Idea Transcript
Page 1
MERGENT
Dividend Record Tuesday, January 8, 2013 For more information please on our products please clink on link below:
Volume 83
http://www.mergent.com
No. 3
Mutual Fund announcements appear in a separate section.
INCLUDES DIVIDENDS ANNOUNCED _ JANUARY 3 THROUGH JANUARY 4 IMPORTANT NOTICE In connection with ex-dividend dates in the section headed ‘‘Dividends Declared’’ the following abbreviations are shown after company titles for exchange on which stocks are listed or traded. ALB AMS ASE AUS BRU BSE CHI CIN CVE ECM FSE HSE ITL LON MEL MEX MSE
— Alberta Stock Exchange — Amsterdam Stock Exchange — American Stock Exchange — Australian Stock Exchange — Brussels Stock Exchange — Boston Stock Exchange — Chicago Stock Exchange — Cincinnati Stock Exchange — Canadian Venture Exchange — ASE Emerging Company — Frankfurt Stock Exchange — Hong Kong Stock Exchange — Italian Stock Exchange — London Stock Exchange — Melbourne Stock Exchange — Mexican Stock Exchange — Montreal Stock Exchange
NAS — NASDAQ Small Cap NBB — Non Bulletin Board NMS — NASDAQ National Market System NYS — New York Stock Exchange NZE — New Zealand Stock Exchange OTC — Over-the-Counter PAR — Paris Stock Exchange PHL — Philadelphia Stock Exchange POR — Porto Stock Exchange PSE — Pacific Stock Exchange SIN — Singapore Stock Exchange TOK — Tokyo Stock Exchange TSX — Toronto Stock Exchange TVX — Toronto Venture Exchange VAN — Vancouver Stock Exchange WHE — Wheeling Stock Exchange
Issue
PREVIOUS RECORD DATES
Div. per sh.
Div. per sh.
Rec or Ex/Payable
Sunday, December 30
(The following items have not been reported previously in the Stock of Record Calendar.) Issue
FOOTNOTES Abbreviations Used: M _ monthly. Q _ quarterly. S _ semi-annual. A _ annual. AD _ accrued dividend. AP _ additional payment. CG _ capital gain (undetermined). D _ dividend not equal to company’s payment frequency amount. E _ extra. F _ final payment. FG _ foreign gain. L _ liquidating. LG _ long-term capital gain. P _ participating. PR _ proceeds from sale of rights. PW _ proceeds from sale of warrants. RC _ return of capital. RR _ redemption of purchase rights. RW _ redemption of purchase warrants. SG _ short term capital gain. Sp _ special. TC _ tax credit. TR _ tax refund. Y _ year-end. a _ on arrears. b _ Canadian tax deduction to non-residents 15%. k _ payable in stock. n _ initial. @ _ approximate rate. _ open of business. _ close of business. _ div. reinvestment plan option. Foreign Currencies: A$ _ Australian dollar; B$ _ Bermudan dollar; BC _ Brazil cruzado; Bf _ Belgian franc; C$ _ Canadian dollar; CP _ Chilean peso; Cn _ China yuan renminbi; Cs _ Czechoslovakian koruna; DH _ Moroccan dirham; DK _ Danish krone; DM _ Deutsche mark; ES _ Ecuadorean sucre FF _ French franc; Fl _ Florins; FM _ Finnish marka; Hk _ Hong Kong dollar; HUF _ Hungarian forint; I _ Irish pound; I _ Israeli pound; IL _ Italian lira; Ka _ Croatian kuna; Kn _ Papua New Guinea kina; Ll _ Lithuanian litas; M$ _ Malaysian dollar; MP _ Mexican peso; MR _ Malaysian ringgit; NG _ Netherlands guilder; NK _ Norwegian krone; NZ _ New Zealand dollar; _ British pound; PC _ Columbian peso; PE _ Portuguese escudo; Pn _ British pence; PP _ Philippine peso; PZL _ Polish zloty; R _ South African rand; Ru _ Russian rouble; S$ _ Singapore dollar; SF _ Swiss franc; SK _ Swedish krona; St _ Slovenian tolar; SP _ Spanish peseta; SW _ South Korea won; TB _ Thailand baht; VB _ Venezuelan bolivar; Yn _ Japanese yen; ZK _ Zambian kwacha. Ex-Dividend dates for stock listed on more than one exchange are shown only for the exchange indicated. Particular attention is called to stocks listed both in Canada and New York in which cases ex-dividend dates in New York are shown. Ex-dividend dates herein reported are in accordance with the exchange rulings. Exceptions are specifically noted. Consult Ex-Dividend Procedure Weekly Cumulative issue for ex-dividend dates on other exchanges. Open-end Mutual Fund Ex-Dates: Close of Business _ ‘‘Ex-Date’’ is the same day as record date. Open of Business _‘‘Ex-Date’’ is the first business day after record date.
RECORD DATE Rec or Ex/Payable PetroBakken Energy Ltd Com Cl A. . . . bC$0.08
WesternOne Equity Income Fund Unit bC$0.05 Dec 24/Jan 15
Monday, December 31
RECORD DATE
RECORD DATE Brookfield Asset Management Inc Pfd Shs Ser 8 Cl A . . . . . . . . . . . . . . . . . . bC$0.0625 Dec 27/Jan 12 Connor, Clark & Lunn Real Return Income Fund Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.02083RC Dec 27/Jan 15 Corporate Property Associations 16 Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1676 --- /Jan 15 Jeronimo Martins S.G.P.S. SA ADR . . . 0.37031 Dec 27/Jan 15 Kilroy Realty Corp Com. . . . . . . . . . . . . . . . 0.35 Dec 27/Jan 15 OCI Company Ltd GDR (Sponsored) Reg S . . . . . . . . . . . . ------------Amount to be announced. Subj. to holders vote. Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ------------Amount to be announced. Subj. to holders vote. Petrobank Energy & Resources Ltd. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . stock Jan 2 --1.1051 shs. of PetroBakken Energy Ltd Com Cl A for each sh. held, eff. 12-31-2012. All deliveries after 12-31-2012 in settlement of transactions made prior to 1-2-2013 carry due bills, to be redeemed 12-31-2012. SkyWest Inc. Com. . . . . . . . . . . . . . . . . . . . . ¤0.04 Jan 4/Jan 4 Special ex-date set by NMS. Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y Sistemas Financieros, S.A. ADR ................................ . 0.2822 Dec 27/Jan 11
Thursday, December 27 EX-DIV DATE Brookfield Asset Management Inc Pfd Shs Ser 8 Cl A . . . . . . . . . . . . . . . . . . bC$0.0625 Dec 31/Jan Connor, Clark & Lunn Real Return Income Fund Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.02083RC Dec 31/Jan Jeronimo Martins S.G.P.S. SA ADR . . . 0.37031 Dec 31/Jan Kilroy Realty Corp Com. . . . . . . . . . . . . . . . 0.35 Dec 31/Jan Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y Sistemas Financieros, S.A. ADR . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.2822 Dec 31/Jan WesternOne Equity Income Fund Unit bC$0.05 Dec 31/Jan
12 15 15 15
11 15
Friday, December 28 RECORD DATE Itau Unibanco Holding S.A. Pfd. . . . . . . . R$0.015 Jeronimo Martins S.G.P.S. SA Ord . . . . Eu0.239
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/Feb 1
Dec 24/Dec 31
Div. per sh.
Rec or Ex/Payable
Monday, December 31 (cont.)
Wednesday, December 26
Bolsas Y Mercados Espanoles, Sociedad Holding De Mercados Y Sistemas Financieros, S.A. Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Eu0.60 --- /Dec 27
Issue
Dec 27/Jan 15
Wednesday, January 2 EX-DIV DATE Petrobank Energy & Resources Ltd. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . stock Dec 31 --1.1051 shs. of PetroBakken Energy Ltd Com Cl A for each sh. held, eff. 12-31-2012. All deliveries after 12-31-2012 in settlement of transactions made prior to 1-2-2013 carry due bills, to be redeemed 12-31-2012. Thursday, January 3 RECORD DATE Bajaj Finserv Ltd GDR (Sponsored) Reg S . . . . . . . . . . . . 0.1446PR --- /Jan 7 Selga Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . 10-for-1 Jan 7/Jan 4 All deliveries after 1-3-2013 in settlement of transactions made prior to 1-7-2013 carry due bills, to be redeemed 1-9-2013. EX-DIV DATE deCODE genetics Inc Sr Note Conv Dtd 11/13/2006 . . . . . . . deb Special ex-date set by NMS. Sr Note Conv Dtd 11/13/2006 144A deb Special ex-date set by NMS.
Jun 10/Dec 31 Jun 10/Dec 31
Friday, January 4 EX-DIV DATE American Realty Capital Trust, Inc. . . .Com ............................. . 0.05958 Jan 8/Jan 15 Belk Inc (DE) Oc Cl B. . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared
Mergent Dividend Record (ISSN: 0192-7019) published weekly with an annual year-end issue (included are 3 Tax Supplements the 4th Friday of January, February and March) By Mergent, Inc. 60 Madison Ave, New York, NY 10010. Periodical postage paid at New York, N.Y. and additional mailing offices. Reproduction of material appearing in MERGENT Dividend Record (ISSN 0192_7019) permitted only on written permission MERGENT, Inc.. Subscription rate $1,195.00 per annum in United States and Canada. Postmaster: Send address changes to Mergent Dividend Record, MERGENT, Inc., 60 Madison Ave., New York, N.Y. 10010. Attn: 6th floor (212-413-7601) or (704-559-6919).
Page 2 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Friday, January 4 (cont.) Enviroxtract Inc Com (New) . . . . . . . . . . . 1-for-1000 Newpage Corp Sr Sub Note . . . . . . . . . . . deb Special ex-date set by NMS. Santeon Group Inc Com. . . . . . . . . . . . . . . 1-for-400 SkyWest Inc. Com. . . . . . . . . . . . . . . . . . . . . ¤0.04 Special ex-date set by NMS. Southridge Enterprises Inc Com (New) ¤0.0002 The Automotive Resource Network Holdings, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-for-2500 Warwick Valley Telephone Co. 5% Pfd.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.25 Special ex-date set by NMS.
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Dec 14/Jan ---
2
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Dec 31/Jan
4
Dec 21/Dec 28 ---
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Dec 17/Dec 27
(January 5 thru January 18) Div. per sh.
Rec or Ex/Payable
Monday, January 7 RECORD DATE Gilead Sciences, Inc. Com. . . . . . . . . . . . . k100% Special ex-date set by NMS. All deliveries after 1-7-2013 in settlement of transactions made prior to 1-28-2013 carry due bills, to be redeemed 1-30-2013. Holly Energy Partners LP Com Unit Repstg Ltd Partner . . . . . . . 2-for-1 All deliveries after 1-7-2013 in settlement of transactions made prior to 1-17-2013 carry due bills, to be redeemed 1-22-2013.
Jan 28/Jan 25
Jan 17/Jan 16
EX-DIV DATE American Land Lease, Inc. Pfd Ser A 7.75% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Argus Metals Corp Com . . . . . . . . . . . . . . . 1-for-20 ----Horizons US Dollar Currency ETF Unit Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1-for-1.0096 ----Selga Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . 10-for-1 Jan 3/Jan 4 All deliveries after 1-3-2013 in settlement of transactions made prior to 1-7-2013 carry due bills, to be redeemed 1-9-2013. Tuesday, January 8 RECORD DATE American Realty Capital Trust, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.05958
Jan
4/Jan 15
Thursday, January 10 RECORD DATE Liberty Media Corp (New) Liberty Cap Com Ser A . . . . . . . . . . . . . stock 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. A Com. for each sh. held. Special ex-date set by NMS. Liberty Cap Com Ser B . . . . . . . . . . . . . stock 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. B Com. for each sh. held. Special ex-date set by NMS. EX-DIV DATE AES Trust III 6.75% tr pfd secs . . . . . . . 0.84375 Banco Santander SA ADR (Sponsored) . . . . . . . . . . . . . . . . . . . @0.152853 Bank One Capital VI 7.20% Pfd Secs 0.45 Beazer Homes USA, Inc. Tangible Equity Unit . . . . . . . . . . . . . . . . . 0.46875 BGE Capital Trust II 6.20% Tr Pfd Secs . . . . . . . . . . . . . . . . . . 0.3875 British Land Co. PLC ADR Sponsored @0.094184 Carter Bank & Trust (Martinsville, VA) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.10 Corporate Backed Trust Certificates 6.25% Corp Bkd Tr Cert, HSBC Deb Bkd Tr Ser 2003- . . . . . . . . . . . . . . . 0.78125 Entergy Mississippi, Inc 6.20% 1st Mtg Bd 04/15/2040 . . . . . . . 0.3875 EPIQ Systems Inc Com . . . . . . . . . . . . . . . ¤0.09
Div. per sh.
Rec or Ex/Payable
Thursday, January 10 (cont.)
STOCK OF RECORD CALENDAR Issue
Issue
1st Constitution Bancorp Com ........ . k5% General Electric Capital Corp. 4.875% Nts due 10/15/2052. . . . . . . . . n0.3216146D J.P. Morgan Chase Capital XII 6.250% Cap Secs Ser L. . . . . . . . . . . . 0.390625 JPMorgan Chase Capital XIV 6.20% Cap Secs Ser N . . . . . . . . . . . . . 0.3875 MFA Financial, Inc. Sr Nt . . . . . . . . . . . . . . 0.50 Middlesex Water Co. $7 Pfd. . . . . . . . . . . ¤1.75 Subj. to holders vote. Power REIT Com . . . . . . . . . . . . . . . . . . . . . . 0.10 PreferredPlus Trust 8.5% Ser LMG-2 Tr Ctf Pfd . . . . . . . . . 1.0625 SLM Corp. 6.398% Med Term Nt Ser A Cpi-Linked due 1/16/2018 . . . . . . . . . . . 0.0856735 CPI Lkd Nt Fltg Rate 02/21/2017 . . . . 0.08461344 Sovran Self Storage, Inc. Com.. . . . . . . . 0.48 U.S. Global Investors, Inc. Cl A Com . . ¤0.005 UBS AG (Jersey Branch) E Tracs Lkd To Alerian MLP Infrastructure Index . . . . . . . . . . . . . . . . . . 0.434 E TRACS Lkd Wells Fargo Master Ltd Partnership Ind . . . . . . . . . . . . . . . . . . 0.3732 E-TRACS Lkd Alerian Natural Gas Index 07/09/2040 . . . . . . . . . . . . . . . . . . . . 0.4433 Etracs Fisher-Gartman Risk On ETN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.2751 ETRACS Monthly Pay 2X Leveraged Dow Jones Divid In . . . . . . 0.1867 Exchange Traded Access Secs Lkd Wells Fargo Busine . . . . . . . . . . . . . . . . . 0.4706 UBS AG 2x Monthly Leveraged Long Exchange Traded A . . . . . . . . . . . 1.1436 UBS AG London Branch 2x Leveraged Long Exchange Traded Access Secs Lkd . . . . . . . . . . . . 0.9859 ETRACS Monthly Pay 2X Leveraged S&P Divid ETN . . . . . . . . . . 0.2632 Etracs Monthly Pay 2XLeveraged Mtg Reit ETN 10/16/ . . . . . . . . . . . . . . . . 1.3195 Monthly Pay 2XLeveraged Traded Access Secs Etracs . . . . . . . . . . . . . . . . . 0.1409 Universal Corp. Com.. . . . . . . . . . . . . . . . . . ¤0.50 Wisconsin Electric Power Company 6% Pfd.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.50
Jan 14/Jan 31 Jan 14/Jan 15 Jan 14/Jan 15 Jan 14/Jan 15 Jan 14/Jan 15 Jan 14/Feb 1 Jan 14/Jan 25 Jan 14/Jan 15
Jan 14/Jan 15 Jan 14/Jan 15 Jan 14/Jan 28 Jan 14/Jan 28
Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23
Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Jan 23 Jan 14/Feb 11 Jan 14/Jan 31
RECORD DATE British Land Co. PLC Ord.(L) . . . . . . . . . . 0.066
EX-DIV DATE Jan 14/Jan 11 Abbott Laboratories Com . . . . . . . . . . . . . . ¤0.14 AbbVie Inc. Com . . . . . . . . . . . . . . . . . . . . . . n¤0.40 American Financial Group, Inc (Holding Co.) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.195 Jan 14/Jan 15 Ampco-Pittsburgh Corp. Com.. . . . . . . . . ¤0.18 Apache Corp. Jan 14/Feb 8 Dep Shs Repstg 1/20th Pfd Conv Ser D . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Jan 14/Jan 15 ¤0.75 Applied Energetics Inc Pfd Conv Cl A Jan 14/Jan 15 ¤0.40625 ARMOUR Residential REIT Inc. Com 0.08 Jan 14/Jan 15 Pfd Ser A 8.25%. . . . . . . . . . . . . . . . . . . . 0.171875 Jan 14/Feb 25 Asian Television Network International Ltd. Com ................................ . bC$0.02 Jan 14/Jan 31 Associated Estates Realty Corp. Com 0.19 Astral Media Inc. Non Vtg Cl A Com .. bC$0.50 Jan 14/Jan 15 Sub Vtg Cl B Com. . . . . . . . . . . . . . . . . . bC$0.50 Bank of America Corp. Jan 14/Jan 15 7.25% Depositary Sh Repstg 1/1000th Pfd Ser . . . .J. . . . . . . . . . . . . . Jan 14/Feb 15 ¤0.453125
Div. per sh.
January 8, 2013 Rec or Ex/Payable
Friday, January 11 (cont.)
Friday, January 11 Jan 14/Jan 11
Issue
---
/Feb 15
Jan 15/Feb 15 Jan 15/Feb 15 Jan 15/Jan 25 Jan 15/Jan 31
Jan 15/Feb 1 Jan 15/Feb 1 Jan 15/Jan 30 Jan 15/Jan 28 Jan 15/Jan 31 Jan 15/Feb 1 Jan 15/Feb 1 Jan 15/Feb 1
Jan 15/Feb 1
Bank of America Corp. (cont.) 8.2% Dep Shs Repstg 1/1000th Pfd . . . . .Ser . . . . .H. . . . . . . . . . . . . . . . . . . . . . ¤0.5125 Jan 15/Feb Bel Fuse, Inc. Cl A Com. . . . . . . . . . . . . . . ¤0.06 Jan 15/Feb Cl B Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.07 Jan 15/Feb Blackrock Municipal Target Term Trust Com Shs Ben Int . . . . . . . . . . . . . . . . . . . . 0.099 Jan 15/Feb Bonterra Energy Corp Com. . . . . . . . . . . . bC$0.26 Jan 15/Jan BP Prudhoe Bay Royalty Trust Units Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . 2.3152078 Jan 15/Jan Brookfield Asset Management Inc Pfd Shs Ser 9 Cl A . . . . . . . . . . . . . . . . . . bC$0.2375 Jan 15/Feb Brookfield Renewable Power Preferred Equity Inc Pfd Shs Cl A Ser 3 . . . . . . . . . . . . . . . . . . nbC$0.3375 Jan 15/Jan Pref Shs Cl A Ser . . . .1. . . . . . . . . . . . . bC$0.328125 Jan 15/Jan Camden National Corp. (ME) Com . . . . 0.25 Jan 15/Jan Canadian Utilities & Telecom Income Fund Tr Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.07134 Jan 15/Jan Capstone Infrastructure Corp Pfd Ser A Cumulative 5 Yr Reset . . . bC$0.3125 Jan 15/Jan Center Bancorp, Inc. Com. . . . . . . . . . . . . ¤0.055 Jan 15/Feb Chesapeake Energy Corp. Com . . . . . . . ¤0.0875 Jan 15/Jan CITBA Financial Corp. Com. . . . . . . . . . . ¤0.07 Jan 15/Jan City Holding Co. Com. . . . . . . . . . . . . . . . . . ¤0.35 Jan 15/Jan Community Bancorp. (Derby, VT) Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.14 Jan 15/Feb Consolidated Communications Holdings Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.38738 Jan 15/Feb Core Canadian Dividend Trust Unit. . . . bC$0.03683 Jan 15/Jan Corus Entertainment, Inc. Non Vtg Cl B Shs . . . . . . . . . . . . . . . . . . . bC$0.08 Jan 15/Jan Deans Knight Income Corp Com . . . . . . bC$0.0583 Jan 15/Jan Empire Co Ltd Cl A Com . . . . . . . . . . . . . . bC$0.24 Jan 15/Jan Eureka Financial Corp (MD) Com . . . . . ¤0.08 Jan 15/Jan Evolution Petroleum Corp 8.5% Pfd Ser A . . . . . . . . . . . . . . . . . . . . . ¤0.177083 Jan 15/Jan FelCor Lodging Trust, Inc. $1.95 conv pfd ser A . . . . . . . . . . . . . . . . 0.4875 Jan 15/Jan Dep Shs Repstg 1/100 of 8% Ser C Cum Red Pfd . . . . . . . . . . . . . . . . . . . . . . . . 0.50 Jan 15/Jan Fifth Street Finance Corp 5.875% Sr Nt 10/30/2024 . . . . . . . . . . . n0.4161458D Jan 15/Jan Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0958 Jan 15/Jan First Citizens Banc Corp. (Sandusky, OH) Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.03 Jan 15/Feb Forest City Enterprises, Inc. 7.375% Sr Nt due 02/01/2034 . . . . . . . 0.4609375 Jan 15/Feb Freeport-McMoRan Copper & Gold Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.3125 Jan 15/Feb Gas Natural Inc. Com . . . . . . . . . . . . . . . . . ¤0.045 Jan 15/Jan Gastar Exploration USA Inc 8.25% Series A Cumulative Pfd . . . . . ¤0.1796875 Jan 15/Jan Genesco Inc. $2.30 sub conv pfd ser 1 . . . . . . . . . . . . ¤0.575 Jan 15/Jan $4.75 sub pfd ser 3 . . . . . . . . . . . . . . . . . ¤1.1875 Jan 15/Jan $4.75 sub pfd ser 4 . . . . . . . . . . . . . . . . . ¤1.1875 Jan 15/Jan Cum Pfd Stk . . . . . . . . . . . . . . . . . . . . . . . . ¤0.375 Jan 15/Jan GMAC LLC 7.250% Nt 02/07/2033 ... . 0.453125 Jan 15/Feb 7.350% Sr Nt 08/08/2032 .......... . 0.459375 Jan 15/Feb Gold Participation & Income Fund Tr. .Unit ............................ . bC$0.05319 Jan 15/Jan Guggenheim Equal Weight Enhanced Equity Income Fund Com Sh Ben Int. . . . . . . . . . . . . . . . . . . . . 0.4375 Jan 15/Jan Harsco Corp. Com.. . . . . . . . . . . . . . . . . . . . ¤0.205 Jan 15/Feb Hercules Technology Growth Capital Inc Sr Nt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.4375 Jan 15/Jan
1 1 1 1 31 20 1 31 31 31 31 31 1 31 25 31
1
1 31 31 31 31 31 31 31 31 30 31 1 1 1 31 31 30 30 30 30 7 8 31 31 15 30
January 8, 2013 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Issue
Div. per sh.
Rec or Ex/Payable
Friday, January 11 (cont.)
Friday, January 11 (cont.)
Huntingdon Capital Corp Com . . . . . . . . . bC$0.02 Jan 15/Feb 1 Javelin Mortgage Investment Corp Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.23 Jan 15/Jan 30 Just Energy Group Inc. Com . . . . . . . . . . bC$0.10333 Jan 15/Jan 31 Kayne Anderson MLP Investment Co Mandatory Redeemable Pfd Shs Liquidation Pfd Sh Cl . . . . . . . . . . . . . . . . 0.0885417 Jan 15/Feb 1 Mandatory Redeemable Pfd Shs Redeemable 06/01/2018 . . . . . . . . . . . . 0.103125 Jan 15/Feb 1 Loblaw Cos. Ltd. 2nd Pfd Shs Ser A . . bC$0.371875 Jan 15/Jan 31 Magnum Hunter Resources Corp (DE) 10.25% Cumulative Perp Pfd Ser C ¤0.2135 Jan 15/Jan 31 Cumulative Pfd 8% Ser D . . . . . . . . . . . ¤0.3333 Jan 15/Jan 31 Dep Shs Rpstg 1/1000th Int of 8.00% Ser E Cum Conv . . . . . . . . . . . . . n¤0.1667D Jan 15/Jan 31 MainStay DefinedTerm Municipal High Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0958 Jan 15/Jan 31 Manning & Napier Inc. Cl A . . . . . . . . . . . 0.16 Jan 15/Feb 1 Micropac Industries, Inc. Com. . . . . . . . . 0.10Sp Jan 15/Feb 12 Mid-America Apartment Communities Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.695 Jan 15/Jan 31 MV Oil Trust Tr Units . . . . . . . . . . . . . . . . . . 0.68 Jan 15/Jan 25 NetEase, Inc ADR (Sponsored) . . . . . . . 0.98Sp Jan 15/Jan 22 Nexen Inc. 7.35% Sub Nt 11/01/2043 b0.459375 Jan 15/Feb 1 Norwood Financial Corp. Com. . . . . . . . . ¤0.31 Jan 15/Feb 1 Nuveen AMT-Free Municipal Income Fund Munifund Term Pfd Ser 2015 . . . . . . . 0.02375 Jan 15/Feb 1 Nuveen AMT-Free Municipal Value Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.067 Jan 15/Feb 1 Nuveen Arizona Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015% 0.017083 Jan 15/Feb 1 Nuveen Arizona Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 . . . 0.017083 Jan 15/Feb 1 Nuveen Arizona Dividend Advantage Municipal Fund 3 Munifund Term Pfd Shs Ser 2016% 0.024167 Jan 15/Feb 1 Nuveen California Dividend Advantage Municipal Fund Munifund Term Pfd Ser 2015 . . . . . . . 0.024583 Jan 15/Feb 1 Nuveen California Dividend Advantage Municipal Fund 2 Munifund Term Pfd Ser 2015 . . . . . . . 0.017083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2014 . . . 0.019583 Jan 15/Feb 1 Nuveen California Dividend Advantage Municipal Fund 3 Munifund Term Pfd Shs Ser 2014 . . . 0.019583 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2014-I 0.01875 Jan 15/Feb 1 Nuveen California Premium Income Municipal Fund, Inc. Munifund Term Pfd Shs Ser 2015 . . . 0.016667 Jan 15/Feb 1 Nuveen Connecticut Premium Income Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2015 1 2.65% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2015 2.60% . . . . . . .See Divs. Declared Munifund Term Pfd Shs Ser 2016 . . . 0.02125 Jan 15/Feb 1 Nuveen Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.0225 Jan 15/Feb 1 Nuveen Dividend Advantage Municipal Fund 3 Munifund Term Pfd Shs Ser 2016 . . . 0.023333 Jan 15/Feb 1 Nuveen Dividend Advantage Municipal Income Fund Munifund Term 2.95% Pfd Shs Ser 11/01/2014 . . . . . . . . . . . . . . . . . . . . . . . . . . 0.024583 Jan 15/Feb 1 Nuveen Energy MLP Total Return Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.316 Jan 15/Feb 15 Nuveen Georgia Dividend Advantage Municipal Fund 2 Munifund Ter Pfd Shs Ser 20151 2.65% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd % Shs 2015 . . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 20152 2.65% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.022083 Jan 15/Feb 1 Nuveen Maryland Premium Income Municipal Fund Munifund Term Pfd Shs % 2015 . . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.024167 Jan 15/Feb 1 Nuveen Massachusetts AMT-Free Municipal Income Fund Munifund Term Pfd Shs Ser 2015 . . . 0.022083 Jan 15/Feb 1 Nuveen Massachusetts Premium Income Municipal Fund Munifund Term Pfd Shs . . . . . . . . . . . . . 0.022083 Jan 15/Feb 1
Nuveen Massachusetts Premium Income Municipal Fund (cont.) Munifund Term Pfd Shs Ser 2016 . . . 0.022917 Jan 15/Feb 1 Nuveen Missouri Premium Income Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.0175 Jan 15/Feb 1 Nuveen New Jersey Dividend Advantage Municipal Fund Munifund Term Pfd Ser 2014 . . . . . . . 0.019167 Jan 15/Feb 1 Nuveen New Jersey Dividend Advantage Municipal Fund 2 Munifund Term Pfds Shs Ser 2015% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.016667 Jan 15/Feb 1 Nuveen New York AMT-Free Municipal Income Fund Munifund Term Pfd Shs 2.55% Ser 2015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.02125 Jan 15/Feb 1 Nuveen New York Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.0225 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.020833 Jan 15/Feb 1 Nuveen New York Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 . . . 0.02125 Jan 15/Feb 1 Nuveen North Carolina Premium Income Municipal Fund 2.60% Ser 2015 . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 15/Feb 1 2.60% Ser 2015-1 . . . . . . . . . . . . . . . . . . . 0.021667 Jan 15/Feb 1 2.65% Ser 2015-1 . . . . . . . . . . . . . . . . . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2015 . . . 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.021667 Jan 15/Feb 1 Nuveen Ohio Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.019583 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.024583 Jan 15/Feb 1 Nuveen Ohio Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 05/01/2014 . . . . . . . . . . . . . . . . . . . . . . . . . . 0.019583 Jan 15/Feb 1 Nuveen Ohio Dividend Advantage Municipal Fund 3 Munifund Term Pfd Shs Ser 2014 . . . 0.019583 Jan 15/Feb 1 Nuveen Pennsylvania Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 2.10% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0175 Jan 15/Feb 1 Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 . . . 0.017917 Jan 15/Feb 1 Nuveen Preferred & Income Term Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.169 Jan 15/Feb 1 Nuveen Texas Quality Income Municipal Fund Munifund Term Pfd Shs Series 2013 0.019167 Jan 15/Feb 1 Nuveen Virginia Premium Income Municipal Fund Muni Fund Term Pfd Shs Ser 2014 0.022083 Jan 15/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.01875 Jan 15/Feb 1 Oriental Financial Group, Inc. 7.00% Non-Cum Monthly Income Pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1458333 Jan 15/Jan 31 7.125% MIPS Ser A . . . . . . . . . . . . . . . . . 0.1484375 Jan 15/Jan 31 Pitney Bowes Inc 4% Cv. Pfd. . . . . . . . . . ¤0.50 Jan 15/Feb 1 PNC Financial Services Group (The) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.40 Jan 15/Feb 5 Dep Shs Repstg 1/4000th Int in Shs of 9.875% Fixed . . . . . . . . . . . . . . . . . . . . . ¤0.6171875 Jan 15/Feb 1 Depositary Shs Repstg 1/4000th Perp Pfd Ser P . . . . . . . . . . . . . . . . . . . . . . ¤0.3828125 Jan 15/Feb 1 Popular Capital Trust I 6.70% Cum Monthly Income Tr Pfd Secs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.13958333 Jan 15/Feb 1 Popular Capital Trust II 6.125% Cum Monthly Income Tr Pfd Secs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.127604 Jan 15/Feb 1 Popular Inc. 8.25% Pfd Ser B . . . . . . . . . 0.171875 Jan 15/Jan 31 Monthly Income Pfd Cl A Ser 2003 0.1328125 Jan 15/Jan 31 PPL Corp Corp Unit Consisting Of Pur Contract Jr Sub Nts . . . . . . . . . . . . . . . . . 1.09375 Jan 15/Feb 1 Premier Canadian Income Fund Tr Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.0175 Jan 15/Jan 31 Premium Income Corp Cl A (New) . . . . bC$0.20319 Jan 15/Jan 31 Pfd A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.215625 Jan 15/Jan 31 PrivateBancorp, Inc. 7.125% Sub Deb due 2042 . . . . . . . . . n0.5046875D Jan 15/Jan 30 RGC Resources, Inc. Com . . . . . . . . . . . . ¤0.18 Jan 15/Feb 1 Ryland Group, Inc. Com . . . . . . . . . . . . . . . ¤0.03 Jan 15/Jan 30
Issue
Div. per sh.
Page 3 Rec or Ex/Payable
Friday, January 11 (cont.) S Split Corp Com .Cl . . .A. . . . . . . . . . . . bC$0.04115 Pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.04375 Sabine Royalty Trust Units Ben. Int.. . . 0.25115 SAIC Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.12 Shaw Communications Inc Cl A Conv bC$0.080625 Cl B Conv . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.080833 Tortoise Energy Capital Corp Ser C Mandatory Redeemable Pfd Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.032917 Tortoise Energy Infrastructure Corp 4.375% Mandatory Red Pfd Ser B . . n0.068056D Transcontinental Inc Pfd Ser D . . . . . . . . bC$0.4253 Trinity Industries, Inc. Com . . . . . . . . . . . . ¤0.11 United Technologies Corp. Corp Unit. . 0.9375
Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 29 Jan 15/Jan 30 Jan 15/Jan 30 Jan 15/Jan 30
Jan 15/Feb 1 Jan 15/Feb 1 Jan 15/Jan 15 Jan 15/Jan 31 Jan 15/Feb 1
Saturday, January 12 RECORD DATE Compania Cervecerias Unidas S.A. (Chile) Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . CP63.00
Jan 14/Jan 18
Monday, January 14 RECORD DATE AES Trust III 6.75% tr pfd secs . . . . . . . 0.84375 Banco Santander SA ADR (Sponsored) . . . . . . . . . . . . . . . . . . . @0.152853 Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Eu0.15 Bank One Capital VI 7.20% Pfd Secs 0.45 Beazer Homes USA, Inc. Tangible Equity Unit . . . . . . . . . . . . . . . . . 0.46875 BGE Capital Trust II 6.20% Tr Pfd Secs . . . . . . . . . . . . . . . . . . 0.3875 British Land Co. PLC ADR Sponsored @0.094184 Carter Bank & Trust (Martinsville, VA) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.10 Corporate Backed Trust Certificates 6.25% Corp Bkd Tr Cert, HSBC Deb Bkd Tr Ser 2003- . . . . . . . . . . . . . . . 0.78125 Entergy Mississippi, Inc 6.20% 1st Mtg Bd 04/15/2040 . . . . . . . 0.3875 EPIQ Systems Inc Com . . . . . . . . . . . . . . . ¤0.09 1st Constitution Bancorp Com . . . . . . . . . k5% General Electric Capital Corp. 4.875% Nts due 10/15/2052 . . . . . . . . . n0.3216146D J.P. Morgan Chase Capital XII 6.250% Cap Secs Ser L . . . . . . . . . . . . 0.390625 JPMorgan Chase Capital XIV 6.20% Cap Secs Ser N . . . . . . . . . . . . . 0.3875 MFA Financial, Inc. Sr Nt. . . . . . . . . . . . . . 0.50 Middlesex Water Co. $7 Pfd. . . . . . . . . . . ¤1.75 Subj. to holders vote. Power REIT Com . . . . . . . . . . . . . . . . . . . . . . 0.10 PreferredPlus Trust 8.5% Ser LMG-2 Tr Ctf Pfd . . . . . . . . . 1.0625 SLM Corp. 6.398% Med Term Nt Ser A Cpi-Linked due 1/16/2018 . . . . . . . . . . . 0.0856735 CPI Lkd Nt Fltg Rate 02/21/2017 . . . . 0.08461344 Sovran Self Storage, Inc. Com.. . . . . . . . 0.48 U.S. Global Investors, Inc. Cl A Com . . ¤0.005 UBS AG (Jersey Branch) E Tracs Lkd To Alerian MLP Infrastructure Index . . . . . . . . . . . . . . . . . . 0.434 E TRACS Lkd Wells Fargo Master Ltd Partnership Ind . . . . . . . . . . . . . . . . . . 0.3732 E-TRACS Lkd Alerian Natural Gas Index 07/09/2040 . . . . . . . . . . . . . . . . . . . . 0.4433 Etracs Fisher-Gartman Risk On ETN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.2751 ETRACS Monthly Pay 2X Leveraged Dow Jones Divid In . . . . . . 0.1867 Exchange Traded Access Secs Lkd Wells Fargo Busine. . . . . . . . . . . . . . . . .
Jan 10/Jan 15 Jan 10/Feb 8 ---
/Feb 8
Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Feb 25 Jan 10/Jan 31
Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Feb 15 Jan 10/Jan 31 Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Feb 1 Jan 10/Jan 25 Jan 10/Jan 15
Jan 10/Jan 15 Jan 10/Jan 15 Jan 10/Jan 28 Jan 10/Jan 28
Jan 10/Jan 23 Jan 10/Jan 23 Jan 10/Jan 23 Jan 10/Jan 23 Jan 10/Jan 23
Page 4 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Monday, January 14 (cont.) UBS AG (Jersey Branch) (cont.) 0.4706 UBS AG 2x Monthly Leveraged Long Exchange Traded A . . . . . . . . . . . 1.1436 UBS AG London Branch 2x Leveraged Long Exchange Traded Access Secs Lkd . . . . . . . . . . . . 0.9859 ETRACS Monthly Pay 2X Leveraged S&P Divid ETN . . . . . . . . . . 0.2632 Etracs Monthly Pay 2XLeveraged Mtg Reit ETN 10/16/ . . . . . . . . . . . . . . . . 1.3195 Monthly Pay 2XLeveraged Traded Access Secs Etracs . . . . . . . . . . . . . . . . . 0.1409 Universal Corp. Com.. . . . . . . . . . . . . . . . . . ¤0.50 Wisconsin Electric Power Company 6% Pfd.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.50
EX-DIV DATE Alamo Group, Inc. Com. . . . . . . . . . . . . . . . ¤0.07 American Restaurant Partners, L.P. Cl A Income Pref Unit (New) . . . . . . . . 50.00 Compania Cervecerias Unidas S.A. (Chile) Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . CP63.00 Liberty Media Corp (New) Liberty Cap Com Ser A . . . . . . . . . . . . . stock 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. A Com. for each sh. held. Special ex-date set by NMS. Liberty Cap Com Ser B . . . . . . . . . . . . . stock 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. B Com. for each sh. held. Special ex-date set by NMS. Pier 1 Imports Inc. Com (New) . . . . . . . . ¤0.05 Plazacorp Retail Properties Ltd Com . . bC$0.05625 RAIT Financial Trust Com (New) . . . . . . 0.10 Rouse Properties, Inc. Com . . . . . . . . . . . 0.07 Santander Finance Preferred SA Unipersonal 6.50% GTD Pfd Secs Ser 5 . . . . . . . . . 0.40625 Solvay S.A. Ord . . . . . . . . . . . . . . . . . . . . . . . Eu1.20 Teekay Corp Ord . . . . . . . . . . . . . . . . . . . . . . 0.31625
Div. per sh.
Rec or Ex/Payable
Tuesday, January 15 (cont.) Jan 10/Jan 23 Jan 10/Jan 23
Jan 10/Jan 23 Jan 10/Jan 23 Jan 10/Jan 23 Jan 10/Jan 23 Jan 10/Feb 11 Jan 10/Jan 31
Jan 16/Jan 30 Jan 16/Feb 1 Jan 12/Jan 18 Jan 10/Jan 11
Jan 10/Jan 11
Jan 16/Jan 30 Jan 16/Feb 15 Jan 16/Jan 31 Jan 16/Jan 30 Jan 16/Jan 31 Jan 16/Jan 17 Jan 16/Jan 30
Tuesday, January 15 RECORD DATE Abbott Laboratories Com . . . . . . . . . . . . . . ¤0.14 AbbVie Inc. Com . . . . . . . . . . . . . . . . . . . . . . n¤0.40 American Financial Group, Inc (Holding Co.) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.195 Ampco-Pittsburgh Corp. Com. . . . . . . . . . ¤0.18 Apache Corp. Dep Shs Repstg 1/20th Pfd Conv Ser D . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.75 Applied Energetics Inc Pfd Conv Cl A ¤0.40625 ARMOUR Residential REIT Inc. Com 0.08 Pfd Ser A 8.25% . . . . . . . . . . . . . . . . . . . . 0.171875 Asian Television Network International Ltd. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.02 Associated Estates Realty Corp. Com 0.19 Astral Media Inc. Non Vtg Cl A Com . . bC$0.50 Sub Vtg Cl B Com . . . . . . . . . . . . . . . . . . bC$0.50 Bank of America Corp. 7.25% Depositary Sh Repstg 1/1000th Pfd Ser J . . . . . . . . . . . . . . . . . . ¤0.453125 8.2% Dep Shs Repstg 1/1000th Pfd Ser H . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.5125 Bel Fuse, Inc. Cl A Com. . . . . . . . . . . . . . . ¤0.06 Cl B Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.07 Blackrock Municipal Target Term Trust Com Shs Ben Int . . . . . . . . . . . . . . . . . . . . 0.099 Bonterra Energy Corp Com. . . . . . . . . . . . bC$0.26 BP Prudhoe Bay Royalty Trust Units Ben. Int. . . . . . . . . . . . . . . . . . . . . . . .
Issue
Jan 11/Feb 15 Jan 11/Feb 15 Jan 11/Jan 25 Jan 11/Jan 31
Jan 11/Feb 1 Jan 11/Feb 1 Jan 11/Jan 30 Jan 11/Jan 28 Jan 11/Jan 31 Jan 11/Feb 1 Jan 11/Feb 1 Jan 11/Feb 1
Jan 11/Feb 1 Jan 11/Feb 1 Jan 11/Feb 1 Jan 11/Feb 1 Jan 11/Feb 1 Jan 11/Jan 31
Issue
Div. per sh.
January 8, 2013 Rec or Ex/Payable
Tuesday, January 15 (cont.)
