMIE MUTUAL INSURANCE COMPANY SANTE ISOPO IRA ISRAEL LIVING TRUST -CLSG HAROLD D ISSLER ISSUE OF HELEN B GAMMONS ISTITUTO PER LE OPERE DI RELIGION ISTRF - INSTITUTIONAL CAPCORP ISTRF J P MORGAN S&P ENHANCED ISU 1993 TRUST INVESCO-EQUITY ITT - IRIDIAN ASSET MGMT ITT - JENNISON ASSOCIATES FRANK ITTLEMAN IUOE LOCAL 4 PENSION FUND IUPAT - EQUITY TRANSITION IUPAT - U S MARKETCAP IUPAT DIST. CNSL. #21 WELFARE Claimant Name J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN EQUITY J P MORGAN LG ENHAN THE J PAUL GETTY TRUST THE J PAUL GETTY TRUST J W HOLDINESS IRA J WALTER CAMERON CENTER INV MGMT J WATUMULL FUND INV MGMT J&E GIDWITZ MEMORIAL FND-BERNS J-K GIFT TR 12 16 91 - FRONT JA DELANEY III TR-CH ASST LARAINE H JABLON TRUST 1 LARAINE H JABLON TRUST 2 JOSEPH J JABLONSKI #2 JACK & LILYAN MANDEL FDN JACK IN THE BOX - CADENCE DONALD W JACK IRA JACK L LOCKE IRRA CHRISTOPHER J JACKLIN IRA JACKSON MALCOLM L JACKSON #1 MALCOLM L JACKSON #2 ARGYLE G JACKSON ARGYLE G JACKSON BILLY W JACKSON JACKSON COUNTY EMP - OPPENHEIMER DAVID A JACKSON DEBRA C JACKSON JACKSON DIV HRLY-BERKELEY CAP MG JACKSON ELECTRIC COOP INC AGENCY JACKSON ENERGY AUTHORITY FS JACKSON FAMILY LP #2 FRANK JACK

P W G G G P P P M P G G G G P G P W G G G Reject Code P G P P P M M G G M G G P P P G G P G G P M G M N N N N X G N G P G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 628041-2 628042-0 628043-9 628044-7 628045-5 628046-3 628047-1 628048-0 628049-8 628050-1 628051-0 628052-8 628053-6 628054-4 628055-2 628058-7 Claim ID 642086-9 103804-4 624734-2 624518-8 103228-3 109754-7 619409-5 652855-4 610450-9 601930-7 109390-8 624651-6 649606-7 601350-3 122544-8 125817-6 616237-1 622676-0 122046-2 100026-8 105077-0 108877-7 616983-0 616984-8 624490-4 601929-3 644356-7 601931-5 119190-0 601932-3 110912-0 118856-9 118551-9 601496-8 637242-2 104003-0 608409-5 113036-6 615693-2 121217-6 620306-0

J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP J P MORGAN CLEARING CORP Claimant Name CLAUDIA R JACKSON TTEE GENTRY S JACKY IRA KRISTIN ELIZABETH JACOB #2 6 9 69 KENNETH HALES JACOB & PATRICIA JAC GAIL M JACOB NANCY K JACOBOWITZ NONMARITAL TRUST FBO N JACOBOWITZ JACOBOWITZ,NANCY K. JACOBS - CRUT - BLAIR CHRISTOPHER R JACOBS AND ANNE S GR CAROLYN U JACOBS JACOBS CHARITABLE REMAINDER UNITR JACOBS FAMILY FDN INC RVTR 11 22 C E JACOBS INVESTMENTS LTD BERNICE JACOBS IRA MORTON JACOBS IRA JACOBS LEVY EQUITY MANAGEMENT JACOBS LEVY LGE CAP GERALDINE JACOBS LIVING TR MARC I JACOBS MARGARET S JACOBS LEONARD S JACOBS MPPP WILLIAM JACOBS REV TRUST CMA WILLIAM JACOBS REV TRUST FAY ALICE JACOBS REVOCABLE TRUST DTD THOMAS D JACOBS ROSEMARY D JACOBS TTEE WILLIAM R JACOBS MITCHELL A JACOBSEN #2 HENRIETTA JACOBSEN JOEN C JACOBSEN IRA JOHN JACOBSEN IRA MITCHELL A JACOBSEN VANESSA COOK JACOBSOHN TR UOA W CE ROBERT J JACOBSON & DELORIS A JACO BRUCE J JACOBSON JACOBSON D & J TR JTWROS -P JACOBSON FAMILY LLC ALAN B JACOBSON J-50 JON S JACOBSON LYDIA G JACOBSON

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115370-6 110504-3 105662-0 637272-4 651337-9 109235-9 105340-0 617439-6 624003-8 631762-6 100400-0 642310-8 118617-5 638594-0 117922-5 109042-9 Claim ID 123691-1 100308-9 648233-3 125903-2 119976-5 101553-2 610866-0 118168-8 123629-6 643992-6 124630-5 104032-4 108918-8 113809-0 601923-4 610399-5 124643-7 644588-8 110743-7 100035-7 109363-0 620421-0 103210-0 124644-5 120496-3 110488-8 636726-7 640964-4 610889-0 643933-0 105631-0 624446-7 601712-6 639742-5 615424-7 110593-0 605521-4 123681-4 603054-8 615322-4 122619-3

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Confidential

GERALDINE F JACKSON DONALD S JACKSON IRA JAMES J JACKSON IRA JAMES J JACKSON IRA DAVID W JACKSON IRA R/O ROBERT L JACKSON IRA WILLIAM JACKSON IRA JACKSON JAMES E TOUOA I M A THOMAS & PAMELA JACKSON JOT ROBERT F JACKSON JR - MGD IRA MIKE S JACKSON MR ARGYLE G JACKSON BILLIE L JACKSON PSP ROBERT H JACKSON THOMAS JACKSON CAROLE A JACKSON TRUST Claimant Name BENITA JAFFE LAWRENCE E JAFFE ESTELLE JAFFEE IRRA MOHD S JAFRI #1 RICHARD J JAGGER IRA ALAN M JAGGIE JAGMAR INVESTMENT CO LTD MOAG RUTH C JAGODZINSKI JACK J JAGOE IRA JACK J JAGOE IRA NASROLLAH JAHDI AND JEFF A JAHIER IRA JAK TRUST DANIEL E JAKUBOWSKI JAM INVESTMENT ASSOCIATES COF PIN JAMEE AND MARSHALL FIELD FDN ARTHUR D JAMES & BISHOP FRED C JAMES DIANNE JAMES ELGIN W JAMES ERNEST JAMES JAMES GALLAGHER IRA PRI USD IBJ HOWELL L JAMES ARTHUR D JAMES IRA #1 BRIAN R JAMES IRA S DABNEY JAMES IRA MARY L JAMES IRRA MR JOHN H JAMES JR IRA THE JAMES L SHERMAN FDN MOAG JAMES P SFERRA IRA ROBERT L JAMES JAMES STEELE BUSBY TRUST B VIRGINIA JAMES JAMES W FRANKUM PATRICIA JAMESON -TENNANT IRA EDWARD C JANA SUBRAMANIAM JANAKIRAMAN & GITA SUSAN M JANDOLI JANE D RAU JANE DESHAW HEDLIN IRREVOCABLE TR PATRICIA L JANES IRA

P M G G P P M G P G P G G G P P Reject Code M Z M P M N P G G G P N M P G P G P M M M P X G G P P M P P N M G M P P G G P P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108193-4 106787-7 640308-5 633518-7 613165-4 624561-7 620172-5 117943-8 111592-8 126670-5 601926-9 Claim ID 614442-0 100929-0 611003-7 101195-2 622065-7 618879-6 618878-8 111877-3 606536-8 608783-3 124526-0 642081-8 110242-7 121122-6 107508-0 101187-1 605250-9 614115-3 103166-0 616963-5 610524-6 103147-3 608497-4 124359-4 624005-4 119356-2 109097-6 625510-8 625496-9 625495-0 605262-2 114200-3 610926-8 100475-1 108576-0 610029-5 110628-7 625431-4 610181-0 618739-0 618740-4 620394-9 620393-0 115104-5 115095-2 649604-0

ROBERT J JACOBUCCI IRA CHRISTOPHER G JACOBUS #1 HARRY DEAN JACOT & PATRICIA ANN JA BG: JACQFREE INVEST INC. JACQUES TRUST - IMA CAROL A JACUZZI JAD INVESTMENTS LLC NORIS J JADIN IRA KIANOOSH JAFARI TR KIANOOSH JAFARI TRUST IRA JAFFE AND SONDA C JAFFE JTWROS Claimant Name JANSEN JAMES H AGY STELLA M JANUCEVIC JANULIS ELENA TOA EDWARD E JANUS JANUS GLOBAL EQUITY FUND JANUS INSTITUTIONAL OPPORTUNISTIC JANUS INTERNATIONAL RESEARCH EQUI LAVERNE A JAQUEZ JARC IRA TRUST FRANK -IR JARC TRUST FRANK & MERANDY FREDERICK A JARDINE IRA WILLIAM A JARDINE TTEE JARDINES ETERNOS DE SAN JOSE PETER B JARKA IRA MARIE JARKA JOHN D JAROS JARSHA FAMILY LIMITED PARTNERSHIP JARVIS J## SHIRLEY L JARVIS DOEHLER JARVIS-BERKELEY CAP MGMT JAS - NT S&P500 INDEXDELORES S JASA IRA JASDEC PARTNERS -CLSG CHARLES R JASKOLSKI IRA ESTATE OF GERTRUDE R JASPER VANESSA H JASPER ANDREW V JASSIN JAVIT FAMILY COMPANY L L C JAVIT INVESTMENTS LIMITED PART MAX JAVIT IRA JOCELYN JAVITS JAY HOLDINGS LDC JAY W DUHAMEL IRREVOCABLE PFDN TERRY M JAYROE IRA TERRY M JAYROE IRA JBD LT-WELLS-EL CAMINO JBH LIMITED PARTNERSHIP JBJ ASSOCIATES LLC JBUT - IRIDIAN -SL JC PENNEY CO PENSION PLAN JC PENNEY CO PENSION PLAN JCCA OF NEW YORK REG ACCOUNT JCCA OF NEW YORK WARBURG RENT JCF BARNETT HELZBERG DONON AFV JCF NEUBERGER CUSTODY JCNI LARGE CAP US EQUITIES

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119235-3 108156-0 633561-6 121238-9 612066-0 601935-8 103863-0 103864-8 114360-3 104183-5 605469-2 Claim ID 622084-3 620162-8 610099-6 106571-8 123254-1 637142-6 104060-0 600937-9 600938-7 600939-5 600940-9 600941-7 600942-5 601005-9 614190-0 628107-9 652501-6 652328-5 650798-0 640778-1 123067-0 601937-4 606303-9 101183-9 601938-2 601939-0 107114-9 114890-7 101144-8 102442-6 108613-8 123347-5 111443-3 101879-5 111121-3 645880-7 102592-9 635616-8 111829-3 652444-3 643271-9 620390-6 120834-9 109320-7 105188-1 622162-9

Reject Code G N P P P W W M P P P M P M P P P P P P G G G M G G N P P P P G P P Z P P P P G P P P G G G

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LYNN E JANES DAVID P JANETTAS GREGG & SMITH JANICE RANDALL C JANIER IRA JANKE MAR TR INV AGY HDI DONALD E JANKLOW & LYNN D JANKLOW GARY W JANKOWSKI ROSEMARIE JANKOWSKI SHARON M JANKOWSKI ARTHUR E JANKULOW RICHARD JANSEN & JOAN JANSEN JTWRO Claimant Name JDR - INDEX TRST 5 JEAN A ADAMS TRUST JEANETTE D SCHOUWEILER 2000 TR JEB HOLDINGS LLLP HAROLD JECKERT RONALD T JEDLINSKI RENAN JEFFEREIS JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC JEFFERIES & COMPANY INC DEF BE DB JEFFERIES GROUP INC EMPLOYEES PEN THOMAS JEFFERSON RETIREMENT BENE THOMAS JEFFERSON UNIVER ENDOW ALEXANDER HALEY JEFFERY TRUS JEFFREY GROVER NAGIN JEFFREY IRA SUSAN JEFFREY JEFFRIES CRUT FRANCIS E -UT JAMES R JELIN JAMES R JELIN MR STEPHEN J JELIN ERIC H JELTRUP JEMACH INVESTMENT LP PENELOPE S JENISON HANLEY F JENKINS & EDDIE JENKINS C D JENKINS IRA KEITH E JENKINS IRA PATTIE A JENKINS IRA JOHNNY R JENKINS MR MARVIN J JENKINS SHARILYN G JENKINS PHYLLIS S JENKINS TTEE JEROME E JENKS BETTINA L JENNEY CHILDREN TR JOHN F JENNEY IRA JAMES A JENNINGS CO INC PROFIT SH SUZANNE JENNINGS IRA FBO MARY JENNINGS REV LVG TRUST MARY JENNINGS TRUST JENNISON

X M G G P G N N G G G Reject Code P P P M P M P P G G G P P P G G M M P M G G P G M G G P N X M M N P G P N M P M G G G P M G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 607316-6 605864-7 626814-5 607416-2 607415-4 622081-9 Claim ID 625379-2 622475-0 625324-5 625340-7 625341-5 625339-3 625376-8 625332-6 126167-3 607108-2 607107-4 125785-4 105162-8 126165-7 124882-0 619498-2 113039-0 117951-9 642606-9 105924-6 121532-9 113037-4 113038-2 113040-4 601936-6 605280-0 615414-0 123627-0 641327-7 611712-0 611727-9 650749-2 650780-8 120235-9 107478-4 651189-9 609926-2 635427-0 106228-0 106369-3 123119-7 647462-4 126746-9 126747-7 126744-2 120260-0 619379-0 627061-1 105624-7 109095-0 619274-2

JCW BIG BAY PROP TR 9-1-94 JD RP - STEWART GEOFFREY JDLC FARM WRKRS PEN INSTITUTIONAL JDO #2 TEIEP FL-CLSG JDO LLLP TEI FL INTRAV-CLSG JDR - EARNINGS SURPRISE Claimant Name JENNISON DRYDEN PORTFOLIOS INC #4 JENNISON LARGE CAP JENNISON MID-CAP GROWTH FUND INC JENNISON MID-CAP GROWTH FUND INC JENNISON MID-CAP GROWTH FUND INC JENNISONDRYDEN OPPORTUNITY FUNDS JENNISONDRYDEN OPPORTUNITY FUNDS JENNISONDRYDEN SECTOR FUNDS INC D DAVID JENSEN JENSEN FBO DIANNE J O'DELL JENSEN FBO JAY JENSEN GEORGE GARY L JENSEN GERALD L JENSEN JANET R JENSEN REVOC TR LYNETTE B JENSEN TTEE JENSEN, CARL J TRUST RONALD JENSON MD EMP PP JASON D JEONG IRA BERNHART E JEPSON IRRA BARBARA JEREB IRA JOHN S JEREMIAH IRA DAVID JEREMY JUDITH JEREMY IRA JUDITH JEREMY JOSEPH JERKOVICH AND JANET JERKOVI JOSEPH JERKOVICH AND JANET JERKOVI JEROME FDN INC AGY-ALLIANCE CAP FRED S JERRIS JERRY W MOLLIEN IRA JERVIS B WEBB HRLY PEN- OPPENHEIM JERVIS B WEBB SAL PENSION-OPPENH MS NATALIE JERWAK NATALIE JERWAK EDWARD M JESNES IRA CHARLES Z JESPERSEN IRA STEPHEN JESS JESSE FINK-MERRILL LYNCH ROBERT H JESSEN AND VALERIE O JESS KAREN K JESSEN PAULINE JESSER TR CHARLES H JESSOME MR CHARLES JESSOME DALE G JESSUP & DALE G JESSUP IRA KATHRYN E JESSUP IRA LYDA JEURINK JEWELERS OF AMERICA INC CLOSING JEWISH COMMUNAL FUND I M #2 JEWISH COMMUNITY FOUNDATION SO AZ JEWISH COMMUNITY FOUNDATION SO AZ JEWISH FAMILY SERVICE

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625327-0 622291-9 620391-4 625320-2 621753-2 625375-0 Claim ID 616621-0 620392-2 621242-5 652838-4 652942-9 619210-6 615192-2 620335-3 609747-2 610206-9 609869-0 609851-7 610207-7 619491-5 609887-8 621491-6 643697-8 100409-3 614408-0 614407-1 114069-8 600958-1 610088-0 609407-4 616064-6 610265-4 601922-6 112802-7 122764-5 112315-7 106146-1 650758-1 612654-5 120741-5 644460-1 644461-0 609254-3 109188-3 109189-1 125748-0 125942-3 105471-6 122416-6 622082-7 620299-3 624860-8 624863-2 624864-0 624855-1 620300-0 624861-6

Reject Code P G P G P P P P G P P N G G M G G G G G M G G G G P G P M G G G G M M N P G X N G G M M M P N P P M P

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JENNISON 20 20 FOCUS FUND 1 31 310017 JENNISON JENNISON ACTIVE GROWTH FUND JENNISON BLEND FUND INC 8 31 JENNISON CIM IV JENNISON DRYDEN PORTFOLIOS INC #1 Claimant Name JEWISH FUND - CADENCE JEWISH GERIATRIC SERVICES BEAR JEWISH HOME & HOSPITAL PENSION- N JEWISH HOME FDN OP FUND JEWISH HOME FDN RES/END JEWISH SENIORS AGENCY-ENDOWMENT A JF AMERICAN GROWTH FUND JF AMERICAN GROWTH TRUST JGM EQUITY PTNRS I - PARAMET JHB LIV 2002 IRREV - JP MORGAN #1 JHB LIVING - JP MORGAN JHB PERS - JP MORGAN JHB PERS 2002 IRREV-JP MORGAN #2 JHL SA 65 - JOHN HANCOCK HO JIK INVESTMENTS II LP - ARK JILL SLATE IRA ROLLOVER JILL WEBER ROBERT H JIMENEL IRA JIMIK MANAGEMENT JOHN TRUSTEE-IMA JIMIK MANAGEMENT SAM TRUSTEE-IMA JOSEPH JIUNNIES FAM TR SCOTT JIVIN JLMT - PARAMETRIC JMB TRUST -DJMD FAMILY LLC JMJ TRUSTS PARTNERSHIP - HUS JNM PARTNERS COF LAUREL BOROWICK DANIEL B JOANSON IRA JAMES M JOBES IRA ALAN L JOEL IRA NANETTE JOELSON TRUST JOGRIN INVESTMENTS LTD JOHANNESEN ERLING & AMY IMA JAMES H JOHANNESEN IVAN K JOHANSEN JR IRRA IVAN K JOHANSEN JR IRRA JOHANSEN TRUSTS TIC S & D-CLSG DONALD L JOHANSON IRA KAREN E JOHANSON IRA SALLY JOHANSON SALLY JOHANSON KARL H JOHANSSON IRA JOHN DEERE PENSION TRUST JOHN DEERE-LSV JOHN HANCOCK 500 INDEX FUND JOHN HANCOCK 500 INDEX FUND JOHN HANCOCK 500 INDEX FUND JOHN HANCOCK COMMUNICATIONS FUND JOHN HANCOCK FINANCIAL INDUSTRIES JOHN HANCOCK FUNDAMENTAL VALUES F JOHN HANCOCK FUNDAMENTAL VALUE FU

G G M G M P Reject Code P G M M M P M G P P M M P P P P G P G G G G P P P P G M P P P P G M M M G N N M M G G M G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 616033-6 Claim ID 624857-8 624829-2 624831-4 624833-0 624834-9 624835-7 624836-5 624842-0 624840-3 624841-1 624826-8 624838-1 624858-6 624851-9 620297-7 615015-2 620597-6 620596-8 641687-0 615415-8 615952-4 633048-7 113746-8 100294-5 644323-0 102453-1 621368-5 652677-2 113631-3 123613-0 113634-8 110209-5 110212-5 641261-0 649164-2 649163-4 636867-0 123559-1 121755-0 601924-2 618873-7 114430-8 615405-0 126763-9 102196-6 120327-4 111842-0 615371-2 101602-4 613109-3 121944-8 639790-5 Claim ID 610818-0 122049-7 102977-0

JEWISH FEDERATION - TWEEDY BROWNE Claimant Name JOHN HANCOCK SOVEREIGN INVESTORS JOHN HANCOCK TRUST - AMERICAN JOHN HANCOCK TRUST - BLUE CHIP GR JOHN HANCOCK TRUST - BLUE CHIP GR JOHN HANCOCK TRUST - EQUITY-INCOM JOHN HANCOCK TRUST - EQUITY-INCOM JOHN HANCOCK TRUST - EQUITY-INCOM JOHN HANCOCK TRUST - INTERNATIONA JOHN HANCOCK TRUST - LIFESTYLE BA JOHN HANCOCK TRUST - MID CAP STOC JOHN HANCOCK TRUST - OPTIMIZED AL JOHN HANCOCK TRUST - VALUE TRUST JOHN HANCOCK TRUST û 500 INDEX TR JOHN HANCOCK TRUST û ALL CAP VALU JOHN HANCOCK V A SOVEREIGN INV FU JOHN L RUST CO - OPPENHEIMER JOHN MUIR MT DIABLO-CADENCE CAPIT JOHN MUIR MT DIABLO-PACIFIC INCOM JOHN O HAGAN IRRA JOHN P CLEMENS REV TRUST ROSALIE BLOCH TR UOA FBO L JOHN JOHNGA ROBERT C JOHNS AND CATHY S JOHNS ARRINGTON JOHN E JOHNS DCSD TTEE WENDELL B JOHNS IRA JOHNS MANVILLE CORP PENSION CAPGU JOHNS PLUMBING HEATING AND AIR CO DONNELL E JOHNSON #1 JOHN J JOHNSON #1 DONNELL E JOHNSON #2 MIA L JOHNSON #2 SCOTT JOHNSON #2 MICHAEL M JOHNSON & ANNA M JOHNSON DANIEL BOLAR TTEE JOHNSON 2 LIFE DANIEL BOLAR TTEE JOHNSON 20 YEAR ALLEN T JOHNSON ALTA J JOHNSON DALE K JOHNSON AND PETER S JOHNSON AND FRANCES E JOHN JOHNSON AND JOHNSON PENSION + SAV BECKY J JOHNSON JOHNSON BRASS PROFIT SHARING CAMERON L JOHNSON CAROLYN S JOHNSON CHARLENE A JOHNSON GLENN JOHNSON CONSTRUCT JOHNSON CONTROLS FDN LEGG MASON CRAIG J JOHNSON JOHNSON D & M IMA KENT P JOHNSON DECEASED DIANNE B JOHNSON Claimant Name JOHNSON LINDA B-CU-FAIRPORT CUST LISA JOHNSON LOUIS F JOHNSON

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624856-0 Claim ID 601921-8 613108-5 613080-1 601925-0 123684-9 112252-5 116765-0 111392-5 102028-5 120862-4 110205-2 636619-8 120807-1 645886-6 119076-8 614381-4 122979-6 612053-9 101973-2 110202-8 110200-1 112794-2 110211-7 111508-1 112651-2 110201-0 123620-2 112817-5 618148-1 106453-3 105419-8 107466-0 112792-6 110210-9 124409-4 106705-2 647737-2 642854-1 112793-4 110213-3 616168-5 634676-6 125080-9 106704-4 109924-8 106622-6 107973-5 101672-5 125073-6 104581-4 610817-2 610811-3 Claim ID 610849-0 643371-5 617658-5

Reject Code P G G G G P P G G P G G G G G G P M M P P P G G G N P M G P G P P G M M G P X P P N P M P M P P M G N G Reject Code P N X

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JOHN HANCOCK SOVEREIGN INVESTORS Claimant Name DR DAVID L JOHNSON JOHNSON DUANE M IMA JOHNSON DUANE M IRA DUFF AUSTIN JOHNSON E GENE JOHNSON EARLA G JOHNSON EDWIN L JOHNSON ELIZABETH J JOHNSON ELIZABETH R JOHNSON EMMA J JOHNSON LEWIS H JOHNSON FAM FDN FBO MERREL T JOHNSON FRANCES JOHNSON FRANCES JOHNSON GERALD L JOHNSON JOHNSON HAZEL & EARL LEE-TOUOA HERTHA R JOHNSON PEGGY JOHNSON HIGH DIV PORTFOLIO ILENE JOHNSON ALEXANDRA L JOHNSON IRA #1 DANIEL B JOHNSON IRA #1 DANIEL B JOHNSON IRA #1 DEBORAH M JOHNSON IRA #1 JOHN L JOHNSON IRA #1 MIA L JOHNSON IRA #1 SCOTT JOHNSON IRA #1 JOHN J JOHNSON IRA #2 ALEXANDRA L JOHNSON IRA HARRY JOHNSON IRA BERKLEY CAROL H JOHNSON IRA CRAIG W JOHNSON IRA DAVID L JOHNSON IRA DEBORAH M JOHNSON IRA ELIANA Y JOHNSON IRA JAMES L JOHNSON IRA JAROSLAWA Z JOHNSON IRA JOHN A JOHNSON IRA KIRKLAND G JOHNSON IRA PAUL S JOHNSON IRA SCOTT JOHNSON IRA RO #3 WILBUR V JOHNSON IRA ROLLOVER #1 JAMES L JOHNSON IRRA JAMES P JOHNSON JAROSLAWA Z JOHNSON JENNIFER E JOHNSON JOHNSON JOHNSON & WHITTLE JOHNSON JOHNSON & WHITTLE JUELENE JOHNSON KIRKLAND G JOHNSON LINDA JOHNSON JOHNSON LINDA B GST TR AG-TOA JOHNSON LINDA B TRUST AG-TOA Claimant Name JOHNSTON ROBERT W IRREV SUCC-TOA OLIVER L JOHNSTON TTEE EDDIE LEVY JOHNSTONE IRR12 20 95

G Reject Code G G G G G N G M P N P P M G G G N P N P M P P G P P P M P X G N M P M N M G P P G G M N M G M M M M P G Reject Code P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119889-0 111464-6 126089-8 609837-1 117096-1 117124-0 644182-3 102414-0 109129-8 114496-0 601920-0 110368-7 103274-7 612077-6 641588-1 110215-0 112650-4 110207-9 110214-1 110204-4 110206-0 110203-6 110208-7 112791-8 101699-7 112801-9 612196-9 619335-8 645628-6 644412-1 642054-0 635567-6 643054-6 637511-1 619851-1 631283-7 106603-0 107227-7 107422-9 107423-7 643621-8 100401-8 100696-7 606085-4 650977-0 122113-2 122114-0 100665-7 650976-2 Claim ID 108007-5 120918-3 607031-0 124294-6 115296-3 119168-3 105286-1 105378-7

MARJORIE H JOHNSON MYRTLE JOHNSON JOHNSON P S FRANCISCA JOHNSON PARAMETRIC PATRICIA D JOHNSON PHYLLIS A JOHNSON HARRY P JOHNSON PIA ACCOUNT C W JOHNSON REV TR ROBERT T JOHNSON JAMES DUKE JOHNSON RV LV TR SHERRY B JOHNSON SOPHRONIA E JOHNSON STEPHEN JOHNSON LAWRENCE & ELIZABETH JOHNSON TEP A ERNEST A JOHNSON & DOLORES JOHNSON ALEXANDRA JOHNSON TRUST #1 DEBORAH M JOHNSON TRUST #1 MIA L JOHNSON TRUST #1 DANIEL B JOHNSON TRUST #2 DEBORAH M JOHNSON TRUST DEBORAH M JOHNSON TRUST ELIANA Y JOHNSON TRUST ELIANA Y JOHNSON TRUST MIA L JOHNSON TRUST RAYMOND M JOHNSON TRUST S PAUL JOHNSON TRUST L & E JOHNSON TRUST TEP AGENCY JOHNSON TTEE ANN FARRIOR JOHNSON TTEE BETTY R JOHNSON TTEE DUANE N JOHNSON TTEE JOYCE S JOHNSON TTEE KAREN M JOHNSON TTEE KEITH JOHNSON TTEE KATHARINE H JOHNSON TUA 3 26 84 TR GAYLE H JOHNSON U/A EDK WALTER R JOHNSON DARYL JOHNSTON 1 DARYL JOHNSTON 2 DARYL JOHNSTON 3 E JOHNSTON HAROLD JOHNSTON JOHN F JOHNSTON IRA W ROLLIN JOHNSTON IRREVOCABLE TRUS J KEITH JOHNSTON JANET G JOHNSTON JANET G JOHNSTON JOHN F JOHNSTON M. JOAN JOHNSTON Claimant Name KELLY E JONES LINDA S JONES JONES LYDIA S & WALTER N MARY A JONES MARY L JONES MARYLEE JONES MAUDE A JONES MICHAEL P JONES

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P P G P G N G P N G G M M P G P M P P P P P P M G P P P G G G G G G P G N P G G G N G P P M M P P

611046-0 644747-3 644746-5 123018-2 621243-3 618662-9 618659-9 618660-2 630099-5 115295-5 623082-2 643557-2 624007-0 646444-0 605589-3 103452-9 109714-8 645339-2 125427-8 123247-9 102701-8 109043-7 107111-4 607234-8 611559-4 117319-7 123534-6 123535-4 614707-0 123426-9 644362-1 626983-4 120981-7 644695-7 623083-0 124422-1 116702-2 100455-7 111336-4 114647-5 125426-0 113041-2 107888-7 125141-4 123594-0 623081-4 118565-9 637542-1 611083-5 Claim ID 616102-2 606794-8 605274-6 121910-3 124302-0 122545-6 103341-7 124201-6

Reject Code M M P M M G G P

Confidential

JOHOSKI PATRICIA A IRAT JAMES B JOINER & KATHLEEN JOINER J JAMES B JOINER CO PROFIT SHARING P CORINNE T JOINER JOINT COUNCIL #73 PENSION-SMITH B JOINT INDUSTRY BOARD ANNUITY PLAN JOINT INDUSTRY BOARD ELECTRICAL JOINT INDUSTRY BOARD ELECTRICAL CO-TR U/W M G JOLDERSMA RESIDUAL MICHELLE JOLIF MCMANUS SOUTHPORT-D A AND P M JONES #1 JONES & CLEARY ROOFING CO ERIC L JONES & JOYE A JONES TIC MR EDMUND JONES & MRS WALTRAUD JON WILLIAM JONES & PATRICIA JONES JTI RICHARD F JONES 1 ADRIAN W JONES EDDIE J JONES AND MARILYN K JONES PHILIP F JONES AND CARL JONES CARLOS A JONES DAVID A JONES DELORES F JONES JONES DR ROBERT K 2007 TST JONES E O FBO UW TOA MARVIN E JONES EDUCATN TR ELIZABETH M JONES ELIZABETH M JONES JONES ELMER & BOBBIE LOU - IMA THE JONES FAMILY TRUST #1 FBO JANICE B SMITH JONES MICHAEL A JONES FITT I M FRANCES A JONES H LOUISE JONES SOUTHPORT-P M JONES IRA #2 EDWARD C JONES IRA JAMES F JONES IRA JAMES H JONES IRA JOAN A JONES IRA KAY K JONES IRA PHILIP F JONES IRA ROBERT M JONES IRA SAMUEL S JONES IRA SAUNDRA JONES IRA SIDNEY N JONES IRA SOUTHPORT - D A JONES IRA WYNN O JONES IRA SAUNDRA JONES IRRA JONES KATHLEEN D TRUST AGTR Claimant Name NELSON H JORDAN FAMILY TRUST JORDAN GLADYS INTERIM -CLSG JORDAN GROUP LLC COF PNC BANK OF DOROTHY M JORDAN IRA H A JORDAN IRA MARY ELLEN JORDAN IRA JAMES E JORDAN KENNETH W JORDAN

P G G M P G G G G G P M P G G G G G G M P P G P G G M M P P M P G G P N P P P X G P X G N P P M P Reject Code P G P M X G P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 131 of 302 PageID #:54742

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605253-3 126394-3 103216-0 126352-8 115948-8 101747-0 607055-8 113478-7 626977-0 102391-8 103141-4 103236-4 111332-1 115793-0 103573-8 104752-3 611082-7 601928-5 125975-0 109161-1 612064-4 116129-6 109172-7 126393-5 112819-1 616144-8 102053-6 123777-2 102325-0 637663-0 108218-3 611005-3 652913-5 652644-6 652612-8 606281-4 652550-4 126611-0 617918-5 617923-1 108351-1 648830-7 628948-7 121474-8 Claim ID 621948-9 633595-0 633596-9 633597-7 633598-5 633599-3 633600-0 633601-9 633602-7 633603-5 633604-3 633605-1 633607-8

JEFFREY JONES NANAS STERN BIERS PATRICIA JONES PATRICIA A JONES PHYLLIS A JONES JONES REV 2009 JT TRUST DEANNE P JONES REV LV TR JONES REV SALLY P MARY L JONES REV TRUST MICHAEL A JONES REVOCABLE TRUST I ROBERT E JONES ROBERT G JONES ROBERT G JONES ROBERT M JONES ROBERT M JONES ROBERT O JONES ROBERT V JONES JONES ROLLIN S TRUST AGTR SPENCER JONES STEVE JONES TAMMY L JONES DENNIS R JONES TEP THOMAS E JONES GEORGE J JONES TR PATRICIA JONES TR TRACY A JONES JOHN P & PATRICIA L JONES TRUST #1 BARBARA J JONES TRUST JOHN E JONES TRUST KATHARINE N JONES TRUST G KEVIN JONES TTEE WILLIAM B JONES JONES WILLIAM M TRUST AG-TOA JONES, ADRIAN W. JONES, BILLY JONES, BONNIE JONES-KOPENCE TRUST C J-CLSG JONESEV GERALD R JONNSON IRA JOOS SUZANNE M IRA ROLLOVER JOOS THAD H IRA ROLLOVER JOSE LUIS JOP #1 JERRY N JORDAN AND JEAN A JORDAN A THE JORDAN CHARITABLE FOUNDATION DIANNE P JORDAN Claimant Name JP MORGAN REGULAR JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC

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G M M M N N P G P P M N P P N N P P G M G N P M M G X P P G P P M M M P M P N N N G M N

618292-5 618293-3 113018-8 637977-0 625491-8 609249-7 108086-5 627165-0 124872-3 634120-9 101423-4 620986-6 644744-9 109150-6 101422-6 109147-6 625499-3 111520-0 113908-8 642564-0 618079-5 610967-5 108900-5 117684-6 117683-8 620425-2 642235-7 114986-5 640177-5 624008-9 607866-4 621908-0 622360-5 615203-1 615205-8 622358-3 622497-0 634091-1 622659-0 622355-9 622661-2 627034-4 621839-3 623350-3 Claim ID 620402-3 620401-5 620405-8 615194-9 615196-5 616432-3 616342-4 613288-0 615269-4 615265-1 615263-5 615264-3 615273-2

Reject Code M P G P G P G G G P G G P

Confidential

JUDITH JORDAN TRUST AVA JUDITH JORDAN TRUST BRK CYNTHIA D JORETT RICHARD W JORGENSEN IRRA BRUCE JORGENSON IRA ROO JORSTAD LIV TR-EQUITY CLSG ZENAIDA B JOSE ABRAHAM JOSELOW IRA JOSEPH & FLORENCE MANDEL FDN JOSEPH & FLORENCE MANEY TRUST RUDOLPH JOSEPH AND JOSEPH BARTON IRA ROLLOVER JOSEPH F CELOTTO IRA R JOSEPH GRANDCHILDREN TRUST RUDOLPH JOSEPH INS TRUST R JOSEPH INSURANCE TRUST STANLEY JOSEPHS DECEASED ROTH WILLLAM H JOSEPHSON IRA WILLIAM H JOSEPHSON PAUL J JOSINGER IRRA WILLIAM DWIGHT JOSLYN IRR ABR JOSLYN LARRY TTEE AGTR ESTATE RAY E JOSTAD DANIEL L JOY LIVING TR JACK A JOY LIVING TRUST JOYCE KIDDER DAVIS IBJ MR KEVIN J JOYCE SARAH J JOYCE TR BEVERLY J JOYCE TTEE MR CRAWLEY F JOYNER III JP MORGAN JP MORGAN JP MORGAN ACTIVE GROWTH JP MORGAN CHASE RET - LARGECAP GR JP MORGAN EQUITY GROWTH FUND II JP MORGAN GROWTH FD JP MORGAN INVESTMENT JP MORGAN INVESTMENT MANAGMNT JP MORGAN LARGE CAP JP MORGAN LARGE CAP VALUE JP MORGAN LG VALUE JP MORGAN MOSAIC FUND IV LLC ESPS JP MORGAN NGC C C 18 03 03 ES P 57573 JP MORGAN NVIT BALANCED FU Claimant Name JPM TAX AWARE DISC EQUITY FD 9M JPM US EQUITY PORTFOLIO 6M JPM US LARGE COMPANY 16097-2 JPM US SELECT FD JPM US VALUEFUND JPM- SEARS ICAP JPMC RET PLAN JPMAM LARGE CAP VAL JPMCB AMERICAN CORE EQUITY GP FUN JPMCB MACS-EQUITIES FUND -LONG AO JPMCB RESEARCH OPTIMIZED EQUITY V JPMCB US ACTIVE CORE EQTY FUND JPMCB US ACTIVE CORE EQTY FUND JPMCB US RESEARCH OPTIMIZEDEQUITY

G P G M P P N P G G M G G M P M P G G G P P P G G P G G G P G G M G P M M P M M M P M M Reject Code P P G G G G M M G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633608-6 633609-4 633611-6 633612-4 633613-2 621350-2 621237-9 621828-8 652197-5 621673-0 621763-0 620556-9 620555-0 609871-1 609870-3 652579-2 615190-6 615189-2 615195-7 615191-4 615200-7 615201-5 615202-3 615250-3 620400-7 615206-6 621516-5 621027-9 621029-5 621030-9 615288-0 621026-0 615292-9 615290-2 615291-0 620403-1 615224-4 615127-2 620404-0 Claim ID 615214-7 627021-2 615218-0 621777-0 610623-4 605283-5 605640-7 607487-1 649460-9 615800-5 615801-3 615802-1 615803-0 615804-8 615805-6 615806-4 615807-2 615808-0

JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC ESPS JP MORGAN SEEBOARD JP MORGAN SSS ESPS JP MORGAN STH ELECT JP MORGAN US JP MORGAN-S&P 500 JP MORGAN-STRUCT STK JP MRGAN PB-EAJ INV1LTD ISI US LG JP MRGNPB-HASMA INV1LTD ISI US LG JPGT-INST CAPITAL JPGT-JP MORGAN JPJLEASE JPM - AMERICA EQUITY FUND JPM - AMERICA LARGE CAP FUND JPM - US FUND JPM AMER INVTRUST - LARGECAP FUND JPM CHASE AMERICAN CORE EQUITY TR JPM CHASE EQUITY GROWTH GROUP FUN JPM CHASE EQUITY GROWTH TRUST JPM DISC EQUITY VALUE FUND JPM DISCIPLINED EQUITY PORT 5M JPM FUND - US STRATEGIC GROWTH FU JPM GLBL OPPORTUNITIES EQUITY FUN JPM GLBL SELECT EQUITY FUND-MGR A JPM GLBL SELECT EQUITY FUND-MGR B JPM GLBL SELECT EQUITY FUND-RES JPM GLOBAL FINANCIALS FUND JPM GLOBAL FINANCIALS FUND JPM GLOBAL OPPORTUNITIES EQUITY F JPM GLOBAL SELECT EQUITY FUND - M JPM GLOBAL SELECT EQUITY FUND - R JPM INSTITUTIONAL SMART INDEX FUN JPM JAPAN INVEST FD-US EQUITY-BON JPM LIFE GLOBAL EX-UK OPPORTUNITI JPM SERIES TR II-US DISC EQUITY P Claimant Name JPMORGAN SELECT LARGE CAP GROWTH JPMORGAN SELECT LARGE CAP EQUITY JPMORGAN U S EQUITY FUND JPMTEAM-ICAP JPVF STRATEGIC GROWTH JRJ INVESTMENT FUND JRMC - ARK TNT-LDN-JRS05- JRS BEUTEL GOOD JSRM FOUNDATION-IXIS CDP 4 JT COTE 20 YR CHAR LEAD TR-CAROLY JT COTE 20 YR CHAR LEAD TR-CYNTHI JT COTE 20 YR CHAR LEAD TR-REBECC JT COTE 20 YR CHAR LEAD TR-HENRY JT COTE 20 YR CHAR LEAD TR-ANDREW JT COTE 20 YR CHAR LEAD TR-ALEX JT COTE 20 YR CHAR LEAD TR-KELLY JT COTE 20 YR CHAR LEAD TR-CATHER JT COTE 20 YR CHAR LEAD TR-SAMUEL

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615274-0 615286-4 615283-0 615284-8 621015-5 621013-9 621014-7 620419-8 620417-1 620450-3 620452-0 620414-7 620415-5 620416-3 620412-0 620413-9 620447-3 620438-4 620449-0 620446-5 620448-1 622685-0 620409-0 620445-7 620410-4 620418-0 621016-3 615207-4 627022-0 615208-2 615223-6 615219-8 615209-0 619217-3 615260-0 615211-2 615256-2 615231-7 615212-0 Claim ID 111426-3 126766-3 609886-0 601942-0 117138-0 618949-0 117248-4 640922-9 118115-7 102928-2 609812-6 610529-7 611465-2 652837-6 118544-6 650757-3 106791-5 638631-8

Reject Code P P G G G P G G G P P P P P P P P P

Confidential

JPMCB US SMARTINDEX FUND JPMF LIFE DEDICATED FUND 010 JPMF LIFE GLOBAL EX-UK CONSENSUS JPMF LIFE GLOBAL EX-UK FIXED-WEIG JPMF LIFE GLOBAL EX-UK WM CONSENS JPMFL GLOBAL EX-UK CONSENSUS SEL JPMFL GLOBAL EX-UK FIXED-WEIGHT S JPMIM #17011-0 JPMIM ACCOUNT # A 14067-0 JPMIM AOC # 10403-0 JPMIM AOC # 10427-0 JPMIM AOC # 19962-0 JPMIM AOC # 19972-0 JPMIM AOC # 19978-0 JPMIM AOC # 20871-0 JPMIM AOC # 29832-0 JPMIM AOC # R 17030-0 JPMIM AOC #14215-0 JPMIM AOC #20899 JPMIM AOC R10386-0 JPMIM AOC# R17031-0 JPMIM STRUCT STOCK JPMIM# 142170 JPMIM# 14235-0 JPMIM# 17027-0 17027-2 17027-3 17 JPMIM# 19999-2 JPMLAL GLOBAL EX UK EQUITY FUND JPMORGAN BALANCED FUND EQUITY JPMORGAN CHASE BK AMERICAN CORE E JPMORGAN CORE EQUITY FUND JPMORGAN DISCIPLINED EQUITYFUND JPMORGAN DIVERSIFIED FUND-LARGE C JPMORGAN EQUITY GROWTH FUND JPMORGAN EQUITY GROWTH II JPMORGAN EQUITY INDEX FUND JPMORGAN LARGE CAP EQUITY FUND JPMORGAN LARGE CAP VALUE FUND JPMORGAN MARKET NEUTRAL FUND - LO JPMORGAN SELECT BALANCED FUND EQU Claimant Name DONALD C JUKAM PAULA F JULANDER JULIA IRENE KAUFFMAN- ARK JULIE'S PEOPLE INVESTMENT ASSOCIA JUNE A JULIEN TRUST JUNDSTRAND CORP MARY F JUNE IRA JUNE MOXLEY IRA DOREEN H JUNG EST GRACE JUNGKIND JUNIOR ACHIEVEMENT ENDOWMENT JUNIOR ACHIEVEMENT OPERATING JUNIOR LEAGUE OF CLEVELAND TOA JUPITER FUND LLC JACK F JURACO IRA JURADO INVESTMENTS LTD MICHAEL A JURCA MR JOHN A JURENKO

G P M M M G P M P M M M M M M M M G M M M M M M G G M G P P G G P G G G G G G Reject Code M M G G N P P M G P G P P M X P P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 615809-9 621244-1 108867-0 629769-2 629770-6 629772-2 629753-6 629740-4 629741-2 629760-9 629688-2 629710-2 629714-5 629726-9 629728-5 629730-7 629731-5 629734-0 629766-8 629682-3 640662-9 634291-4 101655-5 118829-1 615731-9 605140-5 605087-5 601376-7 633570-5 633546-2 616577-0 601943-9 120430-0 125531-2 Claim ID 601959-5 600021-5 101077-8 109197-2 111825-0 641428-1 601956-0 400152-4 600022-3 607190-2 607189-9 110166-8 601796-7 649546-0 649549-4 649548-6 634978-1 108210-8 100467-0 100530-8 650438-8 618441-3 625487-0

JT COTE 20 YR CHAR LEAD TR-POLLY JT COUNCIL #73 PENSION FUND-INVES JT FAMILY TRUST JTSB A F A F THE FUND 961-10594-9 JTSB A F A F THE FUND 961-10596-9 JTSB A F A F THE FUND 961-10598-9 JTSB A T F THE FUND 835-46430-500 JTSB A T F THE FUND 929-00229-260 JTSB A T F THE FUND 929-00229-260 JTSB A T F THE FUND 929-00229-250 JTSB A T F THE FUND 930-30223-300 JTSB A T F THE FUND 930-46409-602 JTSB A T F THE FUND 930-46718-600 JTSB A T F THE FUND 930-31213-370 JTSB A T F THE FUND 930-16174-001 JTSB A T F THE FUND 930-18440-212 JTSB A T F THE FUND 930-46434-621 JTSB A T F THE FUND 930-18420-000 JTSB A T F THE FUND 930-18534-820 JTSB A T F THE FUND 965-01039-980 TRACY JUAN TTEE JUANITA K CHOCK RLT CUSTODY EDDIE JUAREZ EUGENE D JUBA IRA FJ & MF JUDAY COM PROP TR AGENCY DONALD J JUDGE AND MARIE PIACQUADI BRIAN M JUDGE AND THOMAS E JUDGE J THOMAS E JUDGE JR TTEE UOA D 7 1 8 JUDICREST HOLDINGS INC. ALLAN & LEWIS JUDITH JUDY DAVID CUSTODIAL CLO PAUL R JUDY LIVING TRUST PAUL R JU OTTO C JUELICH IRA ROBERT J JUETTEN Claimant Name ROBERT E KAHN & LINDA KAHN LAURENCE S. KAHN 2001 TR UAD 7/23/ ARTHUR S KAHN ARTHUR S KAHN EST NATALLE L KAHN FBO MR FRED S KAHN JONATHAN KAHN MAX KAHN PETER L. KAHN KAHN TRUST A-1 MARVIN D -CLSG KAHN TRUST A-2 MARVIN D RICHARD V KAHN TRUST LINDA GROSS KAHN TRUST UOA D 4 12 KAHRS E IRR KAHRS E TR AGY KAHRS ED TOA LINDA JEAN KAIDIN TTEE ERMA J KAIHEWALU IRA DORA S KAIMAN SUSAN G KAIMAN BETTY & GEORGE KAISER FDN- ALLIANC KAISER FOUNDATION HEALTH PLAN INC GEORGE B KAISER

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P G G G G G G G G G G G G G G G G G G G G P M P P G G G P G M G M P

108350-3 123522-2 121954-5 642663-8 118005-3 647096-3 610211-5 610436-3 610204-2 610201-8 603257-5 616345-9 620027-3 652985-2 621388-0 621389-8 620178-4 621498-3 621386-3 621500-9 621501-7 621387-1 634337-6 636062-9 104906-2 121724-0 608602-0 652708-6 652551-2 635568-4 122139-6 633525-0 605114-6 619806-6 Claim ID 117426-6 618228-3 644178-5 620426-0 109125-5 110125-0 125736-6 105552-6 113806-5 126821-0 608294-7 116873-8 108226-4 108227-2 118837-2 116827-4 648249-0 606962-2 116881-9 609064-8 108924-2 652810-4 113759-0

Reject Code G M G M N G G P M P P P G P N P G P P P M P M

Confidential

JOSEPH T JURICK EST CLARENCE JUSTICE JUDY A JUSTICE MR CLARENCE JUSTICE ALAN F JUSTIN FR JUSTIN ROSARY HOUR INC BROADCAS JVA ENTERPRISES CAP-JPMORG INX JVA ENTERPRISES JP MRG INX-SL JWC '96 TRUST - CASH JWC 96' TRUST - SUNDRY ASSETS JWM GLOBAL EQUITY OPPORTUNITY FUN K & F INDUSTRIES PENSION PLAN-ARK K & M PARTNERS L P-IMA K CAPITAL MANAGEMENT K31-STACEY BRAUN K32-GENERAL-STACEY K33-LSV AM-HV K33-SMITH BARNEY K33-STACEY BRAUN K34-LSV AM K34-LSV AM HV K34-STACEY BRAUN KAANAPALI MEDICAL SERVICES INC RE LARRY W KAAS DONALD KABAT PATRICIA J KACHER KADOW TRUSTS TIC J & D-CLSG KAEHLER KAEHLSEP MERIKE KAEO JONATHAN M KAGAN PEN PL BG: KAHANOFF FOUNDATION CHARNE G KAHN & BERNARD M KAHN TTE RICHARD KAHN & J MOLYNEAUX COMM PR Claimant Name JANET KAMINSTEIN TR WARREN O KAMM CRUT JEFFREY K KAMM TTEE KAMRAN T ELGHANAYAN IBJ ROBERT B KANALLAKAN STANLEY J KANDZARI PETER B KANE #1 HILDA KANE IRA RO 1 HILDA L KANE IRA RO JAMES KANE KANE MICHAEL W AND SHERI -CLSG KANE MILLER CORP PATRICK M KANE PAULA M KANE PETER J KANE STANLEY B KANE WILLIAM DUNCAN KANE, III AND CHRIS KANG IRA YOUNG -CLSG KANGESSER FOUNDATION KANGESSER FOUNDATION I AG -DPATRICIA A KANNENBERG IRA KANNER,HENRY BRENDA K KANNO

M N M G G M P M N P P G P G G P P P G P P G P G G M G M M G G P G P Reject Code G P G P M P N M M P P G M M M P G G M P N M M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 626947-8 618408-1 618410-3 618411-1 116140-7 109970-1 634401-1 105181-4 105182-2 606402-7 608646-2 601953-6 109021-6 616159-6 648363-1 601966-8 126126-6 110717-8 606968-1 113326-8 108262-0 601968-4 601969-2 646879-9 108449-6 126347-1 601972-2 601967-6 605228-2 Claim ID 108266-3 601975-7 108560-3 606833-2 118416-4 608424-9 644552-7 644553-5 652580-6 652613-6 652737-0 113219-9 605812-4 652763-9 646178-6 643017-1 623612-0 623613-8 616165-0 125314-0 647095-5 110647-3 601957-9 601095-4 601947-1 601962-5 606159-1 118731-7

KAISER JR H - BK-TA I KAISER PERMANENTE MASTER TRUST KAISER PERMANENTE MASTER TRUST KAISER PERMANENTE MASTER TRUST RICHARD W KAISER WILLIAM J KAISER KAITO & ISHIDA PSP-ROO ACCOUNT ZUHAIR KALAWI IRA ZUHAIR KALAWI TRUST KALIKA IRA HOWARD S -IR KALIKA TRUST ADI H -D -CLSG ALAN B KALIN KAY F KALINA FREDERICK KALINOFF SEP IRA GEORGE KALINSKY IRRA JOEL KALISH AND MARVIN KALISH JTWR KATHLEEN J KALLCHTHALER DUANE E KALLEN SR IRA KALOV IRA TRUST JERRY -IR LISA A KALUS IRA MAY F KAMBARA & GEORGE K KAMBOURIS AND JOAN T KAMB MR GEORGE K KAMBOURIS JAY KAMDAR IRRA NANCY KAMETCHES IRA #2 FRED KAMIENNY ALI A KAMIES ALI A KAMIES AND SHARON M WINN JTW HENRY KAMINER Claimant Name PATTY P KAPLAN DAVID TODD KAPLAN REV TRUST STEVEN KAPLAN KAPLAN TR FBO D RAUTBOR-CLSG JUDY KAPLAN TRUST KAPLAN TRUST VIVIAN J -CLSG MARILYN KAPLAN TTEE MARILYN KAPLAN TTEE KAPLAN, RICHARD KAPLAN, RICHARD KAPLAN, RICHARD BEVERLY KAPLANSKY THE KAPLEN FOUNDATION TWEEDY KAPLNMPP VINOD KAPOOR IRRA FBO WILMA L KAPP IRA & JUNE KAPP MR IRA KAPP IRA ROLLOVER JOHN D KAPPELMAN IVAN&MARTHA KAPSNER TRUST LAWRENCE KAPUSTA IRA GEORGE KARABIAN IRA GEORGE G KARADY TRUST NANCY K KARAGIS SYLVESTER KARAGIS TED KARANTZIS KARASIK TRUST B PHILIP PETER KARATSANOS IRA

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P G G G G G G G G P P G N G G P P P P G G P P G G N P P G

618414-6 609955-6 628145-1 601971-4 111578-2 115376-5 126710-8 601954-4 110445-4 124305-5 634165-9 634389-9 651023-0 651029-9 634257-4 634228-0 601974-9 605075-1 601977-3 622936-0 605567-2 109410-6 116114-8 601973-0 601980-3 612577-8 121561-2 644542-0 110435-7 Claim ID 111099-3 643707-9 112239-8 649597-4 633254-4 114462-6 114535-5 601981-1 601979-0 108296-5 120735-0 102992-4 102424-8 122141-8 116057-5 122354-2 124005-6 110976-6 606082-0 606127-3 606128-1 606129-0 126891-0 115875-9 112812-4 625480-2 106241-7 108107-1

Reject Code G G P P X P G G M M M X M M M M P P G X G G G P P P P P

Confidential

KANSAS CITY AREA RETAIL FOOD STOR KANSAS CITY POLICE-JP MOR-SL KANSAS CONSTRUCTION TRADES OPEN E KANSAS INVESTMENT ASSOC COF PINSK GENE R KANTACK IRA LEE R KANTEN SEP IRA ENID KANTERMAN IRA ITTE S KANTOR WILLIAM A KANTROWITZ KENNETH J KAO KAONOULU RANCH INVT MGMT ACCOUNT KAPAHULU DENTAL PSP KAPIOLANI HEALTH FOUNDATION - AME KAPIOLANI HEALTH RETIREMENT PLAN KAPIOLANI M STEPHENS FND INV MGTKAPIOLANI PALI MOMI\BSCM\INV MGMT DAN KAPLAN AND ELLEN J KAPLAN TENA BERNARD KAPLAN AND FRANCINE GREEN BARRY H KAPLAN TR KAPLAN BN H KAPLAN IRAD TR FBO JOELLE BRETT KAPLAN DAVID T RALPH KAPLAN IRA IRIS KAPLAN MICHAEL AND DIANE KAPLAN JTWROS KAPLAN KAPLAN & WIEDER LILA KAPLAN LYNNE P KAPLAN MARILYN KAPLAN NESSA B KAPLAN Claimant Name ILENE KARSON TR JOHN W KARTH MARK J KARWASKI TR DRRT FBO KAS INVESTMENT SERVICING HOWARD J KASHNER IRA ROO #1 JEROME I KASKOWITZ EUGENE R KASPER KASREL INVESTMENTS PINSKER GOLDBE MR DAVID KASS & MRS GLORIA KASS JT SIDNEY C KASS MANUEL KASSLER IRA RONALD KASSOVER IRA ANTHONY KASTANAS IRA NICHOLETTE M KASTROS KASZTON FAMILY TRUST 9 6 87 LOREN J KASZUBOWSKI #1 LOREN J KASZUBOWSKI #2 GEORGE T KATAHIRA IRVING G KATES TUW CELIA KATES GLO KATES TUW FBO CELIA -CLSG KATES TUW FBO GLORIA IRV-CLSG KATES TUW FBO SANDRA IR -CLSG KATHREIN & CO THEODORE T KATO ESTATE JAMES KATOVITCH MIRIAM KATOWITZ IRA ROLLOVER MARIE N KATRIS IRA JANE KATSUNE

G M G G G G G G N N G P G G G G G G P G P G P G G P N G P Reject Code M G P P P P P G G P M X G M G G M G P P P P G G P P P X

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 135 of 302 PageID #:54746

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601950-1 601965-0 100195-7 647915-4 615377-1 111029-2 615459-0 119644-8 620163-6 611959-0 101196-0 114972-5 120752-0 647492-6 647488-8 620463-5 601958-7 100906-0 634320-1 623473-9 623474-7 623475-5 104724-8 105091-5 Claim ID 601982-0 103678-5 638051-4 624013-5 104265-3 117878-4 123549-4 610983-7 610956-0 610957-8 610959-4 610955-1 120863-2 121472-1 118041-0 120529-3 116466-0 634404-6 125557-6 126720-5 110060-2 106111-9 110979-0 110857-3 601945-5 108607-3 611232-3 637601-0 118844-5 106430-4 601951-0 611105-0 611021-5

MAROULI KARATZI MAROULI KARATZI WILLIAM R KARCHER JOHN R KARDOS IRRA KAREN FITZGERALD KENNY KAREN IRA KAREN WAGGONER TRUST SUB ACCOUNT DAVID L KARIBIAN KARL ADAMS JR TRUST MEMMEN KARL TRUST ADVISORY ACCT CHARLENE J KARLSEN IRA HELEN KARLSRUHER HARI L KARNA TRUST ANNETTE R KARNASH IRRA ANNETTE R KARNASH RRA LINDA ANTIN KARNES CHRISTOPHER KARPINSKI & JOANNE THE KARR FAMILY TR MYRNA T KARR ROO IRA KARSCH CAPITAL I LP KARSCH CAPITAL II LP KARSCH CAPITAL LTD BETTY L KARSH ILENE KARSON TR Claimant Name DAVID P KAUFMAN HARRIETTE L KAUFMAN LINDA KAUFMAN IRRA CLAIRE KAUFMAN REV TR DTD 10 8 98 THOMAS I KAUFMAN KAUFMAN TRUST BRUCE M KAUFMANN KAULL BRETT R MOAG KAULL GLORIA Z IRREV TOA KAULL G FBO BRETT RYAN KAULL IRR KAULL G FBO BRETT RYAN KAULL IRR ZEHR C FBO BRETT RYAN KAULL IRR BINA KAUR BINA KAUR RAKESH KAUSHISH AND DONALD A KAUSZ BEVERLY J KAUZA KAWAIAHAO CHURCH CIF ELIZABETH KAWALER ELIZABETH KAWALER IRA BRUCE K KAWANAMI TR TAMIKO KAWAUCHI TRUST YOSHIHIRO B KAWAUCHI SUSAN B KAY & BONNIE T KAY CONNIE B KAY KAY FLORENCE F # 4 FBO SEREN TOA FREDA I KAY GREGORY L KAY JOHN H KAY IRA MICHAEL L KAY KAY MILAN A FD B RES TOA KAYA MUHLIS Y IRAT

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P P N M P G P G P M P G G M M P P G G G G G X G

105155-5 605165-0 124339-0 121269-9 114459-6 124217-2 601718-5 123753-5 601955-2 601949-8 652414-1 636331-8 624011-9 624012-7 620464-3 125183-0 642050-8 609671-9 634395-3 635253-7 108167-5 103308-5 103363-8 113385-3 Claim ID 607753-6 607762-5 607741-2 607767-6 607735-8 607737-4 607738-2 607739-0 607740-4 607743-9 607744-7 607745-5 607747-1 607748-0 607751-0 607752-8 607754-4 607759-5 607760-9 607766-8 607761-7 607771-4 607607-6 607689-0 607742-0 607765-0 607703-0 607772-2 607736-6 607746-3 607750-1 607758-7 607773-0

Reject Code G P G P N G M P P P P P N M N M X G G G M P P M G N P G P G G P P

Confidential

DEBORAH A KATT IRA DR SEYMOUR KATZ & MRS ARLENE KATZ SYLVIA S KATZ & ALAN L KATZ BARBARA KATZ BEATRICE P KATZ GLORIA KATZ CHILDRENS TRUST MAX EL PAUL KATZ IRA MICHAEL I KATZ SAMUEL JACOB KATZ MARVIN KATZ TR G & R TAUBMAN CARY KATZ TTEE AARON M KATZ UGMA NY ADAM S KATZ UGMA NY DAVID KATZMAN OPPENHEIMER CAPITAL PAUL KATZMAN PAUL KATZMAN TTEE KATZUNG IRREV TR KATHERINE-NFP HALE KAUAI LTD PSP PHILIP J KAUCHAK DCSD MD IRRA BERNARD KAUDERER JUDITH K KAUFF CUSTDL IRA NORMAN B KAUFF IRA PETER L KAUFF Claimant Name TNT-LDN-KHY01- KBCAM ACCOUNT I TNT-LDN-KIV01 KBCAM ACCOUNT L TNT-LDN-KHH01 KBCAM ACCOUNT M TNT-LDN-KDR01- KBCAM ACCOUNT TNT-LDN-KGT01- KBCAM ACCOUNT TNT-LDN-KHB01- KBCAM ACCOUNT TNT-LDN-KHC01- KBCAM ACCOUNT TNT-LDN-KHD01 KBCAM ACCOUNT TNT-LDN-KHE01 KBCAM ACCOUNT TNT-LDN-KHK01- KBCAM ACCOUNT TNT-LDN-KHL01- KBCAM ACCOUNT TNT-LDN-KHM01- KBCAM ACCOUNT TNT-LDN-KHO01- KBCAM ACCOUNT TNT-LDN-KHQ01- KBCAM ACCOUNT TNT-LDN-KHU01- KBCAM ACCOUNT TNT-LDN-KHV01- KBCAM ACCOUNT TNT-LDN-KIB01- KBCAM ACCOUNT TNT-LDN-KIE01- KBCAM ACCOUNT TNT-LDN-KIZ01- KBCAM ACCOUNT TNT-LDN-KIF01- KBCAM ACCOUNT TNT-LDN-KJA01- KBCAM ACCOUNT TNT-LDN-UCC02- KBCAM ACCOUNT TNT-LDN-KBC01- KBCAM BULK ACCOU TNT-LDN-KED01 CAA-NTCS- KBCAM C TNT-LDN-KHI01-CAA-NTCS- KBCAM C TNT-LDN-KGC01- NTCS- KBCAM CLIE TNT-LDN-KLA01- NTCS- KBCAM CLIE TNT-LDN-KZB01- NTCS- KBCAM CLIE TNT-LDN-KHA01-NTCS- KBCAM CLIEN TNT-LDN-KHN01-NTCS- KBCAM CLIEN TNT-LDN-KHT01-NTCS- KBCAM CLIEN TNT-LDN-KID01-NTCS- KBCAM CLIEN TNT-LDN-KZB04-NTCS- KBCAM CLIEN

N G N M P M G M P G M G G G G M P P G G N G G N Reject Code P P P P P P P P P P P P P P P P P P P P P P P P P P P P P P P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 136 of 302 PageID #:54747

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 601948-0 101124-3 605553-2 605554-0 601961-7 605477-3 605579-6 121267-2 612034-2 101945-7 646126-3 125333-6 121393-8 648888-9 652934-8 649918-0 606747-6 615638-0 607680-7 Claim ID 104514-8 114024-8 601985-4 633256-0 119723-1 622895-0 622893-3 610254-9 609828-2 104627-6 607862-1 117176-3 616155-3 636633-3 605349-1 605499-4 601986-2 102829-4 601987-0 608663-2 642602-6 112142-1 100877-3 106327-8 125287-9 125288-7 121936-7 643903-9 634305-8 119733-9 643391-0 615418-2 633543-8 609750-2 104975-5 645668-5 608407-9 115246-7

HOWARD KAYE JOANNE KAYE THE ROBIN KAYE REVOCABLE TRUST UOA THE ROSS KAYE REVOCABLE TRUST UOA ROBIN KAYE ROSS KAYE WALTER KAYE KAYEM FOODS INC KAYES FAMILY TR TEP SUB-ACCOUNT DENNIS S KAYES IRA TERRY E KAYLOR IRRA JACK KAYNE IRA JOSEPH S KAYSER JOSEPH S KAYSER TTEE KAYSER, MARILYN W. GARY KAZANJIAN TTEE KAZANJIAN LIVI KAZURINSKY IRA TIM -IR NFP KBA-USBAM-EQUITY INDEX FUND KBC ASSET MANAGEMENT INC Claimant Name BARBARA KEATING UWO KATHRYN KEATING KEATS L P JOHN T KEAVENY IRA ROO KATHERINE L KECHERSON IRA KECHIJIAN ART KECHIJIAN INVEST KECK FDN - HUSIC ALL CAP #2 KECK FDN - HUSIC LARGE CAP #1 GREGORY C KECK KEEBLER - ALLIANCE JILL K KEECH MICHEAL K KEEFE TERRENCE W KEEGAN SEP MAX MOYSE GILDER KEELER 1991 TR DT SIERRA HOPE GILDER KEELER 1992 TR GEORGE E KEELER III MD VIVIEN KAY JOSEPH L KEELER KATHRYN E KEELER KEENAN TRUSTS TIC J & B -DRONALD D KEENER TTEE SHELLIE D KEEVER IRA FRANCES KEHOE IRA ARVID R KEIDSER ABRAHAM KEILIS SONIA KEILIS ROBERT E KEILMAN #1 JOHN J KEIM TTEE GERALD J KEIR TRF IRA CLS-01-DSC CARL D KEITH KEITH F CLARY IRA KEITH FAMILY LIMITED PARTNERSHIP FLORA & SIMPSON KEITH KEITH FRANK - FRONT BARNETT JOHN E KEITH IRA ELIZABETH M KEITH TTEE KEIZLER KATHERINE - CLSG KELCRIS CORP

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P P P P P P P N P P G G M M M M G P P

607749-8 607622-0 607667-0 610422-3 610423-1 621257-3 621258-1 621259-0 623134-9 631889-4 651767-6 619267-0 101587-7 106011-2 113811-1 608563-6 100200-7 123245-2 624014-3 Claim ID 618240-2 642137-7 121915-4 121917-0 121919-7 624605-2 121916-2 111816-1 121918-9 121688-0 601990-0 116922-0 601988-9 112097-2 609969-6 119903-0 612041-5 627016-6 627017-4 608044-8 607085-0 621261-1 624534-0 638906-6 638863-9 100505-7 120996-5 109441-6 631169-5 122843-9 613856-0 102544-9 615767-0 101343-2 638760-8 103830-3 124297-0 124050-1

Reject Code M P G P M G G P G N G G G G G G G X G G G P P M X X N P P M G P G P P G P G

Confidential

TNT-LDN-KHS01NTCS- KBCAM CLIENT TNT-LDN-KBD01- KBCAM ISLE OF MA TNT-LDN-KDQ01- KBCAMO ACCOUNT QU KCERS-LSV ASSET MANAGEMENT-SL KCERS-PEACHTREE ASS MGMT-SL KCPL WOLF CREEK DECOMMISSIONING T KCPSRS - PARADIGM LARGE CAP KCPSRS - WEISS PECK & GREER KDM CORPORATION #2 IM CUSTODY THE KEAN FOUNDATION INC THE KEAN FOUNDATION INC TR F/B/O ELIZABETH KEAN PAUL L KEARNEY IRA JENNIFER L KEARNEY JOHN W KEARNEY KEARNEY TRUST PATRICIA D -CRICHARD F KEAST IRA SANDRA A KEATES CHRISTIAN M KEATHLEY & Claimant Name KELLER STEPHEN A CRUT #1 PWS VIRGINIA M KELLER TTEE JAMES F KELLEY #1 JAMES F KELLEY #2 JAMES F KELLEY #3 ROWENA D KELLEY 1996 TRUST JAMES F KELLEY IRA #1 JAMES B KELLEY IRA #2 JAMES F KELLEY IRA #2 DOROTHY M KELLEY IRA LOEN KELLEY NATALIE A KELLEY JANICE L KELLEY REV TRUST UAD 5 7 KENNETH R KELLEY TRUST KELLMAN FOUNDATION-FRONT BARNE CHARLES H KELLNER J STURTEVANT FBO KELLNHAUSER FAM WS KELLOGG TST FBO J KELLOGG - MT WS KELLOGG TST FBO KURT KELLOGG KELLOGG - PARAMETRIC KELLOGG CLARENCE A W K KELLOGG FDN TRUST-BNY TOP 200 W K KELLOGG FOUNDATION TRUST PAT ALAN KELLUM IRA PAT A KELLUM ANNA J KELLY BRIAN J KELLY IRA CATHERINE A KELLY IRA IRA LULA M KELLY MARCIA W KELLY LIV TRUST KELLY MARY ANN IRA MANAGED MAUREEN A KELLY P & PK FLP - LAWRENCE KELLY PATRICK A KELLY DR EARL KELLY PIA ETF MODERATE REGINA M KELLY RUTH KELLY KELLY RYAN INC RETIREMENT TR

P G P P G P P P G G M P G M N P N M P Reject Code P G P P P P P G P M P P P G P M P M M P P P M G G G P M G G G P P N G G N P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 137 of 302 PageID #:54748

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 114008-6 106448-7 624015-1 651273-9 110077-7 102502-3 625525-6 110179-0 113315-2 636627-9 111891-9 106177-1 101398-0 123305-0 Claim ID 622121-1 622122-0 644419-9 102422-1 601537-9 126443-5 106129-1 118944-1 104778-7 106092-9 106268-9 123243-6 103611-4 106153-4 605348-3 124921-5 123255-0 106154-2 102423-0 116127-0 650952-5 633508-0 103493-6 108162-4 623194-2 125617-3 610526-2 605013-1 620467-8 620468-6 625521-3 650869-3 652641-1 609741-3 610296-4 612048-2 632992-6 624022-4 100031-4 102226-1 605009-3 121848-4 645512-3

DANIEL J KELEMEN DANIEL J KELEMEN IRA FAO JAMES KELLER & ASSOC PSP ROSEMARY K KELLER CHARITABLE REM U DOUGLAS D KELLER BARBARA E KELLER IRA BARNES D KELLER IRA JAMES KELLER IRA ROBERT A KELLER IRA MICHAEL F KELLER IRRA JAMES A KELLER JANET S KELLER CHAS R KELLER RESIDUARY TRUST RICHARD D KELLER Claimant Name KENNAMETAL INC VICTORY ASSET MANA KENNAMETAL-RUSSELL 1000 LG CAP LINDA KENNEDY AND WILLIS KENNEDY T BERNARD KENNEDY ELLEN L KENNEDY LOUIS J KENNEDY ENTPR ERP CURTIS KENNEDY IRA CURTIS KENNEDY IRA HOWARD V KENNEDY IRA JOANN KENNEDY IRA JOANNE B KENNEDY IRA ROBERT B KENNEDY IRA WANDA F KENNEDY IRA MARGARET E KENNEDY MAX KENNEDY ROBERT B KENNEDY ROBERT R KENNEDY STEPHEN P KENNEDY NANCY KENNETH KAREN KENNEY IRA JANET MUSSER KENNISH KENNISH, JANET M. GRACE KENNY GRACE KENNY MARY ANN M KENNY TR A - REV TR CHARLES E KENT KENT COUNTY - LINE ITEMS KENT COUNTY COUNCIL SUPERAN FUND THE KENT GROWTH AND INCOME FUND THE KENT INDEX EQUITY FUND LITA L KENT SALLY MOYER KENT KENTUCKY GROCERS EDUCATION FOUNDA KENYON COLLEGE - STANDISH KENYON COLLEGE-IRIDIAN M CUDAHY TR FBO M KEOGH-STRINGER T KEOHJAN DONALD R KEOUGH GLORIA L KEOUGH ELEANOR J KEPHART DRRT FBO KEPLER-FONDS EST ELAINE KERAKOS ELAINE J KERAKOS IRA

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M G P G X P P G G G M X P N

606458-2 113372-1 121700-3 643290-5 602001-1 646083-6 123126-0 102656-9 640064-7 119963-3 607600-9 633726-0 116577-1 610816-4 Claim ID 102788-3 609963-7 112121-9 112122-7 112124-3 112123-5 122039-0 639282-2 111693-2 613231-6 631056-7 125688-2 107692-2 107666-3 108368-6 617385-3 603136-6 603137-4 603138-2 603139-0 603140-4 603141-2 603142-0 603143-9 603144-7 603145-5 603146-3 603147-1 603148-0 603149-8 603150-1 603151-0 603152-8 603153-6 603154-4 603155-2 603176-5 603177-3 603178-1 603179-0 603180-3 603181-1 603182-0

Reject Code G P G G G G P M X N G P N M G G G M P P P P M P P N G G M M P P M P P P P P G P G M G

Confidential

KELSEY IRA WAYNE R -IR -CLSG JESSICA L KELSON LUCILLE C KELTON LUCILLE C KELTON TTEE KEMBERTON INVESTMENT ASSOC COF PI ROBERT J KEMP AND LINDA RAE KEMP J GARY A KEMP GENEVIEVE F KEMP KATHERINE I KEMP IRRA ROBERT J KEMP TNT-LDN-KRP01- KEMPER NATL CARROL E. KEMPER, JR. TRUST DTD ROBERT M KENDALL #1 KENDALL FRED E AG-TOA Claimant Name MARY J KERN CARPENTER KERN COUNTY-FIDELITY SE #1 NANCY A KERNAN IRA #1 SCOTT V KERNAN IRA #1 NANCY A KERNAN IRA #2 SCOTT V KERNAN IRA #2 LEONARD KERNEN MR LEONARD T KERNEN KERR CENTER FOR SUSTAINABLE AGRIC KERR FAMILY SURVIVORS IRREV TUA TR U/W HELEN FREEBORN KERR FRANCIS J KERRIGAN IRA RITA M KERSER IRA CORNELE H KERSEY TRUST CORNELE H KERSEY TRUST KERSHAW THOMAS & NICOLE TR IMA KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP

P M G M P M M X P P P M G P Reject Code G P G G G G G M P P G N P P M P G G G G G G G G G G G G G G G G G G G G G G G G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 138 of 302 PageID #:54749

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 645301-5 119773-8 122899-4 115723-0 636582-5 124583-0 124593-7 105594-1 646859-4 Claim ID 603192-7 603193-5 603194-3 603195-1 603196-0 603197-8 603198-6 603199-4 603200-1 603201-0 603202-8 603203-6 603204-4 603205-2 603206-0 603207-9 603208-7 603209-5 603210-9 603211-7 603213-3 603214-1 603215-0 603216-8 603217-6 603218-4 603219-2 603220-6 603221-4 603222-2 603223-0 603224-9 603225-7 603226-5 603227-3 603228-1 603229-0 603230-3 603231-1 603232-0 603233-8 603234-6 603235-4 603236-2 603237-0 603239-7 603240-0 603243-5

ROBERT G KERANEN IRRA ANTHONY J KERARIO IRA KYLE C KERBAWY TRUST ROBERT C KERBER STEVEN W AND GALE S KERCHEVAL TIC FBO THOMAS D KERENYI KERENYI PARTNERS LP JEFFREY L KERMAN IRA BRUCE KERN Claimant Name KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP

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G M M G G G N N G

603183-8 603184-6 603185-4 603186-2 603187-0 603188-9 603189-7 603190-0 603191-9 Claim ID 603248-6 603249-4 603250-8 603251-6 603252-4 603253-2 603254-0 603255-9 619424-9 619423-0 619417-6 619425-7 642573-9 123760-8 608830-9 121545-0 625462-4 625461-6 625464-0 601992-7 601991-9 104522-9 102692-5 636803-4 109587-0 105826-6 108322-8 615972-9 609956-4 601984-6 610485-1 643285-9 621690-0 122262-7 611424-5 610642-0 611506-3 611366-4 611425-3 611429-6 120313-4 621316-2 621313-8 621314-6 621315-4 621318-9 621317-0 641575-0

Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G P G G P P P P P P P P P P P P G G P

Confidential

KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP Claimant Name KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP RONALD KERTES C/F JAIME E KERTES R KERTES C/F STEVEN DAVID KERTES RONALD KERTES IRA-CLOSING MICHAEL KERTES JOANN E KERTESZ DAVID L KESKEY IRA KESMAN TRUST BARBARA J -DKENNETH F KESMEYER IRA MARK KESSEL IRA MARK KESSEL MARK KESSEL ISABEL L KESSLER #2 GLENN KESSLER MELVIN T KESSLER IRA JANET L KESTER WILLIAM J KESTLER IRA OLETA KETCHUM IRA JACK O KETCHUM JOSEPH F KETTERBAUGH KETTERING ANES - SB LARGE CAP GRO KETTERING-ICAP NICHOLAS KEUPER KEVIN MICHELLE CLARK-EQUITY KEVIN WEINMAN IRA KEY ASSET MANAGEMENT CHERYL A KEY KEY CORP INSURANCE U S A AGY KEYBANK COMMUNITY TRUST MOAG KEYBANK FOUNDATION MOAG KEYCORP CASH BAL-LARGE CAP VALUE KEYCORP FINANCIAL FD SUPERVISED KEYCORP INSURANCE COMPANY LLC SUSAN S KEYSER #1 KEYSPAN HEALTH INS MT MGMT EMPL-J KEYSPAN L & H MT UNION EMPL-OPPEN KEYSPAN L & H MT UNION EMPL-JENNS KEYSPAN LIFE INS MT MGMT EMP-JENN KEYSPAN PENSION MT-JENNISON KEYSPAN PENSION MT-OPPENHEIMER KFM FAMILY LIMITED PARTNERSHIP

G G G G G G G G G Reject Code G G G G G G G G P P P P G P P M P P P G P X G G G N P G G P G G P M P P P P P P P G G G G G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 139 of 302 PageID #:54750

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 603244-3 603245-1 603246-0 603247-8 Claim ID 109315-0 601952-8 119408-9 120873-0 124849-9 121711-9 114294-1 651391-3 102198-2 109252-9 123614-8 124818-9 605342-4 624608-7 601997-8 114860-5 100538-3 614028-9 614025-4 121975-8 119699-5 113254-7 619969-0 125818-4 115860-0 639759-0 115861-9 126013-8 126012-0 609630-1 647858-1 118749-0 117839-3 119702-9 105856-8 637515-4 637883-8 609475-9 601995-1 110767-4 120231-6 125610-6 619601-2 601996-0 613134-4 625620-1 107105-0 115070-7 601993-5 601998-6 642157-1 119658-8 Claim ID

KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP KERSHNER TRADING GROUP Claimant Name GEORGE J KHOURY DR H JINDER KHURANA DR AZRA B REZW SIMON DAVID KIBEL LARRY R KIBLER IRA PENNY P KICE A RICHARD KICHLINE IRA YUKIO KIDO TRUST #2 HARRY KIEFER IRR TRUST UNDER AGREE GENE H KIEFFNER ROBERT E KIEHL DELFERT H KIELBASA DOLORES E KIELBASA MARSHALL KIEV AND JOHANNA KIEV JTW CHRISTINE KIINO KENNETH V & KATHLEEN KIKKERT JTWRO KENNETH V KIKKERT JOHN M KIKTA KIL-DZACKS KIL-SCLAY TED KILAR IRA DREMA L KILBY #1 STEPHEN P KILEY IRA CC KILIAN ASSET ARTHUR KILLIAN & JACQUELINE KILLINGSWORTH #1 MR HUGH P KILLINGSWORTH JACQUELINE KILLINGSWORTH TR #2 WILLIAM S KILROY ESTATE LORA JEAN KILROY KILTS TRUST JAMES M -D- -CLSG #1 MAN SIK KIM AND SUNG ILL KIM JTWRO BUM JOO KIM HAE SOOK KIM DONG H KIM IRA DAVID C KIMBALL RANDAL V KIMBALL DECD IRA FBO CHARLES J KIMBALL KIMBALL IRREV TR S A -D-CLSG WAYNE KIMBALL LILLIAN M KIMBELL TRUST FRANK C KIMBER JAMES D KIMBERLING IRA KIMBERLY CLARK ALPHA TILTS R S THE KIMBERLY TRUST EDWYN SMITH TTE KIMBERLY WILLIAM GUARDIANSHIP KIMBERTON WALDORF SCHOOL TRUST DENNIS E KIMBLE STEPHEN M KIMBROUGH IRA #2 MARY JO KIMBROUGH THOMAS C KIMBROUGH JAMES L KIMES & DOLORIS SUSAN KIME BARBARA A KIMICATA Claimant Name

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G G G G

104799-0 648419-0 611753-8 105119-9 Claim ID 105329-9 123412-9 106737-0 103865-6 610869-5 651670-0 612982-0 102170-2 608100-2 614339-3 612049-0 620174-1 605203-7 107966-2 119018-0 601999-4 611323-0 123110-3 618127-9 102117-6 618128-7 118515-2 625785-2 610947-0 610946-2 106774-5 119017-2 125786-2 106807-5 107232-3 115721-3 637629-0 107700-7 100871-4 109084-4 119239-6 100869-2 106468-1 121583-3 110022-0 627216-9 637615-0 125783-8 632993-4 601994-3 122858-7 112717-9 652710-8 652614-4 633531-4 125050-7 119816-5 Claim ID

Reject Code G G G M G M G G N G X X P P G M G M M G X N P M G G P N P P P G G M P G M P P M M M G G G G N P G G G M Reject Code

Confidential

CHADA KHATIB SHARAD S KHEDKAR AND MONA KHEDKAR KHMC_PENSION PLAN-OPPEN CAP EST TED E KHOENLE Claimant Name LENA C KIMMEL MARGERY C KIMMEL BRADFORD L KIMPLE MOHAMMED S KINAAN KINCAID ARLENE K CRUT TOM KINCANNON KIND WORLD FDN - GS LG CAP VALUE ANGELINE KINDER KINDER MORGAN-CADENCE CAP LG KINDERMAN MATTHEW IRREVOCABLE TRU G W & G R KINDT MAR TR #2 TEP KING & BROOKS TTEES FBO J KING-IM GARY KING & KATHLEEN KING JTWROS ALIENE KING FRANCIS G KING AND #1 PATRICIA KING AND DAVID JAY CLARK KING CHARLES K NO 3-1 CO-TOA CHERYL L KING BENJAMIN & JANE KING CRUT BRK DEBORAH G KING THE KING FAMILY CRUT BRK KATHRYN R KING FASMAN IRA #1 CL KING FIRM INVENTORY HAWKINS ELSIE FBO ASHLEY N KING HAWKINS ELSIE FBO LINDSAY H KING HELEN S KING FRANCIS G KING IRA #1 JAMES R KING IRA #1 CHARLES M KING IRA JOHN KING IRA JOHN T KING IRA GAYLE G KING IRRA J ERIC KING KEVIN C KING LOIS M KING LUCY S KING PETER KING DONALD N KING SR SUSAN L KING THOMAS L KING DOROTHY W KING TR C-3 PCIAA-ADV RE ROBERT M KING TTEE THOMAS E KINGERY IRA KINGFRA ELENA KINGSLAND KINGSMILL RIESS RETIREMENT PLN JEANNETTE B KINGSTON KINKEADE KINKEADZ KINKORA ENTERPRISES LTD - US IAA DONALD T KINNAMAN MORRIS Y KINNE IRA Claimant Name

G M G P Reject Code M N G N P G G P P G P P G P P P P M P M P G G P P M P N G G P G M G G P N X M G G G M P G G N M M P M M Reject Code

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 140 of 302 PageID #:54751

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 112917-1 120249-9 612427-5 104278-5 112571-0 111404-2 102418-3 623137-3 126086-3 125377-8 620078-8 633563-2 105738-3 109271-5 104449-4 116111-3 106770-2 629960-1 645507-7 124412-4 641736-1 101819-1 606786-7 606785-9 606784-0 646644-3 123962-7 641587-3 124917-7 124122-2 122774-2 114244-5 639766-2 645767-3 115839-2 635737-7 640666-1 105968-8 602002-0 116571-2 619400-1 116370-1 626484-0 639171-0 103155-4 100824-2 643902-0 643893-8 606641-0 109877-2 632919-5 619951-8 Claim ID 108986-2 101581-8 609074-5 640548-7 107073-8

BONNIE J KINNEY DAVID T KINNEY KINNEY DEVELOPMENT LTD I M DANIEL E KINNINGER IRA THOMAS R KINNUCAN IRA FRANK R KINSEY IRA MARIANNE L KINSEY KINSMAN VICTORIA CU 429 KINTENTSU WORLD EXPRESS PS #1 MICHAEL G KINTER & KINTETSU WORLD EXPRESS PS OP1 #2 MARLENE KIPFER CHARLES M KIPP IRA RALPH E KIRBY & RALPH E KIRBY AND ARDYS L KIRBY F L KIRBY KIRBY LTD MILTON R KIRBY TTEE TERRY L KIRCH TERRY L KIRCH ALBERT N KIRCHEN IRA KIRCHHEIMER TR FBO LYNN-CLSG KIRCHHEIMER TR FBO NANCY-CLSG KIRCHHEIMER TR HERBERT W -CLSG EUGENE W KIRCHMER BRUCE M KIRCHNER IRA WILLIAM KIRILUK & BARBARA KIRILUK BARBARA KIRILUK LYNDEN C KIRK IRA JANE D KIRK JIMMY R KIRK OLIVIA KIRK LYNDEN C KIRK RRA VIRGINIA L KIRK JAMES R KIRKENDOLL IRRA BEATRICE S KIRKLIN IRRA WAYNE M KIRKMAN MELANIE M KIRKPATRICK ROBERT KIRSCHNER IRA M & R KIRSHBAUM JTWROS KIRSHENBAUM FAM LTD PRTNRSHP KIRWAN CRUT IMA RAYMOND KISCH TTEE THERESA E KISH JULIA KISOSONDI MARY LOUISE KISSEL TTEE WILLIAM A KISSEL KISSILOVE TRUST HELEN M -CLSG BRUCE E KISTHARDT IRA TR U I OF CHARLES E KISTLER KIT COLE BLOCK CLEARANCE Claimant Name ALLEN R KLEIN IRA JOANNE G KLEIN IRA KLEIN JR RICHARD T -DMRS JUDI L KLEIN JACQUELINE M KLEIN REV TRUST

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M M G G N G P P G G P G P P M N G G G M P M P P P G G G G M N P G G X M G N G G G G G M N M P P P M G P

100367-4 609303-5 623614-6 633547-0 627143-0 620471-6 619819-8 619864-3 619840-6 104457-5 619842-2 100767-0 102271-7 118359-1 639971-1 627237-1 639986-0 611519-5 620073-7 106464-9 609470-8 123311-4 117527-0 601280-9 103059-0 110329-6 109294-4 649550-8 649551-6 602003-8 120248-0 121803-4 120269-3 120513-7 124177-0 124176-1 610030-9 611198-0 614640-6 609613-1 646410-6 609514-3 602007-0 108195-0 609253-5 107715-5 108428-3 108429-1 113433-7 602005-4 119623-5 627071-9 Claim ID 643807-5 119779-7 640810-9 126470-2 126403-6

Reject Code M P G G G

Confidential

TERRY J KITA KITCH MARTHA M -D-CLSG DOROTHY KITCHELL CASSIDY REVOCABLE MICHAEL KITT HARRY KITTELL FBO CAROL L KITTELL WILLIAM C KITTO & CHRISTY LEA KITT KITTO 1989 TRUST C & E TTEES CHARLES W KITTO IRA ROLLOVER WILLIAM C KITTO LIV TR 11-29-99 ELEANOR KITTO TR WILLIAM KITTO TRUST WILLIAM C KITTO MARY C KITTREDGE IRA STEPHANIE A KITZEROW ROGER KITZMAN IRRA HAZEL KITZMAN TRUST OIAA ROGER E N KITZMAN TTEE KIWANIS FDN OF CLEVE MOAG KIWANIS INTL EES PENSION PL-OP3 KIYOTOKI FAMILY TRUST KIZOREK WILLIAM-CLSG NANCY M KLAM KATHY L KLAMUT ETTA BRANDMAN KLARISTENFELD GERALD L KLARSFELD GERALD L KLARSFELD ARTHUR KLASS IRA KLASS MP STOCKS KLASS PS STOCKS SCOTT J KLAU RAYMOND N KLAUS KLAUSER FAMILY LP ARTHUR J KLAUSNER ARTHUR J KLAUSNER JONATHAN KLAWANS JONATHAN KLAWANS TR KLD DIST TR -WELLS-EL CAMINO KLECK THOMAS IRAT KLEEFELD TRUST 12 31 85-WMP IMA R A KLEFBECK TR DTD 4 29 98-DDAVID KLEGER AND EVE K KLEGER JTWR KLEID TR BARBARA M ERIKA L KLEIMAN SANDRA S KLEIMAN KLEIN 2002 TR ANNE E-CLSG ALOISEUS H KLEIN CARL R KLEIN CARL R KLEIN CATERINA M KLEIN GISELLE KLEIN HERBERT KLEIN PAULETTE OZANUS KLEIN IMA Claimant Name LARRY C KLUMPP IRRA JESSIE M KLYCE JESSIE M KLYCE PARAMETRIC KM COFONDS KMI INDUSTRIAL SUPPLY

G P M G P P G G P G M G N G G P G P P X P M M G N M G P P P M M M M G G P P M P G P G G G X N M M G G P Reject Code G M P N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 141 of 302 PageID #:54752

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 123751-9 625415-2 609320-5 616015-8 609255-1 609354-0 609089-3 634982-0 104931-3 108697-9 100234-1 116283-7 602006-2 609165-2 615915-0 609557-7 100361-5 122760-2 116475-9 616108-1 108813-0 619290-4 619291-2 118203-0 625403-9 625404-7 101067-0 105537-2 648476-0 613804-7 124993-2 119717-7 105238-1 105239-0 116968-8 618098-1 610643-9 103609-2 106878-4 614955-3 619798-1 108785-1 609646-8 605047-6 107247-1 102899-5 106281-6 Claim ID 126886-4 106904-7 644382-6 650788-3 121315-6 108431-3 108430-5 118251-0 615600-2 614761-5

RICHARD M KLEIN HARRY KLEIN AND LONITA KLEIN T KLEIN TOOLS INC -CLSG MARGARET1 4 KLEIN TR- SARAH KREIME KLEIN TRUST DEBORAH L -DKLEIN TRUST RICHARD T KLEIN TRUST THOMAS R -DANDREA KLEIN TTEE WARREN M KLEIN WARREN M KLEIN WILLIAM A KLEINECKE IRA RONALD J KLEINFIELD NATALIE KLEINHAUS TRUSTEE NATALIE KLEINMAN TR L FRANK -DKLEMKA BARBARA B MANAGED AGENCY KLEMME ERNEST M TRUST -CLSG CATHERINE KLENERT TIMOTHY C KLENK IRA DOROTHY M KLESITZ IRA WILLA C KLETT JAMES A KLIAMOVICH IRA THE KLINE GALLAND CENTER - CLOSED THE KLINE GALLAND HOME-CLOSING JUANITA M KLINE IRA DEIRDRE KLINE & PAUL KLINE JTW DEIRDRE KLINE & PAUL KLINE JTW DONALD R KLING IRA CAROL M KLINGELE HARRIET KLINGHOFFER TTEE KLINK JOHANNES W TTEE - IMA DONALD A KLINKER BARBARA KLION IRA JANET T KLION IRA JANET T KLION NICHOLAS KLIST IRA THELMA KLOBERDANZ NFJ KLOCK KINGSTON FOUNDATION PFDN GEORGE L KLOCKSIEM AND #1 MAXINE H KLODZINSKI KLOECKL CHRISTOPHER J - MGD IRA LESLIE B KLOR INDIVIDUAL THOMAS R KLOS KLOSS TRUSTEE EUGENE M -DALFRED KLOSTERMAN AND MARY KLOSTER KENNETH J KLUEGEL IRA ROGER B KLUG ALLAN M KLUGER Claimant Name KNOTT PARTNERS LP ROSEMARY KNOTTS TRUST KIRK A KNOUS F/B/O MLCC AND/OR ASS ELLEN KNOWLES KNOWLES FAMILY TRUST CHARLENE KNOWLES IRA KNOWLES LIVING TRUST MICHAEL M KNOWLTON IRA RICHARD L KNOWLTON TRUST CUSTODY KNOX DECEDENT'S TRUST - IMA

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P P G P G G G M G M P G G P P P N G G P N N N P P P P P G G N N P P M G P G N G P N P P G N G

608099-5 608000-6 116225-0 108123-3 106005-8 640110-4 117494-0 113145-1 113628-3 649310-6 618113-9 608672-1 123816-7 627927-9 627928-7 622129-7 622130-0 108217-5 123815-9 112666-0 112308-4 627249-5 116371-0 121369-5 641103-7 618726-9 602016-0 602008-9 602014-3 602015-1 602010-0 602011-9 602012-7 602013-5 602009-7 635724-5 109965-5 109966-3 100356-9 100355-0 637771-8 625616-3 625617-1 625618-0 123879-5 104494-0 104847-3 Claim ID 608974-7 602029-1 602028-3 602027-5 114034-5 627432-3 602030-5 607454-5 103994-6 647922-7

Reject Code G M G G P P P X P P

Confidential

KN ENERGY-CADENCE CAPITAL-LG KN ENERGY-STRONG CAP MGMT MARY KNAAK EVA K KNEBL RICHARD KNEE OSCAR J KNEISLER III IRRA BERNARD KNESTING MICHAEL KNEZO IRA ESTATE J M KNICKERBOCKER STEVEN J KNIER TTEE MCR - M REED KNIGHT 401K KNIGHT AG-TOA FLOYD C-CLSG BARBARA KNIGHT KNIGHT CAPITAL GROUP INC KNIGHT CAPITAL GROUP INC KNIGHT FDN-CF RUSSELL 1000 STOCK KNIGHT FDN-RUSSELL 1000 VALUE FUN AUBREY O KNIGHT IRA BARBARA KNIGHT IRA KATHLEEN KNIGHT IRA ROBERT O KNIGHT IRA PETER R C KNIGHT IRA ROLLOVER MARTHA JILL KNIGHT PATRICIA E KNIGHT CYNTHIA KNIGHT TTEE KNIGHTS OF COLUMBUS CATHOLIC SCRE MOLLY B KNOBLER & KARL KNOBLER JTW RAYNA KNOBLER ACCOUNT #6 THE KARL T & MARTHA WEINSTEIN KNOB THE KARL T & MARTHA WEINSTEIN KNOB RAYNA KNOBLER TOD RAYNA KNOBLER TODI RAYNA KNOBLER TODI RAYNA KNOBLER TODI MOLLY BETH KNOBLER TRUST KARL T KN EARL P KNOBLOCH BEVERLY J KNOBLOCH DARLENE K KNOCHE REV TR DARLENE K KNOCHE REV TR DARLENE K KNOCHE REV TRUST #2 DARLENE K KNOCHE SECOND REV TRUST DOUGLAS LEE KNODEL AND THE KNOLLBROOK TRUST CORE VALUE PR THE KNOLLBROOK TRUST HEDGE FUNDS P THE KNOLLBROOK TRUST LARGE CAP VAL ERIN J KNOPF #1 JUDITH A KNOPP IRA JUDITH A KNOPP TRUST Claimant Name KOHLER LAURA E -DKENNETH J KOHLHOF LILLIAN G KOHLHOF JOSEPH J KOHN & ANNA ROSA KOHN JTI RAYMOND J KOHN ROSA R KOHN RESIDUARY TRUST RICARDO KOHN H KOHORN TR FBO J MALARY-CLSG JANE KOHOUT IRA MICHAEL J KOHUT AND LINDA Q KOHUT

P G P G G G P G P G G G P G G P P P P G G P P M G P P G G G P G G G G M M M G G G P P G M X X Reject Code P G G G G M G P P M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 142 of 302 PageID #:54753

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 638635-0 118994-8 106334-0 618771-4 608519-9 122798-0 103955-5 649944-9 106775-3 112324-6 112828-0 644204-8 602017-8 633031-2 121665-1 116614-0 109339-8 640977-6 104937-2 641695-0 602024-0 612705-3 120368-1 638522-2 125256-9 112497-8 632207-7 113493-0 115685-3 114619-0 114220-8 637508-1 104398-6 631933-5 637514-6 613247-2 606883-9 601140-3 607145-7 627846-9 120349-5 106676-5 Claim ID 646643-5 116215-2 605432-3 605514-1 616170-7 616169-3 601933-1 620473-2 116172-5 647658-9 102649-6 110864-6 102650-0 110862-0 101429-3

GEORGE E KNOX IRA KATHERINE L KNOX MARION A KNOX CITY OF KNOXVILLE PENSION SYSTEM # KNS FAMILY TRUST -DJAMES A KNUPP TRUST GORDON G KNUTH KERRY KOBASHI IRA JAMES L KOBBE IRA STEPHEN J KOCH #1 STEPHEN J KOCH #2 KENNETH J KOCH & PIXIE P KOCH BEATRICE MANUELA KOCH PHILIP E KOCH DMD PCMONEY PUR PP GLENN KOCH IRA JEROME F KOCH IRA JEANNE KOCH NINI K KOCH JEANNE KOCH TRUST ROLAND E KOCH TTEE ALLEGRA B KOCHMAN KOEGLER ROBERT G IRA KENT A KOEHLER KIM KOEHN BARBARA KOEIJMANS JURLEEN G KOELE EMILY R KOELZER TRUST ESTATE CHARLES R KOENIG #1 ELMER KOENIG IRA MICHELLE KOENS RALPH R KOEPKE IRA F BONNIE KOERBER TTEE ANNE B KOERNER IRA I M BEVERLY B KOESTER ANN M KOETS KOGUT ANTHONY SNT KOHL GRANDCHILDRENS TR MARTHA JILLIAN S KOHL KOHL MARTHA CORBETT CLSGKOHLBERG FOUNDATION INC 2 HARRIETT A KOHLER ROSELYNN A KOHLER IRA Claimant Name VIRGINIA KOPPER AND SAM KOPPER JTW GEORGE KORCH PAUL M KOREN & TOBY H KOREN JTWROS STEVEN KOREN AND BEVERLY KOREN JTW ALAN J KOREN LIVING TRUST CARMEN A KOREN LIVING TRUST STEVEN S KOREN TRUSTEE FBO THE MIN KORET - ALLIANZPIMCO CAROL P KORETZ REV TRUST KORG USA INC. PENSION PLAN KORNBLAU COMM TRUST KORNBLAU COMM TRUST RITA KORNBLAU TRUST RITA KORNBLAU TRUST MARVIN W KORNFELD

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G M M N P P N G G N G G P P G P M M G G G P M G P G G G G N G G M G G P G P G M M X

647921-9 112693-8 612574-3 115807-4 104846-5 124988-6 102657-7 646292-8 121643-0 647289-3 609809-6 610405-3 610408-8 610404-5 103919-9 111050-0 624028-3 624026-7 624027-5 113969-0 607125-2 617456-6 103387-5 636403-9 113428-0 634156-0 641033-2 119505-0 100275-9 108703-7 649878-7 617697-6 117500-9 611650-7 112462-5 639190-7 605179-0 602031-3 605058-1 602033-0 103731-5 602032-1 Claim ID 106102-0 117870-9 121783-6 602023-2 624029-1 105320-5 602019-4 602018-6 645248-5 102536-8 124360-8 646442-4 619563-6 619653-5 649278-9

Reject Code G N G G G G P G G G G G X M N

Confidential

MICHAEL J KOHUT TTEE KOIKE FAMILY TRUST JERRY J AND LYNDA M KOKES JTWROS EUGENE D KOKOSKI GARY E KOLANDER DEAN J KOLAR TRUST JULIUS W KOLARIK THEODORE S KOLAVIC JR IRRA HERMAN L KOLBE HERMAN C KOLBE IRA KOLDYKE IRA MARTIN J -IR M LAIRD KOLDYKE TR - LNTYEE-P CARLETON B KOLDYKE TRUST - LN PATRICIA KOLDYKE TRUST - MCC KOLESAR FAMILY TRUST KOLESAR FAMILY TRUST J F KOLEVZON & R E KOLEVZON TR JOSHUA KOLEVZON REBECCA E KOLEVZON CAROLE A KOLLETH KOLLINER UNITRUST MELVILLE-UT NICOLE KOLLOCK IAA MARY A KOLLROS THOMAS G AND KIMBERLY K KOLSKI JTW WILLIAM C KONANTZ IRA WRAY H KONDO SUBTTEE INV MGT EQUIT DAVID P KONDRICK IRA JANICE M KONERZA NORMAN M KONIGSBERG WILLIAM W KONOPASKE THEODORE KONOPISOS TTEE KONOPISOS 201-TRDES ECF FBO EF KONTULIS RB VICTOR S KOO KOOTZNOOWOO INC PERM FD FMA CHRISTINE M KOPECKI EDWARD H KOPF IRRA EDWARD KOPLOWITZ AND ANITA KOPLOWI BRUCE KOPLOWITZ AND CINDY KOPLOWIT ANITA KOPLOWITZ JOEL KOPP AND KATE KOPP JTWROS PATRICIA A KOPPA IRA VICTORIA KOPPEL Claimant Name ARTHUR Z KOVESDY TRUST DENNIS I KOW PAUL A KOWAL KOWALD ASSOCIATES COF PINSKER GOL BARRY KOWALSKI SUSAN R KOWALSKI JEFFREY R KOWSKI PATRICIA M KOYCE DR STEVEN L KOZAK IRA MARY T KOZAK IRENE L KOZIEL JOSEPH F KOZO KPERS R1000T R S KPERS RUSSELL TILTS DOM R S RONALD KRABLIN IRA

M P G G N N P M M G P P P P P P P P P N P P X G X G P N N G G P N G M M G P P G P P Reject Code G M M G P P G G G P M G G G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 143 of 302 PageID #:54754

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 122741-6 616991-0 639769-7 108752-5 121644-9 611045-2 114633-5 121320-2 102671-2 103088-4 121389-0 641734-5 118314-1 618225-9 116103-2 102610-0 617576-7 608949-6 608950-0 608946-1 608945-3 114621-1 637714-9 117563-7 101844-2 115575-0 611293-5 105657-3 621298-0 634212-4 100790-4 634623-5 121970-7 610963-2 627094-8 627096-4 627095-6 Claim ID 120769-5 634853-0 646767-9 602039-9 647236-2 120215-4 112358-0 112374-2 624030-5 624031-3 624033-0 122888-9 108757-6 112290-8 609372-8 126870-8 632561-0 615894-3 615792-0 125410-3

EUGENE J KORNMEIER IRA KORNMEIER NANCY L SELECTRUST-6 MR BRYAN JAY KORNREICH VIVIEN D KORONET IRA THEODORE KORONIADES KORPI SUE ELLEN A AG KORRECT PLUMBING EST OF RUTH S KOSBERG NORBERT A KOSHIOL NORBERT A KOSHIOL MARILYN K KOSIER GEORGE KOSIVAS MICHAEL W KOSKUS IRA R & Y KOSLOWSKY CRUT DAV ROBERT K KOSMAL JOYCE KOSMAN KOSS JOHANNA IAA CLOSING KOST FAM TR FBO BRIAN KOST -DKOST FAMILY TRUST FBO ADAM -DKOST TRUST ADAM LANDFIELD -DKOST TRUST BRIAN JACOB -DGEORGE J KOSTAS CHARLES E KOSTER JR IRA FRANK J KOSTRO IRA JOSEPH B KOSTYAK IRA MARY L KOTECKI KOTRICH CLAUDETTE TOA MARY F KOTT KOTTLER CRUT MAIN ACCOUNT LEO & D VIRGINIA KOULOS SHARON K KOUNAS IRA WAYNE R KOUPAL IRA RONALD J KOVAL KOVAR DONALD G IRA KOVAS RESIDUARY TR FBO COLIN KOVAS RESIDUARY TR FBO CAROLINE KOVAS RESIDUARY TR FBO EDWARD Claimant Name CHESTER L KRAUSE REV TR ROBERT K KRAUSS IRRA SHELLY KRAUSS CHARLES KRAUTHAMMER ALVIN KRAVET ALVIN KRAVET IRA MARIO KRAVIETZ DEC IRA 1 JEFFREY KRAVIETZ IRR TR 1 ARTHUR R KRAVITZ 1994 TRUST DTD 2 BARBARA N KRAVITZ 1994 TRUST DTD 2 CARL S KRAVITZ LINDA D KRAVITZ IRA BARBARA J KRAWIEC CHARLES N KRCMAR TRUST KREBS CHILDREN'S TRUST-CLSG CURTIS J KREBS IRA ANNE R KREEGER F1-4022 JANE KREGER CHILDREN'S TR-PLEDGED HAZEL B WOLL FBO J KREGER GINGER R KREIBICH

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M M G P N P M N M X G G G G N N P G G G G X M P P G N X P P P G M P P P P

120486-6 109321-5 107998-0 628150-8 645704-5 104826-0 639676-3 115305-6 634163-2 100952-4 645710-0 108361-9 121526-4 126271-8 633357-5 633257-9 110916-2 602038-0 605529-0 634161-6 609618-2 652975-5 633085-1 602043-7 602040-2 124889-8 608120-7 652552-0 652678-0 652581-4 652646-2 652679-9 122414-0 647307-5 101394-7 606439-6 107959-0 Claim ID 100793-9 113951-7 106642-0 105089-3 125149-0 125072-8 125148-1 117759-1 621270-0 645464-0 122150-7 602037-2 623145-4 624034-8 117201-8 602045-3 110738-0 609874-6 610024-4 609873-8

Reject Code P G M G G M G G P P P G X G P M G P P P

Confidential

ROBERT A KRACKOW RONALD B KRAFT IRA BARBARA KRAFT TRUST LAWRENCE KRAFT TRUST ELEANOR F KRAFT TTEE LAWRENCE KRAKOFF IRA MRS JOAN S KRAL KRAMER FAMILY TR CARLTON R KRAMER INV MGMT CARL KRAMER IRA MR KIM D KRAMER IRA WILLIAM KRAMER IRA KIM D KRAMER KURT KRAMER KRAMER LEVIN ETAL GROUP IRA TRUST KRAMER LEVIN NESEN & KAMIN RET TR PATICIA A KRAMER SETH KRAMER SYDNEY M KRAMER NOLAN J KRAMER TRUST INV MGMT KRAMER TRUST SUSANNE M -CKRAMER, LILA REV TR KRAMRA ELLIE LAUREN KRANTZ IRREVOCABLE TR ROBERTA KRANTZ ESTELLE R KRANZBERG KRASA FAMILY TRUST KRASKA KRASKAJN KRASKAJU KRASKASH KRASKPSP JOAN KRATZER E ARTHUR KRATZMAN DCSD IRRA KRAUS FAMILY TRUST KRAUS IRA ROO TR ROBERT R -IR MARY B KRAUS TRUST Claimant Name THOMAS P KROMIS #2 IVAN KRON RONALD M KRONSBERG AND WOLFGANG KRONSTORFER DOROTHY KROOG & DOROTHY KROOG MICHAEL KROOG KAREN K KROON KROONENBERG C NON GST TR MACS EQ PAUL N KROP RRA JAMES J KROPELIN IRA WILLIAM C KROPF KROPP STEVEN G & CAROL W MA HOBART PATRICK HEATH KROPP UGMA MO CORINNE KROPSCHOT IRA RITA K KROSNEY LISA M KROUT KRS INS #73 INTERNAL LG CAP KRS PEN S&P 1500 INDEX -SL KRS PEN#3 INTERNAL LG CAP

M G G P P N M N G P G G M M P P M P G G P M P P G M G M M M M M P G G P M Reject Code G G N M P P P P P G G P P P N G M P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 144 of 302 PageID #:54755

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 125409-0 125411-1 102334-9 102335-7 613097-6 643468-1 606839-1 100988-5 602044-5 120016-0 105420-1 125761-7 114194-5 615227-9 106216-6 105883-5 118383-4 126298-0 629330-1 606649-6 104416-8 119608-1 607009-4 108922-6 119728-2 626356-9 114054-0 124193-1 124192-3 605260-6 122023-3 100734-3 Claim ID 115113-4 102130-3 125529-0 625666-0 611445-8 611536-5 611533-0 611537-3 100924-9 606645-3 125836-2 125835-4 105289-6 112215-0 108694-4 634318-0 126633-0 110032-7 634311-2 100126-4 108214-0 116720-0 636199-4 121927-8 605183-9

LINDA J KREIBICH SUSAN K KREIBICH ROSS KREINES ROSS KREINES KREINHEDER M & L CO-TTEES IMA ROBERT KREIS IRA KREJCI IRA TRUST JAMES J -IR PAUL R KREJCI ANDREA KREMER RAY ANN KREMER IRA BRENDA F KREMERS IRA TH0MAS KREMSKI IRA STEPHEN G KRENDICK KRESGE FOUNDATION REI-MELLON TRUS PEGGY A KRESGE RICHARD L KRESSE IRA LISA KRETZSCHMAR IRA SCOTT B KRIBBS KRIEBLE FOUNDATION IMA A/C KRIEG IRA MARY ELIZABETH-CLSG IGOR KRIGMAN IRA ANDREW E KRINOCK KRIPP IRA DENNIS M -CLSG KRISTINE B KRISTEL PAPP LOUISE M KRISTICK IRA ALBERT & ELEANOR KRIVIN TR IMA ROXANNE W KROEGER REV TR MARY ANN KROH IRA STEVEN KROH IRA JOAN KROHN ROBERT G KROHN THOMAS P KROMIS #1 Claimant Name CONSTANCE KRZYWICKI WILLIAM A KSIAZEK IRA KSS PARTHERS LP KSU FOUNDATION - IRIDIAN LARGE C KSUF - SHORT TERM POOL CUST KT EQUITY INCOME FUND KT VALUE EQUITY FUND KT VALUE EQUITY FUND NY GWEN E KUBASAK KUBER FAMILY TRUST -CLSG CYNTHIA M KUBESCH GARY G KUBESCH KAREN A KUBICEK KATHERINE A KUBICEK RUDOLPH J KUBIK IRA WINFRED KUBO ROO IRA JUDITH L KUBON RONALD F KUCHINSKI IRA GLENDA GAYLE KUDLICH ROO IRA-INV M DONALD R KUEBERT DONALD R KUEBERT CHARLES W KUEHN KUEHN MOTORS PFT SHR PLAN BETTY I KUHLMAN TRUST ELIANA KUHN

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P P N M P M G M P Z N M G G G N P G G P N M G P M G G P P G M G

620041-9 612093-8 639193-1 646043-7 102601-1 650782-4 102770-0 111727-0 638474-9 118040-1 118645-0 120258-8 106299-9 620086-9 105379-5 609404-0 602035-6 605113-8 605528-1 602046-1 602034-8 602036-4 601499-2 605396-3 602047-0 120443-2 124990-8 121442-0 100478-6 116607-7 611075-4 118157-2 Claim ID 644331-1 111186-8 606483-3 609648-4 615699-1 104201-7 104202-5 101802-7 126445-1 650896-0 652511-3 116198-9 126576-8 108155-1 602050-0 633557-8 122905-2 103644-0 115487-7 618502-9 618503-7 615308-9 616017-4 111053-5 103879-6

Reject Code M G G G P P P P X G M M G G P G M P G P M G G G G

Confidential

KRUECK RONALD - CUSTODY BARBARA KRUEGER INV AGY-HIGH DIV DWIGHT KRUEGER IRRA HOWARD W KRUEGER JR IRRA LOUIS W KRUEGER LVG TR GABRIELLE KRUGER JON M KRUGER IRA KATHLEEN B KRUGER PHILIP KRUGER RITA R KRUGER EST ELVIRA J KRUGMAN KRULL FAMILY TRUST MARA G KRUMINS IRA KRUMP CONSTRUCTION PS PL-OPHMR JANE KRUMRINE KRUPKA 1998 TR PAULA -DSYDNEY KRUPNICK #1 CHARLOTTE KRUPNICK #2 SYDNEY KRUPNICK #2 CHARLOTTE KRUPNICK #3 ALAN KRUPNICK KRUPNICK FAMILY TRUST DTD 10 6 88 JERYL A KRUPNICK MRS CHARLOTTE KRUPNICK RICHARD KRUPNICK DALE K KRUSE DAVID E KRUSE KERMIT KRUSE ESTATE RINEHART A KRUSE RODNEY D KRUTSINGER KRYCH RICHARD &ELAINE JTROS MOAG JERRY KRZACZYNKSI Claimant Name RICHARD A KUPPENS II IRRA JOHN F KURFISS KURING TRUST CHRISTINA KURLAND TRUST CHARLES J -DBARBARA KURTEN IRA ROLLOVER CHARLES O KURTZ CHARLES O KURTZ ELAINE KURTZ AUDREY KURTZMAN DR PIOTR KURYLLOWICZ LOIS F KUSEL LIVING TRST CLD 8/5/0 LOIS C KUSEL TRUST RONALD S KUTA IRA AUDREY KUTER IRA JAY KUTNER ROBERT & JUNE KUTSCHKE ROBERT W KUTULIS IRA LINDA KUTZLER LINDA KUTZLER KUWAIT INVESTMENT AUTHORITY KUWAIT INVESTMENT AUTHORITY KURT F KUWATCH SUCC CO TR KURT F KUWATCH TR-AGT TTEE PLEDGED SALLIE KUWAZARA STEVEN A KUXHAUSEN

P G M P X G P P G M N M M P P G G G G G G P P G G M P P P N P G Reject Code G P P G P N M P M P M G N G G G X G M G P P P P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 145 of 302 PageID #:54756

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605542-7 605549-4 619431-1 601964-1 619411-7 101337-8 126791-4 642487-2 101076-0 607393-0 105676-0 105677-8 611474-1 113042-0 647290-7 624036-4 638687-3 104517-2 122315-1 122300-3 102007-2 105183-0 121925-1 107537-3 608859-7 609011-7 100019-5 Claim ID 622434-2 104731-0 110324-5 626883-8 640053-1 647712-7 613990-6 117991-8 613992-2 106232-8 120868-3 101108-1 610160-7 608448-6 600965-4 605685-7 613586-2 618477-4 620476-7 620478-3 119422-4 125279-8 605669-5 605668-7 120390-8 120397-5 120792-0 616585-0 621303-0 621304-9

THE ERIKA D KUHN GRANTOR TRUST UOA THE OREN KUHN GRANTOR TRUST UOA D KERRY KUHN IRA NANCY KUHN GAIL N KUHN REVOCABLE TRUST GARY W KUHNERT KUHNS BROTHERS CO FOUNDATION FRED M KUIPERS IRRA GHYSLAINE B KUKULICA IRA KULA INVESTMENT PARTNERS LP CAROLYN KULAKOFSKY TRUST MICHAEL KULAKOFSKY TRUST KULAS ELROY J NO 1 MOAG VARIN KULE PC PEN PL JANET KULICK IRA MARTIN L KUMBERA GERALD KUNA IRRA DONALD D KUNARD IRA IRENE L KUNDRAVI #2 RICHARD L KUNDRAVI IRA #1 MARGARET A KUNDY ALBERT KUNG IRA WILLIAM A KUNZ & RL KUNZ INC PSP&T KUPFER FAMILY TRUST -CLSG KUPFER RETIR PLAN TR-DCRP-CLSG ANDRA L KUPINSKI Claimant Name LA CAPITAL MID-CAP DYNAMIC ALPHA S M TERRY LA CORTE EMILE LA FRENAIS LA HOTEL - CIC ASSET MGMT A J LA ROCCA IRRA UNIVERSITY OF LA VERNE STUDENT LOA NJ LAB ANN LAB NAT WEL NJ LAB WELF DONALD A LABAHN RONALD H LABERGE ROSE R LABETTI LABFC - UBS RESTRUCTURI #2 LABHSETWAR RET PL S A -CLSG DAVID LABINER LOCAL 199 LABORERS ANNUITY FUND LABORERS DISTRICT COUNCIL PENS LABORERS DISTRICT COUNCIL + CONTR LABORERS INTL UNION N A 415-ANNUI LABORERS INTL UNION N A 415-PENSI LABORERS LOCAL 235 ANNUITY FD LABORERS LOCAL 235 PENSION FD #1 LABORERS OF DEL #199 PEN FD LABORERS OF DEL #199 WELFARE FD LABORERS OF DELAWARE LOCAL 199 #1 LABORERS OF DELAWARE LOCAL 199 #2 LABORERS OF DELAWARE LOC 199 LABORERS PENS FD - ARK ASSET MGT LABORERS UNION LO 1298 PENSION FD LABORERS UNION LO 1298-WELFARE FD

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G G P P G M P G N P N N P P G P G G P P G N M G P P M

101613-0 113070-6 638095-6 602048-8 107256-0 101989-9 625640-6 115371-4 100024-1 621847-4 620479-1 620717-0 622555-1 621112-7 621113-5 614516-7 614515-9 625533-7 621860-1 607768-4 621862-8 621863-6 607673-4 621166-6 621167-4 126170-3 126169-0 Claim ID 102534-1 103173-2 115963-1 625298-2 625299-0 118502-0 121045-9 117695-1 109521-8 104004-9 116598-4 123400-5 112913-9 107275-7 122222-8 121859-0 650981-9 650988-6 650969-0 602054-2 102261-0 638585-0 613765-2 126047-2 126048-0 120296-0 121800-0 642315-9 642316-7 642540-2

Reject Code P P G G G G P G P X M N G P G M G G P G G G M M G G G G P P

Confidential

RAYMOND J KUZNIAR IRA ALLEN J KWAWER IRA STEPHEN A KWEDAR IRRA JAMES G KWESKIN JOHN H KWON 401K JUNGHAK KWON IRA KWS ENDOWMENT FUND-PRIN-2 CAROL L KYLER SEP DION L KYLES ESPS L & G LONDON ELECTRIC CC04100 L A DWP RETIREMENT TCW EQUITY L A DWP RETIREMENT TCW FIXED L CAP DIV TRANS CTF BNYE ESPS L G LONDON ELECTRIC BNYE ESPS L G POWERHOUSE L I U N A LOC UN & DISTR COUNC BO L I U N A NATL IND PEN BONY L S M MANAGEMENT COMPANY #2 ESPS L&G POWERHOUSE CC04 10 02 ESP TNT-LDN-CVS37- L&G RESTRUCTURE ESPS L&G UNITED UTILITIES TRANS ESPS L&G UNITED UTILITIES_CC161202 TNT-LDN-TWP05- L&G US EQUIT-SL BNYE ESPS L+G NORWEB BNYE ESPS L+G NORWEB TRANSITION LA BAPTIST FOUNDATION LA BAPTIST FOUNDATION INC Claimant Name KAREN J LAFFEY JAMES L LAFOND IRA JEANNE V LAFOND IRA LAFPP - IN-HOUSE FUND 804 LAFPP - IN-HOUSE FUND 806 LAFRANCE FAMILY EXEMPT TRUST LAFRANCE FAMILY EXEPT TRUST MARILYN S LAFRANCE DONNA D LAGER SYDNE W LAGRANDE LANNY B LAHR IRA JONATHAN M LAHR KATHLEEN J LAHR KATHLEEN J LAHR TTEE DONALD W LAHTI VICTORIA J LAHTI BARBARA HELEN LAIDLEY CHARLES M. LAIDLEY TARA LAIDLEY SACHA LAINOVIC COF INVUS GROUP LTD KATHLEEN L LAIRD AND JIMMY C LAIRD IRA LAIRD JANELLE IMA LAIRD NORTON CO PENSION PLAN LAIRD NORTON EQT INCOME FUND ANDREA LAISTER LAWRENCE LAKE AND LAKE BOOK MANUFACTURING INC LAKE BOOK MANUFACTURING INC LAKE COUNTRY MFG INC PROFIT SH

P G G G N N G G M M P P P P P M M P M P M M P M P G P Reject Code N P G G P P P P M N P M M M M M P P P G N G P G P N M M M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 146 of 302 PageID #:54757

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 622154-8 610037-6 609774-0 609775-8 619610-1 619608-0 100859-5 117313-8 615906-0 126468-0 637502-2 116923-8 100183-3 636393-8 120169-7 125891-5 110874-3 615474-3 641390-0 621028-7 616322-0 119318-0 Claim ID 602055-0 119455-0 637580-4 100667-3 107353-2 608796-5 122030-6 608399-4 122025-0 122517-0 110763-1 110839-5 106833-4 102920-7 633260-9 104616-0 121105-6 602056-9 126800-7 122518-9 125684-0 101017-4 107199-8 115253-0 618129-5 122296-1 615890-0 120471-8 119715-0 103123-6 103124-4 119662-6 118713-9 108581-6 602058-5

LABORERS-GARRISON INSTITUTIONAL A LABORERS-RESTRUCTURING ACC #1 LACER - BZW BARCLAYS LACER-RHUMBLINE ADVISORS -SL LACERS ARONSON R S LACERS R1000 VALUE R S NORMA A LACHAPELLE IRA ANGELINA LACIV 2 CHARLOTTE O LACKNER IRA LACOFONDS CARY F LACOUTURE DDS PC CARY F. EMMETT H LACY IRA WESLEY D LACY BRENT LADD & EILEEN LADD LOUIS LADER LOUIS N LADERMAN MICHAEL & MARYANN LADISA TTEES LADISH STOCK INDEX FUND GRACE T LADOCSI & LEWIS T LADOCSI LAFAYETTE COLLEGE - ICAP #2 LAFAYETTE COLLEGE ENDOWMENT POOL BARRY LAFER AND Claimant Name GEORGE R LAMB DORIS LAMB IRA RODNEY L LAMB IRRA JOSEPH D LAMB MICHAEL R LAMB LAMB STEVEN & SUSANNE -CLSG THOMAS F LAMB LAMB TR INDEX FUND S-D-CLSG VALERIE L LAMB ALICE M LAMBERT ARTHUR G LAMBERT DENIS J LAMBERT DENIS J LAMBERT IRA #1 REGINA A LAMBERT IRA JAMES C LAMBERT IRA-ROO JOSEPH C LAMBERT NORMAN T LAMBERT PAUL LAMBERT MARGIE C LAMBERT TRUST WALTER E LAMBERT EDWIN L LAMBERTH KENNETH L LAMBETH IRA JAMES E LAMBRIGHT BELINDA J LAMEE STEPHEN J LAMENDOLA REV TR BRK STANLEY A LAMKIE F CLEMENTS IRR FBO JOAN L LAMNEK KEVIN M LAMONT KIRSTEN K LAMONTAGNE #1 KIRSTEN K LAMONTAGNE KIRSTEN K LAMONTAGNE TRUST #1 KIRSTEN K LAMONTTAGNE LINDA L LAMOREUX PAYNE MARIANNE LAMORTE IRA BUTLER W LAMPSON AND LOIS A LAMPSO

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P G G P M G P G P G G P G G P P G P G G G X

610593-9 609661-1 110090-4 110415-2 611433-4 611602-7 616051-4 621608-0 621607-2 126637-3 611473-3 633259-5 105294-2 110843-3 601039-3 113662-3 638528-1 117936-5 652738-8 120192-1 120193-0 121265-6 Claim ID 624039-9 126729-9 111709-2 111874-9 652647-0 104840-6 124087-0 620428-7 119436-4 119435-6 619211-4 124031-5 613006-2 613005-4 113334-9 113303-9 119909-9 605398-0 104844-9 120334-7 103405-7 125647-5 125648-3 602059-3 602061-5 602060-7 122785-8 632042-2 634942-0 635619-2 114256-9 602278-2 625998-7 615889-7 120113-1

Reject Code G G G M P P M P M P M M M X P N M P G P M N X M P N G M P P P G P G P

Confidential

LAKE FOREST HOSPITAL-CLSG LAKE JR TRUST CHARLES W -DLAKE PARK CEMETERY RONA T LAKE LAKE VIEW CEM HOURLY PENSION LAKE VIEW CEMETERY ENDOW MOAG LAKELAND INSURANCE COMPANY F & M LAKETON AMERICAN FUND LAKETON GLOBAL NON TAX LAKEVIEW HOLDINGS LTD LAKEWOOD HOSP FDN INC MOAG DEBRA LAKOW IRA-ROO HELEN O LALAK PATRICIA I LALLY KARREN LALONDE ALENIER TTEE KARREN JAMES LALONDE ALFRED A LAMACCHIA IRA LARRY C LAMAR LAMB CHARLES J LAMB CHARLES J LAMB DAVID K LAMB Claimant Name JOAN S LANDESMAN MALKA R LANDESMAN BARBARA P LANDGRAF JOHN R LANDGRAF IRA LANDI WILLARD E LANDIS AND JOHN M LANDIS KENNETH & ROSALIND A LANDIS LANDMARD GLOBAL SECTOR SHARES LANDMARK CANADIAN EQUITY FUND LANDMARK MEDICAL CTR-STANDISH FORREST M LANDON LANDON SHAUNA L GST TUW LANDON SHAUNA L NONEX TUW EILEEN K LANDRY TRUST THOMAS H LANDRY TRUST EMANUEL E LANDSMAN MRS ESTHER LANDY LANE CHARITABLE REMAINDER TRUST EDWARD A LANE EDWARD R LANE LANE FAMILY LANE FAMILY LTD PARTNERSHIP STEPHEN V LANE III #1 STEPHEN V LANE III #2 MELODIE A LANE NORMAN E LANE TR U/A EDWARD COMER LANE DOROTHY G LANE TTEE PAMELA M LANE TTEE DEBBY J LANEY MICHA LANG & DEBORA CROWELL JTWROS LANG 2000 CLT-DAVIS SEL L C VALUE F CLEMENTS IRR FBO SALLEY C LANG JOSEPH W LANG

P P G N G P M G G P P P P X G N G P M M G M Reject Code P G N G M G N P G G P N G G P P M G G N P P P G G G N G P G M G G G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 147 of 302 PageID #:54758

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 105114-8 102710-7 649517-6 111780-7 111019-5 637540-5 120755-5 651480-4 624040-2 624041-0 113731-0 624038-0 116725-1 111677-0 638829-9 624037-2 633261-7 Claim ID 634330-9 625792-5 103084-1 120679-6 638085-9 644681-7 118377-0 634752-5 626353-4 610256-5 121945-6 121828-0 617792-1 610316-2 610317-0 102759-0 649913-9 648288-0 612373-2 125690-4 621269-7 602051-8 108602-2 612338-4 615030-6 122805-6 632889-0 120738-5 634066-0 634064-4 622556-0 622155-6 610606-4 613638-9 615990-7 634068-7 610594-7 622389-3 619682-9 619683-7

LAN OKUN INK INC GRACE M LANASA LANC COL-CHICAGO LANC HEALTH ALLIANCE CHARTWELL LANCASTER CITY & COUNTY MED NORMAN H LANCASTER IRRA ZOE L LANCE LAND SALE ACCOUNT FBO MARK LANDAU IRREV TR DTD 12 26 FBO SURI LANDAU IRREV TR DTD 12 26 PAULA LANDAU CHAYI LANDAU SECURITIES HOLDING TR RICHARD H LANDAY IRA SIDNEY LANDE LORRAINE R LANDES ALAN H LANDESMAN COF ALAN LANDESMAN IRA Claimant Name VIRGINIA LEE LANGSTON ROO IRA-FHB LOPEZ 1990 TRST AGMNT FBO B LANGTO CHARLES H LANHAM FRANK E LANIER FRANK LANIER IRRA ROBERT ERIC LANIER DEBRA S LANIER TRUST #1 MARJORIE A LANKA TB&T FSB SUCC TTEE J E LANKFORD CR LANNAN FDN - SP500 HERVE LANOIE LANSING BOARD WATER & LIGHT LANSING BOARD WATER LIGHT PEN LANSING ERS-LAZARD FRERES LANSING P&F-LAZARD FRERES FRANK LANUTO APRIL LANZ TTEE APRIL LANZ REVOCAB MR JAMES LANZA JEFFREY H LAPIDUS I M PHILIP L LAPIN IRA LAPLANT S TR MACS ACCOUNT THOMAS L LAPOINTE AND DORIS A LAPO ANIK LAPOINTE LAPP LIBRA MPP PL-STOEBNER LARABIDA CHILDREN'S HOSP D R T F DENISE LARATTA IRA IM LARCO ENTERPRISES INC DONALD M LARE LARGE CAP BLEND AJO FUND LARGE CAP BLEND VICTORY FUND LARGE CAP DIVERSIFIED TRANSITION LARGE CAP EQUITY FUND LARGE CAP GROWTH LARGE CAP GROWTH FUND PBHG LARGE CAP GROWTH FUND LARGE CAP GROWTH GOLDMAN SACHS FU LARGE CAP VALUE LARGE CAP VALUE LARGE CAP VALUE EQUITY LARGE CAP VALUE FUND-GOLDMAN SACH

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605482-0 110363-6 637702-5 602062-3 605292-4 109062-3 124057-9 121383-0 125249-6 116734-0 103712-9 602065-8 118460-1 113991-6 120562-5 608525-3 611052-5 Claim ID 115040-5 609005-2 602068-2 652858-9 110661-9 110693-7 637108-6 100224-4 648244-9 602069-0 101795-0 612524-7 616882-5 651727-7 101824-8 113984-3 124932-0 111471-9 652921-6 652980-1 652825-2 652902-0 120442-4 101484-6 110097-1 120243-0 110094-7 111603-7 125084-1 623124-1 121205-2 620489-9 635036-4 118895-0 118871-2 606066-8 606065-0 606056-0 606057-9 606058-7

