Idea Transcript
FRY-6 OMB Number 7100-0297 Approval expires September 30, 2018 Page 1of2
Board of Governors of the Federal Reserve System
nfE~fEll\Yl[Em Annual Report of Holding Companies-FRY-
AP~ 2 6 1016 ~I
Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1 )(A) of the Bank Holding Company Act (12 U.S .C. § 1844 (c)(1 )(A)); Section 8(a) of the International Banking Act (12 U.S.C. § 3106(a)); Sections 11(a)(1) , 25 and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602 , and 611a) ; Section 211.13(c) of Regulation K (1 2 C.F.R. § 211.13(c)); and Section 225 .5(b) of Regulation Y (12 C.F.R. § 225 .5(b)) and section 10(c)(2)( H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified .
This report form is to be filed by all top-tier bank holding compa nies and top-tier savings and loan holding companies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a qualify ing foreign ban king organization under Section 211.23 of Regulation K (12 C.F.R. § 211 .23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid OMB control number.
NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chair man of the board must sign the report.
Date of Report (top-tier holding company's fiscal year-end):
1, Stanley Tucker
December 31, 2015 Month I Day I Year
NA Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)
Name of the Holding Company Director and Official
Reporter's Name, Street, and Mailing Address Farmers & Merchants Bancshares Inc.
PresidenUCEO
Legal Title of Holding Company
Title of the Holding Company Director and Official
attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. V\lith respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.FR. Part 261 , that the Reporter and individual consent to public release of all details in the report concerning that individual.
PO Box 128 (Mailing Address of the Holding Company) Street I PO. Box
LaFayette
Alabama
City
State
G
_3_6_86_2_ _ __ Zip Code
2 First Street NE Physical Location (if different from mailing address)
Person to whom questions about this report should be directed: Tiffany Pitchford --'-'--'-C-'-ntr.::..._ V P/-"- o-'-'-.:.:...ol ler_ _ _ _ __ Name
Title
334- 864-9941 Area Code I Phone Number I Extension
334-864-9801 Area Code I FAX Number
tpitchford@fmbanklafayette .com E-mail Address Signature of Holding Company Director and Official
NA
03/15/2016
Address (URL) for the Holding Company's web page
Date of Signature
For holding companies not registered with the SEC-
Does the reporter request confidential treatment for any portion of this submission?
Indicate status of Annual Report to Shareholders:
D D
is included with the FR Y-6 report
D Yes
Please identify the report items to which this request applies :
will be sent under separate cover
~ is not prepared
D In accordance with the instructions on pages GEN-2 and 3, a letter justifying the request is being provided .
For Federal Reserve Bank Use Only RSSDID
C.I.
D The information for which confidential treatment is sought
\~(c4?,'S
is being submitted separately labeled "Confidential."
[29
No
Public reporting burden for this information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.25 hours per response, including time to gather and mainta in data in the requ ired form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington , DC 20551 , and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297), washington, DC 20503. 12/2015
Form FR Y-6
Farmers & Merchants Bancshares, Inc.
LaFayette, Alabama
Fiscal Year Ending December 31, 2015
Report Item: 1. See Cover Page
2a . Organizational Chart (See below)
Farmers & Merchants Bancshares, Inc. {Parent Company) LEI: N/A LaFayette, Alabama
Farmers & Merchants Bank LEI: N/A (100% owned subsidiary) LaFayette, Alabama
2b. Branch Listing - Submitted via email on 2/16/2016 State of Incorporation: All entities are incorporated in Alabama
ri;ffl
REVISED
bJl-l ( S /1311, I
Results: A list of branches for your holding company: FARMERS & MERCHANTS BANCSHARES, INC. (1086485) of lAFAYETIE, Al . The data are as of 12/31/2015. Data reflects information that was receM!d and processed through 01/07/2016. Reconciliation and Verification Steos 1. In the Data Action column of each branch row, enter one or more of the actions specified below. 2. tf required, enter the date in the Effective Date column.
OK: If the branch information is correct, enter 'OK' in the Dat• Action column.
Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column.
Close: If a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column.
Delete: If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column.
Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.
If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.
Submission Procedure
When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.
If you are e-mailing this to your FRB contact, put your institution name, city and state in the subject line of the e-mail.
Note:
To satisfy the FR Y·lO reportina: requirements, you must also submit FR Y·lO Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add.
The FR Y·lO report may be submitted in a hardcopy format or via the FR Y·lO Online application - https://ylOonline.federalreserve.gov.
• FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.