BP Prudhoe Bay Royalty Trust (cont.) Kayne Anderson MLP Investment Co (cont.) 2.3152078 Jan 11/Jan 20 Mandatory Redeemable Pfd Shs Redeemable 06/01/2018 . . . . . . . . . . . . Brookfield Asset Management Inc 0.103125 Jan 11/Feb 1 Pfd Shs Ser 9 Cl A . . . . . . . . . . . . . . . . . . bC$0.2375 Jan 11/Feb 1 Loblaw Cos. Ltd. 2nd Pfd Shs Ser A . . bC$0.371875 Jan 11/Jan 31 Brookfield Renewable Power Preferred Equity Inc Magnum Hunter Resources Corp (DE) Pfd Shs Cl A Ser 3 . . . . . . . . . . . . . . . . . . 10.25% Cumulative Perp Pfd Ser C nbC$0.3375 Jan 11/Jan 31 Pref Shs Cl A Ser 1 . . . . . . . . . . . . . . . . . ¤0.2135 Jan 11/Jan 31 bC$0.328125 Jan 11/Jan 31 Cumulative Pfd 8% Ser D . . . . . . . . . . . Camden National Corp. (ME) Com . . . . ¤ 0.3333 Jan 11/Jan 31 0.25 Jan 11/Jan 31 Dep Shs Rpstg 1/1000th Int of Canadian Utilities & Telecom Income Fund 8.00% Ser E Cum Conv . . . . . . . . . . . . . Tr Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Jan 11/Jan 31 bC$0.07134 Jan 11/Jan 31 n¤0.1667D MainStay DefinedTerm Municipal High Income Fund Capstone Infrastructure Corp Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Pfd Ser A Cumulative 5 Yr Reset . . . Jan 11/Jan 31 bC$0.3125 Jan 11/Jan 31 0.0958 Manning & Napier Inc. Cl A . . . . . . . . . . . Center Bancorp, Inc. Com. . . . . . . . . . . . . 0.16 Jan 11/Feb 1 ¤0.055 Jan 11/Feb 1 Micropac Industries, Inc. Com. . . . . . . . . Chesapeake Energy Corp. Com . . . . . . . 0.10Sp Jan 11/Feb 12 ¤0.0875 Jan 11/Jan 31 Mid-America Apartment Communities Inc CITBA Financial Corp. Com. . . . . . . . . . . Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Jan 11/Jan 31 ¤0.07 Jan 11/Jan 25 0.695 MV Oil Trust Tr Units . . . . . . . . . . . . . . . . . . City Holding Co. Com. . . . . . . . . . . . . . . . . . 0.68 Jan 11/Jan 25 ¤0.35 Jan 11/Jan 31 NetEase, Inc ADR (Sponsored) . . . . . . . Community Bancorp. (Derby, VT) 0.98Sp Jan 11/Jan 22 Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --- /Jan 18 ¤0.14 Jan 11/Feb 1 0.04Sp Nexen Inc. 7.35% Sub Nt 11/01/2043 Consolidated Communications Holdings Inc b0.459375 Jan 11/Feb 1 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.38738 Jan 11/Feb 1 Norwood Financial Corp. Com. . . . . . . . . ¤0.31 Jan 11/Feb 1 Core Canadian Dividend Trust Unit. . . . bC$0.03683 Jan 11/Jan 31 Nuveen AMT-Free Municipal Income Fund Munifund Term Pfd Ser 2015 . . . . . . . Corus Entertainment, Inc. Cl A . . . . . . . . Jan 11/Feb 1 bC$0.079583 --- /Jan 31 0.02375 Nuveen AMT-Free Municipal Value Fund Non Vtg Cl B Shs . . . . . . . . . . . . . . . . . . . Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.08 Jan 11/Jan 31 0.067 Jan 11/Feb 1 Deans Knight Income Corp Com . . . . . . bC$0.0583 Jan 11/Jan 31 Nuveen Arizona Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015% Empire Co Ltd Cl A Com . . . . . . . . . . . . . . Jan 11/Feb 1 bC$0.24 Jan 11/Jan 31 0.017083 Nuveen Arizona Dividend Advantage Municipal Fund 2 Conv Cl B Com . . . . . . . . . . . . . . . . . . . . . Munifund Term Pfd Shs Ser 2015 . . . bC$0.24 --- /Jan 31 0.017083 Jan 11/Feb 1 Eureka Financial Corp (MD) Com . . . . . Nuveen Arizona Dividend Advantage Municipal Fund 3 ¤0.08 Jan 11/Jan 31 Munifund Term Pfd Shs Ser 2016% Evolution Petroleum Corp 0.024167 Jan 11/Feb 1 8.5% Pfd Ser A . . . . . . . . . . . . . . . . . . . . . Nuveen California Dividend Advantage Municipal Fund Munifund Term Pfd Ser 2015 . . . . . . . ¤0.177083 Jan 11/Jan 31 0.024583 Jan 11/Feb 1 FelCor Lodging Trust, Inc. Nuveen California Dividend Advantage Municipal Fund 2 $1.95 conv pfd ser A . . . . . . . . . . . . . . . . Munifund Term Pfd Ser 2015 . . . . . . . 0.4875 Jan 11/Jan 31 0.017083 Jan 11/Feb 1 Dep Shs Repstg 1/100 of 8% Ser C Munifund Term Pfd Shs Ser 2014 . . . Cum Red Pfd . . . . . . . . . . . . . . . . . . . . . . . . Jan 11/Feb 1 0.50 Jan 11/Jan 31 0.019583 Nuveen California Dividend Advantage Municipal Fund 3 Fifth Street Finance Corp Munifund Term Pfd Shs Ser 2014 . . . 5.875% Sr Nt 10/30/2024 . . . . . . . . . . . Jan 11/Feb 1 n0.4161458D Jan 11/Jan 30 0.019583 Munifund Term Pfd Shs Ser 2014-I Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Jan 11/Feb 1 0.0958 Jan 11/Jan 31 0.01875 Nuveen California Premium Income Municipal Fund, Inc. First Citizens Banc Corp. (Sandusky, OH) Munifund Term Pfd Shs Ser 2015 . . . Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.016667 Jan 11/Feb 1 ¤0.03 Jan 11/Feb 1 Nuveen Connecticut Premium Income Municipal Fund Forest City Enterprises, Inc. Munifund Term Pfd Shs Ser 2015 . . . 7.375% Sr Nt due 02/01/2034 . . . . . . . 0.022083 Jan 11/Feb 1 0.4609375 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2015 1 Freeport-McMoRan Copper & Gold Inc. 2.65% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.022083 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2015 2.60% . . . . . . .See Divs. Declared ¤0.3125 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . Gas Natural Inc. Com . . . . . . . . . . . . . . . . . Jan 11/Feb 1 ¤0.045 Jan 11/Jan 31 0.02125 Nuveen Dividend Advantage Municipal Fund Gastar Exploration USA Inc Munifund Term Pfd Shs Ser 2015 . . . 8.25% Series A Cumulative Pfd . . . . . 0.0225 Jan 11/Feb 1 ¤0.1796875 Jan 11/Jan 31 Nuveen Dividend Advantage Municipal Fund 3 Genesco Inc. Munifund Term Pfd Shs Ser 2016 . . . $2.30 sub conv pfd ser 1 . . . . . . . . . . . . 0.023333 Jan 11/Feb 1 ¤0.575 Jan 11/Jan 30 Nuveen Dividend Advantage Municipal Income Fund Munifund Term 2.95% Pfd Shs Ser $4.75 sub pfd ser 3 . . . . . . . . . . . . . . . . . 11/01/2014 . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.1875 Jan 11/Jan 30 0.024583 Jan 11/Feb 1 $4.75 sub pfd ser 4 . . . . . . . . . . . . . . . . . Nuveen Energy MLP Total Return Fund ¤1.1875 Jan 11/Jan 30 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Cum Pfd Stk . . . . . . . . . . . . . . . . . . . . . . . . 0.316 Jan 11/Feb 15 ¤0.375 Jan 11/Jan 30 Nuveen Georgia Dividend Advantage Municipal Fund 2 Munifund Ter Pfd Shs Ser 20151 GMAC LLC 7.250% Nt 02/07/2033 . . . . 2.65% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.453125 Jan 11/Feb 7 0.022083 Jan 11/Feb 1 7.350% Sr Nt 08/08/2032 . . . . . . . . . . . Munifund Term Pfd % Shs 2015 . . . . 0.459375 Jan 11/Feb 8 0.022083 Jan 11/Feb 1 Gold Participation & Income Fund Munifund Term Pfd Shs Ser 20152 Tr Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.65% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.05319 Jan 11/Jan 31 0.022083 Jan 11/Feb 1 Guggenheim Equal Weight Enhanced Equity Income Fund Nuveen Maryland Premium Income Municipal Fund Com Sh Ben Int . . . . . . . . . . . . . . . . . . . . . Munifund Term Pfd Shs % 2015 . . . . 0.4375 Jan 11/Jan 31 0.022083 Jan 11/Feb 1 Harsco Corp. Com. . . . . . . . . . . . . . . . . . . . . Munifund Term Pfd Shs Ser 2016 . . . ¤0.205 Jan 11/Feb 15 0.024167 Jan 11/Feb 1 Hercules Technology Growth Capital Inc Nuveen Massachusetts AMT-Free Municipal Income Fund Sr Nt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Munifund Term Pfd Shs Ser 2015 . . . 0.4375 Jan 11/Jan 30 0.022083 Jan 11/Feb 1 Huntingdon Capital Corp Com . . . . . . . . . Nuveen Massachusetts Premium Income Municipal Fund bC$0.02 Jan 11/Feb 1 Munifund Term Pfd Shs . . . . . . . . . . . . . Javelin Mortgage Investment Corp 0.022083 Jan 11/Feb 1 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Munifund Term Pfd Shs Ser 2016 . . . 0.23 Jan 11/Jan 30 0.022917 Jan 11/Feb 1 Just Energy Group Inc. Com . . . . . . . . . . Nuveen Missouri Premium Income Municipal Fund bC$0.10333 Jan 11/Jan 31 Munifund Term Pfd Shs Ser 2015 . . . Kayne Anderson MLP Investment Co 0.0175 Jan 11/Feb 1 Mandatory Redeemable Pfd Shs Nuveen New Jersey Dividend Advantage Municipal Fund Liquidation Pfd Sh Cl . . . . . . . . . . . . . . . . Munifund Term Pfd Ser 2014 . . . . . . . 0.0885417 Jan 11/Feb 1 0.019167 Jan 11/Feb 1
January 8, 2013 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Issue
Div. per sh.
Rec or Ex/Payable
Tuesday, January 15 (cont.)
Tuesday, January 15 (cont.)
Nuveen New Jersey Dividend Advantage Municipal Fund 2 Munifund Term Pfds Shs Ser 2015% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.016667 Jan 11/Feb 1 Nuveen New York AMT-Free Municipal Income Fund Munifund Term Pfd Shs 2.55% Ser 2015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.02125 Jan 11/Feb 1 Nuveen New York Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.0225 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.020833 Jan 11/Feb 1 Nuveen New York Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 . . . 0.02125 Jan 11/Feb 1 Nuveen North Carolina Premium Income Municipal Fund 2.60% Ser 2015 . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 11/Feb 1 2.60% Ser 2015-1 . . . . . . . . . . . . . . . . . . . 0.021667 Jan 11/Feb 1 2.65% Ser 2015-1 . . . . . . . . . . . . . . . . . . . 0.022083 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2015 . . . 0.022083 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.021667 Jan 11/Feb 1 Nuveen Ohio Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 . . . 0.019583 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.024583 Jan 11/Feb 1 Nuveen Ohio Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 05/01/2014 . . . . . . . . . . . . . . . . . . . . . . . . . . 0.019583 Jan 11/Feb 1 Nuveen Ohio Dividend Advantage Municipal Fund 3 Munifund Term Pfd Shs Ser 2014 . . . 0.019583 Jan 11/Feb 1 Nuveen Pennsylvania Dividend Advantage Municipal Fund Munifund Term Pfd Shs Ser 2015 2.10% . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0175 Jan 11/Feb 1 Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 Munifund Term Pfd Shs Ser 2015 . . . 0.017917 Jan 11/Feb 1 Nuveen Preferred & Income Term Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.169 Jan 11/Feb 1 Nuveen Texas Quality Income Municipal Fund Munifund Term Pfd Shs Series 2013 0.019167 Jan 11/Feb 1 Nuveen Virginia Premium Income Municipal Fund Muni Fund Term Pfd Shs Ser 2014 0.022083 Jan 11/Feb 1 Munifund Term Pfd Shs Ser 2016 . . . 0.01875 Jan 11/Feb 1 Oriental Financial Group, Inc. 7.00% Non-Cum Monthly Income Pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1458333 Jan 11/Jan 31 7.125% MIPS Ser A . . . . . . . . . . . . . . . . . 0.1484375 Jan 11/Jan 31 Pitney Bowes Inc 4% Cv. Pfd. . . . . . . . . . ¤0.50 Jan 11/Feb 1 PNC Financial Services Group (The) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.40 Jan 11/Feb 5 Dep Shs Repstg 1/4000th Int in Shs of 9.875% Fixed . . . . . . . . . . . . . . . . . . . . . ¤0.6171875 Jan 11/Feb 1 Depositary Shs Repstg 1/4000th Perp Pfd Ser P . . . . . . . . . . . . . . . . . . . . . . ¤0.3828125 Jan 11/Feb 1 Perp Pfd Ser O . . . . . . . . . . . . . . . . . . . . . . ¤33.75 --- /Feb 1 Popular Capital Trust I 6.70% Cum Monthly Income Tr Pfd Secs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.13958333 Jan 11/Feb 1 Popular Capital Trust II 6.125% Cum Monthly Income Tr Pfd Secs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.127604 Jan 11/Feb 1 Popular Inc. 8.25% Pfd Ser B . . . . . . . . . 0.171875 Jan 11/Jan 31 Monthly Income Pfd Cl A Ser 2003 0.1328125 Jan 11/Jan 31 PPL Corp Corp Unit Consisting Of Pur Contract Jr Sub Nts . . . . . . . . . . . . . . . . . 1.09375 Jan 11/Feb 1 Premier Canadian Income Fund Tr Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.0175 Jan 11/Jan 31 Premium Income Corp Cl A (New) . . . . bC$0.20319 Jan 11/Jan 31 Pfd A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.215625 Jan 11/Jan 31 PrivateBancorp, Inc. 7.125% Sub Deb due 2042 . . . . . . . . . n0.5046875D Jan 11/Jan 30 RGC Resources, Inc. Com . . . . . . . . . . . . ¤0.18 Jan 11/Feb 1 Ryland Group, Inc. Com . . . . . . . . . . . . . . . ¤0.03 Jan 11/Jan 30 S Split Corp Com Cl A . . . . . . . . . . . . . . . . bC$0.04115 Jan 11/Jan 31 Pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.04375 Jan 11/Jan 31 Sabine Royalty Trust Units Ben. Int.. . . 0.25115 Jan 11/Jan 29
SAIC Inc Com.. . . . . . . . . . . . . . . . . . . . . . . . ¤0.12 Jan 11/Jan 30 Shaw Communications Inc Cl A Conv bC$0.080625 Jan 11/Jan 30 Cl B Conv . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.080833 Jan 11/Jan 30 Standard Chartered Plc 144A - Non Cumulative Redeemable Pfd Shs . .See Divs. Declared 7.375% Pref Shs . . . . . . . . . . . . . . . . . . . 3204.50 --- /Jan 30 ADR (Sponsored) Repstg Pfd Shs Reg S . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3507.00 --- /Jan 30 Reg S Non Cumulative Redeemable Pfd Shs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3204.50 --- /Jan 30 Tortoise Energy Capital Corp Ser C Mandatory Redeemable Pfd Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.032917 Jan 11/Feb 1 Tortoise Energy Infrastructure Corp 4.375% Mandatory Red Pfd Ser B . . n0.068056D Jan 11/Feb 1 Transcontinental Inc Pfd Ser D . . . . . . . . bC$0.4253 Jan 11/Jan 15 Trinity Industries, Inc. Com . . . . . . . . . . . . ¤0.11 Jan 11/Jan 31 United Technologies Corp. Corp Unit. . 0.9375 Jan 11/Feb 1
Div. per sh.
Page 5 Rec or Ex/Payable
Wednesday, January 16 (cont.)
EX-DIV DATE ASB Financial Corp. Com (New) . . . . . . ¤0.18 Jan Assured Guaranty Municipal Holdings Inc. 6.25% Nt 11/01/2102 . . . . . . . . . . . . . . . . 0.39 Jan BB&T Corp. Dep Shs Repstg 1/1000 Int Ser F Perpetual Pfd . . . . . . . . . . . . . . . . . . . . . . . . n¤0.325 Jan Dep Shs Repstg 1/1000th Perp Pfd Ser E . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.3515625 Jan Brookfield Global Listed Infrastructure Income Fund Inc. Com Shs. . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1167 Jan Cimatron Ltd. Ord . . . . . . . . . . . . . . . . . . . . . 0.43 Jan Dillards Capital Trust I 7.50% Cap Secs 08/01/2038 . . . . . . . . 0.469 Jan EOG Resources, Inc. Com . . . . . . . . . . . . ¤0.17 Jan Franco-Nevada Corp Com. . . . . . . . . . . . . b0.06 Jan Georgia Power Co. Sr Nt Ser 2008C 11/1/2048 . . . . . . . . . 0.5125 Jan H&R Real Estate Investment Trust / H&R Financial Trust Staple Unit . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.1125 Jan Helios Total Return Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.19 Jan McGrath RentCorp Com. . . . . . . . . . . . . . . ¤0.235 Jan Morgan Stanley Capital Trust VI 6.60% Cap Secs . . . . . . . . . . . . . . . . . . . . 0.4125 Jan OFS Capital Corp Com . . . . . . . . . . . . . . . . n0.17D Jan Potash Corp. of Saskatchewan Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.21 Jan PPR SA ADR . . . . . . . . . . . . . . . . . . . . . . . . . . @0.126358 Jan Quaker Chemical Corp. Com . . . . . . . . . . ¤0.245 Jan Reitmans (Canada), Ltd. Cl A Com. . . . bC$0.20 Jan Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.20 Jan Saul Centers, Inc. Com. . . . . . . . . . . . . . . . 0.36 Jan Wells Fargo Capital VII 5.85% GTD Tr Pfd Secs TRUPS . . . . 0.365625 Jan Wells Fargo Capital VIII GTD Tr Pfd Secs TRUPS 5.625% . . 0.3515625 Jan WSI Industries, Inc. Com . . . . . . . . . . . . . . 0.04 Jan
17/Jan 31 17/Feb 1
17/Feb 1 17/Feb 1 17/Jan 31 17/Feb 4 17/Feb 1 17/Jan 31 17/Jan 31 17/Feb 1 17/Jan 31 17/Jan 31 17/Jan 31 17/Feb 1 17/Jan 31 17/Feb 7 17/Feb 8 17/Jan 31 17/Jan 31 17/Jan 31 17/Jan 31 17/Feb 1 17/Feb 1 17/Jan 31
Wednesday, January 16 RECORD DATE Alamo Group, Inc. Com. . . . . . . . . . . . . . . . ¤0.07 American Restaurant Partners, L.P. Cl A Income Pref Unit (New) . . . . . . . . 50.00 Pier 1 Imports Inc. Com (New) . . . . . . . . ¤0.05 Plazacorp Retail Properties Ltd Com . . bC$0.05625 RAIT Financial Trust Com (New) . . . . . . 0.10 Rouse Properties, Inc. Com . . . . . . . . . . . 0.07 Santander Finance Preferred SA Unipersonal 6.50% GTD Pfd Secs Ser 5 . . . . . . . . . 0.40625
Issue
Jan 14/Jan 30 Jan 14/Feb 1 Jan 14/Jan 30 Jan 14/Feb 15 Jan 14/Jan 31 Jan 14/Jan 30 Jan 14/Jan 31
Solvay S.A. Ord ...................... . Eu1.20 Teekay Corp Ord . . . . . . . . . . . . . . . . . . . . . . 0.31625
Jan 14/Jan 17 Jan 14/Jan 30
EX-DIV DATE Bank of the Ozarks, Inc. Com. . . . . . . . . 0.15 Jan 18/Jan 25 Blackstone / GSO Long-Short Credit Income Fund Com Shs of Ben Int . . . . . . . . . . . . . . . . . 0.108 Jan 18/Jan 31 Blackstone / GSO Strategic Credit Fund Com Shs Of Ben Int . . . . . . . . . . . . . . . . . 0.117 Jan 18/Jan 31 Bombardier Inc. 6.25% Pfd Ser 4 . . . . . bC$0.390625 Jan 18/Jan 31 Pfd Ser 3 Adjustable Series . . . . . . . . . bC$0.195875 Jan 18/Jan 31 Capstead Mortgage Corp. $1.26 Cum Conv Pfd Ser B . . . . . . . . . 0.105 Jan 18/Jan 31 Commercial Metals Co. Com. . . . . . . . . . ¤0.12 Jan 18/Feb 1 CommonWealth REIT Sr Nt . . . . . . . . . . . 0.359375 Jan 18/Feb 1 Connecticut Water Service, Inc. $0.90 Pfd. . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.225 Jan 18/Feb 1 Consort Medical Plc ADR (Sponsored) @0.099176 Jan 18/Feb 25 Cracker Barrel Old Country Store, Inc. Com ................................ . ¤0.50 Jan 18/Feb 5 Doubleline Opportunistic Credit Fund Com ................................ . 0.167 Jan 18/Jan 31 Empresa Nacional de Electricidad S.A. (ENDESA) (Chile) ADR (Sponsored) .................. . @0.191945 Jan 18 --Enersis S.A. ADR (Sponsored) . . . . . . . . @0.127786 Jan 18 --EVN AG ADR (Sponsored) . . . . . . . . . . . . @0.072971 Jan 18/Feb 4 Flamemaster Corp. Com (New) . . . . . . . ¤0.0125 Jan 18/Feb 21 Foot Locker, Inc. Com . . . . . . . . . . . . . . . . . ¤0.18 Jan 18/Feb 1 Friedman Industries, Inc. Com.. . . . . . . . ¤0.13 Jan 18/Feb 15 Hardwoods Distribution Inc Com . . . . . . bC$0.03 Jan 18/Jan 31 Horizon Technology Finance Corp. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.115 Jan 18/Feb 15 Imperial Tobacco Group Plc ADR (Sponsored) .................. . @2.380319 Jan 18/Feb 25 Ord (New). . . . . . . . . . . . . . . . . . . . . . . . . . . 0.739 Jan 18/Feb 18 Legg Mason BW Global Income Opportunities Fund Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1175 Jan 18/Jan 25 LMP Corporate Loan Fund Inc Com ... 0.0725 Jan 18/Jan 25 Lorillard, Inc. Com .................... . 3-for-1 Dec 14/Jan 15 All deliveries after 12-14-2012 in settlement of transactions made prior to 1-16-2013 carry due bills, to be redeemed 1-18-2013. Main Street Capital Corp Com. . . . . . . . . 0.15 Jan 18/Feb 15 Nampak Ltd. ADR (Sponsored) New . . . . . . . . . . . . . .See Divs. Declared Oxford Industries, Inc. Com. . . . . . . . . . . . ¤0.15 Jan 18/Feb 1 PerkinElmer, Inc. Com. . . . . . . . . . . . . . . . . ¤0.07 Jan 18/Feb 8 Qinetiq Group Plc, London ADR (Unsponsored) ................ . @0.061104 Jan 18 --.Ord ................................ . 0.011 Jan 18/Feb 15 Reunert Ltd. ADR ..................... . @0.500148 Jan 18/Feb 5 SLM Corp. 6.97% Cum Red Pfd Ser . . .A. . . . . . ¤0.87125 Jan 18/Jan 31 Stone Harbor Emerging Markets Total Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.1511 Jan 18/Jan 31 Union Electric Co $3.50 pfd . . . . . . . . . . . ¤0.875 Jan 18/Feb 15 $3.70 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.925 Jan 18/Feb 15 $4 pfd ser 69 . . . . . . . . . . . . . . . . . . . . . . . . ¤1.00 Jan 18/Feb 15 $4.30 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.075 Jan 18/Feb 15 $4.50. .pfd ......................... . ¤1.125 Jan 19/Feb 15 $4.56 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.14 Jan 18/Feb 15 $4.75 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤1.1875 Jan 18/Feb 15 $5.50 pfd ser A . . . . . . . . . . . . . . . . . . . . . . ¤1.375 Jan 18/Feb 15 Urstadt Biddle Properties Inc 7.125% Ser F Cum Red Pfd ....... . n0.4849D Jan 18/Jan 31 7.5% Sr Pfd Stk Ser D. . . . . . . . . . . . . .
Page 6 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Wednesday, January 16 (cont.)
Div. per sh.
Rec or Ex/Payable
Issue
0.46875 Jan Sr Pfd Stk Ser C % . . . . . . . . . . . . . . . . . 2.125 Jan Western Asset Mortgage Defined Opportunity Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.15 Jan Western Asset Variable Rate Strategic Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0725 Jan Whole Foods Market, Inc. Com. . . . . . . . ¤0.20 Jan
Thursday, January 17 RECORD DATE ASB Financial Corp. Com (New) . . . . . . ¤0.18 Jan Assured Guaranty Municipal Holdings Inc. 6.25% Nt 11/01/2102 . . . . . . . . . . . . . . . . 0.39 Jan BB&T Corp. Dep Shs Repstg 1/1000 Int Ser F Perpetual Pfd . . . . . . . . . . . . . . . . . . . . . . . . n¤0.325 Jan Dep Shs Repstg 1/1000th Perp Pfd Ser E . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.3515625 Jan Brookfield Global Listed Infrastructure Income Fund Inc. Com Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1167 Jan Cimatron Ltd. Ord . . . . . . . . . . . . . . . . . . . . . 0.43 Jan Dillards Capital Trust I 7.50% Cap Secs 08/01/2038 . . . . . . . . 0.469 Jan EOG Resources, Inc. Com . . . . . . . . . . . . ¤0.17 Jan Franco-Nevada Corp Com. . . . . . . . . . . . . b0.06 Jan Georgia Power Co. Sr Nt Ser 2008C 11/1/2048 . . . . . . . . . 0.5125 Jan H&R Real Estate Investment Trust / H&R Financial Trust Staple Unit . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.1125 Jan Helios Total Return Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.19 Jan McGrath RentCorp Com. . . . . . . . . . . . . . . ¤0.235 Jan Morgan Stanley Capital Trust VI 6.60% Cap Secs . . . . . . . . . . . . . . . . . . . . 0.4125 Jan OFS Capital Corp Com . . . . . . . . . . . . . . . . n0.17D Jan Potash Corp. of Saskatchewan Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.21 Jan PPR SA ADR . . . . . . . . . . . . . . . . . . . . . . . . . . @0.126358 Jan Quaker Chemical Corp. Com . . . . . . . . . . ¤0.245 Jan Reitmans (Canada), Ltd. Cl A Com. . . . bC$0.20 Jan Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.20 Jan Saul Centers, Inc. Com. . . . . . . . . . . . . . . . 0.36 Jan Wells Fargo Capital VII 5.85% GTD Tr Pfd Secs TRUPS . . . . 0.365625 Jan Wells Fargo Capital VIII GTD Tr Pfd Secs TRUPS 5.625% . . 0.3515625 Jan WSI Industries, Inc. Com . . . . . . . . . . . . . . 0.04 Jan
EX-DIV DATE Jan Jan Jan Jan
Jan Jan Jan Dec
Jan
RECORD DATE
18/Jan 31 Bank of the Ozarks, Inc. Com. . . . . . . . . Jan 16/Jan 25 18/Jan 31 0.15 Blackstone / GSO Long-Short Credit Income Fund Com Shs of Ben Int . . . . . . . . . . . . . . . . . Jan 16/Jan 31 18/Jan 25 0.108 Blackstone / GSO Strategic Credit Fund Com Shs Of Ben Int . . . . . . . . . . . . . . . . . Jan 16/Jan 31 18/Jan 25 0.117 Bombardier Inc. 6.25% Pfd Ser 4 . . . . . bC$0.390625 Jan 16/Jan 31 18/Jan 29 Pfd Ser 3 Adjustable Series . . . . . . . . . bC$0.195875 Jan 16/Jan 31 Capstead Mortgage Corp. $1.26 Cum Conv Pfd Ser B . . . . . . . . . 0.105 Jan 16/Jan 31 Commercial Metals Co. Com. . . . . . . . . . ¤0.12 Jan 16/Feb 1 15/Jan 31 CommonWealth REIT Sr Nt . . . . . . . . . . . 0.359375 Jan 16/Feb 1 Connecticut Water Service, Inc. 15/Feb 1 $0.90 Pfd. . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.225 Jan 16/Feb 1 Consort Medical Plc ADR (Sponsored) @0.099176 Jan 16/Feb 25 15/Feb 1 Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 --- /Feb 15 Cracker Barrel Old Country Store, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15/Feb 1 ¤0.50 Jan 16/Feb 5 Doubleline Opportunistic Credit Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15/Jan 31 0.167 Jan 16/Jan 31 15/Feb 4 Empresa Nacional de Electricidad S.A. (ENDESA) (Chile) ADR (Sponsored) . . . . . . . . . . . . . . . . . . . @0.191945 Jan 16 --Ref Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15/Feb 1 CP3.04265 --- /Jan 24 15/Jan 31 Enersis S.A. ADR (Sponsored) . . . . . . . . @0.127786 Jan 16 --EVN AG ADR (Sponsored) . . . . . . . . . . . . 15/Jan 31 @0.072971 Jan 16/Feb 4 Flamemaster Corp. Com (New) . . . . . . . Jan 16/Feb 21 15/Feb 1 ¤0.0125 Foot Locker, Inc. Com . . . . . . . . . . . . . . . . . ¤0.18 Jan 16/Feb 1 15/Jan 31 Friedman Industries, Inc. Com. . . . . . . . . ¤0.13 Jan 16/Feb 15 Hardwoods Distribution Inc Com . . . . . . 15/Jan 31 bC$0.03 Jan 16/Jan 31 Horizon Technology Finance Corp. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15/Jan 31 0.115 Jan 16/Feb 15 Imperial Tobacco Group Plc ADR (Sponsored) . . . . . . . . . . . . . . . . . . . 15/Feb 1 @2.380319 Jan 16/Feb 25 Ord (New) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15/Jan 31 0.739 Jan 16/Feb 18 Legg Mason BW Global Income Opportunities Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15/Feb 7 0.1175 Jan 16/Jan 25 15/Feb 8 Livewire Ergogenics Inc. Com . . . . . . . . . k20% ----Not quoted ’ex’ until further notice; all 15/Jan 31 ctfs. delivered after 1-18-2013 carry due bills. 15/Jan 31 LMP Corporate Loan Fund Inc Com. . . 0.0725 Jan 16/Jan 25 15/Jan 31 Main Street Capital Corp Com. . . . . . . . . 0.15 Jan 16/Feb 15 15/Jan 31 Nampak Ltd. ADR (Sponsored) New . . . . . . . . . . . . . .See Divs. Declared Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Oxford Industries, Inc. Com. . . . . . . . . . . . 15/Feb 1 ¤0.15 Jan 16/Feb 1 PerkinElmer, Inc. Com. . . . . . . . . . . . . . . . . Jan 16/Feb 8 15/Feb 1 ¤0.07 Qinetiq Group Plc, London ADR (Unsponsored) . . . . . . . . . . . . . . . . . 15/Jan 31 @0.061104 Jan 16 --Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.011 Jan 16/Feb 15 Reunert Ltd. ADR. . . . . . . . . . . . . . . . . . . . . . Jan 16/Feb 5 22/Feb 22 @0.500148 Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . R2.75 --- /Jan 21 22/Feb 1 SLM Corp. 6.97% Cum Red Pfd Ser A . . . . . . . . . 22/Feb 6 ¤0.87125 Jan 16/Jan 31 Stone Harbor Emerging Markets Total Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7/Jan 16 ¤0.1511 Jan 16/Jan 31 Union Electric Co $3.50 pfd . . . . . . . . . . . ¤0.875 Jan 16/Feb 15 $3.70 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.925 Jan 16/Feb 15 $4 pfd ser 69 . . . . . . . . . . . . . . . . . . . . . . . . 22/Feb 15 ¤1.00 Jan 16/Feb 15 $4.30 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22/Feb 1 ¤1.075 Jan 16/Feb 15 $4.56 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22/Feb 15 ¤1.14 Jan 16/Feb 15 $4.75 pfd . . . . . . . . . . . . . . . . . . . . . . . . . . . . Jan 16/Feb 15 28/Jan 16 ¤1.1875 $5.50 pfd ser A . . . . . . . . . . . . . . . . . . . . . . ¤1.375 Jan 16/Feb 15 Urstadt Biddle Properties Inc 7.125% Ser F Cum Red Pfd . . . . . . . . n0.4849D Jan 16/Jan 31 7.5% Sr Pfd Stk Ser D . . . . . . . . . . . . . . 22/Mar 15 0.46875 Jan 16/Jan 31
January 8, 2013 Rec or Ex/Payable
Div. per sh.
Friday, January 18 (cont.)
Friday, January 18
Urstadt Biddle Properties Inc (cont.)
Apache Corp. Com . . . . . . . . . . . . . . . . . . . . ¤0.17 Bard (C.R.), Inc. Com. . . . . . . . . . . . . . . . . . ¤0.20 Graco Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . ¤0.25 Holly Energy Partners LP Com Unit Repstg Ltd Partner . . . . . . . 2-for-1 All deliveries after 1-7-2013 in settlement of transactions made prior to 1-17-2013 carry due bills, to be redeemed 1-22-2013. Hormel Foods Corp. Com . . . . . . . . . . . . . ¤0.17 PennantPark Floating Rate Capital Ltd. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0825 PNM Resources Inc Com. . . . . . . . . . . . . . ¤0.145 Saga Communications, Inc. Cl A (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 4-for-3 All deliveries after 12-28-2012 in settlement of transactions made prior to 1-17-2013 carry due bills, to be redeemed 1-22-2013. Truly International Holdings Ltd. ADR (Sponsored) . . . . . . . . . . . . . . . . . . . @0.034709
Issue
Urstadt Biddle Properties Inc (cont.)
Sr Pfd Stk Ser C % . . . . . . . . . . . . . . . . . 2.125 Jan Western Asset Mortgage Defined Opportunity Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.15 Jan Western Asset Variable Rate Strategic Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0725 Jan Whole Foods Market, Inc. Com. . . . . . . . ¤0.20 Jan
EX-DIV DATE Babson Capital Global Short Duration High Yield Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . @0.1677 Jan Clorox Co. Com.. . . . . . . . . . . . . . . . . . . . . . . ¤0.64 Jan Fairfax Financial Holdings, Ltd. Sub Vtg Com . . . . . . . . . . . . . . . . . . . . . . . . b10.00 Jan General Electric Capital Corp. 6.00% Public Income Nt - PINES . . . 0.375 Jan Inter Pipeline Fund Ltd Partnership Unit Cl A . . . . . . . . . . . . bC$0.0925 Jan Lowe’s Companies Inc Com. . . . . . . . . . . ¤0.16 Jan LTC Properties, Inc. Com. . . . . . . . . . . . . . 0.155 Jan West Pharmaceutical Services, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.19 Jan
16/Jan 31 16/Jan 25 16/Jan 25 16/Jan 29
23/Feb 1 23/Feb 15 22/Jan 29 23/Jan 24 22/Feb 15 23/Feb 6 23/Jan 31 23/Feb 6
DIVIDEND CHANGES, ETC. (January 3 thru January 4) Issue
Div. per sh.
INITIAL AbbVie Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.40 Community Investment Group Ltd Com. . . . . . . . . . ¤0.32 No Ex-Date set by NBB. PNC Financial Services Group (The) Perp Pfd Ser O. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤33.75 Solar Capital Ltd. 6.75% Sr Nt 11/15/2042.. . . . . . 0.4171875D WSFS Financial Corp. 6.250% Sr Nt 09/01/2019 0.407986109D No Ex-Date set by NMS. EXTRA Itau Unibanco Holding S.A. Pfd. . . . . . . . . . . . . . . . . R$0.312 Rosneft Oil Co OJSC (Moscow) GDR (Sponsored) 144A. . . . . . . . . . . . . . . . . . . . . . . 0.114196 No Ex-Date set by NBB. GDR (Sponsored) Reg S. . . . . . . . . . . . . . . . . . . . . . 0.114196 No Ex-Date set by NBB. Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ru4.08
Payable
Feb 15 Jan
4
Aug 1 Feb 15 Dec 1
. Apr 30 . Jan 10 . Jan 10 .
SPECIAL Belk Inc (DE) Oc Cl B.. . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.25 Special ex-date set by NMS. Wolseley Plc Jersey ADR (Sponsored).. . . . . . . . . . . 0.1822 Ord . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.22 Zoeller Co. Cl A Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.12 Cl Z Non-Vtg. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¤0.12 INCREASED CITBA Financial Corp. Com.. . . . . . . . . . . . . . . . . . . . . ¤0.07 H&R Real Estate Investment Trust / H&R Financial Trust Staple Unit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.1125 Hormel Foods Corp. Com. . . . . . . . . . . . . . . . . . . . . . . . . ¤0.17 Peoples Financial Services Corp Com.. . . . . . . . . . . . ¤0.23
---
Dec 21 Jan
8
Dec 31 Dec 31 Dec 31
Jan 25 Jan 31 Feb 15 Feb 15
STOCK Grifols SA, Barcelona Ord. . . . . . . . . . . . . . . . . . . . . . . . stock --1 sh. of Ord Cl. B for every 20 shs. held. ADR (Sponsored) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . stock Jan 17 1 Cl. B ADS for every 40 shs. held. Liberty Media Corp (New) Liberty Cap Com Ser A.. . . . . . . . . . . . . . . . . . . . . . . stock Jan 11 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. A Com. for each sh. held. Special ex-date set by NMS. Liberty Cap Com Ser B. . . . . . . . . . . . . . . . . . . . . . . . stock Jan 11 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. B Com. for each sh. held. Special ex-date set by NMS.
MERGENT DIVIDEND RECORD
January 8, 2013 Issue
Div. per sh.
Payable
Issue
Div. per sh.
STOCK (cont.)
Payable
STOCK (cont.)
Petrobank Energy & Resources Ltd. Com... . . . . . . Petrobank Energy & Resources Ltd. (cont.) stock --transactions made prior to 1-2-2013 carry due bills, to be redeemed 1.1051 shs. of PetroBakken Energy Ltd Com Cl A for each sh. held, 12-31-2012. eff. 12-31-2012. All deliveries after 12-31-2012 in settlement of
DIVIDENDS DECLARED (January 3 thru January 4) Date Declared
Amt.
Ex-Div Date
Date of Record
Date Ex-Div Declared Date
Amt. CUSIP Date Payable
BANCO SANTANDER SA (cont.) BANCO SANTANDER SA * ADR (Sponsored)
CUSIP Date of Date Record Payable 05964H 105
00287Y 109
¤
n 0.40A
Pd 2012 Nil 2011 Nil NYS
Jan 4
Jan 11
Jan 15
Feb 15
ALASKA COMMUNICATIONS SYSTEMS GROUP INC 01167P d Com Pd 2012 0.20 2011 0.86 NMS 101 1 1
Div. payments suspended by Co. Prev. div. $0.05Q, 10-17-2012.
¤0.5390625Q
AMADEUS IT HOLDING SA Ord Shs Ser A
Eu0.25S ----1 Before Spanish tax to US res.:Jan. 21%. beginning 2013. CINS# E0490811 1 2
AMADEUS IT HOLDING SA * ADR (Sponsored) 1 2 3 4
2
Jan 29 Jan 30 Interim div. for fiscal year
¤0.390625Q
Pd 2012 0.33291 2011 0.312789
1
Jan 11
Jan 15
¤0.25556Q
Revised payable date.
¤0.25556Q
Jan 3
ARGUS METALS CORP Com 1-for-20rv.sp Eff. 1-7-13 ARYZTA AG (ZUERICH) Namen AKT 1 2 3
03819M 205
Pd 2012 1.625 2011 stock OTC
Jan 11
Jan 15
040270 100
Pd 2012 Nil 2011 Nil TVX
Pd 2012 1.675 2011 1.675 NYS
Mar 13
¤0.1875Q
567
Mar 15
Jan 3
Jan 30
Feb 1
Jan 3
Feb 13
Feb 21
Feb 15
1.59375 2011
Jan 3
Feb 13
Pd
Jan 3
Feb 13
Jan 3
1.59375 NYS
617 0.10Q
Feb 28
Feb 15
2
BANCO SANTANDER SA Ord
¤0.453125Q
1.8125 2011
Jan 3
Jan 11
1.8125 NYS
Jan 15
724
Feb 1
Jan 14
Jan 31
173024 100
Jan 2
Pd 2012 0.22 2011 Nil NBB
Jan 11
Jan 15
Jan 25
2012
¤0.4140625Q
1.65625 2011
Jan 3
Mar 13
1.65625 NYS
Mar 15
740
Apr 1
8.2% Dep Shs Repstg 1/1000th Pfd Ser H Pd 2012 2.05 2011 2.05 NYS
177835 105
¤0.35Q
Pd 2012 1.40 2011 1.36 NMS
Dec 19 ’12
Jan 11
¤0.12Q
Jan 4
¤0.5125Q
Jan 11
Jan 15
Jan 16
¤0.25556Q
Jan 3
Jan 29
1.0139 NYS
Jan 31
815
Feb 15
Depositary Sh Repstg 1/1000 Pfd Ser D Pd 2012 1.551 2011 1.551 NYS 831 Jan 3
Feb 26
¤0.75A ¤0.25Sp
1 2 1
1
20371Q 101
Feb 28
Mar 14
¤
Nov 27 ’12 n 0.32 1 No Ex-Date set by NBB.
---
Dec 2 ’12
Jan 4
CONNOR, CLARK & LUNN REAL RETURN INCOME FUND 20823R Merged into ING Floating Rate Senior Loan Fund Unit Pd 2012 C$0.24996 2011 C$0.24996 TSX 103 bC$0.02083RC Dec 18 ’12 Dec 27 ’12 Dec 31 ’12 Jan 15 1 Estimated to be 100% return of capital. Distribution subject to re-charcterization for tax purposes after the end of the fiscal year. 2 Re-announced for additional information. Converted into shs. of ING Floating Rate Senior Loan Fd for each Unit held, eff. 1-8-2013.
07783B 103
Pd 2012 1.00 2011 Nil OTC
-----
Special ex-date set by NMS.
Jan 4
Dec 11 ’12
Dec 21 ’12
Jan 4
Dec 11 ’12
Dec 21 ’12
2
Co. accelerating its 1st qtr. div. for 2013.
Jan 4
Jan 11
055630 107
CORE CANADIAN DIVIDEND TRUST 21867N Unit Pd 2012 C$0.44407 2011 C$0.47234 TSX 107
2011 9.3967956 NYS
Jan 15
Jan 20
Pd 2012 0.262 2011 0.26 NBB
0.066Q ----Jan 11 Feb 15 Not subject to British withholding tax. 2 Interim div. for fiscal year beginning 2013. 3 Property Income Distribution tax withholding rate to be determined. CINS# G1554011
bC$0.03683M
BRITISH LAND CO. PLC * ADR Sponsored
Jan 3
Jan 11
Pd 1
2012
2.05 NYS
BROOKFIELD ASSET MANAGEMENT INC 112585 Pfd Shs Ser 8 Cl A Pd 2012 C$0.75 2011 C$0.75 TSX 500 Jan 12 Feb 12
395
0.563750002AD ------1 Interest payment Entire issue called 1-10-2013 at $25.00 sh. plus accrued div.
110828 CORPORATE PROPERTY ASSOCIATIONS 16 INC Pd 2012 0.6684 100 Com
@0.094184Q --Jan 10 Jan 14 Feb 25 *1 ADR(s) represent 1 Ord. sh(s). 1 Not subject to British withholding tax. 2 Gross amount:Feb. $0.107184. 3 Net after bank fee:Feb. $0.013. 4 Interim div. for fiscal year beginning 2013. 5 Property Income Distribution tax withholding rate to be determined.
Jan 31
21988G
2.05 2011
Pd 2012 0.3133208 2011 0.295597 NBB
bC$0.0625M Dec 18 ’12 Dec 27 ’12 Dec 31 ’12 --------Jan 29 Jan 31 1 Eligible dividend 2 Amount to be announced.
Jan 15
CORPORATE BACKED TRUST CERTIFICATES 8.20% Motorola Deb Bkd Ser 2002-12 10/1/2097
1 2 3
1 2
Pd 2012 Nil 2011 Nil NBB
1 2
BRITISH LAND CO. PLC Ord.(L)
1
Feb 1
765 COMMUNITY INVESTMENT GROUP LTD
1
1.01668 2011
Jan 18
Feb 1
Depositary Sh Repstg 1/1000th Perp Pfd Ser E 2012
Jan 31
Pd 2012 0.48 2011 0.48 NYS
Com Jan 3
Jan 15
201723 103
COMMERCIAL METALS CO. Com. (p5)
6.625% Dep Shs (Each Repstg 1/1000th Pfd Ser I)
Pd 2012 Eu0.6381863 2011 Eu0.607 NBB
1 2 Eu0.15Q ----Jan 14 Feb 8 1 Before Spanish tax to US res.:Feb. 21%. 2 Payable in cash or stock. Holders electing stock receive shs. ata a rate to be determined. Holders who elect to sell shs. through Co will receive cash at a rate to be determined. CINS# E1979010
Jan 10
CITY HOLDING CO. d Com. (p2)
Feb 28
1 2 3 4 5
0.1446PR ----Jan 3 Jan 7 *1 ADR(s) represent 1 Ord. sh(s). 1 Not subject to Indian withholding tax. Gross amount:Jan. $0.1546. 3 Net after bank fee:Jan. $0.01.
1 2 3
Jan 2
CITBA FINANCIAL CORP. Com.
¤0.07Q
1
05710M 101
@0.349768A --Mar 1 Mar 5 Mar 21 *1 ADR(s) represent 1 Ord. sh(s). 1 After German tax to US res.:Mar. 26.375%. 2 Gross amount:Mar. $0.52668. 3 Net after bank fee:Mar. $0.038. 4 Interim div. for fiscal year beginning 2013.