Reject Code G G P M G M G M G P P P P G G N M G M P P P P P P G G X P G P G G P G M G G G G

Confidential

S DREW LANG VIVIAN & RHONDA M LANG TRUSTEES MARGARET C LANG TTEE JIM W LANGDON AND ANNE LANGDON JTW KAREN LANGDON NM TAMMY J LANGDON HANNE LORE LANGE JACK R LANGE JEAN E LANGE KATHRYN C LANGE TRUST CLAYTON J LANGENBERG IRRA MRS LUCY LANGER RODNEY C LANGER WILHELMINA E LANGEVELD PAUL F LANGEWISCH IRA LANGLEY JANE C -D LANGSHAW VERA TOA Claimant Name LARKEY CHARITABLE REM TRUST LARKEY TR GABRIELLE S -CLSG SUSAN LARKIN LARKIN, PETER JR.(STOCK) PHOEBE LARMORE PHOEBE LARMORE DR PETER C LAROWE TTEE RICHARD B LARRABEE IRA PAM MAPHIS LARRICK THE HUGUENOT WARREN E LARRICK DAVID W LARRISON IRA LARRY & JO ANNE ARMEL INVESTMENT MILLER LARRY IRA RO CLOSING HENRY AND JUDITH LARSEN AGENCY LARSEN CHARITABLE TRUST LARSEN FAMILY TRUST ERIC LARSEN IRA PATRICIA LARSEN LARSEN, JACK ANNUITY TR LARSEN, JACK L. IRA LARSEN, JACK LENOR REV TR. LARSEN, JACK UNITRUST HARRY A LARSON HELMA A LARSON IRA LEIGH R LARSON IRA MABLE J LARSON IRA LEIGH R LARSON MICHAEL R LARSON RICHARD M LARSON LARUE JOYCE A IMA 352 MARY LASAGNA SCHNAPP LASALLE CORP S A TRUST DTD 6-1-80 GEORGE LASEZKAY IRA DAYLE S LASH TR MARY K LASICH IRA LASTINGER FAMILY FOUNDATION INC A RANDALL LANE LASTINGER IRREV DIREC THE ALLEN L LASTINGER JR FAMILY CR THE ALLEN L LASTINGER JR FAMILY CR THE ALLEN L LASTINGER JR FAMILY CR

P N M G G N P G M P G G P G M P P Reject Code M P P M G M G P G G P P P P G M G P M M M M M G P M P X P P P P G G P P P P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633920-4 616946-5 616945-7 616950-3 616952-0 625685-6 634069-5 625390-3 124156-7 104173-8 126877-5 123685-7 Claim ID 633263-3 633262-5 624043-7 105069-9 111208-2 107566-7 107572-1 117560-2 117875-0 607412-0 104500-8 634213-2 634187-0 634319-8 634172-1 634217-5 634171-3 634181-0 611511-0 123764-0 616132-4 616131-6 101271-1 103874-5 602071-2 107296-0 121106-4 100867-6 602070-4 639050-1 109798-9 103333-6 105284-5 119888-2 621567-0 641647-0 647329-6 611014-2 606817-0 114117-1 602052-6 624044-5 635034-8 613893-4 650831-6

LARGE CAP VALUE GAA SUB SUB OF 49 LARGE CAP VALUE INDEX 584 LARGE CAP VALUE INDEX FUND 584 LARGE CAP VALUE INDEX FUND LARGE CAP VALUE INDEX FUND LARGE CAP VALUE PROFUND PRI USD LARGE CAP VALUE WELLINGTON MGMT F LARGE COMPANY VALUE FUND DIANE S LARGE JOYCE S LARGE JOANNE LARICCIA JOHN A LARIONI SR IRARO Claimant Name SUSAN R LATOS IRA - ROO ERIC B LATOS IRA ROO SUSAN R LATOS CAROL D LATTA BARBARA S LATTA TRUST SHIRLEY L LATTANZIO IRA SHIRLEY L LATTANZIO IRA ROBERT T LATTIG 1 ROBERT I LATTIG 2 LATTNER FDN BNK BOS FORREST C BONNIE S LAU ESTHER F LAU RLT DTD 4 4 94 INV MG MERTON S C LAU RLT INV MGMT ACCT-E MERTON S C LAU ROO IRA JON K Y LAU TTEE JKY LAU TR EQ MGM DONALD W S LAU TR INV MGMT BALANCE LISA A LAU TTEE LISA A LAU TRUST BERNADETTE Y LAU TRUSTEE INV MGMT LAUB FOUNDATION ONP BRADFORD C LAUBE DECD IRA ROGER E LAUBENHEIMER ROO IRA ROGER & CAROLINE LAUBENHEIMER TRUS STUART C LAUCHLAN IRA JUSTIN R LAUDERDALE DR VINCENT P LAUDONE SOL LAUFER MILDRED A LAUGHARY BENJAMIN F LAUGHLIN MARC HARRIS LAUNER REV TRUST MARC LAURENCE DEETS MERIDETH L LAURENO IRA MICHAEL E LAURENO JR IRA MICHAEL E LAURENO JR IRA BARBARA A LAURENT THE LAURENT TRUST RICHARD LAUTNER IRRA JOHN LAVECCHIA IRRA LAVELLE JOHN R IRA LAVIN CRAT SCOTT J MARILYN A LAVIN DENNIS LAVINTHAL MR H GRANT LAW JR ANDREW JOHN LAWLER SEP LAWRENCE ANN AGENCY AUDREY LAWRENCE

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606064-1 120960-4 124983-5 109195-6 122502-2 606317-9 606318-7 123450-1 114221-6 114488-0 612011-3 612068-7 Claim ID 610668-4 610645-5 107400-8 605151-0 625262-1 636460-8 610393-6 625448-9 619846-5 121680-5 640569-0 124199-0 109790-3 125658-0 607019-1 120415-7 638841-8 636631-7 641696-9 616109-0 606858-8 115165-7 120542-0 101628-8 101921-0 623636-7 625116-1 614527-2 614532-9 614526-4 614531-0 622117-3 620330-2 622145-9 617891-0 609784-7 609816-9 622147-5 622153-0 126901-1 621188-7 107741-4 624621-4 612070-9 612071-7

Reject Code P P P P M P M P P G N P G G G G G G P M G G N N G P P P G M X G G P P G G P G P G P G G P

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LINDSEY LASTINGER RIGGS IRREV DIRE RICHARD D LATAS IRA LLOYD E LATCH ALFRED J LATEY & CONNIE LATHAM LATHAM IRA BERNARD G -IR LATHAM IRA JOANN M -IR STACEY LATHEM UTMA GA ROBERT LATHROD JOHN E LATHROP & DAVID LATHROP INV TR-TEP T & J LATHROP TTEES LATHROP TR TEP Claimant Name LAWRENCE ROBERT J IRAT LAWRENCE ROBERT J MOAG PHYLLIS M LAWRENCE TR DOROTHY I LAWRENCE TRUST DTD 12-15 MARTINA L LAWRENCE TRUST MR PHILIP J LAWRENCE UNRESTRICTED LAWRENCE-MLL TRUST STATE STR JONATHAN M LAWRIE TRUST LAWS FAMILY TRUST JANET A LAWSON IRA W NELLIE LAWSON IRRA LAY PENSION PLAN AT DRVC LEE G LAYMAN IRA MARVIN J LAYNE IRA LAYNG TRUST WINIFRED G -CLSG GARY S LAZAR MAX LAZAR IRA JANET LAZAR GLADYS F LAZAROW JEFFREY W AND JODY S LAZAROW JT LAZARUS BKG CHARLES-CLSG EVELYN C LAZENRY CHARLES T LAZIO JR IRA JORGE A LAZO JAMES LAZZERONI LB SERIES GROWTH PORTFOLIO LBC RET SAVINGS BALANCED FUND LBR IND HGK-LCV #1 LBR IND VOYGR 2 LBR SAP HGK-LCV #2 LBR SAP VOYGR 2 LC-BISCAYNE ADVISO LCA - OPPENHEIMER LCFFDQN001 LCEF DE LCL 731 IBT EXCAV & PAVE PENS FD LCMS ICAP LCMSF BLACKROCK ALPHA TILTS FU LCR-DELTA ASSET MGMT ED LCR-GLOBALT INC LDM REID LDRS FDS RE MERL LYNCH AIB BNYTCL NORALIE LE NOUE CHRISTOPHER GIBSON LEA ELLEN LEA TR INV AGY TEP KENNETH LEA TR INV AGY TEP

P M N P P P P G G P P P Reject Code P P N G P G P P P M G M M G P M G G P P G G P P P P G M M M M G P M P G M G G G P M P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 116314-0 103684-0 105187-3 114406-5 610646-3 633264-1 602072-0 Claim ID 610707-9 637567-7 633265-0 122056-0 114368-9 615819-6 114363-8 606524-4 120808-0 606866-9 606867-7 626375-5 602092-5 103038-8 602091-7 605515-0 122572-3 109391-6 121544-2 107420-2 638443-9 101241-0 118033-9 126663-2 650766-2 607118-0 112003-4 110052-1 612278-7 106182-8 109493-9 643544-0 121133-1 644332-0 108928-5 112292-4 647472-1 116250-0 102446-9 634441-0 605131-6 110927-8 118259-5 623100-4 106460-6 108881-5 113735-2 103563-0 614794-1 602090-9

CATHY S LAWRENCE ELIZABETH LAWRENCE IRA LARRY E LAWRENCE IRA LESLIE LAWRENCE LAWRENCE M NANCY MOAG HAL C LAWRENCE MD IRA ROO MRS ADELLE LAWRENCE Claimant Name LEAHY WILLIAM C MOAG RAYMOND CARL LEAMING IRRA LEARNING LEADERS INC DANIEL J LEARY EST EDITH S LEAVITT B LEAVITT PARAM PETER M LEAVITT PFT SHRG LEAVITT RESIDUARY TRUST CAL RONALD LEAVITT LEAVITT TRUST CALVIN H LEAVITT TRUST JEAN MACROY LOESCHER OTTO & EMMA B O D LEBARON JORDAN S LEBER 2002 TRUST DTD 3 15 JOANN B LEBER STEVEN & MARION LEBER JTWROS STEVEN LEBER LEBER GROUP INT'L ANN A LEBHERZ #1 ANN A LEBHERZ IRA LEBLANC & ROYCE ENTERPRISES MICHAEL J LEBLANC IRA BONNIE C LEBOEUF IRRA LEBOW FREDERICK S MARLENE LEBOW BETH LEBOWITZ ADLER ELIZABETH LEBSACK LEBUS CHARITABLE TR BERTHA NFP SUSAN K LECAVE EVELYN N LECH ROBERT & MARY LECHNER INV AGY TEP DARCY LECLAIR JOHN LECLAIRE IRA #1 ROBERT J LECOMTE IRRA BONNIE S LEDBETTER BONNIE S LEDBETTER IRA MARCIA B LEDER MICHAEL A LEDONNE LEDONNE, DDS, P.C. JACQUES J LEDUC ALAND LEE PAUL E LEE AND KIMBERLY A LEE JTWR DAVID Y L LEE AND ROSANNA L N LEE ANTHONY LEE AUGUSTA L LEE LEE BARBARA - OAK VALUE-PLD BERRY N LEE BRADLEY LEE CAMILLA W LEE CARRELL L LEE LEE CLAUDE K REV TRUST-IMA PLEDGE MRS CORNELIA D LEE DECEASED

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624620-6 624622-2 102322-5 616667-9 125171-6 114667-0 623005-9 Claim ID 648298-8 633267-6 633266-8 644328-1 119694-4 635258-8 602093-3 124911-8 626951-6 123668-7 113227-0 116930-0 108364-3 602097-6 602098-4 120103-4 103377-8 635161-1 635676-1 103247-0 109104-2 626930-3 602095-0 602094-1 106952-7 624045-3 108973-0 116137-7 602099-2 108684-7 109163-8 602101-8 119249-3 621311-1 117278-6 117279-4 111803-0 122435-2 623267-1 623268-0 623279-5 623286-8 623266-3 650461-2 623281-7 623283-3 650471-0 623274-4 623273-6 623277-9

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MARCIA W LEA TRUST UOA DTD 12 30 7 L BATES LEA TRUST UOA DTD 12 30 77 CHARLES M LEACH LEADER DOGS FOR BLIND - ALLIANCE JAMES P LEAHY IRA MARTHA LEAHY SUMMIT MED GRP 401K - LEAHY TT Claimant Name JULIA T LEE IRA WILLIAM K S LEE IRA ROO #2 WILLIAM KAM-SHEUNG LEE IRA ROO MICHAEL B LEE IRRA HOWARD A LEE JR FAYE LEE MD IRA MS KATHERINE D LEE NICOLE A LEE CRMG- LEE P S CLOSED PEGGY B LEE TANESSA R LEE TERESA W LEE TISHA S LEE PAULA N LEE TOD VERA T LEE TRUST DTD 3 5 97 VERA T PAUL & ROSE P LEE TRUST YOSHIKO LEE TRUST FAYE LEE TTEE FAYE LEE MD AMC THOMAS A LEE TTEE ANN L LEEDS SANDRA LEEDS TRUST T LEEFELDT SLT 202 CLOSING AAZ THE MARY B LEEN TRUST MR JEFFREY A LEERINK MARIE C LEES IRA MRS LAURA D LEESON JEROME LEFF RITA M LEFFLER HAROLD J LEFKOWITZ & MARILYN LEFKO LARRY J LEFLER REV TRUST SHERRY D LEFLER TR J MICHAEL LEFTWICH & ELLEN LEFTWIC TROY P LEGAARD LEGACY HEALTH SYS D B PEN J P MOR MARY LEGAULT MARY LEGAULT REV TR JOAN M LEGER LEGG MASON BATTERYMARCH US EQT LEGG MASON BATTERYMARCH U S EQUIT LEGG MASON BATTERYMARCH U S EQUIT LEGG MASON BATTERYMARCH S&P 500 I LEGG MASON BATTERYMARCH U S EQUIT LEGG MASON CAPITAL MANAGEMENT VAL LEGG MASON CAPITAL MANAGEMENT VAL LEGG MASON CLEARBRIDGE APPRECIATI LEGG MASON CLEARBRIDGE APPRECIATI LEGG MASON CLEARBRIDGE APPRECIATI LEGG MASON CLEARBRIDGE EQUITY INC LEGG MASON CLEARBRIDGE LARGE CAP LEGG MASON CLEARBRIDGE LARGE CAP

P P P G G N P Reject Code M P P G M G G M P M M N N G G P P G G N P P G G M P N N G M M P N G G N N M W W W W W P W W G W W W

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 106810-5 650804-9 Claim ID 623269-8 623270-1 623272-8 623275-2 623276-0 623285-0 650464-7 650466-3 650467-1 650474-4 620764-2 620763-4 623271-0 623282-5 621755-9 118710-4 652764-7 120360-6 613572-2 613568-4 116257-8 111486-7 618683-1 608909-7 622533-0 110759-3 608911-9 608908-9 120648-6 120652-4 110029-7 608910-0 633269-2 633268-4 125119-8 607086-8 648369-0 110300-8 602100-0 400009-9 110114-5 104662-4 602076-3 602081-0 118756-2 108894-7 602075-5 634220-5 646837-3 122673-8 602109-3 121303-2 Claim ID 612892-0 636561-2

ELIZABETH E LEE FRANCE A LEE Claimant Name LEGG MASON CLEARBRIDGE VARIABLE E LEGG MASON CLEARBRIDGE VARIABLE LEGG MASON CLEARBRIDGE VARIABLE L LEGG MASON CLEARBRIDGE VARIABLE LEGG MASON CLEARBRIDGE VARIABLE L LEGG MASON CLEARBRIDGE VARIABLE C LEGG MASON CLEARBRIDGE VARIABLE E LEGG MASON CLEARBRIDGE VARIABLE LEGG MASON CLEARBRIDGE VARIABLE L LEGG MASON CLEARBRIDGE VARIABLE C LEGG MASON EASY PORT MARCH 2001 LEGG MASON EASY PORTFOLIO LEGG MASON INVESTMENT COUNSEL FIN LEGG MASON INVESTMENT COUNSEL VAR LEGG MASON LG CORE EQ JARRELL LEGG TRUST LEGGETT JON A LEGRAND IRA LEHIGH CNTY P P - NORTHERN TRUST LEHIGH CNTY P/P - MELLON LEHIGH CONSISTORY GEORGE E LEHIGH IRA LEHIGH UNIVERSITY LEHMAN 1998 FAMILY TRUST -DLEHMAN BROS WARBURG PINCUS CHRIS W LEHMAN LEHMAN JEFF -D- NFP LEHMAN LIVING TR JOHN W -DPAM N LEHMAN PAM N LEHMAN GERALDINE E LEHMAN TRUST LEHMAN TRUST PRISCILLA -DLEHMAN-ROBERTS CO INC RESTATED PR LEHMAN-ROBERTS COMPANY INC RESTAT ANDRE LEHMANN LEHMANN IRA CLARENCE F -IR ROBERT L LEHMKUHL & DOROTHY LEHMKU WALTER P LEHNERT IRA ERIC G LEHNES AND SUSAN LEHNES JTW LUISA LEHRER LEHRKIND DIANE V LEHRKIND IRA IND OF TR OF L LEHRMAN DTD 4 15 91 ELIZA LEHRMAN LEHRMAN FLOM & CO PLLP PSP NAT LEHRMAN IRA THE H EDWARD LEHRMAN REVOCABLE TRU LEI ALOHA CHAP NO 3 TRUSTEE INV M NORBERT LEIBENGUTH IRRA NORBERT D LEIBENGUTH SAMUEL LEIBOWITZ AND NANCY LEIBOWI ARNOLD J LEIBOWITZ Claimant Name LEMONS MARK C TR - IMA PLEDGED MARY ALICE LEMONS

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N P

623280-9 650468-0 Claim ID 105002-8 602103-4 103146-5 625474-8 121551-5 605273-8 605158-8 602105-0 602107-7 605302-5 602106-9 605516-8 634174-8 605137-5 115734-5 602082-8 624046-1 126116-9 126117-7 109800-4 106202-6 119947-1 648262-7 602102-6 116383-3 609644-1 115068-5 609640-9 620495-3 106073-2 112120-0 121064-5 612589-1 105336-1 620132-6 105132-6 618181-3 606486-8 108587-5 103165-1 102694-1 112726-8 602083-6 610090-2 608299-8 110619-8 122528-6 110957-0 636928-6 609334-5 609318-3 649340-8 Claim ID 116365-5 609388-4

Reject Code W W W W W W G G G G G P W W G G M M P G P P P P P G P P M M P P P P M P M G P G N P G G G P G G M M G M Reject Code P P

Confidential

LEGG MASON CLEARBRIDGE LARGE CAP LEGG MASON CLEARBRIDGE LARGE CAP Claimant Name ELAINE B LEIBOWITZ EMILY S LEIBOWITZ FRIEDA LEIBOWITZ FRIEDA LEIBOWITZ ARNOLD J LEIBOWITZ IRA JONATHAN LEIBOWITZ DR JOEL LEIBSOHN & MRS SANDRA LEIB ADAM C LEIBSOHN JULIANNE H LEIBSOHN LAUREN LEIBSOHN STEVEN M LEICHT AND DAVID L LEICHT STEVEN LEICHT AND FAY LEICHT JTWRO ANDY & JANIE LEIDAL DIANE GROSS LEIFER REBECCA LEIGH 1993 TR LEIGH INVESTMENT ASSOCIATES COF P YVETTE M G LEIGHTON - DECEASED LEIGHTON 1985 IR FBO SLOANE LEIGHTON 1985 IR FBO ZACHARY BARBARA S LEIGHTON IRA JOANNE L LEIJA MAX R LEIMGRUBER IRA MAX LEIMGRUBER IRRA HERSCHEL LEINER JANET S LEININGER LEIPZIG 401K PSP DR T J -D HOWARD A LEIPZIG IRA LEIPZIG TRUST TIC -DLEIR CHARITABLE LEAD TRUST 1-WARB MICHAEL R LEIST DELBERT G LEITER ROSE B LEITERMAN RUTH LEITNER ARLENE M LEITZ LEITZINGER ETAL TTEES L-H TR-IMA ALAN F LEKSANDER LELAND GILLIATT FBO GRACE PWS LELAND IRA WAYNE H -IR TERRY J LEMAICH FRANK T LEMBO IRA PAULA M LEMBO IRA LEMCHEN FAM TR MARC S LEMCHEN LEMELSON FDN-IRIDIAN LEMELSON ROBERT AND SUSAN -DTERRENCE J LEMEROND #1 BRADLEY T LEMEROND LAWRENCE LEMIER NEIL LEMKE AND DIANA LEMKE JTWROS LEMMON TRUST JAMES D -CLSG LEMMON TRUST NO 1 JAMES-CLSG SIDI M LEMNOUNI TIRA-COHEN MAA Claimant Name PHILLIP C LEONE LEONHARDT FAMILY TRUST -D-

W P Reject Code X G P M M G G G G G P P G G M P G P P N N M G G P P P P P M M N G N P P G P X X X G G G P G G P G P P G Reject Code G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 613330-4 636036-0 125642-4 602087-9 602085-2 111362-3 605232-0 642144-0 105778-2 116315-9 617292-0 617291-1 122507-3 122508-1 619471-0 646003-8 117067-8 602110-7 646015-1 620288-8 123132-4 637997-4 608611-0 124857-0 634427-5 113450-7 122672-0 644024-0 605304-1 117442-8 638673-3 125493-6 647757-7 640181-3 102161-3 621289-1 105099-0 123750-0 120935-3 109380-0 109381-9 629653-0 640381-6 640385-9 116147-4 116148-2 100783-1 114674-2 643940-3 116145-8 Claim ID 101130-8 601165-9 601013-0 601163-2 622192-0 107633-7 107803-8

LEMONS THOMAS E -IMA PLEDGED J RICHARD LEMYRE IRRA RICHARD P LENA IRA JOHN LENCZOWSKI & SUSAN K LENCZOWS LENCZOWSKI 1993 TRUST BARBARA J LENCZOWSKI IRA HUBERT LENCZOWSKI TTEE LENCZOWSKI HANNAH LOCHNER LENDRUM IRA WILLIAM R LENHART EDWARD J LENKIN F L VAN LENNEP IRRV TUA-QTIP F L VAN LENNEP TUA MARY S LENNON 1 MARY S LENNON 2 DOROTHY E LENNON FAMILY TRUST SUSAN L LENNOX IRA PAUL A LENNOX DR EDWARD L LENNY & MRS ISABEL M L ESTELLE LENT JACQUELINE D LENT WILLIAM J LENTS SUSAN KAPLAN LENTZ TTEE LENWAY JENNIFER I TRUST -DMARIANNE R LENZ MARIANNE R LENZ FRANK LEO ANITA C LEO IRA LEO J CURTIN LAURIE R LEOKUM REMO LEOMPORRA IRA LEON FARLEY IRA FLORENCE LEON FLORENCE LEON TTEE BRYAN A LEONARD MARGARET A LEONARD IRA LEONARD JERRY D TRUST DAVIS SELEC MAUREEN A LEONARD MICHAEL J LEONARD PAUL A LEONARD JOHN J LEONARDO IRA JOHN J LEONARDO IRA LEONARDO LP MRS CAROL M LEONARDON DCSD RICHARD E LEONARDON CHARLES R LEONE #1 CHARLES R LEONE #1 ROBERT A LEONE #1 ROBERT A LEONE #2 FBO SHARON L LEONE CHARLES R LEONE IRA #1 Claimant Name LOUIS B LEVETAN IRA #1 STEPHANIE D LEVEY 1994 IRREVOCABLE LEVEY MR LEWIS STEPHANIE LEVEY LEVI STRAUSS & CO MT CADENCE CAPI BETTE J LEVIE #1 BETTE J LEVIE #2

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P M M G P P P G G G G G P P P G G G M P M M G M G G G M P P M G G G N P P N M M M G G G P P N P G P

606619-4 126235-1 625437-3 643320-0 115319-6 102552-0 108419-4 111100-0 124587-2 124591-0 124592-9 107305-2 114471-5 126097-9 126374-9 626042-0 104540-7 637355-0 643375-8 633270-6 641359-5 112245-2 624047-0 602073-9 611054-1 120366-5 123220-7 125945-8 648196-5 117598-0 114570-3 643170-4 608371-4 602088-7 602074-7 602089-5 611621-3 111127-2 102208-3 651008-6 606241-5 112653-9 104281-5 108489-5 610904-7 602118-2 113671-2 103233-0 117478-9 101063-8 Claim ID 646489-0 116465-1 602123-9 605814-0 617666-6 647276-1 617643-7

Reject Code P G G G P N N

Confidential

LEONHARDT REV TRUST VIRGINIA ROBERT LEONIDAS IRVING LEOS NORMAN R LEPAGE IRRA JILL L LEPISKO MARION LEPORE MARY K LERMOND HARVEY LERNER 1 IRWIN LERNER IRA #1 IRWIN LERNER IRA #2 IRWIN LERNER JANET LERNER JOEL LERNER MICHAEL S LERNER PAUL LERNER BERNICE L LERNER REV TRUST IMA SEYMOOR LERNER PETRONIO T LERONA IRA DONALD F LEROUX IRRA ARTHUR E LESESNE IRA-ROO ELIZABETH LESEUR JODI LESHNER ROTH IRA ALASTAIR & ROSEMARY LESLIE ALLAN R LESLIE AND IRENE M LESLIE LESLIE RALPH C CUST SHELTON E LESLIE JAMES LESNETT FRANK LESSELYONG ROBERTA S LESSEM REINHARD LESSER EXEMPT TR ROBERT C LESSER IRA DOROTHEA J LESSER TTEE LESTER TRUST ALLISON R P ALAN M LESTZ DAVID J LESTZ ALAN M LESTZ MM LETOURNEAU BERNARD TOUOW MOAG IRENE M LETOURNEAU LINDA S LETTICK IRA DEANNE LEUTY LEVE IRA ALAN D -IR JASON K LEVECK DENNIS W LEVEILLE MARY A LEVEILLEE LEVENSON ANDREA PLEDGE #3 CUST LEVENSON CHILDREN'S TRUST GEORGIA LEVENTY IRA EST E J LEVERETT BERNARD LEVERNIER IRA LOUIS B LEVETAN #1 Claimant Name MR NORMAN LEVY & MRS JOAN U LEVY J PAUL S LEVY 1 JOHN S LEVY AND DOROTHY F LEVY T I BEATRICE LEVY CHLDN LESTER LEVY ELLEN SUE LEVY CUSTODY DOUGLAS M LEVY DDS ELLEN LEVY FOUNDATION-CUSTODY

P G P G M N N P N G G M G G M G P G G P G P P G P M P N G P X M P G G G P N G P P N N N P P G M G P Reject Code P M G M P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 107802-0 120388-6 605170-7 624032-1 125309-3 645153-5 125308-5 646838-1 106201-8 114255-0 624673-7 640628-9 125310-7 642649-2 123866-3 602121-2 602114-0 646985-0 123865-5 602119-0 123217-7 104968-2 123867-1 605195-2 602122-0 117187-9 123863-9 123868-0 105623-9 123864-7 114258-5 602115-8 602111-5 111441-7 113011-0 602124-7 602113-1 103505-3 605334-3 120043-7 112244-4 620199-7 620213-6 109731-8 107339-7 Claim ID 618142-2 614266-4 636860-3 108357-0 613393-2 636868-9 124204-0 108355-4 123663-6 102098-6 614752-6 637588-0

BETTE J LEVIE PHILLIP LEVIEN DR NATHAN LEVIN & ELLA LEVINE JTWR KRAMER LEVIN - IRA GROUP TR EMILY C LEVIN THE SEYMOUR AND CAROL LEVIN FOUNDA KIMBERLY S LEVIN IRA ALAN S LEVIN IRRA JAY J LEVIN LIONEL B LEVIN IRVING J LEVIN LIVING TRUST - EQUI STEVEN LEVIN KENNETH J LEVIN TRUST ALLEN LEVIN TTEE DAVID C LEVINE 1 CHARLES D LEVINE DAVID A LEVINE DR ELLIS G LEVINE ELIZABETH LEVINE ELLA LEVINE ELLIS G LEVINE ELSA LEVINE EST JULES E LEVINE FRANCINE LEVINE FRAY S LEVINE HELEN K LEVINE DAVID C LEVINE IRA 1 EST JULES E LEVINE IRA MARVIN L LEVINE IRA ROBERT M LEVINE IRA WILLIAM W LEVINE IRA JEFFREY LEVINE JOAN B LEVINE LAWRENCE LEVINE MIRIAM LEVINE MR LEONARD LEVINE MRS RANDI LEVINE STEWART A LEVINE MARIAN LEVINSOHN DAVID A LEVINSON TRUST STEVEN L LEVINSTEIN LEVIS A TTEE A LEVIS ST TR-CUST LEVIS ADOLPH-TR THE JOSEPH LEVITAN TRUST CLAIRE E LEVITT Claimant Name MELVIN LEWIS ESTATE TRUST CMA LEWIS F CHASE FBO DEBBIE K LEWIS GAIL R LEWIS LEWIS HARRY & JANET CRUT 1 DEBBIE K LEWIS IRA ELLEN T LEWIS IRA GAIL R LEWIS IRA RICHARD B LEWIS IRA SUZANNE G LEWIS IRA LEWIS IRMY MGD INH IRA FBO CHILDR B J LEWIS IRRA

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602116-6 602117-4 616833-7 617667-4 602120-4 617659-3 617644-5 617987-8 602112-3 116453-8 622086-0 109017-8 635260-0 126166-5 125665-3 600973-5 609065-6 106187-9 609066-4 647324-5 652958-5 126836-8 116955-6 110407-1 104352-8 635646-0 102963-0 624055-0 605583-4 605584-2 605585-0 605586-9 605588-5 613435-1 602127-1 605587-7 624050-0 634536-0 602108-5 100193-0 125961-0 645160-8 624051-8 119697-9 650792-1 Claim ID 125880-0 638208-8 100360-7 610994-2 119762-2 624627-3 119317-1 624628-1 119208-6 114909-1 600974-3 640535-5

Reject Code P G M P G G N P G P P G

Confidential

GINA LEVY GINA LEVY CAROL ANNE LEVY IRREV TR 7 9 92 RUBY B LEVY IRREV TRUST 10 29 92 JACOB L LEVY EDWARD C LEVY JR #2 CUSTODY JULIE & EDWARD LEVY JR FDN EDWARD LEVY JR IRA MR THOMAS LEVY PAUL S LEVY JACOBS LEVY R3000 MARILYN B LEVY REV TRUST SHARON LEVY RRA LEVY SAGOSKIN & STILLMAN PSP SUZZETTE A LEVY TODD LEVY LEVY TRUST A L & M -CLSG DONALD H LEVY TRUST LEVY TTEE L LEVY CR SHLT-CLSG SUZZETTE A LEVY TTEE LEVY,LESLIE B. GARY LEW POY GUN LEW ROTH IRA DEBRA LEW WONG IRA PHILIP R LEWERT 2 PATRICIA JEAN LEWIN IRA SARA A LEWIN TRUST DR T C LEWIS & ANNA LOUISE LEWIS J WILLIAM JOHN LEWIS & REBECCA S LEW WILLIAM JOHN LEWIS & REBECCA S LEW WILLIAM JOHN LEWIS & REBECCA S LEW WILLIAM JOHN LEWIS & REBECCA S LEW WILLIAM JOHN LEWIS & REBECCA S LEW LEWIS & ROCA MPP-ICAP #1 THOMAS P LEWIS & SUSAN G LEWIS JTW WILLIAM JOHN LEWIS AND REBECCA S L ANNA LOUISE LEWIS ANNE E LEWIS BENJAMIN P LEWIS BETSY L LEWIS BOB J LEWIS CAROLYN L LEWIS DIANN LEWIS EDNA L LEWIS ELSIE D LEWIS Claimant Name YAJUAN LI SUSAN L LIANG TTEE C LIATOS LIBAL MARY JO TOA ROBERT L LIBBEY IRA ANNE KINDEL LIBBY BEVERLY B LIBBY CAROLYN KELWAY LIBBY LIBBY FAMILY TR LIBBY FAMILY TRUST FRANK LIBERTINO FBO DOMINIC J LIBERTO

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624057-7 609965-3 624053-4 100829-3 114988-1 120254-5 647106-4 100339-9 102070-6 641403-6 646186-7 109632-0 120265-0 120267-7 637808-0 624054-2 605536-2 602125-5 119242-6 642706-5 624048-8 624049-6 624056-9 650967-3 102031-5 651871-0 651872-9 652597-0 652699-3 608763-9 622159-9 652786-8 622036-3 125636-0 605010-7 636973-1 126476-1 116202-0 602132-8 602138-7 Claim ID 615937-0 615938-9 107446-6 618196-1 108106-3 103160-0 619255-6 623503-4 642473-2 602136-0 602135-2 644707-4 101133-2 105970-0 603935-9 603939-1 603944-8

ELIZABETH D LEWIS IRREV TR LEWIS J BURGER TOUOA 6-15-94 JAMES CARROLL LEWIS JOHN R LEWIS JOHN R LEWIS WINSLOW LEWIS JR MR DENNIS LEWIS & MRS NANCY LEWIS KATHERINE D LEWIS MAUREEN LEWIS MAURICE LEWIS MILLIE LEWIS KATHLEEN LEWIS PSP RICHARD L LEWIS RICHARD L LEWIS RICHARD L LEWIS SHARON LEWIS TERRY A LEWIS THOMAS G LEWIS FBO WILLIAM LEWIS TR 2 JOSEPH LEWIS TTEE COF ALLISON KANE LEWIS UGMA-CA COF AMY KANE LEWIS UGMA-CA DR T C LEWIS-- DECEASED WILFRED G. LEWITT WILLIAM L LEWNO LEXINGTON CEMETARY MONUMENT FUND LEXINGTON CEMETARY PERPETUAL CARE LEXINGTON CEMETERY MONUMENT FUND LEXINGTON CEMETERY PERPETUAL CARE LEYSHON TRUST KATHLEEN A -CLSG LFE-IRIDIAN ASSET MGMT LG CAP DOM EQUITY TRANSITION PRIO LG CAP LIQUIDITY LG SCHAENEMAN JR FDN INC DRRT FBO LGT PORTFOLIO MANAGEMENT LHC PROPERTIES LC LHCO FONDS MARY ANN P LHOTKA DAVID S LI & CHRISTINE S SUN JTWRO ZHI FANG LI AND MING XIAN LI JTWRO Claimant Name LIEMANDT QTIP TRUST II-A CUSTODY LIEMANDT QTIP TRUST II-B CUSTODY ROBERTA A LIETZ L LIEURANCE TR FBO MARGARET GAM SANDRA R LIEVER PATRICIA M LIFE LIFEPATH RETIREMENT MASTER PORTFO LIGHT PANTHER LTD STEVEN A LIGHT JAMES & SARAH JANE LIGHTBURN JTWRO THOMAS G LIGHTBURN MR T Y LIGHTFOOT IRRA KATHERINE P LIGHTHOUSE TERRENCE S LIGHTHOUSE LIGHTSPEED TRADING LLC LIGHTSPEED TRADING LLC LIGHTSPEED TRADING LLC

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104782-5 119097-0 624058-5 611419-9 629664-5 109209-0 103263-1 620432-5 123145-6 602130-1 602131-0 647226-5 609376-0 123179-0 123180-4 122020-9 115617-9 124042-0 603889-1 603891-3 603892-1 603895-6 615928-1 117959-4 651242-9 615996-6 615939-7 102727-1 113757-3 113762-0 113763-8 607319-0 602133-6 108675-8 608417-6 605492-7 602134-4 605409-9 605429-3 615936-2 Claim ID 602137-9 625973-1 638298-3 611298-6 610896-2 652739-6 616060-3 620506-2 615681-9 124256-3 102714-0 123249-5 606091-9 602851-9 620134-2 120307-0 637014-4

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Confidential

CHRISTINE LIBERTORE LIBERTY ALL STAR GROWTH FUND EUGENE LIBERTY IRA ROO - DECEASED LIBERTY MAINTENANCE INC INV MGMT LIBERTYVIEW FUNDS LP BERNADETTE LIBI PSP ROBERT LIBNER IRA GLORIA LIBONATI IBJ JOANNE F LIBRERI EMANUELE LICASTRO TOD ROSARIA LICASTRO TOD JOHN LICCONE IRA LICHTENSTEIN FDN DAVID B-CLSG LICKER C 1 EXEMPT QTIP TRUST PAT LICKER IRA RLVR CAROL L LID HARRIET C LIDROR LIOE H LIE IRA LIEBER & WEISSMAN SECURITIES LLC LIEBER & WEISSMAN SECURITIES LLC LIEBER & WEISSMAN SECURITIES LLC LIEBER & WEISSMAN SECURITIES LLC LIEBER ARTHUR H TRUST AGENCY MIRIAM LIEBER IRA ROBERT J LIEBER LIEBER ROBERT J TRUST AGENCY SCHOOLMAN MARY LIEBER TRUST CUSTOD LANCE LIEBERMAN RITA LIEBERMAN RITA LIEBERMAN RITA LIEBERMAN LIEBERMAN TRUST ELEANOR -CLSG WILLIAM LIEBESKIND LIEBHABER CHARITABLE TRUST #3 LIEBOVICH FAMILY LP -DSHELDON LIEBOWITZ 1 MURRAY LIEBOWITZ AND PATRICIA LIEB MURRAY LIEBOWITZ PATRICIA LIEBOWITZ LIEMANDT QTIP TRUST I CUSTODY Claimant Name 7 LINDEN ASSOCIATES MILDRED LINDENMUTH CRUT DAVIS LCV RACHEL M LINDGREN LINDHORST AMBROSE H TRUST AGTR LINDHORST BETTY B TRUST AGTR LINDIRA LINDNER GROWTH AND INCOME FUND GERALD A LINDQUIST OPPENHEIMER CAP ANNE P LINDSAY 2007 TRUST EMERY LINDSAY GAYLE H LINDSAY IRA DAVID G LINDSAY TRUST DONALD M LINDSAY TRUST INVESTMENT ALEXANDRA C TROWER & JONATHAN LIND LINDSEY FAMILY TRUST IMA RIVERS M LINDSEY IRA JILL A LINDSTEDT

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 603945-6 118791-0 634273-6 116078-8 619110-0 619111-8 646570-6 608613-6 634118-7 111854-4 123514-1 619586-5 124224-5 108248-5 126119-3 105334-5 621720-6 122377-1 602139-5 620525-9 620526-7 621812-1 621813-0 621330-8 621331-6 616280-0 123374-2 644499-7 116174-1 110099-8 107649-3 116382-5 116392-2 636465-9 620508-9 Claim ID 107140-8 124472-8 116915-7 116916-5 101571-0 626955-9 619439-7 643310-3 123433-1 123432-3 110247-8 124950-9 611136-0 643709-5 624064-0 646009-7 107278-1 620512-7 637091-8 602144-1 645543-3 602143-3

LIGHTSPEED TRADING LLC AMELIA W LIGON IRA LIHUE CEMETERY ASSOC INV MGMT ACC LEOPOLD W LIKE IRA LILA WALLACE READERS DIGEST FUND LILA WALLACE READERS DIGEST FUND CLAUDIA JEAN LILES IRRA LILIENSTEIN LIVING TRUST -DLILIUOKALANI TRUST JOEL LILLEVIG CAROL S LILLIE LILLY SAVINGS PLAN US EQ DOM R S TERENCE LIM CRUT LEON H LIM TRUST RICARDO LIMARDO IRA CHIU JYU LIN IRA LINA S&P 500 INDEX #1 LINAINX LINA INDEX FUND #1 JEANNE BRYAN LINAM LINCOLN ASS-F404 LIN ASS PUB FD V LINCOLN ASS-F513 LIN ASS PUB FD V LINCOLN ASSURANCE LTD CC 060203 F LINCOLN ASSURANCE LTD CC 060203 F LINCOLN ASSURANCE LTD F404 LIN AS LINCOLN ASSURANCE LTD F513 LIN AS LINCOLN CENTER JENNISON PENSION THOMAS C LINCOLN IRA JOHN W LINCOLN IRRA THEODORE LINCOLN LINCS DISCRETIONARY CONT ARDELLE LIND JANNA J LIND ROBERT J LIND MR THOMAS G LINDEMAN STEPHEN & DINA LINDEMANN OAK VALUE Claimant Name LAWRENCE LIPSON IRA BENJAMIN LIPSTEIN IRA ELAINE S LIPTON 1 ELAINE S LIPTON 2 CHARLES R LIPUMA 2 LIQUID INVEST DFD COMP M T LIQUOR SALES PENS FD-OPPENHEIMER STEPHEN A LIROFF IRA FRANCES LISIEWSKI FRANCES LISIEWSKI IRA VERA S LISK FRANK S LISOWSKI LISS BERT AND ETTA #1 TOA LISSA MIZANI TTEE MR WALTER LISTER EDWARD LISTON IRA THOMAS J LISY LITHOGRAPHERS AND PHOTO ENGRAVERS DONALD LITKE TTEE ANDREW LITT JAY LITT SARA MOORE LITT

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109875-6 117820-2 111339-9 114625-4 650186-9 116219-5 123327-0 120049-6 649500-1 652086-3 121946-4 104123-1 105886-0 125634-3 125040-0 636201-0 117861-0 619342-0 116944-0 100908-7 117003-1 633443-1 122106-0 602140-9 602141-7 652867-8 114170-8 126139-8 126264-5 624063-1 627073-5 605580-0 118357-5 118358-3 103675-0 Claim ID 617817-0 122186-8 647417-9 610212-3 633481-4 633480-6 107280-3 625436-5 121259-1 625434-9 616736-5 110720-8 615686-0 608296-3 615740-8 615741-6 624067-4 608214-9 607654-8 623278-7 623284-1 610258-1

Reject Code M P P P G P G G G G N M P M P G G P M P G P

Confidential

CHARLOTTE F LINDSTROM HARRY I LINDY LILLIAN LINDY VIRGINIA LINDY THOMAS LINEBACK IRA DALE LINEBARGER GAE J LINFOOT IRA GLENN E LING IRA LINGNAU T CHARLENE D LINGOFELT TRUST LAWRENCE A LINHART NELSON E LINK IRA FBO NELSON E LINK MD LINKLATERS SUZANNE E LINN BARBARA A LINN TTEE MICHAEL J LINNEHAN IRA LINNEN TR L-354 RITA LINSKER AND RITA LINSKER IRA 1 RITA LINSKER IRA THE LION FUND LIMITED LIPFORD FAMILY CHARITABLE TR SHELLY LIPKA WENDY LIPKA LIPKE TRUST, FBO BRIAN TIMOTHY E LIPMAN TRUST JOAN LIPNICK IRA ELIZABETH R LIPPOFF STANFORD LIPSEY ZALE LIPSHY-TOTAL RETURN COMPONE WALTER LIPSON & MARJORIE LIPSON JT GEORGE D LIPSON GEORGE D LIPSON LAWRENCE LIPSON IRA Claimant Name CITY OF LIVONIA -LOOMIS LARGE CAP LIVONIA HARDWARE CO INC JEAN LIZZA IRA LJR LP - US EQUIT - GENERAL LL BALANCED FUND LL NORTH AMERICAN FUND ANDRES LLARENA LLEWELLYN FAMILY TRUST UAD 5-1 LAUN S LLEWELLYN KATHLEEN LLEWELLYN SEP IRA LLOYD B GREENLEAF ESTATE TRUST DAVID E LLOYD GEOFFREY C LLOYD L-176 H M LLOYD LIVING TRUST -CLSG LLOYD TRUST FBO BARBARA LLOYD TRUST FBO JOHN LLOYDS AMERICAN TRUST FUND 54 LLY-CAPITAL GUARDIAN DOM ETNT-LDN-LIL01- LLY-DIV-GLO LM CBA VARIABLE LARGE CAP VALUE LM CBA VARIABLE LARGE CAP VALUE LMC-WESTPEAK HARRIS

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 645196-9 609503-8 123358-0 126844-9 110550-7 619871-6 120050-0 631424-4 624065-8 126120-7 615389-5 613163-8 647114-5 114856-7 114857-5 103372-7 118278-1 119271-0 103888-5 103887-7 123560-5 605983-0 605982-1 623265-5 116936-0 625396-2 103614-9 649165-0 628129-0 628141-9 Claim ID 120396-7 651615-7 100809-9 121037-8 633506-3 636209-5 643888-1 618348-4 618948-2 615163-9 615222-8 125026-4 602146-8 637006-3 123017-4 124347-0 619333-1 604929-0 619332-3 121172-2 121273-7 646895-0 639249-0 123181-2 602153-0 121701-1 120289-8

MR RANDAL A LITTLE NUVEEN LITTLE BROTHERS -D -CLSG EVELYN LITTLE BRENDA W LITTLE IRA REBECCA A LITTLE IRA THOMAS E LITTLE IRA ROLLOVER WILFRED D LITTLE IRA LITTLE MOOSE TRUST FL NEU PLDG MRS MARGARET D LITTLE ROBERT H LITTLE NON MAR T LITTLE RAPIDS-INVESCO NAM JEANNIK M LITTLEFIELD SEP TR - IMA DOUGLAS & JEVENE B LITTLEWOOD ANNETTE LITTMAN ANNETTE LITTMAN IRA MICKEY J LITTMANN IRA WAYNE D LITTRELL 401K DONNA M LITTRELL JOANN I LITVAK IRA LAWRENCE LITVAK IRA BERT S LITWIN LIUNA LOCAL DISTRICT COUNCIL PENS LIUNA NATIONAL IND PEN FD NEW ENG LIV-WORLD INDEX 1 CITY OF LIVE OAK FF PEN TR LIVERPOOL LIMITED PARTNERSHIP KAREN D LIVINGSTON STEPHEN N LIVINGSTON TTEE CITY OF LIVONIA - GROWTH CITY OF LIVONIA - VALUE Claimant Name LOCAL UNION 1158 IBEW PENSION ANNE LOCASCIO NICHOLAS J LOCASCIO IRA VEME D LOCKARD IRA BG: LOCKCAPS INC (DON) CAROL JEAN LOCKE IRA LOCKHART AGENCY INC LOCKHEED MARTIN CORPORATION MSTR LOCKHEED MARTIN CORPORATION DEFIN LOCKHEED MARTIN RET TRUST-REI-BAN LOCKHEED RABBI TRST -BAL- JPM CAL MATTHEW W LOCKRIDGE ARTHUR LOCKWOOD RON M LODDER TTEE RON M LODER IRA LINDA L LODGE IRA RA LOEB & JE LIECHTY JOINT AC L-34 LOEB ALEXANDER #2 SUSAN LOEB L-346 ALEXANDER S LOEB TRUST #1 WAYNE S LOEBLEIN SR IRA DR MARTIN H LOEFFLER AND MRS SIDSE MR TODD P LOEHNERT AND J LOEST FAMILY REV TRUST BEN LOEWY & ELISABETH LOEWY JTWROS CLAUDIO LOFFREDAMANCINEL RONALD D LOFFREDO

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622539-0 621321-9 631446-5 631445-7 605670-9 621320-0 125726-9 610785-0 119396-1 119388-0 614451-9 631441-4 610784-2 631436-8 631438-4 631437-6 126851-1 605711-0 605708-0 605707-1 626914-1 122889-7 118799-6 118690-6 621322-7 621323-5 611399-0 611398-2 622172-6 612334-1 Claim ID 641221-1 124369-1 646087-9 126667-5 619496-6 624068-2 105591-7 118685-0 622152-1 611238-2 121181-1 101742-0 101744-6 102287-3 602157-3 602155-7 605014-0 605015-8 605016-6 108539-5 102484-1 107295-1 621857-1 621858-0 621108-9 621109-7 644280-3

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Confidential

LMGOF US LARGE CAP EQUITY BV LOC 1034 PEN FD-ALLIANCE CLVLND E LOC 235 ANNUITY LOC 235 WELFARE LOC 313 PENSION/STACY BRAUN LOCAL 1034 INSURANCE TR FD-SHIELD LOCAL 11 PENSION FUND LOCAL 12 - MANNING & NAPIER LOCAL 138 138A 138B IUOEAFLCIO LOCAL 177 PENSION FUND LOCAL 202 UNION PP-OPPENHEIMER DB LOCAL 235 PEN - PINNACLE #1 LOCAL 236 PENSION LOCAL 282 PENS MACKAY SHIELDS LOCAL 282 WELFARE MACKAY SHIELDS LOCAL 282 WELFARE STACEY BRAUN LOCAL 300 RETIREMENT EMPLOYEE LOCAL 641 PENSION ARK LOCAL 641 PENSION INVESCO LOCAL 641 PENSION SMITH BARNEY LOCAL 710 PENSION OPPENHEIMER LOCAL 804 1BT & L447 UPS RET #1 LOCAL 804 ANNUITY FUND #2 LOCAL 804 PENSION FUND #1 LOCAL 807 LABOR-MANAGMNT PENS WLM LOCAL 807 LABOR-MANAGMNT PEN WRIG LOCAL 82 IBEW DB ARK MGMT TFTA LOCAL 82 IBEW DC ARK MGMT 2 TFTA LOCAL NA FUND INVESTMENT PORTFOLI LOCAL UNION #12 OPERATIVE PLAS PE Claimant Name LOIS V NEWCOMER IRRA HARRY LOLEAS MR HARRY LOLEAS ELLA B LOMASTRO IRA LOMBARD, WESTON A & ANNA D MR BONNELL M LOMBARDI & MRS ROSEMA HELENA LOMBARDI ALDO T LOMBARDI IRA LOMBARDIA CAPITAL LOMBARDO COMMUNICATIONS INC I AG DONNA M LOMBARDO IRA H LOMENCH IRA MADONNA J LOMENCH IRA HARRIET R LOMM TTEE MR HENRY C LONDEAN JR & MRS LOIS C MRS AMY MYERS LONDON AND DR RONALD LONDON BOROUGH OF BARNET #1 LONDON BOROUGH OF CAMDEN PENSION LONDON BOROUGH RICHMOND UPON THAM STELLA LONDON STEPHEN LONDON STEPHEN LONDON ESPS LONDON TRAN CC 281002 L&G US ESPS LONDON TRAN CC 281002 L&G US BNYE ESPS LONDON TRANSN L G US EQ BNYE ESPS LONDON TRANSN L G US EQ MRS GAYNELLE W LONG VALUE

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 109024-0 111630-4 113080-3 620215-2 606429-9 609507-0 620216-0 639999-1 602154-9 120436-0 110265-6 109334-7 108066-0 640888-5 633541-1 608290-4 614758-5 102348-9 606197-4 606856-1 606855-3 606158-3 606965-7 618112-0 615672-0 Claim ID 120762-8 100133-7 122817-0 126195-9 105974-2 122980-0 647174-9 602156-5 123467-6 627274-6 627273-8 627275-4 627276-2 637944-3 607526-6 621293-0 602145-0 622179-3 620572-0 102659-3 615650-9 117717-6 118080-0 117785-0 117784-2 643914-4 117789-3 113175-3 111934-6 122832-3 124107-9 102929-0

MARY LOFFS KELLER GARY LOFT ROBERT W LOFTON LOFTUS ANN T EXR WALKER E C EST-A LOFTUS IRA WILLIAM A -IR LOFTUS TR W & N TIC -CLSG LOFTUS TTEE E W TR FOR E WALKER-A RONALD W LOGAN & BARBARA LOGAN JTW JEROME LOGAN AND YOLANDA LOGAN JTW BILLIE L LOGAN CHARLENE F LOGAN LES LOGAN SYLVIA LOGAN W L LOGAN TRUCKING CO HCA ROBERTA G. LOGIE - BGC US$ LOGLI JOSEPH W -D-CLSG LOGVY EKATERINA G TR-IMA SARA L LOHAUS LOHMANN IRA DONALD G-CLSG LOHR 1968 TR FBO DONALD -CLSG LOHR 1968 TR FBO PATRICIA-CLSG LOHR TOUOW LENOX R -NFP LOHRENTZ IRA DONALD W-IR-CLSG MCR-PATSY J LOIACONO P S 401K ALLEN LOIS E TOUOA Claimant Name LONGHUGH SA #2 JOHN D LONGLEY MARILYN M LONGMAN L J LONGO 1985 CASPER J LONGO PAUL J LONGO IRA PATRICIA A LONGO IRRA THOMAS LONGO LONGVIEW COLLECTIVE LONGVIEW PARTNERS A L P LONGVIEW PARTNERS C L P LONGVIEW PARTNERS L P LONGVIEW PARTNETS B L P STEPHEN M LOO IRA TNT-LDN-HPP12-HPOPS - LOOM LOOMIS MARIE TR DAVIS SELECTED RICHARD A LOOMIS LOOMIS SAYLES & COMPANY THERESA LUND LOOMIS BEVERLY LOPARCO LOPATA STANLEY & LUCY FND TR AGY JOY LOPATIN #1 JAY LOPATIN IRA #2 JOY LOPATIN IRA MATT LOPATIN IRA MR RAYMOND S LOPES GILBERT LOPEZ #1 DOROTHY L LOPEZ IRA THOMAS A LOPEZ IRA JOSE L LOPEZ MORALES OMAR A LOPEZ SHARLENE LOPRESTO

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P P X P P P P G G M M G G M P G P P G P P P P G P

102517-1 126824-4 124196-6 613190-5 103337-9 121333-4 113043-9 121809-3 635556-0 643508-4 116785-5 110098-0 116786-3 121491-8 126456-7 126671-3 600970-0 105157-1 638877-9 616156-1 104103-7 104178-9 620514-3 620515-1 120576-5 Claim ID 122777-7 102667-4 104766-3 103641-6 635873-0 120958-2 637765-3 111959-1 640403-0 118962-0 100244-9 616972-4 616985-6 616971-6 643505-0 126218-1 102946-0 638747-0 126935-6 620023-0 612219-1 109762-8 632120-8 630699-3 119967-6 119949-8 611979-4 639158-3 602232-4 105192-0 608456-7 117028-7

Reject Code P P M M N P M P G G G G G G P P G G P N P G P M P G G G N P G N

Confidential

ALTON E LONG WALTER LONG AND LONG BEACH MEMORIAL CADENCE LONG ERNESTINE C DEBOER ESTATE HENRY L LONG DEBBRA R LONG IRA JAMES LONG IRA MARY L LONG IRA DEBBRA R LONG IRRA PATRICK G LONG IRRA LONG ISL NTWRK CMNTY SRVC INC LONG ISLAND ASSOC AIDS CARE LONG ISLAND ASSOC AIDS CARE MARIE I LONG MYLA I LONG MYLA I LONG LONG PARTNERS LTD ROBERT P LONG KIMBERLY I MARTIN TTEE FBO ROY LON THOMAS R LONGFELLOW CHAR TRUST JEAN E LONGFELLOW IRA JEAN E LONGFELLOW LONGHUGH A NEUBERGER & BERMAN CUS LONGHUGH B CUSTODY NEUBERGER & BE LONGHUGH SA #1 Claimant Name PHILIP A LOTZ CHEOW C LOU PORTER T LOUD JR IRA WANDA LOUDER ROTH IRA ANNA P LOUGH DONALD N LOUGH DONALD R LOUGH JEWEL LOUGHRIDGE WILLIAM GEO LOUIS M SEP DONALD LOUKONEN PATTI LOVAAS LOVE #10 CRUT DAV R & D LOVE CRUT LAZ R & D LOVE CRUT OPC FBO SUSAN S LOVE MAXEY D LOVE IRA JANET K LOVE MR NEWTON E LOVE JR DCSD KIMBERLY N LOVE LOVE RONDA-IMA ALLISON M LOVE TOD CLIFFORD LOVEHEIM TST IM WINFIELD SCOTT LOVEJOY III-PL IM LOVEJOY INVESTMENTS LLC BONNIE J LOVEJOY IRA KRIS LOVEJOY IRA J MYLREA FBO MARGARET LOVEJOY LAVERNE M LOVELACE IRRA TRACY M LOVELAND HARRY J LOVELESS LOVELETTE TRUST CLAUDIA J -DLAWRENCE LOVELL FAMILY TR

P M G P P M P M G M P P M G M M G P P G G P G P G Reject Code M N X P G M G P M N N G P G M M G G N P P G G G N N P G G X P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 118211-0 642720-0 622631-0 619777-9 624412-2 119142-0 649351-3 644153-0 110483-7 650741-7 119532-8 115838-4 105404-0 104065-0 102703-4 111198-1 648493-0 622409-1 110122-6 648753-0 Claim ID 120734-2 633091-6 652553-9 652554-7 647596-5 627185-5 652636-5 605318-1 605319-0 605320-3 605321-1 605322-0 602148-4 602152-2 602147-6 602149-2 602150-6 605323-8 605324-6 102498-1 109050-0 122251-1 106451-7 115537-7 618966-0 118338-9 620340-0 620341-8 628155-9 610229-8 616117-0 622457-1 621903-9 622167-0 610764-8 615631-2 615632-0

MARY E LOPUSNAK MARIA LORCA IRA LORD ABBETT & CO LORD ABBETT AFFILIATED FUND LORD ABBETT AFFILIATED FUND MICHAEL D LORD AND R M LORD TIRA UMA COL GERALD LORD TTEE MARY L LORENSEN IRA GORDON LORENZ JAMES V LORENZE LOREN L LORENZEN DAVID LORENZO LORETTO LADIES COLLEGES & FRANK J LORIA DANIEL M LOSH AND EDWARD J & LUCILLE F LOSKAMP LOT SOURCE FINAL 401K PETER J LOTTI MR PHILIP A LOTZ & MRS WENDY D LOT Claimant Name MARINA I LOWEREE LOWERY JOSEPH LOWERY PAM LOWERY PAM MR ALEX LOWINGER & MRS AGNES LOWIN EMILY M LOWNDES LOWRY CAUDILL LOWVEST ASSOCIATES LOWVEST ASSOCIATES LOWVEST ASSOCIATES LOWVEST ASSOCIATES LOWVEST ASSOCIATES LOWVEST ASSOCIATES L L C LOWVEST ASSOCIATES L L C LOWVEST ASSOCIATES LLC LOWVEST ASSOCIATES LLC LOWVEST ASSOCIATES LLC LOWVEST ASSOCIATES LLC LOWVEST ASSOCIATES LLC SAMUEL E LOY III IRA SYLVIA A LOY HENRY W LOYER IRA HUBERT F LOYKE #1 HUBERT F LOYKE #2 LOYOLA UNIVERSITY ADA LOYZELLE LPF PIMCO OPP LPF PUTNAM LS VALUE FUND LSERS - GLOBALT LSM MANAGEMENT CO #1 LSV ASSET MANAGEMENT LSV ASSET MGMT LSV MID CAP LTC EDDY INC 4J2R1C LTD PTSP CUST-CUSTOM INDEX 3J2R LTD PTSP CUSTODY-CUSTOM INDEX

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N P G M G P G M P G G P G G N G G G G G

117027-9 109724-5 109723-7 652949-6 652920-8 633057-6 642906-8 102811-1 601536-0 120240-5 610230-1 609822-3 610249-2 114584-3 125711-0 600962-0 118317-6 638247-9 606776-0 120571-4 Claim ID 125487-1 117413-4 608188-6 607880-0 615154-0 619613-6 607974-1 125943-1 110774-7 104024-3 620529-1 109162-0 610909-8 610908-0 639272-5 118293-5 118294-3 126499-0 649969-4 642690-5 603056-4 603033-5 603268-0 624745-8 608547-4 639186-9 607704-8 635675-3 613293-6 123221-5 634193-4 117795-8 121047-5 636183-8 606304-7 122006-3 633274-9

Reject Code M P M M P P M G P G G P P P P P P P P G N M N N G P G M G G G P M P P G P

Confidential

LAWRENCE LOVELL MRTL TR C N LOVENHEIM TRUST UA 5TH C N LOVENHEIM TRUST LOVENHEIM, BARBARA I. TRUST LOVENHEIM, JOHN TRUST LOVENTHAL CLARE DAVID D LOW TTEE CAROLYN L LOWE CHARLOTTE ELAM LOWE CONSTANCE G LOWE LOWE CRUT 1995 NIC LOWE DARLENE REV TR-NIC LOWE FOUNDATION - CASH FUND DONALD B LOWE IRA GRACE W LOWE IRA JOHN C LOWE LAWRENCE LOWELL IRA R DEAN LOWELL IRA LOWELL IRA R DEAN -CLSG ROBERT H LOWENBERG IRA Claimant Name DONALD C LUCCI AND MARY C LUCE LUCENT - J P MORGAN - DVDB LUCENT LSV ASSET MANAGEMENT LUCENT TECHINC ROE EQUITYNORTHERN LUCENT US EQUITY R S LUCENT-AGERE DESG SSGA S&P 5 MEGGIN J LUCERO ROBERT D LUCERO WANDA E LUCERO SMITH IRA ROBERT P LUCIANO - OPPENHEIMER MARY J LUCISANO IRA DANIEL R LUCKE ELIZABETH LUCKE HENKE DANIEL R LUCKETT RRA LUCKY LADY LLC LUCKY LADY LLC LUDCOFONDS NANCY LUDT IRA MR HARRY A LUDWICK TTEE LUDWIG EILEEN DENARI LUDWIG JAMES LUDWIG MCLEOD NICOLE KATHLEEN F LUEBBE LUECHT TIC M W & J L -PD-CLSG BEVERLY J LUETH IRRA LUFTHANSA AIRMOTIVE IRELAND RET & MICHAEL B LUFTMAN TTEE LUGER MICHAEL TR UOA AGENCY HILDA LUHMAN K J LUKE FOUNDATION INV MGT - EQU JOHN K LUKE GEORGE T LUKEMEYER CAROL A LUKES IRRA LULLO IRA JOSEPH W -IR -CLSG DAVID Y LUM CHEUNG YEN LUM IRA

P G G M M P G P G M G G G G M G G G P G Reject Code P N P P P G G G M N G P P P G P M N G G G G P P G M P P P N G G M G G P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 622629-9 611452-0 611361-3 622186-6 622185-8 108533-6 109383-5 651589-4 652648-9 652680-2 119226-4 102900-2 123157-0 644500-4 647575-2 Claim ID 602158-1 602161-1 602159-0 105689-1 111305-4 102376-4 114318-2 602860-8 649498-6 126159-2 107218-8 636425-0 101450-1 619665-9 613265-0 613215-4 623621-9 613245-6 619609-8 615238-4 619658-6 619631-4 619626-8 114218-6 114219-4 623620-0 623622-7 602160-3 118117-3 607387-5 103914-8 651193-7 651192-9 651194-5 647978-2 120570-6 622189-0 622190-4 610615-3 610617-0 610619-6 102521-0

LTP FRANKLIN LTV FOUNDATION TOA LTV PENSION MACKAY SHEILDS PP LTV-GROWTH TRANSITION LTV-PF-IRIDIAN ASSET ANTHONY S LUBINIECKI LUBITZ & LAMPING DDS INC JOHN LUBUS LUCADO LUCADOJT MARGARET V LUCANSKY IRA DON J LUCAS RICHARD G LUCAS KENNETH C LUCAS RRA DR CHARLES P LUCAS TTEE Claimant Name JERRY LUOMA & FRANCES LUOMA JTWROS DR JERRY LUOMA AND FRANCES LUOMA J DR JERRY W LUOMA AND FRANCES M LUO THOMAS E LUPES ROBERT C LUPIERRE PETER A LUPSHA JOHN J LUPTON ROBERT B ESQ & COURTNEY LUPTON-TUR LURIE 1ST MANHTN NANCY LURIE HENRY L LUSCHEN IRA DENNIS L LUSK TTEE ROGER L LUSSIER LUTH CHURCH ALPHA TILTS R S LUTHERAN BROTHERHOOD LUTHERAN BROTHERHOOD EMP CSTP LUTHERAN BROTHERHOOD EMPLOYEES EQ LUTHERAN BROTHERHOOD FOUNDATION LUTHERAN CHURCH - MO US R S #1 LUTHERAN CHURCH MISS SYNOD LUTHERAN CHURCH US EQTY MKT R S LUTHERAN CHURCH US EQUITY R S LUTHERAN CHURCH USEQ R S LUTHERAN RETIREMENT HOME LUTHERAN RETIREMENT HOME #2 AID ASSOCIATION FOR LUTHERANS THRIVENT FINANCIAL FOR LUTHERANS F DR JASMINDER LUTHRA AND MRS VERIND CHARLES B LUTZ LUTZ MARSHALL G SIDELLE LUXANBERG JOHN LUYAT MARGARET LUYAT MICHAEL KERRY LUYAT FBO ROBERT J LUZZI JOSEPH W LUZZO LVH-JENNISON ASSOC-LRG GROWTH LVH-PENSION-JENNISON ASSOC-LARGE LVIP DELAWARE SOCIAL AWARENESS LVIP FOUND CONSERVATIVE ALLOC LVIP WELLS FARGO INTRINSIC VAL WINN M LWIN

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G P G M G G M G M M G P N M G

633275-7 633276-5 626868-4 636313-0 609079-6 632321-9 646606-0 101357-2 116708-1 114282-8 103930-0 109547-1 635985-0 107874-7 633218-8 Claim ID 652615-2 652711-6 647899-9 640682-3 120413-0 110722-4 612726-6 103523-1 109044-5 102606-2 647452-7 120744-0 125847-8 649017-4 618162-7 608342-0 646435-1 610193-3 118662-0 617654-2 615675-4 102979-7 112505-2 107932-8 616166-9 100659-2 121850-6 116952-1 123056-5 623932-3 643218-2 612585-9 121543-4 640822-2 604924-9 633436-9 615075-6 624118-2 614126-9 615293-7 610112-7 610156-9

Reject Code P G P G G X P G M G P M P M M G G G G G G G G M M G G G G P N N N N G M G G G G G M

Confidential

EMILIA LUM IRA ROO NEA KIEN LUM IRA ROO LUMBER EMPLOYERS-RAINIER LUMMUS SUPPLY COMPANY PSP LUMPKIN TR RICHARD ANTHO-CLSG TUA G D J FBO JEAN LUMPKIN FBO ROBERTO S LUNA FLORENCIO LUNA VIRGINIA F LUNA IRA CLARENCE A LUND IOLA L LUNDY IRA RODNEY D LUNFORD JR LUNSETH BUSCEMI & CHAN M D LUNSFORD HOLDINGS LP MILDRED M LUNSFORD IRA-ROO Claimant Name LYNAGH W LYNAROLL MRS NANCY R LYNAUGH WILLIAM A LYNCH LINDA JO LYNCH EMMETT P LYNCH AND #1 DANIEL J LYNCH LYNCH DOROTHY TOUOA DTD 6 2 98 IM GERARD P LYNCH GERARD P LYNCH CAROL M LYNCH IRA RICHARD G LYNCH IRA ROY E LYNCH IRA WILLIAM W LYNCH IRA WILLIAM G LYNCH IRRA EDMUND C LYNCH IRREV TRUST LYNCH JACK AND ALICE KATHLEEN REYNOLDS LYNCH JANET B LYNCH REV TR - PARA MARIAN LYNCH TEST TRUST 140-TR LYNN & FAM 5 7 75 RHB CHERRY D E AVA LYNNE AGENCY CHARLES P LYON LYON FAMILY LTD PARTNERSHIP V A LYON FAMILY TR C H RANDOLPH LYON IRA ROLLOVER RICHARD J LYON CATHERINE A LYONS PATRICK J LYONS FAM REV TR PADMA A LYONS IRA JESSICA GREEN LYONS SUSAN LYTAL TTEE MS BERIT O LYTLE JAMES M LYVER MR JAMES M LYVER LYXOR ASSET MGMT REGULAR ACCT GOL LYXOR FUND M D DISTRIBUTING M GROUP PARTNERS M PROPERTIES LLC M&M BD MACS-EQUITY LONG AOCJPMCB M&M INV PTRS - TIA -P M-NCPPC - BLACKROCK

P P M G P G G N N M P M G M P Reject Code M P M G N N G P M G P M P G P P G P G P P N G N G N M N M P P G M G G G G P P G P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 121718-6 642825-8 113421-3 651057-4 101179-0 637113-2 637114-0 110119-6 123679-2 126648-9 Claim ID 605332-7 117294-8 608143-6 607935-0 607907-5 120592-7 120174-3 113651-8 120377-0 609639-5 120608-7 635278-2 636248-6 647100-5 620289-6 623615-4 605187-1 620252-7 628544-9 619730-2 120605-2 108036-9 645177-2 123547-8 100808-0 652146-0 652147-9 121182-0 636320-2 123703-9 122280-5 617154-0 617153-2 617152-4 107627-2 103273-9 621758-3 119681-2 107872-0 121225-7 104472-9 104473-7 101975-9 101976-7 108265-5 620537-2 650744-1

DAVID S LYBARGER MR DAVID S LYBARGER SHARON LYBARGER TRUST LYCOMING CTY EMPL RETIREMENT HAPPY C LYDA JANET E LYDIG JANET E LYDIG TTEE DISCLAIMER TR U RICHARD M LYDON IRA ROSEMARY K LYKOS IRA CHARLES W LYMAN Claimant Name MARCO P MACALUSO JOSEPH I MACARI IRA MACARTHUR - ALLIANCE LAR-SL MACARTHUR - INTERNAL SP500 MACARTHUR - MARTINGALE MACCORKLE LAVENDER & SWEENEY KEVIN MACDONALD IRA WILLIAM W MACDONALD IRA JAMES D MACDONALD MACDONALD TRUST DOUGLAS K -C JOHN A MACDOUGALL IRA THOMAS A MACEDO IRA JOAN O MACFARLANE TTEE EDWARD G MACFAYDEN #2 IRRA MICHEL AND GAELLE MACHARD JOINT AC MICHEL AND GAELLE MACHARD ELLEN L MACHENRY TTEE IRREV TRUST MACINA DONNA-IMA EVELYN JOYCE MACINO REV TRUST CUSTO WILLIAM E MACINTYRE NEIL MACINTYRE IRA DOROTHY J MACIOCE EDWARD J MACK AND LORRAINE L MACK CLAUDE E MACK DENNIS A MACK MACK INDUSTRIES INC DEFERRED COMP MACK INDUSTRIES INC INSURANCE FUN STEPHEN C MACK IRA RICHARD P MACK JR ROBERT MACK STEPHEN C MACK MACK WILBER GST EXEMPT MARITAL MACK WILBER H FAMILY TRUST MACK WILBER H MARITAL TRUST REBECCA MACKAY IRA REBECCA M MACKAY IRA MACKAY-SHIELDS BERNADETTE J MACKENZIE IRA GRAEME F MACKENZIE TRUST JOSEPH E MACKEY & EDWARD S MACKEY IRA MARY E MACKEY IRA KEVIN J MACKEY KEVIN J MACKEY KEVIN J MACKEY CATHERINE J MACKEY OAK MARILYN A MACKINNON

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M G G M N G G P N M

633397-4 605904-0 605338-6 605138-3 114277-1 638757-8 400168-0 110269-9 110268-0 602167-0 Claim ID 609952-1 121681-3 103004-3 610915-2 628137-0 626927-3 633997-2 618795-1 618796-0 637731-9 108273-6 634087-3 649536-2 649537-0 609196-2 609197-0 609195-4 650853-7 103470-7 108212-4 605327-0 605328-9 115389-7 115390-0 602182-4 115553-9 109597-8 602175-1 602174-3 602177-8 109715-6 641546-6 602176-0 643540-8 111597-9 652983-6 652984-4 639150-8 610890-3 105343-4 111436-0 111219-8 602183-2 619966-6 605382-3 602184-0 119693-6

Reject Code G M G G G G G P M G P G P M P M G P G P M X G N G M M M G M M N N N G G M M G M X X M M P P G

Confidential

M.H. DAVIDSON & CO. 401(K) JULIA MAAS 1976 TR MARK MAAS AND DIANE MAAS JTWROS DIANE MAAS ELIZABETH A MABREY IRA MARTHA N MABRY RAY MABUS ANN G MABUS UGMA MS ELISABETH H MABUS UGMA MS JOSEPH R MACALUSO AND LINDA A MACA Claimant Name MACNEAL HEALTH FDN -MORGAN LETICIA MACNEILL WILLIAM A MACNEVIN IRA TRACY T MACNICHOL- IRREVOC TOA MACOMB COUNTY EMPLOYEES RETIREMEN MACOMB COUNTY INVESCO MANAGEMENT MACON FIRE & POLICE EMPLOYEES MACON FIRE AND POLICE EMPLOYEES MACON GENERAL EMPLOYEES RETIREMEN COLIN SCOTT MACPHERSON DCSD RYAN C MACPHERSON IRA EX MACQUARIE OSEAS EQ ALLIANCE MACRAE J MACRAE J IRREV MACROY ELLEN -CLSG MACROY JTWROS T AND R -C -CLSG MACROY ROBERT H-CLSG SHEILA MACTAGGART CAROLYN T MACUMBER IRA ARLENE A MACURA ROTH IRA MACVEST ASSOCIATES ATTN MICHAEL G MACVEST ASSOCIATES ATTN MICHAEL R EUGENE MADAY & GERALDINE MADAY TR EUGENE MADAY & GERALDINE MADAY TR ANTHONY T MADDALONE AND ROBIN L WILLIAM O MADDAUS AMY MADDEN BRIAN M MADDEN AND JUDITH L MADDEN BENJAMIN R MADDEN THE MADDEN CHILDREN'S SPECIAL TRUS AMY MADDEN IRA JOSEPH J MADDEN IRRA MICHAEL R MADDEN MS JOAN E MADDEN TIM F MADDEN MADDEN, AMY (IRA) MADDEN,AMY FBO GEORGE MADDOX MADDOX OLIVE H TOA ELIZABETH MADEIRA EST BEVERLY MADEIROS IRA AMY L MADEWELL MR ALAN MADISON & MRS SANDRA MADIS CC MADISON ADVISORY GROUP INC MR ALAN MADISON AND MRS SANDRA MAD ALAN L MADISON AND SANDRA P MADISO CATHERINE A MADISON

P M P P N G M G G G Reject Code P M X P P P G M P G P G P P P P P P X P G P P P G G G G P P P G G M P M M M P P M N G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652098-7 652097-9 626946-0 117061-9 125759-5 Claim ID 602185-9 602186-7 605306-8 602179-4 602181-6 607340-9 633277-3 623504-2 633951-4 119468-2 624070-4 624073-9 105586-0 117207-7 613784-9 121461-6 602187-5 641722-1 114127-9 104413-3 121631-7 107916-6 107917-4 615891-9 101403-0 615467-0 116512-7 116515-1 116514-3 116513-5 100312-7 124833-2 611576-4 120804-7 108093-8 602188-3 639242-3 639285-7 109530-7 606459-0 120581-1 606637-2 121191-9 602191-3 602190-5 602192-1 602193-0 602162-0 607075-2 121653-8 119501-8 602189-1

MARILYN C MACLEOD TRUST SHELDON S MACLEOD TRUST PAUL S MACMICHAEL 1996 CRAT DAVID M MACMILLAN IRA CHARLES J MACNAUGHTON Claimant Name LAWRENCE K MADISON LAWRENCE K MADISON LAWRENCE K MADISON MATTHEW MADISON MATTHEW MADISON MADISON PARTNERS L P MADISON SQUARE BOYS & GIRLS CLUB MADISON VALLEY INVESTMENT PARTNER BERNARD L MADOFF INVESTMENT SECURI MADONNA UNIVERSITY DANIEL P MADORSKY SUSAN S MADORSKY FRANK MADRID VERONICA R MADRIGAL MADSEN DONALD FBO SCOTT TUA HANS G MAEDER IRA MAEGREEN INVESTMENT CO PINSKER GO JOAN C MAESTRANZI TTEE RUTH MAG LIVING TRUST MOISES MAGANA MYRENE M MAGDSICK IRA WILLIAM G MAGEE 1 WILLIAM G MAGEE 2 CLARA R MAGEE FOBOO JAMES A MAGEE STEVE C MAGEE IRA CLARA R MAGEE TRUST PHYLIS MAGLIONE IRA 1 LAWRENCE MAGLIONE IRA PHYLIS MAGLIONE REV TR 1 LAWRENCE MAGLIONE REV TR JERRY A MAGNIN LAURIE A MAGNUSSEN IRA MAGNUSSON JON D & NANCY L MOAG ELAINE L MAGOWAN SEP IRA D MAGRATH JESSICA L MAGRIN RICHARD L MAGRUM AND RICHARD L MAGRUM IRRA JANELYN A MAGUIRE FKA WOLF MAGUIRE RAYMOND F -IR SUSAN MAGYAN MAHAFFEY IRA R ERNEST -IR RAKA MAHAJAN IRA AMY L MAHAN MAHAN CHILDREN'S LLC LEE D MAHAN RICHARD L MAHAN REVOC TRUST DTD 6 RAMESH CHANDRA MAHAPATRO AND DARSH MAHER ARTHUR J HENRY J MAHER JOELLEN C MAHER PAMELA J MAHER

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M M P N N

602180-8 605210-0 104506-7 624075-5 624074-7 Claim ID 643521-1 102238-5 647803-4 639229-6 620568-2 610841-5 103951-2 124729-8 612152-7 637728-9 648711-4 648705-0 124011-0 116833-9 118736-8 122275-9 609865-7 126335-8 610745-1 610126-7 618144-9 618143-0 620617-4 623296-5 620615-8 620544-5 623306-6 623299-0 620542-9 623301-5 620538-0 623300-7 620541-0 623298-1 620545-3 620616-6 623302-3 623303-1 620635-2 623304-0 623307-4 623305-8 620636-0 623308-2 620540-2 620634-4 623309-0 628154-0 617772-7 617773-5 620543-7 615774-2

Reject Code G G G G G P P P G G P P N N G M G G P M G N N P P P G P P P G P P G N G G G M P G G G G G G G G P M N P

Confidential

MADISON DTD 6 18 86 ELIZA MADISON DTD 6 18 FELICIA A MADISON GEORGE R MADISON JAMES J MADISON III Claimant Name WILLIAM MAHERIS ELAINE L MAHNKEN KENNETH P MAHON AND MARY E MAHON J KENNETH M MAHONEY & LINDA L MAHONE MAHONEY CHARITABLE REMAINDER TR O MAHONEY CHILDRENS TRUST AGTR MICHAEL C MAHONEY IRA MICHAEL MAHONEY ROBERT & TRACEY MAHONEY TEP INV AG JEAN MAHONEY TTEE NICHOLAS J MAIALE IRRA NICHOLAS J MAIALE ELIZABETH A MAIER DONALD B MAIER IRA ELIZABETH MAIER IRA JAMES A MAIGH MAILLARD - DRESDNER MARK MAIN IRA MAINE STATE OF-SEV TR FDS MOAG MAINE-WELLINGTON EQ LUCILLE MAINERO REV TRUST GAM NICHOLAS MAINERO REV TRUST GAM MAINSTAY ALL CAP GROWTH FUND MAINSTAY ALL CAP GROWTH FUND MAINSTAY ASSET MGR VALUATION METR MAINSTAY BALANCED FUND MAINSTAY BASIC VALUE PORTFOLIO MAINSTAY CAPITAL APPRECIATION FUN MAINSTAY COMMON STOCK FUND MAINSTAY COMMON STOCK FUND MAINSTAY DREYFUS LARGE CO VALUE MAINSTAY EQUITY INDEX FUND MAINSTAY FUNDS GUARANTEED EQUITY MAINSTAY INCOME MANAGER MAINSTAY MID CAP OPPORTUNITY FUND MAINSTAY S&P 500 INDEX FUND MAINSTAY SELECT 20 EQUITY FUND MAINSTAY TOTAL RETURN FUND MAINSTAY VP CAPITAL APPRECIATION MAINSTAY VP CAPITAL APPRECIATION MAINSTAY VP COMMON STOCK PORTFOLI MAINSTAY VP INCOME & GROWTH PORTF MAINSTAY VP INDEXED EQUITY PORT MAINSTAY VP S&P 500 INDEX PORTFOL MAINSTAY VP TOTAL RETURN SECURITY MAINSTAY VP TOTAL RETURN PORTFOLI MAINSTAY VP TOTAL RETURN PORTFOLI HARRIS W MAINSTER DO PC PROFIT SHA HARRIS W MAINSTER PENSION PLAN #1 HARRIS W MAINSTER PSP #2 MAINSTREET GROWTH & INCOME FD-700 MAINWARING PROPERTIES LP AGENCY #

G G M P P Reject Code G N G G G P M G P G G M M G P M P P P P P P G M P M M G G M P M P M M M M G G M G M P M M M G M P P M P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID 111507-3 634872-6 117266-2 110489-6 126300-5 602173-5 111270-8 619162-2 117344-8 122446-8 121332-6 100258-9 120244-8 607455-3 614479-9 614491-8 623396-1 618915-6 602880-2 114161-9 642488-0 117531-9 108674-0 616100-6 618070-1 114668-8 107096-7 111300-3 647365-2 637460-3 116857-6 608081-2 607991-1 607939-3 602195-6 602196-4 121197-8 125164-3 614709-7 122876-5 615319-4 113252-0 624624-9 614937-5 613511-0 613514-5 121802-6 642513-5 125654-8 613526-9 613527-7 106901-2 Claim ID 613488-2 109955-8 109956-6 602200-6

Claimant Name SALVATORE A MAIORANA IRA BERNARD J MAIORANA IRRA SALLY B MAITLAND TRUST DAVID L MAJCEN AYUBE MAJEED MAJESTIC INVESTMENT PARTNERS COF CECILE MAJKA IRR TRUST MAJOR LEAGUE BASEBALL PLAYERS PEN MARJORIE MAJOR REV TR CHRYSOULA MAKARITIS IRA GERALD W MAKI IRA BARBARA H MAKRIS DENIS J MAKUCH IRA MALARY ARTHUR B -CLSG MALCOLM SUMBERA DDS RETIREMENT MALCOLM SUMBERA DDS RETIRE PENSIO MALCON ASSETS LIMITED CITY OF MALDEN CONTR RETIREMENT SY LIONEL VAN MALDERGEM CARLOS M MALDONADO IRA SANDRA J MALENCHIK IRRA MARY J MALENDA CAROL MALEY VARSHA MALHOTRA PIA ACC MALIK FIELDS SNT PWS NAJMA MALIK TR NAJMA MALIK TRUST EDWARD MALINOWSKI MARTIN F MALKIN IRRA HERBERT L MALLARD AND KAREN L MALLIA MALLINCKRODT RET -INST CAP MALLINCKRODT RET-RUSSELL MALLINCKRODT-STERLING JOHNST ROBERT MALLORY AND PATRICIA MALLOR ERIK MALLORY DAVID J MALLOW DANIEL M MALLOY MALLOY MARTA L FAMILY TRUST - IMA BRENDA MALLOY TRUST MALLY BOETTCHER ARMBRECHT PC P SSUNE V MALMGREN G V MALMGREN TR DTD 12-30-68 MALNATI LOUISE AND STANLEY - IMA MALONE 84 CM GS MALONE 84 MJR GS FRANK G MALONE IRA FRANK G MALONE IRA JAMES MALONE MALONE M A GS MALONE M GST GS DOROTHY M MALONEY Claimant Name MANGIONE P## NANCY M MANGOLD RAYMOND J MANGOLD ROBERT B MANHEIMER

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Reject Code

Claim ID 121956-1 627134-0 600982-4 114924-5 606224-5 606223-7 624076-3 624077-1 123843-4 124207-5 105427-9 651148-1 651149-0 651150-3 651151-1 624078-0 102695-0 620505-4 613193-0 634054-7 642517-8 123584-2 100612-6 618454-5 613523-4 610655-2 605412-9 124873-1 109353-3 613217-0 613216-2 610731-1 602203-0 109354-1 611482-2 605054-9 602197-2 107677-9 605303-3 643227-1 121838-7 108807-6 648175-2 109509-9 602201-4 610685-4 106561-0 607336-0 120271-5 120272-3 117312-0 602202-2 Claim ID 639423-0 108172-1 107707-4 116029-0

N G N G N G P G G X M M M P G G P G P G M G N P P G G G G M P G G G G P M P P G P G P P G G M G P G G G Reject Code P G G G

Confidential

Claimant Name M CARMEL MALONEY IRA JAMIE A MALONEY KAYCOR LLC C/O JOHN MALONEY NANCY MALONEY MALONEY TR FBO ELIZABETH W MALONEY TR FBO MARGARET MALOTT FAMILY CHARITABLE TRUST DT ROBERT H MALOTT INSURANCE TRUST DT DENYSE M MALOUF MALOUF FAMILY LTD PARTNRESHIP MELANIE M MALSON MALTA HEDGE FUND II L P MALTA HEDGE FUND L P MALTA OFFSHORE LTD MALTA PARTNERS L P ROBERT S MALTEMPO REV TR DTD 2 15 HOWARD MALTZ IRA MAM BROAD VALUE PTF USD CICM AIBB MANAGED INVESTMENT FUND FOR EBT MANAGED SECTORS VARIABLE ACCOUNT MANAGING HORIZONS SEP #1 RAMESH MANCHANDA SANDRA F MANCHEGO HUSSEY CITY OF MANCHESTER EMPLOYEES MANCO ENTERPRISES CUSTODY MANCO LINDA F MOAG NANDOR MANDEL AND JUDITH MANDEL JT MORTON MANDEL AND ANN MANDEL MANDEL BARBARA IRREVOCABLE TRUST MANDEL BARBARA REVOCABLE TRUST A MANDEL H & S JTWROS MOAG LLOYD J MANDEL SAMUEL Z MANDEL TRUST MANDEL-NEUBERGER CUST ANDREW MANDELBAUM DANIEL E MANDELBAUM KUFNA MANDELBAUM LAURENCE H MANDELBAUM JAMES R MANDELL IRA GREGG K MANDELL PSP BARBARA MANDLER MR VINCENT MANDRACCHIA STEPHEN H MANDY PHILLIP M MANELA AND MIRIAM MANELA MANEY CHRISTINE A MOAG THOMAS S MANFRE IRA MANGAN TRUST NORMA M -CLSG GARY P MANGANIELLO GARY P MANGANIELLO IRA CHARLES T MANGEE IRA PETER B MANGIN Claimant Name MRS SARAH G MARABLE DAVID N MARAGGIA HIRSH V MARANTE IRA MARVIN S MARANTZ

Reject Code P P P N P P P P M M N G G G G P G P P G G N N P P P G G X P P P P X G P P N P P G N M M G P P P M M G G Reject Code G N P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 606106-0 606107-9 606982-7 606514-7 640809-5 122147-7 638879-5 126265-3 608321-8 623380-5 624645-1 605256-8 605066-2 605110-3 102339-0 115932-1 107192-0 103691-2 102338-1 624633-8 619319-6 606428-0 109784-9 126616-0 625831-0 613834-9 110469-1 652866-0 123762-4 652582-2 124287-3 633552-7 121211-7 638439-0 120842-0 125039-6 602199-9 627167-7 106874-1 650793-0 605533-8 126522-9 633919-0 108616-2 605264-9 101674-1 114181-3 116604-2 Claim ID 615606-1 615604-5 110170-6 110164-1 633062-2 108150-0 641277-7 634141-1 602813-6

MANIATIS ACCOUNT TRUST A NFP MANIATIS ACCOUNT TRUST B NFP MANIATIS IRA DENISE -IR NFP MANIATIS IRR TRUST JOHN -NFP THOMAS MANIATIS PARAMETRIC EST ADA C MANIER CLAIRE D MANIGOLD TTEE CAROL MIMS WILLIAM MANIKA AND MANILOW SCHRAGER TTEES -CLSG MANITOBA BLUE CROSS INVESTMENT FU DAVID EDWARD MANN 1993 TRUST JEREMY MANN AND BARBARA MANN JTWRO BARBARA MANN CHARLES MANN KENNETH M MANN IRA SUSAN D MANN IRA KENNETH M MANN MICHAEL MANN KENNETH M MANN REV TRUST SADA L MANN REVOCABLE TRUST MAURICE MANN TR M-355 MANNA IRA JAMES A -IR MARION G MANNAIN BARRY L MANNES TTEES NANETTE MANNHEIMER U/W MANNING FAMILY INTEREST LTD IMA GERALD B MANNING IRA MANNING, MARY PARKE MARY C MANNINO MANNIRA MICHAEL J MANNO DAVID GARRETT MANON CONNIE J MANSFIELD IRA MARILYN MANSUR IRRA MARILYN MANSUR GHAZALA Z MANSURI BENJAMIN J MANTELL AND AHUVA M MAN ROBERT MANTEUFEL REVOCABLE TRUST JAMES S MANTINI IRA FRED MANUSOWICZ TANYA BASTIANUCH MANVALI AND CORRA MARCIA MANVILLE JOHN MANVILLE SUB OF 491 DOMENICK MANZOLILLO JOEL MANZON DDS AND FRANCINE K MAN ROBERT W MAPEL IRA CONNIE L MAPLE MAPLE VALVE FUND LP Claimant Name MARIST SOCIETY PATRIMONY FD MARIST SOCIETY SUPPORT FUND ANGELO D MARITATO PATRICIA B MARITATO MARIWIL LEMIEUX MARJOLAINE MARJORIE E SOUVA IRRA MARJORIE IGE RLT - INVESTMENT MGM THE MARJORIE TEDESCO 2001 FAMILY T

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615701-7 101340-8 102019-6 121814-0 121816-6 122260-0 121815-8 616647-4 109445-9 631891-6 640626-2 613847-0 609118-0 112594-0 629171-6 629169-4 100176-0 612984-6 633548-9 652131-2 643920-9 609627-1 112544-3 602206-5 627926-0 624081-0 624080-1 637411-5 608363-3 634233-7 634290-6 638855-8 638480-3 123510-9 634303-1 109463-7 633063-0 619573-3 124140-0 123896-5 103425-1 100487-5 608632-2 608713-2 622327-3 611443-1 615605-3 615603-7 Claim ID 626850-1 609554-2 606400-0 648752-1 648397-6 626924-9 104971-2 615392-5 615391-7

Reject Code P P G P P X M P P

Confidential

C MARANZ MARX FAM TR LS MARANZ PLG BRUCE M MARATTA BRUCE M MARATTA DIANE D MARAVENTANO 1 DIANE MARAVENTANO 2 DIANE D MARAVENTANO 3 DIANE MARAVENTANO M A MARCANTONIO-SAN BERNSTEIN PAUL V MARCELLINO MARCH OF DIMES INST CAPITAL MARTIN S MARCUS REGENT CONSULTS MARCUS GEORGE M - IMA MARCUS JTWROS V & E-CLSG JOSEPH MARENGI LLOYD R MARENTETTE IM MARGARET MARENTETTE Q-TIP TRUST IM WILLIAM P MARENTETTE MARGARET S MCGEE REV TR TERRANCE & MORRISON MARGARET STEPHEN E MARGEL DO MICHAEL E MARGESON IRRA MARGOLIES TR ELLEN L HANNAH S MARGOLIS 1 JOYCE MARGOLIS HOWARD P MARGULEAS CHARITABLE ALAN MARGULIS LIVING TRUST DATED 5 ALAN MARGULIS LIVING TRUST DTD 5 8 MARIAH PROPERTIES III LLC MARIAN CATHOLIC HIGH SCHL-CLSG MARIANIST CENTER OF HAWAII EQ MGM MARIANIST CENTER OF HAWAII BSCM I MARIBERN INVESTMENTS LTD MARIDY E DANDENEAU CHRISTINA MARIE L/T TRUST MARIE SOUZA TERMINATING TRUST HADLEY M MARIETTA MARIMAR MARIN COUNTY US LARGE CAP R S GENE J MARINACCI LEZA L MARINESI PASQUALINA MARINO RITA M MARINO MARINO TRUST MARY ELLEN -CLSG MARINO TRUST W F -CLSG MARINT LIMITED-GOLDMAN SACHS MARION CO SHER RETIRE-KEY BANK MARIST SOCIETY EDUCATION FUND THE MARIST SOCIETY INC Claimant Name CW E PHIL MARONICK CLOS MAG MAROONE FAM PTR LP MI- CLSG MAROWSKE IRA ROO GARY -CLSG JAMES S MARPE & MARY ELLEN MARPE J MARPROWEAR CORPORATION MARQUARDT D TR TA R SCOTT W MARQUARDT IRA MARQUETTE INV INVESCO MARQUETTE INV STRONG

P P P N N N N P N G G G G P G G M P G N P P G P G P P G P G P G M M G G P G G M N P P P P G P P Reject Code G P P P G G G P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 602220-0 636493-4 123406-4 605386-6 602218-9 602219-7 624083-6 624082-8 642991-2 602217-0 643141-0 612087-3 626959-1 116638-7 116927-0 639533-3 609367-1 607188-0 111087-0 602209-0 116462-7 602216-2 634592-1 120998-1 602208-1 623255-8 116553-4 615082-9 100781-5 104001-4 617028-5 641934-8 104252-1 104253-0 104287-4 601338-4 115418-4 607231-3 126702-7 115738-8 602205-7 650806-5 626874-9 Claim ID 611058-4 618139-2 614242-7 614244-3 101810-8 100870-6 121061-0 625270-2 121307-5 113888-0 101434-0 625271-0 601236-1 612347-3

ELIZABETH S MARK 2 JODIE KONTOWICZ MARK IRA JOHN G MARK MR LAWRENCE H MARK JR AND MRS MART MR RICHARD C MARK RICHARD C MARK SPECIAL BARBARA A MARKEL MRS JANET R MARKEL UAD 10 03 88 ELEANOR W MARKER IRRA MARKET PARTNERS THOMAS MARKETING SEP HOWARD & DIANE MARKEWICZ AGY TEP NW- MARKEY ANN W MARKHAM & VICTORIA L MARKHAM LELAND J MARKLEY IRA MARKLUND CHILD HOME END F-CLSG MARKMAN IRA TR SHELDON B-CLSG LEONARD MARKOVITZ DEBORAH L MARKOWITZ ERIC MARKOWITZ GERALD H MARKOWITZ GRANDPARENT TR MARK MARKOWITZ IRRA JOSEPH MARKOWITZ LAURA M MARKOWITZ LULA H MARKOWITZ PETER MARKOWITZ MARKS BARBARA TOUOA EUGENE MARKS LLOYD W MARKS ELINORE MARKS REV TR UOA ANNE M MARKS TTEE JOHN A MARKSZ IRA #1 JOHN A MARKSZ SEP IRA #2 CHERYL A MARLEY ANITA MARLEY TOD GARY L MARLOW IRA MARMADUKE MARITAL FBO PAMELA JOSEPH D MARMION IRA SUQIN MARNEY MYRON MARON MARONDALYN HOLDINGS CW BETTY MARONICK CLOS MAG Claimant Name MARSHALL CNTY COMMUNITY FDN MOAG R & D MARSHALL CRUT WEN MARSHALL HENRY C MARSHALL HENRY C JOHN W MARSHALL IRA #1 HOWARD G MARSHALL IRA JAMES F MARSHALL IRA JOAN E MARSHALL IRA ROLLOVER THOMAS H MARSHALL IRA JAMES MARSHALL JAMES S MARSHALL WILLIAM MARSHALL JR FAMILY-IRA JULIE MARSHALL MARSHALL LARGE-CAP VALUE FUND

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G G N G G G P P G G G P P M P M P P G G G G G M G P G P G X G G N N P P G P N P G G G

104028-6 636587-6 650430-2 103176-7 650439-6 617125-7 648074-8 640524-0 119731-2 105793-6 105881-9 625503-5 104555-5 111409-3 602204-9 602211-1 602022-4 602226-0 602225-1 602223-5 602224-3 602213-8 602212-0 602214-6 602215-4 619337-4 619362-5 619361-7 619338-2 619339-0 640732-3 643262-0 641562-8 602227-8 640947-4 636419-5 117458-4 107662-0 120420-3 124959-2 107266-8 612297-3 113955-0 Claim ID 645448-8 125006-0 645476-3 108913-7 109255-3 107499-7 117682-0 106559-9 643941-1 116587-9 104309-9 108663-4 121200-1 606316-0

Reject Code P G P P G G M P P P N P G P

Confidential

CARMELITA H MARQUEZ EDWARD M MARQUEZ IRA MARQUIS CHILDREN IRREVOCABLE TR I RICHARD L MARQUIS IRA SA & AP MARQUIS JTWROS CUSTODY MARR CARL B SUCC CO TR JEAN MARRA 1 JAMES P MARRA IRRA JEAN MARRA JOHNNY L MARRON JOHNNY L MARRON FRANK MARRONE AND DEBRA MARRON ANITA M MARROQUIN WILBURN W MARRS MRS JUDITH F MARRUS #2 ANDREW S MARRUS JENNIFER KOCHMAN MARRUS MICHAEL EDWIN MARRUS MR ANDREW SETH MARRUS MR DAVID E MARRUS MRS JUDITH MARRUS DAVID E MARRUS TRUST FBO JACOB MAR DAVID E MARRUS TRUST FBO SAMANTHA DAVID E MARRUS TRUST FOBOO ANDREW DAVID E MARRUS TRUST FOBOO MICHAEL ARNOLD J MARS A J MARS C/F J A MARS A J MARS C/F L J MARS A J MARS MP PLAN 1 A J MARS MP PLAN 2 MR LEONARD MARSH & MRS MARIAN MARS GEORGE M MARSH AND CAROL L MARSH J CW MARSH CYNTHIA MARSH WILLIAM H MARSH IRA DANIEL A MARSH JR TRUSTEE OF MARIAN M MARSH MARVIN MARSH DANIEL A MARSH TR WILLIAM S MARSH ROBERT A MARSHALL #1 MARSHALL & ILSLEY CORP DEF COMP T ALICE M MARSHALL Claimant Name J H MARTIN III & PATRICIA A MARTIN J H MARTIN III IRA #1 J H MARTIN III IRA CHARLES E MARTIN IRA #1 CHARLES E MARTIN IRA #2 CHARLES R MARTIN IRA GILBERT A MARTIN IRA J H MARTIN IRA JAMES W MARTIN IRA JENNYLYN C MARTIN IRA LARRY MARTIN IRA LIBBY L MARTIN IRA MARY L MARTIN IRA MARTIN IRA SCOTT E -IR

M G G P G N G G M M G P M P G G G G G G G G G G G G G G P G G G G P P G P P M G G P P Reject Code G G M P G P G M G G P P M P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633528-4 120519-6 126164-9 638333-5 120567-6 121522-1 645128-4 121982-0 643087-2 123054-9 617648-8 108284-1 650830-8 119063-6 119064-4 119065-2 117689-7 100822-6 107645-0 107253-6 117824-5 610164-0 109256-1 126799-0 635806-3 616177-4 619882-1 612150-0 605535-4 108914-5 108406-2 615607-0 109155-7 125520-7 125521-5 106475-4 108012-1 116935-1 Claim ID 100651-7 613107-7 123422-6 111652-5 106671-4 606959-2 621879-2 643952-7 635710-5 120069-0 119800-9 121576-0 119483-6 103465-0 616718-7 602207-3 602230-8 609693-0 609687-5

MARSHALL M. ANN MARY L MARSHALL MERRICK MARSHALL MS KATHRYN B MARSHALL ROBERT H MARSHALL PSP ROBERT A MARSHALL JAMES C MARSHALL SEP ENITA O MARSHALL TAYLOR MARY LOU MARSHALL TTEE THOMAS MARSLAND IRA MARSON JEAN A ESTATE TRUST BENITO MARSTON MARSU PORTFOLIO LTD. ANTHONY MARTARELLA ANTHONY MARTARELLA ANTHONY MARTARELLA MARTELL FAMILY LTD PARTNERSHIP ART MARTELLO ART MARTELLO WALTER H MARTENS IRA MARINDIA R MARTES MARTHA KOLDYKE REV TR -P CHARLES E MARTIN & THOMAS A MARTIN & DR GARY J MARTIN / DR LYNN D MARTI MARTIN 1998 CHARITABLE REMAINDER MELANIE MARTIN 1998 LIVING TRUST ROBERT & BEVERLY MARTIN AGY TEP TERENCE D MARTIN AND MARION W MART CHARLES E MARTIN DENNIS MARTIN MARTIN FAM LIVING TR B CUST FAYE A MARTIN MARTIN FOLINO HARMON STACHLER MARTIN FOLINO HARMON STACHLER FRANKLIN E MARTIN GILBERT MARTIN GLADYS MARTIN Claimant Name IVETTE MARTINEZ MARTINEZ JOHN M IMA KATHLEEN G MARTINEZ PATRICIA J MARTINEZ TERESITA MARTINEZ MARTING CRAT EVELYN MARTINGALE MGMT PAMELA A MARTINI OPPENHEIMER MICHAEL J MARTINIS IRA JANIS C MARTINOVICH DONALD J MARTUCCI DEBRA A MARTZ DONALD J MARTZ BARRY J MARTZAHL & MARTZOWKA SUSAN F TRU CLOSING WOLFGANG E MARUM MARV PERL ASSOCIATES MARVIN CAROL - TIA MARVIN EXMT TR - TIA MARGAR

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643024-4 638081-6 107716-3 609325-6 100502-2 102593-7 606964-9 100617-7 119634-0 645589-1 122903-6 105402-3 641788-4 105692-1 602229-4 647429-2 100609-6 611749-0 611747-3 605523-0 125671-8 647250-8 612772-0 609163-6 107727-9 608664-0 608601-2 647427-6 648658-4 639011-0 643897-0 102450-7 652649-7 652765-5 119494-1 613060-7 602228-6 636483-7 Claim ID 606248-2 101961-9 648723-8 120375-4 641769-8 123640-7 646947-7 637579-0 629140-6 101919-8 110464-0 116616-6 616224-0 616223-1 616222-3 619097-9 619098-7 619099-5 107345-1

Reject Code P G M N M P G P G M M N G G P G G P P

Confidential

HAROLD A MARTIN IRRA JAMES K MARTIN JANE M MARTIN MARTIN JANET L -D-CLSG JOYCE J MARTIN JOYCE M MARTIN MARTIN JR IRA JOHN J -CLSG PETER E MARTIN JR E SNOW MARTIN JR REV TR E SNOW MARTIN JR TTEE LESTER W MARTIN MARGARET S MARTIN DR LESTER W MARTIN MD TTEE RICHARD J MARTIN ROBERT MARTIN ROBERT MARTIN TTEE UAD FBO LINDA M SALINA J MARTIN MARTIN SPROCKET & GEAR-JP MRGN CH MARTIN SPROCKET PSP-JP MORGAN CHA SUSAN B MARTIN SUSAN M MARTIN SUSAN MAZUY MARTIN MARTIN T G RTUA MARTIN TERENCE D -CLSG #2 TERRIE L MARTIN MARTIN TRUST JOHN J -CLSG MARTIN TRUST SCOTT E -PD ROBERT A MARTIN TTEE ANDREW V. MAR DAVID & DONNA MARTIN TTEE GEORGE MARTIN TTEE JULIE A MARTIN TTEE VALERIE A MARTIN MARTIN, ELIZABETH MARTIN, GEORGE PATRICIA A MARTINA MARTINEAU MARY ANN MGD IRA ANA BERTHA MARTINEZ ROGELIO R MARTINEZ IRA Claimant Name MASLANSKY IRA ROO SALLY -CLSG ALVIN MASLOV MRS FAE K MASLOWSKI DONALD M MASON DONALD MASON IRA LINDA D MASON IRA THOMAS S MASON IRA ROBERT M MASON IRRA J LORIN MASON JR IM LEE R MASON MARY C MASON STEPHANIE B MASON MASON STREET ASSET ALLOCATION FUN MASON STREET GROWTH STOCK FUND MASON STREET INDEX 500 STOCK FUND MASON TENDERS DISTRICT COUNCIL PE MASON TENDERS DISTRICT COUNCIL PE MASON TENDERS DISTRICT COUNCIL WE WILHELMINA MASON

M P G P N M P P M G M N G N G G M G G P M G P G N P P G G G P G M M M P G G Reject Code P P M N G M G G G P M G W G W G G G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 609686-7 609688-3 609689-1 609692-1 609623-9 609624-7 634498-4 622309-5 643149-6 602210-3 615432-8 615885-4 628166-4 616190-1 620809-6 619664-0 605855-8 618934-2 618935-0 618936-9 618938-5 618939-3 126695-0 606577-5 606576-7 112872-8 611548-9 104409-5 602233-2 605188-0 605486-2 119092-0 123528-1 Claim ID 608983-6 123728-4 606752-2 611160-2 627946-5 627957-0 627959-7 627963-5 627972-4 627977-5 627982-1 627984-8 627985-6 627988-0 627996-1 627997-0 627998-8 627999-6 628000-5 628002-1 618847-8 618849-4 622462-8 110107-2

MARVIN EXMT TR - TIA MICHAE MARVIN NON-EX TR - TIA MICH MARVIN NON-EX TR - TIA MARG MARVIN TR #2 -TIA MICHAEL MARVIN TRUSTEE HENRY -CLSG MARVIN TRUSTEE JUNE D-CLSG ROBERT C MARVIT IRRA MARWILL LIMITED SAMUEL J MARWIT IRA GWENDOLYN MARX MARY & JOSEPH - DAVIS SEL ADV CLS MARY & JOSEPH TRUST-DAVIS SEL ADV MARY FREE BED HOSPITAL & REHABILI MARY INSTITUTE ST LOUIS COUNTRY D MARY P TAX SEPARATE PROPERTY MARYLAND PARKS US EQUITY R S MARYLAND RACE TRACK PENSION FD MARYLAND STATE RETIREMENT + PENSI MARYLAND STATE RETIREMENT + PENSI MARYLAND STATE RETIREMENT + PENSI MARYLAND STATE RETIREMENT + PENSI MARYLAND STATE RETIREMENT + PENSI MARYMONT DESCENDANTS TRUST MARZANO FAMILY TR VINCENT-CLSG MARZANO NON-EXEMPT MARITAL TR VALERIE F MARZANO MARZOCHHI ALFRED FAM SUCC-TOA FAYE S MASANOFF DR ANTHONY F MASCIA AND MRS SANDRA ERIC MASCIA SANDRA P MASCIA JOHN MASEFIELD AND ANGELA MASELLI Claimant Name MASSIE TRUST EDWARD L -D-CLSG THERESA MAST 1 MAST IRA ROO CHARLES A -IR MAST MIRIAM FBO TRUST B IRAT THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD THE MASTER TRUST BANK OF JAPAN LTD MASTER TRUST FOR DEFINED BENEFIT MASTER TRUST FOR DEFINED BENEFIT MASTERCARD S&P 500 INDEX FUND MASTERCRAFT WOODWORKING CO

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605112-0 109881-0 609951-3 620565-8 620564-0 634359-7 634361-9 602231-6 111390-9 619536-9 114971-7 618608-4 618609-2 618610-6 618773-0 618774-9 619040-5 619041-3 619042-1 619043-0 115564-4 103656-4 102378-0 638330-0 108333-3 650814-6 642363-9 650815-4 650805-7 650956-8 608771-0 606630-5 608340-4 Claim ID 126847-3 634321-0 612435-6 608254-8 613022-4 612955-2 607837-0 610070-8 624084-4 624085-2 624087-9 624086-0 126887-2 122895-1 102200-8 118214-5 608482-6 602237-5 611179-3 117972-1 101627-0 611214-5 615100-0 602238-3

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Confidential

CHARLOTTE H MASONE & MERRIE S PINH MASONIC CHARITABLE FOUNDATION MASONIC HEALTH-NTI -GROWTHMASONIC HOMES ENDOWMENT FD-SIRACH MASONIC HOMES GENERAL FUND - SIRA MASONS H & W - FIXED INCOME MASONS TRAININ - FIXED INCOME MASORES BAIS YAAKOV BLDG FUND #A3 RUDOLPH A MASRY IRA MASS MUTUAL STRATEGIC LIFE 5 MASSACHUSETTS BRICKLAYERS MASSACHUSETTS INSTITUTE OF TECHNO MASSACHUSETTS INSTITUTE OF TECHNO MASSACHUSETTS INSTITUTE OF TECHNO MASSACHUSETTS LABORERS PENSION FU MASSACHUSETTS LABORERS PENSION FU MASSACHUSETTS TURNPIKE AUTHORITY MASSACHUSETTS TURNPIKE AUTHORITY MASSACHUSETTS TURNPIKE AUTHORITY MASSACHUSETTS TURNPIKE AUTHORITY HENRYETTA MASSACK IRA CYNTHIA A MASSARO PAULA C MASSENA MR STEVEN C MASSEY AND CLIFF MASSEY DAVID MASSEY JOHN B MASSEY IRRA LYNNE MASSEY R & M MASSEY RONALD MASSEY MASSEY TRUST SUZANNE-CLSG MASSIE ROO IRA EDWARD L -IR MASSIE TRUST BETTY A -CLSG Claimant Name ALBERT MATSIL IRA TERUKO MATSUSHITA ROLLOVER IRA-FHB MATTAWAY FAMILY IRRV TR I M-CT OR MATTEL - ICAP DV MATTEL INC PENSION PLAN MATTEL INC PIP LARGE CAP EQUITY MATTEL PENSION - WARBURG PIN MATTEL-COLLECTIVE STOCK INDE MR THOMAS R MATTER THOMAS R MATTER SR & NICOLE ANN G THOMAS RANDOLPH MATTER SR AND NICO THOMAS RANDOLPH MATTER SR MATTER M MATTERHORN OFFSHORE FUND LTD DONALD E MATTESON IRA LORRAINE A MATTESON IRA JOHN C MATTESON MATTHEI TRUST NANCY H -CLSG BRIAN W MATTHEWS & LESLIE MATTHEWS MATTHEWS CYNTHIA CRUT TOA LINDA S MATTHEWS IRA JEFFREY C MATTHEWS MATTHEWS MARCI M CO-TOA MATTHEWS MARTIN MD SEP IRA MICHAEL J MATTHEWS

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 166 of 302 PageID #:54777

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 619329-3 621382-0 650548-1 101159-6 124363-2 103812-5 103790-0 109888-8 115767-1 616147-2 611466-0 610002-3 119461-5 119462-3 620152-0 122775-0 648628-2 104889-9 125316-6 602234-0 101145-6 107271-4 125669-6 647287-7 125670-0 647242-7 637240-6 649162-6 Claim ID 634253-1 645428-3 645432-1 602239-1 110472-1 631434-1 104300-5 124942-8 118255-2 103218-6 110192-7 101914-7 107362-1 124531-7 602165-4 608564-4 619545-8 633591-8 619546-6 607465-0 100970-2 644147-5 644179-3 644442-3 607236-4 621370-7 107233-1 111458-1 637509-0

EDGAR MASTERS MASTERS MATES & PILOTS PEN-CHASE MASTERS SELECT KEITH W MASTERSON JON MASTON ALBERICO MASTROBERTI IRA MATAGRANO INC DEF BENE PP GARRY MATCHAM SAMUEL MATHENY IRA ALTON C & BERNETTA R MATHER MATHER ALUMNAE ASSN-MAIN FD MOAG MATHER LIFEWAYS SSGA WILLIAM B MATHESIUS IRA WILLIAM MATHESIUS MATHEWS C TTEE C MATHEWS TR-IMA FREDERICK A MATHEWS IRA FREDERICK A MATHEWS IRRA THOMAS W MATHEWSON IRA SCOTT N MATHEWSON LESLIE MATHIAS BARBARA A MATHIASON GERALD MATLICK & JULIA A MATONTI IRA JULIA A MATONTI IRA JULIA A MATONTI JULIA A MATONTI MATOVICH & KELLER PC ROBERT MATRANGA TTEE Claimant Name MAUI YOUTH & FAMILY SVCS INV MGTMR WILLIAM H MAUK IRRA WILLIAM H MAUK JR & JO CAROL MAUK PATRICIA MAULL CARLY MAURER REV TRUST GILBERT C MAURER TESE ACCOUNT TRACEY S MAURER WAYNE R MAURER CHRISTIE MAURO GARY J MAURO WANDA B MAWHINNEY WALTER W MAXEMOW BRENDA MAXEN ROTH GRACE H MAXEY SAMUEL A MAXEY III AND VALLARY S M MAXILLO PENSION -CLSG MAXIM STOCK INDEX MAXIM STOCK INDEX PORTFOLIO OF MA MAXIM VALUE INDEX MAXSON ESTATE BARBARA A BERTRAM MAXWELL RICHARD F MAXWELL DDS & EARL L WEB FBO RICHARD F MAXWELL MARY ANNE MAXWELL MAXWELL TRUST JOHN MORICE MAY DPT ST-MISSOURI FND-BANK OF A ROBERT A MAY IRA STUART L MAY IRA MR ROBERT A MAY

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611215-3 611216-1 640654-8 123224-0 121226-5 638291-6 110755-0 122542-1 122543-0 612002-4 646188-3 105505-4 105504-6 125162-7 126001-4 100802-1 637156-6 634186-1 634218-3 646355-0 102781-6 626040-3 638605-9 114192-9 634137-3 651027-2 651028-0 634179-9 Claim ID 607942-3 609927-0 644054-1 615309-7 115618-7 103555-0 636106-4 636107-2 638793-4 608738-8 602169-7 602168-9 123069-7 644506-3 100439-5 102608-9 102642-9 623392-9 623381-3 623383-0 623382-1 623388-0 623389-9 623390-2 623391-0 612345-7 622198-0 115101-0 619398-6

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Confidential

MATTHEWS PARKER T CO-TOA MATTHEWS STREETER H CO-TOA WESTINA L MATTHEWS TTEE WESTINA MATTHEWS YOLANDA MATTHEWS MATTHEWS-LINK PROPERTIES LTD JOAN C MATTICK TRUST MICHAEL E MATTIE #1 MICHAEL E MATTIE IRA #2 LEONARD MATTIOLI REV TR-TEP MS JANET L MATTISON TTEE WILLIAM H MATTOS IRA WILLIAM H MATTOS ANDREW M MATUSZAK & ANDREW M MATUSZAK GEORGE W MATUZ FBO JOHN A MATYAS LETITIA MAU FAMILY TR INV MGMT - B LEIGHTON SL MAU RLT INV MGMT MRS MARLENE J MAUCH TTEE KURT J MAUERMAN IRA MAUERMANN FAMILY TRUST #2-GRETCHE ADELYN B MAUGHAN ADRIEN A MAUGHT THE MAUI HUMANE SOCIETY INV MGMT MAUI LAND & PINEAPPLE CO INC PENS MAUI LAND & PINEAPPLE CO INC PENS MAUI MEMORIAL HOSPITAL FOUNDATION Claimant Name MAYO FDN PEN INSTITUTIONAL-SL #1 MAYO FND GEN INSTITUTIONAL-SL MARCIA V MAYO TTEE JUDITH K MAYR IRA ROLLOVER CHARLES D MAYRON IRA ROBERT W MAYROSE IRA MIRIAM M MAYS AND MIRIAM RODGERS J MIRIAM M MAYS AND MIRIAM RODGERS J FBO MR HERBERT MAYS MAYS WILLIAM G -PD JOHN MAZOR WILLIAM S MAZOR SHARON R MAZOROS CHARLES H MAZZIOTT & LOUISE MAZZIO LOUIS F MAZZIOTTA MARY MAZZOCCHI #1 MARY MAZZOCCHI #2 MB AMERICAN EQUITY MB BALANCED FUND MB BALANCED GROWTH FUND MB CANADIAN EQUITY PLUS FUND MB GLOBAL EQUITY GROWTH FUND MB GLOBAL EQUITY VALUE FUND MB GLOBAL FUND MB SELECT GLOBAL EQUITY FUND MB&F RETIREMENT PLAN-HANSON MBC SPEC CUSTODY MBG ENDOWMENT BANK OF AMERICA MBG, LLC

P P G M M G P P P P P P P M M M G G G M P G G N P G G G Reject Code G G G P G P G G G G G G M G P G G P P P P P P P P G P P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 631384-1 621371-5 103447-2 109118-2 623076-8 608502-4 611998-0 106910-1 638217-7 105864-9 124532-5 126759-0 112118-9 609539-9 641664-0 117692-7 602240-5 605562-1 624088-7 619847-3 646891-8 104845-7 112548-6 Claim ID 615657-6 635662-1 123108-1 616195-2 120292-8 606416-7 606414-0 606415-9 100228-7 100229-5 634166-7 100299-6 648954-0 606745-0 104964-0 106766-4 124053-6 640339-5 107378-8 615726-2 115336-6 115307-2 101983-0 100876-5 640107-4 102901-0 126687-0 627234-7 642237-3 106273-5 124386-1 616839-6 619373-0 624647-8

CUST LENI MAY NB PLEDGED MAY RET BK OF AMER TRADESTREET-EQ TERRY E MAY ROTH IRA THERESA A MAYA SOUTHPORT - E M A MAYBANK MAYER & MORRIS KAPLAN FDN-CLSG HAROLD & CHRISTINE MAYER HIGH DIV JOSEPH T MAYER III WILLIAM S MAYER IRA JACK L MAYER MARY LOUISE MAYER STANLEY MAYER ADRIAN MAYER TRUST MAYER TRUST ROGER R MR SYL J MAYER TTEE ROBERT K MAYERSON AND JULIE A MAYES TIMOTHY D MAYES MAYFIELD INVESTMENTS MAYFIELD JUNIOR SCHOOL HOLY CHILD MR JAMES MAYHALL & MRS MELISSA MAY CARMEN K MAYNARD IRA DONALD P MAYNARD IRA Claimant Name MARSHALL E MCARTHUR TEST TR PATRICIA ANN MCATEER IRA PATRICIA T MCATEER IRA MCAULEY CHARITABLE TRUST - EQUITY KATHLEEN E MCAULIFFE IRA MCAULIFFE TR FBO MARGARET D MCAULIFFE TR FBO MICHELLE D MCAULIFFE TR FBO PATRICIA D DWIGHT T MCBANE IRA #1 DWIGHT T MCBANE IRA #2 ALEXANDER MCBARNET RLT-INV MGMT AO THOMAS E MCBRIDE MICHAEL E MCBRYAN AND MCCABE HELEN JAMES P MCCABE JOHN MCCABE GEORGE MCCADDEN PATRICK MCCAFFREY & MAUREEN MCCAFF EUGENE L MCCAFFREY WARREN E AND MARTHA B MCCAIN AGENC CECELIA A MCCAIN AND CECELIA A MCCAIN IRA JO ANN MCCALISTER HENRY A MCCALL JAMES W MCCALL IRA WILLIAM G MCCALLUM JAMES E MCCALMONT IRA JOLYON W MCCAMIC RICHARD L MCCAMMON IRRA EST VIVIAN MCCANDLISH VERNON C MCCANN TRUST WILLARD B MCCARDELL JR IAA CLO EDWARD MCCARDELL ROLLOVER IRA JOHN W MCCARTER JR TRUST

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607947-4 622204-8 622203-0 622201-3 622202-1 600988-3 118744-9 111711-4 101058-1 122343-7 118111-4 105233-0 105234-9 125373-5 125852-4 125773-0 112356-4 623133-0 620433-3 635269-3 643129-1 118831-3 620103-2 Claim ID 645540-9 110791-7 124001-3 124957-6 111961-3 121638-4 111962-1 111963-0 103816-8 620721-9 107349-4 108482-8 121240-0 121068-8 611991-3 102131-1 606814-6 648236-8 109580-3 623697-9 631808-8 602247-2 100555-3 609194-6 634811-4 623093-8 630777-9 630697-7 109229-4 634837-8 126811-2 105715-4 611085-1 611084-3

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MBNA PENSION-IRIDIAN ASSET MBT RHUMBLINE MBT STATE ST GLOBAL MBTA LIQUIDATION MBTA RET FD - ARK ASSET MBZ CAPITAL HOLDINGS CAROL MC CALL IRA ROSALIE A MC COY RICHARD R MC DONALD IRA KATHY S MC INTYRE ROY J MC NEIL WILLIAM D MC WHORTER IRA W D MC WHORTER WARREN E MCADAMS IRA #1 WARREN E MCADAMS IRA WARREN E MCADAMS JACK G MCALEER TRUST MCALILEY JANET IRA MARIA MCALLISTER IBJ ARTHUR W MCALLISTER JR IRRA JUDITH A MCALLISTER TTEE THELMA V MCANULTY MCARTHUR FARMS EE PS PLAN-ICM Claimant Name LAWRENCE MCCAVETT JR GARY J MCCLAIN KELLY H MCCLAIN CYNTHIA H MCCLANAAAN ANNE #2 MCCLANAHAN NICHOLAS F MCCLANAHAN IRA M & ANNE MCCLANAHAN M & ANNE MCCLANAHAN PAUL E MCCLARY IRA RO MCCLATCHY - ALLIANCE CAPITAL-EQUI MICHAEL L MCCLEARY JEAN MCCLELLAN JAMES E MCCLELLAN JR IRA JAMES E MCCLELLAN JR ROWLAND & AUDREY MCCLELLAN TEP ROBERT H MCCLELLAND MCCLELLAND TRUST RUTH JACQUELINE MCCLOSKEY IRA JAMES P MCCLOSKEY IRA GEORGE ALEXANDER AND CAROL MCCLOSK MAE R MCCLOSKEY TRUST MOLLY T MCCLURE AND RICHARD M BRAD ORA J MCCLURE MCCLURE TENANT IN COMMON -CLSG LOIS E MCCLURE TTEE MCCLURG E V CRUT HUGH L MCCOLL JR MPP IM JANE S MCCOLL TRUST JOHN S MCCOLLOM TRUST THEODORE R MCCOLLUM AND DOROTHY M MCCOLLUM FAMILY TRUST JUDITH B MCCOLLUM IRA MCCONAHAY BARBARA TRUST AGTR MCCONAHAY REX W TRUST AGTR

G P G G G G P N G P N N N G M M M G P G G X P Reject Code G G N M P M P P G G N X M M G N P G G G G P M G M M G G N G M P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 168 of 302 PageID #:54779

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624648-6 101720-9 101721-7 637890-0 110239-7 611556-0 611611-6 615648-7 120205-7 120203-0 106401-0 606521-0 637775-0 120237-5 609365-5 609364-7 113703-4 117396-0 Claim ID 639773-5 633088-6 619856-2 103827-3 124653-4 124654-2 652495-8 107758-9 605108-1 605059-0 605220-7 602248-0 605372-6 602249-9 602241-3 123701-2 102674-7 637649-5 616101-4 618089-2 619903-8 619902-0 641369-2 634699-5 602242-1 602245-6 609950-5 609681-6 106820-2 122521-9 638088-3 638094-8 103239-9 624635-4 608907-0 609521-6 114088-4 651580-0 117781-8

JUDITH W MCCARTER TRUST GREG T MCCARTHY #1 GREG T MCCARTHY #2 TIMOTHY MCCARTHY AND ANN S MCCARTHY FAM TR MCCARTHY FBO EMMETT IRREV TOA MCCARTHY LISI BELZ FAM TR AGTR T MCCARTHY MICHAEL M IRV TR-CUST # EILEEN M MCCARTHY TOTI FBO EILEEN MCCARTHY TOTI DAVID T MCCARTNEY MCCARTY HELEN CONNERY JOHN S MCCARTY IRA JUDITH A MCCARTY MCCASKEY CHILD 91 GIFT T -CLSG MCCASKEY FAMILY HLDG CO -CLSG DANIEL A MCCAUGHNA JOSEPH MCCAUSLAND IRA Claimant Name JULIA J MCCOWN IRA SANDRA C MCCOWN KATHLEEN DOHENY MCCOY SHARON D MCCOY JOHN W MCCRACKEN #1 JOHN D MCCRACKEN #2 EST OF CHARLES MCCRAE, INHERITED I BRENT C MCCRARY CHANDLER MCCRAY AND SANDRA MCCRAY ANN W MCCRAY HATCH MCCRAY HARRY C MCCRAY JR REVOCABLE TRUST MR CHANDLER S MCCRAY TINKA S F MCCRAY REVOCABLE TRUST D STEWART MCCRAY BERNARD T MCCRORY JAY M MCCROSKEY SPENCER KIRK & L S MCCULLOUGH J CHARLES MCCULLOUGH TRUSTEE HALL P MCCULLOUGH TUW FRN THELMA S MCCUNE MARITAL DED TR THELMA S MCCUNE SURVIVORS TRUST RUTH S MCCURDY IRRA EDMUND G MCCURTAIN II TTEE MCCVEST ASSOCIATES LLC MCCVEST ASSOCIATES LLC MCD - ICAP - DV -SL MCD - JENNISON-DV -SL KATHRYN D MCDADE JAMES MCDANIEL IRA FBO JAMES H MCDERMOTT DDS FBO JAMES H MCDERMOTT DDS EST LILLIAN MCDERMOTT ROBERT B MCDERMOTT MCDERMOTT TRUST MICHAEL L -DMCDERMOTT TRUST MILDRED-CLSGMELINDA S MCDILL JOHN F MCDONAGH III MCDONALD FAMILY TRUST

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117212-3 612262-0 633521-7 120490-4 114524-0 121052-1 121054-8 121084-0 122336-4 121053-0 121490-0 606293-8 602255-3 640858-3 101998-8 120429-7 602250-2 647698-8 Claim ID 615627-4 615594-4 615595-2 104666-7 615636-3 624090-9 624095-0 651009-4 103161-9 108114-4 635580-3 641382-0 618064-7 616974-0 607248-8 106489-4 107956-5 643009-0 125317-4 636602-3 102578-3 624637-0 606226-1 610040-6 125231-3 634913-7 618168-6 613309-6 121366-0 612655-3 606591-0 646028-3 608897-0 120872-1 118627-2 121876-0 116450-3 640653-0 126355-2

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Confidential

MCCONNELL FOUNDATION VIRGINIA MCCONNELL IRA CUST VICTOR TD: MCCONNELL JUDY B.US$ JOHN M MCCONNEY JEFFREY S MCCOOL KATHERINE R MCCORD #1 STEPHEN L MCCORD #1 STEPHEN L MCCORD #2 KATHERINE R MCCORD CHILD TR #1 STEPHEN L MCCORD STEPHEN L MCCORD TRUST MCCORMICK 1977 TR FBO ERNEST ARTHUR J MCCORMICK AND ANNE E MCCO FBO DAVID MCCORMICK CLARENCE H MCCORMICK IRA DAVID MCCORMICK IRA MCCORMICK GENINE MCCORMICK DONA MCCORY Claimant Name STUART Y MCDOUGAL AGENCY MURRAY MCDOUGAL FBO ANGUS MURRAY MCDOUGAL FBO TOBIAS JOHN R MCDOUGAL ANGUS G MCDOUGAL MGMT AGY JAMES DUNCAN MCDOUGALL WILLA BIRKS MCDOUGALL LIVING TR DT PATRICK MCDOUGALL WILLIAM MCDOWELL LP WILLIAM MCDOWELL LP JUDITH K MCDOWELL TTEE DONALD E MCDUFF IRRA B MCEACHERN TR FBO DANIEL PWS B MCEACHERN TR FBO GRAY BRK MCEACHREN CHAR TR DOROTHY ARTHUR R MCELDOWNEY WILLIAM J MCELLIGOTT L ROBERT MCELMURRY PROFIT SHARING MICHAEL MCELROY & JOHN H MCELROY LAWRENCE R MCELROY JOHN A MCELROY ROO IRA MCENROE PAUL IRA RLOV TR-CLSG MCERS-RUMBLINE-R 1000 DEREK E MCEVERS IRA EMANUEL T MCEVOY GEORGE S MCEWAN TRUST JL MCEWEN GEORGE H TRUST IMA LORNA R MCEWEN IRA MCFADDEN CURTIS N RESID FBO JEANN MCFADDEN IRA JOSEPH P -IR M&I COMPANY FBO JEFFREY R MCFADDEN MCFADDEN TRUST JOSEPH P -PD DAVID L MCFARLAND CARL R MCFARLAND IRA ELMER R MCFARLAND IRA SCOTT M MCFARLANE & ELLEN MCFAUL IRRA MICHELLE MCFEE

P P P P M P P P P P P P G G N M G M Reject Code P P P M P P P P G M G G P P P X N G N P N P P P N G G P G G P M P P P G P P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 109268-5 624089-5 109987-6 624093-3 114871-0 624092-5 647057-2 123529-0 634821-1 634822-0 122862-5 612104-7 634988-9 Claim ID 108879-3 116999-8 607126-0 612103-9 643512-2 613541-2 613542-0 623199-3 619426-5 644702-3 121219-2 123805-1 107757-0 651584-3 640811-7 645129-2 650935-5 632756-7 602251-0 614249-4 112916-3 120324-0 108791-6 646032-1 125142-2 101404-8 651501-0 107424-5 602252-9 107755-4 109400-9 617204-0 116244-6 101511-7 101512-5 101513-3 616176-6 606291-1 120111-5 606290-3 641910-0 608640-3 608641-1 611981-6

GREGORY L MCDONALD H BROOKE MCDONALD HENRY MCDONALD IRA J REILEY MCDONALD KEVIN P MCDONALD MR JAMES R MCDONALD JOHN MCDONALD SEP CAROL C MCDONALD TRUST CAROL C MCDONALD TTEE CAROL C MCDONALD TTEE PATRICK J MCDONOUGH D & R MCDONOUGH TR INV AGY TEP NORA B MCDONOUGH TTEE Claimant Name JEANNE T MCGINLEY RICHARD F MCGINLEY MCGINN FRANCIS RESIDUARY TR JAMES & DIANA MCGINNIS TEP AGY JAMES E MCGLADE IRRA ANN K MCGLINN CUSTODY JOHN F MCGLINN JR CUSTODY TRANSIT EES'RET PLAN MCGLINN-EQU JOHN J MCGLOIN IRA ROLLOVER CLSD MR FRANK MCGLOTHLIN JR IRRA WILLIAM A MCGLOTHLIN UW RICHARD MCGLUE TRUST GAETANA MCGLYNN IRA JOSEPH MCGLYNN MARY MCGOLDRICK PARAMETRIC DONALD MCGOUIRK IRA DR. DONALD MCGOWAN GILE LEONORE MCGOWAN JAMES KELLY MCGOWAN MCGOWAN K M IMA PAUL J MCGOWAN RICHARD S MCGOWAN LUEILLE MCGOWN MCGRADY JTWROS CHARLES A MCGRATH JAMES P MCGRATH KRISTIN MCGRATH STEPHEN R MCGREEVY IRA MCGREGOR AVENUE LLC DOUGLAS R MCGREGOR IRA JOHN L MCGREGOR IRA T F MCGUANE FAM TR FBO TOM III-R EST HAZEL H MCGUIRE JOHN MCGUIRE IRA JAN C MCGUIRE JOHN F MCGUIRE MACKENZIE MCGUIRE MCGUIRE N E TRUST A-2 JOHN ROBERT J MCGUIRE MCGUIRE TRUST JOHN J JR JAMES R MCHENRY IRRA MCHUGH INVESTMENT L P -CLSG MCHUGH JAMES R -CLSG JAMES & CATHERINE MCHUGH REV TR TE

