OTC #:
010
DATE:
JANUARY 15, 2013
TO:
ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER REORGANIZATION
ATTENTION:
OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER, MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF OTC CLEARED SECURITIES
FROM:
UNDERWRITING
SUBJECT:
UPDATES TO THE LIST OF OTC CLEARED SECURITIES
THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT 800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.
Update
Cusip #
Symbol
Name
Effective Date
NORMA GROUP AG NAMEN - AKT (GERMANY FEDERAL REPUBLIC) CHINA MEDICAL SYSTEM HOLDINGS LTD SHS (CAYMAN ISLANDS) CASSANDRA OIL AB SHS (SWEDEN) METKA SA ORDINARY SHARES CHINAAMC ETF SER UNIT TR, FD MANAGER: CHINA ASSET MANAGEMENT SAMSUNG SDI CO LTD ORD PFD SHS NONVOTING (KOREA SOUTH) AMERICAN CAP HOLDINGS INC ASANTE NETWORKS INC ENERGEM RESOURCES INC ORDINARY SHARES (CANADA) FIRST WESTERN ENVIRONMENTAL PROTN INC COMMON SHARES (CANADA) METARUNNER, INC. COMMON STOCK NORTHERN SUN EXPLORATION COMPANY INC ORDINARY SHARES (CANADA
01/15/2013
ADD ADD ***
D5813Z104 NOEJF
ADD ***
G21108124 CHSYF
ADD *** ADD *** ADD ***
W2076G104 CSSOF X5328R165 MTKAF Y1375L119 CHMCF
ADD ***
Y74866115 SSDIF
ADD ADD ADD
02503V109 AMHC 04341U103 ASTN 29267S105 ENMFF
ADD
33750T109 FWEPF
ADD ADD
59139N109 MTNN 665801106 NSEFF
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01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013
Non-Confidential
ADD
674198106
OHTR
ADD
68616R103 ORXM
ADD ADD
704323203 704916204
PAYP PEAMF
ADD ADD
727063109 784811200
PLNE SEVM
ADD ADD
785024100 981907207
SWLA WDTX
DELETE ***
J4681L101
MKMIF
DELETE ***
J77755106
SUIOF
DELETE ***
P1830M108 BIPCF
DELETE ***
Q21745106 CSRUF
DELETE
30615N103 FALRF
OASIS HOTEL RESRT CASINO II COMMON STOCK OREX MINERALS CORPORATION COMMON STOCK PAY POP INC COMMON STOCK PEAKSOFT MULTINET CORPORATION ORDINARY SHARES PLANET SIGNAL, INC. COMMON STOCK STS EVERMEDIA CORPORATION NEW COMMON STOCK S W LAM, INC. COMMON STOCK WORLDTEX, INC NEW COMMON STOCK
01/15/2013
MURAKAMI CORP ORDINARY SHARES (JAPAN) SUMITOMO PRECISION PRODUCTS CO LTD AMAGASAKI CITY ORDINARY S BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA ORDINARY S CENTRAL ASIA RESOURCES LTD PERTH WA ORD SHS FALKIRK RESOURCES CORP. ORDINARY SHARES (CANADA)
01/15/2013
01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013
DELETE
01/15/2013 01/15/2013 01/15/2013 01/15/2013
SYMBOL CHANGES 09547T107 BESN TO: BESNQ
BLUE EARTH SOLUTIONS, INC. COMMON 01/15/2013 STOCK 16952R104 NYCMD TO: NYCM CHINA XUEFENG ENVIRONMENTAL 01/15/2013 ENGINEERING, INC. COMMON STOCK 25456U109 MKTS TO: MKTSQ DIRECT MKTS HLDGS CORP COM STK (DE) 01/15/2013 57062G208 MAQC TO: ZMDC
MARKETING ACQUISITION CORP COM STK 01/15/2013 NEW 74441V202 PBCWE TO: PBCW PUB CRAWL HOLDINGS INC. COMMON 01/15/2013 STOCK 78026P209 ROYED TO: ROYE ROYAL ENERGY RES INC COM STK (DE) 01/15/2013 961313103
CICS TO: WPTH
WESTPORT ENERGY HOLDINGS INC. COMMON STOCK
01/15/2013
REORGANIZATION DELETE
J6254G104 OSCUF
OSAKA SECURITIES EXCH CO LTD OSAKA (JAPAN) JAPAN EXCHANGE GROUP, INC. 01/15/2013 ORDINARY SHARES (JAPAN)
ADD ***
J2740B106 OSCUF
DELETE
125886101
CMPZF
CMP GOLD TRUST UNITS (CANADA)
ADD
38239G107 CMPZF
GOODMAN GOLD TRUST (CANADA)
01/15/2013 Non-Confidential
2
DELETE
125886127
CMPYF
CMP GOLD TRUST WARRANTS (CANADA)
ADD
38239G206 CMPYF
GOODMAN GOLD TRUST WARRANTS (CANADA)
DELETE
86765E202 SNPK
SUNPEAKS VENTURES, INC. COMMON
ADD
71715W106 PHRX
PHARMAGEN, INC. COMMON STOCK
DELETE
92921M104 VYCO
VYCOR MEDICAL INC COM STK
ADD
92921M203 VYCOD
VYCOR MEDICAL, INC. NEW COMMON STOCK
01/15/2013
01/15/2013
01/15/2013
NAME CHANGE DELETE
72585V103 PZRIF
ADD
72585V103 PZRIF
PIZZA PIZZA ROYALTY INCOME FUND. ORDINARY SHARES (CANADA) PIZZA PIZZA ROYALTY CORP. ORDINARY SHARES (CANADA)
01/15/2013
* 19C-3 Security rule *** Foreign Netting Security ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT:
[email protected]
Non-Confidential 3