Feb 28
Feb 15
Feb 13
2012
2.3152078Q
Pd 2012 0.0218 2011 0.0231
Pd 2012 0.261125 2011 0.656968 NBB
CARTER BANK & TRUST (MARTINSVILLE, VA) 146102 Com Pd 2012 0.40 2011 0.40 NBB 108
Feb 28
Feb 15
04338X BP PRUDHOE BAY ROYALTY TRUST Units Ben. Int. Pd 2012 9.2936986 NBB 102
B2B INTERNET HOLDRS TRUST 056033 Dep Rcpts NYS Last payment published $1.506249Sp, 10-17-2012. 103 HOLDRs terminated at $0.084198 per Dep Rcpts, eff. 1-10-2013.
14218T 105
575 CARL ZEISS MEDITEC AG 1 2 3 4
BELK INC (DE) Oc Cl B
--Jan 29 Jan 31 Feb 19 *2 ADR(s) represent 1 Ord. sh(s). 1 Not subject to Swiss withholding tax. 2 Gross amount:Feb. $0.333387. 3 Net after bank fee:Feb. $0.033. 4 Final div. for fiscal year ending 2012. 5 Repayment of reserves from paid-in capital. Ex-date corresponds with foreign ex-date.
Pd 2012 Eu0.30 2011 Eu0.55 NBB
Eu0.40A --Mar 6 Mar 5 Mar 6 1 Before German tax to US res.:Mar. 26.375%. 2 Interim div. for fiscal year beginning 2013. CINS# D1489510
Mar 29
7.25% Depositary Sh Repstg 1/1000th Pfd Ser J
¤0.38775Q
Pd 2012 0.277804 2011 0.225312
Jan 31
Mar 29
Pd 2012 SF0.5679 2011 SF0.4802 NBB
@0.300387A
BAJAJ FINSERV LTD * GDR (Sponsored) Reg S
CARL ZEISS MEDITEC AG Ord
Jan 15
Dep Shs Repstg 1/1200th Pfd Ser 1Pd 2012 0.75417 2011 0.76043 NYS 633
Pd
--Jan 29 Jan 31 Feb 1 1 Not subject to Swiss withholding tax. 2 Final div. for fiscal year ending 2012. 3 Repayment of reserves from paid-in capital. CINS# H0336B11
1 2 3 4 5
Mar 15
Jan 11
1 2
Dep Shs Repstg 1/1200th Pfd Ser 2Pd 2012 0.76251 2011 0.76043 NYS 625
Feb 1
SF0.6125A
ARYZTA AG (ZUERICH) * ADR
Feb 28
Pd 2012 1.5625 2011 1.5625 NYS
Mar 13
Jan 3
2012
¤0.3984375Q
Pd
0.05958M Jul 30 ’12 Jan 4 Jan 8 Jan 15 1 Please disregard previously reported $0.05958 div. payable 1-15-2013.
¤0.40625Q
Feb 15
559
bC$0.07134M Jan 3 1 Eligible dividend
6.375% Dep Shs Repstg 1/1200th Pfd Ser 3
¤0.19167Q
AMERICAN REALTY CAPITAL TRUST, INC. 02917L Com Pd 2012 0.54553 2011 Nil NMS 101
APPLIED ENERGETICS INC Pfd Conv Cl A
2.15625 NYS
Dep Shs Repstg 1/1200th Pfd Ser 4 Pd 2012 1.01668 2011 1.0139 NYS 591
Jan 25
AMERICAN LAND LEASE, INC. 027118 Pfd Ser A 7.75% Pd 2012 1.4532 2011 Nil NBB 405 1 1-for-4rv.sp Eff. 1-7-13 4-for-1split --Jan 7 ----1 Holders of less than 4 shs. will be cashed out at $27.42 per sh.
1
Feb 13
Jan 3
1
Dep Shs Repstg 1/1200th Pfd Ser 5 Pd 2012 1.01668 2011 1.0139 NYS 583
Pd
AMERICAN FINANCIAL GROUP, INC (HOLDING CO.) 025932 d Com Pd 2012 0.97 2011 0.6625 NYS 104 Jan 2
Jan 3
Dep Shs Repstg 1/40th Pfd Ser 6
¤0.41875Q 02263T NBB 104
@0.234969S
¤0.195Q
Amt.
CUSIP Date of Date Record Payable
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC. 11273Q Com Shs Pd 2012 1.4004 2011 0.3501 NYS 109
* Adr
--Jan 25 Jan 29 Feb 14 *1 ADR(s) represent 1 Ord. sh(s). 1 After Spanish tax to US res.:Feb. 21%. 2 Gross amount:Feb. $0.329075. 3 Net after bank fee:Feb. $0.025. 4 Interim div. for fiscal year beginning 2013.
1
2.15625 2011
Dep Shs Repstg 1/40th Pfd Ser 7
Pd 2012 Eu0.37 2011 Eu0.30 NBB
Date Ex-Div Declared Date
Jan 17
CANADIAN UTILITIES & TELECOM INCOME FUND 136715 Pd 2012 C$0.84584 2011 C$0.83904 TSX 109 Tr Unit
060505
BANK OF AMERICA CORP. 8.625% Dep Shs Repstg 1/1200th Pfd Ser 8 2012
PASSED OR DEFERRED Alaska Communications Systems Group Inc Com ---------
1 0.1167M Jan 4 Jan 15 Jan 17 Jan 31 1 Distribution subject to re-characterization for tax purposes after the end of the fiscal year.
@0.152853Q --Jan 10 Jan 14 Feb 8 *1 ADR(s) represent 1 Ord. sh(s). 1 After Spanish tax to US res.:Feb. 21%. 2 Gross amount:Feb. $0.19665. 3 Net after bank fee:Feb. $0.0025. 4 Issuance fee: $0.035 is applicable to those who want to receive the payment in stk. 5 Payable in cash or stock. Holders electing stock receive shs. ata a rate to be determined. Holders who elect to sell shs. through Co will receive cash at a rate to be determined. 6 Option expires 1-22-2013.
Pd
Page 7 Payable
Div. per sh.
Pd 2012 0.6401401 2011 0.690122 NYS
1 2 3 4 5 6
ABBVIE INC. Com
Issue
0.1676Q
Dec 18 ’12
DEANS KNIGHT INCOME CORP Com bC$0.0583M bC$0.0583M bC$0.0583M
Jan 4 Jan 4 Jan 4
---
2011 0.663
Dec 31 ’12
Jan 10
22003A 108 Jan 15
24242T 104
Pd 2012 C$0.6996 2011 C$0.6996 TSX
Jan 11 Feb 13 Mar 13
Jan 15 Feb 15 Mar 15
Jan 31 Feb 28 Mar 29
DECODE GENETICS INC 243586 Sr Note Conv Dtd 11/13/2006 144A Pd 2012 deb 2011 Nil NBB AC8 1 2 deb --Jan 3 Jun 10 ’12 Dec 31 ’12 1 20.513889 interest and 114.128013 principal per $1000 PA. 2 Special ex-date set by NMS.
MERGENT DIVIDEND RECORD
Page 8 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
DECODE GENETICS INC (cont.) Sr Note Conv Dtd 11/13/2006 Pd 2012 deb 2011 Nil NBB AD6 1 2 deb --Jan 3 Jun 10 ’10 Dec 31 ’12 1 20.513889 interest and 114.128013 principal per $1000 PA. 2 Special ex-date set by NMS.
1
Feb 13
Feb 15
Mar 18
bC$0.0733M Jan 3 1 Eligible dividend
¤0.1796875M
EMBOTELLADORA ANDINA S.A. Cl A Pfd Shs Pd 2012 CP80.49 2011 CP88.94 1 2 CP24.48Q ----Dec 20 ’12 Dec 27 ’12 1 Before Chilean tax to US res.:Dec. 2012 28.67751%. 2 Interim div. for fiscal year beginning 2012. CINS# P3697U10 Cl B Pfd Shs Pd 2012 CP88.539 2011 CP97.834 CP26.928Q ----Dec 20 ’12 Dec 27 ’12 1 Before Chilean tax to US res.:Dec. 2012 28.67751%. 2 Interim div. for fiscal year beginning 2012. CINS# P3697S10 1 2
Date Ex-Div Declared Date
Amt.
Pd 2012 C$0.8796 2011 C$0.8063 TSX
Jan 29
Jan 31
Pd 2012 1.53 2011 Nil NYS
Jan 4
CUSIP Date of Date Record Payable
36468B ITAU UNIBANCO HOLDING S.A. 104 Pfd
GAMEHOST INC. Com
26441C GASTAR EXPLORATION USA INC 204 8.25% Series A Cumulative PfdPd 2012 2.3359375
DUKE ENERGY CORP d Com (New)
¤0.765Q
Date Ex-Div Declared Date
Amt.
January 8, 2013
Jan 4
Jan 11
Feb 15
36729P 207
2011 0.9044375 ASE
Jan 15
Jan 31
GOLD PARTICIPATION & INCOME FUND 38067T Tr Unit Pd 2012 C$0.7085 2011 C$0.99659 TSX 106
CUSIP Date of Date Record Payable
Pd 2012 R$1.1528 2011 R$1.0114 NBB
R$0.015M ----Nov 30 ’12 Jan 2 3 4 R$0.312E ----Dec 21 ’12 Apr 30 1 2 R$0.015M ----Dec 28 ’12 Feb 1 1 Not subject to Brazilian withholding tax. 2 Interim div. for fiscal year beginning 2012. 3 Before Brazilian tax to US res.:Apr. 15%. 4 Represents interest on capital. CINS# P5968U11 1 2
J. SAINSBURY PLC Ord
Pd 2012 0.161 2011 0.151
0.048S ----Nov 23 ’12 Jan 4 1 Not subject to British withholding tax. 2 Interim div. for fiscal year beginning 2012. CINS# G7773217 1 2
bC$0.05319M
Jan 3
Jan 11
Jan 15
Jan 31
GRANITE REAL ESTATE INC 387431 Com NYS Last payment published C$0.50Q, 12-13-2012. 109 Converted into 1 Unit (consisting of 1 sh. of Granite REIT Inc. Com. and 1 sh. of Granite Real Estate Investment Trust Tr. Unit) for each sh. held, eff. 1-3-2013.
466249 208
J. SAINSBURY PLC * ADR (Sponsored) (New)
Pd 2012 0.9926 2011 0.960441 NBB
0.307968S --Nov 21 ’12 Nov 26 ’12 Jan 11 *1 ADR(s) represent 4 Ord. sh(s). 1 Not subject to British withholding tax. Interim div. for fiscal year beginning 2012. 3 Re-announced for additional information. 1 2 3
29081P
EMBOTELLADORA ANDINA S.A. * ADR (Sponsored) repr Ser A Shs Pd
2012
0.560641 2011
0.899177081803 NYS
204
@0.218219Q --Dec 18 ’12 Dec 20 ’12 --*1 ADR(s) represent 6 Ord. sh(s). 1 After Chilean tax to US res.: 28.67751%. 2 Gross amount: $0.305961. 3 Interim div. for fiscal year beginning 2012. 4 Revised payable date. 5 Revised by Co. 1 2 3 4 5
* ADR (Sponsored) repr Ser B Shs Pd
2012
GRIFOLS SA, BARCELONA * ADR (Sponsored)
0.616706 2011
0.988794789983 NYS
303
@0.240041Q --Dec 18 ’12 Dec 20 ’12 --*1 ADR(s) represent 6 Ord. sh(s). 1 After Chilean tax to US res.: 28.67751%. 2 Gross amount: $0.336557. 3 Interim div. for fiscal year beginning 2012. 4 Revised payable date. 5 Revised by Co.
1
Pd 2012 C$1.3625 2011 C$1.3125
bC$0.35Q Jan 4 1 Eligible dividend
Jan 30
Cumulative 1st Pfd Ser A 1
1
Feb 1
Jan 30
Cum Pfd 5 Yr Rate Reset Ser C bC$0.25625Q Jan 4 1 Eligible dividend
GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND 40167M Com Sh Ben Int Pd 2012 1.75 2011 Nil NYS 106
309 bC$0.1125M bC$0.1125M
Feb 15
Pd 2012 C$0.45005 2011 Nil TSX
Feb 1
507
Feb 15
ENVIROXTRACT INC 29414E Com (New) Pd 2012 Nil 2011 Nil NBB 405 1 1-for-1000rv.sp Eff. 1-4-13 1 Also name change to Mission Mining Company, eff. 1-4-2013. EVN AG Ord
Pd 2012 Eu0.41 2011 Eu0.40
1 2 Eu0.42A ----1 Before Austrian tax to US res.:Jan. 25%. beginning 2013. CINS# A1985711
1 2 3 4
2
Jan 21 Jan 25 Interim div. for fiscal year
Jan 11
2
Jan 15
Jan 31
Pd 2012 10.00 2011 10.00
Jan 18 Jan 22 NBB ex-date: 1-17-2013.
303901 TSX 102 Jan 29
314462 102
FEMALE HEALTH CO. (THE) Com
¤0.06Q
Pd 2012 0.23 2011 0.20 NAS
Jan 28
Jan 30
Feb 6
FIRST CITIZENS BANC CORP. (SANDUSKY, OH) 319459 Com (New) Pd 2012 0.12 2011 0.03 NAS 202
¤0.03Q
Jan 4
FORD MOTOR CO. (DE) 7.50% Nt due 06/10/2043
Pd 2012
1
Jan 31 Feb 28
42327V 208
0.76 2011 Nil NYS
0.19M Jan 4 Jan 15 Jan 17 Jan 31 1 Plus rights dist. 2 Distribution subject to re-characterization for tax purposes after the end of the fiscal year. HIGHLAND FUNDS II 43090E Pyxis Fixed Income Cl B Pd 2012 0.132590018 2011 0.274302966 639 0.00166454M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Highland Funds II Fixed Income Fd Cl B. HORIZONS US DOLLAR CURRENCY ETF Unit Cl A 1 1-for-1.0096rv.sp Eff. 1-7-13 1 Fractions rounded down to next full sh.
1
Nov 20 ’12
Pd 2012 Nil 2011 Nil
Pd 2012 0.60 2011
Jan 17
1
44049C TSX 104
Jan 11
Jan 15
Jan 22
Feb 15
44106M 508
HOSPITALITY PROPERTIES TRUST 7.00% Pfd Ser C Jan 4
Pd 2012 1.75 2011 1.75 NYS
Jan 29
Jan 31
Feb 15
INDUSTREA LTD. 455791 ADR (New) NBB Last payment published $0.1856S, 4-16-2012. 202 1 ADR(s) represent 20 Ord. sh(s). Exchanged for $26.478253 ($26.528253 gross less $0.05 cancellation fee) for each ADR sh. held, eff. 1-4-2013. INTER PIPELINE FUND d Ltd Partnership Unit Cl A 1
45833P 102
Pd 2012 C$1.05 2011 C$0.96 TSX
bC$0.0925M Jan 3 Jan 18 1 NBB ex-date: 1-17-2013. Eligible dividend
Jan 22
476493 101
Pd 2012 0.458662 2011 0.313369 NBB
0.37031S --Dec 27 ’12 Dec 31 ’12 Jan 15 *1 ADR(s) represent 2 Ord. sh(s). 1 After Portuguese tax to US res.:Jan. 35%. 2 Gross amount:Jan. $0.631246. 3 Net after bank fee:Jan. $0.04. 4 Interim div. for fiscal year beginning 2012. 5 Revised information. 6 Revised by Co. 7 Re-announced for additional information. 1 2 3 4 5 6 7
JOHNSON ELECTRIC HOLDINGS LTD. Ord 1
Pd 2012 Hk0.10 2011 Hk0.09 NBB
Hk0.03S --Dec 19 ’12 1 Not subject to Hong Kong withholding tax. CINS# G5150J14
Dec 20 ’12
Jan 3
JOHNSON ELECTRIC HOLDINGS LTD. 479087 Pd 2012 0.110868 2011 0.115577 NBB 207 * ADR (Sponsored) 1 2 3 0.031002S --Dec 17 ’12 Dec 19 ’12 Jan 10 *1 ADR(s) represent 10 Ord. sh(s). 1 Not subject to Hong Kong withholding tax. 2 Gross amount:Jan. $0.038702. 3 Net after bank fee:Jan. $0.0077.
KARUR KCP PACKKAGINGS LTD Ord Pd 2012 IR1.00 2011 Nil 1 2 3 IR1.00 ----Sep 21 ’12 Nov 8 ’12 1 Not subject to Indian withholding tax. 2 Interim div. for fiscal year beginning 2012. 3 Re-announced for additional information. CINS# Y4591N10
Pd 2012 Nil 2011 Nil
48576W 102
0.008074 ----Sep 20 ’12 Jan 9 *2 ADR(s) represent 1 Ord. sh(s). 1 Not subject to Indian withholding tax. 2 Gross amount:Jan. $0.009074. 3 Net after bank fee:Jan. $0.001. 4 Interim div. for fiscal year beginning 2012. 5 Re-announced for additional information. 1 2 3 4 5
49427F 108
KILROY REALTY CORP d Com. 0.35Q
Dec 6 ’12
Pd 2012 1.40 2011 1.40 NYS
Dec 27 ’12
Dec 31 ’12
Jan 15
530322 106
LIBERTY MEDIA CORP (NEW) Liberty Cap Com Ser A
Pd 2012 Nil 2011 Nil NMS
1 2 stock --Jan 14 Jan 10 Jan 11 1 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. A Com. for each sh. held. 2 Special ex-date set by NMS.
Feb 15 Liberty Cap Com Ser B
Pd 2012 Nil 2011 Nil NMS
205
stock --Jan 14 Jan 10 Jan 11 1 1 sh. of Liberty Spinco Inc. (to be renamed Liberty Media Corp.) Ser. B Com. for each sh. held. 2 Special ex-date set by NMS. 1 2
INTERNET HOLDRS TRUST 46059W Dep Rcpt-Internet HOLDRs NBB Last payment published $0.045Sp, 1-3-2013. 102 HOLDRs terminated at $98.001177 ($98.101177 less $0.10 cancellation fee), eff. 1-10-2013. INTERNET INFRASTRUCTURE HOLDRS TRUST Dep Rcpts Last payment published $0.04Sp, 8-25-2011.
Pd 2012 1.875 2011 1.875
JERONIMO MARTINS S.G.P.S. SA * ADR
440452 KARUR KCP PACKKAGINGS LTD 100 * GDR (Sponsored) Reg S
Feb 1
46059V 104
345370 HOLDRs terminated at $3.824555 ($3.884555 less $0.06 cancellation NYS 852 fee), eff. 1-10-2013.
0.28AD ------Feb 4 1 Interest payment 2 Revised dates. 3 Revised amount. 4 Revised by exchange. Entire issue called 2-4-2013 at $25.00 sh. plus accrued div.
JERONIMO MARTINS S.G.P.S. SA Ord Pd 2012 Eu0.514 2011 Eu0.275 1 2 3 4 Eu0.239S --Dec 24 ’12 Dec 28 ’12 Dec 31 ’12 1 Before Portuguese tax to US res.:Dec. 2012 35%. 2 Interim div. for fiscal year beginning 2012. 3 Revised information. 4 Revised by Co. CINS# X4033810
0.6375 NYS
Incl. $0.255 paid prior to 2-for-1 split.
30049A 0.4375Q 206
FAIRFAX FINANCIAL HOLDINGS, LTD. Sub Vtg Com
Jan 3
Jan 17 Feb 13
Pd 2012 2.124996 2011 1.062498 ASE
Jan 3
b10.00A Jan 4 1 Payable in U.S. currency.
Jan 31
2
2
¤0.17Q
--Jan 16 Jan 18 Feb 4 *5 ADR(s) represent 1 Ord. sh(s). 1 After Austrian tax to US res.:Feb. 25%. 2 Gross amount:Feb. $0.110628. 3 Net after bank fee:Feb. $0.01. 4 Interim div. for fiscal year beginning 2013.
1 2
Jan 15
Jan 15 Feb 11
HELIOS TOTAL RETURN FUND, INC. Com (New)
269265 HORMEL FOODS CORP. 104 d Com
EVOLUTION PETROLEUM CORP 8.5% Pfd Ser A
Jan 11
Jan 3 Jan 3
Pd 2012 0.070423 2011 0.07145 NBB
@0.072971A
¤0.177083M
Jan 2
H&R REAL ESTATE INVESTMENT TRUST / H&R FINANCIAL TRUST 404428 d Staple Unit Pd 2012 C$1.17501 2011 C$0.975 TSX 203
Feb 15
Feb 1
Jan 30
EVN AG * ADR (Sponsored)
Pd 2012 stock 2011 k10%
stock --Dec 11 ’12 Dec 13 ’12 Jan 17 *2 ADR(s) represent 1 Ord. sh(s). 1 1 Cl. B ADS for every 40 shs. held. 2 Issuance fee: $0.05. 3 Cash paid for fractions. 4 Re-announced for additional information.
290876 0.4375Q TSX 101
Pd 2012 C$1.10 2011 C$1.10 TSX
bC$0.275Q Jan 4 1 Eligible dividend
398438 NBB 200
1 2 3 4
1 2 3 4 5
EMERA INC. Com.
GRIFOLS SA, BARCELONA Ord Pd 2012 stock 2011 k10% NBB 1 stock ----Dec 10 ’12 --1 1 sh. of Ord Cl. B for every 20 shs. held. CINS# E5706X12
1 2 3 4
INVESTMENT GRADE TRUST Unit TSX Last payment published C$0.25S, 1-14-2011. Co. terminated at C$9.78 per unit, eff. 12-31-2012.
46136P 104
59156R 108
METLIFE INC Com
¤0.185Q
Pd 2012 0.74 2011 0.74 NYS
Jan 4
Feb 4
Feb 6
Mar 13
Issue now pays on quarterly basis.
553859 109
MV OIL TRUST Tr Units 0.68Q
Pd 2012 3.55 2011 3.45 NYS
Jan 4
Jan 11
Jan 15
Jan 25
MERGENT DIVIDEND RECORD
January 8, 2013 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
651715 NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 AF1 Munifund Term Pfd Shs Ser 2016Pd 2012 0.279996
NEWPAGE CORP Sr Sub Note
Pd 2012 Nil 2011 Nil NBB
1 2 deb --Jan 4 1 1.00 per $1000 PA bankruptcy distribution. NMS.
2
Dec 14 ’12 Jan 2 Special ex-date set by
1
------------1 Interest payment 2 Amount to be announced. Entire issue called 1-9-2013 at $25.00 sh. plus accrued div.
1 2
Jan 9
0.02375M Jan 2 1 Interest payment
Feb 20
Feb 22
1
Jan 11
0.204996 2011
0.021667M Jan 2 1 Interest payment
Jan 11
Pd 1
2012
0.294996 2011
0.024583M Jan 2 1 Interest payment
1
0.294996 NYS
Jan 11
Jan 15
502
1
Jan 4
Jan 11
Jan 15
1
0.022083M Jan 2 1 Interest payment
Jan 15
Jan 11
Feb 15
Jan 15
67069L
0.022083M Jan 2 1 Interest payment
Jan 11
Feb 1
Jan 15
Jan 11
605
Feb 1
Jan 11
Jan 15
Pd 2012 0.126609 2011 Nil NYS
0.022083M Jan 2 1 Interest payment
Jan 11
Jan 15
704
Feb 1
803
Feb 1
NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 67070C Munifund Term Pfd Shs Ser 2015Pd 2012 0.234996 2011 0.234996 NYS 305 1
Feb 1
Jan 15
Pd 2012 0.124224 2011 Nil NYS
0.021667M Jan 2 1 Interest payment 2.65% Ser 2015-1
Munifund Ter Pfd Shs Ser 20151 2.65%Pd 2012 0.126609 2011 Nil NYS 404
Feb 1
Feb 1
Pd 2012 0.124224 2011 Nil NYS
0.021667M Jan 2 1 Interest payment 2.60% Ser 2015-1
Feb 1
1
0.316Q
Mar 4
Jan 15
67071L
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 67072B Munifund Term Pfd % Shs 2015 Pd 2012 0.264996 2011 0.264996 NYS 305
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND Munifund Term Pfd Shs Ser 2015% 2012
Feb 1
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND Munifund Term 2.95% Pfd Shs Ser 11/01/2014
1
Pd
Jan 15
Pd 2012 1.20 2011 1.15 NYS
NUVEEN AMT-FREE MUNICIPAL INCOME FUND 670657 Munifund Term Pfd Ser 2015 Pd 2012 0.285 2011 0.285 NYS 501 1
Jan 11
67070X NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (cont.) 507 Munifund Term Pfd Shs Ser 2016Pd 2012 0.260004 2011 0.272281 NYS 407
2011 0.296875 NYS
NUVEEN ENERGY MLP TOTAL RETURN FUND 67074U Com Pd 2012 1.264 2011 0.948 NYS 103
NORDIC AMERICAN TANKERS LTD Com --------1 Amount to be announced. CINS# G6577310
0.023333M Jan 2 1 Interest payment
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
2.60% Ser 2015
NEXTERA ENERGY CAPITAL HOLDINGS INC 65339K 6.600% Jr Sub Deb Ser A 10/01/2066 Pd 2012 1.65 2011 1.65 NYS 308
1
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Page 9
0.019583M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
Munifund Term Pfd Shs Ser 2016 Pd 2012 0.294996 2011 0.2319 ASE 404 1
0.024583M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
Munifund Term Pfd Shs Ser 20152 2.65% 0.204996 ASE
308
Pd
2012
0.126609 2011
Nil ASE
503 NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2
67070R
Munifund Term Pfd Shs Ser 05/01/2014 1
0.017083M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
1
0.022083M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
Pd 1
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 67071P Munifund Term Pfd Shs Ser 2015Pd 2012 0.204996 2011 0.204996 NYS 305
NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND Munifund Term Pfd Shs % 2015 Pd
1
0.017083M Jan 2 1 Interest payment
Jan 11
Jan 15
Pd 1
2012
0.290004 2011
0.024167M Jan 2 1 Interest payment
Jan 11
309
0.024583M Jan 2 1 Interest payment
Jan 11
Jan 15
0.017083M Jan 2 1 Interest payment
Jan 11
Jan 15
1
0.019583M Jan 2 1 Interest payment
Jan 11
Jan 15
1
Jan 11
Jan 15
1
1
Feb 1
0.01875M Jan 2 1 Interest payment
Jan 11
Jan 15
Jan 11
Jan 15
NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND Munifund Term Pfd Shs Ser 2015
1
0.264996 2011
0.022083M Jan 2 1 Interest payment Munifund Term Pfd Shs Ser 2016
1
0.02125M Jan 2 1 Interest payment
Jan 15
0.022083M Jan 2 1 Interest payment
Jan 11
Jan 15
0.022083M Jan 2 1 Interest payment
Jan 11
Jan 15
Jan 11
Feb 1
Jan 15
Jan 11
Jan 15
0.019167M Jan 2 1 Interest payment
Jan 11
Jan 15
2012
0.016667M Jan 2 1 Interest payment
0.200004 2011
Jan 11
Feb 1
404
Feb 1
Feb 1
Jan 11
Jan 15
Jan 15
0.02125M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
0.0225M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
0.021667M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
Munifund Term Pfd Shs Ser 2015 1 2.65% Pd
2012
0.126609 2011
Nil NYS
701
0.020833M Jan 2 1 Interest payment
Jan 11
Jan 15
1
0.019583M Jan 2 1 Interest payment
Jan 11
0.0175M Jan 2 1 Interest payment
Jan 15
Jan 11
0.017917M Jan 2 1 Interest payment
Pd
Jan 15
Jan 11
Feb 1
67071T 307
Feb 1
670656 NYS 305 Feb 1
Feb 1
Feb 1
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 67070A Munifund Term Pfd Shs Ser 2015 Pd 2012 0.255 2011 0.255 NYS 309
2012
Jan 15
Feb 1
Feb 1
Jan 11
0.230004 NYS
Jan 15
0.264996 2011
0.022083M Jan 2 1 Interest payment
Jan 11
Munifund Term Pfd Shs Ser 2016 1
0.01875M Jan 2 1 Interest payment
0.26499897 NYS
Jan 15
Jan 15
409
Feb 1
Pd 2012 0.225 2011 0.179375 NYS
Jan 11
402
Feb 1
67064R
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND Muni Fund Term Pfd Shs Ser 2014 2012
Feb 1
670983
0.230004 2011
0.019167M Jan 2 1 Interest payment
Pd 1
Munifund Term Pfd Shs Ser 2016Pd 2012 0.249996 2011 0.262496 NYS 404 1
1
1
Feb 1
Munifund Term Pfd Shs Ser 2015 2.60%Pd 2012 0.124224 2011 Nil NYS 602 1
67071V 302
NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND Munifund Term Pfd Shs Series 2013
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 67066X Munifund Term Pfd Shs Ser 2015 Pd 2012 0.27 2011 0.27 NYS 305 1
0.021667M Jan 2 1 Interest payment
302
Feb 1
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 67071W Munifund Term Pfd Shs Ser 2015Pd 2012 0.215004 2011 0.215001 NYS 300
Munifund Term Pfd Shs Ser 2015 2.60%Pd 2012 0.124224 2011 Nil NYS 503 1
Jan 15
NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND 67070E Munifund Term Pfd Shs Ser 2015 2.10% Pd 2012 0.21 2011 0.21 NYS 301
Feb 1
0.200001000003 NYS
Munifund Term Pfd Shs 2.55% Ser 2015Pd 2012 0.255 2011 0.255
Feb 1
Pd 2012 0.255 2011 0.266333 NYS
Jan 15
Jan 11
305 NUVEEN NEW YORK AMT-FREE MUNICIPAL INCOME FUND 1
Jan 11
0.0175M Jan 2 1 Interest payment
Pd
67060D
0.26499897 NYS
Jan 15
0.022917M Jan 2 1 Interest payment
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 Munifund Term Pfds Shs Ser 2015%
1
2012
Jan 11
NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 67069Y Munifund Term Pfd Ser 2014 Pd 2012 0.230004 2011 0.178892 NYS 300 1
0.016667M Jan 2 1 Interest payment
Pd
0.024167M Jan 2 1 Interest payment
Feb 1
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND, INC. 6706L0 Munifund Term Pfd Shs Ser 2015Pd 2012 0.200004 2011 0.200004 NYS 300 1
1
NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND 67060Q Munifund Term Pfd Shs Ser 2015 Pd 2012 0.21 2011 0.21 NYS 306
Feb 1
Munifund Term Pfd Shs Ser 2014-I Pd 2012 0.225 2011 0.128125 NYS 505 1
Jan 11
404 NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3
NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND 67061E Munifund Term Pfd Shs Pd 2012 0.264996 2011 0.26499897 NYS 302
1
0.019583M Jan 2 1 Interest payment
0.019583M Jan 2 1 Interest payment
0.173637 ASE
Feb 1
Munifund Term Pfd Shs Ser 2016Pd 2012 0.275004 2011 0.260489 NYS 401
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 67070Y Munifund Term Pfd Shs Ser 2014 Pd 2012 0.234996 2011 0.16972 NYS 406 1
Jan 15
NUVEEN MASSACHUSETTS AMT-FREE MUNICIPAL INCOME FUND 67072F Munifund Term Pfd Shs Ser 2015 Pd 2012 0.154581 2011 Nil ASE 306
Feb 1
Munifund Term Pfd Shs Ser 2014Pd 2012 0.254579 2011 0.161234 NYS 500 1
Jan 11
Munifund Term Pfd Shs Ser 2016Pd 2012 0.290004 2011 0.230392 NYS 503
Feb 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 67069X Munifund Term Pfd Ser 2015 Pd 2012 0.204996 2011 0.204996 NYS 401 1
0.022083M Jan 2 1 Interest payment
Feb 1
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 67066Y Munifund Term Pfd Ser 2015 Pd 2012 0.294996 2011 0.294996 NYS 501 1
67061Q
0.26499897 NYS
0.234996 2011
Munifund Term Pfd Shs Ser 2014Pd 2012 0.234996 2011 0.164498 ASE
67072E
0.244086 NYS
Jan 15
0.264996 2011
Feb 1 1
NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 Munifund Term Pfd Shs Ser 2016%
2012
2012
508
Feb 1
OCI COMPANY LTD Ord (p5000) Pd 2012 2200.00 2011 Nil KOR 1 2 3 4 ----------Dec 31 ’12 --1 Before South Korean tax to US res.: 22%. 2 Amount to be announced. 3 Subj. to holders vote. 4 Distribution/Dividend cancelled by Company. CINS# Y2026B10 OCI COMPANY LTD 67085U Pd 2012 0.195052 2011 Nil 209 * GDR (Sponsored) Reg S 1 2 3 4 ----------Dec 31 ’12 --*10 ADR(s) represent 1 Ord. sh(s). 1 Subj. to multiple Korean withholding tax rates. Agent must provide ctf. of residency for holder to receive a favorable rate. Rate applicable if no certification is provided: 22%. 2 Amount to be announced. 3 Subj. to holders vote. 4 Distribution/Dividend cancelled by Company. PARKSON RETAIL GROUP LTD Ord Pd 2012 Hk0.2206 2011 Hk0.2054 1 2 3 Hk0.0856S --Sep 25 ’12 Sep 26 ’12 Dec 31 ’12 1 Not subject to Hong Kong withholding tax. 2 Eq. to:China 0.07. 3 Re-announced for additional information. CINS# G6937011 PARKSON RETAIL GROUP LTD * ADR
70147B 102
Pd 2012 0.771394 2011 0.416963 NBB
0.299277S --Sep 21 ’12 Sep 25 ’12 Jan 15 *1 ADR(s) represent 30 Ord. sh(s). 1 Not subject to Hong Kong withholding tax. 2 Gross amount:Jan. $0.331277. 3 Net after bank fee:Jan. $0.032. 4 Re-announced for additional information. 1 2 3 4
1
0.022083M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 67066V Munifund Term Pfd Shs Ser 2015 Pd 2012 0.27 2011 0.275349 NYS 507 1
0.0225M Jan 2 1 Interest payment
Jan 11
Jan 15
Feb 1
1
0.02125M Jan 2 1 Interest payment
Jan 11
Jan 15
NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Munifund Term Pfd Shs Ser 2015 Pd 1
2012
0.022083M Jan 2 1 Interest payment
0.264996 2011
Jan 11
Feb 1
67060P
0.26499897 NYS
Jan 15
Feb 1
308 PEOPLES FINANCIAL SERVICES CORP Com. (p2)
¤0.23Q
Jan 2
Jan 29
711040 105
Pd 2012 0.86 2011 0.80 NBB
Jan 31
Feb 15
MERGENT DIVIDEND RECORD
Page 10 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Date Ex-Div Declared Date
Amt.
PEOPLES FINANCIAL SERVICES CORP (cont.)
Pd 2012 C$0.96 2011 C$0.96
71645A TSX 109
bC$0.08M Dec 14 ’12 Dec 24 ’12 Dec 30 ’12 Jan 15 1 NBB ex-date: 12-26-2012. Reorganized into 1 sh. of Petrobakken Energy Ltd. (New) Com, for each Com Cl A sh. held, eff. 1-7-2013. 1
PETROBANK ENERGY & RESOURCES LTD. 71645P Com. Pd 2012 Nil 2011 stock TSX 106 1 2 stock --Jan 2 Dec 31 ’12 --1 1.1051 shs. of PetroBakken Energy Ltd Com Cl A for each sh. held, eff. 12-31-2012. 2 All deliveries after 12-31-2012 in settlement of transactions made prior to 1-2-2013 carry due bills, to be redeemed 12-31-2012. Reorganized into 1 sh. of Petrobank Energy & Resources Ltd. (New) Com, for each Com. sh. held, eff. 1-7-2013. PNC FINANCIAL SERVICES GROUP (THE) d Com (p5)
¤0.40Q
Jan 3
Pd 2012 1.55 2011 1.15
Jan 11
Jan 15
$1.80 conv pfd ser B
¤0.45Q
693475 NYS 105
Feb 5
303
Pd 2012 1.80 2011 1.80 NBB
Jan 3
Feb 12
Feb 14
Mar 10
Dep Shs Repstg 1/4000th of 5.375% Non-Cum Perp Pfd Pd
2012
¤0.3359375Q
0.2612847 2011
Jan 3
Feb 12
Nil NYS
Feb 14
832
Mar 1
Depositary Shs Repstg 1/4000th Perp Pfd Ser P Pd
2012
¤0.3828125Q
0.7953993 2011
Jan 3
Jan 11
¤
¤33.75S 1
5 ’12
865
Jan 3
---
Jul 17 ’12
Aug 1 ’12
---
Jan 15
Feb 1
Revised ex-date.
Dep Shs Repstg 1/4000th Int in Shs of 9.875% Fixed Pd
2012
¤0.6171875Q
2.46875 2011
Jan 3
2.46875 NYS
Jan 11
Jan 15
Pd
2012
1.67499996 2011
1.67499996 NMS
73317H
POPULAR CAPITAL TRUST II 6.125% Cum Monthly Income Tr Pfd Secs
1 2
203
2012
1.531248 2011
1.531248 NMS
@10.808332A --Jul 19 Jul 23 Aug 8 *1 ADR(s) represent 2 Ord. sh(s). 1 After German tax to US res.:Aug. 26.375%. 2 Gross amount:Aug. $14.74816. 3 Net after bank fee:Aug. $0.05. 4 Interim div. for fiscal year beginning 2013. QINETIQ GROUP PLC, LONDON Ord
1 2 3 0.011S --Jan 16 Jan 18 Feb 15 1 Not subject to British withholding tax. 2 Interim div. for fiscal year beginning 2013. 3 Re-announced for additional information. CINS# G7303P10
Pd 2012 2.0625 2011 2.0625 NBB
1 2
0.171875M --Jan 11 Jan 15 Jan 31 1 Interest payment 2 Before Puerto Rican tax to US res.:Jan. 10%.
73933H 101
POWER REIT Com 0.10Q
Jan 10
Jan 14
@0.500148S
Eu1.50A --Jan 21 1 Before French tax to US res.:Jan. 30%. ending 2012. CINS# F7440G12 1 2
2
69353M 109
PPR SA * ADR
Pd 2012 0.287642 2011 Nil NBB
* GDR (Sponsored) Reg S
--Jan 15 Jan 17 Feb 8 *10 ADR(s) represent 1 Ord. sh(s). 1 After French tax to US res.:Feb. 30%. 2 Gross amount:Feb. $0.197655. 3 Net after bank fee:Feb. $0.012. 4 Final div. for fiscal year ending 2012. PREMIER CANADIAN INCOME FUND 74048F d Tr Unit Pd 2012 C$0.22187 2011 C$0.26396 TSX 105
Feb 13
Feb 15
TANGER FACTORY OUTLET CENTERS, INC. d Com Pd 2012 0.83 2011 0.21Q Jan 3 1 Paid after k100% div.
Mar 11
Jan 28
Pd 2012 0.092248 2011 0.081483 NBB
Jan 30
875465 106
0.79375 NYS
Feb 15
Pd 2012 0.249 2011 0.237 LON
Pd 2012 C$0.47865 2011 C$0.59015
bC$0.04115M Jan 3 1 Eligible dividend
Jan 11
Jan 15
bC$0.04375M Jan 3 1 Eligible dividend
SABINE ROYALTY TRUST Units Ben. Int. Jan 4
Jan 11
Jan 15
Pd 2012 1.265 2011 1.265 NYS
0.31625Q Jan 4 Jan 14 Jan 16 1 Not subject to Marshall Islands withholding tax. CINS# Y8564W10
Jan 30
THE AUTOMOTIVE RESOURCE NETWORK HOLDINGS, INC. 053304 Com Pd 2012 Nil 2011 Nil NBB 101 1-for-2500rv.sp Eff. 1-4-13
784732 TSX 109
Jan 31
Pd 2012 C$0.525 2011 C$0.525 TSX
0.454784S --Nov 28 ’12 Nov 30 ’12 Jan 14 *1 ADR(s) represent 4 Ord. sh(s). 1 Not subject to British withholding tax. 2 Gross amount:Jan. $0.474784. 3 Net after bank fee:Jan. $0.02. 4 Interim div. for fiscal year beginning 2012. 5 Re-announced for additional information. 1 2 3 4 5
207
----Sep 21 ’12 Jan 10 *1 ADR(s) represent 1 Ord. sh(s). 1 After Russian tax to US res.:Jan. 15%. 2 Gross amount:Jan. $0.134348. 3 No Ex-Date set by NBB. 4 Re-announced for additional information. S SPLIT CORP Com Cl A
1
TATE & LYLE PLC (UNITED KINGDOM) 876570 Pd 2012 1.50509 2011 1.477451 NBB 607 * ADR (Sponsored)
1
0.114196E
0.25115M
@0.126358
Pd 2012 1.145 2011 1.06 NYS
TEEKAY CORP Ord
----Sep 21 ’12 Jan 10 *1 ADR(s) represent 1 Ord. sh(s). 1 After Russian tax to US res.:Jan. 15%. 2 Gross amount:Jan. $0.134348. 3 No Ex-Date set by NBB. 4 Re-announced for additional information.
1
Dec 28 ’12
847560 109
SPECTRA ENERGY CORP Com Jan 4
Dec 21 ’12
0.074S ----Nov 30 ’12 Jan 4 1 Not subject to British withholding tax. 2 Interim div. for fiscal year beginning 2012. CINS# G8683812
0.114196E
Pfd
Jan 23 Jan 24 Final div. for fiscal year
84467T 403
Pd 2012 0.00023 2011 Nil NBB
Jan 4
1 2
ROSNEFT OIL CO OJSC (MOSCOW) Ord Pd 2012 Ru7.53 2011 Ru2.76 NBB 1 2 Ru4.08E --Sep 19 ’12 Sep 21 ’12 --1 Before Russian tax to US res.: 15%. 2 Re-announced for additional information. CINS# X7394C10
Pd 2012 Eu3.50 2011 Eu3.50 NBB
¤
76131U TATE & LYLE PLC (UNITED KINGDOM) 105 Ord
--Jan 16 Jan 18 Feb 5 *1 ADR(s) represent 2 Ord. sh(s). 1 After South African tax to US res.:Feb. 15%. 2 Gross amount:Feb. $0.647233. 3 Net after bank fee:Feb. $0.05. 4 Interim div. for fiscal year beginning 2013.
1
PPR SA Ord
1 2 3 4
Jan 25
SOUTHRIDGE ENTERPRISES INC Com (New) Dec 18 ’12 0.0002M
Pd 2012 0.754602 2011 0.801863 NBB
Pd 2012 0.30 2011 0.10 ASE
Jan 3
Pd 2012 Nil 2011 Nil NYS
n0.4171875D
¤0.305Q
R2.75S ----Jan 18 Jan 21 1 Before South African tax to US res.:Jan. 15%. 2 Interim div. for fiscal year beginning 2013. CINS# S6956615
1 2 3 4
83413U 308
SOLAR CAPITAL LTD. 6.75% Sr Nt 11/15/2042
Pd 2012 R3.48 2011 R2.97 JSE
1 2
403
BOLSAS Y MERCADOS ESPANOLES, SOCIEDAD HOLDING DE MERCADOS Y SISTEMAS F 097683 Pd 2012 0.91152 2011 1.060899 NBB 106 * ADR
Dec 6 ’12 Jan 30 Feb 1 Feb 15 1 Covers period from 12-12-2012 thru 2-15-2013. 2 Distribution subject to re-characterization for tax purposes after the end of the fiscal year.
ROSNEFT OIL CO OJSC (MOSCOW) 67812M Pd 2012 0.092248 2011 0.081483 NBB 108 * GDR (Sponsored) 144A
0.1328125M --Jan 11 Jan 15 Jan 31 1 Interest payment 2 Before Puerto Rican tax to US res.:Jan. 10%.