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120458-0 106935-7 108346-5 120411-4 120412-2 115416-8 636986-3 111320-8 121770-4 100540-5 123388-2 120932-9 101408-0 Claim ID 117382-0 112533-8 605590-7 602254-5 125009-4 104567-9 119401-1 642609-3 616783-7 119400-3 651507-0 608455-9 110737-2 608454-0 608453-2 112547-8 642620-4 107225-0 122130-2 617178-8 617188-5 614112-9 120345-2 121150-1 632125-9 636155-2 616331-9 618157-0 113356-0 112999-6 110194-3 123838-8 100519-7 633539-0 633524-1 609135-0 614890-5 644932-8 624638-9 117175-5 105304-3 629973-3 110070-0 110071-8

Reject Code M P P G M P P G P M N X P G P M P G P P G N N G M N G G G G P P G N N N G P M P P P P P

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GORDON N MCFERRON MCGARRY LIVING TRUST PEGGY J MCGARRY TRUST RICHARD M MCGEAGH #1 RICHARD M MCGEAGH & #2 KENNETH R MCGEE IRA WILLIAM D MCGEE IRRA MARY K MCGEE VICTORIA M MCGEE WAYNE R MCGEE MARY MCGEEHAN CLARA F MCGEHEE JOHN M MCGILL Claimant Name RICHARD D MCKAIN CLEMENS F MCKAMY IRA WILSON L MCKANE RICHARD K MCKAY AND JUDITH MCKAY J ELIZABETH MCKAY ELVIRA M MCKAY ELLA L MCKAY IRA JOHN T MCKAY GORDON L MCKAY MAR TR-CLOSING ELLA MCKAY TRUST CHRISTOPHER P & CAROLYN B MCKEE MCKEE JTWROS-CLSG MINNIE MCKEE MCKEE STEPHEN -CLSG MCKEE TRUST -CLSG JOHN B MCKEEGAN IRA FBO ROSANNA K MCKEEHEN CHESTER M MCKEEN REVOC TR RICHARD MCKENNA MCKENNA WM S MARITAL CO TUA MCKENNA WM S RESIDUARY CO TUA MCKENNEY J IR## BERNARD E MCKENZIE CURTIS K MCKENZIE MCKENZIE WILHELMINA F NICHOLAS W MCKEOWN TTEE, & TRUST MCKESSON CORPORATION MASTER TRUST M MCKEWIN TUW FBO ARTHUR BRK MARGARET A MCKIBBIN LUCY MCKIE TR 1 LUCY MCKIE TRUST 1 JEANNE D MCKIERNAN CANDACE M MCKILLIP MCKINLAY C TRUST II MCKINLAY, C TRUST II MCKINLEY FAM TR DTD 92-D-CLSG MCKINLEY FAMILY TRUST - IMA #1 MIRIAM R MCKINLEY TTEE PETER MCKINNEY IRA ROLLOVER RICHARD A MCKINNEY TERRY L MCKINNEY MCKINNON LTD DAVID A MCKITRICK #1 DAVID A MCKITRICK #2

M P P G G G M M M N G M G Reject Code N P G P M Z X G M X G P M P P X M M M P N P N M G G G P G N N M N P P P G G P G M G N N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 622205-6 602253-7 107501-2 650508-2 624101-8 624102-6 625113-7 625112-9 Claim ID 606412-4 606468-0 639446-9 615330-5 633515-2 633537-3 116232-2 105803-7 619492-3 638663-6 623399-6 623400-3 109394-0 102467-1 610830-0 648463-8 105767-7 638582-6 615532-4 121950-2 622314-1 622131-9 126643-8 607312-3 606944-4 108776-2 121875-1 625647-3 606206-7 636543-4 608631-4 124279-2 645219-1 119534-4 116635-2 645269-8 637607-0 123011-5 123453-6 123454-4 123455-2 121902-2 625429-2 126275-0 102234-2 608725-6 614629-5 650748-4 116239-0

MCI-FIDELITY THOMAS J MCINERNEY & GAIL C MCINER ROGER W MCINTIRE IRA MARK A & ANNE N MCINTOSH JT TEN WR ANDREW WYCHE MCIVER CHARITABLE MARY JULIET MCIVER CHARITABLE REMA MCJUNKIN EQUITY-PRIME MONEY MKT MCJUNKIN POOLED-FIXED INCOME Claimant Name MCLAREN SURVIVOR'S TRUST MCLAREN TAX DEFERRAL - EXEMPT DR J B MCLAUGHLIN B BASIC MCLAUGHLIN BROS PSP MCLAUGHLIN M EST US A/C MCLAUGHLIN M EST US A/C RICHARD W MCLAUGHLIN SUSAN M MCLAUGHLIN MCLAUGHLIN, MAUDE L TRUST THOMAS BANKS MCLAURIN & CLAIRE W MCLEAN BUDDEN AMERICAN EQUITY MCLEAN BUDDEN GLOBAL EQUITY DEBORAH S MCLEAN IRA GARY A MCLEAN IRA MCLEARIE GRAHAM C IRA ROO IRAT JOHN B MCLENEGAN IRA FRANCES R MCLEOD DAVID C MCLEOD IRRA T MCLEOD SR INV ADV-WAL AST NATHANIEL O MCLLHAGGA MCM LARGE CAP MCM RUSSELL 1000 GW FD CAROLINE D MCMAHON IRA MCMANAMAN JTWROS - CLSG MCMANUS IRA PHILIP-CLSG ESTATE OF J CLAIRE MCMARTIN THEODORE C MCMEEKIN IRA CAROL S MCMICHAEL INV ADV PRI MCMILLAN IRA CARY D -CLSG A & M MCMILLAN TR MCMILLAN TRUST CARY D -CLSG CLARK A MCMILLEN JR DANIEL L MCMILLIN IRA JOHN MCMORRIS VERNA MCMURRAY IRA MCMURRAY JTWROS FBO JERRY MCMURRY JERRY M MCMURRY IRA SUSAN D MCNAIR #1 SUSAN D MCNAIR #2 SUSAN D MCNAIR #3 MELISSA E MCNAIR WALTER TR RICHARD D MCNALLY IRA JAMES P MCNALLY JAMES R MCNALLY MCNALLY MARGARET K -CLSG MCNAMARA KATHRYN A - IMA SHEILA MCNAUGHTAN MCNAUGHTON MCKAY ELECT CO EE R

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M P G N P P G G

125161-9 622200-5 626928-1 106450-9 104646-2 106780-0 606413-2 650735-2 Claim ID 611217-0 114553-3 114554-1 112508-7 639192-3 606738-7 110188-9 110187-0 110183-8 625651-1 108832-7 124127-3 645765-7 612370-8 626508-1 630826-0 643656-0 650813-8 617790-5 609788-0 106271-9 106315-4 119146-2 113202-4 104842-2 619406-0 100163-9 623484-4 124700-0 612285-0 612286-8 639684-4 624790-3 100077-2 605358-0 605566-4 605219-3 602244-8 624634-6 624636-2 624566-8 602194-8 624618-4 607464-2 607466-9 602164-6 623402-0 625597-3 618920-2

Reject Code P P G P P P N M P G P P M P P P P G P M P P N P P N M P P G P G G P P G G M M M M P P N G P M G G

Confidential

GAIL MCKNIGHT MCKNIGHT-MCM-CF LRG CAP GROWTH MCLAGLEN SHEILA TTEE-CHARLES CLOS JANICE L MCLAIN LAUREN B MCLAMORE JAMES K MCLANN MCLAREN ADMINISTRATIVE TRUST JOSEPHINE MCLAREN Claimant Name MCNEELY J LEE & ROSE I AG SALLY B MCNEIL #1 SALLY B MCNEIL #2 IDA L MCNEIL IRA IDA L MCNEIL IRA MCNEIL TRUST EVELYN R -CLSG BRYAN MCNELIS BRYAN MCNELIS IRA BRYAN MCNELIS TRUST LAURA F MCNEW INV ADV PRI JOHN MCNICHOLL IRA PETER J MCNULTY IRA PETER J MCNULTY IRRA RUSSELL MCPHAIL IRREV TR SUC TTEE MCPHEETERS TRUST TR U/A T S MCPHEETERS-COLUMBIA MR SEAN MCPHERSON IRA MARIAN & DAVID MCPHERSON MCPS DEFINED BNF - BEACON INV MCPSE - CHARTWELL -SL NEIL E MCQUATTERS IRA CHARLES B MCQUISTON SR AND ERNA M MCREYNOLDS IRA KIMBERLY F MCSHANE IRA KIMBERLY F MCSHANE EDWARD AND NANCY MCSORLEY JTIC DANIEL J MCTISH MCUE FUND B MCVEY MEMORIAL FOREST TRUST MCW ENDOWMENT ALLIANCE LC MCW WORKING CAP ALLIANCE LC ELLEN L MCWHORTER MFS CONSULTS HEATHER D MCWILLIAMS TRUST UOA 7 6 JOYCE M MCZEAL MICHAEL P MC_CORMICK & GENINE R TINKA S F MC_CRAY GRANTOR RETAINED HARRY C MC_CRAY JR GRANTOR RETAINE JOHN PATRICK MC_CURDY MC_DERMOTT & SONS EDWARD T MC_DOUGAL NANCY MC_DOUGAL FRY LESTER P MC_MAHAN TRUST UOA D 11 2 PATRICIA K MC_PHERSON TRUST MC_REYNOLDS ESTATE BOBBIE LEE MC_REYNOLDS ESTATE BOBBIE LEE CYNTHIA MC_VAY MD SELECT FUND MDNH PARTNERS LP MEA-MESSA-MEA FINANCIAL SERVICES

M P P N X G P G Reject Code P G P G M P P P P P X M M G G P G P P G G G P M N P G P P G G G P N G G G P P P P G P P P G P G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 100204-0 104390-0 627172-3 Claim ID 610045-7 610132-1 610253-0 106957-8 106968-3 614259-1 617405-1 617242-3 125576-2 125577-0 125023-0 642659-0 112378-5 112310-6 105131-8 610290-5 639706-9 104600-4 608066-9 608072-3 124263-6 606937-1 124265-2 608560-1 635402-5 602256-1 602257-0 102059-5 615901-0 117336-7 619002-2 101527-3 126488-5 615817-0 613682-6 107870-4 611402-4 611400-8 118273-0 620709-0 630186-0 106219-0 111701-7 619575-0 611717-1 646653-2 652331-5 625622-8 625623-6 625624-4 633542-0 106548-3 Claim ID 639290-3

PAUL R MCNAUGHTON CHARLES MCNEAL RICHARD A MCNEECE TTEE PCIAA Claimant Name MEABF-NTGI S&P 500 INDEX FD MEABF-UBS ASSET MGMT EQUIT MEABF-WELLINGTON -SL FRANK MEACHEM #1 FRANK MEACHEM #2 MEAD G / CHASE ROBERT W MEAD TR UOA CLOSING MEAD W R FBO GRANDCHILDREN CLOSE RONALD D MEADE IRA RONALD D MEADE IRA RONALD D MEADE DAVID L MEADE TTEE SOL MEADOW SONDRA MEADOW MEADOWS COMPANIES MEADOWS FDN - SECTOR GILBERT TODD MEADOWS JR LARRY E MEADOWS MEADWESTVACO-DB INVESCO CA MEADWESTVACO-DB NTGI RESTRUC KEVIN M MEAGHER IRA MEAGHER IRA ROO RICHARD L -IR KEVIN M MEAGHER MEALS CHRISTOPHER C -CLSG RONALD MEANS TTEE EMILY SPEERS MEARS REBECCA ADAMS MEARS MARY R MEASON MEATCUTTERS LOC 88 PEN - INVESCO LUKE MEATTE IRA MEBA PENSION TRUST - DEFINED BENE EARNEST MECHURA MECOFONDS II MED MUTUAL SB MED SOC SC ICAP CHARLES MEDALIE MEDAMERICA BRD DESGNTD-ICAP OEBA MEDAMERICA PEN-ICAP DBT HORACE H MEDAY IRA MEDDOUN JUDITH C 1998 TRUST IM ARTHUR P MEDEIROS TRUST DAVID MEDENDORP DAVID MEDENDORP MEDIAONE R S MEDICAL ARTS GROUP PENSION TRUST MEDICAL IMAGING INC DEFINED BENEF MEDICAL MISSION SISTERS #2 ANNTY MEDICAL TRUST CORE VALUE PRI MEDICAL TRUST HEDGE FUNDS PRIN MEDICAL TRUST LARGE CAP VALUE PRI MEDIHOLD LIMITED - US ACCT ROSARIO MEDINA Claimant Name DAVID R MELENDY IRA

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G N P

610174-7 610173-9 610172-0 Claim ID 621047-3 605764-0 121096-3 125746-3 608607-1 103248-8 616675-0 639260-1 122583-9 614125-0 121036-0 645145-4 125840-0 111098-5 101489-7 113476-0 125780-3 109548-0 110855-7 119343-0 103487-1 103293-3 122870-6 118914-0 625124-2 625122-6 113712-3 125326-3 122003-9 632542-4 616141-3 110962-6 652870-8 652875-9 103610-6 632969-1 123021-2 100872-2 643526-2 124657-7 624107-7 624108-5 624106-9 624109-3 117380-4 625486-1 625485-3 625490-0 625484-5 107243-9 105561-5 639289-0 Claim ID 611408-3

Reject Code P G G N N G G P M M M G X X P P G N G P P P P G G P P N G G G N G P G M G G P P G N M G G P P G P G N G Reject Code G

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MEABF - WILLIAM BLAIR-SL MEABF -CLEARBRIDGEADVISORS MEABF-MACKAY SHIELDS Claimant Name MEDPOINTE PENSION - CAPITAL GUARD MEDSTAR HEALTH INC-WESTFIELD MAUREEN F MEDURE GEORGE MEE MARITAL TR MEEHAN FAMILY FOUNDATION -CLSG MICHAEL J MEEHAN MEEP - BATTERYMARCH DOROTHY MEERS IRA MICHELE MEES CLERICUZIO MEETZE L MEG FAMILY TRUST MEG FOUNDATION INC DAVIS A J MEGA STUART MEGDALL IRA STUART A MEGDALL PAUL J MEGINNIS II SANDRA MEGWINOFF SANTOSH MEHTA IRA ROBERT L MEICHT HENRY J MEIER #1 EST CHARLES MEIER HENRY J MEIER IRA #1 TERRY D MEIER IRA RONALD K MEIER MEIJER F CHAR BUCKHEAD CAPITAL MEIJER GS LARGE CAP VALUE THE MATHIAS MEINEN TRUST DANIELLE M MEINERS MARY B MEINERS IRA RACHEL MEISELS TRUST F1-2522 DANIEL F & DEBORAH J MEISSNER DAVID F MEISTER MEITUS, MARVIN L IRA MEITUS, MARVIN REV. TRUST PHYLLIS A MEITZEN MEL ARTHUR D MELAMED COLLEEN E MELAND IRA JOHN C MELANSON AND BARBARA S MELA STANLEY H MELBY RICHARD A MELCHER & BARBARA MELCHE MELCHER INVESTMENT COMPANY L P LYNNE FRANCES MELCHER REVOCABLE TR LUCY BLOND MELCHER UGMA IL HARVEY E MELCHERT IRA FRANK MELCHIONE FRANK J MELCHIONE JOSEPH MELCHIONE NANETTE MELCHIONE ROGER R MELE IRA PAOLA J MELE DAVID R MELENDY IRA Claimant Name MENNEL MILLING PENSION

G G G Reject Code P G G M P N P G G P M G M G M P N G X G N G G N P G M G M G G G P M N P N G G G P P P P X P P P P M G G Reject Code P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108358-9 121203-6 112604-0 612786-0 122307-0 122306-2 102283-0 115619-5 602263-4 622429-6 622124-6 621949-7 622364-8 622217-0 622410-5 622413-0 622463-6 105208-0 620155-5 622428-8 623099-7 602262-6 602261-8 107610-8 605080-8 107425-3 116389-2 109107-7 112262-2 109108-5 120011-9 623485-2 623486-0 623487-9 611957-3 607058-2 615647-9 635987-6 608222-0 627179-0 105819-3 112435-8 112706-3 112800-0 117151-8 111154-0 111155-8 124665-8 126889-9 651500-2 108969-2 Claim ID 118901-8 125115-5 613528-5 620574-7 620573-9 636768-2

LAURA F MELGOZA SALVATORE MELI IRA JAMIE L MELICHAR IRA MELLEN A IM RICHARD A MELLICK IRA ROSEMARY MELLICK IRA MELLISH & MURRAY PFT SHRG PL&T MARGERY MELLMAN MR MARCUS A MELLO MELLON CAP S & P MELLON CAP-KODAK TRANSITION MELLON CAPITAL TRANSITION MELLON EQTY LG CP GW MELLON EQUITY MELLON EQUITY ASSOCIATES MELLON EQUITY ASSOCIATES II MELLON EQUITY ASSOCIATES JUDY K MELLON C E W MELLON NON-MANAGED MELLON TAA FUND MELLOR TR JAMES OAK VALUE PLD JANE F MELNICK RICHARD MELNIKOFF & LINDA B MELNIK RUSSELL V MELOCHE BRANDON PATRICK MELOCIK TRUST LAWR B JEAN MELTON IRA PERRY MELTON IRA EST WINSLOW B MELVIN SHARON O MELVIN IRA MARY S MELVIN HELMUT L MELZER TRUST MEMBERS BALANCED FUND MEMBERS LARGE CAP VALUE FUND MEMBERS MID-CAP GROWTH FUND MEMMEN STEPHAN CORE EQ ROTHSCHILD MEMMOTT TUA IRVING F MEMORIAL HOSP DEPRE FD CAPSTONE MAX MENASCE MENASHA - LSV ASSET MGMT E MENDELSSOHN IRR-SALOMON MONA MENDER CECILIA MENDEZ HODES TR CECILIA MENDEZ HODES TR STACY M MENDEZ MENDON CAPITAL LLC ELSIE MENDONCA ELSIE MENDONCA SHAWN R MENEELY JOHN & ENGRID MENG INC JOHN MENKE HELEN L MENNEAR Claimant Name DIANE L MERRILL REV TR CHRISTINE A MERRIMAN MERRIMAN RICHARD JOHN C MERRITT - EQUITY ACCOUNT JANET H MERRITT EQUITY ACCOUNT THOMAS S MERRITT IRRA

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M M G P P P P P G P P G M P G G G N M P P G G G P G G P N N M G G G M P P G P G P M M G G M M P P G P

619716-7 112325-4 120543-9 120274-0 112670-9 106579-3 613297-9 126778-7 643296-4 622180-7 622181-5 613182-4 605857-4 627814-0 620575-5 605745-4 113023-4 103030-2 112903-1 626981-8 610488-6 615976-1 602264-2 624114-0 102268-7 615448-4 615447-6 111512-0 114748-0 608142-8 615493-0 615494-8 639012-9 103264-0 110271-0 635602-8 624649-4 602267-7 602265-0 602266-9 605534-6 104073-1 102817-0 123746-2 110123-4 650931-2 648791-2 602268-5 121433-0 622490-3 625582-5 Claim ID 623533-6 623531-0 122252-0 622586-1 620123-7 616065-4

Reject Code P N G P P G

Confidential

CO-TT G S FOR J H MENNEN ARVIND MENON PENS PFT S BARRY M MENSCH BARAT MENSEH GLORIA S MENTZEL MELVIN MENUCK MENZE FORREST KEITH TRUST IMA BARBARA MENZIC ALAN MENZIES & JEAN MENZIES MEP CAP GUARDIAN MEP LSV LARGECAP MERALI PANDJU IMA MERC '3441557' CONV ACCT MERCANTILE BK OF ST LOUIS NA MERCED CNTY EMPLOYEE RET ACC - DE MERCER CO CS MCK LG CAP HELEN M MERCER REV TR PAUL E MERCHANT IRA LYDIA S MERCHANT ALBERT W MERCK 1997 FAMILY TRUST MERCY HOSPITAL END-GENERAL F MERCY INVESTMENT FUND-EQUITY STEVEN M MERDINGER JAMES B MEREDITH & ELIZABETH A MER ELIZABETH F MEREDITH MERGER FD COLLATERAL BEAR STERNS THE MERGER FUND MARLEA MERICKEL #1 JOYCE L MERIDETH IRA MERILLAT RUTH CRUT S&P 500 IND MERITER HEALTH PEN ALLIANCE MERITER HEALTH PENS T WHITE JOAN MERK IRA BETTY J MERKEL IRA NANCY S MERKEL GLADE B MERKLEY IRA PETER J MERLIN JENNIFER E MERMANS NICOLE A MERMANS NICOLE A MERMANS TASHA MERMANS JAMES O MERO IRA MARY ALYCE MEROW KAREN BLACK MERRIAM KATHERINE W MERRIAM TR BRUCE & JANE MERRICK MS SANDRA C MERRILL C/F KRISTA A DAVID MERRILL KEITH E MERRILL MERRILL LYNCH A #1 MERRILL LYNCH-GLOBAL EQUITIES #1 Claimant Name METLIFE LARGE CAP ACCOUNT METLIFE SECURITY INSURANCE COMPAN ROSEMARY METRAILER IRA METRO-STATE STREET COMB METROPLAN EMP PEN PL-OPP METROPOLITAN BANK TRUST

G P M N G G P G M P P G G M G M G G P P P G P P G P P P N P G P G X N G P G G P P P P N P P G G M P P Reject Code P P N P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 105522-4 105339-6 609849-5 619614-4 126332-3 126288-2 619909-7 640713-7 121102-1 121869-7 611555-1 105073-7 635096-8 623767-3 607241-0 101528-1 101225-8 603027-0 109337-1 620576-3 602258-8 602259-6 602269-3 605352-1 602260-0 623532-8 623521-2 623523-9 623524-7 623525-5 623527-1 623529-8 619737-0 620578-0 620577-1 123490-0 110065-3 112105-7 633505-5 633511-0 119952-8 611720-1 643233-6 122115-9 618490-1 618339-5 Claim ID 602320-7 602273-1 602272-3 641577-6 610464-9 634045-8 634060-1 634051-2 621617-0 648837-4 615486-7

TIMOTHY J MERRITT W FRANK MERRITT MERS MICHIGAN-FIRST QUADRAMERS R1000 VALUE TILTS R S MICHAEL R MERSON ANIS MERSON TR GERALD & CLAIRE MERTENS '81 LIVING PATRICIA S MERTZ TTEE MYRA L MERVINE IRA JAMES L MERZ MERZ RESIDUAL TRUST TOA VELDA W MESCHER LES MESH AND SANDRA MESH JTWROS MESMER-CHANEY TRUST DTD 8 5 94 MESSER ROO IRA STEPHEN C MARK N MESSERSCHMID AR PIERCE TRUST FBO KP MESSICK MESSING TTEES MR & MRS RUSS STEVEN M MESSLER SEP IRA MESSNER AND SMITH BALANCED PARTNE MESVEST ASSOCIATES MESVEST ASSOCIATES MESVEST ASSOCIATES MESVEST ASSOCIATES MESVEST ASSOCIATES W MESTREZAT & MET FND - MET MANAGED MET SEPARATE ACCOUNT MET SEPARATE ACCOUNT MET SEPARATE ACCOUNT MET SEPARATE ACCOUNT MET SEPARATE ACCOUNT MET SEPARATE ACCOUNT FSB-NY INV MGR METAL LATHERS LOC 4 METAL LATHERS LOC 46 WEL-GABELLI METAL LATHERS LOC46 PENSN PLAN IN METAL LATHERS LOCAL 46 TR FD BEVERLY J METCALF LORETTA L METCALF IRA BG: METCALF, GEORGE C. BG: METCALF,GEORGE C.CH'2' METHODIST CHILDRENS HOME SOCTY METHODIST CHILDRENS HOME METHODIST CHILDRENS HOME SOCIETY METHODIST FOUNDATION METHODIST HOSPITAL THE METHODIST HOSPITAL Claimant Name ELIZABETH M MEYERSON AND MICHAEL ERIC MEYERSON SARA MEYERSON RUDOLPH J MEZOSI TTEE MF S&P INDEX FUND - NTRS -P MFS GROWTH PORTFOLIO - MFS VARIAB MFS GROWTH SERIES - MFS VIT MFS MASSACHUSETTS INVESTORS GROWT MFU TEST ACCOUNT MG CAPITAL CORP MG&E KND QUALIFIED

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N M P G P G P M M M P P G P P M N G G P G G G G P P G G G G G P M G P M N M P P M G M G G P

619026-0 619027-8 619028-6 616324-6 106991-8 602270-7 122991-5 120702-4 123350-5 111615-0 106282-4 110592-2 110870-0 600026-6 121258-3 611547-0 124230-0 621282-4 118458-0 126364-1 124722-0 103502-9 608167-3 113974-6 633281-1 122604-5 606500-7 634783-5 120884-5 120300-2 113896-0 634902-1 634903-0 634796-7 625134-0 645925-0 608230-0 114103-1 645690-1 602274-0 106869-5 121048-3 102737-9 644468-7 643112-7 126706-0 Claim ID 105511-9 605191-0 105513-5 652346-3 652351-0 124333-0 607509-6 650007-2 650008-0 650009-9 624119-0

Reject Code G G G G G G G G G G G

Confidential

METROPOLITAN LIFE INSURANCE COMPA METROPOLITAN LIFE INSURANCE COMPA METROPOLITAN LIFE INSURANCE COMPA METROPOLITAN OPERA ENDOWMENT GEORGE METROPOULOS DARA METZ SUSAN METZ EDWARD C METZCHER IRWYN P METZENBAUM TRUST ARTHUR METZGER CATHERINE L METZGER WILLIAM METZGER IRA ALLAN L METZGER MD INC DRRT FBO METZLER INVESTMENT GMBH MARY C METZLER IRA MEUNIER PAUL MD PLEDGED MOAG ADELE L MEYER MEYER ALEX M JR CRUT MACS EQ DAVI BONNIE J MEYER AND DOLORES A MEYER AND JERRY JOE MEYER AND BENJAMIN MEYER MEYER FAMILY IRREVOCABLE TRUST FBO MARK MEYER EUGENE & AGNES E MEYER FOUNDATION DONNA MEYER IRA MEYER IRA JANET -CLSG ROBERT A MEYER IRA RONALD T MEYER IRA STEVEN C MEYER IRA THOMAS B MEYER IRA RONALD T MEYER IRRA #1 RONALD T MEYER IRRA #2 LINDA RAE MEYER IRRA GLENNA L MEYER ISSUE AVATAR JAMES L MEYER SR AND JEAN R MEYER MEYER LINDESMITH ETAL PEN THEODORE MEYER JOAN M MEYER TTEE WILLIAM A MEYER PATRICIA E MEYERS #1 ADRIENNE P MEYERS HARRY B MEYERS DR RICHARD R MEYERS IRRA MARA M MEYERS IRRA MARA M MEYERS TRUST Claimant Name ANGEL MICHEL #1 ERNEST W MICHEL ANGEL MICHEL IRA #1 FRANK E MICHEL TR 12/5/73-JANET LILLIAN S MICHEL TR-12/5/73-JANET PATRICK M MICHELETTI #1 TNT-LDN-MPT12- MICHELIN DR ALEXEI & ANGELA MICHELSON DR ALEXEI MICHELSON TTEE DR ALEXEI MICHELSON TTEE FAY P MICHENER REVOCABLE TRUST DTD

G P P G G G M M G G G N N P X P G P P G P X P G P P P G M N G P G G G G P P G P G M P M M M Reject Code N P N M M G P M M M P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620407-4 621004-0 623948-0 621375-8 621378-2 621377-4 621376-6 602163-8 615451-4 615452-2 117998-5 617890-1 617865-0 616603-2 617834-0 616600-8 616601-6 623555-7 610219-0 120598-6 618928-8 623156-0 104011-1 104140-1 104067-7 104185-1 610313-8 623530-1 109046-1 616604-0 611716-3 610075-9 106858-0 629651-3 629649-1 108770-3 104943-7 109030-5 124249-0 121768-2 642499-6 Claim ID 101775-6 125125-2 125012-4 613336-3 105880-0 116276-4 110848-4 123600-8 125276-3 646418-1 125463-4 606593-7 608913-5 610847-4 611745-7 642496-1

MGT-MM-PARAMETRIC-DAVID R LUNSFOR MGTIM CMR THROUGH TRANSMUTINSASLT FBO RUTH M MGUFFEE MH FOUNDATION MERRILL LYNCH MH INSURANCE TRUST LOOMIS SAYLES MH OPERATING AOC LOOMIS SAYLES MH PENSION PLAN LOOMIS SAYLES MHA LLC ATTN MILLARD ALEXANDER MA MHC - ICAP MHC - MACKAY SHIELDS FBO MI ELEC SIRACH MI LABORERS ANNUITY - LINE ITEMS MI LABORERS HLTH FD - DELAWARE MI LABORERS HLTH FD - INVESCO MI LABORERS PEN FD - DELAWARE MI LABORERS PEN FD - OPPEN LC MI LABORERS PEN FD - WAM MIAMI CHILDREN'S HOSPITAL - 587-0 MIAMI DADE CC FDN AR LC CITY OF MIAMI GENERAL EMPLOYEE CITY OF MIAMI GENERAL EMPLOYEES' A MIAMI IRONWORKERS-OPPENHEIME#513 MUHAMMAD S MIAN 1 FARHAT S MIAN MUHAMMAD S MIAN IRA 1 MUHAMMAD S MIAN IRA 2 MIBAC PENSION-WEDGE CAP MICC SEPARATE ACCOUNT JOHN P MICELI MICH CATH CONF SRI LARGE CAP IDX MICH UFCW FUND - NATIONAL INVEST MICHAEL FRANK-FRONT BARNETT GEOFFREY T MICHAEL IRA MICHAELANGELO LP MICHAELANGELO LP @ LEHMAN INTERNA IRENE A MICHAELS IRENE A MICHAELS TRUST WENDY S MICHAELS MARY L MICHAL #1 RICHARD L MICHALAK IRA RICHARD L MICHALAK IRRA Claimant Name RENEE V MIGLIORE STEPHEN MIGNOGNA IRA STEPHEN MIGNOGNA MII LIFE INC-ICAP IAN T MIKENZIE TRUST ALYCE P MIKES #1 ALAN B MIKESELL & JOSEPH E MIKHAEL IRA MONA MIKHAIL #2 SAMIR D MIKHAIL IRRA JAMES J MIKOWSKI MIKULSKI IRA ROO JAMES J -IR MIKULSKI TRUST JAMES J -DMILA MILLIGAN-NURSING FD CO TW MILA PENSION CHARTWELL LG CAP VAL BARBARA MILANI-MALONE IRA

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M G P G P G P G G G G P G G G G P P P M G G N N P P G P N G G P M G G M G N X N M

618919-9 618942-3 105498-8 107813-5 101261-4 117074-0 117075-9 122955-9 102475-2 616564-8 617145-1 106290-5 124560-0 113048-0 634215-9 110441-1 623203-5 621072-4 621068-6 621069-4 616605-9 625416-0 108525-5 108505-0 107286-2 114906-7 119073-3 651630-0 609390-6 651564-9 608458-3 118585-3 118588-8 125875-3 623684-7 118562-4 103970-9 112963-5 112331-9 108872-6 103707-2 Claim ID 623557-3 623560-3 623561-1 623562-0 623565-4 623566-2 623567-0 623568-9 623569-7 623570-0 623571-9 623575-1 623576-0 623577-8 623578-6 623579-4

Reject Code N M M G X P P M M P M P P P G G

Confidential

MICHIGAN EDUCATION ASSOC MICHIGAN LEGISLATIVE RETIREMENT S MICHIGAN MILK PRODUCERS ASSN JUDITH MICHNOFF JUDITH MICHNOFF REV TR CHRISTINE MICHONSKI DONALD R MICHONSKI TRUST FRED MICILLO IRA PETER D MICLENNAN MICO INSURANCE CO-ABN AMRO MICOU TR FBO ANNE MICOU HARPER LINDA MICUCCI MID CENTURY INSURANCE COMPANY MID MICHIGAN OBGYN PC PP MID PACIFIC COUNTRY CLUB INV MGMT MID VALLEY ELECTRIC PS PLAN MID-ATLANTIC CWC MURPHY CAPITAL MID-JERSEY TRUCK 701 PEN SMITH BA MID-JERSEY TRUCK 701 WEL A SMITH MID-JERSEY TRUCK 701 WEL B SMITH MID-STATE SURETY CORP - EQUITY MIDA FOUNDATION EDWARD M MIDDLESWORTH #1 EDWARD M MIDDLESWORTH IRA #1 JOHN P MIDDLETON GENEVIEVE MIDER IRA ROBERTA F MIDKIFF MIDSOUTH CAPITAL MIDTOWN PHYSICIANS PSP-D- NFP MIDWEST EMERGENCY MEDICAL CORP LT MIDWEST FENCE CO P S PL -CLSG MIDWEST TRUST COMPANY MIDWEST TRUST COMPANY MIDWESTERN UNIVERSITY MIDWESTERN UNIVERSITY STUDENT LOA LINDA S MIDWIG IRA JOHN A MIELE ELIZABETH J MIESKOSKI HOWARD H MIESSLER JUDITH M MIESZALA MORIN & FANNY MIGLIORE Claimant Name MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP

P G M M P G G G N W G G G G G N G P P P G P G G N G P G P G P G G P P G N N M P N Reject Code G P G G G G G G G G G G P G P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 608780-9 121261-3 100578-2 619879-1 619905-4 102486-8 650887-1 124419-1 114695-5 109780-6 103578-9 102102-8 112061-1 107357-5 118991-3 114785-4 119831-9 620042-7 602283-9 607074-4 104656-0 101235-5 606893-6 602284-7 103982-2 103988-1 103992-0 103993-8 104771-0 104772-8 108728-2 108729-0 108730-4 110081-5 103985-7 103983-0 Claim ID 609370-1 102168-0 104104-5 611315-0 611316-8 612266-3 606724-7 611610-8 633051-7 102852-9 613373-8 124273-3 612044-0 608921-6 632912-8 106928-4 619845-7 619844-9 641541-5 609387-6 116161-0

MILANO TR PASQUALE -P DANIEL W MILBURN IRA ROBERT J MILD IRA DEBORAH MILENKOVITCH IRA CATHARINE M MILENKOVITCH REV TR DONNA J MILES GARY MILES BARRY J MILES IRA WILLETS MILES IRA LARAE H MILES MARIAN D MILES PATRICIA J MILES ELIZABETH F MILESKE WILLIAM M MILEY JOY A MILIER PETER MILITELLO IRA 1 WILLIAM S MILIUS THE MILKEN FAMILY FOUNDATION NO 3 EURIDIS MILLAN MILLARD ADAH K CHARITABLE TR DAVID E MILLARD LAUREN MILLARD IRA MILLARD LEON J MILLBROOK INVESTMENT ASSOCIATES C MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN MILLEDGEVILLE OBGYN ASSOC MILLEDGEVILLE OBGYN ASSOC INC MILLEDGEVILLE OBGYN EMPLOYEES MILLEDGTEVILLE OBGYN EMPLOYEES Claimant Name MILLER BRUCE L JR TRUST -PCAROL P MILLER CLYDE L MILLER MILLER CO LOCAL 859 PP INV MILLER CO SAL AND OTHER PP INV ANN MILLER CUST AGY MILLER DEAN E IRA RL TR-CLSG MILLER DON AND ELLEN MOAG MILLER DORIS L EARL P MILLER MILLER ENDWMNT INC-INVESCO EST RODERICK MILLER F DOEPKE FBO ANN MILLER MILLER FAM LTD PRTSHP -D--CLSG IR TUA MADELINE MILLER FAMILY MILLER FAMILY LTD PARTNERSHIP FREDERICK W MILLER FAMILY TR C FREDERICK W MILLER FAMILY TRUST B FBO WILLIAM J MILLER MILLER FOUNDATION -D- NFP FRED T MILLER

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P M P G P N P G P N M N N G G P G P P G P N G G P P M P P M P M M M P P

623580-8 623581-6 623582-4 623583-2 623585-9 623586-7 623588-3 623589-1 623593-0 623595-6 623596-4 623597-2 623598-0 623599-9 623600-6 623602-2 623603-0 623606-5 623607-3 623609-0 652948-8 618495-2 618497-9 602282-0 602286-3 101838-8 605103-0 102215-6 642215-2 115157-6 605317-3 602313-4 121666-0 614124-2 651399-9 609368-0 Claim ID 114107-4 602287-1 605507-9 119616-2 613007-0 649168-5 602288-0 643219-0 101249-5 602285-5 611081-9 110929-4 610839-3 611995-6 611110-6 123798-5 634317-1 611041-0 605506-0 609369-8 125440-5

Reject Code P M N P P P P P P N G G P P G M P P G P N

Confidential

MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENCO LP MILLENNIUM FUND, L.P. MILLENNIUM HOLDINGS DEFINED BENEF MILLENNIUM HOLDINGS DEFINED BENEF MILLENNIUM INVESTMENT ASSOC COF P CATHY L MILLER #1 MICHAEL O MILLER #1 CATHY MILLER #2 MICHAEL O MILLER #3 DAVID H MILLER & MEG STOUGH MILLER MILLER AGENCY OF NY EMP PS TR LOUIS D MILLER AND LENORE F MILLER JOANNA T MILLER AND WARREN K MILLE ANN M MILLER MILLER ANTHONY BRUCE MILLER MILLER BRUCE L & SUSAN B -P Claimant Name KRISTIN P MILLER LOUIS MILLER STEPHANIE A MILLER M D MARCELLA M MILLER MILLER MARGARET TUA MR JAMES MILLER MR RUSSELL MILLER MR STEVE T MILLER MYCHAL U MILLER NINA MILLER MILLER PAUL L & GLADYS G TR CUST PETER MILLER MILLER RAY J Q-TIP FD A CO-TOA HELEN MILLER REV TR MILLER RICHARD D PLEDGED CUST ROBIN E MILLER WARREN W MILLER ROO IRA MILLER SAMUEL M NON-MARITAL TOA STEFAN MILLER MILLER SUSAN B -DADAM W MILLER TRUST

G P P P G G G G P G G G G G G G P G G G M G P P P N P N G G G P M P G P Reject Code N G G M G M G G M G P P P P P M G P G P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 104364-1 613234-0 608890-2 607204-6 103249-6 101839-6 107756-2 612263-9 108854-8 646293-6 635575-7 100313-5 102317-9 104852-0 606403-5 103042-6 640399-9 116651-4 103031-0 100199-0 125936-9 106484-3 606540-6 618133-3 634677-4 642804-5 100211-2 121067-0 126798-1 648732-7 125439-1 Claim ID 638762-4 644484-9 112741-1 650882-0 646874-8 652995-0 652996-8 652999-2 652992-5 625265-6 615704-1 615703-3 113044-7 115693-4 115894-5 602276-6 602166-2 602277-4 624306-1 634282-5 117924-1 103499-5 122479-4 607313-1 624125-5 624124-7

GERALDINE MILLER MILLER HARLAN J JR AGENCY MILLER II TR JOHN BUD -DMILLER III IRA JONATHAN-CLSG WILLIAM B MILLER III MICHAEL O MILLER IRA #2 CHANCEY A MILLER IRA MARVIN MILLER IRA CUST DOLORES M MILLER IRA DOLORES M MILLER IRA DR MICHAEL D MILLER IRA EILEEN MILLER IRA JAMES F MILLER IRA JOAN M MILLER IRA MILLER IRA JOHN S -IR JUNE D MILLER IRA KENNETH V MILLER IRA LAWRENCE M MILLER IRA MARY E MILLER IRA MICHAEL T MILLER IRA ORLAND MILLER IRA ORLAND D MILLER IRA MILLER IRA ROO TR W H -IR AMBER MILLER IRR TR DAV CHERYL MILLER IRRA THOMAS R MILLER IRRA JENNIFER P MILLER JOHN K MILLER JOSEPH F MILLER JR MILLER JTWROS KELLY E MILLER Claimant Name THOMAS R MILNE IDA LOU MILNE TTEE RAY MILNES THOMAS & SARAH MILROY DR ELLEN B MILSTONE IRRA MILTON ARBITRAGE FUND L P MILTON ARBITRAGE FUND LTD MILTON LEVERAGED ARBITRAGE FUND L MILTON PARTNERS L P MILTON RADIOLOG 401OKO PFT TR FCM MILW BREWERY WRKRS LOCAL #9 UAW MILW BREWERY WRKRS PENSION-NON MIMCO EMPLOYEE PN TRUST MIMCO INC EMP PEN TRUST MIMCO INC EMPLOYEES PENS TRUST DIANE MIMRAN AND DAVID MIMRAN JTWR DAVID MIMRAN EMMANUELLE MIMRAN JIN SONG & SANDRA MIN JOT MINAMI COMMUNITY FOUNDATION INV M JACK MINCHEY IRA IRA JACK MINCHEY IRA MINDEF SAVER PREMIUM FUND MINEMAN JULIE M MAURICE MINEN ACCOUNT #2 MAURICE MINEN

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N P P P N N G P G M G N P P P N M P N G M G P G G G N M P P G

125441-3 108392-9 608327-7 103253-4 125442-1 125443-0 119006-7 608799-0 649161-8 120942-6 652712-4 616631-8 602314-2 627236-3 118835-6 106649-8 120700-8 642340-0 652766-3 652556-3 619305-6 602289-8 643927-6 105610-7 105818-5 120264-2 113946-0 637545-6 103071-0 103072-8 636257-5 Claim ID 109023-2 648137-0 120899-3 619261-0 619257-2 619258-0 619259-9 613301-0 101519-2 609541-0 609540-2 609542-9 100431-0 602280-4 602281-2 602279-0 103400-6 624658-3 633614-0 639035-8 639036-6 610324-3 121951-0 613515-3 104601-2 110115-3

Reject Code G M P P M P P P P P G P G G G G P P P G G M P P P P

Confidential

CHAD R MILLER TRUST DOROTHY P MILLER TRUST MILLER TRUST JOHN S -DJUNE D MILLER TRUST LAURA K MILLER TRUST MARISA A MILLER TRUST MERIDITH L MILLER TRUST MILLER TRUSTS TIC W & S -DBRENT SCOTT MILLER TTEE VIRGINIA G MILLER MILLERDN MI MILLERS EMPL RETIR JEAN PIERRE MILLET MILLHOLLAND FAMILY CHAR REM TR LORNA Y MILLICAN ERWIN B MILLIGAN MARK K MILLIGAN MR MARK K MILLIGAN MILLIKAN, THE 1998 MARTHA ANN LIV MILLIKJR EDWINA S MILLINGTON CLOSING GERALD M MILLMAN FBO BARBARA G MILLS GLORIA A MILLS IRA GLORIA A MILLS IRA RICHARD D MILLS IRA SUSAN V MILLS IRA RICHARD D MILLS IRRA MILLS SALES EMPLOYEE PRFT SHRG MILLS SALES EMPLOYEE PRFT SHRG JENNIFER A MILLS TTEE Claimant Name MINTZELL FAMILY IRREV TR JOHN M MINUTAGLIO & SUE ANN HUTCHI HERBERT T MINYARD IRA MIP ASSETOALLOCATION MIP LIFEPATH 2020 MIP LIFEPATH 2030 MIP LIFEPATH 2040 MIRAJ-UD-DIN LLC - IMA PATRICIA B MIRE MISCHLER FLITE FREDERICK-CLSG MISCHLER FREDERICK C TRUST MISCHLER HARPER MARYELLEN TR JOHN J MISELNICKY MISERVEST ASSOCIATES LLC MISERVEST ASSOCIATES LLC JOSEPH MISHKIN J CRAIG MISSELHORN IRA ANDREA C MISSIAS MISSISSIPPI PERS PAUL MORRIS MISSO IRA NANCY P MISSO IRRA MISSOURI LAGERS-CHARTWEL-SL DONALD F MISUREC IRA MITCH WESELEY CUST MONROE MITCHEL EST GERALD MITCHELL #1

G G P N G G P P G M M P G P P M M G M M N G P N M M P G P G M Reject Code P G P G G G G P M P P P M P P P G P G G G G P P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119522-0 119521-2 119524-7 122234-1 608876-7 612098-9 120742-3 600978-6 649011-5 123403-0 618811-7 618814-1 644977-8 612580-8 631205-5 627100-6 608592-0 608673-0 609674-3 609673-5 115206-8 121637-6 651526-6 114741-2 126864-3 108069-5 Claim ID 108521-2 106375-8 620923-8 110013-0 623147-0 623148-9 612059-8 609484-8 621080-5 126002-2 642891-6 647503-5 126631-4 622163-7 622160-2 621110-0 611147-5 629977-6 615090-0 619201-7 619191-6 619193-2 607893-1 609906-8 609885-1 619198-3 126494-0 613417-3 613418-1 613419-0 613420-3

JUSTINE M MINER NON EX TR NICOLA MARY MINER NON EX TR MARY MINER SURVRS TR MARCUS L MINES MINES TRUST RAYMOND C MINIATURE PRECISION COMPONENTS TE SUSAN M MINICH MINIROSA CORP RICHARD S MINK IRRA SUSAN MINKER STATE OF MINNESOTA STATE OF MINNESOTA THOMAS C MINNICH IRA MINNIE BOYARIN COF PINSKER GOLDBE IM MINOR & PRESTON EDUC FDN EDWARD MINOR REV TR PCIAA MINOW 1999 CHAR LEAD TR-D-CLSG MINOW FAMILY 99 CHAR REM TR-UT MINOW TRUST MARY -CLSG MINOW TRUST NELL-CLSG THOMAS C MINTO ERLENE M MINTON JOHN W MINTON JR WALTER J MINTON LIVNG TR MARION W MINTON ALBERT MINTZ Claimant Name KAZUO MIYAKE IRA #2 RONALD MIYAMOTO MIZUHO TRUST & BANKING CO USA MJ GENERAL PARTNERSHIP MJHHA EMPLOYEE RET FD #2CUST412 MJHHA POOLED FUND #2 CUST412 260 MKE PROTESTANT HOME INST CAP CUST MKR INVESTMENTS L P -CLSG BNYE ML PENS LTD - US EQUITY FUND ML RUSSELL 3000 INDEX LESLIE A HAMP F/B/O MLCC AND/OR AS RANDALL A CLIFF OR F/B/O MLCC AND/ MLH FAMILY LTD PTSHP MLH JENNISON MLH-ICAP-LARGE CAP VAL BNYE ESPS MLIM TRAN MANWEB BGI GLO MLP LIMITED PARTNERSHIP MOAG MM 2238 CO LTD MM LP MM PREMIER BALANCED FUND MM PREMIER EN INDEX CORE EQUIT MM PREMIER EN INDEX VALUE FUND MMC_PUTNAM NEW VALUE FUND MMIP - US WELLINGTON MMKF - ARK ASSET MANAGEMENT MML BLEND SERIES FUND MMSI GLOBALFONDS-ALLIANZ GL INV MN LIFE INS CO-LG CAP GRWTH 100 MN LIFE INS CO-LG CAP VALU 101 MN LIFE INS CO-SEP AC C-LG GRW 00 MN LIFE INS CO-SEP AC K-MANAG 010

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P P P M P P M G P M P G G G G P P P P P N M G M M P

110116-1 118348-6 123974-0 118015-0 100895-1 101860-4 110045-9 124312-8 101483-8 622730-9 633514-4 647084-0 624127-1 101256-8 114711-0 100779-3 610746-0 110046-7 616964-3 104463-0 602291-0 628008-0 108216-7 107954-9 108520-4 112528-1 Claim ID 124262-8 101796-9 119735-5 101815-9 602296-0 104438-9 112601-6 602292-8 607100-7 615608-8 104445-1 651602-5 120189-1 602294-4 602293-6 638886-8 120435-1 126513-0 119577-8 100116-7 100488-3 126140-1 126142-8 647600-7 125424-3 125423-5 102067-6 101336-0 605167-7 647023-8 642716-2

Reject Code P M P G G G G P M M G G N G G M P G G G G G G P G G G G G G G

Confidential

PAULINE M MITCHELL #2 CHARLES F MITCHELL GEORGE C MITCHELL ANN MITCHELL IRA DAVID M MITCHELL IRA JOSEPH M MITCHELL IRA ROBERT E MITCHELL IRA WIEFRED E MITCHELL IRA WILLIAM S MITCHELL IRA MITCHELL J D SR MITCHELL J F EST-(BEUTEL) J P MITCHELL JANE R MITCHELL JEAN E MITCHELL KENT MITCHELL ALBERT M MITCHELL MPPP MITCHELL PATRICIA H TOA ROBERT MITCHELL JEANNE MITHUN CRUT DAV NOBUKO MITOKAWA IRA GEORGE H MITSANAS MITSUBISHI UFJ TRUST & BANKING RONALD MITSUYASU ADRIANNE MITTENTAG AND KAZUO MIYAKE IRA #1 KAZUO MIYAKE IRA #1 Claimant Name DONALD W MOFFATT IRA BETTY LOU MOFFITT PETER A MOGA JAMIES A MOGDEN IRA SCOTT MOGER & PATRICIA MOGER JTWRO PETER H MOGG IRA ABRAHAM MOGITZ IRA ARNOLD D MOHEL MOHNS TRUST ROGER L E W MOHOLY CUSTODY ACCT RONALD E MOHOREK RAYMOND MOHRMAN LAWRENCE MOHROR AHMED MOHSEN M D ELAINE MOKHTEFI AND MOKHTAR MOKHTE FBO WILLIAM H MOLAISON JR KENT MOLDE ESTHER A MOLENAAR IRA BELVA MOLER IRA ALFONSO MOLINA PATRICIA MOLINA SUSAN MOLINARI IRA SUSAN MOLINARI MARIO DALLE MOLLE IRRA GREGORY G MOLLE TRUST PATRICK J MOLLE TRUST LENA M MOLLEUR BERNARD ALLAN R MOLLISON DR ALLEN MOLLOW AND MRS ARLENE MOL ANNETTE J MOLNAR KEITH R MOLOF & WENDY WILSON

G G X P P X G M G G P M P G G G P N G P P G M G G P Reject Code M X M M P G N G G G P G Z G G P P M G X N G G M G G P N G G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633456-3 122494-8 651048-5 634694-4 637099-3 102273-3 107505-5 125364-6 612088-1 115337-4 639758-1 124248-2 620583-6 620584-4 612949-8 109829-2 642721-9 121794-1 117838-5 102950-9 642826-6 Claim ID 618498-7 618567-3 618568-1 615395-0 110312-1 110811-5 120965-5 611169-6 642411-2 126914-3 124174-5 108487-9 652323-4 123345-9 613584-6 607625-4 607838-9 107318-4 103109-0 607500-2 610429-0 623084-9 623085-7 608265-3 608272-6 107284-6 624128-0 624129-8 119700-2 624131-0 633238-2 619602-0 624130-1 118336-2 623118-7 111822-6

MN SERVICES B V - PME MNCPPC EMPLOYEES RET SYS MNS LTD PROFIT SHARING TRUST - ME CYRUS MOAVEN AND FARAH AMIN JTWROS MERLE L MOBERLY IRRA ANTHONY MOCCIA ANTHONY MOCCIA SUSAN R MOCERINO J AND L MODAFF LIV TR TEP INV AGY FBO FRANK MODELSKI JR MODERN MARINE CORP PROFIT SHARING MODERN MARINE CORP PS PLAN MODESTO IRRGTN DIST SUPP RETIRE P MODESTO IRRIG DIST-LARGE CAP-SCUD MODESTO-DEUTSHE ZURICH-BASIC GROW SUZANNE C MODLIN TRUST LEO A MODRACEK IRA JAMES D MOE SHARON L MOEKE & BRENT A MOELLER CAROL L MOELLERING DAVIS Claimant Name MONETARY AUTHORITY OF SINGAPORE MONETARY AUTHORITY OF SINGAPORE MONETARY AUTHORITY OF SINGAPORE MONETTA FUND INC-MUTUAL FUND VIRGINIA F MONFORT ESTATE MONFORT INVESTMENT HLDGS MYRON D MONGE MONGER FLORENCE C 1997 REV TOA CAROL THOMPSON MONGER TTEE BETTE MONK ELIZABETH M MONKS MONMOUTH RADIOLOGISTS PS TRUST G AND J MONNIN AGY ERNEST E MONRAD MONROE COUNTY VICTORY CAPITAL TNT-LDN-MPP07- MONSANTO MONSANTO-ALLIANCE CAP MGMTGREG T MONSANTY SEP IRA LUCY G MONSEUR TNT-LDN-MNS01- MONSNATO UK MONT BELL ACAD -WILLIAM BLA SOUTHPORT - D P MONTAGUE IRA SOUTHPORT - E W MONTAGUE MONTANA POWER 401K-ARK STK-C MONTANA POWER RET - ARK ASSET OCTAVIA J MONTES ESTATE OF YOLANDA V MONTESI JOHN W MONTESI FAMILY TRUST FREDER ALAN J MONTGOMERY MONTGOMERY BARRY & BOVEE MONTGOMERY BARRY & BOVEE PROFIT S MONTGOMERY COUNTY US EQUITY R S DICK H MONTGOMERY EVALET MONTGOMERY MONTGOMERY FAM CHAR TRUST IM MONTGOMERY FAMILY TRUST

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P M G G G P M M P N G M P M G X P M M M G

124810-3 126754-0 626100-0 621384-7 621385-5 608172-0 644890-9 608235-1 608121-5 650013-7 616640-7 102709-3 616645-8 609645-0 616639-3 616644-0 617352-7 616641-5 125804-4 108231-0 641358-7 Claim ID 100081-0 639235-0 609183-0 105639-5 637641-0 118750-3 605111-1 628011-0 616784-5 602297-9 616785-3 621274-3 114361-1 640806-0 110272-9 645136-5 651197-0 634160-8 621273-5 651178-3 651198-8 624717-2 611229-3 644886-0 102614-3 651786-2 651787-0 104848-1 117669-2 104467-2 651195-3 119672-3 124290-3 645406-2 103628-9 100605-3

Reject Code N P G G N M M P M N M P G G G P G M N P P P P P P N P P M P P G P N P G

Confidential

KEITH R MOLOF CAROLYN F MOLSON RICHARD & CHRISTINA MOLT IMA MOMA FIRST MANHATTAN ENDOW'T FD MOMA FIRST MANHATTAN MOMA 'B' MON ALLIANCE GROWTH ACCOUN MON AVIATION INC MON SIP - DELAWARE MON-SIP EQUINOX- -SL MONACO FAMILY TRUST TS MONAGHAN - ICAP JOSEPH T MONAGHAN MONAGHAN KOGELSCHATZ-S BERNSTEIN MONAGHAN LONNY D -CLSG TS MONAGHAN-ALLIANCE CAPITAL MONAGHAN-KOGELSCHATZ-ALLIANCE MONAGHAN-KOGELSCHATZ-IRIDIAN TS MONAGHAN-WAM INDEX FUND DOMINICK L MONE JOHN MONE MR DOMINICK L MONE Claimant Name DALE G MOODY IRA ETHEL F MOODY TTEE MOODY WILLIAM L -PD JOHN W MOOERS KENLYN A MOON RRA WILLIAM F MOON TRUST CHARLES P MOONEY AND LAURA MOONEY DOROTHY MOONEY KATHLEEN J MOONEY ESTATE TRUST PENNY MOONEY GERALD G MOONEY TUA IAA MOORE ALBERT G & ANNE F CRUT MACS CLAIRE S MOORE AND PETER MOORE AND PARAMETRIC CHRISTI SHARON A MOORE AND ANGELINE N MOORE CHRISTOPHER MOORE VIRGINIA REID MOORE CRAT-MGT MOORE DANIEL J CRUT MACS EQ ELIZABETH MOORE ELIZABETH MOORE ELIZABETH H MOORE MOORE ELIZABETH H CUST FBO WILLIAM M MOORE P M MOORE FOUNDATION CLEMENT C MOORE II & ELIZABETH W M CLEMENT C MOORE II CHRISTINA M MOORE IRA GEORGE W MOORE IRA JERRY L MOORE IRA MICHAEL MOORE IRA ROGER J MOORE IRA SHIRLEE MOORE IRA T CHANNING MOORE IRA WILLIAM D MOORE IRA WILLIAM F MOORE IRA

M N P M M G G G P G G N M P G G P P M N G Reject Code N G G N G G P P P P P P P P G M N P P N N M P G X M M N P G N G N M P N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 115570-9 115640-3 123975-9 642323-0 110058-0 112309-2 639817-0 121942-1 607675-0 124259-8 123325-4 123324-6 618870-2 125977-6 125978-4 612035-0 Claim ID 126835-0 113541-4 112307-6 624654-0 120309-6 115144-4 106576-9 107163-7 107928-0 111722-0 121889-1 123053-0 614921-9 614918-9 603167-6 125447-2 115335-8 101413-7 113670-4 606831-6 100780-7 115138-0 102567-8 624719-9 602304-5 608309-9 644465-2 650932-0 633513-6 633534-9 650933-9 100974-5 113226-1 107533-0 622964-6 602300-2 606705-0 652517-2 602301-0 605109-0 602298-7

HENRIETTE MONTGOMERY IRA HENRIETTE MONTGOMERY IRA JOHN A MONTGOMERY JOHN R MONTGOMERY GEORGE A MONTGOMERY JR PS ROBERT S MONTGOMERY JR ALAN J MONTGOMERY SEP SHERYL K MONTGOMERY TNT-LDN-SMN01 MONTGOMERY TOCA MONTGOMERY SUSAN T MONTI IRA SUSAN T MONTI MONUMENTAL LIFE INSURANCE COMPANY MOODY BIBLE INSTITUTE PIFB MOODY BIBLE INSTITUTE PIFA KATHLEEN MOODY FAM TR-HI DIV Claimant Name PATRICIA L MOORE RALPH C MOORE REGINA L MOORE SUSAN N MOORE REVOCABLE TRUST SHARON L MOORE SUSAN V MOORE MOORE TRUST FORREST J MOORE TRUST GERTRUDE C MOORE TRUST PATRICIA D MOORE TRUST WILLIAM B MOORE WILLIAM W MOORE MOORING FAMILY TUA SURVIVOR'S TRU MOORING FAMILY TUA TR Q NON-EXEMP MOORS & CABOT DAVID A MOOTZ #1 CARMELO MORALES MORALES FAMILY TRUST HECTOR A MORALES MORALES JERRY KIMBERLY A MORALES DENNIS A MORAN MARTA MORAN PATRICK G MORAN P S PLAN SCOTT W MORAN REVOCABLE LIVING TRU MORAN SUSAN P -DDR JAMES MORANO SEP JOHN W MORDEN #1 MORDEN JOHN W BLIND TR #1 MORDEN JOHN W BLIND TR #2 JOYCE MORDEN CARL D MOREA VERL D MOREEN NEIL C MOREHEAD IRA MOREHOUSE QUASI END WOODFD BERT MOREIDA AND ANN MOREIDA JTWRO MOREL MD IRA ROO ARTHUR A -NFP MORELAND OB-GYN 401K CLSD 7 16 02 FRANK MORELLO AND MARY MORELLO JTW CHARLES L MORELLO AND SUSAN E MORE ANTHONY F MORELLO

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109977-9 104225-4 644703-1 651187-2 651205-4 613868-3 628013-7 638678-4 111699-1 124278-4 110607-4 652095-2 102883-9 651196-1 639709-3 106575-0 Claim ID 107625-6 607484-7 114362-0 602305-3 122714-9 630528-8 630527-0 111038-1 623733-9 623734-7 608352-8 101034-4 105279-9 606892-8 119234-5 120294-4 120622-2 620907-6 620901-7 620899-1 620897-5 616541-9 620903-3 620905-0 620908-4 620906-8 608893-7 608894-5 622144-0 610361-8 645223-0 103507-0 602303-7 104870-8 102158-3 605353-0 615133-7 645027-0 100387-9 608308-0 619360-9

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IRENE F MOORE IRENE L MOORE MR ROGER J MOORE IRRA JAMES MOORE JAMES MOORE MOORE JOE WOODSIDE - IMA DUDLEY L MOORE JR -CRUT - BESSEMER LEONARD K MOORE JR DAVID AND LINDA MOORE JTWROS KATHLEEN A MOORE THE MOORE LIV TR FRANCES A MOORE LIVNG TRUST DTD 02 MAX K MOORE MICHAEL MOORE MR JOHN MICHAEL MOORE NANCY F MOORE Claimant Name BETSY G MORGAN #2 TNT-LDN-EM122-GIC MORGAN -SL MARSHA A MORGAN 1997 TR AARON JOSEPH MORGAN ALEXSIS D MORGAN FRANCES O MORGAN CUSTODY-PLDGD JOHN F MORGAN CUSTODY-PLDGD DOROTHY MORGAN BOYLE MORGAN ERB BOYLE MORGAN ERB LP II MORGAN FAMILY L P -CLSG EDWARD O MORGAN IRA #1 EDWARD O MORGAN IRA #2 MORGAN IRA FRANK J -IR JUDITH A MORGAN IRA SARAH J MORGAN IRA RICHARD A MORGAN MORGAN STANLEY 21ST CENTURY TREND MORGAN STANLEY AGGRESSIVE EQUITY MORGAN STANLEY CAPITAL GROWTH SEC MORGAN STANLEY DIVIDEND GROWTH SE MORGAN STANLEY INVESTMENT FUND US MORGAN STANLEY S&P 500 INDEX FUND MORGAN STANLEY S&P 500 SELECT FUN MORGAN STANLEY TOTAL MARKET INDEX MORGAN STANLEY VALUE FUND MORGAN TRUST GARY S P MORGAN TRUST MARY A -DMORGAN-RESEARCH ENH MORGANCOLLFBO 1ST QUADRANT FBO PATRICIA B MORGENSTERN MARILYN S MORI MORIAH PROPERTIES LLC ATTN LEONAR DIEDRE MORIN THOMAS H MORIN MICHAEL & SHARI MORINI JTWROS MORINVEST SIMCAV - GLOBAL EQUITY MORITZ FAMILY LLC MORITZ REALTY MORITZ SUCCESS INC -DWALTER J MORLEY BRP

G N M N N G P P P N G M N N G X Reject Code M G P P M P G N P P P N N P P N N G P G P W M M P G P P G P G X P N M P P G G P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 647542-6 120890-0 105244-6 107725-2 102953-3 602299-5 120340-1 622361-3 622359-1 621766-4 102167-2 Claim ID 608689-6 638861-2 121998-7 630268-8 114532-0 114334-4 114626-2 119022-9 104431-1 120298-7 619865-1 638598-2 637710-6 650883-9 620587-9 122080-2 619340-4 113843-0 116393-0 121775-5 100668-1 123542-7 646234-0 109274-0 609634-4 126055-3 608642-0 108933-1 125587-8 650829-4 634127-6 612042-3 102912-6 650845-6 608397-8 615361-5 639416-7 120305-3 125609-2 118964-6 633064-9 633050-9 602302-9 623384-8 624661-3 101668-7

JORGE MORENO & MARNI MORENO JTWROS MARIA A MORENO MONICA MORENO COLIN A MORETON TRUST WENDY MORETON CHRISTIAN MORETTI WILLIAM N MOREY AND MORG ST RUSS 1000 MORG ST US EQU PLUS MORG STAN-MSAM US EQ BETSY G MORGAN #1 Claimant Name MORRIS FAMILY TRUST -CLSG HENRY & JEANNIE MORRIS HENRY C MORRIS IR CO TUA MATTES MARIE MORRIS ROGER H MORRIS IRA #1 SANDRA A MORRIS IRA #1 ALICE MORRIS IRA CONNIE MORRIS IRA EMMA W MORRIS IRA MARGAREE V MORRIS IRA WILLIAM J MORRIS IRA ROLLOVER-DECE PHILIP A MORRIS IRRA PHILIP K MORRIS IRRA JANE MORRIS WILLIAM & PAMELA MORRIS LIVING TRU MURRAY&ETTA MORRIS LLC G&E MORRIS M408 PATRICIA S MORRIS PATRICIA S MORRIS PHILIP K MORRIS ROSEANNA J MORRIS SUSAN V MORRIS SUSAN V MORRIS BRIAN A MORRIS TRUST MORRIS TRUST G RONALD-D-CLSG JAMES K MORRIS TRUST MORRIS TRUST MARGARET-D-CLSG RICHARD A MORRIS TRUST WAYNE L MORRIS ESTATE E. MORRIS/JANET MORRIS TRUS MORRISON CRUT J STURTEVANT FBO MORRISON FAM DONALD A MORRISON IRA J. KENNETH MORRISON MORRISON JR TR PAUL L CLSG JOHN L & CHRISTINE A MORRISON JT ROSE L MORRISON TTEE WALTER J MORRISSEY WENDY E MORRISSEY WILLIAM S MORRISSEY MORRJIM MORRJO VINCENT MORRONE F K MORROW FOUNDATION JANET HUGHES MORROW TRUST UOA 5 15 BRENDA H MORSE

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114618-1 633039-8 630089-8 125779-0 610744-3 106886-5 126343-9 101192-8 650828-6 611018-5 650884-7 Claim ID 105748-0 610245-0 113277-6 109285-5 121399-7 113346-2 106877-6 632747-8 620177-6 112188-0 608801-5 609836-3 119649-9 100663-0 618575-4 618576-2 118213-7 618596-7 651344-1 651345-0 108464-0 105256-0 616160-0 616161-8 126647-0 113996-7 107409-1 624668-0 624665-6 624662-1 624667-2 624664-8 116110-5 624663-0 624666-4 624434-3 602308-8 114396-4 645104-7 623192-6 105029-0 602307-0 636580-9 115203-3 115931-3 114565-7

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Confidential

REJEAN MORNEAU MORRANN IM RUSSELL D MORRILL III PLDG LOUISE A MORRILL IRA MORRILL NORMA TRUST B TOA ALICE P MORRIS WILLIAM L MORRIS AND BETH L MORRIS DAVID MORRIS MORRIS EMMA R IRA ESTATE OF WILLIAM M MORRIS Claimant Name SUZETTE MORTIMORE 401K MORTON ARBOR GROWTH FD BEN D MORTON CARL MORTON CHRISTOPHER MORTON SUSAN M MORTON E JOSEPH W MOSBROOK BECK LEWIS C FBO JUNE P MOSBY MOSBY BRUCE D & O'BRIEN KATHLEEN MARY L MOSCON MOSCOW FDN DAVID & LINDA -CLSG SUSAN R MOSELEY QPRT EVERETT MOSEMAN AND DANIEL L MOSER IRA MOSES CONE-WESLEY LONG COMMUNITY MOSES CONE-WESLEY LONG COMMUNITY GEORGE MOSES THE MOSES H CONE MEMORIAL HOSPITAL JEFFREY J MOSES IRA R/O JEFFREY J MOSES IRA R/O JAMES B MOSES STANLEY L MOSKAL IRA LISA MOSKALIK TRUST REN KUEHN TTEE LYNN MOSKALIK TRUST REN KUEHN TTEE FELIX P MOSKIE DANIEL S MOSLEY IRA JAMES W MOSLEY STEPHEN P MOSLING AMENDED AND REST AMY SUSAN MOSLING RALPH I MOSLING IRA J PETER MOSLING JR MICHAEL MOSLING STEPHEN P MOSLING THOMAS J MOSLING MELISSA K MOSLING TRUST SUZANN G MOSLING TRUST XAVIER MOSQUET MARTIN MOSS IRA 1 JAMES A MOSS IRA MOSS LUTITIA IRR TUA FBO STEPHEN L MOSS DAVID MOSSE & DANIELLE MOSSE JTWRO WILLIAM B AND PATRICIA J MOSSER TI DAVID G MOSSES ANNA MOSTOLLER SORAYA MOTAMEDI

N P G M P N N P P P P Reject Code N P G M N G P G P N P P G P P G N P P P N P G G M P G P P P P P N P P P G N G P P G P N N G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 646245-6 104696-9 105112-1 636131-5 102893-6 103081-7 Claim ID 616562-1 608270-0 608251-3 608211-4 122036-5 617821-9 121368-7 611718-0 611992-1 102182-6 106981-0 606623-2 118335-4 117722-2 628138-9 616327-0 108838-6 101992-9 614766-6 102231-8 602309-6 631518-6 103543-6 649040-9 114431-6 117419-3 602295-2 637520-0 120469-6 104886-4 612557-3 616066-2 620054-0 633029-0 633030-4 633028-2 610196-8 610195-0 613233-2 608598-9 124028-5 114542-8 618059-0 609923-8 609924-6 609921-1 621369-3 610102-0 620904-1 620898-3 608421-4

MARTIN MORSE MD SEVILLA B MORSE ELEANOR P MORSE TRUST MEHDI MORSHED IRA ROBERTO MORSON IRA ROBERTO MORSON Claimant Name MOTORISTS MUTUAL INS CO-ABN AMRO MOTOROLA-LARGE CO EQUITY -DV MOTOROLA-SP-ARK ASSET MGT MOTOROLA-SP-JENNISON ASSOC-SL DENNIS H MOTT C S MOTT FOUNDATION TR - UOA RUSSELL L MOTT IRA MOTT-FIDELITY INCOME EQUITY LUCRETIA MOUAT TEP HELGA MOUCHAWAR HELGA MOUCHAWAR MOUGHAMIAN JR IRA SIMON -IRBEVERLY A MOULTON IRA RONALD MOULTON CITY OF MOUNT CLEMENS EMPLOYEES RE MOUNT HOLYOKE COLLEGE ENDOWMENT A ROBERT C MOUNTFORD CAROL A MOUNTFORT IRA MOURER CHARLES TRUST - TTEE - IMA LAMBRINI MOUSTAKAS JEAN MOUTON IM MORTON M MOWER PLEDGE MICHAEL A MOWLING LARRY R MOWRY IRRA MARY M MOY FELICIE MOYE IRA DOMINIQUE MOYEN LEWIS J MOYER AND FRED MOYER BERTREZ A MOYER TRUST ANN MOYLAN SIDFORD TRUSTEE MP 63 FUND INC MPAMG SECURITY PROCESSING OMNIBUS MPERS MPERS MPERS - MAIN ACCOUNT MPERS PATROL - WELLINGTO MPERS PATROL NORTHERN S MPLS FDN LARGE CO GROWTH EQUITY MR B FOUNDATION -DMRA PROFIT SHARING PLAN JULIE MRAZCK IRA MRM CENTURY CAPITAL US EQUITY FD MRMB CRUT - EAGLE MRMB II CRUT - EAGLE MRMB JJ CRUT - EAGLE MRMT - BALANCED FUND - INVESCO #4 MRZ HOLDINGS LLC - PARAMETRIC MS DW VAR INV SERIES - S & P 500 MS EQUALLY WEIGHTED S AND P500 FU MS FAMILY INVESTMENTS LLC -D-

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644304-4 607872-9 607966-0 608013-8 124424-8 616563-0 Claim ID 620902-5 633469-5 620900-9 620896-7 615314-3 619567-9 619979-8 622218-8 625575-2 622370-2 613518-8 611268-4 617849-9 614243-5 651390-5 611357-5 605952-0 620829-0 616522-2 616523-0 622363-0 633092-4 622494-6 122389-5 100643-6 602310-0 602311-8 122173-6 122778-5 633748-1 105901-7 120021-6 106117-8 652123-1 652124-0 643338-3 606117-6 622224-2 120030-5 104730-2 103312-3 104543-1 625636-8 625637-6 611312-5 116171-7 126650-0 111810-2 111811-0 104654-3 108615-4

Reject Code W G P G M P M G P P M P G G G M P G P M G G G G M P P G P N G G G P P P P P G P M P P G G G P P M P P

Confidential

ROXANNA Y MOTE AND JOSEPH K MOTE J MOTION PIC INDIV-VICTORY SL MOTION PIC PEN - REGENT IN MOTION PIC PEN-FURMAN SEI-SL SOL MOTOLA MOTORISTS LIFE INS CO-ABN AMRO Claimant Name MS SEL DIM INV SER DIV GRWTH PORT MS VAR EQTY FUND MS VAR INV SER CAPITAL GROWTH MS VAR INV SER DIVIDEND GROWTH #1 MSA INVESTMENTS INC AGENCY MSCI US TILTS B TRADING FD MSDW FINACIAL SERVICES PORT 99-1 MSDW-MCM RUSSLL 1000 MSF MFS TOTAL RETURN MSIM US LC SEC ALLOC MSO PARTNERS WACHOVIA BANK N A MSU-IRIDIAN ASSET MGMT LLC ENDW CITY OF MT CLEMENS LOOMIS ADV MT DIABLO HOSP RET PLN TR GEN ACC MT MARTY COLLEGE MT SINAI FDN DAVIS CIP MT UNION UNIZAN FINL FD #4303077 MTBJ GS AMER OPEN MF 349804 MTDL RE LEGAL & GENERAL BARCLAYS MTDL RE LEGAL & GENERAL BARCLAYS MTM TRANSITION MTM-PARADIGM LG MTMS MTN EMP RAD PSP SIA CHUNG CHARLES E MUCCIARONE REGINA A MUCCIFORI & THOMAS A MUCC SARAH M MUCCIFORI ARLYN S MUELLER CAMILLE MUELLER THE PAUL MUELLER COMPANY NONCONTRA JAMES J MUELLER IRA MARK E MUELLER PETRA MUELLER SCOTT MUELLER TRUST SCOTT MUELLER TRUST JAMES F MUELLER TTEE MUELLER WILLIAM E -CLSG MUELLER WM BLAIR & CO MARIANNE MUELLERLEILE ELIZABETH A MUESSLE MARY L MUGUIRA IRA JOANN M MUHLENBECK IRA MUHLENBERG EMPL PEN-NEW DOMESTIC MUHLENBERG POLICE PEN-NEW DOMES E MUHLIS KAYA MD PROFIT SHARING CONRAD MUILENBURG ABDULLAH A MUJAHID DIPAK K MUKHERJEE IRA #1 MANISHI MUKHERJEE IRA RUTH MULARZ TRUST CAROL A MULCAHY IRA

G G G M M W Reject Code G G G G P G P P P M P P M G P P G M G G M P G G N P P M N M G M N M M G P P M G G M G G P N M P P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633468-7 Claim ID 607310-7 100386-0 122035-7 121648-1 121649-0 126751-5 606144-3 123578-8 634824-6 646965-5 125134-1 624136-0 103364-6 606756-5 606369-1 110356-3 121777-1 611190-4 611188-2 123773-0 122625-8 121496-9 602312-6 112453-6 102978-9 120166-2 106974-8 628495-7 100345-3 622378-8 611634-5 650816-2 126654-3 126652-7 126653-5 123343-2 123337-8 618545-2 618546-0 120962-0 614128-5 102254-7 106070-8 622377-0 123943-0 635574-9 112572-9 644706-6 113466-3 114966-0 120976-0 611006-1 Claim ID 622307-9 611401-6 620603-4

MS FOCUS GROWTH FUND Claimant Name KATIE MARIE OWENS MULCAHY EST ERIC MULDBERG PAUL M MULDER JEANINE A MULDERS JEANINE A MULDERS CAROL E MULL MULLANEY GST-EXEMPT TR ROGER PATRICK D MULLANEY JOHN J MULLEN AND JOAN A MULLEN AT JASON F MULLEN WILLIAM MULLEN CARL F MULLER & ALLISON G MULLER J FRED H MULLER MULLER IRA JANET L -IR MULLER IRA LEONARD J -IR STEPHEN J MULLER IRA RUDOLPH A MULLER MULLETT SHARON SUE TRUST AGTR MULLETT THEODORE RLOVR #1 IRAT EDWARD MULLIGAN JOAN MULLIGAN LYNDA F MULLIGAN SUSAN A MULLIGAN LAWTON MULLIN LAWTON A MULLIN LLOYD MULLIN RANDALL MULLIN LEO F MULLIN REV TRUST EUGENE W MULLINS IRA MULTI EMPL EQ FD MULTICARE RIM LARGE CAP EQUITY MULTIPLE SCLEROSIS SCIENTIFIC RES BEATRICE MUMMA J L MUMMA FAMILY TR MARTHA K MUMMA MUNCHHOF INTERVIVOS TRUST LEO J MUNCHHOF MUNDER GLOBAL FINANCIAL SERVICES MUNDER INDEX 500 JAMES A MUNDT IRA MUNDY HARRY LISA MUNDY JANET M MUNGER MUNI EMPLOY EQU FD AMADOR MUNOZ ELLEN L MUNOZ IRA KAREN C MUNROE MR LARRY A MUNSEY IRA CARL W MUNSON TRUST BARBARA R MUNVES #2 LARRY J MURDOCK MURFIN GRANDCHILDREN #1 CRUM Claimant Name MV WEAVER VALUE MVH POOLED - ICAP CH T MWRD-AELTUS INVESTMENT MGMT

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607311-5 Claim ID 104703-5 618309-3 618306-9 400026-9 122302-0 602316-9 606789-1 115435-4 643260-3 602315-0 640744-7 624139-5 624138-7 624137-9 651572-0 105618-2 602317-7 124775-1 648893-5 115620-9 115621-7 124035-8 126208-4 612200-0 102945-2 606987-8 115816-3 115835-0 118343-5 118400-8 118401-6 118754-6 121213-3 624140-9 121345-8 633282-0 607337-9 126337-4 101781-0 102112-5 101782-9 605767-5 123130-8 126905-4 100967-2 125486-3 125484-7 624141-7 625444-6 625443-8 622304-4 622305-2 Claim ID 108443-7 625708-9 112053-0

Reject Code P G M M M M P N G G P P X P P P G P P N P M P M N G M G G M M P P N P X X G G M P N N M M G M G M G N P Reject Code M G G

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MULCAHY JTWROS Claimant Name FERNANDO E MURIAS HEINE MURIEL ESTATE TRUST CMA MURIEL N HEINE REV TR BRK SHAWN MURPHY #2 CONSTANCE A MURPHY PATRICIA J MURPHY DEC'D MURPHY DESC TR MICHAEL E -CLSG CHARLES F MURPHY IRA RICHARD J MURPHY IRA THOMAS K MURPHY JR AND PAULA Y MUR KAREN B MURPHY KATHLEEN MURPHY MR THOMAS S MURPHY MRS SUZANNE C MURPHY ROBERT MURPHY ROBERT A MURPHY ROSEMARY MURPHY DEFUR VORAN STEVEN MURPHY SEP PATRICK J MURPHY SR TTEE ANDREW H MURR HELEN M MURR DENNIS E MURRAY ROSALIE R MURRAY GC TRUST KATHERINE MURRAY INV AGY GERALDINE F MURRAY IRA MURRAY IRA HOWARD R -IR JESSIE B MURRAY IRA JESSIE B MURRAY JOHN S MURRAY JOHN S MURRAY JOHN S MURRAY MICHAEL D MURRELL IRA #2 JULIA AVERY MURRHY REV TR ESTATE OF BETTY J MUSCOTT DAVID P MUSE THE MUSEUM ASSOCIATION INC THE MUSEUM CONTEMPORARY-CLSG MUSEUM EDITIONS LTD CHARLES D MUSHENHEIM CHARLES D MUSHENHEIM IRA JANE E MUSHENHEIM IRA MUSICAL ARTS ASSOC - INDEX FUND LOUISE S MUSSER MUT PORT INS EQ COLLEEN E MUTO MUTUAL OF AMERICA MUTUAL OF AMERICA GENERAL ACT SARAH E MUYSKENS SHEILA A MUZIN IRA SHEILA A MUZIN MV CHARTWELL INVMT MV VALLEY FORGE Claimant Name CATHERINE R NAHMIAS TRUST #1 NAIC GROWTH FUND INC PRI USD EST HAROLD NAIMAN

P Reject Code N P P P P G G P P G G P P P G G P G G P P G G P N G X X M M M P N P N P P M G G G G M G N G G P P P G P Reject Code G P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620604-2 625710-0 121153-6 122401-8 120213-8 624143-3 602318-5 602319-3 624115-8 624144-1 103588-6 120404-1 123304-1 624142-5 119144-6 115199-1 639767-0 123616-4 107230-7 624145-0 624116-6 637857-9 637850-1 619910-0 100799-8 610718-4 120670-2 649594-0 617885-5 112920-1 615694-0 103858-3 602322-3 106842-3 623227-2 121974-0 615529-4 117057-0 122833-1 608788-4 645832-7 106980-2 650028-5 611112-2 602323-1 613235-9 107631-0 112619-9 113174-5 Claim ID 609489-9 621132-1 120601-0 124147-8 125877-0 620474-0 602329-0 605193-6

MWRD-FREEDOM CAPITAL MWU STUDENT LOAN-WELLS 11221300 P JENNIE S MYDZIAN EDITH MYER AND P DAVID MYEROWITZ IRA LURA M MYERS #2 IRREV SHORT TERM T STEVEN MYERS AND HELENE MYERS JTWR DANIEL MYERS AND MALKY MYERS JTWRO MYERS ENTERPRISES MYERS ENTERPRISES OF FLORIDA L P JOHN W MYERS IRA #1 JAMES G MYERS IRA WILLIAM S MYERS IRA LURA MYERS IRREV TR DTD 12 14 01 LAWRENCE J MYERS MARGARET E MYERS BRUCE T MYERS PENSION INVESTMENTS ROBERT J MYERS TED L MYERS LURA MYERS TR DTD 1 2 90 AOC#2 LYNN DEE MYERS TRUST GAIL J MYNATT IRA JOHN R MYNATT IRA MICHAEL & CHERYL MYR COMM PROP ERIC P MYRDAL MYSLIBORSKI JUDITH A MOAG N ALABAMA UNITED METHODIST FDN #2 N COAST CONTAINER PP N O M C MALPRACTICE-WM BLAIR N S MEDICAL SPECIALTIES N-S MASTER ARK ASSET EQUITY CLSD NOOR U NABI DANIEL NACHMANOFF AND GLORIA NACHM CLAUDINE NACHTRIEB NADART MCGLINN 837 CECILIA M NADEAU WILLIAM O NAEGELE AGENCY CLSD ELAINE E NAGEL GERALD A NAGEL NAGEL TRUST KARL F -CLSG BARBARA A NAGLER GERN R NAGLER MARK & BEVERLY NAGLESTAD TTEES NAGY ANNA C CUST PIERRE NAGY NAHAS NANCY SPECIAL NEEDS TRUST EDWARD S NAHIN TTEE ANGELA B NAHL CATHERINE R NAHMIAS Claimant Name NASSHAN JTWROS W & C -PD NAT NOM LTD SUB AC Q4-Q4QAMX BENITO T NATALE TR FRANK NATARO NATCAN INVESTMENT MANAGMENT NATHANIEL KRAMER FERN NATHANSON AND JAY NATHANSON T FERN NATHANSON AND WILLY NATHANSON

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G G M G M P G G P P G P G P G G G M G P P G G P N P G P P G P M G P G G P P M P M M M P P P X G M

106224-7 643342-1 126673-0 106381-2 638485-4 634164-0 602328-2 117745-1 121112-9 101534-6 608196-7 103676-9 109557-9 121478-0 123352-1 101338-6 121558-2 652767-1 631209-8 118384-2 124387-0 608719-1 109029-1 605574-5 605575-3 111717-3 647171-4 611346-0 118522-5 112592-3 617883-9 647982-0 104164-9 104168-1 612061-0 104887-2 622935-2 624148-4 124119-2 608548-2 652650-0 625266-4 625267-2 111960-5 602321-5 617913-4 617886-3 602325-8 121513-2 Claim ID 621202-6 621199-2 621212-3 621211-5 621206-9 621207-7 621198-4 623351-1

Reject Code P M G G N P P G

Confidential

GARY NAJARIAN IRA FRED A NAJOR AND IKHLAS NAJOR JTWR FRED A NAJOR MARY N NAKAJIMA TAMAH L NAKAMURA AND JUDITH NAKAMURA TTEE INVESTMENT MG GRACE NAKANO RYAN S NAKATANI IRA ICHIRO NAKAYAMA PENNY E NAKOA NALCO - ARK ASSET MGT -ZROBERT F NALE TRUST ROBERT F NALE TRUST JOHN B NALL JOSEPH W NALLEY AND THOMAS M NALLEY RUTH ANNE NALLMAN NALLYGIB SUC TUA JOHN F NANCE JR KIM NANIA NANSEL GRANCHILDREN IRREV EDU NAPER ENTERPRISES LP -DJACK G NAPIER IRA VICTOR M NAPKIE & SALLY J NAPKIE J VICTOR M NAPKIE & SALLY J NAPKIE J SHASHI R NARANG SHEILA NARAYANAN NARCO-VICTORY CAP MGMT CAROLYN R NARDO JOSEPH J NARUS IRA NAS UA EDUCATION - ARK ASSET JEFFREY NASCHEK SHAIK NASEERUDDIN SHAIK NASEERUDDIN LAWRENCE NASH AGY TEP GEORGE W NASH TR RICHARD ANDRUS NASH IRA NASH JOBEDA ASSOCIATES SHARON NASH PICOT NASH TRUST LYNETTE D -DNASHBRNT NASHOBA COMM HOSP -COMBINED NASHOBA COMM HOSP -HARTWELL HELEN NASHOLD NASHVILLE INVESTMENT ASSOC COF PI NASI PENSION - ALLEGIANT NASI WELFARE - ARK ASSET MARIA T NASOL SAUL H NASS IRA Claimant Name NATIONS LARGECAP ENHANCED CORE FU NATIONS LARGECAP INDEX NATIONS LARGECAP VALUE FUND NATIONS LIBOR PLUS PORTFOLIO NATIONS STRATEGIC GROWTH-NEW AOC NATIONS STRATEGIC GROWTH NATIONS VALUE FUND NATIONWIDE FUNDS

G G M P G G G P M N P M G M P N M M P P P P G P G X G P P G G G M M G N G P M G M P P P G P G G P Reject Code W G P G M G P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 124953-3 605522-2 628170-2 616311-4 612291-4 616285-1 116661-1 616229-0 616230-4 118291-9 107974-3 621041-4 621042-2 122481-6 618449-9 618450-2 104764-7 621123-2 621124-0 621144-5 621147-0 621148-8 621150-0 621152-6 621156-9 621157-7 621158-5 621116-0 621119-4 621127-5 621143-7 621159-3 648648-7 618992-0 619571-7 621594-7 607599-1 620606-9 621394-4 621395-2 621200-0 621203-4 621201-8 621197-6 Claim ID 633935-2 633936-0 616543-5 616540-0 616517-6 616538-9 633946-8 633473-3 124064-1 620599-2 622465-2 611257-9 607968-7

LILA NATHANSON SUE NATHANSON NATIONAL ASBESTOS WORKERS LARGE C NATIONAL ASSOCIATION OF SECURITIE NATIONAL BANK & TRUST CO NATIONAL BANK FBO NCB INDIANA FBO NATIONAL BENEVOLENT ASSOCN NATIONAL CITY BANK FBO NCB INDIAN NATIONAL CITY BANK FBO NCB INDIAN NATIONAL COURT REPORTERS ASSOC NATIONAL CTR FOR CONSTRUCTION NATIONAL GRID FDN JENNSION ASSOCT NATIONAL GRID OPPENHEIMER CAP NATIONAL GRID USA EQ 3650 NATIONAL GRID USA SERVICE COMPANY NATIONAL GRID USA SERVICE COMPANY NATIONAL MOBILE DEVELOPMENT CO NATIONAL NOMINEES LTD SUB AC ES-E NATIONAL NOMINEES LTD SUB AC ES-E NATIONAL NOMINEES LTD SUB AOC US NATIONAL NOMINEES LTD SUB AOC ORO NATIONAL NOMINEES LTD SUB AOC ORO NATIONAL NOMINEES LTD SUB AOC HS NATIONAL NOMINEES LTD SUB AOC WM NATIONAL NOMINEES LTD SUB AOC Q4 NATIONAL NOMINEES LTD SUB AOC Q4 NATIONAL NOMINEES LTD SUB AOC Q4 NATIONAL NOMINEES SUB AC AA-AACMG NATIONAL NOMINEES SUB AC HI HITNS NATIONAL NOMINEES SUB AC TS-TSCFM NATIONAL NOMINEES SUB AC Q4-Q4QBA NATIONAL NOMINEES SUB AC TA-TASSI NATIONAL RIGHT TO WORK LEGAL DEFE NATIONAL RURAL ELECTRIC COOPERATI NATIONAL STEEL DOM EQ R S #3 NATIONAL UNION FIRE S&P INDEX NATIONAL UNIVERSITY OF SINGAPORE NATIONAL URBAN LEAGUEOFSBORNE PTR THE NATIONAL YMCA FUND INC-CHARTWE THE NATIONAL YMCA FUND INC-IRIDIAN NATIONS AGGRESSIVE GROWTH NATIONS ANNUITY VALUE PORTFOLIO NATIONS BALANCED TARGET MATURITY NATIONS CAPITAL GROWTH FUND Claimant Name NBIM FX BETA EUR NBIM PENSION FUND NBIM PF EQ GS FIN STRATEGY TAL NBIM PF ET TRADING NBIM PF EX TRN EQ TRANSITION REGI NBIM PF EX TRN EQ TRANSITION SECT NORGES BANK A/C NBIM-DRESDNER NBK AOC A2KBWK NBK INVESTMENT MANAGEMENT LTD NBP REF CCR NRA CONVENTION NCBH INVESCO NCI LLC - VALUE FUND MOAG NCR CORP - LEGG MASON CAP

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623346-5 615229-5 619929-1 620598-4 605716-0 611516-0 621134-8 621138-0 621146-1 621826-1 621345-6 602330-4 605406-4 105951-3 624149-2 624150-6 610390-1 610394-4 610391-0 648356-9 608259-9 608258-0 608255-6 608022-7 608275-0 608256-4 608260-2 608237-8 608078-2 617373-0 105218-7 639034-0 400144-3 623258-2 616542-7 616544-3 633941-7 652198-3 633932-8 633933-6 633934-4 616545-1 633942-5 616533-8 Claim ID 633040-1 609637-9 602331-2 602344-4 602345-2 124557-0 627123-5 635703-2 611040-1 123686-5 645570-0 605397-1 100131-0

Reject Code P P W W W W P G P P P P P

Confidential

P 57549 NATIONWIDE LARGE CAP VALUE NATIONWIDE PRESTIGE BALANCED FD-5 NATIXIS FRENCH+TREATY CLIENTS NATIXIS REF LA POSTE FR+TREATY CL NATL ASBESTOS WRKS PEN ULLICO NATL CNCL JEWISH WMN ENDOWM MOAG NATL NOMINEES LTD SUB AC HI HISSG NATL NOMINEES LTD SUB AC HS HSCIG NATL NOMINEES LTD SUB AC SG SGFIG RBS TST NATWEST SAFEGUARD CC051202 RBS TST NATWEST SAFEGUARD DIANNE M NAUIALIS MS MAVIS NAUIALIS DAVID J NAUMAN MR JOHN STEWART NAUSS MR STEPHEN ENSLEY NAUSS NAVAJO NATION - ICAP -SL #2 NAVAJO NATION DB-SIRACH -SL #4 NAVAJO NATION-GLOBALT #3 STEVEN R NAVARRO IRA NAVISTAR - SAL OPPENHEIMERNAVISTAR -HOURLY OPPENHEIMNAVISTAR HRLY JENNISON EQU-SL NAVISTAR HRLY TRANS ACCT NAVISTAR VEBA J P MORGAN NAVISTAR VEBA JENNISON EQU-SL NAVISTAR VEBA OPPENHEIMER NAVISTAR-SAL JENNISON EQ -SL NAVISTAR-VEBA WESTRIDGE NAWROCKI JANET TR-AGT FOR TTEE DOROTHY M NAXERA MR WALTER NAYMOLA JR IRA AMET NAZIFI NBCA AND NBC2 NORGES BANK A/C NBIM AMERICAS NORGES BANK A/C - NBIM AMERICAS NORGES BANK A/C - NBIM AMERICAS NBIM ENVIRONMENTAL NBIM ES R TRANSITION NBIM ES R UK INDEX NBIM ES S TRANSITION NORGES BANK A/C - NBIM EUROPE NORGES BANK A/C - NBIM EUROPE NBIM FX BETA EUR Claimant Name NEFFMIL NEGAUNEE FOUNDATION LTD -DDAVID A NEIBART EMIL NEIBART MD RICHARD M NEIBART MD NEIGHBORHOOD SPIRIT PROP & CAS WM A NEILL TTEE B TRUST THOMAS E NEILSEN TTEE NEILY ALICE SIDNEY NEIMARK #1 DR SIDNEY NEIMARK MD FACP SEP #1 MRS CHARLOTTE W NEINAS EUGENE J NELLEY IRA

G P G P G P P G G P M G G M P P G G G G G G G G M G G P P N N G M P W W W P P P G W W W Reject Code P P G G G G G P P N G P N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 607543-6 649694-6 610315-4 609896-7 609897-5 620097-4 104508-3 624151-4 119002-4 615664-9 618895-8 618896-6 618903-2 618894-0 618897-4 618898-2 618899-0 618900-8 618901-6 618902-4 609797-9 120391-6 602334-7 605049-2 609203-9 107292-7 621414-2 640436-7 120893-4 121264-8 116980-7 633496-2 612108-0 618136-8 122028-4 609269-1 652651-9 121961-8 615998-2 Claim ID 113480-9 623130-6 119846-7 610683-8 109729-6 652897-0 652833-3 648150-7 123234-7 611962-0 651044-2 104316-1 107909-3 611240-4 615746-7 615745-9 640619-0 105642-5

TNT-LDN-NCP03- NCR WELLINGT NCR û LEGG MASON ND INS LSV-SL ND PEN LA CAPITAL-SL ND PEN NTGI ENHANCED-SL NE ASSOC OF THE BLIND RET-OPP NICCOLE R NEAL DENISON NEALE JR LAWTON M NEASE NEBRASKA HLTH SYST-OPPENHEIMER NEBRASKA PUBLIC EMPLOYEES RETIREM NEBRASKA PUBLIC EMPLOYEES RETIREM NEBRASKA PUBLIC EMPLOYEES RETIREM STATE OF NEBRASKA STATE OF NEBRASKA STATE OF NEBRASKA STATE OF NEBRASKA STATE OF NEBRASKA STATE OF NEBRASKA STATE OF NEBRASKA NECA IBEW 364-INSTITUTINAL CAP NECA LOCAL UNIONS 313 IBEW PEN ANTHONY J NECCO & RUTH NECCO JTWRO ALLISON NECCO AND RUTH NECCO JTWRO NECKAR HOLDINGS LLC -DLEWIS J NEDELCOFF TRUST NEDLLOYD PENSION FUNDS- HOTCHKISS WARREN R NEEDELS #1 WARREN R NEEDELS WARREN R NEEDELS THOMAS E NEEDHAM BG: NEEDHAM, J. HLDGS THOMAS NEEDLES INV AGY M LEWIS S NEEDS TR-BERKELEY-BAL SAMUEL R NEELEY IRA NEELY CHARITABLE FDN -D- -CLSG NEESE MICHAEL L NEESE NEFCO TRUST DEPOSIT AGREEMENT Claimant Name RAYMOND G NEMER IRA TR CHARLES B NEMEROFF M D IRA GERALDINE M NEMETH IRA NEMI OLD-PS PLAN MISHKIN ERISA LOUIS NEMSER IRA NEMSER,LOUIS IRA NEMSER,LOUIS TRUSTEE NEMSER REV. BERNARD NEMTZOW IRRA EST RICHARD A NENNEMAN IRA NEP ELECTRONICS INC PS ADVISORY A NEPHROLOGY CONSULTANTS OF HAWAII MELVIN K NERBY IRA EST DORIS W NERLICK REV TR NES GROUP-LG CAP MOAG NES PARADIGM ASSET MGMT NES-AMERISTAR JAMES A NESBITT TTEE PAUL A NESE IRA

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610929-2 611567-5 602335-5 650755-7 120322-3 125797-8 616140-5 641726-4 611564-0 111285-6 123916-3 105281-0 115930-5 104687-0 109926-4 120191-3 606505-8 100015-2 102964-9 618134-1 105278-0 616154-5 121691-0 121966-9 106246-8 606492-2 624154-9 637565-0 620250-0 623172-1 102298-9 602336-3 110797-6 110555-8 122274-0 608381-1 122920-6 112678-4 113588-0 Claim ID 618452-9 618453-7 601122-5 609798-7 609799-5 615117-5 621220-4 637962-1 633459-8 115993-3 633286-2 612606-5 612609-0 612611-1 612613-8 612614-6 612616-2 612617-0

Reject Code G G N P M M M G P G G G P P P P G G

Confidential

NELLY BODEN RUDY IRREVOCABLE TOA NELSEN FAMILY RES HIST TR AGTR MARYANNE NELSON & H JUSTIN WOLF JT >DAVID NELSON PETER W NELSON AND DONALD H NELSON EVELYN W NELSON H DONALD NELSON NELSON I FBO WM NELSON TOA CORA L NELSON IRA DEAN W NELSON IRA JAMES A NELSON IRA KARYN J NELSON IRA RICHARD R NELSON IRA RICHARD R NELSON IRA ROBERT E NELSON IRA NELSON IRA ROGER R -IR SAMUEL NELSON IRA IRENE NELSON ALICE NELSON IRREV TRUST AVA JAMES A NELSON JAMES E NELSON JOHN C NELSON JOYCE R NELSON JOYCE S NELSON NELSON JR IRA ROO HERB-CLSG WALTER & MARGARET NELSON JTWROS JULIA E NELSON NELSON KRISTIN K TTEE NELSON TR-C WALKER MAY FBO JOHN NELSON LIT MARGARET NELSON NORMAN R NELSON ROBERT H NELSON SANDRA K NELSON BARBARA M NELSON TRUST NELSON TRUSTS TIC R & M - C ALI A NEMATI NEMER FAMILY TRUST ELAYNE M NEMER IRA Claimant Name NEW ENGLAND TEAMSTERS AND TRUCKIN NEW ENGLAND TEAMSTERS AND TRUCKIN BARTELS TRUST FOBOO UNIV OF NEW HA NEW HAVEN CERF - PIMCO FIXED NEW HAVEN P&F - INVESCO EQ NEW HAVEN SVGS B NEW JERSEY CARPENTERS PEN FD - AL NEW MEXICO CONFERENCE METHODIST NEW MEXICO OPERATIVE P&CM NEW WORLD TRUST FOR THE NEW YORK CENTER FOR CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK

P P G G M M G M P X P M G G P M G G M G P G M M G P P G P M N G P N M G P G G Reject Code P M G G P P P G G G P P G G P G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 112667-9 602332-0 611181-5 607896-6 608045-6 608199-1 101317-3 100995-8 100828-5 103516-9 622328-1 622342-7 103581-9 624155-7 647961-8 121553-1 119439-9 606881-2 618256-9 617267-9 620037-0 125855-9 633284-6 115128-2 620613-1 620614-0 636196-0 645099-7 605666-0 648283-0 619962-3 609719-7 618907-5 618910-5 Claim ID 607081-7 113851-0 606080-3 613447-5 103574-6 602339-8 104926-7 633285-4 118824-0 636379-2 108716-9 602342-8 624156-5 610410-0 619007-3 619008-1 621397-9 621398-7 108689-8 621396-0 123411-0 103391-3 649397-1

DUANE E NESS IRA #1 RONALD H NESSEN NESTEL STEPHAN C IRAT NESTLE - NTGI RUSSELL 1000 NESTLE FRANK RUSSELL TRANSIT NESTLE' -PROVIDENT INVMT JORDAN B NETBURN MARION NETHERTON IRA HARRIET H NETSON JUDY E NETTLES NEU RET-LSV MGR NEU-NON QUAL-MILLSTONE 1-NDT STK RICHARD J NEUBAUER RICHARD NEUBERGER HOWARD S NEUGEBOREN & MINDY NEUGEB JEAN B NEUGOLD ALLEN NEUHAUS NEUHAUS IRA DAVID C -IR JAMES V NEUMAN III TRUST BRK NEUMAN JAMES V III TRUST NEUMANN COLLEGE-IMA JOAN R NEUMARK NEUROLOGY ASSOCIATES PA PENSION P TIM NEUSTADT NEVADA LRS - ALLIANCEBERNSTEIN NEVADA PERS-LOOMIS SAYLES NEVADA SEA FOOD GAYNOR W NEVERGOLD IRA NEVILLE CHEM ALLIANCE CAP ANTOINETTE C NEVILLE IRA CC NEW CAPITAL MANAGEMENT NEW ENGL HEALTH PEN -LSV -SL NEW ENGLAND CARPENTERS PENSION FU NEW ENGLAND CARPENTERS PENSION FU Claimant Name NEWMAN IRA DANIEL LOUISE T NEWMAN IRA DANIEL NEWMAN IRREVOCABLE TRUST DT NEWMAN L CHAR UNITR FOR UCSF FDN LAWRENCE J NEWMAN LAWRENCE M NEWMAN LINDA D NEWMAN JOHN E NEWMAN MEMORIAL SCHOLARSHIP RON NEWMAN PAUL D NEWMAN RRA SALLY S NEWMAN STEPHANIE A NEWMAN MR THOMAS R NEWMAN TRUSTEE NEWPORT NET PERF - OAKRDG NEWPORT NEWS EMPLOYEE RETIREMENT NEWPORT NEWS EMPLOYEE RETIREMENT NEWPORT NEWS SHPBLDG RET PL - ALL NEWPORT NEWS SHPBLDG RET PL - CHA NEWS & MAG EMPLOYEES PENSION NEWS & MAIL PEN FD MCKY SHLDS GRO EDDIE B NEWSOM CLAIRE M NEWSOM INTERV TR GEORGE W & ANNE G NEWTON CRUT

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612620-0 612623-5 612625-1 612627-8 612631-6 612633-2 612634-0 612636-7 612637-5 612638-3 623291-4 623292-2 623293-0 619599-7 619146-0 116343-4 610540-8 602337-1 113855-3 602338-0 611967-0 611968-9 609581-0 619802-3 619874-0 105914-9 105915-7 106601-3 608680-2 602340-1 602341-0 636835-2 614278-8 113003-0 Claim ID 607069-8 638275-4 636725-9 117431-2 114189-9 609526-7 625409-8 639279-2 639225-3 608520-2 104220-3 610104-6 627020-4 637834-0 625813-1 126005-7 113516-3 606060-9 105442-2 602343-6 612206-0 125511-8 125512-6

Reject Code P P P G N P G P N G M P P P P P G G G G M G G

Confidential

CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK NEW YORK LIFE INSURANCE CO NEW YORK LIFE INSURANCE CO NEW YORK LIFE INSURANCE CO NEW YORK R1000 ALPHA TILTS R S NEW YORK STATE TEACHERS RETIREMEN NANCE A NEWBERGER TR NEWBERRY LIBRARY ENDOW -NTGI STEVEN NEWBORN & BEVERLY NEWBORN J JUDITH Y NEWBORN IRA #1 NEWBURY INVESTMENT ASSOCIATES COF F PETER NEWCOMER CUSTODY EQUITY WENDY P NEWCOMER CUSTODY EQUITY NEWESCO INC -DH ROBERT E NEWKIRK IRA ROLLOVER VERLENE L NEWKIRK IRA STEPHEN D NEWLIN #1 STEPHEN NEWLIN #2 STEPHEN D NEWLIN NEWLIN TRUSTS TIC S & T -D- #1 DAVID NEWMAN #1 DAVID NEWMAN #2 STEVEN L NEWMAN AND JANE R NEWMAN NEWMAN D IRAOCHA DONNA M NEWMAN Claimant Name NICHOLS INTRAV JOHN G -CLSG GEORGE V NICHOLS IRRA V JANE NICHOLS IRRA LOWELL NICHOLS NANCY K NICHOLS NICHOLS TR JOHN G -CLSG NICHOLSON FAMILY TRUST DTD 8 2 DR JOHN A NICHOLSON IRA 2 MR JOHN A NICHOLSON NICHOLSON PHILLIP R -CLSG WILLIAM NICHTBERGER NICKEL CIT - JPM NICKEL CONTINUED IRREV TRUST CHRIS A NICKOLOFF AND NICOLAOU SPECIAL TRUST- OPPENHEIM JOHN P NICOLETTI STELLA M NICOSIA ROBERT J NIEHAUS AND JACQUELINE C TERESA A NIEHAUS LIV TR KENNETH M NIEJADLIK ELEANOR NIELSEN 1992 TRUST - TEP BRENT NIELSEN AND BRENT NIELSEN AND

P G G G G P G P G P G G G G G N P G X G G P P P P M N N P P P G M P Reject Code P P M M G P P M M M P P M G G G M P G G P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 187 of 302 PageID #:54798

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 632924-1 650801-4 650334-9 605723-3 602327-4 616118-9 107862-3 611148-3 609972-6 609971-8 602326-6 610227-1 610480-0 610235-2 633365-6 644351-6 125346-8 634722-3 620429-5 644296-0 617123-0 615444-1 609095-8 635647-8 624770-9 640667-0 624671-0 105001-0 622998-0 Claim ID 612110-1 104640-3 627720-9 634316-3 125494-4 608238-6 607887-7 607999-7 110856-5 652923-2 608377-3 103583-5 613991-4 115110-0 615970-2 123476-5 123475-7 123478-1 623226-4 613561-7 608232-7 608271-8 123477-3 609802-9 107039-8 115196-7 616218-5 615730-0

IM A NEWTON THEO SCHOOL-QSG NEXUS NORTH AMERICAN EQUITY FUND NFJ LARGE CAP VALUE NFL RECIPROCAL TR- INST CAPITAL NANCY NG AND JIMMY NG JTWROS TOD NGG INC QUAN H NGO IRA NGO JESUS FAMILY TRUST MOAG NGS-INVESCO CAPITAL MANAGEME NGS-INVESCO CAPITAL MGM NHA INVESTMENT GROUP THERESA CHIN NHAMP - ARK VALUE NHAMP INSTITUTIONAL CAP -SL NHAMP-JENNISON ASSOCIATES NIAG GENESEE CARP LOC 280 PN PL K NIC'S TOGGERY INC JOHN A NICAOLSON IRA #2 MR WILLIAM D NICELY IRRA NICHIMEN AMERICA INC IBJ ANTONIOS NICHOLAS & PAMELA J NICHO ST NICHOLAS EPISCOPAL REV TRUST NICHOLAS EQUITY INCOME FUND INC NICHOLAS GREGORY R ESTATE -DMICHAEL NICHOLAS IRA MONA NICHOLAS IRA FRANCIS O NICHOLAS IRRA MONA NICHOLAS TRUST U TOA 4 1 93 BEVERLY H NICHOLS TR UW P NICHOLS DCSD IRA ITEM IV Claimant Name WM & MARY ANNE NIMTZ REV TR TEP RICHARD NIP NIRAM TRUST U/S/D 5/20/96 ALBERT NISHIMURA ROO IRA INV MGMT TUW DOROTHY NISONOFF NISOURCE INC- NIPSCO VEBA ISG NISOURCE-BAY STATE VEBA -MGT NISSAN PENSION TN -CADENC DONALD G NISSEN IRA NIVES, FRED UNSUPERVISED NIXON JERROLD H -CLSG JOHN F NIZIO NJ BLDG LAB PEN #1 NKC HOSP DB PP NKOA HOLLADAY DISC CONTRIBUTION A NM GASA NM LIFE NM LT CARE INS CO NMCRS ALLIANCE-CUST-PLD NMEU STONE-EQ NMHPEN - JANUS -SL NMHPEN-LEGG MASON DOMEST NML FOUNDATION INC NML FOUNDATION INC NMSC NMSF INC GROWTH STOCK NMSF INC INDEX 500 NNU ENDOWMENT FD - FREEMAN #1

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G P G G G G P P P G G P G G P M M G P G P G G G P G P X P

612208-6 612209-4 105254-3 635017-8 643598-0 624639-7 104768-0 103781-1 612207-8 119747-9 616145-6 113805-7 119340-6 104558-0 626940-0 119409-7 607827-3 607826-5 607824-9 607825-7 608076-6 120922-1 101709-8 634400-3 110191-9 122641-0 122642-8 106802-4 625481-0 Claim ID 639771-9 102439-6 102134-6 118998-0 624158-1 126056-1 109312-6 114822-2 107155-6 107157-2 107156-4 627156-1 124899-5 104464-8 620625-5 620628-0 122639-8 607410-3 605300-9 113549-0 112808-6 113548-1 639214-8 651489-8 652681-0 611504-7 611514-4 612063-6

Reject Code G G G G G P P P G M G G P G P G G P G G G P P M G G G P

Confidential

C NIELSEN III & MARIBETH NIELSEN T C I NIELSEN III 1998 TRUST AGENCY KAREN NIELSEN IRA TONNY S NIELSEN IRA DOUGLAS B NIELSEN IRRA ARTHUR C NIELSEN JR TRUST UOA DTD FERN S NIELSEN LIV TR KENNETH N NIELSEN LIV TR MARK A NIELSEN TEP ACCOUNT TONNY S NIELSEN CHESTER &MARIBETH NIELSEN TRUST KENNETH N NIELSEN TRUST THOMAS A NIEMAN AARON NIERENBERG THE NIERENBERG FAM TA R DONALD P NIES #2 NIF BALANCED NIF EQUITY INDEX -SL NIF LARGE CAP GRWTH -SL NIF LG CAP -SL NIGAS - HARRIS TRUST PAMELA J NIGGEMYER WILLIAM J NIGHTINGALE IRA NIHEI HOWARD DDS 401K-SEG NIHEI H DONNA NIKIRK NIKKO INTL MSCI K N H M F NIKKO INTL STK MSCI K H M F BEVERLY NIKOLAUS IRA KATHLEEN NILSSON SEP IRA Claimant Name KEVIN CASEY NOLAN MARY E NOLAN ROBERT NOLAN ROBERT J NOLAN VICKI LEWIS NOLAN WILLIAM NOLAND DONNA NOLES JOSEPH A NOLL AND KAY E NOLTE IRA KAY E NOLTE KAY E NOLTE TRUST NORMAN NOLTEMEYER PCIAA-ADV RES PEGGY I NOLTING JAMES NOMACHI IRA NOMURA BK LUX SA GANT US LARGE CA NOMURA BK LUX SA S A GANT GLBL EQ NOMURA TB GT GLOBAL INV OPEN F NON CUST GIFT CATHERINE NONNA TRUST HOWARD NOONAN IRA JAMES R NOONAN IRA KAREN NOONAN IRA MS AGNES H NOONAN NORBERTINE FATHERS OF DELAWARE NORCROSS NORD FAMILY FDN - AVATAR CUST NORD FAMILY FDN - MACKAY CUST NORDLUND REVOCABLE TRUST TEP

P P P G G P P G P M G M M N P G G G G G G M P G G G G G P Reject Code G M N N P G P X G G G P M P P P G G P X G X G N M M G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 188 of 302 PageID #:54799

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 626806-4 621486-0 116711-1 606737-9 624157-3 126384-6 611740-6 100912-5 121827-1 110139-0 126385-4 646061-5 610964-0 126517-2 104837-6 101620-2 108679-0 110397-0 602350-9 650817-0 650818-9 620064-8 648142-6 102228-8 Claim ID 612890-4 618791-9 652155-0 604977-0 113318-7 607829-0 612303-1 633415-6 633414-8 118495-4 622258-7 108102-0 102452-3 126082-0 620104-0 622329-0 618961-0 618962-8 607818-4 651037-0 610462-2 607984-9 120086-0 650863-4 618977-6 618970-9 618971-7 618973-3 618974-1 618975-0 618976-8 618650-5 618651-3

NO CA NEWSPAPER GUILD DB NO CA SHEET METAL WRKS PEN-INVESC LARINE M NO NOAKES IRA TRUST ROSE M L -IR DOUGLAS M NOBLE AND SUSAN THAYER N ANN A NOBLE NOBLE FDN-CAP GUARDIAN GEORGE L NOBLE BARBARA E NOBLE IRA ROY E NOBLE PETER NOBLE TR PAMELA L NOBLIT NOCHOMOVITZ MICHAEL IRAT SUSAN E NOCITRA BARBARA A NOE ANNE NOEL ROBERT M NOERPER JOSE NOGUE IRA BENOIT NOIRHOMME AND CATHERINE STE NOJAKIM NOJATOSH NOLAN BROTHERS INC PS PROV-BAL ROBERT A NOLAN IRA THOMAS E NOLAN IRA Claimant Name NORTH CAROLINA AUTOMOBILE NORTH CAROLINA NCSP NORTH COAST COMMUNITY HOMES NORTH DAKOTA STATE INVESTMENT BOA NORTH END FABRICS INC NORTH LG CAP EQ FD NORTH MEMORIAL MEDICAL - SEGREGAT NORTH SOUND LEGACY INSTITUTIONAL NORTH SOUND LEGACY INTERNATIONAL NORTH YORKSHIRE COUNTY COUNCIL COUNTY OF NORTHAMPTON - RRZ ACCT LEONARD T NORTHCRAFT JOYCE B NORTHCUTT NORTHEA ST THEATRE RET PL NORTHEAST THEATRE RET EMP-OPP NORTHEAST UTIL-ALLIANCE CAP MGMT NORTHEASTERN UNIVERSITY NORTHEASTERN UNIVERSITY NORTHERN GROWTH OPPORTUNITIES NORTHERN MARIANAS ISLANDS RETIREM NORTHERN TRUST NORTHERN TRUST-PENS TRANSITI NORTHERS NJ TEAMSTERS BENEFIT DR. MARGOT NORTHEY NORTHROP GRUMMAN CORPORATION VEBA NORTHROP GRUMMAN PENSION MASTER T NORTHROP GRUMMAN PENSION MASTER T NORTHROP GRUMMAN PENSION MASTER T NORTHROP GRUMMAN PENSION MASTER T NORTHROP GRUMMAN PENSION MASTER T NORTHROP GRUMMAN PENSION MASTER T NORTHROP GRUMMAN SAVINGS PLAN NORTHROP GRUMMAN SAVINGS PLAN

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620622-0 620626-3 620627-1 619137-1 615953-2 615979-6 615995-8 615948-6 624159-0 125196-1 103417-0 100798-0 621083-0 620423-6 110999-5 602351-7 124866-9 123152-9 101184-7 611732-5 103295-0 623397-0 624384-3 607940-7 Claim ID 116676-0 108390-2 103570-3 108391-0 124013-7 124016-1 121331-8 116617-4 125452-9 125453-7 125454-5 624160-3 624681-8 642114-8 630623-3 608889-9 108310-4 123496-0 610199-2 608572-5 628171-0 610809-1 109224-3 641454-0 104849-0 618368-9 618369-7 618905-9 602348-7 611799-6 119040-7 625492-6 602346-0

Reject Code G P G W P P P G G M P N P G P G G P P G G G G G P P G G P G G G G

Confidential

NORDSON ARONSON & PARTNERS NORDSON AVATAR ASSOCIATES #1 NORDSON MACKAY SHIELDS FINANCIAL NORFOLK COUNTY RETIREMENT SYSTEM NORFOLK SOUTHERN CAP TR CORP - AG NORFOLK SOUTHERN INVESCO CAP MGMT NORFOLK SOUTHERN IRIDIAN ASSET MG NORFOLK WESTN RWY CO DEF INV FD A NORMA RIBBON & TRIMMING INC PSP MARIAN C NORMAN AMOS NORMAN TRUST ART NOROIAN NORRIS DARRELL IRA ROLLOVER NORRIS DARRELL JR IRA ROLLOVER PR FAITH NORRIS DALLETT M NORRIS LIV TR DTD JUNE 1 THERESA M NORRIS TERRY NORSE IRA NORSEMAN CAPITAL NORTH AMER MB - TODD #1 NORTH ATLANTA UROLOGY 401K NORTH ATLANTIC ASSET MANAGEMENT L NORTH BRANCH WESLEYAN ACADEMY NORTH BROWARD PENSION - LOOM Claimant Name CURTIS A NORTON ARTHUR NORTON IRA #1 HUGH E NORTON IRA #1 ARTHUR NORTON IRA #2 CLARENCE J NORTON TRUST & CLARENCE J NORTON TRUST & BENJAMIN P NORVITCH ROBERT P NORWICH NORWICH ROMAN CATHOLIC DIOCESE NORWICH ROMAN CATHOLIC DIOCESE NORWICH ROMAN CATHOLIC DIOCESE MR BRAHAM NORWICK ELISABETH PALMER NORWOOD ELISE PINKERTON NORWOOD IRRA IM PHILIP W NORWOOD PLDG NOTEBAERT TRUST RICHARD C SALVATORE A NOTO IRA NELL M NOUAK NOVA - REGENT NOVA DOMINI ECCLESIA QUAE-CLSG THE BANK OF NOVA SCOTIA TRUST COMP NOVAK FRANK J TRUST AGTR DENNIS W NOVAK IRA GARY J NOVAK MDSC EMPLOYEE WANDA NOVAR NOVARTIS CORPORATION PENSION MAST NOVARTIS CORPORATION PENSION MAST NOVASTAR HOLDINGS LIMITED SETH NOVATT AND PRISCILLA NATKINS WILLIAM J NOVELLI JR IRA TRUST JAMES W NOVEMBER ANTONIO NOVENA 1994 TRUST F B STEPHEN NOVICK AND STEPHANIE NOVIC

M G G P P G P G P M G P P P M P M M P P G P P G Reject Code G P N P M M M M P G P P P G G P N N P G G P P G X G N G G P N P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 189 of 302 PageID #:54800

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 618652-1 606243-1 607922-9 607606-8 126875-9 615663-0 618531-2 618534-7 643791-5 643792-3 607507-0 637446-8 126789-2 126790-6 608248-3 610489-4 118414-8 124014-5 124015-3 Claim ID 607832-0 649699-7 610076-7 610455-0 610375-8 620838-0 610374-0 610353-7 610350-2 610354-5 609746-4 610349-9 610372-3 610351-0 610377-4 607828-1 610356-1 610355-3 625310-5 625302-4 625303-2 625307-5 625305-9 651134-1 622645-0 622643-4 622642-6 602353-3 120088-7 608439-7 618067-1 110859-0 609872-0 634274-4 651070-1 651068-0 123165-0 112708-0

NORTHROP GRUMMAN SAVINGS PLAN NORTHROP IRA GEORGE -IR NORTHSHORE PENSION - ETF TNT-LDN-NRT04- NORTHUMBERLAND C LINDA J NORTHUP GERTRUDE H NORTHWALL AGY NORTHWEST AIRLINES INC DEFINED BE NORTHWEST AIRLINES MASTER TRUST F NORTHWEST EYE CLINIC LTD NORTHWEST EYE CLINIC LTD TNT-LDN-TDM01- NORTHWEST INTERN NORTHWEST NAZARENE UNIV INC #2 NORTHWEST PIPE RAPID CITY NORTHWEST PIPE SCOTTSBLUFF NORTHWESTERN 501 C 9 NORTHWESTERN LONG TERM CARE HUGH E NORTON #2 CLARENCE J NORTON & CLARENCE J NORTON & Claimant Name NT COLLECTIVE S&P 500 -SL NTCA SELECT LARGE CAP NTCC AFEBT PIEDRA CAPITAL NTCC PARADIGM AM VALUE FE NTCC WM BLAIR MCG FD AFEBT-SL NTCS IE AOC KOKUSAI INDEX FD SSGA NTGA-OREGON - VALENZUELA CAP NTGI COLL DAILY R1000 -LND-SL NTGI COLL MTLY DIVER EQ LND NTGI COLL MTLY ENH SP500 LD NTGI COLL MTLY R3000 LND NTGI COLL MTLY SP500 LND NTGI COLL MTLY SP500 NON NTGI COLL MTLY SP500 VAL LD NTGI COLL MTLY SP500 VAL NON NTGI COLL WKLY SP500 LND NTGI COMM DLY SP500 VAL NTGI COMM MTLY SP500 NTGIQMCOLDLY R1000 VALEQIXFD-LD NTGIQMCOLDLY S&P500 EQ IX FD-LD NTGIQMCOLDLY S&P500 EQ IX FD-NLD NTGIQMCOMDLYR1000VALEQIXFD-LD NTGIQMCOMDLYS&P500TAXEXPTFD-N NTH AMERICAN OPPORTUNITY FUND NTQA- EQ RUSS 1000 V NTQA- PSP Q EQ NTQA-EQ R1000 GR JEFFREY B NUCEY GEORGE ANN NUCHIA IRA NUDEL GIFT TRUST SALLY -CLSG NUESE IRREV FAMILY TRUST OPC ALICIA G NUGAS IRA NUH - ETF NUHOU CORPORATION INVESTMENT MGMT NULAL STAT FD 3 INTL EQUITY NULIIL EQUITY ROBERT L NULL IRA KAARE G NUMME JR

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627530-3 109202-2 106052-0 104663-2 100150-7 640120-1 120972-8 100646-0 121437-3 615930-3 607057-4 123955-4 641705-1 622337-0 621098-8 621413-4 619014-6 621660-9 621412-6 Claim ID 625586-8 625585-0 125713-7 125712-9 608149-5 125714-5 625587-6 623352-0 611632-9 110708-9 110706-2 110710-0 621410-0 626950-8 633387-7 610310-3 619971-2 626838-2 626789-0 610515-7 610467-3 620084-2 610210-7 620680-8 620618-2 619442-7 619390-0 609343-4 620619-0 620620-4 116589-5 615243-0 114149-0 114150-3 637538-3 624161-1 102119-2 629383-2

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Confidential

ELIZABETH M NOVICK TEMMEY F NOVIT MICHELLE NOVOBILSKI DIANNE M NOVOTNY IRA GEORGE A NOWAK PATRICIA A NOWAK DENNIS J NOWICKI JOHN V NOWICKI IRA DARLENE R NOWLING NOWOTNY MARY ADVISORY AGENCY NOYES GRAT#1 LINDA F - CLSG ROBERT W NOYES IRA ROBERT W NOYES IRA NPRF BLACKROCK NAEQ BNYE DOCUMENT NRA 15PCT RATHBONE NSLIJ HEALTH SYSTEM CUSTODY NSTAR PENSION PLAN NSTEC MTMS ICAP NSUH PENSION PLAN Claimant Name NUVEEN BALANCED STOCK AND BOND FU NUVEEN CONSERVATIVE ALLOCATION FU NUVEEN EQUITY INCOME FUND NUVEEN EQUITY INDEX FUND NUVEEN INVESTMENTS - NTGI NUVEEN LARGE CAP VALUE FUND NUVEEN LARGE-CAP VALUE FUND P 61966 NVIT S&P 500 INDEX NW BRICKLAYERS PENSION TRUST CUS NW IND CARPENTERS EQUITY FMA NW IND CARPENTERS PENSION FMA NW IND CARPENTERS PENSION NW MARINE RETIREMENT PLAN - QUEST NW-POTTS NW1X #1 NWCHC-IRIDIAN ASSET UNION BANK CAL NWEST IRONWORKERS R NWIW - ANNUITY - NWQ EQUITY NWIW - ANNUITY - SIERRA TODD EQ NWMC&A LEGG MASON CAPIT NWMC&A-JANUS CAPITAL -SL NY NATL COMPUTERIZED PS PLAN NY NURSING HOME-HGK ASSET-SL NY PHILHARMONIC CGA INV ACCOUNT NY PUBLIC LIBRARY-IRIDIAN ASSET M NY SHAKESPEARE FESTIVAL END AOC NY SOC PRV CRUELTY CHIL G FD NYBERG TRS TIC R & N -P NYC DIST CNCL PENSION FD-ARK ASSE NYC DIST CNCL PENSION FD - IRIDIA TEACHERS RETIREMENT SYSTEM NYC NYCERS REI -BNY CUSTODIAN ARMIN J NYFFELER & ARMIN J NYFFELER CAROL F NYGREN IRRA KEITH GILBERT NYHOF VICKI L NYLANDER IRA MORTON NYMAN REV TRUST DTD 3-22-95

G N M N N G M P P P P M P P P P G G P Reject Code G G M M G M G G G G G G G P G P G P G P G P M P P N N P G G G M G P G G N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 190 of 302 PageID #:54801

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 632999-3 108352-0 613962-0 123543-5 617104-4 119621-9 107638-8 107608-6 613236-7 613192-1 612553-0 635805-5 119154-3 634222-1 Claim ID 110562-0 606610-0 630762-0 645646-4 111354-2 103716-1 111575-8 636396-2 119673-1 646008-9 626059-4 637985-0 646625-7 610751-6 652088-0 620651-4 608885-6 126834-1 642064-8 107857-7 648634-7 602361-4 631148-2 602355-0 119803-3 620012-5 107845-3 617203-2 617346-2 602364-9 622938-7 622937-9 111752-1 111753-0 619887-2 637534-0 124618-6 107298-6 636711-9 616157-0 115853-8 616158-8 616123-5

NUNERI MARIA B NUNEZ NUNGESSER ALLENE L TR IMA JACK F NUNLEY NUNN M AND C SELECTRUST BILL NUNN TRUST HUGUETTE H NURNBERG IRA SHELBY R NUSSBAUM NUSSRALLAH G TUA FBO EVAN'S CHILD NUSSRALLAH GEORGE A TRUST JOHN J NUTI TUA JAMES R NUTT IRRA WELLS E NUTT NUUANU MEM ASSN Claimant Name HELEN R O'BRIEN O'BRIEN IRA BRUCE E -IR IRA KEVIN S O'BRIEN JOSEPH J O'BRIEN IRRA JOAN M O'BRIEN ROSE MARIE O'BRIEN BARBARA O'BRIEN TRUST FBO A CARL O'BRYAN JEFFREY A O'CAIN ROSEANN O'CONNELL IRA O'CONNOR CREDIT SHELTER TRUST ELLEN J O'CONNOR HAROLD C O'CONNOR JOANNE O'CONNOR REV TRUST DANIEL B & JOANNE T O'DONNELL HARRY J O'DONNELL JR O'DONNELL TRUST MAUREEN J -DJEROME O'DONOVAN IRA MR LAWRENCE J O'DOWD TTEE ELLEN G O'GORMAN MARY CLARE O'GRADY IRRA THOMAS J O'HARA AND FELICE D O'HAR U/W JB O'HARA BOYS & GIRLS CLUB JUNE O O'HEARN ELLEN F O'KOON O'LEARY B & J JTWROS-S S G A-CUST RUAIRI S O'LOGAIN PAUL W O'MALLEY CO TUA MARITB MARCELLA O'MALLEY ESTATE TRUST THE CHARLES R O'MALLEY REVOCABLE T SUC TR M O'MALLEY U/A FOR JACQUE SUC TR M O'MALLEY U/A FOR JASON O'MEARA AB TRUST DEVIN O'MEARA IRR TR CTC O'NEAL STEEL PENSION PLAN Z JUANITA O'NEALL IRRA BARBARA A O'NEIL MARY P O'NEILL DEBORAH O'REGAN AND RONALD L KAHLE ANN S O'REILLY CATHERINE A O'REILLY IRA ROBERT B O'REILLY MARITAL TRUST GERALD J O'ROURKE

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620637-9 620638-7 120093-3 619074-0 619075-8 619077-4 610641-2 609840-1 622347-8 620219-5 620217-9 609323-0 104557-1 614926-0 Claim ID 616070-0 620639-5 111284-8 106388-0 117729-0 645455-0 616609-1 616606-7 616653-9 124353-5 620633-6 613533-1 615843-9 611142-4 616610-5 120352-5 636575-2 611543-8 126761-2 611428-8 611427-0 623666-9 617330-6 641408-7 645625-1 645627-8 100174-4 126644-6 612022-9 102195-8 602365-7 625405-5 623224-8 113672-0 602359-2 644920-4 109431-9 102570-8 109978-7 122175-2 115712-4 102400-0 102519-8

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Confidential

NYS COURT CLERK ASSOC RETIREE FUN NYS COURT CLERKS ASSN SECURTY BEN NYS PUBLIC EMPLOYEES NYS TEAMSTERS CONFERENCE PENSION NYS TEAMSTERS CONFERENCE PENSION NYS TEAMSTERS CONFERENCE PENSION NYS UNITED TEACHERS-MULDOON OCHR NYSNA - FIDELITY MGMT NYX-AMERICAN NATIONAL BK O CONNOR LOUISE FOR WILLIAM-AFS O CONNOR TTEES FOR D B GSTEXTR-AF O'BRIEN 1991 TRUST BRUCE E CAROL M O'BRIEN O'BRIEN HELEN E 2000 TR-IMA-PLEDG Claimant Name OAK VALUE FUND OAK VALUE FUND DORRICE N OAKES JEFFREY P OAKES MICHAEL R OAKES TRUST MICHAEL R OAKES TTEE OAKLAND CO - ROAD COMM ARMSTRONG OAKLAND CO-EMP VICTORY CAPITAL OAKLAND HOUSING - GRATRY FRANCES R OAKLAND IRA OAKLAND POLICE FIRE-PFRS TRANSITI OAKS INV GP MCG OAKS INV GROUP OAKWOOD ACADEMY FDN INC ENDW OAKWOOD PENSION M T -FIDELITY KENNETH W OATES KENNETH W & JUDY OATES OATFIELD HAROLD & VIRGINIA TOA EDWIN F OATHOYT OB & GYN SPCLISTS - SANGER PSP OB & GYN SPECIALISTS PSP OB27 - US EQUITIES WALTER J OBEN ESTATE TRUST JOHN R OBENCHAIN DCSD LYNN E OBER TTEE 1 LYNN E OBER TTEE 2 HANS J OBERDORFER MARGARET S OBERFELL SALLY R OBERHELMAN TR DTD 8 14 75 HAROLD F OBERKFELL CHRISTINA R OBERMAN OBG HOLDINGS INC CHARITABLE THE OBICI FDN-FUNDING ACCT 832 GUADALUPE D OBINE KERRY W OBLANEY & ANTHONY J OBLANE RAY E OBRECHT TTEE DANIEL F OBRIEN JOHN T OBRIEN IRA 1 JOHN T OBRIEN IRA RICHARD J OBRIEN IRA KIM T OBRIEN MAUREEN A OBRIEN JOHN T OBRIEN TRUST 1

