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Idea Transcript


OTC #:

010

DATE:

JANUARY 15, 2013

TO:

ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER REORGANIZATION

ATTENTION:

OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER, MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF OTC CLEARED SECURITIES

FROM:

UNDERWRITING

SUBJECT:

UPDATES TO THE LIST OF OTC CLEARED SECURITIES

THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT 800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.

Update

Cusip #

Symbol

Name

Effective Date

NORMA GROUP AG NAMEN - AKT (GERMANY FEDERAL REPUBLIC) CHINA MEDICAL SYSTEM HOLDINGS LTD SHS (CAYMAN ISLANDS) CASSANDRA OIL AB SHS (SWEDEN) METKA SA ORDINARY SHARES CHINAAMC ETF SER UNIT TR, FD MANAGER: CHINA ASSET MANAGEMENT SAMSUNG SDI CO LTD ORD PFD SHS NONVOTING (KOREA SOUTH) AMERICAN CAP HOLDINGS INC ASANTE NETWORKS INC ENERGEM RESOURCES INC ORDINARY SHARES (CANADA) FIRST WESTERN ENVIRONMENTAL PROTN INC COMMON SHARES (CANADA) METARUNNER, INC. COMMON STOCK NORTHERN SUN EXPLORATION COMPANY INC ORDINARY SHARES (CANADA

01/15/2013

ADD ADD ***

D5813Z104 NOEJF

ADD ***

G21108124 CHSYF

ADD *** ADD *** ADD ***

W2076G104 CSSOF X5328R165 MTKAF Y1375L119 CHMCF

ADD ***

Y74866115 SSDIF

ADD ADD ADD

02503V109 AMHC 04341U103 ASTN 29267S105 ENMFF

ADD

33750T109 FWEPF

ADD ADD

59139N109 MTNN 665801106 NSEFF

DTCC offers enhanced access to all important notices via a Web-based subscription service. The notification system leverages RSS Newsfeeds, providing significant benefits including real-time updates and customizable delivery. To learn more and to set up your own DTCC RSS alerts, visit http://www.dtcc.com/subscription_form.php. 1

01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013

Non-Confidential

ADD

674198106

OHTR

ADD

68616R103 ORXM

ADD ADD

704323203 704916204

PAYP PEAMF

ADD ADD

727063109 784811200

PLNE SEVM

ADD ADD

785024100 981907207

SWLA WDTX

DELETE ***

J4681L101

MKMIF

DELETE ***

J77755106

SUIOF

DELETE ***

P1830M108 BIPCF

DELETE ***

Q21745106 CSRUF

DELETE

30615N103 FALRF

OASIS HOTEL RESRT CASINO II COMMON STOCK OREX MINERALS CORPORATION COMMON STOCK PAY POP INC COMMON STOCK PEAKSOFT MULTINET CORPORATION ORDINARY SHARES PLANET SIGNAL, INC. COMMON STOCK STS EVERMEDIA CORPORATION NEW COMMON STOCK S W LAM, INC. COMMON STOCK WORLDTEX, INC NEW COMMON STOCK

01/15/2013

MURAKAMI CORP ORDINARY SHARES (JAPAN) SUMITOMO PRECISION PRODUCTS CO LTD AMAGASAKI CITY ORDINARY S BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA ORDINARY S CENTRAL ASIA RESOURCES LTD PERTH WA ORD SHS FALKIRK RESOURCES CORP. ORDINARY SHARES (CANADA)

01/15/2013

01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013 01/15/2013

DELETE

01/15/2013 01/15/2013 01/15/2013 01/15/2013

SYMBOL CHANGES 09547T107 BESN TO: BESNQ

BLUE EARTH SOLUTIONS, INC. COMMON 01/15/2013 STOCK 16952R104 NYCMD TO: NYCM CHINA XUEFENG ENVIRONMENTAL 01/15/2013 ENGINEERING, INC. COMMON STOCK 25456U109 MKTS TO: MKTSQ DIRECT MKTS HLDGS CORP COM STK (DE) 01/15/2013 57062G208 MAQC TO: ZMDC

MARKETING ACQUISITION CORP COM STK 01/15/2013 NEW 74441V202 PBCWE TO: PBCW PUB CRAWL HOLDINGS INC. COMMON 01/15/2013 STOCK 78026P209 ROYED TO: ROYE ROYAL ENERGY RES INC COM STK (DE) 01/15/2013 961313103

CICS TO: WPTH

WESTPORT ENERGY HOLDINGS INC. COMMON STOCK

01/15/2013

REORGANIZATION DELETE

J6254G104 OSCUF

OSAKA SECURITIES EXCH CO LTD OSAKA (JAPAN) JAPAN EXCHANGE GROUP, INC. 01/15/2013 ORDINARY SHARES (JAPAN)

ADD ***

J2740B106 OSCUF

DELETE

125886101

CMPZF

CMP GOLD TRUST UNITS (CANADA)

ADD

38239G107 CMPZF

GOODMAN GOLD TRUST (CANADA)

01/15/2013 Non-Confidential

2

DELETE

125886127

CMPYF

CMP GOLD TRUST WARRANTS (CANADA)

ADD

38239G206 CMPYF

GOODMAN GOLD TRUST WARRANTS (CANADA)

DELETE

86765E202 SNPK

SUNPEAKS VENTURES, INC. COMMON

ADD

71715W106 PHRX

PHARMAGEN, INC. COMMON STOCK

DELETE

92921M104 VYCO

VYCOR MEDICAL INC COM STK

ADD

92921M203 VYCOD

VYCOR MEDICAL, INC. NEW COMMON STOCK

01/15/2013

01/15/2013

01/15/2013

NAME CHANGE DELETE

72585V103 PZRIF

ADD

72585V103 PZRIF

PIZZA PIZZA ROYALTY INCOME FUND. ORDINARY SHARES (CANADA) PIZZA PIZZA ROYALTY CORP. ORDINARY SHARES (CANADA)

01/15/2013

* 19C-3 Security rule *** Foreign Netting Security ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT: [email protected]

Non-Confidential 3

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