CUSIP Date of Date Record Payable
BOLSAS Y MERCADOS ESPANOLES, SOCIEDAD HOLDING DE MERCADOS Y SISTEMAS F Ord Pd 2012 Eu1.972 2011 Eu1.972 NBB 1 2 Eu0.60 ----Dec 26 ’12 Dec 27 ’12 1 Before Spanish tax to US res.:Dec. 2012 21%. 2 Interim div. for fiscal year beginning 2012. CINS# E8893G10
1 2
QINETIQ GROUP PLC, LONDON 74732F Pd 2012 0.163069 2011 0.093386 NBB 106 * ADR (Unsponsored) 1 2 3 4 5 6 @0.061104S --Jan 16 Jan 18 --*1 ADR(s) represent 4 Ord. sh(s). 1 Not subject to British withholding tax. 2 Gross amount: $0.071104. 3 Net after bank fee: $0.01. 4 Interim div. for fiscal year beginning 2013. 5 Ex-date corresponds with foreign ex-date. 6 Re-announced for additional information.
1 2 3 4
8.25% Pfd Ser B
Pd 2012 0.029 2011 0.016 NBB
REUNERT LTD. Ord
Date Ex-Div Declared Date
Amt.
1 2 3 4 0.2822 --Dec 27 ’12 Dec 31 ’12 Jan 11 *2 ADR(s) represent 1 Ord. sh(s). 1 After Spanish tax to US res.:Jan. 21%. 2 Gross amount:Jan. $0.39519. 3 Net after bank fee:Jan. $0.03. 4 Interim div. for fiscal year beginning 2012.
206
0.127604M --Jan 11 Jan 15 Feb 1 1 Interest payment 2 Before Puerto Rican tax to US res.:Feb. 10%.
POPULAR INC. 733174 Monthly Income Pfd Cl A Ser 2003 Pd 2012 1.59375 2011 1.59375 NBB 304 1 2
Jul 23 Jul 24 Interim div. for fiscal year
1 2 3 4
* ADR
73317W
2
PROSIEBENSAT.1 MEDIA AG MUENCHEN 743476 Pd 2012 2.140571 2011 Nil NBB 202 * ADR
881 REUNERT LTD.
--Jan 11 Jan 15 Feb 1 Interest payment 2 Before Puerto Rican tax to US res.:Feb. 10%.
Pd
1 2 Eu5.60A --Jul 24 1 Before German tax to US res.:Jul. 26.375%. beginning 2013. CINS# D6216S10
Feb 1
0.13958333M 1
Pd 2012 Eu1.17 2011 Nil NBB
1 2 3 4
POPULAR CAPITAL TRUST I 6.70% Cum Monthly Income Tr Pfd Secs
1 2
857
Feb 1
Pd 2012 33.75 2011 Nil
Jul
n 33.75S
Nil NYS
Jan 15
Perp Pfd Ser O 1
CUSIP Date of Date Record Payable
PROSIEBENSAT.1 MEDIA AG MUENCHEN Ord
PETROBAKKEN ENERGY LTD Com Cl A
January 8, 2013
TOTAL S.A. Ord Pd 2012 Eu2.30 2011 Eu2.28 NBB 1 2 Eu0.59Q ----Dec 19 ’12 Dec 20 ’12 1 Before French tax to US res.:Dec. 2012 30%. 2 Interim div. for fiscal year beginning 2012. CINS# F9212410
208 TOTAL S.A.
Jan 31
89151E 109
* ADR (Sponsored)
Pd 2012 2.832592 2011 2.372051 NYS
0.778356Q --Dec 12 ’12 Dec 14 ’12 Jan 10 *1 ADR(s) represent 1 Ord. sh(s). 1 Subject to multiple French withholding tax rates: 0%, 15%, 30%. 2 Net rates less tax relief ($0.004) fee where applicable to the 0%, 15% & 30% tax rates: $0.774356 (0%); $0.657602 (15%); $0.544849 (30%). 3 Interim div. for fiscal year beginning 2012. 4 Revised amount. 5 Revised information. 6 Revised by Co. 1 2 3 4 5 6
785688 102
Pd 2012 3.7009 2011 3.96617 NYS
Jan 11
Jan 15
Jan 29
SANTEON GROUP INC 80288B Com Pd 2012 Nil 2011 Nil NBB 100 1 2 1-for-400rv.sp Eff. 1-4-13 1 Cash paid for fractions: $1.96.2 Re-announced for additional information.
UBS AG (JERSEY BRANCH) Exchange Traded Access Secs Lkd Wells Fargo Busine Pd
2012
0.4706Q
1.7528 2011
---
Jan 10
902641 0.8082 ARC
Jan 14
588
Jan 23
E-TRACS Lkd Alerian Natural Gas Index 07/09/2040 bC$0.0175M
Jan 3
PREMIUM INCOME CORP Pfd A 1
Jan 15
Jan 31
740910 203
Pd 2012 C$0.8625 2011 C$0.8625 TSX
1
Jan 3 Eligible dividend
Jan 11 Pd 2012
1
Jan 15
C$0.81276 2011
2
Jan 31
Pd
2012
0.4433Q 1 10-for-1split --Jan 7 Jan 3 Jan 4 1 All deliveries after 1-3-2013 in settlement of transactions made prior to 1-7-2013 carry due bills, to be redeemed 1-9-2013.
---
830879 102
SKYWEST INC. Com. 1
¤0.04Q 1
Pd 2012 0.16 2011 0.16 NMS
Jan 2
Special ex-date set by NMS.
Jan 4
Dec 31 ’12
Jan 4
Jan 10
1.5022 ARC
Jan 14
620
Jan 23
E Tracs Lkd To Alerian MLP Infrastructure Index Pd
2012
0.434Q
302
1.7342 2011
Pd 2012 Nil 2011 Nil NBB
Jan 31
C$0.81276 TSX
bC$0.20319Q Jan 3 Jan 11 Jan 15 1 Plus rights dist. 2 Plus warrants dist. 3 Eligible dividend
81632M 107
SELGA INC Com
bC$0.215625Q
Cl A (New) 3
Jan 11
1.6605 2011
---
Jan 10
1.5665 ARC
Jan 14
UBS AG (JERSEY BRANCH) UBS AG 2x Monthly Leveraged Long Exchange Traded A Pd
1.1436Q
2012
4.2188 2011
---
Jan 10
902664 3.8312 ARC
Jan 14
646
Jan 23
200
Jan 23
MERGENT DIVIDEND RECORD
January 8, 2013 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
UBS AG (JERSEY BRANCH) (cont.) E TRACS Lkd Wells Fargo Master Ltd Partnership Ind Pd
2012
1.4143 2011
1.1215 ARC
408
UBS AG LONDON BRANCH (cont.) UBS AG LONDON BRANCH Etracs Monthly Pay 2XLeveraged Mtg Reit ETN 10/16/ Pd
0.3732Q
---
Jan 10
Jan 14
2012
0.2751A
---
Jan 10
Jan 14
---
Nil ARC
¤1.25Q 1
90268G
1.1997 2011
Jan 10
Jan 14
2012
0.9859Q
3.3596 2011
---
Jan 10
Jan 14
2012
0.2632M
---
1.0021 2011
Jan 10
90267L Nil ARC
Jan 14
2012
0.1409M
---
1.2359 2011
90268A
Jan 10
Nil ARC
Jan 14
PREVIOUS RECORD DATES (The following items have not been reported previously in the Stock of Record Calendar.)
Dec 27 ’12
Special ex-date set by NMS.
0.04Q
Div. per sh.
Jan 3
Pd 2012 0.16 2011 0.16 NAS
Jan 15
Jan 17
95989N 203 ZOELLER CO.
Pd 2012 C$0.60 2011 C$0.60 TSX
¤0.12Sp
Pd 2012 0.44 2011 0.54 NBB
Dec 14 ’12
Dec 20 ’12
Dec 14 ’12
Dec 20 ’12
Cl Z Non-Vtg
¤0.12Sp WOLSELEY PLC JERSEY Ord 1 1.22Sp ----1 Not subject to British withholding tax. CINS# G9736L10
Jan 31
98975P 109
Cl A Com bC$0.05M Dec 18 ’12 Dec 27 ’12 Dec 31 ’12 Jan 15 Reorganized into 1 sh. of WesternOne Inc Com, for each Unit sh. held, eff. 1-7-2013.
Dec 24 ’12
Dec 31 ’12
Pd 2012 0.44 2011 0.54 NBB
Dec 24 ’12
208
Dec 31 ’12
Pd 2012 1.82 2011 0.45 NBB
Dec 7 ’12
Dec 31 ’12
667
Jan 23
WOLSELEY PLC JERSEY * ADR (Sponsored)
977868 108
Pd 2012 0.261746 2011 0.062814 NBB
0.1822Sp --Dec 5 ’12 Dec 7 ’12 Jan 8 22-for-23rv.sp Eff. 12-10-12 *10 ADR(s) represent 1 Ord. sh(s). 1 Not subject to British withholding tax. 2 Gross amount:Jan. $0.1972. 3 Net after bank fee:Jan. $0.015. 4 Re-announced for additional information. 5 Cash paid for fractions. 1 2 3 4
5
Issue
Div. per sh.
Rec or Ex/Payable
Wednesday, December 26 (cont.)
Hancock John Variable Insurance Trust (cont.) Dec 27/Dec 28 Rec or Ex/Payable 0.09598 Amern Global Small Capitalization Tr Ser I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08025 Dec 27/Dec 28 Wednesday, December 26 Amern Global Small Capitalization Tr Ser II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . RECORD DATE 0.06694 Dec 27/Dec 28 Altamira Funds Global Bd. Fd. . . . . . . . . Amern Global Small Capitalization bC$0.0176 Dec 27/Dec 27 Tr Ser III . . . . . . . . . . . . . . . . . . . . . . . . . . . . High Yld. Bd. CDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared 0.11129 Dec 27/Dec 28 Incm. Fd. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Amern Growth Income Tr Ser III . . . . Long Term Bd Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared 0.26475 Dec 27/Dec 28 Commerce Funds Value Fd Instl Cl . . . Amern Growth Tr Ser III . . . . . . . . . . . . . 0.2136 Dec 21/Dec 28 0.12753 Dec 27/Dec 28 Destra Investment Trust Amern High Income Bd Tr Ser III . . . High Divid Strategy Fd Cl A . . . . . . . . . 0.7775 Dec 27/Dec 28 0.1267 Dec 27/Dec 28 Amern Intl Tr Ser III . . . . . . . . . . . . . . . . . High Divid Strategy Fd Cl C . . . . . . . . . 0.2201 Dec 27/Dec 28 0.0966 Dec 27/Dec 28 Amern New World Tr Ser I . . . . . . . . . . High Divid Strategy Fd Cl I . . . . . . . . . . 0.07596 Dec 27/Dec 28 0.1391 Dec 27/Dec 28 Amern New World Tr Ser II . . . . . . . . . Destra Investment Trust II 0.05712 Dec 27/Dec 28 Destra Focused Equity Fd Cl A . . . . . Amern New World Tr Ser III . . . . . . . . . n0.0632 Dec 27/Dec 28 0.11992 Dec 27/Dec 28 Destra Focused Equity Fd Cl I . . . . . . Core Strategy Tr Ser II . . . . . . . . . . . . . . n0.1086 Dec 27/Dec 28 Dec 27/Dec 28 Destra Preferred Sec & Income Fd Cl A . . . . . . . .See Divs. Declared 0.34562 Core Strategy Trust Ser 1 . . . . . . . . . . . Destra Preferred Sec & Income Fd Cl C . . . . . . . .See Divs. Declared 0.37232 Dec 27/Dec 28 Destra Preferred Secs & Income Fd Cl I . . . . . . . .See Divs. Declared Core Strategy Trust Ser NAV . . . . . . . Dundeewealth Funds 0.37899 Dec 27/Dec 28 Dynamic Canadian Equity Income Fd Cl I . . . . . .See Divs. Declared Founding Alloc Tr Nav Cl . . . . . . . . . . . Dynamic Contrarian Advantage Fd 0.33073 Dec 27/Dec 28 Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Founding Alloc Tr Ser I . . . . . . . . . . . . . 0.03161 Dec 27/Dec 27 Dec 27/Dec 28 Dynamic Energy Income Fd Cl I . . . . . . . . . . . . . . . .See Divs. Declared 0.32559 Founding Alloc Tr Ser II . . . . . . . . . . . . . Dynamic Gold & Precious Metals Fd 0.30502 Dec 27/Dec 28 Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fundamental Hldgs Tr Ser I . . . . . . . . . 0.8689 Dec 27/Dec 27 0.19233 Dec 27/Dec 28 Johcm Intl Select Fd Cl I . . . . . . . . . . . . Fundamental Hldgs Tr Ser II . . . . . . . . 0.07873 Dec 27/Dec 27 0.17611 Dec 27/Dec 28 Johcm Intl Select Fd Cl II . . . . . . . . . . . Fundamental Hldgs Tr Ser III . . . . . . . 0.05068 Dec 27/Dec 27 0.23016 Dec 27/Dec 28 Mount Lucas US Focused Equity Fd Global Diversification Tr Ser I . . . . . . . Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Dec 27/Dec 28 0.12805 Dec 27/Dec 27 0.18317 Global Diversification Tr Ser II . . . . . . Smith Large Cap Core Growth Fd 0.16761 Dec 27/Dec 28 Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . JHT Core Fundamental Holdings Tr 0.07366 Dec 27/Dec 27 Ser I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Hancock John Variable Insurance Trust 0.32532 Dec 27/Dec 28 American Growth Income Tr Ser I . . JHT Core Fundamental Holdings Tr Ser III . . . . .See Divs. Declared 0.20923 Dec 27/Dec 28 JHT Core Global Diversification Tr American Growth Tr Ser I . . . . . . . . . . . Ser I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06994 Dec 27/Dec 28 1.28163 Dec 27/Dec 28 American Growth Tr Ser II . . . . . . . . . . JHT Core Global Diversification Tr 0.04526 Dec 27/Dec 28 Ser II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . American Intl Tr Ser I . . . . . . . . . . . . . . . Dec 27/Dec 28 0.16798 Dec 27/Dec 28 1.24978 American Intl Tr Ser II . . . . . . . . . . . . . . . JHT Core Global Diversification Tr 0.14564 Dec 27/Dec 28 Ser III. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Amern Asset Alloc Tr Ser I . . . . . . . . . . 1.31348 Dec 27/Dec 28 0.19359 Dec 27/Dec 28 Lifestyle Aggressive 1000 Tr Nav Amern Asset Alloc Tr Ser II . . . . . . . . . .Shs ................................ . 0.17563 Dec 27/Dec 28 0.1257 Dec 27/Dec 28 Amern Asset Allocation Tr Ser III . . . LIfestyle Aggressive Ser . . . . I. . . . . . . 0.23549 Dec 27/Dec 28 0.12149 Dec 27/Dec 28 Amern Asset High Incm Bd Tr Ser I Lifestyle Aggressive Ser . . . .II. . . . . . . 0.73897 Dec 27/Dec 28 0.10465 Dec 27/Dec 28 Amern Asset High Incm Bd Tr Ser II Lifestyle Balaced Ser . . . .I. . . . . . . . . . 0.72245 Dec 27/Dec 28 0.28307 Dec 27/Dec 28 Amern Global Growth Tr Ser I . . . . . . Lifestyle Balanced Ser . . . II. . . . . . . . . 0.05653 Dec 27/Dec 28 0.25876 Dec 27/Dec 28 Amern Global Growth Tr Ser II . . . . . . Lifestyle Balanced Tr Nav .Shs .... . 0.03962 Dec 27/Dec 28 0.28915 Dec 27/Dec 28 Amern Global Growth Tr Ser III . . . . . Lifestyle Conservative Ser . . .II. . . . .
Issue
92932Q 102
WSI INDUSTRIES, INC. Com
409
Jan 23
UBS AG LONDON BRANCH Monthly Pay 2XLeveraged Traded Access Secs Etracs Pd
Dec 17 ’12
765
Jan 23
UBS AG LONDON BRANCH ETRACS Monthly Pay 2X Leveraged S&P Divid ETN Pd
Jan 4
607 WESTERNONE EQUITY INCOME FUND
90267B 1.6108 ARC
WSFS FINANCIAL CORP. 929328 6.250% Sr Nt 09/01/2019 Pd 2012 0.407986109 2011 Nil NMS 409 1 2 3 n0.407986109D ----Nov 15 ’12 Dec 1 ’12 1 No Ex-Date set by NMS. 2 Interest payment 3 Covers period from 8-27-2012 thru 12-1-2012.
Pd 2012 5.00 2011 5.00 NBB
Dec 3 ’12
Jan 23
UBS AG LONDON BRANCH 2x Leveraged Long Exchange Traded Access Secs Lkd Pd
302
Jan 23
936750 207
5% Pfd.
Jan 23
Unit 0.1867M
Jan 14
90268A 717 WARWICK VALLEY TELEPHONE CO.
UBS AG (JERSEY BRANCH) ETRACS Monthly Pay 2X Leveraged Dow Jones Divid In 2012
WOLSELEY PLC JERSEY (cont.)
Nil ARC
Jan 10
Pd 2012 0.251 2011 Nil ARC
1
Pd
0.1043 2011
---
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
90269A
Jan 23 1.3195M
UBS AG (JERSEY BRANCH) Etracs Fisher-Gartman Risk On ETN
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Page 11
Issue
Div. per sh.
Rec or Ex/Payable
Wednesday, December 26 (cont.) Hancock John Variable Insurance Trust (cont.) 0.34976 Dec 27/Dec 28 Lifestyle Conservative Tr Nav .Shs . 0.38229 Dec 27/Dec 28 Lifestyle Conservative Tr Ser I . . . . . . 0.37579 Dec 27/Dec 28 Lifestyle Growth 820 Tr Nav Shs . . . . 0.22943 Dec 27/Dec 28 Lifestyle Growth Ser II . . . . . . . . . . . . . . . 0.19995 Dec 27/Dec 28 Lifestyle Growth Tr Ser I . . . . . . . . . . . . 0.22353 Dec 27/Dec 28 Lifestyle Moderate Ser I . . . . . . . . . . . . . 0.32236 Dec 27/Dec 28 Lifestyle Moderate Ser II . . . . . . . . . . . . 0.29731 Dec 27/Dec 28 Lifestyle Moderate Tr Nav Shs . . . . . . 0.32862 Dec 27/Dec 28 Hancock John Funds II Alt Asset Allocation Fd Cl R6 . . . . . . . . . . . . . . . . . . .See Divs. Declared Core Diversified Growth and Income Fd Cl 1 . . .See Divs. Declared Core Fundamental Holdings Fd Cl 1 . . . . . . . . . . . .See Divs. Declared Core Global Diversification Fd Cl 1 . . . . . . . . . . . . .See Divs. Declared Lifestyle Aggressive Ptf Cl R6 . . . . . . . 0.19533 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl R6 . . . . . . . . 0.21968 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl R6 . . . . . 0.22634 Dec 27/Dec 28 Lifestyle Growth Ptf Cl R6 . . . . . . . . . . . 0.28491 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl R6 . . . . . . . . 0.22496 Dec 27/Dec 28 Retirement Living through 2010 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl A . . . . . . . .See Divs. Declared Retirement living through 2010 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2025 .Ptf . . . .Cl . .See R3 Divs. Declared Retirement Living through 2025 Ptf Cl. . R4 . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R5. . . . . . .See Divs. Declared Retirement Living through 2025 Ptf .Cl. . .R6 . . .See Divs. Declared Retirement Living through 2030 Ptf Cl. . R6 . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R6. . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl. . R6 . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R6. . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl. . R6 . . . . .See Divs. Declared John Hancock Funds II Alternative Asset Alloc Fd Cl. .R2 . . . . . . . . . . . . . .See Divs. Declared Alternative Asset Allocation Fd Cl A. . . . . . . . . . . . .See Divs. Declared Alternative Asset Allocation Fd Cl . . .C. . . . . . . . .See Divs. Declared Alternative Asset Allocation Fd Cl I . . . . . . . . . . . . .See Divs. Declared Diversified Strategies Fd Cl ...A . . . . . . . . . . . . . . . .See Divs. Declared Diversified Strategies Fd Cl I. . . . . . . . . . . . . . . . . . . .See Divs. Declared Lifestyle Aggresive Ptf Cl. .R1 ..... .
Page 12 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Issue
Div. per sh.
Rec or Ex/Payable
Issue
Div. per sh.
January 8, 2013 Rec or Ex/Payable
Wednesday, December 26 (cont.)
Wednesday, December 26 (cont.)
Thursday, December 27 (cont.)
0.09587 Dec 27/Dec 28 Lifestyle Aggresive Ptf Cl R2 . . . . . . . . 0.13236 Dec 27/Dec 28 Lifestyle Aggressive Fd Cl B . . . . . . . . 0.04223 Dec 27/Dec 28 Lifestyle Aggressive Ptf Cl 1 . . . . . . . . 0.19533 Dec 27/Dec 28 Lifestyle Aggressive Ptf Cl A . . . . . . . . 0.1373 Dec 27/Dec 28 Lifestyle Aggressive Ptf Cl C . . . . . . . . 0.04964 Dec 27/Dec 28 Lifestyle Aggressive Ptf Cl R3 . . . . . . . 0.1015 Dec 27/Dec 28 Lifestyle Aggressive Ptf Cl R4 . . . . . . . 0.14594 Dec 27/Dec 28 Lifestyle Aggressive Ptf Cl R5 . . . . . . . 0.17681 Dec 27/Dec 28 Lifestyle Balanced Fd Cl 5 . . . . . . . . . . 0.22137 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl 1 . . . . . . . . . . 0.21968 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl A . . . . . . . . . . 0.20413 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl B . . . . . . . . . . 0.17979 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl C . . . . . . . . . . 0.18047 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl R1 . . . . . . . . 0.19497 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl R2 . . . . . . . . 0.20244 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl R3 . . . . . . . . 0.1967 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl R4 . . . . . . . . 0.20988 Dec 27/Dec 28 Lifestyle Balanced Ptf Cl R5 . . . . . . . . 0.21732 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl 1 . . . . . . 0.22634 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl A . . . . . . 0.21047 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl B . . . . . . 0.18581 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl C . . . . . . 0.18682 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl R1 . . . . . 0.19425 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl R2 . . . . . 0.20911 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl R3 . . . . . 0.19831 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl R4 . . . . . 0.21215 Dec 27/Dec 28 Lifestyle Conservative Ptf Cl R5 . . . . . 0.21992 Dec 27/Dec 28 Lifestyle Growth Fd Cl 5 . . . . . . . . . . . . 0.29142 Dec 27/Dec 28 Lifestyle Growth Ptf Cl 1 . . . . . . . . . . . . 0.28491 Dec 27/Dec 28 Lifestyle Growth Ptf Cl A . . . . . . . . . . . . 0.22374 Dec 27/Dec 28 Lifestyle Growth Ptf Cl B . . . . . . . . . . . . 0.13133 Dec 27/Dec 28 Lifestyle Growth Ptf Cl C . . . . . . . . . . . . 0.13263 Dec 27/Dec 28 Lifestyle Growth Ptf Cl R1 . . . . . . . . . . . 0.19097 Dec 27/Dec 28 Lifestyle Growth Ptf Cl R2 . . . . . . . . . . . 0.21853 Dec 27/Dec 28 Lifestyle Growth Ptf Cl R3 . . . . . . . . . . . 0.1938 Dec 27/Dec 28 Lifestyle Growth Ptf Cl R4 . . . . . . . . . . . 0.24456 Dec 27/Dec 28 Lifestyle Growth Ptf Cl R5 . . . . . . . . . . . 0.2719 Dec 27/Dec 28 Lifestyle Moderate Fd Cl 5 . . . . . . . . . . 0.22663 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl 1 . . . . . . . . . . 0.22496 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl A . . . . . . . . . . 0.20927 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl B . . . . . . . . . . 0.18456 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl C . . . . . . . . . . 0.18589 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl R1 . . . . . . . . 0.19766 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl R2 . . . . . . . . 0.20793 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl R3 . . . . . . . . 0.19925 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl R4 . . . . . . . . 0.21094 Dec 27/Dec 28 Lifestyle Moderate Ptf Cl R5 . . . . . . . . 0.22062 Dec 27/Dec 28 Retirement Choices at 2030 Ptf Cl 1 . . . . . . . . . . .See Divs. Declared Retirement Choices at 2035 Ptf Cl 1 . . . . . . . . . . .See Divs. Declared Retirement Choices at 2040 Ptf Cl R4 . . . . . . . . .See Divs. Declared Retirement 2010 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2010 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2010 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2015 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2015 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2015 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2020 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2020 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2025 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2025 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2025 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2030 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2030 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2030 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2035 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2035 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2035 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2040 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared
Retirement 2040 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2040 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2045 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2045 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2045 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2050 Ptf Cl R1 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2050 Ptf Cl R2 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2050 Ptf Cl R6 . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2Choices at 2015 Ptf Cl R4 . . . . . . . . .See Divs. Declared Retirement Choices at 2010 Ptf Cl 1 . . . . . . . . . . . .See Divs. Declared Retirement Choices at 2010 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2015 Ptf Cl 1 . . . . . . . . . . . .See Divs. Declared Retirement Choices at 2020 Ptf Cl 1 . . . . . . . . . . . .See Divs. Declared Retirement Choices At 2020 Ptf Cl R2 . . . . . . . . . .See Divs. Declared Retirement Choices at 2020 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2025 Ptf Cl 1 . . . . . . . . . . . .See Divs. Declared Retirement Choices at 2025 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2030 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2035 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2040 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2045 Ptf Cl 1 . . . . . . . . . . . .See Divs. Declared Retirement Choices at 2045 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Choices at 2050 Ptf Cl R4 . . . . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cls R2 . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cld R3 . . . . .See Divs. Declared John Hancock Funds III Intl Allocation Ptf Cl A . . . . . . . . . . . . . . . 0.09384 Dec 27/Dec 28 Intl Allocation Ptf Cl B . . . . . . . . . . . . . . . 0.0399 Dec 27/Dec 28 Intl Allocation Ptf Cl C . . . . . . . . . . . . . . . 0.0399 Dec 27/Dec 28 Intl Allocation Ptf Cl I . . . . . . . . . . . . . . . . 0.12158 Dec 27/Dec 28 Pimco Equity Ser VIT EQS Pathfinder World Ptf Advisor Cl 0.08912 Dec 27/Dec 27 EQS Pathfinder World Ptf Instl Cl . . . 0.11239 Dec 27/Dec 27 Popular High Grade Fixed Income Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0417 Dec 27/Jan 15 Popular Income Plus Fund Inc CL A . . 0.0513 Dec 27/Jan 15 Cl C . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0442 Dec 27/Jan 15
Destra Investment Trust (cont.) 0.0966 Dec 26/Dec 28 High Divid Strategy Fd Cl I . . . . . . . . . . 0.1391 Dec 26/Dec 28 Destra Investment Trust II Destra Focused Equity Fd Cl A . . . . . n0.0632 Dec 26/Dec 28 Destra Focused Equity Fd Cl I . . . . . . n0.1086 Dec 26/Dec 28 Destra Preferred Sec & Income Fd Cl A . . . . . . . .See Divs. Declared Destra Preferred Sec & Income Fd Cl C . . . . . . . .See Divs. Declared Destra Preferred Secs & Income Fd Cl I . . . . . . . .See Divs. Declared Dundeewealth Funds Dynamic Canadian Equity Income Fd Cl I . . . . . .See Divs. Declared Dynamic Contrarian Advantage Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.03161 Dec 26/Dec 27 Dynamic Energy Income Fd Cl I . . . . . . . . . . . . . . . .See Divs. Declared Dynamic Gold & Precious Metals Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.8689 Dec 26/Dec 27 Johcm Intl Select Fd Cl I . . . . . . . . . . . . 0.07873 Dec 26/Dec 27 Johcm Intl Select Fd Cl II . . . . . . . . . . . 0.05068 Dec 26/Dec 27 Mount Lucas US Focused Equity Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.12805 Dec 26/Dec 27 Smith Large Cap Core Growth Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07366 Dec 26/Dec 27 Hancock John Variable Insurance Trust American Growth Income Tr Ser I . . 0.20923 Dec 26/Dec 28 American Growth Tr Ser I . . . . . . . . . . . 0.06994 Dec 26/Dec 28 American Growth Tr Ser II . . . . . . . . . . 0.04526 Dec 26/Dec 28 American Intl Tr Ser I . . . . . . . . . . . . . . . 0.16798 Dec 26/Dec 28 American Intl Tr Ser II . . . . . . . . . . . . . . . 0.14564 Dec 26/Dec 28 Amern Asset Alloc Tr Ser I . . . . . . . . . . 0.19359 Dec 26/Dec 28 Amern Asset Alloc Tr Ser II . . . . . . . . . 0.17563 Dec 26/Dec 28 Amern Asset Allocation Tr Ser III . . . 0.23549 Dec 26/Dec 28 Amern Asset High Incm Bd Tr Ser I 0.73897 Dec 26/Dec 28 Amern Asset High Incm Bd Tr Ser II 0.72245 Dec 26/Dec 28 Amern Global Growth Tr Ser I . . . . . . 0.05653 Dec 26/Dec 28 Amern Global Growth Tr Ser II . . . . . . 0.03962 Dec 26/Dec 28 Amern Global Growth Tr Ser III . . . . . 0.09598 Dec 26/Dec 28 Amern Global Small Capitalization Tr Ser I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08025 Dec 26/Dec 28 Amern Global Small Capitalization Tr Ser II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06694 Dec 26/Dec 28 Amern Global Small Capitalization Tr Ser III . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.11129 Dec 26/Dec 28 Amern Growth Income Tr Ser III . . . . 0.26475 Dec 26/Dec 28 Amern Growth Tr Ser III . . . . . . . . . . . . . 0.12753 Dec 26/Dec 28 Amern High Income Bd Tr Ser III . . . 0.7775 Dec 26/Dec 28 Amern Intl Tr Ser III . . . . . . . . . . . . . . . . . 0.2201 Dec 26/Dec 28 Amern New World Tr Ser I . . . . . . . . . . 0.07596 Dec 26/Dec 28 Amern New World Tr Ser II . . . . . . . . . 0.05712 Dec 26/Dec 28 Amern New World Tr Ser III . . . . . . . . . 0.11992 Dec 26/Dec 28 Core Strategy Tr Ser II . . . . . . . . . . . . . . 0.34562 Dec 26/Dec 28 Core Strategy Trust Ser 1 . . . . . . . . . . . 0.37232 Dec 26/Dec 28 Core Strategy Trust Ser NAV . . . . . . . 0.37899 Dec 26/Dec 28 Founding Alloc Tr Nav Cl . . . . . . . . . . . 0.33073 Dec 26/Dec 28 Founding Alloc Tr Ser I . . . . . . . . . . . . . 0.32559 Dec 26/Dec 28 Founding Alloc Tr Ser II . . . . . . . . . . . . . 0.30502 Dec 26/Dec 28 Fundamental Hldgs Tr Ser I . . . . . . . . . 0.19233 Dec 26/Dec 28 Fundamental Hldgs Tr Ser II . . . . . . . . 0.17611 Dec 26/Dec 28 Fundamental Hldgs Tr Ser III . . . . . . . 0.23016 Dec 26/Dec 28 Global Diversification Tr Ser I . . . . . . . 0.18317 Dec 26/Dec 28 Global Diversification Tr Ser II . . . . . . 0.16761 Dec 26/Dec 28 JHT Core Fundamental Holdings Tr Ser I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.32532 Dec 26/Dec 28 JHT Core Fundamental Holdings Tr Ser III . . . . .See Divs. Declared JHT Core Global Diversification Tr Ser I. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.28163 Dec 26/Dec 28 JHT Core Global Diversification Tr Ser II. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.24978 Dec 26/Dec 28 JHT Core Global Diversification Tr Ser III. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.31348 Dec 26/Dec 28
EX-DIV DATE Commerce Funds Growth Fd Instl Cl . . 0.1894 MidCap Growth Fd Instl Cl . . . . . . . . . . 0.1026
Dec 24/Dec 28 Dec 24/Dec 28
Thursday, December 27 RECORD DATE Advisors Inner Circle Fund LSV Conservative Value Equity Fd . . 0.2171 Dec 28/Dec 31 LSV Core Equity Fd . . . . . . . . . . . . . . . . . 0.4375 Dec 28/Dec 31 LSV Value Equity Fd . . . . . . . . . . . . . . . . 0.3277 Dec 28/Dec 31 Asset Management Fund, Inc. Large Cap Equity Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Large Cap Equity Fd Cl H . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Integrity Funds Growth & Income Fd Cl A . . . . . . . . . . . 0.010979 Dec 27/Dec 27 EX-DIV DATE Altamira Funds Global Bd. Fd. . . . . . . . . bC$0.0176 Dec 26/Dec 27 High Yld. Bd. CDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Incm. Fd.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Long Term Bd Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Destra Investment Trust High Divid Strategy Fd Cl A. . . . . . . . . 0.1267 Dec 26/Dec 28 High Divid Strategy Fd Cl C. . . . . . . . .
January 8, 2013 Issue
MUTUAL FUNDS Div. per sh.
Rec or Ex/Payable
Issue
Div. per sh.
Rec or Ex/Payable
Issue
Div. per sh.
Page 13 Rec or Ex/Payable
Thursday, December 27 (cont.)
Thursday, December 27 (cont.)
Thursday, December 27 (cont.)
Hancock John Variable Insurance Trust (cont.) Lifestyle Aggressive 1000 Tr Nav Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1257 Dec 26/Dec 28 LIfestyle Aggressive Ser I . . . . . . . . . . . 0.12149 Dec 26/Dec 28 Lifestyle Aggressive Ser II . . . . . . . . . . . 0.10465 Dec 26/Dec 28 Lifestyle Balaced Ser I . . . . . . . . . . . . . . 0.28307 Dec 26/Dec 28 Lifestyle Balanced Ser II . . . . . . . . . . . . 0.25876 Dec 26/Dec 28 Lifestyle Balanced Tr Nav Shs . . . . . . 0.28915 Dec 26/Dec 28 Lifestyle Conservative Ser II . . . . . . . . 0.34976 Dec 26/Dec 28 Lifestyle Conservative Tr Nav Shs . . 0.38229 Dec 26/Dec 28 Lifestyle Conservative Tr Ser I . . . . . . 0.37579 Dec 26/Dec 28 Lifestyle Growth 820 Tr Nav Shs . . . . 0.22943 Dec 26/Dec 28 Lifestyle Growth Ser II . . . . . . . . . . . . . . . 0.19995 Dec 26/Dec 28 Lifestyle Growth Tr Ser I . . . . . . . . . . . . 0.22353 Dec 26/Dec 28 Lifestyle Moderate Ser I . . . . . . . . . . . . . 0.32236 Dec 26/Dec 28 Lifestyle Moderate Ser II . . . . . . . . . . . . 0.29731 Dec 26/Dec 28 Lifestyle Moderate Tr Nav Shs . . . . . . 0.32862 Dec 26/Dec 28 Hancock John Funds II Alt Asset Allocation Fd Cl R6 . . . . . . . . . . . . . . . . . . .See Divs. Declared Core Diversified Growth and Income Fd Cl 1 . . .See Divs. Declared Core Fundamental Holdings Fd Cl 1 . . . . . . . . . . . .See Divs. Declared Core Global Diversification Fd Cl 1 . . . . . . . . . . . . .See Divs. Declared Lifestyle Aggressive Ptf Cl R6 . . . . . . . 0.19533 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl R6 . . . . . . . . 0.21968 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl R6 . . . . . 0.22634 Dec 26/Dec 28 Lifestyle Growth Ptf Cl R6 . . . . . . . . . . . 0.28491 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl R6 . . . . . . . . 0.22496 Dec 26/Dec 28 Retirement Living through 2010 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl A . . . . . . . .See Divs. Declared Retirement living through 2010 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2020 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R6 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R6 . . . . . . .See Divs. Declared Integrity Funds Growth & Income Fd Cl A . . . . . . . . . . . 0.010979 Dec 27/Dec 27 John Hancock Funds II Alternative Asset Alloc Fd Cl R2 . . . . . . . . . . . . . . . .See Divs. Declared Alternative Asset Allocation Fd Cl A . . . . . . . . . . . . .See Divs. Declared Alternative Asset Allocation Fd Cl C . . . . . . . . . . . .See Divs. Declared Alternative Asset Allocation Fd Cl I . . . . . . . . . . . . .See Divs. Declared Diversified Strategies Fd Cl A . . . . . . . . . . . . . . . . . . .See Divs. Declared Diversified Strategies Fd Cl I . . . . . . . . . . . . . . . . . . . .See Divs. Declared Lifestyle Aggresive Ptf Cl R1 . . . . . . . . 0.09587 Dec 26/Dec 28 Lifestyle Aggresive Ptf Cl R2 . . . . . . . . 0.13236 Dec 26/Dec 28 Lifestyle Aggressive Fd Cl B . . . . . . . . 0.04223 Dec 26/Dec 28 Lifestyle Aggressive Ptf Cl 1 . . . . . . . . 0.19533 Dec 26/Dec 28 Lifestyle Aggressive Ptf Cl A . . . . . . . . 0.1373 Dec 26/Dec 28 Lifestyle Aggressive Ptf Cl C . . . . . . . . 0.04964 Dec 26/Dec 28 Lifestyle Aggressive Ptf Cl R3 . . . . . . . 0.1015 Dec 26/Dec 28 Lifestyle Aggressive Ptf Cl R4 . . . . . . . 0.14594 Dec 26/Dec 28 Lifestyle Aggressive Ptf Cl R5 . . . . . . . 0.17681 Dec 26/Dec 28 Lifestyle Balanced Fd Cl 5 . . . . . . . . . . 0.22137 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl 1 . . . . . . . . . . 0.21968 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl A . . . . . . . . . . 0.20413 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl B . . . . . . . . . . 0.17979 Dec 26/Dec 28
Lifestyle Balanced Ptf Cl. . C ....... . 0.18047 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl R1 . . . . . . . . 0.19497 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl R2 . . . . . . . . 0.20244 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl R3 . . . . . . . . 0.1967 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl R4 . . . . . . . . 0.20988 Dec 26/Dec 28 Lifestyle Balanced Ptf Cl R5 . . . . . . . . 0.21732 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl 1 . . . . . . 0.22634 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl A . . . . . . 0.21047 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl B . . . . . . 0.18581 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl C . . . . . . 0.18682 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl R1 . . . . . 0.19425 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl R2 . . . . . 0.20911 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl R3 . . . . . 0.19831 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl R4 . . . . . 0.21215 Dec 26/Dec 28 Lifestyle Conservative Ptf Cl R5 . . . . . 0.21992 Dec 26/Dec 28 Lifestyle Growth Fd Cl 5 . . . . . . . . . . . . 0.29142 Dec 26/Dec 28 Lifestyle Growth Ptf. . .Cl. . .1. . . . . . 0.28491 Dec 26/Dec 28 Lifestyle Growth Ptf Cl A. . . . . . . . . . . . 0.22374 Dec 26/Dec 28 Lifestyle Growth Ptf Cl B. . . . . . . . . . . . 0.13133 Dec 26/Dec 28 Lifestyle Growth Ptf Cl C. . . . . . . . . . . . 0.13263 Dec 26/Dec 28 Lifestyle Growth Ptf Cl R1. . . . . . . . . . . 0.19097 Dec 26/Dec 28 Lifestyle Growth Ptf Cl R2. . . . . . . . . . . 0.21853 Dec 26/Dec 28 Lifestyle Growth Ptf Cl R3. . . . . . . . . . . 0.1938 Dec 26/Dec 28 Lifestyle Growth Ptf Cl R4. . . . . . . . . . . 0.24456 Dec 26/Dec 28 Lifestyle Growth Ptf Cl R5. . . . . . . . . . . 0.2719 Dec 26/Dec 28 Lifestyle Moderate Fd Cl 5. . . . . . . . . . 0.22663 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl 1. . . . . . . . . . 0.22496 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl A. . . . . . . . . . 0.20927 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl B. . . . . . . . . . 0.18456 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl C. . . . . . . . . . 0.18589 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl R1 . . . . . . . . 0.19766 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl R2 . . . . . . . . 0.20793 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl R3 . . . . . . . . 0.19925 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl R4 . . . . . . . . 0.21094 Dec 26/Dec 28 Lifestyle Moderate Ptf Cl R5 . . . . . . . . 0.22062 Dec 26/Dec 28 Retirement Choices at 2030 Ptf Cl 1. . . . . . . . . . .See Divs. Declared Retirement Choices at 2035 Ptf Cl 1. . . . . . . . . . .See Divs. Declared Retirement Choices at 2040 Ptf Cl R4 . . . . . . . . .See Divs. Declared Retirement 2010 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2010 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2010 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2015 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2015 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2015 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2020 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2020 Ptf. .Cl . . . R6 . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2025 Ptf Cl. .R1 . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2025 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2025 Ptf .Cl . . .R6 . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2030 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2030 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2030 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2035 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2035 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2035 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2040 Ptf Cl. .R1 . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2040 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2040 Ptf Cl. .R6 . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2045 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2045 Ptf Cl. .R2 . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2045 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2050 Ptf Cl. .R1 . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2050 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2050 Ptf Cl. .R6 . . . . . . . . . . . . . . . . . . . .See Divs. Declared Retirement 2Choices at 2015 Ptf Cl R4. . . . . . . . .See Divs. Declared Retirement Choices at 2010 Ptf .Cl . . .1. . . . . . . .See Divs. Declared Retirement Choices at 2010 Ptf Cl R4. . . . . . . . . .See Divs. Declared Retirement Choices at 2015 Ptf .Cl . . .1. . . . . . . .See Divs. Declared Retirement Choices at 2020 Ptf Cl 1. . . . . . . . . . . .See Divs. Declared Retirement Choices At 2020 Ptf Cl. .R2 . . . . . . . .See Divs. Declared Retirement Choices at 2020 Ptf Cl R4. . . . . . . . . .See Divs. Declared Retirement Choices at 2025 Ptf .Cl . . .1. . . . . . . .See Divs. Declared Retirement Choices at 2025 Ptf Cl R4. . . . . . . . . .See Divs. Declared Retirement Choices at 2030 Ptf Cl. .R4 . . . . . . . .See Divs. Declared Retirement Choices at 2035 Ptf Cl R4. . . . . . . . . .See Divs. Declared Retirement Choices at 2040 Ptf Cl. .R4 . . . . . . . .See Divs. Declared Retirement Choices at 2045 Ptf Cl 1. . . . . . . . . . . .See Divs. Declared Retirement Choices at 2045 Ptf Cl. .R4 . . . . . . . .See Divs. Declared Retirement Choices at 2050 Ptf Cl R4. . . . . . . . . .See Divs. Declared Retirement Living through 2010 Ptf Cl. . R2 . . . . .See Divs. Declared Retirement Living through 2015 Ptf Cl R2. . . . . . .See Divs. Declared
Retirement Living through 2020 Ptf Cls. R2 . . . .See Divs. Declared Retirement Living through 2025 Ptf Cl R2. . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl . . . 1. . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl A. . . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl. . R1 . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R2. . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl. . R3 . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl R4. . . . . . .See Divs. Declared Retirement Living through 2030 Ptf Cl. . R5 . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl 1. . . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl . . .A . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R1. . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl. . R2 . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R3. . . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl. . R4 . . . . .See Divs. Declared Retirement Living through 2035 Ptf Cl R5. . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl . . . 1. . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl A. . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2040 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R3 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R4 . . . . . . .See Divs. Declared Retirement Living through 2045 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl 1 . . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl A . . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R1 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R2 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cl R5 . . . . . . .See Divs. Declared Retirement Living through 2050 Ptf Cld R3 . . . . .See Divs. Declared John Hancock Funds III Intl Allocation Ptf Cl A . . . . . . . . . . . . . . . 0.09384 Dec 26/Dec 28 Intl Allocation Ptf Cl B . . . . . . . . . . . . . . . 0.0399 Dec 26/Dec 28 Intl Allocation Ptf Cl C . . . . . . . . . . . . . . . 0.0399 Dec 26/Dec 28 Intl Allocation Ptf Cl I . . . . . . . . . . . . . . . . 0.12158 Dec 26/Dec 28 Pimco Equity Ser VIT EQS Pathfinder World Ptf Advisor Cl 0.08912 Dec 26/Dec 27 EQS Pathfinder World Ptf Instl Cl . . . 0.11239 Dec 26/Dec 27 Popular High Grade Fixed Income Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0417 Dec 26/Jan 15 Popular Income Plus Fund Inc CL A . . 0.0513 Dec 26/Jan 15 Cl C . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0442 Dec 26/Jan 15
Friday, December 28 RECORD DATE Alpine Equity Trust Realty Incm & Growth Fd Cl A. . . . . . 0.1783 Altamira Funds Div. Fd. Inc.. . . . . . . . . . . bC$0.0502 CIBC Funds Managed Aggressive Growth Ptf Cl T4 bC$0.031 Managed Aggressive Growth Ptf Cl T6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.045 Managed Aggressive Growth Ptf Cl T8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.057 Managed Bal Growth Ptf Cl T4. . . . . . bC$0.032 Managed Bal Growth Ptf Cl T6. . . . . . bC$0.046 Managed Bal Growth Ptf Cl T8. . . . . . bC$0.059 Managed Bal Ptf Cl T4. . . . . . . . . . . . . . bC$0.032 Managed Bal Ptf Cl T6. . . . . . . . . . . . . . bC$0.046 Managed Bal Ptf Cl T8. . . . . . . . . . . . . . bC$0.06 Managed Balanced Ptf. . . . . . . . . . . . . . bC$0.06977748 Managed Growth Ptf Cl T4. . . . . . . . . . bC$0.032 Managed Growth Ptf Cl T6. . . . . . . . . . bC$0.045 Managed Growth Ptf Cl T8. . . . . . . . . . bC$0.058 Managed Income Plus Ptf. . . . . . . . . . . bC$0.05712076 Managed Income Ptf. . . . . . . . . . . . . . . . bC$0.06841515 Managed Income Ptf Cl T4. . . . . . . . . . bC$0.033 Managed Income Ptf Cl T6. . . . . . . . . . bC$0.047 US Dollar Mgd Bal Ptf - USD$ Cl T4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.032 US Dollar Mgd Bal Ptf - USD$ Cl T6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.048 US Dollar Mgd Bal Ptf - USD$ Cl T8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.059 US Dollar Mgd Growth Ptf - USD$ Cl T4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.028
Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31 Dec 31/Dec 31
Page 14 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Friday, December 28 (cont.)