Data Action Effective Date OK OK OK
I
Branch Service T Full Service Head Office) Full Service Full Service
Street Address
Count
lST STREET NORTHEAST 216 S BROADNAX ST 2838 PHILLIPS ROAD
UNITED STATES UNITED STATES UNITED STATES
FDIC UNINUM• Office Number• Head Office 8683 0 FARMERS AND MERCHANTS BANK Not Re uired Not Required FARMERS ANO MERCHANTS BANK 230589 1 FARMERS AND MERCHANTS BANK
Head Office ID_Rsso•
446130 446130 446130
Comments
Form FR Y-6
Farmers & Merchants Bancshares, Inc.
Fiscal Year Ending December 31, 2015
rAff1 R VISED
GJ,JJ [ s /JJJ /6 ]
Report Item: 3. Securities holders {l}(a)(b)(c) and (2)(a)(b)(c)
Current securities holders with ownership, control or holdings 5% or more with power to vote as of fiscal year ending 12-31-2015
(l)(a)
(l)(b)
(l)(c)
Name & Address
Country of Citizenship
Number & Percentage of
(City, State, Country)
or Incorporation
Each Class of Voting Securities
Hennon L King
USA
22723 - 9.905% Common Stock
USA
22360 - 9.747% Common Stock
USA
26800 - 11.682% Common Stock
USA
370 - 0.161% Common Stock
LaFayette, AL, USA Vivian H. Tucker LaFayette, AL, USA Tucker Brothers, LLC LaFayette, AL, USA Mose A. Tucker LaFayette, AL, USA
26800 - 11.682% Common Stock Owned by Tucker Brothers, LLC with power to vote
Current securities holders not listed in 3(1)(a) through 3(1)(c) that had ownership, control or holdings 5% or more with power to vote as of fiscal year ending 12-31-2015 (2)(a)
(2)(b)
(2)(c)
Name & Address
Country of Citizenship
Number & Percentage of
(City, State, Country)
or Incorporation
Each Class of Voting Securities
None
Form FR Y-6
[jJJ [REVISED s lt311c ]
Farmers & Merchants Bancshares, Inc.
Fiscal Year Ending December 31, 2015 Report Item: 4. Insiders - (1), (2), (3)(a)(b)(c), and 4(a)(b)(c)
(4)(c) List names of other companies (includes partnerships) if 25% of (3)(c) (3)(b)
(2)
Title & Position with
(4)(b)
more of voting
(4)(a)
Percentage of Voting
securities are held (l ist
(1)
Principal Occupation if
(3)(a)
Title & Position with
Other Businesses
Percentage of Voting
Shares in Subsidiaries
names of companies
Name, City, State,
other than Bank
Title & Position with
Subsid iaries (include
(include names of other
Shares in Bank Holding
(include names of
and percentage of
Country
Holding Company
Bank Holding Company
names of subsidiaries)
businesses)
Company
su bsidiaries)
voting securities held)
Chan Brinson
Alabama-Georgia Wood
Director
Director
President
1.969%
None
100% Ownership
Farmers & Merchants
Brinson Enterprises, LLC
Lafayette, Al, USA
Brinson Enterprises, LLC
Bank Stanley Tucker
Banker
President/CEO
Lafayette, Al, USA
President/CEO
Member
Farmers & Merchants
Tucker Brothers, LLC
0.660%
None
25% Ownership Tucker Brothers, LLC
Bank Philip A. Gipson
Retired Banker
Director
None
1.493%
None
None
None
1.667%
None
None
None
2.048%
None
None
None
0.347%
Non e
None
Director
Owner
0.142%
None
Farmers & Merchants
Billy Langley Logging,
Bank
Inc
Director
None
0.087%
None
None
None
0.087%
None
None
None
0.010%
None
None
Director Farmers & Merchants
Auburn, AL, USA
Bank Wayne Welch
Retired Lumber
Director
Director Farmers & Merchants
Lafayette, Al, USA
Bank James B. Spence
Retired Military
Director
Director Farmers & Merchants
Lafayette, Al, USA
Bank W. Lewis Lowe
Retired Pharmacist
Director
Director Farmers & Merchants
Lafayette, Al, USA
Bank Billy M. Langley
Logger
Director
Lafayette, Al, USA Valerie Gray
Director-Chambers
Lanett, Al, USA
County Industrial
Director
Farmers & Merchants Bank
Development Authority Myrtle Smed ley
Banker
100% Ownership Billy Langley Logging, Inc
None
Sr Vice President Farmers & Merchants
Opelika, Al, USA
Bank Tiffany Pitchford Alexander City, AL, USA
Banker
None
Vice President Farmers & Merchants Bank
Tu cker Broth ers LLC LaFayette, AL USA
Agriculture/Farm ing
None
Non e
Non e
11.682%
None
Non e