P P G G P M P G M P P G M G Reject Code M M N N G M M P G G P G M P P M P P M P P P P G G G N P P P G P P M P G P G G N G M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 191 of 302 PageID #:54802

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 646884-5 602362-2 633553-5 106944-6 118977-8 644697-3 634338-4 101880-9 615477-8 Claim ID 101421-8 109149-2 118308-7 106364-2 103110-4 611794-5 611796-1 108159-4 120770-9 643793-1 123151-0 634711-8 121326-1 123256-8 118393-1 625580-9 120719-9 101626-1 620218-7 108790-8 625629-5 646048-8 618103-1 618062-0 618063-9 622826-7 121614-7 124799-9 622139-4 118924-7 126829-5 626901-0 110926-0 125025-6 125066-3 619888-0 623228-0 623229-9 623238-8 618757-9 606114-1 606113-3 622395-8 117667-6 646421-1 122351-8 634417-8 634418-6

JAMES E O'ROURKE KARIN O'SHEA SHEILA O'SHEA PAULINE O'TOOLE IRA THOMAS J O'TOOLE IRA MR HERBERT O'WHITE IRRA OAHU TRANSIT SERVICES INC PP OAK KNOLL ASSOCIATES OAK RIDGE LARGE CAP EQUITY FUND Claimant Name OCEAN PHYSICIANS MPP OCEAN PHYSICIANS PC MONEY PP PL JOANNE OCHS JOHN A OCHS ARNOLD J OCHS TRUST #1 OCHSNER CLINIC - OAM AVATAR LLC OCHSNER-ICAP DONALD A OCKER TRUST OCLC ONLINE COMPUTER LIBRARY #1 OCLCOFNLINE COMPUTER LIBRARY CENT MARTA OCON IRA MARTA OCON IRRA ROSEANN OCONNELL IRA RAYMOND OCONNELL JR BRENDAN T OCONNOR OCONNOR GLOBAL CONVERTIBLE ARBITR HAROLD C OCONNOR MICHAEL E OCONNOR IRA OCONNOR LOUISE FOR JOSEPH TR-AFS MARY OCONNOR LUCAS CHARLES P OCONNOR T/U/W DOMESTIC E FBO DAVID P ODASSO MD ODOM CHARITABLE LEAD TR ODOM CLAT ODOM CLAT PVMF ODOM TAYLOR #2 LAWRENCE J ODONNELL IRA LAWRENCE ODOWD IRA OEI MD RUDOLPH T OELMON FAMIIY LT PARTNERSHIP CHARLES H OESTMANN TRUST OET DB QUEST BETH A OETZEL BENJAMIN OEY BENJAMIN OEY TRUST CTC OF'NEAL STEEL SALARIED RETIRE OFFICE OF PROFESSIONAL EMPLOYEES OFFICE OF PROFESSIONAL EMPLOYEES OFFICE OF PROFESSIONAL EMPLOYEES OFFICEMAX MASTER TRUST OFFIELD APPTV TR FBO PHO-CLSG OFFIELD APPTV TR VIII FBO JSO OFI AUGUSTA OGAWA ROBERT LEO OGG ROBERT C OGLE & OGLE CHRISTOPER MARIO FALCHINI OGLE RICARDO MICHAEL FALCHINI

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643050-3 119929-3 639278-4 101371-8 614239-7 613970-1 602366-5 109148-4 101420-0 Claim ID 634301-5 116953-0 616611-3 620358-2 124039-0 618793-5 618794-3 649508-7 602367-3 611380-0 616073-5 616076-0 616074-3 643892-0 606779-4 606570-8 120824-1 100161-2 602357-6 612309-0 634327-9 110583-3 111853-6 618570-3 613329-0 608250-5 609845-2 619873-2 624167-0 648297-0 117487-8 113664-0 610541-6 610501-7 121079-3 100542-1 103108-2 608026-0 602354-1 602370-3 111681-9 103546-0 617872-3 602369-0 602372-0 630191-6 639843-0 606265-2

Reject Code P M N N P G G M G G M G M X G P M N P P G G G G G N G N G P G G P P P G G G G P M M M P G G G G

Confidential

HARRIETT L OBUS DAVIS (LG CAP VA HARRIETT L OBUS DR CLEMENTE OCA IRRA JOSE A OCASIO OCCIDENTAL PETROLEUM GRANTOR TRUS OCE RETIREMENT FUND FIDELITY ADVI OCEAN INVESTMENT ASSOCIATES COF P OCEAN PHYSICIANS MONEY PP OCEAN PHYSICIANS MPP Claimant Name OHA - INVESCO SHARON OHARA A PRF CORP OHI ALLIANCE EQUITY PENSION OHIC INC - INVESCO EQUIT OHIO AFSCME CARE PLAN OHIO CARPENTERS PENSION PLAN OHIO CARPENTERS PENSION PLAN OHIO INDEMNITY OHIO INVESTMENT ASSOCIATES COF PI OHIO MACHINERY PP INV OHIO NATL FD INC OMNI PORTFOLIO OHIO NATL FD INC SOCIAL AWARENESS OHIO NATL MID CAP OPPORTUNITY POR MR STEVEN C & MRS JUDITH B OHLIGER OHLSON GST EXEMPT MARITAL TR OHLSON GST NON-EXEMPT MARITAL ROBERT L OHM ROBERT G OIE GARY R OIEN OILGEAR CO M T NWQ GLEN R OKAZAKI IRA INV MGMT - EQU RICHARD H OKENFUSS IRA OKLA CITY PHILHARMONIC FD OKLAHOMA FIREFIGHTERS PENSION + OKLAHOMA UNCLAIMED PROPERTY OKONITE PENSION-EQUITY OKPER-AELTUS INVESTMENT BENJAMIN R OKULSKI IRA ROLLOVER NEIL OKUN & JOAN OKUN JTWROS BERYL H OKWIT AND SEYMOUR OKWIT TI OLD GUARD INSURANCE COMPANY MARLEA S OLDFIELD OLERS-HOTCHKIS & WILEY -SL OLERS-MACKAY SHIELDS PATRICIA H OLES TRUST FANELLI P OLGA IRA LOUIS J OLGIATI OLIN - LSV ASSET MGMT CAROL OLIVAR MS JOAN OLIVAR MARIA H OLIVARRIA ANGELA C OLIVAS OLIVE B COLE FNDT - WAM INDEX ONYX NOEL OLIVEIRA TRUST DTD 1 3 2 MR PETER W OLIVER & MRS ELIZABETH IRA TR ZONNA OLIVER CONDUIT OLIVER G RICHARD III & DONNA G OLIVER GST EDNA PROPERTY-CLSG

G M G G G G G M P Reject Code G P P G M G N P G P P P G P P P M P G P P G P G P P G P P P G X P G M N X P P P M N P P G G M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 192 of 302 PageID #:54803

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 632939-0 100434-4 611383-4 611446-6 Claim ID 110001-7 607110-4 624171-9 123062-0 108027-0 103008-6 119734-7 101161-8 121932-4 602368-1 624173-5 114671-8 114602-5 624172-7 121795-0 119026-1 109166-2 632947-0 611722-8 626960-5 100480-8 626834-0 626891-9 121242-7 618260-7 619985-2 608414-1 608415-0 115694-2 615922-2 615669-0 615668-1 118113-0 118114-9 115143-6 121967-7 121516-7 118124-6 603125-0 650812-0 611359-1 616072-7 616071-9 633421-0 123437-4 125169-4 121772-0 112125-1 620220-9 620221-7 106463-0 400004-8 Claim ID

OGLEJOH BRADFORD A OGREN SR IRA OH CARP HEALTH FUND-H&W FIX INC OH MASONIC HOME C E BRISTER OCHR Claimant Name LEO A OLIVIER & OLNEY IRA ROLL CRAIG A -IR STUART AND LILLIAN OLNEY JOT ANITA N OLSEN CATHERINE D OLSEN DENNIS S OLSEN CHRISTINE A OLSEN IRA KENNETH OLSEN MAUREEN A OLSEN RICHARD F OLSON AND MARY M OLSON J FRANK A OLSON MARILYN C OLSON IRA RICHARD L OLSON IRA FRANK A OLSON IRA ROO JANE C OLSON JOHN S OLSON PHYLLIS OLSON JOHN D OLSON TRUST OLSONITE CORP ASSETS - LG VALUE OLSSON TR A TW CLOSING MARY H OLSZEWSKI IRA OLT DB - QUEST OLT DC - QUEST INVESTMENTS RONALD S OLTREMARI JOHN R OLVER IRREV TR REG DIOCESE OF OLYMPIA - INVESTMENT OLYMPIA FIELDS PST -CLSG OLYMPIA FLDS INT MED P P -CLSG FIRST NATIONAL BANK OF OMAHA OMAHA HOME FOR BOYS ANNUITY AGENC OMAHA POL & FIRE ARK #2 OMAHA POL & FIRE INVESCO #1 ARTHUR E OMAND JR 1 ARTHUR E OMAND JR 2 ANGELINA G OMARTANG BAHRAM OMIDIAN RAMONDA OMIDIAN ON CHIP SYSTEMS ON-SITE TRADING INC 691542 ONATRIO LIMITED ONCO MT-INSTITUTIONAL CAPITAL ONE FUND INC GROWTH PORTFOLIO ONE FUND INC INCOME & GROWTH ONE WALL STREET PARTNERS L.P. DENNIS L ONEAL DEBORAH A ONEILL GERALD W ONEILL JOSEPH E ONEILL IRA ONEILL J FOR B LEA-TR-AFS ONEILL J FOR T LEA-TR-AFS LAREDO L ONEILL PAUL M K ONO FAMILY TRUST Claimant Name

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606261-0 610747-8 606094-3 610969-1 Claim ID 400007-2 117131-3 623385-6 650889-8 633493-8 126244-0 605463-3 610032-5 626810-2 626805-6 634372-4 614001-7 622390-7 650696-8 112434-0 622388-5 620589-5 649368-8 616666-0 118395-8 103942-3 602356-8 115476-1 115475-3 620676-0 622430-0 621964-0 622495-4 622574-8 620640-9 621629-3 621803-2 621938-1 622492-0 612519-0 115470-2 620655-7 620645-0 620642-5 124571-6 111533-2 124041-2 633827-5 115483-4 620643-3 620646-8 622397-4 115485-0 115467-2 115466-4 115465-6 125214-3 Claim ID

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Confidential

OLIVER IRA THOMAS H -IR OLIVER LISA MOSES TOA OLIVER TRUST HELEN L OLIVERIO ANTHONY D IRAT Claimant Name NOBUKO ONO REV RUST ROBERT R ONSTEAD & ONTARIO CANCER INSTITUTE ONTARIO COLLEGE OF ART AND DESIGN BG: 871930 ONTARIO INC ONTARIO MISSION OF THE DEAF REV WILLIAM J ONUSHCO OOD-LLC - WELLS OP ENG 302 612 RET - LSV S CAP VA OP ENG 302 612 RET - RIM MID CAP OP ENG ANNUITY BSCM OP ENG PEN INVES OP ENG-ALLIANCE CAPITAL OP-FONDS PABL 1 KAREN S OPALEK IRA OPB ALLIANCE BERNSTEIN INSTL INV OPEC FD FOR INTL DEV-CAP GUARDIAN CATHLEEN VON OPEL IRREV-DAVIS OPERATING ENGS 324 - VICTORY OPERATIVE PLASTERERS & CEMENT EDWARD Q OPICHKA IRA NANCY OPOCZYNSKI OPP GARTMORE MILL GROWTH FD II OPP JENNISON GROWTH FUND OPP QM ACTIVE BALANCED FUND-515 OPPEN L CAP EQUITY OPPENHEIMER OPPENHEIMER OPPENHEIMER OPPENHEIMER AGGRESSIVE GROWTH FD OPPENHEIMER CAPITAL OPPENHEIMER CAPITAL OPPENHEIMER CAPITAL OPPENHEIMER CAPITAL OPPENHEIMER CAPITAL CUSTOM FUND OPPENHEIMER CAPITAL INCOME FD OPPENHEIMER CAPITAL INCOME FUND OPPENHEIMER CONCENTRATED GROWTH F OPPENHEIMER GROWTH FUND-270 ALICE OPPENHEIMER IRA MARTIN OPPENHEIMER IRA MARTIN J OPPENHEIMER IRA UHS OPPENHEIMER LARGE CAP OPPENHEIMER MAIN STREET OPPORTUNI OPPENHEIMER MAIN STREET GROWTH & OPPENHEIMER MAIN STREET OPPORTUNI PBF OPPENHEIMER OPPENHEIMER QUEAT CAPITAL VALUE F OPPENHEIMER QUEST INTERNATIONAL V OPPENHEIMER QUEST OPPORTUNITY VAL OPPENHEIMER QUEST VALUE FUND RENA M OPPENHEIMER Claimant Name

P P P P Reject Code G G P P P G G P P M G G P N G P M G G G G G G G M G G G G W G G G P G P M M M P G M G G M M G G G G P P Reject Code

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 193 of 302 PageID #:54804

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 631462-7 620641-7 115484-2 620648-4 620647-6 652822-8 115471-0 614000-9 611492-0 611494-6 611491-1 611493-8 634387-2 625314-8 615736-0 615735-1 618880-0 618881-8 618882-6 606860-0 105903-3 105902-5 122892-7 625600-7 619547-4 633592-6 613780-6 630238-6 611360-5 111948-6 626825-0 614434-9 619597-0 619595-4 619594-6 619598-9 619593-8 100216-3 114261-5 113610-0 101280-0 644589-6 634129-2 610365-0 125001-9 647597-3 119867-0 606436-1 627228-2 627229-0 115454-0 108762-2 Claim ID 647014-9 647015-7 110376-8 637260-0 103089-2

SO CENTRAL CT RET - OPPENHEIMER OPPENHEIMER TOTAL RETURN FUND-420 OPPENHEIMER TRIN LG CAP GRTH FD OPPENHEIMER TRINITY CORE FUND-211 OPPENHEIMER TRINITY VALUE FUND OPPENHEIMER TTEE 2/10/78 OPPENHEIMER VALUE FUND OPR ENG PN INTEC OPRSF-ANNUITY A AG OPRSF-ANNUITY JOHNSON CUST OPRSF-ENDOWMENT I AG OPRSF-ENDOWMENT JOHNSON CUST OPTICAL SUPPLIERS INC PSP OPTRUST - SSGA MSCI 50 HEDGED - U OR RETAIL EE PEN TR - QUEST INV OR RETAIL EE PEN TR-FREEMAN ASSOC ORANGE COUNTY EMPLOYEES RETIREMEN ORANGE COUNTY EMPLOYEES RETIREMEN ORANGE COUNTY EMPLOYEES RETIREMEN ORB TRUST JEAN T RONALD ORBACH IRA RONALD ORBACH JOHN E ORBECK IRA ORBIT II PARTNERS LP ORCHARD S&P 500 INDEX ORCHARD S&P 500 INDEX PORTFOLIO O ORCHID INVSTMENT L P-IMA IM RAFAEL A ORDONEZ TR PLDG ORE MINING MACKAY SHIEL CIP JERI J OREABOE OREGON DISTRICT FOUNDRY-QUEST OREGON JEWISH COMM FDN EQUITY OREGON PERS R1 GROWTH INDX R S 3 OREGON PERS R1 GRW IDX DOM R S2 OREGON PERS R1000 VAL DOM R S2 OREGON PERS R1000 VALUE R S 3 OREGON PERS RUSSELL 1000 R S STATE OF OREGON ROBERT ORENSTEIN SHIRLEY ORGEL TR OLGA E ORISHYN MARGO ORLANDINI ORLANDO H LYMAN CH TR CO TRUSTEE ORLANDO-RHUMB RUSS 1000 VALU #2 MARTIN E ORLICK JASON ORLOFSKY THOMAS F ORMAN ORNER IRA WILLIAM -IR ELIZABETH ANN ORNER REV TR LESLIE ORNER REV TR CHRISTIAN J ORNES ALEXANDER ORNSTEIN IRA Claimant Name OSTROW ELECTRIC CO RETIREMENT PL OSTROW ELECTRICAL EMPLOYEES PS TR BOBBIE M OSTRUM BOBBIE M OSTRUM IRA MARY EILEEN OSULLIVAN IRA

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602376-2 624176-0 648045-4 652512-1 116597-6 116196-2 652513-0 116396-5 652509-1 623753-3 613160-3 615611-8 615659-2 643524-6 114962-8 122255-4 613545-5 102862-6 610998-5 113425-6 113496-5 113497-3 113498-1 602375-4 101472-2 101473-0 120552-8 120405-0 651680-7 612000-8 616489-7 105678-6 641923-2 615530-8 615679-7 615526-0 651681-5 649158-8 634392-9 613365-7 605316-5 602377-0 602379-7 605423-4 115351-0 108670-7 117468-1 102773-5 612202-7 612201-9 609606-9 608896-1 Claim ID 117358-8 614638-4 119611-1 120133-6 639528-7

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Confidential

ELIZABETH ORNSTON A STRATTON ORR & LIDA W ORR JTWROS CARRO T ORR G WILLIAM ORR FAMILY TRST FBO WILLIAM G ORR FT GW ORR MARITAL TR G W ORR MARITAL TRST FBO CLARA L ORR REV TR CLARA L ORR REVOCABLE TRUST OF 198 KATHERINE ORR UOA H BUCKNER DTD 12 ORR WALDON FAMILY TRUST LINDA ORRICK REV TR-CUST ACCT THELMA ORSHEK TEST TRUST JUAN J ORTEGA KAREN M ORTEL IRA DEANNA M ORTHMEYER ORTHO ASSOC RET FBO SUTHERLAND IVETTE ORTIZ ORTMANN ROBERT IRA DAVID S ORTNER SUSAN ORTNER ALVIN B ORTNER TRUST JOYCE L ORTNER TRUST NINA ORVILLE AND EDOUARD NAMMOUR J LOUISE OSBORNE #1 LOUISE OSBORNE #2 EDDIE J OSBORNE EDDIE J OSBORNE IRA OSBORNE PARTNERS CAPITAL MANAGEME JAMES AND KATHRYN OSEN TEP OSG SHIP MANAGEMENT INC EMPLOYEE ARTHUR E OSGOOD WILLIAM OSGOOD ASSC. INC. PROFIT S L M & E A OSHAUGHNESSY CH REM UN IAO TR FOR D M OSHAUGHNESSY CLSD LM OSHAUGHNESSY W P CAP OSHER MICHAEL ANNIE OSHIMA OSHIRO ROBERT C PST ROO DBPP & HR OSHKOSH - MACKAY SHIELDS DB LORETTA J OSKEY REVOCABLE TRUST UO OSKVEST ASSOCIATES LLC OSKVEST ASSOCIATES LLC OSKVEST ASSOCIATES LLC ROBERT J OSMAN RONALD P OSMOLINSKI JOHN P OSSENFORT III MARY K OSTERBROCK TRUST MILTON & JORETTA OSTERMANN IND POR MILTON & JORETTA OSTERMANN TR TEP OSTERN STANLEY SEP PROP -DOSTROGA TRUST SANDRA A -CLSG Claimant Name BETTY OWEN TRUST OWEN WILLIAM F JR - IMA GLENDA B OWENS DEAN T OWENS SEP GLENDA B OWENS SEP

G P G M G G M G M M P P P G P M P M P G G P P G N N M G G P M N G P P P N G G G P P P P X N G N P P G P Reject Code M P M N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 194 of 302 PageID #:54805

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624177-8 126428-1 628103-6 603089-0 603090-4 603092-0 603093-9 603094-7 603095-5 115462-1 115461-3 115460-5 115459-1 110110-2 639003-0 624584-6 105749-9 100073-0 126440-0 100917-6 605213-4 619821-0 119416-0 614156-0 627066-2 640885-0 100173-6 614856-5 111695-9 609321-3 616613-0 602363-0 111373-9 608178-9 621849-0 103330-1 106914-4 107137-8 104145-2 623674-0 615498-0 623675-8 623676-6 613020-8 103402-2 109056-9 610305-7 Claim ID 611612-4 634295-7 634355-4 634356-2 634269-8 619836-8 114374-3 123424-2 613449-1 623649-9

MR WILLIAM OSWALD & MRS ELLEN OSWA CHARLENE OSWALD OSWEGO HOSPITAL RETIREMENT PLAN T OTA LLC OTA LLC OTA LLC OTA LLC OTA LLC OTA LLC OTC GEWT EQUITY FUND 1 OTC MULTI EMPLOYER EQUITY FUND OTC MUNICIPAL EMPLYEES EQUITY FD OTC VALUE EQUITY FUND NANCY J OTHERSKI JOE O OTHMAN PROFIT SHARING PLAN OTHO SPRAGUE MEMORIAL INSTITUTE ELIZABETH D OTIS TSURUO K OTSUKA NINA J OTTENSTEIN TR LOUIS W OTTERBOURG IRA GREGORY J OTTMAR OTTO FAMILY TRUST DTD 12 91 JOHN E OTTO OUC TRANSITION OUGH INVESTMENT LTD AGENCY OUR LADY OF MERCY CHURCH BUILDING ELEANOR P OURHAAN IRA OURSLAND PEGGY ANN - IMA ROBERT J OUTLAW IRA OUTREACH COMM MINISTRIES -CLSG OUTSTATE MI TROWEL - OPPENHEIMER LISA OVERINGTON JAMES M OVERMAN OVERNITE-CAPITAL GUARDIANSL OVERSEAS EQUITY PENSION FUND CC 0 WILBURN G OVERSTREET IRA CHRISTOPHER OVERTON CHRISTOPHER OVERTON ELAINE S OVERTON IRA OVERTURE 7 FUND OVERTURE FDN-EUBEL BRADY PLEDGED OVERTURE FUND OVERTURE FUND OWATONNA FOUNDATION-GASNER JOHN L OWEN BETTY OWEN REV TRUST #1 DONNA OWEN S&P500 -P Claimant Name PACIFIC CONF PROF SH PL DC ERISA PACIFIC GUARDIAN ALLIANCE EQUITY PACIFIC GUARDIAN LIFE LTD RET PLA PACIFIC GUARDIAN LIFE LTD INDEX PACIFIC HEALTH RES INS INV ADV MG PACIFIC MARINE ENTERPRISES PLAN T PACIFIC PAIN TREATMENT CENTER PACIFIC REDWOOD MEDICAL GRP IN PACIFIC RIM VOICES PACIFIC SELECT COMSTOCK PORTFOLIO

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P M G P P P G G P G G G G G G P N N M P G P G P G M P G P G G P N P P X G M X P P G G P N G P

100940-0 118920-4 608752-3 114280-1 621570-0 620657-3 648643-6 602358-4 102628-3 642244-6 630120-7 631414-7 644135-1 650213-0 650210-5 109439-4 108852-1 617337-3 611289-7 119275-2 616697-0 616699-7 616696-2 619823-6 618384-0 605425-0 634292-2 634293-0 616705-5 622432-6 123495-1 111234-1 105356-6 621809-1 612538-7 122826-9 107908-5 610658-7 610657-9 110020-3 621420-7 621421-5 107011-8 633654-0 112380-7 126933-0 610977-2 Claim ID 639408-6 602389-4 605125-1 606185-0 615849-8 613539-0 121356-3 634153-5 602384-3 123851-5

Reject Code P G G P G P G G G P

Confidential

SHARON A OWENS TERRY A OWENS OWENS TRUST LEA F -D- NFP VERA S OWENS OWS GIFT ACCOUNT CARCICH OWS GIFT ACCOUNT GROUP 4270 DAVID T OWSLEY BOB OXER AND NANCY OXER JTWROS RICHARD O OXFORD IRA LANCE S OXLEY AND SUSAN M OXLEY JT TUW JANET H OXLEY STEPHEN A OXMAN DR MUSTAFA C OZ KENJI OZAKI IRA KENJI & MAY OZAKI TTEES OZAKI FAMI MARTHA L OZBUN JEANETTE J OZIMEK OZMAN FUSILIER ESTATE TRUST OZMUN RAY G TOA RAYMOND E OZZIE TRUST P & P LOC 333 PENS - WENTWORTH P & P LOC 333 PENS-NATL ASSET MG P & P LOCAL 333 PENS LOOMIS SAYL P & R CRANE TRUST P H GLATFELTER COMPANY MASTER P J'S INVESTMENT COMPANY P MITCHELL BERKELEY CAPITAL MGMT P MITCHELL GROWTH MELLON ASSOC LL P&P LOC 333 PENS-LOOMIS SAYLES 1 PA POWER & LIGHT - JENNISON PA PUBLIC SCHOOL EMP RET SYS PA QUAL PLAN MASTEE TR PA SCHOOL FOR THE DEAF PA UNCLAIMED PROPERTY PALO ALTO MED CLINIC - B T PAASO PAB LIMITED PARTNERSHIP JAMES E PABIN PABIS ARLENE M MOAG PABIS WILLIAM J MOAG ELEANOR C PABLO PACE INDSTRY UNION PEN EB DALY VA PACE INDUSTRY PEN FD-ALLIANCE CAP ASHLEY D PACE REV TRUST SARAH H PACE VITO R PACE ROCCO PACELLA PACHASA HOLLY GDN FBO CB A AG Claimant Name MS VIRGINIA WHITE PAGE AGNES PAGE REVOCABLE LIVING TRUST DAVID A PAGE TOD AGNES PAGE JANICE PAGENKOPF IRA TR FRANK M -IR PAGODA INC PTNRS PAGODA INCOME PARTNERS VASANT K PAI ESTATE MICHAEL OR JOANNA PAI INV MGMT - E SANDRA PAILET CATHERINE B PAINE

P M P N P P M G M G G G G M M X N P G M P P P G P P P G P G G N P P P X P P P N P G P G X N P Reject Code G G G G M G M G G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 195 of 302 PageID #:54806

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 623644-8 623643-0 616685-7 616684-9 615732-7 618335-2 643956-0 618314-0 605205-3 125930-0 126603-9 649306-8 106517-3 106518-1 113743-3 108229-9 119751-7 641226-2 618315-8 618316-6 618317-4 615680-0 602386-0 107836-4 602382-7 624178-6 121066-1 103307-7 101414-5 118498-9 118594-2 644700-7 646719-9 602388-6 646448-3 624179-4 646443-2 637786-6 106295-6 100446-8 639888-0 641391-9 Claim ID 101645-8 116233-0 647050-5 125352-2 118451-2 116838-0 608639-0 624682-6 624680-0 116769-3 117300-6 626887-0 124314-4 100412-3 634382-1

PACIFIC SELECT EQUITY INDEX PORTF PACIFIC SELECT MAIN STREET CORE PACIFIC UN ASSOC-ENDW FUND PACIFIC UN ASSOC-ENDW INV ICS BE PACIFICORP IBEW LOCAL 57 - LSV PACIFICORP RETIREMENT PLAN #2 FBO MR MANUEL A PACIS PACKAGING CORPORATION OF AMERICA GEORGE PACKARD & LOUISE BURNHAM PA MARY A PACKER REKHA D PACKER MRS REKHA D PACKER TTEE DOREEN PACKILA & LEROY PACKILA TRUST DAVID H PACKMAN IRA RAYMOND V PACKOUZ IRA PACOS OF WINDERMERE LP PACOS OF WINDERMERE LTD PTNR PACTIV CORPORATION GENERAL EMPLOY PACTIV CORPORATION GENERAL EMPLOY PACTIV CORPORATION GENERAL EMPLOY PADDOCK FAMILY TRUST OF 1989 PADDOCK INVESTMENT ASSOCIATE COF WILLIAM K PADDOCK LIZBETH L PADDY MS JANNY PADELFORD #1 PADELFORD COMPANY LLC VIRGINIA PADGETT PELAGIA F PADILLA WALTER D PADOW IRA MILDRED M PADOW MR JOHNNY D PAFFORD IRRA EVELYN A PAGAN IRRA MARIA PAGANO RONALD L PAGE AND EDWARD AND CHORALE PAGE CHARITABLE RONALD L PAGE DDS INC JAMES W PAGE IRA MILTON A PAGE IRA JAMES T PAGE LAURA G PAGE MR JAMES H O PAGE Claimant Name KATHERINE PALMER MILDRED F PALMER MORGAN PALMER RAYMOND C PALMER BILLIE J PALMER STEED THOMAS J PALMER PALMER TRUST -DGLADYS T PALMER TRUST DTD 2 10 84 JESSIE K PALMER TRUST LASALLE BANK JAMES C PALMIERI #1 JAMES C PALMIERI IRA #1 PALOMINO CAPITAL CU PALOS VERDES BAPTIST CHURCH ROBERT W PALUGA PAMCAH-UA FUND IX BISHOP STREET

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G P P P P P P P G G M M P P P X M G P G G P G P P P M M M P P G G P G P G G M N M G

123905-8 104922-4 104923-2 619009-0 611719-8 117394-4 117395-2 609437-6 609595-0 609502-0 118947-6 112051-4 119467-4 117456-8 614795-0 602390-8 114545-2 620090-7 109922-1 633283-8 633291-9 633290-0 611553-5 109907-8 637844-7 125430-8 125269-0 125270-4 125267-4 125268-2 113604-6 614152-8 614153-6 622236-6 618762-5 618761-7 126277-7 625520-5 652682-9 609185-7 637280-5 107302-8 Claim ID 600994-8 621884-9 102061-7 105138-5 620091-5 620092-3 119605-7 650727-1 122986-9 102333-0 102332-2 605206-1 602394-0 602393-2 114665-3

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Confidential

CHARLES D PAINE JAMES E PAINE IRA PATRICIA G PAINE IRA PAINTERS AND ALLIED TRADES DISTRI PAINTERS UNION PENSION - MHII PAINTING INDUSTRY ANNUITY FUND PAINTING INDUSTRY ANNUITY FUND PAIRITZ 1994 REV TR JOHN-CLSG PAIRITZ GST R JOHANNA-CLSG PAIRITZ PENSION PLAN JOHN -DSANDRA E PAIVA IRA MANOOCHEHR PAJOOHI IRA LAURA A PAKENAS PHILIP D PAKULA PALA ECON DEV - EQUITY KURUVILLA M PALAKUDY ROGER E PALENSKE PALEX RET SAVINGS PLAN-OPP DANIEL PALEY & WILLIAM S PALEY FOUNDATION INC - M WILLIAM S PALEY FOUNDATION INC - P WILLIAM S PALEY FOUNDATION INC PALEY IRVING H TRUST AGTR JEANETTE PALEY TRUST FBO EDWIN V PALILEO PALISADES PARTNERS KRISTY A PALISI KRISTY A PALISI KRISTY A PALISI TRUST #2 KRISTY A PALISI TRUST #3 GERTRUDE C PALLER TOWN PALM BCH L-EQ TN PALM BCH-EE L EQ PALM BEACH - DIAMOND HILL TOWN OF PALM BEACH GENERAL EMPLOYE TOWN OF PALM BEACH PUBLIC SAFETY JO ANN PALMA BARTOLOMEO LITA PALMAN AKA LITA KENT TOD PALMER PALMER & PRUTER-D- CLSG PALMER C THORNTON TTEE MARY A PALMER IRA Claimant Name PARALLAX FUND LP PARAMETRIC S&P INDEX MANUEL M PARAMO SUSIE PARAMORE PARAMOUNT FAB RET INC PL-INV PARAMOUNT FAB RET INC PL-SBAM PETER G PARASKOS MARY P PARDEE PARDINI QTIP TRUST CLAUDE PARDO SHERYL PARDO GEORGE PARDUN GREGG PARDUN MARJORIE L PARDUN LUIS PAREDES IRA

N P P G G M M G G G P G M G G P N P X P P P P X G G N M P G P G G P P P P P M G M G Reject Code G M M G P P M G X N N G G P X

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 111958-3 621737-0 110833-6 602391-6 119469-0 118349-4 626643-6 119674-0 119887-4 620654-9 616444-7 620653-0 115030-8 115028-6 644424-5 121187-0 637530-8 123639-3 602392-4 101784-5 608678-0 103912-1 103911-3 608576-8 113045-5 616005-0 113210-5 114592-4 110084-0 123419-6 613581-1 119799-1 120118-2 117894-6 121940-5 616080-8 600992-1 Claim ID 109119-0 611336-2 123756-0 121046-7 121312-1 102471-0 643601-3 620034-6 623139-0 125111-2 611317-6 611604-3 638146-4 122207-4 611319-2 111138-8 112551-6 638664-4 623086-5 612050-4

CONCETTA E PANACCIONE PANAGORA WORLD GTAA STEVEN PANAMA 1 DIPAK M PANDYA AND RAJESHWARI D PA DONNA PANG JOHN R PANGRAZIO BERNARD & MARY PANITCH NORBERT J PANKO IRA MARY Y PANKO TRUST #2 PANORAMA GROWTH FUND-608 PANORAMA GROWTH PORTFOLIO PANORAMA TOTAL RETURN FD-609 JAMES PANOS IRA 2 SHARON PANOS IRA MR GLENN S PANTEL & MRS LISA K PAN GLENN S PANTEL AND FBO ROSANNE D PANTER ROSANNE D PANTER IRRA TOMAS R PANTOJA GINA PANZANELLA PANZARELLA TRUST STEPHEN -PD DAVID E PANZER PHYLLIS PANZER IRA PAOLUCCI TIC JOSEPH & ANNA-DHELEN A PAPAIOANOU IRA PAPAL FDN UBS GLOBAL RUSS PAPARO CATHERINE S PAPAY LAX GEORGE A PAPAZIAN MARIA H PAPE PAPERCON SEV RRZ HOWARD PAPPERT BRUCE C PAPPS IRA ROSALIE M PAQUE JAIRO O PARADA PARAGON DYNAMIC FORTRESS FUND PARALLAX FUND LP Claimant Name GEORGE PARKER PARKER HOLDING ACCT II CIP BOBBY PARKER IRA BRUCE W PARKER IRA HOWARD K PARKER IRA KELLY P PARKER IRA LYLE D PARKER IRA PARKER JAMES L-TR-402183-SECURITI PARKER JUDITH TRUSTEE 405 JUDY A PARKER PARKER KEY FIXED CIP PARKER LORRAYNE R TRUST B AGTR MARY R PARKER PARKER POE CHARITABLE TRUST PARKER PUTNAM CONVERTIBLE C I P SALLY S PARKER SANDRA D PARKER GEORGE PARKER SEP SOUTHPORT - D AND J PARKER D PARKER SUPPL L C CORE FBO JENNIF

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120314-2 104216-5 115622-5 115749-3 111636-3 111789-0 120438-6 651623-8 101257-6 624418-1 106565-3 106654-4 104897-0 609916-5 609716-2 103635-1 106777-0 106778-8 650075-7 113575-9 103151-1 634309-0 611340-0 123884-1 103152-0 608698-5 113424-8 121162-5 122010-1 611335-4 107288-9 109218-9 602395-9 623138-1 104215-7 123360-2 645123-3 Claim ID 611639-6 617321-7 647756-9 103606-8 100582-0 113115-0 107361-3 610979-9 116366-3 110756-9 645262-0 103179-1 103156-2 108746-0 117203-4 622349-4 606808-1 606356-0 606354-3 606807-3

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LEONARD J PARENT IRA BARBARA C PARFITT BARBARA C PARGOT RAJIV C PARIKH VINCENT PARILLO 1 VINCENT PARILLO 2 RICHARD E PARIS IRA SUZANNE DELANO PARISH CHILDREN'S T DWIGHT E PARISH SUZANNE DELANO PARISH REVOCABLE TR ANTHONY PARISI IRA ROCCO PARISI IRA MARY LUE PARISOTTO IRA PARK FDN - CITIZENS FUNDS PARK FDN LEGG MASON -SL GLENN F PARK KATHY PARK IRA #1 KATHY PARK IRA #2 D NAN PARK IRA JEFFREY L PARK JON W PARK MOON SOO PARK MD ROO IRA-FHB INV M PARK OHIO COLL INV TR C I P PARK RANDOLPH & CO KENNETH W PARK REV TRUST PARKE TRUSTS TIC C & R -DNANCY Y PARKER #1 RALPH C PARKER #1 RALPH C PARKER #2 PARKER - NORTHERN HOLDING MARILYN PARKER ASELTA CHARLENE J PARKER CHARLES F PARKER PARKER DAVID TTEE IM-PLD DOUGLAS W PARKER PARKER FAMILY TRUST FBO MR HOWARD K PARKER Claimant Name PARRY CENTER - QUEST INV MGMT WILLIAM C PARRY RESIDUARY TUW CAROLE PARSONS AND ROBERT PARSONS DANIELLE K PARSONS ERIC R PARSSINEN FBO N PARTHEMOS PARTRIDGE FAMILY TRUST PASALIS JOHN G IRAT REBECCA C PASCO PASQUINELLI PRODUCE CO PSP SPENCE H PASS TTEE CARMEL J PASSALACQUA TR MARGARET P PASSALACQUA TR MARGARET P PASSALACQUA TR RICHARD PASSER IRA PASSIVE S&P 500-DC PASSON DECEDENT'S TRUST PASSON LOIS -IRA PASSON PHILIP J & LOIS J PASSON SURVIVOR'S TRUST

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 634211-6 634201-9 634200-0 642072-9 101486-2 612085-7 635680-0 611448-2 637553-7 100166-3 108821-1 123998-8 116040-0 605427-7 120714-8 642292-6 106806-7 120052-6 627177-4 627175-8 627168-5 627169-3 104678-0 650832-4 650963-0 102556-2 113676-3 113677-1 109454-8 638587-7 652769-8 119381-3 Claim ID 126929-1 623131-4 636644-9 645092-0 612788-6 605241-0 609173-3 118063-0 111970-2 110631-7 106551-3 106582-3 104150-9 118709-0 606513-9 121171-4 121169-2 121167-6 121166-8 109327-4 104503-2 641085-5 119870-0 644854-2 610225-5

JOHN E PARKER TTE FHB PLG INV MGT CAROL D PARKER TTE INV MGT -BAL JOHN & CAROL PARKER TTE INV MGT BA MILDRED E PARKER TTEE STEPHEN L PARKINS IRA THOMAS & BARBARA PARKINSON AGY TEP JAMES PARKS IRRA PARMA HOSP HEALTH CARE TOA IMOGENE PARMA IRRA BRIAN J PARMER IRA MORTON PARMET MORTON PARMET KENNETH P PARNELL IRA PARNES FAMILY PARTNERSHIP DENA PARNES TRUST HOWARD A PARNESS IRA ROBERT W PARR TR ROSENDO PARRA PARRAVANO IRREV TR-AMY PARRAVANO E A PARRAVANO IRREV TR-TIMOTHY AMY E PARRAVANO OIAA TIMOTHY N PARRAVANO OIAA MICHELLE R PARRET BERNICE PARRIS BERNICE PARRIS DAVID B PARRISH #1 CHARLES M PARRISH & CHARLES M PARRISH ALLEN K PARRISH IRA LEIGHTON W PARRISH IRRA PARRISH, LUCY CHRISTOPHER PARROW IRA Claimant Name PENNY L PATTERSON IRA TR U/A IRA M PATTERSON IRA WILLIAM C PATTERSON IRA WILLIAM C PATTERSON IRA PATTERSON J## JAMES A PATTERSON PATTERSON JR TTEE WILIAM -CLSG MARGARET F PATTERSON STEVEN W PATTERSON GERALD A PATTISON LINDA PATTON #1 LINDA PATTON #2 TIMOTHY J PATTON AND WILLIAM P PATTON PATURALSKI IRA W THOMAS -CLSG VINOD K PATWA AND FBO ANAMIKA PATWA FBO SIDDHARTHA PATWA SNEH PATWA IRA 2 MICHAEL J PAUGH PAUL & DIXON PROFIT SHAR PLAN PAUL D NEWLIN IRRA DOROTHY O PAUL PAUL FAMILY INVESTMENTS LLLP THOM PAUL FIREMAN TAX-EFFICIENT -P

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652167-3 641129-0 108354-6 108575-1 606374-8 102685-2 115116-9 104756-6 641357-9 612527-1 126686-1 611783-0 116424-4 646118-2 124994-0 650759-0 609807-0 638749-7 644277-3 104030-8 124455-8 102181-8 602398-3 606725-5 652740-0 602400-9 602399-1 115308-0 123935-0 602397-5 107012-6 109417-3 Claim ID 610734-6 123890-6 126141-0 119037-7 624183-2 126608-0 606900-2 105660-3 120934-5 122786-6 645122-5 110318-0 650895-2 652616-0 117044-9 647968-5 614468-3 607989-0 619644-6 619627-6 626931-1 610162-3 610161-5 613573-0 615126-4

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Confidential

THE PAST PRESIDENTS FOUNDATION FBO NORMA PASULA RAMABHAI R PATEL & JANARDAN PATEL IRA PATEL IRA NARGIS S -IR-CLSG JAYANTI PATEL SHARDABEN C PATEL DAVID G PATENAUDE HARRY PATETTA AND ROSE MARIE PATET PATHOLOGISTS CHARTERED EMPLOYEE M PATHOLOGY ASSOCIATES LTD KIRKPATRICK TRUST FBO PATHOLOGY RE JANET K PATLOW HELEN LEE PATMAN FAMILY PARTNERSHI MARY GRACE PATNIK HUGH PATON PATRAS - DRESDNER MR JOHN WESLEY PATRICK & MRS JENNI EUGENE M PATRICK IRRA LESLEY N PATRICK VIRGINIA L PATRY TRUST JOSEPH R PATSY PATTCO INC PATTEN JOHN L TRUST PATTERSON DOROTHY A PATTERSON COF PATTCO EILEEN PATTERSON ELIZABETH A PATTERSON PATTERSON FAMILY TRUST JAMES PATTERSON II JOSEPH PATTERSON IRA JOSEPH PATTERSON IRA Claimant Name PAWLOWSKI ROBERT TOA BRIAN E PAWLUK WILLIAM L PAXON JAMES M PAXTON IRA #1 ELLEN PATRICE PAXTON TR II EST HENRY E PAYNE PAYNE FBO LOIS MYRA BETTY M PAYNE IRA ROBERT K PAYNE IRA SAMUEL C PAYNE IRA MRS BETTY J PAYNE IRRA NADINE M PAYNE SUSAN PAYNE PAYSON ERSKINE PAYTON AND ISAGANI V PAYUMO KATHIE A PAZELL IRR TRUST B PBG-SSGA TRANSITION PBGC ALPHA TILTS R S PBGC R1000V R S PC COFFIN BUTTE CLOS MAG PCA - BALANCED FAYEZSAROF-DV PCA - EQUITY ALLIANCE-DV PCOM-ROOSEVELT PCS VALUE MODEL

M P N G G N M P G P P G N G N G P G G M M N G P M G G M G G M P Reject Code P N G G P G P G M M M N P M G G G G G G P P P G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652840-6 621190-9 121533-7 121534-5 639736-0 107107-6 115876-7 609832-0 637527-8 105480-5 124511-2 126858-9 610652-8 632479-7 632480-0 630138-0 640178-3 612217-5 625465-9 105197-0 115332-3 114806-0 114807-9 108845-9 109245-6 605434-0 100063-2 Claim ID 613229-4 645714-2 614286-9 614287-7 112229-0 106253-0 108498-4 613674-5 119724-0 602404-1 613675-3 117035-0 605286-0 126819-8 622407-5 623654-5 623657-0 120911-6 400103-6 121430-6 123339-4 123340-8 103484-7 611405-9 652853-8 652652-7 101551-6 616103-0 118945-0 101948-1

PAUL G. PAUL IRA R/O PAUL HASTINGS RETIREMENT - OPPENH CARY E PAUL IRA CARY E PAUL IRA DOROTHY PAUL IRRA MELVIN H PAUL R K PAUL PAUL R MOORE JR '99 TR-TNT TAE DONALD E PAULL IRRA KAREN S PAULL PETER E PAULOS LESLIE S PAULS PAULSEN MARGARET R MOAG KIRSCH - NICHOLAS PAULSON F14497 KIRSCH - JENNIFER PAULSON F14499 MICHAEL PAULUCCI NORTHLAND DR RICHARD E PAULUS DAVID M PAULUS TE DS GERALD F PAVLAS IRA ROBERT S PAVLECH MOLLY G PAVLICHKO AND MOLLY G PAVLICHKO IRA MOLLY G PAVLICHKO TRUST ROGER A PAVLIK # 1 ROGER A PAVLIK #2 PAVVEST LIMITED PARTNERSHIP JJ PAWLAK & ASSOC PENSION TR Claimant Name PEARSON SHARON M QTIP MAY JUNE PEARSON TTEE PEBBLE BEACH CO HOURLY - ASHFIELD PEBBLE BEACH CO SAL - ASHFIELD EST WILLIAM B PECE LAWRENCE PECHTER IRA SHARON L PECHTER PECK CAROL RTUA E STANLEY PECK PECK FAMILY ASSOCIATES COF PINSKE PECK ITA FBO JAY PECK JOHN A PECK JUDITH STERN PECK KEVIN T PECK PECO STONERIDGE INVESTMENT PARTNE PECONIC GRENADIER FUND L P PECONIC PARTNERS INTERNATIONAL FU ROXANNE E PECORA PECRS STATES OF JERSEY JOYCE E PEDEN DALE E PEDERSEN IRA SANDRA L PEDERSEN IRA JOE PEDERSEN PEDIATRIC ASSURANCE-LOOMIS OEBA PEDIATRIC GROUP RET PLAN PEDIATRICS OF HAMILTON, INC. MPPP JOE M PEDIGO GRACE J PEDOTO IRA CASEY A PEEBLES JOHNSON HELEN K PEEL

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634245-0 621838-5 618622-0 624186-7 638338-6 121934-0 644372-9 123575-3 123761-6 624187-5 646945-0 105268-3 650215-6 602387-8 638732-2 608892-9 119430-5 645481-0 119296-5 115561-0 605255-0 644896-8 620139-3 602396-7 613228-6 605400-5 126359-5 Claim ID 652940-2 103172-4 101882-5 621604-8 602401-7 607854-0 622208-0 622209-9 622210-2 116832-0 126574-1 100124-8 118950-6 114470-7 615857-9 613605-2 605673-3 623467-4 623465-8 108840-8 600950-6 600951-4 109830-6 613869-1 602406-8 602405-0 615142-6 107811-9 608818-0 107390-7

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Confidential

PCT CRONIN FRIED SEKIYA AAL ALC-B ESPS PDFM MAGNOX ELECTRIC CC 22 01 PEACE OFFICERS ANNUITY AND BENEFI CUSTODY AOC ROGER C PEACE TR OREN M PEACOCK JR IRA EUGENE L PEALE BETSEY PEALE IRRA J DAVID PEARAH AND J DAVID PEARAH IRA J MICHAEL PEARCE & MARGARET MAYA P DAVID PEARCE AND VICTORIA PEARCE J FRANK PEARCE IRA ROBERT PEARE IRA PEARL FINANCE LIMITED COF 1401 C PEARL RIVER VALLEY EPA 401K PEARL TR JACQUELINE MILLER-DPEARLMAN ENTERPRISES PEARLMAN LEDERMAN & RESHEFSKY CRAIG PEARLMAND IRA ROSE M PEARLSTEIN JENNIFER K PEARSON AND JEANNE K PE DELORIS L PEARSON PEARSON GARY C-IRAR HAROLD ARTHUR PEARSON PEARSON JOHN E FAMILY TRUST MRS JEANNE K PEARSON NANCY F PEARSON Claimant Name PELTON, ABBY ERNEST H PEMBERTON IRA JOYCE E PEMBERTON IRA PEMBRIDGE INSURANCE COMPANY THE PEMBROKE GROUP COF PETER E BEN PEMCO AEROPLEX-FOCUSED GROWT PEN JP MORGAN LCG PEN MILLER ANDERSON PEN RHUMBLINE BEVERLY A PENBERTHY PENCOFONDS RAY C PENDLEY IRA #1 ROBERT A PENEZIC LYNDA B PENLAND PENN LARGE CAP PENN LARGE CAPITALIZATION PENN NATIONAL HOLDING CORP PENN SERIES CORE EQUITY FUND PENN SERIES LARGE CAP VALUE FUND JOHN R PENN TR PENNANT ONSHORE PARTNERS LTD PENNANT QUALIFIED FUND LP MARY A PENNEY FAMILY TR PENNINGTON FAMILY TR DTD 2 6 97 I PENNINGTON INVESTMENT ASSOC COF P TRACY PENNOYER PENNSYLVANIA STATE-EQUITY-MELL BA LORI PENROD PENROSE & MAHAFFEY FDN -DCOLLEEN M PENROSE

G M P P G G G P P P G G M G G P G G G N P G P G P G M Reject Code M G G G P P G P P G P P M M M G G G G P P P G G G P M M G X

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 652203-3 609522-4 609777-4 641457-5 106296-4 633549-7 122398-4 114206-2 114205-4 603036-0 109470-0 612787-8 103203-8 608879-1 608878-3 615909-5 615910-9 612711-8 602403-3 109475-0 109468-8 109467-0 Claim ID 119652-9 119698-7 608002-2 608003-0 633416-4 633420-2 633418-0 633419-9 633417-2 610487-8 610518-1 609847-9 610519-0 106399-5 122958-3 635660-5 118732-5 118730-9 636394-6 610704-4 618095-7 620085-0 649408-0 112823-0 101355-6 109110-7 125563-0 121251-6 609543-7 103383-2 102546-5 104411-7 120233-2 112803-5 606027-7

PEERS MISSOURI - SSGA ENHANCED S& PEET REV TR GEORGIA PEF - RUSSELL 1000 FBO RICHARD W PEHLKE JERRY W PEHLKE JR 100238 PEI INC CONSTANCE L PEIRCE PEIRCE FAMILY FOUNDATION ROBERT N PEIRCE PELETZ MR CYRIL PATRICIA PELGER PELL CORNELIA S MELVYN PELL PELLEGRINO TR MARIANNE M -DPELLEGRINO TRUST PAUL M -DTHE PELLETIER TRUST-MCGLINN THE PELLETIER TRUST-PANAGORA PELLOWE H IRA INH FBO DAUGHTERS SYLVIA PELOSSOF ANNE PELTIER #3 ANNE PELTIER TRUST #1 JEANETTE PELTIER TRUST Claimant Name JOSEPH W PEPPER JOSEPH W PEPPER PEPSICO-ICAP -SL PEPSICO-NT CSIF PEQUOT ENDOWMENT FUND PEQUOT INSTITUTIONAL FUND PEQUOT INTERNATIONAL FUND PEQUOT PARTNERS FUND PEQUOT TELECOMMUNICATIONS AND MED PERA-ALLIANCE BERSTEIN GRSL PERA-MANAGED PERA-OPTIONS S&P 500 PERA-S&P 500 INDEX BARBARA M PERALA IRA SUSAN L PERALTA IRA SUSAN L PERALTA IRRA ROBERT R PERCIVAL #1 ROBERT R PERCIVAL IRA #1 HARRIET E PERCY PEREGOY JOHN TOA PEREIRA MARGARET EST TR CMA PERELES BROS SVC PEN PL-OPNHMR LAWRENCE & FRANCES PERELMAN CRT RON PERES IRA ALEJANDRO PEREZ CARMEN H PEREZ GABRIELA PEREZ RALPH J PEREZ IRA PEREZ JORGE M JUAN H PEREZ RAMON A PEREZ PEREZ RAUL PEREZ NELSON PEREZ TRUST YOLANDA PEREZ PERF BARCLAYS GLOBAL INVESTORS

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606542-2 608406-0 620486-4 622696-5 120564-1 615240-6 633994-8 618478-2 618479-0 618480-4 618481-2 122097-7 106270-0 100571-5 611618-3 104175-4 119876-9 121350-4 636480-2 638440-4 122002-0 637658-4 Claim ID 605494-3 116692-1 116693-0 602409-2 602407-6 613983-3 623660-0 623424-0 100761-0 110093-9 102280-6 638441-2 644781-3 100362-3 627083-2 103669-6 106229-8 104986-0 648626-6 648625-8 646103-4 120975-2 106472-0 106956-0 112377-7 100507-3 616571-0 616567-2 628167-2 618967-9 618968-7 618969-5 616568-0 616570-2 102443-4

Reject Code N M G G G G G G G G P G G G G M G G G P N P G G M P M M P N N G P N G

Confidential

PENROSE IRA ROO SHEILA A -IR PENROSE TRUST SHEILA A -P CO-OP GRP PENS EX GRP FIDELITY PENS HOTCHKIS & WILEY PENSCO INC PROFIT SHARING PL PENSIOENFONDS METAAL EN TECHNIEK PENSION AND WELFARE FUNDS OF LOCA PENSION BENEFIT GUARANTY CORPORAT PENSION BENEFIT GUARANTY CORPORAT PENSION BENEFIT GUARANTY CORPORAT PENSION BENEFIT GUARANTY CORPORAT PENSION BOARDS UCC CLIFFORD W PENSKE TRUST DONALD F PENTKOWSKI PENTZ JAMES JOYLEE PLEDGE MOAG PEGGY S PENTZ TONY M PENZONE IRA JOHN F PEONI JOHN L PEPE IRA JOSEPH A PEPITONE IRA JOSEPH A PEPITONE MR JOSEPH W PEPPER IRRA Claimant Name SHELDON PERLMUTTER AND FRIMA SCHNE JEFFREY A PERLMUTTER IRA #1 JEFFREY A PERLMUTTER IRA #2 SHELDON PERLMUTTER PERLMUTTER-GOLDSTEIN INVESTMENT C PERMA-HRLY (CHAR) PERMAL U S CAPITAL GROWTH OPPORTU PERMAL U S OPPORTUNITIES LTDCOF C JANET R PERNA SALVATORE PERNICIARO JOHN P PEROTTI ROLAND H PERQUE IRRA LILY PERRAUD TTEE ODETTE PERREAULT PERREAULT TR PCIAA-ADV RES APRIL M PERREIRA ETEL B PERRINE CHRISTOPHER J PERRONE ANN F PERROTTI IRRA ANTHONY E PERROTTI IRRA FBO ROBERT A PERRY JUNE PERRY IRA LAWRENCE P PERRY SHERI PERRY LISA MARIE PERRY TRUST WILLIAM N PERRY PERS - RUSSELL INDEX- 2850 PERS LARGE CAP ALPHA - 2000 PERS OF NEVADA PERS OF OHIO PERS OF OHIO PERS OF OHIO PERS RUSSELL COMPLETE - 2400 PERS S&P RUSSELL - 2600 PATRICIA PERSBACKER IRA

G G G P G M G G P G P P X P P P M M G G M G Reject Code G G G G G G G G G N N G G N G M P G G G G M P P P G G G M N N P G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 606030-7 606029-3 112138-3 618106-6 125067-1 106504-1 633554-3 622861-5 622922-0 622863-1 109144-1 622864-0 611099-1 623493-3 111827-7 605438-2 101198-7 Claim ID 105261-6 643177-1 621294-8 124411-6 124607-0 611132-7 611127-0 644384-2 625460-8 105049-4 107169-6 612590-5 120242-1 120745-8 112050-6 605299-1 637931-1 609602-6 116006-0 101736-5 625498-5 117945-4 124101-0 618131-7 122597-9 109007-0 122810-2 101713-6 101678-4 111182-5 109112-3 642098-2 608435-4 112072-7 122598-7 118045-2 625522-1 625523-0 625524-8 109367-3

PERF BRINSON PARTNERS PERF J P MORGAN LGE CAP PERFECTION GLASS 401K JAMES S PERKINS CRUT DAV JERVIS B PERKINS IRA DONALD A PERKO TRUST STIPO&ELFRIEDE PERKOVIC PERL A IRA PERL A IRA PERL ARNOLD MARTIN J PERL IRA PERL MARY LYNN PERLICK JAMES FBO JP #1 I-AG DEVITO PERLMAN FAMILY FOUNDATION ILSE H PERLMAN PERLMART INC COF PINSKER GOLDBERG CATHERINE A PERLMURTER Claimant Name MARYANN PETCAVAGE IRA CLAUDE ROBERT PETCHAUER IRA PETER M CRUT MACS EQ-DAVIS EDMUND M PETERLINZ IRA ROBERTA A PETERLINZ IRA PETERMAN F E FAMILY TOA PETERMAN M EVELYN IRREV TOA STEPHEN M PETERS & PAULA A PETERS MARC PETERS - PERSONAL BRIAN E PETERS DAVID J PETERS THE PETERS FAMILY TRUST DTD 7 13 DUANE PETERS IRA FREDERICK G PETERS IRA JACK PETERS KIMBERLY LYNN PETERS MELANIE C PETERS PETERS RESIDUARY TRUST -D-CLSG ROBERT M PETERS SHIRLEY C PETERS TRUST TRUST UWO JOSEPH PETERSEIL FBO JERI S PETERSON #1 BARBARA L PETERSON J & B PETERSON CRUT DAV BOB & GINNY PETERSON FDTN HARRIS A PETERSON HENRY PETERSON JERI S PETERSON IRA #1 ANDREW J PETERSON IRA MARIE A PETERSON IRA REBECCA PETERSON IRA HARRY S PETERSON JR & MADELEINE D PETERSON JTWROS RON & RO-CLSG MARTHA M PETERSON R L PETERSON RANDOLPH S PETERSON DALE E PETERSON REVOCABLE TRU DALE E PETERSON REVOCABLE TRU JERI L PETERSON REVOCABLE TRU ROBERT E PETERSON

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G G M G M P G P P P P P P P N G G

651728-5 622452-0 108829-7 608982-8 652922-4 652358-7 120447-5 120448-3 615880-3 610850-4 636365-2 608856-2 602410-6 602402-5 646811-0 634154-3 625848-4 Claim ID 111796-3 627701-2 610663-3 610662-5 114516-9 602411-4 102526-0 607029-9 103835-4 119840-8 113195-8 625621-0 625611-2 625612-0 625610-4 625614-7 625615-5 625613-9 625605-8 625606-6 625604-0 625627-9 625625-2 625626-0 624688-5 624685-0 114683-1 606296-2 616139-1 638033-6 102585-6 100934-6 606430-2 100205-8 614462-4 607912-1 620918-1 620917-3 620919-0 625717-8

Reject Code G M P M M P P G P P G P M M N P G P M M P P N G P N M P N G P G P M P X P P M P

Confidential

FREIDA PERSCHAU IRREVOCABLE TRUST PERSI-MELLON MGM STK RAYMOND PERSIA PERSICO IRREV INS TRUST -DPERSKY, HOWARD JOHN E PERSON III, ESQ DARROLD E PERSSON #1 DARROLD E PERSSON #2 E HJALMAR PERSSON IRR TR PERSSON VIRGINIA J TTEE IAA J MICHAEL PERTSCH IRRA PERTZ TRUST JOANNE-CLSG MARK PESKIN MR MARK PESKIN BERNICE K PESSEIN IRRA VICTOR & BONNIE PESTANA INV MGMT-B CITIBANK NA AS TTEE OF THE PETAL I Claimant Name PETROLEUM CLUB OF OKC INV MGMT AG ROSE MARIE PETRONE PETROSINO ROCCO TESTM TOW AGTR PETROSINO T & P JTWROS MOAG BILLIE B PETROU JENNIFER S PETSCHEK YOLANDA L PETTIS PETTIT ELAINE LAWRENCE A PETTRONE WANDA N PETTY DIANA M PEUFEL JH PEW FD-PRES USES DOMESTIC EQUIT J HOWARD PEW FREEDOM TR CORE VALUE J H PEW FREEDOM TR HEDGE FUNDS PRI J HOWARD PEW FREEDOM TR LARGE CAP THE J N PEW JR TRUST CORE VALUE PR THE J N PEW JR TRUST HEDGE FUNDS P THE J N PEW JR TRUST LARGE CAP VAL PEW MEMORIAL TRUST CORE VALUE PRI PEW MEMORIAL TRUST HEDGE FUNDS PR PEW MEMORIAL TRUST LARGE CAP VALU MABEL PEW MYRIN TR HEDGE FUNDS PRI MABEL PEW MYRIN TR LARGE CAP VALUE MABEL PEW MYRIN TRUST CORE VALUE P CALEB TILNEY PEYTON M C PEYTON TR FBO BERNARD PEYTON I SHERIESE M PEYTON PFAELZER IRA LORNA S -IR ROBERT B & JILL S PFANNKUCH JT FRANCES PFAU GEORGE E PFAUTSCH STANLEY PFEFFER PFEIFFER IRA ROBERT N -CLSG THOMAS J PFEIFFER PFEIL M REV PFF PFIZER FOUNDATION IRIDIA PFI LARGECAP S&P 500 INDEX FUND PFI LARGECAP VALUE FUND PFI LARGECAP VALUE III - ALL BERN PFI-LARGECAP BLEND FUND I

P G P G M M N N P P G G G G M G P Reject Code P M P P N P N P M M M P G P G G P G G P G P G P P P M G G M G N P P P P M M M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 201 of 302 PageID #:54812

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 126871-6 615533-2 124881-2 126383-8 611984-0 104919-4 646897-7 126373-0 112333-5 112334-3 614543-4 614542-6 Claim ID 652526-1 123185-5 622415-6 622416-4 619073-1 607983-0 607839-7 607848-6 109359-2 622455-5 622417-2 621716-8 619661-6 608019-7 608059-6 608049-9 616334-3 616485-4 121656-2 105865-7 616969-4 110315-6 607060-4 110316-4 617192-3 122062-4 641802-3 103527-4 614966-9 602414-9 605791-8 634071-7 618885-0 618886-9 618887-7 618890-7 119072-5 610755-9 615472-7 641602-0 619578-4 125805-2 120275-8 115645-4 122312-7

ROBIN A PETERSON JERI L PETERSON RVOC TR AGENCY SAMUEL R PETERSON SAMUEL R PETERSON ROBIN A PETERSON T/U/A - TEP JOSEPH M PETITO CATHERINE PETONITO FREDRICK W PETRI FRANK A PETRICH FRANK A PETRICH IRA PETROFF MADELON F - MANAGED IRA B PETROFF MADELON F MANAGED IRA A Claimant Name PFZW WEL - USDEWELLING PG&E CPUC NON QUAL MDT TRUST PG&E-NON-QUALIFIED SSGA PG&E-QUALIFIED SSGA PGA OF AMERICA PGE PENSION - OSPREY #3 PGE VEBA - OAK RIDGE FUND 2 PGE VEBA - OAK RIDGE FUND 4 PGF FAMILY CORP PGH SYMPHONY-JENNISON PGT EQUITY INDEX FUND PHA COOKE-BIELER PHARMA NT US EQUITY R S PHARMACIA & UPJOHN - JENNISO PHARMACIA - NUMERIC TRANSITI PHARMACIA BGI TRANSITION ACC PHARMACIA UPJOHN PEN TR-TRINITY PHARMACIA UPJOHN PEN TR-AELTUS JAMES R PHARRIES MOHAN PHATAK PHEBUS DANIEL L PHELAN IRA PHELAN IRREV TR JOHN D - CLSG MARY C PHELON LIVING TR PHELPS GLORIA IRREV RES TR MICHAEL J PHELPS IRA J MICHAEL PHELPS JR IRRA PAUL R PHELPS PSP PHELPS ROBERT C TRUST - CUSTODY MR THOMAS PHIFER PHILA MUSEUM OF ART ICAP PHILADELPHIA HOUSING CITY OF PHILADELPHIA PUBLIC EMPLOY CITY OF PHILADELPHIA PUBLIC EMPLOY CITY OF PHILADELPHIA PUBLIC EMPLOY CITY OF PHILADELPHIA PUBLIC EMPLOY PHILANTHROPY&EDUCATION FUND PHILBRICK JOYCE MARITAL TOA PHILIP & ELIZABETH ONEILL JT TR PHILIP DE LOURAILLE TTEE PHILIP MORRIS US R S #2 STEVEN PHILIPS THOMAS E PHILIPS STELLA R PHILIPSON LEO B PHILLIPPS

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625714-3 118095-9 620230-6 620231-4 624687-7 607973-3 608192-4 104586-5 617139-7 121714-3 121712-7 118242-0 Claim ID 618221-6 121107-2 605202-9 606463-9 109879-9 115081-2 104368-4 639738-7 119326-0 606967-3 624190-5 642448-1 110010-6 104556-3 121157-9 637532-4 107464-4 641817-1 105521-6 606462-0 100268-6 606232-6 609207-1 637531-6 638299-1 643519-0 626822-6 603103-0 603104-8 626794-7 626877-3 618540-1 619906-2 620513-5 616007-7 610427-4 600034-7 646472-6 602423-8 101341-6 652127-4 109504-8 608767-1 106982-9 109831-4

Reject Code P M P M P P P P P G G P G M P P M M M G G P P G N G M P P G G P G G N N X P P M G M M N P

Confidential

PFI-LARGECAP VALUE III JOHN F PFIFFERLING IRA PFINGST OSBORNE JR TR-INV ADV PFINGST OSBORNE JR TR-INV ADV AFS DEAN WILLIAM PFISTER PFIZER-DOMESTIC RESTUCTURING PFIZER-IRIDIAN ASSET MGT -SL MARY E PFLAUMER TRUST PFLUG JOHN A IREV TR DONALD L PFOHL DONALD L PFOHL SR LAUREL L PFUND Claimant Name GEO & CARIN PHILLIPS CRAT ABR DOVE A PHILLIPS GAIL PHILLIPS PHILLIPS GST EXEMPT -CLSG WANDA Y PHILLIPS IRA #2 BILLIE K PHILLIPS IRA DOROTHY J PHILLIPS IRA DR O M PHILLIPS IRA JAMES B PHILLIPS IRA PHILLIPS IRA KEVIN E -IR LAUGHLIN PHILLIPS IRA M KIETH PHILLIPS IRA O M PHILLIPS IRA PAUL E PHILLIPS IRA PAUL E PHILLIPS IRA DANIELLE R PHILLIPS IRRA JEAN A PHILLIPS DEAN D & SYLVIA E PHILLIPS JTWROS JUDITH L PHILLIPS PHILLIPS NON-GST EXMPT M-CLSG ROBIN R PHILLIPS PHILLIPS SURVIVOR'S TRUST J PHILLIPS TRUST JOHN H -CLSG DANIELLE R PHILLIPS TTEE WANDA L PHILLIPS TTEE GARY L PHIPPS PHOENIX BAL RET CU PHOENIX EDGE SERIES FUND PHOENIXPHOENIX EDGE SERIES FUND PHOENIXPHOENIX FOCUS GROWTH CU PHOENIX NIFTY FIFTY CU CITY OF PHOENIX RETIREMENT SYSTEM PHONEVISION INC DEFINED B P P LOCAL 1 PHOTO ENGRAVERS PENSION FU PHRC PHYSICIANS MUTUAL - OAK RIDG PHZ LONG SHORT TRADING LTD LYNNE S PI-SUNYER IRA ANTONELLA TRABATTONI PIANEZZI HERBERT M PIANIN PIANO INTRNTL ASSOC OF NORTHERN O JOHN D PICCHETTI IRA PICCHIETTI TRUST REMO -P ELAINE PICCIARELLI ANGELO PICCININI FAM TR

P G P P P G P G P N M N Reject Code G M P P P G N P P P P M M G M G G G G P N P P G P M M W G M M G P P G P P M G N M M P P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 202 of 302 PageID #:54813

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102148-6 109878-0 104366-8 624191-3 119810-6 606231-8 642507-0 Claim ID 645640-5 633345-1 124516-3 622319-2 103479-0 103706-4 106006-6 608587-3 652894-5 652931-3 105361-2 609663-8 101056-5 115895-3 646803-9 632583-1 102756-5 123365-3 124318-7 611156-4 100249-0 618023-0 636073-4 111468-9 123776-4 616153-7 605162-6 602425-4 602426-2 602427-0 627037-9 125198-8 120315-0 123354-8 634216-7 121091-2 625716-0 652770-1 123835-3 123833-7 123834-5 605552-4 602429-7 602419-0 124115-0 619280-7 619281-5 619282-3 612029-6 621628-5

CORNELL PHILLIPS #1 WANDA Y PHILLIPS #1 CORNELL PHILLIPS #2 JENNIFER S PHILLIPS & LAUGHLIN PHI PAUL PHILLIPS & PHILLIPS ADMIN TRUST RICHARD E PHILLIPS AND SARAH H PHI Claimant Name ROBERT C PICKFORD JEROME W PICKHOLZ PIEDMONT HEALTH CARE FOUNDTION PIEDMONT STRATEGIC CORE DIANE M PIEGZA WANDA A PIEKARSKI PIEL & ADEY GMBH & CO KG PIEL TRUST THERESE -DPIER,EMILY TRUST PIER,KATHERINE TRUST FBO ELAINE PIERCE PIERCE INVESTMENTS LP -DGERALD G PIERCE IRA LEON A PIERCE IRA LEON A PIERCE JR IRA JUDITH PIERCE JUNIE J PIERCE LINDA PIERCE LINDA S PIERCE PIERCE MAC H 1987 REV TOA ROBERT PIERCE PIERCE WILLIAM C IRA W BARBARA PIERCEY IRRA MARY JANE PIERINI RICHARD PIERMARINI IR TR BONNIE M PIERNER DR PIER LUIGI PIERONI & MRS LIBERA CRISTIANA PIERONI CRISTIANA G PIERONI SABRINA PIERONI PIERPONT TAX AWARE DISC EQUITY FU MARGERY H PIERSEN JAMES PIERSOL IRA LINDA PIETRANGELO TR REBECCA L PIETSCH TR EQUITY INV MG H LORRAINE PIETUCH TRUST PIF - PARTNERS LARGECAP BLEND I PIKE ROBERT T PIKE IRA SHELLEY F PIKE IRA ROBERT T PIKE THE PIKEN FAMILY TRUST HERBERT M & HARRY PIKEN IRREVOCABLE TRUST ROBE ROBERT M PIKEN EDWARD PIKUS PILCHUCK GLASS SCHOOL CONT CLOSIN PILCHUCK GLASS SCHOOL ENDOW FD PILCHUCK GLASS SCHOOL END SCHOL LUCILLE PILGREEN TR - TEP PILGRIM BAXTER HOYT GREIG EQ

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M P M P M P G

103324-7 611189-0 105636-0 115004-9 624192-1 116900-9 101393-9 Claim ID 648512-0 608088-0 618242-9 620020-6 108302-3 624683-4 119821-1 119822-0 643683-8 622375-3 634101-2 110331-8 636438-1 612195-0 102412-4 103482-0 623190-0 616701-2 125003-5 602422-0 602416-5 602430-0 652885-6 114400-6 602417-3 633293-5 624201-4 620682-4 621615-3 125473-1 602627-3 601342-2 602415-7 613171-9 602421-1 100826-9 101073-5 602428-9 101074-3 631562-3 646249-9 114388-3 634430-5 644448-2 119597-2 610150-0 608055-3 626911-7 123846-9 607850-8

Reject Code G P P P N G P P M M P P M M M G P M N P N G G P G G G G G G G M N P G M M M P P G G P P G N G G G G

Confidential

KAREN J PICCININI PICCIRILLO CONRAD A CL 01 IRAT JOHN L PICETTI IRA MILLICENT A PICKER PICKER UNITRUST #2 REBECCA A PICKERING WINLOCK W PICKERING Claimant Name PILIPOVICH JTWROS PILKINGTON-INTECH PILLOWTEX CORPORATION PILLSBURY TAYLOR-TOUOW-SUB ACCT MARTHA B PILOS ALFRED AND KARIN PILZ LAURA J PILZ IRA LAURA J PILZ IRA LAURA J PILZ RRA #2 PIMCO DEEP VALUE FUND PIMCO FIXED INTEREST RENE PIMENTEL IRA RENE AND PATRICIA M PIMENTEL JTWRO GARY PINARD AND DEBRA DIONNE INV A EDWIN L PINCUS PINDLER FAMILY TRUST PINE CASTLE INC IM PINE REST CHRISTIAN HOSP-DEPREC PINEHURST WOMENS CLINIC PINELAND INV ASSOC COF PINSKER GO CARY PINELES AND MARSHA PINELES JT PINETREE INVT ASSOCIATION COF PIN PINEWOOD PARTNERSHIP L R UEALENE M PINGREE MERRIE S PINHAS THE PINKERTON FOUNDATION AGENCY RU ANN PINKERTON TRUST #1 - RUANE FUN PINNACLE WEST CAP RET-DELTA LARGE PINNACLE WEST CAP-VEBA-SALARIED-B PINSK FUND CRUT S D P INVT ASSOCIATES COF PINSKER CASE ASSOCIATES COF PINSKER GOLDBE PINSKER ZWEBEN TRUSTS A PARTNERSH PINSON RAYMOND B FIT ZVI PINTER CHARLES P PINTO IRA MICHAEL L PINTO PAULINE B PINTO TRACY E PINTO IM MONICA PINTO TRUST-PLEDGED LEON PINTO TTEE MERLA PINTOR CHARLES W PINTOZZI AND MARIA A PIN LAURENCE PINZUR AND BARBARA PINZUR LORI A PIOTROWSKI PIPE FITTERS RET FD LOC 597 THE PIPE FITTERS WELF F L 597 PIPE TRADES #36 LOOMIS SAYLES & C ROBERT J PIPECH JR PIPER FNDN - ICAP

N P G N P M P Reject Code G G P M M P M M G G G M G P N M P M M G G G M N G P P G P G G G G P P N M G M M G M G M M G G M M G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 622491-1 121379-2 Claim ID 124613-5 124619-4 105118-0 620761-8 620762-6 125184-8 117168-2 117142-9 609823-1 112813-2 124362-4 616316-5 124920-7 606552-0 621271-9 100948-6 113389-6 124919-3 118919-0 119201-9 618448-0 632551-3 633829-1 109805-5 125803-6 622406-7 119783-5 602432-7 602433-5 602418-1 602431-9 611177-7 602434-3 117306-5 110527-2 603282-6 605654-7 605644-0 121715-1 617632-1 607698-0 110434-9 605441-2 605442-0 605443-9 605444-7 605445-5 605446-3 610525-4 117476-2 111212-0 117814-8 Claim ID 605749-7 605750-0

PILGRIM BAXTER HOYT GREIG EQ ROLAND J PILIE Claimant Name JAMES R PIPER IRA SHARON PIPER IRA WARREN PIPER IRA PIPER JAFFRAY FIN SCOPE OCT 2000 PIPER JAFFRAY FIN SCOPE 5 YR OCT JAMES R PIPER ANN E PIPHER EARL PIPHER PIPIN - DRESDNER BRENDA A PIPKINS DARLENE B PIRE PIRELLI TIRE CORPORATION MASTER LARRY PIRKOWSKY IRA PISTNER IRA ROO JOHN -CLSG PITCHER ARNOLD TR-MACS EQ JAMES W PITELKA JEROME PITKOWSKY IRA LORI PITKOWSKY NANCY N PITMAN IRA GERALD H PITMAN PC PPSP THE PITNEY BOWES RETIREMENT PLANS CHLD TR S PITRODA F1-2822 PEN DIR ACCT-SSGM PITT CNTY MEM HO JONATHAN A PITT PATRICIA L PITT PITT-DES MOINES-SOCIETY BANK VIOLA B PITTIN RESIDUARY DR FRED E PITTMAN MAUDE ELIZABETH PITTMAN EDUCATIONA THE PITTMAN EDUCATIONAL TRUST FOBO FRED E PITTMAN FAMILY TRUST JAMES PITTMAN GEHRING TRUST C AGTR MRS JOAN C PITTMAN JAMES C PITTS IRA MADLEN E PITTS IRA PITTS LAWRENCE PITTSBURGH PENSION-JENNISON PITTSBURGH PENSION-MELLON EQUITY DONALD S PIWNICA PIZZUTI WILLIAM J IMA PJ CARROLL & CO. LTD PEN PLAN FOR PJ GENERAL CORP PS PLAN PJ'S INVESTMENT CO PJ'S INVESTMENT COMPANY PJ'S INVESTMENT COMPANY PJ'S INVESTMENT COMPANY PJ'S INVESTMENT COMPANY PJ'S INVESTMENT COMPANY #3 PL-NUCLEARELECINS-ALLIANCE-P PLACIO REFINING PENSION PLAN ALVIN PLACK JERRY W PLANETA IRA Claimant Name PLUMBERS LOC 74 PEN OPPENHEIMER PLUMBERS LOC 74 PEN STACEY BRAUN

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P M

607851-6 126257-2 Claim ID 644775-9 602436-0 609683-2 107520-9 630380-3 106486-0 111274-0 105296-9 106480-0 619391-9 126840-6 126841-4 126842-2 126843-0 606311-0 602435-1 602437-8 602440-8 602438-6 605141-3 605312-2 608930-5 115447-8 115372-2 652741-8 608647-0 606927-4 602439-4 102952-5 102302-0 611032-0 103824-9 113725-5 602442-4 109098-4 625601-5 611420-2 102081-1 117318-9 648704-1 126785-0 113895-2 620683-2 633038-0 611308-7 123500-1 123501-0 126104-5 613366-5 651058-2 633995-6 649574-5 Claim ID 611266-8 652370-6

Reject Code P P P P G P P P P M M G P P P N N P P P P G G N N P G G G G G P G M G P G G M P P N G P P G P G P G P G Reject Code G M

Confidential

PIPER FNDN - MACKAY SHIELDS GREGORY R PIPER Claimant Name JULES L PLANGERE JR TTEE LAURA L PLANK PLANK-NT-INDEX -P BARBARA P PLANT IRA IRA REUBEN J PLANT LINA PLANTILLA LINA PLANTILLA LINA S PLANTILLA LINA S PLANTILLA PLASTERERS HELPERS LOCAL #30 GAMC OTTO A PLATE OTTO A PLATE OTTO A PLATE OTTO A PLATE PLATEK TRUST ARTHUR PLATNICK FAMILY TRUST LINDA J RAD MISS AMY SUSAN PLATNICK MR LEONARD PAUL PLATNICK CECELIA PLATNICK REVOCABLE TRUST D DONALD PLATNICK REVOCABLE TRUST DT LEONARD PLATNICK TR DTD 12 1 98 CE PLATO PLACE LP-CLSG JOHN B PLATT #2 JOHN B PLATT AND PLATTNER PLATTNER LEOPOLD -CLSG PLATZMAN IRA PHILIP M -CLSG PIERS PLAYFAIR PATRICIA PLAYFORD JEANNE S PLEASANTS PLECHATY MAZIE M IRREV TOA FRED T PLEINES ELWYN R PLEMON MICHAEL PLEN AND CATHARINA PLEN JT JAMES F PLEVA IRA PLIC - STOCK INDEX 500 SA PLMBERS & PIPEFTTR #123 LSV P P BETTYE PLOTKIN KIMBERLY PLOTKIN STEPHEN PLOTKIN TTEE ROGER PLOWMAN KATHARINE F PLUM 1 TR FBO KATHARINE F PLUM UOW WWF NE PLUMB-NWQ PLUMBERS & PIPE 719-OPPEN PLUMBERS & PIPEFITTER NATIONAL PLUMBERS & PIPEFITTERS PLUMBERS & PIPEFITTERS PLUMBERS & PIPEFITTERS 525 PEN-IN PLUMBERS & STEAMFITTERS PLUMBERS AND PIPEFITTERS LOCAL 12 PLUMBERS CSMCKEE Claimant Name POLITZER ALFRED 10 4 02 CO-EX PATRICIA M POLIZZI

G P Reject Code M P P G G M M G M N M M M M P G G G G G G G G G M P P G N N P P P G G G M Z M G P G M P G M M N G P P P Reject Code P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605920-1 621427-4 120393-2 633017-7 108635-9 618631-9 618632-7 619072-3 609439-2 651061-2 601556-5 622284-6 623317-1 612080-6 121885-9 642158-0 113206-7 113208-3 620057-5 602452-1 605496-0 605363-7 101579-6 605903-1 619877-5 611199-8 638748-9 647713-5 105303-5 620010-9 111918-4 650506-6 619292-0 605530-3 107160-2 103776-5 602447-5 120768-7 648442-5 103788-9 119382-1 126181-9 126011-1 618931-8 618932-6 618933-4 106838-5 106879-2 114773-0 120425-4 Claim ID 622183-1 116549-6 122194-9 652939-9 625698-8 623216-7 620093-1

PLUMBERS LOC NO 9 PENSIONOPPEN PLUMBERS UNION LOCAL 14 PEN FD-RH PLUMBERS&PIPEFITTERS LOC 74 PF PLUMFUR ROBERT J PLUSS & PLYMOUTH COUNTY RETIREMENT ASSOCI PLYMOUTH COUNTY RETIREMENT ASSOCI TOWN OF PLYMOUTH PENSION FUND PLYMOUTH PLACE ENDOWMENT FUND PM MAIN NTH AMERICAN EQUITY MAP - FLPI PMC_CORP G P MICHAEL PE PMTA ILA-COOKE & BIELER PNC S&P 500 INDEX FUND GERALD & EILEEN POBLOCKI 1999 TEP KATHLEEN POBLOCKI WILMER J POCHE IRA JEAN H POEHLER SEP IRA POEPPELMEIER DDS INC POFCHER ETAL TTEES J POFCHER TR-I GREG POGARSKY SHOSHANA L POGROW AND MEIR POGROW MIRIAM POGROW AND ZIPORA COHEN JIC JOHN P POGUE POH / CALAMOS INVESTMENTS VIRGINIA A POHLMAN IRA POHNERT WILLIAM H ROLLOVER IRAT MRS DOROTHY N POINDEXTER PAUL AND MAGDALENA ECKE POINSETTIA JAMES T POKIN POKROSS D R JR ETAL TRS FOR BEN-C PATSY S POKURNY IRA THOMAS A POLACHEK IRA ROLLOVER POLACK FAMILY SUPPORTING FDN SYDNEY M POLAKOFF RALPH E POLAND POLARIS CORP PROFIT SHARING JEAN-PHILIPPE POLART & GABY POLART NORMA POLATNICK IRA NORMA POLATNICK IRA ANNE POLCE NORMAN M POLDERDYK POLICE PENSION PLAN POLICE PENSION PLAN CUST POLICEMEN AND FIREMEN RETIREMENT POLICEMEN AND FIREMEN RETIREMENT POLICEMEN AND FIREMEN RETIREMENT PHILIP J POLICH PHILIP J POLICH SCOTT B POLIN GENTRY POLITTE IRA RO Claimant Name POOL C HUSIC ELAINE S POOL EST JAMES R POOL POOLED EQUITY I POOLED FUND SCCI FIDELITY POP COUNCIL- DODGE&COX POP DISPLAYS 401K PS PLAN-INV

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G P G G G P G P P P G G M P G G G G P P G G N G G P G P G P G P N G G P G M G P G G M G G G N M M G

105583-6 628113-3 617642-9 617775-1 115502-4 647845-0 125848-6 113014-5 120353-3 124103-6 623425-9 112764-0 122060-8 100481-6 106422-3 649347-5 624531-5 612793-2 610829-6 610823-7 104008-1 621176-3 615267-8 602448-3 125983-0 605578-8 605072-7 602450-5 602449-1 644482-2 121939-1 609843-6 610246-8 610523-8 610521-1 610522-0 616595-8 617831-6 640823-0 109213-8 620051-6 605601-6 614995-2 602381-9 602451-3 621999-3 120422-0 113024-2 113027-7 113021-8 Claim ID 100175-2 121787-9 606811-1 122757-2 644501-2 113819-7 113847-2

Reject Code P M M M P G P

Confidential

MARSHALL T POLK IRA STEPHEN R POLK STEPHEN R POLK TUA 2 17 84 C A R L POLK-DAVIS ADVISORS RUTH POLLACK IRA GERALDINE POLLACK IRRA PETER POLLACK LEON POLLACK TRUST MEREDITH A POLLARD IRA MARGO L POLLARD POLLAT EVANS & CO COF APEX WALTER W POLLMAN JR HERBERT H POLLOCK IRA JOSEPH J POLLOCK THEODORE POLLOCK CLSD-HERBERT H POLLOCK TIRA-REGENT THE POLLY AND ALAN HYDE POSTERITY POLSKY LAURENCE AGENCY POLSTER KEITH A AG-TOA POLSTER LEONARD N TRUST AG-TOA MICHAEL J POLYNIAK IRA THE POLYONE MASTER TRUST-JPMCHASE THE POLYONE MID CAP GROWTH-BANK OF POLYSTAT S A POLYTECHNIC UNIVERSITY VIRGINIA K POLZIN REV LIVING TR UO BEATRICE POMERANCE D'CD LAURA POMERANTZ HIDDEN SPRING FARM LAURA POMERANTZ TTEE UOA DTD 7 29 VIRGINIA R POMEROY TTEE VIRGINIA R POMEROY POMONA COLLEGE-I-CAP POMONA COLLEGE-JENNISON POMONA-ALTERNATIVE INVESTMENTS POMONA-CAPITAL FUND INVESTMENT POMONA-PLAN IV INVESTMENT POOL POMPANO BEACH P&F DEUTSCHE FIXED POMPANO BEACH P&F VOYAGEUR JAMES POMPANO IRRA TINA L PONAK PONCE ROSSANNE REID-IRAR YOSHIKO PONCHER PONDERAY PTNRS UNITRUST CASH-SP AMRIT R PONNAMBALAM ARJUNA C PONNAMBALAM REVOCABLE TR CITY OF PONTIAC EQTY JOANNE M PONTICELLO IRA CYNTHIA J PONTIER #2 CYNTHIA J PONTIER #3 CYNTHIA J PONTIER IRA #1 Claimant Name JEROME POST IRA MELVIN D POST IRA POST RICHARD IRA -CLSG ROBERT F POST TRUST ROBERT F POST TTEE PATRICIA L POTENZA THOMAS J POTENZA

G M P G X G M N M M G M M P G M M P P P Z G G G G G G P P G M G G G G G G G P G P P G G G G M G G M Reject Code G N P G M P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620094-0 636819-0 607298-4 107307-9 104315-3 607297-6 113620-8 104660-8 602443-2 602445-9 644698-1 614763-1 620009-5 647364-4 101467-6 125232-1 125462-6 605410-2 611623-0 124300-4 635745-8 119562-0 104649-7 104650-0 606773-5 644120-3 633294-3 124252-0 104648-9 609199-7 609200-4 118469-5 102006-4 622942-5 606440-0 624693-1 615769-6 618191-0 102013-7 620434-1 634255-8 105931-9 101172-3 610835-0 105422-8 Claim ID 111338-0 610667-6 106091-0 126899-6 106090-2 120263-4 608426-5 126524-5 652884-8 646882-9 118561-6 118228-5

POP DISPLAYS 401K PS PLAN-SVM M DEAN POPE AND JO ELLEN POPE TIC POPE CHERYL P JAMES W POPE IRA RALPH W POPE POPE WILLIAM -P BARRY M POPPEL IRA DONALD G POPPLETON IRA MARTIN POPS MARTIN POPS MR GARY W POPWELL IRRA PORKKONEN LONA J - MANAGED IRA PORKOSS D R JR ETAL TRS FOR SAM-C JOHN PORPORA IRA MARIO G PORPOTINO PORT AUTHORITY OF ALLEGHENY CO PORT AUTHORITY OF ALLEGHENTY MYRON A PORTENAR MD #2 PORTER ANN F MOAG BOBBY PORTER 3181 PORTER DR A CALIFORNIA LTD PA EDWARD E PORTER GARY F PORTER GARY F PORTER PORTER IRA D QUIGG -IR JOHN A PORTER CEDRIC W PORTER JR IRA ROO KEISHA PORTER MARGARET M PORTER PORTER REV TR D QUIGG -CLSG PORTER REV TR JOAN M -DRUTH C PORTER TED PORTER TR U/A BRUCE AND RENEE PORTER PORTER TRUST MARY F - CLSG PORTIS DESCENDANTS TRUST PORTLAND RESCUE MISSION-C C R G PORTMAN FAMILY TR IXIS KAREN M PORTMANN IRA BARBARA AND GILBERT PORTNOFF JT TE POSEIDEN PROTEUS PARTNERS II INV JENNIFER R POSEY PATTERSON VINCENT POSILLICO IRA POSSNER HOWARD E TRUST B TOA ERIC R POST IRA Claimant Name JOHN W POWERS IRA POWERS JOHN K MOAG JAMES L POWERS REV TR JAMES LEONARD POWERS REV TRUST LEONARD H POWERS REV TRUST SANDRA R POWERS POWERS TR PATRICIA A -D- NFP BARBARA V POWERS TRUST POWERS, DAVID N IRA ROLLOVER MR RANDY T POXSON DIANE POYANT IRA LUCIEN POYANT JR LIV TR

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P M M N X M P G G G G G P G N M M G P M G X P P G G P M P G G N M G P P P P P P P N P P P

114585-1 615510-3 645644-8 122752-1 122753-0 645645-6 121590-6 620176-8 120791-1 101684-9 121833-6 120146-8 613556-0 120143-3 110992-8 108725-8 110867-0 610980-2 113057-9 109135-2 105595-0 650857-0 650858-8 605367-0 102236-9 117908-0 100943-5 107910-7 114600-9 124145-1 650865-0 101504-4 650777-8 605365-3 105381-7 400145-1 621104-6 621102-0 621103-8 621851-2 621852-0 621853-9 614719-4 102246-6 108334-1 Claim ID 116324-8 609204-7 624426-2 609810-0 624207-3 114883-4 636597-3 121365-2 633494-6 619212-2 614015-7 108666-9

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Confidential

DIANA G POTESTIO POTLATCH MASTER TRUST-DELAWARE FBO THOMAS POTTER FAMILY TR THOMAS POTTER IRA #1 JOYCE A POTTER IRA #2 JOYCE A POTTER IRRA JAMES C POTTER POTTER T JOHN-COLL ACCT THOMAS E POTTER DOROTHY W POTTER TR ALICE JANE POTTER TRUST ROSEMARIE P POTTS IRA POTTS POL-RRZ ROSE MARIE P POTTS WALLACE E POTTS WILLIAM POTTS DAVID POTYK IRA POULOS JOHN G IRA KRISTIE S POULSON HUGH E POVAR TRUST BOBETTE H POVILL ESTATE BETTY POWELL #1 ESTATE OF BETTY POWELL #3 MORGAN POWELL #3 ADRIAN R POWELL DAVID C POWELL BARBARA J POWELL IRA JOHN M POWELL IRA MARY POWELL IRA JOHN H POWELL KEITH POWELL LENIS J POWELL LEONARD POWELL MORGAN POWELL WENDY L POWELL POWER & TEL ESOT BNYE POWERHOUSE ESPS L+G KEEP P F BNYE ESPS POWERHOUSE F+C SELL P F BNYE ESPS POWERHOUSE L+G SELL P F ESPS POWERHOUSE TRAN_CC 22 01 03 F ESPS POWERHOUSE TRAN_CC 22 01 03 L ESPS POWERHOUSE TRAN_CC 22 01 03 L POWERS CAROLINE - IMA CHARLES J POWERS FRANK J POWERS Claimant Name JACQUELYN PRENTICE IRA PRENTISS TR SUZAN - CLSG THE PRESBYTERIAN HOME PRESBYTERY OF CHICAGO PRESBYTERY OF NEW YORK CITY ELLEN E PRESCOTT GERALD F PRESCOTT IRRA NEAL E PRESCOTT BG: PRESCOTT, DAVID S. PRESERVATION SOC-LEGG MASON ACCOU PRESLEY AGENCY PRISCILLA PRESSEY

N G G G G M P P G P P G P G G G M G N X X P P G N M N M G P P N G G P P M M P P P M G N P Reject Code G P P G P G P G P P P N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 106345-6 608692-6 620685-9 620686-7 604965-6 604982-6 623671-5 622433-4 607878-8 607952-0 122434-4 652805-8 620687-5 602453-0 602454-8 621279-4 616630-0 125553-3 647333-4 108559-0 115133-9 115846-5 120190-5 113708-5 123109-0 113616-0 123405-6 111928-1 616356-4 620688-3 643425-8 122743-2 623318-0 112297-5 623087-3 106979-9 650335-7 650336-5 115041-3 100813-7 Claim ID 123013-1 618378-6 618381-6 618383-2 644758-9 609757-0 646671-0 646661-3 620912-2 620915-7 620911-4 625724-0 624972-8 105845-2 622478-4 110400-4 110402-0

NADINE POZNANSKI PPB TRUST THE CLSG -PD PPG CHAR REM UNITR 11 16 94-SANTA 2ND PPG CHAR REM UNITR 12 95-SANTA PPL LARGE VALUE PLUS PORTFOLIO PPL LARGE VALUE PLUS PORTFOLIO PPL NORTH AMERICA PASSIVE PPL RET LACMER-LARGE VALUE PPPI-CASH ACCOUNT PPPI-IRIDIAN PR HARBOR PILOTS PENSION PLAN DAVID A PRAGER MARIT TR PT I U/W A DAVID A PRAGER MARITAL TR PT1 UOW NANCY PRAGER SUSAN E PRAGER PRAHL DOROTHY M TR DAVIS SELECT THE PRAIRIE & TIREMAN GROUP LLC RICHARD H PRANGE IRA LUCILIA C PRATA RICHARD A PRATER TR CAROL N PRATT IRA MILDRED C PRATT IRA SAMUEL B PRATT IRA JOAN W PRATT JOYCE E PRATT UW LEONARD C PRATT JR FAM TR LOWELL F PRATT PATRICIA PRATT PRAXAIR MAIN PL-STATE STREET ROLAND G PRAY JR & MARILYNN PRAY ELIZABETH A PREBLE WALTRAUD E PRECHTER PRECISION CASTPARTS #2 PATRICK E PREGON SOUTHPORT-M PREGULMAN JON W PREISS IRA PREMIER VIT OPCAP GLOBAL EQUITY PREMIER VIT OPCAP MANAGED PORTFOL BRUCE M PRENNER IRA JAMES S PRENTICE #2 Claimant Name RALPH F PRIMERANO PRINCE GEORGES COUNTY FIRE SERVIC PRINCE GEORGES COUNTY POLICE PENS PRINCE GEORGES COUNTY SUPPLEMENTA JOSEPH R PRINCE IRRA PRINCETON THEOLOGICAL -LSV ELEANOR PRINCI PETER PRINCI PRINCIPAL CAPITAL VALUE FUND INC PRINCIPAL LARGECAP STOCK INDEX FU PRINCIPAL PARTNERS BLUE CHIP FD-G PRINCIPAL PARTNERS BLUE CHIP FUND PRINCIPAL PROTECTION FUND IV GREGORY A PRINDLE IRA PRINECAP TRANSITION DEBORAH A PRINGLE DEBORAH A PRINGLE

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G P G G W W G G P P P W P G G P G N M M G X M P M P M P G P G M G M M M G G G P

116141-5 116474-0 605720-9 623347-3 603396-2 107051-7 641803-1 121280-0 102306-3 113813-8 100338-0 120102-6 636401-2 640995-4 102393-4 644593-4 121659-7 606203-2 108741-0 111881-1 120867-5 113362-4 648946-0 602457-2 116028-1 108306-6 602462-9 602461-0 639848-0 108381-3 109569-2 109570-6 636801-8 642662-0 650747-6 120101-8 633953-0 117304-9 602465-3 607532-0 Claim ID 607523-1 605344-0 609724-3 606731-0 115184-3 121874-3 649110-3 109900-0 610466-5 111686-0 110322-9 621431-2 621432-0 621433-9 120228-6 622436-9 633962-0

Reject Code M G G P G P M M M M M P G P P M M

Confidential

DON R PRESSLEY #1 DON R PRESSLEY #2 PRESSMEN HEALTH & WELFARE FUND P 59238 PRESTIGE BALANCED FUND PRESTIGE CAPITAL LLC ROBERT D PRESTON AND E FAYE PRESTON SIGRID B PRESTON IRA RICHARD C PRESTON ROBERT G PRESTON ROBERT K PRESTON ROBERT S PRIBELL IRA 2 DAVID F & LINDA P PRIBOTH TIM PRIBYL & PAM PRIBYL JTWROS JOHN E PRICE & HARRIET LENORA PRICE DAVIS SELECT DAVID W PRICE IRA #1 PRICE IRA CLAYTON -IR ESTHER PRICE IRA JESSIE G PRICE IRA RICHARD D PRICE IRA ERNEST H PRICE IRA RO CLARENCE W PRICE IRRA KENT PRICE MARSHA M PRICE MAUREEN G PRICE MR EDWARD PRICE MRS SANDRA C PRICE ROBERT W PRICE SR TRINITY TERRACE TERRY N PRICE BRADFORD PRICE TR BRADFORD F PRICE TRUST VICTORIA R PRICE MICHAEL R PRICHARD DR GARY D PRIDEAUX ROBERT S PRIDELL IRA 1 PRIDEX 500 CARLOS A PRIETTO II TR #2 DANIELE MACE PRIEUR TNT-LDN-IMP05- PRIM RE WELLINGT Claimant Name TNT-LDN-PSB07- PROJECT STAR-SL MARY PROKOTT REVOCABLE TRUST DTD 1 PROMUTUAL - NISA EQTY -P PROOPS CHAR-WILLIAM BLAI -CLSG SUSAN A PROTTER JANE M PROTZMAN JANE M PROTZMAN DARVIN C PROUTY IRA PROV HLTH SYS- INVES PROVENA I CAP DONALD J PROVENCHER PROVENERGY - CADENCE CAPITAL MANA PROVENERGY - INSTITUTIONAL CAP SE PROVINCE OF ST JOSEPH M C BEAR ST LAWRENCE D PROVOST IRA PRTRS-MELLON CAP PRU INTERNATIONAL EQUITY MOTHER F

N N G M G G G P N G N P G G G G P P P G G P G G X M G G G M P M G G G G G G P P Reject Code W P G P G M G G P G N P P G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 609252-7 609251-9 119926-9 605717-9 631926-2 631908-4 108280-9 640696-3 619100-2 627047-6 602455-6 602456-4 602458-0 602460-2 602463-7 602464-5 615770-0 109336-3 106528-9 120912-4 123481-1 624694-0 612030-0 611270-6 111425-5 618564-9 618565-7 618566-5 619600-4 608236-0 607519-3 607522-3 607524-0 607520-7 607521-5 Claim ID 116724-3 116748-0 125503-7 615249-0 622447-4 615247-3 621762-1 621759-1 622588-8 622587-0 622454-7 651250-0 615501-4 622459-8 601113-6 618784-6 618787-0 615427-1 616019-0 615430-1 618955-5 618958-0

PRINGLE TR ABIGAIL ELY -CLSG PRINGLE TR DAVID ELY -CLSG PRINTING IND OF OH N KY 401K PRINTING LOCAL 72 PEN FD - LAM IM FELIX & MARY ANN PRINZO IRA FELIX J PRINZO CORNELIUS B PRIOR JR TTEE PRISCILLA H BAKER THE PRITZKER FOUNDATION NORBERTO E & ANA MARIA B PRIU '99 PRIVEST ASSOCIATES LLC PRIVEST ASSOCIATES LLC PRIVEST ASSOCIATES LLC PRIVEST ASSOCIATES LLC PRIVEST ASSOCIATES LLC PRIVEST ASSOCIATES LLC PRM - GENERAL FUND EDUARD P PROBST EDWARD P PROBST IRA #1 NINA E PROCKISH PROCOPIO FAMILY TRUST TWO VICTOR AND BARBARA PROEH JOSHUA PROEHL TEP PROFFITT ROY F REVOCABLE TOA VIOLA M PROFFITT PROGRESS ENERGY PENSION PLANS MAS PROGRESS ENERGY PENSION PLANS MAS PROGRESS ENERGY PENSION PLANS MAS PROGRESS ENERGY US EQTY R S #1 PROGRESS MID CAP WOODFORD #2 TNT-LDN-PSB01- PROJECT STAR TNT-LDN-PSB06- PROJECT STAR TNT-LDN-PSB10- PROJECT STAR TNT-LDN-PSB04- PROJECT STAR-SL TNT-LDN-PSB05- PROJECT STAR-SL Claimant Name PSATS UC GROUP TRUST PSATS UC GROUP TRUST FUND PSC CUNY PENSION PLAN PSEG II NUCLEAR DT-TAX AWARE ROE PSEG NQ US TR CIV PSEG NUCLEARDT-TAX AWARE REI PSERS S&P VALUE PSERS-S&P 500-LG CAP PSF INTERNAL EQUITY ACTIVE PSFPDEQ PSNM-T ROWE PRICE-QUAL PT LARGE CAP EQUITY COMMON FUND PTR FDN-IRIDIAN ASSET MGMT PTS-HCC COMMODITIES BARTELS TRUST FOR PUBLIC ED IN NEW THE PUBLIC EDUCATION EMPLOYEE RETI THE PUBLIC EDUCATION EMPLOYEE RETI PUBLIC SCHL RET BATTERYMARCH CLSD PUBLIC SCHOOL RET - BATTERYMARCH PUBLIC SCHOOL RET - TODD INV CLSD PUBLIC SCHOOL RETIREMENT SYSTEM O PUBLIC SCHOOL RETIREMENT SYSTEM O

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P P M G G G N M P G G G G P G P P G G M P P P P M P P P G P W W W W W

642713-8 610234-4 619177-0 619179-7 619180-0 619181-9 619183-5 625322-9 625323-7 625348-2 625345-8 625342-3 625349-0 625343-1 625356-3 625357-1 625359-8 619188-6 123170-7 125061-2 606494-9 639792-1 101251-7 637552-9 102157-5 610490-8 633422-9 633423-7 633424-5 633425-3 633426-1 633427-0 633428-8 116723-5 116747-2 Claim ID 107132-7 652684-5 116287-0 652519-9 605564-8 605565-6 125129-5 638427-7 105494-5 602467-0 602468-8 602470-0 602469-6 126906-2 619897-0 116926-2 102066-8 121119-6 644065-7 633882-8 633908-5 636623-6

Reject Code G M G M P M M W P M G P P G G P N P G M P N

Confidential

DR CHARLES J PRUCHNO & DR MARCIA PRUDENTIAL FED EX--INTECH THE PRUDENTIAL INSURANCE COMPANY O THE PRUDENTIAL INSURANCE COMPANY O THE PRUDENTIAL INSURANCE COMPANY O THE PRUDENTIAL INSURANCE COMPANY O THE PRUDENTIAL INSURANCE COMPANY O THE PRUDENTIAL INVESTMENT PORTFOLI THE PRUDENTIAL INVESTMENT PORTFOLI THE PRUDENTIAL SERIES FUND CONSERV THE PRUDENTIAL SERIES FUND EQUITY THE PRUDENTIAL SERIES FUND JENNISO THE PRUDENTIAL SERIES FUND JENNISO THE PRUDENTIAL SERIES FUND STOCK I THE PRUDENTIAL SERIES FUND SP PRUD THE PRUDENTIAL SERIES FUND SP STRA THE PRUDENTIAL SERIES FUND VALUE PRUDENTIAL TRUST COMPANY COLLECTI JOSEPH C PRUETT CLARA W PRUITT PRUITT H & L R E PRUITT MD LAURA PRUSOFF W DAVID PRUSSE IRRA CRAIG E PRYOR IRA PRZYPYSZNY JOHN - NTGI -CLSG PSAM ALLEGRO PARTNERS L.P. PSAM GPS FUND LTD. PSAM GPS MINNEAPOLIS TMA LLC PSAM GPS TEXAS LLC PSAM PANORAMA FUND LTD. PSAM WORLDARB FUND LTD. PSAM WORLDARB PARTNERS L.P. PSATS EMPLOYEES RETIREMENT PL PSATS EMPLOYEES RETIREMENT PC Claimant Name MARY T PURDY READ IRA PURGASON PURITY DIALYSIS PURITY DIALYSIS 401K P S KORKOR TIMOTHY PURMAN AND BARBARA PURMAN TIMOTHY PURMAN AND BARBARA PURMAN MARY LOUISE PURSEL TRUST MR ALLAN J PURSNELL IRRA THEODORE F PURTELL IRA PURVEST ASSOCIATES L L C SH PURVEST ASSOCIATES L L C KL PURVEST ASSOCIATES LLC DH PURVEST ASSOCIATES LLC SR DANIEL L PURZYCKI ARNOLD & SUSAN PUSTILNIK REVOC TR WALTER L PUTERBAUGH IRREV DONALD J PUTLAK IRA FRANK PUTMAN IRA FRANK E PUTMAN IRA PUTNAM CONVERTIBLE INCOME-GROWTH PUTNAM FINANCIAL SERVICES FUND VIC M PUTNAM IRRA

P G G G G G P P G P G G G P G G G G M X P G N G G P P P P P P P P P M Reject Code P M G M G G N G P P P P P G P G P G M G G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 646287-1 125618-1 116094-0 111359-3 111358-5 122370-4 618866-4 618867-2 622196-3 622655-8 622656-6 622657-4 122734-3 621435-5 640874-5 116214-4 116640-9 125002-7 602466-1 646456-4 107133-5 123829-9 112191-0 102361-6 102315-2 639138-9 634238-8 639348-9 102323-3 120997-3 Claim ID 608124-0 615997-4 109531-5 107615-9 115842-2 624918-3 650588-0 650737-9 118910-7 602471-8 605546-0 605551-6 119666-9 609657-3 103410-3 648549-9 620693-0 620694-8 125724-2 621923-3 121578-7 107618-3 652771-0 649286-0 610686-2 102600-3 616804-3

STEVE M PUCEVICH & JOSEPHINE PUCEV SUE PUCKETT LEO J PUDDY FRANCES T PUDLO VIRGINIA M PUDLO PUERTO RICAN CEMENT PENSION PL PUERTO RICO TEACHERS RETIREMENT S PUERTO RICO TEACHERS RETIREMENT S PUERTO RICO TELEPHONE CO RET PL PUF GSAM US LG EQTY PUF JP MORGAN REI PUF JP MORGAN SSS EDWARD R PUFUNT PUGET SOUND ENERGY RETIREMENT -IN RICHARD A PUGH IRA THOMAS R PUGLIESE MARSHA A PUGLISI ELLEN PULEO GREGORY M PULIS DAN C PULLEN DDS PA JOAN I PULLEN TRUST ROLAND M PULLEY IRA JOHN L PULSE AND JAMES M PULVER JULIAN PUMA IRA DR JOHN D PUMPHREY PUNAHOU SCHOOL BSCM INV MGMT - EQ MR EMANUEL J PUNTORIERI IRRA PATRICIA H PURCELL #2 DOUGLAS R PURDY IRA Claimant Name QUAKER - ICAP FUND QUAKER AGGRESSIVE GRWTHFD DG CAP QUALITY HOUSE CO TABITHA QUALLS STEPHEN K QUAN QUANTITATIVE EQUITY CLASS S QUANTUM RABBICO N V QUANTUM VENTURES LTD THOMAS A QUARESIMA PHILIP M QUARTARARO THE LUCCA ANDREAS QUARTARARO TRUST THE PHILIP IGNATIUS QUARTARARO TRU ELAINE B QUARTON IRA QUASTHOFF ADOLPH G -DVERBIA A QUATTLEBAUM ANN T QUEALE IRRA QUEEN'S HLTH SYS-IRIDIAN ASSET MG QUEENS HLTH SYS PENSION PLAN IRID QUEENSPARH INVESTMENTS LTD QUELLOS GROUP LLC SAMUEL E QUERIL LATRICIA V QUESINBERRY HILL QUEST FARM NON PROFIT ORGANIZATIO BLAINE L QUICKEL IRRA QUIGLEY HUGH & MARGARET JT MOAG DAVID T QUINBY QUINLAN BERNARD IRA ROO CLO

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G P P G P P M M P G G G P G M P N M G G P M N M P G G G G M

633917-4 620707-3 633906-9 633881-0 633885-2 633890-9 621769-9 614215-0 614227-3 124329-2 124330-6 620690-5 620914-9 620689-1 623489-5 120930-2 120936-1 649556-7 649555-9 100532-4 113415-9 117915-2 602380-0 634095-4 634094-6 634097-0 615612-6 612040-7 109031-3 612186-1 Claim ID 112975-9 105241-1 118607-8 121396-2 121158-7 117276-0 606495-7 116599-2 126146-0 602481-5 602484-0 605452-8 605453-6 605454-4 605455-2 602485-8 605456-0 605457-9 605458-7 611097-5 114953-9 116017-6 602476-9 105815-0 652653-5 627810-8 634458-5

Reject Code G G P M G G M G P G P P M P X G P P N G M N M M P G G

Confidential

PUTNAM LARGE CAP VALUE TRUST PUTNAM PAMELA L 1998 TRUST PUTNAM TAX SMART EQUITY FUND PUTNAM VOYAGER FUND PUTNAM VT VOYAGER FUND PUTNAM YALE SUB ACCOUNT OF 1PY PUTNAM-LG CAP EQUITY PUTVIN PHYLLIS INTERIM TRUST PUTVIN WILLIAM E IRREV TRUST PM ROBERT C PUTYRA ROBERT C PUTYRA PVC ASSETOALLOCATION SEGREGATED A PVC LARGECAP S&P 500 INDEX ACCOUN PVC LARGECAP VALUE ACCOUNT PW ASPEN FUND L L C RONALD J PYEATT RONALD J PYEATT PYLE FBO CALVIN PYLE FBO HENRY MURIEL D PYLE RUTH A PYLE PERCY R PYNE III FAM TR RUSSELL B PYNE QIC G-INTR TRANS ACC Q4QNTR QIC GLOBAL TRANS ACC Q4QGTR QIC SPEC PPSE TST 1 INTL EQ TR QUACKENBUSH CHAR REM UNITR MARGARET QUADE IRREV TRUST TEP ROBERT F QUADE JR IRA MARGARET QUADE TR IA ALL CAP TEP Claimant Name JILLAINE C RABINE FRED M RABINOWITZ IRA RICHARD RACANA JR FRANK RACE & FBO VIRGINIA RACE RACINE DENTAL GROUP RACINE IRA ROO JOE C -CLSG BRADY L RACKLEY III RACOOSIN MR TRUST RACVEST ASSOC LLC RACVEST ASSOC LLC RACVEST ASSOCIATES LIMITED RACVEST ASSOCIATES LIMITED PARTNE RACVEST ASSOCIATES LIMITED PARTNE RACVEST ASSOCIATES LIMITED PARTNE RACVEST ASSOCIATES LLC RACVEST ASSOCIATES LTD PARTN RACVEST ASSOCIATES LTD PARTNERSHI RACVEST ASSOCIATES LTD VICES LTDI RADCLIFFE MARGARET A TOA EST JOY J RADDICK HARRY A RADDIN JR IRA RORY J RADDING AND NINA S DUCHAINE ROWLAND A RADFORD IRA RADIOELC RADIOLOGIC IMAGING CONSULTANTS RADIOLOGY ASSOC INC

G P P G G P W P P P P M M M W M M P P P M P G M M M P P G P Reject Code M G P P P P G P G P P P G P P P P G P P G G G P M Z G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 113292-0 609551-8 107281-1 624208-1 101066-2 121445-4 606547-3 100482-4 120514-5 113751-4 601111-0 116632-8 109210-3 107017-7 107417-2 636618-0 102555-4 107490-3 608419-2 118677-9 106950-0 646125-5 121288-5 109520-0 641957-7 Claim ID 613283-9 630018-9 126421-4 600985-9 615927-3 108903-0 111020-9 103001-9 608477-0 125091-4 100764-5 606426-4 109518-8 634246-9 646760-1 610228-0 109514-5 107467-9 109323-1 109401-7 101055-7 644019-3 117226-3 124821-9 101953-8 101604-0 608512-1 118307-9 111209-0 625285-0 625284-2 625281-8

CHERYL A QUINLAN QUINLAN STK ESTATE OF JAMES M ALICIA QUINN SALLY QUINN AOC 71-7921-05-0 GLYNN S QUINN DAVID S QUINN IRA QUINN IRA NEIL K -CLSG JOHN M QUINN MICHELLE QUINN BETTY J QUINN TRUST BARTELS TRUST FBO QUINNIPIAC COLLE PEDRO M QUINONES RICHARD B QUINT IRA DARLENE G QUIRICONI SHIRLEY A QUIRUS IRA ROBERT QUITZAU IRA CAMILLE J QUOYESER MOEEN M QURESHI R J A INVESTMENT FUND L P -DR&L EQUITY PARTNERS MICHAEL T RABASCA MR LEONARD A RABATIN AND MRS LINDA JO ANN RABBASS NIKKI D RABBINO ROBERT J RABIAS IRA Claimant Name RAILTON HARRY TRUST - IMA RAIN LOVER CO LTD VERNE H RAINEY IRA JOSEPH RAIOLA CRAIG A RAIRDIN REVOCABLE TOA STEVE M RAIZIN 1 NICK RAJACICH RES TR UWO NICK RAJACICH RES TRUST RAKOCY TRUST JOHN G -CLSG ROBERT E RALEIGH WALTER J RALEIGH RALLIS TRUST SHARON F MONICA L RALPH RALPH S INOUYE CO LTD INV MGMT-EQ RALPH SERINO IRA RALSTON - FAMCO -SL FBO GREG RALSTON FBO GREGORY RALSTON FBO GREGORY RALSTON FBO GREGORY RALSTON ROBERT RAMAGE ROTH IRA RAMAKRISHNA SUDIREDDY TTEE ANDY I F RAMANI TRUST MICHAEL S RAMBO IRA ANJUR K RAMCHANDRAN SYLVIA RAMDAS RAMER 1990 LIVING TRUST -DDAVID RAMIREZ JOSE RAMIREZ RAMIUS CAPITAL GROUP LLC RAMIUS CONVERTIBLE ARBITRAGE MAST RAMIUS LEVERAGED MULTI-STRATEGY M

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G P M P N N P N P X G M P P G P N G P G G G G P G

122718-1 645483-6 114246-1 635569-2 643772-9 602474-2 602473-4 602441-6 616758-6 628112-5 606409-4 609633-6 104832-5 646217-0 122249-0 637409-3 635261-8 636560-4 122759-9 642505-4 616808-6 114166-0 114168-6 621515-7 111269-4 Claim ID 617646-1 108118-7 607124-4 646510-2 612548-4 121249-4 108031-8 108843-2 124976-2 644210-2 109016-0 643378-2 643938-1 624212-0 103613-0 108054-7 111915-0 107354-0 619832-5 104075-8 101262-2 126519-9 114106-6 650791-3 118771-6 624564-1 624631-1 624643-5 117004-0 620591-7 113046-3 116516-0

Reject Code P G P G P P P P G M N P M G M G M G M M G G P M N M P X G G G G

Confidential

RADIOLOGY ASSOC OF BIRMINGHAM RADIOLOGY ASSOC OF RICH INC PSP DAVID B RADKE DAN K RADLAUER SEP JAMES RADLER AND KATHERINE RADLER THE JEREMY RADNOR IRREV TR LINDA R THE SAMANTHA RADNOR IRREV TR LINDA MRS LINDA RADNOR LYDIA O RADSACK ESTATE TRUST MARLENE N RADTKE IRA ROLLOVER RADY ROLLOVER IRA JANE E -IR RADY TRUST JANE E DONALD A RAFENSTEIN IRA JOHN J RAFFAGHELLO IRRA VINCENT RAFFERTY IRA FBO HELGA I RAFTERY FBO V WAYNE RAGAR WOODCHUCK HOLLOW VIVEK RAGAVAN TTEE GLORIA J RAGSDALE IRA AQUILUR RAHMAN & RUKHSANA RAHMAN J DAVID O RAHN IRA RO CLOSING ROBERT W RAICHLE ROBERT W RAICHLE RAIFFEISEN LANDESBANK LINZ NOVALLA A RAIKES IRA Claimant Name RANCILIO K FAMILY TR CUSTODY DANIEL G RANCK IRA RAND TRUST FBO RHONDA - NFP LEONARD & BARBARA RAND TTEES BKD-D RANDALL FRANCES A RANDALL WALTER T RANDALL IRA SHIRLEY RANDALL TERRY D RANDALL BAYLOR RANDLE TTEE WARD RANDOL JR IRA ALAN L RANDOLPH IRA JEROME C RANDOLPH IRRA F F RANDOLPH JR ROYACE D RANDOLPH ROYACE D RANDOLPH NAVALPAKKAM RANGARAJAN IRA ARMANDO T RANGEL NICHOLAS RANGO REVOCABLE TRUST HENRY J RANK IRA DONNA J RANKIN DONNA J RANKIN MARILYN M RANKIN DOUGLAS RANKINE EST DONALD W RANKINS WILLIAM H RANNEY GIFT TRUST FBO WOODBURY S RANSOM CHRISTIANA RANSOM TRUST FBO THE WINIFRED M RANSOM RANSON - S& P 500 INDEX 1997 MINOO K RAO IRA ROLLOVER U P RAO MD PA

G G P G G G G G P P P P M M P G G P P G P M M G G Reject Code P P P G P M X X M G P G P P G M G N G P M M X G X M P P M P G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 625282-6 625286-9 625287-7 625288-5 601970-6 126802-3 103389-1 116736-7 116739-1 117016-3 624210-3 624211-1 626156-6 606385-3 610740-0 610741-9 124948-7 640915-6 114419-7 112288-6 Claim ID 614829-8 614830-1 621846-6 108447-0 109812-8 623140-3 104723-0 121063-7 643217-4 107205-6 103194-5 628789-1 607091-4 620190-3 620191-1 112174-0 104176-2 104212-2 107473-3 115504-0 615929-0 125551-7 641386-2 602477-7 624213-8 118719-8 111196-5 120439-4 102430-2 615784-0 615781-5 624217-0 118766-0 118765-1 118767-8 638342-4 650823-5

RAMIUS MERGER ARBITRAGE MASTER FU RAMIUS MULTI-STRATEGY MASTER FUND RAMIUS SECURITIES CONVERTIBLE ARB RAMIUS SECURITIES LLC- MERGER ARB RENUKA RAMLALL AND SURINDER DUTTA WILLIAM RAMMES IRA ELIZABETH C RAMOS BARBARA A RAMOS IRA BARBARA T RAMOS IRA TAMMY S RAMOS EDMUND RAMSAUR GEN EDMUND A RAMSAUR JR & ETCA R WHITE GEORGE B RAMSAY JR IRREV TUA RAMSER WILLIAM J TRUST RAMSEY MICHAEL R REVOCABLE TOA RAMSEY NANCY J REVOCABLE TOA ROBERT RAMSEY ROBERT J RAMSEYER SACENARINE RAMSOOK AND MARY J RANBERG Claimant Name RATH R JOHN TRUST - IMA RATH SHARRON E TRUST-IMA RATHBONE IM DOCUMENT NRA 15 CC150 RICHAR G RATHMAN REVOC TR RICHARD G RATHMANN REV TR RATINER R & D I M TBE-PLD LAWRENCE E RATLIFF IRA JAMES L RATNBUN IRA MARK D RATTINGER DAWN C RATZBURG MS RAU ANTIQUES LLC RET SVS PL RAUCH INVESTMENTS, LLP RAUCH IRA STANLEY S RAUCHFUSS HERBERT A C TR UOW AS A RAUCHFUSS HERBERT A C TR UOW AS A RAUGHT LLC EUGENE F RAUH TR VERONICA P RAUH TRUST RAYMOND J RAUSCH & JANE E RAUSCH T RAVA SUSAN R ADVISORY AGENCY RICHARD C RAVETTA IRA RICHARD C RAVETTA IRRA RICHARD RAVITCH CHARLES BARHAM RAY FRANCES I RAY IRA LOUIS S RAY JR TRUST MURRAY R RAY PATSY J RAY RAY TRUST DECEDENT'S BYPASS SHARE RAY TRUST SURVIVOR'S SHARE SARAH ELIZABETH RAY UGMA TN ANNETT RAYMAN IRA #1 ANNETT RAYMAN IRA #2 ANNETT RAYMAN IRA #3 GERALD F RAYMER IRA ESTATE FRANCES RAYMOND

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P G G P P P M G G M M P P P P P N G P G

126015-4 629652-1 629650-5 605285-1 609062-1 108033-4 101607-5 647443-8 601381-3 602671-0 625579-5 120693-1 120694-0 637501-4 118764-3 124266-0 609461-9 119106-3 602479-3 104152-5 Claim ID 622101-7 651113-9 117653-6 610221-2 123918-0 104798-1 647729-1 648339-9 618742-0 617866-9 121077-7 649023-9 118634-5 122473-5 122933-8 103597-5 609527-5 616146-4 103643-2 635781-4 102434-5 635430-0 120122-0 648315-1 121457-8 625642-2 619606-3 620173-3 609127-0 120437-8 609237-3 125885-0 125886-9 609238-1 119027-0 121579-5 637718-1

Reject Code P P M G M P N M P G G G P P P N N N P X P M G G P P M M N P P P X X X M P

Confidential

RICHARD RAPALVEA RAPHAEL II L T D RAPHAEL II LTD @ LEHMAN INTERNATI JUDITH RAPHAEL TOD TARA RAPHAEL & RAPHAEL TRUST SALLY ANN -DMORRIS RAPOPORT BERTRAM A RAPOWITZ IRA PHILLIP RAPP JR AND DEBORAH RAPP J MAGGIE SILL RAPP MAGGIE SILL RAPP THE RAPTOR GLOBAL PORTFOLIO LTD ANN I RAREY TRUST JOHN R RAREY TRUST MR VAUGHN S RASBAND TTEE LOUISE J RASHLEGER BERNARD I RASKIN 1996 TR RASKIN TTEE RUTH E -CLSG JOANN RASMUSSEN AARON RASSAS AND MARGERY RASSAS JT DANA L RASURE IRA Claimant Name RBSTC IOM LTD AS TST UB GLOB EQTY RCT - USVE 14279901 RDP INVESTMENTS LP RDV CAP MGT LP-PUTNAM PL-W WILLIAM J REA IRA ANTHONY READ IRA RICHARD F READ IRA MOLLY SEXTON READ READERS DIGEST ASSOCIATION INC CITY OF READING FIREMEN MCGLINN BARBARA REALE AND ELLEN S REANEY & THOMAS E REANEY J TERRENCE E REARD EDWIN REARDAN DENNIS F REARDON JOHN J REARDON REARDON TR MARY C-CLSG DR DOUGLAS A REASA TTEE KATHRYN M REBARCHIK REC INDUSTRIES INC JOSEPH A RECHEN ROBERT G RECHKEMMER RECORD CLUB OF AMERICA RECORD CLUB OF AMERICA BUSINESS T LEIGH C RECORD RED CLAY RESERVATION IA DOMESTIC RED CROSS US EQUITY DOM R S RED DIAMOND PASS US EQ LTD-INV AD RED WING PUBLISHING -CLSG JOHN G REDDAN JR IRA REDDING FAM TR 3 1 89-D-CLSG DONALD C REDDING IRA PHYLLIS P REDDING IRA REDDING MARITAL TR 3 1 89 -DIVAN L REDDINGTON IRA MARTHA J REDDOUT MARTHA J REDDOUT TTEE

P G G G P X G G G G G M M M G N P N G G Reject Code M G G G M P G G N G G G G G G G P G P G M G M P G G G P G M P P G P X M G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 123177-4 648812-9 607916-4 619605-5 604986-9 604987-7 608612-8 650590-2 621641-2 123602-4 607657-2 621841-5 620493-7 607563-0 620700-6 Claim ID 637595-2 638579-6 638607-5 618861-3 109304-5 108526-3 109266-9 107712-0 608005-7 123568-0 123106-5 601340-6 602494-7 123513-3 644354-0 611048-7 110510-8 101759-4 126105-3 619497-4 119972-2 609381-7 643075-9 120957-4 645975-7 106025-2 116585-2 620151-2 104105-3 612065-2 611159-9 612023-7 612024-5 650936-3 650980-0 618151-1 636487-0 116668-9 116667-0 638755-1 648568-5 610143-7

ALEXANDER RAYMOND IRA ERICA RAYNER-HORN RAYONIER - GOLDMAN EQUITY RAYTHEON ALPHA TILTS R S RAYTHEON ENH S&P500 RAYTHEON LONG SHORT RAZ TRUST JONATHAN A -DRBC CAPITAL MARKETS LLC RBCBSO NTQA LG VAL #1 RBJ MANAGEMENT CORPORATION TNT-LDN-SAG16- RBS DEP SAND AIR RBS PLC CC10 10 02 RBS PLC RESIDUAL CLIENTS AC TNT-LDN-SZA01- RBS TST SAUTM AM RBSI CUST BKLTD NON TREATY CLT AC Claimant Name STEPHEN H REED AND ELIZABETH W REED ELIZABETH W REED REED ELSEVIER US RETIREMENT PLAN KENNETH L REED IRA #2 BETSY I REED IRA JERRY REED IRA KENNETH L REED IRA REED IRA SAM K W C REED IRA JEANETTE R REED CAPITAL DEVELOPMENT COF JAMES F RE JAMES F REED JR LAURA W REED MR SUMNER A REED REED ROBERT C IRA ROO IRAT SUMNER A REED ANNA M REED TR HAZEL REED TRUST REED, MARY BRETZ TRUST WILLIAM E REEDER IRA REEDY TRUST THOMAS W 1D- #2 THOMAS W REEDY TTEE #3 GERTRUDE REEN GERTRUDE A REEN ELI G REEP IRA WADE A REES IRA REES RUSSELL C FOR DONALD W-TR PATRICIA J REESE IRA M&K REESE JT REV TR HIGH DIVIDEND REESE MARGARET SUCC-TOA M R REESE TR FBO JULIE REESE TEP M R REESE TR FBO BRET REESE TEP D. CLAIRE REESOR D. CLAIRE REESOR JANICE PACE REEVES CRUT GAM FORREST E REEVES IRA JEFFREY L REEVES IRA JEFFREY L REEVES MARY S REEVES DOMINICK R REGA IRRA REGENSTEIN FDN-WM BLAIR

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P G G G W W G G G M M M N M G

619432-0 102661-5 113732-8 103379-4 125213-5 109550-1 613352-5 100905-2 121234-6 107939-5 605436-6 651705-6 605437-4 110130-7 125896-6 Claim ID 113047-1 601194-2 107161-0 634227-2 634277-9 610358-8 125152-0 101457-9 114792-7 104276-9 109528-5 118296-0 624222-7 118295-1 640639-4 124884-7 105452-0 105456-2 627012-3 119011-3 602497-1 623186-1 124401-9 616205-3 606479-5 101485-4 104850-3 602500-5 103212-7 125008-6 615193-0 608469-9 624698-2 101490-0 608694-2 121529-9 605544-3 614396-2 124133-8 652959-3 647030-0 609494-5

Reject Code G G G P G G G M P X N G G M M P M G N P M G G M M G P P G G P G G P P G G P P G M M

Confidential

REDEC & ASSOCIATES LLC JAMES E REDFERN JAMES E REDFERN EDWARD C REDINGTON REDJAM PARTNERS DAVID REDMON IRA REDMOND - CRAT DOROTHY P REDMOND ANNE M REDO ANA REDONDO IRA PERCIVAL A REDWOOD & MERCEDES M RE REDWOOD PARTNERS LLC PERCY A REDWOOD MELISSA J REECE THOMPSON EST DAVID W REED & Claimant Name BARRY REGLING AND REGOSIN JTIC JOSEPH C REGRUTH IRA REHAB BSCM INV MGMT ACCT - BAL REHAB HOSP OF THE PAC FDN BAL ACC REHAB INST - GOLDMAN LAVONNE E REHFUS DOROTHY M REHILL KALA G REHM ANNE P REICH ANNE P REICH RAYMOND E REICH IRA MRS LILIAN M REICH RAYMOND E REICH MR IRWIN REICHER IRRA IRWIN REICHER GEORGE H REICHERT 1 GEORGE H REICHERT 2 GEORGE REICHHELM FREDERICK REICHWALD HELEN F REID & THORBURN REID JTWRO REID B S MARITAL T/A DANIEL K REID REID HOSP & HLTH CARE - ALLIANCE REID IRA JOHN R -CLSG THOMAS L REID IRA ISABELLA M REID JOSEPH E REID JUSTIN REID LYDIA R REID REID STREETRETIREMENT N A FUND REID TRUST JOHN R -CLSG MARIAN V REID TRUST ROBERT REID TRUST REID TRUST SARAH L -CLSG WILLIAM F REIDENBACH THE JAMES REIDY JR REV LIV TRUST D REIF LEONA TTEE-IMA BONNIE B REIFEL REIFF,JEFFREY M.& ASSOC PC EMP PR THOMAS V REILLY & SUSAN G REILLY J REILLY FOUNDATION -D-

G G M N P P G M M G P P G N P Reject Code G G P G G G G P G P M P P G G N N N P P G G P G P N N G N N P P P P P M G G N M G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 118399-0 618764-1 618765-0 618766-8 618767-6 618768-4 618769-2 619023-5 104009-0 107644-2 Claim ID 602507-2 602505-6 605155-3 602503-0 602501-3 602504-8 602495-5 602506-4 602508-0 112621-0 125776-5 117199-2 117661-7 610864-4 106594-7 612164-0 121129-3 613081-0 613110-7 613082-8 647136-6 113935-5 120020-8 120019-4 113959-2 611098-3 602502-1 109317-7 114313-1 119671-5 112379-3 115827-9 122199-0 122205-8 626242-2 125964-4 113791-3 606264-4 603169-2 116961-0 602509-9 602510-2 620127-0 114163-5 113587-2 625595-7 622727-9