Div. per sh.
Rec or Ex/Payable
Monday, December 31 (cont.)
CIBC Funds (cont.) US Dollar Mgd Growth Ptf - USD$ Cl T8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.057 Dec 31/Dec 31 US Dollar Mgd Income Ptf - USD$ Cl T4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.033 Dec 31/Dec 31 US Dollar Mgd Income Ptf - USD$ Cl T6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.048 Dec 31/Dec 31 CM Advisors Family Fund Cl R Shs . . . n0.02 Dec 31/Dec 31 Sm Cap Value Fd Cl C Shs . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Sm Cap Value Fd Cl R . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Croft Funds Corp. Croft Value Fd Cl R 0.2003 Dec 28/Dec 28 Elliott & Page Ltd. Funds Monthly High Incm Fd . . . . . . . . . . . . . . . bC$0.5624464LG Dec 31/Dec 31 Epiphany Funds FFV Strategic Income Fd Cl A . . . . . . . . . . . . . . . . . .See Divs. Declared FFV Strategic Income Fd Cl C . . . . . . . . . . . . . . . . . .See Divs. Declared FFV Strategic Income Fd Cl N . . . . . . . . . . . . . . . . . .See Divs. Declared ISI North American Government Bond Fund Cl C Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.013 Dec 31/Jan 2 ISI Strategy Fund Inc Cl A. . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Janus Investment Fund Flexible Bd Fd Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl C . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl D . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl R . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl S . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bond Fd Cl T . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl C . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl D . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl S . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl T . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared High Yield Fd Cl A . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 High Yield Fd Cl C . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 High Yield Fd Cl I . . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 High Yield Fd Cl R . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 High Yield Fd Cl S . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 High-Yield Cl T . . . . . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 High-Yield Fd Cl D . . . . . . . . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 Janus Flexible Bd Fd Cl N . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Janus High Yield Fd Cl N . . . . . . . . . . . 0.01377LG Dec 31/Dec 31 Janus Short Term Bd Fd Cl N . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl A . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl C . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl S . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short-Term Bd Fd Cl D . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short-Term Bd Fd Cl T . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Managed Municipal Fund, Inc. ISI Mgd Cl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared North American Government Bond Fund Inc ISI Cl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.016 Dec 31/Jan 2 Renaissance Mutual Funds Axiom Diversified Mthly Incm Ptf Elite A5 bC$0.031 Dec 31/Dec 31 Axiom Diversified Monthly Inc Ptf Cl F . . . . . . . . . .See Divs. Declared Axiom Diversified Monthly Income Ptf Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.032 Dec 31/Dec 31 Axiom Diversified Mthly Incm Ptf Select A2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.03 Dec 31/Dec 31 Staar Investment Trust General Bd Fd 0.03534 Dec 31/Dec 31 Intl Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short-Term Bd Fd . . . . . . . . . . . . . . . . . . . 0.03192 Dec 31/Dec 31 Stadion Investment Trust Olympus Fd Cl C . . . . . . . . . . . . . . . . . . . . n0.029 Dec 31/Dec 31 Total Return US Treasury Fund Inc. ISI Fd Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1889CG Dec 31/Jan 2
EX-DIV DATE Advisors Inner Circle Fund LSV Conservative Value Equity Fd . . 0.2171 Dec 27/Dec 31 LSV Core Equity Fd . . . . . . . . . . . . . . . . . 0.4375 Dec 27/Dec 31 LSV Value Equity Fd . . . . . . . . . . . . . . . . 0.3277 Dec 27/Dec 31 Asset Management Fund, Inc. Large Cap Equity Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Large Cap Equity Fd Cl H . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Croft Funds Corp. Croft Value Fd Cl R 0.2003 Dec 28/Dec 28 Monday, December 31 RECORD DATE American Beacon Funds Flexible Bd Fd Cl A . . . . . . . . . . . . . . . . . 0.0055 Flexible Bd Fd Cl Y . . . . . . . . . . . . . . . . . 0.009 Flexible Bd Fd Instl Cl . . . . . . . . . . . . . . . 0.0097
Issue
Jan
2/Jan
3
Jan
2/Jan
3
Jan
2/Jan
3
Div. per sh.
January 8, 2013 Rec or Ex/Payable
Monday, December 31 (cont.)
American Beacon Funds (cont.) Flexible Bd Fd Inv . . .Cl ............ . 0.0073 Jan 2/Jan 3 American Beacon London Co. Income Equity Fund Cl . . .A ............................. . 0.0246 Jan 2/Jan 3 Cl C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0182 Jan 2/Jan 3 Cl . . .Y. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0258 Jan 2/Jan 3 Instl . . .Cl ........................... . 0.0258 Jan 2/Jan 3 Inv Cl. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0257 Jan 2/Jan 3 Brandes Investment Trust Seperately Managed Acct Resv Tr. . 0.037 Dec 31/Dec 31 Direxion Funds Dynamic Hy Bd Inv Cl 0.07889734 Jan 3/Jan 3 Direxion Insurance Trust Fund Dynamic VP HY Bd Fd. . . . . . . . . . . . . . 0.03588293 Jan 3/Jan 3 Puerto Rico Investment Tax-Free Fund I Inc. Com ................................ . 0.052917 --- /Jan 10 Puerto Rico Investors Flexible Allocation Fund Incm Ptf 1. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.052083 --- /Jan 10 Puerto Rico Investors Tax-Free Fund Inc II Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.052917 --- /Jan 10 Puerto Rico Investors Tax-Free Fund IV Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.05375 --- /Jan 10 Puerto Rico Investors Tax-Free Fund V Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.05375 --- /Jan 10 Puerto Rico Investors Tax-Free Fund VI Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.059583 --- /Jan 10 Puerto Rico Tax-Free Target Maturity Fund II Inc Com ................................ . 0.004333 --- /Jan 10 Puerto Rico Tax-Free Target Maturity Fund Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.003 --- /Jan 10 Renaissance Mutual Funds Axiom Balanced Income Ptf .Cl . . .A. . . . . . . . . . . .See Divs. Declared Axiom Balanced Income Ptf Cl A2. . . . . . . . . . . . . .See Divs. Declared Axiom Balanced Income Ptf Cl. .A5 . . . . . . . . . . . .See Divs. Declared Axiom Balanced Income Ptf Cl F. . . . . . . . . . . . . . . .See Divs. Declared TD Asset Management (Green Line Funds) Adv Balanced Ptf. . . . . . . . . . . . . . . . . . . . bC$0.095353 Dec 31/Dec 31 Adv Balanced Ptf Adv Cl. . . . . . . . . . . . bC$0.103277 Dec 31/Dec 31 Adv Balanced Ptf Cl . . .H. . . . . . . . . . . bC$0.112462 Dec 31/Dec 31 Adv Balanced Ptf Cl T . . . . . . . . . . . . . . bC$0.121995 Dec 31/Dec 31
EX-DIV DATE Alpine Equity Trust Realty Incm & Growth Fd Cl A . . . . . . 0.1783 Altamira Funds Div. Fd. Inc. . . . . . . . . . . . bC$0.0502 Brandes Investment Trust Seperately Managed Acct Resv Tr . . 0.037 CIBC Funds Managed Aggressive Growth Ptf Cl T4 bC$0.031 Managed Aggressive Growth Ptf Cl T6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.045 Managed Aggressive Growth Ptf Cl T8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.057 Managed Bal Growth Ptf Cl T4 . . . . . . bC$0.032 Managed Bal Growth Ptf Cl T6 . . . . . . bC$0.046 Managed Bal Growth Ptf Cl T8 . . . . . . bC$0.059 Managed Bal Ptf Cl T4 . . . . . . . . . . . . . . bC$0.032 Managed Bal Ptf Cl T6 . . . . . . . . . . . . . . bC$0.046 Managed Bal Ptf Cl T8 . . . . . . . . . . . . . . bC$0.06 Managed Balanced Ptf . . . . . . . . . . . . . . bC$0.06977748 Managed Growth Ptf Cl T4 . . . . . . . . . . bC$0.032 Managed Growth Ptf Cl T6 . . . . . . . . . . bC$0.045 Managed Growth Ptf Cl T8 . . . . . . . . . . bC$0.058 Managed Income Plus Ptf . . . . . . . . . . . bC$0.05712076 Managed Income Ptf . . . . . . . . . . . . . . . . bC$0.06841515 Managed Income Ptf Cl T4 . . . . . . . . . . bC$0.033 Managed Income Ptf Cl T6 . . . . . . . . . . bC$0.047 US Dollar Mgd Bal Ptf - USD$ Cl T4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.032 US Dollar Mgd Bal Ptf - USD$ Cl T6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.048 US Dollar Mgd Bal Ptf - USD$ Cl . .T8 ................................ . b0.059
Issue
Dec 28/Dec 31 Dec 28/Dec 31 Dec 31/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31 Dec 28/Dec 31
CIBC Funds (cont.) US Dollar Mgd Growth Ptf - USD$ Cl T4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.028 Dec 28/Dec 31 US Dollar Mgd Growth Ptf - USD$ Cl T8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.057 Dec 28/Dec 31 US Dollar Mgd Income Ptf - USD$ Cl. .T4 ............................. . b0.033 Dec 28/Dec 31 US Dollar Mgd Income Ptf - USD$ Cl T6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b0.048 Dec 28/Dec 31 CM Advisors Family Fund Cl R Shs. . . n0.02 Dec 28/Dec 31 Sm Cap Value Fd Cl C .Shs . . . . . . . . . . . . . . . . . . . .See Divs. Declared Sm Cap Value Fd Cl R. . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Elliott & Page Ltd. Funds Monthly High Incm Fd. . . . . . . . . . . . . . . bC$0.5624464LG Dec 28/Dec 31 Epiphany Funds FFV Strategic Income Fd Cl A. . . . . . . . . . . . . . . . . .See Divs. Declared FFV Strategic Income Fd Cl. . .C. . . . . . . . . . . . . . .See Divs. Declared FFV Strategic Income Fd Cl . . .N . . . . . . . . . . . . . . .See Divs. Declared ISI North American Government Bond Fund Cl C Shs ........................... . 0.013 Dec 28/Jan 2 ISI Strategy Fund Inc Cl A. . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Janus Investment Fund Flexible Bd Fd Cl . . .A. . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl C. . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl. . .D. . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd .Cl . . .I. . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl R. . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bd Fd Cl. . .S. . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Flexible Bond Fd .Cl. . .T. . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl. . C . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl . . .D. . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl .I. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd Cl. . .S. . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Global Bd Fd .Cl . . .T. . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared High Yield Fd Cl A. . . . . . . . . . . . . . . . . . 0.01377LG Dec 28/Dec 31 High Yield Fd Cl . . .C .............. . 0.01377LG Dec 28/Dec 31 High Yield Fd . . . Cl . . . I. . . . . . . . . . . . . 0.01377LG Dec 28/Dec 31 High Yield Fd Cl R. . . . . . . . . . . . . . . . . . 0.01377LG Dec 28/Dec 31 High Yield Fd Cl S . . . . . . . . . . . . . . . . . . 0.01377LG Dec 28/Dec 31 High-Yield .Cl. . .T. . . . . . . . . . . . . . . . . . 0.01377LG Dec 28/Dec 31 High-Yield Fd Cl . . .D .............. . 0.01377LG Dec 28/Dec 31 Janus Flexible Bd Fd Cl . . .N. . . . . . . . . . . . . . . . . . .See Divs. Declared Janus High Yield Fd Cl N. . . . . . . . . . . 0.01377LG Dec 28/Dec 31 Janus Short Term Bd Fd Cl N . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl A . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl C . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl I . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short Term Bd Fd Cl S . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short-Term Bd Fd Cl D . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short-Term Bd Fd Cl T . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Managed Municipal Fund, Inc. ISI Mgd Cl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared North American Government Bond Fund Inc ISI Cl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.016 Dec 28/Jan 2 Renaissance Mutual Funds Axiom Balanced Income Ptf Cl A . . . . . . . . . . . . . . . .See Divs. Declared Axiom Balanced Income Ptf Cl A2 . . . . . . . . . . . . . .See Divs. Declared Axiom Balanced Income Ptf Cl A5 . . . . . . . . . . . . . .See Divs. Declared Axiom Balanced Income Ptf Cl F . . . . . . . . . . . . . . . .See Divs. Declared Axiom Diversified Mthly Incm Ptf Elite A5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.031 Dec 28/Dec 31 Axiom Diversified Monthly Inc Ptf Cl F . . . . . . . . . .See Divs. Declared Axiom Diversified Monthly Income Ptf Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.032 Dec 28/Dec 31 Axiom Diversified Mthly Incm Ptf Select A2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.03 Dec 28/Dec 31 Staar Investment Trust General Bd Fd 0.03534 Dec 28/Dec 31 Intl Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Short-Term Bd Fd . . . . . . . . . . . . . . . . . . . 0.03192 Dec 28/Dec 31 Stadion Investment Trust Olympus Fd Cl C . . . . . . . . . . . . . . . . . . . . n0.029 Dec 28/Dec 31 TD Asset Management (Green Line Funds) Adv Balanced Ptf . . . . . . . . . . . . . . . . . . . . bC$0.095353 Dec 31/Dec 31 Adv Balanced Ptf Adv Cl . . . . . . . . . . . . bC$0.103277 Dec 31/Dec 31 Adv Balanced Ptf Cl H . . . . . . . . . . . . . . bC$0.112462 Dec 31/Dec 31 Adv Balanced Ptf Cl T . . . . . . . . . . . . . . bC$0.121995 Dec 31/Dec 31 Total Return US Treasury Fund Inc. ISI Fd Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1889CG Dec 28/Jan 2
Wednesday, January 2 RECORD DATE GMO Trust Domestic Bd. Fd . . . .Cl III
1.3075RC Domestic Bd Fd Cl VI. . . . . . . . . . . . . . . 1.3106RC Emerging Mkts Fd Cl . . .V. . . . . . . . . . Dec 28/Dec 31 0.3658RC
Jan
3/Jan
4
Jan
3/Jan
4
Jan
3/Jan
4
Dec 28/Dec 31
January 8, 2013 Issue
MUTUAL FUNDS Div. per sh.
Rec or Ex/Payable
Wednesday, January 2 (cont.)
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Dec 31/Jan
3
Thursday, January 3 RECORD DATE SSgA Funds Bd Mkt Fd . . . . . . . . . . . . . . . 0.0188 Interm Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0111 Tuckerman Active REIT Fd. . . . . . . . . . 0.0456 SteelPath MLP Funds Trust Oppenheimer SteelPath MLP Incm Fd Cl A 0.0646 Oppenheimer SteelPath MLP Incm Fd Cl C . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0646
Jan
3/Jan
8
Jan
3/Jan
8
Jan
3/Jan
8
Jan
4/Jan
4
Jan
4/Jan
4
STOCK OF RECORD CALENDAR Div. per sh.
Rec or Ex/Payable
Thursday, January 10
14/Feb 1 14/Feb 1 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 21 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Jan 31 14/Feb 1 14/Feb 1 14/Feb 1
Issue
Div. per sh.
Page 15 Rec or Ex/Payable
Friday, January 11 (cont.) Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1 Jan 14/Feb 1
EX-DIV DATE
Rec or Ex/Payable
EX-DIV DATE AGIC Convertible & Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.09 Jan AGIC Convertible & Income Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.085 Jan Dreyfus Municipal Income, Inc. Com.. . 0.0525 Jan Dreyfus Strategic Municipal Bond Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0475 Jan Dreyfus Strategic Municipals, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.049 Jan Eaton Vance Limited Duration Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1017 Jan Hancock John Tax-Advantaged Dividend Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0985 Jan Invesco Advantage Municipal Income Trust II Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan Invesco Bond Fund Com . . . . . . . . . . . . . . 0.0775 Jan Invesco California Value Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.066 Jan Invesco High Income Trust II Com . . . . 0.116 Jan Invesco Municipal Income Opportunities Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.035 Jan Invesco Municipal Opportunity Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan Invesco Municipal Trust Com . . . . . . . . . . 0.07625 Jan Invesco Pennsylvania Value Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan Invesco Quality Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06875 Jan Invesco Senior Income Trust Com . . . . 0.0305 Jan Invesco Trust for Investment Grade Municipals Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.083 Jan Invesco Trust For Investment Grade New York Municipals Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.084 Jan Invesco Value Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan PCM Fund Inc Com . . . . . . . . . . . . . . . . . . . 0.08 Jan Pimco California Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan Pimco California Municipal Income Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan Pimco California Municipal Income Fund III Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Pimco California Municipal Income Fund III (cont.) 0.06 PIMCO Corporate & Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.13 PIMCO Corporate & Income Strategy Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1125 PIMCO Dynamic Income Fund Com. . . 0.177 PIMCO Global StocksPLUS & Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.18335 Pimco High Income Fund Com Shs . . . 0.121875 PIMCO Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.19 PIMCO Income Strategy Fund Com . . . 0.09 PIMCO Income Strategy Fund II Com 0.08 Pimco Municipal Income Fund Com . . . 0.08125 Pimco Municipal Income Fund II Com 0.065 Pimco Municipal Income Fund III Com 0.07 Pimco New York Municipal Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06625 Pimco New York Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Pimco New York Municipal Income Fund III Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0525 PIMCO Strategic Global Government Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08
Friday, January 11
(January 5 thru January 18) Issue
Div. per sh.
Thursday, January 10 (cont.)
EX-DIV DATE American Beacon Funds Flexible Bd Fd Cl A . . . . . . . . . . . . . . . . . 0.0055 Flexible Bd Fd Cl Y . . . . . . . . . . . . . . . . . 0.009 Flexible Bd Fd Instl Cl . . . . . . . . . . . . . . . 0.0097 Flexible Bd Fd Inv Cl . . . . . . . . . . . . . . . . 0.0073 American Beacon London Co. Income Equity Fund Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0246 Cl C . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0182 Cl Y . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0258 Instl Cl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0258 Inv Cl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0257
Issue
Advent Claymore Convertible Securities & Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0939 Jan Advent Claymore Convertible Securities & Income Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.047 Jan Blackrock California Municipal 2018 Term Trust Com ................................ . 0.0575 Jan BlackRock California Municipal Income Trust Com ................................ . 0.0777 Jan BlackRock Florida Municipal 2020 Term Trust Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.056 Jan BlackRock Investment Quality Municipal Trust Inc. Com.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan BlackRock Long-Term Municipal Advantage Trust Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.062 Jan Blackrock Maryland Municipal Bond Trust Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan BlackRock Muni Intermediate Duration Fund Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0715 Jan BlackRock Muni New York Intermediate Duration Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan BlackRock MuniAssets Fund, Inc. Com ................................ . 0.0625 Jan Blackrock Municipal 2018 Term Trust Com ................................ . 0.0758 Jan BlackRock Municipal 2020 Term Trust Com ................................ . 0.06225 Jan BlackRock Municipal Bond Investment Trust Com ................................ . 0.078 Jan Blackrock Municipal Bond Trust Com 0.0835 Jan BlackRock Municipal Income Investment Quality Trust Com ................................ . 0.0685 Jan BlackRock Municipal Income Investment Trust Com ................................ . 0.072375 Jan BlackRock Municipal Income Quality Trust Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.078 Jan BlackRock Municipal Income Trust Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0801 Jan Blackrock Municipal Income Trust II Com Shares of Beneficial Interest. . . 0.085 Jan BlackRock MuniEnhanced Fund Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.058 Jan BlackRock MuniHoldings California Quality Fund, Inc. Com ................................ . 0.079 Jan BlackRock MuniHoldings Fund II Inc Com ................................ . 0.083 Jan BlackRock MuniHoldings Fund Inc Com ................................ . 0.0915 Jan
15/Jan 31 15/Jan 31 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 Inc 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1 15/Feb 1
BlackRock MuniHoldings Investment Quality Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0765 Jan 15/Feb BlackRock MuniHoldings New Jersey Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 15/Feb BlackRock MuniHoldings New York Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0765 Jan 15/Feb BlackRock MuniHoldings Quality Fund II, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0705 Jan 15/Feb BlackRock MuniHoldings Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 15/Feb BlackRock MuniVest Fund II Inc Com 0.091 Jan 15/Feb BlackRock MuniVest Fund, Inc Com . . 0.059 Jan 15/Feb BlackRock MuniYield Arizona Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0695 Jan 15/Feb BlackRock MuniYield California Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan 15/Feb BlackRock MuniYield California Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.076 Jan 15/Feb BlackRock MuniYield Fund Inc Com. . . 0.0835 Jan 15/Feb BlackRock MuniYield Investment Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan 15/Feb BlackRock MuniYield Investment Quality Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 15/Feb BlackRock MuniYield Michigan Quality Fund II, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.069 Jan 15/Feb BlackRock MuniYield Michigan Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0765 Jan 15/Feb BlackRock MuniYield New Jersey Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.072 Jan 15/Feb BlackRock MuniYield New York Quality Fund, Inc. Com ................................ . 0.071 Jan 15/Feb BlackRock MuniYield NJ Fund Inc Com ................................ . 0.074 Jan 15/Feb BlackRock MuniYield Pennsylvania Quality Fund Com ................................ . 0.074 Jan 15/Feb BlackRock MuniYield Quality Fund II, Inc. Com ................................ . 0.0695 Jan 15/Feb BlackRock MuniYield Quality Fund III, Inc. Com ................................ . 0.072 Jan 15/Feb BlackRock MuniYield Quality Fund Inc Com ................................ . 0.08 Jan 15/Feb Blackrock New Jersey Municipal Bond Trust Com ................................ . 0.073 Jan 15/Feb Blackrock New Jersey Municipal Income Trust Com ................................ . 0.0811 Jan 15/Feb Blackrock New York Municipal 2018 Term Trust Com ................................ . 0.06 Jan 15/Feb Blackrock New York Municipal Bond Trust Com ................................ . 0.071 Jan 15/Feb BlackRock New York Municipal Income Quality Trust Com ................................ . 0.0715 Jan 15/Feb Blackrock New York Municipal Income Trust Com ................................ . 0.075 Jan 15/Feb Blackrock New York Municipal Income Trust II Com Shares of Beneficial Interest ... 0.077 Jan 15/Feb BlackRock Pennsylvania Strategic Municipal Trust (The) Com ................................ . 0.071 Jan 15/Feb Blackrock Strategic Municipal Trust (The) Shs Ben Int.. . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 15/Feb Blackrock Virginia Municipal Bond Trust Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.078 Jan 15/Feb Cornerstone Progressive Return Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0854 Jan 15/Jan Cornerstone Strategic Value Fund, Inc. Com (New). . . . . . . . . . . . . . . . . . . . . . . . . . 0.1022 Jan 15/Jan Cornerstone Total Return Fund, Inc Com (New). . . . . . . . . . . . . . . . . . . . . . . . . . 0.0911 Jan 15/Jan DTF Tax-Free Income, Inc. Com ..... . 0.07 Jan 15/Jan Duff & Phelps Utility & Corporate Bond Trust, Inc. Com. ............................... . 0.07 Jan 15/Jan Guggenheim Build America Bonds Managed Duration Trust Com ................................ . 0.1348 Jan 15/Jan Guggenheim Strategic Opportunities Fund Com Shs Of Ben . . .Int ............. . 0.1694 Jan 15/Jan Managed Duration Investment Grade Municipal Fund Com ................................ . 0.0775 Jan 15/Jan
1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 31 31 31 31 31 31 31 31
Page 16 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Friday, January 11 (cont.) Massachusetts Health & Education Tax Exempt Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan 15/Feb Neuberger Berman High Yield Strategies Fund Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.09 Jan 15/Jan Neuberger Berman Real Estate Securities Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.02 Jan 15/Jan Nuveen AMT-Free Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.068 Jan 15/Feb Nuveen Arizona Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.061 Jan 15/Feb Nuveen Arizona Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.064 Jan 15/Feb Nuveen Arizona Dividend Advantage Municipal Fund 3 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.058 Jan 15/Feb Nuveen Arizona Premium Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.064 Jan 15/Feb Nuveen Build America Bond Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.111 Jan 15/Feb Nuveen Build America Bond Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1085 Jan 15/Feb Nuveen California AMT-Free Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 15/Feb Nuveen California Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 15/Feb Nuveen California Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan 15/Feb Nuveen California Dividend Advantage Municipal Fund 3 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.067 Jan 15/Feb Nuveen California Investment Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan 15/Feb Nuveen California Municipal Market Opportunity Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 15/Feb Nuveen California Municipal Value Fund 2 Ord Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.065 Jan 15/Feb Nuveen California Municipal Value Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.039 Jan 15/Feb Nuveen California Performance Plus Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan 15/Feb Nuveen California Premium Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 15/Feb Nuveen California Quality Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.085 Jan 15/Feb Nuveen California Select Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.083 Jan 15/Feb Nuveen California Select Tax-Free Income Portfolio Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 15/Feb Nuveen Connecticut Premium Income Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 15/Feb Nuveen Credit Strategies Income Fund Com Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0692 Jan 15/Feb Nuveen Dividend Advantage Municipal Fund Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 15/Feb Nuveen Dividend Advantage Municipal Fund 3 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.066 Jan 15/Feb Nuveen Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.067 Jan 15/Feb Nuveen Dividend Advantage Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.069 Jan 15/Feb Nuveen Enhanced Municipal Value Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 15/Feb Nuveen Floating Rate Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.076 Jan 15/Feb Nuveen Floating Rate Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 15/Feb Nuveen Georgia Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.056 Jan 15/Feb Nuveen Investment Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 15/Feb Nuveen Maryland Premium Income Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.064 Jan 15/Feb Munifund Term Pfd Shs 2.6% Ser 2015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 15/Feb Munifund Term Pfd Shs 2.6% Series 2015-1 . . . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 15/Feb Munifund Term Pfd Shs 2.65% Ser 2015-1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.022083 Jan 15/Feb Munifund Term Pfd Shs 2.85% Ser 2016 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Issue
Div. per sh.
Rec or Ex/Payable
Friday, January 11 (cont.)
1 31 31 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Nuveen Maryland Premium Income Municipal Fund (cont.) 0.02375 Jan 15/Feb Nuveen Massachusetts AMT-Free Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.048 Jan 15/Feb Nuveen Massachusetts Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 15/Feb Munifund Term Pfd Shs Ser 04/01/2015 . . . . . . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 15/Feb Nuveen Massachusetts Premium Income Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.059 Jan 15/Feb Nuveen Missouri Premium Income Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.061 Jan 15/Feb Nuveen Mortgage Opportunity Term Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1725 Jan 15/Feb Nuveen Mortgage Opportunity Term Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1725 Jan 15/Feb Nuveen Municipal Advantage Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 15/Feb Nuveen Municipal High Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 15/Feb Nuveen Municipal High Income Opportunity Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0655 Jan 15/Feb Nuveen Municipal Income Fund, Inc. Com. ............................... . 0.0475 Jan 15/Feb Nuveen Municipal Market Opportunity Fund, Inc. Com. ............................... . 0.067 Jan 15/Feb Nuveen Municipal Opportunity Fund, Inc. Com ................................ . 0.073 Jan 15/Feb Nuveen Municipal Value Fund, Inc. Com... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.037 Jan 15/Feb Nuveen New Jersey Dividend Advantage Municipal Fund Com ................................ . 0.058 Jan 15/Feb Nuveen New Jersey Dividend Advantage Municipal Fund 2 Com ................................ . 0.06 Jan 15/Feb Nuveen New Jersey Investment Quality Municipal Fund, Inc. Com. ............................... . 0.067 Jan 15/Feb Nuveen New Jersey Municipal Value Fund Ord Shs ............................ . 0.052 Jan 15/Feb Nuveen New Jersey Premium Income Municipal Fund, Inc. Com. ............................... . 0.071 Jan 15/Feb Nuveen New York AMT-Free Municipal Income Fund Com ................................ . 0.057 Jan 15/Feb Nuveen New York Dividend Advantage Municipal Fund Com ................................ . 0.063 Jan 15/Feb Nuveen New York Dividend Advantage Municipal Fund 2 Com ................................ . 0.063 Jan 15/Feb Nuveen New York Dividend Advantage Municipal Income Fund Com ................................ . 0.065 Jan 15/Feb Nuveen New York Investment Quality Municipal Fund, Inc. Com. ............................... . 0.069 Jan 15/Feb Nuveen New York Municipal Value Fund 2 Ord Shs ............................ . 0.056 Jan 15/Feb Nuveen New York Municipal Value Fund, Inc. Com. ............................... . 0.033 Jan 15/Feb Nuveen New York Performance Plus Municipal Fund, Inc. Com. ............................... . 0.071 Jan 15/Feb Nuveen New York Premium Income Municipal Fund, Inc. Com ................................ . 0.0695 Jan 15/Feb Nuveen New York Quality Income Municipal Fund, Inc. Com. ............................... . 0.07 Jan 15/Feb Nuveen New York Select Quality Municipal Fund, Inc. Com. ............................... . 0.0725 Jan 15/Feb Nuveen New York Select Tax-Free Income Portfolio Shs. Ben. .Int. ...................... . 0.0545 Jan 15/Feb Nuveen North Carolina Premium Income Municipal Fund Com. ............................... . 0.055 Jan 15/Feb Nuveen Ohio Dividend Advantage Municipal Fund Com ................................ . 0.065 Jan 15/Feb Nuveen Ohio Dividend Advantage Municipal Fund 2 Com ................................ . 0.065 Jan 15/Feb Nuveen Ohio Dividend Advantage Municipal Fund 3 Com ................................ . 0.066 Jan 15/Feb Nuveen Ohio Quality Income Municipal Fund, Inc. Com. ............................... . 0.08 Jan 15/Feb Nuveen Pennsylvania Dividend Advantage Municipal Fund Com ................................ . 0.063 Jan 15/Feb Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 Com ................................ . 0.07 Jan 15/Feb
Issue
Div. per sh.
January 8, 2013 Rec or Ex/Payable
Friday, January 11 (cont.) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Nuveen Pennsylvania Investment Quality Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 15/Feb 1 Nuveen Pennsylvania Municipal Value Fund Ord Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.053 Jan 15/Feb 1 Nuveen Pennsylvania Premium Income Municipal Fund 2 Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 15/Feb 1 Nuveen Performance Plus Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan 15/Feb 1 Nuveen Preferred Income Opportunities Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0633 Jan 15/Feb 1 Nuveen Premier Municipal Income Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 15/Feb 1 Nuveen Premier Municipal Opportunity Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.072 Jan 15/Feb 1 Nuveen Premium Income Municipal Fund 2, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.072 Jan 15/Feb 1 Nuveen Premium Income Municipal Fund 4, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.068 Jan 15/Feb 1 Nuveen Premium Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.072 Jan 15/Feb 1 Nuveen Premium Income Municipal Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.062 Jan 15/Feb 1 Nuveen Quality Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 15/Feb 1 Nuveen Quality Municipal Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 15/Feb 1 Nuveen Quality Preferred Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.05 Jan 15/Feb 1 Nuveen Quality Preferred Income Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.055 Jan 15/Feb 1 Nuveen Quality Preferred Income Fund 3 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.052 Jan 15/Feb 1 Nuveen Real Asset Income & Growth Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.3675 Jan 15/Feb 1 Nuveen Select Maturities Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0295 Jan 15/Feb 1 Nuveen Select Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 15/Feb 1 Nuveen Select Tax-Free Income Portfolio Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0525 Jan 15/Feb 1 Nuveen Select Tax Free Income Portfolio 2 Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0525 Jan 15/Feb 1 Nuveen Select Tax-Free Income Portfolio 3 Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.055 Jan 15/Feb 1 Nuveen Senior Income Fund Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.0455 Jan 15/Feb 1 Nuveen Short Duration Credit Opportunities Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.132 Jan 15/Feb 1 Nuveen Texas Quality Income Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.061 Jan 15/Feb 1 Nuveen Virginia Premium Income Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.062 Jan 15/Feb 1 Munifund Term Pfd Shs 2.80% Ser 2014 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.023333 Jan 15/Feb 1 Munifund Term Pfd Shs 2.80% Ser 2014-1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.023333 Jan 15/Feb 1 Wells Fargo Advantage Income Opportunities Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan 15/Feb 1 Wells Fargo Advantage Multi-Sector Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.10 Jan 15/Feb 1 Wells Fargo Advantage Utilities and High Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan 15/Feb 1 Western Asset/Claymore Inflation-Linked Opportunities & Income Fund Com Shs Ben Int . . . . . . . . . . . . . . . . . . . . 0.0335 Jan 15/Jan 31 Western Asset/Claymore Inflation-Linked Securities & Income Fund Com Shs Ben Int . . . . . . . . . . . . . . . . . . . . 0.032 Jan 15/Jan 31
1
Monday, January 14 1 1 1 1 1
RECORD DATE AGIC Convertible & Income Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.09 AGIC Convertible & Income Fund II Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.085 Dreyfus Municipal Income, Inc. Com. .. 0.0525 Dreyfus Strategic Municipal Bond Fund, Inc. Com. ............................... . 0.0475
Jan 10/Feb 1 Jan 10/Feb 1 Jan 10/Jan 31 Jan 10/Jan 31
January 8, 2013 Issue
MUTUAL FUNDS Div. per sh.
Rec or Ex/Payable
Monday, January 14 (cont.) Dreyfus Strategic Municipals, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.049 Jan Eaton Vance Limited Duration Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1017 Jan Hancock John Tax-Advantaged Dividend Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0985 Jan Invesco Advantage Municipal Income Trust II Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan Invesco Bond Fund Com . . . . . . . . . . . . . . 0.0775 Jan Invesco California Value Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.066 Jan Invesco High Income Trust II Com . . . . 0.116 Jan Invesco Municipal Income Opportunities Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.035 Jan Invesco Municipal Opportunity Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan Invesco Municipal Trust Com . . . . . . . . . . 0.07625 Jan Invesco Pennsylvania Value Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan Invesco Quality Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06875 Jan Invesco Senior Income Trust Com . . . . 0.0305 Jan Invesco Trust for Investment Grade Municipals Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.083 Jan Invesco Trust For Investment Grade New York Municipals Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.084 Jan Invesco Value Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan PCM Fund Inc Com . . . . . . . . . . . . . . . . . . . 0.08 Jan Pimco California Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan Pimco California Municipal Income Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan Pimco California Municipal Income Fund III Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06 Jan PIMCO Corporate & Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.13 Jan PIMCO Corporate & Income Strategy Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1125 Jan PIMCO Dynamic Income Fund Com. . . 0.177 Jan PIMCO Global StocksPLUS & Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.18335 Jan Pimco High Income Fund Com Shs . . . 0.121875 Jan PIMCO Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.19 Jan PIMCO Income Strategy Fund Com . . . 0.09 Jan PIMCO Income Strategy Fund II Com 0.08 Jan Pimco Municipal Income Fund Com . . . 0.08125 Jan Pimco Municipal Income Fund II Com 0.065 Jan Pimco Municipal Income Fund III Com 0.07 Jan Pimco New York Municipal Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06625 Jan Pimco New York Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan Pimco New York Municipal Income Fund III Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0525 Jan PIMCO Strategic Global Government Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan
Div. per sh.
Rec or Ex/Payable
Tuesday, January 15
10/Jan 31 10/Jan 21 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Jan 31 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1 10/Feb 1
EX-DIV DATE Gabelli Dividend & Income Trust Com 0.08 Jan Gabelli Global Utilities & Income Trust Com Sh Ben Int . . . . . . . . . . . . . . . . . . . . . 0.10 Jan Gabelli Utility Trust Com. . . . . . . . . . . . . . . 0.05 Jan Gamco Global Gold, Natural Resources & Income Trust By Com Sh Ben Int . . . . . . . . . . . . . . . . . . . . . 0.12 Jan Gamco Natural Resrouces, Gold & Income Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.14 Jan Templeton Global Income Fund (DE) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.035 Jan
Issue
16/Jan 24 16/Jan 24 16/Jan 24 Gabelli 16/Jan 24 16/Jan 24 16/Jan 31
RECORD DATE Advent Claymore Convertible Securities & Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0939 Jan Advent Claymore Convertible Securities & Income Fund II Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.047 Jan Blackrock California Municipal 2018 Term Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0575 Jan BlackRock California Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0777 Jan BlackRock Florida Municipal 2020 Term Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.056 Jan BlackRock Investment Quality Municipal Trust Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan BlackRock Long-Term Municipal Advantage Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.062 Jan Blackrock Maryland Municipal Bond Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan BlackRock Muni Intermediate Duration Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0715 Jan BlackRock Muni New York Intermediate Duration Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan BlackRock MuniAssets Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan Blackrock Municipal 2018 Term Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0758 Jan BlackRock Municipal 2020 Term Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06225 Jan BlackRock Municipal Bond Investment Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.078 Jan Blackrock Municipal Bond Trust Com 0.0835 Jan BlackRock Municipal Income Investment Quality Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0685 Jan BlackRock Municipal Income Investment Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.072375 Jan BlackRock Municipal Income Quality Trust Com ................................ . 0.078 Jan BlackRock Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0801 Jan Blackrock Municipal Income Trust II Com Shares of Beneficial Interest . . . 0.085 Jan BlackRock MuniEnhanced Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.058 Jan BlackRock MuniHoldings California Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan BlackRock MuniHoldings Fund II Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.083 Jan BlackRock MuniHoldings Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0915 Jan BlackRock MuniHoldings Investment Quality Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0765 Jan BlackRock MuniHoldings New Jersey Quality Fund, Inc. Com ................................ . 0.074 Jan BlackRock MuniHoldings New York Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0765 Jan BlackRock MuniHoldings Quality Fund II, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0705 Jan BlackRock MuniHoldings Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan BlackRock MuniVest Fund II Inc Com 0.091 Jan BlackRock MuniVest Fund, Inc Com . . 0.059 Jan BlackRock MuniYield Arizona Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0695 Jan BlackRock MuniYield California Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan BlackRock MuniYield California Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.076 Jan BlackRock MuniYield Fund Inc Com. . . 0.0835 Jan BlackRock MuniYield Investment Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan BlackRock MuniYield Investment Quality Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan BlackRock MuniYield Michigan Quality Fund II, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.069 Jan BlackRock MuniYield Michigan Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0765 Jan BlackRock MuniYield New Jersey Quality Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Issue
Div. per sh.
Page 17 Rec or Ex/Payable
Tuesday, January 15 (cont.)
11/Jan 31 11/Jan 31 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1 11/Feb 1
BlackRock MuniYield New Jersey Quality Fund, Inc. (cont.) 0.072 Jan 11/Feb BlackRock MuniYield New York Quality Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 11/Feb BlackRock MuniYield NJ Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 11/Feb BlackRock MuniYield Pennsylvania Quality Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 11/Feb BlackRock MuniYield Quality Fund II, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0695 Jan 11/Feb BlackRock MuniYield Quality Fund III, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.072 Jan 11/Feb BlackRock MuniYield Quality Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 11/Feb Blackrock New Jersey Municipal Bond Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 11/Feb Blackrock New Jersey Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0811 Jan 11/Feb Blackrock New York Municipal 2018 Term Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06 Jan 11/Feb Blackrock New York Municipal Bond Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 11/Feb BlackRock New York Municipal Income Quality Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0715 Jan 11/Feb Blackrock New York Municipal Income Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan 11/Feb Blackrock New York Municipal Income Trust II Com Shares of Beneficial Interest . . . 0.077 Jan 11/Feb BlackRock Pennsylvania Strategic Municipal Trust (The) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 11/Feb Blackrock Strategic Municipal Trust (The) Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.074 Jan 11/Feb Blackrock Virginia Municipal Bond Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.078 Jan 11/Feb Cornerstone Progressive Return Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0854 Jan 11/Jan Cornerstone Strategic Value Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1022 Jan 11/Jan Cornerstone Total Return Fund, Inc Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0911 Jan 11/Jan DTF Tax-Free Income, Inc. Com . . . . . . 0.07 Jan 11/Jan Duff & Phelps Utility & Corporate Bond Trust, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 11/Jan Guggenheim Build America Bonds Managed Duration Trust Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1348 Jan 11/Jan Guggenheim Strategic Opportunities Fund Com Shs Of Ben Int . . . . . . . . . . . . . . . . . 0.1694 Jan 11/Jan Managed Duration Investment Grade Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0775 Jan 11/Jan Massachusetts Health & Education Tax Exempt Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Jan 11/Feb Neuberger Berman High Yield Strategies Fund Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.09 Jan 11/Jan Neuberger Berman Real Estate Securities Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.02 Jan 11/Jan Nuveen AMT-Free Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.068 Jan 11/Feb Nuveen Arizona Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.061 Jan 11/Feb Nuveen Arizona Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.064 Jan 11/Feb Nuveen Arizona Dividend Advantage Municipal Fund 3 Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.058 Jan 11/Feb Nuveen Arizona Premium Income Municipal Fund, Inc. Com.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.064 Jan 11/Feb Nuveen Build America Bond Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.111 Jan 11/Feb Nuveen Build America Bond Opportunity Fund Com ................................ . 0.1085 Jan 11/Feb Nuveen California AMT-Free Municipal Income Fund Com ................................ . 0.07 Jan 11/Feb Nuveen California Dividend Advantage Municipal Fund Com ................................ . 0.074 Jan 11/Feb Nuveen California Dividend Advantage Municipal Fund 2 Com ................................ . 0.075 Jan 11/Feb Nuveen California Dividend Advantage Municipal Fund 3 Com ................................ . 0.067 Jan 11/Feb
1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 31 31 31 31 31 31 31 31 1 31 31 1 1 1 1 1 1 1 1 1 1 1
Page 18 Issue
MERGENT DIVIDEND RECORD Div. per sh.
Rec or Ex/Payable
Tuesday, January 15 (cont.) Nuveen California Investment Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan 11/Feb Nuveen California Municipal Market Opportunity Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 11/Feb Nuveen California Municipal Value Fund 2 Ord Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.065 Jan 11/Feb Nuveen California Municipal Value Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.039 Jan 11/Feb Nuveen California Performance Plus Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.079 Jan 11/Feb Nuveen California Premium Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 11/Feb Nuveen California Quality Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.085 Jan 11/Feb Nuveen California Select Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.083 Jan 11/Feb Nuveen California Select Tax-Free Income Portfolio Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 11/Feb Nuveen Connecticut Premium Income Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 11/Feb Nuveen Credit Strategies Income Fund Com Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0692 Jan 11/Feb Nuveen Dividend Advantage Municipal Fund Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 11/Feb Nuveen Dividend Advantage Municipal Fund 3 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.066 Jan 11/Feb Nuveen Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.067 Jan 11/Feb Nuveen Dividend Advantage Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.069 Jan 11/Feb Nuveen Enhanced Municipal Value Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 11/Feb Nuveen Floating Rate Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.076 Jan 11/Feb Nuveen Floating Rate Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 11/Feb Nuveen Georgia Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.056 Jan 11/Feb Nuveen Investment Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 11/Feb Nuveen Maryland Premium Income Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.064 Jan 11/Feb Munifund Term Pfd Shs 2.6% Ser 2015 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 11/Feb Munifund Term Pfd Shs 2.6% Series 2015-1 . . . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 11/Feb Munifund Term Pfd Shs 2.65% Ser 2015-1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.022083 Jan 11/Feb Munifund Term Pfd Shs 2.85% Ser 2016 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.02375 Jan 11/Feb Nuveen Massachusetts AMT-Free Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.048 Jan 11/Feb Nuveen Massachusetts Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 11/Feb Munifund Term Pfd Shs Ser 04/01/2015 . . . . . . . . . . . . . . . . . . . . . . . . . . 0.021667 Jan 11/Feb Nuveen Massachusetts Premium Income Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.059 Jan 11/Feb Nuveen Missouri Premium Income Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.061 Jan 11/Feb Nuveen Mortgage Opportunity Term Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1725 Jan 11/Feb Nuveen Mortgage Opportunity Term Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.1725 Jan 11/Feb Nuveen Municipal Advantage Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 11/Feb Nuveen Municipal High Income Opportunity Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 11/Feb Nuveen Municipal High Income Opportunity Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0655 Jan 11/Feb Nuveen Municipal Income Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0475 Jan 11/Feb Nuveen Municipal Market Opportunity Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.067 Jan 11/Feb Nuveen Municipal Opportunity Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.073 Jan 11/Feb Nuveen Municipal Value Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Issue
Div. per sh.
Rec or Ex/Payable
Tuesday, January 15 (cont.)
1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Nuveen Municipal Value Fund, Inc. (cont.) 0.037 Jan 11/Feb Nuveen New Jersey Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.058 Jan 11/Feb Nuveen New Jersey Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06 Jan 11/Feb Nuveen New Jersey Investment Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.067 Jan 11/Feb Nuveen New Jersey Municipal Value Fund Ord Shs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.052 Jan 11/Feb Nuveen New Jersey Premium Income Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 11/Feb Nuveen New York AMT-Free Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.057 Jan 11/Feb Nuveen New York Dividend Advantage Municipal Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.063 Jan 11/Feb Nuveen New York Dividend Advantage Municipal Fund 2 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.063 Jan 11/Feb Nuveen New York Dividend Advantage Municipal Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.065 Jan 11/Feb Nuveen New York Investment Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.069 Jan 11/Feb Nuveen New York Municipal Value Fund 2 Ord Shs ............................ . 0.056 Jan 11/Feb Nuveen New York Municipal Value Fund, Inc. Com. ............................... . 0.033 Jan 11/Feb Nuveen New York Performance Plus Municipal Fund, Inc. Com. ............................... . 0.071 Jan 11/Feb Nuveen New York Premium Income Municipal Fund, Inc. Com ................................ . 0.0695 Jan 11/Feb Nuveen New York Quality Income Municipal Fund, Inc. Com. ............................... . 0.07 Jan 11/Feb Nuveen New York Select Quality Municipal Fund, Inc. Com. ............................... . 0.0725 Jan 11/Feb Nuveen New York Select Tax-Free Income Portfolio Shs. Ben. .Int. ...................... . 0.0545 Jan 11/Feb Nuveen North Carolina Premium Income Municipal Fund Com. ............................... . 0.055 Jan 11/Feb Nuveen Ohio Dividend Advantage Municipal Fund Com ................................ . 0.065 Jan 11/Feb Nuveen Ohio Dividend Advantage Municipal Fund 2 Com ................................ . 0.065 Jan 11/Feb Nuveen Ohio Dividend Advantage Municipal Fund 3 Com ................................ . 0.066 Jan 11/Feb Nuveen Ohio Quality Income Municipal Fund, Inc. Com. ............................... . 0.08 Jan 11/Feb Nuveen Pennsylvania Dividend Advantage Municipal Fund Com ................................ . 0.063 Jan 11/Feb Nuveen Pennsylvania Dividend Advantage Municipal Fund 2 Com ................................ . 0.07 Jan 11/Feb Nuveen Pennsylvania Investment Quality Municipal Fund Com. ............................... . 0.074 Jan 11/Feb Nuveen Pennsylvania Municipal Value Fund Ord Shs.. . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.053 Jan 11/Feb Nuveen Pennsylvania Premium Income Municipal Fund 2 Com. ............................... . 0.07 Jan 11/Feb Nuveen Performance Plus Municipal Fund, Inc. Com. ............................... . 0.077 Jan 11/Feb Nuveen Preferred Income Opportunities Fund Com ................................ . 0.0633 Jan 11/Feb Nuveen Premier Municipal Income Fund, Inc. Com. ............................... . 0.07 Jan 11/Feb Nuveen Premier Municipal Opportunity Fund, Inc. Com ................................ . 0.072 Jan 11/Feb Nuveen Premium Income Municipal Fund 2, Inc. Com. ............................... . 0.072 Jan 11/Feb Nuveen Premium Income Municipal Fund 4, Inc. Com ................................ . 0.068 Jan 11/Feb Nuveen Premium Income Municipal Fund, Inc. Com. ............................... . 0.072 Jan 11/Feb Nuveen Premium Income Municipal Opportunity Fund Com ................................ . 0.062 Jan 11/Feb Nuveen Quality Income Municipal Fund, Inc. Com. ............................... . 0.07 Jan 11/Feb Nuveen Quality Municipal Fund, Inc. Com ................................ . 0.073 Jan 11/Feb Nuveen Quality Preferred Income Fund .Com ............................... . 0.05 Jan 11/Feb
Issue
Div. per sh.
January 8, 2013 Rec or Ex/Payable
Tuesday, January 15 (cont.) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Nuveen Quality Preferred Income Fund 2 Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.055 Jan 11/Feb 1 Nuveen Quality Preferred Income Fund 3 Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.052 Jan 11/Feb 1 Nuveen Real Asset Income & Growth Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.3675 Jan 11/Feb 1 Nuveen Select Maturities Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0295 Jan 11/Feb 1 Nuveen Select Quality Municipal Fund, Inc. Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.071 Jan 11/Feb 1 Nuveen Select Tax-Free Income Portfolio Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0525 Jan 11/Feb 1 Nuveen Select Tax Free Income Portfolio 2 Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0525 Jan 11/Feb 1 Nuveen Select Tax-Free Income Portfolio 3 Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.055 Jan 11/Feb 1 Nuveen Senior Income Fund Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.0455 Jan 11/Feb 1 Nuveen Short Duration Credit Opportunities Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.132 Jan 11/Feb 1 Nuveen Texas Quality Income Municipal Fund Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.061 Jan 11/Feb 1 Nuveen Virginia Premium Income Municipal Fund Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.062 Jan 11/Feb 1 Munifund Term Pfd Shs 2.80% Ser 2014 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.023333 Jan 11/Feb 1 Munifund Term Pfd Shs 2.80% Ser 2014-1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.023333 Jan 11/Feb 1 Putnam Diversified Income Trust Cl A 0.037 Jan 15/Jan 22 Putnam U.S. Government Income Trust Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.038 Jan 15/Jan 22 Wells Fargo Advantage Income Opportunities Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.077 Jan 11/Feb 1 Wells Fargo Advantage Multi-Sector Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.10 Jan 11/Feb 1 Wells Fargo Advantage Utilities and High Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.075 Jan 11/Feb 1 Western Asset/Claymore Inflation-Linked Opportunities & Income Fund Com Shs Ben Int . . . . . . . . . . . . . . . . . . . . 0.0335 Jan 11/Jan 31 Western Asset/Claymore Inflation-Linked Securities & Income Fund Com Shs Ben Int . . . . . . . . . . . . . . . . . . . . 0.032 Jan 11/Jan 31
EX-DIV DATE Credit Suisse High Yield Bond Fund Com ................................ . 0.0265 Helios Advantage Income Fund, Inc. Com (New) ......................... . 0.0625 Helios High Income Fund, Inc. Com (New) ......................... . 0.06 Helios High Yield Fund Com ......... . 0.075 Helios Multi-Sector High Income Fund, Inc. Com (New) ......................... . 0.0425 Helios Strategic Income Fund, Inc. Com (New) ......................... . 0.04 MFS California Municipal Fund Com. . 0.05 MFS Charter Income Trust Shs Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . 0.053 MFS Government Markets Income Trust Shs. Ben. Int.. . . . . . . . . . . . . . . . . . . . . . . . 0.04132 MFS High Income Municipal Trust Sh Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.027 MFS High Yield Municipal Trust Sh Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.024 MFS Intermarket Income Trust I Sh Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.038 MFS Intermediate High Income Fund Sh Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.021 MFS Intermediate Income Trust Shs. Ben. Int.. . . . . . . . . . . . . . . . . . . . . . . . 0.04395 MFS Investment Grade Municipal Trust Sh Ben Int. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.046 MFS Multimarket Income Trust Shs. Ben. Int.. . . . . . . . . . . . . . . . . . . . . . . . 0.04 MFS Municipal Income Trust Shs. Ben. Int.. . . . . . . . . . . . . . . . . . . . . . . . 0.037 MFS Special Value Trust Shs. Ben. Int.. . . . . . . . . . . . . . . . . . . . . . . .
Jan 17/Jan 24 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31 Jan 17/Jan 31
January 8, 2013 Issue
MUTUAL FUNDS Div. per sh.
Rec or Ex/Payable
Issue
Tuesday, January 15 (cont.) MFS Special Value Trust (cont.) 0.0574 Putnam Diversified Income Trust Cl A 0.037 Putnam U.S. Government Income Trust Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.038
Rec or Ex/Payable
Issue
Thursday, January 17 (cont.) Jan 17/Jan 31 0.04
Jan 15/Jan 31 MFS California Municipal Fund Com ..
Jan 15/Jan 22 0.05 Jan 15/Jan 22
RECORD DATE Gabelli Dividend & Income Trust Com 0.08 Jan 14/Jan Gabelli Global Utilities & Income Trust Com Sh Ben Int . . . . . . . . . . . . . . . . . . . . . 0.10 Jan 14/Jan Gabelli Utility Trust Com. . . . . . . . . . . . . . . 0.05 Jan 14/Jan Gamco Global Gold, Natural Resources & Income Trust By Gabelli Com Sh Ben Int . . . . . . . . . . . . . . . . . . . . . 0.12 Jan 14/Jan Gamco Natural Resrouces, Gold & Income Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.14 Jan 14/Jan Templeton Global Income Fund (DE) Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.035 Jan 14/Jan
24 24 24 24 24 31
EX-DIV DATE Apollo Senior Floating Rate Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.105 Jan 18/Jan 31 Cohen & Steers Select Preferred & Income Fund Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.172 Jan 18/Jan 31 LMP Real Estate Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06 Jan 18/Jan 25 Stone Harbor Emerging Markets Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.18 Jan 18/Jan 31 Western Asset Emerging Markets Debt Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.12 Jan 18/Jan 25 Western Asset Global Credit Defined Opportunity Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.12 Jan 18/Jan 25 Western Asset Global High Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.09625 Jan 18/Jan 25 Western Asset Global Partners Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.095 Jan 18/Jan 25 Western Asset High Income Fund II Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 18/Jan 25 Western Asset High Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0595 Jan 18/Jan 25 Western Asset High Income Opportunity Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0415 Jan 18/Jan 25 Western Asset High Yield Defined Opportunity Fund Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.14 Jan 18/Jan 25 Western Asset Income Fund Com . . . . . 0.0575 Jan 18/Jan 25 Western Asset Inflation Management Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.05 Jan 18/Jan 25 Western Asset Intermediate Muni Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.04 Jan 18/Jan 25 Western Asset Investment Grade Defined Opportunity Trust Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Western Asset Managed High Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.04 Jan 18/Jan 25 Western Asset Managed Municipals Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.065 Jan 18/Jan 25 Western Asset Municipal High Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.033 Jan 18/Jan 25 Western Asset Municipal Partners Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Jan 18/Jan 25 Western Asset Municipal Term Trust Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.084 Jan 18/Jan 25 Western Asset Premier Bond Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.105 Jan 18/Jan 25 Western Asset Worldwide Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.084 Jan 18/Jan 25 Thursday, January 17
Jan 15/Jan 24 Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31
Jan 15/Jan 31
MFS Charter Income Trust Shs Ben . . .Int ...................... . 0.053 MFS Government Markets Income Trust Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.04132 MFS High Income Municipal Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.027 MFS High Yield Municipal Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.024 MFS Intermarket Income Trust I Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.038 MFS Intermediate High Income Fund Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.021 MFS Intermediate Income Trust Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.04395 MFS Investment Grade Municipal Trust Sh Ben Int . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.046 MFS Multimarket Income Trust Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.04 MFS Municipal Income Trust Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.037 MFS Special Value Trust Shs. Ben. Int. . . . . . . . . . . . . . . . . . . . . . . . . 0.0574 Putnam American Government Income Fund Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.013 Putnam Dynamic Asset Allocation Fund Conservative Ptf Cl A . . . . . . . . . . . . . . . 0.013
Jan 15/Jan 31 Jan 15/Jan 31
Page 19 Rec or Ex/Payable
Western Asset Municipal Partners Fund Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.07 Western Asset Municipal Term Trust Inc. . . . . . . .Com ......................... . 0.084 Western Asset Premier Bond Fund Com ................................ . 0.105 Western Asset Worldwide Income Fund Inc .Com ............................... . 0.084
Jan 16/Jan 25 Jan 16/Jan 25 Jan 16/Jan 25 Jan 16/Jan 25
Jan 15/Jan 31
DIVIDEND CHANGES, ETC.
Jan 15/Jan 31
(January 3 thru January 4) Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31 Jan 15/Jan 31 Jan 17/Jan 22 Jan 17/Jan 22
EX-DIV DATE Putnam American Government Income Fund Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.013 Putnam Dynamic Asset Allocation Fund Conservative Ptf Cl A . . . . . . . . . . . . . . . 0.013
Div. per sh.
Friday, January 18 (cont.)
Helios Strategic Income Fund, Inc. (cont.)
Wednesday, January 16
RECORD DATE Credit Suisse High Yield Bond Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0265 Helios Advantage Income Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0625 Helios High Income Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06 Helios High Yield Fund Com . . . . . . . . . . 0.075 Helios Multi-Sector High Income Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0425 Helios Strategic Income Fund, Inc. Com (New) . . . . . . . . . . . . . . . . . . . . . . . . . .
Div. per sh.
Jan 17/Jan 22 Jan 17/Jan 22
Friday, January 18 RECORD DATE Apollo Senior Floating Rate Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.105 Jan 16/Jan 31 Cohen & Steers Select Preferred & Income Fund Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.172 Jan 16/Jan 31 LMP Real Estate Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.06 Jan 16/Jan 25 Putnam High Yield Advantage Fund Cl A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.031 Jan 18/Jan 25 Putnam Income Fund, Inc. Cl A . . . . . . . 0.018 Jan 18/Jan 25 Stone Harbor Emerging Markets Income Fund Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.18 Jan 16/Jan 31 Western Asset Emerging Markets Debt Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.12 Jan 16/Jan 25 Western Asset Global Credit Defined Opportunity Fund, Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.12 Jan 16/Jan 25 Western Asset Global High Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.09625 Jan 16/Jan 25 Western Asset Global Partners Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.095 Jan 16/Jan 25 Western Asset High Income Fund II Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.08 Jan 16/Jan 25 Western Asset High Income Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0595 Jan 16/Jan 25 Western Asset High Income Opportunity Fund Inc Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.0415 Jan 16/Jan 25 Western Asset High Yield Defined Opportunity Fund Inc. Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.14 Jan 16/Jan 25 Western Asset Income Fund Com . . . . . 0.0575 Jan 16/Jan 25 Western Asset Inflation Management Fund Inc Com ................................ . 0.05 Jan 16/Jan 25 Western Asset Intermediate Muni Fund Inc Com ................................ . 0.04 Jan 16/Jan 25 Western Asset Investment Grade Defined Opportunity Trust Inc . Com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .See Divs. Declared Western Asset Managed High Income Fund Inc Com. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.04 Jan 16/Jan 25 Western Asset Managed Municipals Fund Inc Com ................................ . 0.065 Jan 16/Jan 25 Western Asset Municipal High Income Fund Inc .Com ............................... . 0.033 Jan 16/Jan 25
Issue
Div. per sh.
Payable
INITIAL CM Advisors Family Fund Cl R Shs.. . . . . . . . . . . . 0.02 Destra Investment Trust II Destra Focused Equity Fd Cl A.. . . . . . . . . . . . . . . 0.0632 Destra Focused Equity Fd Cl .I. . . . . . . . . . . . . . . . 0.1086 Hancock John Funds II Retirement Living through 2050 Ptf Cl R6 .... . 0.15426 Currency Strategies Fd Cl R6. . . . . . . . . . . . . . . . . . 0.1308LG HSBC Investment Funds (Canada) Inc Emerging Mkts Fd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . bC$0.004005 John Hancock Capital Series US Global Leaders Growth Fd R2 ............. . 0.45804LG Classic Value Fd R2. . . . . . . . . . . . . . . . . . . . . . . . . . . 0.2169 John Hancock Funds II U.S. Multi Sector Fd Cl 1 0.18067 Retirement Living through 2050 Ptf Cl . 1. . . . . . 0.1495 Currency Strategies Fd Cl A. . . . . . . . . . . . . . . . . . . 0.1308LG Currency Strategies Fd Cl I. . . . . . . . . . . . . . . . . . . . 0.1308LG Retirement Choices at 2050 Ptf Cl R4 ......... . 0.14044 China Emerging Leaders Fd Cl A.. . . . . . . . . . . . . 0.35584SG China Emerging Leaders Fd Nav Cl ........... . 0.03463 China Emerging Leaders Fd Cl .I. . . . . . . . . . . . . . 0.02555 Health Sci Fd Nav Cl. . . . . . . . . . . . . . . . . . . . . . . . . . 0.11463LG Global Absolute Return Strategies Fd Cl .I. . . . 0.06127 Global Absolute Return Strategies Fd Cl Nav .. 0.07466 Global Absolute Return Strategies Fd Cl .A. . . . 0.02214 Retirement Living through 2020 Ptf Cls R2 ... . 0.20358 Retirement Living through 2025 Ptf Cl R2 .... . 0.16681 Retirement Living through 2010 Ptf Cl R2 .... . 0.28406 Global Absolute Return Strategies Fd Cl R6.. . 0.05188 Global Absolute Return Strategies Fd Cl R2.. . 0.00037 Retirement Living through 2015 Ptf Cl R2 .... . 0.24143 Alternative Asset Alloc Fd Cl R2.. . . . . . . . . . . . . 0.16043 Retirement Living through 2050 Ptf Cl R2 .... . 0.10673 Retirement Living through 2050 Ptf Cl A ..... . 0.10673 Retirement Living through 2050 Ptf Cl R1 .... . 0.08297 Retirement Living through 2050 Ptf Cld R3 ... . 0.09248 Retirement Living through 2045 Ptf Cl R4 .... . 0.13049 Retirement Living through 2050 Ptf Cl R5 .... . 0.1495 Retirement 2030 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.15886 Retirement Choices at 2030 Ptf Cl R4 ......... . 0.1309 Retirement 2030 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.10295 Retirement 2030 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.07499 Retirement 2035 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.07704 Retirement 2035 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.10499 Retirement Choices at 2035 Ptf Cl R4 ......... . 0.13295 Retirement 2035 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.1609 Retirement 2040 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.07807 Retirement 2040 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.10601 Retirement Choices at 2040 Ptf Cl R4 ........ . 0.13395 Retirement 2040 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.16189
Dec 31 Dec 28 Dec 28 Dec 28 Dec 24 Dec 21 Dec 18 Dec 18 Dec 24 Dec 28 Dec 24 Dec 24 Dec 28 Dec 24 Dec 24 Dec 24 Dec 24 Dec 24 Dec 24 Dec 24 Dec 28 Dec 28 Dec 28 Dec 24 Dec 24 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28
MERGENT DIVIDEND RECORD
Page 20 Issue
Div. per sh.
Payable
Issue
INITIAL (cont.)
Div. per sh.
Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 28 Dec 24 Dec 28 Dec 18 Dec 18 Dec 18 Dec 18 Dec 18 Dec 18 Dec 18 Dec 31 Dec 31
PASSED OR DEFERRED Acuity Clean Environment Mutual Funds Acuity Pooled EAFE Equity.. . . . . . . . . . . . . . . . . . . --------Advisors Series Trust Oshayghnessy Enhanced Divid Fd Cl A ....... . --------Oshayghnessy Enhanced Divid Fd Cl C.. . . . . . .
Dec 21 Dec 31
--------Oshayghnessy Enhanced Divid Fd Cl .I. . . . . . . . --------Alpine Series Trust Dynamic Financial Services Fd. . . . . . . . . . . . . . . . . --------Altamira Funds Tactical Asset Allocation Fd. . . . . --------AMCAP Fund, Inc. Cl A. . . . . . . . . . . . . . . . . . . . . . . . . --------Cl F-1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cl 529-A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cl 529-E . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cl 529-F-1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cl R-3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cl .R-4 ........................................ . --------Cl R-5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Shs Cl F-2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cl R-6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------American Beacon Funds Flexible Bd Fd Cl .C. . . --------BlackRock Funds III Instl Money Mkt Fd Tr .Cl . --------Treas Money Mkt Fd Select Cl ................ . --------Treas Money Mkt Fd Tr Cl.. . . . . . . . . . . . . . . . . . . --------C.I. Mutual Funds Money Mkt Fd Cl A ......... . --------Global Bd Fd Cl A.. . . . . . . . . . . . . . . . . . . . . . . . . . . . --------Cavanal Hill Funds Tax-Free Money Mkt Fd Svc Cl.. . . . . . . . . . . . . . --------Cash Mgmt Fd Svc Cl ......................... . --------CIBC Funds U.S. Dollar Managed Income Ptf ... . --------U.S. Dollar Managed Balanced Ptf. . . . . . . . . . . . . --------Dreyfus Investment Funds Boston Co Emerging Mkts Core Eq Fd Cl. . .I. --------Boston Co Emerging Mkts Core Equity Fd Cl C .............................................. . --------Boston Co Emerging Mkts Core Equity Fd Cl A .............................................. . --------Dundeewealth Funds Dynamic Discovery Fd Cl I --------Dynamic US Growth Fd Cl . I. . . . . . . . . . . . . . . . . . --------Edvest Wisconsin College Savings Program Stable Value Porfolio Inv Cl. . . . . . . . . . . . . . . . . . . . . . . . Stable Value Ptf Cl C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Stable Value Ptf Cl B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Stable Value Ptf Cl A.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Bank Cd Ptf. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fidelity Advisor Series VIII Intl Cap Appreciation Fd Cl C.. . . . . . . . . . . . . . . . ---------
DIVIDENDS DECLARED (January 3 thru January 4) Date Declared
Ex-Div Date
Date of Record
CUSIP Date Payable
ACUITY CLEAN ENVIRONMENT MUTUAL FUNDS Pooled Corp Bond Fund Pd 2012 C$10.8099 2011 C$0.60105 bC$10.24Q Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.13677CG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 Acuity High Income Fd Cl A Pd 2012 C$0.96 2011 C$0.96 bC$0.0735048RC Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.0064952M ------Dec 21 ’12 Divs. accrued daily, distributed monthly. Acuity Pooled EAFE Equity Pd 2012 C$0.10554 2011 C$0.13059 No action taken on 12-21-2012 div. 1 Prev. div. C$0.01926Q, 9-28-2012. Acuity Pooled Social VAlues Cdn Equity Pd
bC$0.07965Q
2012
Dec 21 ’12
C$0.2365 2011
¸Dec 21 ’12
C$0.1787
Dec 20 ’12
Date Ex-Div Declared Date
Amt.
Dec 21 ’12
Acuity Pooled Cdn Small Cap Pd 2012 C$0.31394 2011 C$3.15338 bC$0.1374Q Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 Acuity Pooled High Income Fd Pd 2012 C$1.32 2011 C$1.32 bC$0.0633523RC Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.0466477M ------Dec 21 ’12 Divs. accrued daily, distributed monthly.
Dec 31 Dec 31 Dec 31 Dec 25 Dec 21 Dec 21 Dec 21 Dec 21 Dec 21 Dec 21 Dec 21 Dec 21 Dec 21 Dec 21 Jan
3
Jan
2
Jan
2
Jan
2
Dec 14 Dec 14 Jan
2
Jan
2
Dec 31 Dec 31 Dec 14 Dec 14 Dec 14 Dec 27 Dec 27 . . . . .
See See See See See
Divs. Divs. Divs. Divs. Divs.
Declared Declared Declared Declared Declared Dec 31
CUSIP Date of Date Record Payable
ACUITY CLEAN ENVIRONMENT MUTUAL FUNDS (cont.) Acuity Pooled Pure Canadian Equity Fd Pd
bC$0.06622Q
1
PASSED OR DEFERRED (cont.)
Advisors Series Trust (cont.)
Retirement 2045 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.16494 Retirement 2045 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.08119 Retirement 2045 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.10911 Retirement Choices at 2045 Ptf Cl R4 ......... . 0.13702 Retirement 2050 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.07064 Retirement 2050 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.09557 Retirement Choices at 2050 Ptf Cl R4 ......... . 0.1205 Retirement 2050 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.14543 Retirement 2015 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.15214 Retirement 2015 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.06852 Retirement 2015 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.09639 Retirement 2Choices at 2015 Ptf Cl R4.. . . . . . . 0.12426 Retirement 2010 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.06185 Retirement 2010 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.08958 Retirement Choices at 2010 Ptf Cl R4 ......... . 0.1173 Retirement 2010 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.14503 Retirement 2020 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.0686 Retirement Choices at 2020 Ptf Cl R4 ......... . 0.12458 Retirement 2020 Ptf Cl R6. . . . . . . . . . . . . . . . . . . . . 0.15257 Retirement 2025 Ptf Cl R1. . . . . . . . . . . . . . . . . . . . . 0.07234 Retirement 2025 Ptf Cl R2. . . . . . . . . . . . . . . . . . . . . 0.10032 Retirement Choices at 2025 Ptf Cl R4 ......... . 0.1283 Global Absolute Return Strategies Fd Cl .C. . . . 0.02819LG Retirement Choices At 2020 Ptf Cl R2 ........ . 0.09659 John Hancock Funds III Rainier Growth Fd Cl R6 0.02452 Disciplined Value Fd Cl R2.. . . . . . . . . . . . . . . . . . . 0.10789 Disciplined Value Mid-Cap Fd Cl R2.. . . . . . . . . 0.02797 Intl Core Fd Cl R2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0.91386 Strategic Growth Fd Cl NAV. . . . . . . . . . . . . . . . . . 0.03519 John Hancock Investment Trust Large Cap Equity Fd Cl R2.. . . . . . . . . . . . . . . . . . . 0.30161 Global Opportunities Fd Cl R2.. . . . . . . . . . . . . . . . 0.09041 Legg Mason Global Asset Management Trust Legg Mason BW Global High Yield Fd Cl . IS . 0.050066706 Stadion Investment Trust Olympus Fd Cl C.. . . . . 0.029
2012
Dec 21 ’12
C$0.23793 2011
¸Dec 21 ’12
C$0.21862
Dec 20 ’12
Acuity Diversified Income Fd Cl A Pd 2012 C$1.02 2011 C$1.02 bC$0.048968RC Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.036032M ------Dec 21 ’12 Divs. accrued daily, distributed monthly. Acuity Growth & Income Cl A Pd 2012 C$0.84 2011 C$0.84 bC$0.063486RC Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.006514M ------Dec 21 ’12 Divs. accrued daily, distributed monthly. Pd 2012 C$0.30156 2011 C$0.27168
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
Acuity Pooled Diversified Income Fd Pd 2012 C$1.14 2011 C$1.14 bC$0.082483M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.012517RC Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 Pooled Cdn Equity bC$0.1374Q Dec 21 ’12
Pd 2012 C$0.32578 2011 C$0.2922
¸Dec 21 ’12
Dec 20 ’12
First Eagle Sogen Funds Inc Global Income Builder Fd. . . . . . . . . . . . . . . . . . . . . . --------Global Incm Builder Fd Cl C.. . . . . . . . . . . . . . . . . --------Global Incm Builder Fd Cl .I. . . . . . . . . . . . . . . . . . --------Forum Funds Inc Divid Plus Income Fd Inv .Cl .. --------Giant 5 Funds Giant 5 Total Index Sys Inv .Cl .. . --------Goldman Sachs Trust Real Estate Secs Fd Svc Shs.. . . . . . . . . . . . . . . . . . --------Real Estate Secs Fd Instl Cl ................... . --------Real Estate R. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------HSBC Investment Funds (Canada) Inc HSBC European Fd Cl F.. . . . . . . . . . . . . . . . . . . . . . --------Huntington Funds (MA) Money Mkt Fd Interfund Cl.. . . . . . . . . . . . . . . . . . . --------Hussman Investment Trust Hussman Strategic International Fund. . . . . . . . . . --------Ivy Fund Ivy Micro Cap Growth Fd Cl. .I. . . . . . . --------Ivy Micro Cap Growth Fd Cl .A. . . . . . . . . . . . . . . --------Morgan Stanley Institutional Fund Inc. Emerging Markets Debt Ptf Cl H .............. . --------Emerging Mkts Debt Portfolio Cl L.. . . . . . . . . . . --------Intl Small Cap Cl I Shs.. . . . . . . . . . . . . . . . . . . . . . . --------Emerging Markets Debt Pt . Cl . . . .I. . . . . . . . . . . --------Emerging Mkts Debt Portfolio Cl P.. . . . . . . . . . . --------Intl Small Cap Ptf Cl L.. . . . . . . . . . . . . . . . . . . . . . . --------Intl Small Cap Ptf Cl H.. . . . . . . . . . . . . . . . . . . . . . . --------Ohio National Funds Balanced Fd. . . . . . . . . . . . . . . . --------Principal Funds, Inc. SmallCap Growth Fd I Cl R-1. . . . . . . . . . . . . . . . . --------MidCap Growth Fd Cl R-1.. . . . . . . . . . . . . . . . . . . . --------Inflation Protection Fd Cl C.. . . . . . . . . . . . . . . . . . . --------Smallcap Growth I Fd Instl Cl.. . . . . . . . . . . . . . . . --------Midcap Growth Fd Instl Cl.. . . . . . . . . . . . . . . . . . . . --------Short Term Bond Fund America Inc Cl R-1 ..... . --------Cl 529-C . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------SSgA Funds High Yld Bd Fd.. . . . . . . . . . . . . . . . . . . . --------Universal Institutional Funds Inc Cap Growth Ptf Cl II.. . . . . . . . . . . . . . . . . . . . . . . . . . --------WorldCommodity Funds Inc Com. . . . . . . . . . . . . . . . ---------
Date Ex-Div Declared Date
Amt.
Dec 14 Dec 14 Dec 14 Dec 31 Dec 31
Dec 31 Dec 31 Dec 31
Dec 21
Dec 31
Dec 31 Dec 13 Dec 13
Dec 17 Dec 17 Dec 17 Dec 17 Dec 17 Dec 17 Dec 17 Dec 5
Dec 21 Dec 21 Dec 31 Dec 21 Dec 21 Jan
2
Jan
2
Jan
8
Dec 17 Dec 28
CUSIP Date of Date Record Payable
ACUITY CLEAN ENVIRONMENT MUTUAL FUNDS (cont.) Pooled Canadian Balanced Fd Pd 2012 C$0.50699 2011 C$0.4785 bC$0.12904Q Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
Dec 21 ’12
Acuity Pooled Growth & Income Fd Pd 2012 C$0.66 2011 C$0.66 bC$0.024899M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.030101RC Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
Fixed Income Fd bC$0.0595Q Dec 21 ’12
January 8, 2013 Div. per sh. Payable
Issue
PASSED OR DEFERRED (cont.)
John Hancock Funds II (cont.)
Amt.
Payable
Dec 21 ’12
Pooled Fixed Income Fd Pd 2012 C$0.79036 2011 C$0.72171 bC$0.1731Q Dec 21 ’12¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.05786CG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
Pooled Conservative Asset Allocation Fd Pd
2012
bC$0.12289Q
C$0.56191 2011
Dec 21 ’12
ADVISORONE FUNDS Liahona Fd 1 0.0876A Dec 21 ’12 0.1856LG Dec 21 ’12 1 Revised information.
¸Dec 21 ’12
C$0.52065
Dec 20 ’12
Dec 21 ’12
Pd 2012 0.2732 2011 0.2851
¸Dec 21 ’12 ¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12
00764F 623
Dec 21 ’12 Dec 21 ’12
ADVISORS INNER CIRCLE FUND 00758M LSV Value Equity Fd Pd 2012 0.3277 2011 0.2837 634 0.3277A Dec 28 ’12 ¸Dec 28 ’12 Dec 27 ’12 Dec 31 ’12 ADVISORS INNER CIRCLE FUND 0075W0 LSV Core Equity Fd Pd 2012 0.4375 2011 0.1503 668 0.4375A Dec 28 ’12 ¸Dec 28 ’12 Dec 27 ’12 Dec 31 ’12 LSV Conservative Value Equity Fd Pd 2012 0.2171 2011 0.1699 676 0.2171A Dec 28 ’12 ¸Dec 28 ’12 Dec 27 ’12 Dec 31 ’12
00768D
ADVISORS SERIES TRUST Oshayghnessy Enhanced Divid Fd Cl I Pd
2012
1 1
0.37601724 2011
No action taken on 12-31-2012 div. Prev. div. $0.03708994M, 11-30-2012.
0.47556434
764
MUTUAL FUNDS
January 8, 2013 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
Pd
2012
1 1
0.28551069 2011
0.39030981
772
1
No action taken on 12-31-2012 div. Prev. div. $0.02784862M, 11-30-2012.
1
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
ADVISORS SERIES TRUST (cont.) Oshayghnessy Enhanced Divid Fd Cl C
Page 21
AMCAP FUND, INC. (cont.) Cl 529-F-1 Pd 2012 0.1177 2011 0.1103 No action taken on 12-21-2012 div. Prev. div. $0.1177S, 6-18-2012. Formerly AMCAP Fund Inc (United States) Cl 529-F.
884
Oshayghnessy Enhanced Divid Fd Cl A Pd
2012
1 1
0.35402886 2011
0.45568251
780 AMERICAN BEACON FUNDS Flexible Bd Fd Instl Cl
No action taken on 12-31-2012 div. Prev. div. $0.03502871M, 11-30-2012.
0.0097M AGF FUNDS INC 90134Z World Balanced Fd Pd 2012 C$0.22681 2011 C$0.33862 326 bC$0.22681A ------Dec 21 ’12 Divs. accrued daily, distributed annually. AGF FUNDS, INC 001090 AGF Cdn High Yield Bd Fd Pd 2012 C$0.46095 2011 C$0.35662 539 bC$0.11395CG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 bC$0.03624M ------Dec 21 ’12 Divs. accrued daily, distributed monthly.
Jan 2
Flexible Bd Fd Inv Cl 0.0073M
Jan 2
Flexible Bd Fd Cl Y 0.009M
Jan 2
Flexible Bd Fd Cl C 1 1
ALEX BROWN CASH RESERVE FUND INC. 014470 Prime Ser Pd 2012 0.000108161 2011 0.000178835 108 0.000016367M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Prime Series - Instl Cl Pd 2012 0.000197693 2011 0.000215276 405 0.000023909M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. ALPINE EQUITY TRUST 020940 Realty Incm & Growth Fd Cl A Pd 2012 0.6941 2011 Nil 888 0.1783Q --¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Merged with Alpine Equity Trust, Realty Incm & Growth Fd Cl Y, eff. 3-31-2001. ALPINE INCOME TRUST 020828 Mun Money Mkt Fd Pd 2012 0.001676817 2011 0.00153017 109 0.00003947M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. ALPINE SERIES TRUST Dynamic Financial Services Fd Pd 2012 Nil 2011 0.01640877 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.01640877A, 12-29-2011. ALTAMIRA FUNDS Div. Fd. Inc. bC$0.0502Q Dec 31 ’12 High Yld. Bd. CDS bC$0.0367M Dec 27 ’12 bC$0.0869CG Dec 27 ’12 1
Pd 2012 C$0.186 2011 C$0.1686
¸Dec 31 ’12
Dec 28 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12
Global Bd. Fd. bC$0.0176Q Incm. Fd. bC$0.0167M bC$0.1316CG
Pd 2012 C$0.0815 2011 C$0.1273
Dec 27 ’12
Dec 27 ’12
Dec 26 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12
807
831
Dec 27 ’12
Pd 2012 C$0.3529 2011 C$0.2452
Dec 27 ’12 Dec 27 ’12
427
Dec 27 ’12 Dec 27 ’12
Pd 2012 C$0.0208 2011 C$0.2358 Tactical Asset Allocation Fd No action taken on 12-25-2012 div. 1 Prev. div. C$0.0045Q, 6-25-2012.
864
Dec 27 ’12 Dec 27 ’12
Long Term Bd Fd Pd 2012 C$1.439 2011 C$0.6827 872 bC$0.1393Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 bC$0.892CG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 Formerly Altamira Funds Bond Fund.
Cl F-1 1
Pd 2012 0.0871 2011 0.0741
405
No action taken on 12-21-2012 div. Prev. div. $0.0871S, 6-18-2012. Formerly AMCAP Fund Inc (United States) Cl F. Cl 529-A
1 1
1
1
1
1
1
1
Pd 2012 0.1352 2011 0.1241
827
Pd 2012 0.141 2011 0.1249
835
Pd 2012 0.0838 2011 0.0763
843
No action taken on 12-21-2012 div. Prev. div. $0.0838S, 6-18-2012.
Cl R-3 1
819
No action taken on 12-21-2012 div. Prev. div. $0.141S, 6-18-2012.
Cl R-4 1
Pd 2012 0.1526 2011 0.1359
No action taken on 12-21-2012 div. Prev. div. $0.1352S, 6-18-2012.
Cl R-5 1
801
No action taken on 12-21-2012 div. Prev. div. $0.1526S, 6-18-2012.
Shs Cl F-2 1
Pd 2012 0.0318 2011 0.024
No action taken on 12-21-2012 div. Prev. div. $0.0318S, 6-18-2012.
Cl R-6 1
504
No action taken on 12-21-2012 div. Prev. div. $0.0794S, 6-18-2012.
Cl 529-E 1
Pd 2012 0.0794 2011 0.0701
Pd 2012 0.0328 2011 0.0204
No action taken on 12-21-2012 div. Prev. div. $0.0328S, 6-18-2012.
Dec 31 ’12
850
241
Jan 3
258
Pd 2012 0.3916 2011 0.011829
0.0246M
Dec 31 ’12
Jan 3
Jan 2
¸Jan 2
Jan 2
¸Jan 2
Jan 2
¸Jan 2
¸Jan 2
Inv Cl 0.0257M
Dec 31 ’12
Fd Cl F-2 Pd 2012 0.2545223 2011 0.3499247 501 0.0083836M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Fd Cl 529-A Pd 2012 0.2237191 2011 0.3272357 600 0.0062483M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Fd Cl 529-B Pd 2012 0.1471535 2011 0.2487296 709 0.0004751M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
¸Jan 2
Dec 31 ’12
0.000086M ----Divs. accrued daily, distributed monthly.
Fd Cl R-4 Pd 2012 0.2368937 2011 0.3304683 832 0.006398M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
509
Fd Cl R-3 Pd 2012 0.2112462 2011 0.304649 840 0.0041592M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Fd Cl R-2 Pd 2012 0.1718278 2011 0.2772937 857 0.0010155M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
02368W 200 Jan 2
026300 2011 0.5890732
---
Dec 28 ’12
400
Jan 3
---
---
Fd Cl R-5 Pd 2012 0.2588266 2011 0.3530968 824 0.0085064M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Jan 3
AMERICAN BEACON SELECT FUNDS US Govt Money Mkt Select Fd Pd 2012 0.000876 2011 0.000504
808
Pd 2012 0.1466976 2011 0.2485887
301
Jan 3
Pd 2012 0.1796 2011 Nil
Jan 2
Fd Cl F-1 Pd 2012 0.2300473 2011 0.3270054 402 0.0064143M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
202
Jan 3
Pd 2012 0.1753 2011 Nil
Jan 2
Fd Cl C Pd 2012 0.1525847 2011 0.2564965 303 0.0007286M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Fd Cl R-6 Pd 2012 0.2634306 2011 0.3556599 816 0.0092297M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Jan 3
Pd 2012 0.2122 2011 Nil
Instl Cl 0.0258M
Dec 31 ’12
02630V 105 Dec 28 ’12
Fd Cl B Pd 2012 0.1557364 2011 0.2611235 204 0.000821M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
----024527 0.0004992M Divs. accrued daily, distributed monthly. 103
Pd 2012 0.1978 2011 Nil
Cl Y 0.0258M
Dec 31 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
AMERICAN FUNDS MORTGAGE FUND Fd Cl A Pd 2012 0.2311335 2011 0.3354936 0.0063357M ------Divs. accrued daily, distributed monthly.
Fd Cl 529-C
Cl C 0.0182M
266
Pd 2012 0.406116 2011 0.012174
¸Jan 2
Fd Cl R-1 Pd 2012 0.1725864 2011 0.2622382 865 0.0023071M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Fd Cl 529-F-1 Pd 2012 0.2426375 2011 0.3412557 873 0.0075054M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
103 Fd Cl 529-E Pd 2012 0.1940397 2011 0.2959026 881 Dec 28 ’12 0.0034323M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
US Govt Secs Fd Cl B Pd 2012 0.3955769 2011 0.4811359 202 0.0031845M ------Dec 28 ’12 AMERICAN FUNDS SHORT-TERM TAX EXEMPT BOND FUND Divs. accrued daily, distributed monthly. Cl A Pd 2012 0.1367074 2011 0.1234912
02630W 103
US Govt Secs Fd Cl C Pd 2012 0.3886139 2011 0.4742324 301 0.0107496M ------Jan 2 0.0028165M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Cl F-1 Pd 2012 0.1149024 2011 0.1050929 509 US Govt Secs Fd Cl F-1 Pd 2012 0.5017083 2011 0.5855119 400 0.011688M ------Dec 28 ’12 0.0089995M ------Jan 2 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Formerly American Funds Income Series (United States) US Govt Secs Cl F-2 Pd 2012 0.1422781 2011 0.1293275 608 Fd Cl F. US Govt Secs Fd Cl 529-A Pd 2012 0.4905323 2011 0.575671 509 0.0112873M ----0.010879M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly.