REGENT UNIVERSITY THE REGENTS OF THE UNIVERSITY OF THE REGENTS OF THE UNIVERSITY OF THE REGENTS OF THE UNIVERSITY OF THE REGENTS OF THE UNIVERSITY OF THE REGENTS OF THE UNIVERSITY OF THE REGENTS OF THE UNIVERSITY OF THE REGENTS OF THE UNIVERSITY OF RICHARD J REGGIO YOLANDA REGISTER Claimant Name MR DAVID REINAUER KENNETH H REINER & KAREN W REINER DR BARRY REINER AND MRS SURI REINE MRS JUDITH REINER RABBI JACOB REINER BARRY REINER SPECIAL ACCOUNT KAREN REINER SPECIAL ACCOUNT KENNETH REINER SPECIAL ACCOUNT TOVA FAYGA REINER GARY H REINHARDT JACK REINHARDT IRA JENNIFER REINHART 1 FBO JASON REINHART 3 REINHERR ELEANOR M SUCC-TOA ANN J REINHOLD IRA DAVID REINKE TEP INVESTMENT AGY TWILA REIS IRA REISBECK LINDA IRA REISBECK PHILIP & LINDA IMA REISBECK PHILIP IRA MARY ANN REISDORF IRA BARRY M REISMAN #1 BARRY M REISMAN #2 BARRY M REISMAN MICHAEL B REISMAN REITER MAX FD B FAMILY SUCC-TOA MR STEVE J REITER MICHAEL L REITMAN SANDRA E REITMAN SANDRA E REITMAN SONDRA G REITMAN TRUST EDWARD W REITMANN IRA RONALD R REITZ IRA RONALD R REITZ IRA W GLENN REITZ TRUST BERNARD Z REIZNER IRA ROLF REJBRAND IRA REJMAN IRA RICHARD A -IR NFP RELATIVE VALUE OPPORTUNITY PORTFO LAURENCE RELCH IRA RELHOK INVESTMENTS RELHOK INVESTMENTS RELIANCE STANDARD LIFE INS PP-WEA TRACI I RELVAS YAZEMBIAK ROBERT REMBERT IRA REMINGTON INVESTMENT STRATEGIES REN GLBL VAL FUND

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N P P P N N N P N X

637133-7 640812-5 609313-2 609312-4 100203-1 602496-3 615613-4 602492-0 602493-9 109242-1 Claim ID 103423-5 646923-0 625419-5 625532-9 121633-3 641724-8 122303-8 635521-8 116985-8 122607-0 636984-7 636975-8 107670-1 615226-0 126849-0 116654-9 649111-1 123651-2 650760-3 650728-0 125106-6 125601-7 122449-2 110735-6 616002-6 610779-6 610765-6 634076-8 634104-7 619751-5 107598-5 107599-3 639288-1 605462-5 607686-6 622637-0 610274-3 605678-4 620665-4 652619-5 652714-0 618323-9 633971-9 618554-1 618979-2 618850-8 615268-6

Reject Code G G G G G G G G G M M G P P G P G G G G G G G G G P G G G M P X M M N P G P P G P P P M G G P

Confidential

RICHARD R REILLY IRA JAMES REILLY REILLY TRUST MARALYN A -DREILLY TRUST MICHAEL K MARVIN REIMAN ERIK REIMANIS REIMER FAMILY TRUST CUSTODY SAMUEL REIN & ALICE REIN JTWROS DANIEL A REIN AMY N REINAGEL Claimant Name CLIFFORD B RENEGAR JAMES M RENEHAN IRRA JEAN RENFIELD-MILLER JEAN RENFIELD-MILLER LENORE M RENIER LENORE M RENIER TTEE ELAINE D RENN IRA JAMES L RENNEY IRA THOMAS E RENNIX HARLEY RENO IRA # 1 DR HARLEY W RENO IRRA HARLEY W RENO TTEE BRIAN G RENSHAW IRA RENSSELAER POLYTECHNIC INSTITUTEVIRGINIA V RENTERIA OTTO R RENTSCH WERNER RENTSCH AND GAIL RENTSCH TI WERNER RENTSCH MARK RENWICK VALERIE RENWICK LAURA J RENZ WILLIAM F RENZENBERGER IRA GIULIANA M RENZULLI 1 IRA ROBIN REODICA REPUBLIC INSIGHT-LARGE CAP VALUE RES FD MENTAL HYG BEN RES RES FDN MENTAL HYGIENE INC RESIDUAL ACCOUNT GLOBAL EQUITY RESIDUAL ACCOUNT GLOBAL EQUITY FSB-CA INV MGR RESNICK & GRAY 401K GARY I RESNICK GARY I RESNICK RESOURCE CHEMICAL SEP RESOURCE MANAGEMENT II FORTRESS TNT-LDN-WPF98- RESTRUCTURE -SL RET - FIDELITY RET RESEARCH FDN - ICAP #2 RETAIL MEATS LOCAL 56 PEN FUND RETCO AOC GET NORTH AMERICA FUND RETINMPP RETINPSP THE RETIREMENT ANNUITY PLAN FOR RETIREMENT BOARD OF ALLEGHENY COU RETIREMENT INCOME PLAN FOR EMPLOY THE RETIREMENT INCOME PLAN FOR EMP RETIREMENT PLAN OF CONOCO INC TRU RETIREMENT PLAN OF TEXACO-EQUITY

G P P P N P P P P M Reject Code N G P P M G G G G G M M M G M G G G G G M M G N G P P W M P P P G G G P G G P M M G G G P P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 622489-0 624736-9 608743-4 120003-8 605042-5 Claim ID 621076-7 120557-9 111514-6 632467-3 110412-8 100010-1 119135-7 608089-8 102379-9 606411-6 103538-0 609013-3 609061-3 620327-2 121420-9 101554-0 609477-5 105202-0 105203-9 103127-9 103129-5 103627-0 652557-1 646936-1 652617-9 616373-4 100266-0 602513-7 102014-5 126358-7 117186-0 642714-6 110361-0 110321-0 124135-4 117180-1 647134-0 643670-6 107522-5 616188-0 610647-1 101619-9 605186-3 602511-0 602512-9 126801-5 634155-1 112499-4 602489-0 602490-4 116592-5 106482-7

REN TACT ALL EQUITY THE RENAISSANCE FOUNDATION RENCH JAYNE WELLER -DKATHRYN L RENDO 1 ADAN RENDON Claimant Name BNYE REUTERS PENS FD LEG+GEN P F NANCY N REUTHER F L REVELL WILLIAM R REVELLE TRUST ELLA D REVELY FRANK N REVETTA CATHLEEN S REVIS REVISED RETIREMENT TRUST OBDULIO H REVOTTARO REW AND DESCENDANTS IRWIN ANN REWIS REX IMA JANET V -CLSG REX TRUST DAVID D-D-CLSG REXNORD-ZURN HOLDINGS INC -OPPENH MARILYNN J REXROAT TRUST RITA M REYELT REYES DAVID K -PD -CLSG RAY REYES STEPHANIE K REYES NORMA N REYNES IRA NORMA N REYNES IRA NORMA N REYNES IRA REYNOIRA REYNOLDS REYNOLDS REYNOLDS AMERICAN - ALLIANCE CAPI EDWARD J REYNOLDS EILEEN H REYNOLDS EVELYN E REYNOLDS GINGER F REYNOLDS IAN T REYNOLDS CURTIS L REYNOLDS III CHARLES J REYNOLDS IRA 1 CHARLES J REYNOLDS IRA HUEY D REYNOLDS IRA JAMES F REYNOLDS IRA MR PHILIP A REYNOLDS IRA MISS GINGER F REYNOLDS IRRA JAMES H REYNOLDS T REYNOLDS JEAN F TR U I 12 21 62 REYNOLDS JOHN D MOAG RAYMOND S REYNOLDS ELLEN H REYNOLDS REV TST DTD 11 2 KAREN KANE REYNOLDS TRUST DTD 4-16 ALAN ANTHONY REYNOLDS TRUST DTD 4KENN REYNOLDS TRUST JAMES C REYNOLDS TRUSTEE FHB PLEDG BETTY J REZAC IRA GEORGE J REZK AND CHRISTINA T REZK THE REZK CHILDRENS TRUST ROBERT G HOWARD REZNICK IRA HOWARD A REZNICK IRA

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M P P M G

625441-1 618906-7 624679-6 107032-0 622173-4 Claim ID 116590-9 116591-7 116593-3 119399-6 613175-1 610397-9 652618-7 114198-8 624227-8 610283-2 610284-0 611290-0 125018-3 114053-1 610280-8 613496-3 613495-5 613494-7 618487-1 618488-0 619169-0 619170-3 605560-5 618220-8 602523-4 602472-6 643455-0 643445-2 643453-3 619147-9 624228-6 604961-3 604962-1 618922-9 618925-3 618926-1 636280-0 106570-0 103724-2 106294-8 648404-2 601479-8 605509-5 612473-9 118206-4 118353-2 624909-4 624908-6 102040-4 110714-3 647991-0 119368-6

Reject Code M M P G P N G P P P N P P G M X P M M N M M M G M G N G M M G P G P M G M G N P P N G G G G P P G G M G

Confidential

RETIREMENT PROGRAM PLAN FOR EM THE RETIREMENT SYSTEM OF THE AMERI RETSKY FAMILY LP #2 BARRY M REUBEN TRUST REUTERS PEN FD REORG FUND 07 03 0 Claimant Name HOWARD REZNICK TRUST #1 HOWARD REZNICK TRUST #2 HOWARD REZNICK TRUST #3 HOWARD REZNICK TRUST #4 RFP MASTER TRUST - COLUMBIA EQY RFTB - JP MORGAN -P RGARDEN RHAMNUS INVESTMENTS LINDA W RHEA RHG 91 SUBTRUST 2- APERIO RHG 91 SUBTRUST 3 - APERIO RHOADES ALAN L TRUST AGTR CARLOTTA C RHOADES RICHARD RHOADS RHODA G 1991 TR FBO SUSAN RHODE ELIZ-CAF RHODE ELIZ-CGR RHODE ELIZ-REM RHODE ISLAND COMMUNITY FOUNDATION RHODE ISLAND COMMUNITY FOUNDATION RHODE ISLAND EMPLOYEES RETIREMENT RHODE ISLAND EMPLOYEES RETIREMENT THOMAS L RHODES COF NATIONAL REVIE HARRY & CAROLYN RHODES CRUT OPC GLEAVES RHODES LUCILLE RHODES RICHARD RHODES TTEE #1 RICHARD RHODES TTEE RICHARD RHODES TTEE RHONDDA CYNON TAF COUNTY BOROUGH RHP ASSOCIATES RHUMBLINE ADVISERS COMMINGLED 3 RHUMBLINE ADVISERS COMMINGLED 2 RHUMBLINE S & P 500 POOLED INDEX RHUMBLINE SMALL-CAP POOLED INDEX RHUMBLINE SMALL-CAP POOLED INDEX RICHARD W RHYMER TTEE ALEX R RHYNE LLOYD D RHYNE JAMES J RIANT IRA MITCHELL RIBACK TTEE DIDIER RIBADEAU-DUMAS STEPHANIE WEINTRAUB RIBAKOFF WALTER A RIBAKOW IRA OSCAR RIBNER & CYNTHIA RIBNER IRA RIC SELECT GROWTH FUND USD US RIC SELECT VALUE FUND USD US ERIC A RICCI PAUL B RICCI ROBERT RICCI CARL F RICCIARDELLI IRA

P P P X P Reject Code G G G G P M M G P P P P M G P P P P G P P P G G G P G G G W P P P G P P G P N M G P P G X P G G N M G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID 612556-5 605389-0 612573-5 612575-1 612576-0 612579-4 602519-6 111230-9 111759-9 105714-6 103653-0 120262-6 110690-2 122021-7 104680-2 610142-9 114685-8 652893-7 652914-3 124489-2 100143-4 633361-3 607438-3 652842-2 633763-5 652963-1 652865-1 639841-3 121174-9 121175-7 639858-8 100851-0 121977-4 108778-9 121381-4 635093-3 116106-7 108772-0 126042-1 612016-4 106370-7 625170-6 101182-0 650982-7 106275-1 620129-6 113260-1 124228-8 113348-9 105632-8 615475-1 104610-1 Claim ID 652165-7 635623-0 639240-7 104348-0

Claimant Name ALFRED J AND DEBRA RICCIARDI MR GENE M RICCIARDI AND MRS JEANET JAMES RICCIARDI JOSEPH M RICCIARDI JUDITH RICCIARDI MICHAEL J RICCIARDI BARBARA RICE CAROL RICE FBO KENT RICE ETHEL & RAYMOND F RICE FOUNDATION LOUISE M RICE IRA JAMES M RICE JOSEPH RICE MIRIAM O RICE RUTH G RICE RICE UNIVERSITY - LEGG MASON WILLIAM L RICE RICH C. TR U/W - PART A RICH C. TR U/W - PART B JAMES R RICH IRA JOHN V RICH RICH PRODUCTS CORP 401OKO - ICC RICH TRUST-GG BETTY -PA RICH, CHARLES & MARGARET WATSON RICH, L. P.(ALISON) RICH, SYLVIA R. RICH,CONSTANCE M. OLIVER G RICHARD III & DONNA G RIC OLIVER G RICHARD III AND OLIVER G RICHARD III IRA #1 OLIVER G RICHARD III IRRA #1 ALBERT S RICHARDS HERBERT RICHARDS IRA PATRICIA P RICHARDS IRA SONIA M RICHARDS IRA RO KENNETH A RICHARDS IRRA KARLA L RICHARDS PATRICIA P RICHARDS LIV TR NANCY W RICHARDS JACK RICHARDS REV TRUST TEP CAROLINE S RICHARDS TRUST CATHRYN C RICHARDSON -HEARTLAND DENNIS M RICHARDSON DONNA I. RICHARDSON FRANCINA M RICHARDSON RICHARDSON IND INC PEN PL - SBAM RONALD D RICHARDSON IRA GRACE E RICHARDSON IRREV JEFFREY R RICHARDSON SANDRA F RICHARDSON T O RICHARDSON SECTOR ROTATION THOMAS F RICHARDSON Claimant Name RICHARD L RIEDEL TRUST DTD 1/31/19 MARSHALL W RIEDEL TTEE MR TILFORD F RIEHL JR JOYCE A RIEHL TRUST

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Reject Code

Claim ID 123103-0 116256-0 116874-6 116255-1 100937-0 611259-5 619759-0 602521-8 602514-5 602515-3 109727-0 109726-1 611509-8 652815-5 652874-0 652936-4 652938-0 652937-2 628125-7 626580-4 611616-7 625531-0 118537-3 625469-1 121661-9 121660-0 616198-7 121101-3 115643-8 637669-0 626942-7 125959-8 106533-5 111943-5 642675-1 125324-7 109096-8 113319-5 107726-0 611500-4 620720-0 636939-1 119987-0 623953-6 123977-5 646761-0 649535-4 652166-5 100285-6 649531-1 123107-3 652164-9 Claim ID 617713-1 635244-8 625494-2 615013-6

G G G G G G P P M G P M G M P P G M M M G G P M M M M M G G M P G P G G M P G G X M N P N P G G G N G N Reject Code M M M P

Confidential

Claimant Name TIM C RICHERSON ELIZABETH L RICHERSON TRUST #2 DIANA E RICHERT ELIZABETH L RICHESON TRUST #1 EDWARD J RICHEY RICHEY FAMILY FDN TOA FSB-CA INV AGT TT DENNIS A RICHEY MICHEL RICHEZ MRS CLAUDE RICHEZ TOD VINCENT RICHEZ KATIE S RICHMAN 1994 TR THE JAKE RICHMAN 1994 TR RICHMAN BROTHERS FOUNDATION I AG RICHMAN FAMILY FOUNDATION RICHMAN TRUST, JAKE RICHMAN, FRED- IRA RICHMAN, JAMES RICHMAN, RITA RICHMOND RETIREMENT SYSTEM LARGE LAURENCE RICHMOND TESTAMENTARY TRU RICHMOND VIRGINIA JOHN TOA ELLEN JOAN RICHTER TERRENCE A RICHTER IRA JUDITH G RICHTER DIANE M RICHTON IRA ROBERT E RICHTON IRA RICK FRANK S TRUST RAYMOND E RICKLEFE NAT RICKOFF MARTIN R RICKS TTEE KATHRYN G RIDDELL REVOCABLE TR EMMA JEAN RIDDLE ALBERT L RIDDLE IRA ROBERT L RIDDLE IRA SHELBY M RIDDLE IRRA PAUL E RIDDLE STANFORD A RIDDLE SEP SHIRLEY A RIDDLE CYNTHIA A RIDER RIDGECLIFF FOUNDATION MOAG BARBARA TOMKINS RIDGELY ROBERT E RIDGEWAY IRRA MARIANNE RIDGWAY IRA MARCELLA H RIDLEY GRANTOR TR FREDERICK RIEBE FREDERICK RIEBE & CYNTHIA M RIEBE RIEDEL BARBARA BARBARA C RIEDEL MATTHEW B RIEDEL RIEDEL RICHARD MARSHALL W RIEDEL TRUST & BARBARA C RIEDEL TRUST DTD 1/31/19 Claimant Name 005- RIPPOLONE J D CUST EQ RHB1 JUNE C RISCHE IRRA CHARLES R RISDON III AND BETT RISE CARL REV TR-PIEDRA CAPITAL

Reject Code M P N P N P P P G G G G P M M M M M M G P P P P P P P M N G P M G N G M X N M P P G G P G M P M M P G M Reject Code P G P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 110015-7 120512-9 618246-1 125383-2 624920-5 624922-1 624923-0 643272-7 119260-4 109330-4 103063-9 615966-4 636844-1 648726-2 111708-4 648743-2 638996-1 125034-5 624887-0 110748-8 107299-4 111925-7 110749-6 121527-2 649082-4 602517-0 643590-4 119630-8 124045-5 609178-4 607150-3 650779-4 101152-9 118263-3 611130-0 608912-7 108067-9 108065-2 615165-5 607875-3 612558-1 121871-9 115008-1 117753-2 117751-6 115719-1 640879-6 108110-1 Claim ID 122603-7 125407-3 125406-5 121380-6 625502-7 625519-1 602475-0 612769-0 613307-0

JOYCE O RIEHL TRUST RALPH L RIEHLE E RIES IRA FBO MYRNA RI CLOSIN MICHAEL R RIETH RIF MULTI-STYLE EQUITY FUND USD U RIF MULTI-STYLE EQUITY FUND USD U RIF MULTI-STYLE EQUITY FUND USD U SUSAN M RIFKEN BERHARD RIFKIN MARILYN RIGAU JOHN R RIGGINS RIGHTIME BLUE CHIP FUND W F RIKE IRRA JAMES J RILEY AND JANE C RILEY ATB JAMES E RILEY IRA JANE C RILEY IRA SUSAN J RILEY IRRA MARGARET D RILEY RIML RUSSELL INTERNATIONAL SHARES RAYMOND R RINALDI IRA JOHN J RINDE IRA NORMAN K RINDERKNECHT IRA SALLY A RINE MOLLY R RINEHART JEREMY S RING AND SHARON RING JTWR NANCY C RING DR WALLACE H RING TTEE WALLACE H RING LEONARD D RINGDAHL RINGLER TRUST JAMES M -D-CLSG RINGMAN IRA TED C -IR JENNIFER RINGROSE VIRGINIA J RININSLAND MICHAEL RINIS RINK FOUNDATION A AG RINNERT TRUST NANCY -NFP LINDA M RIO IRA LLOYD W RIO IRA RIO TINTO 1000 RIO TINTO-JPMORGAN ANN RIORDAN ARTHUR RIOS IRA MARIA Y RIOS WILLIAM S RIPLEY & RIPLEY FAMILY TRUST MICHELE M RIPP IRA MRS MONICA RIPPA REGENT INVESTOR A GALE RIPPENTROP Claimant Name TAHZIBUL H RIZVI VITRO RIZZI IRA VITRO RIZZI SAMUEL A RIZZO IRA RJ INVESTMENTS LIMITED PARTNER RJ INVESTMENTS LIMITED PARTNER RJF ASSOCIATES RLDS-AERPT-LSV ASSET MGMT RLT LIMITED PARTNERSHIP IMA

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M M P G G G G G G N G P M G N G G N G P P G M N G G G N N G P G P G P P X X G M P M N M G P G N

612843-2 615012-8 125676-9 109476-9 610982-9 629155-4 629156-2 602518-8 115083-9 125573-8 126731-0 115180-0 606352-7 109953-1 114917-2 120012-7 108910-2 111343-7 637576-6 124218-0 105149-0 609553-4 627222-3 120398-3 612954-4 101372-6 610883-0 617799-9 622999-9 618336-0 602522-6 627255-0 627265-7 627266-5 627262-2 610812-1 104138-0 620115-6 123227-4 623157-8 611303-6 116087-7 109276-6 602516-1 605041-7 605487-0 102204-0 122602-9 Claim ID 117690-0 124861-8 109988-4 651352-2 610650-1 607052-3 110538-8 605290-8 123870-1

Reject Code M P P M P P G G G

Confidential

RISE FAMILY LP PIEDRA CAPITAL CUS RISE VARA REV - PIEDRA CAPITAL NETTIE RISHTY SUZANNE RISKIN R R RISMAN CRUT #1 AGTR TRUST C U/W N RISO FBO A RISO U/W N RISO-NON EXEMPT A MARTIN & HARRIET RISS T I C CHARLES M RITCHIE IRA DORIS RITCHIE IRA RAY RITCHIE IRA RO MARY ANNE F RITCHIE RITER I T FBO MARY RITER -CLSG E RITTER & CO CORP SUBSIDIARES ROBERT R RITTER IRA ERIC RITTERSHOFER ERIC W RITZEN IRA JAMES RITZENBERG JOHN J RITZLER DECD IRA HELEN RITZLER IRA ERIC P RIVAS RIVER GARDEN HOLDING INC-CLSG RIVER VALLEY INC PCIAA-ADV RES GEORGE L RIVERA RIVERA JOSHUA TUA SECTION 142 RAMON L RIVERA VEGA RIVERIDGE KATHRYN C TRUST AGTR RIVERSIDE CEMENT CO - INVESTMENT TR UA RIVERSIDE CEMETERY ENDOW RIVERSIDE CHURCH IN THE CITY OF N RIVERSIDE INVT ASSOCIATES COF PIN RIVERSOURCE GROWTH FUND A SERIES RIVERSOURCE TRUST EQUITY INDEX BA RIVERSOURCE TRUST VALUE FUND RIVERSOURCE VARIABLE PORTFOLIO RIVERWOOD GROUP LLC MOAG EST C T IO RIVES RIVIANA FOODS RET PL - PARAMETRIC ANNEMARIE RIVIECCIO RIVIERA BCH CITY GEN REGENTS CU RIVIERA BCH FIRE-INVESCO PP INV SAUL RIVKIN IRA FAE L RIXE SHAIZA RIZAVI AND JON FRIEDLAND JT A ZAMIN RIZAVI DECEASED SARA RIZAVI TRACI L RIZER TAHZIBUL H RIZVI Claimant Name PATRICK ROBERTS IRA #2 HARVEY G ROBERTS IRA JAMES L ROBERTS IRA LUANNE L ROBERTS IRA R/O RICHARD E ROBERTS IRAT ROBERTS IRREV TR EDWARD K JAMES K ROBERTS JULIE ROBERTS LARRY ROBERTS

G G G G G G M G G P P G P P P M N G M G M P P M G N P N P P G G G P P P N P M P G P N G G G M N Reject Code G M P P P P P G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620705-7 624230-8 625505-1 605470-6 119722-3 103679-3 101614-8 607010-8 103429-4 636866-2 113233-4 651469-3 640465-0 619104-5 612859-9 639204-0 119711-8 126721-3 119950-1 115146-0 607051-5 606081-1 107191-2 632956-0 619968-2 103051-5 100191-4 115219-0 634128-4 624481-5 614489-6 639913-4 610084-8 615390-9 640063-9 615042-0 618599-1 104271-8 102832-4 102834-0 636622-8 124403-5 117533-5 Claim ID 602527-7 126388-9 123226-6 616179-0 123142-1 605346-7 121071-8 117107-0 644386-9 602556-0 112725-0 111743-2 122698-3 633004-5

RMC_PACIFIC MATERIALS - INVESCO RME DELAWARE LLC RMS SALES EMPLOYEES PENSION PL RNR HOLDINGS L P DENNIS J ROACH IRA DOLORES H ROACH IRA DONALD G ROACH IRA ROACH IRA MICHAEL G -CLSG RONALD J ROACH IRA DENNIS J ROACH IRRA JOHN D ROACH ROAD RUNNER EXPRESS ELDON ROALSON IRA CITY OF ROANOKE VA ROB MAS-OAK VAL MRS LYDIA L ROBARDS ALVA B ROBB BETSY S ROBB TRUST CHARLES G ROBBINS IRA JEFFREY A ROBBINS ROBBINS JR TR D W -SUB CLSG TRUST UNDER AGREEMENT WITH D W ROB W JAMES ROBBINS ROBEANG CC ROBECO INV MGMT CO SHELDON W ROBERDEAU IRA HELEN L ROBERSON JUANITA D ROBERSON ROBERT & HELEN NICHOLS CRUT ROBERT BARRETT AND COLLEEN CASSEL ROBERT E STUBBLEFIELD ROLLOVER IR ROBERT GAINES IRA ROBERT LEM NT S RESP 500 -P ROBERT M FACTOR ROBERT P SOUDERS RRA ROBERT S PATYRAK RETIREMENT PLAN THE ROBERT W WOODRUFF ARTS CENTER ARLENE M ROBERTS CONSTANCE ROBERTS CONSTANCE F ROBERTS FBO DAVID L ROBERTS FIONA J ROBERTS PATRICK ROBERTS IRA #1 Claimant Name MARY WALSH & THEODORE J ROBINSON J LATASHA A ROBINSON LEWIS ROBINSON JANA F ROBINSON MARITAL TRUST MARY E ROBINSON MAUREEN ROBINSON MICHAEL L ROBINSON PHYLLIS P ROBINSON SHELBY ROBINSON VANESSA RUGO ROBINSON DAVID H ROBISON DORIS ROBISON DORIS ROBISON ROBIWEA

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G P P G M X M G X G P G M P G G M P M X G P G P G G M G G M G M G M M G P P N M P N G

620727-8 623191-8 624503-0 644835-6 637421-2 632407-0 630744-2 607056-6 627097-2 120628-1 118096-7 121198-6 122988-5 103796-0 105641-7 609513-5 104539-3 635988-4 103317-4 611789-9 101013-1 100559-6 638421-8 103585-1 120373-8 104318-8 615816-1 125681-5 602526-9 619414-1 623196-9 602525-0 619861-9 104319-6 617937-1 101507-9 105684-0 101275-4 105683-2 100508-1 636033-5 108637-5 610868-7 Claim ID 606928-2 619353-6 112388-2 123133-2 111658-4 107951-4 105653-0 108182-9 121922-7 118310-9 109794-6 643574-2 612813-0 624232-4

Reject Code G M M G P G M N G P G G M G

Confidential

EDWARD R ROBERTS M ROBERTS STEVEN H IRA JOHN ROBERTS TRUST MARVIS & SALLIE R ROBERTS TTEE 4/4 KIM MARIE TATE ROBERTS TTEE IM ROBERTS ULYSSES INVEST LLC IM GRAY WILKES ROBERTS-PLEDGED ROBERTSON CRUT LOUISE B CLSG WILLIAM E ROBERTSON DECL OF TRUST BOB G ROBERTSON IRA PEGGY J ROBERTSON IRA ROBERT E ROBERTSON IRA MARY E ROBERTSON RALPH R ROBERTSON TIMM W ROBERTSON ROBERTSON TR LOUISE B -CLSG CAROL S ROBERTSON TRUST MARY ELSIE ROBERTSON TTEE WILLIAM J ROBERTSON JULIA M ROBESON BARBARA R ROBEY LOUISE L ROBICHAUD J GLENN ROBICHEAUX EDWARD E ROBINS IRA KEITH I ROBINS IRA JAMES J ROBINSON #1 ROBINSON AELTUS BERNARD E ROBINSON BRADLEY W ROBINSON DOUGLAS ROBINSON ANNE BYRD ROBINSON ESTATE GEOFFREY H ROBINSON MARY ROBINSON INDIVIDUAL TRUST JAMES J ROBINSON IRA #2 H JAMES ROBINSON IRA LORETTA H ROBINSON IRA LORETTA H ROBINSON IRA MERCER HAROLD ROBINSON IRA MERCER HAROLD ROBINSON IRA WILLIE R ROBINSON IRA NANCY I ROBINSON IRRA JANE I ROBINSON ROBINSON JOHN D MARITAL SUCC-TOA Claimant Name RODI SPECIAL TRUST WILLIAM G RODMAN INS PSRP HAROLD RODNER IRA CHRISTINE L RODNEY ALLEN RODNEY TRUST CHRISTINA RODRIGUEZ CARMEN RODRIGUEZ DE RUIZ EVELYN RODRIGUEZ KETHRYN E RODRIGUEZ ROBERT R RODRIGUEZ SYLVIA RODRIGUEZ LUIS I RODRIGUEZ-BAZ MD IRRA ROE FDN RU THE ROE FOUNDATION

G P P M G G G P P G P M M G N P N P P P G P G G M X M N G P P G P X P G G G M P G G P Reject Code P G G G G N N N M M M G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 115775-2 103117-1 107866-6 631435-0 123267-3 120524-2 607734-0 111740-8 607732-3 622484-9 622483-0 649590-7 110614-7 123576-1 114823-0 126623-3 619030-8 619031-6 619032-4 105861-4 113182-6 102201-6 620070-2 613052-6 650795-6 123845-0 123844-2 100272-4 611203-0 103566-5 112060-3 634701-0 613817-9 110881-6 650234-2 606907-0 606905-3 606906-1 Claim ID 624240-5 125154-6 114873-7 119398-8 612512-3 619308-0 122140-0 602528-5 621448-7 614054-8 120750-4 609438-4 101575-3 103077-9 606093-5 117002-3 104988-7 602872-1 102107-9

MICHAEL J ROBSON FBO THOMAS J ROCCHIO SEP IRA VICTOR ROCCKI IRA ROCH POLY PRESS SALES PS GLICK CHRISTOPHER ROCHE ARTHUR D ROCHE IRA ROCHE STORES LTD STAFF PENSION FU ELISABETH ROCHE WILMERS ROCHES STORES PENSION PLAN ROCHESTER GINNA-NQ-T ROWE EQUITY ROCHESTER GINNA-Q-T ROWE EQUITY ROCHESTER POL P RAYMOND ROCHOWIAK IRA WALTER F ROCK ROCKAWAY ASSOCIATES LLLP CHARLES A ROCKEFELLER THE ROCKEFELLER FOUNDATION THE ROCKEFELLER FOUNDATION THE ROCKEFELLER FOUNDATION FERN L ROCKLIN IRA RICHARD ROCKSTROH IRA GILBERT W ROCKWELL ROCKY MOUNTAIN MOTORIST EE RET-OP ROCKY MTN PBN JC ROCKY SHORES CONSULTING IN WILLIAM E RODAWIG IRA WILLIAM E RODAWIG STEPHEN R RODE RODEFFER & ANDERSON CRUT AGTR JAMES A RODEGHERO PHYLLIS J RODENBERG TRUST KENNETH & MARTHA RODENBUSH RODENFELS CHRIS TRUST IMA ALLAN G RODGERS JOEL RODGERS SEP IRA RODI LIFETIME TRUST WILLIAM G RODI MARITAL TRUST WILLIAM G RODI PRIMARY TRWILLIAM G -CLSG Claimant Name RUTH DONNELL ROGERS TR U TOA DTD 6 SUSAN S ROGERS TRUST #2 GEORGE W ROGERS TRUST MARVIN L ROGERS TRUST ROGERS W-B E ROGERS C ROGERS-SMITH JOHN F ROGNON ROGOVE INVESTMENT ASSOCIATES COF HARRIET M ROHDE TUA FBO H L ROHDE ROHL ROBERT J MARITAL TRUST AGENC LAURENCE J ROHLFES AND ROHNER TRS TIC J & H -CLSG DONALD I ROHRBACH GARY A ROHWER ROIG TRUST HENRIETTA ANNA M ROJAS MARTHA G ROJAS IRA LAURA CHARLY ROK TOR ROLAND

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G P P M P P P G P P G G P N P G G G G G N P P M G N N G G P G M G X G P P P

118235-8 612832-7 624233-2 122794-7 645608-1 101037-9 611439-3 108977-3 111424-7 651095-7 610732-0 108700-2 108882-3 624703-2 624704-0 602104-2 122851-0 615386-0 640136-8 125153-8 624238-3 624234-0 110059-9 114467-7 124977-0 639811-1 119397-0 106626-9 125562-2 103713-7 103714-5 125195-3 125194-5 624237-5 624235-9 101444-7 121183-8 612021-0 Claim ID 117581-5 606551-1 100048-9 610802-4 105877-0 105879-7 120293-6 118873-9 639844-8 122731-9 619375-7 619374-9 104129-0 100413-1 122439-5 121857-3 123662-8 123660-1 615580-4

Reject Code P G G M P N G G P P P P G P P M G G M

Confidential

PEGGY A ROE IRA ROE MAR RUANE THOMAS A ROE MARITAL TR FBO SHIRLA ROBERT S ROEDER IRRA ROBERT S ROEDER IRRA FRED F ROEDING ROEMER-MINTZ PS GROWTH FUND 401T MELINDA ROENISCH ROBT & JONI ROENITZ LIV TR J ROENKE & D MURPHY JTWROS ROES HERBERT W MOAG TERRI S ROESER TERRI S ROESER HUGO K ROESLER TRUST DTD 5 7 86 MARY L ROESLER TRUST DTD 5 7 86 ELLEN M ROGAN MICHAEL G ROGENBERG TR ROGER C FITZGERALD ROGER L BEEBE SUSAN S ROGERS #1 RICHARD ROGERS & JULIE ROGERS JTWR ANDREW ROGERS FRANKLYN M ROGERS BETTY M ROGERS IRA FBO PETER V ROGERS IRA MARIANNE H ROGERS IRA MARVIN L ROGERS IRA MARY E ROGERS IRA YVONNE D ROGERS IRA JOHN G ROGERS JR IRA JOHN G ROGERS JR IRA JOHN T ROGERS JR IRA JOHN T ROGERS JR MR RICHARD ROGERS MRS JULIE ROGERS SANDRA ROGERS MARY L ROGERS TR BARBARA ROGERS TR TEP Claimant Name PASQUALE T ROMANO ROMANS IRA DONALD B -CLSG JACK ROMBACH ROMEO JOSEPH T FUND B TOA JAMES H ROMER 1 JAMES H ROMER 2 ISMAEL E ROMERO IRA JUAN F ROMERO JOHN ROMERO MD AND ANN ROMERO TIC NANCY H ROMERO CARLOS ROMERO ROLLOVER IRA JOAN ROMERO ROLLOVER IRA JESUS ROMERO TRUST DARLENE W ROMINE DANIEL J ROMMEL DAVID W ROMMEL DORA P ROMNEY #1 DORA P ROMNEY IRA #1 ELIZABETH B RONALD CREDIT TR UOA

G G G G M X P G G G P N M P P P G P M G P P G X M G M P N X X M M P P N M P Reject Code G P G P N N M P G M G G M N M N N N P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102108-7 111476-0 115074-0 100168-0 630304-8 610064-3 650237-7 100890-0 100927-3 126812-0 126813-9 111217-1 111145-0 618670-0 618911-3 618913-0 635839-0 635840-3 626830-7 618605-0 618606-8 119358-9 119359-7 119360-0 125358-1 120994-9 120991-4 117580-7 625451-9 121923-5 117582-3 117578-5 117579-3 Claim ID 611329-0 119640-5 108883-1 113906-1 609457-0 650913-4 609008-7 126186-0 622485-7 622486-5 113795-6 105333-7 601229-9 103740-4 102304-7 113814-6 113815-4 110906-5 113907-0 608789-2 634627-8 602529-3 630028-6 630029-4

TOR ROLAND BERNADETTE S ROLDAN MARGARET M ROLL FAMILY TR ALBERT ROLLER IRA SUC TUA ROLLINS COLL-MATH & SCI ROLLINS COLLEGE CHESWICK HENRY & LUCIE ROLLINS TTEES ROLLIN JENNETTE R ROLLO #1 JENNETTE R ROLLO IRA #1 ROMAC ENTERPRISES INC ROMAC ENTERPRISES INC JACK A ROMAGNOLI IRA RO MARYBETH ROMAGNOLI THE ROMAN CATHOLIC ARCHBISHOP OF L ROMAN CATHOLIC ARCHBISHOP OF BOST ROMAN CATHOLIC ARCHBISHOP OF BOST THE ROMAN CATHOLIC BISHOP OF DEPOS THE ROMAN CATHOLIC BISHOP OF ENDOW ROMAN CATHOLIC BISHOP STOCKTON EN ROMAN CATHOLIC DIOCESE OF GARY IN ROMAN CATHOLIC DIOCESE OF GARY IN CATHY M ROMANO CATHY M ROMANO CATHY M ROMANO DEBORAH L ROMANO DOMICK V ROMANO DOMINCK V ROMANO PASQUALE T ROMANO III DAVID F ROMANO IRA ROLLOVER MARIE A ROMANO PASQUALE ROMANO PASQUALE T ROMANO PASQUALE T ROMANO Claimant Name ROSE BENJAMIN SUCC-TOW DONALD J ROSE DOUGLAS D ROSE EMILY ROSE ROSE FAMILY TR SP-WALTER -DROSE FAMILY TRUST ROSE FISHER CORP-D-CLSG WESLEY H ROSE GST ROSE HILLS FND CADENCE ROSE HILLS FND ICAP ROSE HILLS FOUNDATION HOWARD A ROSE MICHAEL J BLUM AND ABIGAIL ROSE ROBERT L ROSE STEVEN ROSE ABIGAIL ROSE TRUST AMY ROSE TRUST HALEY K ROSE TRUST ISABEL ROSE TRUST ROSE TRUST M G -P #2 ROSEDALE UNION SCH DIST 403B7 IRWIN ROSEFF MD ROSELAKE LTD ROSELAKE LTD

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N M X N G P G G P M M P G G P G M M P G G P P P M P P G P M P P P

610538-6 641101-0 609208-0 634239-6 102712-3 125874-5 120467-0 639827-8 608527-0 605689-0 605688-1 126121-5 605687-3 120319-3 109817-9 650239-3 109422-0 107876-3 113657-7 120929-9 607930-0 608233-5 650840-5 651007-8 650842-1 119786-0 120268-5 648248-1 609492-9 620725-1 113863-4 124436-1 119774-6 Claim ID 625517-5 121294-0 645148-9 619318-8 114832-0 602534-0 115048-0 107589-6 608742-6 625648-1 624241-3 640433-2 643606-4 610681-1 125900-8 607003-5 602536-6 606284-9 107507-1 110234-6 110216-8 643693-5 613972-8 630303-0

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RONALD FAM TR A -TNT-SL -P RONALD G WOYAT TTEE RONALD MCDONALD HOUSE -CLSG RONALD NS HO TTEE OF THE RONALD P LINDA K RONAYNE RICHARD C RONDENELLI VAL A RONGAUS RONNIE J LINK ROOD MENTER INC AGENCY D ROOF LC #30 COMB ANTY SIERRA ROOFERS LC #30 EE'S PENS FUND ROOFERS LOCA 88 CUSTODY ROOFERS LOCAL #30 H&W SIERRA LAWRENCE P ROOKS THOMAS J ROONEY JUDY ROOS IRA JOHN R ROOTHMAN SHARON D ROP IRA JOHN T ROPER IRA #2 WILLIAM M ROPER ROQUETTE AMERICA-BRG UN HRLY ROQUETTE AMERICA-SALARIED HUGH RORISON HUGH RORISON YVONNE RORISON UW HAROLD E RORSCHACH DAVID ROSAND AND DAVID ROSAND AND ELLEN ROSAND TIC ROSANOVA TIC D S & R N -CLSG ROBERT S ROSATI METROPOLITAN RICHARD K ROSCELLI MARVIN G ROSE #1 LEWIS J ROSE AND Claimant Name SYLVIA ROSENBERG IRA SHELLEY ROSENBERG LINDEMAN MRS CAROL A ROSENBERG ROSENBERG PR SH R-365 PRIAM A ROSENBERG ROBERT ROSENBERG SHARON ROSENBERG SONDRA ROSENBERG ROSENBERG SUSAN TRUST -DSHELBY ROSENBERG TR U D FBO RAYMON TR UNDER WILL OF MAURICE ROSENBERG MICHAEL G ROSENBERG TRUSTEE MRS NANCY R ROSENBLATT ROSENBLATT ROBERT M IRAT MOISHE D ROSENBLUH ROSENBLUM CHARITABLE -CLSG MR IRWIN ROSENBLUM ROSENBLUM NONEXEMPT RES-CLSG RICHARD L ROSENDALL IRA SEYMOUR ROSENEARB IRA ALYNNE I ROSENFARB MIKE ROSENFELD & JEANETTE ROSENFEL ROSENFELD P MAR TUW SUC CO-TUA ROSENFELT FOR WILLIAM

P M P G G G M M P G G P P M G M M X P N P P G P P M M G P G G P M Reject Code P G G P N P P N P P P M G P P P G P M G G M P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 118487-3 112079-4 112083-2 100730-0 602537-4 602544-7 102147-8 602542-0 602545-5 602535-8 619743-4 626388-7 100288-0 627756-0 619742-6 602538-2 100062-4 104612-8 601091-1 607102-3 649771-3 117963-2 652836-8 613632-0 115957-7 634152-7 115955-0 625518-3 Claim ID 628142-7 119256-6 607431-6 643639-0 116074-5 108009-1 114788-9 101426-9 609384-1 652715-9 605543-5 114862-1 110860-3 117835-0 126133-9 122206-6 111299-6 606204-0 606520-1 126387-0 622940-9 123082-4 609360-4 119510-7 602547-1 614718-6 123621-0 625511-6 126132-0

JEROME ROSEMARIN ROSEMOUNT FIREFIGHTERS ROSEMOUNT FIREFIGHTERS AARON ROSEN CHAIM E ROSEN TRUST FBO ROSEN CHILDREN LEON J HU IRA ROSEN CHAIM & BEATRICE HUPPERT ROSEN JTW PENNY & CHAIM ROSEN JTWROS MARC J ROSEN FSBNY IRA CUST J S ROSEN REGULAR I RESIDUARY TRUST FBO LOIS B ROSEN SHEILA J ROSEN SYDNEY ROSEN FSBNYAGT TT JS ROSEN TRUST CASH PL PENNY ROSEN, CHAIM ROSEN & LEA TEI ELEANOR ROSENBAUM ELEANOR R ROSENBAUM FRANCINE AXELRAD ROSENBERG AND BAR ROSENBERG BARBARA -P CONNIE ROSENBERG ROBERT M ROSENBERG DEFBEN ROSENBERG FAMILY LLC ROSENBERG FAMILY TRUST FUND IMA FBO SCOTT ROSENBERG MICHAEL & ALBERTA ROSENBERG INV BA KATHRYN ROSENBERG IRA 1 PHILLIP ROSENBERG IRA Claimant Name CITY OF ROSEVILLE EMPLOYEES RETIRE ABIGAIL ROSIN ROSKIN TRUST DORIS D -CLSG RONALD L ROSKUSKI MARION J ROSLEY IRA ROSALIE ROSLIN TRUST JAMES J ROSLONIEC IRIS M ROSMAN ROSMAN TIC DAVID AND GWEN -DROSS THE JACQUELINE ROSS 1994 TRUST JONATHAN ROSS AND CHERYL L ROSS ADAM ROSS CUT STONE CO INC DANIEL A ROSS DOUGLAS A ROSS GEORGE ROSS ROSS IRA HAROLD R -IR ROSS IRA JOHN THOMPSON -IR RANDEE S ROSS IRA TR JOAN B ROSS IRA JUDY J ROSS ROSS KATHRYN STEEVES -DKENNETH D ROSS LAURIE ROSS ROSS MICHAELE D - IMA STEPHEN D ROSS REVOC TR YUMI SHILOWITZ ROSS REVOCABLE ROBERT M ROSS

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602541-2 116052-4 638842-6 609006-0 609007-9 104559-8 608610-1 104560-1 606981-9 602540-4 605480-3 605122-7 606624-0 116727-8 637399-2 602546-3 605370-0 110009-2 123579-6 608968-2 637395-0 602539-0 121004-1 107678-7 601432-1 616668-7 617818-9

ZEV & RACHEL ROSENGARTEN JTWROS ROLAND J ROSENKRANZ AND MARC ROSENN ROSENSHINE JEREMY SOLOM -CLSG ROSENSHINE MATTHEW A -DEDWARD ROSENSTEIN 1 ROSENSTEIN 1995 CRUT -CLSG EDWARD ROSENSTEIN IRA 1 ROSENSTOCK TRUST LISA C -CLSG RUTH L & DAVID ROSENSWEIG JTWROS RUTH L ROSENSWEIG DANIEL ROSENTHAL ROSENTHAL IRA ALAN S -IR WILLIAM H ROSENTHAL IRA DAVID E ROSENTHAL IRRA LARRY & MARIA ROSENTHAL JTWROS MR ALVIN M ROSENTHAL NORMAN S ROSENTHAL STANLEY L ROSENTHAL ROSENTHAL TRUST CYNTHIA C -DDAVID E ROSENTHAL TTEE DAVID & JOANNE A ROSENWEIG JTWROS DANIEL E ROSEQUIST JOSEPH P ROSETTI DENISE ROSETTO COF PINSKER & GOLDB CITY OF ROSEVILLE - AELTUS CITY OF ROSEVILLE - PEN LOOMIS

G X G P P P G P P P G G P N G P G G M P G P G N P G P

Claim ID 608733-7 637575-8 605478-1 602530-7 602531-5 602532-3 602550-1 608314-5 619159-2 101410-2 123734-9 647129-3 106540-8 106541-6 105932-7 624747-4 123416-1 117026-0 114684-0 616110-3 108133-0 642838-0 107659-0 624243-0 623183-7 648068-3 125598-3 622087-8 103697-1

Claimant Name ROSSO REV TR JEAN-PIERRE -CLSG ROBERT J ROSSOW IRRA ROSVEST ASSOCIATES DAVID A PAGE T ROSVEST ASSOCIATES LLC ROSVEST ASSOCIATES LLC ROSVEST ASSOCIATES LLC ROBERT G ROTANZ ROTARY - GIFT ANNUITY -D- #1 ROTARY FOUNDATION #2 SHANNON K ROTARY MARTIN J ROTBERG MR GARY A ROTELLA IRA ROBERT E ROTENBERGER ROBERT E ROTENBERGER ETHEL ROTFELD MARILYN FLITTNER ROTH & LAWRENCE E DAVID S ROTH IRA BETTY I ROTH IRA RO ROBERTA ROTH IRA GEORGE F ROTH IRA ROLLOVER WILLIAM A ROTH IRA JOAN SUE ROTH IRRA JESSE M ROTH MPPP MRS MARJORIE M ROTH ROTH NINA N REV TRUST IA 639 RICHARD A ROTH GREGORY R ROTH TRUST ROTH TST GY TSTS ROTH GY 70-GSY7 CLIFFORD R ROTHBAND

P G G G P P G P G M P G N N N P M G G G P G X P G M M M P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108416-0 610805-9 124626-7 116054-0 126168-1 608766-3 123622-9 107804-6 123628-8 103535-5 106680-3 115062-6 633569-1 635140-9 123332-7 612559-0 613479-3 613480-7 635130-1 109204-9 115568-7 109424-6 608633-0 Claim ID 608496-6 630662-4 111394-1 115656-0 613474-2 648259-7 113106-0 602551-0 627189-8 120224-3 124838-3 124841-3 124980-0 104797-3 126267-0 635659-1 120727-0 124842-1 645496-8 605123-5 628845-6 628707-7 609305-1 610810-5 615491-3 642567-4 610670-6 117071-6 114322-0 126351-0 126354-4 634241-8 643566-1 102809-0

RONALD O ROSS ROSS STEPHAN TOD MOAG THOMAS ROSS THOMAS M ROSS ELIZABETH A ROSS TRUST ROSS TRUST MARY JEAN -CLSG W MIKE ROSS TRUST ROBIN S ROSS TTEE W A ROSS WILLIAM G ROSS GUILLERMO ROSSELLO GARCIA RONALD M ROSSEN IRA ROSSFIELD INVESTMENTS LTD ALBERT NANCY WEBSTER ROSSI ANNA M ROSSI ANNA M ROSSI ROSSI CHRISTINE IMA ROSSI THERESE IMA ALBERT ROSSI TTEE OF THE ROSSIER CHARITABLE TRUST #1 JUDITH A ROSSITER & LINDA N ROSSMANN IRA ROSSO REV TR JEAN-PIERRE-CLSG Claimant Name ROTTMAN ASTRID H -DIM TTEE RICHARD A ROUILARD FDN MARJORIE J ROUISSE GERALD V ROULEAU IRA ROUND JOSEPHINE M TUA ANDREA ROUNDS TTEE ELIZABETH W ROUNKLE ROUTENBERG INT'L INC NORMAN ROVENSKY IMA 1995 ANNE ROW TRUST BARBARA ROWE #1 BARBARA A ROWE #2 DONALD S ROWE & LIZBETH J ROWE IRA RONALD W ROWE STANFORD H ROWE SEP STANFORD H ROWE STEPHEN A ROWE JANE FENLON ROWE TTEE DANIEL ROWEN DEC'D HERBERT L. ROWLAND IM HERBERT L ROWLAND IRA ROWLAND LYNNELL-CLSG ROWLAND RAGENE L TOA PLEASANT T ROWLAND REV IRIDIAN WAYNE A ROWLEY & ANNETTE MCARTHUR ROWLEY KATHERINE M MOAG MAUREEN V ROWLEY ALAN C ROWOLD TRUST JAMES H ROWSEY II WILLIAM L ROWSEY ROY & HILDA TAKEYAMA FDN INV MGT DR JEROME A ROY IRA JEROME A ROY IRA

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M P G M G P M P N M N P P P G M P P P X P P P

117748-6 602548-0 624242-1 624780-6 111741-6 110007-6 613011-9 613010-0 121683-0 123690-3 605413-7 632948-9 622093-2 622094-0 622097-5 622098-3 123713-6 108006-7 629611-4 109297-9 616149-9 121655-4 100196-5 Claim ID 620561-5 620562-3 625703-8 126158-4 124793-0 621773-7 621761-3 623373-2 623375-9 623374-0 107977-8 609959-9 602577-3 609504-6 615541-3 615539-1 615540-5 615543-0 615544-8 615538-3 615546-4 615545-6 615537-5 615025-0 624884-5 624869-1 624870-5 624873-0 624874-8 624875-6 624878-0 635410-6 645412-7 125694-7

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Confidential

RICHARD W ROTHE IRA DR RICHARD & JUDITH ROTHENBERG JTW FBO ERICA ROTHENFLUH UNDER ARTICLE RAYMOND H ROTHEROE IRA ROO DONALD ROTHFELD IRA RUTH R ROTHFELD TRUST ROTHGEB CONNIE L IRREV TR ROTHGEB CRAIG B IRREV TRUST CAROLE E ROTHSCHILD SIDNEY I ROTHSCHILD IRA NATHANIEL DE ROTHSCHILD THE CAROL W ROTHSCHILD REV TRUST ROTHSCHILD TRUST GUERNSEY LIMITED ROTHSCHILD TRUST GUERNSEY LIMITED ROTHSCHILD TST GSY LTD - 1213 ND ROTHSCHILD TST GSY LTD - 1218 ND DIANE ROTHSTEIN FBO A & J ROTHSTEIN ESTATE OF SANDRA Z. ROTHSTEIN IMA JERRY D ROTHSTEIN IRA ERIC ROTHSTIEN ANITA M ROTTER CRAIG J ROTTER Claimant Name RPTCL EQPF - BGI ACTIVE EQUITY RPTCL EQPF - GOLDMAN SACHS AM RR MCPED AMERICAIN PLUS R109T RRB CHILDRENS TRUST CLEMENTE C RRUIZ WCSF RRZ INV MGMT-EQ RRZ INVESTMENT MGMT RS CAPITAL APPRECIATION FUND RS MID CAP GROWTH FUND RS VALUE FUND RSBCO RSL FAM PTNRSHIP-FAIRHOLME -P RSM INVESTMENTS RT ASSOCIATES P S P-DCRP -CLSG RT BCBS SC EXCESS PLAN #1 RT BCBS SC EXECUTIVE DEFERRAL PLA RT BCBS SC KEY EMPLOYEES DEFERRED RT BCBS SC POST RETIREMENT HEALTH RT BCBS SC POST RETIREMENT HEALTH RT BCBS SC SERP RT THE LLC POST RET & ACQ BCBS RT TRAILBLAZER HEATH ENTERPRISES RT VF CORP SERP-MCGLINN RTA PENSION - INSTITUTIONAL CAPI RTC RUSSELL 1000 INDEX FUND US RTC RUSSELL EQUITY I FUND US RTC RUSSELL EQUITY I FUND US RTC RUSSELL EQUITY I FUND US RTC RUSSELL GROWTH FUND US RTC RUSSELL GROWTH FUND US RTC RUSSELL LARGE CAP STRUCTURED WESLEY RU TTEE FBO DR IRWIN RUBACK PAUL E RUBBERT IRA

G G P M G X P P M M G P M M M M M M G G G P M Reject Code P P P P G P M G G P M G G P P G P P P P P G P G G G G G G G G G G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 114082-5 623158-6 607733-1 634391-0 118652-3 616587-7 616588-5 621407-0 104896-1 101329-7 633046-0 108536-0 652584-9 652585-7 644080-0 124413-2 111352-6 609063-0 Claim ID 615685-1 619377-3 652981-0 619320-0 605561-3 125849-4 118577-2 627597-4 602555-2 638807-8 644180-7 619359-5 114456-1 114076-0 110223-0 609458-9 105306-0 607226-7 608813-9 602552-8 101979-1 614120-0 124175-3 646100-0 646079-8 646091-7 124216-4 646096-8 106856-3 107005-3 125155-4 615318-6 124534-1 118365-6 118367-2 118366-4 118363-0 118364-8 638680-6

JAMES P ROY ROYAL CARIB MP- ALLIANCE TT ROYAL CITY OF DUBLIN HOSPITAL TRU ROYAL CONTRACTING PSP ROYAL MAIL PENSION PLAN CITY OF ROYAL OAK INVESCO CITY OF ROYAL OAK PACIFIC FINANC ROYAL SKANDIA MAIN ACCOUNT ROBERT D ROYER JR JACQUELINE M ROYER TRUST ROYSEL MARY E ROYSTER IRA ROYSTER1 ROYSTER2 JANETTE C ROYSTON DOROTHY M ROZMAN VICKY L ROZZI RPB VEST LLC - CLSG Claimant Name JOYCE RUBIN TRUST R-169 TRUST U/W FOR HARVEY N RUBIN RUBIN, JEFFREY L. DAY A RUBINO THOMAS RUBINSON MAE E RUBINSTEIN IRA RUBEN J RUBIO RUBMAN FAMILY TRUST RUBY RED MONKEY L L P HAL ORNSTEI JOSEPH J RUCK AND FBO MARK P RUCKER WILLIAM W RUCKS JACQUELINE M RUDDY IRA CARL RUDERMAN ALAN RUDERMAN IRA RUDIE RICHARD K -CLSG WAYNE RUDISILL IRA RO RUDMAN IRA TR RICHARD A -IR RUDMAN TRUSTS R A & C H -P EDITH T RUDOLF GENE RUDOLPH RUDOLPH MIRIAM## MAURICE RUDOW IRA MAURICE G RUDOW IRA LEE RUDOW LEE RUDOW MAURICE RUDOW MAURICE G RUDOW TTEE EUGENE RUDOY IRA EUGENE RUDOY TTEE IVAN RUDY IRA W E & F A RUEBUSH FNDN AGENCY-UMA TENIKA M RUEDA JOLINDA RUEHLE AND JOLINDA RUEHLE IRA JAMES RUEHLE JESSICA RUEHLE JACQUELYN RUEHLE UTMA OH MR LOUIS E RUEHLMANN AND

Prepared by Gilardi Co LLC

G G P G P P P P P G P G M M G N N P

125695-5 606880-4 650120-6 113912-6 632507-6 112002-6 106827-0 621295-6 106825-3 103435-9 114157-0 109277-4 106826-1 112859-0 606988-6 120468-8 602553-6 124223-7 Claim ID 609524-0 121696-1 125121-0 104759-0 125834-6 638532-0 104957-7 610787-7 650167-2 106966-7 115224-6 101726-8 624708-3 603071-8 603081-5 603106-4 603107-2 603117-0 603118-8 603119-6 603124-2 603163-3 603166-8 603275-3 603285-0 603287-7 603288-5 603289-3 603290-7 603298-2 603299-0 603301-6 603303-2 603304-0 603305-9 603306-7 603307-5 603308-3 603309-1

Reject Code P P M G G M N M P G G G N G G P G G P G N P M M G P P G G P P P N G N M G G G

Confidential

PAUL E RUBBERT IRA RUBEN IRA DENNIS -IR -CLSG DANIEL RUBEN ROTH IRA RUBENACK FAMILY LP RUBENSTEIN FAMILY FDN F13315 GREGG A RUBENSTEIN HARRIET RUBIN #1 RUBIN A TR DAVIS LG CAP ALLEN W RUBIN CAROL A RUBIN DANIEL L RUBIN GEORGE I RUBIN HARRIET RUBIN IRA #2 FRIEDA RUBIN IRA RUBIN IRA GARY M -IR KENNETH R RUBIN LIONEL H RUBIN TERRI E RUBIN Claimant Name RUIBAL TR GERALDINE ELISA RUIZ CLEMENTE C RUIZ IRA LUCY M RUIZ MELISSA K RULTLAND DRURY BARRY H RUMACK IRA PETER RUMELY AND RUMFORD COMMUNITY HOSP DB PLAN PETER RUMMEL IRA RUMMELL FAMILY TRUST DAVID R RUMPH IRA ROSS RUMPH IRA THE RUMSFELD FAMILY TRUST RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC

M G P M G G P P P M G G P M G M P N Reject Code P X G N M G P G P P X X P G G G G P G G G G G G G G G G G G G G G G G G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 222 of 302 PageID #:54833

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 602557-9 116619-0 644387-7 608387-0 110427-6 108393-7 609213-6 100992-3 641072-3 641073-1 611620-5 607227-5 123085-9 Claim ID 603323-7 603326-1 603327-0 603333-4 603336-9 603337-7 603338-5 603339-3 603340-7 603341-5 603342-3 603343-1 603344-0 603345-8 603346-6 603347-4 603348-2 603349-0 603350-4 603351-2 603352-0 603353-9 603354-7 603355-5 603356-3 603357-1 603358-0 603361-0 603362-8 603371-7 603372-5 603373-3 603374-1 603375-0 603376-8 603377-6 603378-4 603379-2 603380-6 603381-4 603382-2 603383-0 603384-9 603385-7

MR LEE & MRS KAREN RUELLE JTWROS TAMMY E RUETER R LAFELLE RUFF JR RUFFATTO TRUSTS TIC R & A-CLSG FRANCIS B RUFFIN IRA CHARLES RUFFNER IRA RUFFNER MARY E IMA -CLSG WILLIAM J RUGA BRET RUGG GUARDIAN FBO DANIEL RUGG BRET RUGG GUARDIAN FBO SPENCER RUG RUGGIERO RICH BEV MOAG RUGGLES TRUST JOHN D EST WILLIAM E RUHE Claimant Name RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC

Prepared by Gilardi Co LLC

G M G G M P P P G G P P P

603310-5 RUMSON CAPITAL LLC 603311-3 RUMSON CAPITAL LLC 603312-1 RUMSON CAPITAL LLC 603313-0 RUMSON CAPITAL LLC 603314-8 RUMSON CAPITAL LLC 603315-6 RUMSON CAPITAL LLC 603316-4 RUMSON CAPITAL LLC 603317-2 RUMSON CAPITAL LLC 603318-0 RUMSON CAPITAL LLC 603319-9 RUMSON CAPITAL LLC 603320-2 RUMSON CAPITAL LLC 603321-0 RUMSON CAPITAL LLC 603322-9 RUMSON CAPITAL LLC Claim ID Claimant Name 603426-8 RUMSON CAPITAL LLC 603427-6 RUMSON CAPITAL LLC 603428-4 RUMSON CAPITAL LLC 603429-2 RUMSON CAPITAL LLC 603430-6 RUMSON CAPITAL LLC 603431-4 RUMSON CAPITAL LLC 603432-2 RUMSON CAPITAL LLC 603433-0 RUMSON CAPITAL LLC 603434-9 RUMSON CAPITAL LLC 603435-7 RUMSON CAPITAL LLC 603436-5 RUMSON CAPITAL LLC 603437-3 RUMSON CAPITAL LLC 603438-1 RUMSON CAPITAL LLC 603439-0 RUMSON CAPITAL LLC 603440-3 RUMSON CAPITAL LLC 603441-1 RUMSON CAPITAL LLC 603442-0 RUMSON CAPITAL LLC 603443-8 RUMSON CAPITAL LLC 603444-6 RUMSON CAPITAL LLC 603445-4 RUMSON CAPITAL LLC 603446-2 RUMSON CAPITAL LLC 603447-0 RUMSON CAPITAL LLC 603448-9 RUMSON CAPITAL LLC 603449-7 RUMSON CAPITAL LLC 603450-0 RUMSON CAPITAL LLC 603451-9 RUMSON CAPITAL LLC 603452-7 RUMSON CAPITAL LLC 603453-5 RUMSON CAPITAL LLC 603454-3 RUMSON CAPITAL LLC 603455-1 RUMSON CAPITAL LLC 603457-8 RUMSON CAPITAL LLC 603460-8 RUMSON CAPITAL LLC 603474-8 RUMSON CAPITAL LLC 603479-9 RUMSON CAPITAL LLC 603480-2 RUMSON CAPITAL LLC 603481-0 RUMSON CAPITAL LLC 603482-9 RUMSON CAPITAL LLC 603483-7 RUMSON CAPITAL LLC 603484-5 RUMSON CAPITAL LLC 603485-3 RUMSON CAPITAL LLC 603486-1 RUMSON CAPITAL LLC 603487-0 RUMSON CAPITAL LLC 603488-8 RUMSON CAPITAL LLC 603489-6 RUMSON CAPITAL LLC

Reject Code G G P G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

Confidential

G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G P G P G G G G G G G G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 223 of 302 PageID #:54834

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 603418-7 RUMSON CAPITAL LLC 603419-5 RUMSON CAPITAL LLC 603420-9 RUMSON CAPITAL LLC 603421-7 RUMSON CAPITAL LLC 603422-5 RUMSON CAPITAL LLC 603423-3 RUMSON CAPITAL LLC 603424-1 RUMSON CAPITAL LLC 603425-0 RUMSON CAPITAL LLC Claim ID Claimant Name 603498-5 RUMSON CAPITAL LLC 603499-3 RUMSON CAPITAL LLC 603500-0 RUMSON CAPITAL LLC 603501-9 RUMSON CAPITAL LLC 603502-7 RUMSON CAPITAL LLC 603503-5 RUMSON CAPITAL LLC 603504-3 RUMSON CAPITAL LLC 603505-1 RUMSON CAPITAL LLC 603506-0 RUMSON CAPITAL LLC 603507-8 RUMSON CAPITAL LLC 603508-6 RUMSON CAPITAL LLC 603509-4 RUMSON CAPITAL LLC 603510-8 RUMSON CAPITAL LLC 603511-6 RUMSON CAPITAL LLC 603512-4 RUMSON CAPITAL LLC 603513-2 RUMSON CAPITAL LLC 603514-0 RUMSON CAPITAL LLC 603515-9 RUMSON CAPITAL LLC 603516-7 RUMSON CAPITAL LLC 603517-5 RUMSON CAPITAL LLC 603518-3 RUMSON CAPITAL LLC 603523-0 RUMSON CAPITAL LLC 603524-8 RUMSON CAPITAL LLC 603527-2 RUMSON CAPITAL LLC 603563-9 RUMSON CAPITAL LLC 603564-7 RUMSON CAPITAL LLC 603565-5 RUMSON CAPITAL LLC 603566-3 RUMSON CAPITAL LLC 603567-1 RUMSON CAPITAL LLC 603568-0 RUMSON CAPITAL LLC 603569-8 RUMSON CAPITAL LLC 603570-1 RUMSON CAPITAL LLC 603571-0 RUMSON CAPITAL LLC 603572-8 RUMSON CAPITAL LLC 603573-6 RUMSON CAPITAL LLC 603574-4 RUMSON CAPITAL LLC 603604-0 RUMSON CAPITAL LLC 603612-0 RUMSON CAPITAL LLC 603635-0 RUMSON CAPITAL LLC 603637-6 RUMSON CAPITAL LLC 603638-4 RUMSON CAPITAL LLC 603639-2 RUMSON CAPITAL LLC 603640-6 RUMSON CAPITAL LLC 603641-4 RUMSON CAPITAL LLC 603642-2 RUMSON CAPITAL LLC 603643-0 RUMSON CAPITAL LLC 603644-9 RUMSON CAPITAL LLC 603645-7 RUMSON CAPITAL LLC 603646-5 RUMSON CAPITAL LLC

Prepared by Gilardi Co LLC

G G G G G G G G

603490-0 RUMSON CAPITAL LLC 603491-8 RUMSON CAPITAL LLC 603492-6 RUMSON CAPITAL LLC 603493-4 RUMSON CAPITAL LLC 603494-2 RUMSON CAPITAL LLC 603495-0 RUMSON CAPITAL LLC 603496-9 RUMSON CAPITAL LLC 603497-7 RUMSON CAPITAL LLC Claim ID Claimant Name 603650-3 RUMSON CAPITAL LLC 603651-1 RUMSON CAPITAL LLC 603652-0 RUMSON CAPITAL LLC 603653-8 RUMSON CAPITAL LLC 603654-6 RUMSON CAPITAL LLC 603656-2 RUMSON CAPITAL LLC 603657-0 RUMSON CAPITAL LLC 603659-7 RUMSON CAPITAL LLC 603660-0 RUMSON CAPITAL LLC 603661-9 RUMSON CAPITAL LLC 603662-7 RUMSON CAPITAL LLC 603663-5 RUMSON CAPITAL LLC 603664-3 RUMSON CAPITAL LLC 603665-1 RUMSON CAPITAL LLC 603666-0 RUMSON CAPITAL LLC 603667-8 RUMSON CAPITAL LLC 603668-6 RUMSON CAPITAL LLC 603669-4 RUMSON CAPITAL LLC 603670-8 RUMSON CAPITAL LLC 603671-6 RUMSON CAPITAL LLC 603672-4 RUMSON CAPITAL LLC 603673-2 RUMSON CAPITAL LLC 603674-0 RUMSON CAPITAL LLC 603675-9 RUMSON CAPITAL LLC 603676-7 RUMSON CAPITAL LLC 603677-5 RUMSON CAPITAL LLC 603678-3 RUMSON CAPITAL LLC 603679-1 RUMSON CAPITAL LLC 603680-5 RUMSON CAPITAL LLC 603681-3 RUMSON CAPITAL LLC 603682-1 RUMSON CAPITAL LLC 603683-0 RUMSON CAPITAL LLC 603684-8 RUMSON CAPITAL LLC 603685-6 RUMSON CAPITAL LLC 603686-4 RUMSON CAPITAL LLC 603687-2 RUMSON CAPITAL LLC 603688-0 RUMSON CAPITAL LLC 603689-9 RUMSON CAPITAL LLC 603690-2 RUMSON CAPITAL LLC 603691-0 RUMSON CAPITAL LLC 603692-9 RUMSON CAPITAL LLC 603693-7 RUMSON CAPITAL LLC 603694-5 RUMSON CAPITAL LLC 603695-3 RUMSON CAPITAL LLC 603696-1 RUMSON CAPITAL LLC 603697-0 RUMSON CAPITAL LLC 603698-8 RUMSON CAPITAL LLC 603699-6 RUMSON CAPITAL LLC 603700-3 RUMSON CAPITAL LLC

Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G G G

Confidential

G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G P G P G P G G G G G G G G G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 224 of 302 PageID #:54835

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 603647-3 RUMSON CAPITAL LLC 603648-1 RUMSON CAPITAL LLC 603649-0 RUMSON CAPITAL LLC Claim ID Claimant Name 603704-6 RUMSON CAPITAL LLC 603705-4 RUMSON CAPITAL LLC 603706-2 RUMSON CAPITAL LLC 603707-0 RUMSON CAPITAL LLC 603708-9 RUMSON CAPITAL LLC 603709-7 RUMSON CAPITAL LLC 603710-0 RUMSON CAPITAL LLC 603711-9 RUMSON CAPITAL LLC 603713-5 RUMSON CAPITAL LLC 603714-3 RUMSON CAPITAL LLC 603715-1 RUMSON CAPITAL LLC 603716-0 RUMSON CAPITAL LLC 603717-8 RUMSON CAPITAL LLC 603718-6 RUMSON CAPITAL LLC 603719-4 RUMSON CAPITAL LLC 603720-8 RUMSON CAPITAL LLC 603721-6 RUMSON CAPITAL LLC 603722-4 RUMSON CAPITAL LLC 603723-2 RUMSON CAPITAL LLC 603724-0 RUMSON CAPITAL LLC 603725-9 RUMSON CAPITAL LLC 603726-7 RUMSON CAPITAL LLC 603727-5 RUMSON CAPITAL LLC 603728-3 RUMSON CAPITAL LLC 603729-1 RUMSON CAPITAL LLC 603730-5 RUMSON CAPITAL LLC 603731-3 RUMSON CAPITAL LLC 603732-1 RUMSON CAPITAL LLC 603733-0 RUMSON CAPITAL LLC 603734-8 RUMSON CAPITAL LLC 603735-6 RUMSON CAPITAL LLC 603736-4 RUMSON CAPITAL LLC 603737-2 RUMSON CAPITAL LLC 603738-0 RUMSON CAPITAL LLC 603739-9 RUMSON CAPITAL LLC 603740-2 RUMSON CAPITAL LLC 603741-0 RUMSON CAPITAL LLC 603742-9 RUMSON CAPITAL LLC 603743-7 RUMSON CAPITAL LLC 603744-5 RUMSON CAPITAL LLC 603747-0 RUMSON CAPITAL LLC 603748-8 RUMSON CAPITAL LLC 603749-6 RUMSON CAPITAL LLC 603750-0 RUMSON CAPITAL LLC 603751-8 RUMSON CAPITAL LLC 603752-6 RUMSON CAPITAL LLC 603753-4 RUMSON CAPITAL LLC 603754-2 RUMSON CAPITAL LLC 603755-0 RUMSON CAPITAL LLC 603756-9 RUMSON CAPITAL LLC 603758-5 RUMSON CAPITAL LLC 603759-3 RUMSON CAPITAL LLC Claim ID Claimant Name 603812-3 RUMSON CAPITAL LLC

Prepared by Gilardi Co LLC

G G G

603701-1 RUMSON CAPITAL LLC 603702-0 RUMSON CAPITAL LLC 603703-8 RUMSON CAPITAL LLC Claim ID Claimant Name 603760-7 RUMSON CAPITAL LLC 603761-5 RUMSON CAPITAL LLC 603762-3 RUMSON CAPITAL LLC 603763-1 RUMSON CAPITAL LLC 603764-0 RUMSON CAPITAL LLC 603765-8 RUMSON CAPITAL LLC 603766-6 RUMSON CAPITAL LLC 603767-4 RUMSON CAPITAL LLC 603768-2 RUMSON CAPITAL LLC 603769-0 RUMSON CAPITAL LLC 603770-4 RUMSON CAPITAL LLC 603771-2 RUMSON CAPITAL LLC 603772-0 RUMSON CAPITAL LLC 603773-9 RUMSON CAPITAL LLC 603774-7 RUMSON CAPITAL LLC 603775-5 RUMSON CAPITAL LLC 603776-3 RUMSON CAPITAL LLC 603777-1 RUMSON CAPITAL LLC 603778-0 RUMSON CAPITAL LLC 603779-8 RUMSON CAPITAL LLC 603780-1 RUMSON CAPITAL LLC 603781-0 RUMSON CAPITAL LLC 603782-8 RUMSON CAPITAL LLC 603783-6 RUMSON CAPITAL LLC 603784-4 RUMSON CAPITAL LLC 603785-2 RUMSON CAPITAL LLC 603786-0 RUMSON CAPITAL LLC 603787-9 RUMSON CAPITAL LLC 603788-7 RUMSON CAPITAL LLC 603789-5 RUMSON CAPITAL LLC 603790-9 RUMSON CAPITAL LLC 603791-7 RUMSON CAPITAL LLC 603792-5 RUMSON CAPITAL LLC 603793-3 RUMSON CAPITAL LLC 603794-1 RUMSON CAPITAL LLC 603795-0 RUMSON CAPITAL LLC 603796-8 RUMSON CAPITAL LLC 603797-6 RUMSON CAPITAL LLC 603798-4 RUMSON CAPITAL LLC 603799-2 RUMSON CAPITAL LLC 603800-0 RUMSON CAPITAL LLC 603801-8 RUMSON CAPITAL LLC 603802-6 RUMSON CAPITAL LLC 603803-4 RUMSON CAPITAL LLC 603804-2 RUMSON CAPITAL LLC 603805-0 RUMSON CAPITAL LLC 603806-9 RUMSON CAPITAL LLC 603807-7 RUMSON CAPITAL LLC 603808-5 RUMSON CAPITAL LLC 603809-3 RUMSON CAPITAL LLC 603810-7 RUMSON CAPITAL LLC 603811-5 RUMSON CAPITAL LLC Claim ID Claimant Name 603865-4 RUMSON CAPITAL LLC

Reject Code G G G P G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G G G P G G G G G G G P G G G G G G Reject Code G

Confidential

G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 225 of 302 PageID #:54836

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 603813-1 603814-0 603815-8 603816-6 603817-4 603818-2 603819-0 603820-4 603821-2 603822-0 603823-9 603824-7 603825-5 603826-3 603827-1 603828-0 603829-8 603830-1 603831-0 603832-8 603833-6 603834-4 603835-2 603836-0 603837-9 603838-7 603839-5 603840-9 603842-5 603843-3 603844-1 603845-0 603846-8 603847-6 603848-4 603849-2 603850-6 603851-4 603852-2 603853-0 603854-9 603855-7 603856-5 603857-3 603858-1 603859-0 603860-3 603861-1 603862-0 603863-8 603864-6 Claim ID 619532-6 619543-1 610986-1 101415-3 111764-5 115194-0

RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC Claimant Name RUSSELL 1000 VALUE PLUS - PDPLSA RUSSELL 3000B SOCIAL PURPOSE FUND DEMSEY L FBO RANDI RUSSELL AGTR DAVID A RUSSELL DEBORAH M RUSSELL DEBORAH M RUSSELL

Prepared by Gilardi Co LLC

G G G G G G G P G G G P P G P G G G G G P P P P G G G G P G P P G G G G P G G G G P P P P P P G G G P

603866-2 603867-0 603869-7 603870-0 603871-9 603872-7 603873-5 603874-3 603875-1 603876-0 603877-8 603878-6 603879-4 603880-8 603881-6 603882-4 603883-2 603884-0 603885-9 603886-7 603887-5 603888-3 108515-8 611211-0 109976-0 647430-6 120977-9 637498-0 608493-1 639452-3 106104-6 115367-6 610382-0 608177-0 640200-3 632967-5 632492-4 125935-0 607417-0 108938-2 109000-3 108979-0 122712-2 635644-3 122539-1 619548-2 619551-2 619538-5 619550-4 619529-6 619535-0 Claim ID 112190-1 110439-0 121156-0 602563-3 605481-1 602564-1

Reject Code G G P P G M

Confidential

RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC RUMSON CAPITAL LLC GRANT R RUNYARD IRA RUNYON GARY TOA PETER A RUOCCO MARY RUOTOLO ROBERT H RUPPER INV CO LTD JOHN H RUPPER IRA RUSACK ALISON WRIGLEY MR FRANK C RUSCH IRA SAMUEL M RUSENOVICH IRA WILLIAM P RUSH ROTH IRA RUSH-PRES E - ICAP -SL RUSH-PRES P ICAP MRS MARIE RUSHING RUSHLAV PETER P RUSIN IRA R/O F1-1482 FRANK RUSINKO IRA RUSK JENNIFER EVERT -CLSG CAROLYN O RUSNAK CAROLYN O RUSNAK CAROLYN O RUSNAK IRA JOHN R RUSNAK IRA SIDNEY RUSSAK IRRA DENISE L RUSSELL & RUSSELL 1000 ALPHA TILTS TRDG RUSSELL 1000 VAL ALPHA TRDG B RUSSELL 1000 VALUE ALPHA FD B RUSSELL 1000 VALUE ALPHA TRADING RUSSELL 1000 VALUE FUND B RUSSELL 1000 VALUE FUND Claimant Name COLLEEN A RYAN DORIS F RYAN EST FRANCIS J RYAN RYAN INVESTMENT LIMITED PARTNERSH RYAN INVESTMENT LIMITED PARTNERSH RYAN INVESTMENTS LIMITED PARTNERS

P P P P P P P P P P P P P P P P P P P P P G G P G G M G P G M N G G G G G X P P M P G G P G G G G G G Reject Code N N P G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 226 of 302 PageID #:54837

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 120332-0 625413-6 107912-3 122541-3 122538-3 113087-0 645513-1 107513-6 610991-8 610985-3 107749-0 618694-7 112447-1 608483-4 111460-3 112705-5 624891-8 624892-6 624897-7 624903-5 624904-3 624906-0 624876-4 111401-8 102757-3 124928-2 649249-5 602559-5 605269-0 602561-7 602558-7 108862-9 602560-9 101529-0 616325-4 616326-2 626322-4 101441-2 620933-5 100142-6 102406-0 601437-2 610708-7 646756-3 124051-0 624246-4 Claim ID 102595-3 602572-2 602571-4 605240-1 126029-4 637117-5 103378-6 623668-5 602576-5 602578-1 602573-0

HARRY E RUSSELL RUSSELL INSURANCE FUNDS MULTI CECIL C RUSSELL IRA DENISE L RUSSELL IRA JOHN K RUSSELL IRA WILLIAM L RUSSELL IRA LYLE W RUSSELL IRRA MARY E RUSSELL RUSSELL RANDI B TRUST AGTR RUSSELL RANDI DISCRETION AGTR RUTH R RUSSELL RUSSELL TOP 200 INDEX CTF JOHN W RUSSELL TR RUSSELL TRS TIC L C & P -CLSG MCLEAN D RUSSELL TRUST MCLEAN D RUSSELL TRUST RUSSELL U S CORE EQUITY FUND RUSSELL U S CORE EQUITY FUND RUSSELL U S QUANTITATIVE EQUITY F RUSSELL US EQUITY FUND RUSSELL US EQUITY FUND RUSSELL US EQUITY FUND RUSSELL VALUE FUND CLOSED 9 30 02 RUSSELL WILLIAM LEONARD RUSSIN TAMRA A RUSSO AND JAMES R RUSSO JOHN F RUSSO JOHN F RUSSO MARY ANN RUSSO MARY ANN RUSSO COF JOHN F RUSSO MICHAEL T RUSSO JOHN F RUSSO TRUST FBO EDWARD MICH JAMES R RUSTERHOLZ RUTGERS UNIVERSITY BOARD OF GOVER RUTGERS UNIVERSITY BOARD OF TRUST RUTH FAMILY LIMITED PARTNERSHIP I JULIE L RUTH RUTHERFURD GUY G G KATHY RUTKOSKY IRA VIRGINIA W RUTLEDGE RUTLEDGE W CURRIE DEPT OF RADIOLO RUTSON HENDERSON-OTSCHODELA TOA BRADFORD G RUTTER IFG RWW ENTERPRISES PSP MR G WILLIAM RYAN & MRS SUSAN J RY Claimant Name ANNE F SABO IRA DR STEPHEN & MRS GLADYS SABO JTWRO KIMBERLY SABO JACK C SABO MD & MRS MARILYN E SAB JOHN SABOL & THOMAS J SABOURIN IRRA ELSIE C SACCONE SACF27 - US EQUITIES CARLY SACHER DANA SACHER SUSAN SACHER

Prepared by Gilardi Co LLC

M M X P P P G N P P X G P G M P G G G G G G G M N P G G G G G G P G G G P G P G P G P G G P

647312-1 103468-5 113449-3 116446-5 103650-5 645375-9 102753-0 102724-7 122938-9 115896-1 609562-3 634177-2 635134-4 123144-8 602562-5 103701-3 106507-6 616089-1 616091-3 616086-7 608240-8 608239-4 625428-4 106329-4 649428-5 605374-2 618721-8 621719-2 609609-3 622053-3 607905-9 610170-4 602668-0 616012-3 623263-9 623294-9 623295-7 639045-5 610226-3 609829-0 105820-7 648833-1 609772-3 125042-6 125041-8 615744-0 Claim ID 602575-7 607979-2 600952-2 115001-4 650736-0 102122-2 117732-0 623094-6 623095-4 602566-8 610532-7

Reject Code G G G G M G N P P P P

Confidential

CHARLES P RYAN IRA DENNIS RYAN IRA MARILYN H RYAN IRA PAULINE RYAN IRA PAULINE S RYAN IRA MR GERARD RYAN IRRA JOHN A RYAN KATHERINE E RYAN MARYANN F RYAN SEAN P RYAN RYAN TIC DONALD R & HELEN B E RYAN TTEE RYAN TR INV MGMT ACCT KATHLEEN RYAN TTEE WILLIAM M RYAN LARRY RYBAK THOMAS S RYBISKI HARRIET S RYBOLT GOLDMAN FBO RYDEX DYN TR S&P 500 2 RYDEX SERIES MULTI-CAP CORE EQUIT RYDEX SERIES TRUST FIN'L SERV FUN RYERSON INC-ENDEX CAPITAL RYERSON TULL-OPPENHEIMER ALLEN T RYGMYR EXEMPTION EQUI GEORGE A RYNIAK IRA DEBBIE RYON IMA - DAVIS MR DAVID D RYUS ACCOUNT#2 S & P VALUE CTF S A UTCD2 S B HOSPICE FOUNDATION -DS C BERSTEIN LG CAP VALUE S CA UFCW&DRUG AELTUS -SL S CUBED HOLDINGS LLLP-GS CORE S I COMPANY LLC RICHARD N SARNS M S&P 500 INDEX FUND S&P 500 TRACKER SA01A - GROWTH EQUITY SA10A - INDEXED EQUITY SAB GAMMA LIMITED PARTNERSHIP SABAN-HAIM INV N V JP MOR PL-W SABAN-HAIM INV NV-MSDW PL-W THOMAS J SABATELLE JHE LISA SABIA TONI SABINA TX EFF INDX-NT ROBERTA E SABINE IRA ROBERT A SABINE JOHN J SABL Claimant Name THE SAFRIN REVOCABLE TRUST DTD 6 1 SAG-CREDIT SUISSE ASSET #3 SAGAMORE HILL HUB FUND ROY W SAGE #1 >MR DEAN W SAGE DAVID M SAGE IRA THOMAS S SAGE SR PSP SAGER BERTLEY REVOCABLE TRUST SAGER MARILYN REVOCABLE TRUST JOSEPH & SYLVIA SAGMAN JTWROS SAHARA ENT -WM BLAIR-A-EQUITY

G M P M G G G N M N G G P G G N G P G G G G P N G P P G G P G P G P G G G G P P G G P N G M Reject Code G G P G G G P P P G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 613671-0 613548-0 600964-6 616690-3 617787-5 107346-0 124797-2 642866-5 606582-1 610580-7 108831-9 114049-3 619869-4 619805-8 107898-4 637557-0 619016-2 619017-0 618635-1 618636-0 615818-8 119363-5 608748-5 109365-7 613306-1 620202-0 609246-2 608543-1 117794-0 615766-1 623433-0 621569-6 652716-7 646953-1 100817-0 102884-7 124858-8 125065-5 126357-9 605602-4 602567-6 Claim ID 114480-4 108403-8 103419-7 105722-7 614978-2 603893-0 650775-1 650776-0 635198-0 615065-9 616380-7 620214-4 108297-3 108300-7 611231-5 122071-3

SACHS - CRUT 1 NANCY R SACHS CUSTODY DAVID SACHS SACHS WALDMAN PENSION PLAN SACHS WALDMAN PSP PLAN ADAM D SACKETT LAWRENCE B SACKETT IRA WAYNE DOUGLAS SACKETT TTEE SACKHEIM IRA JUDD -CLSG SACKNER FOUNDATION ALBERT SACKNOFF IRA THOMAS SACKOS IRA DR OLIVER W SACKS IRA ROLLOVER OLIVER SACKS IRA ROLLOVER SARA SACKS WEGAD JOHN A SACKSTEDER IRRA SACRAMENTO COUNTY EMPLOYEES RETIR SACRAMENTO COUNTY EMPLOYEES RETIR SACRAMENTO REGIONAL TRANSIT DISTR SACRAMENTO REGIONAL TRANSIT DISTR SACRED AELTUS SACRED HEART CHURCH SADEK S & S REV TRUST -PJERRY D SADLER IRA SADLON GEORGE & RAMONA RLT IMA SADOFF JULIE BETH - IA SADOW COMMON FUND TRUST-CLSG SADOW TRUST LEO CARL SADOWSKY AND SAFE RAINIER INVESTMENT MGMT SAFECO DIVIDEND INCOME FUND SAFEKEEPING GIFT ACCOUNT GROUP 26 SAFESTOR DR ADAM P SAFFER & ALISON D SAFFER STEVEN E SAFFER PAULA SAFFIRE VIDA SAFFOLD BOSTIC VIDA Y SAFFOLD BOSTIC RON SAFIR ZACHARY J SAFRIN DECLARATION OF TR JACOB & SHIFRA SAFRIN JTWROS Claimant Name FILADELFIO SALERNO J STEPHEN SALFEETY JEAN A SALIBA ROBIN J SALIBA SALLEE WILLIAM C MGD IRA SALLERSON-TROOB LLC JASON SALMON TARA SALMON FRANCES H SALMONSON TTEE SALOME TOMMY JR AGENCY SALOMON BROTHERS GLOBAL HORIZONS SALON S & L C-JTWROS-IMA ROBERT M SALOVITCH IRA RO SONDRA P SALOVITCH SALSBURY BARBARA D I AG SALTER BILLER IRREV TR

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G P G N N M N G P G X G G G G G G G P P M P P G G P P G G G P P M G N N M M G P G

117930-6 117880-6 610110-0 624512-9 101221-5 122914-1 621168-2 619463-0 615236-8 106319-7 121692-9 109684-2 652816-3 652857-0 652969-0 652821-0 652973-9 118327-3 123322-0 119968-4 647586-8 611213-7 110466-7 110468-3 624690-7 633179-3 624247-2 623667-7 638546-0 102988-6 121926-0 605448-0 644652-3 634930-7 113603-8 602580-3 122374-7 612069-5 652586-5 113721-2 602581-1 Claim ID 634839-4 118282-0 624248-0 624249-9 123970-8 624251-0 624253-7 624254-5 624252-9 618084-1 106194-1 104034-0 647325-3 100138-8 625506-0 602583-8

Reject Code P N P N P G G G G G G P P G P G

Confidential

SAHARA ENTERPRISES SAHARA INV LLC SAHARA INV LLC-W BLAIR-A -P SAHARA INVESTMENTS L L C - A SHANTI K SAHAY SOHAN S SAHOTA BNYE SAINSBURY J CIF TRANS -STATE SAINT FRANCIS FDN - AELTUS THE SAINT PAUL FOUNDATION JOHN T SAITO IRA SHIRLEY J SAITO CAROL SAIVETZ SAIVETZ FAMILY FDTN, RICHARD & CA RICHMAN TRUST, ALIZA SAIVETZ SAIVETZ, CAROL SAIVETZ, THE CAROL R. 1990 TRUST SAIVETZ,CAROL IRA R/0 PAUL N SAKAI MANABU SAKAMOTO AND STEPHEN A SAKLER IRA STEPHEN A SAKLER IRA SAKOWITZ SIDNEY I A DONNIS P SAKRAN IRA GHAZI F SAKRAN IRA ELLIOTT AND AMY SAKS A&J SAKS FOUNDATION INC MR ARNOLD SAKS SAL 27 - US EQUITIES ANTHONY SALA & NANCY A SALA TIC MARGARET SALAMON LOUIS SALAMONE R PITO SALAS THOMAS M SALATTE FRAN M SALAUN JOE SALAZAR IRA RICHARD R SALB SALB4 STEPHEN A SALDANHA INV AGY II SALECARL SALEM PEDIATRICS INC PENS PL VALERIE SALEMBIER Claimant Name HENRY F SAMMETH JR PATRICIA SAMMET ALISON SAMPH FBO CYNTHIA C SAMPLE IRA FBO JOHN H SAMPLE IRA LEROY SAMPLE IRA JOHN H SAMPLE SAMANTHA SAMPLE LLC COF SALLY A SAMPLE UTMA-AR COF SAMANTHA J SAMPLE UTMA-AR ALANA L SAMPSON IRR TUA PWS HARRIETT T SAMS KENTON A SAMS ELAINE SAMSON CHARLES B SAMUEL IRREVOCABLE TRUST FBO OF SAMUEL JENNIFER SAMUEL

P M P P P M M G P G N G M M M M M G N M G P M M M P P P G M M G P P G G M G M G G Reject Code G G P P G P P P P P M G G N P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 120695-8 103892-3 611067-3 125202-0 104550-4 104069-3 115441-9 115442-7 115444-3 620396-5 621094-5 621462-2 621463-0 621461-4 621458-4 621457-6 621460-6 621456-8 621459-2 620740-5 120597-8 120574-9 115582-2 101247-9 101246-0 107304-4 615280-5 620999-8 124671-2 111333-0 126413-3 114782-0 126406-0 610185-2 621465-7 617639-9 Claim ID 613460-2 118939-5 605537-0 636764-0 121899-9 634409-7 109841-1 118746-5 624544-7 652558-0 111309-7 623677-4 623679-0 623678-2 111266-0 645276-0 113773-5 652828-7 652900-3 124633-0 606384-5

JUDITH L SALTER SUSAN W SALTS TR SALTZMAN MARK & SHELLY JWRS MOAG CAROLE A SALVADOR IRA MARY LOU SALVATERRA JAMES L SALVATERRA TR THE SALVATION ARMY A GA CORP THE SALVATION ARMY A GA CORP THE SALVATION ARMY A GA CORP SALVATION ARMY CENTRAL-CHARTWELL SALVATION ARMY CENTRAL-DON ENDW C SALVATION ARMY EAST CHARTWELL SALVATION ARMY EAST CHARTWELL SALVATION ARMY EAST TWEEDY BROWNE SALVATION ARMY SOUTH - GIFT & ANN SALVATION ARMY SOUTH -ATLANTA CAP SALVATION ARMY SOUTH -CHARTWELL SALVATION ARMY SOUTH -SECTOR CAPI SALVATION ARMY SOUTH BUCKHEAD CAP SALVATION ARMY SOUTH CASH FLOW SALVATION ARMY SOUTH LCG GARY E SALVATORE IRA MARGUERITE SALWEN IRA BEVERLY S SALZMANN IRA KLAUS H SALZMANN IRA RICHARD C SALZWEDEL TRUST SAMA - GLOBAL EQUITY ACCOUNT SAMA-GLOBAL EQUITY ACCOUNT DEANNA SAMAYOA DAVID W SAMBELL HAROLD SAMELMAN IRA RACHEL SAMELMAN TRUST RACHEL SAMELSON TRUST SAMFORD U - SAMFORD OPPEN #1 SAMFORD UNIVERSITY - OPPENHEIMER HAROLD S SAMHAT TUA 10 24 78 CA Claimant Name SANDERS CALIF FOUNDATION DONALD G SANDERS THE ARTHUR AND PAMELA SANDERS FAMI HARVEY SANDERS JACK W SANDERS IRA NGKE PSP FBO GREGORY W SANDERS AMY J SANDERS PROCTOR QUEENIE SANDERS ROBERT SANDERSON SANDKPSC AMNON SANDLER SANDLER ASSOCIATES SANDLER ASSOCIATES II SANDLER OFFSHORE INC COF SANDLER THOMAS C SANDO CESAR V SANDOVAL TTEE CAROLLE J SANDS & SANET, BARRY SANET, LOUISE ALLEN SANFT SANGERMAN IRA BARBARA LEE-CLSG

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M P P G P P P P G G G G G P M M M M M M M M G P P P M G M G M G G P G P

602585-4 602584-6 113113-3 633003-7 618943-1 618944-0 618945-8 618623-8 626933-8 618318-2 627187-1 619718-3 608348-0 621467-3 618371-9 618372-7 618373-5 635594-3 126530-0 626944-3 121949-9 121952-9 121938-3 610373-1 610279-4 610116-0 605576-1 102508-2 110224-9 124956-8 123128-6 121308-3 607548-7 125933-4 646943-4 105105-9 Claim ID 122515-4 606895-2 648230-9 638632-6 643130-5 125946-6 651708-0 651709-9 651710-2 651715-3 651716-1 651718-8 650244-0 108295-7 125674-2 647321-0 623442-9 608589-0 619953-4 118687-6 118821-6

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Confidential

ELMO T SAMUEL MD & VAJANTHA SAMUEL FLORENCE SAMUELS JEROME M SAMUELS SAMULL SAN BERNARDINO COUNTY EMPLOYEES SAN BERNARDINO COUNTY EMPLOYEES SAN BERNARDINO COUNTY EMPLOYEES SAN DIEGO CITY EMPLOYEES' RETIREM SAN DIEGO DATA PROCESSING CORP MP THE SAN DIEGO FOUNDATION AUGUSTIN J SAN FILIPPO IM SAN FRANCISCO 49ERS LTD FBO W TUB SAN JOAQUIN VALLEY EXPRESS -DCITY OF SAN JOSE FED RT SYS PARADI CITY OF SAN JOSE POLICE + FIRE CITY OF SAN JOSE POLICE + FIRE CITY OF SAN JOSE POLICE + FIRE SAN MARINO LODGE F&AM 408 SAN MATEO ENTERPRISES INC SAN MATEO HERE PENSION - INVESCO CHARLES H SAN PETRO IRA CHARLES H SAN PETRO IRA CHARLES H SAN PETRO TRUST SANAN - SECTOR CAPITAL SANAN-DSI INTERNATIONAL MG SANAN-S&P 500 ETFS VINOD T SANCHETI AND SANGITA V SAN CARLOS SANCHEZ DIANA L SANCHEZ MELISSA SANCHEZ SNT YOULANDA C SANCHEZ JOHN T SANCOMB TNT-LDN-SAG05- SAND AIRE GEN FD RONALD W SANDA IRA JOHN A SANDBERG & CARLA R SANDBERG ERIC H SANDBLADE IRA Claimant Name DOROTHY L SANTY IRA SAPA CHAR REM TR GLENN P-CLSG EDWARD SAPANARO MR A EUGENE SAPP JR AND VIRGINIA SAPP TTEE VIRGINIA F SAPP SAPPHIRE PARTNERS SAPPHIRE PARTNERS SAPPHIRE PARTNERS SAPPHIRE PARTNERS SAPPHIRE PARTNERS SAPPHIRE PARTNERS MEREDITH SAPPINGTON CHARLES L SARACA THRITY S SARAF MD IRA #1 THRITY S SARAF MD IRA #2 SARAGOSSA TRADING LLC SARANOW INVESTMENTS LLC-CLSG SARATOGA ADVANTAGE TR-FIN SERVICE JOHN W SARGEANT #1 JOHN W SARGEANT #2

G G G P P G G G P G P G P P G G N G G P P G G P G P G G N N M P G X G G Reject Code P P M G G M P P G G G P G M M P P P G P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 608443-5 608445-1 608444-3 121136-6 639256-3 608353-6 648525-1 620384-1 620381-7 114087-6 101416-1 123539-7 643111-9 619019-7 619020-0 619021-9 620746-4 609585-2 102749-2 602586-2 118449-0 118447-4 118448-2 119233-7 113970-3 640550-9 124303-9 103953-9 102575-9 604988-5 100438-7 Claim ID 103842-7 115669-1 652849-0 606797-2 615181-7 618835-4 627934-1 624255-3 114964-4 624256-1 624257-0 118234-0 602568-4 106134-8 118322-2 642807-0 106592-0 635417-3 644780-5 611027-4 105080-0 619010-3 615842-0 108580-8 612714-2 103213-5

SANGERMAN PARTNERSHIP -CLSG SANGERMAN ROSANNE NFP -DSANGERMAN TRUST HARTLEY -DHENRY E SANGIULIANO IRA MR H E SANGIULIANO IRRA SANIBEL LLC -D-CLSG JOAN K SANN IRA SANPAOLO BANK SA - FUNDS ACCOUNT SANPAOLO BANK SA - GENERAL ACCT L JOHN R SANSALONE IRA DAVID P SANSING FREDELL SANSOM SANT PROPERTIES, L.P. JOHN T SANT SANTA BARBARA COUNTY EMPLOYEE SANTA BARBARA COUNTY EMPLOYEE SANTA BARBARA COUNTY EMPLOYEE SANTA BARBARA INSTITUTIONAL CAP M SANTA CRUZ ISLAND FOUND -DLUISA SANTA MARIA JOSEPH SANTAMARIA JR LIVING TR ANTHONY F SANTARELLI AND ANTHONY F SANTARELLI ANN MARIE SANTARELLI IRA ANTHONY F SANTARELLI IRA THOMAS E SANTEE IRA SANTITA S OGREN TTEE DAVID SANTNER IRA OLA M SANTONI TR NICOLAS SANTORO JENNY L SANTOS TANYA SANTUCCI Claimant Name ROBERT L SATOW FOUAD SATTAR REV TR SATULOFF,ELAINE SAUDER MARITAL TRST RICHARD E SAUDI ARABIAN MONETARY AGENCY - R SAUDI ARABIAN MONETARY AGENCY SAUDI BRIT BK US EQUITY ESTATE OF OLIVE SAUER JOSEPH F SAUER IRA PETER SAUER ROLF ERIC SAUER SAUGATUCK INVESTMENTS LP DENNIS R SAUL ALBERT O SAULSBURY III IRA PAUL W SAURBIER JOHN J SAUTER IRRA JAMES F SAUTTER IRA #1 MRS JUNE H SAVAGE MELVIN SAVAGE TTEE SAVANI LOUISE IRA TINA V SAVAS THE SAVINGS PLAN FOR SALARIED EMPL SAXCO INTERNATIO SAXONVILLE BUSINESS LP SAYER M SCOTT VALUE ACCOUNT JOHN H SAYERS

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P P P M G P G G G G G M G P P N G G N G G P P P N M X N N P N

122568-5 644894-1 108385-6 107611-6 615363-1 615364-0 110589-2 105413-9 641313-7 124038-2 640725-0 602587-0 121139-0 648873-0 600967-0 107622-1 616506-0 616535-4 616546-0 621568-8 623235-3 623242-6 623241-8 628108-7 623234-5 628109-5 123498-6 646663-0 647223-0 647779-8 602574-9 Claim ID 109534-0 602807-1 118722-8 626542-1 634268-0 619767-1 613159-0 613158-1 119491-7 608956-9 646791-1 611028-2 637416-6 114910-5 118018-5 112876-0 638172-3 124136-2 610712-5 117022-8 122232-5 100417-4 114332-8 606062-5 126604-7 112204-5

Reject Code P G M P P P P P G P P P G X M G G G G P G P M G G N

Confidential

JOHN W SARGEANT #3 MADELYN SARGEANT DANA SARGENT WILLIAM R SARGENT JR SARGENT MGMT CO - INDEX CONV FD SARGENT MGMT CO - LG CP JOANNE SARGENT POSHKUS FRANCES E SARK DINSHAW SARKARI IRRA THEODORE J SARKO MOHINDER S SARNA TTEE DAVID R & AGNES MOY- SARNS MARK S SAROCK IRA LILLIAN COOK & FAYEZ SAROFIM EDWARD SARRAF DANTE SARUBBI IRA SAS TRUSTEE CORPORATION RE SSGA SAS TRUSTEE CORPORATION RE CAPITA SAS TRUSTEE CORPORATION RE FIDELI SASHA TRUST OF 1989 SASMI SEVERANCE EQUITY - LOOMIS # SASMI SEVERANCE QUAN EQ - ROBECO SASMI TRUST FD QUAN EQ - ROBECO # SASMI TRUST FUND - VALUE SASMI TRUST FUND EQUITY - LOOMIS SASMI TRUST FUND-SEVERANCE - VALU S GLENN SASS AND GIOVANNI SASSANO IRA KAREN W SATIN DEBBIE SATNICK TTEE SATOVSKY ENTERPRISES LTD PARTNERS Claimant Name JOHN F SCARPA ANDREA L TESSLER & MICHAEL SCARSEL RICARDO SCARTASCINI #1 THE REX SCATENA REVOCABLE TRUST U/ SCAVAH LIMITED INVESTMENT MGMT EQ SCB SWITZ GENEVA CLIENTS ACC 30 SCC FOUNDATION - CHALLENGE MATCH SCC FOUNDATION - OTHER MARY L SCHABACKER IRA SCHADLE TRS EDWARD -DROBERT M SCHAEBERLE TTEE SCHAEDEL ELROY W IRA ROBERT J SCHAEFER AND JOHN C SCHAEFER PHILIP SCHAEFFER IRA JOHN L SCHAER IRA SCHAETZEL WILLIAM P SCHAETZEL IRA SCHAFER ETHEL M TOW OCHR THEODORE E SCHAFER IRA LORETTA M SCHAFER ROBERT W SCHAFER MARILYN SCHAFFER IRA JUDITH SCHALIT - NORTHERN TRUST BA SAMUEL SCHALKOWSKY AUSTIN F SCHALL

G G G M P G P N M M G P M M G G M M M P G G G M G M P M G G P Reject Code P P P G G P P P X G G P G G X G G N P G M N P P M N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 109159-0 622501-2 619674-8 619673-0 622507-1 622509-8 622508-0 619643-8 622502-0 619083-9 619084-7 608895-3 603062-9 126862-7 637013-6 602590-0 639716-6 639731-0 608370-6 113873-1 113830-8 120852-7 602591-9 602589-7 105032-0 104736-1 Claim ID 124423-0 103291-7 106783-4 609520-8 601098-9 117385-5 108415-1 616755-1 117023-6 111459-0 119459-3 608827-9 607202-0 609629-8 101437-4 118492-0 119716-9 612134-9 635407-6 633301-0 124588-0 124589-9 619876-7 124590-2 619880-5 105041-9 101644-0 607779-0 611210-2 602607-9 640384-0

CLYDE C SAYLOR IRA SBC - GOLDMAN SACHS SBC AMERITECH INVECO EQ R S SBC AMERITECH USTAA USEQ FI R S SBC AMERITECH UWBT SBC BD & FDN - GOLDMAN SACHS VAL SBC BD & FDN - MACKAY SHIELDS GRO SBC US EQ DOM R S SBC-MACKEY-SHIELDS-GROWTH EQ SBERA TRUST NUMBER 1 SBERA TRUST NUMBER 1 SBTR LIMITED PARTNERSHIP -PDSC FUNDAMENTAL VALUE BVI LTD JEWEL C SCALLON IRA KAREN E SCALZI IRA RAYMOND F & MARIA C SCANGA JTWROS SHIRLEY ANN SCANLAN & WILLIAM J SC WILLIAM J SCANLAN IRA SCANLAN TRS TIC T & S -DFRANCIS SCANLON TRUST MARIS J SCANLON TRUST VINCENT F SCAPPA SCARBOROUGH INV ASSOC II COF PINS SCARBOROUGH INVESTMENT ASSOC COF SALLY A SCARONI TR #2 SALLY A SCARONI TRUST #1 Claimant Name FREDERICK E SCHEA ALLAN J SCHEAR DAVID SCHECHNER IRA #2 SCHECHTER FAMILY TR L-CLSG NA'AMA SCHECHTER ELIZABETH A SCHECTER WILLIAM A SCHEDER SCHEELE JAMES T S T D CLOSING RUTH M SCHEELE TRUST VICTOR D SCHEER IRA ROSALIND N SCHEER SCHEIDT REVOCABLE TRUST SCHEINMAN IRA ISIDORE -CLSG SCHEINMAN TRUST SHIRLEY -CLSG MICHAEL SCHEINZEIT MARK SCHELLHORN AND ELWYN D SCHEMMER IRA STEVEN SCHENIAN - TEP AGY PAUL SCHENLY ANDREW SCHEPARD PROFIT SHARING PLA BRENDA I SCHER 1 BRENDA I SCHER 2 DANIEL SCHER IRA KERENI & J T SCHER PS PLAN SCHER REVOCABLE TRUST RUDOLF K SCHERBAUM AND CHARLES SCHERER TNT-LDN-SCH01 SCHERING PLOUGH SCHERSCHEL THOMAS R MD IRAT GLORIA SCHERTZ GARY A SCHESSLER & JANICE B SCHESS

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P G G G P G G G G G G P G N G G G G P P P M G G P P

647123-4 647124-2 647122-6 635436-0 614014-9 120357-6 633372-9 648456-5 633348-6 633346-0 602600-1 602604-4 602603-6 602646-0 602602-8 602595-1 101993-7 602594-3 121272-9 119866-1 110284-2 110287-7 110288-5 110289-3 118534-9 641322-6 Claim ID 125257-7 125255-0 101388-2 100525-1 613198-0 120253-7 120584-6 110326-1 115729-9 616150-2 110019-0 124337-3 602592-7 123438-2 119770-3 609449-0 609264-0 612350-3 110024-6 106031-7 116362-0 124852-9 102725-5 120057-7 646365-7 106033-3 611269-2 114604-1 103549-5 121038-6 609447-3

Reject Code M G G P P P X P P P X P P P G G M P G P G G G G P P N G P G M

Confidential

MR RICHARD F SCHALLER & MRS JEANNE MR RICHARD F SCHALLER MRS JEANNE H SCHALLER GERALDINE A SCHAMS SCHANEN JTWROS ANN E SCHANK THE M & A SCHAPIRO FUND CREDIT GEORGE JOSEPH SCHAPPACH IRA FRANCES S SCHARF TRUST MORRIS N SCHARF TRUST SCHARFF BROTHERS JOINT VENTURE AARON ROOS SCHARFF JR REVOCABLE TR AARON & DARCELL SCHARFF JTWROS JONATHAN & SUZANNE SCHARFF JTWROS LEWIS A & LAURY G SCHARFF JTWROS DAVID AARON SCHARFF TR RICHARD M ELIZABETH G SCHARMANN SCHATTEN FAMILY PARTNERSHIP ARTHUR J SCHATZ IRA CAROL M SCHAUER NORMAN H SCHAUMBERGER IRA NORMAN H SCHAUMBERGER MPP NORMAN H SCHAUMBERGER SYLVIA T SCHAUMBERGER ROBERT SCHAUS IRA DANIEL A SCHAVE IRA Claimant Name BARBARA N SCHLACHTER ELLEN B SCHLACHTER STEVEN SCHLAFF IRA RO KENNETH L SCHLAMP SCHLECHTE GENE & DEBORAH IMA LEO SCHLEE JAMES J SCHLEGEL AND IRENE J SCHLIPF IRA KUETA G SCHLOSBERG EUGENE A SCHLOSSER JOHN R SCHLOSSER JO A SCHLUP SARA & RICHARD SCHLUSSEL JTWROS SCHMANSK CHARITABLE RMDR TRUST GARY N SCHMEDDING SCHMIDT & GILBOY JTWROS -CLSG #2 SCHMIDT AND GILBOY JTWROS -PD #1 VIRGINIA SCHMIDT ET AL TRUSTEE CHARLES D SCHMIDT IRA MICHAEL F SCHMIDT IRA ROBERT A SCHMIDT IRA WAYNE M SCHMIDT IRA KATHLEEN T SCHMIDT LILY A SCHMIDT MARY SCHMIDT MICHAEL F SCHMIDT SCHMIDT OLIVE M CUST PETER A SCHMIDT SHIRLEY M SCHMIDT STEVEN C SCHMIDT SCHMIDT TRUST LAURA -D-

P M M G P M G M P P G G G G G G P P M G P P P P G G Reject Code P P P X P G G M G G N M G G M G P P G P M M X G G P P G N M G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 121230-3 602606-0 113184-2 116580-1 119819-0 646798-9 652848-1 602609-5 648881-1 620290-0 602605-2 602610-9 623617-0 613353-3 647897-2 620713-8 118276-5 125820-6 125821-4 620711-1 620712-0 Claim ID 620751-0 610806-7 111160-4 118952-2 124202-4 116049-4 644216-1 126127-4 115623-3 610804-0 108846-7 649033-6 107654-0 627540-0 602608-7 602611-7 602613-3 602612-5 608422-2 100118-3 105349-3 621470-3 619313-7 652620-9 647319-9 115115-0 636598-1 126678-0 613677-0 638812-4 601983-8 609485-6 606979-7 121651-1 636226-5 120109-3

GARY A SCHESSLER AND LAURA L SCHEUER T UW GLORIA S SCHEUER TRUDY A SCHEW IRA LORNA M SCHEYER IRA LORNA M SCHEYER IRA SCHIAVETTI, BARBARA MARK AND LOUISA SCHIBLI JTWROS A TERRY SCHIELER TTEE WALTER AND BEVERLEE SCHIFF JOINT A MICHAEL & MIRIAM SCHIFF JTWROS MS DIANE SCHIFF WALTER AND BEVERLEE SCHIFF SCHILDKRAUT - CRUT 1 JILL SCHILDKRAUT SCHILLING ISABEL Q EUSTIS 1998 TR NANCY J SCHINDLER IRA GEORGE P SCHIRM IRA GEORGE P SCHIRM IRA SCHIRMER F GARDNER JR 1998 TRUST SCHIRMER PHILIP S 1998 TRUST Claimant Name SCHNEIDER FAMILY PTNSHP LLC #2 CU SCHNEIDER FRANK FBO S LLOYD TOW BONNIE K SCHNEIDER IRA CHARLES J SCHNEIDER IRA CLAUDE C SCHNEIDER IRA LOUIS SCHNEIDER IRA MR RICHARD E SCHNEIDER IRA JANET SCHNEIDER LINDA M SCHNEIDER SCHNEIDER MARGARET GST-EX TOW MICHAEL J SCHNEIDER MRS EVELYN SCHNEIDER STANLEY SCHNEIDER BOB A SCHNEIDERMAN SEP DAVID & BATSHEVA SCHNELL JTWROS JACK & ROCHELLE SCHNELL JTWROS PETER L SCHNELL ROCHELLE SCHNELL SCHNEPPER TRUST LYNN CLSG-PD BENJAMIN E SCHNEREGER LAURIE SCHNITZER IRA WILHELMINA SCHNITZER IRA ROLLOVER ANDREA SCHNITZER S-578 SCHNTRST DAVID L SCHNUR IRRA AARON SCHOCHET GREGORY E SCHOCKLING IRA TERRENCE T SCHOEMINGER SCHOEN HARRY IM GERALD R SCHOENDORF KEG SCHOENFELD DAVID & SUSAN SCHOENHOLZ -CLSG SCHOENKE IRA ROO RICHARD -IR ERIC J SCHOETTLE IRA ROBERTA SCHOFIELD TTEE TOM SCHOLL

Prepared by Gilardi Co LLC

G P P P M G M P M P G G M G G P G M M P P

612349-0 634989-7 632320-0 606853-7 110581-7 611008-8 113985-1 636617-1 652654-3 110542-6 615688-6 632536-0 102020-0 618227-5 124320-9 110328-8 623205-1 602593-5 645356-2 600981-6 600990-5 Claim ID 603913-8 603914-6 603915-4 603916-2 603917-0 603918-9 603919-7 603920-0 603921-9 603922-7 603923-5 603924-3 603925-1 603926-0 603927-8 603928-6 603929-4 603930-8 603931-6 603932-4 603933-2 603934-0 603949-9 603950-2 603951-0 603954-5 603955-3 603957-0 603958-8 603959-6 603960-0 603961-8 603962-6 603963-4 603966-9 603967-7

Reject Code P P G M G P G P P P G G N G G G G G P M G P P M G P P M P G P W P M P P

Confidential

VIRGINIA SCHMIDT TRUSTEE JACQULINE DIANE SCHMIDT TTEE TUA SMALLEY FBO SUZANNE SCHMIDT SCHMIEGE ROBERT -IR CONRAD J SCHMITT SCHMITT MARION TOA DONNA M SCHMITZ IRA PAUL SCHMITZ IRA SCHNABEL, JENNY ELIZABETH SCHNACKE SCHNADIG CORP PENSION TRUST DOROTHY SCHNADIG REV TR F1-2207 FRANCES SCHNAPP IRA SCHNAPP JULIUS K CRUT FBP APAUL SCHNEIDER CAROLYN M SCHNEIDER PHILIP L SCHNEIDER CUST 966 DANIEL SCHNEIDER DR HOLLY SCHNEIDER ERIC SCHNEIDER ERIC SCHNEIDER Claimant Name SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC

P G G P G P G P M X G G P G P N P G M G P Reject Code G G G G G G G G G G G G G G G G G G G G G G P G G G G P G G G G G G G G

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602614-1 DAVID & DIANE SCHONBERGER JTWROS 603896-4 SCHONFELD SECURITIES LLC 603897-2 SCHONFELD SECURITIES LLC 603898-0 SCHONFELD SECURITIES LLC 603899-9 SCHONFELD SECURITIES LLC 603901-4 SCHONFELD SECURITIES LLC 603902-2 SCHONFELD SECURITIES LLC 603903-0 SCHONFELD SECURITIES LLC 603904-9 SCHONFELD SECURITIES LLC 603905-7 SCHONFELD SECURITIES LLC 603907-3 SCHONFELD SECURITIES LLC 603908-1 SCHONFELD SECURITIES LLC 603909-0 SCHONFELD SECURITIES LLC 603910-3 SCHONFELD SECURITIES LLC 603911-1 SCHONFELD SECURITIES LLC 603912-0 SCHONFELD SECURITIES LLC Claim ID Claimant Name 603987-1 SCHONFELD SECURITIES LLC 603988-0 SCHONFELD SECURITIES LLC 603990-1 SCHONFELD SECURITIES LLC 603991-0 SCHONFELD SECURITIES LLC 603993-6 SCHONFELD SECURITIES LLC 603994-4 SCHONFELD SECURITIES LLC 603996-0 SCHONFELD SECURITIES LLC 603997-9 SCHONFELD SECURITIES LLC 603998-7 SCHONFELD SECURITIES LLC 604001-2 SCHONFELD SECURITIES LLC 604002-0 SCHONFELD SECURITIES LLC 604003-9 SCHONFELD SECURITIES LLC 604005-5 SCHONFELD SECURITIES LLC 604008-0 SCHONFELD SECURITIES LLC 604009-8 SCHONFELD SECURITIES LLC 604010-1 SCHONFELD SECURITIES LLC 604011-0 SCHONFELD SECURITIES LLC 604012-8 SCHONFELD SECURITIES LLC 604013-6 SCHONFELD SECURITIES LLC 604014-4 SCHONFELD SECURITIES LLC 604017-9 SCHONFELD SECURITIES LLC 604018-7 SCHONFELD SECURITIES LLC 604019-5 SCHONFELD SECURITIES LLC 604020-9 SCHONFELD SECURITIES LLC 604021-7 SCHONFELD SECURITIES LLC 604022-5 SCHONFELD SECURITIES LLC 604024-1 SCHONFELD SECURITIES LLC 604027-6 SCHONFELD SECURITIES LLC 604028-4 SCHONFELD SECURITIES LLC 604029-2 SCHONFELD SECURITIES LLC 604030-6 SCHONFELD SECURITIES LLC 604031-4 SCHONFELD SECURITIES LLC 604032-2 SCHONFELD SECURITIES LLC 604034-9 SCHONFELD SECURITIES LLC 604035-7 SCHONFELD SECURITIES LLC 604037-3 SCHONFELD SECURITIES LLC 604038-1 SCHONFELD SECURITIES LLC 604039-0 SCHONFELD SECURITIES LLC 604045-4 SCHONFELD SECURITIES LLC 604047-0 SCHONFELD SECURITIES LLC 604052-7 SCHONFELD SECURITIES LLC

Prepared by Gilardi Co LLC

P G G G G G G G G G G G G G G G

603968-5 SCHONFELD SECURITIES LLC 603969-3 SCHONFELD SECURITIES LLC 603971-5 SCHONFELD SECURITIES LLC 603972-3 SCHONFELD SECURITIES LLC 603974-0 SCHONFELD SECURITIES LLC 603975-8 SCHONFELD SECURITIES LLC 603976-6 SCHONFELD SECURITIES LLC 603977-4 SCHONFELD SECURITIES LLC 603978-2 SCHONFELD SECURITIES LLC 603979-0 SCHONFELD SECURITIES LLC 603980-4 SCHONFELD SECURITIES LLC 603981-2 SCHONFELD SECURITIES LLC 603982-0 SCHONFELD SECURITIES LLC 603983-9 SCHONFELD SECURITIES LLC 603985-5 SCHONFELD SECURITIES LLC 603986-3 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604068-3 SCHONFELD SECURITIES LLC 604069-1 SCHONFELD SECURITIES LLC 604070-5 SCHONFELD SECURITIES LLC 604071-3 SCHONFELD SECURITIES LLC 604072-1 SCHONFELD SECURITIES LLC 604073-0 SCHONFELD SECURITIES LLC 604074-8 SCHONFELD SECURITIES LLC 604075-6 SCHONFELD SECURITIES LLC 604076-4 SCHONFELD SECURITIES LLC 604077-2 SCHONFELD SECURITIES LLC 604078-0 SCHONFELD SECURITIES LLC 604080-2 SCHONFELD SECURITIES LLC 604081-0 SCHONFELD SECURITIES LLC 604082-9 SCHONFELD SECURITIES LLC 604083-7 SCHONFELD SECURITIES LLC 604084-5 SCHONFELD SECURITIES LLC 604085-3 SCHONFELD SECURITIES LLC 604086-1 SCHONFELD SECURITIES LLC 604087-0 SCHONFELD SECURITIES LLC 604088-8 SCHONFELD SECURITIES LLC 604089-6 SCHONFELD SECURITIES LLC 604090-0 SCHONFELD SECURITIES LLC 604091-8 SCHONFELD SECURITIES LLC 604092-6 SCHONFELD SECURITIES LLC 604093-4 SCHONFELD SECURITIES LLC 604094-2 SCHONFELD SECURITIES LLC 604095-0 SCHONFELD SECURITIES LLC 604096-9 SCHONFELD SECURITIES LLC 604097-7 SCHONFELD SECURITIES LLC 604098-5 SCHONFELD SECURITIES LLC 604099-3 SCHONFELD SECURITIES LLC 604100-0 SCHONFELD SECURITIES LLC 604101-9 SCHONFELD SECURITIES LLC 604103-5 SCHONFELD SECURITIES LLC 604104-3 SCHONFELD SECURITIES LLC 604105-1 SCHONFELD SECURITIES LLC 604106-0 SCHONFELD SECURITIES LLC 604108-6 SCHONFELD SECURITIES LLC 604109-4 SCHONFELD SECURITIES LLC 604112-4 SCHONFELD SECURITIES LLC 604113-2 SCHONFELD SECURITIES LLC

Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

Confidential

G G G G G G G P G G G G G G G G Reject Code G G G G G P G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

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604053-5 SCHONFELD SECURITIES LLC 604054-3 SCHONFELD SECURITIES LLC 604055-1 SCHONFELD SECURITIES LLC 604056-0 SCHONFELD SECURITIES LLC 604057-8 SCHONFELD SECURITIES LLC 604061-6 SCHONFELD SECURITIES LLC 604062-4 SCHONFELD SECURITIES LLC 604064-0 SCHONFELD SECURITIES LLC 604065-9 SCHONFELD SECURITIES LLC 604066-7 SCHONFELD SECURITIES LLC 604067-5 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604128-0 SCHONFELD SECURITIES LLC 604129-9 SCHONFELD SECURITIES LLC 604130-2 SCHONFELD SECURITIES LLC 604131-0 SCHONFELD SECURITIES LLC 604132-9 SCHONFELD SECURITIES LLC 604133-7 SCHONFELD SECURITIES LLC 604134-5 SCHONFELD SECURITIES LLC 604135-3 SCHONFELD SECURITIES LLC 604136-1 SCHONFELD SECURITIES LLC 604137-0 SCHONFELD SECURITIES LLC 604138-8 SCHONFELD SECURITIES LLC 604140-0 SCHONFELD SECURITIES LLC 604143-4 SCHONFELD SECURITIES LLC 604144-2 SCHONFELD SECURITIES LLC 604145-0 SCHONFELD SECURITIES LLC 604147-7 SCHONFELD SECURITIES LLC 604148-5 SCHONFELD SECURITIES LLC 604150-7 SCHONFELD SECURITIES LLC 604151-5 SCHONFELD SECURITIES LLC 604152-3 SCHONFELD SECURITIES LLC 604154-0 SCHONFELD SECURITIES LLC 604155-8 SCHONFELD SECURITIES LLC 604156-6 SCHONFELD SECURITIES LLC 604157-4 SCHONFELD SECURITIES LLC 604158-2 SCHONFELD SECURITIES LLC 604160-4 SCHONFELD SECURITIES LLC 604161-2 SCHONFELD SECURITIES LLC 604162-0 SCHONFELD SECURITIES LLC 604164-7 SCHONFELD SECURITIES LLC 604166-3 SCHONFELD SECURITIES LLC 604167-1 SCHONFELD SECURITIES LLC 604168-0 SCHONFELD SECURITIES LLC 604169-8 SCHONFELD SECURITIES LLC 604170-1 SCHONFELD SECURITIES LLC 604171-0 SCHONFELD SECURITIES LLC 604173-6 SCHONFELD SECURITIES LLC 604174-4 SCHONFELD SECURITIES LLC 604175-2 SCHONFELD SECURITIES LLC 604178-7 SCHONFELD SECURITIES LLC 604179-5 SCHONFELD SECURITIES LLC 604180-9 SCHONFELD SECURITIES LLC 604181-7 SCHONFELD SECURITIES LLC 604182-5 SCHONFELD SECURITIES LLC 604185-0 SCHONFELD SECURITIES LLC 604186-8 SCHONFELD SECURITIES LLC 604188-4 SCHONFELD SECURITIES LLC

Prepared by Gilardi Co LLC

G G G G G G G G G G G

604114-0 SCHONFELD SECURITIES LLC 604115-9 SCHONFELD SECURITIES LLC 604117-5 SCHONFELD SECURITIES LLC 604118-3 SCHONFELD SECURITIES LLC 604119-1 SCHONFELD SECURITIES LLC 604120-5 SCHONFELD SECURITIES LLC 604121-3 SCHONFELD SECURITIES LLC 604122-1 SCHONFELD SECURITIES LLC 604123-0 SCHONFELD SECURITIES LLC 604124-8 SCHONFELD SECURITIES LLC 604125-6 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604199-0 SCHONFELD SECURITIES LLC 604200-7 SCHONFELD SECURITIES LLC 604201-5 SCHONFELD SECURITIES LLC 604202-3 SCHONFELD SECURITIES LLC 604204-0 SCHONFELD SECURITIES LLC 604205-8 SCHONFELD SECURITIES LLC 604206-6 SCHONFELD SECURITIES LLC 604209-0 SCHONFELD SECURITIES LLC 604211-2 SCHONFELD SECURITIES LLC 604212-0 SCHONFELD SECURITIES LLC 604215-5 SCHONFELD SECURITIES LLC 604218-0 SCHONFELD SECURITIES LLC 604219-8 SCHONFELD SECURITIES LLC 604222-8 SCHONFELD SECURITIES LLC 604225-2 SCHONFELD SECURITIES LLC 604226-0 SCHONFELD SECURITIES LLC 604227-9 SCHONFELD SECURITIES LLC 604230-9 SCHONFELD SECURITIES LLC 604231-7 SCHONFELD SECURITIES LLC 604233-3 SCHONFELD SECURITIES LLC 604235-0 SCHONFELD SECURITIES LLC 604236-8 SCHONFELD SECURITIES LLC 604237-6 SCHONFELD SECURITIES LLC 604238-4 SCHONFELD SECURITIES LLC 604240-6 SCHONFELD SECURITIES LLC 604242-2 SCHONFELD SECURITIES LLC 604244-9 SCHONFELD SECURITIES LLC 604245-7 SCHONFELD SECURITIES LLC 604246-5 SCHONFELD SECURITIES LLC 604247-3 SCHONFELD SECURITIES LLC 604249-0 SCHONFELD SECURITIES LLC 604250-3 SCHONFELD SECURITIES LLC 604251-1 SCHONFELD SECURITIES LLC 604252-0 SCHONFELD SECURITIES LLC 604253-8 SCHONFELD SECURITIES LLC 604254-6 SCHONFELD SECURITIES LLC 604255-4 SCHONFELD SECURITIES LLC 604256-2 SCHONFELD SECURITIES LLC 604258-9 SCHONFELD SECURITIES LLC 604259-7 SCHONFELD SECURITIES LLC 604260-0 SCHONFELD SECURITIES LLC 604261-9 SCHONFELD SECURITIES LLC 604262-7 SCHONFELD SECURITIES LLC 604263-5 SCHONFELD SECURITIES LLC 604264-3 SCHONFELD SECURITIES LLC 604266-0 SCHONFELD SECURITIES LLC

Reject Code G G G G P G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G

Confidential

G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G G G G G G G G G G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code

604190-6 SCHONFELD SECURITIES LLC 604192-2 SCHONFELD SECURITIES LLC 604193-0 SCHONFELD SECURITIES LLC 604195-7 SCHONFELD SECURITIES LLC 604197-3 SCHONFELD SECURITIES LLC 604198-1 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604274-0 SCHONFELD SECURITIES LLC 604275-9 SCHONFELD SECURITIES LLC 604276-7 SCHONFELD SECURITIES LLC 604277-5 SCHONFELD SECURITIES LLC 604278-3 SCHONFELD SECURITIES LLC 604279-1 SCHONFELD SECURITIES LLC 604280-5 SCHONFELD SECURITIES LLC 604284-8 SCHONFELD SECURITIES LLC 604285-6 SCHONFELD SECURITIES LLC 604286-4 SCHONFELD SECURITIES LLC 604287-2 SCHONFELD SECURITIES LLC 604290-2 SCHONFELD SECURITIES LLC 604292-9 SCHONFELD SECURITIES LLC 604294-5 SCHONFELD SECURITIES LLC 604296-1 SCHONFELD SECURITIES LLC 604299-6 SCHONFELD SECURITIES LLC 604300-3 SCHONFELD SECURITIES LLC 604301-1 SCHONFELD SECURITIES LLC 604303-8 SCHONFELD SECURITIES LLC 604304-6 SCHONFELD SECURITIES LLC 604306-2 SCHONFELD SECURITIES LLC 604307-0 SCHONFELD SECURITIES LLC 604308-9 SCHONFELD SECURITIES LLC 604313-5 SCHONFELD SECURITIES LLC 604314-3 SCHONFELD SECURITIES LLC 604315-1 SCHONFELD SECURITIES LLC 604316-0 SCHONFELD SECURITIES LLC 604317-8 SCHONFELD SECURITIES LLC 604318-6 SCHONFELD SECURITIES LLC 604319-4 SCHONFELD SECURITIES LLC 604320-8 SCHONFELD SECURITIES LLC 604323-2 SCHONFELD SECURITIES LLC 604324-0 SCHONFELD SECURITIES LLC 604325-9 SCHONFELD SECURITIES LLC 604326-7 SCHONFELD SECURITIES LLC 604329-1 SCHONFELD SECURITIES LLC 604330-5 SCHONFELD SECURITIES LLC 604331-3 SCHONFELD SECURITIES LLC 604332-1 SCHONFELD SECURITIES LLC 604334-8 SCHONFELD SECURITIES LLC 604337-2 SCHONFELD SECURITIES LLC 604339-9 SCHONFELD SECURITIES LLC 604340-2 SCHONFELD SECURITIES LLC 604342-9 SCHONFELD SECURITIES LLC 604343-7 SCHONFELD SECURITIES LLC 604344-5 SCHONFELD SECURITIES LLC 604345-3 SCHONFELD SECURITIES LLC 604346-1 SCHONFELD SECURITIES LLC 604348-8 SCHONFELD SECURITIES LLC 604349-6 SCHONFELD SECURITIES LLC 604350-0 SCHONFELD SECURITIES LLC