---
Jan 2
US Govt Secs Fd Cl 529-B Pd 2012 0.3781555 2011 0.4637237 608 AMERICAN FUNDS TAX-EXEMPT FUND OF NEW YORK 02630X 0.0022839M ------Dec 28 ’12 Fd Cl A Pd 2012 0.3154049 2011 0.3021508 101 Divs. accrued daily, distributed monthly. 0.02553M ------Jan 2 US Govt Secs Fd Cl 529-C Pd 2012 0.3788013 2011 0.465361 707 Divs. accrued daily, distributed monthly. 0.0022318M ------Dec 28 ’12 Fd Cl B Pd 2012 0.2274247 2011 0.2163852 200 Divs. accrued daily, distributed monthly. Pd 2012 0.4536713 2011 0.5381707
----023375 0.0081009M Divs. accrued daily, distributed monthly. 108
1
233
Jan 3
AMERICAN BEACON LONDON CO. INCOME EQUITY FUND Cl A Pd 2012 0.2153 2011 Nil
US Govt Secs Fd Cl 529-E AMCAP FUND, INC. Cl A (p1) Pd 2012 0.084 2011 0.072 1 No action taken on 12-21-2012 div. 1 Prev. div. $0.084S, 6-18-2012.
Dec 31 ’12
Pd 2012 0.396157 2011 0.013845
¸Jan 2
0.0118264M ----Divs. accrued daily, distributed monthly.
02138L 385
Jan 3
Pd 2012 0.396137 2011 0.02058
¸Jan 2
020875 AMERICAN FUNDS INCOME SERIES Pd 2012 0.5017752 308 US Govt Secs Fd Cl A
Dec 31 ’12
Pd 2012 C$0.5873 2011 C$0.5263
Dec 31 ’12
No action taken on 1-3-2013 div. Prev. div. $0.1366SG, 12-21-2012.
AGF Global High Yield Bd FdPd 2012 C$0.20881 2011 C$0.18579 729 Flexible Bd Fd Cl A bC$0.04496CG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 Jan 2 bC$0.015M ------Dec 21 ’12 0.0055M Divs. accrued daily, distributed monthly. Glbl Govt Bd Fd Mut Fd Ser Pd 2012 C$0.25003 2011 C$0.24917 828 bC$0.04484M ------Dec 21 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.400247 2011 0.022701
¸Jan 2
024524 225
Amt.
---
806 0.0171223M
Dec 28 ’12
----Divs. accrued daily, distributed monthly.
---
Jan 2
Fd Cl C Pd 2012 0.2213856 2011 0.3842986 309 US Govt Secs Fd Cl R-6 Pd 2012 0.5517266 2011 0.6341138 814 0.0157292M ------Dec 28 ’12 0.0174794M ------Jan 2 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. U S Govt Secs Fd Cl F-2 Pd 2012 0.3393409 2011 0.6200728 822 Fd Cl F-1 Pd 2012 0.3015484 0.0146333M ------Dec 28 ’12 0.0224084M ----Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. US Govt Secs Fd Cl R-5 Pd 2012 0.5443606 2011 0.6267879 830 Pd 2012 0.3236861 0.0151615M ------Dec 28 ’12 Fd Cl F-2 Divs. accrued daily, distributed monthly. 0.0260618M ----US Govt Secs Fd Cl R-4 Pd 2012 0.5009671 2011 0.5842486 848 Divs. accrued daily, distributed monthly. 0.0114793M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. AMERICAN FUNDS TAX-EXEMPT SERIES I US Govt Secs Fd Cl R-3 Pd 2012 0.4525754 2011 0.5360599 855 Tax Exempt Fd of MD Cl A Pd 2012 0.5216787 0.0078742M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. 0.0435131M ----Divs. accrued daily, distributed monthly. US Govt Secs Fd Cl R-2 Pd 2012 0.3928475 2011 0.477159 863 0.003499M ------Dec 28 ’12 Tax Exempt Fd of VA Cl A Pd 2012 0.5436022 Divs. accrued daily, distributed monthly. 0.0439249M ----US Govt Secs Fd Cl R-1 Pd 2012 0.390706 2011 0.4764038 871 Divs. accrued daily, distributed monthly. 0.0029463M ------Dec 28 ’12 Tax Exempt Fd of MD Cl B Pd 2012 0.4003522 Divs. accrued daily, distributed monthly.
408
2011 0.2839513
---
Jan 2
507
2011 0.3088863
---
2011 0.5449032
---
Jan 2
02630C 107 Jan 2
206
2011 0.5779751
--2011 0.4314363
Jan 2
305
US Govt Secs Fd Cl 529-F-1 Pd 2012 0.5219444 2011 0.6064532 889 0.0332747M ------Jan 2 0.0133715M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Tax Exempt Fd of VA Cl B Pd 2012 0.4154335 2011 0.4573983 404 Formerly American Funds Income Series (United States) US Govt Secs Fd Cl 529-F. 0.0332415M ------Jan 2 Divs. accrued daily, distributed monthly.
MERGENT DIVIDEND RECORD
Page 22
Amt.
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
AMERICAN FUNDS TAX-EXEMPT SERIES I (cont.) Tax Exempt Fd MD Cl C Pd 2012 0.3924951 2011 0.4217505 0.0326465M ----Divs. accrued daily, distributed monthly. Tax Exempt Fd MD Cl F-1
---
503 Jan 2
602
Pd 2012 0.5046994 2011 0.5279035
0.0416153M ------Jan 2 Divs. accrued daily, distributed monthly. Formerly American Funds Tax-Exempt Series I (United States) Tax Exempt Fd MD Cl F. Tax Exempt Fd VA Cl C
Tax Exempt Fd VA Cl F-1
701
Pd 2012 0.4072901 2011 0.4261663
0.032403M ----Divs. accrued daily, distributed monthly.
---
Jan 2
Tax Exempt Fd MD Cl F-2
Tax Exempt Fd VA Cl F-2
---
---
AMERICAN FUNDS TAX-EXEMPT SERIES II Tax-Exempt Fd. of CA Cl A Pd 2012 0.6540036 2011 0.6573592 0.0527839M ----Divs. accrued daily, distributed monthly.
208
---
Jan 2
---
406
Pd 2012 0.6344236 2011 0.6408371
Tax Exempt Fd CA Cl F-2
0.0530167M ----Divs. accrued daily, distributed monthly.
¸Dec 28 ’12 ¸Dec 28 ’12 ¸Dec 28 ’12
---
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
884
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
BBH TRUST Money Mkt Fd Pd 2012 0.000100373 2011 0.0001 0.000008768M ------Divs. accrued daily, distributed monthly.
05528C 105
026545 103 Jan 2
202
2012
0.191163535667 2011
139
0.24682577
---
Cl C
Treasury Money Mkt Fd Cap Cl Pd
2012
0.000133823 2011
0.000000905M ----Divs. accrued daily, distributed monthly.
527
0.00041386
---
Jan 2
---
Shs Cl F-2
400
Pd 2012 0.6399205 2011 0.6615324
Jan 2
Jan 2
626
1
2012
0.000071611 2011
634
0.00031927
---
Jan 2
AMERICAN HIGH-INCOME TRUST 026547 Cl A Pd 2012 0.79974 2011 0.8388547 109 0.0750094M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
1
2012
0.000198641 2011
Cl F-1 Pd 2012 0.7967845 2011 0.8342884 406 0.0743014M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Formerly American High-Income Trust (United States) Cl F.
Cl 529-B Pd 2012 0.7016867 2011 0.740761 604 0.000002766M ----0.0666946M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Instl Money Mkt Fd Select Shs Cl 529-C Pd 2012 0.7029665 2011 0.7415834 703 Pd 2012 0.000913266 2011 0.0669485M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. 0.000003713M ----Divs. accrued daily, distributed monthly. Cl 529-E Pd 2012 0.7632726 2011 0.8004028 802 0.0718002M ------Dec 28 ’12 Prime Money Mkt Fd Premium Cl Divs. accrued daily, distributed monthly. Pd
2012
0.000980215 2011
0.000003587M ----Divs. accrued daily, distributed monthly.
Pd 2012 0.3641234 2011 0.4502352
---
822 Dec 28 ’12
Cl R-5 Pd 2012 0.3702304 2011 0.4548024 830 0.0295811M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Cl R-3 Pd 2012 0.2901478 2011 0.3789867 855 0.0232064M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.2334357 2011 0.3239657
---
675 BRANDES INVESTMENT TRUST
0.0000198
871 Dec 28 ’12
Cl 529-F-1 Pd 2012 0.350228 2011 0.4377402 889 0.0279656M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Formerly Bond Fund of America Inc (United States) Cl 529-F.
Jan 2
105262
Seperately Managed Acct Resv Tr ---
Jan 2
Pd
717
No action taken on 1-2-2013 div. 1 Prev. div. $0.000000639M, 12-3-2012. Divs. accrued daily, distributed monthly.
Cl 529-A Pd 2012 0.7902395 2011 0.8304632 505 0.0739223M ------Dec 28 ’12 Prime Money Mkt Fd Select Cl Pd 2012 0.000687776 2011 Divs. accrued daily, distributed monthly.
Cl R-6 Pd 2012 0.8350404 2011 0.872549 810 0.0775403M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
---
Instl Money Mkt Fd Tr Cl Pd 2012 0.000024129 2011 0.00007468 1
Cl R-6 Pd 2012 0.3767336 2011 0.4609875 814 0.0301065M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
----Divs. accrued daily, distributed monthly.
1
Cl B Pd 2012 0.716588 2011 0.7535956 208 0.0677988M ------Dec 28 ’12 Govt Money Mkt Fd Select Cl Divs. accrued daily, distributed monthly. Pd 2012 0.000430269 2011 Cl C Pd 2012 0.711197 2011 0.7490422 307 ----0.0675226M ------Dec 28 ’12 0.00000038M Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly.
Cl 529-C Pd 2012 0.2203734 2011 0.3134636 707 0.0174141M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
659 0.0183315M
0.00044081
0.000001281M ----Prev. div. $0.000000854M, 10-1-2012. Divs. accrued daily, distributed monthly.
Cl 529-B Pd 2012 0.219104 2011 0.3123111 608 0.0171958M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Cl R-1
Treas Money Mkt Fd Instl Cl Pd
Cl F-1 Pd 2012 0.3309617 2011 0.4169636 400 0.0261845M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Formerly Bond Fund of America Inc (United States) Cl F.
Cl R-2 Pd 2012 0.2338125 2011 0.3228734 863 0.0188145M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
No action taken on 1-2-2013 div. Prev. div. $0.000000499M, 12-3-2012. Divs. accrued daily, distributed monthly. 1
0.0546692M ----Divs. accrued daily, distributed monthly.
Cl C Pd 2012 0.2292713 2011 0.3216044 301 0.0180708M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Cl R-4 Pd 2012 0.3317419 2011 0.4177472 848 0.0263476M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Treas Money Mkt Fd Select Cl
608
Pd 2012 0.6782045 2011 0.699857
---
No action taken on 1-2-2013 div. 1 Prev. div. $0.0000005M, 12-3-2012. Divs. accrued daily, distributed monthly.
Pd
Cl B Pd 2012 0.2356467 2011 0.3268168 202 0.0184202M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
----Divs. accrued daily, distributed monthly.
Treas Money Mkt Fd Tr Cl Pd 2012 0.00007079 2011 0.00031364
Jan 2
BOND FUND OF AMERICA, INC. 097873 Cl A (p1) Pd 2012 0.3325438 2011 0.4207126 103 0.0265926M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Shs Cl F-2
0.000004407M ----Divs. accrued daily, distributed monthly.
301
1
0.0508534M ------Divs. accrued daily, distributed monthly. Formerly American High-Income Municipal Bond Cl F.
Divs. accrued daily, distributed monthly.
543 0.0293502M
Jan 2
Pd 2012 0.5359331 2011 0.5657803
0.0421406M ----Divs. accrued daily, distributed monthly. Cl F-1
---
Jan 2
Cl 529-E Pd 2012 0.2899658 2011 0.3780332 806 0.0230571M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
Jan 2
Prime Money Mkt Fd Cap Cl Pd 2012 0.00118341 2011 0.0014777 0.0428161M ----Divs. accrued daily, distributed monthly.
816
0.00081326
---
Dec 31 ’12 Cl 529-A Pd 2012 0.3214747 2011 0.410374 509 0.0255852M ------Dec 28 ’12 Divs. accrued daily, distributed monthly.
066922
BLACKROCK FUNDS III Core Alpha Bd Fd Instl Shs Pd
Jan 2
Pd 2012 0.5433744 2011 0.5722853
801
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.454476 2011 0.312127
0.000774958M ----Divs. accrued daily, distributed monthly.
AMERICAN HIGH-INCOME MUNICIPAL BOND FUND, INC Cl A Pd 2012 0.6492528 2011 0.6767782
Cl B
604
Pd 2012 0.6789278 2011 0.6801539
---
Large Cap Equity Fd Cl H 0.039971Q Dec 28 ’12 0.313175LG Dec 28 ’12 0.002551SG Dec 28 ’12
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
Money Mkt Fd Instl Cl Pd 2012 0.000100254 2011 0.000129646 832 0.000008768M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
0.0499106M ------Jan 2 Divs. accrued daily, distributed monthly. Formerly American Fund Tax-Exempt Series II (United States) Tax Exempt Fd CA Cl F.
0.0549224M ----Divs. accrued daily, distributed monthly.
¸Dec 28 ’12 ¸Dec 28 ’12 ¸Dec 28 ’12
307 Jan 2
Jan 2
Dec 28 ’12
Pd 2012 0.440398 2011 0.112779
Dec 28 ’12 Dec 28 ’12
0.313175LG 0.002551SG
Jan 2
---
BLACKROCK FUNDS III 066923 Pd 2012 0.050201735 2011 Nil 574 Cl R-1 Pd 2012 0.7107635 2011 0.7461654 877 Corealpha Bd Fd Invs Cl C 0.0674616M ------Dec 28 ’12 0.00045218M ------Jan 2 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Cl 529-F-1 Pd 2012 0.8138059 2011 0.8537632 885 Pd 2012 0.082498466 2011 Nil 582 0.0758825M ------Dec 28 ’12 Corealpha Bd Fd Invs Cl A Divs. accrued daily, distributed monthly. 0.000672325M ------Jan 2 Formerly American High-Income Trust (United States) Cl 529-F. Divs. accrued daily, distributed monthly.
02630B Large Cap Equity Fd 109 0.035977Q Dec 28 ’12
Pd 2012 0.5174663 2011 0.5305327
0.0410298M ----Divs. accrued daily, distributed monthly. Tax Exempt Fd CA Cl F-1
---
---
ASSET MANAGEMENT FUND, INC. 045419 (Adj. Rate) Mtg. Ptf. Pd 2012 0.133689315 2011 0.172427716 108 0.01192343M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Jan 2
Pd 2012 0.5260895 2011 0.5390576
0.0418048M ----Divs. accrued daily, distributed monthly. Tax Exempt Fd CA Cl C
867
Pd 2012 0.5689428 2011 0.6043759
0.0459633M ----Divs. accrued daily, distributed monthly.
Tax Exempt Fd of CA Cl B
Jan 2
869
Pd 2012 0.7070581 2011 0.7481733
----Divs. accrued daily, distributed monthly.
859
Pd 2012 0.5478213 2011 0.5748064
0.0457556M ----Divs. accrued daily, distributed monthly.
Cl R-4 Pd 2012 0.796632 2011 0.8335658 844 0.000005903M ----0.0744522M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Instl Money Mkt Fd Aon Captive Cl Cl R-3 Pd 2012 0.7628069 2011 0.7995159 851 Pd 2012 0.000777438 2011 0.0716567M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. 0.000003166M ----Cl R-2
0.0414824M ------Jan 2 Divs. accrued daily, distributed monthly. Formerly American Funds Tax-Exempt Series I (United States) Tax Exempt Fd VA Cl F.
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
AMERICAN HIGH-INCOME TRUST (cont.) BLACKROCK FUNDS III (cont.) Shs Cl F-2 Pd 2012 0.824167 2011 0.8626821 828 Prime Money Mkt Fd Instl Cl 0.0767503M ------Dec 28 ’12 Pd 2012 0.001318938 2011 0.00167723 766 Divs. accrued daily, distributed monthly. 0.000004954M ------Jan 2 Cl R-5 Pd 2012 0.8296209 2011 0.8670431 836 Divs. accrued daily, distributed monthly. 0.0771295M ------Dec 28 ’12 Instl Money Mkt Fd Cl I Pd 2012 0.001455649 2011 0.00181295 790 Divs. accrued daily, distributed monthly.
800 0.0676228M
Pd 2012 0.5247234 2011 0.5597947
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
January 8, 2013
733
0.00087774
---
Jan 2
---
0.5213 2011
‹Jan 31 ’12 ‹Feb 29 ’12 ‹Mar 31 ’12 ‹Apr 30 ’12 ‹May 31 ’12 ‹Jun 30 ’12 ‹Jul 31 ’12 ‹Aug 31 ’12 ‹Sep 30 ’12 ‹Oct 31 ’12 ‹Nov 30 ’12 ‹Dec 31 ’12
0.01783842
Jan 31 ’12 Feb 29 ’12 Mar 31 ’12 Apr 30 ’12 May 31 ’12 Jun 30 ’12 Jul 31 ’12 Aug 31 ’12 Sep 30 ’12 Oct 31 ’12 Nov 30 ’12 Dec 31 ’12
885
Jan 31 ’12 Feb 29 ’12 Mar 31 ’12 Apr 30 ’12 May 31 ’12 Jun 30 ’12 Jul 31 ’12 Aug 31 ’12 Sep 30 ’12 Oct 31 ’12 Nov 30 ’12 Dec 31 ’12
125953
Signature Dividend Income Fd Cl A Pd 2012 C$0.48 2011 C$0.48 208 bC$0.007M Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 bC$0.033RC Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12
Jan 2
0.0011774
Jan 31 ’12 Feb 29 ’12 Mar 31 ’12 Apr 30 ’12 May 31 ’12 Jun 30 ’12 Jul 31 ’12 Aug 31 ’12 Sep 30 ’12 Oct 31 ’12 Nov 30 ’12 Dec 31 ’12
741 C.I. MUTUAL FUNDS
0.0010132
---
0.0462M 0.0428M 0.0366M 0.0426M 0.0426M 0.041M 0.043M 0.0418M 0.0451M 0.0513M 0.0513M 0.037M
2012
758 C.I. MUTUAL FUNDS Jan 2
Signature High Incm Fd Cl A Pd 2012 C$0.84 2011 C$0.84 bC$0.033M Dec ¸Dec 14 ’1214 ’12 Dec 13 ’12 Dec 14 ’12 bC$0.037RC Dec 14 ¸Dec ’12 14 ’12 Dec 13 ’12 Dec 14 ’12
MUTUAL FUNDS
January 8, 2013 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
C.I. MUTUAL FUNDS (cont.) Global Bd Fd Cl A Pd 2012 C$0.053 2011 C$0.086 1 No action taken on 12-14-2012 div. 1 Prev. div. C$0.005M, 11-30-2012.
¸Dec 14 ’12
Signature Dividend Cl X bC$0.006M Dec 14 ’12 bC$0.032RC Dec 14 ’12
¸Dec 14 ’12 ¸Dec 14 ’12
Pd
2012
0.000207798 2011
CIBC FUNDS (cont.) U.S. Dollar Managed Balanced Ptf Pd 2012 Nil 2011 0.11479249 1 No action taken on 12-31-2012 div. Dec 31 ’12 1 Prev. div. $0.11479249Q, 12-30-2011.
738
0.000199496
0.000024219M ----Divs. accrued daily, distributed monthly.
---
Tax Exempt Ptf Davidson Cash Equivalent Cl Pd
2012
1
0.000156765 2011
746
0.000198739
0.000064974M ----Divs. accrued daily, distributed monthly.
---
Pd 2012 C$0.181 2011 C$0.253
Dec 13 ’12
Pd
Dec 14 ’12
Dec 31 ’12 1
Pd 2012 C$0.456 2011 C$0.456
¸Dec 14 ’12
Signature Div Incm Fd Cl I bC$0.008M Dec 14 ’12 bC$0.041RC Dec 14 ’12
¸Dec 14 ’12 ¸Dec 14 ’12
Dec 13 ’12 Dec 13 ’12
Dec 14 ’12 Dec 14 ’12
Pd 2012 C$0.28 2011 C$0.327
Dec 13 ’12
Dec 14 ’12
Dec 13 ’12 Dec 13 ’12
753
0.000099736
---
Dec 31 ’12
Govt & Agy Secs Ptf Davidson Cash Equivalent Plus Pd
2012
0.000100284 2011
761
0.000099736
0.000008494M ----Divs. accrued daily, distributed monthly.
Dec 14 ’12 Dec 14 ’12
Pd
---
Dec 14 ’12 Dec 14 ’12
C.I. MUTUAL FUNDS Signature Canadian Bond Fd Pd 2012 C$0.198 2011 C$0.223 bC$0.009M Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 bC$0.044RC Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 Signature Canadian Bond Fd Cl I Pd 2012 C$0.458 2011 C$0.4107 bC$0.019M Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 bC$0.093RC Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12
2012
0.000107504 2011
Dec 31 ’12
---
2012
0.000107653 2011
Cdn T-Bill Fd
---
787 Dec 31 ’12
Money Mkt Ptf Svc Cl Pd 2012 0.000107515 2011 0.000099736 845 0.000015725M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax Exempt Cash Ptf Mgd Cl Pd
2012
0.000156764 2011
878
0.000275185
0.000064974M ----Divs. accrued daily, distributed monthly.
---
Signature Inc & Growth Fd Cl A Pd 2012 C$0.30 2011 C$0.30 ------------Dec 14 ’12 Scudder Tax Exempt Cash Fd Instl Cl Pd 2012 0.000305101 2011 bC$0.025RC Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 0.00006516M ----1 No action taken 12-14-2012 regular dividend. Divs. accrued daily, distributed monthly. Signature Inc & Growth Fd Cl I Pd 2012 C$0.78 2011 C$0.78 1 ------------Dec 14 ’12 CAVANAL HILL FUNDS bC$0.065RC Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 Tax-Free Money Mkt Fd Svc Cl 1 No action taken 12-14-2012 regular dividend.
Dec 31 ’12
1
Pd
Ptf Series Income Fd Cl I bC$0.014M Dec 14 ’12 bC$0.041RC Dec 14 ’12
¸Dec 14 ’12 ¸Dec 14 ’12
Sig Corp Bd Fd Cl I bC$0.028M Dec 14 ’12 bC$0.165RC Dec 14 ’12
¸Dec 14 ’12 ¸Dec 14 ’12
Ptf Ser Income Fd Cl A b0.01M Dec 14 ’12 b0.03RC Dec 14 ’12
¸Dec 14 ’12 ¸Dec 14 ’12
CI Short Term Bd Fd Cl I bC$0.015M Dec 14 ’12
¸Dec 14 ’12
Dec 14 ’12 Dec 14 ’12
Dec 13 ’12 Dec 13 ’12 Dec 13 ’12 Dec 13 ’12
Dec 14 ’12 Dec 14 ’12
Pd 2012 C$0.177 2011 C$0.194
0.000107515 2011
0.000015725M ----Divs. accrued daily, distributed monthly.
Dec 13 ’12
Dec 14 ’12
0.000099748
---
0.000159983 2011
0.000064974M ----Divs. accrued daily, distributed monthly.
0.000610688
---
639 Dec 31 ’12
Tax-Exempt Ptf DWS Money Fd 2012
0.00019428 2011
0.000064974M ----Divs. accrued daily, distributed monthly.
0.000641255
---
647 Dec 31 ’12
Govt & Agency Secs Ptf DWS Money Fd Pd
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000153183
---
654 Dec 31 ’12
Govt & Agency Secs Ptf DWS Govt Cash Managed Cl Pd
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000099736
---
2012
0.00030221 2011
Pd
2012
0.000508587 2011
0.000480196
---
670 Dec 31 ’12
0.000498648
---
688 Dec 31 ’12
Tax-Exempt Ptf Cap Asset Fd Cl 2012
0.000156765 2011
0.000064975M ----Divs. accrued daily, distributed monthly. 2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
US Dollar Mgd Income Ptf - USD$ Cl T6 Pd 2012 0.576 2011 0.588 b0.048M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
1
US Dollar Mgd Income Ptf - USD$ Cl T4 Pd 2012 0.396 2011 0.408 b0.033M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
Managed Aggressive Growth Ptf Cl T8 Pd 2012 0.684 2011 0.792 b0.057M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Managed Aggressive Growth Ptf Cl T4Pd 2012 C$0.372 2011 C$0.408 bC$0.031M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Pd 2012 C$0.696 2011 C$0.792
¸Dec 31 ’12
Managed Growth Ptf Cl T4 bC$0.032M Dec 31 ’12
¸Dec 31 ’12
Dec 28 ’12
Dec 31 ’12
Pd 2012 C$0.54 2011 C$0.60
Dec 28 ’12
Dec 31 ’12
Pd 2012 C$0.384 2011 C$0.432
Dec 28 ’12
Dec 31 ’12
Managed Bal Growth Ptf Cl T8 Pd 2012 C$0.708 2011 C$0.804 Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12
Managed Bal Growth Ptf Cl T4 Pd 2012 C$0.384 2011 C$0.42 bC$0.032M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12
---
CIBC Managed Monthly Income Balanced Ptf 2012
----Divs. accrued daily, distributed monthly.
CIBC Money Market Fd Cl P Pd 0.000099736
---
2012
C$0.08959966 2011
C$0.091621459
720 bC$0.0079436M Dec 31 ’12
----Divs. accrued daily, distributed monthly.
---
Dec 31 ’12
Managed Bal Ptf Cl T6 bC$0.046M Dec 31 ’12
¸Dec 31 ’12
1
Dec 28 ’12
Dec 31 ’12
Pd 2012 C$0.564 2011 C$0.588
¸Dec 31 ’12
Dec 28 ’12
Dec 31 ’12
Pd 2012 C$0.384 2011 C$0.408
Dec 28 ’12
Dec 31 ’12
Pd 2012 C$0.552 2011 C$0.60
Dec 28 ’12
Dec 31 ’12
Pd 2012 C$0.72 2011 C$0.804
¸Dec 31 ’12
Dec 28 ’12
Dec 31 ’12
US Dollar Mgd Growth Ptf - USD$ Cl T8 Pd 2012 0.684 2011 0.804 b0.057M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
CITI INSTITUTIONAL LIQUID RESERVE PORTFOLIO LTD Cl A Pd 2012 0.001958882 2011 0.001652523 0.000141372M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. CINS# G2154H10 CITI PREMIUM LIQUID RESERVE PORTFOLIO LTD Cl A Pd 2012 0.000120607 2011 0.000099456 0.000012741M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. CINS# G2154310 CITIFUNDS INSTITUTIONAL TRUST Citi Institutional Cash Reserves Ltd Cl I Pd
2012
0.001895804 2011
0.001593044
0.000132908M ----Divs. accrued daily, distributed monthly. CINS# G2154010
---
Dec 31 ’12
125677 302
CM ADVISORS FAMILY FUND Opportunity Fd Last payment published $0.4686SG, 3-31-2011. Fund dissolved, eff. 12-14-2012. Cl R Shs n0.02Q
Pd 2012 0.02 2011 Nil
Dec 31 ’12
¸Dec 31 ’12
Dec 28 ’12
500
Dec 31 ’12
Sm Cap Value Fd Cl R Pd 2012 0.2612 2011 0.1186 609 1 2 0.12Q Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1412SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Prev. div. $0.1186SG, 12-30-2011. 2 Revised amount. Sm Cap Value Fd Cl C Shs Pd 2012 0.1822 2011 0.1186 807 1 0.041Q Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1412SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Prev. div. $0.1186SG, 12-30-2011.
19765R
COLUMBIA FUNDS VARIABLE INSURANCE TRUSTY Columbia Variable Ptf - Money Mkt Fd Cl 1 Pd 1
2012
0.000000017 2011
Nil
Dec 31 ’12
Pd 2012 1.228 2011 0.1148
¸Dec 7 ’12 ¸Dec 26 ’12
Dec 6 ’12 Dec 24 ’12
MidCap Growth Fd Instl Cl Pd 2012 3.2222 2011 3.039LG Dec 7 ’12 ¸Dec 7 ’12 Dec 6 ’12 0.0806SG Dec 7 ’12 ¸Dec 7 ’12 Dec 6 ’12 Dec 31 ’12 0.1026 Dec¸Dec 26 ’12 26 ’12 Dec 24 ’12 1 Prev. div. $0.0092, 12-30-2008. 1
667
0.000000001M ------1 Prev. div. $0.000000001M, 9-28-2012. Divs. accrued daily, distributed monthly. Formerly Columbia Money Market Fund Variable Series Cl A.
C$0.348
---
Pd 2012 C$0.396 2011 C$0.396
¸Dec 31 ’12
Managed Bal Ptf Cl T4 Dec 31 ’12
COMMERCE FUNDS Growth Fd Instl Cl Dec 31 ’12 1.0386LG Dec 7 ’12 0.1894A Dec 26 ’12
C$0.336 2011
712 bC$0.028M Dec 31 ’12
Money Mkt Fd Cl O Pd 2012 C$0.12245867 2011 C$0.12330409 bC$0.01074514M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
US Dollar Money Market Fd Cl PPd 2012 0.01346724 2011 0.01032749 1 b0.00140133M ------Dec 31 ’12 1 Payable in U.S. currency. Divs. accrued daily, distributed monthly. Pd
0.000198738
Govt & Agency Secs ptf Cap Asset Fd Cl Pd
1
Managed Aggressive Growth Ptf Cl T6 Pd 2012 C$0.54 2011 C$0.612 bC$0.045M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12
Tax-Exempt Ptf Svc Cl II Pd 2012 0.000156764 2011 0.000198739 696 0.000064974M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd
US Dollar Mgd Bal Ptf - USD$ Cl T4 Pd 2012 0.384 2011 0.42 b0.032M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
Managed Bal Growth Ptf Cl T6 Pd 2012 C$0.552 2011 C$0.612 bC$0.046M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12
Money Mkt Ptf Cap Asset Fd Pfd 0.000049697M ----Divs. accrued daily, distributed monthly.
1
662 bC$0.059M
Dec 31 ’12
Govt Agency Secs Ptf DWS Govt Cash Instl Cl Pd
0.000025689M ----Divs. accrued daily, distributed monthly.
US Dollar Mgd Bal Ptf - USD$ Cl T6 Pd 2012 0.576 2011 0.624 b0.048M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
¸Dec 31 ’12
Money Mkt Fd Cl A Pd 2012 C$0.06714095 2011 C$0.07280939 bC$0.00600184M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Managed Bal Ptf Cl T8 bC$0.06M Dec 31 ’12
1
Dec 31 ’12
Premium Cdn T-Bill Fd Pd 2012 C$0.06703846 2011 C$0.07196431 bC$0.00562105M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
828 bC$0.032M
US Dollar Mgd Bal Ptf - USD$ Cl T8 Pd 2012 0.708 2011 0.792 b0.059M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
---
US Dollar Money Mkt Fd Pd 2012 0.013380789 2011 0.01034594 b0.00140185M ------Dec 31 ’12 1 Payable in U.S. currency. Divs. accrued daily, distributed monthly.
Managed Income Ptf Cl T6 bC$0.047M Dec 31 ’12
No action taken on 1-2-2013 div. 1 Prev. div. $0.00001316M, 8-1-2012. Divs. accrued daily, distributed monthly.
Managed Growth Ptf Cl T6 bC$0.045M Dec 31 ’12
1
Managed Income Ptf Cl T4 Dec 31 ’12
Pd 2012 0.000256308 2011 0.000094964
Managed Growth Ptf Cl T8 bC$0.058M Dec 31 ’12
Pd 2012 C$0.05315066 2011 C$0.05826403
----Divs. accrued daily, distributed monthly.
778 bC$0.033M
0.000033414
1
407
Tax-Exempt Ptf DWS Money Fd Cl S
Pd
14956P
0.00009265 2011
CIBC FUNDS US Dollar Mgd Growth Ptf - USD$ Cl T4 Pd 2012 0.336 2011 0.384 1 b0.028M Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Payable in U.S. currency.
Dec 31 ’12
Tax-Exempt Ptf Inv Cl Pd 2012 0.000156764 2011 0.00019874 621 0.000064974M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. 2012
Dec 31 ’12
No action taken on 1-2-2013 div. Prev. div. 0.000027914, . Divs. accrued daily, distributed monthly. Cash Mgmt Fd Svc Cl
1
Pd 2012 0.48 2011 0.48
Money Mkt Ptf Premium Resv Shs
Pd
---
1
Dec 14 ’12 Dec 14 ’12
CASH ACCOUNT TRUST 147539 Gov’t Secs Ptf Pd 2012 0.000100284 2011 0.000099736 209 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. 2012
1
Pd 2012 C$0.81 2011 C$0.688
C.I. MUTUAL FUNDS Signature Glb Inc & Growth Fd Cl I Pd 2012 0.504 2011 0.504 b0.023M Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 b0.019RC Dec 14 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12
Pd
2012
886
0.000808321
Pd 2012 C$0.66 2011 C$0.771
Dec 13 ’12 Dec 13 ’12
Managed Income Ptf Pd 2012 C$0.1732908 2011 C$0.20765929 bC$0.06841515Q Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12
Dec 31 ’12
0.000099629
0.000015742M ----Divs. accrued daily, distributed monthly.
Managed Balanced Ptf Pd 2012 C$0.06977748 2011 C$0.10445512 bC$0.06977748Q Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Prev. div. C$0.10321832Q, 12-30-2011.
Managed Income Plus PtfPd 2012 C$0.10328718 2011 C$0.14067866 bC$0.05712076Q Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12
Money Mkt Ptf Davidson Cash Equivalent Plus Cl Pd
U.S. Dollar Managed Income PtfPd 2012 0.12356544 2011 0.17770942 No action taken on 12-31-2012 div. 1 Prev. div. $0.03105019Q, 9-28-2012.
779 bC$0.00487199M
0.00009973
0.000015722M ----Divs. accrued daily, distributed monthly.
Pd 2012 C$0.948 2011 C$0.947
¸Dec 14 ’12 ¸Dec 14 ’12
0.000100287 2011
Money Mkt Ptf Davidson Cash Equivalent Cl
Pd 2012 C$0.588 2011 C$0.588
Dec 13 ’12 Dec 13 ’12
2012
0.000008494M ----Divs. accrued daily, distributed monthly.
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Govt & Agy Secs Ptf Davidson Cash Equivalent Cl
Global Bd Fd Cl I bC$0.013M Dec 14 ’12
Signature High Income Cl I bC$0.037M Dec 14 ’12 bC$0.042RC Dec 14 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
CASH ACCOUNT TRUST (cont.) Money Mkt Ptf Cap Asset Fd Cl
Money Mkt Fd Cl A Pd 2012 C$0.084 2011 C$0.064 1 No action taken on 12-14-2012 div. 1 Prev. div. C$0.006M, 11-30-2012. Divs. accrued daily, distributed monthly. C.I. MUTUAL FUNDS Global Bd Fd Cl F bC$0.004M Dec 14 ’12
Page 23
200626 406
Dec 10 ’12 Dec 28 ’12 Nil
505
Dec 10 ’12 Dec 10 ’12 Dec 28 ’12
MERGENT DIVIDEND RECORD
Page 24 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt. COMMERCE FUNDS (cont.) Natl. Tax Free Bd Fd Instl Cl Pd
2012
DAILY INCOME FUND (cont.) US Govt Ptf Institutional Service Cl
0.873551357 2011
0.1738LG Dec 7 ’12 ¸Dec 7 ’12 0.078SG Dec 7 ’12 ¸Dec 7 ’12 0.050235059M ----Divs. accrued daily, distributed monthly.
0.710059781
Dec 6 ’12 Dec 6 ’12 ---
703
Dec 10 ’12 Dec 10 ’12 Dec 31 ’12
KS Tax-Free Interm Bd Fd Instl Cl Pd
2012
0.738644068 2011
0.1033LG Dec 7 ’12 ¸Dec 7 ’12 0.0366SG Dec 7 ’12 ¸Dec 7 ’12 0.045622008M ----Divs. accrued daily, distributed monthly.
0.656709269
Dec 6 ’12 Dec 6 ’12 ---
786
Dec 10 ’12 Dec 10 ’12 Dec 31 ’12
MO Tax Free Bd Fd Instl Cl Pd
2012
0.711454766 2011
0.0602LG Dec 7 ’12 ¸Dec 7 ’12 0.0182SG Dec 7 ’12 ¸Dec 7 ’12 0.050178157M ----Divs. accrued daily, distributed monthly. Value Fd Instl Cl 0.2136Q Dec 27 ’12
0.686635469
Dec 6 ’12 Dec 6 ’12 ---
2012
802
Dec 10 ’12 Dec 10 ’12 Dec 31 ’12
¸Dec 21 ’12
0.000126938184 2011
Dec 26 ’12
210474 0.00014830918
102
---
Jan 17
2012
Pd 2012 0.2003 2011 0.119
Dec 28 ’12
0.000100195 2011
0.000007946M ----Divs. accrued daily, distributed monthly. 2012
0.001213528 2011
0.000081038M ----Divs. accrued daily, distributed monthly. 2012
0.000095305 2011
0.000007946M ----Divs. accrued daily, distributed monthly.
US Treasury Ptf Retail Cl Pd 2012 0.000095325 2011 0.00002163 812 0.000007946M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
2012
0.000109285 2011
0.000008025M ----Divs. accrued daily, distributed monthly. 1
2012
0.000095305 2011
820
0.000021649
------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Daily Income Fund U.S. Treasury Ptf Short Term Income Shs.
US Treasury Ptf Investor ClPd 2012 0.000095306 2011 0.00002165 838 0.000007946M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Money Market Ptf Advantage Primary Liquidity Fd Sh 2012
0.000200384 2011
846
0.000379343
0.000015892M ----Divs. accrued daily, distributed monthly.
---
Dec 31 ’12
2012
---
Dec 31 ’12
Money Market Ptf Retail Cl Pd
2012
0.000100192 2011
887
0.000029354
0.000007946M ----Divs. accrued daily, distributed monthly.
---
Dec 31 ’12
Pd 2012 0.36383 2011 Nil
Dec 26 ’12
25064R 811
Dec 28 ’12
0.002000086 2011
0.000117596M ----Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
0.000530393
---
200 Dec 31 ’12
0.000021522
---
0.000022236
---
408 Dec 31 ’12
0.001084258
---
2012
0.002497327 2011
0.00014145M ----Divs. accrued daily, distributed monthly. 2012
0.000215698 2011
0.000015869M ----Divs. accrued daily, distributed monthly.
¸Dec 27 ’12
Dec 26 ’12
2012
0.000200108 2011
0.000015839M ----Divs. accrued daily, distributed monthly.
25064T 106
Destra Preferred Sec & Income Fd Cl C Pd 2012 0.48359 2011 Nil 205 0.2039Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.0016SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
2012
0.000100192 2011
0.000007946M ----Divs. accrued daily, distributed monthly.
---
Destra Preferred Secs & Income Fd Cl I Pd 2012 0.77557 2011 Nil 403 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
0.000199616 2011
---
606 Dec 31 ’12
2012
0.000100465 2011
Johcm Intl Select Fd Cl I 0.07873A Dec 27 ’12
¸Dec 27 ’12
0.15506
Dec 26 ’12 Dec 26 ’12
650
Dec 27 ’12
Pd 2012 0.07873 2011 0.0941
Dec 26 ’12
304
Dec 27 ’12
Pd 2012 0.05068 2011 0.06867
668
Dec 27 ’12
Dynamic Energy Income Fd Cl I Pd 2012 0.73454 2011 0.2536488 700 0.07Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 0.24708SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 1
Dynamic US Growth Fd Cl I Pd 2012 Nil 2011 0.50209 No action taken on 12-27-2012 div. 1 Prev. div. $0.50209SG, 12-27-2011.
718
Dynamic Gold & Precious Metals Fd Cl I 2012
0.8689 2011
Dec 27 ’12
¸Dec 27 ’12
2.19716
Dec 26 ’12
759
Dec 27 ’12
Dynamic Discovery Fd Cl I Pd 2012 Nil 2011 2.28226 No action taken on 12-27-2012 div. 1 Prev. div. $2.28226LG, 12-27-2011.
775
Dynamic Contrarian Advantage Fd Cl I Pd
2012
0.03161A
0.03161 2011
Dec 27 ’12
¸Dec 27 ’12
2.07636
Dec 26 ’12
791
Dec 27 ’12
Dynamic Canadian Equity Income Fd Cl I Pd
2012
0.40717 2011
1.02835
841
0.11076Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 0.04082SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 Formerly Dundeewealth Funds Dynamic Infrastructure Fd Cl I.
0.019323587M ----Divs. accrued daily, distributed monthly.
Pd
2012
0.272757899 2011
23339E 0.250570184
---
541 Dec 26 ’12
DWS Global High Income Fd Cl Inst DIREXION FUNDS Dynamic Hy Bd Inv Cl 0.07889734M
Pd 2012 1.20236907 2011 0.86412999
Jan 3
¸Jan 3
Dec 31 ’12
2012 254939 Pd 762 0.035563226M
Jan 3
0.519237436
---
640 Dec 26 ’12
DWS Global High Income Fd Cl S Pd
DIREXION INSURANCE TRUST FUND Dynamic VP HY Bd Fd Pd 2012 0.58473079 2011 2.05298691
0.5361292059 2011
----Divs. accrued daily, distributed monthly.
25459Q 303
Jan 3
¸Jan 3
Dec 31 ’12
2012
0.529727547 2011
0.035336988M ----Divs. accrued daily, distributed monthly. Pd
Jan 3
Pd
2012
26203E
1 1
Nil 2011
0.000387513
---
689 Dec 31 ’12
Pd
0.510984375
---
665 Dec 26 ’12
1
0.000029359
---
705 Dec 31 ’12
0.000031866
721
0.000085244
---
747 Dec 31 ’12
US Govt Ptf Retail Cl Pd 2012 0.000100468 2011 0.000030914 754 0.000007946M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
4.3011
729 0.033951786M
Boston Co Emerging Mkts Core Eq Fd Cl IPd 2012 Nil 2011 4.5571 1 No action taken on 12-14-2012 div. 1 Prev. divs. $0.336A & $4.2211LG, 12-14-2011.
Growth & Incm Ptf Inv Cl Last payment published $1.178LG, 12-3-2012. Fund dissolved, eff. 12-5-2012.
1
0.45309081 2011
0.029506713M ----Divs. accrued daily, distributed monthly. Pd
Pd 2012 0.5551 2011 1.942
--Dec 13 ’12 Dec 13 ’12
2012
0.512433997 2011
----Divs. accrued daily, distributed monthly.
802
---
0.440997351
---
0.495450826
---
673 Dec 26 ’12
681 Dec 26 ’12
204
2012
0.332357283 2011
0.346110245
772 Dec 26 ’12
Ultra Short Duration Fd Cl S Pd
2012
0.332474323 2011
0.346071598
0.019952103M ------Divs. accrued daily, distributed monthly. Formerly DWS Investment Tr Short Duration Fd Cl S.
780 Dec 26 ’12
Ultra Short Duration Fd Cl C Pd
26202X 603
699 Dec 26 ’12
Ultra Short Duration Fd Insti Cl Pd
0.020055339M ------Divs. accrued daily, distributed monthly. Formerly DWS Investment Tr Short Duration Fd Insti Cl.
DREYFUS LIFETIME PORTFOLIOS, INC. 261971 Growth & Incm Ptf Cl R Last payment published $1.178LG, 12-3-2012. 105 Fund dissolved, eff. 12-5-2012.
¤
0.445686666
DWS Global High Income Fd Cl A
Nil 2011
--¸Dec 14 ’12 ¸Dec 14 ’12
2012
711
No action taken on 12-14-2012 div. Prev. divs. $0.08A & $4.2211LG, 12-14-2011.
DREYFUS MANAGER FUNDS I MidCap Core Fd Cl A 1 --------0.3972LG Dec 13 ’12 Dec 13 ’12 0.1579SG
0.460566806 2011
DWS Global High Income Fd Cl B Pd
4.2461
No action taken on 12-14-2012 div. Prev. divs. $0.025A & $4.2211LG, 12-14-2011. 2012
1
2012
0.030072193M ----Divs. accrued daily, distributed monthly.