Prepared by Gilardi Co LLC

G G G G G G

604267-8 SCHONFELD SECURITIES LLC 604268-6 SCHONFELD SECURITIES LLC 604269-4 SCHONFELD SECURITIES LLC 604270-8 SCHONFELD SECURITIES LLC 604272-4 SCHONFELD SECURITIES LLC 604273-2 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604352-6 SCHONFELD SECURITIES LLC 604353-4 SCHONFELD SECURITIES LLC 604354-2 SCHONFELD SECURITIES LLC 604355-0 SCHONFELD SECURITIES LLC 604356-9 SCHONFELD SECURITIES LLC 604357-7 SCHONFELD SECURITIES LLC 604358-5 SCHONFELD SECURITIES LLC 604360-7 SCHONFELD SECURITIES LLC 604362-3 SCHONFELD SECURITIES LLC 604363-1 SCHONFELD SECURITIES LLC 604364-0 SCHONFELD SECURITIES LLC 604365-8 SCHONFELD SECURITIES LLC 604366-6 SCHONFELD SECURITIES LLC 604370-4 SCHONFELD SECURITIES LLC 604371-2 SCHONFELD SECURITIES LLC 604372-0 SCHONFELD SECURITIES LLC 604373-9 SCHONFELD SECURITIES LLC 604374-7 SCHONFELD SECURITIES LLC 604376-3 SCHONFELD SECURITIES LLC 604377-1 SCHONFELD SECURITIES LLC 604378-0 SCHONFELD SECURITIES LLC 604379-8 SCHONFELD SECURITIES LLC 604380-1 SCHONFELD SECURITIES LLC 604382-8 SCHONFELD SECURITIES LLC 604383-6 SCHONFELD SECURITIES LLC 604384-4 SCHONFELD SECURITIES LLC 604385-2 SCHONFELD SECURITIES LLC 604386-0 SCHONFELD SECURITIES LLC 604387-9 SCHONFELD SECURITIES LLC 604389-5 SCHONFELD SECURITIES LLC 604390-9 SCHONFELD SECURITIES LLC 604391-7 SCHONFELD SECURITIES LLC 604392-5 SCHONFELD SECURITIES LLC 604393-3 SCHONFELD SECURITIES LLC 604394-1 SCHONFELD SECURITIES LLC 604395-0 SCHONFELD SECURITIES LLC 604397-6 SCHONFELD SECURITIES LLC 604398-4 SCHONFELD SECURITIES LLC 604399-2 SCHONFELD SECURITIES LLC 604400-0 SCHONFELD SECURITIES LLC 604401-8 SCHONFELD SECURITIES LLC 604403-4 SCHONFELD SECURITIES LLC 604407-7 SCHONFELD SECURITIES LLC 604408-5 SCHONFELD SECURITIES LLC 604410-7 SCHONFELD SECURITIES LLC 604411-5 SCHONFELD SECURITIES LLC 604413-1 SCHONFELD SECURITIES LLC 604415-8 SCHONFELD SECURITIES LLC 604418-2 SCHONFELD SECURITIES LLC 604419-0 SCHONFELD SECURITIES LLC 604421-2 SCHONFELD SECURITIES LLC

Reject Code G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G G G G G G G G G G G G G G G G G G G G G

Confidential

G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G P P G G P G G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code

604351-8 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604423-9 SCHONFELD SECURITIES LLC 604424-7 SCHONFELD SECURITIES LLC 604425-5 SCHONFELD SECURITIES LLC 604427-1 SCHONFELD SECURITIES LLC 604428-0 SCHONFELD SECURITIES LLC 604429-8 SCHONFELD SECURITIES LLC 604430-1 SCHONFELD SECURITIES LLC 604431-0 SCHONFELD SECURITIES LLC 604432-8 SCHONFELD SECURITIES LLC 604433-6 SCHONFELD SECURITIES LLC 604435-2 SCHONFELD SECURITIES LLC 604436-0 SCHONFELD SECURITIES LLC 604437-9 SCHONFELD SECURITIES LLC 604438-7 SCHONFELD SECURITIES LLC 604440-9 SCHONFELD SECURITIES LLC 604441-7 SCHONFELD SECURITIES LLC 604442-5 SCHONFELD SECURITIES LLC 604443-3 SCHONFELD SECURITIES LLC 604444-1 SCHONFELD SECURITIES LLC 604446-8 SCHONFELD SECURITIES LLC 604447-6 SCHONFELD SECURITIES LLC 604448-4 SCHONFELD SECURITIES LLC 604449-2 SCHONFELD SECURITIES LLC 604450-6 SCHONFELD SECURITIES LLC 604451-4 SCHONFELD SECURITIES LLC 604453-0 SCHONFELD SECURITIES LLC 604454-9 SCHONFELD SECURITIES LLC 604455-7 SCHONFELD SECURITIES LLC 604456-5 SCHONFELD SECURITIES LLC 604458-1 SCHONFELD SECURITIES LLC 604459-0 SCHONFELD SECURITIES LLC 604461-1 SCHONFELD SECURITIES LLC 604465-4 SCHONFELD SECURITIES LLC 604466-2 SCHONFELD SECURITIES LLC 604468-9 SCHONFELD SECURITIES LLC 604470-0 SCHONFELD SECURITIES LLC 604471-9 SCHONFELD SECURITIES LLC 604474-3 SCHONFELD SECURITIES LLC 604476-0 SCHONFELD SECURITIES LLC 604478-6 SCHONFELD SECURITIES LLC 604479-4 SCHONFELD SECURITIES LLC 604483-2 SCHONFELD SECURITIES LLC 604487-5 SCHONFELD SECURITIES LLC 604488-3 SCHONFELD SECURITIES LLC 604490-5 SCHONFELD SECURITIES LLC 604492-1 SCHONFELD SECURITIES LLC 604493-0 SCHONFELD SECURITIES LLC 604495-6 SCHONFELD SECURITIES LLC 604496-4 SCHONFELD SECURITIES LLC 604497-2 SCHONFELD SECURITIES LLC 604498-0 SCHONFELD SECURITIES LLC 604499-9 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604564-2 SCHONFELD SECURITIES LLC 604565-0 SCHONFELD SECURITIES LLC 604566-9 SCHONFELD SECURITIES LLC

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P

604422-0 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604500-6 SCHONFELD SECURITIES LLC 604503-0 SCHONFELD SECURITIES LLC 604504-9 SCHONFELD SECURITIES LLC 604505-7 SCHONFELD SECURITIES LLC 604506-5 SCHONFELD SECURITIES LLC 604507-3 SCHONFELD SECURITIES LLC 604508-1 SCHONFELD SECURITIES LLC 604510-3 SCHONFELD SECURITIES LLC 604511-1 SCHONFELD SECURITIES LLC 604512-0 SCHONFELD SECURITIES LLC 604513-8 SCHONFELD SECURITIES LLC 604514-6 SCHONFELD SECURITIES LLC 604515-4 SCHONFELD SECURITIES LLC 604520-0 SCHONFELD SECURITIES LLC 604521-9 SCHONFELD SECURITIES LLC 604523-5 SCHONFELD SECURITIES LLC 604524-3 SCHONFELD SECURITIES LLC 604525-1 SCHONFELD SECURITIES LLC 604527-8 SCHONFELD SECURITIES LLC 604528-6 SCHONFELD SECURITIES LLC 604529-4 SCHONFELD SECURITIES LLC 604531-6 SCHONFELD SECURITIES LLC 604533-2 SCHONFELD SECURITIES LLC 604534-0 SCHONFELD SECURITIES LLC 604535-9 SCHONFELD SECURITIES LLC 604536-7 SCHONFELD SECURITIES LLC 604537-5 SCHONFELD SECURITIES LLC 604538-3 SCHONFELD SECURITIES LLC 604539-1 SCHONFELD SECURITIES LLC 604541-3 SCHONFELD SECURITIES LLC 604542-1 SCHONFELD SECURITIES LLC 604543-0 SCHONFELD SECURITIES LLC 604544-8 SCHONFELD SECURITIES LLC 604545-6 SCHONFELD SECURITIES LLC 604546-4 SCHONFELD SECURITIES LLC 604547-2 SCHONFELD SECURITIES LLC 604548-0 SCHONFELD SECURITIES LLC 604549-9 SCHONFELD SECURITIES LLC 604550-2 SCHONFELD SECURITIES LLC 604551-0 SCHONFELD SECURITIES LLC 604552-9 SCHONFELD SECURITIES LLC 604553-7 SCHONFELD SECURITIES LLC 604554-5 SCHONFELD SECURITIES LLC 604555-3 SCHONFELD SECURITIES LLC 604556-1 SCHONFELD SECURITIES LLC 604557-0 SCHONFELD SECURITIES LLC 604558-8 SCHONFELD SECURITIES LLC 604559-6 SCHONFELD SECURITIES LLC 604560-0 SCHONFELD SECURITIES LLC 604561-8 SCHONFELD SECURITIES LLC 604562-6 SCHONFELD SECURITIES LLC 604563-4 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604632-0 SCHONFELD SECURITIES LLC 604634-7 SCHONFELD SECURITIES LLC 604636-3 SCHONFELD SECURITIES LLC

Reject Code G G G G G P P G G P G G P G P G P P G P P G G P G G G G G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G P P

Confidential

G Reject Code G G G G G G G G G G G G G G G G G G P G G G G G G G G G G G G G G G P P G P P G G G G G G G G P P G G G Reject Code G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code

604567-7 SCHONFELD SECURITIES LLC 604568-5 SCHONFELD SECURITIES LLC 604569-3 SCHONFELD SECURITIES LLC 604570-7 SCHONFELD SECURITIES LLC 604571-5 SCHONFELD SECURITIES LLC 604572-3 SCHONFELD SECURITIES LLC 604573-1 SCHONFELD SECURITIES LLC 604574-0 SCHONFELD SECURITIES LLC 604575-8 SCHONFELD SECURITIES LLC 604576-6 SCHONFELD SECURITIES LLC 604577-4 SCHONFELD SECURITIES LLC 604578-2 SCHONFELD SECURITIES LLC 604579-0 SCHONFELD SECURITIES LLC 604580-4 SCHONFELD SECURITIES LLC 604581-2 SCHONFELD SECURITIES LLC 604582-0 SCHONFELD SECURITIES LLC 604583-9 SCHONFELD SECURITIES LLC 604584-7 SCHONFELD SECURITIES LLC 604585-5 SCHONFELD SECURITIES LLC 604586-3 SCHONFELD SECURITIES LLC 604587-1 SCHONFELD SECURITIES LLC 604588-0 SCHONFELD SECURITIES LLC 604589-8 SCHONFELD SECURITIES LLC 604590-1 SCHONFELD SECURITIES LLC 604591-0 SCHONFELD SECURITIES LLC 604592-8 SCHONFELD SECURITIES LLC 604595-2 SCHONFELD SECURITIES LLC 604596-0 SCHONFELD SECURITIES LLC 604597-9 SCHONFELD SECURITIES LLC 604600-2 SCHONFELD SECURITIES LLC 604601-0 SCHONFELD SECURITIES LLC 604602-9 SCHONFELD SECURITIES LLC 604603-7 SCHONFELD SECURITIES LLC 604604-5 SCHONFELD SECURITIES LLC 604606-1 SCHONFELD SECURITIES LLC 604608-8 SCHONFELD SECURITIES LLC 604609-6 SCHONFELD SECURITIES LLC 604610-0 SCHONFELD SECURITIES LLC 604613-4 SCHONFELD SECURITIES LLC 604616-9 SCHONFELD SECURITIES LLC 604617-7 SCHONFELD SECURITIES LLC 604618-5 SCHONFELD SECURITIES LLC 604619-3 SCHONFELD SECURITIES LLC 604620-7 SCHONFELD SECURITIES LLC 604623-1 SCHONFELD SECURITIES LLC 604624-0 SCHONFELD SECURITIES LLC 604626-6 SCHONFELD SECURITIES LLC 604627-4 SCHONFELD SECURITIES LLC 604631-2 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604717-3 SCHONFELD SECURITIES LLC 604719-0 SCHONFELD SECURITIES LLC 604720-3 SCHONFELD SECURITIES LLC 604721-1 SCHONFELD SECURITIES LLC 604722-0 SCHONFELD SECURITIES LLC 604723-8 SCHONFELD SECURITIES LLC 604725-4 SCHONFELD SECURITIES LLC 604728-9 SCHONFELD SECURITIES LLC

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604638-0 SCHONFELD SECURITIES LLC 604641-0 SCHONFELD SECURITIES LLC 604642-8 SCHONFELD SECURITIES LLC 604643-6 SCHONFELD SECURITIES LLC 604644-4 SCHONFELD SECURITIES LLC 604645-2 SCHONFELD SECURITIES LLC 604647-9 SCHONFELD SECURITIES LLC 604648-7 SCHONFELD SECURITIES LLC 604649-5 SCHONFELD SECURITIES LLC 604652-5 SCHONFELD SECURITIES LLC 604653-3 SCHONFELD SECURITIES LLC 604654-1 SCHONFELD SECURITIES LLC 604656-8 SCHONFELD SECURITIES LLC 604657-6 SCHONFELD SECURITIES LLC 604659-2 SCHONFELD SECURITIES LLC 604660-6 SCHONFELD SECURITIES LLC 604661-4 SCHONFELD SECURITIES LLC 604662-2 SCHONFELD SECURITIES LLC 604664-9 SCHONFELD SECURITIES LLC 604666-5 SCHONFELD SECURITIES LLC 604667-3 SCHONFELD SECURITIES LLC 604669-0 SCHONFELD SECURITIES LLC 604670-3 SCHONFELD SECURITIES LLC 604671-1 SCHONFELD SECURITIES LLC 604672-0 SCHONFELD SECURITIES LLC 604673-8 SCHONFELD SECURITIES LLC 604676-2 SCHONFELD SECURITIES LLC 604677-0 SCHONFELD SECURITIES LLC 604678-9 SCHONFELD SECURITIES LLC 604679-7 SCHONFELD SECURITIES LLC 604681-9 SCHONFELD SECURITIES LLC 604682-7 SCHONFELD SECURITIES LLC 604683-5 SCHONFELD SECURITIES LLC 604686-0 SCHONFELD SECURITIES LLC 604689-4 SCHONFELD SECURITIES LLC 604690-8 SCHONFELD SECURITIES LLC 604691-6 SCHONFELD SECURITIES LLC 604692-4 SCHONFELD SECURITIES LLC 604693-2 SCHONFELD SECURITIES LLC 604694-0 SCHONFELD SECURITIES LLC 604695-9 SCHONFELD SECURITIES LLC 604698-3 SCHONFELD SECURITIES LLC 604701-7 SCHONFELD SECURITIES LLC 604702-5 SCHONFELD SECURITIES LLC 604705-0 SCHONFELD SECURITIES LLC 604709-2 SCHONFELD SECURITIES LLC 604710-6 SCHONFELD SECURITIES LLC 604713-0 SCHONFELD SECURITIES LLC 604714-9 SCHONFELD SECURITIES LLC Claim ID Claimant Name 604806-4 SCHONFELD SECURITIES LLC 604808-0 SCHONFELD SECURITIES LLC 604809-9 SCHONFELD SECURITIES LLC 604811-0 SCHONFELD SECURITIES LLC 604812-9 SCHONFELD SECURITIES LLC 604813-7 SCHONFELD SECURITIES LLC 604815-3 SCHONFELD SECURITIES LLC 604816-1 SCHONFELD SECURITIES LLC

Reject Code G G G G P G G G

Confidential

G G G G P G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 604730-0 604733-5 604736-0 604737-8 604738-6 604739-4 604741-6 604743-2 604744-0 604745-9 604748-3 604750-5 604753-0 604755-6 604756-4 604757-2 604760-2 604761-0 604762-9 604763-7 604765-3 604768-8 604769-6 604771-8 604773-4 604774-2 604775-0 604780-7 604781-5 604782-3 604783-1 604787-4 604788-2 604789-0 604790-4 604791-2 604793-9 604794-7 604798-0 604800-5 604801-3 604803-0 604804-8 604805-6 Claim ID 602615-0 108047-4 116412-0 607643-2 117000-7 607066-3 608691-8 115598-9 606202-4 608471-0 609179-2 600016-9 621471-1

SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC Claimant Name WENDY J SCHRIBER RACHEL L SCHRIMSHER GABRIELLE P SCHROADER TNT-LDN-TAY01- SCHRODERS -SL ROBERT A SCHROEDER INC PS SCHROEDER IRREV TR JUNE E-CLSG SCHROEDER JUNE -DELAINE M SCHROLL TRUST SCHUBERT IRA ROO SCOTT -IR SCHUBERT JT SCOTT & LOREE -DSCHUBERT TRUST LOREE B -DROBERT E. SCHUBERTH INVMT TR DTD 8 SUE SCHUELER IRA ROLLOVER

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604818-8 604819-6 604821-8 604826-9 604828-5 604831-5 604832-3 604833-1 604836-6 604837-4 604838-2 604839-0 604840-4 604842-0 604843-9 604846-3 604848-0 604850-1 604851-0 604853-6 604856-0 604857-9 651243-7 105290-0 647909-0 107593-4 107594-2 647293-1 632095-3 113793-0 106965-9 121771-2 121705-4 124049-8 116092-3 652878-3 104878-3 101419-6 625201-0 611241-2 116226-8 100014-4 116535-6 121557-4 Claim ID 120399-1 120333-9 620146-6 605217-7 634346-5 105808-8 122213-9 631426-0 122214-7 122212-0 122211-2 122215-5 111149-3

Reject Code P M M G X P P G P P P P G

Confidential

SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC SCHONFELD SECURITIES LLC MARY SCHOOLMAN CHARLES P SCHOOLMASTER NAT SCHORR IRA LEON SCHORR TRUST LOIS SCHORR TRUST GEORGE SCHOTT IRRA IM SCHOTT STEPHEN E TR WALTER H SCHRADER LIV TR MILLY J SCHRADER ELIZABETH A SCHRAM ROBERT J SCHRAND HAZEL SCHRECK LIV TR JEAN SCHREIBER #2 SCHREIBER BROTHERS LTD CATHY A SCHREIBER HOWARD J SCHREIBER JEAN A SCHREIBER IRA EQ-20FD SCHREIBER MATTHEW A AG-TOA DONALD R SCHREINER IRA GLEN E SCHREITMUELLER FREDERIC W SCHREMP JOHN S SCHRENKER IRA Claimant Name HAROLD E SCHULZE IRA JEANNE M SCHULZE SCHUMACHER ROBERT MARK-IMA HAROLD A SCHUMAN AND BARBARA SCHUM SCHUMAN CARRIAGE CO PENSION PLANJEFFREY SCHUMAN SCHUMANN CHARIT LEAD ANN TR SCHUMANN CTR MEDIA&DEMOCRACY INC SCHUMANN FAM TR GST EX PT SCHUMANN FAMILY NON GST EX TR KARIN SCHUMANN IRRV TR HEMUT W SCHUMANN TRUST DENNIS J SCHUMERTH

G P P G G G G G G G G G G G G G P G G P P G M X M P P G G G N M M P P M P N G G G P G P Reject Code M M P G G G P G P P G P X

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 638203-7 616142-1 608425-7 647265-6 618073-6 618074-4 618075-2 637855-2 117672-2 605282-7 611396-6 602617-6 602616-8 126109-6 107783-0 107784-8 602618-4 602597-8 126108-8 104999-2 649195-2 608662-4 645642-1 119953-6 610760-5 124667-4 100830-7 100546-4 100539-1 114820-6 109432-7 102264-4 103202-0 121252-4 644644-2 645621-9 605373-4 609676-0 625439-0 Claim ID 107863-1 605422-6 601403-8 610297-2 602524-2 648252-0 618155-4 602599-4 602623-0 605178-2 110796-8 602625-7 602622-2 602626-5 652883-0 109216-2 611296-0 606750-6

DIANE K SCHUETTE TTEE JOHN R SCHUFREIDER IRA SCHULD TRUST MARGARET M -DSCOTT SCHULDENFREI & DAWN R SCHULD SCHULDT E FAM TR FBO CAROL PWS SCHULDT E FAM TR FBO CHAPMAN PWS SCHULDT E FAM TR FBO ELAINE PWS CARSON SCHULER IRRA JOAN W SCHULER JOSEPH SCHULMAN AND ELISHEVA SCHUL A SCHULMAN BELLEVUE EMPL PEN 11 CYNTHIA SCHULMAN DR WILLIAM M & MRS BARBARA K SCHUL A SCHULMAN INC PS ELAYNE SCHULMAN IRA IRA SCHULMAN IRA THE FRED & CINDY SCHULMAN IRR FAMI ROBERT H & SUSAN K SCHULMAN JTWROS A SCHULMAN PL SUEANNE L SCHULMAN PETER SCHULTE AND PAMELA SCHULTE J SCHULTE TRUST FRED C -P DUANE P SCHULTZ BASIC CHERYL C SCHULTZ SCHULTZ CONST INC P S PLAN ELSA N SCHULTZ CRU GERALDINE L SCHULTZ ANTHONY A SCHULTZ IRA BENICIA J SCHULTZ IRA MARC A SCHULTZ IRA SIDNEY SCHULTZ IRA LLOYD SCHULTZ MARILYN SCHULTZ SIDNEY A SCHULTZ LYNDA R SCHULTZ TTEE MRS SYDNEY O SCHULTZ TTEE MR CHRISTOPHER O SCHULZ SCHULZE & BURCH BISCUIT CO THE SCHULZE FAMILY TRUST CURT Claimant Name RENA SCHWARTZ ONALEE C SCHWARTZ REVOCABLE TR DTD ROSE SCHWARTZ SCHWARTZ-CRUT-STATE STREET JILL SCHWARTZ-RONAN & RONALD RONAN MRS GAIL TAVELMAN SCHWARTZBERG S IRA FBO SCHWARTZMAN EST CMA ROBERT F SCHWARTZMAN ANDREW SCHWARZ EDWARD DAVID SCHWARZ WILLIAM L SCHWARZ IRA ROY M SCHWARZ JR REV TR DTD 10 5 8 MS SUSAN SCHWARZ PATRICIA A SCHWARZ REV TR DTD 10 5 SCHWARZ/ SCHILLING JAMES E SCHWARZBACH REV TR SCHWEGMAN MARC W IRA SCHWEIGER IRA FREDERIC M -CLSG

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106128-3 110863-8 611227-7 120421-1 108975-7 121943-0 124498-1 124496-5 622939-5 625438-1 605257-6 602598-6 602621-4 120198-0 618518-5 602624-9 116042-7 116043-5 125361-1 111491-3 120654-0 115019-7 625475-6 113624-0 116950-5 114512-6 104839-2 120452-1 647327-0 106214-0 642133-4 120167-0 602619-2 123687-3 105347-7 105913-0 117007-4 121924-3 114437-5 Claim ID 103881-8 607181-3 118170-0 118171-8 637568-5 110270-2 125953-9 125365-4 125321-2 100332-1 100089-6 107317-6 628147-8 101970-8 602628-1 609653-0 122265-1 645632-4

Reject Code N G G P P G P P G G P G G G M P N G

Confidential

JOHN B SCHURR SCHUSTER FAMILY TRUST SCHUSTER JOSEPH A FD B RES TOA RALPH J SCHUTZ IRA RONALD M SCHUTZ IRA ARTHUR S SCHUTZER SCHWAB 1000 INDEX FUND SCHWAB FINANCIAL SERVICES FD TR U/A F J AND D M SCHWAB-PLD MARY J SCHWAKE IRA ROLLOVER JEREMY SCHWALBE AND HILLARY SCHWAL JAMES E SCHWALBE JAMES E SCHWALBE SCHWAN FOOD COMPANY RET SP SCHWAN'S FAMILY OF BUSINESSES PRO MATTHEW J & BARBARA L SCHWANER JTW PHILIP D SCHWANZ PHILIP D SCHWANZ THE FAMILY OF SAMUEL H SCHWART ELIZABETH E SCHWARTING HARRIET M SCHWARTZ #2 HARRY SCHWARTZ & SCHWARTZ FAMILY TRUST DTD 8 25 DONNA & MARVIN SCHWARTZ FNDN GILLIS G SCHWARTZ HELEN SCHWARTZ ADRIENNE J SCHWARTZ IRA IRA SCHWARTZ IRA JUDITH G SCHWARTZ IRA SANDRA A SCHWARTZ IRA WILLARD C SCHWARTZ IRRA JONATHAN E SCHWARTZ JAMES A & JAMIE H SCHWARTZ JTWROS LEON I SCHWARTZ LILLIAN C SCHWARTZ LOUIS J SCHWARTZ MARCUS F SCHWARTZ MARTIN W SCHWARTZ PETER SCHWARTZ Claimant Name JOHN H SCOTT IRA SCOTT IRA RLVR PAUL -IR SHIRLEY M SCOTT IRA SHIRLEY M SCOTT IRA LEESA D SCOTT IRRA LEON L SCOTT MIDORI H SCOTT PAULA B SCOTT RICHARD C SCOTT ROBERT K SCOTT ROBERT M SCOTT SARAH E SCOTT SCOTT TECHNOLOGIES FOUNDATION THOMAS A SCOTT THOMAS W SCOTT SCOTT TR TIC W & J -CLSG HELENE W SCOTT TRUST HELENE WOOLF SCOTT TTEE

P M G N P N G G P P G G G G G G N N G G G M P P P P N M G G G P G N P N P N G Reject Code G G P P G G M P M X P P P N P P G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 122772-6 122771-8 648264-3 617511-2 617512-0 116645-0 624710-5 100023-3 606410-8 608389-7 608390-0 623161-6 615835-8 612946-3 615507-3 107176-9 126122-3 126123-1 622543-8 605467-6 120743-1 618303-4 609309-4 635361-4 621352-9 641291-2 622994-8 110566-3 124519-8 606372-1 606371-3 113013-7 105382-5 104890-2 Claim ID 118431-8 103492-8 610288-3 118508-0 607087-6 641099-5 641108-8 618153-8 115264-5 610661-7 124030-7 618524-0 618525-8 625773-9 121858-1 107982-4 639059-5 125093-0 620748-0 615793-9 619300-5 101676-8 606759-0

SANDOR C SCHWEIGER IRA SANDOR SCHWEIGER SANDOR C SCHWEIGER D & M SCHWEISS JT IMA CLOS DIANA K SCHWEISS TR IMA CLOS JOHN A SCHWEIZER IRA JOHN B SCHWEMM REVOCABLE TRUST UOA EDWARD G SCHWERDT SCHWIESOW IRA DONALD H -IR SCHWIESOW TRUST DONALD H -DSCHWIESOW TRUST LOIS J -DSCI PC ENDOW CTF-CHARTWELL CU SCI PER CHARTWEL SCI PER CHATWEL SCIENCE MUSEUM OF MN EQUITIES ROSALIE B SCIMECA BRETT SCIOTTO JACQUELINE E SCIOTTO TRUST SCIWH-DSI RICHARD EVAN SCLOVE THERRON R SCOBBIE IRA A SCOLNICK REV TUA AVA SCONIERS SHEILA P RETA J SCORESBY IRRA RBS TST SCOT AMIC P&D MGD TST SCOTT A WILSON IRA CO-EXECUTOR EST FRANCES W SCOTT EFFIE D SCOTT FBO JUDITH A SCOTT SCOTT FLITE TR JANET C -CLSG SCOTT FLITE TR WILLIAM G-CLSG GEORGE T SCOTT HELEN E SCOTT FRANCES L SCOTT IRA Claimant Name MIRIAM L SEAMAN #2 BURTON J SEAMAN IRA #1 SEAMAN TRUST #5 - S&P 500 JANE S SEAMAN TRUST SEAMON IRA SHIRLEY J ANN G SEANOR GEORGE W SEANOR GEORGE W SEANOR KATHARINE P SEARCY CRUT GAM WENDELL P SEARER IRA SEARFOSS JOAN C MOAG CAROL J SEARS SEARS HOLDINGS 401OKO SAVINGS PLA SEARS HOLDINGS 401OKO SAVINGS PLA SEASONS MID-CAP GROWTH PORT HARRY L SEATON G K SEATON TRUST FBO DOUGLAS SEATOR DOUGLAS S SEATOR IRA SEATTLE FOUNDATION-MAS #1 SEATTLE GASTROENTEROLOGY HINDS SEATTLE VALLEY BUILD FUND ALBERT SEAVER JR SEAY SALVATION ARMY TR TOM

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113025-0 120325-8 112345-9 104734-5 114121-0 119412-7 112990-2 621833-4 609827-4 121753-4 621665-0 622000-2 606370-5 610677-3 602629-0 608585-7 645059-8 112046-8 100065-9 615811-0 626906-0 618164-3 637826-9 621473-8 621474-6 609515-1 624510-2 633382-6 602632-0 609597-6 639437-0 621332-4 621333-2 118430-0 Claim ID 651733-1 624261-8 107262-5 602634-6 602635-4 602636-2 602637-0 602631-1 602633-8 641445-1 100281-3 614828-0 608809-0 110371-7 618760-9 105768-5 102638-0 102637-2 108989-7 647449-7 611267-6 602641-9 625737-2

Reject Code P G P P P M M G P P M P P P M G M G G P P N P

Confidential

YVONNE H SCOTT LOUIS SCOTTI KATHLEEN P SCOTTO RALPH J SCOULAR II RICHARD C SCRIBNER HONEY SCRIFF IRA SAL G SCROFANO RBS TST SCT AMIC P&D MGD TST CC 24 SCU - FIDELITY MARIO P SCUBLA & SCUDDER SCUDDER L CAP EQUITY SCULLY IRA JOSEPH -IR SCULLY JAMES K MOAG MARY I SCULLY SCULLY TRUST JOSEPH C MARY ANN SCULLY TTEE SCULT TRUST MICHAEL R SCZUBLEWSKI IRA SD EL GLEN LGCAP SD LABORERS-GLOBEFLEX LARGE CAP P SDA LARGE CAP EQUITY IND FD CL A FBO JANET A SDAO SDCERA VALUE SDCERA-DELTA ASSET MANAGEMENT SE GUIDE DOGS INC ENDOWMENT SEA LEVEL INVESTMENTS SEA LEVEL INVESTMENTS WM BLAIR SEABRIGHT INVESTMENT ASSOC COF PI SEABURY DAVID G -D TERESA G SEAL IRA RBS DEP SEAM AMERICAN FUND OEIC RBS DEP SEAM WORLDWIDE TACT FD OEI MIRIAM SEAMAN #1 Claimant Name SECURITY BANCSHARES PROFIT SHARIN SECURITY OIL CO PROFIT SHARING PL WARREN R SEDLACEK TRUST AMY SEDLAZEK ASHLEY M SEDLAZEK IRREVOCABLE EDUC TAYLOR L SEDLAZEK IRREVOCACLE EDUC GARY & SUSAN SEDLAZEK JTWROS WILLIAM & CAROL SEDLAZEK TIC WILLIAM W & CAROL G SEDLAZEK TIC MRS CLAUDIA J SEDMAK TTEE JAMES A SEE IRA SEE LAURANCE H REVOCABLE TRUST-IM SEED CAPITAL LLC -CLSG NEAL W SEEGARS THE SEEING EYE INC CHARLES S SEEL IRA LENORE SEELENFREUND IRA LENORE SEELENFREUND HARLAN W SEELEY RICHARD W SEELEY IRA SEELEY L SEELEY FDN TOUOW PFDN LESLIE C SEEMAN SEF GROWTH OPPORT FUND

G G G G G G G P P M G G G P G G P G N G G P P P G P G P G P G M M P Reject Code P P P P P P P G P G P P P P P G P P P P P P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 106045-7 120427-0 602630-3 120510-2 648169-8 116490-2 123382-3 106456-8 110057-2 105538-0 611434-2 611435-0 612863-7 603403-9 603404-7 603552-3 603577-9 603578-7 603580-9 603589-2 603590-6 603592-2 603594-9 603595-7 603597-3 603598-1 603599-0 613422-0 619690-0 Claim ID 650797-2 117587-4 605680-6 605679-2 605682-2 605692-0 125865-6 126696-9 650846-4 109511-0 116824-0 106767-2 625645-7 123552-4 649647-4 610613-7 644006-1 624925-6 624926-4 624927-2 626804-8 626896-0 650550-3 610780-0 610688-9 117976-4 110465-9 620753-7

MARY J SEBASTIAN LINDA D SEBOK IRA STEVEN & NANCY SECARE JTWROS JOAN M SECOFSKY IRA JOAN SECOFSKY IRRA THE SECOND ADRIAN MAYER TR SECOND CHRISTIAN CHURCH ENDWM DEBBIE J SECORD RICHARD L SECREST IRA JOHN J SECRETI JR IRA SECRIST M D P S PLAN SECRIST MD PENSION PLAN PS T SECURAEMPLOYEES' PENSION PLAN SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURE TRADING GROUP INC SECURIAN HDG CO-LG CAP 780 SECURITIES PURCHASED IN ERROR Claimant Name SEIPP-KATZ MARA TRUST SEITZ FAMILY PARTNERSHIP SEIU 32BJ DIS 36 BMCA PENSION SEIU 32BJ DIS 36 BO PEN SMT-GRM SEIU 32BJ DIS 36 WEL SMI-GRM SEIU LOCAL 36 BOLR WEL/252-ARK STTPHANIE M SEKULA IRA ANN M SELBY BEVERLEY JOAN SELBY EDWARD C SELBY STEPHEN P SELBY IRA JOSEPH R SELBY PAMELA A SELBY MOORE INV ADV PRI EUGENE SELDEN TRUST SELECT FINANCIAL SERVICE SELECT GROWTH SELECT INSURANCE GROUP OF SELECT SCREENED U S LARGE CAP SELECT SCREENED U S LARGE CAP SELECT SCREENED U S LARGE CAP SELECTBENEFIT UNION BANK OF CALIF SELECTBENEFIT UNION BANK OF CALIF SELECTED AMERICAN SHARES SELECTIVE SAFETY WRKRS COMP I M SELEMAN THERESA D IRAT FREDERICK SELEY IRA GEORGE S SELF SELIC S A 70 SECTOR CAPITAL

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N M G M G N G M P G P P G G G G G P G P G P P P P P G G G

117783-4 107431-8 121735-6 602639-7 649010-7 638833-7 123168-5 638304-1 121911-1 650118-4 622296-0 616616-4 607528-2 607782-0 607798-6 633815-1 108405-4 624430-0 108893-9 121933-2 126045-6 103558-4 126044-8 105685-9 111457-3 107799-6 647498-5 611395-8 650799-9 Claim ID 121773-9 622540-3 121598-1 652522-9 652521-0 647892-1 121188-9 636451-9 636442-0 126597-0 117911-0 120154-9 104244-0 116229-2 624263-4 624264-2 624265-0 624266-9 652587-3 650562-7 625548-5 633302-8 106046-5 125240-2 633398-2 620754-5 620755-3 619495-8

Reject Code P G G G G G G G P N P N P M G G G M M M P P G P P P M P

Confidential

DEBRA V SEFFINGER SEG FAMILY CORP PETER J SEGAL #1 KENNETH SEGAL COF SEGBRO CONSTRUCT PETER J SEGAL IRA #1 MICHAEL SEGAL JAMES W SEGARS IRA MR JAMES W SEGARS IRA HENRY A SEGATTI IRA DAVID SEGAWA IRA SEI CAPITAL LC SEI INDEX FUNDS S & P 500 TNT-LDN-SEI39- SEI NON US DEV E TNT-LDN-SEI09 SEI US EQUITY TNT-LDN-SEI21- SEI US EQUITY WALLACE G. & DARLENE J. SEIBEL LIV SUSAN SEIBERT IRA ELIZABETH SEIBOLD SEICKEL & SONS INC RET GEORGE E SEIDEL & ARTHUR H SEIDEL ROBERT SEIDEL IRA ARTHUR H SEIDEL PENS PLAN GERALD R SEIFERT IRA RICHARD SEIFERT ROBERT G SEILER TRUST LEE SEIM SEIPLE LITHO CO P S T SEIPP-KATZ MARA IM Claimant Name ROBERT W SEMINACK IRA SEMPRA-NDT-SSGA-MSCI INVESTABLE DONALD SENDEROWITZ AND SENECA CAPITAL INTERNATIONAL MAST SENECA CAPITAL L P MARY E H SENGER IRA KATHLEEN C SENGLE RICHARD T SENN MD IRRA RICHARD T SENN MD TTEE RICHARD T SENN REV TRUST MARY SENNA IRA MARILYN C SENSENDORF DAVID SENSIBAR SENTIMENTO INC AUDREY G SENTURIA FAMILY TR 1995-1 HRS AGS IRREV TR FBO ETHAN G SENTU HRS AGS IRREV TR FBO RACHEL J SENT NEIL R SENTURIA TR AOC#2 SEORTHO SEPARATE ACCOUNT B INDEX FUND SEPARATE ACCOUNT NO 36 EQUIT SEQUOIA FUND INC BETTY SERAITA SERENA LIMITED SERENA LIMITED SERGEANTS BENEVOLENT ASSOC SHIELD SERGEANTS BENEVOLENT ASSOC OPPENH SERGENT, ROBERT R TRUST

G P N G P G M G P P P G P P P M N P G M P P G X X X G P P Reject Code M P G G G G G G M G G M N G P P P P M G G G G P M G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 610797-4 115754-0 627261-4 109519-6 602642-7 112233-9 119378-3 642149-0 106351-0 106350-2 102842-1 102843-0 102819-7 102821-9 102820-0 111836-6 105805-3 118940-9 118974-3 105190-3 116098-2 124658-5 119153-5 115365-0 Claim ID 602638-9 651566-5 651481-2 103715-3 633770-8 111439-5 101598-2 609575-5 609210-1 100457-3 626949-4 610412-6 610289-1 610251-4 628134-6 625757-7 625758-5 608135-5 125588-6 124040-4 638436-6 639850-2 108866-1 601007-5 644966-2 636563-9 615780-7 120219-7 640893-1 626618-5 123331-9 602647-8 602653-2

SELIG DONALD G TOA WILLIAM R SELIGER SELIGMAN VARIABLE PORTFOLIO - GRO HOWARD E SELINGER IRA MORRIS L SELINGER MARILYN A SELK WILLIAM SELLARS AND JOAN M SELLE IRA CAROL T SELLERS IRA FRANK D SELLERS IRA RUEL M SELLERS IRA RUEL M SELLERS IRA WANDA M SELLERS IRA WANDA M SELLERS IRA WANDA M SELLERS THEODORE B SELOVER JR IRA CARY R SELTZER SHERMAN M SELTZER IRA #1 SHERMAN M SELTZER IRA #2 JASON SELTZER STANLEY SELTZER TRUST FRANK SELVAGGI WILLIAM G SELWYN IRA JOHN J SEMANIE AND Claimant Name SEXTON INVESTMENTS ASSOC COF PINS JEROME SEXTON MARY ANN SEXTON STEVEN C SEYER SUSAN M. SEYFERT TRUST CUSTODY VIOLA SEYL PATRICE E SEYMORE SEYMOUR A COHEN TRUST SEYMOUR COHEN FAMILY FNDTN MARTHA A SEYMOUR SF NEWSPAPER AGCY BERKELEY CLOSED SFERS-BLACKROCK -SL SFERS-PARADIGM SFERS-S&P 500 INDEX FUND -SL SFI-CNP ASSUR L05 SFS FOCUSED LG CAP VALUE SFS SERIES FOC GROWTH & INCOME SGL CARBON - CASH ACCOUNT DAVID J SGRO IRA DAVID M SGRO IRA BOBBY K SHACKELFORD IRRA CRAIG G SHADDOCK IRA WILLIAM S SHADRACH III SHADY LANE INVESTORS MARGARET SHAEFFER IRRA JERALD P SHAEVITZ TTEE SHAWN SHAFER CONSERVATORSHIP SHAFFER FAMILY LTD PARTNERSHIP MARY ANN SHAFFER VAN VECHTEN SHAFFER TRUST DANIEL L SHAFFNER AND CHAYA R SHAFRAN JOEL & MALKA SHAFRAN JTWROS

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P N G P G N P G G G N M N M N G N P G G G P P P

113417-5 643191-7 602643-5 109864-0 616691-1 113049-8 651654-8 605116-2 102576-7 107437-7 619885-6 642551-8 634157-8 100849-8 123138-3 106849-0 106857-1 608434-6 124636-4 125927-0 125928-8 107066-5 106954-3 112012-3 Claim ID 102476-0 111705-0 111706-8 108908-0 609352-3 118264-1 614136-6 102457-4 619418-4 117761-3 104128-2 101045-0 101046-8 647062-9 124121-4 124124-9 126404-4 613887-0 647847-6 632505-0 610966-7 624268-5 126391-9 122615-0 620208-0 627191-0 627190-1 627166-9 109933-7 106505-0 643229-8 126405-2 124454-0

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Confidential

RALPH SERINO IRA DR HARVEY SEROTA IRA ARLINE M & ROBERT A SERRA JTWROS JAMES J SERRITELLA SERTA RESTOKRAFT MFG CO PSP SERVANTS OF CHARITY SERVANTS OF MARY CLARE BEARD SESHUL WILLIAM G SESPENE WILEY C SESSIONS IRA PENELOPE SETCHKO MILES A SETER IRRA 1 DUDLEY S J SETO TRUSTEE INV MGMT WALTER J SETTLES DIANE SEUSS IRA ULUPI N SEVAK ULUPI N SEVAK SEVERSEIKE FAMILY TRUST -DHERBERT H SEVERSON AUDREY SEVIN AUDREY SEVIN JEAN PIERRE SEVOS 1 JEAN PIERRE SEVOS IRA 1 TOM SEWELL Claimant Name GEORGE K SHAMBLIN IRA JAMES D SHAMBURGER #1 JAMES D SHAMBURGER #2 LOREY D SHAMLEE SHAMROCK TRUST -CLSG MUSTAFA D SHAMY IRA SHANDS JACKSONVILLE WILLIS N SHANER IRA MARTIN H SHANK DPM PA PSP-CLOSING PRASAD M SHANKAR JOSEPH E SHANKLIN TIMOTHY P SHANLEY #1 TIMOTHY P SHANLEY #2 JOAN SHANNAHAN TTEE LINDA D SHANNON #1 LINDA D SHANNON #2 MARY SHANNON TRUST SHAPELL FAMILY TRUST - IMA MR BRUCE SHAPIRO & MRS DANA SHAPIR SHAPIRO '99 CHAR UNI F1-1931 SHAPIRO ALAN J TTEE AG TA DR MICHAEL ANDREW SHAPIRO ERIC SHAPIRO EST MILTON J SHAPIRO SHAPIRO HARVEY M CUST ISSAC AND JACQUELINE SHAPIRO IMA # JACQUELINE W SHAPIRO IMA ISAAC SHAPIRO IRA #3 EDWARD A SHAPIRO IRA MARTIN P SHAPIRO IRA ROBERT LEE SHAPIRO IRA JASON SHAPIRO JONATHAN D SHAPIRO

G G P P P G G G N G G M P N G P G P G P P P P N Reject Code N G G M G P G G G M G M M G M N P P P G G P P P G P P P N P G P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119149-7 119169-1 602648-6 643803-2 605229-0 112993-7 121343-1 101854-0 114801-0 602650-8 602645-1 602649-4 122103-5 652856-2 602652-4 602651-6 108225-6 107743-0 110608-2 Claim ID 647281-8 116821-5 106795-8 123653-9 120134-4 112161-8 117776-1 124440-0 609488-0 106024-4 119858-0 111997-4 111998-2 632916-0 100594-4 624269-3 637627-4 106673-0 108154-3 602656-7 105207-1 125221-6 608317-0 608316-1 608318-8 608319-6 608320-0 650807-3 650957-6 107071-1 111999-0 637533-2 616204-5 105908-4 121417-9 121065-3 121069-6 624271-5

MANOJ H SHAH #1 MANOJ H SHAH #2 DR NARESH P SHAH FBO JAGDISH SHAH HITESH SHAH NARENDRA M SHAH IRA YOGENDRA A SHAH IRA MAHESH SHAH MAYA P SHAH MONA N SHAH BANKIM D SHAH MD & DHANVANTI B SHA NEHA SHAH RAJNI C SHAH RICHMAN TRUST, KATIE SHAINE ERIC P SHAKIN JEFFREY L SHAKIN PAULA M SHALENKO KARL V SHALLENBERGER MAX P SHAMBAUGH Claimant Name CHARLES SHARPE IRRA MARY R SHARPE ALLEN G SHARPLESS JAMES A SHARRATT MAYO A SHATTUCK III GWEN E SHAVELY ANNAH SHAVER IRA TODD M SHAVER SHAVER TRUST PATRICIA - CLSG DEIDRA D SHAVOR JONATHAN L SHAW AND SHAW ESQ PENSION PLAN VAN R SHAW ESQ PSP MIRIAM SHAW FUND U/W GEORGE F SHAW MR FERGUS SHAW III JAMES SHAW IRA MEI TZE SHAW IRA ROBERT J SHAW IRA JOSEPH L SHAW KEVIN M SHAW PRISCILLA SHAW SHAW RENSHAW GRAT FB MICHAEL-D SHAW RENSHAW GRAT FBO CAROL-DSHAW RENSHAW GRAT FBO DEAN -D SHAW RENSHAW GRAT FBO LYNN -D SHAW RENSHAW GRAT GRETN -D NFP SHEILA SHAW SHEILA SHAW PATRICIA SHAW TR VAN SHAW EMMA R SHAWCROFT IRA SHAWNEE STATE FOUNDATION FUND AGY SANIT SHAY IRA RO JOHN A SHAY KATHY E SHAY ROBERT D SHAY MR HERBERT SHAYNE - DECEASED

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G G G G G P P G M G G G G M P P M G N

108332-5 607442-1 106679-0 602654-0 126392-7 652655-1 652685-3 100340-2 116421-0 624711-3 619422-2 635812-8 607422-7 120162-0 639210-5 123855-8 118239-0 638862-0 105682-4 Claim ID 609919-0 600960-3 602660-5 602933-7 617862-6 643248-4 616617-2 616618-0 611411-3 621487-8 621481-9 621488-6 613582-0 114998-9 119387-2 108682-0 621484-3 621485-1 621482-7 119845-9 122038-1 119804-1 620765-0 120798-9 646670-2 639048-0 104308-0 113234-2 602661-3 602659-1 120508-0 610048-1 610047-3 617921-5 102730-1 610743-5 602658-3 640966-0

Reject Code G G N M G G P G P M P P P G P P G X P P M M P P P P P P P G P G P P P M M P

Confidential

LOREN A SHAPIRO SHAPIRO MARITAL DAVID-PA-CLSG MARK B SHAPIRO IRVING & SHULAMITH SHAPIRO TRUSTEE SETH SHAPIRO UTMA SHAPIRO, MARK SHAPIRO, MARK JODI L SHARAAN JODI L SHARAAN SHARE INC LAWRENCE D SHARE KATHY A SHARF SHARKEY TTEE ALBERT RICHARD S SHARLIN DR MUTYAM V SHARMA IRRA MILDRED P SHARMAN GEORGIA I SHARP AND GWEN D SHARP WANDA E SHARP IRA Claimant Name SHEDD AQUARIUM-GIFT ACCOUNT JAMES SHEEHY SAMI SHEENA YESHIVAT SHEERITH YOSEF ATTN JOSEP SHEET METAL 533 PEN - VICTORY SHEET METAL EMP IND PROMO FUND SHEET METAL LOCAL 80 - INVESCO SHEET METAL LOCAL 80 - MC_MORGAN SHEET METAL LOCAL 98 - DEPRINCE SHEET METAL LUCS-INVESCO SHEET METAL NPF-INVESCO SHEET METAL WKRS NP-STAFF RET INV SHEET METAL WORKERS LOC 19 SHEET METAL WORKERS LOCAL 83 SHEET METAL WORKERS LOCAL 22 SHEET METAL WORKERS PENSION FD SHEET MTL WRKRS' HEALTH PLAN A SHEET MTL WRKRS' HEALTH PLAN B SHEET MTL WRKRS' PEN-INVESCO MIM CAROL R SHEETS CAROL R SHEETS IRA KINZER J SHEETS SHEFFER FAMILY PARTNERSHIP JONATHAN SHEFFER BRUCE G SHEFFLER & JOANNE E SHEFFL VICTORIA MILLER SHEFTEL IRA R TIMOTHY SHEILS RUTH SHEINBERG MARTA SHEINFELD RACHEL HEISLER SHEINFELD DREW M SHEINMAN IRA SHELBY - JP MORGAN EQUIT-SL SHELBY-COMMERCE CAP EQUI-SL MICHAEL A SHELDEN IRA ROLLOVER MARY B SHELDEN SHELDON PETER L MAIN CUST NELLY SHELEF CAROL E SHELL IRA

N P P G P M M P M P G G N P M M P G G Reject Code P G G G P G G P G G G G G G G G P P G P M G M P M G N N G G M P P N N P G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624270-7 624272-3 624273-1 610127-5 610128-3 605490-0 610131-3 110841-7 123530-3 630116-9 121141-2 602657-5 648592-8 615387-9 Claim ID 622954-9 102989-4 637490-5 645025-3 646592-7 634133-0 624276-6 101260-6 600961-1 115626-8 625423-3 119463-1 620264-0 116680-8 627080-8 114620-3 112109-0 610879-2 627082-4 606464-7 116218-7 619356-0 606089-7 648050-0 623007-5 611470-9 611471-7 611467-9 621490-8 642877-0 614245-1 116840-1 101754-3 107411-3 109549-8 126273-4 648279-1 110662-7 611451-2 617601-1 610978-0 114449-9 615359-3

HERBERT M SHAYNE EXECUTOR OF THE E MR DAVID RICHARD SHAYNE ELIZABETH S SHAYNE REVOCABLE TRUST SHC EQUITY TRANSITION ACCT1 SHC FIXED TRANSITION ACCT2 SHC INTERNATIONL LLC SHC PRINCIPAL CASH ROBERT R SHEA IRA JULIA G SHEA IR TUA E CHANDLER FBO M SHEAFF KAY T SHEALY LINDA HEIMAN SHEAR JOHN F SHEARER IRRA SHEBOYGAN SURG ASSOC 401OKO P S Claimant Name CUST SHEPHERD CENTER INVESCO JOHN W SHEPHERD EDWARD QUIN SHEPHERD TTEE SHEPPARD & WHITE PA PSP & TRUST ROBERT T SHERENSKY IRRA SHERIDAN C F ING IRREVOCABLE TR TR UOW O LESLIE M SHERIDAN ALBERT J SHERIDIAN DEAN SHERLAND BRETT M SHERMAN SHERMAN COMMUNICATION PROFIT S ESTATE OF DORIS G SHERMAN SHERMAN FAIRCHILD-INSTITUTIONAL C SHERMAN GROUP ROGER SHERMAN III OIAA CLAUDE SHERMAN IRA MARK S SHERMAN IRA SHERMAN JAMES L TRUST CUST JAMES M SHERMAN OIAA SHERMAN STEVEN E IRA -CLSG SUSAN S SHERMAN TRUST D & A SHERMAN,JTIC JAMES V SHERRILL - NORTHERN TRUST SCOTT A SHERRILL IRA AGT VIG SHERRILL RESERVE-PLD SHERWIN BELLE NO 1 TOW SHERWIN BELLE NO 2 TOW SHERWIN PRUDENCE FD B TOA SHERWIN WILLIAMS M T - INVESCO MR PETER K SHERWOOD SHERWOOD PERP C ROBERT F SHERWOOD GARY L SHEUMAKER HENRY A SHEVITZ TRUST HENRY A SHEVITZ TRUST GEORGE L SHEVLIN AND FBO EDWARD SHEVLIN JR PAULINE SHEWARD SHHG FDN-KEY DEEP VALUE MOAG SHIBATA YOSHIMI & GRACE TR IMA SHICK KENNETH IRA VALERIE C SHIELDS JOSEPH L SHIELY III IRA AGENCY

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640967-9 122497-2 622522-5 619590-3 101521-4 104017-0 103355-7 623088-1 122470-0 124501-5 605310-6 635649-4 123117-0 652772-8 Claim ID 119835-1 102274-1 122873-0 618226-7 103520-7 109034-8 126409-5 126410-9 104101-0 610851-2 100276-7 622520-9 622527-6 624582-0 651200-3 649497-8 112814-0 106333-2 615677-0 114045-0 114017-5 119881-5 119920-0 626966-4 615881-1 616210-0 616208-8 616209-6 100144-2 106584-0 116495-3 634385-6 110572-8 634131-4 104939-9 623182-9 645058-0 122153-1 602662-1 121425-0 107737-6 623781-9 113056-0

Reject Code P N G M G G P N G M P G G N P G G P P P N G M G P P P P P M G G X G G M G M G P P M P

Confidential

GERALD L SHELL IRA SHELL PENSION PLAN SHELL PENSION TRUST - PARADIGM SHELL US EQUITY NON-DOM R S EDWARD G SHELLEY IRA HELEN B SHELLHAAS RL TR SHIRLEY A SHELTON IRA SOUTHPORT-B SHELTON IRA SYLVIA SHELTON REV TR RICHARD SHEMO LEONARD M SHENDELL MR UDAY SHENDRIKAR IRRA GEORGE SHENODA IRA SHEPHERD Claimant Name SHIPLET FAMILY REV LIV TR JANE C SHIPLEY IRA SHIPP FAMILY LP MARY E SHIRK BEVAN CRUT DAV GRACIA M SHIRLEY BENRUD GEORGE E SHIRLEY TR STANLEY SHIRVAN AND STANLEY SHIRVAN LINDA L SHIRVANIAN IRA SHIVELY RICHARD T MOAG SHIVLEY FAMILY TRUST SHJ OPPENHEIMER CAPITAL SHM-DELAWARE SAMUEL SHOCHAT SHOE CENTER SHOEMAKER B BARBARA J SHOEMAKER WILLIAM H SHOEMAKER ELIZABETH A SHOFFNER AGENCY GREGORY S SHOLOM 2 GREGORY S & SARI LYNN SHOLOM JOHN SHOLTIS IRA #1 SHARON SHOLTIS SHOPMEN'S IRONWRKRS ZURICH SCUDDE SHOREY FAMILY GST EXMPT FBO MARGA WM D SHOREY GST NON-EX FBO JAMES D SARA R SHOREY GST U SHOREY FAMILY WILLIAM D SHOREY FBO JAMES D SHORE ANGELA M SHORPE N SHORTELL & SARAH OLSEN TTEES NANCY W SHORTELL SHIMAYA SHOTEN LTD PST JOHN C SHOTT SHOU CHEE WONG FAMILY TRUST MARTIN SHOUSHANIAN IRA SHOWALTER H B JR MD VALUE 610 MARILYN B SHOWALTER TTEE JOHN R SHOWERS MS KHALIDA B SHOWKER LILLIAN E SHOWS IRA CATHERINE SHPUDEJKO THE COMMUNITY FOUNDATION OF SHREVE JOHN W SHRINER IRA RO

M G M G X N X P P P P G M M Reject Code P P G G M M M M P P P G G M N P N N P P P G P P P P P P M G M G P P P P G G G M M P G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 631954-8 123693-8 625512-4 125682-3 125683-1 105163-6 112536-2 636302-4 636290-7 Claim ID 116059-1 126508-3 107925-5 125476-6 623000-8 124612-7 109067-4 609565-8 115539-3 624284-7 605387-4 612582-4 104180-0 107220-0 616307-6 602670-2 602669-9 602674-5 114796-0 114798-6 114686-6 612562-0 650553-8 122331-3 122332-1 602676-1 103143-0 101265-7 626635-5 607479-0 117673-0 125307-7 615651-7 620766-9 620244-6 620243-8 620247-0 620248-9 620249-7 605582-6 602680-0 602682-6 602677-0 602681-8 606549-0 620490-2 112465-0 652589-0

IM FRANK S SHIER HYMAN SHIFF REV TRUST TOUOW STEPHEN SHILOWITZ FBO AT MARIETTA SHILT IRA RONALD SHILT ROSE SHIMKIN IRA STANLEY S SHIMOMURA IRA HYUNG RYUL SHIN IRA HYUNG RYUL SHIN MD INC Claimant Name LOU ANN SHUMATE MICHAEL K SHUPERT IRA RANDY J SHUPERT WALTOR SHUR TR U/A NANCY O SHURLING MARY A SHURLY IRA SERAFINA T SHUSTER SHUTACK TRUST TYREE FUNDS J-DEST JAMES E SHUTE IRA SI HANDLING SYSTEMS HOURLY HOURLY MR PHILIP SIANO MR SALVATORE SIANO GERALD W SIBLEY LEONARD N SIBLEY JR SIBLEY MEMORIAL HOSPITAL INVESCO GEDI SIBONY ALBERT A & JENNIFER SIBONY JTWROS OREN SIBONY P SIBULKIN IRRV TR PHYLLIS SIBULKIN RES TR ROBERT SIBULKIN TRUST BENILDA P SICAK SICAV DAVIS VALUE FUND GEORGE SICHEL GEORGE SICHEL GERALD A SICILIANO TIMOTHY SICKINGER IRA MARE A SICKLES IRA MASON SHELTERED TRUST ANN SICKLES SIDDIQUI SAMI-CLSG WILLIAM H SIDDON JENNIFER N SIDELL ARTHUR T SIDEMAN TRUST B LOUISE W SIDES CUSTODY ACCOUNT SIDEWATER ETAL TRS NANCY TR-VER-C SIDEWATER FOR GRANDCHILDREN TR #2 SIDEWATER TTEE P SIDEWATER-CUST-B SIDEWATER TTEE W SIDEWATER-CUST-B SIDEWATER TTEES SIDEWATER GRAT-CU WILLIAM H SIDFORD & NANCY H SIDFOR AARON SIDFORD TRUST WILLIAM SIDFOR SARAH SIDFORD TRUST WILLIAM SIDFOR MATTHEW SIDFORD RACHEL SIDFORD TRUST WILLIAM SIDFO SIDLOW TERRY S IRA - CLSG SIDNEY LAZARD - ASHFIELD & CO GARY SIEBEN SIEBENALER, ED

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G G P M M G P G P

602679-6 637584-7 622528-4 607083-3 103438-3 103439-1 103440-5 108024-5 123605-9 Claim ID 624278-2 624279-0 615329-1 115339-0 100458-1 126733-7 123586-9 624282-0 105857-6 115192-4 624283-9 105852-5 115265-3 624277-4 652872-4 652814-7 126520-2 602689-3 121646-5 121647-3 602687-7 602688-5 602686-9 605394-7 605505-2 103857-5 602644-3 619618-7 619572-5 618130-9 610762-1 111137-0 637419-0 614308-3 602588-9 626905-2 633492-0 650347-0 650348-9 650338-1 650340-3 109806-3 101190-1 646294-4 609434-1 616551-6 633943-3 115422-2

Reject Code M M G G P P P G X P G G N N G G G P G G G G G M M G N P G G X M P P G G G G G G G G G G P G P M

Confidential

CHRIS J SHRIVER J M SHROYER ASSOC INC SEP SHT - DELAWARE SHULA IRA#2 DONALD F JOSEPH J SHULER JOSEPH S SHULER JOSEPH S SHULER JACOB SHULTZ TRUST AL L SHUMAKER Claimant Name HARMON SIEFF & DONNA SIEFF JTWROS EARL SIEGEL AS TRUSTEE U I D MARCH T CRF - SIEGEL EDWARD L MPPP DIANE K SIEGEL IRA HARVEY J SIEGEL IRA MARILYN SIEGEL IRA ROBERT M SIEGEL IRA KATHY SIEGEL RONALD L SIEGEL PA PSP RONALD L SIEGEL PA PSP ROBERT ALAN SIEGEL RONALD L SIEGEL RONALD L SIEGEL DONNA SIEGEL SIEFF SIEGEL, JEANNE SIEGEL, MARTHA L. TRUST DEBORAH A SIEGER MARILYN SIEGER MAY E SIEGFREID LAUREN R SIEGFRIED PAUL D SIEGFRIED JENNIFER A SIEGLER DR RICHARD & REBECCA SIEGLER JTWRO MRS BEVERLY SIEGLER STANLEY W SIEGLER SIEGNER FAMILY TRUST BARBARA M SIEMENS AS TRUSTEE UOA D SIEMENS US EQ DOM R S #2 SIEMENS US EQTY DOM R S HELEN P SIEMER CRUT DAV SIENA COLLEGE-CHARTWELL INV JOANN SIENA ROBERT A SIERP TTEE SIERRA CLUB - PMF MANUEL SASSOT AND ANGEL SIERRA JTW NWIW - RETIREMENT - SIERRA TODD EQ SIFTON JOHN W ESTATE SIG INDEX SPECIALIST LLC SIG INDEX SPECIALIST LLC SIG-SS CBOE JOINT ACCOUNT SIG-SS CBOE JOINT ACCOUNT PAMELA D SIGDA RICHARD SIGEL IRA MICHAEL D SIGET IRRA SIGFUSSON TR BECKY B NORGES BANK A/C - SIGMA TRANSITION NORGES BANK A/C - SIGMA TRANSITION JULIUS SIGMAN AND

G G G P M M N P M Reject Code P P P G P M N P M G P G M P M M N G M M G G G G G G G G G P G M G G G G P G P G G P P M P W G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 120376-2 612295-7 110332-6 109086-0 Claim ID 615984-2 615987-7 615988-5 632206-9 620194-6 106713-3 611507-1 602684-2 602690-7 602691-5 605403-0 620771-5 109527-7 103554-1 645095-4 105922-0 602672-9 619912-7 101007-7 102472-8 649363-7 611235-8 122924-9 605153-7 625447-0 625446-2 602693-1 612561-1 602673-7 612584-0 118797-0 118798-8 602694-0 652717-5 611989-1 624287-1 627088-3 116620-4 645655-3 637149-3 624285-5 100775-0 652807-4 111327-5 624286-3 602685-0 623933-1 101333-5 606092-7 109862-4 105926-2 602665-6 Claim ID

GARY W SIEBERT IRA SIEBERT LUTHERAN INST CAP CORP-PL CAROL L SIECK CAROL L SIECK TRUST Claimant Name SIIT LARGE CAP FD DEUTSCHE ASSET SIIT LARGE CAP FD IRIDIAN SIIT LARGE CAP VALUE FD IRIDIAN IM G AND M SIKAND TRUST SIKES JOANNE LAUTZ INV ADV HENRY SIKORSKI IRA SILBER J & J FDN MOAG JOAN SILBERSHER GRANDPARENT TR MISS ERICA SILBERSHER MR JARED SILBERSHER MRS JOAN SILBERSHER WILLIAM SILBERSTEIN EQUITY NB MARK B SILBEY IRA CURTIS L SILER IRA HARRY A SILIPO IRRA DONALD F SILK IAN SILL SILLER MASSON FAMILY TRUST CHARLES B SILLERY IRA LUCILE E SILLIMAN TR SILLIN CRUT-PIA SILPE DONALD & LINDA JTWROS TOA ANDREW J SILVER DR ALLAN S SILVER ARTHUR SILVER IRA ROLLOVER RENEE SILVER IRA ROLLOVER J DAVID SILVER BARBARA SILVER MM DR ALLAN S SILVER MM MRS BARBARA SILVER TOM SILVER TOM SILVER DARRYN B SILVER-MURDOCH SILVER2 DAVID SILVERBERG TR-TEP EMILY SILVERMAN ESTATE OF JACOB SILVERMAN GENE SILVERMAN IRA RALPH SILVERMAN IRA RICHARD L SILVERMAN IRA SIDNEY B SILVERMAN IRA STUART G SILVERMAN IRA SILVERMAN JASON G. IRA R/O JEROME SILVERMAN JULIA R SILVERMAN MARC SILVERMAN REVOCABLE TRUST RHODA GREEN SILVERMAN STUART G SILVERMAN SILVERMAN TRUST HERBERT-CLSG MYRA SILVERMAN TRUST JUDITH SILVERS IRA LAWRENCE W SILVERS MD Claimant Name

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M G M G

115423-0 608298-0 602692-3 114732-3 Claim ID 652844-9 107497-0 602675-3 105710-3 116949-1 117521-1 624288-0 102616-0 100797-1 608506-7 624452-1 624451-3 627117-0 627118-9 124954-1 113782-4 124527-9 618183-0 120711-3 120712-1 605355-6 624289-8 602697-4 607472-3 104404-4 610293-0 609725-1 104251-3 122465-4 114355-7 104684-5 103843-5 110375-0 620781-2 118027-4 612067-9 126396-0 100092-6 103682-3 103683-1 111337-2 607157-0 607158-9 619913-5 108818-1 120904-3 113728-0 636162-5 115358-7 121997-9 602695-8 106829-6 Claim ID

Reject Code G G G G P P P G G G G P G N G N G G M M G P M G P P G G G G G G G M P G P P G G P M M G G P P G P P G G Reject Code

Confidential

JULIUS SIGMAN AND SIGNET PROPERTIES -D- NFP JOHN & LINDA SIGNORINI JTWROS ELOISE S SIGSWORTH Claimant Name SILVERS, ROBERT B STEPHEN SILVERSTEIN SILVERTON INVESTMENT ASSOC COF PI JOSEPH M SILVESTRI & RONALD SIMBLIST & CHARLES A SIMENSTAD MARY B SIMMONS - DECEASED DANIEL G SIMMONS 401K TONYA L SIMMONS CHIEVES SIMMONS EMILY-CLSG JAMES SIMMONS TTEE JAMES SIMMONS F SARAH E SIMMONS FAMILY TRUST SMITH -SARAH E SIMMONS FUND SMITH-JAMES L SIMMONS FUND GLORIA SIMMONS SIMMONS GP LTD EMP PFT PL & TR JAMES O SIMMONS IRA DESIMOND SIMMONS IRREV TR BRK LIONEL E SIMMONS MAR TRUST LIONEL E SIMMONS MAR TRUST MICHAEL E SIMMONS MR RICHARD D SIMMONS OLIVE SIMMONS SIMMONS PAUL WILLIAM H SIMMONS THE SIMMS FAMILY FOUNDATION SIMMS INV L P - VALUE EQUITY SHARON M SIMON IRA MARTIN S SIMON ROBERT R SIMON SHARON M SIMON GEORGE SIMON TRUST ANGELO W SIMONE LOUISE MANOOGIAN SIMONE FDN # 4262 TAMI K SIMONE T SIMONIS TEE S SCHANTZ MAR TR TEP RICHARD SIMONS AND BLAINE H SIMONS MATTHEW R SIMONS MATTHEW R SIMONS RICHARD SIMONS SIMONS TRUST A GEORGE C SIMONS TRUST B GEORGE C JERALD & DONNA SIMONSEN REVOCABLE LISA D SIMPKINS GWYNED SIMPOON ALISON K SIMPSON MR DALE L SIMPSON AND MRS JUDY SIM EDWARD SIMPSON JOE H SIMPSON III IRA JAMES SIMPSON III CHARLES M SIMPSON IRA Claimant Name

P P P M Reject Code M G G P P P P M M G P P M M M G M P M M P P G P G P P G P X G G N G G P M N N N G P P G M G N G P M G N Reject Code

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 115550-4 117337-5 117338-3 602696-6 652064-2 607093-0 120025-9 607467-7 100941-9 126040-5 126046-4 615955-9 615954-0 615958-3 111242-2 103223-2 104828-7 120687-7 612089-0 615059-4 618496-0 652588-1 643138-0 643136-4 643137-2 607774-9 620318-3 620321-3 620319-1 620322-1 620320-5 620323-0 602698-2 123031-0 643913-6 640612-2 604928-1 103918-0 606118-4 118236-6 118225-0 121920-0 115353-6 119738-0 634513-1 607217-8 607731-5 100060-8 111588-0 615821-8 616106-5 614789-5 Claim ID 104182-7 101001-8 101000-0 124996-7 613728-8

JAMES W SIMPSON MICHELE B SIMPSON TRUST PAUL C SIMPSON TRUST VIRGINIA D SIMPSON ROBERT J SIMS FAMILY TRUST C SIMS IRA JACK A -CLSG JAMES L SIMS SIMS JULIA MICHAEL I SIMS SIMSAK CHILDRENS TR FBO ANDRE SIMSAK CHILDRENS TR FBO TARA SIMT EQUITY INCOME MERUS CAP INV SIMT LARGE CAP VALUE DEUTSCHE ASS SIMT LARGE CAP VALUE IRIDIAN JOAN SINADINOS TR JOAN L SINADINOS TRUST FLORIENNE B SINATRA STEVEN J SINAY AND JAMES A SINCERE INV AGY TEP SINCLAIR ADIBELL UNITRUST SINCLAIR INSURANCE COMPANY LTD SINCLAIR, MARY DANIEL J SINDELAR TTEE DAVID M SINDELAR TTEE DAVID M SINDELAR TTEE TNT-LDN- GOVERNMENT OF SINGAPOR GOV'T OF SINGAPORE INVEST CORP C1 GOV'T OF SINGAPORE INVEST CORP C2 GOV'T OF SINGAPORE INVEST CORP H1 GOV'T OF SINGAPORE INVEST CORP H2 GOV'T OF SINGAPORE INVEST CORP J1 GOV'T OF SINGAPORE INVEST CORP J2 SINGER ASSOCIATES #2 BARRY SINGER FBO MR ROBERT E SINGER MR BARRY SINGER IRA JAMES AND NANCY SINGER ROBERT M SINGER SINGER TOUOW BETTY ANN WILLIAM B SINGER KASHMIR SINGH LINDA A SINNEN #1 ELLIOT P SINOFSKY & FREDERICK M SIPES IRA MR FREDERICH W SIPPACH SIPPLE IRA JOHN C -IR-CLSG THE SIPTU PEN AND LIFE ASS PLAN ALLEN P SIRACKI IRA LOUIS R SIRACUSA SIRAD CADENCE ROSS D SIRAGUSA JR REV DELAWARE SIREY ALAN SR & PAMELA - WMP IMA Claimant Name DOROTHY I SKEBO HAROLD A SKEELES HAROLD A SKEELES IRA MARY E SKELNIK AND SKELTON ROBERT B T & LILJA M CRAT

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P G P G G P M P N G G P G G P P N G P P G M P P P G P P G P G P G N G G P G P X N M P G G P P N N P P G

620782-0 101210-0 620784-7 615616-9 615623-1 615624-0 652559-8 607729-3 607730-7 609518-6 606067-6 613531-5 651483-9 609694-8 611390-7 615315-1 651528-2 651529-0 615431-0 615622-3 615625-8 612919-6 618993-8 611345-1 651655-6 618353-0 610583-1 615619-3 634182-9 615519-7 615618-5 121985-5 651486-3 608139-8 114225-9 123346-7 121702-0 122230-9 602663-0 626968-0 102137-0 100471-9 105461-9 615639-8 615023-3 116790-1 621404-5 621406-1 610366-9 110994-4 609141-5 106497-5 Claim ID 107630-2 645467-4 122985-0 126872-4 602701-6

Reject Code N P P P G

Confidential

ANTHONY F SIRIANNI SIRS CONSULTING PENSION TRUST THE SIRUS FUND WEISS PECK SIS OF HLY FAM PATRIMONY CUST SIS OF PRESNTATION PATRIMONY CLSD SIS OF PRESNTATN PLNT FD CUST CLS SISK JOHN SISK & SON LTD EXECUTIVE PENS SISK EXECUTIVE PENSION SCHEME SISSER ERIC R -CLSG ERIC R SISSER INC AMENDED & RESTAT SISTERS GOOD SHEPHERD PELLETIER SISTERS OF CHARITY SISTERS OF CHARITY - INVESCO SISTERS OF CHARITY PP INV SISTERS OF CHARITY RETIREMENT TRU SISTERS OF MERCY SISTERS OF MERCY SISTERS OF MERCY RET - AELTUS CLS SISTERS OF PRES COMM SUP TR-DODGE SISTERS OF PRESENT GEN FD CLSD SISTERS OF ST BENEDICT SM MID GRO SISTERS OF ST FRANCIS HEALTH SERV SISTERS OF ST JOS MOAG SISTERS OF ST JOSEPH - TUCSON SISTERS OF ST JOSEPH OF WICHITA K SISTERS OF THE PRE BLD FD ASISTERS OF THE PRES PATRIMY CLSD SISTERS OF THE THIRD FRANCISCAN I SISTERS PRES M T CUST - CLBI SISTERS PRESENTN COMM SUPP-STRALE SISTERS SERVANTS OF IHM SISTERS SRVNT OF IMMACULATE HRT O SISTERS ST FRANCIS-CHASE ALVIN SITEMAN ANNELIESE SITTERLY LYLE C SITTERLY JR NANCY SITTERLY FRANCOISE & EDWARD H SITZER JTWROS SIU PACIFIC DISTRICT-UNITY MGMT CAROL C SIZE JEANNIE Y SIZEMORE JAMES W SIZEMORE ROTH ELLIS E SJOBERG IRA ROLLOVER SK HAND TOOL CORP PENSION TRUST D SK YEE MEDICAL FOUNDATION SK01-SKANDIA-SLAC GBP BAS FD SK22-SKANDIA ETHICAL PENSION AOC SKAGGS INSTITUTE - ICAP ROBERT A SKANKEY IRA SKARECKY SUSAN B -CLSG GEORGE J SKARLIS Claimant Name SLAUGHTER PROPERTIES LLC BARRY G SLAUGHTER RRA SUSAN H SLAUGHTER HARVEY B SLAUSON FAMILY TRUST CHARLES & KRYSTINA SLAVIK JTWROS

P N P G G G M P P P P G G G P G G G G G G G G P G N G P G P G M G P G M M M P P N M P G G P G M G G P G Reject Code G G M Z G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 616625-3 639555-4 123452-8 641745-0 614697-0 614698-8 610777-0 610776-1 121459-4 626027-6 643329-4 609643-3 652140-1 110933-2 624296-0 624295-2 627048-4 633307-9 624297-9 624298-7 609697-2 648708-4 619824-4 620291-8 605182-0 124220-2 632783-4 108650-2 607492-8 125044-2 635652-4 126430-3 643168-2 608778-7 605246-0 117674-9 630613-6 626799-8 609338-8 609339-6 120995-7 126014-6 102802-2 641751-5 107509-8 615503-0 602702-4 Claim ID 118164-5 119861-0 114669-6 627250-9 125889-3 112689-0 624300-2 107720-1 624301-0 633308-7

LAURENCE P SKENDZEL GREGORY J SKENE AND GREGORY J SKENE IRA ANTHONY D SKIBA SKIDGEL JOHN R - MANAGED IRA SKIDGEL JOHN TRUST - IMA SKIDMORE COLLEGE - N&B SKIDMORE COLLEGE-FIRST MANHATTAN WILLIAM A SKILLMAN IRA RUTH SKINNER BYPASS TRUST PAULINE SKINNER IRRA SKINNER SUSAN T -CLSG RONALD R SKINNER TESTAMENTARY TRUS JOSEPH E SKIPWORTH FBO AUDREY SKIRBALL #2 AGNES SKIRBALL TR UWO EZRA SKIRBAL THE SALLY SKIRBALL CRUT THE SKIRBALL FOUNDATION THE SKIRBALL INVESTMENT CO SALLY SKIRBALL TRUST UWO EZRA SKIR SKJERVEM PROF SHAR NFP DR STANLEY SKLAR IRRA PATRICIA SKLAR REV LIV TR UOA ELAINE SKOLNICK 'A' ELENA E SKOLNICK PHD KATHERINE R SKONTOS TUA PER & ELLEN M SKOOG -BRITA BETTY SKROBACZ TNT-LDN-FCA04 - SL RAY SLABODA IRA MARTHA GAIL SLACK IRRA MADELINE SLACK MRS CORINNE SLADE TTEE SLAGER TIC J C & T J -CLSG JAMES H SLAGTER & LYNN K SLAGTER J ROBERT C SLAHETKA IM JOHN C SLANE FOUNDATION SLANE JOHN C TA R SLANE TRS TIC H & R -CLSG SLANE TRUST JOHN P -CLSG JAMES F SLAPPEY MATTHEW SLATE KEOGH MYRL L SLATER & RALPH H SLATER IRRA MYRL L SLATER S L SLATER VOL REV TR AGENCY LYNN SLAUGHTER Claimant Name SCOTT A SMALL IRA IRVIN L SMALL RHONDA G SMALL OAKES & PATRICIA A SMALL ROBERT C SMALLRIDGE JOHN B SMALTZ IRA DAVID ARCHIBALD SMART ELIZABETH A SMART SMART FAMILY FOUNDATION INC SMART FAMILY FOUNDATION INC

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P G M G P P M M G G G P M N P P P P P P P G G P G N G N P M G M G P P X P M P P M P X G M P G

126340-4 643307-3 122065-9 104582-2 643591-2 115175-4 610055-4 645829-7 100584-7 105074-5 646688-5 612597-2 120126-3 609668-9 122014-4 602666-4 608685-3 608473-7 608686-1 608688-8 602703-2 602704-0 651388-3 620516-0 620521-6 633434-2 633435-0 620459-7 611416-4 625913-8 625910-3 625912-0 625911-1 610790-7 610671-4 651562-2 652785-0 609903-3 621976-4 621980-2 607728-5 109070-4 109200-6 602705-9 652784-1 646457-2 119915-3 Claim ID 106577-7 602712-1 110812-3 619407-9 611063-0 611525-0 651586-0 640289-5 121284-2 109263-4

Reject Code G G P P G G P N P P

Confidential

MARGARET R SLAVISH RICHARD C SLAYTON & DONNA S SLAYTO RICHARD C SLAYTON CHARLES R SLEDGE ARTHUR B & SANDRA P SLEEPER GEORGE SLEEPER IRA SLGFLP 1996 II LP GS CORE MS ANNE R SLIFKIN RICHARD H SLIGER IRA SCOTT C SLIMMER SLINGERLAND JTWROS WILLIAM SLITKIN CARL R SLOAN SLOAN GERALD S -DSARAH R SLOAN IRA ABRAHAM L & RACHEL SLOMOVICS JTWRO SLOSS JONATHAN C -DSLOSS JTWROS R & E -CLSG SLOSS PETER B -DSLOSS ROBERT H -DSLOVEST ASSOCIATES #2 LENORE SLON SLOVEST ASSOCIATES LENORE #2 SLOWEY CONST SLPM 1315 N MANDELL SLPM 1450 RAYMOND M SLS INVESTORS, LP SLS OFFSHORE FUND, LTD. SLSMHS RET PLAN - BANK OF AMERICA SLUSS REALTY CO EMPLOYEE PS & TR SLUSSER GST TRUST FBO BARBARA SLUSSER GST TRUST FBO WILLIAM BILLIE L SLUSSER TRUST BILLY H SLUSSER TRUST I & O A SLUTZKY INC SLUTZKY ISRAEL FAMILY L P MOAG MARY SLY SM CAP DOM EQUITY TRANSITION SM S&P INDEX FUND LP SM01-ACTIVE CORE SM05-PIVOT SMA FATHERS IRVIN SMALL 1 IRVIN L SMALL 1 BARBARA SMALL SMALL CAP DOMESTIC EQUITY TRANSIT DR BRUCE W SMALL DAPHNE I SMALL IRA Claimant Name DAVID L SMITH DR EDWYN M SMITH DDS AND SONDRA SM DENISE SMITH DONALD SMITH SMITH DONALD J MOAG SMITH E C CHARITABLE TOA ELLEN SMITH EVA K SMITH EVERETT A SMITH DEXTER F SMITH FAM LTD PTNRSHP

M P M N G P G G P G G P M P M G P P P P G G P P P G G P P P P P P P P G G P M W P M M G G P G Reject Code N G M G P P G G G N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 650752-2 624304-5 624302-9 652621-7 634697-9 634706-1 643599-8 100486-7 100576-6 119099-7 105199-7 104277-7 110922-7 114354-9 118841-0 651477-4 620785-5 621816-4 621334-0 621835-0 621354-5 644520-9 614471-3 109610-9 651180-5 651199-6 602805-5 621979-9 633358-3 652623-3 125774-9 100462-0 610706-0 609348-5 632945-4 104383-8 602711-3 111707-6 618224-0 109957-4 117671-4 100271-6 Claim ID 646147-6 103006-0 116470-8 111158-2 646141-7 636594-9 636447-0 121018-1 619355-2 608553-9 115230-0 115149-5 123139-1 119261-2 623128-4

JOSEPHINE SMART MS NANCY SMART RAYMOND L SMART TRUST B DTD 11 29 SMART, LINDA THOMAS P SMEAD MANAGER: DAVIS JOHN D SMEAD TTEE WILLIAM P SMELSER IRRA COLLEEN SMELTZER COLLEEN SMELTZER NORMA SMIGOWSKI ALLEN SMILER 1 LEWIS B SMILER JAMES SMILEY VIVIAN V SMILEY GEORGE S SMITH #2 ELEANOR H SMITH & KIRBY J SMITH SMITH & NEPHEW RET PL CADENCE CAP RBS TST SMITH & W AMERICAN TST CC0 RBS TST SMITH & W AMERICAN TST RBS TST SMITH & W COOKSBRIDGE CC 2 RBS TST SMITH & W COOKSBRIDGE TST HARRY E SMITH AND BEVERLY B SMITH SMITH ANDREW T BARBARA SMITH BARBARA SMITH BARBARA SMITH BARBARA BAILEY SMITH SMITH BARNEY CAPITAL MGMT-SM63 LOCAL 584 P T SMITH BARNEY INV ADV SMITH BELVIN BERNICE S SMITH BRENDA H SMITH SMITH C FOR HARTWICK COLLEGE TOW SMITH CAROL S -CLSG LOUISE M SMITH CHARITABLE TRUST CHARLES J SMITH CHERYL F SMITH CHRIS H SMITH RALPH SMITH CRAT FBO CATH DAV CYNTHIA H SMITH CYNTHIA P SMITH DANIEL L SMITH Claimant Name RONALD J SMITH IRA RUTH I SMITH IRA WALTER SMITH IRA WILLLAM E SMITH IRA FRITZ A SMITH IRRA RICHARD A SMITH IRRA WILLIAM J SMITH IRRA CLARK A SMITH IRREV TR THEODORE B SMITH IV TRUST SMITH JAMES B -DJAMES L SMITH JESSIE E SMITH JOSEPH V SMITH EDWARD W SMITH JR FDN TR GLENN A SMITH JR IRA

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G P P M G G G N M N G G G N G G P P M P M G P G N N P W P M M G P G P G P G G G N N

619408-7 624657-5 650263-6 636599-0 637095-0 113199-0 602716-4 620787-1 125872-9 637689-4 110872-7 602709-1 650262-8 606100-1 114765-0 619350-1 619372-2 619323-4 619628-4 107588-8 638801-9 607173-2 103658-0 103105-8 634626-0 114644-0 126615-2 606275-0 123166-9 106599-8 111114-0 114268-2 111447-6 649295-9 650264-4 106738-9 101856-6 119062-8 114265-8 104668-3 108463-1 633309-5 Claim ID 123730-6 117261-1 614472-1 602717-2 609014-1 608825-2 619427-3 109604-4 107901-8 109994-9 123655-5 111914-1 115200-9 639467-1 646621-4

Reject Code M G P N P G M G G P P P M P G

Confidential

DONALD SMITH FAMILY TR DD 8/1/83-C ELLEN SMITH FAMILY TRUST G & L SMITH FAMILY TRUST FBO DON H SMITH FBO GLORIA R SMITH JOAN IRVINE SMITH FOUNDATION FRANCINE SMITH A O SMITH FUND G - DELAWARE #2 GEORGE R SMITH GERALD M SMITH GISELE SMITH GLENN MORGAN SMITH GREGORY & GRANT SMITH SMITH GST EX TRUST ADAM K-CLSG HALLEY KAY SMITH HOPE SMITH THEODORE B SMITH III ROLLOVER IRA THEODORE B SMITH III SMITH INDUSTRIES R S RONALD P SMITH IRA #2 BERNICE S SMITH IRA SMITH IRA DEAN A -CLSG EARL C SMITH IRA ELMER L SMITH IRA FLOYD R SMITH IRA GEORGE R SMITH IRA J DAVID SMITH IRA SMITH IRA JAMES B -IR JAMES H SMITH IRA JEFFREY R SMITH IRA JOHN R SMITH IRA KENNETH L SMITH IRA LARRY J SMITH IRA LARRY L SMITH IRA LYNN E SMITH IRA MARGARET M SMITH IRA MARLENE M SMITH IRA MICHAEL S SMITH IRA NANCY SMITH IRA ROBERT H SMITH IRA ROBERT S SMITH IRA WILLIAM D SMITH IRA ROLLOVER Claimant Name BARRY J SMITH SR STEVEN D SMITH SMITH THOMAS MARY M & EDWARD C SMITH TIC SMITH TR IMA HAL CUTLER -P SMITH TR R LUCINDA-CLSG TRACY SMITH FBO DONALD SMITH TRUST #1 HAL B SMITH TRUST #1 FRANCES E SMITH TRUST GRETCHEN P SMITH TRUST ROSS L SMITH TRUST WINIFRED E SMITH TRUST ANN COIT SPORER SMITH TTEE GEORGE ROBERT SMITH TTEE

P P M P M G G G G G X G M P G G G G G G M G P G G P G G M M X G X G M M G P G P G P Reject Code G N P G P P P G P X P G N G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 619322-6 108673-1 646119-0 609552-6 602707-5 111647-9 114882-6 122779-3 110351-2 107820-8 101111-1 624724-5 633517-9 103478-2 101730-6 619345-5 125005-1 636469-1 116356-6 636336-9 123588-5 117036-8 607061-2 642583-6 602715-6 122183-3 606145-1 605065-4 616137-5 625427-6 101041-7 611468-7 616757-8 104236-0 652084-7 121774-7 105510-0 Claim ID 111898-6 636707-0 636708-9 105317-5 637141-8 121290-7 652622-5 122837-4 652742-6 652656-0 607404-9 104701-9 125143-0 107498-9 125172-4 620790-1 101952-0 635099-2 637879-0 107091-6

THEODORE B SMITH JR WILLIAM J SMITH JR DENNIS A SMITH & LYNNETTE J SMITH SMITH JTWROS DON & CAROL -CLSG ROBERT & ROSE SMITH JTWROS JUDITH SMITH KAREN C SMITH KENNETH E SMITH KENNETH W SMITH LOUIS L SMITH LUCILLE E SMITH LYNN A SMITH BG: SMITH M. EST, MARCELLA D SMITH MARGARET E SMITH MARGARET W SMITH MARION J SMITH MARK BAILEY SMITH MARY L SMITH MICHAEL SMITH AND MARY SMITH MICHELIN SMITH NATHANIEL SMITH SMITH NON MAR TR CYRIL V-CLSG PAMELA J SMITH PATRICIA P SMITH PETER T SMITH SMITH RESIDUARY TRCHARLES-CLSG BARBARA L SMITH REVOCABLE LIVING T SMITH REVOCABLE LIVING TRUST FRED R SMITH REVOCABLE TRUST RICHARD C SMITH SMITH ROBERTSON F #1 TOA SARAH A SMITH S TR-6 CLO SAMMIE J SMITH SANDRA ROE SMITH SHANNON S SMITH SIDNEY SMITH Claimant Name CARL J SNAVELY TRUST ALMARENE J SNEAD TTEE ALMARENE J SNEAD TTEE DONNIE E SNEDEKER JEAN H SNEED IRA SNEP ENDOWMENT FUND SNIDER FAMILY EDUCATIONAL TRUST THOMAS H SNIDER SNIDER, FLORENCE SNIDER, WILLIAM SNITZER TRUST MARTIN H -CLSG PEGGY W SNODGRASS IRA LAWRENCE D SNODGRASS LOUEEN K SNOW IRA WILLLAM C SNOW IRRA SNOWMAN LIVING TRUST RENE A SNUGGS FRANCIS BRUCE A SNYDER AND DEBBIE LYN SNYD FBO GRAYDON F SNYDER GEORGE F SNYDER

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624545-5 106061-9 602708-3 652343-9 100511-1 102365-9 114267-4 122152-3 602710-5 652888-0 633519-5 652834-1 633512-8 652812-0 619428-1 627116-2 632318-9 615312-7 615311-9 645882-3 104053-7 115933-0 106595-5 602706-7 602569-2 622542-0 611369-9 111972-9 117869-5 126795-7 607726-9 607727-7 108680-4 117988-8 106499-1 651729-3 109423-8 Claim ID 609727-8 609804-5 605144-8 605145-6 605146-4 605539-7 605540-0 605148-0 123980-5 610608-0 602640-0 101269-0 634237-0 619138-0 615687-8 602729-6 602730-0 602731-8 602732-6 114514-2

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Confidential

KAREN BLEDSOE SMITH TTEE KATHLEEN NORMAN SMITH TTEE THE ALEXANDER TRUST EDWYN M SMITH FB SMITH UNIT / KS GRAHAM VIRGINIA A SMITH WALTER K SMITH WILDA B SMITH WILLIS SMITH ZACHARY SMITH SMITH, DONALD FAMILY TR BG: SMITH, E EST, SMITH, MARVIN BG: SMITH, PAULINE EST. SMITH,BARBARA ALLISON C SMITH-CLOSING SMITH-E SIMMONS SMITH FUND SMITH-MOORE FAM CR SHELTER TR AG MARY EMILY SMITH-PETERSEN 2000 IRR MARY EMILY SMITH-PETERSEN PHYLLIS B SMOAK ANDREW R SMOLEN IRA AMY M SMOLENS EUGENE E SMOLER SAV PSP&T KATHERINE H SMOLINSKI SMS INVESTMENT ASSOCIATES COF PIN SMT - MELLON TRANSITION SMUCKER J M-AMRO-VALUE C I P HAROLD A SMULLEN JR SUSAN I SMULLEN SUSAN I SMULLEN THE SMURFIT EXECUTIVE PENSION FUND THE SMURFIT IRELAND PENSION FUND JEAN R SMUSZ TTEE AGENT FOR SMW 100 OPP MARGUERITE P SMYRSKI IRA PETER T SMYTH IRA CARL J SNAVELY TRUST Claimant Name SOBRATO 1979 REV-S&P VAL FD -P SOC MT CARM-ICAP DONNA R SOCEY IRREV FAMILY TRUST D DONNA R SOCEY IRREV FAMILY TRUST DONNA R SOCEY IRREV FAMILY TRUST THE DONNA R SOCEY IRREV FAMILY TRU THE DONNA R SOCEY IRREV FAMILY TRU DONNA R SOCEY REVOCABLE TRUST DTD GERHARD P SOCHA #1 SOCIAL AWARENESS SOCIEDAD EMPRESARIAL DE FINANCIAC PAULA C SOCIEDADE SOCIETY CONTRACTING LLC MPP INV M SOCIETY FOR THE PRESERVATION OF N SOCIETY OF JESUS-BLAIR SOCVEST ASSOCIATES LLC SOCVEST ASSOCIATES LLC SOCVEST ASSOCIATES LLC SOCVEST ASSOCIATES LLC ARTHUR R SODERBERG

G N G M X X G G P M P M P M G M G P P G G G P G G P P G M M P P G G M P G Reject Code P G P G P G G G M G G N P G P P P P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102494-9 104960-7 107092-4 102493-0 104626-8 647308-3 635251-0 117055-4 117058-9 117062-7 117091-0 106080-5 109253-7 119811-4 107810-0 602719-9 618169-4 609998-0 609996-3 609997-1 615563-4 637877-3 626918-4 626904-4 626926-5 626899-4 626870-6 100686-0 100687-8 625430-6 639924-0 106328-6 Claim ID 119410-0 101090-5 613012-7 125237-2 607855-9 608057-0 647064-5 123564-8 105526-7 116357-4 120123-9 627000-0 603946-4 604994-0 645300-7 120810-1 608449-4 111755-6 618324-7 111744-0 608165-7 107957-3 108701-0 120209-0 120210-3

GORDON L SNYDER DONNA D SNYDER IRA GEORGE F SNYDER IRA GORDON L SNYDER IRA JOHN F SNYDER IRA LLOYD I SNYDER IRRA PATRICIA SNYDER IRRA JAMES L SNYDER JAMES L SNYDER JAMES L SNYDER JAMES L SNYDER JEAN M SNYDER JEAN M SNYDER JENNY SNYDER DAVID A SNYDER JR IRA BONNIE & MARK SNYDER JTWROS KENNETH SNYDER MARITAL A LAB SNYDER NANCY T CLSG SNYDER PUBLIC INV - CLEARING SNYDER PUBLIC INV-MONEY MARK ANNE M SNYDER TR UOW JOHN P III LOIS H SNYDER TTEE SO CA LOCAL 831 MELLON EQUITY SO CA LUMBER IND - DELTA SO CA UFCW JT PEN - RAFI SO CA UFCW-T ROWE PRICE US STR RE SO CAL LATHING IND PEN-SIRACH CAP LOTTIE SOAVE #1 LOTTIE SOAVE #2 M & D SOBEL FAMILY L P GARY L SOBEN AND NELDA A SOBEN TIC NICK R SOBLINSKI Claimant Name TOBY F SOLOMON TRUST VIVIAN F SOLOMON TRUST SOLTIS GAIL D IRREV TRUST CHRISTINE SOLTZ IRA SOLUTIA SIP - ALLIANCE -SL SOLUTIA SIP-G&ITRANSITIONACC DONALD L SOMERS KATHERINE S SOMERVILLE HELEN M SOMES MERILEE SOMMERS TRUSTEE JOSEPH SONG IRA MARY LOU SONG SONIC TECHNOLOGIES LLC SONIC TECHNOLOGIES LLC GEORGE SONNEBORN IRA #2 GEORGE SONNEBORN IRA SONNENSCHEIN TR CAROL S -DEDWARD SONNET IRA SONOMA COUNTY EMPLOYEES RETIREMEN FREDA SONTAG IRA SONY MASTER - EQUINOX-DV WILLIAM SOPKO & SONS CO INC PS TR WILLIAM SOPKO & SONS PS NORMAN M SORAYAMA #1 NORMAN M SORAYAMA #2

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119269-8 609968-8 609967-0 123257-6 633836-4 110559-0 110558-2 109371-1 602723-7 602721-0 602722-9 124800-6 639952-5 620430-9 602725-3 639942-8 607183-0 601073-3 111920-6 100875-7 100772-6 105761-8 106176-3 634147-0 602724-5 104256-4 114128-7 100637-1 103384-0 120278-2 644388-5 602728-8 Claim ID 124378-0 616408-0 634907-2 621105-4 610154-2 618541-0 650826-0 610224-7 628124-9 616581-8 616677-6 633460-1 117851-2 641682-9 608593-8 117499-1 623509-3 619581-4 651392-1 107542-0 124236-9 652781-7 102229-6 123638-5 637539-1

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Confidential

RICHARD G SOEHLKE SOFT DRINK - NTGI INDIV ACCT SOFT DRINK-NAT'L INV HAROLD R SOGARD SOGELUX LARGE CAP EDWARD B SOHMER MAUREEN A SOHMER RAMA H SOJITRA JASON SOKEL TRUST NANCY SOKEL TRUS JULIA SOKEL TRUST NANCY SOKEL TRUS JACQUELINE SOKEL TRUST NANCY SOKEL BORIS SOKOL BORIS SOKOL SOKOL FAMILY TRUST IBJ MRS SUSAN SOKOL SOKOL AND FOSTER P C FBO LARRY SOK SOKOLOFF IRA ROO BURTON -IR SOL ARKER JOHN R SOLBERG WINTON SOLBERG WILLIAM B SOLCHER HELEN SOLE CAROLE R SOLER MICHAEL SOLOMKO RLT INV MGMT BALAN DAVID SOLOMON DEBORAH SOLOMON HOPE SOLOMON CHARLES S SOLOMON IRA EDWARD M SOLOMON IRA PATRICIA E SOLOMON IRA LAWRENCE M SOLOMON STEPHEN SOLOMON Claimant Name SOUTHEASTERN PA TRANSP AUTHOR #2 SOUTHERN COMPANY ING INVESTMENT SOUTHERN DEALERS MECHANICAL INSUR BNYE ESPS SOUTHERN ELEC F+C LOC EQ SOUTHERN FLORIDA ELEC WORKER SOUTHERN METHODIST UNIVERSITY WINNIFRED SOUTHEY SOUTHFIELD F&P LOOMIS SAY-SL THE SOUTHFIELD FIRE AND POLICE CITY OF SOUTHFIELD GLOBALT SOUTHWEST CARPENTERS PEN-WAM II SOUTHWEST REGIONAL COUNCIL OF SOUTHWEST VILLAGE INVESTMENTS MR DONALD F SOUTHWOOD IRRA SOWERSBY TRUST MARY K -CLSG JOSEPH J SOZIO SP 99 PARTNERS L P SPA MSCI US R S #1 HERBERT SPACKMAN IRREV SUB CO T/U/ MADELYN SPADA CORINNE SPAGNA IRA SPAL GEORGE W SPALTHOFF DOROTHY L SPANGLER IRA DOROTHY L SPANGLER IRRA

G P G G P P P P P P P M G P G G P P N N G P N G G N N G N M G P Reject Code G G G M P P P P M G P G N G G G P G G X P P G G M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605121-9 605439-0 651186-4 120589-7 120590-0 125449-9 114653-0 100699-1 110360-1 110359-8 650914-2 609088-5 644040-1 602726-1 105179-2 121988-0 110925-1 121241-9 119971-4 615620-7 643372-3 621492-4 116547-0 649503-6 605691-1 105994-7 124377-2 Claim ID 620201-2 103632-7 602735-0 125560-6 106640-4 108121-7 104339-0 624312-6 602742-3 114143-0 120036-4 101549-4 111302-0 116529-1 106407-0 602740-7 608826-0 602737-7 605468-4 602743-1 114187-2 602741-5 602739-3 602736-9 103890-7 105434-1 616962-7 124903-7 105718-9 602738-5

DALE MADDEN SORCHER PETER SORCHER MILTON SOREF TRUST STEVEN G SORELL IRA STEVEN C SORELL FLEMMING SORENSEN IRA JANICE L SORENSEN JAMES W SORENSON SUSAN SORENSON FBO SUSAN E SORENSON TRUST RENEE SORESE SORIN HELENE A -CLSG TF SORRELLS DCSD & ALICE A SORRELL MEG SOSNOW ROBERT W SOSNOWSKI IRA C SUE SOSSAMAN TRUST CAROL L SOUDER TR ROBERT P SOUDERS IRA DONALD J SOULTS MURIEL C SOUSA TR CUSTODY PLGD AMARYLLIS J SOUTH SOUTH BAY HERE PENSION FUND-SIRAC SOUTH DECATUR INC EPSP SOUTHARD S SOUTHCO PENSION VALUE PORTFOLIO SOUTHEASTERN OHIO PHYSICIANS SOUTHEASTERN PA TRANSP AUTHOR #1 Claimant Name SPEER CHARLOTTE W TRUST U D FOR M KAREN L SPEER JOAN A SPEERS LAWRENCE SPEH KENNETH SPEICHER IRA GERALD E SPEITEL IRA MARY ANN SPENCE MR THEODORE SPENCER - AC#87980400 ELISABETH MCCUNE SPENCER ALICE M SPENCER IRA #2 ELSIE SPENCER IRA JAMES C SPENCER JOHN E SPENCER KENDALL SPENCER LETESHA SPENCER LINDA SPENCER SPENCER LIVING TR ROBERT-CLSG THE LINDA BAKER SPENCER REV TR DTD RICHARD H SPENCER REV TRUST KATHER KATHERINE GRAHAM SPENCER REVOCABLE SPENCER ROONEY LIVING TRUST SUSAN AMBLER SPENCER JOAN FORDYCE SPENCER TRUST JOAN FO 1997 NYRON SPENCER TTEE VERNA M SPENCER THE SPENCER-ROONEY LIV TRUST SPENCERVILLE DIV HRLY-BERKELEY ROSE H SPER IRA DIANE TAYLOR SPERA IRA RO ROBERT SPERLING

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652083-9 610371-5 120826-8 104022-7 608781-7 602734-2 118916-6 616092-1 651738-2 647056-4 633429-6 111876-5 121620-1 611297-8 104489-3 106094-5 104488-5 643716-8 615342-9 621939-0 621940-3 616134-0 616133-2 622622-1 624309-6 607076-0 107070-3 Claim ID 602745-8 637044-6 104653-5 636021-1 607620-3 610878-4 610192-5 103148-1 107710-4 645813-0 126278-5 102577-5 602744-0 117509-2 622894-1 123047-6 606262-8 637103-5 637098-5 107512-8 100153-1 624313-4 619596-2 650786-7 650750-6 103375-1 620039-7 109206-5 615902-8 635773-3

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Confidential

TRUST OF WILLIAM S SPANGLER SPANKY JPLT GOLD SACHS INDX FD AUDREY S SPANN JAMES L SPANN IRA SPARAN LTD -CLSG WILLIAM J SPARLING CHARLES R SPARRER IRA SPARROW GROWTH FUND SPARROW GROWTH FUND RODNEY G SPARROW SPARTAN PARTNERS L.P. CHARLENE H SPAULDING CLAIRE M SPAULDING THE SPAULDING FOUNDATION AGTR RUTH SPAULDING GST TR RICHARD S SPAULDING JR IRA RUTH SPAULDING NON EX PETER C SPAULDING TTEE SPD MUSEUM CUSTODY TR SPE ALLIANCE CAPITAL SPE JP MORGAN TIMOTHY & NANCY SPEAKER JT TEN JAMES & CHRISTINE SPEAKER JTWROS CAROL SPEARS DAVID SPEARS SPECKEEN IRA LOREN G EST JOSEPH R SPECTOR Claimant Name NILES H & DONNA R SPIERS JTWROS WILLIAM P SPIETH TTEE WILLIAM P SPIETH CYNTHIA SPIGARELLI TNT-LDN-SPE31- SPIN -SL SPINDLER DOROTHEA H IRREV TOA CAROL SPINDLER REV TRST - PARA JAMES W SPINKS MARILYN T SPIROS BETTY R SPITLER TTEE NATALIE H SPITZ DANIEL SPITZBERG IRA ELI SPITZER GAYATRI C SPIVAK SPK PARTNERS RICHARDSON L SPOFFORD SPOHNHOLTZ IRA JOHN F-CLSG THE SPOKANE CATHOLIC SPOKANE GUILDS SCHOOL FOUNDATION JOAN W SPONGBERG GEORGE B SPONHALTZ ALAN G SPOON SPOORWEG - EQUITY INDEX R S DANIEL SPRAGINS E SPRAGINS SPOUSAL TRUST HOWARD C SPREEN SPRING ETAL TTEES RUSK FAM CRUT-I JOANNE W SPRINGER TRUST T SPRINGFIELD POL&FIRE LEGG MASON RONALD SPRINGSTON IRRA

N G M P P P G G G G P G X P P G G G G G M G G P P P P Reject Code G G M G G P P P N P M P G N G X P G G M P P G G G X P G P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 644012-6 607070-1 606075-7 606076-5 606077-3 606074-9 609299-3 616502-8 633947-6 616503-6 633948-4 101997-0 100310-0 118869-0 112296-7 611295-1 100311-9 612218-3 619807-4 119136-5 110609-0 117282-4 Claim ID 622334-6 634075-0 634082-2 634105-5 116688-3 621505-0 609893-2 620783-9 621704-4 618719-6 619045-6 634084-9 618698-0 622325-7 618724-2 618701-3 618725-0 618723-4 618697-1 622316-8 633310-9 618509-6 618511-8 615378-0 615380-1 615379-8 625751-8 625778-0 625743-7 631344-2 108037-7 114651-3 634240-0 616499-4 651094-9

MERLE SPERO PIA-EQUITY SPEYER FOUNDATION-CLSG HOWARD B SPEYER TRUST - NORTHERN T HOWARD B SPEYER TRUST FBO KAREN ST HOWARD B SPEYER TRUST FOR JEANNE S GLADYS M SPEYER TRUST NORTHERN TRU SPICER TRUST MARTHA -DSPIDER RE BGI SPIDER RE BGI SPIDER RE DEUTSCHE ASSET MANAGEME SPIDER RE DEUTSCHE ASSET MANAGEME MICHAEL C SPIECH IRA DORIS SPIEGEL SHIRLEY B SPIEGEL IRA LEE SPIEGEL SPIEGEL LOUISE W GRAT DORIS SPIEGEL REV TR HARRY L SPIEGELBERG SUSAN SPIELMAN & J LEIGH GREGG '99 NANCY R SPIER ROBERT A SPIER MICHAEL J SPIERER Claimant Name SSB CITI ASSET MGMT SSB TRANSITION ACCOUNT SSB TRANSITION ACCOUNT SSB TRANSITION ACCOUNT RETIREMENT PLAN OF SSBI SSCC-FIDELITY LARGE CAP SSF-IRIDIAN ASSET MANAGEMENT SSFPA MINISTRY CORP METROPOLITAN SSGA INDEX PLUS SSGA LARGE CAP VALUE INDEX PLUS SSGA MATRIX FUND TRUST SSGA MSCI GLOBAL INDEX SSGA MSCI UNITED STATES INDEX SSGA NDP TRANSITION SSGA NORTH AMERICA INDEX PLUS SSGA RUSSELL 1000 REG TRADE MARK SSGA RUSSELL 1000 REG TRADE MARK SSGA RUSSELL 3000 REG TRADE MARK SSGA S+P 500 REG TRADE MARK SYMBO SSGA US TRANSITION SSM CORPORATION PROFIT SHARING TR SSM HEALTH CARE PORTFOLIO MANAGEM SSM HEALTH CARE PORTFOLIO MANAGEM SSM-ICAP SSM-IRIDIAN SSM-MACKAY SHIELDS SST ALLIANCE GROWTH PORTFOLIO SST DAVIS VENTURE VALUE PORT SST EQUITY INDEX PORTFOLIO AGT ST ANDREW'S EPISCOPAL CHURCH ELAINE ST ANNE ST ANNE S ST ANTHONY'S RETREAT CENTER INV M ST B L SHELL OVERSEAS CONTRIBUTOR ST BONAVENTURE CEMETERY TRST

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608286-6 635945-0 109967-1 652686-1 602746-6 122839-0 619577-6 620737-5 620738-3 126125-8 622380-0 616369-6 100187-6 630041-3 614775-5 400100-1 606827-8 102015-3 106109-7 119612-0 615303-8 615907-9 Claim ID 611437-7 614006-8 614005-0 651451-0 618643-2 618780-3 616189-8 615994-0 610330-8 113051-0 618350-6 618351-4 618352-2 634244-2 609835-5 607725-0 611751-1 622547-0 610724-9 615862-5 616213-4 613410-6 610656-0 615525-1 615523-5 615411-5 623015-6 608994-1 619576-8 610759-1 116754-5 649570-2 113966-5 103445-6 124143-5

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Confidential

SPRINT - JENNISON -SL LOIS SPRITZER JOHN A SPROUL IRA SPROWMAR SPRUNG ASSOCIATES DAVID L SPRUNGER SPT US R S #2 SPTRFA - ALLIANCE CAP LARGE CAP G SPTRFA-5TH 3RD ADVS LARGE CAP ARLENE M SPUND SPURWINK SCH PP OUTSIDE FUND 1 SPX CORP GOLDMAN SACHS LARGE ATAC DAVID C SQUIER SQUIRE DYNASTY LTD SQUIRES JOHN W - MANAGED IRA ROBERT SQUIRES SRAMEK CHARITABLE FOUNDATION PATRICK H SREENAN IRA THAZEPADATH SREEVALSAN IRA VISHWANATH SRINIVASA T SRS OF MERCY RET-ING MGD SRS OF THE GOOD SHEPHERD-MCGLINN Claimant Name ST JOSEPH COUNTY POLICE DBT ST JOSEPH ENDOWED SCHOLARSHIP FUN ST JOSEPH ENDOWMENT FUND ST JOSEPH'S ST LAWRENCE UNIVERSITY THE ST LOUIS ARCHDIOCESAN FUND ST LOUIS ART MUSEUM FOUNDATION ST LOUIS BOY SCOUTS-INDEX 500-USB ST LOUIS CARP PENS OPPENHE ST LOUIS CENTER ST LOUIS COUNTY EMPLOYEES RETIREM ST LOUIS COUNTY EMPLOYEES RETIREM ST LOUIS COUNTY EMPLOYEES RETIREM ST LOUIS EDUCATION FDN INV MGMT-B ST LOUIS FIRE-OPPENHEIM ST MARTINS APOSOLATE ST MARY'S LARGE CAP FUND ST MARYS CEMENT-CAPITAL GUARDIAN ST MICHAEL'S EPISCOPAL CHUR MOAG ST NJ PEN FD A ST NJ STOCK ESCHEATMENT ACCOUNT ST OF MN UNCLAIMED PROPERTY-2001 ST ONGE BONNIE ANN MOAG THE ST PAUL CO INC RABBI TR UOA ST PAUL FDN - POOLED EQUITY INDEX ST PAUL TEACH RETIRE-PALADIN CLSD ST PAUL'S NIELAND TUW ST PETER PATRICIA TRUST-CLSG ST PF HOOGOVENS US R S #2 ST ROSE D ST THOMAS MORE SB ALL CAP GROW ST-WV UNC PROP DEBORAH A STABLER KRISTY W STACHMUS JOSEPH C STACKHOUSE IRA

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 613437-8 636903-0 646102-6 634122-5 612310-4 611721-0 634344-9 634343-0 115527-0 115529-6 115528-8 611523-3 611524-1 611135-1 621494-0 620038-9 652333-1 Claim ID 126869-4 103795-1 126372-2 635542-0 111109-4 114119-8 602749-0 100776-9 108856-4 108857-2 108921-8 602747-4 107936-0 103191-0 633498-9 104737-0 602757-1 105566-6 111118-3 105186-5 616487-0 126816-3 117439-8 626125-6 119347-3 643725-7 643731-1 121704-6 107834-8 119301-5 123847-7 650725-5 107607-8 118193-9 648380-1 606897-9 118081-9 115515-6 617922-3 106797-4

ST CATHERINE UNIVERSITY ENDOWMT I ST CHARLES BORROMEO SCHOOL ENDOWM WILLIAM E ST CLAIR IRA ST FRAN HELTHCRE SYS EQU INV FHB ST FRAN XAV-ABN AMRO AS MGMT ST FRANCIS OF MARY IMMACULATE ST FRANCIS RET PLAN-CHARTWELL ST FRANCIS RET PLAN-FHB EQUITY ST GEORGES LODGE NPI ST GEORGES LODGE SPECIAL FUND ST GEORGES LODGE UNI ST IGNATIUS END-DELAWARE CUST ST IGNATIUS END-SANFORD CUST ST JOE CARE FOUND-FALTIN TOA ST JOE PENSION - DELAWARE INV ADV ST JOSEPH COMM HEALTH FND-IMA SISTERS OF ST JOSEPH CONVENT Claimant Name MICHAEL STAKE JANICE A STALCUP PERRY L STALEY MARJORIE E STALEY TTEE DAVEY B STALLINGS DAVID P STALLINGS MR DALE E STALLKAMP NANCY E STALTER HASTINGS STAMCO INDUSTRIES PFT SHRNG #1 STAMCO INDUSTRIES PFT SHRNG #1 STAMFORD FIREFIGHTERS PENSION SUSAN K STAMLER IRENE T STAMMEN FRED C STAMPER BG: STANARK INV INC. SHARON V STANAWAY MR STEPHEN & MRS JANET STANDER JTW ALLEN J STANDISH LEE L STANEK RONALD L STANFA STANFORD UNIV CAPITAL GUARDIAN CO JEFFREY STANGER JOANNE G STANIEC JANET STANKEVICH TRUST LAWRENCE T STANKOVITS IRA STANLEY BUDZINSKI IRRA STANLEY BUDZINSKI IRRA CHARLES R STANLEY RUTH E STANLEY IRA JANICE S STANLEY JERRY L STANLEY MYRNA D STANLEY PATRICIA M STANLEY GENEVIEVE STANLEY TRUST JOHN D STANTON AND TRUDY A STANTON STANTON IRA JULIANNE -IR JANE E STANTON LOLITA M STANTON STANTON PAMELA IRA SUB EQUAL DARLENE STANTON TRUST

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637261-9 125362-0 118768-6 626588-0 108124-1 647894-8 614886-7 118769-4 119654-5 102000-5 608806-6 102857-0 631899-1 605503-6 602748-2 640377-8 118361-3 Claim ID 619393-5 125188-0 610837-7 115609-8 102939-8 651578-9 602699-0 126666-7 609495-3 644982-4 106166-6 100496-4 103319-0 103539-8 109793-8 602750-4 122301-1 620792-8 108051-2 111440-9 111419-0 644948-4 116737-5 618776-5 118851-8 618688-2 618689-0 618690-4 618695-5 618699-8 618705-6 618717-0 618720-0 618722-6 618752-8 634038-5 114689-0 114690-4 114691-2 114692-0

Reject Code M G M M G M G N P P G G G G P M G G X N G M X G P M M M G M M G M M M P X N M P

Confidential

ROBERT STACY AND MARTHA N STACY JOHANNA B STAFFORD #1 ROBERT AND IRENE STAFFORD CRUT DIANA F STAFFORD IRA MICHAEL N STAFFORD IRA STAFFORD SALLY R FAMILY TR - IMA JOHANNA B STAFFORD SEP #1 MITCHELL A STAGG THOMAS J STAGNITTA IRA RO STAHELI DONALD L -P MARION C STAHL TUA DANIEL R STAHL STAHMER GROUP INC MR ROBERT STAHMER THE STAI FAMILY FOUNDATION ALLEN J STAIB IRA #2 Claimant Name D STAR TRUST, J STAR TTE S-829 RICHARD A STARITA STARK COM FDN GEN TIM & CMT FDS NANCY STARK FISHMAN PATRICIA L STARK ROBERT STARKEY THE STARLIGHT TRUST RATHBONE TR CO CINDY STARMAN STARMANN TRUST TIC R & J ELAINE STARN TTEE GEORGE W STARNER FRANCES H STARNES IRA STARR ELECTRIC CO PS PLAN FRANCIS STARR IRA #1 FRANCIS J STARR IRA #2 STARR SCHEIN ENTERPRISES INC MARY L STARTARI IRA STARVEST GLOBAL FUND LTD RONALD L STASCH MILTON R STASIAK STANLEY P STASIULIS IRA FRANK B STASS IRRA PATRICIA J STASZAK STATE BOSTON RETIREMENT SYSTEM STATE ELECTRIC SUPPLY CO STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET BANK AND TRUST COMPA STATE STREET EQUITY 500 INDEX POR STATE STREET GLOBAL ADVISORS STATE STREET IMS STATE STREET IMS STATE STREET IMS STATE STREET IMS

G M P G G G G G X P G G N G G G G Reject Code P G P M M G G M G G N G G P P G P P N X G G P P G G G G G P G G G P G G P P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 109164-6 645200-0 633501-2 114195-3 126779-5 121250-8 619395-1 601125-0 644336-2 622544-6 616643-1 619352-8 Claim ID 643446-0 634524-7 102719-0 121835-2 652151-7 120031-3 120032-1 624316-9 624318-5 624319-3 604990-7 604991-5 604992-3 118069-0 110442-0 611688-4 609337-0 126900-3 605922-8 123804-3 126296-3 126297-1 652624-1 120692-3 627126-0 611078-9 650729-8 126915-1 609317-5 102065-0 621495-9 621497-5 633032-0 126609-8 640762-5 103509-6 101622-9 619801-5 122231-7 644212-9 640104-0 624753-9 628169-9 104853-8 117390-1

DARLENE STANTON TRUST MARLENE N STANTON TTEE BG: STANZA INV INC MARLENE A STAPF TRUST CHRISTOPHER A STAPLES FITZHUGH D STAPLES ERIK J STAPPER RETIREMENT PLAN STAPPERS-BARTELS IRREVOCABLE TRUS JEAN E STAPPLER STAR ENTERPRISE-S & P 500 STAR INSURANCE CO-NIAGARA INVEST J & D STAR TR S-580 Claimant Name MR EDWARD G STAUTZENBACH TTEE GIORA STAVI AND SANDRA STAVI JTWRO WILLIAM STAVRAKOS RICHARD R STAWICKI SAMUEL FINLEY STAY MARTIN STAYDEN 1 MARTIN STAYDEN 2 JOSEPHINE L STAYMAN JUNE M STAYMAN TR UOW SAMUEL M STAYMAN STEADFAST CAPITAL LP STEADFAST INTERNATIONAL MASTER FU STEADFAST NEW PARTNERS LP DAVID M STEADLY IRA CLYDE STEAGALL TR STEAK N SHAKE COMPANY-PSP CHARTWE STEALY TRUST E JEAN -CLSG STEAMFITTERS 454 DANA ADV STEAMFITTERS LOC 420 PENCHARTWEL RONALD V STEAR ROBERT STEARLEY IRA ROBERT STEARLEY STEARNS JEFFREY A STEARNS NEELE E STEARNS JR IRT STECHBART AGNES A TRUST AGTR ROBERT W STECYK PROFESSIONAL MICHAEL A STEDHAM STEEL CONSTANCE J -D- -CLSG KIMBERLY A STEEL STEELCASE INC RET PL P S BALANCED STEELCASE INC RET PL P S LT GROWT STEELE ARLENE M DENA M STEELE DENA M STEELE BERT T STEELE IRA EMRED STEELE IRA P SUSAN STEELE IRA ROLLOVER JAMES A STEELE DONALD R STEELE JR & CHRISTINE A S JUANELL STEELE STEELE MARITAL TRUST STEELWORKERS PENSION TRUST JAMES E STEFFEN MARK J STEFFEN

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607639-4 622075-4 120638-9 607649-1 607674-2 112608-3 606615-1 115069-3 609029-0 121763-1 108726-6 112016-6 Claim ID 638444-7 606821-9 609307-8 638633-4 602768-7 602770-9 602767-9 102415-9 122227-9 111596-0 111612-6 602752-0 114824-9 115034-0 642159-8 122527-8 602766-0 602762-8 650507-4 111400-0 646374-6 112271-1 602765-2 112882-5 602763-6 118621-3 120068-2 602769-5 602771-7 109035-6 602764-4 602760-1 605208-8 652466-4 119139-0 119138-1 646603-6 614513-2 114751-0 633311-7 624320-7 624321-5 612003-2 612012-1 612013-0

Reject Code P G X G M N N P P P P P P P N G P P G G P G M M G P G P P G P P P M P P P G M G P P G N N

Confidential

TNT-LDN-PMI06- STATE STREET STATE STREET TRANSITION STATE STREET TRUST & BANKING C STATE UNIVERSITIES RETIREMENT SYS TNT-LDN-SGY01- STATES OF GUERNS DANA R STATTON SR TRUST STATZ IRA WILLIAM-IR -CLSG ROBERT T STAUB STAUDE MAR TR MARGUERITE-CLSG ROBERT C STAUDER IRA WILLIAM A STAUSS #1 WILLIAM N STAUSS #2 Claimant Name FBO STEPHEN R STEIB SR STEIDLE GERRARD W IRA -CLSG STEIDLE TOUOA DTD 11 12 9-CLSG MRS KATHLEEN C STEIGELMAN AND MISS SUSAN STEIGER SUSAN JEAN STEIGER SPECIAL JOEL S & DIANE C STEIGER TTEES ANITA STEIN #1 ANITA STEIN #4 ELLIOT D STEIN CPA TBPP DAVID STEIN GARY STEIN ALLEN R STEIN IRA ANITA STEIN IRA GARY A STEIN IRA HERBERT L STEIN IRA IRVING STEIN PROF PETER J STEIN JUDITH L STEIN TRUST DTD 7 15 96 JUDITH J STEINBECK IRA ANDREA STEINBERG & RONALD STEINBER STANLEY P STEINBERG & AARON STEINBERG BENJAMIN B STEINBERG ELLIOT G STEINBERG STEINBERG FINANCIAL CORP PSP STEINBERG FINANCIAL CORP PSP JOHN STEINBERG BETH & BARRY H STEINBERG JTWROS SHEILA STEINBERG DR ALFRED ABE STEINBERGER MD MR NED STEINBERGER GILA STEINBOCK AND ROY STEINBOCK J JOHN M STEINER (RES) T/D MAX STEINER IRA SUSAN T STEINER IRA ROBERT L STEINER IRRA STEINER RICHARD R SAM D STEINERT IRA DAVID R STEINHARDT IRA-ROO JANE B STEINHARDT ROBERT STEINHARDT F C & DENISE STEINHAUER JT REV-TEP GARY STEINHAUER TEP RANDY STEINHAUER TEP

P M P P P P G G P M N N Reject Code G P P G G G G N N G P P P M G G G P P P G P P N P N G P G G G G G P G G G G P P P P P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 117485-1 112228-2 637043-8 108864-5 102243-1 643587-4 101878-7 Claim ID 640323-9 602772-5 638593-1 623169-1 638570-2 122158-2 100197-3 116199-7 652518-0 602756-3 623125-0 121475-6 602754-7 602753-9 602759-8 602755-5 636452-7 620794-4 608599-7 609455-4 119393-7 609456-2 116641-7 119855-6 121521-3 121070-0 623004-0 628954-1 606146-0 628952-5 119214-0 123042-5 650525-2 617839-1 617819-7 115455-9 103913-0 605199-5 605200-2 125845-1 602774-1 602776-8 602856-0 647599-0 126143-6 126144-4 113404-3 116116-4 607273-9 602773-3

MARK J STEFFEN ELSA K STEFFENSEN IRA GEORGE R STEGE III & EVELYN O STEG GWENDOLYN L STEGEHUIS IRA ROBERT W STEGER LYNNE M STEGING TTEE DORIS STEHR TRUST Claimant Name LOUIS F STEINKE DR CHARLES ROBERT STEINMAN BETTYRENE STEINMETZ STEINMETZ C&L FAM FDN MA RESERV MAX STEINMETZ LESTER J STELLMACHER SANDY M STELZER IRA MARK STEMPIHAR MARK E STEMPIHAR P/S - DR STEMPIHA ERANA MARIE STENNETT STENZ BRIAN & FRANCINE IM JOSEPH S STEONG IRA BARBARA STEPAN CATHERINE STEPAN DANIELA STEPAN CATHERINE,BARBARA & DANIELA STEPAN THOMAS P STEPANICH IRRA THE STEPHANE TR STEPHANIE KALMAN FOUNDATION -D STEPHENS EXEMPT TRUST JOHN A FRED STEPHENS STEPHENS MARITAL TRUST -DPRISCILLA L STEPHENS LOU ANN STEPHENS REV TR LOU ANN STEPHENS REV TR TERRY M STEPHENS CUS FLO I STEPHENSON LUCILLA STEPHENSON DISCRETIONARY T STEPHENSON GORDON THE LUCILLA STEPHENSON PERSONAL TR DAWN L STEPHEY BETTY STERLING FID FDS- STERLING BOND STERLING HEIGHTS P&F - CHASE CITY OF STERLING HGTS - CHASE RENEE STERLING IRA ALISON STERN FREDERICK P STERN AND LOIS B FELDM FREDERICK P STERN AND LOIS FELDMAN ILANA STERN JUDITH H STERN MARGARET B STERN MARY EVELYN YERBY STERN BERNARD STERN MD TTEE PATRICIA A STERN MGMT T PAUL G STERN MGMT TR STERN PROPERTIES L P SHIRLEY STERN STERN TRUST HARRIS JOHN -CLSG CHARLES M STERN TRUSTEE OF THE CHA

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M N P N N G G

612015-6 602761-0 605524-9 113297-0 125295-0 125296-8 122169-8 Claim ID 602775-0 652830-9 108591-3 106205-0 612221-3 612014-8 612176-4 605184-7 100080-2 620699-9 621292-1 607045-0 607044-2 606079-0 636937-5 100094-2 611096-7 602777-6 613563-3 119839-4 100658-4 651734-0 615587-1 637284-8 100795-5 650945-2 650946-0 119801-7 110276-1 110545-0 124187-7 101545-1 116478-3 650944-4 110546-9 616720-9 619862-7 101207-0 650966-5 109022-4 114174-0 615661-4 110421-7 110963-4 652743-4 630695-0 619878-3 112247-9 645116-0 638685-7

Reject Code M G G P G G P G M G P M G G G G M P P P N P M X N M P M P M G M P P P P N G G N G G G G G G G N P G

Confidential

SHERRI STEINHAUER TEP THE STEINHAUSER FAMILY TRUST WARRE SUSAN STEINHAUSER ALFRED P STEINKE KATHRYN C STEINKE KATHRYN C STEINKE LOUIS F STEINKE Claimant Name CHARLES & FAY STERN TTEES UOW O STERN, JACK - IRA ROLLOVER MICHAEL R STERNQUIST MARC A STERR MARK J & MARIANNE T STERR TEP JOSEPH STEUER JR REV TR TEP JAMIE STEUER REV TR INV AGY-TEP ELIZABETH F STEUPERT LIVING TRUST HEINEKAMP C STEVEN STEVEN RACINE LOOMIS SAYLES STEVENS C CRUT DAVIS SELECTED STEVENS FAM TR FBO ANDREW-CLSG STEVENS FAM TR FBO JS K -CLSG KAREN STEVENS FAMILY TRUST FBO SUZ GLENN A STEVENS III IRRA JAMES N STEVENS STEVENS JEAN ANNE TOA KAREN K STEVENS STEVENS LE PSDM RAYMOND L STEVENS RICHARD Y STEVENS STEVENS SEMINARY AGENCY ELIZABETH H STEVENS TR UOA PATSIE R STEVENS TTEE WALLACE STEVENS BASIL AND HELEN STEVENSON HELEN AND BASIL STEVENSON HENRIETTA STEVENSON ARTHUR G STEVENSON IRA #1 ARTHUR G STEVENSON IRA #2 BEATRICE E STEVENSON IRA WILLIAM G STEVENSON IRA THOMAS B STEVENSON JR KATHARINE STEVENSON ARTHUR G STEVENSON TRUST #1 STEWARD JERRY H QTIP MARITAL RODERICK STEWART & JEAN STEWART CHARLES F STEWART D ROBIN STEWART DOROTHY J STEWART ESTATE ARLO H STEWART GEORGE STEWART FAM TRUST 1999 STEWART HOLDINGS TRUST 1999 STEWART HOLDINGS TRUST STEWART HOME SCHOOL IRA DEBORAH L STEWART JEAN STEWART IRA WILBUR STEWART IRA HENRY C STEWART IRRA MR ANTHONY A STEWART IRRA

G G G X M N M Reject Code G M N G G G P G N P P P P P G N P P G N G P P G N P P M P G M X G P G P P N P N P P M P M G P G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108258-2 GARY A STERN TTEE Claim ID 110503-5 647504-3 121969-3 110422-5 102473-6 108588-3 619843-0 108023-7 635302-9 126646-2 633296-0 652744-2 622984-0 622986-7 622989-1 125019-1 604958-3 618836-2 618837-0 618838-9 618842-7 618843-5 111979-6 103494-4 636624-4 124584-8 635789-0 650951-7 636565-5 606471-0 636555-8 652773-6 609433-3 107187-4 613846-2 648581-2 614910-3 118822-4 118688-4 120362-2 125236-4 125234-8 125235-6 648134-5 633018-5 609917-3 609918-1 645622-7 620796-0 616129-4 616130-8 123009-3 Claim ID 126349-8 114458-8

Claimant Name MARILYN J STEWART MARTHA J STEWART PAUL STEWART JILL STEWART TR GARY K STEWART TRUST JACK C STEWART TRUST JEAN STEWART TRUST CHERISE STEWART TTEE RELLEN M STEWART TTEE TUWOUNA L STEWART FAITH STEWART-GORDON IRA-ROO AOC#1 STEWIRA STI CLASSIC CAP GROWTH VAR STI CLASSIC INFORMATION & TECHNO STI CLASSIC VANTAGE FUND GARY M STIBEL STICHTING MM WORLD EQUITY FUND MS STICHTING PENSIOENFONDS ABP STICHTING PENSIOENFONDS ABP STICHTING PENSIOENFONDS ABP STICHTING PENSIOENFONDS ABP STICHTING PENSIOENFONDS ABP PHYLLIS STICKNEY NATALIE STIEN IRA PATRICIA C STIER IRRA JACK STIEVELMAN IRA CAROLYN R STIGLER / NATIONAL ASSET STIKALL INVESTMENTS STILES FAMILY LP STILES MD IRA QUENTIN -IR DAVID STILES TTEE STILZ, JR. STINE LYNN B -DERNEST H STINES IRA STINSON GLENN E LAVINA TRS IMA WILLIAM J STINSON IRA STINSON L & G -REV TR IMA ELEANOR R STINSON TRUST WALTER W STINSON TRUST WILLIAM J STINSON CYNTHIA R STITES ROBERT C STITES ROBERT C STITES SUSAN STIX STMISS #1 STOBIE CREEK - KEY ASSET MGM STOBIE CREEK-DAVIS SEL ADVRS ALLAN B STOBIE JR & PATSY STOBIE J THE STOCKBACK FUND JOHN C STOCKDALE JOHN C & SUSAN B STOCKDALE JTWROS CHARLES W STOCKELL Claimant Name PATRICIA A STONEBERG MARY L STONER

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G

634633-2 123875-2 Claim ID 611223-4 611228-5 124270-9 606758-1 609192-0 124261-0 617349-7 617273-3 123965-1 638239-8 642634-4 123253-3 104230-0 102572-4 103673-4 606871-5 606870-7 121233-8 635820-9 114718-8 126389-7 124025-0 106467-3 605519-2 605518-4 605293-2 605517-6 122956-7 613027-5 602778-4 602779-2 122149-3 116509-7 624325-8 624323-1 626081-0 644657-4 624324-0 638506-0 632506-8 648254-6 619907-0 105324-8 644968-9 606534-1 623510-7 102162-1 113520-1 104386-2 122587-1 602780-6 630808-2 Claim ID 620799-5 620800-2

Reject Code G G N N P X G G G M P M P P G G W W W W M M P G P G G P P P P M P G P P P P P M N N N M P G P G G G G M Reject Code M G

Confidential

ROBERT D STEWART IRRA JAMES P STEWART Claimant Name STOCKER BETH K REV TR AG-TOA STOCKER FOUNDATION CUST GERALD L STOCKER IRA STOCKER KURT PAUL -IR STOCKER TRUST TIC K & K -P LEONORD JR S STOCKERT BARBARA STOCKMEYER ESTATE TRUST C BOYD STOCKMEYER RESIDUARY CARLTON STOCKTON WARREN R STOCKTON IRRA LEE E STOCKTON PAMELA D STOCKTON SUE STOCKTON KEITH STODDARD SEAN L STODDARD STOELTING IRA C C -IR-CLSG STOELTING IRA CURTIS W -CLSG JANET E STOFFER CHARLES B STOHR TTEE JOAN N STOKES JOSEPH M STOKES LINWOOD L STOKES WILLIAM P STOKES STOLLER CHILDREN'S TRUST STEVEN STOLLER IRR TR KARIN STOLLE KARIN STOLLER IRREVOCABLE TRUST DT STEVEN STOLLER PHILIP E STOLP TRUST STOLPER GWTH AC MICHAEL & BEVERLY STOLTZ JTWROS WENDY BETH STOLTZ PETER STOLZ RICHARD H STOLZ DAVID S STONE & CYNTHIA K STONE JT ALFRED DOUGLAS STONE & MARY WILLIAM S STONE AGENCY CHERYL STONE DAVID S STONE MR GEORGE STONE DCSD STONE FAMILY FOUNDATION GRETCHEN STONE DEBRA A STONE INDIVIDUAL WILLIAM G STONE IRA JEAN F STONE IRRA STONE M D IRA ELIZABETH -IR MARION R STONE WILLIAM G STONE PC RUTH M STONE BETTY L STONE TRUST WILLIAM B STONE TRUST NORMAN C & NORAH S STONE TTEES TR U/W CHARLES H STONE-TR A Claimant Name KATHLEEN A STRASSLER TR UOW G STRASSLER FBO DAVID STRAS

G P Reject Code P P M P P N N N G G G M M N P P P M G G M M P P P P P P G G G G G P P G G P P G G G G M G P P G P G P G Reject Code P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 108873-4 646750-4 126850-3 126852-0 637789-0 103163-5 122947-8 108468-2 634041-5 621012-0 624326-6 105368-0 105383-3 627146-4 627147-2 650844-8 650965-7 650843-0 114071-0 606235-0 608322-6 108076-8 608521-0 120487-4 124439-6 101801-9 112357-2 101299-1 627101-4 102320-9 603077-7 603894-8 604935-4 604984-2 605001-8 605002-6 400140-0 400141-9 400139-7 104016-2 107515-2 105135-0 117363-4 119732-0 123654-7 608972-0 610854-7 619294-7 620798-7 620801-0 Claim ID 618634-3 123190-1 112071-9 609490-2 643815-6 640487-1 126505-9

STONERIDGE EQUITY FUND THOMAS L STONEROOK SEP STONESETTERS LOCAL 84 ANNUITY FUN STONESETTERS LOCAL 84 PENSION FUN RICHARD A STONGER IRA JULIUS STONITSCH IRA JEAN T STOOPS WILLIAM I STOPPERAN IRA STOREBRAND KAPITALFORVALTNING ASA STOREHOUSE PENSION INVESTMENT FUN MARGARET B STORER REVOCABLE TRUST FBO FRANCES STOREY FRANCES E STOREY KENNETH STOREY REV TR PCIAA-ADV RE STOREY TR PCIAA-ADVISORY RESEARCH RUTH STORIE RUTH STORIE THOMAS STORIE SUSAN L STORK IRA STORMS IRA R LAWRENCE-CLSG STORMS TRUSTEE R L -CLSG SANDRA G STORMZAND TRUST STORR FAMILY TRUST -D- -P DONALD A STOUT IRA #1 SARAH S STOUT MARK L STOVAK RONALD M STOVALL IRA JOHN W STOVER WILLIAM R STOVER MARITAL TRUST DONALD A STOW STR TRADING PARTNERS LLC STR TRADING PARTNERS LLC STR TRADING PARTNERS LLC STR TRADING PARTNERS LLC STR TRADING PARTNERS LLC STR TRADING PARTNERS LLC ERNEST STRAHAN ERNEST STRAHAN JUNE STRAHAN STEPHEN H STRAHL 1 EVELYN STRAHL REV INTER VIVOS TR 1 DONNA STRAIN IRA DOROTHY C STRAMLER ROSEMARY STRAMMIELLO OSCAR E STRAND IRA STRANG JR TRUST CHARLES D-DSTRANGE DON E TRUST A TOA LAURA J STRASBURGER ARTHUR M STRASSLER COLL ACCT STRASSLER FAMILY TRUST UOA D 1 10 Claimant Name THE STRIDE RITE CORPORATION MASTER L D STRIETELMEIER HARLAN D STRIFF #1 STRIGLOS TR PATRICIA M -CLSG ALGIS STRIKAS AND VIOLETA STRIKAS WAYNE B STRINGER & KATHERINE E STR CLAUDE A STRINGER

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M G G G G X N N P P P P P G G P P P P P P P P N M P P G M G G G P G G G G G G P N P P N P P P P P P

652818-0 120674-5 625391-1 620328-0 625368-7 625372-5 625367-9 622474-1 121189-7 645490-9 119934-0 615282-1 607789-7 607788-9 612299-0 652349-8 109452-1 104031-6 634278-7 633408-3 121501-9 642715-4 123736-5 624725-3 123729-2 118375-3 624728-8 624729-6 107721-0 602782-2 110500-0 102547-3 109094-1 117595-5 643937-3 633500-4 103794-3 110539-6 118631-0 108556-5 110665-1 112086-7 112087-5 112683-0 119648-0 630847-3 615524-3 100185-0 123595-8 609638-7 Claim ID 102905-3 635539-0 639823-5 123536-2 101088-3 113333-0 101477-3

Reject Code G N X P G M M

Confidential

STRASSNER, BERNARD LIV TR JENNIFER U STRASZEWSKI STRATEGIC ALLOCATION CONSERVATIVE STRATEGIC INDUSTRIES - OPPENHEIME STRATEGIC PARTNERS MUTUAL FUNDS I STRATEGIC PARTNERS MUTUAL FUNDS I STRATEGIC PARTNERS STYLE SPECIFIC UBS-FTC - STRATEGIC VALUE PORTFOLI BARBARA L STRATEMEYER IRA DR THOMAS P STRATFORD & MRS JANE H STRATHCLYDE PEN FD STRATHCLYDE PENSION FUND TNT-LDN-GCC03- STRATHCLYDE TNT-LDN-GCC01- STRATHCLYDE-SL STRATTEC SECURITY CORP SUPP RET P FRANK T & GEORGIA J STRATTON SYLVIA H STRATTON IRA DANA STRATTON SR TR STRAUB FOUNDATION INVESTMENT MGT ROGER STRAUCH & JULIE KEVIN R STRAUCH KRISTIN J STRAUCH OR HER J STRAUCH LYNN STRAUS AND FRANCIS H STRAUS II REV TRUST UOA MOSHAEL J STRAUS NINA STRAUS HELEN LORNA PUTTKAMMER STRAUS REV HELEN E STRAUS REVOCABLE TRUST UOA STEPHEN STRAUS ADRIENNE STRAUS TOD SHARON K STRAUSBAUGH HERMAN L STRAUSS IRA ILONA R STRAUSS IRA JOAN S STRAUSS IRA FBO ROBERT L STRAWN BG: STREAM INV INC PHYLLIS A STRECKER JUDY D STREETER IRA FRANK W STREHLITZ IRA JOSEPH STREICH IRA JOSEPH L STREICH FBO JERRY STREIM DEBORAH STREIM TRUST ROBERT STREIM TTEE MARILYN STREIT IRA IM D L TRACHTENBERG & R STRELITZ HELEN STRENGLIS TRUST ESTATE JAMES S STRICKLAND RAYMOND STRICKLEN IRA STRICKLIN GERALD R -CLSG Claimant Name THE STULBARG FAMILY TRUST MICHAEL V STULBERG MD INC PROFIT S LAWRENCE B STUMB IRA SUSAN V STUNTEBECK SUSAN J STUPER EDELTRAUD B STUPPERT LAURENCE J STUPPY II

M N G G G P G G X G P P P P G P G P G P M P G P P N P P N G N P X G P P N P G G G M M M G G P G G P Reject Code G G G X G M N

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 126504-0 640171-6 100854-4 647962-6 110325-3 113016-1 648309-7 100160-4 111965-6 625244-3 615310-0 616240-1 616093-0 638580-0 117530-0 638606-7 118894-1 107733-3 115331-5 652657-8 112545-1 614732-1 100350-0 615032-2 615034-9 117471-1 124306-3 650968-1 109584-6 120901-9 126416-8 102987-8 104391-9 649324-6 608074-0 608075-8 109873-0 602784-9 602783-0 648425-5 650774-3 640775-7 623146-2 103660-2 107257-9 Claim ID 609147-4 609146-6 634422-4 609221-7 644733-3 114588-6 121808-5 634178-0 112489-7 634199-3 108907-2 106156-9

CLAUDE A STRINGER IRA CLAUDE A STRINGER JR IRA HERBERT STROBING DR CHARLES STROH & VIRGINIA STROH ELEANORE V STROH REVOC TR LINDA R STROHECKER IRA GARY A STROMBERG & ANGELA STROMBER MARK A STROMSWOLD NEIL STRONACH IRA STRONG ADVISOR US VALUE FUND DEREK STRONG AGY PSD STRONG CAPITAL MANAGEMENT INC STRONG EQUITY FUND CATHERINE M STRONG IRA FRANK P STRONG JR IRA MICHAEL H STRONG STROOCK STROOCK & LAVAN LLP ELSIE W STROTHER RALPH E STROTHER IRA STROWD MARY S STROXTILE IRA STRUBLE THOMAS & JERROLDINE TR-IM WAYNE E STRUCHTEMEYER #1 STRUCTURAL IRON WORKERS PENSION T STRUCTURAL IRON WORKERS-BEAR STE ERNEST A STRUM KATHLEEN STRUNK CYNTHIA STRUTHERS ROSE STRUZZI TR JAMES H STRYKER IRA PATRICIA J STRYZEK CAROLYN G STUART #1 CAROLYN G STUART #2 STUART CRUT STUART FDN - RUS 1000 GROWTH STUART FDN - RUS 1000 VALUE JAMES C STUART DAVID A & DANUTA G STUART JTWROS JONATHAN & HELENA STUART JTWROS ROBERT W STUBBLEFIELD RRA ROBERT STUBBS JAMES STUDER SOUND CONSULTS CARRE L FBO M P STUDSTILL GSTSTA DEBORAH H STUEDEMANN IRA STULBARG FAMILY TRUST Claimant Name SULLIVAN MARNA JEAN-REV TRUST SULLIVAN MATTHEW T -REV TR DNGKE PSP FBO ROBERT J SULLIVAN SULLIVAN REV TR IMA BETTY-CLSG DANIEL J SULLIVAN SR IRRA SUE A SULLIVAN ELIZABETH A SULLIVAN TRUST M J SULLIVAN WALL INV MGMT ACCT-EQ DEUTA SULPRIZIO & ED SULTAN TTE FLEET PRECIOUS MET P LETA M SUMMANN FRANCES E SUMMERS IRA

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M G N G N P P P P P P G G G G G G G P M N P P G P G P P X M N G G G P P N G G M G G P P M

101375-0 120347-9 641244-0 100575-8 630166-5 651803-6 625754-2 615461-1 615460-3 611544-6 623201-9 623246-9 620803-7 608573-3 118219-6 101616-4 602789-0 124139-7 400020-0 103068-0 620752-9 121776-3 618839-7 118250-1 620804-5 634175-6 642919-0 122305-4 613016-0 609032-0 619756-6 619755-8 120006-2 610945-4 122304-6 646696-6 645511-5 121568-0 602790-3 602791-1 113868-5 601233-7 109575-7 111005-5 609145-8 Claim ID 620935-1 119515-8 119516-6 608534-2 615281-3 621003-1 117511-4 610513-0 121736-4 122242-2 608224-6 112367-0

Reject Code P P W P M G P G G G M M

Confidential

LAURENCE STUPPY LAWRENCE J STURCKEN TALIVALDIS STURIS TTEE JERALD I STURM SR IRR TUA P STURTEVANT UNITRUST STUYVESANT TRADING GROUP STYLE SEL MID-CAP GRTH-SAAMCO SUB RAD P S & PEN - KINNEY BERKEL SUB RAD P S & PEN - MOLDE BERKELE SUBLIMITY INSURANCE COMPANY INST SUBURB HOSP RET ARMSTRONG SHAW SUBURBAN HOSP MED INS TR SUBURBAN PROPANE DAVIS SELECTED SUCEC TRUST JEFF -P ALAN E SUCHER WILLIAM L SUCHNER JAN E SUCIC DELIA L SUDBURY SUBRAHMANYAM SUDHAKAR HELEN V SUDOL IRA SUE SCHUELER REVOCABLE TRUST LLOYD SUEDA SUFFOLK COUNTY COUNCIL PENSION FU SUFFOLK UROLOGY ASSOC PC & RET TR TRUST UOW O ALDEN SULGER JR J SULLIVAN & M WALL TTEE INV MGT A CAREN C SULLIVAN COLLEEN SULLIVAN SULLIVAN DR IMA SULLIVAN FAITH & TIM LIV TR FSB NY SUCC TT SULLIVAN FOUNDATION FSB-NY IRA CUST THOMAS J SULLIVAN GLEN R SULLIVAN HAWKINS ELSIE FBO M E SULLIVAN COLLEEN SULLIVAN IRA DAVID T SULLIVAN IRA MR DONNELL R SULLIVAN IRA JANELLE SULLIVAN CATHERINE R & DANIEL B SULLIVAN JR MR ROBERT J SULLIVAN JR A MICHAEL SULLIVAN JR TR 2 KATHERINE SULLIVAN LAWRENCE F SULLIVAN MARCIA L SULLIVAN SULLIVAN MARK-REV TRUST Claimant Name SUPERIOR OFFICERS COUNCIL TR FD A SUPERIOR PHOTO SERVICE #1 SUPERIOR PHOTO SERVICE #2 SUPPA IMA RAYMOND J -CLSG SUPREME COUNCIL FOR ECONOMIC SUPREME COUNCIL FOR ECONOMIC AFFA ANNABETH T SURBAUGH SURDNA-NTGI EQTY IND FD -SL LAURI L SUROWIAK LAURI L SUROWIAK SURS - NTGI EQUITY -SL GEETA SURY

N P G N G G G M M P G G G P M G P N G N P N N M P G G P P P P P M P G G G M P G M G G M P Reject Code G G P G M G G P M G P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633312-5 102676-3 102677-1 651479-0 105614-0 648007-1 610177-1 616040-9 615482-4 610178-0 610175-5 610176-3 615458-1 610179-8 616041-7 611423-7 107000-2 602786-5 621820-2 621821-0 621822-9 621339-1 621340-5 621341-3 623398-8 117171-2 625746-1 625744-5 625742-9 111070-5 113364-0 113365-9 607222-4 606998-3 607223-2 107999-9 123550-8 124395-0 103973-3 619615-2 Claim ID 650373-0 650376-4 650377-2 650378-0 650379-9 650380-2 650382-9 650383-7 650384-5 650385-3 650386-1 650387-0 650388-8 650391-8 650392-6 650393-4 650394-2

D KAYE SUMMERS IRA-ROO JOYCE A SUMMERS JOYCE A SUMMERS KEVIN SUMMERS ROBERT K SUMMERS ELVERA E SUMMERS TTEE SUMMIT BALANCED INDEX FUND SUMMIT BALANCED INDEX FUND SUMMIT BALANCED INDEX PORTFOL SUMMIT BALANCED INDEX PT-SL SUMMIT S&P 500 INDEX FD SUMMIT S&P 500 INDEX PORTSL SUMMIT S&P 500 INDEX PORTFOLIO SUMMIT TOTAL SOCIAL IMPAC SUMMIT TOTAL SOCIAL IMPACT FUND SUMTER ELECTRIC COOP-CS MCKEE ANTONIO M SUN 1 SUN INVESTMENT ASSOCIATES COF PIN SUN LIFE PENSIONS MAN LTD CC 01 0 SUN LIFE PENSIONS MAN LTD CC 01 0 SUN LIFE PENSIONS MAN LTD CC 01 0 SUN LIFE PENSIONS MANAGEMENT LTD SUN LIFE PENSIONS MANAGEMENT LTD SUN LIFE PENSIONS MANAGEMENT LTD SUN LIFE'S BALANCED VALUE FD US E SEN SUN SUNAM SR TR GRTH OPPORTUNITIES SUNAM SRS TR GOLDMAN SACHS RES SUNAMER SER TR EQUITY INCOME LEONARD R SUNDELL EVELYN A SUNDERLAND IRA HOYT W SUNDERLAND IRA SUNDMACHER EXEMPT TR H C-CLSG SUNDMACHER IRA MARJORIE M -IR SUNDMACHER PRIMARY TR H-CLSG WESLEY B SUNDQUIST IRA FRANK D SUNDSTROM SAWAKO Y SUNDSTROM IRA THE SUNNY BROWN FOUNDATION SUNOCO R1000 ALPHA TILTS R S Claimant Name SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP

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126163-0 650408-6 650409-4 650411-6 650412-4 650413-2 650414-0 650415-9 650416-7 650417-5 650419-1 650420-5 650421-3 650424-8 650425-6 650426-4 650427-2 650428-0 650406-0 650407-8 650349-7 650350-0 650351-9 650352-7 650353-5 650357-8 650358-6 650359-4 650360-8 650361-6 650363-2 650364-0 650365-9 650366-7 650367-5 650368-3 650369-1 650370-5 650371-3 650372-1 Claim ID 621502-5 107657-4 637651-7 126473-7 639830-8 120658-3 651575-4 615050-0 652626-8 400031-5 609559-3 125431-6 119627-8 652774-4 119090-3 610833-4 121202-8

Reject Code G G G G G G P G G G G P G G P P G

Confidential

CAROLINE SUSEL SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA CAPITAL GROUP SUSQUEHANNA FINANCIAL GROUP SUSQUEHANNA FINANCIAL GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP Claimant Name SVENSKA HANDELSBKN HBII FRANKLIN ROSE M SVOBODA REV TR SVS ASSET MANAGEMENT LLC S. VAL S SW COFONDS SW LOUISIANA LLC PSP & TRUST SW VERMONT HEALTH CARE CORP MICHAEL R SWAFFORD IRA SWAIM-GAUSE-RUCKER FOUNDATION UOW SWAIN DONNA ANN SWAIN SWAIN ELIZABETH B MILLER -DJOANN F SWAIN KIMBERLY F SWAIN SWAINBEN THOMAS SWALES SWALLEN CJ & G MSNARY ED SCH FD DONNA L SWAN IRA

G G G P P P G G G G P G P P G G G P G W P P G G G G P G G P G G G G G G P G G G Reject Code P N G N P G G G M G P N M M G P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 650395-0 650398-5 650399-3 650400-0 650401-9 650402-7 650403-5 650342-0 650343-8 650346-2 644855-0 619415-0 120731-8 120647-8 116301-9 623193-4 101442-0 638061-1 100662-2 124876-6 108101-2 123849-3 652514-8 116394-9 113581-3 111728-9 602787-3 602788-1 100165-5 100263-5 126217-3 634446-1 622095-9 622096-7 621408-8 Claim ID 606501-5 636739-9 100765-3 602792-0 121761-5 636471-3 608115-0 608070-7 620806-1 621503-3 620629-8 110195-1 612076-8 102916-9 116242-0 615798-0 120481-5 627004-2 124080-3 103286-0 602793-8 643450-9

SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA INVESTMENT GROUP SUSQUEHANNA SECURITIES SUSQUEHANNA SECURITIES SUSQUEHANNA SECURITIES JANET S SUSSENBACH PHYLLIS L SUSSER IRA-CLOSING ALFRED G SUSSLIN BEVERLY D SUSSLIN DERBY J SUSSMAN #2 SUSSMAN HENRYETTA M SUCC-TA 644 ADRIENNE SUTERA TRUST TRAVIS L SUTHERLAND AND JAMES M SUTHERLAND TR GEORGE F SUTHERLAND TRUST JAMES M SUTHERLAND TRUST EST ROSS G SUTHERLIN IRA JOSEPH SUTTER GRANDCHILDRENS TR- C JOSEPH C SUTTER GRDCDR TR EST JACQUELINE Y SUTTON ROGER J SUTTON IRA PAUL SUTTON SOLOMON S SUTTON AKIRA SUWABE IRA #1 AKIRA SUWABE IRA #2 DOROTHY SUZUKI STANLEY S SUZUKI IRRA RBSI TST SVCS GSY RE ABERDEEN ABER RBSI TST SVCS GSY RE ABERDEEN ABER SVENSKA HANDELSBANKEN SA SELCTN F Claimant Name SWINGLE IRA JOHN -CLSG MARVIN N SWINK IRRA SWINSON ENTERPRISES SWIRE CORP JEAN L SWISHER #1 DEAN OLIVER SWISHER SWISHER INT'L - IRIDIAN SWISHER INT'L-ALLIANCE BERNS SWISS RE DC - GROWTH FUND OF AMER SWISS RE GRP U S EMP SUPPL PENSIO SWISS RE US GRP EMPLOY PEN PLAN SWISSCANTO ASSET MANAGEMENT LTD DANIEL & MARY ANN SWITZER TEP AGY JOSEPH J SWITZKY VERLEY E SWYGERT JR IRA SYAGE-WHITTING MADAN G SYAL & SYCAMORE VENTURE PARTNERS LP AGEN JAINULLABDIN SYED ELLEN R SYKES JOHN SYKES JON B SYKES TTEE

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G G G G G G G G G G G P P G G P M G G G G M M G P P G G M M P G M M G

609548-8 605017-4 636143-9 114247-0 103299-2 116683-2 111954-0 634310-4 119221-3 612991-9 613092-5 634008-3 104705-1 100091-8 607095-7 612140-3 637647-9 627136-7 607127-9 115879-1 619477-0 619646-2 619478-8 619645-4 104020-0 104068-5 115510-5 624743-1 621784-2 122904-4 651145-7 651146-5 121179-0 615760-2 110327-0 Claim ID 619855-4 125086-8 124467-1 108984-6 124203-2 627884-1 623441-0 110147-1 120923-0 648218-0 113749-2 113750-6 113313-6 610924-1 611472-5 634148-9 651804-4 651805-2 651806-0 651807-9 651808-7 651809-5

Reject Code P M G G P G P G G G G G P N G P M P N N G G

Confidential

SWANGO TR MONDA DEC'D -CLSG CITY & COUNTY OF SWANSEA PENSION F NED P SWANSON AND JEANE A SWANSON ANDREW B SWANSON IRA LAUREN A SWANSON LAUREN A SWANSON MARY SWANSON TRUST WILLIAM A SWARTMAN ROO IRA - INV M AMIEL J SWARTZ TTEE SWEATT CHARLES B JR-AGENCY SARAH W SWEATT REV TRUST SWEDBANK ROBUR AB HUGH A SWEENEY BARBARA J SWEENEY IRA SWEENEY IRA WILLIAM F -CLSG SHELDON SWEET AGY HIGH DIV SWEET CANDY COMPANY PSP & TRUST DWIGHT A & RUTH LOUISE SWEET SWEET IRA #1 PHILIP -IR-CLSG MARILYN J SWESKY SWIB FIXED R S #1 CLOSED SWIB FIXED SMALL CAP DOM R S SWIB USEQ R S #2 CLOSED SWIB VARIABLE SMALL CAP DOM R S WILLIAM R SWICEGOOD IRA #1 WILLIAM R SWICEGOOD IRA #2 ALMA SWIDER JOHN J SWIENCKOWSKI IRA ROLLOVER SWIF-VALLEY FORGE #1 FRANCIS E SWIFT JR SWIFTCURRENT OFFSHORE LTD SWIFTCURRENT PARTNERS LP ROBERT S SWIKART IRA SWINDELLS S H - INVESCO MADELINE M SWINDEN Claimant Name MIRIAN H TADDEI DANETTE R TADLOCK CYNTHIA A TAFOYA DORIS R TAFT BEVERLY H TAFT IRA THE TAFT SCHOOL CORPORATION TAFT SECURITIES LLC GARY F TAFT TRUST FRANK M TAFURO MOLLY TAG DIANNA M TAGGART IRA SAMUEL M TAGGART IRA JAMES A TAGGART TAGGART LINDA R MOAG TAGGART WINIFRED R TOW GEORGE TAHARA RLT DTD 12 7 89 - IN TAHOE TRADING TAHOE TRADING TAHOE TRADING TAHOE TRADING TAHOE TRADING TAHOE TRADING

P G G P G M M G X P P W N N P P G P P M G G G G P G X P P N G G M P G Reject Code P P M X M M G G M G G P N G P G M M G M M M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 118976-0 118238-2 116537-2 637587-1 616094-8 118533-0 648745-9 620032-0 119176-4 624328-2 616476-5 119815-7 636614-7 119880-7 106725-7 106641-2 124384-5 602794-6 100708-4 619410-9 616197-9 621867-9 612722-3 622425-3 120763-6 611187-4 611186-6 125479-0 125480-4 125478-2 Claim ID 632973-0 632974-8 632972-1 651201-1 651188-0 607179-1 623150-0 112370-0 640808-7 634390-2 634191-8 611077-0 652852-0 117844-0 108244-2 124452-3 636309-1 119257-4 120835-7 613779-2 613473-4 110002-5 616980-5 113849-9 616171-5 652561-0 645217-5

FBO SYKORA LIVING TR JACQUELINE SYLVAIN JANE E SYLVESTER DAVID C SYLVESTER TTEE SYM SELECT GROWTH FUND ADELINE D SYMANSKI IRA DR CHARLES W SYMANSKI IRA SYMAX LARGE CAP FUND L P-INV ADVSYMAX LARGE CAP FUND LP ANN H SYMINGTON 1996 TR RUANE FUND SYSCO CORP RETIREMENT PLAN- ALLIA LOIS J SYWULKA GARY SZAFRANSKI IRA CHARMAINE L SZANYI HRUSCH DAVID F SZCZUBLEWSKI IRA SHERYL A SZCZUBLEWSKI IRA DEBORAH SZCZUR IVAN M SZEFTEL EDWARD A SZLAMCZYNSKI IRA MATTHEW J & KYLE M SZULIK T PUBLIC SCHOOL RET- CONNING ASSE T ROWE PRICE T T X - ICAP DB TA MURIEL ROESSEL PLEDGED - 1838 TABIN MARITAL TRUST TABLER NORMAN G JR #2 IRAT TABLER NORMAN G JR IRAT TACONIC CAPITAL PARTNERS II LP TACONIC CAPITAL PARTNERS LP TACONIC OFFSHORE FUND LTD Claimant Name TAMAFIR TAMAGEN TAMAPOL JOANN TAMBAKIS JOHN TAMBAKIS TAMBORELLO DD JAMES A IR -CLSG CITY OF TAMPA INSTINET CUST KWAN K TAN CYNTHIA TANACEA TANAKA R T PST CATHERINE A TANAKA TTEE INV MGMT-E TANDROW LIVING TRUST AGTR TANENBAUM, MILLICENT SHENG YING TANG AND RITA L TANG SHENG YING TANG SHENGYING TANG TTEE NANCY K TANGALAKIS FAM MICHEL TANGUAY IRA TANIMURA R INH IRA FBO TANIMURA F TANIMURA ROBERT TTEE IMA STEVEN S TANIS TANITA IR PRSNT INT BRK MELANIE J TANJI STEVEN P & SUZANNE R TANKE TANKER WILLIAM L TANKERSLEY III IRRA

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N M M G G P M G M P G P G M G G P P P G P P G P X P P P P P

650685-2 650686-0 650689-5 121635-0 121634-1 623511-5 652782-5 108709-6 635887-0 105476-7 105474-0 101374-2 106765-6 108236-1 602799-7 122319-4 122320-8 122317-8 122318-6 105055-9 652718-3 111531-6 110528-0 111633-9 124453-1 605143-0 112691-1 645155-1 121636-8 120329-0 Claim ID 602803-9 106508-4 126147-9 607927-0 117482-7 635700-8 611608-6 111900-1 120470-0 607495-2 639354-3 609641-7 652415-0 652416-8 106274-3 122950-8 602796-2 615887-0 605218-5 602798-9 602795-4 605476-5 606199-0 608643-8 619684-5 652719-1 624342-8

Reject Code G G G N N G G G P G G P M M N G M G P G G N P M G M M

Confidential

TAHOE TRADING LLC TAHOE TRADING LLC TAHOE TRADING LLC TAILS IRREV TR TAILS IRREVOC TR TAIR LIMITED TAIX YUKIO S TAKARA IRA GOODWIN M & CAROL K TAKASHIMA ESTATE MARY TAKEMURA IRA HENRY S TAKEMURA IRA TAKSAE FAMILY TRUST 1 NATALIE TAKSAR NATALIE TAKSAR TRUST TALAMAS PROPERTIES LTD THOMAS S TALAMO #1 THOMAS S TALAMO IRA #2 THOMAS S TALAMO THOMAS S TALAMO ALVIN TALBOT IRA TALBOTT CHERRY TALBOTT GST TR GRAHAM M TALBOTT IRA ALEXANDRA S TALBOTT TRUST BERTRAM TALLAMY DONALD TALLERMAN AND JUDITH TALLER RICHARD E TALLMAN & ELIZABETH B TALLMAN TALLY E IRREVOCABLE TR TALLY IRREV TR #3 Claimant Name SCOTT A TARTER GENE M TASAKA IRA MICHAEL D TASCHNER IRA TATE & LYLE ARK ASSET MGMTSL RODGER L TATE IRA #2 JOHN S TATE TATE KERRY J MOAG WILLIAM R TATOMER JULIET TATSUMI TNT-LDN-TRD01-TDG- TAUBE HOBSON CHRYSTINE J TAUBER IRA TAUBER RICHARD AND IRMA -CLSG TR U/W J TAUBMAN FBO GEOFFREY TR U/W JOAN TAUBMAN FBO RENA PATRICIA L TAUPIER JAMES M TAUSCHER0 JAMES W TAVENER GST TAVITA A BASTIAN RESIDUARY TRUST HARRY A TAWIL ABE & ROCHELLE TAWIL JTWROS ABE H & ROCHELLE TAWIL JTWROS ROCHELLE TAWIL TAX IRA GERALD J -CLSG TAX TRUST GERALD J -CLSG TAX-MANAGED GROWTH PORTFOLIO TAYLOR DAVID E TAYLOR #460017836511

G G P M N P P M M P P N N M G G G G P N M G P G G G G G M N Reject Code P P N P G G P P M P G P M M N M G G G G G G P P P M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 262 of 302 PageID #:54873

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 617740-9 624330-4 624329-0 114738-2 637243-0 116065-6 118204-8 104892-9 622613-2 624331-2 624332-0 633313-3 605098-0 108243-4 105450-3 625334-2 625335-0 625377-6 635970-1 118290-0 107938-7 652910-0 113655-0 113983-5 602804-7 Claim ID 633314-1 125929-6 606993-2 607159-7 645477-1 609564-0 103149-0 107174-2 624341-0 100589-8 624343-6 121359-8 606163-0 118402-4 102558-9 624347-9 624334-7 624333-9 624337-1 123317-3 107797-0 609500-3 626483-2 123316-5 652625-0 652562-8 116390-6 622092-4 610282-4 615513-8 628072-2 628082-0

R TANNAHILL FDN TR IRIDIAN MARK D TANNER & JANNA L LOWER JTWR ERIC N TANNER VIRGINIA TANNER IRA MR G H TANNER NIZAR TANNIR SUMNER A TANSON MPPP ARTHUR J TANSOR TRUST TAP VALLEY FORGE DR MICHAEL L TAPPER MICHAEL L TAPPER M P P MICHAEL L TAPPER MD P S P CAROL TARABOUR NANCY L TARAILO MARCIA Z TARBELL THE TARGET PORTFOLIO TRUST LARGE THE TARGET PORTFOLIO TRUST LARGE # THE TARGET PORTFOLIO TRUST LARGE # MAURICE TARGOVE IRA LINDA R TARR ROBERT D TARR TARSHIS, ANDREW JAMES M TART IRA #1 JAMES M TART IRA #2 FRED B TARTER Claimant Name DONALD G TAYLOR IRA ROO STEPHEN H TAYLOR IRA TAYLOR IRA TERRENCE J -IR TAYLOR IRR GRCHLD WILLIAM-CLSG WINSTON DANNY TAYLOR IRRA TAYLOR JANE C CAMPBELL TAYLOR JR JUDITH B TAYLOR LINDA R TAYLOR MARILYN TAYLOR MRS MARGARET E TAYLOR OLIVIA S TAYLOR TAYLOR RESIDUARY WILLIAM J NFP CAROL S TAYLOR REV TR RYAN M TAYLOR SHIRLEY N TAYLOR TR FBO ABIGAIL TAYLOR TR FBO ALEXANDER TAYLOR TR FBO ELIZABETH TAYLOR JOHN R TAYLOR TR LEO E TAYLOR TRUST TAYLOR TRUST MAUREEN SULLIVAN RUTH TAYLOR TRUST VALERIE A TAYLOR TRUST TAYLORBN TAYLRIRA JAMES TAYS RBS TC-QUADRANT FUND N AMERICA ORD TCE - BARCLAY EQUITY #2 TCF CASH BALANCE TRUST-ALLIANCE TCSB PF CCK1-K TCSB PF CRK-K

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G P P X G M G G P P P P G M G M P P M P N M P G P

624340-1 607403-0 112153-7 624335-5 624344-4 624339-8 614466-7 606671-2 624338-0 624345-2 636595-7 636596-5 639875-8 101943-0 125708-0 125707-2 640963-6 624346-0 624336-3 637258-9 125932-6 107798-8 103231-3 118942-5 123303-3 Claim ID 633626-4 622704-0 622705-8 622573-0 622571-3 622720-1 125367-0 106967-5 122237-6 102866-9 613588-9 610484-3 613559-5 613558-7 617853-7 611387-7 605690-3 610220-4 620813-4 620814-2 620817-7 620812-6 620816-9 620815-0 615079-9 620811-8 611680-9 621508-4 633463-6 615305-4 122651-7 122650-9

Reject Code P M G P G G X N P N P M G G M P P P P P G P P P M M G M G G G G

Confidential

DR CHESTER W TAYLOR & MRS MARGARET TAYLOR ANDREA AMDAHL CAROLYN J TAYLOR DONALD G TAYLOR CP #460017836537 DONALD G TAYLOR DR CHESTER W TAYLOR TAYLOR EDWIN## TAYLOR ELIZABETH S-ETOAL BRUCE TAYLOR FAMILY TR DTD 7 29 81 LYNN TAYLOR FAMILY TR DTD 7 29 81 FBO GARY L TAYLOR FBO HENRY TAYLOR FBO MARILYN TAYLOR TAYLOR FOSTER INC HARVEY TAYLOR HARVEY H TAYLOR WILLIAM L TAYLOR II SHIRLEY TAYLOR INTANGIBLE ASSET MG DAVID E TAYLOR IRA E STEWART TAYLOR IRA JUDITH T TAYLOR IRA LEO E TAYLOR IRA MARY L TAYLOR IRA PAULETTE TAYLOR IRA JOHN R TAYLOR IRA RO Claimant Name TD SECURITIES USA LLC TD US EQ INS TD US EQ PEN TD US INDEX FUND-TDQC TD US QU EQ FD TEA ACHMEA VERZ HOLDING TEA IMPORTERS INC PENSION TR JOSEPH C TEACH IRA DIANNIA F TEAGUE NELSON S TEAGUE TEAM 830-MACKAY TEAM705 PEN-SIERRA PIONEER TEAMRIP-00-MC2 TEAMRIP-87-MC2 TEAMS 727 H W FD - WOOD ASSET TEAMSTERS #52 PENSION VICT PP TEAMSTERS #837 PEN ARK EQUITY TEAMSTERS 301 TNT TEAMSTERS 445 CONST DIV PEN FD TEAMSTERS 445 CONST DIV WEL FD TEAMSTERS 445 CONSTR DIV PENSION TEAMSTERS 445 FREIGHT DIV PEN FD TEAMSTERS 445 FREIGHT DIV WELFARE TEAMSTERS 445MVG & STG DIV PEN FD TEAMSTERS ALLIED PEN FUND DELAWAR TEAMSTERS LCL 445 CNST DIV ANTY F TEAMSTERS LOC 142 PEN - ALLIANCE TEAMSTERS LOC 27 PENS FD-SMITH BA TEAMSTERS LOCAL 641 PENSION FUND TEAMSTERS LOCAL 688 NEG PEN-INVES TEAMSTERS LOCAL 817 PENS FD TEAMSTERS LOCAL 817 WELFARE FD

P P X P P P P P P P P G M P N N G P P M M G N G G Reject Code G M P P P G G G P P G G G G G P G P G G G G G G G G G P G M G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 263 of 302 PageID #:54874

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 628074-9 628076-5 628071-4 628077-3 628084-6 628083-8 628075-7 628081-1 628079-0 628078-1 628073-0 628067-6 628070-6 619484-2 619483-4 623386-4 621749-4 622569-1 622572-1 607568-1 Claim ID 602808-0 612877-7 607941-5 607721-8 111713-0 110914-6 117508-4 117507-6 104574-1 618549-5 623393-7 651111-2 622581-0 123521-4 609519-4 607084-1 607874-5 100251-1 646296-0 103192-9 623891-2 106267-0 611133-5 115628-4 618738-2 113818-9 645581-6 115629-2 611447-4 640738-2 112193-6 618550-9 618552-5 618553-3 610913-6 610907-1 610949-7

TCSB PF GKS-K TCSB PF KKB-K TCSB PF KKS1-K TCSB PF NSK-K TCSB PF P2-K TCSB PF P3 P1-K TCSB PF RKS-K TCSB PF SGS-K TCSB PF TKD-K TCSB PF TSK-K TCSB PF ZKS TCSB PF4 TCSB YT-5246 TCW COLLEEN MCCARTHY PENNELL TCW JOHN P MCCARTHY TRUSTEE UA TD BALANCED GROWTH FUND TD BANK NATIONAL ASSOCIATION TD EM US TTL MT PFT TD GBL GR FD-TDAM TNT-LDN-TOR35- TD HUMAN RESOURC Claimant Name PETER TEITELBAUM TEKKI SHODAN LLC-CAP GUARD PLEDGE TEKTRONIX 401OKO STOCK IN-DV TELECOM EIREANN SUPERANNUATION FU ELEANOR TELEMAQUE KATHIE M TELFORD EDWARD H TELL IRA EDWARD H TELL IRA RO BARBARA TELLEFSEN TELLURIDE ASSOCIATION TELUS CORPORATION - GLOBAL EQUITY TELUS TLDF0022002 TELUS-CAP GUARD POOL STEVEN TEMKIN 1 TEMKIN D O TR ROBERT L TEMKIN IRA ROBERT L TEMPEL PEN TR-FOCUSED GRO THOMAS B TEMPERLEY EARL M TEMPEST IRRA JAMES J TEMPESTA TEMPLE - INLAND MASTER RETIREMENT ADRIANA TEMPLE TEMPLE BETH-EL ENDOWMENT MOAG KENNETH B TEMPLE DDS TEMPLE INLAND MASTER RETIREMENT T BOBBY L TEMPLE IRA DONALD F TEMPLE IRRA KENNETH B TEMPLE THE TEMPLE-NIAGRA CUST MR WILLIAM TEMPLETON IRA ABRAHAM TENG TRUST STATE OF TENNESSEE CONSOLIDATED STATE OF TENNESSEE CONSOLIDATED STATE OF TENNESSEE CONSOLIDATED DEBORAH THOMPSON TENNEY 6710 TOA TENNEY ASHLEY M REVOCABLE TOA TENNEY STUART REVOCABLE TOA

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G G G G G G G G G G G G G P P P P P P P

633464-4 613504-8 633465-2 621329-4 620347-7 106625-0 650824-3 102252-0 113850-2 121376-8 121377-6 602815-2 107374-5 615581-2 121199-4 620234-9 123675-0 111308-9 119659-6 111761-0 Claim ID 106617-0 104055-3 103005-1 107895-0 638652-0 119199-3 119486-0 108145-4 625459-4 640106-6 640592-4 625458-6 624626-5 103621-1 103029-9 102151-6 610950-0 602811-0 609375-2 602814-4 602806-3 109038-0 109039-9 626974-5 626972-9 627001-8 627002-6 627003-4 626973-7 634336-8 634335-0 109786-5 625163-3 621924-1 622563-2 611661-2 123608-3

Reject Code G G G P N M P G N P P G G G P P P P M G P M P M P G G P G G G G M P P P P

Confidential

TEAMSTERS LOCAL 863 PEN TEAMSTERS LOCAL UNION NO 429 TEAMSTERS LOCAL UNION NO 727 HEAL TEATHER AND GREENWOOD CLEARING AC TEATHER LIMITED UK RES CLIENTS JOSEPH A TEBOREK IRA TEBROC INVESTMENTS GLADYS M TECHMANSKI EVELYN Q TECSON TEDDY IRREV TR TEDDY IRREVOC TR TEDESCO INVESTMENT ASSOCIATES COF DAVID L TEDLOW & WILLIAM C TEDLUND TRUST UOA ROBERT H TEEL IRA TEGER N H ETAL TTEES NICOLE TR-CU BERNICE TEICHMAN CAROL M TEICHMAN TRUST SHEILA A TEICHMANN THOMAS TEIPEL REV TR Claimant Name RANDOLPH Q TERRELL IR TRUST SPENCER L TERRELL LILLIAN I TERRILL BRENDA TERRIZZI TRUST TERRY A DUNNING BRENITA TERRY BRENITA TERRY LARRY K TERRY IRA SUZANNE TERRY IRA JERRILYN BROWN TERRY IRRA RONALD L TERRY IRRA FELIX THEODORE TERRY JR IRA NORMAN L TERRY TRUST CAROLYN TERTELING LV TR RAY TERZYNSKI WALLACE L TESCH IRA TESNOW JAMES C TTEE AGENCY MOAG KARLA TESSLER TESSLER TRUST RUDOLPH -CLSG TESSLER-3 LLC DAMIAN R TESTA THEODORE L TETMAN THEODORE L TETMAN GLENN TETON TETON MARITAL A TRUST DATED 2 20 TETON MARITAL B TRUST DATED 2 20 TETON RESIDUARY TRUST A DTD 2 20 ROSALIND TETON TST DATED 06 01 199 GAIL TETON-LANDIS NICHOLAS W TEVES JR ROO IRA INV MG HELENE K TEVES ROO IRA INV MGMT TEWES FAMILY LTD PRTNRSHP I L MARION M TEWKSBURY -HEARTLAND TEX A & M-JENNISON TEX A& M -JENNISON TEXAS BUILDERS INSURANCE CO - PBI TEXAS FARM BUREAU

P P G G G G P P N N M G M P M P G P G N Reject Code P M G N M M M P P G G P G P P P P P G P P N M P P P P P P G G N G G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 264 of 302 PageID #:54875

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 123973-2 110048-3 602809-8 602810-1 605169-3 102995-9 635187-5 635185-9 125915-6 620818-5 601360-0 609841-0 613369-0 616399-8 111089-6 Claim ID 635746-6 602818-7 613451-3 613454-8 613453-0 613455-6 101169-3 104862-7 624350-9 652850-3 602817-9 605265-7 602816-0 633315-0 643926-8 120896-9 620136-9 120580-3 107386-9 643742-7 615562-6 609476-7 118341-9 116628-0 616628-8 111131-0 120110-7 104658-6 126854-6 634183-7 634307-4 634138-1 102088-9 119624-3 126216-5 115554-7 121093-9 638231-2 623105-5 103162-7 602820-9 606896-0

LAURA L TENNIS VIRGINIA TEPFER TERRY ALAN MD & SUSAN S TEPLITZ JT SUSAN TEPLITZ DR CLIFFORD M TEPPER & MRS CYNTHIA JOHN T TERANISHI AND SANSEI TR FBO KEITH K TERASAKI TAIJI PETER TERASAKI TTEE PAMELA M TEREN TERESI INVESTMENTS LTD DEBORAH B TERPSTRA TERRA FDN - CHARTWELL TERRA INDUSTRIES-INSTITUTIONAL CA TERRA INTERNATION INC RETIREMENT JOSEPH F TERRANOVA Claimant Name NICHOLAS J THANOS MD THADDEUS R & MADELINE THARNEY JTWR THARP R & M IMA THARP TAYLOR IMA THARP TRAVIS IMA THARP TUCKER IMA BEVERLY A THAU IRA CLEVELAND H THAYER IRA MS ANN THAYER THE DELPHI FUND DOUGLAS THEA JOEL THEA MICHAEL THEA MR ALBERT J THEBAULT - DECEASED FBO LINDA S THEDERS LINDA S THEDERS THEIBERT ETAL TTEES THEIBERT TR-I WALTER THEIN IRA RO ANN THELEN THEODORE DRUGAS IRA THEODORE H SCHONLAU MARITAL TR UO THEOSOPHICAL INVT TRUST -DCHARLES G THERKILDSEN & JOYCE THERKILDSEN IRA THERM O LINK EMPLOYEES RETIREMEN MARK THEROUX KAREN L THEYE IRA THIBAULT FAMILY REV TRUST THIBAULT FAMILY REV TRUST THIBAUT CHILDRENS TRUST PATRICIA ANN THIBAUT TRANS IRA PATRICIA ANN THIBAUT TRUST INV MGM FRANK A THIEL RICHARD A THIELEMAN IRA ROGER O THIELSEN ELEANOR M THIEN AND DORIS M THIES JOHN A THIES IRRA THILEM ARTHUR TTEE IM 292 292 EST JOHN L THILL THOMAS & SUSAN THILO FAM TR UAO 1 THINNES JR IRA FRANK A -IR

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M N G G G X G G N G G G G G X

619158-4 625526-4 124072-2 616365-3 616427-7 116596-8 116595-0 111088-8 619088-0 619089-8 629656-4 652591-1 652205-0 101596-6 624733-4 Claim ID 109506-4 125181-3 641843-0 122362-3 651730-7 602819-5 602821-7 611980-8 117958-6 624525-0 639831-6 102636-4 119769-0 649188-0 647546-9 610682-0 119004-0 643283-2 607068-0 117984-5 117516-5 117694-3 618311-5 630459-1 649577-0 649575-3 112811-6 112555-9 113259-8 106918-7 121673-2 122535-9 107504-7 610799-0 652336-6 107206-4 618093-0 639669-0 624351-7 113820-0 125054-0 107730-9

Reject Code G G G G G G N G P M P G P P P M P G Z G P M G P G X M M Z P P P G M M G P M P N G G

Confidential

TEXAS HOSPITAL ASSOCIATION DEFINE TEXAS METHODIST FOUNDATION TEXAS PERMANENT SCHOOL FUND TEXAS TOMORROW FUND - PUTNAM TEXAS TOMORROW FUND CHASE INVESTM ERS OF TEXASAVER 401K ERS OF TEXASAVER 457 TEXON USA INC PP TEXTRON MASTER TRUST #2 TEXTRON MASTER TRUST #3 TG INVESTMENT HOLDINGS LTD THACKER THAI FAMILY TR JAYESH N THAKKAR JOAN F THALHEIMER Claimant Name FBO JAMES THOBE HOWARD W THOELE IRA JAMES A THOLE & JANET M THOLE RODNEY G THOLE AND DONALD THOLE IRREVOCABLE TRUST ROBERT E THOLL THE ALEXANDER R THOLL TRUST J MYLREA FBO SCOTT THOM RICHARD J THOMANN IRA RICHARD L THOMAS #1 THOMAS & HARDY PROFIT SHARING WILKIN E THOMAS 2 DAVID W THOMAS AND MICHAEL THOMAS AND STONEHEDGE FARM BRUCE THOMAS THOMAS C & JANET M PAUL MOAG CATRINA D THOMAS THOMAS E CALLOW TTEE THOMAS ENIGMA TRUST -CLSG DAVID S THOMAS FAM TR HOLDGATE THOMAS FAM TRUST HOLDGATE THOMAS FAMILY TR THOMAS FAMILY TRUST FOCUS TUA LOIS H THOMAS FOR WILLIAM THOMAS HOSP BDF THOMAS HOSP PEN HUGH O THOMAS JAMES A THOMAS IRA JAMES B THOMAS IRA JAMES E THOMAS IRA MARGO THOMAS IRA REATHER M THOMAS IRA REX J THOMAS IRA THOMAS J ALUN MOAG THOMAS JEFFERSON UNIVERSITY EQ PP JUDITH E THOMAS FRED B THOMAS MAR TR ROR THOMAS N BRU IRRA NANCY B THOMAS RANDY THOMAS SCHOPMEYER M THOMAS SHIRLEY L THOMAS

G P G G M G G G P G G M P M M Reject Code G M G P P G P P P P G G M G G N P M P P M P P G P P G G G M G G P P M N P M P G P N

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 265 of 302 PageID #:54876

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 633437-7 633438-5 633439-3 633440-7 633441-5 103083-3 118625-6 118622-1 118623-0 112300-9 Claim ID 610936-5 612158-6 121664-3 104698-5 120697-4 610939-0 121223-0 624352-5 123793-4 652206-8 121134-0 618235-6 627038-7 610906-3 610953-5 610938-1 610916-0 627039-5 118701-5 111277-5 101150-2 112365-3 112369-6 634493-3 126734-5 118644-2 100757-2 632998-5 611157-2 650856-1 637180-9 112740-3 610954-3 610914-4 644226-9 117561-0 602823-3 106251-4 612529-8 101828-0 639588-0 652207-6 125045-0 639362-4 635442-4 102388-8 652660-8

THIRD POINT OFFSHORE LTD THIRD POINT PARTNERS LP THIRD POINT RESOURCES LP THIRD POINT RESOURCES LTD. THIRD POINT ULTRA LTD. FRANCIS C THISSEN JOAN M THISTLEWOOD #2 DONALD W THISTLEWOOD IRA J THISTLEWOOD RT #1 DOREEN P THO Claimant Name THOMPSON A WINTERER 13462-02 PATRICK & JANET THOMPSON AGY-TEP EVELYN M THOMPSON AND JAMES THOMPSON AND JAMES F THOMPSON AND THOMPSON C M THOMPSON 13462-06 CATHERINE R THOMPSON CHARLOTTE B THOMPSON CRAIG M THOMPSON H & G THOMPSON DECEDENT'S TR DONALD R THOMPSON THOMPSON FAMILY FDN MARTIN THOMPSON FAMILY SUB TRUST II THOMPSON H LAWRENCE IV TOA THOMPSON HL IIIOCM THOMPSON TOA THOMPSON HL THOMP IV 13462-05TOA THOMPSON III MW THOMPSON 14111 BRAY THOMPSON III SUBTRUST II - MT GARY W THOMPSON IRA #1 ANDREW J THOMPSON IRA CONNIE R THOMPSON IRA EVELYN S THOMPSON IRA EVELYN S THOMPSON IRA HELEN LADD THOMPSON IRA ROGER P THOMPSON IRA VICKYEE THOMPSON IRA WILLIAM E THOMPSON IRA J A THOMPSON TRUST THE J THOMPSON THOMPSON JENNIE FOUNDATION MOAG JOHN THOMPSON JOHN C THOMPSON LAURIE THOMPSON THOMPSON MACON W TOA THOMPSON MARY WILLIS TOA MRS AMANDA H THOMPSON NORMA E THOMPSON THE MARIE F THOMPSON REVOCABLE TRU RICHARD E THOMPSON ROBERT C & MICHELE K THOMPSON ROYCE B THOMPSON MICHAEL F THOMPSON RRA HOWARD & GERALDINE THOMPSON SURVIV LYNNE THOMPSON TRUST KATIE S THOMPSON TTEE RONALD A THOMPSON TTEE WILLIAM H THOMPSON THOMPSON, CHARLEST

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118581-0 102504-0 109053-4 122754-8 123223-1 119924-2 118702-3 123791-8 645774-6 610937-3 Claim ID 610058-9 118022-3 625847-6 109265-0 602822-5 610319-7 610303-0 643773-7 123058-1 610257-3 117948-9 614504-3 613179-4 637373-9 106173-9 606748-4 125644-0 125645-9 609594-1 109576-5 112151-0 649593-1 104012-0 620767-7 101446-3 121615-5 623637-5 623640-5 623639-1 623633-2 623624-3 125655-6 125656-4 605371-8 108041-5 114643-2 114641-6 627226-6 110934-0 602825-0 602826-8 121003-3 121504-3 636929-4 111113-2 102588-0 602824-1

Reject Code P P X N M P M P M P M P G P P P P G P G G G G G M P G P P P G G P P M M G P P N G P M G G X M

Confidential

RUSSELL D THOMAS TRUST WILLIAM L THOMAS BERNHART E THOMASCHEK DONALD W THOMASON IRA MAXI N THOMASON IRA JAMES W THOMASON GARY W THOMPSON #1 JANICE E THOMPSON #1 BILLY I THOMPSON & ROBBIE JANE THO THOMPSON A M T 13462-04 TOA Claimant Name THOREK HOSPITAL-WM BLAIR GARY H THORN CITIBANK NA AS TTEE OF THE THORN I JOHN W THORN THORNBURY INV ASSOC SANDRA GREENB THORNDALE IAM LLC - IRIDIAN THORNDALE S&P500 INDEX LLC -P MARK W THORNDYKE & SUSAN THORNDYKE MARK THORNDYKE THORNE FBO DT - MUNI CARL THORNFELDT IRA THORNHILL ROBERT J IRREV TOA THORNTON CHARLES B JR -JENNISON LESLIE C THORNTON IRA GERALD C THORNTON IRRE TR THORPE IRA STEPHEN F -CLSG PRISCILLA J THORSNESS PRISCILLA J THORSNESS THORSON FOUNDATION THE -DPAUL A THORSON SCOTT K THORSON THORTON LIVING TR STEPHEN A THOUSAND THR-ICAP LARGE VALUE IRENE E THRAILKILL PAUL J THRAN IRA THRIVENT BALANCED PORTFOLIO THRIVENT FINL DEF BEN PLAN TST THRIVENT LARGE CAP INDEX PORTF THRIVENT LARGE CAP STOCK FUND THRIVENT LGE CAP GWTH PORTFOL ANNA MARIE THRON ANNA MARIE THRON MR CARL V THULIN JR ROSA M THUMMEL CHRISTOPHER S THUNANDER MATTHEW G THUNANDER THUNDER OVERSEAS PCIAA-ADV RES MARK C THURBER MR MYRON & MRS MIRIAM THURM JTWROS MIRIAM THURM WILLIAM R THURMAN WILLIAM R THURMAN MICHAEL THURMON & DIANA THURMON JT THUROW LIVING TRUST MICHELLE THURSON IRA ELLEN V THURSTON

M P X M M N P G M P Reject Code G P P N P P P M G P G G G M G G M M G M N P G G N N G G P P G G P G G N N P P G G M M P N N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 266 of 302 PageID #:54877

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 112055-7 618104-0 641666-7 106305-7 610432-0 Claim ID 612352-0 612353-8 612354-6 612355-4 612356-2 612357-0 612358-9 612359-7 612360-0 602828-4 602829-2 610803-2 602832-2 102751-4 623204-3 122578-2 111817-0 118603-5 619884-8 651203-8 651204-6 118038-0 640944-0 101546-0 105570-4 101166-9 624354-1 115245-9 632938-1 632941-1 110296-6 111563-4 644266-8 116828-2 104746-9 104657-8 642719-7 624488-2 624735-0 624686-9 126832-5 611178-5 108061-0 621511-4 622582-9 622583-7 615921-4 611342-7 608011-1 607975-0 122127-2 615683-5

DARIEN E THOMSEN DOROTHY D THOMSON CRUT FRN ALBERT H THOMSON DCSD TTEE MARGARET C THOMSON THORACIC SURGERY FOUNDATION Claimant Name TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW TIAA CREF FBO ACCOUNT NAME UNKNOW PIERRE R TIBI M D PHIL D TIBI TIBURSKI WALTER MOAG MARJORIE L TICK TRUST JAMES P TIDD TIDEWATER EYE CTRS RE #931 TIDEWINDS NORMA K TIEFEL BARBARA J TIEMAN MICHAEL & KATHLEEN TIERNEY WINIFRED JESS TIERNEY WINIFRED JESS TIERNEY TIFFANY TRUST MR WILLIAM L TIFFIN IRRA J GEORGE TIFFT JOHN E TIFFY ROGELIO A TIGLAO TILGHMAN ALVIN J TILKENS IRA HARRY J TILL HARRY J TILL DAVID J TILL IRA #1 DAVID J TILL IRA #2 DR WILLIAM V TILLERY & JULIA BAHR ROBERT S TILLEY SHIRLEY TILLY IRA WILLIAM TILLY IRA PETER E TILLY IRRA ROBERT W TILNEY III 1990 TRUST TILNEY IRREVOCABLE WEALTH TRUST U SUSANNE TILNEY-PEYTON TR UOA 5 14 WILLIAM TILTON IRA TILTON MARY C MOAG JUDITH TIMBERMAN IRA TIME WARNER - ARK ASSET MANAGEMEN TIMES MIRROR-BRINSON PARTNERS-LAR TIMES MIRROR-INVESCO CAP MGMT-BAL TIMET - ALLIANCE CAPITAL TIMKEN CO-KEY EQUITY C I T TIMKEN-ALLIANCE CAP -SL #2 TIMKEN-VICTORY ASSET MGT-SL SUSAN N TIMMERMAN #3 JUDITH A TIMMERMAN TRUST

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P P P X G

624353-3 633316-8 606441-8 104545-8 620559-3 Claim ID 606390-0 616279-7 637569-3 637585-5 614275-3 100466-2 651521-5 651522-3 651520-7 620823-1 100286-4 605548-6 602827-6 112552-4 644152-1 644191-2 644162-9 644161-0 623106-3 623108-0 623107-1 606478-7 608881-3 102860-0 121086-6 602834-9 624625-7 602655-9 602833-0 602831-4 618072-8 601234-5 615579-0 615578-2 616483-8 110584-1 651043-4 634271-0 111064-0 625268-0 607148-1 610033-3 622565-9 622564-0 610105-4 610106-2 609711-1 610035-0 120096-8 615022-5 607805-2 607810-9

Reject Code P P P P P P P P P G P P G N P M G M P N N G G N P M G G P P P G G G X X P P G P M P P G P P P P G G G P

Confidential

THURSTON ENGINEERING INC MONEY PU THURSTON ENGINEERING PROFIT SHARI THURSTON EXEMPT FAMILY TR-CLSG ANCYL S THURSTON IRA TI GROUP PENSION SCHEME CAPITAL Claimant Name TIMMONS IRA TIMOTHY D -IR THE TIMOTHY PLAN MORAL VALUES PORT J JOYCE TIMPSON AND J JOYCE TIMPSON IRRA TIMRECK H IRA## EDWARD TING AND STEVE TINI STEVE TINI STEVEN E & CHRISTINA A TINI TINKER FOUNDATION SSGA STEVEN R TINKHAM THE MICHELLE A TINKLEPAUGH IRREV T ROBERT L TINKLEPAUGH REV TR DTD 4 JOSEPH G TINNERELLO FBO JAMES M TINSLEY FBO JAMES M TINSLEY JAMES M TINSLEY TTEE JAMES M TINSLEY TTEE MARITAL TRUST TINTER STANLEY C MA TINTER S SUC TA FBO LEE TINTER TINTER S SUCC TA FBO W TINTER TIPPETT IRA THOMAS M -IR -CLSG TIPPETT TRUST JERI A PD -CLSG ANN M TIPPIT RUDOLPH M TIPPNER IRA TIPSTERS INVESTMENT CLUB BARBARA M TIRMAN TR 7-22-86 ANNIE TIRSCHWELL PEGGY G TIRSCHWELL ROBERT TIRSCHWELL RUTH TISCHER TR FBO FRANK GAM LINDA E TISHMAN TITAN SVCS LTD F LATIL TR MGM AGY TITAN SVS LTD A LATIL TR MGM AGCY TITANIUM METALS CORP OF AMERICA EDWARD B TITCHENER IRA TITLE GUARANTY 401(K) PROFIT SHAR TITLE GUARANTY ESCROW SVC EQ INV GEORGE A TITSWORTH TR ELEANOR D TITUS TITUS IRA TRUST DENISE -IR TMAD-LLC - WELLS -P TMCT II ALLIANCE CAPITAL TMCT II ALLNC-CHANDL TMCT II LLC-ALLIANCE CAP LLC TMCT II LLC-ALLIANCE CHANDLE TMC_FOUNDATION - INVESCO TMD JR DIST-WELLS-EL CAMINO TMT FINISHERS LOCAL 32 BAC TNM&O COACHES RETIREMENT PLAN DB TNT LDN-EM112-GIC JP MORGN TNT-LDN-DVG24-DIVERSIFIED FUND

P P G P P Reject Code P P G G P P G G G G M G G N G G G G P P P P P N M G P G G G P G P P G G G G M P P P M M G G G P G G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 267 of 302 PageID #:54878

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID 607801-0 607804-4 607812-5 607808-7 607813-3 607815-0 607802-8 607806-0 607811-7 607814-1 110577-9 602837-3 123006-9 107326-5 602838-1 123939-2 615761-0 119980-3 100741-6 118535-7 102462-0 602839-0 613839-0 646820-9 636056-4 115654-3 107322-2 635412-2 103938-5 102089-7 112231-2 634266-3 649595-8 649518-4 601610-3 605259-2 633212-9 113840-5 119859-9 633954-9 112455-2 107222-6 602840-3 104741-8 614722-4 615923-0 611529-2 605221-5 602841-1 602836-5 104777-9 626935-4 Claim ID 102506-6 610635-8 102530-9 108891-2

Claimant Name TNT-LDN-ELI01-ELI LILLY U-SL TNT-LDN-EM105-ALLIANZ DRES TNT-LDN-EQU01-EUQITABLE LF-SL TNT-LDN-GCC16 STRATHCLYDE-SL TNT-LDN-GIC40-CAP GUARD 2 TNT-LDN-GIC56-GIC WLLNGTON TNT-LDN-HOS06 HA RESTRUCTU TNT-LDN-SOJ02 STATE OF JE-SL TNT-LDN-TOR04-TD-GL GLOBAL SEL TNT-LDN-VUY01-VU-CAPITAL #2 JANA A TOBACCO DONALD G TOBER ROBERT M TOBEY THOMAS S TOBIAS SEP IRA TED E & JENNIFER G TOBIASON JTWROS ELAINE T TOBOSA TOC RTMT - INVESCO ATLANTA MILDRED A TOCZKO IRA FRED L TODD JOHN TODD IRA KELLEY A TODD IRA TODD RD ASSOCIATES TODD ROLAND & HAZEL C ADMIN TRUST DR RORY TODHUNTER JANUS PATRICIA M TODHUNTER IRA RICHARD P TOEPPNER BERNARD TOFT IRA KAREN L TOFT IRRA CAROL A TOGNAZZINI IRA HERBERT M TOHLEN TOHO FOUNDATION TOKO TRADING CO LTD FHB PLEDGE IN TOL AREA SHEET METAL-ASHFIELD TOL MUS-PANAGORA MOLLY FITZMAURICE TOLARAM JO ANN TOLEDANO RUTH DELAUNE TOLER IRA-ROO JOY L TOLER TOLES COM LTD LLC TOLI 500 INEZ O TOLLEY IRA WILLIAM E TOLLEY IRA COURTLAND L & ROXANNE Y TOLMAN JTW BERNARD R TOLMIE JR TOLSON REVOCABLE TRUST - IMA TOM BERNERT REV TR AG PLEDGED TOM ORR OMNIBUS GIFT HELEN TOMASHOFF JAMIE TOMASHOFF TOMASHOFFF L P SERENA R TOMBESI TOMEN AMERICA RET PLN-SMITH BARNE Claimant Name CECILIO P TORRES TORRES DR ARACELI A IRAT JESUSA L TORRES MARIA B TORRES

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Reject Code

Claim ID 100041-1 100363-1 624355-0 645164-0 105580-1 634176-4 106560-2 651818-4 116894-0 102464-7 103885-0 116896-7 123544-3 124065-0 124066-8 124069-2 124068-4 636479-9 636562-0 106002-3 107272-2 616263-0 125956-3 616478-1 123633-4 123632-6 126593-8 650979-7 619388-9 619387-0 619386-2 619385-4 122450-6 619285-8 650978-9 609708-1 122725-4 122721-1 122722-0 122723-8 122724-6 122726-2 122727-0 122728-9 122729-7 606583-0 630054-5 616138-3 116178-4 608684-5 101606-7 630055-3 Claim ID 630848-1 630846-5 630849-0 114946-6

G P P P P P G P G P G G G G G M G G X G M G G M M P P G P G G G G G G G P M M G P G G G G P P G G G P P Reject Code M P M M

Confidential

Claimant Name GEORGE S TOMKO DAVID TOMLIN PRISCILLA G TOMLINSON & NANCY E WA WILLIAM ALLEN TOMLINSON JR FLAVIA TOMMASI STANLEY T TOMONO TRUSTEE CAROL L TOMORY TOMPKINS INVESTMENT SERVICES DOUGLAS R TOMPKINS IRA RICHARD P TOMPKINS IRA RONALD K TOMPKINS IRA KRISTINE M TOMPKINS TRUST ANN TONEY TRUST DONNA TONG #1 DONNA TONG #2 STEPHEN TONG & STEPHEN TONG JAY E TOOLE MONTE M TOOLE TTEE BURTON V TOORNMAN GARVIN TOOTLE TOP 10 PICKS PORTFOLIO SERIES 2 TOP GENERATION LIMITED TOPAZ RE JPMFAM HOWARD F TOPCIK DDS PC HOWARD TOPCIK PS DALE TOPOREK IRA ELIZABETH TOPP ELISE S TOPP IRA 1 ELISE S TOPP IRA 2 ELISE S TOPP IRA 3 ELISE S TOPP IRA 4 TOPP IRREVOC TRUST WILLIAM L TOPP RES MAR DED TR ROBERT R. TOPP TOPPER & WEISS LTD PEN PL-CLSG BENEDICT TORC6IVIA BENEDICT TORCIVIA BENEDICT TORCIVIA BENEDICT TORCIVIA BENEDICT TORCIVIA BENEDICT TORCIVIA BENEDICT TORCIVIA BENEDICT TORCIVIA BENEDICT TORCIVIA TOREN IRA JOHN P-IR-CLSG TORESONS LTD BYRON B TORGERSON IRA ROLLOVER VERN E TORKELSON IRA TORNBLOOM JOSEPHINE -CLSG SHARON TORPEY TORRENTE LTD Claimant Name IM BARRY H TRACHTENBERG IM DANIEL S TRACHTENBERG IM ELLEN F TRACHTENBERG IRA M TRACHTENBERG IRA

Reject Code G N P M N G P P G P X G M P G P P G P P N G P W M M P P P P P P P P P P M M M M M M M M N P G G P P G P Reject Code G G G P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 268 of 302 PageID #:54879

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 620145-8 608183-5 123630-0 607755-2 607763-3 619303-0 619304-8 611182-3 620161-0 125962-8 125876-1 125892-3 123910-4 126612-8 610871-7 610873-3 610876-8 610877-6 610875-0 610874-1 610925-0 103413-8 652658-6 116759-6 116682-4 645075-0 637581-2 624361-4 100156-6 105463-5 617272-5 107524-1 611073-8 122293-7 116173-3 126346-3 651181-3 644473-3 606484-1 108707-0 609902-5 616477-3 602844-6 617051-0 606616-0 114376-0 630845-7 630844-9 Claim ID 643965-9 609297-7 117348-0 615343-7 615344-5 101877-9 637755-6 608871-6 105987-4

TORRES ORLANDO F PA PSP-IMA TOSCO - CASH ACCOUNT JAMES R TOSH IRA TNT-LDN-TFE99- TOTALFINAELF - M TNT-LDN-TFE40- TOTALFINAELF-SL HUNA TOTEM CORP -CLOSING HUNA TOTEM SHHLDRS STLMT TR-CLOSIN TOTTEN SUSAN M IMA TOTTENHAM DIANA G-1990 TRUST MARGARET L TOTTIS TRUST RONALD E TOTTY SHIRLEY J TOTTY JOHN W TOTULIS HENRY C TOUARD IRA TOULMIN H A JR MARI VCM TOW TOULMIN H A JR RESI DAVIDSON TOW TOULMIN V B 95 CRUT A SANDS TOA TOULMIN V B 95 CRUT B SANDS TOA TOULMIN V B TTEE CANTILLON AGTR TOULMIN V B TTEE SANDS AGTR TOUOW FRANK J HEYNE RESIDUAL TIMOTHY D TOURVILLE IRA TOUTANT ARTHUR TOUZIN AND ARTHUR T TOUZIN IRA JAMES W TOWART JR IRRA JEFFREY W TOWELL IRRA TOWER TECHNOLOGY INC PROFIT SHARI WILLIAM M TOWEY HAROLD W TOWLE IRA AL & MARYLAND TOWNE IRREV TOUOA JUDY A TOWNLEY TOWNS EDWARD R IRAT GEORGIA C TOWNS LEE E TOWNSEL EILEEN M TOWNSEND HELEN TOWNSEND EILEEN TOWNSEND IRA TOWNSEND JR TRUST JOSEPH CHRISTINE M TOZZO TRUST TPFDN - SECTOR CAPITAL MGMT TPG-KPN WORLD EQUITY FUND RE LACM MATTHEW E TRABER TRACEY EWALD EAMES ST-2 TRACH IRA JOAN -IR BARBARA TRACHTENBERG IM M TRACHTENBERG FBO BARRY IM TTEE TRACHTENBERG FBO DAVID Claimant Name DAVID L TRESSLER IRA TRESSLER SODERSTROM M&PR-CLSG ROEL TREVINO T TREWYN CATHERINE F TRUST T TREWYN VICTOR TR FOR CATHERYN TREXLER HAINES INC TREY ENTERPRISES LLLP INVESTMENT TRH INVESTMENTS L P -CLSG TRI MART PROFIT SHARING PLAN

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P G G P P N N P P P N M G G P P P P P G P N M G P M G P N G N G P G G M N G P G P G P G G P G G

116809-6 123408-0 110921-9 120950-7 121285-0 120951-5 120885-3 103354-9 108507-7 100512-0 111402-6 623200-0 622387-7 634099-7 622391-5 619648-9 610781-8 624738-5 114775-7 112669-5 624737-7 624473-4 102410-8 120523-4 124933-9 124862-6 638252-5 123037-9 616217-7 647296-6 120440-8 621595-5 108931-5 632096-1 612860-2 621236-0 621392-8 621391-0 116426-0 611226-9 122224-4 649641-5 644692-2 651867-2 651967-9 124250-4 125687-4 627171-5 Claim ID 625504-3 109414-9 112425-0 105248-9 105249-7 105250-0 647579-5 624527-7 624529-3

Reject Code G P G P P N G P G

Confidential

TRACY FAMILY TRUST YVONNE L TRACY TRADITION BUILDERS INC NORMAN TRAEGER AND NORMAN TRAEGER FAM LTD NORMAN TRAEGER IRA NORMAN TRAEGER KAREN C TRAETOW IRA DANIEL TRAIN IRA ALFRED J TRAINA KAREEM R TRAMBLE TRANSIT EES' RET PLAN GLOBALT TRANSITION TRANSITION ACCOUNT TRANSITION- FI TRANSOCEAN ALPHA TILTS R S TRANSPORTATION WRKRS COMP I M TRAPP FINANCE CO ALBERT C TRAPP IRA LORNA J TRAPP J M TRAPP TTEE J E TRAPP TRUST SARAH MCCREERY TRAPP TRUST LARRY L TRASKOS TRATTNER SURVIVORS TRUST JEFFEREY S TRAUB TRUST SHARI L TRAUB TRUST KENNETH K TRAUTMAN IRA SPIROS TRAVASSAROS IRA THE TRAVELERS PENSION PLAN PHILIP TRAVERSI IRA ELIZABETH A TRAYLOR IRA TRC AFS INDEX 500 EQUITY TRC PROFIT SHARING RET TRUST LISA A TREADWELL TRUST-PLDG TREASURER OF THE STATE OF NORTH TREASURY UNCLAIMED PROPERTY ACCOU TREDEGAR CORPORATION - MACKAY SHI TREDEGAR CORPORATION - OPPENHEIME HENRY J TREFZ IRA TREMAINE B G JR NO 5 TOA SONDRA A TREMMEL WILSON TREND FUND PARKER J TRENT & BARBARA S TRENT J TRENT CAPITAL MANAGEMENT TRENT CAPITAL MANAGEMENT PARKER J TRENT IRA WALTER F TRENT TRENTON HLS UNTD BRETHREN CHURCH Claimant Name NANCY S TROPP FAMILY TRUST N GEORGE D TROSKO BARBARA J TROST DAVID D TROSZAK DAVID D TROSZAK IRA DAWN E TROSZAK IRA JAMES V TROTTA IRA SCOTT TROTTER CHAR REMAINDER UNITR THOMAS TROTTER CHAR REMAINDER UNIT

P P G M M M M G G N M G M G G G P P G P P P N M G G M M G G M P P G G P G P P G N G G G P X N P Reject Code P P N P P P G P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 269 of 302 PageID #:54880

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600991-3 123820-5 643501-7 119204-3 611663-9 611662-0 618199-6 627223-1 117334-0 126161-4 635451-3 120732-6 615850-1 636188-9 610152-6 611469-5 607722-6 607651-3 610151-8 607997-0 608056-1 610386-3 643150-0 116123-7 632975-6 638497-8 104524-5 602847-0 602848-9 602849-7 605568-0 605569-9 113730-1 113785-9 623658-8 623659-6 623655-3 114757-9 612537-9 602852-7 104728-0 623512-3 623513-1 Claim ID 103171-6 109832-2 619143-6 618522-3 109512-9 618396-4 618397-2 619011-1 652979-8 622603-5 622604-3 622606-0 620397-3 124577-5

TRIAGE CAPITAL MANAGEMENT LP ROCKLY TRIANTAFELLU TRICIA L SOMERVILLE RRA TRICO & COMPANY TRICON BRAZING P S FOUND TRICON ELECTRO P S FOUND JAMES G TRIFIRO IRR TRUST LAB TRIFON INVESTMENTS INC PCIAA-ADV FRANK TRILLO IRA TRIMARCAT LLP H DAKIN TRIMBLE III IRA JAMES C TRIMBLE TRIN LUTH JT ACC TAT Q TRINH IRRA TRINITY - MET WEST - SL TRINITY CATHEDRAL GEN TR FD TOA TRINITY COLLEGE PENSION PLAN TNT-LDN-TRG01- TRINITY COLLEGE TRINITY HEALTH - MET WEST TRINITY HEALTH FIDELITY TRINITY HEALTH MET WEST -SL TRINITY HLTH MI GRANTOR TRU MR RICHARD TRIOLA IRA TRIPP ENT INC PFT SHRG PLN TRISCAR TRITEC BUILDING CO PAUL TRITLER TRITON GROUP LTD TRITON GROUP LTD TRITON GROUP LTD TRITON GROUP LTD TRITON GROUP LTD RAMIE A TRITT FAMILY FOUNDATION RAMIE A TRITT TRIUMPH FUND II L P TRIUMPH FUND III L P TRIUMPH FUND L P PETER J TROIANI IRA PALO ALTO MED CLINIC - M L TROLLOP ISRAEL TRONER THERESA M TROOLINES IRA TROON INTERNATIONAL LTD TROON PARTNERS L P Claimant Name TRUSTEES FUND OF TEMPLE NOYES TRUSTEES FUND OF TEMPLE NOYES TRUSTEES OF AMHERST COLLEGE TRUSTEES OF BOSTON COLLEGE THE TRUSTEES OF COLUMBIA UNIVERSIT TRUSTEES OF PHILLIPS ACADEMY TRUSTEES OF PHILLIPS ACADEMY THE TRUSTEES OF THE UNIVERSITY OF TRUSTMAN,JULIA M. 1991 TR FB0 PET TS CHARTWELL INVMT TS VALLEY FORGE TS WEAVER VALUE TSAF FRANKLIN PORTFOLIO ASSOCIATE TONG CHING TSAI 7 YEARS ANN TR

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G M G P G G P P P G G G P P P P P P P P M G G G G G G G G G G G G G G G G M P G N W W

624530-7 624741-5 624740-7 624742-3 111947-8 109041-0 633318-4 624362-2 624363-0 605207-0 122492-1 122486-7 122485-9 122488-3 122489-1 122487-5 122490-5 122484-0 620831-2 609793-6 605828-0 124558-9 623403-8 610189-5 608105-3 610367-7 624783-0 115301-3 115343-9 115302-1 126931-3 113944-4 106715-0 618105-8 607901-6 103289-5 123468-4 123469-2 619537-7 618321-2 646468-8 621262-0 616347-5 Claim ID 116841-0 602853-5 123001-8 633544-6 605215-0 648257-0 112131-6 108711-8 121159-5 111375-5 112082-4 644181-5 121450-0 647291-5

Reject Code P M P P G P G P M G P M M P

Confidential

CHARLES TROTTER CHAR REMAINDER UNI ANNE TROTTER DISCRETIONARY TRUST # ANNE TROTTER GIFT TRUST #13 TROTTER MARITAL TRUST B SANDRA L TROTTER MARY J TROXEL IRA TROY & GOULD PC PROFIT SHARING PL MRS JOANNE J TROY WILLIAM B TROY GERALD V TROYER & JUNE K TROYER JT TRP BLUE CHIP BROWTH PORT TRP BLUE CHIP GR FD TRP EQUITY INX 500 FD TRP PERS STGY FD BAL TRP PERS STGY FD GROWTH TRP PERS STGY FD INCOME TRP PERS STGY PORT BAL TRP SICAN US BLUE CHIP EQ TRPTC TTEE INTERSIL EQUITY GROWTH TRSOK - HOTCHKIS & WILEY-SL #2 TRUCK DRIVERS LOCAL 355 PEN ARK TRUCK INSURANCE EXCHANGE TRUDELL MEDICAL LIMITED TRUEMAN B TRUEMAN LLC NTEIP TRUEMAN BARBARA REV TR-TNT TAX TRUEMAN LIMITED PART-TNT NANCY H TRUETTNER MICHAEL TRUFFINI IRA VIRGINIA TRUFFINI IRA MICHAEL TRUFFINI ELIZABETH TRUJILLO DOUGLAS G TRUMBOWER SHIRLEY TRUMPORE IRA TRUNDLE FAMILY CRUT PWS TRUSERV CORP - THOMAS WHITE BOBBY TRUSSELL IRA TRUST & CUSTODY SVC BK TRUST & CUSTODY SVC BK K9 TRUST A S&P 500 ACCOUNT TRUST FOR RETIREE MEDICAL DENTAL FBO TRUST UW DTD AS BENE WKKF TRUST-WILLIAM BLAIR-MID CAP TRUSTEE OF PEN PL FOR EMPLOYEES O Claimant Name DIANE J TULLY MARIA NAGY TUMLIR ZITA T TUMNEY IRA GARY TUNE HAL TUNICK KAREN TUNICK FARIS M TUOHY IRA THOMAS S TUPPER IRA JOHN TURCO ROBERT F TUREK IRA ROSE C TUREK IRA FBO JOHN P TURI DC JOHN TURI MICHAEL TURK IRRA

P P P P M G P P P G G G G G G G G G G P G G P P P G M P P P M N G G P G G G G G M P G Reject Code M G G G G G P M N G G G M G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 270 of 302 PageID #:54881

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 119614-6 114501-0 124574-0 124575-9 124576-7 636989-8 602801-2 610347-2 120259-6 626777-7 117013-9 619714-0 610166-6 610167-4 114105-8 120171-9 619758-2 113379-9 113960-6 620832-0 119656-1 114073-6 626239-2 107543-8 119856-4 602854-3 102276-8 652876-7 652901-1 102545-7 609712-0 111957-5 119114-4 620071-0 620072-9 123911-2 632690-0 126861-9 Claim ID 607559-2 123555-9 123554-0 117637-4 105934-3 627929-5 627930-9 614449-7 608269-6 107053-3 652590-3 100192-2 610006-6 610004-0 610005-8 610057-0 622608-6 643624-2 608007-3

MING H TSAI ROLAND TSAI STUEY YING TSAI TONG CHING TSAI TONG CHING TSAI NICHOLAS A TSAKRIOS IRA MR WILLIAM TSANG TSRHC GEF - B OF A G E - SL #1 WILLIAM E TSUKAMOTO ROTH TSUNAH FOUNDATION AG ROBERT K TSURU IRA TT CCHS SELF-INS RES FD-ALLIANCE TTSTC-BATTERYMARCH TTSTC-TRANSITION ACCOUNT MURRAY A TUBBERGEN CYNTHIA TUBBS SAN FRANCISCO 49ERS LTD FBO W TUBB HARRY M TUBER HARRY M TUBER IRA GA & AS TUCCI OAK VALUE COLLATERAL SHERYL L TUCIBAT ESTATE JOHN M TUCKER L J TUCKER FAMILY TRUST THOMAS R TUCKER IRA RICHARD D TUCKER ROBERT TUCKER TRACEY L TUCKER TUCKER, MARION F. IRA R/O #1 TUCKER, MARION F. IRA R/O #2 RALPH L TUCKFIELD FAM TR TUCSON MEDICAL CENTER INVES #1 PATRICIA A TUFENKJIAN CHARLES A TUFFANELLI TUFTCO CORP RET TRUST SAL EES-OP1 TUFTCO RET TRUST HRLY & BRG EES-O ROBERT G TUFTS IRA TULALIP TRIBES - SUPER FUND TULANE EDUCATIONAL FUND Claimant Name TNT-LDN-WMD04-WLD TR TWEEDY TWHILL ALPHA INC TWHILL ALPHA LP CHARLIE R TWIDDY IRA SHIRLEY E TWIGGS TWIN CITY PIPE TR PEN FD-NUV FIX TWIN CITY PIPE TR PEN FD-NUV S&P TWIN CITY SERVICE AGCY S5PM TWIN DISC - PACIFIC INV ADV TWO TRUST LP TWOMEY ELAINE C TWYMAN TXHEF-BISCAYNE ADVISORS TXPPH-BISCAYNE ADVISORS TXTSP-BISCAYNE ADVISORS TXTTF-CHASE -SL TXU RET EQ DOM-HOTCHKIS & WILEY TYACK, BLACKMORE & LISTON CO. MR TYCO - INSTITUTIONAL CAP

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101138-3 635828-4 117765-6 633319-2 602855-1 126131-2 619589-0 621517-3 110724-0 643511-4 614701-1 605209-6 124408-6 647070-0 106198-4 106199-2 602858-6 614702-0 624366-5 122960-5 602859-4 618271-2 121336-9 614013-0 107312-5 602857-8 608253-0 124071-4 622184-0 622322-2 622617-5 119961-7 119432-1 118396-6 622560-8 607557-6 607558-4 607795-1 Claim ID 108194-2 114223-2 605728-4 124603-8 608127-4 616351-3 117994-2 117993-4 102859-6 651166-0 650645-3 623313-9 620520-8 623316-3 621791-5 622169-6 621454-1 623314-7 616464-1

Reject Code M N M G N M P G M M M N P P G G G G G

Confidential

CAROL J TURKOWSKI IRA DAVID A TURNBULL IRA MARY P TURNER #1 EDWARD L TURNER - IRA ROO BARBARA P TURNER LOUISE E TURNER CHILDRENS TURNER CORPORATION US R S THE TURNER EMPLOYEES' CASH BAL RET ROBERT H TURNER FAMILY TRUST FBO ROBERT E TURNER TURNER GEOFFREY - INTL IMA GRACE-MARIE TURNER NORA D TURNER IRA LEIGH R TURNER SANDY TURNER LIV TRUST SANDY TURNER LIV TRUST MARGARET D TURNER TURNER MARGARET-IMA MARY LEE TURNER MERRILY C TURNER MR DAVID C & MRS NANCY D TURNER GRACE TURNER TUA FRN JAMES W TUROCY AND TURRENTINE MED BARBARA P TURSE VLADIMIR & VLADIMIRA TURZA JTWROS TUTHILL PENSION-FUNDS LAURA V TUUA TV-CAT-FRANKLIN PORTFOLIO ASSOC TVA S&P 500 INDEX TVA-FBF-J P MORGAN JACK A TWEEDLE JACK A TWEEDLE KEOGH TWEEDY BROWNE VALUE FUND TWEEDY BROWNE VALUE FUND TNT-LDN-GRF04-GRF TR TWEEDY TNT-LDN-JTF04-JTF TR TWEEDY TNT-LDN-THC06-TC LUPTN TWEEDY Claimant Name UA LOCAL NO 7 PENSION PLAN UA LOCAL NO 7 PENSION PLAN UA S & P 500 INDEX FD UAFT LOCAL 2404 UAL-GIT HOTCHKIS & WILEY UAM FUNDS INC -SIRACH EQUITY UBC ALT UBCMEL VIRGINIA H UBIK DRRT FBO UBS FUND MANAGEMENT UBS MANAGED FUND UBS PACE LARGE CO VALUE EQUITY UBS PENSION FUND - UBS AM UBS SERIES TRUST US ALLOCATION UBS TRANSITION ARS UBS UK PENS AND LIFE ASS SCHCC040 UBS UK PENSION AND LIFE ASSURANCE UBS US ALLOCATION FUND UBS US LARGECAP COLLECTIVE FUND

G G M P G G P M G G P G M P G P G P P N G P M P N P P M G P M P P P P M M P Reject Code G M G M P G G G P P G G P G P P M G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 271 of 302 PageID #:54882

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 608004-9 622625-6 642607-7 101968-6 619272-6 619273-4 101151-0 104754-0 607626-2 602802-0 623173-0 647428-4 638168-5 119665-0 105389-2 605414-5 637762-9 126093-6 625662-7 613977-9 615861-7 612789-4 610508-4 610344-8 605956-2 612937-4 612938-2 616186-3 616194-4 608209-2 608210-6 617838-3 626965-6 Claim ID 611358-3 611377-0 611378-8 611379-6 608341-2 606487-6 605675-0 605676-8 607705-6 621335-9 104437-0 602870-5 602869-1 102981-9 114207-0 602865-9 647795-0 101282-7 124955-0 109124-7 120078-0 113053-6 113050-1 113052-8

TYCO - NT RUSSELL 3000 TYCO INTL-MCM BROAD EQUITY IDX FU JUDY TYE CHRISROPHER B TYLER BARBARA E TYLER CLSD HAROLD R TYLER MARY JANE TYLER ANTONIS TYMVIOS TNT-LDN-TWP99- TYNE AND WEAR PE MR JEFFREY M & MRS LOUISE TYNIK JT WALKER MAY FBO MAI TYRA ITA AMY CERIER TYRE TTEE BETHEL M TYREE IRRA DENEEN C TYSON LYNDA Z TYSON NEAL R TYSON REV TRUST DTD 6 7 97 JOHN M TYSON TTEE U A PLUM BERS LOCAL 85 CUST U C POLICE & FIRE EQUITY PRI U J FED OF MET U J FED OF MET U OF A FDN ENDOWMENT GNL-OPPENHEI U OF C - 7 LIQUID GIFT USD U OF CH HOSP MACKAY SHIELDS U OF K ALLIANCE CAPITAL MGMT COR U OF NE FDN - IRIDIAN U OF NE FDN - IRIDIAN #2 U S BANK STL AGENT INDIVIDUAL DON U S BANK STL-AGENT-SALES UA 393 H & W - OPPENHEIMER UA 393 SUB FUND - OPPENHEIME UA LOCAL 190 ETOAL - VICTORY CAP UA LOCAL 38 PIPE PNS LOOMIS VALUE Claimant Name UHHS - HADDEN - KAM MISC UHHS POOL 1 VICTORY CIP UHHS POOL 2 KEY ASSET MGT CIP UHHS QUALCHOICE HEALTH-VICTORY UHRING & M RYBAK S -DUHRING IRA STEPHEN J -IR UIU-NPG PENSION PLAN ARK ASSET UIU-NPG PENSION PLAN STONERIDGE UJITSU: F/K/A ICL (IRELAND) PEN F BPB UK PENSION SCHEME - DEUTSCHE SUSANNE S ULBRICH TRUST HENRY ULFANE MAX ULFANE ROBERT A ULLE THOMAS D ULLERY IRA THE ULLETT-O'HARA REV TRUST NICHOL KATHERINE M ULLMAN ROBEAT ULLMAN ANGELICA ULLOA CARRASCO FRED M ULLOM IRA HANS L ULLSTEIN IRA GEORGE ULMER IRA RLOVR GEORGE ULMER PENS PL GEORGE I ULMER PS PLAN

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G P M N N N G G P G M G M N N G G G G G M G P G G P P P P P G P P

123783-7 122987-7 620841-0 620834-7 621478-9 621475-4 621476-2 621480-0 621477-0 605898-1 611388-5 618415-4 618416-2 615710-6 615705-0 615706-8 616659-8 621442-8 620076-1 620059-1 620058-3 615946-0 625082-3 125979-2 617877-4 609866-5 633853-4 610068-6 610067-8 620825-8 644227-7 612372-4 611376-1 Claim ID 116485-6 638039-5 117250-6 114724-2 622636-1 621479-7 607770-6 607794-3 607560-6 607530-4 607920-2 607981-4 607982-2 607921-0 105390-6 620050-8 608129-0 611430-0 610788-5 104295-5 648997-4 610318-9 117497-5 621518-1

Reject Code P P P P P P G G P M P G G N G G G P M G M G G G

Confidential

UBSI PENSION LEGGMASON MANAGE UCHIDA ENTERPRISES INC UCLA FOUNDATION - CAP GUARDIAN UEB SWITZ NON US CLIENTS UFA RETIRED F F SECURITY BEN FD-W UFA SECURITY BENEFIT FUND-WARBURG UFA SECURITY BENEFIT FUND-MITCHEL UFA SECURITY BENEFIT FUND-FOX UFA STABILIZATION RESERVE FD-MITC UFCW 23 & EMP PENS FD - FRANKLIN UFCW 880 FOOD PEN-VICTORY PP UFCW DISTRICT UNION LOCAL TWO AND UFCW DISTRICT UNION LOCAL TWO AND UFCW FOODCLERK PENSION-STRONG CLS UFCW FOODCLERKS PENSION-ARK A CLS UFCW FOODCLERKS PENSION-NISA CLSD UFCW INTL PENSION - MILLER ANDER UFCW JT PENS-FREEMAN ASSOC DEA UFCW LOCAL 1262 H & W PLA N OP2 UFCW LOCAL 1262 NONFOOD P P- OPP UFCW LOCAL 1262 P-F OPPCO UFCW PENSION - ARK ASSET MGMT UFCW RETAIL PENS CEN OH DRZ UFCW TRI STATE PENSION FUND UFCW UN EMP PEN - FREEMAN ASSOC UFCW1 PENSION-LOOMIS ZZ- UFF AVENIR DIVERSIFIE MAITRE C UFF-NTGI RUSSELL 1000 VALUE UFF-NTI-RUSSELL 1000 GROWTH UFJ TRUST BK LTD COMMERZ INTL EQ UGA FOUNDATION TULL ENDOWMENT UGIC I M UHC RTRMT PLAN VICTORY CIP Claimant Name SHARON UNDERWOOD IRA MARY M UNDERWOOD MATTHEW UNGERBUEHLER IRA UNGHAM REV LVG TRUST UNI OF MAN SS UNIFORMED FIREFIGHTERS ASSOC-WARB TNT-LDN-USF16- UNILEVER PENSION TNT-LDN-USF08- UNILEVER SUP TNT-LDN-IUN04- UNILEVER SUPER TNT-LDN-USI04- UNILEVER SUPER UNILEVER-JP MORGAN REI UNILEVERFIDELITYINV MGMT UNILEVERIRIDIANASSET UNILVER - JENNISON -SL UNION BENEVOLENT ASSOC UNION DALE CEMETERY D S A-CUST UNION PACIFIC CAPITAL GUAR-SL UNION SECURITY LIFE INS CO MISC UNION WORKERS BENEFIT TRUST UNIQUE MACHINE & TOOL PSP UNIROCK SEP UNIROYAL CORPORATE FID IN UNISYS MASTER TRUST UNISYS-BARCLAYS GLOBAL INVEST - S

P M P G P P P P P G P P G P G G G G P P P G G G G G P G G G M G P Reject Code N G G X P P P P G P P P P G P G P P P G G P G M

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 272 of 302 PageID #:54883

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 636190-0 638082-4 621819-9 115962-3 115961-5 623482-8 625382-2 623481-0 623483-6 612141-1 611970-0 602871-3 602866-7 602864-0 602873-0 605761-6 605762-4 108272-8 119919-6 626875-7 620336-1 609742-1 615676-2 629608-4 126074-0 126892-9 631319-1 631320-5 Claim ID 633364-8 633363-0 611341-9 611338-9 619480-0 619688-8 620849-5 622654-0 650714-0 610769-9 625069-6 611505-5 634287-6 619012-0 632964-0 649419-6 104679-9 622688-4 649693-8 622649-3 120602-8 121436-5 619376-5 122961-3 115490-7 115491-5 618512-6 618513-4 618514-2

GORDON ULREY IRRA KATHLEEN M ULRICH RBS TST ULSTER BK EXEMPT MGD FD BARRY F ULTMANN IRA RUTH E ULTMANN TR ULTRA DIVERSIFIED INCOME ULTRA FUND ULTRA SERIES FD-LRG CAP VAL FD ULTRA SERIES FD-MID CAP GRWTH GLENDORA HAY ULVILDEN TR AGENCY J ULVILDEN TTEE G ULVILDEN AGY ADM DEBORAH UMAN EUGENE UMAN MRS JUDITH UMAN NAOMI UMAN UMF-ETON PARK UMF-K2-OPERATING WALTER E UMLA JR ROBERT L UMPHREY UMTA RETIREMENT TRUST-QUEST UMWA 1974 PT LSV ASSET MANAGEMENT UMWA 85-DEPRINCE RACE&ZOLL-SL UN OF NE FND EQUITY FUND B CLSD UNANUE-GUGGENHEIM FAM TR IMA UNAXIS USA HOLDING INC PP UNC FOUNDATION TR OSCAR W UNDERWOOD ET AL UW EPU TR OSCAR W UNDERWOOD III U/W OWU Claimant Name UNIV BFLO FDN INSTIT CAP CORP UNIV BFLO FDN SENECA CAP UNIV HOS OF CLEVE-SP-KEY UNIV HOSP OF CLEVE-SI-KEY MISC UNIV OF CHICAGO R1 R S CLSD UNIV OF DEL GIFT ACCT UNIV OF OREGON FDN FC BAKER #1 UNIV OF PGH-MELLON EQUITY ASSOCIA UNIVERSAL 1319 THE UNIVERSITY AT ALBANY FDN UNIVERSITY CINCINNATI-CHARTWELL UNIVERSITY CIRCLE INC TOA UNIVERSITY OF HAWAI'I ENDOWMENT F UNIVERSITY OF PENNSYLVANIA MASTER UNIVSOU UNKNOWN NAME EUGENE J UNNERSTALL AND UNOVA FSSP-EQUITY FD-JENNISON UNOVA RETIREMENT FUND UNP UNITED STATES FIXED INCOME AL UNSER IRA #1 AL UNSER REV TRUST #1 NINA UNTERMYER TR DTD 01/14/93 DONALD K UNVERT IRA FBO ERICA UNZ FBO RONALD UNZ UOP PENSION PLAN UOP PENSION PLAN UOP PENSION PLAN

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G P M G P P G G G P P G G G G G G P G G P G P G P P G G

118881-0 619452-4 619453-2 619454-0 123985-6 621520-3 623514-0 612306-6 612307-4 616281-9 619161-4 622283-8 618627-0 616620-2 610786-9 610237-9 615072-1 123285-1 618727-7 633467-9 651674-2 611417-2 628126-5 610791-5 119274-4 633010-0 633006-1 621524-6 Claim ID 651537-1 651538-0 651443-0 651473-1 651536-3 611513-6 609749-9 610505-0 609943-2 600977-8 619152-5 619153-3 622419-9 650524-4 616493-5 624899-3 624901-9 624902-7 634111-0 622286-2 618693-9 618470-7 618471-5 618474-0 619560-1 620080-0 610081-3 608073-1 612289-2

Reject Code G P P P G P P P M P G P G P G G X G P P P N P G P P G G P

Confidential

UNITARIAN UNIVERSALIST CONGREG 1 UNITARIAN UNIVERSALIST CH-CHURCH UNITARIAN UNIVERSALIST CH-SARGENT UNITARIAN UNIVERSALIST CH-SPINNEY UNITE STAFF RETIREMENT FD ALLI UNITED CHCH BD PEN AST MGT INHSE UNITED CONGREGATION MESORAH UNITED DOMINION INDUSTRIES - BANK UNITED DOMINION INDUSTRIES -INVES UNITED FOOD & COMMERCIAL WORKERS UNITED FOOD & COMMERCIAL WORKERS UNITED FOOD LOC 56 - LSV UNITED JEWISH APPEAL UNITED JEWISH FNDT-CADENCE UNITED MEMORIAL MEDICAL CTR PPA UNITED PDAP-PANAGORA UNITED REGIONAL HC FOUNDATION UNITED SPACE ALLIANCE PENSION THE UNITED STATES GOLF ASSOCIATION UNITED TEAMSTER PENSION FUND-A UNITED WAY CUSTODIAL ACCOUNT UNITED WAY D B P P PENSION PLAN OF UNITED WAY FOR UNITED WELDING SUPPLY CO UNITES STATES AUTO CLUB INC UNITME UNITMET UNIV ALAB HLTH SVS FDN - GLOBALT Claimant Name URSULINE PROVINCIALATE URSULINE PROVINCIALATE URSULINE PROVINCIALATE CENTRAL PR URSULINE PROVINCIALATE CENTRAL PR URSULINE PROVINCIALTE URSULINE-KEY CHAR CONV TOA URSYS - LARGE CAP 1000 -SL URSYS LARGE CAP INDEX POOL URY FAMILY TRUST #1 NICHOLAS URZIA US AIRWAYS INC MASTER TRUST US AIRWAYS INC MASTER TRUST US BROAD MARKET FUND FID FDS- US DOLLAR BOND US EQ-JPMORGAN US EQUITY POOL US EQUITY POOL US EQUITY POOL US IT SECTOR OVERLAY TRANS US LARGE CAP MELLON US MATRIX SYNTHESIS COMMON TRUST US RETIREMENT TRUST US RETIREMENT TRUST US RETIREMENT TRUST US SECTOR SELECTION FUND USA GRP DB PENSION PLAN-OP3 USAA - CUSTODY -SL #1 USAA - TEMP LARGE CAP POOL USAA FED SVGS BK CUST

G P P P G M P G P G P P P P P G P M P G M P P P M G M G Reject Code G G G G G P G G P G G P P P M G G G M G G P P G P P M P P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 273 of 302 PageID #:54884

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 617709-3 651625-4 609070-2 126780-9 621521-1 621522-0 621523-8 652926-7 636880-8 620582-8 627251-7 609563-1 116527-5 624368-1 125625-4 611385-0 638448-0 636888-3 611382-6 644196-3 623429-1 623426-7 651475-8 Claim ID 606753-0 621527-0 635786-5 122271-6 619213-0 619214-9 111687-8 608312-9 609726-0 608313-7 120667-2 617661-5 615874-9 622670-1 623223-0 648700-9 100306-2 100307-0 100305-4 110446-2 611106-8 103230-5 110564-7 117116-0 110230-3 110231-1 606559-7 125911-3 608990-9 119725-8 625455-1 112939-2 614985-5 102419-1

124-TR UOW F CHDN SFH RHB UPJOHN GRANDCHILDREN'S TRUST UPPERSTROM TRUST CHRISTINE-DUPS LOCAL 177 IBT RET PLAN UPS-LOCAL 177 IBT RET PL #2 UPS-LOCAL 177 IBT RET PL-STACEY B UPS-LOCAL 177 IBT RET PL-OPPENHEI UPSCO INC PS PLAN DONALD A UPSON IRRA UPSTATE EMPLOYEES BENEFIT FUND BLAKE & BARBARA UPTON TRUST URANTIA FOUNDATION -PD IRENE G URBAN TOUOW GEORGE URBAN JR JOSE B URBANOZO UROLOGY ASSO INC PENS PL PS T UROLOGY ASSOC OF SEP UROLOGY ASSOCIATES OF DOVER PA UROLOGY ASSOCIATES WEST INC PS T UROLOGY SAN ANTONIO P A URSA OFFSHORE LIMITED URSA PARTNERS L P URSULINE PROVINCIALATE Claimant Name UTCHEN THEODORE M IRA UTILITY TRAILER MFG-LAWRENCE KELL MARY UTTING MARY E UTTING UVM ENDOW IRIDIAN ASSET MGMT UVM TRUST IRIDIAN ASSET MGMT UW LF CAPITAL MANAGEMENT UW WHITEWATER FND ENDO FD -DUW-NTQA RUSSELL 3000 UW-WHITEWATER FD INC G F -CLSG DONNA R UYEMATSU #1 008-AF UZIELLI TR 10 2 00 RHB VA MUSEUM-IRIDIA VA POWER-MCM TC Q VA UNION UNIV - FUNDING ACCOUNT JOSEPH P VACCA AND JANE VACCA JTWR CHARLES VACCARO CHARLES VACCARO CHARLES F VACCARO CHARLES F VACCARO VACHA R F FBO TODD GST #2 VV TOA SARAH F VACHA TRUST SARAH F VACHA TRUST BONNY VADAS MARIA D VADNEY WILLIAM R VADNEY VAIL IRA JAMES L -IR -CLSG JAMES P VAIL IRA VAIL JAMES & MARY ANN TR-CLSG TANIA VAILE DR JUAN VAILLANT PROFIT SHARI VAL BUCKHEAD LC VAL VERDE CHARITABLE TRUST - TUA BEATRIZ VALDEZ

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P M P M P G G M G G P G G P G P G G P G G G G

618629-7 618630-0 625294-0 620096-6 125732-3 620846-0 620842-8 620844-4 620843-6 620837-1 628012-9 622530-6 623120-9 607868-0 622664-7 622666-3 622667-1 605938-4 613690-7 610627-7 610628-5 125513-4 602875-6 Claim ID 100206-6 615682-7 621770-2 621774-5 613321-5 122547-2 647523-0 613252-9 613253-7 614084-0 612640-5 620055-9 113350-0 617634-8 616875-2 617344-6 642932-7 602879-9 636461-6 400130-3 107185-8 642941-6 619394-3 626455-7 101232-0 601240-0 111895-1 117985-3 635121-2 107142-4 633472-5 650859-6 124137-0 643374-0

Reject Code P P G M P P G P P P G P P P P G N N N N P G M N M M P N P M P G P M

Confidential

USAA PENSION PLAN #3 USAA PENSION PLAN #4 USAALG #4 USARS PBOA 401K PS PLAN-SBIA USC USC - CADENCE LARGE CAP USC - HOTCHKIS & WILEY LARGECAP V USC - JENNISON GROWTH EQUITY USC - MARTINGALE MACROCAP USC - RESTRICTED SECURITIES USC ALUMNI ASSOCIATION - INVESCO SKF USD-MILLER ANDERSON + SHERRARD USF FDN CASH INVESTMENT FUND USG RET-DELTA ASSET MGMT USL - INTERNAL EQUITY USW CAP GUARDIAN EQ USW MARKET FUND USW STAFF PENSION - RORER UT CARPENTERS QUEST INV MANGEMENT UT LAW SCHOOL FOUNDATION - NIC-AP UT LAW SCHOOL FOUNDATION - MACKAY UTAH FOAM PRODUCTS UTAH INVESTMENT ASSOCIATION PINSK Claimant Name RAYMUNDO V VALLE THOMAS A VALLEE FAMILY TRUST VALLEY FORGE-EQ WCSF VALLEY FORGE-EQ VALLEY FUND CORPORATION- IMA VALLEY HEALTH SERVICES INC VALLEY PEDIATRIC ASSOC PA PSP VALSPAR PENSION - ALLIANCE VALSPAR-DC-ALLIANCE-FIDELITY VALUE STOCK FUND VALUE STOCK FUND FOR EBT VAN BAALEN H TTEE VAN BAALEN TR-A THOMAS P VAN BRUGGEN VAN DALSON E S TUA IMA VAN DALSON EDWARD QTIP MAR TR VAN DALSON WM EST TR JON & JEAN VAN DEN BELDT JTWROS ERIK VAN DEN BOS GARY L AND KIM A VAN DER LINDEN JT LEO VAN DER LINDEN PAUL W VAN DER MOLEN TR ROBERT VAN DONGEN TTEE A READING VAN DOREN, JR RET PL MARY ANNE VAN DYK REVOCABLE TRUST HENRY VAN DYKE THE JOHN BLUMENTHAL & INGRID VAN E JERRY J VAN EIZENGA CLAUDE VAN HEFTY YVONNE C VAN HERK IRRA FRANCIS X VAN HOUTEN VAN KAMPEN EQTY GR FD KIP AND MAIRI VAN KEMPEN ARTHUR E VAN LEUVEN PETER Q VAN MIDDLESWORTH IRRA

P G G P G P P G G P P G P G P P P G G G G P G Reject Code N P P P G G G G G G G P G G P G M P G P N P G P G G G N M P G P N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 274 of 302 PageID #:54885

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 110876-0 609465-1 608724-8 625515-9 106020-1 120416-5 120418-1 116731-6 121968-5 105140-7 102071-4 615586-3 117691-9 614238-9 627188-0 627164-2 641120-7 612135-7 Claim ID 652745-0 104614-4 612107-1 612074-1 608486-9 101693-8 610457-6 120829-2 612957-9 106077-5 111197-3 101366-1 643377-4 121462-4 648260-0 116282-9 617684-4 101214-2 100088-8 637946-0 109181-6 611042-8 121137-4 628088-9 628090-0 628092-7 628087-0 628098-6 628097-8 628086-2 641731-0 624533-1 115746-9 115747-7 101162-6 101163-4 633043-6 633065-7 613538-2

BEATRIZ VALDEZ VALDEZ HERMAN J -CLSG VALDEZ TRUST BARBARA J -CLSG THOMAS MARK VALDISERRI IRA ROO CATHERINE A VALENTE IRA GARY W VALENTINE GARY W VALENTINE MARTIN J VALENTINE IRA SHIRLEY A VALENTINE IRA THOMAS A VALENTINE IRA MICHAEL K VALENTINE THOMAS G VALENTY REV TR UOA C ROBERT VALERI IRA VALERO PENSION - MACKAY SHIELDS D ESTATE OF MARIO VALESIO IMA JULIETTE VALESIO REVOCABLE TR U/A FRANK J VALESTIN IRRA VALLANCE INVESTMENTS PARTNERSHIP Claimant Name VANCEME LARRY G VANDE ZANDE WILLIAM J VANDENBUSH TEP W & E VANDER HEYDEN TEP INV AGY VANDER WALL JULIE GALLO -DARTHUR G VANDERBILT VANDERBILT-NTGI RUSSEL 3000 #3 KENNETH W VANDERGRIFF VANDERHEIDEN FAMILY TRUST JAMES A VANDERHEIDEN IRA LORRAINE E VANDERHOFF VERMELLE VANDERHORST ROBERT H VANDERMOLEN IRA ROBERT H VANDERMOLEN RONALD VANDERVALK & MELANIE VANDER DONNA R VANDERWEELE 083-LISA VANDERZEE FORD RHB HENRY R VANDERZYPPE JERRY L VANDEVEER IRA KENNETH K VANDEWEGHE SEP KRISTINA A VANEPPS VANFLEIT FRANCES M IRAT ALEX M VANGELLOW IRA VANGUARD 500 INDEX FUND VANGUARD ASSET ALLOCATION FUND VANGUARD GROWTH AND INCOME FUND VANGUARD MORGAN GROWTH FUND VANGUARD TAX-MANAGED BALANCED FUN VANGUARD U S VALUE FUND VANGUARD VALUE INDEX FUND MARILYNN D VANHAZEBROECK JO ANN VANICEK CHERYL VANMETER JERRY L VANMETER THOMAS G VANNOY #1 THOMAS G VANNOY #1 VANNWIL VANNWIL VANREED GRTH MCG

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M P G P G M M G M G G P G G P P G G

119959-5 619284-0 111866-8 615848-0 651597-5 116779-0 110909-0 602700-8 643507-6 637954-0 119639-1 652659-4 652746-9 652687-0 652592-0 652688-8 652564-4 652627-6 Claim ID 124081-1 615471-9 123885-0 625650-3 619364-1 110261-3 610334-0 100894-3 652747-7 124648-8 652593-8 652565-2 652690-0 116203-9 116204-7 121971-5 106036-8 103349-2 126828-7 126459-1 625779-8 625781-0 625780-1 625784-4 625733-0 625730-5 611527-6 616125-1 101748-9 652105-3 602883-7 635986-8 621255-7 621256-5 636453-5 625385-7 619584-9 109418-1 619266-1

Reject Code M M G P P N G X P M M M G M G P P P P G M P G G G G P G G G G P N N N N P P G

Confidential

PETER Q VAN MIDDLESWORTH SIDNEY & VIRGINIA VAN NESS LV TR JOHN R VAN NEST VAN REED GR FUND THERESA VAN SCHAIK TATIANA L VAN TILBURG DONNA M VAN VLEET PETER E VAN'T SLOT PRABHUNDHA VANASUPA IRA MR ROBERT R VANCE AND JOHN T VANCE VANCE401 VANCEAN VANCEAU VANCEC VANCEIRA VANCEJT VANCEM Claimant Name MICHAEL E VARING VARITY AUTOMOTIVE FIDELITY MICHAEL VARNER IRA RUTH J VARNEY INV ADV PRI J VARRILL TR FRANK J VASCELLARO IRA VASSAR ENDOW-IRIDIAN MICHAEL VASU VAUGHAN VAUGHAN & CO GROUP STOCK TRUST VAUGHAND VAUGHANW VAUGHDER MICHELLE M VAUGHN #1 MICHELLE M VAUGHN #2 SIDNEY B VAUGHN JR PAMELA A VAUGHN CLAUDETTE R VAUGHT KELLEY L VAVALA VAWLCO FONDS VC I ASSET ALLOCATION FUND VC I GLOBAL SOCIAL AWRNESS FD VC I STOCK INDEX FUND VC II SOCIALLY RESPONSIBLE FD VCI BLUE CHIP GROWTH FUND VCI GROWTH & INCOME FUND VCM INTERNAL TRADING ERROR ACCT RONALD E & IRENE E VEARA JTWROS RICHARD H VEATH DR FRANK VECCHIO JOHN & MARGARET VECCHIONE JTWROS CRAIG VECONI VECTREN CORP - INSTITUTIONAL CAP VECTREN CORP - INTEGRA CORE EQUIT RANGANATH VEDALA MD IRRA VEEDOT FUND VEF MSCI US R S #3 DAISY J VEGA VEGA GLOBAL FUND LIMITED

M N X M G G N P M G P M M M M M M M Reject Code N P M P N X P N M G M M M G N M M G M N G P G G G G G G X M G G G P G G G M P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 627252-5 652563-6 619242-4 110495-0 110494-2 126605-5 605572-9 605573-7 121470-5 108847-5 104497-4 601934-0 108202-7 Claim ID 114694-7 109157-3 649059-0 606919-3 113967-3 619671-3 618458-8 619619-5 114844-3 641249-1 602881-0 610631-5 123894-9 122238-4 602884-5 637859-5 113650-0 113875-8 113872-3 647618-0 620851-7 114136-8 619366-8 619368-4 619309-9 101451-0 113054-4 606191-5 606190-7 615134-5 615138-8 615149-3 649609-1 622350-8 621637-4 112371-8 115298-0 619000-6 618995-4 618996-2 620130-0 602885-3 618998-9 621529-7

RICHARD N VANSCOY IRA VANSTPSP VANTAGEPOINT BGI EDWARD VANTIMMEREN IRA SHARON J VANTIMMEREN DAVID VANTREASE VANVEST ASSOC LLC VANVEST ASSOCIATES L L C IVAN J VANWEATZINGA IRA MARY ANN VARDZAL FABIOLA VARGAS KRISTIN E J VARGAS I VARIABLE INV SPECIAL VALUE Claimant Name GENE VENESKY DANIEL M VENEZIA LEON H VENIER MD LTD SRA VENTRELLA B IRREV TR-CLSG ANTHONY M VENTURA VENTURA CERA INDEX EXTENDED R S # VENTURA COUNTY EMPLOYEES RETIREME VENTURA COUNTY EQUITY R S #1 MELVIN C VENTURA IRA #2 ANTHONY M VENTURA TTEE GASPER A & LINDA A VENTURELLA JTWR VERA N FRAZIER REVOCABLE LIVING T JOSEPH E VERBECK IRA SERVAAS V VERBIEST RICHARD VERCHICK PATRICK R VERDA AND GEORGE F VERDONE FAM TR FRANCESCA C VERDUGO TRUST GABRIELLA J VERDUGO TRUST MR MICHAEL J VEREB IRA VEREINS-UND WESTBANK RESIDENT CUS EDUARDO VERGARA H VERGARA IRA V-20 GAIL VERGARA IRA V-25 VERGARA TR V-19 GALE H VERGES MATTHEW VERGITH M C V TR ROBERT A VERIS -CLSG VERIS TRUST FRANCES E -CLSG VERIZON - ACTIVE VALUE -MELLON BA VERIZON - ROE - GROWTH - MELLON B VERIZON ACTIVE EQTY GROWTH- MELLO VERIZON FOUNDATION VERIZON LG CAP GWTH-MCM VERIZON-R3000-MCM RICHARD L VERKLER VINCENT C VERLANGIERI IRA VERMONT VERMONT EMPLOYEES RETIREMENT SYST VERMONT EMPLOYEES RETIREMENT SYST VERMONT GAS SYS RET PL-SBAM MDA VERMONT INVESTMENT ASSOC PINSKER OF VERMONT VERMONT YANKEE NDT - NQ MELLON

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107846-1 102589-9 104758-2 106793-1 600963-8 101294-0 101295-9 101293-2 123342-4 606181-8 619911-9 630064-2 610634-0 Claim ID 650808-1 634059-8 107276-5 107277-3 112915-5 115559-8 635621-4 104071-5 105956-4 627253-3 620852-5 609745-6 628102-8 126486-9 613375-4 643319-7 119910-2 100622-3 103642-4 109078-0 109233-2 125448-0 636912-0 603712-7 100618-5 627225-8 611413-0 621688-9 611412-1 611415-6 611414-8 122657-6 621297-2 603030-0 601009-1 105540-2 105541-0 105544-5 115154-1 638060-3 606063-3 110333-4 110334-2 614908-1

Reject Code G N G P G G G G P M G P M M G P P P P G P N P P P N G P P M P M M M G P G G G G P G G P

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GLORINILMA VEGA BENJAMIN C VEGA IRA ROGELIO VEGA VEGH FAMILY TRUST GUY R VELARDI MICHAEL VELASCO #1 MICHAEL VELASCO #2 ARLENE VELASCO MICHAEL J VELASCO VELDE FBO JOHN VELDE JR -CLSG CHARLES A VELEY LIVING TRUST VELINVEST LTD VELZ DR THOMAS S IRAT Claimant Name EST A VERSTER VERTEX ALL CAP FUND - MFS SERIES DIANE VERVEN DIANE VERVEN FIDELIS VERZOSA IRA #1 ORLANDO VESCIO GLORIA ANN VESSADINI TTEE CHERYL D VESTAL VESTRY OF ROCK CREEK PARISH ESTATE OF JOHN E VETTERLI MARY S VEZIE REVOCABLE TRUST VFP SECURITIES LP -PARAMETRIC VFTC EMPLOYEE BENEFIT INDEX FUND VH COFONDS VIA-DAVIS SELECTED VENTURE FBO ROBERT M VIAENE ROBERT M VIAENE IRA JAMES C VIANCO IRA #2 ERNEST R VICARI IRA JOHN C VICKERS KAREN A VICKERSON VICTOR EQUITY HUB FUND LTD JAMES G VICTOR IRRA VICTORIA MEDICAL GROUP VICTORIA MEDICAL GROUP MPPST VICTORIA SERVICES PCIAA ADV-RES VICTORY BALANCED I AG VICTORY CAPITAL VICTORY ESTABLISH VALUE FD I AG VICTORY STOCK INDEX I AG VICTORY VALUE STOCK I AG RAYMOND R VIDAL IRA VIDAL L&M CRUT MAIN ACCOUNT VIETOR FRANCESCA VIETOR MARK VIFX LLC GAIL VIFX LLC NICOLE VIFX LLC RENEE CHRISTINA F VIGIL VIGIL FAMILY ENTERPRISES INC AMY DELORES VIGILANTE IRREV DIRECT VIKING YACHT CO LET SVG PLAN VIKING YACHT CO RT SVGS PLAN VILAN DEMETRIOS - TUA

N P N P G N N N N P P G P Reject Code P P M M P X M G N P P P G N G G M P X P P G G M G P P P P G P G P P P G G G N G P P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 621528-9 103092-2 120963-9 652982-8 652827-9 116694-8 105154-7 650961-4 Claim ID 606985-1 115049-9 609483-0 101158-8 646600-1 639106-0 605157-0 102549-0 113069-2 119130-6 641058-8 105086-9 649684-9 610609-9 649657-1 625546-9 649653-9 649685-7 649650-4 610611-0 610598-0 649652-0 644031-2 602887-0 607701-3 623540-9 623542-5 623543-3 623544-1 623545-0 615144-2 603102-1 603078-5 105148-2 104901-1 620235-7 608284-0 646429-7 610648-0 652067-7 613462-9 607627-0 102232-6 124394-2 119224-8 610182-8 108655-3 643244-1 101892-2

VERMONT YANKEE NDT NON QUAL DEL I VERNE INVESTMENTS LIMITED FLIP SUSAN VERNON TR VERNON, LILLIAN IRA VERNON, LILLIAN REVOCABLE TRUST FEDELE E VERO PC PS TRUST STEPHEN F VERONA DIANE VERSTER Claimant Name VINCENT IRA ELIZABETH M -IR MARYSE VINCENT VINCENT REVOCABL TRUST-D -CLSG PETER L VINCIGUERRA IRA MRS ESTHER G VINE IRRA FBO PAUL W VINEBERG DR IRA S VINEBURG DECEASED BRUCE A VINOKOUR BRUCE A VINOKOUR TRUST DOROTHY L VINYARD VIOLET B ROSS TTEE PATRICIA E VIOX VIP AGGRESSIVE GROWTH PORTFOLIO VIP DEVON VIP EQUITY INCOME VIP GROWTH FUND VIP II CONTRAFUND VIP III BALANCED FUND VIP III GROWTH & INCOME VIP SELECT GROWTH VIP VALUE VIP VALUE STUART R VIRGIN & SHARON C VIRGIN VIRGINIA INVESTMENT ASSOC JEFFERY VIRGINIA MILK PRODUCTS PENSION SC JP MORGAN- VIRGINIA RETIREMENT SYS SYMPHONY - VIRGINIA RETIREMENT SYS SYMPHONY - VIRGINIA RETIREMENT SYS SYMPHONY - VIRGINIA RETIREMENT SYS SYMPHONY - VIRGINIA RETIREMENT SYS VIRGINIA RETSYS - MACS - LONG - G VIRTUS EDGE GR & INC SERIES VIRTUS INDEX FUND ANDREW J VIRZL MARIANNE VISCO & VISITING NURSES ASSC OF YORK CTY VISKASE PENSION - NIC LEONARD M VISOSKY VISSCHER MARGARET L MOAG VISTA CAPITAL VISTA DEL MAR - IMA TNT-LDN-VST99- VISTEON RESERVE BORIS J VISTY IRA VITAL FORSIKRING ASA JULIO C VITALE VITERBI FAM TR- US TR EQTY VITHALANI LIV TR JOHN M VITUCCI & CARLA M VITUCCI VAN C VIVES IRA

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125652-1 602976-0 105384-1 620236-5 622678-7 125556-8 645700-2 124070-6 Claim ID 622679-5 624748-2 610493-2 633321-4 614847-6 638071-9 606515-5 105066-4 100003-9 121049-1 120380-0 627893-0 115032-4 645470-4 112586-9 607971-7 608134-7 117565-3 124962-2 100805-6 112472-2 651646-7 652085-5 641712-4 624444-0 114635-1 114636-0 602863-2 602980-9 603013-0 603016-5 103661-0 103121-0 104702-7 105152-0 103895-8 107129-7 121747-0 116496-1 120897-7 641776-0 647037-8 618830-3 122171-0 637546-4 120983-3 646375-4 608401-0 112389-0

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SCOTT VILE VILLAGE PARTNERS COF PINSKER GOLD MARISOL VILLAMIL VILLANOVA UNIV ENDOW FD-MSF VILLANOVA-MACKAY SHIELDS LLC CELESTE I VILLARREAL MARYANN VINALL BRENDA M VINCENT Claimant Name VLG FOUNDATION CAP INT EQUITY VNA FOUNDATION VNA FOUNDATION -WILLIAM BLAIR VOCATIONAL FOUNDATION CAP FUND VOECKS ARNOLD W & MARGARET H -IMA GLENN J & MARLENE K VOGEL VOGEL JOHN W IRA -IR RYAN E VOGEL SUSAN C VOGEL JOSEPH H VOGELMAN BERND VOGELSANG IRA JOHN L VOGELSTEIN CHARITABLE DOROTHY L VOGT TRUST JOANNE M VOLAKAKIS IRRA SUSAN E VOLK VOLKSWAGEN - DEUTSCHE VOLKSWAGEN - OPPENHEIMER ROBERT R VOLL IRA THOMAS P VOLLSTEDT NADYNE G VOLMERDING TRUST JOANN L VOLOCYK ROBERT G VOLZ MD TRUST RAMON A VON DREHLE DOLORES A MEYER & TERI VON HANDORF RICHARD B VON MAUR JR ANTON VON WILL AND ANTON VON WILL AND PER ANDERS VON ZELOWITZ TR UAD 07 NILS ERIK VON ZELOWITZ TR UAD 6 22 NILS ERIK VON ZELOWITZ TRUST UOA D PER ANDERS VON ZELOWITZ TRUST UOA DANIELLE VON ZERNECK STEVEN R VONACHEN GEORGE A VONBODUNGEN GEORGE A VONBODUNGEN ELIZABETH D VONDENBRINK STEPHEN H VONDERACH TRUST STAN VONFELDT VICTOR VONSCHLEGELL REV TRUST IM PHILIP V VOORHEES IRA PHILIP V VOORHEES IRA MRS KAREN CURTIN VOORHEES VOPAK USA INC RETIREMENT PLAN HERBERT G VORE IRA HERBERT G VORE IRRA JOHN D VOREL IRA JAMES VOROSMARTI JR & CAROL VOROSM VOS 1997 TRUST DONNA C -DBRENT P VOSS IRA

G G P G M N G M Reject Code P M P P P G P G N M M G G G G G G G M P N G M G P G M G G G G G N M P G M M G M G P P M G G M P G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 277 of 302 PageID #:54888

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 106586-6 125894-0 620859-2 Claim ID 618853-2 618857-5 602892-6 112152-9 125043-4 625388-1 615942-7 615943-5 608522-9 608523-7 101270-3 625243-5 121930-8 121931-6 635035-6 120472-6 628089-7 610482-7 610483-5 622373-7 607965-2 609421-0 615884-6 615317-8 623210-8 620880-0 620882-7 620881-9 632907-1 621538-6 108421-6 602929-9 611683-3 611684-1 115132-0 613560-9 625222-2 612846-7 612192-6 602907-8 624371-1 636795-0 624370-3 610951-9 125608-4 122965-6 120955-8 652689-6 119102-0 126187-8 101009-3 103518-5 Claim ID 108462-3

ELEANOR T VIVIANI IRA PETER VIZZONE VKAC FINANCIAL TRUST SERIES 1 Claimant Name VOUGHT AIRCRAFT INDUSTRIES INC MA VOUGHT AIRCRAFT INDUSTRIES INC MA VOV LAMED ASSOC MICHAEL T VOWELL SANDRA W VOYNE VP ULTRA FUND DWIGHT C VREDENBURG FAMILY TRUST VREDENBURG FOUNDATION VRYHOF TRUST GAYLE E VRYHOF TRUST STEVEN C VSLJ TRUST VT DISCOVERY FUND ROBERT A VUKOVICH ROBERT A VUKOVICH THERESE M VUOZZO IRA RONALD A VUOZZO VVIF EQUITY INDEX PORTFOLIO VYGANTAS CHARLES -NTGI VYGANTAS CHARLES -NTGI VZ INTNAL PASS USLCC W E NON-QUALNDT - NISA EQTY W L INVESTMENTS L P -CLSG W SHOREY GST NONEXMPT FBO MARGARE W THEODORE COREY IRA W&M COLLEGE GEN FUND-DELAWARE WA MEAT IND-PENSION INVESCO WA ST PLBG PIPFTG PENS LOGAN CIRC WA TRUST TRUST DEPT WA-ID CEM MASONS ERT-QUEST WA-ID LABORERERS PEN - QUEST INVT PATRICK E WAACK IRA DAVID W AND JANET W WAANDERS LIVIN WABASH COLLEGE-CURRENT FUNDS WABASH COLLEGE-JENNISON ASSOC JOHN L WACHHOLZ IRA WACHOVIA CORPORATION PENSION LARG WACHOVIA EQUITY INDEX FUND WACHOVIA-FUSP ROBERT M WACHS TEP LARRY & MARSHA WACHSMAN JTWROS JAMES R WACHT AUDREY WACHTEL DCSD IRRA REBECCA WACHTER TRUST UOA D 4-2-99 WACKLEY SHARON M IRA ROO IRAT WADDELL SLUDER ADAMS & CO TERESA M WADDELL OMER E WADDLES IRA WADE DANIEL P WADE FBO ROSALIE WADE JAMES A WADE JR IRA LONNIE E WADE Claimant Name GLENN A WAINWRIGHT

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107465-2 612581-6 122758-0 Claim ID 650494-9 116704-9 652775-2 113349-7 637764-5 637782-3 125201-1 125220-8 125223-2 637772-6 609426-0 107987-5 620856-8 105464-3 614588-4 650819-7 642681-6 103342-5 639103-6 606643-7 117014-7 102720-4 125548-7 107033-9 100664-9 125549-5 602937-0 640825-7 102604-6 110826-3 609326-4 126115-0 121941-3 643597-1 651731-5 122011-0 103662-9 634260-4 125844-3 647800-0 612907-2 652691-8 118612-4 626990-7 626988-5 626989-3 643671-4 634236-1 634345-7 638916-3 634252-3 101035-2 Claim ID 120939-6

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JENNIFER A VOSS DON P & KAY M VOSS JTWROS GERALD S VOTTA IRA Claimant Name MICHAEL R A WADE ROBERT E WADE SEP IRA WADECIRA WADENA MEDICAL CENTER PSP STUART A WADLEIGH AND STUART A WADLEIGH IRA S WADLEIGH S WADLEIGH S WADLEIGH WAYNE C WADLEIGH TTEE WADLEY TRUST JO ANN -DPAMELA F WAERS WAFRA INTERVEST CORPORATION SUB A DEVERE WAGAR WAGER JAIN ALLYN - IMA PLGD TIMOTHY WAGG GENE T WAGGY IRA BERTRAM WAGHER SUDHAKAR WAGLE IRRA WAGNER E R -CLSG #1 CHRISTOPHER L WAGNER IRA JAMES A WAGNER IRA LEANNE C WAGNER IRA STEWART R WAGNER IRA KRISTINA WAGNER LEANNE C WAGNER MS JANE M WAGNER NANCY WAGNER PHYLLIS C WAGNER RANDY L WAGNER WAGNER TR J WAGNER TR & -CLSG ROBERT WAGNER TR WAGNER VAUGHAN& MCLAUGHLLN PSP ALTON H WAGNON TCW IRA DOUGLAS L WAGONER IRA HICKLEY M WAGUESPACK GEORGE M WAHAB WAHIAWA HOSPITAL ASSN INV MGMT RITA WAHL SUSAN WAHL WAHLBERG JOHN E ADMIN TRUST WAHLE JOHN WAHLIG FRED W WAHLIN INS TST DTD 9 13 77 FRED WAHLIN TRUST B RICHARD W WAHLIN TRUST SHEILA G WAHOSKI & R JOHN WAHOSKI WAIALAE COUNTRY CLUB EQUITY INV M WAIALAE COUNTRY CLUB PEN PLAN-FHB FBO EDITH S WAIBEL WAIMEA EDU & CUL ASSN INV MGMT AC GLENN A WAINWRIGHT Claimant Name WILLIAM H WALL

N G M Reject Code M P M G G G M M N G P X G X P P G N P G X X M N N M G G N G P P G G P M G P M G G M N P P P P G G G G P Reject Code N

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 278 of 302 PageID #:54889

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 100337-2 116675-1 106415-0 125435-9 644243-9 107194-7 610146-1 610138-0 605431-5 650866-9 606195-8 625619-8 120033-0 610097-0 610416-9 106895-4 119134-9 613202-2 118496-2 106470-3 648701-7 125457-0 117557-2 125392-1 106894-6 615640-1 121402-0 109443-2 116689-1 645105-5 645106-3 607211-9 606548-1 602958-2 642174-1 616937-6 637559-6 648702-5 100078-0 637558-8 603108-0 107546-2 615628-2 619754-0 109194-8 110160-9 648375-5 107616-7 609536-4 108956-0 103446-4 Claim ID 108125-0 119384-8 110672-4 103177-5 615345-3 110350-4

ROLAND G WAITE IRA STUART WAITE TR MARILLYN WAKEFIELD JAMES WAKEFIELD TR JOHN R WALD IRA MARY JACK WALD WALD-NORTHERN TRUST S&P 500 -P WALD-TWEEDY BROWNE CO-EQUITY PAUL A WALDECK 1993 TRUST UAD 5 13 WALDIN MANAGEMENT WALDO FAMILY TR MARIE S CLSG WALDORF ED FDN-PRIVATE EQ-REAL ROBERT A WALDRON WALGREEN-LEGG MASON-SL WALGREEN-MILLER ANDE EQ -SL NANCY M WALKER #1 JULIIAN WALKER AND WALKER ART CENTER ALLIANCE WALKER CRIPS STOCKBROKERS LTD CYNTHIA L WALKER WILLIAM R WALKER DCSD WILLIAM R WALKER DECSED EST ELEANOR WALKER EST MABEL S WALKER NANCY M WALKER IRA #1 DEBORAH P WALKER IRA FLORENCE E WALKER IRA FREDERICK P WALKER IRA JOHN F WALKER IRA MR EDWARD D WALKER IRA MRS PHYLLIS A WALKER IRA WALKER IRA ROO FRANK M -CLSG WALKER IRA ROY D -IR NFP JACQUELINE ADLER WALKER JOSEPH R WALKER WALKER LC & M FDN-COMERICA CL MARTHA K WALKER MD IRRA MRS MABEL S WALKER SCOTT L WALKER FRANK B WALKER SEP WALKER SMITH INTERNATIONAL FUND L THOMAS R WALKER DAVID A WALKER TR CUSTODY FSB-FL INV AGT GRACE W WALKER TRUS IRIS WALKER TRUST JAMES D WALKER TRUST BERNARD C WALL AND JEAN WALL TIC KARLA E WALL IRA WALL IRREV TR FRITZ W-CLSG PETER WALL DORRIS C WALL TRUST Claimant Name ELSIE WALTER KARL E WALTER IRA MARILYN S WALTER IRA NANCY J WALTER IRA WALTER KENNETH TRUST RALPH C WALTER

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609535-6 118658-2 619112-6 619113-4 631736-7 113632-1 115709-4 118023-1 118240-4 606558-9 606638-0 606639-9 606640-2 640785-4 102224-5 111528-6 123871-0 107246-3 651386-7 602968-0 117094-5 103428-6 108380-5 108434-8 120099-2 103984-9 648009-8 121449-7 603633-3 608385-4 101925-2 106100-3 109999-0 123883-3 640398-0 102166-4 102291-1 101753-5 602977-9 123229-0 608549-0 643245-0 114125-2 606308-0 608579-2 608578-4 608604-7 615721-1 111716-5 615346-1 611043-6 Claim ID 103332-8 102478-7 642490-2 121260-5 112957-0 102723-9

Reject Code X M P P P P

Confidential

WALL-APELT TR HELGA WALLA WALLA COMM COLLEGE FND THE WALLACE FOUNDATION THE WALLACE FOUNDATION IR TUA DAVID WALLACE JEAN M WALLACE IRA #1 JUDITH WALLACE IRA JAY K WALLACE MILDRED WALLACE WALLACE SURVIVOR'S TRUST WALLACE TR FBO ANGELA DRIVER WALLACE TR FBO ROBERT WALLACE WALLACE TR FBO VIRGINIA SAVITZ CHARLES F WALLACH IRA JOELLE WALLACH IRA MARY WALLACH IRA TEDDY WALLACH IRA SUSANA E WALLACH TRUST DAN WALLBAUM PENNY HOTOPH WALLBERG LAURA WALLER WALLERSTEIN FOUNDATION WALLERSTEIN FOUNDATION WALLERSTEIN FOUNDATION PAUL E WALLNER IRA DOROTHY I WALLS BRADLEY E WALSH AND BETTE N WALSH BRADLEY E WALSH BRIAN WALSH WALSH CHEV-OLD-CAD BILL-D-CLSG ARLIN L WALSH IRA ARLIN L WALSH IRA ARLIN L WALSH IRA BEVERLY J WALSH IRA FRANK F WALSH IRRA JEANNE M WALSH JEANNE M WALSH KAREN L WALSH MARY P WALSH RITA A WALSH WALSH ROBERT E -D- -CLSG LEO F WALSH TTEE DONALD WALSKY IRA WALSTRA IRA CALVIN N -IR WALSTRA PENSION PLAN -DCRP WALSTRA PROFIT SHAR PLAN -CLSG WALSTRA TRUST GRACE M -PD SUC TTEE LOUIS WALSTROM-ANNE ALETHA G WALTER WALTER BARBARA ANN TRUSTEE WALTER CHARME J TTEE FD B AG-TOA Claimant Name JANE WARCHOL AND MARION WARCHOT WARD DAWN L WARD AND ANGELIQUE WARD HARRY M WARD III REV TR

P M G G G G G N P P P P P G N M P P P G X N M M P G G M P P G G M G G N M G P P P G G P P P P P X P P Reject Code P G G P M X

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 113110-9 645833-5 104192-4 607156-2 124918-5 618988-1 120461-0 120462-9 647940-5 104854-6 647938-3 121358-0 609992-0 609993-9 118795-3 120861-6 115272-6 125984-9 606200-8 608470-2 652956-9 608509-1 111734-3 602921-3 104054-5 602963-9 602964-7 614773-9 636311-3 602928-0 619854-6 109357-6 109395-9 109346-0 109358-4 602983-3 602984-1 623502-6 602985-0 652567-9 103723-4 126427-3 620088-5 620087-7 620870-3 602931-0 Claim ID 107441-5 104048-0 645938-2 611725-2 619271-8 120914-0 104298-0 109048-8 110560-4 614519-1 126162-2

MARILYN M WALTER TTEE HOWARD M WALTERS JR & JIMMIE LEE W ALLYSON E WALTERS IRA WALTERS IRA TR BRUCE E -CLSG MARK M WALTERS WALTHAM RETIREMENT SYSTEM CRAIG R WALTON IRA CRAIG R WALTON IRA CRAIG R WALTON IRA RAYMOND E WALTON IRA CRAIG R WALTON IRRA DONALD C WALTON JR IRA WALTON LD MARG MARVIN - TIA WALTON LD MICH MARVIN - TIA RHEDA WALTON ROBERT G WALTON RICHARD T WALTON TRUST THE WALTRUST WALVOORD IRA ROO L ELLEN -IR WALVOORD TR LAURA ELLEN M-DWALZER,ARLENE & MARTIN JTEN CO WANDEL 1999 IRREV TR JAMIE-DMORRIS L WANEK IRA CHARLENE WANG CHENG YUN WANG CHESTER YUN LAI WANG CLARE YUN YUE WONG WANG WANG HSIAO-CHIH FAM TR - IMA VIVIEN WANG CAROLYN WANG-YONG RICHARD WANK TRUST CHARLES WANNER IRA SUSAN WANNER IRA CHARLES WANNER RET TR SUSAN WANNER TERRENCE A WANNISKI AND KATHERINE ANDREW WANNISKI JUDE WANNISKI IRA MATTHEW WANNISKI WANNMKER LILLIAN M WANTE WALTER F WANZONG IRA WAPAKONETA MACHINE HRLY TR-INV WAPAKONETA MACHINE SAL TR-INV WAPPINGERS CONGRESS TEACHERS WELF JOSIE M WARCHAK Claimant Name LONNY WARSHAW TR ANDREW WARTELLA RICHARD W WARWICK IRA WASH CTY RETMT - GLOBALT WASH ORNAMENTAL IRON WORKS RET ANNA J WASHBURN CONSTANCE J WASHBURN HOWARD K WASHBURN LINDA B WASHBURN WASHINGTON AREA CARPENTER'S WASHINGTON BUSINESS INFO INC

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124615-1 112732-2 103167-8 618065-5 645634-0 125716-1 102994-0 609270-5 118635-3 114454-5 622271-4 622270-6 610666-8 613281-2 107719-8 124129-0 626005-5 120480-7 122580-4 630733-7 105830-4 101237-1 105364-7 623195-0 121042-4 105365-5 649380-7 101498-6 627043-3 126342-0 106994-2 124351-9 124608-9 103052-3 126381-1 620878-9 126380-3 635661-3 100042-0 617802-2 118613-2 120889-6 652130-4 652129-0 116216-0 124358-6 Claim ID 644605-1 103998-9 650938-0 102470-1 107744-9 112481-1 106682-0 126149-5 126148-7 614784-4 614999-5

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DONALD L WARD IRA SUSAN F WARD IRA IRL E WARD ANNE G WARD QTIP ABR HELEN S WARD TTEE WILLIAM J WARD GERALD F WARDELL WARDLE FAMILY TRUST-D-CLSG MARILYN P WARE GRAYER ANNETIONETT D WARE PARKER WAREHOUSE EMP LOC 169 WAREHOUSE EMP LOC 169 PEN ARK-FIX WARHEIT ANDREW C MD IRAT WARIYAR BALACHANDRAN MD ROO IRA JOHN T WARLICK III GERARD G WARMERDAM WARMING IMA KIRK G WARNER AND BETTY G WARNER TR D M WARNER FOR P WARNER CRUT UW POLLY R WARNER DOWLING EDWIN R WARNER ELIZABETH S WARNER JUNE WARNER FAMILY TRUST - CUST JEANNE A WARNER IRA SILAS WARNER MARITAL CHARLES F WARNER TIRA-NATIONAL JOHN L WARNER TRUST WARNER-LAMBERT CO BENEFITS TR WARNING LITES OF ALASKA INC BARBARA L WARNY DEBRA J WARREN #1 DEBRA J WARREN #2 CHARLES WARREN ETHA WARREN WARREN GRANDCHILDREN TRUST POOL O JIMMY WARREN IRA ROBERT W WARREN IRA MARY C WARREN CITY OF WARREN P&F-MACKAY GROW ROBERT E WARREN TRUDIE H WARREN JUDITH A WARREN TRUST THOMAS L WARREN TRUST JOANN L WARRICK JACK L WARRUM IRA Claimant Name STEPHEN W WATSON MD PATRICIA WATSON PETER WATSON RICHARD A WATSON TERRY R WATSON THOMAS E WATSON AHSLEY J WATSON TRUST WILLIAM WATTERS IRA WILLIAM G WATTERS TRUST WATTIS 31ST AMEND OF P C '91 TR-I WATTIS PAUL L TR A TOUOW

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624594-3 616574-5 633331-1 124323-3 628162-1 111912-5 109891-8 652912-7 114537-1 114257-7 125514-2 112235-5 625514-0 104250-5 103078-7 102371-3 117283-2 605637-7 122819-6 611960-3 617858-8 112223-1 632994-2 109821-7 639255-5 639292-0 121514-0 608846-5 641796-5 115341-2 112638-5 650939-8 618121-0 100990-7 116976-9 120892-6 642288-8 606561-9 125211-9 104317-0 609316-7 Claim ID 632953-5 107149-1 107150-5 107151-3 107152-1 108317-1 602412-2 105443-0 121508-6 102183-4 647198-6 109182-4 113386-1 628842-1 628843-0 107153-0

WASHINGTON ISLAND FOUNDATION INC WASHINGTON MUTUAL INVESTORS FUND WASHINGTON POST MASTER RET TR WASHINGTON SQUARE HEALTH FDN WASHTENAW COUNTY VEBA LARGE CAP V CHARLES WASKIEWICZ FRANK J WASKO & WASLEY,JOSEPH & THELMA TTEES UAD CARMENIA WASMER IRA MICHAEL F WASMER GLADYS E WASSER IRA JOHN T WASSERBURGER LEE WASSERMAN COF REBECCA WASS NORTON WASSERMAN IRA SANDRA A WASSERMAN FREDERICK H WASSERMANN IRA JOHN H WASSON IRA TERRY WATANABE DALE L WATCHOWSKI IRA WATERBURY GENEVIEVE TRUST 03-16-9 WATERFORD TOWNSHIP P&F- CAPSTONE WATERLOO WATER WORKS PP J B WATERMAN CUSTODIAL AGENCYUOA MARY E WATERMAN LOUIS S WATERS IRA LOUIS S WATERS IRA WILLIAM F WATERS WATFIELD LTD FRANK M WATKINS IRRA VIOLA A WATKINS CLOVIA A WATSON DIANE WATSON KATHRYN B WATSON EST TR BRK EVA M WATSON JEFFREY A WATSON IRA KENNETH R WATSON IRA MARJORIE F WATSON IRA WATSON IRA ROBERT -IR JANIS WATSON KENNIE T WATSON WATSON LESLIE Claimant Name WEAVWIL DAVID R WEBB #1 DAVID R WEBB #2 DAVID R WEBB #3 DAVID R WEBB #4 ANGEL D WEBB SUSAN WEBB DE SAINT PHALLE FRANCES WEBB HARRY D WEBB FRANK W WEBB IRA HENLEY R WEBB IRA PEGGY A WEBB IRA RANDOL B WEBB IRA THE DONALD WEBB IRREVOCABLE TR I THE DONALD WEBB IRREVOCABLE TR II TUCEAN P WEBB

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613547-1 110401-2 652070-7 119775-4 113526-0 126079-0 620110-5 608289-0 615092-6 612516-6 612517-4 113092-7 115806-6 126259-9 615188-4 108739-8 616652-0 610291-3 612153-5 609931-9 615246-5 610098-8 610486-0 610473-8 611757-0 651593-2 615783-1 634726-6 122111-6 100726-2 621775-3 611126-2 643584-0 643315-4 636719-4 120226-0 643122-4 634588-3 636700-3 632954-3 632952-7 Claim ID 615590-1 644149-1 104967-4 115183-5 115182-7 609584-4 602333-9 648342-9 636529-9 100878-1 126934-8 603014-9 605067-0 118878-0 115362-5 112825-6

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WATTS EST C MAXINE M WATTS BEATTY GA WATTS TRUST HERMAN E WATTWOOD JR EVELYN M WAUGH #1 WAUKESHA HOSPITAL SYSTEM WAUKESHA HOSPITAL SYSTEM PEN PL O WAUSAU HOMES INC -DWAVERLY CHILDREN'S FARM HOME QUES WAX ALAN S WAX MARILYN S KENNETH WAXMAN TTEE HELEN F WAY IRA BARRY H WAYNE WAYNE COUNTY EMPLOYEES RETIREMENT NANCY S WAYNE WAYNE STATE UNIV-AELTUS WAYNE-JP MORGAN WB ENTERPRISES INC AGY TEP WBP - J P MORGAN WBP OF THE LUTHERAN CHURCH-MISSOU WBP-BARCLAYS US WILSHIRE FUND WBP-FIDELITY MANAGEMENT WBP-STATE STREET TRANSITION WEA INSURANCE CORP EQUITY INDEX MARILYN WEAKS LILLIAN E WEATHERALL IRREV FBO MRS EDWENA D WEATHERSBY #2 EDWENA D WEATHERSBY JOSEPH B WEATHERSTEIN WCSF WEAVER BARKS WEAVER DENNIS L & PAMELA A MOAG MILES A WEAVER IRA PAUL R WEAVER IRRA RICHARD H WEAVER IRRA FREDERICK G WEAVER TRUST FREDERICK G WEAVER TTEE JOHN C WEAVER TTEE RICHARD H WEAVER TTEE WEAVJAN WEAVROB Claimant Name DONALD WEESNER CHARITABLE TR UOA WEG INVESTMENTS, LLLP PIA ACCOUN VIRGINIA M WEGENER IRA LOMA L WEGERER REV TR LOMA L WEGERER TRUST WEGNER TRUST CARL R -DKAROLYN WEHNER WEHRENALP JTWROS MR ERNEST DEAN WEHRENBERG & MRS JO BONNIE A WEICH ERNEST WEIDENBERGER AND BARBARA WEIDENFELD BARBARA WEIDENFELD PETER WEIDHORN 1 WEIGART LEGACY TRUST IRVING I WEIGENSBERG IRA

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 111293-7 651202-0 651183-0 624374-6 611037-1 105779-0 121726-7 123230-4 101354-8 106983-7 602999-0 107495-4 615560-0 113856-1 602888-8 644455-5 602912-4 605222-3 605223-1 605224-0 602962-0 104667-5 106444-4 639203-2 101089-1 117284-0 117084-8 107231-5 112075-1 123553-2 644341-9 120583-8 107159-9 647254-0 107418-0 110405-5 Claim ID 601397-0 634325-2 108863-7 124544-9 612514-0 612515-8 611591-8 119427-5 119428-3 625432-2 603000-9 605069-7 612591-3 109399-1 111685-1 100053-5 602944-2 605294-0 605343-2 602950-7 602914-0

VERA M WEBB JANE WEBBER RUTH WEBBER CLIFFORD WEBER WEBER DUANE C NON-MARITAL TOA GARY WEBER IRA JOHN W WEBER JON G WEBER JOSEPH D WEBER JR IRA RICHARD E WEBER TIMOTHY WEBSTER & SUSAN WEBSTER JT JOY E WEBSTER WEBSTER M BULL TR UOW MARK C WEBSTER DR HAROLD WECHSLER JANET P WECHSLER IRA HAROLD WECHSLER TOD HELENE LINDA WECHSLER TTEE UOA D 5 HELENE LINDA WECHSLER TTEE UOA D 5 HELENE LINDA WECHSLER TTEE UOA D 5 HELENE LINDA WECHSLER UOA D 5 7 69 BELLE WECHTER MARTIN WECKSTEIN DR RONALD D WEDDLE IRRA HANNAH H WEDEEN TRUST GREGORY L WEDEL RICHARD H WEDEMEYER IRA GORDON D WEED LEE WEED DAVID L WEEKES DAVID L WEEKES RAY A WEEKS AND CARMELLA WEEKS IRA #2 MARILYN J WEEKS CARMELLA WEEKS TRUST FLORENCE E WEELBORG SUB TR1 Claimant Name PRISCILLA A COHEN AND ANTHONY P WE SHARON R WEINER ROO IRA INV MGMT B ALAN G WEINER SEP RUDOLPH WEINGARTNER IRA WEINMAN ARTHUR WEINMAN LOIS WEINMEISTER JOANN IRAT BARRY D WEINREB BARRY D WEINREB MITCHEL WEINREB IRA BARBIE WEINSTEIN BARBIE WEINSTEIN THE WEINSTEIN FAMILY FOUNDATION GEORGE WEINSTEIN IRA H S WEINSTEIN IRA ZELMA WEINSTEIN IRA JENNIFER H WEINSTEIN KARL T & MARTHA WEINSTEIN KNOBLER MARTHA WEINSTEIN KNOBLER SEPERATE LYNN ANN WEINSTEIN MS NAOMI WEINSTEIN

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112824-8 649576-1 652628-4 627775-6 106022-8 602894-2 602890-0 123064-6 123065-4 113477-9 125013-2 624375-4 624377-0 624379-7 624380-0 624376-2 624378-9 633325-7 624381-9 610572-6 648250-3 647862-0 109904-3 119655-3 650025-0 652809-0 652941-0 102913-4 625412-8 612593-0 126023-5 119609-0 109298-7 106563-7 625411-0 126022-7 Claim ID 611000-2 602995-7 115641-1 602965-5 102118-4 117631-5 124077-3 119215-9 110943-0 603003-3 602960-4 610999-3 603263-0 100987-7 108375-9 118785-6 100392-5 609579-8 652915-1 602987-6 110219-2

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IRVING J WEIGENSBERG WEIGHT WATCHERS WEIKELS J PETER WEIL LEON A WEIL MABEL S WEIL MR LEON J WEIL SHIRLEY WEIL UW JOE F WEIL RICHARD J WEILAND & ABIGAIL R WEILAND DEREK E WEILBAECHER HEIDI Z WEILBAECHER JAMES EDWARD WEILBAECHER III IRREV JAMES E WEILBAECHER III DEREK ERNST WEILBAECHER IRREV TR D HEIDI ZIEGAST WEILBAECHER IRREV TR JAMES E WEILBAECHER JR IRA-ROO JAMES E & THEA Z WEILBAECHER JTWRO WEILER FAMILY FNDTN G H & P KENNETH M WEINBERG CSLT PIMCO NFJ DAVID WEINBERG DIANA G WEINBERG PENNY K WEINBERG SOL WEINBERG ROTH IRA WEINBERG, ROBERT F. WEINBERG,MARILYN S.TRUST THERESA M WEINDORFER IRA LEE M WEINER & LINDA A WEINE TRACY KYLE AVENDON WEINER AND TOM BERNARD WEINER IRA BRUCE R WEINER IRA KEITH F WEINER IRA KRIS K WEINER IRA LEE M WEINER & LINDA A WEINER MIRIAM G WEINER Claimant Name WEISS BRIAN I AG HERBERT M WEISS COF BURNS & LEVINS NATHAN N WEISS FAMILY TRUST GREGORY WEISS EUGENE L WEISS IRA JEROME WEISS IRA KENNETH R WEISS IRA RICHARD D WEISS IRA SIDNEY WEISS IRA JEFFREY WEISS MICHAEL & DORA WEISS JTWROS WEISS LORETTA SUE I AG WEISS MS CORA PATRICIA L WEISS RANDY A WEISS RICHARD D WEISS RICHARD M WEISS WEISS TRUST MARVIN -CLSG WEISS,SYLVIA F/B/O,U/W/O J. GELFM ARNOLD WEISSBERG AND MATILDE ZIMME PHILIPPE WEISSBERG

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 605325-4 111655-0 603010-6 605181-2 602891-8 124937-1 602946-9 125146-5 648010-1 606373-0 105478-3 126362-5 619348-0 122017-9 605154-5 605168-5 105577-1 609359-0 606876-6 104523-7 105237-3 602893-4 638220-7 652170-3 109237-5 611091-6 611092-4 611093-2 603001-7 602959-0 602961-2 Claim ID 625301-6 638777-2 121520-5 619115-0 619116-9 619117-7 619118-5 619120-7 619121-5 619122-3 619124-0 619125-8 619127-4 619128-2 619130-4 619131-2 619133-9 619135-5 607641-6 607684-0 126804-0 108819-0 109828-4 109212-0 119151-9 622038-0

LYNN ANN WEINSTEIN SPECIAL ACCOUNT ROBERT R WEINSTINE ADAM WEINSTOCK & KIMBERLY WEINSTOC ELAINE WEINSTOCK ELAINE & ADAM WEINSTOCK JTWROS SUSAN WEINSTOCK MARC WEINTRAUB AND JODY WEINTRAUB JOSHUA L WEINTRAUB LEON WEINTRAUB TTEE WEIS IRA ROBERT A -CLSG ARLENE WEISBACH IRA ELIZABETH D WEISBECKER R&D WEISBERG #1,JTWROS ETA WEISBERG TRUST DR ALLEN WEISBERGER AND MRS SUSAN DR ALLEN WEISBERGER MRS SUSAN DAVID A WEISBROD WEISE FOUNDATION -CLSG WEISE IRA RICHARD H -CLSG JOHN WEISER 1 JOHN WEISER IRA 1 STEVEN & BETTY J WEISER JTWROS ROBERT D WEISER TTEE WEISKOPF SILVER EQUITIES JANA LYN WEISMAN WEISMAN RUTH #2 FD A JEA SUCC-TA WEISMAN RUTH#2 FDA X1 CT SUCC-TA WEISMAN RUTH#2 FDA X2TF SUCC-TA JUDITH WEISS & JEFFREY WEISS JTWRO EMIL WEISS & MARIANNA WEISS JTWROS WEISS ASSOCIATES Claimant Name WELLINGTON MANAGEMENT LG CAP VALU MRS PAM WELLINGTON PAM WELLINGTON THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO WELLINGTON TRUST COMPANY EQUITY I WELLINGTON TRUST COMPANY CTF RESE WELLINGTON TRUST COMPANY CTF CAPI WELLINGTON TRUST COMPANY CTF LARG WELLINGTON TRUST COMPANY CTF ALL THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO THE WELLINGTON TRUST COMPANY NATIO TNT-LDN-CSM06- WELLINGTON-GLOB TNT-LDN-SGY06- WELLINGTON-SL ROBERT F WELLISE & C EUGENE WELLIVER IRA DOROTHY WELLMAN WILL B WELLMAN IRA LYLE H WELLMAN TR WELLMARK COMM INS-NISA INVEST ADV

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605068-9 605063-8 613173-5 613174-3 109954-0 116678-6 113355-1 113305-5 113652-6 644683-3 609779-0 120172-7 112166-9 102381-0 121013-0 110663-5 114815-0 637835-8 615328-3 610930-6 610948-9 642378-7 621990-0 622006-1 624975-2 634102-0 602988-4 602938-8 602945-0 605239-8 602886-1 Claim ID 609587-9 636099-8 105307-8 606660-7 120704-0 120707-5 109308-8 609413-9 608793-0 609423-6 608836-8 643210-7 645287-6 609424-4 608794-9 609414-7 124374-8 625635-0 625634-1 602198-0 603011-4 647801-8 624382-7 624383-5 124317-9 620135-0

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BARBARA WEISSMAN BARBARA DAVIS WEISSMAN REVOCABLE T WEISZ TEST TUW FBO FORREST WEISZ TUW FBO SKYE ALICE M WEITZ TRUST JOHN P WEITZEL #2 SHARON R WEITZMAN IRA STEVEN R WEITZMAN IRA BARRY M WELBORNE IRA BARBARA A WELCH WELCH FND-IRIDIAN-SM KENNETH C WELCH IRA JOAN WELCH JOHN C WELCH NINA C WELCH JOYCE B WELCH TRUST NANCY R WELDEN EILEEN M WELDON TTEE MARIAN H WELLER WELLES DAVID K JR TOD MOAG DAVID E WELLES UTMAOOH CUST MICHAEL A WELLING-DAVIS TTEE WELLINGTON WELLINGTON WELLINGTON GLOB WELLINGTON GLOB WELLINGTON INVESTMENT ASSOCIATES J DOUGLAS WELLINGTON J DOUGLAS WELLINGTON J DOUGLAS WELLINGTON M LOURDES WELLINGTON Claimant Name WENTCHER TRUST ERNEST -CLSG STEVEN A WERBER TTEE THOMAS W WERLEY IRA WERLIN IRA BARBARA G -IR JAMES R WERMEISTER JAMES R WERMEISTER EDWIN M WERNEKE IRA WERNER & ALTER TEN IN COM NFP WERNER CRAIG FAMILY L P -CLSG WERNER FAMILY LP BRUCE D -DWERNER FOUNDATION-D-CLSG GERALD L WERNER IRRA JOHN WERNER & LINDA WERNER WERNER TRUST BRUCE D -CLSG WERNER TRUST CRAIG R -PD WERNER-ALTER LLC NFP ALEXANDER M WERNICKE NATHAN WERNICOFF TR U D FBO MICHAE NATHAN WERNICOFF TR U D FBO TEVIS ALEXANDRA MANOLOVICI WERNINK PIETER A WERNINK DONALD E WERSHBA MR ALBERT WERTHAN - DECEASED ELIZABETH WERTHAN BEVERLY H WERTHEIMER IRA WERTZ DONNA

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 107135-1 622318-4 624560-9 102281-4 610511-4 625226-5 632918-7 608745-0 115121-5 115129-0 644206-4 644207-2 621438-0 616112-0 118787-2 102186-9 104924-0 109174-3 119704-5 648070-5 626937-0 603004-1 612518-2 642711-1 626801-3 612106-3 Claim ID 106339-1 651482-0 111924-9 617917-7 615644-4 126878-3 122364-0 123502-8 613633-8 621544-0 110291-5 611607-8 110232-0 611617-5 611609-4 116706-5 602979-5 602981-7 620883-5 623611-1 644818-6 615593-6 602974-4 603019-0 642643-3 642629-8 108450-0 113007-2 621545-9 112045-0 117488-6

MICHAEL H WELLNER WELLS CAP LARGE CAP PASSIVE WELLS COLLEGE EST NORMAN D WELLS WELLS FARGO WELLS FARGO MID CAP GROWTH FUND GEORGE WELLS FOUNDATION U I WELLS REV TR TIC G & S-CLSG SHEILA D WELLS TINA A WELLS TRUST ANN DENTON WELLS TTEE ANN DENTON WELLS TTEE WELLSPAN HEALTH PENSION COLUMBIA DAVID C & MARY L WELNETZ JT TEN JAMES B WELSH EMP PSP&TR ROBERT P WELSH JR SHERRY A WELSH KATHERINE A WELSH TRUST WILLIAM L WELSH ARCHIBALD J WELTON MANAGED EQUITY WENDLAND CARY R CONSERVATORSHIP PETER C WENDT IV & BARBARA J WENDT WENDT LLOYD M J WENGER TTEE U/A 05 02 08 CW P F WENNER CRUT CLOSING LML JAMES & CHRISTINA WENNINGER TEP Claimant Name KEVIN R WEST WEST LAKE QUARRY & MATERIAL CO BUD A WEST MD LTD PSP WEST MI PLUMBERS SANFORD BERNSTE JANE D WEST REV TR CHEMICAL VALLEY PEN FD OF WEST VIR WEST VIRGINIA LABORERS TRST FD WEST VIRGINIA LABORERS TR FUND WEST WF AND BLANCH ED FD TOUOW WESTAR ENERGY INC-DELAWARE INV LUCILE H WESTBOOK KENNEMER TR WESTBROOK BEVERLY J TTEE MOAG MARY V WESTBROOK HORTON TRUST WESTBROOK LAND & TIMBER LLC CAGY WESTBROOK NANCY MOAG CAROLE D WESTBY IRA JAMES E WESTBY JAMES E WESTBY WESTCHESTER HEAVY C L 60 G F WESTCHESTER LOCAL 60 - GENERAL FU JAMES R WESTCOTT IRA STEPHEN T WESTEN AGENCY ROBERT H WESTERBURG WENDY M WESTERBURG FBO LEE WESTERHEIDE LEE WESTERHEIDE GARRET P WESTERHOFF R L T WESTERN NY CONCRETE CORP WESTERN RESOURCES INC-ARK ASSET M ESTATE JOHN WESTFALL IRA WESTFIELD INSURANCE COMPANY

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121829-8 637518-9 109061-5 125583-5 635470-0 611605-1 117285-9 119489-5 642223-3 642477-5 110259-1 106376-6 110103-0 647376-8 633431-8 113838-3 605627-0 111014-4 622694-9 111885-4 111899-4 111923-0 119517-4 606533-3 607014-0 101605-9 Claim ID 115161-4 121519-1 611086-0 611087-8 611088-6 634334-1 110698-8 625233-8 625241-9 625239-7 625245-1 625246-0 625248-6 625249-4 625240-0 625232-0 625242-7 625231-1 612723-1 625250-8 625235-4 625236-2 619557-1 619686-1 614163-3 613187-5 625237-0 625234-6 625225-7 625224-9 618263-1

Reject Code N G G P P M M M G G G P G P P P G G P M G P G G G G G X P N G

Confidential

WILBUR L WERTZ IRA WILBUR L WERTZ IRRA WESCON CORP PROFIT SHARING SUZANNE E WESCOTT CHERYL WESLE IRA WESLEY HOMES TRUST BD MOAG JAMES C WESLEY IRA KATHERINE M WESLEY THE WESLEYAN CHURCH CORP DONALD D JAMES H WESNER TTEE JOSEPH R WESSEL WEST & MIYAMOTO PSP WEST & MIYAMOTO PSP DONALD E WEST AND WEST BAY INTERNATIONAL CO. BEVERLY J WEST WEST COAST IMA FUND LTD DOROTHY M WEST WEST FRASER CONNOR CLARK WEST GEORGIA EYE CARE WEST GEORGIA EYE CARE WEST GEORGIA EYE CARE ERNEST P WEST IRA WEST IRA SHERMAN A -IR WEST IRA SHERMAN A -IR -CLSG JACKLYN E WEST Claimant Name ALFONS J WETZEL IRA LAWRENCE E WETZEL WETZELL HORACE E NO 2 FD B TOA WETZELL HORACE X-1 ANNE TOA WETZELL HORACE X-2 HORACE JR TOA FREDERICK C WEYAND ROO IRA BALANCE WEYERHAEUSER RET MASTER PP WF ADV ASSETOALLOCATION FD WF ADV DISCOVERY FUND WF ADV LARGE CAP GROWTH FUND WF ADV LARGE COMPANY CORE FUND WF ADV LARGE COMPANY CORE FUND WF ADV LARGE COMPANY GROWTH FUND WF ADV LARGE COMPANY GROWTH FUND WF ADV MID CAP DISCIPLINED FUND WF ADV MT LRG CAP APPRECIATION PO WF ADVANTAGE BALANCED FUND WF DOW JONES TARGET DATE 2040 FUN WF EQUITY VALUE FUND WF EQUITY VALUE FUND WF INDEX ALLOCATION FUND WF SIFE SPEC FINANCIAL SERVICES F WFB ASSETOALLOCATION FOR EBT WFB MANAGED INVSTMT FD FOR EBT RT WFC CASH BALANCE PLAN-MID CAP GRO WFC CBP-WCM LARGE VALUE INDEX WFMT INDEX PORTFOLIO WFVT ASSETOALLOCATION FUND WFVT EQUITY VALUE FUND WFVT GROWTH FUND WG RETIREMENT FD E-DELAWARE CAP

G M M M G P P M M M M M G P P N P N P G P P G P G P Reject Code P M P P P G G G P G G G M P P G G G G M P G G G P G G G G P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 102260-1 122266-0 617820-0 628158-3 106420-7 610565-3 647288-5 634188-8 622526-8 616238-0 105737-5 621548-3 611444-0 120034-8 116494-5 110904-9 109171-9 624385-1 126656-0 643040-6 642642-5 Claim ID 602990-6 125070-1 636970-7 123015-8 106714-1 609287-0 120350-9 649417-0 642630-1 123944-9 639291-1 102746-8 602932-9 110353-9 608061-8 615248-1 607534-7 105253-5 652629-2 649979-1 649982-1 651096-5 618645-9 125912-1 611004-5 607948-2 649414-5 611076-2 110163-3 104181-9 120045-3 122940-0 116292-6 652516-4 113738-7 103802-8

NEIL WESTHEIMER MARY E WESTHOFF CITY OF WESTLAND P&F LOOMIS CITY OF WESTLAND POLICE AND FIRE WESTMINSTER PRESBYTERIAN WESTMORELAND PROFIT SHARINGNFP CHARLES A WESTON IRA LOY S WESTON RLT INV MGMT ACCT- EQ WESTPEAK ENHANCED WESTPEAK INVESTMENT ADVISORS JUDY H WESTPHAL WESTVACO M T FUND G - INVESCO WESTVIEW HOSPITAL I AG WESTWOOD UNITED METHODIST CHUR KENNETH WETCHER DAVID C WETMORE DAVID L WETMORE HENRY WETSTEIN JOYCE C WETTLESON IRA JOYCE C WETTLESON IRRA SHIRLEY M WETZ IRA Claimant Name ANTOINETTE L WHEELER DAVID A WHEELER WHEELER ELECTRIC INC EDITH H WHEELER IRA JAMES M WHEELER IRA WHEELER JR ROGER M -PDTHOMAS A WHEELER MARY WHEELER TR-BLACKROCK THOMAS A WHEELER TTEE STEPHEN B WHEET RICHARD E WHELAN IRRA ALBERT R WHELCHEL & JOHN WHELTON AND MAHNAZ WHELTON JT STEVE M WHILES WHIRLPOOL- LIQUIDATION ACCOU WHITBREAD &CO PLC LTD-NORTHERN M TNT-LDN-WHB04- WHITBREAD PE-SL LEROY C WHITCRAFT WHITE STEVEN D WHITE & ALLISON BENIS WHI STEVEN D WHITE & ALLISON BENIS WHI ELIZABETH E WHITE AGENCY WHITE AND CASE LLP MASTER RETIREM ANN E WHITE WHITE BONNIE E TTEE AG-TOA WHITE CAP-TNT MGT SUMNER WHITE CRUT-NUVEEN MF 3 WHITE CYNTHIA & MARVIN CRUT DIANE E WHITE DORIS WHITE WHITE DOVE INC IRREVOCABLE TR H ALLEN WHITE WHITE HOUSE MUSIC PP WHITE HOUSE OF MUSIC P S PLAN BARBARA WHITE IRA ELEANOR H WHITE IRA

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N M P P G P G P P G P G P M G P M P M G M

121804-2 118499-7 101863-9 638850-7 123288-6 120931-0 120933-7 606563-5 624386-0 107536-5 638020-4 107829-1 105342-6 122669-0 624646-0 626884-6 609474-0 621549-1 620175-0 633327-3 633328-1 Claim ID 119912-9 622739-2 607059-0 101984-8 124820-0 609631-0 123774-8 606587-2 103612-2 633550-0 120850-0 105385-0 613303-7 111515-4 624759-8 645029-6 118450-4 613310-0 620378-7 620379-5 118960-3 602236-7 619753-1 103451-0 115503-2 606943-6 650751-4 108388-0 114515-0 124661-5 105153-9 652661-6 108827-0 120722-9 119383-0 123049-2

Reject Code G G M P P P N G G M G G G M G M M P M P N G M P P P G P M N X M G G G G

Confidential

WGE 1992 TRUST WH IRELAND LIMITED FREDERICKA D WHALEN THOMAS J WHALEN III IRA NITA WHALEY #1 BOBBY J WHALEY JONELL WHALEY WHARTON IRA MARY ELLEN-CLSG MR JAMES DEWITT WHARTON CHARLIE H WHATLEY GEORGE B WHATLEY DCSD IRRA CHARLIE H WHATLEY IRA MENE D WHATLEY IV BRENT D WHEAT WHEAT RIDGE MINISTRIES GROWTH ACC LAUREN M WHEATLEY IRREV TRUST WHEATON ACADEMY -CLSG WHEATON FRANCISCAN SVS-FIDELITY M WHEELER & CO CARLA L WHEELER - IRA CARLA L WHEELER - IRA ROO Claimant Name MILTON J WHITE WHITE PAUL WHITE QTIP TR MILLARD B RICHARD WHITE RICHARD K WHITE WHITE ROGER A & MARY ANN-CLSG FRANK W WHITE ROTH IRA WHITE ROTH IRA ROO ROGER -RIR SANDRA M WHITE SHAUNA WHITE SUMNER T WHITE SUZANNE W WHITE WHITE TAMMY L REVOCABLE TRUST TOM C WHITE MARY CAROLYN WHITE TRUST WILLIAM J SHEPPARD & ELIZABETH L W YALE WHITE WHITECAP FDTN IMA WHITEHALL GROWTH AND INCOME FUND WHITEHALL GROWTH FUND BERNICE LM WHITEHEAD CYNTHIA M WHITEHEAD FSB-MD INV AGT LINDA P WHITEHURST WILLIAM WHITEKETTLE AND GARY J WHITELAM SR WHITESIDE IRA PETER A-IR -CLSG MR WILLIAM WHITING WAUNITA J WHITLATCH CLIFTON F WHITLEY LOIS F WHITLEY EST BRADY WHITLOW WHITMAN ALVIDA M WHITMAN AMY J WHITMAN GLORIA A WHITMAN RENEE WHITMAN

G N Z G G M M P P P G G N N M P G M P G P Reject Code M P P G M P M P M P N P G N P M P G P P N G P N M G G P X G N M N P P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 115450-8 126214-9 120017-8 116701-4 126797-3 101505-2 607201-1 121883-2 100966-4 645017-2 109054-2 124295-4 612136-5 124213-0 611089-4 605189-8 Claim ID 602947-7 609140-7 606713-1 610031-7 607792-7 643284-0 624388-6 615492-1 610328-6 610343-0 620944-0 112600-8 104789-2 114898-2 613439-4 101922-8 646915-9 112527-3 121132-3 118191-2 616714-4 108698-7 100975-3 117125-9 114994-6 118245-5 635570-6 104117-7 606446-9 103600-9 634529-8 103659-9 633033-9 400142-7 602952-3 120465-3 126590-3 114298-4 106386-3 620436-8 620435-0

GRACE G WHITE IRA GREGORY R WHITE IRA HERBERT O WHITE IRA JOYCE A WHITE IRA MARION J WHITE IRA PRISCILLA G WHITE IRA WHITE IRA RLOVR TR ROGER -IR RONALD F WHITE IRA WILLIAM G WHITE IRA SUMNER T WHITE IRRA JOHN D WHITE KENNETH WHITE ARGIL D WHITE LIVING TR AGY MARY V WHITE WHITE MAXWELL H FUND B TOA ERIC S WHITE MD ORTHOPEDIC ASSOCIA Claimant Name THE 1997 JAMES G WHITTON LIVING TR WHITWAM DAVID R TRUST WHITWAM IRA DAVID R -IR-CLSG WHOD-LLC - WELLS -P TNT-LDN-WHS08 WHSCC SECTOR CAP JAMES L WHYARD AND RAE ANN WHYARD BONNIE WHYTE 1999 IRREVOCABLE TRUS WI NECA IBEW H & W CUST NCM #BC WICHI-CAPITAL GUARDIAN WICHI-INSTITUTIONAL CAP WICHITA STATE -FIRST PACIFIC ADVI DOYLENE M WICHLENSKI TR MARY E WICKERSHAM IRA #1 PAUL E WICKLUND IRA WICKMAN ROBERT A IRA FBO BARBARA WICKS THOMAS J WICKSTROM BASIC GERTRUDE E WICKY GERALD E WIDDOWS IRA RICHARD L WIDGER WIDLANSKY BARBARA SLT CLOS SUZANNE C WIDMAN JERROLD WIDRAN IRA MARY A WIDRICK GARY M WIEBOLDT IRA MARY A WIEBOLDT JOHN LOUIS WIECHMAN & PATRICIA A E CRAIG S WIEDEMANN IRA WIEGANDT GST TAX TR PAMELA H WIEGEL COMPANY PARTNERSHIP WIEGMANN ROSE SEP CAROL J WIELAND WIENER HARVEY #2 JAY WIENER JILL E WIENER GLEVA H WIEPKING IRA ALBERT WIERMAN LEE R WIESE PATRICK D WIESELER SAM WIETSCHNER MONEY PURCHASE PLAN SAM WIETSCHNER PROFIT SHARING PLAN

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G M M X M N P G P G N M G M P G

103062-0 613825-0 628801-4 614448-9 633491-1 633567-5 122041-1 626527-8 107883-6 638016-6 615834-0 109178-6 620890-8 620889-4 634312-0 119755-0 Claim ID 641039-1 652157-6 105627-1 105622-0 118266-8 642395-7 606496-5 634264-7 104410-9 608716-7 626302-0 105530-5 633532-2 103434-0 624389-4 624390-8 624394-0 624391-6 624392-4 624393-2 122223-6 641681-0 602975-2 638400-5 111579-0 601033-4 602941-8 122957-5 635650-8 641079-0 614953-7 614915-4 121799-2 611307-9 611306-0 123368-8 121603-1 126601-2 108158-6 622259-5 117700-1

Reject Code G G G P P G P P G G G G P G G P G P X G G N P X N N G N P G G N G G P M M P G P P

Confidential

THOMAS L WHITMAN WHITMIRE VIRGINIA K IRA JOHN R WHITMORE IM WHITNEY FRANCES LYNN & RICHARD AG WHITNEY HOLDINGS LTD WHITNEY HOLDINGS LTD WALLACE F WHITNEY IRA WHITNEY TRUST ROBERT W WHITNEY TRUST DAVID T WHITT IRA WHITTAKER CHART ROGER M WHITTAKER IRA WHITTAKER LIV TR ATB JWB WHITTAKE AGT-TUW C WHITTEMORE - A WHITTEMOR THOMAS P WHITTEMORE ROO IRA INV MG JAMES M WHITTON IRA Claimant Name WILLIE C WILBANKS IRRA THE WILBER FAMILY TRUST DAVID R WILBORN DONALD R WILBORN JR HELANE P WILBOURNE IRA RAY H WILBURN TTEE WILCOX IRA JOHN K -IR WILCOX MEMORIAL HOSPTIAL INV MGT PAUL M WILCOX WILCOX TRUST HELEN M -DHOWARD C WILCOX TRUST WARREN S WILCOX WILD ROSE RESOURCES INC.(BEUTEL) AILEEN WILDER GST EXEMPT TR FBO ROBERT D WILDER GST EXEMPT TR FBO CLINTON D WILDER GST EXEMPT TR FBO RACHEL WILDER FBO CLINTON D WILDER TR UOA D 12 2 FBO RACHEL WILDER TR UOA D 12 22 9 FBO ROBERT D WILDER TR UOA D 12 22 ROBERT C WILDERMAN IRA ROBERT C WILDERMAN IRA LEON WILDES WILDFLOWER INVESTMENT PARTNERS WAYNE R WILDING JENNIFER WILENSKY AGUS BONNIE WILENSKY DOROTHY K WILES IRA MRS DOROTHY K WILES IRRA MICHAEL W WILEY & HOLLY W WILEY JT WILEY HOPE L - CUSTODY WILEY HOPE L - IMA MICHAEL W WILEY WILEY REIN FBO ANDY KRULWICH SVP WILEY REIN FBO FRED FIELDING SVP JANE V WILGIS SARA D WILHOIT FRANCIS E WILK HERBERT WILKEN TRUST CITY OF WILKES BARRE - MELLON ACCT DANIEL WILKES

N G G P P P M G M M M G P P G M Reject Code G M G P N M P G M P G P P P P P P P P P M G G G G P G G M G P P M P P N M M M G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 650726-3 637788-2 110436-5 112025-5 608816-3 615742-4 608815-5 607062-0 631686-7 101121-9 617285-7 Claim ID 117973-0 117498-3 111115-9 613275-8 612696-0 615751-3 639568-6 626929-0 626952-4 626938-9 106337-5 106336-7 106338-3 602895-0 112805-1 119781-9 619488-5 619490-7 619489-3 634394-5 117072-4 112603-2 123768-3 121607-4 103427-8 107652-3 126638-1 638630-0 637510-3 115412-5 108032-6 614957-0 106799-0 108074-1 124393-4 645648-0 635620-6 120613-3 120614-1 100629-0 122181-7 119043-1 602989-2 101290-8 101370-0 103547-9

WIGALO HOLDING LTD REINHOLD WIGAND RRA KEVIN P WIGENTON JEANE E WIGGERT WIGGINS 1997 IRREV TR B-CLSG IRENE L WIGGINS IRREV TR WIGGINS TRT CONSTANCE A PD NFP WIGGLESWORTH GSTE RES B-CLSG IRA E WIGHT TRUST FOR NANCY BRUCIE L WIGHTMAN IRA KENNETH G WIGLE GST TRUST Claimant Name DOUGLAS WILL ELVIN WILL JANE E WILL IRA WILLAMETTE IND PENSION EQTY SETTL WILLAMETTE INDS SAL PEN-RAINIER WILLAMETTE UNIVERSITY JAY C WILLARD AND WILLARD BYPASS TRUST TA I MARCENE WILLARD IRA WILLARD SURVIVOR'S TRUST TA R CYNTHIA L WILLCUT CYNTHIA L WILLCUT IRA CYNTHIA L WILLCUT IRA EILEEN M WILLENBORG FLOYD A WILLETTE JOHN H WILLEY WILLIAM BLAIR GROWTH FUND WILLIAM BLAIR LARGE CAP GROWTH FU WILLIAM BLAIR TAX-MANAGED GROWTH LAU WILLIAM K K M D PSP JOHN A WILLIAMS & CAROLYN M WILLIAMS 2 ALEXANDER M WILLIAMS ALFRED J WILLIAMS ALICE W WILLIAMS ALMA D WILLIAMS ALMA D WILLIAMS MRS DEE ASHCRAFT WILLIAMS AND ROBERT L WILLIAMS AND ANN L WILLIAMS ASHTON WILLIAMS WILLIAMS B FBO JAMES TR B TUW BRIAN L WILLIAMS BRISON WILLIAMS WILLIAMS CHARIT REMAINDER TR CLAUDIA M WILLIAMS MARJIE M WILLIAMS DCSD TTEE DENIS B WILLIAMS DENIS R WILLIAMS DON E WILLIAMS EMERY G WILLIAMS EMMETT WILLIAMS FRANCIS H WILLIAMS HARRIET H WILLIAMS HARRIET H WILLIAMS JOHN P WILLIAMS II IRA 1

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G M N N P P P P G N P

105635-2 121904-9 608757-4 608865-1 620893-2 126316-1 112368-8 109113-1 107761-9 111971-0 109026-7 Claim ID 120986-8 125806-0 100847-1 123769-1 638251-7 637856-0 637547-2 637571-5 104881-3 100758-0 107879-8 119380-5 101687-3 608861-9 117160-7 118618-3 611276-5 611281-1 107518-7 108053-9 107113-0 126444-3 103789-7 606103-6 625870-0 126137-1 125246-1 125247-0 114399-9 613443-2 121849-2 606189-3 116009-5 104781-7 608332-3 642635-2 120623-0 126814-7 606351-9 108022-9 114912-1 111009-8 624433-5 606322-5 606349-7 606350-0

Reject Code G G P P G G G P P P M M N G P G P G P G G G P N X M Z G G P G P N G P G G M M P M N P N N G

Confidential

BARBARA WILKES IRA JUDITH L WILKES IRA WILKES IV TRUST JAMES T -CLSG WILKES TRUST CHERYL L -CLSG WILKES UNIVERSITY ENDOWMENT AELTU JEANNE K WILKIE IRA ALFRIEDA A WILKINS IRA RICHARD G WILKINS IRA YVETTE C WILKINS KENNETH WILKINSON IRA LOLA K WILKINSON TR Claimant Name RONALD A WILLIAMS IRA STEVEN L WILLIAMS IRA VALARIE A WILLIAMS IRA VIRGINIA C WILLIAMS IRA BRAD A WILLIAMS IRRA DAVID L WILLIAMS IRRA STEVEN L WILLIAMS IRRA WILLIAM D WILLIAMS IRRA JAMES D WILLIAMS JEAN WILLIAMS JEAN WILLIAMS JOHN A WILLIAMS JOHN P WILLIAMS WILLIAMS JTWROS R & D -DKRIS S WILLIAMS NYLA A WILLIAMS LIV TR WILLIAMS LLOYD JR INS IRR TR TOA WILLIAMS LLOYD JR IR TR A-2 TOA MARILYN E WILLIAMS CHRISTOPHER WILLIAMS MINOR NANETTE G WILLIAMS VICTORIA A WILLIAMS NELSON PETER S WILLIAMS WILLIAMS RESIDUARY TRUST R JUNE HOES WILLIAMS REV TR LAURIE S WILLIAMS REV TR RHYS WILLIAMS RHYS WILLIAMS RICHARD WILLIAMS WILLIAMS ROBERT B IRREVOCABLE TRU ROBERT J WILLIAMS WILLIAMS ROO IRA NOEL W -CLSG SAM WILLIAMS BARRY R WILLIAMS SEP WILLIAMS STEPHEN J TR MAIN -DSUELLEN I WILLIAMS SUSAN L WILLIAMS TONJA A WILLIAMS WILLIAMS TR FBO DOUGLAS-CLSG JANAE WILLIAMS TR MAE RHEE WILLIAMS TR NORMAN WILLIAMS TR LOUISE B WILLIAMS TRUST #32 WILLIAMS TRUST F FBO DEBORAH WILLIAMS TRUST FBO CAROLY-CLSG WILLIAMS TRUST FBO DAVID-CLSG

X G P P M X G P N G P Reject Code M G P P G G G G G N N G N G M G P P N G G M N P P G G G M G N P M N P M M N P P M P M P P P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 126145-2 119341-4 110732-1 115501-6 120728-8 606734-4 Claim ID 113124-9 123511-7 609482-1 123766-7 117231-0 104690-0 115155-0 633329-0 652566-0 636893-0 111731-9 633403-2 118121-1 121819-0 631558-5 616127-8 652777-9 652776-0 124205-9 105466-0 605782-9 612092-0 100461-1 108338-4 103237-2 610588-2 116162-8 627127-8 608420-6 610261-1 604936-2 604974-5 622692-2 639713-1 605197-9 607047-7 607046-9 607050-7 607049-3 607048-5 602969-8 116532-1 123201-0 650888-0 625269-9 117659-5 400032-3 650970-3 120374-6 607421-9 620891-6

MARK WILLIAMS INVEST CARLA D WILLIAMS IRA DAVID P WILLIAMS IRA ISABELLE P WILLIAMS IRA PENELOPE L WILLIAMS IRA WILLIAMS IRA ROBERT J -IR Claimant Name THURMAN E WILLIAMS TRUST VIRGINIA WILLIAMS TRUST WILLIAMS TRUSTS TIC-CLSG VIRGINIA C WILLIAMS W FRANK WILLIAMS WAYNE C WILLIAMS EMERY H WILLIAMSON IRA JULIAN M WILLIAMSON JR IRA ROO WILLIS WILLIAM H WILLIS AND MARY JANE WIL KELLY WILLIS MARY AND JOHN WILLIS PAMELA E WILLIS RICHARD P WILLIS IM CAROLINE C WILLIS-PLDG CLAY R WILLMAN WILLMONC WILLMOND SHERRY E WILLOUGHBY VERNELLA WILLRIDGE WILLS EYE GENERAL CHARTWELL R & S WILLS JT TR INV AGY TEP SARAH WILLYARD CAULEY JON P WILMARTH IRA FRANK W WILMERS WILMETTE METHODIST FOUND -DCATHOLIC DIOCESE OF WILMINGTON ELLEN BOYLE WILMOUTH WILMOUTH ELLEN BOYLE -DWILSHIRE LARGE COMPANY VALUE 2 WILSHIRE MUTUAL FUND LARGE VALUE WILSHIRE TARGET FUND WILSHIRE 500 WILSHIRE US EQUITY-PUTNAM MRS VICKIE M WILSON & MR DAN E WIL FRANKIE E WILSON & RONALD G MUSTO WILSON 202 KWS JEANNE-CLSG WILSON 202 PJW JEANNE-CLSG WILSON 206 ABS JEANNE-CLSG WILSON 206 JS JEANNE -CLSG WILSON 206 SWD JEANNE-CLSG MICHAEL D WILSON AND ANNE L WILSON BERNARD D WILSON CAROL M WILSON CATHARINE WILSON ANNE SEARS WILSON CHAR REM UNITRUS CRICKETT Y WILSON DAPHNE WILSON DAVID WILSON DONALD D WILSON WILSON FAM LP-CLSG WILSON FAMILY TRUST

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G P P G G P

606348-9 106809-1 118415-6 606102-8 122016-0 608959-3 Claim ID 635585-4 617455-8 122670-3 652168-1 126936-4 646340-1 123532-0 126857-0 105045-1 107992-1 105184-9 126386-2 125873-7 640987-3 105243-8 105164-4 636353-9 635459-9 643943-8 644538-1 614881-6 614880-8 652447-8 602882-9 650971-1 616560-5 126269-6 610794-0 107782-1 115884-8 111170-1 124117-6 609350-7 634745-2 645887-4 101228-2 101109-0 603023-8 602954-0 602996-5 605591-5 605592-3 605593-1 605594-0 605595-8 605596-6 605597-4 605598-2 603005-0 102465-5 102968-1

Reject Code G P P P P G N P M M P G M M G G M M G N G P M N X P G P M G W W G M G P P P P P G M M P P G G P M P G

Confidential

WILLIAMS TRUST FBO MARIO -CLSG JOYCE L WILLIAMS TRUST NYLA A WILLIAMS TRUST WILLIAMS TRUST P FBO DEBORAH SUELLEN WILLIAMS TRUST WILLIAMS TRUST SUSAN C -DClaimant Name FBO THOMAS E WILSON MATILDA R WILSON FUND IAA GEORGE L WILSON HARLAN G WILSON HENRY O WILSON DIANE R WILSON IRA E VICTOR WILSON IRA EDMUND A WILSON IRA JAMES R WILSON IRA LAWRENCE D WILSON IRA MARJORY M WILSON IRA MARVIN E WILSON IRA RICHARD WILSON IRA ROBERT R WILSON IRA ROBERTA J WILSON IRA WALTER L WILSON IRA ANITA C WILSON IRRA DANIEL J WILSON IRRA DONALD E WILSON IRRA THOMAS WILSON IRRA WILSON JAMES R - MANAGED IRA WILSON JAMES R TRUST EQUITY -IMA JANIS WILSON JAVIER A VIERA & MARIANNE WILSON J MARILYN WILSON WILSON MUTUAL INS CO-ABN AMRO PATRICIA L WILSON WILSON PHYLLIS A AG TA RICHARD H WILSON RICHARD V WILSON THOMAS J WILSON TRACY R WILSON WILSON TRS TIC H&P -DTHOMAS IAN WILSON TTEE VIRGIL H WILSON TTEE VELMA IRENE K WILSON VERODINIA I WILSON WARREN WILSON WILVEST ASSOC LLC WILVEST ASSOC LLC WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES WILVEST ASSOCIATES LLC WILEY C WIMBERLY IRA FREDERICK WINBECK

P N G P G P Reject Code G G M M N G N G P G P M X G G X M G G G P P P G P W M P P G N M P G G N M G P P P P P P P G G P P G P

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 650112-5 Claim ID 602967-1 645803-3 633509-8 121552-3 120625-7 602896-9 620480-5 621832-6 621351-0 602970-1 602971-0 648731-9 121740-2 119088-1 618177-5 618171-6 101658-0 620892-4 639570-8 114670-0 633551-9 609892-4 105252-7 637700-9 110533-7 602830-6 605142-1 122586-3 104167-3 602919-1 602897-7 602943-4 650851-0 104652-7 617744-1 610592-0 621550-5 618119-8 624398-3 615654-1 111730-0 606957-6 120058-5 102054-4 602876-4 112735-7 606958-4 101373-4 610940-3 610917-9 610912-8 610941-1 Claim ID 112632-6 102001-3 605237-1

WILSON FAMILY TRUST Claimant Name WINCHESTER INVESTMENT ASSOC COF P JACQUELINE WINDER IRA BG: WINDGAGE INVEST JOSEPH R WINDIST IRA WINDSOR FAMIIY PARTNERS LP WINDSOR INVESTMENT ASSOCIATE COF WINDSOR LIFE - NAME WINDSOR LIFE - NAME AAM _CC 15070 WINDSOR LIFE - NAME WINDSOR LIFEJENNA WINEBAUM 1994 TR JACOB WINEB TESS WINEBAUM TR 1994 JACOB WINEBA DR STEPHEN F WINER & MRS ANITA C W DENISE WINER ELIZABETH B WING FRED E WINGEIER IRR TUA PWS VERA L WINGEIER IRR TUA RIT KENNETH G WINGEIER DIETER & INGE WINGEN TENANTS IN CO R ALAN WINGER DAVIS LP INV MGT MADONNA WINGERT IRA ANNE WINGFIELD WINGFOOT -VICTORY ASSET #1 WALTER WINIARSKI IRA FBO WILLIAM P WINKEL DEBORAH WINKLEMAN ANITA D TISHMAN WINKLER DONALD S WINN MICHAEL C WINN IRA ROBERT E WINN IRA JEFFREY S WINN DONALD S & MARYANN WINN JTWROS SCOTT J WINN WINNICO HOLDINGS WINOGRAD FAM TR WINSHIP MEMORIAL SCHOLARSHIP WINSTON & STRAWN FOUNDATION THE WINSTON FOUNDATION INC WINSTON-SALEM - RAMCO -LEGGMASON ANNE WINTE WINTER A W GST NON-EXEMPTOWILLIAM ELIZABETH C WINTER WINTER FAMILY TRUST ROBERT J MICHAEL S WINTER IRA RANDY D WINTER IRA MARTIN & CHARLOTTE WINTER JTWROS LORETTA WINTER WINTER MARITAL TR ROBERT J ROBERT J WINTER VICTORIA T WINTERER 5130 TOA WINTERER ANDREW H IRREV TOA W G WINTERER FL INTAN TAX TR TOA V T WINTERER FL INTAN TAX TR TOA Claimant Name CINDY R WITTENBURG BLOSSOM WITTLIN IRIT G WITTMANN AND JOSEPH H WITTM

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103472-3 Claim ID 610911-0 624395-9 624397-5 114508-8 634931-5 613225-1 113653-4 113658-5 113660-7 602899-3 619466-4 609831-2 117286-7 117287-5 644121-1 602902-7 602900-0 602874-8 111379-8 612302-3 607985-7 619139-8 619140-1 619141-0 619142-8 634924-2 116432-5 104871-6 602982-5 605177-4 650934-7 651014-0 602904-3 602903-5 100472-7 609169-5 646425-4 107852-6 609771-5 611996-4 113756-5 642679-4 639078-1 652953-4 620895-9 113215-6 114344-1 644976-0 100600-2 114465-0 643022-8 103533-9 Claim ID 125110-4 602951-5 606575-9

Reject Code G G P M G G M M G G G P P P P P P P G G G G P G M G P G G P G G P X P P G P P P X P G G G M P M P P P P Reject Code G N P

Confidential

KRISTINE WINBER Claimant Name WINTERER WILLIAM G TOA ANNE T WINTERRINGER - DECEASED DR J R WINTERRINGER - DECEASED ELIZABETH B WINTERS HARRY H WINTERS WINTERS VIOLA ESTATE WINTON PRODUCTS CO INC PSP WINTON PRODUCTS CO INC PSP WINTON PRODUCTS CO INC PSP MR DAVID C & MRS ROBERTA W WINTROD NATALIE CORWIN WINTTER TRUST 3/2/9 WIP INV ASSOC LLC -US TRUST JERRY WIRTH #1 JERRY WIRTH #2 JULIE WIRTH MR GARY N WIRTH MRS RUTH WIRTH ROBERT B WIRTH ROBERT A WIRTZ IRA WISCONSIN ALUMNI RESEARCH FOUNDAT WISCONSIN ENERGY-EQUITY TRAN WISCONSIN PUBLIC SERVICE CORP KEW WISCONSIN PUBLIC SERVICE NON-QUAL WISCONSIN PUBLIC SERVICE CORP KEW WISCONSIN PUBLIC SERVICE CORP KEW KENNETH B WISDOM AND JOANN WISDOM ALICE H WISE CHRISTOPHER A WISE EDITH WISEMAN 1993 TRUST DTD 10 21 EDITH WISEMAN 1993 TRUST DTD 10 21 JOAN WISEMAN JOAN WISEMAN MR BARRY & MRS RENA WISEMAN JTWROS E WISEMAN TTEE FOBOO E WISEMAN DTD IRIS S WISER WISEWAY PARTNERTS -CLSG MAX V WISGERHOF & MARY H WISGERHOF PAUL P WISMAN ALAN WISNE TR-TX EFF IDX-NT DONALD & CAROLE WISSINK TR SUB ACC WILLIAM J WITCIK TRUST DANIEL A WITHERS IRRA WILLIAM WITHERUP IRRA WITKIN, WILLIAM I. LIVING TRUST JOHN H & ARLENE M WITMER OAK VALUE GEORGE WITOUS IRA #1 GEORGE WITOUS IRA #2 WITT FAMILY PROPERTIES LTD FARRIS WITT SHARMA S WITT ROSIE M WITTBRODT RRA HARVEY A WITTE Claimant Name STANLEY WOLIN IRA ELLIOTT WOLK WOLL IRA MICHAEL W -IR

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 107407-5 105161-0 602842-0 113890-1 625846-8 620465-1 615883-8 633174-2 633175-0 124036-6 115063-4 115064-2 114583-5 624401-7 633330-3 606990-8 652479-6 100956-7 120926-4 645639-1 615810-2 638847-7 604980-0 118532-2 602966-3 648758-0 608671-3 122719-0 125667-0 123714-4 652720-5 632885-7 102735-2 107250-1 124600-3 102985-1 109404-1 602862-4 106078-3 103325-5 126188-6 641047-2 124426-4 611094-0 107769-4 602898-5 125254-2 125253-4 602925-6 Claim ID 118995-6 118996-4 116112-1 109524-2 112341-6 112398-0 634189-6 110182-0

DARRELL D WITTWER IRA GEORGE E WITZEL WIVES INVESTMENT GROUP PINSKER GO WIX WENGEL & WEIDNER PSP CITIBANK NA AS TTEE FBO WJC & HRC WKKF - IRIDIAN ASSET MGMNT WM D SHOREY GST EXMPT FBO MARGARE WMATA RET TR OPPENHEIMER AGY WMATA RET TR-GLOBAL AGY THOMAS J WOEBKENBERG IRA FRANCIS E WOELFEL FRANCIS E WOELFEL JAMES R WOEPPEL CHARLES W WOFFORD CHARLES W WOFFORD IRA-ROO WOGSTAD IRA WILLIAM O -IR MILTON A WOHL, MD IRA ROLLOVER DELORES L WOHLERS IRA MERTON M WOHLERS IRA MERTON D WOHLERS RRA WOHLFORD MGMT 2 JULIA A WOJCIK IRA WOL CORPORATION GERALD WOLBERG 2 ELLIOTT WOLBROM AND SHEILA WOLBROM JOHN P WOLF AND CHERYL L WOLF JTWR WOLF FAM LTD PART MARDI-CLSG SHARON T WOLF IRA #1 STEVEN WOLF CHARLOTTE W WOLFANG IRA WOLFE IM T WOLFE - PLEDGE EDDIE W WOLFE WOLFE FAM TR HELEN L WOLFE EDDIE W WOLFE IRA #1 GENEVIEVE F WOLFE TRUST ALAN WOLFF EVELYN E WOLFF IRA MAEVON WOLFF GERALD WOLFF REVOC TR DALE M WOLFINGER & LINDA D WOLFING DALE M WOLFINGER WOLFKAMMER ROBERT S FD B-2 S TOA CHRISTINA M WOLFORD THE WOLFSON FAMILY TRUST DTD 7 1 8 RITA A WOLFSON REV TR RITA A WOLFSON RUTH B WOLFSON TRUST UOA D 1 10 91 Claimant Name ALAN E WOODALL ALAN E WOODALL TERESA A WOODALL ARLENE WOODARD IRA ELLIOTT L WOODARD JR ELLIOTT L WOODARD JR RONALD & MARGARET WOODARD JOANNE M WOODBURN

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111112-4 606735-2 123801-9 608737-0 612006-7 602942-6 627686-5 105469-4 647919-7 119851-3 627119-7 620292-6 110304-0 608459-1 652208-4 122767-0 618210-0 618209-7 602986-8 110014-9 602926-4 126917-8 634119-5 634323-6 105875-4 634219-1 634146-2 640746-3 123218-5 611101-7 636839-5 615621-5 612292-2 102797-2 608786-8 648751-3 635626-5 126021-9 639900-2 101016-6 119978-1 611570-5 611574-8 624403-3 608787-6 105366-3 108597-2 608784-1 613335-5 Claim ID 619286-6 609444-9 100513-8 619370-6 606899-5 602927-2 651624-6 651626-2

Reject Code G P M P P P G M

Confidential

KAREY J WOLLAM IRA WOLLAM IRA ROO JACK A -IR DUANE H WOLLAND WOLLENSAK TRS TIC D & A-CLSG J MARTIN & ANNE WOLMAN JT TR-TEP STEPHEN Z WOLNER TOD JAMES C WOLPER REVOCABLE TR UAD LINDA D WOLSCHLAGER IRA MR HARVEY A WOLSH & MRS CAROLE K W HARVEY A WOLSH GILBERT R WOLTER IRT MARIE WOLTERS ROGER E WOLTERS WOMACK DESCENDANTS TRUST-CLSG WOMACK FAMILY TR JAMES A WOMACK RANDLE W WOMER TOUOW FAY RANDLE W WOMER TOUOW REG THE WONG 1998 LIVING TRUST DTD 12KAREN WONG CHIN IRA DANIEL K WONG JACQUELINE D WONG SHOU CHEE WONG LIVING TRUST EUGENE N WONG MD ROO IRA INV MGMT MICHAEL WONG CAROLYN WONG SUC TR OF BOB WONG RE IVAN & GISELA WONG RLT INV MGMT- E XIANG PING WONG GLENN D WOOD #1 WOOD ALEXANDER T FBO ATWJR TOA RICHARD G WOOD AND TAUNYA K WOOD T M SOUSA P WOOD AS TENANTS IN COMMO WOOD COUNTY CUSTODY CURTIS M WOOD WOOD DAISY MCDOUGALL -CLSG JAMES WOOD DIRECT INC 401K & PROFI GREG V WOOD ET AL TTEE GEORGE S WOOD III MR RICHARD G WOOD IRA ROBERT D WOOD IRA TERRY W WOOD IRA WOOD JERRY W & IRIS J AGTR WOOD JERRY W MOAG DAVID J WOOD JR TRUST AOC# SAM6944 WOOD PAULINE FBO ARTHUR -DSARA W WOOD CHARLES R WOOD TRUST WOOD UTMA ABIGAIL PALMER-CLSG WOOD-CLAEYSSENS FOUNDATION IMA Claimant Name THOMAS E WOODSON TEST RES TR WOODWARD FAMILY TRUST -D- NFP JOHN E WOODWARD III SUMNER WOODWARD IRA CLSD WOODWARD IRA ROBERT D -IR NFP LYNNE J WOODWARD LTD EG UPJOHN 64 IRR TR FBO ROBERT WOO NANCY WOODWORTH FAMILY TRUST

P G M G P P P G P M G P X P P M P P G G G M G G P G G M X P G P P G P P M P G N M P P P P P P P G Reject Code P P G N P G P M

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 602905-1 123104-9 636576-0 120879-9 117441-0 613734-2 628123-0 602906-0 114518-5 639886-3 632315-4 619450-8 107443-1 639917-7 652986-0 627178-2 607601-7 104372-2 611373-7 117352-9 610439-8 610438-0 624765-2 619051-0 103003-5 610314-6 624763-6 610892-0 636217-6 121905-7 606196-6 113948-7 121907-3 635665-6 107395-8 603079-3 100269-4 651300-0 626941-9 624764-4 616965-1 633502-0 607323-9 124366-7 Claim ID 600060-6 600061-4 600062-2 600063-0 600064-9 600065-7 600066-5 600067-3 600068-1 600069-0 600070-3 600071-1 600072-0

WOODCLIFF INVESTMENT ASSOC COF PI JAMES R WOODFIN JAMES ROBERT AND BOBBIE SUE WOODFI SHARON D WOODFORD IRA ALICE D WOODHEAD WOODHOUSE M M TTEE IMA WOODLAWN CEMETERY PERMANENT CARE WOODLAWN INVESTMENT ASSOCIATES ROSE MARY WOODLEY JIM WOODMAN AND ANNE WOODMAN TIC SUCC TUA H WOODMAN DECEDENT'S GEORGE M AND MARY GAIL WOODMAN GEORGE M WOODMAN IRA MRS ANNE H WOODMAN IRA WOODMONT CAPITAL WOODRICK RICHARD PCIAA IRA TNT-LDN-TWR03-TAYLOR WOODROW WOODRUFF FAM TR WOODRUFF FOUNDATION TOA ROBIN M WOODRUFF ANTHONY H WOODS #17B -WM BLAIR ANTHONY H WOODS - WM BLAIR-P ANTHONY H WOODS WOODS CHARITABLE FUND FREDERICK WOODS WOODS FUND - WM BLAIR WOODS FUND OF CHICAGO WOODS HARRY F SUCC-TOA DANI LINN WOODS IRA DONALD E WOODS IRA WOODS IRA JOHN F -IR LESLIE WOODS IRA MARGARET N WOODS IRA WILLIAM D WOODS IRRA JACK G WOODS WOODS LESLIE MICHAEL A WOODS ROBERT & BILLIE WOODS REV TR DTD 8 MICHAEL WOODS SEP IRA ANTHONY H WOODS TRUST #17B CHARLES H WOODS TUW OPC BG: WOODS, RONALD REID ESTATE OF CAROLE WOODS- CLSG ROY WOODSON & Claimant Name WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C

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624463-7 120812-8 639726-3 652142-8 102316-0 126882-1 117253-0 121427-6 635844-6 119353-8 603256-7 652137-1 112385-8 112386-6 618735-8 608565-2 609525-9 113600-3 617522-8 641362-5 621181-0 600037-1 600038-0 600039-8 600040-1 600041-0 600042-8 600043-6 600044-4 600045-2 600046-0 600047-9 600048-7 600049-5 600050-9 600051-7 600052-5 600053-3 600054-1 600055-0 600056-8 600057-6 600058-4 600059-2 Claim ID 600112-2 600113-0 600114-9 600115-7 600117-3 600118-1 600119-0 600120-3 600121-1 600122-0 600123-8 600124-6 600125-4

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UPJOHN 1972 TRUST FBO WILLIAM WOOD LYNDA H WOOL IRA LYNDA H WOOL IRA THE PATRICE WOOLARD-GLAUSE TRUST CHARLES L WOOLBRIGHT DOROTHY WOOLDRIDGE DOROTHY WOOLDRIDGE TRUST JUDITH A WOOLERY IRA MARTIN L WOOLLEY TTEE PAULA F WOOLMAN TRUST DONALD WOOLSEY REVOCABLE TRUST WOOSTER OPHTHALMOLOGISTS INC BUTLER WOOTEN #1 BUTLER WOOTEN #2 WORCESTER POLYTECHNIC INSTITUTE WORDEN JULIA -CLSG WORK IMA LOIS K-CLSG BRENDA J WORKMAN WORKMAN JAMES REV TRUST IAA HELEN M WORKMAN TTEE WORLD KIT DB-ALLIANCE-LG CAP GRO WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C Claimant Name WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C

P M G M P M M M G P M M P P G G P M P M G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G G G P G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600073-8 WORLDCO L L C 600074-6 WORLDCO L L C 600075-4 WORLDCO L L C 600076-2 WORLDCO L L C 600077-0 WORLDCO L L C 600078-9 WORLDCO L L C 600079-7 WORLDCO L L C 600080-0 WORLDCO L L C 600081-9 WORLDCO L L C 600082-7 WORLDCO L L C 600083-5 WORLDCO L L C 600084-3 WORLDCO L L C 600085-1 WORLDCO L L C 600086-0 WORLDCO L L C 600087-8 WORLDCO L L C 600088-6 WORLDCO L L C 600089-4 WORLDCO L L C 600090-8 WORLDCO L L C 600091-6 WORLDCO L L C 600092-4 WORLDCO L L C 600093-2 WORLDCO L L C 600094-0 WORLDCO L L C 600095-9 WORLDCO L L C 600096-7 WORLDCO L L C 600097-5 WORLDCO L L C 600098-3 WORLDCO L L C 600099-1 WORLDCO L L C 600100-9 WORLDCO L L C 600101-7 WORLDCO L L C 600102-5 WORLDCO L L C 600103-3 WORLDCO L L C 600104-1 WORLDCO L L C 600105-0 WORLDCO L L C 600106-8 WORLDCO L L C 600107-6 WORLDCO L L C 600108-4 WORLDCO L L C 600109-2 WORLDCO L L C 600110-6 WORLDCO L L C 600111-4 WORLDCO L L C Claim ID Claimant Name 600167-0 WORLDCO L L C 600168-8 WORLDCO L L C 600169-6 WORLDCO L L C 600170-0 WORLDCO L L C 600171-8 WORLDCO L L C 600172-6 WORLDCO L L C 600173-4 WORLDCO L L C 600174-2 WORLDCO L L C 600175-0 WORLDCO L L C 600176-9 WORLDCO L L C 600177-7 WORLDCO L L C 600178-5 WORLDCO L L C 600179-3 WORLDCO L L C 600180-7 WORLDCO L L C 600181-5 WORLDCO L L C 600182-3 WORLDCO L L C 600183-1 WORLDCO L L C 600184-0 WORLDCO L L C

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600126-2 WORLDCO L L C 600127-0 WORLDCO L L C 600128-9 WORLDCO L L C 600129-7 WORLDCO L L C 600130-0 WORLDCO L L C 600131-9 WORLDCO L L C 600132-7 WORLDCO L L C 600133-5 WORLDCO L L C 600134-3 WORLDCO L L C 600135-1 WORLDCO L L C 600136-0 WORLDCO L L C 600137-8 WORLDCO L L C 600138-6 WORLDCO L L C 600139-4 WORLDCO L L C 600140-8 WORLDCO L L C 600141-6 WORLDCO L L C 600142-4 WORLDCO L L C 600143-2 WORLDCO L L C 600145-9 WORLDCO L L C 600146-7 WORLDCO L L C 600147-5 WORLDCO L L C 600148-3 WORLDCO L L C 600149-1 WORLDCO L L C 600150-5 WORLDCO L L C 600151-3 WORLDCO L L C 600152-1 WORLDCO L L C 600153-0 WORLDCO L L C 600154-8 WORLDCO L L C 600155-6 WORLDCO L L C 600156-4 WORLDCO L L C 600157-2 WORLDCO L L C 600158-0 WORLDCO L L C 600159-9 WORLDCO L L C 600160-2 WORLDCO L L C 600161-0 WORLDCO L L C 600162-9 WORLDCO L L C 600164-5 WORLDCO L L C 600165-3 WORLDCO L L C 600166-1 WORLDCO L L C Claim ID Claimant Name 600220-0 WORLDCO L L C 600221-8 WORLDCO L L C 600222-6 WORLDCO L L C 600223-4 WORLDCO L L C 600224-2 WORLDCO L L C 600225-0 WORLDCO L L C 600226-9 WORLDCO L L C 600227-7 WORLDCO L L C 600228-5 WORLDCO L L C 600229-3 WORLDCO L L C 600230-7 WORLDCO L L C 600231-5 WORLDCO L L C 600232-3 WORLDCO L L C 600233-1 WORLDCO L L C 600234-0 WORLDCO L L C 600235-8 WORLDCO L L C 600236-6 WORLDCO L L C 600237-4 WORLDCO L L C

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Confidential

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G

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Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600185-8 WORLDCO L L C 600186-6 WORLDCO L L C 600187-4 WORLDCO L L C 600188-2 WORLDCO L L C 600189-0 WORLDCO L L C 600190-4 WORLDCO L L C 600191-2 WORLDCO L L C 600192-0 WORLDCO L L C 600193-9 WORLDCO L L C 600195-5 WORLDCO L L C 600196-3 WORLDCO L L C 600197-1 WORLDCO L L C 600198-0 WORLDCO L L C 600199-8 WORLDCO L L C 600200-5 WORLDCO L L C 600201-3 WORLDCO L L C 600202-1 WORLDCO L L C 600203-0 WORLDCO L L C 600204-8 WORLDCO L L C 600205-6 WORLDCO L L C 600206-4 WORLDCO L L C 600207-2 WORLDCO L L C 600208-0 WORLDCO L L C 600209-9 WORLDCO L L C 600210-2 WORLDCO L L C 600211-0 WORLDCO L L C 600212-9 WORLDCO L L C 600213-7 WORLDCO L L C 600214-5 WORLDCO L L C 600215-3 WORLDCO L L C 600216-1 WORLDCO L L C 600217-0 WORLDCO L L C 600218-8 WORLDCO L L C 600219-6 WORLDCO L L C Claim ID Claimant Name 600272-2 WORLDCO L L C 600273-0 WORLDCO L L C 600274-9 WORLDCO L L C 600275-7 WORLDCO L L C 600276-5 WORLDCO L L C 600277-3 WORLDCO L L C 600278-1 WORLDCO L L C 600279-0 WORLDCO L L C 600280-3 WORLDCO L L C 600281-1 WORLDCO L L C 600282-0 WORLDCO L L C 600283-8 WORLDCO L L C 600284-6 WORLDCO L L C 600285-4 WORLDCO L L C 600286-2 WORLDCO L L C 600287-0 WORLDCO L L C 600288-9 WORLDCO L L C 600289-7 WORLDCO L L C 600290-0 WORLDCO L L C 600291-9 WORLDCO L L C 600292-7 WORLDCO L L C 600293-5 WORLDCO L L C 600294-3 WORLDCO L L C

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600238-2 WORLDCO L L C 600239-0 WORLDCO L L C 600240-4 WORLDCO L L C 600241-2 WORLDCO L L C 600242-0 WORLDCO L L C 600243-9 WORLDCO L L C 600244-7 WORLDCO L L C 600245-5 WORLDCO L L C 600246-3 WORLDCO L L C 600247-1 WORLDCO L L C 600248-0 WORLDCO L L C 600249-8 WORLDCO L L C 600250-1 WORLDCO L L C 600251-0 WORLDCO L L C 600252-8 WORLDCO L L C 600253-6 WORLDCO L L C 600254-4 WORLDCO L L C 600255-2 WORLDCO L L C 600256-0 WORLDCO L L C 600257-9 WORLDCO L L C 600258-7 WORLDCO L L C 600259-5 WORLDCO L L C 600260-9 WORLDCO L L C 600261-7 WORLDCO L L C 600262-5 WORLDCO L L C 600263-3 WORLDCO L L C 600264-1 WORLDCO L L C 600265-0 WORLDCO L L C 600266-8 WORLDCO L L C 600267-6 WORLDCO L L C 600268-4 WORLDCO L L C 600269-2 WORLDCO L L C 600270-6 WORLDCO L L C 600271-4 WORLDCO L L C Claim ID Claimant Name 600324-9 WORLDCO L L C 600325-7 WORLDCO L L C 600326-5 WORLDCO L L C 600327-3 WORLDCO L L C 600328-1 WORLDCO L L C 600329-0 WORLDCO L L C 600330-3 WORLDCO L L C 600331-1 WORLDCO L L C 600332-0 WORLDCO L L C 600333-8 WORLDCO L L C 600334-6 WORLDCO L L C 600335-4 WORLDCO L L C 600336-2 WORLDCO L L C 600337-0 WORLDCO L L C 600338-9 WORLDCO L L C 600339-7 WORLDCO L L C 600340-0 WORLDCO L L C 600341-9 WORLDCO L L C 600342-7 WORLDCO L L C 600343-5 WORLDCO L L C 600344-3 WORLDCO L L C 600345-1 WORLDCO L L C 600346-0 WORLDCO L L C

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Confidential

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G G

Page 291 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 293 of 302 PageID #:54904

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600295-1 WORLDCO L L C 600296-0 WORLDCO L L C 600297-8 WORLDCO L L C 600298-6 WORLDCO L L C 600299-4 WORLDCO L L C 600300-1 WORLDCO L L C 600301-0 WORLDCO L L C 600302-8 WORLDCO L L C 600303-6 WORLDCO L L C 600304-4 WORLDCO L L C 600305-2 WORLDCO L L C 600306-0 WORLDCO L L C 600307-9 WORLDCO L L C 600308-7 WORLDCO L L C 600309-5 WORLDCO L L C 600310-9 WORLDCO L L C 600311-7 WORLDCO L L C 600312-5 WORLDCO L L C 600313-3 WORLDCO L L C 600314-1 WORLDCO L L C 600315-0 WORLDCO L L C 600316-8 WORLDCO L L C 600317-6 WORLDCO L L C 600318-4 WORLDCO L L C 600319-2 WORLDCO L L C 600320-6 WORLDCO L L C 600321-4 WORLDCO L L C 600322-2 WORLDCO L L C 600323-0 WORLDCO L L C Claim ID Claimant Name 600376-1 WORLDCO L L C 600377-0 WORLDCO L L C 600378-8 WORLDCO L L C 600379-6 WORLDCO L L C 600380-0 WORLDCO L L C 600381-8 WORLDCO L L C 600382-6 WORLDCO L L C 600383-4 WORLDCO L L C 600384-2 WORLDCO L L C 600385-0 WORLDCO L L C 600386-9 WORLDCO L L C 600387-7 WORLDCO L L C 600388-5 WORLDCO L L C 600389-3 WORLDCO L L C 600390-7 WORLDCO L L C 600391-5 WORLDCO L L C 600392-3 WORLDCO L L C 600393-1 WORLDCO L L C 600394-0 WORLDCO L L C 600395-8 WORLDCO L L C 600396-6 WORLDCO L L C 600397-4 WORLDCO L L C 600398-2 WORLDCO L L C 600399-0 WORLDCO L L C 600400-8 WORLDCO L L C 600401-6 WORLDCO L L C 600402-4 WORLDCO L L C 600403-2 WORLDCO L L C

Prepared by Gilardi Co LLC

G G G G G G G G G G G G G G G G G G G G G G G G G G G P G

600347-8 WORLDCO L L C 600348-6 WORLDCO L L C 600349-4 WORLDCO L L C 600350-8 WORLDCO L L C 600351-6 WORLDCO L L C 600352-4 WORLDCO L L C 600353-2 WORLDCO L L C 600354-0 WORLDCO L L C 600355-9 WORLDCO L L C 600356-7 WORLDCO L L C 600357-5 WORLDCO L L C 600358-3 WORLDCO L L C 600359-1 WORLDCO L L C 600360-5 WORLDCO L L C 600361-3 WORLDCO L L C 600362-1 WORLDCO L L C 600363-0 WORLDCO L L C 600364-8 WORLDCO L L C 600365-6 WORLDCO L L C 600366-4 WORLDCO L L C 600367-2 WORLDCO L L C 600368-0 WORLDCO L L C 600369-9 WORLDCO L L C 600370-2 WORLDCO L L C 600371-0 WORLDCO L L C 600372-9 WORLDCO L L C 600373-7 WORLDCO L L C 600374-5 WORLDCO L L C 600375-3 WORLDCO L L C Claim ID Claimant Name 600429-6 WORLDCO L L C 600430-0 WORLDCO L L C 600431-8 WORLDCO L L C 600432-6 WORLDCO L L C 600433-4 WORLDCO L L C 600434-2 WORLDCO L L C 600435-0 WORLDCO L L C 600436-9 WORLDCO L L C 600437-7 WORLDCO L L C 600438-5 WORLDCO L L C 600439-3 WORLDCO L L C 600440-7 WORLDCO L L C 600441-5 WORLDCO L L C 600442-3 WORLDCO L L C 600443-1 WORLDCO L L C 600444-0 WORLDCO L L C 600445-8 WORLDCO L L C 600446-6 WORLDCO L L C 600447-4 WORLDCO L L C 600448-2 WORLDCO L L C 600449-0 WORLDCO L L C 600450-4 WORLDCO L L C 600451-2 WORLDCO L L C 600452-0 WORLDCO L L C 600453-9 WORLDCO L L C 600454-7 WORLDCO L L C 600455-5 WORLDCO L L C 600456-3 WORLDCO L L C

Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G

Confidential

G G G G G G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G

Page 292 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 294 of 302 PageID #:54905

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600404-0 WORLDCO L L C 600405-9 WORLDCO L L C 600406-7 WORLDCO L L C 600407-5 WORLDCO L L C 600408-3 WORLDCO L L C 600409-1 WORLDCO L L C 600410-5 WORLDCO L L C 600411-3 WORLDCO L L C 600413-0 WORLDCO L L C 600414-8 WORLDCO L L C 600415-6 WORLDCO L L C 600416-4 WORLDCO L L C 600417-2 WORLDCO L L C 600418-0 WORLDCO L L C 600419-9 WORLDCO L L C 600420-2 WORLDCO L L C 600421-0 WORLDCO L L C 600422-9 WORLDCO L L C 600423-7 WORLDCO L L C 600424-5 WORLDCO L L C 600425-3 WORLDCO L L C 600426-1 WORLDCO L L C 600427-0 WORLDCO L L C 600428-8 WORLDCO L L C Claim ID Claimant Name 600481-4 WORLDCO L L C 600482-2 WORLDCO L L C 600483-0 WORLDCO L L C 600484-9 WORLDCO L L C 600485-7 WORLDCO L L C 600486-5 WORLDCO L L C 600487-3 WORLDCO L L C 600488-1 WORLDCO L L C 600489-0 WORLDCO L L C 600490-3 WORLDCO L L C 600491-1 WORLDCO L L C 600492-0 WORLDCO L L C 600493-8 WORLDCO L L C 600494-6 WORLDCO L L C 600495-4 WORLDCO L L C 600496-2 WORLDCO L L C 600497-0 WORLDCO L L C 600498-9 WORLDCO L L C 600499-7 WORLDCO L L C 600500-4 WORLDCO L L C 600501-2 WORLDCO L L C 600502-0 WORLDCO L L C 600503-9 WORLDCO L L C 600504-7 WORLDCO L L C 600505-5 WORLDCO L L C 600506-3 WORLDCO L L C 600507-1 WORLDCO L L C 600508-0 WORLDCO L L C 600509-8 WORLDCO L L C 600510-1 WORLDCO L L C 600511-0 WORLDCO L L C 600512-8 WORLDCO L L C 600513-6 WORLDCO L L C

Prepared by Gilardi Co LLC

G G G G G G G G G G G G G G G G G G G G G G G G

600457-1 WORLDCO L L C 600458-0 WORLDCO L L C 600459-8 WORLDCO L L C 600460-1 WORLDCO L L C 600461-0 WORLDCO L L C 600462-8 WORLDCO L L C 600463-6 WORLDCO L L C 600464-4 WORLDCO L L C 600465-2 WORLDCO L L C 600466-0 WORLDCO L L C 600467-9 WORLDCO L L C 600468-7 WORLDCO L L C 600469-5 WORLDCO L L C 600470-9 WORLDCO L L C 600471-7 WORLDCO L L C 600472-5 WORLDCO L L C 600473-3 WORLDCO L L C 600474-1 WORLDCO L L C 600475-0 WORLDCO L L C 600476-8 WORLDCO L L C 600477-6 WORLDCO L L C 600478-4 WORLDCO L L C 600479-2 WORLDCO L L C 600480-6 WORLDCO L L C Claim ID Claimant Name 600534-9 WORLDCO L L C 600535-7 WORLDCO L L C 600536-5 WORLDCO L L C 600537-3 WORLDCO L L C 600538-1 WORLDCO L L C 600539-0 WORLDCO L L C 600540-3 WORLDCO L L C 600541-1 WORLDCO L L C 600542-0 WORLDCO L L C 600543-8 WORLDCO L L C 600544-6 WORLDCO L L C 600545-4 WORLDCO L L C 600546-2 WORLDCO L L C 600547-0 WORLDCO L L C 600548-9 WORLDCO L L C 600549-7 WORLDCO L L C 600550-0 WORLDCO L L C 600551-9 WORLDCO L L C 600552-7 WORLDCO L L C 600553-5 WORLDCO L L C 600554-3 WORLDCO L L C 600555-1 WORLDCO L L C 600556-0 WORLDCO L L C 600557-8 WORLDCO L L C 600558-6 WORLDCO L L C 600559-4 WORLDCO L L C 600560-8 WORLDCO L L C 600561-6 WORLDCO L L C 600562-4 WORLDCO L L C 600563-2 WORLDCO L L C 600564-0 WORLDCO L L C 600565-9 WORLDCO L L C 600566-7 WORLDCO L L C

Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G G

Confidential

G G G G G G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G P G G G G G G G G G G G G G G G G G G G G

Page 293 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 295 of 302 PageID #:54906

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600514-4 WORLDCO L L C 600515-2 WORLDCO L L C 600516-0 WORLDCO L L C 600517-9 WORLDCO L L C 600518-7 WORLDCO L L C 600519-5 WORLDCO L L C 600520-9 WORLDCO L L C 600521-7 WORLDCO L L C 600522-5 WORLDCO L L C 600523-3 WORLDCO L L C 600524-1 WORLDCO L L C 600525-0 WORLDCO L L C 600526-8 WORLDCO L L C 600527-6 WORLDCO L L C 600528-4 WORLDCO L L C 600529-2 WORLDCO L L C 600531-4 WORLDCO L L C 600532-2 WORLDCO L L C 600533-0 WORLDCO L L C Claim ID Claimant Name 600586-1 WORLDCO L L C 600587-0 WORLDCO L L C 600588-8 WORLDCO L L C 600589-6 WORLDCO L L C 600590-0 WORLDCO L L C 600591-8 WORLDCO L L C 600592-6 WORLDCO L L C 600593-4 WORLDCO L L C 600594-2 WORLDCO L L C 600595-0 WORLDCO L L C 600596-9 WORLDCO L L C 600597-7 WORLDCO L L C 600598-5 WORLDCO L L C 600599-3 WORLDCO L L C 600600-0 WORLDCO L L C 600601-9 WORLDCO L L C 600602-7 WORLDCO L L C 600603-5 WORLDCO L L C 600604-3 WORLDCO L L C 600605-1 WORLDCO L L C 600606-0 WORLDCO L L C 600607-8 WORLDCO L L C 600608-6 WORLDCO L L C 600609-4 WORLDCO L L C 600610-8 WORLDCO L L C 600611-6 WORLDCO L L C 600612-4 WORLDCO L L C 600613-2 WORLDCO L L C 600614-0 WORLDCO L L C 600615-9 WORLDCO L L C 600616-7 WORLDCO L L C 600617-5 WORLDCO L L C 600618-3 WORLDCO L L C 600619-1 WORLDCO L L C 600620-5 WORLDCO L L C 600621-3 WORLDCO L L C 600622-1 WORLDCO L L C 600623-0 WORLDCO L L C

Prepared by Gilardi Co LLC

G G G G G G G G G G G G G G G G G G G

600567-5 WORLDCO L L C 600568-3 WORLDCO L L C 600569-1 WORLDCO L L C 600570-5 WORLDCO L L C 600571-3 WORLDCO L L C 600572-1 WORLDCO L L C 600573-0 WORLDCO L L C 600574-8 WORLDCO L L C 600575-6 WORLDCO L L C 600576-4 WORLDCO L L C 600577-2 WORLDCO L L C 600578-0 WORLDCO L L C 600579-9 WORLDCO L L C 600580-2 WORLDCO L L C 600581-0 WORLDCO L L C 600582-9 WORLDCO L L C 600583-7 WORLDCO L L C 600584-5 WORLDCO L L C 600585-3 WORLDCO L L C Claim ID Claimant Name 600639-6 WORLDCO L L C 600640-0 WORLDCO L L C 600641-8 WORLDCO L L C 600642-6 WORLDCO L L C 600643-4 WORLDCO L L C 600644-2 WORLDCO L L C 600645-0 WORLDCO L L C 600646-9 WORLDCO L L C 600647-7 WORLDCO L L C 600648-5 WORLDCO L L C 600649-3 WORLDCO L L C 600650-7 WORLDCO L L C 600651-5 WORLDCO L L C 600652-3 WORLDCO L L C 600653-1 WORLDCO L L C 600654-0 WORLDCO L L C 600655-8 WORLDCO L L C 600656-6 WORLDCO L L C 600657-4 WORLDCO L L C 600658-2 WORLDCO L L C 600659-0 WORLDCO L L C 600660-4 WORLDCO L L C 600661-2 WORLDCO L L C 600662-0 WORLDCO L L C 600663-9 WORLDCO L L C 600664-7 WORLDCO L L C 600665-5 WORLDCO L L C 600666-3 WORLDCO L L C 600667-1 WORLDCO L L C 600668-0 WORLDCO L L C 600669-8 WORLDCO L L C 600670-1 WORLDCO L L C 600671-0 WORLDCO L L C 600672-8 WORLDCO L L C 600673-6 WORLDCO L L C 600674-4 WORLDCO L L C 600675-2 WORLDCO L L C 600676-0 WORLDCO L L C

Reject Code G G G G G G G G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G

Confidential

G G G G G G G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G G G G G G G G G P G P G G G G G G G G G G G

Page 294 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 296 of 302 PageID #:54907

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600624-8 WORLDCO L L C 600625-6 WORLDCO L L C 600626-4 WORLDCO L L C 600627-2 WORLDCO L L C 600628-0 WORLDCO L L C 600629-9 WORLDCO L L C 600630-2 WORLDCO L L C 600631-0 WORLDCO L L C 600633-7 WORLDCO L L C 600634-5 WORLDCO L L C 600635-3 WORLDCO L L C 600636-1 WORLDCO L L C 600637-0 WORLDCO L L C 600638-8 WORLDCO L L C Claim ID Claimant Name 600691-4 WORLDCO L L C 600692-2 WORLDCO L L C 600693-0 WORLDCO L L C 600694-9 WORLDCO L L C 600695-7 WORLDCO L L C 600696-5 WORLDCO L L C 600697-3 WORLDCO L L C 600698-1 WORLDCO L L C 600699-0 WORLDCO L L C 600700-7 WORLDCO L L C 600701-5 WORLDCO L L C 600702-3 WORLDCO L L C 600703-1 WORLDCO L L C 600704-0 WORLDCO L L C 600705-8 WORLDCO L L C 600706-6 WORLDCO L L C 600707-4 WORLDCO L L C 600708-2 WORLDCO L L C 600709-0 WORLDCO L L C 600710-4 WORLDCO L L C 600711-2 WORLDCO L L C 600712-0 WORLDCO L L C 600713-9 WORLDCO L L C 600714-7 WORLDCO L L C 600715-5 WORLDCO L L C 600716-3 WORLDCO L L C 600717-1 WORLDCO L L C 600718-0 WORLDCO L L C 600719-8 WORLDCO L L C 600720-1 WORLDCO L L C 600721-0 WORLDCO L L C 600722-8 WORLDCO L L C 600723-6 WORLDCO L L C 600724-4 WORLDCO L L C 600725-2 WORLDCO L L C 600726-0 WORLDCO L L C 600727-9 WORLDCO L L C 600728-7 WORLDCO L L C 600729-5 WORLDCO L L C 600730-9 WORLDCO L L C 600732-5 WORLDCO L L C 600733-3 WORLDCO L L C 600734-1 WORLDCO L L C

Prepared by Gilardi Co LLC

G G G G G G G G G G G G G G

600677-9 WORLDCO L L C 600678-7 WORLDCO L L C 600679-5 WORLDCO L L C 600680-9 WORLDCO L L C 600681-7 WORLDCO L L C 600682-5 WORLDCO L L C 600683-3 WORLDCO L L C 600684-1 WORLDCO L L C 600685-0 WORLDCO L L C 600686-8 WORLDCO L L C 600687-6 WORLDCO L L C 600688-4 WORLDCO L L C 600689-2 WORLDCO L L C 600690-6 WORLDCO L L C Claim ID Claimant Name 600744-9 WORLDCO L L C 600745-7 WORLDCO L L C 600746-5 WORLDCO L L C 600747-3 WORLDCO L L C 600748-1 WORLDCO L L C 600749-0 WORLDCO L L C 600750-3 WORLDCO L L C 600751-1 WORLDCO L L C 600752-0 WORLDCO L L C 600753-8 WORLDCO L L C 600754-6 WORLDCO L L C 600755-4 WORLDCO L L C 600756-2 WORLDCO L L C 600757-0 WORLDCO L L C 600758-9 WORLDCO L L C 600759-7 WORLDCO L L C 600760-0 WORLDCO L L C 600761-9 WORLDCO L L C 600762-7 WORLDCO L L C 600763-5 WORLDCO L L C 600764-3 WORLDCO L L C 600765-1 WORLDCO L L C 600766-0 WORLDCO L L C 600767-8 WORLDCO L L C 600768-6 WORLDCO L L C 600769-4 WORLDCO L L C 600770-8 WORLDCO L L C 600771-6 WORLDCO L L C 600772-4 WORLDCO L L C 600773-2 WORLDCO L L C 600774-0 WORLDCO L L C 600775-9 WORLDCO L L C 600776-7 WORLDCO L L C 600777-5 WORLDCO L L C 600778-3 WORLDCO L L C 600779-1 WORLDCO L L C 600780-5 WORLDCO L L C 600781-3 WORLDCO L L C 600782-1 WORLDCO L L C 600783-0 WORLDCO L L C 600784-8 WORLDCO L L C 600785-6 WORLDCO L L C 600786-4 WORLDCO L L C

Reject Code G G G G G G G G G G G G G G G G G G G G G G P G G G G G G G G G G G G G G G P G G G G

Confidential

P G G G G G G G G G G G G G Reject Code G G G G G G G G G G G G G G G G P G G G G G G G G G G G G G G G G G G G P G G P G G G

Page 295 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 297 of 302 PageID #:54908

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600735-0 WORLDCO L L C 600736-8 WORLDCO L L C 600737-6 WORLDCO L L C 600738-4 WORLDCO L L C 600739-2 WORLDCO L L C 600740-6 WORLDCO L L C 600741-4 WORLDCO L L C 600742-2 WORLDCO L L C 600743-0 WORLDCO L L C Claim ID Claimant Name 600796-1 WORLDCO L L C 600798-8 WORLDCO L L C 600799-6 WORLDCO L L C 600800-3 WORLDCO L L C 600801-1 WORLDCO L L C 600802-0 WORLDCO L L C 600803-8 WORLDCO L L C 600804-6 WORLDCO L L C 600805-4 WORLDCO L L C 600806-2 WORLDCO L L C 600807-0 WORLDCO L L C 600808-9 WORLDCO L L C 600809-7 WORLDCO L L C 600810-0 WORLDCO L L C 600811-9 WORLDCO L L C 600812-7 WORLDCO L L C 600813-5 WORLDCO L L C 600814-3 WORLDCO L L C 600815-1 WORLDCO L L C 600816-0 WORLDCO L L C 600817-8 WORLDCO L L C 600818-6 WORLDCO L L C 600819-4 WORLDCO L L C 600820-8 WORLDCO L L C 600821-6 WORLDCO L L C 600822-4 WORLDCO L L C 600823-2 WORLDCO L L C 600824-0 WORLDCO L L C 600825-9 WORLDCO L L C 600826-7 WORLDCO L L C 600827-5 WORLDCO L L C 600828-3 WORLDCO L L C 600829-1 WORLDCO L L C 600830-5 WORLDCO L L C 600831-3 WORLDCO L L C 600832-1 WORLDCO L L C 600833-0 WORLDCO L L C 600834-8 WORLDCO L L C 600835-6 WORLDCO L L C 600836-4 WORLDCO L L C 600837-2 WORLDCO L L C 600838-0 WORLDCO L L C 600839-9 WORLDCO L L C 600840-2 WORLDCO L L C 600841-0 WORLDCO L L C 600842-9 WORLDCO L L C 600843-7 WORLDCO L L C 600844-5 WORLDCO L L C

Prepared by Gilardi Co LLC

G P G G G G G G G

600787-2 WORLDCO L L C 600788-0 WORLDCO L L C 600789-9 WORLDCO L L C 600790-2 WORLDCO L L C 600791-0 WORLDCO L L C 600792-9 WORLDCO L L C 600793-7 WORLDCO L L C 600794-5 WORLDCO L L C 600795-3 WORLDCO L L C Claim ID Claimant Name 600849-6 WORLDCO L L C 600850-0 WORLDCO L L C 600851-8 WORLDCO L L C 600852-6 WORLDCO L L C 600853-4 WORLDCO L L C 600854-2 WORLDCO L L C 600855-0 WORLDCO L L C 600856-9 WORLDCO L L C 600857-7 WORLDCO L L C 600858-5 WORLDCO L L C 600859-3 WORLDCO L L C 600860-7 WORLDCO L L C 600861-5 WORLDCO L L C 600862-3 WORLDCO L L C 600863-1 WORLDCO L L C 600864-0 WORLDCO L L C 600865-8 WORLDCO L L C 600866-6 WORLDCO L L C 600867-4 WORLDCO L L C 600868-2 WORLDCO L L C 600869-0 WORLDCO L L C 600870-4 WORLDCO L L C 600871-2 WORLDCO L L C 600872-0 WORLDCO L L C 600873-9 WORLDCO L L C 600874-7 WORLDCO L L C 600875-5 WORLDCO L L C 600876-3 WORLDCO L L C 600877-1 WORLDCO L L C 600878-0 WORLDCO L L C 600879-8 WORLDCO L L C 600880-1 WORLDCO L L C 600881-0 WORLDCO L L C 600882-8 WORLDCO L L C 600883-6 WORLDCO L L C 600884-4 WORLDCO L L C 600885-2 WORLDCO L L C 600886-0 WORLDCO L L C 600887-9 WORLDCO L L C 600888-7 WORLDCO L L C 600889-5 WORLDCO L L C 600890-9 WORLDCO L L C 600891-7 WORLDCO L L C 600892-5 WORLDCO L L C 600893-3 WORLDCO L L C 600894-1 WORLDCO L L C 600895-0 WORLDCO L L C 600896-8 WORLDCO L L C

Reject Code G G G G G G G G P G G G G P G P G G G G G G G G G G G G G G G G G P P G G G G G G G G G P P G G

Confidential

G G G G G P G G G Reject Code P P G G G G G G G G G G G P G G G G G G G G P G G P G G G G G P G P G P P G P G P P G P P P G P

Page 296 of 301

Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 298 of 302 PageID #:54909

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 600845-3 600846-1 600847-0 600848-8 Claim ID 600901-8 600902-6 600903-4 600904-2 600905-0 600906-9 600907-7 600908-5 600909-3 600910-7 600911-5 600912-3 600913-1 600914-0 600915-8 600916-6 600917-4 600918-2 600919-0 600920-4 600921-2 600922-0 600923-9 600924-7 600925-5 600926-3 600927-1 600928-0 600929-8 600930-1 600931-0 600932-8 600933-6 600934-4 600935-2 600936-0 600943-3 600944-1 600945-0 643900-4 624404-1 605106-5 641112-6 119302-3 110813-1 622700-7 622699-0 652748-5 123436-6 615934-6 646588-9 608648-9 Claim ID

WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C Claimant Name WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C SHARON K WORSLEY TTEE IRENE WORTH 1999 REVOCABLE TRUST CELIA WORTREICH & MERYL GELBMAN JT RONALD G WOYAT IRRA CATHERINE WOYNAROWSKI VERONIKA WOZNIAK WPG QUANTITATIVE EQUITY WPH FDN - INST CAP WRAY ADIOLA N WREN RALPH WREZIC ESTATE AGENCY DOUGLAS E WRIGHT & MARGIE J. WRIGH WRIGHT 2000 TR WILLIAM E -DClaimant Name

Prepared by Gilardi Co LLC

G G G P

600897-6 600898-4 600899-2 600900-0 Claim ID 114733-1 106836-9 625479-9 103619-0 617177-0 103412-0 649296-7 100964-8 607483-9 115329-3 110330-0 103388-3 650767-0 122228-7 108661-8 105840-1 643846-6 107828-3 611062-2 636301-6 644220-0 101070-0 637443-3 602924-8 603110-2 116295-0 652515-6 633430-0 622703-1 622702-3 609941-6 609852-5 115103-7 102374-8 101792-6 101075-1 642070-2 633002-9 624405-0 104188-6 642203-9 602956-6 101871-0 622260-9 622710-4 622711-2 609782-0 612773-8 612775-4 612774-6 125851-6 633332-0 Claim ID

Reject Code P G P P P P P P P P P P P P P P P P P P P P P P P P G G G G G G G G G G G G G G P P M G P P G M N P G P Reject Code

Confidential

WORLDCO L L C WORLDCO L L C WORLDCO L L C WORLDCO L L C Claimant Name KEVIN P WRIGHT AND ANGELA M WRIGHT DONNA P WRIGHT EST ROGER M WRIGHT JAMES H WRIGHT FAMILY TRUST FRANK M WRIGHT III IRA NINA C WRIGHT IRA JAMES R WRIGHT WRIGHT JR GILBERT P -B-CLSG WILLIAM C WRIGHT JR REV LT KIMBERLY J WRIGHT NANCY A WRIGHT ROBERT D WRIGHT WILLIAM J WRIGHT SR META H WRIGHT TRUST UW META H WRIGHT TRUST REBEKAH R WRIGHT TTEE VELMA L WRIGHT WRIGHT WILLIAM L MOAG WILLIE D WRIGHT AVERIE M WRIGHT-MARTIN WLADYSLAWA A WROBLEWSKI HELGA E WRONSKI IRA SHELDON WROTSLAVSKY AND PESSL WS OPPORTUNITY FUND INTERNATIONAL WSB EMPLOYEE PEN WSB EMPLOYEES PENSION PLN - CLSD WSCI LIMITED PARTNERSHIP WSIB ALL HLDG INS WSIB ALL HLDG PEN WSK IRREV - JP MORGAN WSK PERS - JP MORGAN WTKF VALUE FUND KWANG N WU HELEN T WU TR KENNETH L WUERTZ IRA MARVA J WULBRECHT TTEE WUNDAW ALVIN W WUNDERLICH III L'HENRY J WURTELE JOY A JOHNSON WURTH TTEE JULIE B WURTS CURTIS H WUTH WVHCS INC-GLENMEDE WVIMB-CHARTWELL WVIMB-STATE STREET WX-VALUE INDEX FUND PARAMETRIC WYATT K D ETAL WYATT K D ETAL WYATT K D TA LENORE WYATT WYCHE BURGESS FREEMAN & PARHAM PA Claimant Name

P P G P Reject Code G N P G P G G G P P G N G M M P P N P P P N G G G G M P G G M M G M X P G P P G G P G G G P P P P P G P Reject Code

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 299 of 302 PageID #:54910

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 624407-6 624406-8 608080-4 608018-9 105393-0 621559-9 126846-5 643368-5 615596-0 115446-0 601003-2 640344-1 608282-3 121155-2 617894-4 643961-6 125981-4 616358-0 615164-7 115325-0 611060-6 607863-0 616120-0 633432-6 105759-6 613188-3 622718-0 622716-3 611090-8 104106-1 106701-0 620922-0 103823-0 103575-4 652954-2 630703-5 100039-0 113857-0 610729-0 610678-1 620196-2 620197-0 620198-9 613452-1 648376-3 641629-2 610137-2 634333-3 634386-4 110100-5 634184-5 106971-3 Claim ID 602991-4 119636-7 647824-7 620169-5 602878-0

C T WYCHE HARRIET S WYCHE WYETH FIDELITY EQUITY WYETH-NTGI RUSSELL 3000 DONALD H WYKES IRA WYLE ELECTRONICS CADENCE CAPITAL STEPHEN M WYLER IRA WYLIS H ALLEN TTEE JAMES T WYMAN INV ADV AGENCY CLSD LYNDA F WYMAN IRA WYMAN MR RICHARD JAMES E WYNN IRRA WYNN'S RETIRE HOTCHKIS WYNNE ENTERPRISES INC CITY OF WYOMING - IRIDIAN WYOMING COUNTY EMPLOYEE RTMNT CITY OF WYOMING EMP RETIREMENT WYOMING INSTITUTIONAL CAPITAL WYOMING STATE TREASURER REI LAMAR D WYSE WYSZYNSKI RICHARD E A AG X UAL-GIT-LEVIN & CO MGT X-RAY PHYSICIANS LTD P S XAVEX RISK ARBITRAGE 5 FUND/DB XA OLIVIA XAYAPHET XCEL- NSP DELAWARE DIR XLB ARONSON US LC EQ XLB STRONG US EQUITY Y W C A- CONSOL FD NO 2 MOAG ISADORE YABLON CAROLE A YABLONOWITZ YACHT CONNECTIONS INTERNATIONAL RICHARD J YACK JODELE N YACKS YAEGER, DIANE LLOYD IM CAROL YAGGY TRUST FLORENCE P YAHRAUS PATRICIA P YAJKO IRA YAKE BARBARA L - PLEDGED MOAG YAKE ETHAN C MOAG YAKES RAY E - UOW RES TR YAKES RAY FOR DONNA ESTRELLA-RES YAKES RAY FOR RUTH MORTENSON-RES YAKICH DAVID & CARRIE IMA MR RALPH YALE & MRS ELIZABETH JACK VIRGINIA JANE YALE IRA YALE U - DONATED SECURITIES KIMIE YAMAMOTO ROO IRA YAMASHIRO BUILDING & SUPPLY INC P JACK Y YAMASHIRO IRA SATORU YAMASHITA TRUST INV MGT BAL YANADU CHIROPRACTIC TRUST Claimant Name RENATO YNAYA MD JAMES E YOCHIM IRA MICHAEL YOHAI IRA YOHALEM LOUISE-CUST NORMAN YOHAY MM

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P P G G M P Z G P P G G P M M G G G M M P P G P M G M G P P P P X M M G N X P P P P P G P G P G P P G N

103350-6 649494-3 603017-3 105804-5 103116-3 621560-2 651389-1 123704-7 644951-4 400034-0 400035-8 400036-6 650327-6 640938-5 648499-9 652478-8 105893-2 608668-3 124893-6 609274-8 608770-1 123929-5 620924-6 113223-7 126753-1 608465-6 652968-2 624408-4 106260-3 106265-4 103256-9 103257-7 112556-7 109788-1 616314-9 616313-0 616315-7 123281-9 622951-4 602948-5 126447-8 107004-5 119105-5 620377-9 636621-0 121518-3 611481-4 611480-6 651041-8 120563-3 637101-9 610544-0 Claim ID 615320-8 636468-3 126859-7 122976-1 624174-3

Reject Code G M G P G

Confidential

DON L YANCEY YANCEY S IMA CHIN-CHIH YANG & JACY CHEN FEIXUE YANG LINA YANG YANKEE ATOMIC VEBA MEDICAL EQUITY YANKTON COLLEGE GERTRUDIS L YANNACCONE FBO HAROLD YANOFSKY MILT YANOFSKY MILT YANOFSKY PAMELA YANOFSKY GARY YANOWSKY IRA RICHARD K YANT IRA RHEA YARDLEY YARDLEY-MAKEFIELD BRANCH LIBRARY ANTHONY S YASUTAKE IRA YAVARI TRUST A JOHN -DYBRON DENTAL SPECIALTIES INC YEAGER JEAN M -PD YEAGER TR C W & E D -PD-CLSG RUTHERFORD N YEATES YEE FAMILY TRUST PARAMETRIC RICHARD N YELEN RICHARD N YELEN YELLEN TRUST SUZANNE BIR-CLSG YELLIN, HELEN R. YELLOWSTONE EQUITY PARTNERS LTD JANNIE B YELTON IRA MICHAEL L YELTON IRA GEORGETTE YELVERTON 1 GEORGETTE YELVERTON 1 DEBRA A YERRY MARIA D YESELSKI YESHIVA ENDOWMENT FOUNDATION INC YESHIVA UNIVERSITY CONSOLIDATED P YESHIVA UNIVERSITY OPPENHEIMER EQ WALTER Y YEUNG AGT YHC ALUMNI FDN TIEN YI TRUST ERNEST V YINGLING JOHN A YINGST YK COMMUNICATIONS LTD YKK USA INC PENSION PLAN IBJW FBO ROBERT E YLINEN ROBERT E YLINEN IRA YMCA #2 - 5 3 LOAN TOA YMCA #2 TOA YMCA CIF FHB YMCA OF THE INLAND NORTHWEST YMCA OF THE INLAND NORTHWEST YMCA RETIREMENT FD-DOMEST Claimant Name YOUNG JOHN B CHARITABLE TRUST #3 TERENCE L AND KAREN M YOUNG JTWRO LAURA A YOUNG THE YOUNG LIVING TR ORAN R YOUNG REVOCABLE TRUST DTD 1

N P G M P G P M M G P P M G G P G G M P P N M G G M M P X X P P G M G G G M P G M G P P P M P P G M G G Reject Code P G N M P

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 300 of 302 PageID #:54911

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 602877-2 126197-5 126107-0 120115-8 120117-4 100255-4 110298-2 110299-0 624410-6 117222-0 618108-2 116241-1 615980-0 126897-0 114145-7 624409-2 652880-5 636769-0 602934-5 114012-4 647384-9 647385-7 647386-5 647387-3 643506-8 610840-7 639216-4 646392-4 609691-3 104780-9 107359-1 615690-8 106126-7 109618-4 627206-1 110773-9 112263-0 112268-1 632496-7 124388-8 125138-4 637590-1 107352-4 620056-7 613131-0 613155-7 124435-3 Claim ID 605360-2 124476-0 638021-2 640167-8 640168-6 610644-7 610651-0 601618-9 120037-2 126507-5

MR NORMAN YOHAY YOKOHAMA TIRE CORP YOKOHAMA TIRE CORP NON CONT KATHLEEN M YOMAZZO IRA MICHAEL J YOMAZZO EDDIE H YORIZANE IRA ROY B YORK AND ROY B YORK AND JUSTIN B YORK AOC# SAM8238 BRENDA J YORK YORK HOSPITAL DBPL-FRONTIER CAP YORK REGIONAL POLICE ASSOC YORK RET-K R MGT YORK STATE BANK & TRUST CAROLYN YORK TRUST #1 JANET B YORK TRUST AOC# SAM6864 YORK,JEROME & EILENE EQUITY PATRICIA A YOSCA IRA YESHIVAT SHEERITH YOSEF MASAKO YOSHIDA TRUST JEROME YOSKOWITZ TTEE JEROME YOSKOWITZ TTEE JEROME YOSKOWITZ TTEE JEROME YOSKOWITZ TTEE JOHN H YOST IRRA YOUNG CARL H MOAG CAROLYN DAYE YOUNG MRS DOROTHY T YOUNG CONSULTS/SOUND YOUNG CRUT - TIA DENISE YOUNG DIANE M YOUNG ROBERT L YOUNG EMP P S Y-20 ETHEL M YOUNG YOUNG FAMILY TRUST R A YOUNG FBO ALLISON GLENDA M YOUNG ROBERT A YOUNG IRA #1 ROBERT A YOUNG IRA #2 WILLIAM C YOUNG IRA DECD F1-3211 FBO SUZANNE L YOUNG IRA GERALD C YOUNG IRA GERALD C YOUNG IRA JAMES N YOUNG IRA YOUNG JAMES D -IMA YOUNG JAMES INTERIM TRUST YOUNG JAMES M INH IRA JOANN YOUNG Claimant Name MICHAEL ZAMBRELLI AND SHARON ZAMBR JANNET ZAMORA BERNARD S ZAMUDIO ARNOLD F ZANDER IRRA MARY L ZANDER IRRA ZANDRI CONSTRUCTION INC MOAG ZANDRI RICHARD IRAT MS SUSAN REINAUER ZANE IRWIN ZANE TRUST LUCIO ZANIN

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G P M M M P G G P M P G G P P P M G G P M M M M G P G M P X N P N G P G G G G P G M X P P P M

613015-1 117031-7 652873-2 623890-4 126767-1 639155-9 643171-2 110516-7 119878-5 636069-6 611422-9 125902-4 645323-6 126668-3 104520-2 106095-3 642349-3 124991-6 635776-8 118913-1 634194-2 632940-3 632944-6 649072-7 104023-5 634634-0 607205-4 603022-0 124915-0 602920-5 102691-7 602936-1 602908-6 603008-4 646935-3 102428-0 124824-3 117159-3 117164-0 601683-9 120492-0 120499-8 126313-7 106568-8 116835-5 602998-1 120433-5 Claim ID 114436-7 115983-6 605356-4 603012-2 637378-0 101193-6 620928-9 119556-5 119557-3 119558-1

Reject Code G M G G G P P G X P

Confidential

YOUNG T EUGENE TUA THOMAS A YOUNG TRUST YOUNG,KATHLEEN JOY TRUST THE YOUNG-OSHERENKO TRUST DTD 06 0 LISA A YOUNGBERG DOUGLAS P YOUNGBLOOD IRA JEAN N YOUNGBLOOD SHIRLEY M YOUNGER JAMES YOUNGMAN IRA JAMES P YOUNGQUIST YOUNGSTOWN PIPE&SPLY PS INVT MGT PAUL B YOUNKIN AND DANIEL YOUNKINS RRA JOYCE L YOUNT #2 LOIS M YOUNT IRA PAUL A YOX IRA EDWARD YU & IMELDA YU JTWROS JOSEPH B YU JOSEPH B YU KAY K YU YEE PING SHIRLEY YUEN INV MGT- EQU WILLIAM BALDWIN YUNG IRREV TRUST KATHERINE E BALDWIN-EWIN B YUNG DR MARC J YUNIS & ROBERT J YUNKER ROTH IRA FBO JAMES YURK YURKANAN TRUST GEORGE M -CLSG BOAZ YUVAL AND MICHAL YUVAL JTWROS STEPHEN G YZERMAN TRUST Z FOUR PARTNERS LLC SEYMOUR W ZIS BERNARD J ZABLOCKI ZAC PARTNERS GERALD & BRIGID ZACHAR JTWROS ZACHYS WINE AND LIQUOR STORE EVELYN M ZACKER IRA ROBERT R ZADLO IRA JAMES ZAGELMEYER JAMES L ZAHNEN IRA KAREN A ZAHNEN IRA MICHELLE ZAHTZ ZAIDEMAN & ESRIG PC EMPL PSP ZAIDEMAN & ESRIG PC PENS PLAN DONNA L ZAIDENBERG EDWARD G ZAIK LEIDILYN ZAITER SUSAN ZALES ADOLFO R ZAMBRAND IRA Claimant Name JOHN M ZELANIK ISAAC ZELCER MICHAEL J ZELDES & LESLIE BETH ZEL JUDAH ZELINGER AND KAREN ZELINGER RICHARD E ZELL IRA WILLIAM E ZELLEFROW ZELLERBACH FAMILY FUND HUSIC FBO ZELLERBACH FBO J B ZELLERBACH FBO JB ZELLERBACH

P G M P M M M N N G P M G N N G G M P M G P P G G G P P G P P G G G G X M P P G P P M N M P M Reject Code P G P P G N P G G G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 301 of 302 PageID #:54912

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 627286-0 627284-3 106429-0 110301-6 602957-4 625529-9 625527-2 625528-0 113073-0 652908-9 116207-1 116208-0 120606-0 100283-0 602910-8 647499-3 623431-3 623432-1 623430-5 623428-3 625508-6 105873-8 103331-0 639502-3 123892-2 104246-7 612599-9 603015-7 609768-5 652905-4 652841-4 113373-0 610960-8 118065-7 118066-5 118064-9 606950-9 606865-0 116534-8 116746-4 116554-2 124086-2 Claim ID 617450-7 113571-6 113568-6 113569-4 123390-4 643922-5 644452-0 120505-6 108876-9 113055-2 609328-0 605555-9 602918-3 625421-7 625420-9

HILLARY ZANKEL & ROBERT THOMAS ZANKEL LOUIS J ZANONI RALPH A ZAPPALA IRA KATHLEEN A ZAPPULLA PHILIP ZARO TRUST FBO ADAM ZAR PHILIP ZARO TRUST FBO RICHARD PHILIP ZARO TRUST FBO SCOTT ZA JOANNE ZAROGIANNOS ZAS PARTNERSHIP ZASO FAMILY PARTNERSHIP GRACE ZASO GEORGE ZAVALES JAMES M ZAVESKY HOPE R ZAVIDOW COF RAPHALIAN WILLIAM P ZAWACKI OR DAWN E ZAWACK ZAXIS EQUITY NEUTRAL LP ZAXIS INSTITUTIONAL PARTNERS L P ZAXIS OFFSHORE LIMITED ZAXIS PARTNERS HYMAN ZAZULA AND JANET ZAZULA MARIE J ZAZZARO CONTE TR JOHN F ZBYSZINSKI JAN D ZDARSKY DCSD IRA DONALD F ZEBROSE #1 KENNETH F ZEBROWSKI IRA ZEE INVESTMENT ASSOCIATES COF PIN WAI ZEE TOD MARY REED ZEEB TR - PARAMETRIC ZEFT FAMILY LTD PART ZEFT, DR. HOWARD IRA SHIRLEY A ZEGAR KAULL G FBO CARL H ZEHR IRREV ZEHREN FAMILY TRUST VINCENT L ZEHREN REV TR #2 VINCENT L ZEHREN REV TRUST #1 ZEILER IRREV TR WILLIAM B NFP ZEILER M D CRUT WILLIA-CLSG ZEIST FOUNDATION INC #1 ZEIST FOUNDATTION INC #2 SANFORD ZEITLER THEODORE ZEITLLN Claimant Name ZINGG PARTNR-AGT FOR TTEE SUB JOHN A ZINGSHEIM GRAT MAURA N ZINGSHEIM TRUST MURPHY N ZINGSHEIM TRUST REINALDO ZINN AND FBO DAVID W ZINN ELENORE M ZINN IRA HERBERT C ZINN IRA JOYCE M ZINNEL ROBERT L ZIOLKOWSKI ZIONTZ REV TR SYLVIA-CLSG THE SEYMOUR ZISES 1989 TRUST DTD 6 SEYMOUR W ZISES COF FOREST HILL CA JEREMY M ZISSMAN TTEE JEREMY M SHARON D ZISSMAN TTEE OF SHARO

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G G P P P P P P M M P M M G G G G P G G P X X G G X P G P M M N P P P G P P G P P P

119559-0 650787-5 602911-6 117660-9 117662-5 602424-6 119465-8 106521-1 114866-4 603020-3 652813-9 115944-5 113280-6 115437-0 114661-0 114662-9 125208-9 641604-7 106452-5 637429-8 616124-3 609033-8 640595-9 612210-8 624411-4 643379-0 652594-6 603025-4 603024-6 602993-0 104341-2 634170-5 612142-0 611994-8 119379-1 102775-1 102778-6 637875-7 603009-2 647550-7 104006-5 105028-1 Claim ID 609947-5 108823-8 606887-1 122055-1 101566-4 120170-0 112157-0 602949-3 603018-1 645630-8 602939-6 610827-0 610828-8 651185-6 624659-1

Reject Code P P P P G P G M P G P P P P P

Confidential

FBO JB ZELLERBACH MIKE C ZEMENCHIK ANTOINE & MICHELLE ZEMOR JTWROS SHEILA ZEMSKY TRUST SHEILA ZEMSKY TRUST DR FRANCISCO J ZENDEJAS PINEDA AND MANSOUR ZENOUZI SOL ZEPNICK SOL ZEPNICK CHRISTOPHER F ZERBST ZERO TO THREE NATL CNTR FOR INFAN DAVID L ZERWAS ZERWICK SURVIVORS TRUST CYNTHIA ZETLIN LIV TR PHILIP S ZETTLER #1 PHILIP S ZETTLER #2 HONG ZHANG EUGENE ZHANG TTEE PATRICIA A ZIEBELL IRA STANLEY ZIEFERT IRA JEFFREY J ZIEGLER #2 ZIEGLER CARL H FBO MRS GEORGIA ZIEGLER BERNARD C ZIEGLER III REV TR OF 20 ALYSSA ZIEGMAN UGMAOCT DENNIS ZIELINSKI IRRA ZIELINSKI, MARY A. TRUST ZIKA PARTNERSHIP JEANETTE M ZIKA REV TRUST JEANETTE WILLIAM C ZIKA MORTON ZIKER IRA VERA J ZILBER EQUITY INV MGMT HW ZILISCH JR REV TR INV AGY-HDP DONALD ZILLMER TR BRENDA J ZIMMER ANNAMARIE K ZIMMER IRA RICHARD H ZIMMER IRA DR JAMES K ZIMMERMAN AND JOHN M ZIMMERMAN AND MARTHA D KRAM MANUEL ZIMMERMAN TTEE WILLIS L ZIMMERMAN BRUCE S ZIMOV IRA Claimant Name ZPROVENA HLTH-ICAP SEYMOUR ZUBATCH ZUCARO FAMILY TRUST GLORIA J JEAN M ZUCCARELLO FREDERICK ZUCKER IRA MURRAY L ZUCKER IRA NATHAN T ZUCKER IRA SUSAN ZUCKERMAN & HOWARD ZUCKERMAN HOWARD ZUCKERMAN RALPH ZUCKERMAN SHEILA ZUCKERMANDEL AND FRANK ZUKOWSKI MARY ANN US EQ AG-TOA ZUKOWSKI RAYMOND J US EQ AG-TOA ANDREA ZULFER PAUL L ZULKIE TRUSTEE PAUL L ZULKI

G G G P M G G G M G M M G P P G M G P G G P G G G G M G G G M P G P G G P P G G N X Reject Code G P P G P P G G G G G P P N G

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Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 302 of 302 PageID #:54913

Household Securities Litigation Verdict Fund Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 122880-3 111028-4 602915-9 602916-7 602992-2 602994-9 602972-8 602973-6 623098-9 603007-6 641727-2 102760-3 108075-0 603026-2 118704-0 126606-3 643745-1 109899-3 114327-1 600035-5 601000-8 601001-6 601002-4 107528-4 649499-4 643085-6 116156-3 116157-1 114828-1 602917-5 123589-3 123591-5 124795-6 620111-3 626963-0 610715-0 124888-0

JAMES S ZISSON 1 LEONA ZITO CHARLOTTE MARKER ZITRIN REVOCABLE ARTHUR ZITRIN REVOCABLE TRUST DTD ELIZABETH A ZITRIN TRUST DTD4 13 9 ELIZABETH A ZITRIN TRUST ELIZABETH RICHARD A ZITRIN TRUST UDT 9 27 94 RICHARD A ZITRIN TRUST UDT 9 27 94 CAREN W ZIVONY GUSTAVO R ZLAUVINEN MARYANN ZLOTOW TTEE EDWARD J ZMUDA EDWARD J ZMUDA ROBERT ZMUIDINS NORMA L ZOBEL WALTER B ZOBERIS IRA WALTER B ZOBERIS IRRA H J ZOFFER FRANK ZOHN ZOLA CAPITAL MANAGEMENT ZOLA CAPITAL MANAGEMENT ZOLA CAPITAL MANAGEMENT ZOLA CAPITAL MANAGEMENT WILLIAM R ZOLLA ZOLLINGER R N M JANICE ZOLOT TTEE BEATRICE H ZOLOTOROFE TRUST BEATRICE H ZOLOTOROFE TRUST MARYANNE L ZOLTON ESTATE SAMUEL ZOMBER ELLEN M ZONE ELLEN M ZONE ELLEN M ZONE ZOOLOGICAL SOC OF PHILA RET-OPP ZOOLOGICAL SOCIETY OF SD PIF ZORN THEODORE E & BERNICE C PFDN JAMES ZOZZARO

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G P G G G G G G P G G P M G P M M G G P G G G N P G N M G P P M M P P G G

121057-2 126707-8 634110-1 612596-4 603021-1 602913-2 106748-6 110091-2 110696-1 110697-0 110694-5 110699-6 110701-1 110700-3 110702-0 115131-2 115150-9 117837-7 108436-4 619569-5 610838-5 610844-0

GERALD C ZUMWALT IRA ZURICH AMERICAN INSURANCE CO EX ZURICH SCUDDER INVESTMENTS WILLIAM M AND VIRGINIA ZURICH ROBERT ZWEBEN & RONNIE ZWEBEN JTWR MR ROBERT ZWEBEN ZWEIFEL REVOC LIVING TRUST CLARA F ZWEIFEL TRUST ZWEIG DIMENNA MARKET NEUTRAL ZWEIG DIMENNA SELECT LP ZWEIG DIMENNA VALUE LP ZWEIG INTERNATIONAL LTD ZWEIG-DEMENNA PARTNERS LP ZWEIG-DIMENNA INVESTORS LP ZWEIG-DIMENNA SPECIAL OPPORTUN LINDA G ZWERN BEDELL IRA LINDA G ZWERN BEDELL IRA LINDA G ZWERN BEDELL IRA JANET ZWIEBEL ZWITSERLEVEN TRUST US R S ZZZMARY E MAR FBO RICH ELSON ZZZWILSONCHARLESE IRREV TOA

Loss Code Breakdown No Transactions No Purchases during Class Period No Loss Per the Plan of Allocation Total No. of $0 Recognized Claim Duplicative Ineligible Security Type Otherwise Defective Withdrawn Total No. of Rejected Claims

Confidential

2346 11647 14237 28,230 5168 654 23 116 34,191

M G G G G G G G G G G G G G G G M M P P P P Code N P G M X Z W

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