Boston Co Emerging Mkts Core Equity Fd Cl A
US Govt Ptf Advantage Govt Liquidity Fd Shs 0.000007946M ----Divs. accrued daily, distributed monthly.
¸Dec 27 ’12
Destra Focused Equity Fd Cl I Pd 2012 0.1086 2011 Nil 809 n0.1086Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
DREYFUS INVESTMENT FUNDS Boston Co Emerging Mkts Core Equity Fd Cl C 0.000556899
0.000015839M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Daily Income Fund Municipal Ptf Sht Term Income Shs. Pd
Johcm Intl Select Fd Cl II 0.05068A Dec 27 ’12
DWS ADVISOR FUNDS Core Fixed Income Fd Cl S
Municipal Ptf Investor Service Cl Shs 2012
¸Dec 27 ’12
Destra Focused Equity Fd Cl A Pd 2012 0.0632 2011 Nil 502 n0.0632Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Dec 31 ’12
Municipal Ptf Retail Cl Pd 2012 0.000199571 2011 0.000031868 713 0.000015839M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd
106
Dec 27 ’12
0.0016SG
598 0.03588293M
Money Market Ptf Investor Class Pd
Dec 26 ’12
0.12805 2011
Dec 27 ’12
Dec 28 ’12
Destra Preferred Sec & Income Fd Cl A Pd 2012 0.69617 2011 Nil 0.2357Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.0016SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Municipal Ptf Advantage Municipal Liquidity Fd Shs Pd
¸Dec 27 ’12
0.02299
DWS Global High Income Fd Cl C 0.001323686
Municipal Ptf Institutional Cl Pd
2012
845 0.8689A
Pd 2012 0.31678 2011 Nil
580 Dec 31 ’12
0.07366 2011
Dec 27 ’12
Pd
High Divid Strategy Fd Cl A 0.1267Q Dec 27 ’12
309 0.2476Q
Dec 31 ’12
2012
0.07366A
Dec 28 ’12
101 DESTRA INVESTMENT TRUST II Dec 31 ’12
265313
DUNDEEWEALTH FUNDS Smith Large Cap Core Growth Fd Cl I Pd
1
0.000029392
Rnt Natixis Liquid Prime Ptf Treasurer Cl Pd
DRYDEN CORE INVESTMENT FUND 26243X Short Term Bd Ser Pd 2012 0.126700393 2011 0.122339 109 0.010579907M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
837
Pd 2012 0.21206 2011 Nil
Rnt Natixis Liquid Prime Ptf Liquidity Cl 2012
Small Cap Equity Fd Cl A Pd 2012 2.3083 2011 2.4475 868 1 ------------Dec 14 ’12 2.3083LG Dec 13 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 1 No action taken 12-14-2012 regular dividend. Formerly Dreyfus Permier Small Cap Equity Fund Class A.
853 0.12805A
0.000148986
0.000007946M ----Divs. accrued daily, distributed monthly.
¸Dec 27 ’12
Municipal Ptf Institutional Service Cl Pd 2012 0.00001589 2011 Nil 507 0.00001589M ------Dec 31 ’12 1 Prev. div. $0.000003954M, 12-31-2009. Divs. accrued daily, distributed monthly. Fund dissolved, eff. 12-22-2009.
Pd
DREYFUS STOCK FUNDS 26201F Small Cap Equity Fd Cl I Pd 2012 2.3083 2011 2.4889 835 1 ------------Dec 14 ’12 2.3083LG Dec 13 ’12 ¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 1 No action taken 12-14-2012 regular dividend. Formerly Dreyfus Stock Funds Premier Small Cap Equity Fund Class I.
Pd
0.000100192 2011
227061 High Divid Strategy Fd Cl C 108 0.0966Q Dec 27 ’12
23380W
1 No action taken 12-14-2012 regular dividend. Formerly Dreyfus Manager Funds I S&P STARS Opportunities Fd Cl I.
Mount Lucas US Focused Equity Fd Cl I Money Market Ptf Express Fd Shs Pd
Dec 28 ’12
US Treasury Ptf Institutional Cl Shs Pd
804
0.000029359
0.000007946M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Daily Income Fund Money Market Ptf Sht Term Incm Shs.
US Treasury Ptf Institutional Service Cl Pd
¤
0.000100192 2011
¸Dec 27 ’12
Money Mkt Ptf Institutional Cl Shs Pd
2012
DESTRA INVESTMENT TRUST High Divid Strategy Fd Cl I 0.1391Q Dec 27 ’12
Jan 24
DAILY INCOME FUND Money Mkt Ptf Institutional Service Cl Pd
DREYFUS MANAGER FUNDS I (cont.) MidCap Core Fd Cl I Pd 2012 0.5551 2011 1.895 884 1 ------------Dec 14 ’12 Dec 31 ’12 0.3972LG Dec 13 ¸Dec ’12 14 ’12 Dec 13 ’12 Dec 14 ’12 Dec 13 ’12¸Dec 14 ’12 Dec 13 ’12 Dec 14 ’12 0.1579SG
788
Money Market Ptf Investor Service Cl Shs Pd
Pd
CREDIT SUISSE HIGH YIELD BOND FUND 22544F Com Pd 2012 0.318 2011 0.318 ASE 103
¸Dec 28 ’12
---
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
US Govt Ptf Institutional ClPd 2012 0.000531528 2011 0.000080285 796 0.000041493M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
Cl Y Pd 2012 0.151734013 2011 0.154674095 305 0.011147057M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Jan 15
0.000030911
0.000007946M ----Divs. accrued daily, distributed monthly.
Dec 28 ’12
CORE FUND 21867W Cl I Pd 2012 0.133008379 2011 0.135585826 206 0.009608737M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly AmeriPrime Advisors Trust Instl Short-Term Govt Bd Fd.
Jan 2
0.000100476 2011
US Treasury Ptf Investor Cl Shs
----Divs. accrued daily, distributed monthly.
CROFT FUNDS CORP. Croft Value Fd Cl R 0.2003A Dec 28 ’12
2012
Pd
0.00000123301M
0.0265M
Pd
828 0.000007946M
Pd 2012 0.7076 2011 0.5301
CONSULTING GROUP CAPITAL MARKETS FUNDS Govt Money Invts Fd Pd
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
January 8, 2013
2012
0.230984012 2011
0.254557009
0.012918004M ------Divs. accrued daily, distributed monthly. Formerly DWS Investment Tr Short Duration Fd Cl C.
798 Dec 26 ’12
Dec 14 ’12 Ultra Short Duration Fd Cl B Dec 14 ’12 Pd 2012 0.229534964 2011 0.253496043 814 Dec 14 ’12 0.012368887M ------Dec 26 ’12 No action taken 12-14-2012 regular dividend. Divs. accrued daily, distributed monthly. Formerly Dreyfus Manager Funds I S&P STARS Opportunities Fd Cl A. Formerly DWS Investment Tr Short Duration Fd Cl B.
MUTUAL FUNDS
January 8, 2013 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt. DWS ADVISOR FUNDS (cont.) Ultra Short Duration Fd Cl A Pd
2012
0.307159546 2011
822
Pd
Dec 26 ’12
1 2
Core Fixed Income Fd Instl Cl 2012
0.281626152 2011
0.020147214M ----Divs. accrued daily, distributed monthly.
0.259794052
---
848 Dec 26 ’12
2012
0.225193582 2011
0.016346668M ----Divs. accrued daily, distributed monthly.
0.187708488
---
855 Dec 26 ’12
Core Fixed Income Fd Cl C Pd
2012
0.170364872 2011
0.011858301M ----Divs. accrued daily, distributed monthly.
0.163783009
---
863 Dec 26 ’12
Core Fixed Income Fd Cl B Pd
2012
0.169296049 2011
0.012011511M ----Divs. accrued daily, distributed monthly.
0.161872245
---
871 Dec 26 ’12
2012
0.250996254 2011
0.018186427M ----Divs. accrued daily, distributed monthly.
23337W DWS STATE TAX-FREE TRUST (cont.) 0.564056543
0.040519323M
MA Tax-Free Fd Pd Cl C2012 0.480877078 2011 0.468402692 302 0.030534666M ------Dec 26 ’12 Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
105
Strategic High Yield Tax Free Fd Cl B 2012
0.496990367 2011
0.483894752
204
0.032803745M
------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. Formerly DWS Municipal Trust DWS High Yield Tax Free Fd Cl B. Strategic High Yield Tax Free Fd Cl C Pd 1 2
2012
0.498889824 2011
0.484205644
303
0.032876885M
------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. Formerly DWS Municipal Trust DWS High Yield Tax Free Fd Cl C. Strategic High Yield Tax Free Fd Cl S Pd
Core Fixed Income Fd Cl A Pd
0.602017038 2011
0.233840789
---
889 Dec 26 ’12
1 2
2012
0.636484978 2011
0.591170612
501
0.043046734M
------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. Formerly DWS Municipal Trust DWS High Yield Tax Free Fd S Shs.
DWS INSTITUTIONAL FUNDS 23339C US Bd Index Fd Cl A Pd 2012 0.496397259 2011 0.381310901 735 Strategic High Yield Tax Free Fd Instl Cl 0.0188612M ------Dec 26 ’12 Pd 2012 0.6382844 2011 0.594594418 600 1 2 0.043040597M Divs. accrued daily, distributed monthly. ------Dec 26 ’12 US Bd Index Fd Cl S Pd 2012 0.528722236 2011 0.402792331 NBB 743 1 Revised dates. 2 Revised amount. 0.020148553M ------Dec 26 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Formerly DWS Municipal Trust DWS High Yield Tax Free Fd Institutional Us Bd Index Fd Instl Cl Pd 2012 0.547571509 2011 0.424844729 750 Cl. 0.021936878M ----Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000099736
---
408 Dec 31 ’12
Mkt Prime Ser DWS Cash Inv Tr Cl B Pd
2012
0.000100311 2011
0.000008495M ----Divs. accrued daily, distributed monthly.
Short-Term Mun Bd Fd Instl Cl Pd 1 2
Mkt Prime Ser DWS Cash Inv Tr Cl A Pd
Managed Mun Bd Fd Cl APd 2012 0.427052272 2011 0.382624448 709 0.02846469M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
1 2
DWS MONEY FUNDS 23339A Money Mkt Prime Ser Pd 2012 0.000100284 2011 0.000099736 101 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
0.000099729
---
507 Dec 31 ’12
2012
0.174974212 2011
0.181517613
790
0.010368914M
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000099741
---
606 Dec 31 ’12
Mkt Prime Ser DWS Cash Inv Tr Cl S Pd
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000099736
---
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
Managed Mun Bd Fd Cl B Pd 2012 0.338823391 2011 0.31690594 808 0.021981429M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
1 2
Pd
2012
0.001449819 2011
23337T 0.000995035
---
102 Dec 31 ’12
Cash Mgmt Fd Instl Cl Pd 2012 0.000102113 2011 0.000117465 110 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd
2012
0.000748932 2011
Short-Term Mun Bd Fd Cl C Pd
0.0003893369
---
128 Dec 31 ’12
Money Mkt Ser Instl Shs Pd 2012 0.001449819 2011 0.000992253 201 0.00010424M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd
2012
0.001449819 2011
0.00010424M ----Divs. accrued daily, distributed monthly.
0.000995035
---
409 Dec 31 ’12
Money Mkt Ser Prime Reserve Shs Cl S Pd
2012
0.001449819 2011
0.00010424M ----Divs. accrued daily, distributed monthly.
0.000995035
---
607 Dec 31 ’12
NY Tax Free Money Fd Tax Exempt NY Pd
2012
0.000104575 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000115312
---
706 Dec 31 ’12
NY Tax Free Money Fd Invt Pd
2012
0.000104389 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
0.000115315
---
805
Tax Free Money Fd Invt Premier Cl 2012
0.000100284 2011
0.000109207
0.088377901
---
824 Dec 26 ’12
888
0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly DWS Advisor Funds Tax Free Money Fund Investment.
MA Tax-free Fd Cl S Pd 2012 0.642133064 2011 0.596429019 500 0.042346387M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
Short-Term Mun Bd Fd Cl BPd 2012 0.06292306 2011 0.088298774 832 0.002418942M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. 2012
0.147084469 2011
0.158179707
840
0.008358046M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
2012
0.451114563 2011
0.404738057
857
0.029790809M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
Managed Mun Bd Fd Cl SPd 2012 0.444551049 2011 0.398020758 865 1 2 0.029796173M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Formerly Scudder Managed Municipal Bonds Fd. Divs. accrued daily, distributed monthly. Managed Mun Bd Fd Cl C Pd 2012 0.348621531 2011 0.32154778 881 1 2 0.022700327M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. DWS STATE TAX-FREE TRUST 23337J MA Tax-Free Fd Cl A Pd 2012 0.603337163 2011 0.564986827 104 1 2 0.039350736M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. MA Tax-Free Fd Cl B Pd 2012 0.48115265 2011 0.4680467 203 0.030454402M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
1 2
2012
1 2
0.02214987M
0.332986819 2011
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
0.292169776
---
108 Dec 26 ’12
CA Tax-Free Income Fd Cl B Pd 1 2
2012
0.27414041 2011
0.247226659
207
0.017419688M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
CA Tax-Free Income Fd Cl CPd 2012 0.2671061 2011 0.243851042 306 0.017321762M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
1 2
NY Tax-Free Income Fd Cl A Pd 1 2
2012
0.44758009 2011
0.390614251
504
0.030546708M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
DWS TAX FREE TRUST 23337X Inter Tax/Amt Free Fd Cl APd 2012 0.352701693 2011 0.32721498 103 1 2 0.022095914M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. Inter Tax/Amt Free Fd Cl B Pd
2012
0.249183059 2011
0.246877474
202
0.016688823M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
Inter Tax/Amt Free Fd Cl C Pd 1 2
2012
0.254104126 2011
0.246630002
301
0.014787431M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
Dec 26 ’12
Inter Tax/Amt Free Fd Cl SPd 2012 0.37479164 2011 0.346609252 509 0.023636663M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. Formerly Scudder Tax Free Target Fund Medium Term Tax Free Fd.
1 2
Inter Tax/Amt Free Fd Instl Cl Pd
2012
0.387407464 2011
0.357243245
707
0.024419973M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
---
23338H
DWS VARIABLE SERIES II DWS Money Mkt VIP - Cl A 2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
Dec 26 ’12
0.000099735
---
792 Dec 31 ’12
Dec 26 ’12
Managed Mun Bd Fd Instl Cl Pd
Pd
Pd
Short-Term Mun Bd Fd Cl A 1 2
23337H
DWS STREET TAX-FREE INCOME SERIES CA Tax-Free Income Fd Cl A
1 2
Dec 31 ’12
Daily Assets Fd Instl Cl Pd 2012 0.002337285 2011 0.001848009 862 0.000167522M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd
0.063034695 2011
1 2
1 2
Money Mkt Ser Premium Shs Cl S
2012
0.002417563M
----1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
Pd
Cash Reserves Fd Instl Cl 0.00004486M ----Divs. accrued daily, distributed monthly.
Short-Term Mun Bd Fd Cl SPd 2012 0.16346552 2011 0.17199832 816 0.0095624M ------Dec 26 ’12 1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly.
1 2
1 2
DWS MONEY MARKET TRUST Money Mkt Ser Managed Cl 0.00010424M ----Divs. accrued daily, distributed monthly.
705 Dec 31 ’12
1 2
1 2
Mkt Prime Ser DWS Cash Inv Tr Cl C Pd
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
1 2
Pd
Core Fixed Income Fd Cl R
2012
------1 Revised dates. 2 Revised amount. Divs. accrued daily, distributed monthly. Formerly DWS Municipal Trust DWS High Yield Tax Free Fd Cl A Shs.
1 2
Pd
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
DWS MUNICIPAL TRUST Strategic High Yield Tax Free Fd Cl A 0.290562222
0.018272667M ------Divs. accrued daily, distributed monthly. Formerly DWS Investments Tr Short Duration Fd Cl A. Pd
Page 25
EDVEST WISCONSIN COLLEGE SAVINGS PROGRAM Bank Cd Ptf Pd 2012 0.004071641 2011 0.023633277 No action taken on 10-31-2012 div. No action taken on 11-30-2012 div. 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.000129326M, 9-28-2012. Divs. accrued daily, distributed monthly.
281654 533
Stable Value Ptf Cl C Pd 2012 0.000750656 2011 0.000994263 No action taken on 10-31-2012 div. No action taken on 11-30-2012 div. 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.000082202M, 9-28-2012. Divs. accrued daily, distributed monthly.
723
Stable Value Ptf Cl B Pd 2012 0.000751628 2011 0.000994071 No action taken on 10-31-2012 div. No action taken on 11-30-2012 div. 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.000082617M, 9-28-2012. Divs. accrued daily, distributed monthly.
731
Stable Value Ptf Cl A Pd 2012 0.000750715 2011 0.000993983 No action taken on 10-31-2012 div. No action taken on 11-30-2012 div. 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.00008219M, 9-28-2012. Divs. accrued daily, distributed monthly.
749
Stable Value Porfolio Inv ClPd 2012 0.000750668 2011 0.00099418 No action taken on 10-31-2012 div. No action taken on 11-30-2012 div. 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.000082195M, 9-28-2012. Divs. accrued daily, distributed monthly.
756
MERGENT DIVIDEND RECORD
Page 26 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
January 8, 2013
CUSIP Date of Date Record Payable
ELLIOTT & PAGE LTD. FUNDS FORWARD FUNDS (cont.) Monthly High Incm Fd Pd 2012 C$1.2824464 2011 C$0.72 bC$0.06M ------Dec 31 ’12 FORWARD FUNDS bC$0.5624464LG U.S. Govt Money Fd C ClPd 2012 0.000419569 2011 0.000155437 Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.00006955M ------Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly.
FFV Strategic Income Fd Cl N 2012
0.303398957 2011
0.319985159
------------0.0107LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 0.0095SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 1 No action taken 12-31-2012 regular dividend. 1
863
HANCOCK JOHN VARIABLE INSURANCE TRUST (cont.) Lifestyle Moderate Ser I Pd 2012 0.32236 2011 0.44953 651 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Dec 31 ’12
2012
0.0692A
0.233099703 2011
0.246269466
------------0.0107LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 0.0095SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 1 No action taken 12-31-2012 regular dividend. 1
ETHICAL FUNDS, INC. Balanced Fd. bC$0.085M Dec 17 ’12
¸Dec 13 ’12 ¸Dec 13 ’12
Glbl Fd Cl A 0.198LG Dec 13 ’12 0.262SG Dec 13 ’12 1 Subj. to 28% tax rate.
¸Dec 13 ’12 ¸Dec 13 ’12
1
1
Dec 17 ’12
GMO TRUST Domestic Bd Fd Cl III
315920 744 1.3075RC
Pd 2012 1.213 2011 1.092
Dec 12 ’12 Dec 12 ’12
Dec 12 ’12 Dec 12 ’12
Dec 12 ’12 Dec 12 ’12
507
Dec 14 ’12 Dec 14 ’12
Pd 2012 2.244 2011 1.251
¸Dec 13 ’12 ¸Dec 13 ’12
200
Dec 14 ’12 Dec 14 ’12
Pd 2012 2.123 2011 1.136
606
Dec 14 ’12 Dec 14 ’12
671
689
Global Income Builder Fd Pd 2012 0.113 2011 Nil No action taken on 12-14-2012 div. 1 Prev. div. $0.062Q, 9-26-2012.
697
Pd 2012 1.772 2011 0.815
¸Dec 13 ’12 ¸Dec 13 ’12
Overseas Fd Cl C 1 0.118LG Dec 13 ’12 0.104SG Dec 13 ’12 1 Subj. to 28% tax rate.
¸Dec 13 ’12 ¸Dec 13 ’12
US Value Fd Cl I 1 0.053LG Dec 13 ’12 0.121SG Dec 13 ’12 1 Subj. to 28% tax rate.
¸Dec 13 ’12 ¸Dec 13 ’12
US Value Fd Cl C 0.053LG Dec 13 ’12 0.121SG Dec 13 ’12 1 Subj. to 28% tax rate.
¸Dec 13 ’12 ¸Dec 13 ’12
US Value Fd Cl A 1 0.053LG Dec 13 ’12 0.121SG Dec 13 ’12 1 Subj. to 28% tax rate.
Dec 12 ’12 Dec 12 ’12
Dec 12 ’12 Dec 12 ’12
861
Dec 14 ’12 Dec 14 ’12
Pd 2012 0.431 2011 0.483
Dec 12 ’12 Dec 12 ’12
804
Dec 14 ’12 Dec 14 ’12
Pd 2012 0.593 2011 0.634
Dec 12 ’12 Dec 12 ’12
705
Dec 14 ’12 Dec 14 ’12
Pd 2012 1.029 2011 0.838
Pd 2012 9.9122 2011 1.83784746
¸Jan 3
GMO TRUST Domestic Bd Fd Cl VI 1.3106RC
Jan 3
Emerging Mkts Fd Cl V 0.3658RC
Jan 3
¸Jan 3
¸Dec 27 ’12
American Growth Tr Ser I 0.06994A Dec 27 ’12
¸Dec 27 ’12
887
Jan 2
Jan 2
362008 138
American Intl Tr Ser II 0.14564A Dec 27 ’12
¸Dec 27 ’12
American Growth Tr Ser II 0.04526A Dec 27 ’12
¸Dec 27 ’12
799
Dec 28 ’12
Pd 2012 0.14564 2011 0.19445
Dec 26 ’12
Pd 2012 0.04526 2011 0.01309
Dec 26 ’12
540
Dec 28 ’12
557
Dec 28 ’12
Lifestyle Moderate Tr Nav Shs Pd 2012 0.32862 2011 0.45563 244 0.32862A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Balanced Tr Nav Shs Pd 2012 0.28915 2011 0.40909 251 0.28915A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Growth 820 Tr Nav Shs Pd 2012 0.22943 2011 0.32337 269 0.22943A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Aggressive 1000 Tr Nav ShsPd 2012 0.1257 2011 0.15135 277 0.1257A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
41015G
HANCOCK JOHN VARIABLE INSURANCE TRUST JHT Core Global Diversification Tr Ser III 2012
Dec 27 ’12 2012
1.31348 2011
¸Dec 27 ’12
0.48131
Dec 26 ’12
374
Dec 28 ’12
286
Dec 27 ’12
1.24978 2011
¸Dec 27 ’12
0.41749
Dec 26 ’12
382
Dec 28 ’12
JHT Core Global Diversification Tr Ser I Pd
2012
1.28163A
Dec 27 ’12
1.28163 2011
¸Dec 27 ’12
0.4494
Dec 26 ’12
390
Dec 28 ’12
JHT Core Fundamental Holdings Tr Ser III Pd
2012
0.35824A
Jan 4
Real Estate Secs Fd Instl Cl Pd 2012 0.2533 2011 0.2377 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.0778Q, 9-28-2012.
Dec 27 ’12
0.35824 2011
¸Dec 27 ’12
Pd
38142V 0.2924A 779
2012
Dec 27 ’12
0.37459
Dec 26 ’12
0.2924 2011
¸Dec 27 ’12
424
Dec 28 ’12
787
2012
0.32532A
Dec 27 ’12
0.32532 2011
¸Dec 27 ’12
Amern New World Tr Ser III 0.11992A Dec 27 ’12
¸Dec 27 ’12
GOLDMAN SACHS VARIABLE INSURANCE TRUST Growth & Incm Fd Pd 2012 0.4258 2011 0.1258 1 2 0.1539A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 0.1312LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 0.1407SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 1 Revised dates. 2 Revised amount.
380987 Amern Intl Tr Ser III 107 0.2201A Dec 27 ’12
¸Dec 27 ’12
18 ’12 18 ’12 18 ’12
Growth & Income Fd Svc Cl Pd 2012 0.39502 2011 0.1048 677 0.1232A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.13112LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.1407SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Revised dates. 2 Revised amount.
Money Mkt Fd Svc Cl Pd 2012 0.000060851 2011 0.000067712 693 0.000005155M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Govt Income Fd Svc Cl Pd 2012 0.4162 2011 0.5255 735 0.0093Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.0724LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.2617SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Divs. accrued daily, distributed monthly. HANCOCK JOHN VARIABLE INSURANCE TRUST 41014E Lifestyle Aggressive Ser II Pd 2012 0.10465 2011 0.13068 180 0.10465A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
349903 Lifestyle Moderate Ser II Dec 27 ’12 120 0.29731A
¸Dec 27 ’12
FORWARD FUNDS Forward CorePlus Fd Cl Z Last payment published $0.074117A, 6-27-2011. Fund dissolved, eff. 12-17-2012.
34987A
Lifestyle Conservative Ser II 0.34976A Dec 27 ’12 LIfestyle Aggressive Ser I 0.12149A Dec 27 ’12 Lifestyle Growth Tr Ser I 0.22353A Dec 27 ’12
Dec 26 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
628
Dec 28 ’12
Pd 2012 0.22353 2011 0.31763
¸Dec 27 ’12
230
Dec 28 ’12
Pd 2012 0.12149 2011 0.14722
¸Dec 27 ’12
222
Dec 28 ’12
Pd 2012 0.34976 2011 0.51533
¸Dec 27 ’12
214
Dec 28 ’12
Pd 2012 0.29731 2011 0.42514
Dec 26 ’12
198
Dec 28 ’12
Pd 2012 0.25876 2011 0.37944
0.3428
Dec 26 ’12
440
Dec 28 ’12
Pd 2012 0.37232 2011 0.28679
689
¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Formerly Hancock John Trust Index Allocation Trust Series 1.
1 2
Dec 26 ’12
432
Dec 28 ’12
Core Strategy Trust Ser NAV Pd 2012 0.37899 2011 0.29322 671 0.37899A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Formerly Hancock John Trust Index Allocation Trust Series NAV.
38145N Core Strategy Trust Ser 1 Dec 27 ’12 436 0.37232A
Pd 2012 0.19995 2011 0.29469
0.311
Dec 26 ’12
JHT Core Fundamental Holdings Tr Ser I Pd
GOLDMAN SACHS TRUST Real Estate R Pd 2012 0.1855 2011 0.1727 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.0543Q, 9-28-2012.
FORUM FUNDS INC Divid Plus Income Fd Inv Cl Pd 2012 0.38848 2011 0.52672 No action taken on 12-31-2012 div.
U.S. Govt Money Fd Z Cl Pd 2012 0.000419489 2011 0.000155533 640 0.000069547M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.06994 2011 0.03662
Dec 26 ’12
781
Dec 28 ’12
JHT Core Fundamental Holdings Tr Ser III
¸Dec 27 ’12
475
Dec 26 ’12
HANCOCK JOHN VARIABLE INSURANCE TRUST 41014G Core Strategy Tr Ser II Pd 2012 0.34562 2011 0.26107 276 0.34562A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Pd
Jan 4
GOLDMAN SACHS TRUST Pd 2012 0.1992 2011 0.1869 Real Estate Secs Fd Svc Shs 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.0596Q, 9-28-2012.
Lifestyle Balanced Ser II 0.25876A Dec 27 ’12
Dec 14 ’12 Dec 14 ’12
Pd 2012 0.16798 2011 0.21803
JHT Core Global Diversification Tr Ser II
Jan 4
Pd 2012 0.2518 2011 1.9692
¸Jan 3
¸Dec 27 ’12
Dec 12 ’12 Dec 12 ’12
Jan 2
Pd 2012 9.9258 2011 1.84135847
Lifestyle Growth Ser II 0.19995A Dec 27 ’12
¸Dec 13 ’12 ¸Dec 13 ’12
American Intl Tr Ser I 0.16798A Dec 27 ’12
362007 Pd 411 1.31348A
879
Dec 14 ’12 Dec 14 ’12
Pd 2012 0.55 2011 0.597
Jan 3
HANCOCK JOHN VARIABLE INSURANCE TRUST 41014F American Growth Income Tr Ser I Pd 2012 0.20923 2011 0.17863 773 0.20923A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
1.24978A
Global Incm Builder Fd Cl C Pd 2012 0.097 2011 Nil No action taken on 12-14-2012 div. 1 Prev. div. $0.052Q, 9-26-2012.
1
Dec 19 ’12
Dec 17 ’12
Global Incm Builder Fd Cl I Pd 2012 0.119 2011 Nil No action taken on 12-14-2012 div. 1 Prev. div. $0.066Q, 9-26-2012.
Glbl Fd Cl C 1 0.198LG Dec 13 ’12 0.262SG Dec 13 ’12 1 Subj. to 28% tax rate.
Dec 14 ’12
Pd 2012 C$1.02 2011 C$1.02
‹Dec 17 ’12
Overseas Fd Cl I 1 0.118LG Dec 13 ’12 0.104SG Dec 13 ’12 1 Subj. to 28% tax rate.
1
¸Dec 17 ’12
398
10.0173
889
FIRST EAGLE SOGEN FUNDS INC 32008F Overseas Fd Cl A Pd 2012 1.167 2011 1.026 101 1 0.118LG Dec 13 ’12 ¸Dec 13 ’12 Dec 12 ’12 Dec 14 ’12 0.104SG Dec 13 ’12 ¸Dec 13 ’12 Dec 12 ’12 Dec 14 ’12 1 Subj. to 28% tax rate.
Glbl Fd Cl I 1 0.198LG Dec 13 ’12 0.262SG Dec 13 ’12 1 Subj. to 28% tax rate.
Dec 17 ’12
354713
0.0692 2011
Biotechnology Discovery Fd Cl A Pd 2012 0.0692 2011 9.8229 844 Dec 31 ’12 0.0692A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 19 ’12 Dec 31 ’12 Dec 31 ’12 GIANT 5 FUNDS 374469 Giant 5 Total Index Sys Inv Cl Pd 2012 Nil 2011 0.0721 104 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.0721A, 12-30-2011.
FIDELITY ADVISOR SERIES VIII Pd 2012 Nil 2011 0.01 Intl Cap Appreciation Fd Cl C 1 No action taken on 12-31-2012 div. 1 Prev. divs. $0.005A & $0.005SG, 12-05-2011.
1
2012
Lifestyle Conservative Tr Ser I Pd 2012 0.37579 2011 0.54097 669 0.37579A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
HANCOCK JOHN VARIABLE INSURANCE TRUST 41015F Lifestyle Conservative Tr Nav Shs Pd 2012 0.38229 2011 0.54738 236 0.38229A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Dec 31 ’12 Dec 31 ’12 FRANKLIN STRATEGIC SERIES Dec 31 ’12 Biotechnology Discovery Fd Advisor Cl
FFV Strategic Income Fd Cl C Pd
Formerly Forward Funds Large Cap Growth Fd Instl Cl. Fund dissolved, eff. 12-17-2012.
Pd
CUSIP Date of Date Record Payable
349913 0.32236A 129
US Govt Money Fd Cl A Pd 2012 0.000419569 2011 0.000155493 137 EMPIRE BUILDER TAX FREE BOND FUND 291626 0.000069544M ------Dec 31 ’12 Shs. Ben. Int. - Bldr. Cl. Pd 2012 0.3076 2011 0.3528 109 Divs. accrued daily, distributed monthly. 1 0.0248M ------Dec 31 ’12 U.S. Government Money Fd Investor Cl 1 Revised amount. Pd 2012 0.000419709 2011 0.000155646 145 Divs. accrued daily, distributed monthly. 0.000069553M ------Dec 31 ’12 Pd 2012 0.324 2011 0.3691 208 Shs. Ben. Int. - Premier Cl. Divs. accrued daily, distributed monthly. 1 0.0281M ------Dec 31 ’12 Formerly Forward Funds U.S. Government Fd Investor Cl. 1 Revised amount. U.S. Govt Money Fd InstiPd 2012 0.000419607 2011 0.000155533 152 Divs. accrued daily, distributed monthly. 0.00006955M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. EPIPHANY FUNDS 29427N FFV Strategic Income Fd Cl A Forward CorePlus Fd Inv Cl Last payment published $0.040775A, Pd 2012 0.301500048 2011 0.288398014 806 6-27-2011. 459 1 ------------Dec 31 ’12 Formerly Forward Funds Large Cap Growth Fd Inv Cl. 0.0107LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Fund dissolved, eff. 12-17-2012. 0.0095SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 No action taken 12-31-2012 regular dividend. CorePlus Fd Instl Cl Last payment published $0.067242A, 6-27-2011. 467 Pd
Date Ex-Div Declared Date
Amt.
636
Dec 28 ’12
Lifestyle Balaced Ser I Pd 2012 0.28307 2011 0.40316 644 0.28307A Dec 27 ’12¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Pd 2012 0.11992 2011 0.21565
Dec 26 ’12
Pd 2012 0.2201 2011 0.27305
Dec 26 ’12
770
Dec 28 ’12
788
Dec 28 ’12
Amern High Income Bd Tr Ser III Pd 2012 0.7775 2011 0.85985 796 0.7775A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Growth Income Tr Ser III Pd 2012 0.26475 2011 0.23065 812 0.26475A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Growth Tr Ser III 0.12753A Dec 27 ’12
Pd 2012 0.12753 2011 0.09154
¸Dec 27 ’12
Dec 26 ’12
820
Dec 28 ’12
Amern Global Small Capitalization Tr Ser III Pd
0.11129A
2012
Dec 27 ’12
0.11129 2011
¸Dec 27 ’12
0.11488
Dec 26 ’12
838
Dec 28 ’12
Amern Global Growth Tr Ser III Pd 2012 0.09598 2011 0.1393 846 0.09598A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Asset Allocation Tr Ser III Pd 2012 0.23549 2011 0.21033 879 0.23549A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 HANCOCK JOHN VARIABLE INSURANCE TRUST 41015H Global Diversification Tr Ser II Pd 2012 0.16761 2011 0.17761 471 0.16761A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Global Diversification Tr Ser I Pd 2012 0.18317 2011 0.19307 489 0.18317A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Fundamental Hldgs Tr Ser III Pd 2012 0.23016 2011 0.19748 513 0.23016A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Fundamental Hldgs Tr Ser II 0.17611A Dec 27 ’12
¸Dec 27 ’12
Fundamental Hldgs Tr Ser I 0.19233A Dec 27 ’12
¸Dec 27 ’12
Founding Alloc Tr Nav Cl 0.33073A Dec 27 ’12
¸Dec 27 ’12
Founding Alloc Tr Ser II 0.30502A Dec 27 ’12 Founding Alloc Tr Ser I 0.32559A Dec 27 ’12
Pd 2012 0.17611 2011 0.14533
Dec 26 ’12
Pd 2012 0.19233 2011 0.16098
Dec 26 ’12
Dec 26 ’12 Dec 26 ’12
687
Dec 28 ’12
Pd 2012 0.32559 2011 0.30035
¸Dec 27 ’12
679
Dec 28 ’12
Pd 2012 0.30502 2011 0.28016
¸Dec 27 ’12
539
Dec 28 ’12
Pd 2012 0.33073 2011 0.3054
Dec 26 ’12
521
Dec 28 ’12
695
Dec 28 ’12
Amern New World Tr Ser II Pd 2012 0.05712 2011 0.15029 745 0.05712A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
MUTUAL FUNDS
January 8, 2013 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
HANCOCK JOHN VARIABLE INSURANCE TRUST (cont.) Amern New World Tr Ser I Pd 2012 0.07596 2011 0.1699 752 0.07596A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Asset High Incm Bd Tr Ser IIPd 2012 0.72245 2011 0.80403 760 0.72245A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Asset High Incm Bd Tr Ser IPd 2012 0.73897 2011 0.82078 778 0.73897A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Global Small Capitalization Tr Ser II Pd
0.06694A
2012
Dec 27 ’12
0.06694 2011
¸Dec 27 ’12
0.06761
Dec 26 ’12
786
Dec 28 ’12
0.08025A
2012
Dec 27 ’12
0.08025 2011
¸Dec 27 ’12
0.08179
Dec 26 ’12
794
Dec 28 ’12
Amern Global Growth Tr Ser II Pd 2012 0.03962 2011 0.0841 810 0.03962A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Global Growth Tr Ser I Pd 2012 0.05653 2011 0.10066 828 0.05653A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Amern Asset Alloc Tr Ser II 0.17563A Dec 27 ’12 Amern Asset Alloc Tr Ser I 0.19359A Dec 27 ’12
Pd 2012 0.17563 2011 0.15442
¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12
844
Dec 28 ’12
HANCOCK JOHN FUNDS II 41015E Fltg Rate Income Fd Cl 1Pd 2012 0.563257048 2011 0.581158485 163 0.0687LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.0101SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.040118255M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Retirement Living through 2025 Ptf Cl R5 Pd
0.21189A 0.3094LG 0.00049SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.52178 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.21903
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
171
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2025 Ptf Cl R4 Pd
0.19229A 0.3094LG 0.00049SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.50218 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.1904
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
189
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2025 Ptf Cl R3 Pd
0.15308A 0.3094LG 0.00049SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.46297 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.16176
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
197
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2025 Ptf Cl R1 Pd
0.14328A 0.3094LG 0.00049SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.45317 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.15699
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
221
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2025 Ptf Cl A Pd
0.16779A 0.3094LG 0.00049SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.47768 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.17131
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
262
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
0.21091A 0.3094LG 0.00049SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.5208 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.24911A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.55086 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.22832A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.53007 2011
¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
0.26573
Dec 26 ’12 Dec 26 ’12
296
Dec 28 ’12 Dec 28 ’12
0.23679
Dec 26 ’12 Dec 26 ’12
312
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2020 Ptf Cl R3 Pd
0.18973A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.49148 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.20785
Dec 26 ’12 Dec 26 ’12
320
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2020 Ptf Cl R1 Pd
0.17983A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.48158 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.20302
Dec 26 ’12 Dec 26 ’12
346
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2020 Ptf Cl A Pd
0.20457A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.50632 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.21749
Dec 26 ’12 Dec 26 ’12
0.24812A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.54987 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.2609
Dec 26 ’12 Dec 26 ’12
411
Dec 28 ’12 Dec 28 ’12
0.28569A 0.13685LG 0.00523SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.42777 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.30963
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
429
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2015 Ptf Cl R4 Pd
0.26602A 0.13685LG 0.00523SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.4081 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.28085
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
437
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2015 Ptf Cl R3 Pd
0.22668A 0.13685LG 0.00523SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.36876 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.28569A 0.13685LG 0.00523SG
2012
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.35892 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
2012
0.32895A 0.55915LG 0.00953SG
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
0.30484
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Retirement Living through 2010 Ptf Cl R4 Pd
2012
0.309A
0.87768 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.00953SG
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.33264
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
551
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2010 Ptf Cl R3 Pd
2012
0.26909A 0.55915LG 0.00953SG
0.83777 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.30335
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
569
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement living through 2010 Ptf Cl R1 Pd
2012
0.25912A 0.55915LG 0.00953SG
0.8278 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.29847
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
585
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2010 Ptf Cl A Pd
2012
0.28406A 0.55915LG 0.00953SG
0.85274 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 Dec 27 ’12
0.31311
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
635
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2010 Ptf Cl 1 Pd
2012
0.32895A 0.055915LG 0.00953SG
0.394395 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.35704
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
650
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
HANCOCK JOHN FUNDS II 41015K Core Fundamental Holdings Fd Cl 1Pd 2012 0.58807 2011 0.34555 102 0.18491A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.38563LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.01753SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Formerly Hancock John Funds II American Fundamental Holdings Fund Class I. Core Global Diversification Fd Cl 1 Pd 2012 0.35677 2011 0.28464 201 0.17524A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.17307LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.00846SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Formerly Hancock John Funds II American Global Diversification Fund Class 1. 2012
0.25207
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
0.70461 2011
0.2418
300
Strategic Income Opportunities Fd Cl R6 Pd
2012
0.582417415 2011
0.097218144M ----Divs. accrued daily, distributed monthly. Natural Resources Fd Cl R6 0.06679A Dec 21 ’12
¸Dec 21 ’12
Lifestyle Moderate Ptf Cl R6 0.22496Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Growth Ptf Cl R6 0.28491A Dec 27 ’12
¸Dec 27 ’12
0.274081578
---
516 Dec 31 ’12
Dec 20 ’12 Dec 26 ’12
532
Dec 28 ’12
Pd 2012 0.28491 2011 0.3089
Dec 26 ’12
524
Dec 24 ’12
Pd 2012 0.44993 2011 0.34085
445
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Dec 26 ’12
565
Dec 28 ’12
Lifestyle Aggressive Ptf Cl R6 Pd 2012 0.19533 2011 0.22231 573 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Retirement Living through 2050 Ptf Cl R6Pd 2012 0.25223 2011 Nil 581 n0.15426A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
460
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
664
0.30963
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2010 Ptf Cl R6 2012
0.90162 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.55915LG 0.00953SG
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
672
0.36193
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
680 Fltg Rate Income Cl R6 Pd 2012 0.557891697 2011 0.276561838 0.0687LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.0101SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.039719621M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Emerging Mkts Fd Cl 6 0.12917A Dec 21 ’12
698
Pd 2012 0.12917 2011 0.12228
¸Dec 21 ’12
Dec 20 ’12
Dec 24 ’12
Currency Strategies Fd Cl R6 Pd 2012 0.1308 2011 Nil 714 n0.1308LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Alt Asset Allocation Fd Cl R6 Pd 2012 0.26772 2011 0.453922 722 0.2278A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.01599LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.02393SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 JHF II Fundamental All Cap Core Fd Cl I Pd
2012
0.09804A 0.16536LG 0.07823SG
0.34163 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
748
0.09476
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
JHF II Fundamental All Cap Core Fd Cl A Pd
2012
0.06132A 0.16536LG 0.07823SG
0.30491 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
755
0.07019
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
JHF II Fundamental Large Cap Core Fd Cl I Pd
2012
0.05309A 0.0731LG 0.03598SG
0.16217 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
763
0.08848
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
JHF II Fundamental Large Cap Core Fd Cl A Pd
2012
0.01523A 0.0731LG 0.03598SG
0.12431 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
771
0.0636
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
JHF II Fundamental Large Cap Value Fd Cl I Pd
2012
0.1363A 0.24956LG 0.23571SG
0.62157 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
789
0.08567
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
JHF II Fundamental Large Cap Value Fd Cl A 2012
0.09827A 0.24956LG 0.23571SG
0.58354 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
797
0.06193
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
JHF III Core High Yield Fd Cl A Pd
2012
0.836781759 2011
0.00516LG Dec 17 ’12 ¸Dec 17 ’12 0.00551SG Dec 17 ’12 ¸Dec 17 ’12 0.062358044M ----Divs. accrued daily, distributed monthly.
805
1.667195206
Dec 14 ’12 Dec 14 ’12 ---
Dec 18 ’12 Dec 18 ’12 Dec 31 ’12
Pd
2012
0.865107339 2011
0.00516LG Dec 17 ’12 ¸Dec 17 ’12 0.00551SG Dec 17 ’12 ¸Dec 17 ’12 0.065288501M ----Divs. accrued daily, distributed monthly.
862
1.706478941
Dec 14 ’12 Dec 14 ’12 ---
Dec 18 ’12 Dec 18 ’12 Dec 31 ’12
HELIOS ADVANTAGE INCOME FUND, INC. Com (New)
42327W 206
Pd 2012 0.745 2011 0.72 NYS
1 0.0625M Jan 4 Jan 15 Jan 17 Jan 31 1 Distribution subject to re-characterization for tax purposes after the end of the fiscal year.
HELIOS HIGH INCOME FUND, INC. Com (New)
42327X 204
Pd 2012 0.72 2011 0.72 NYS
1 0.06M Jan 4 Jan 15 Jan 17 Jan 31 1 Distribution subject to re-characterization for tax purposes after the end of the fiscal year.
Retirement Living through 2045 Ptf Cl R6 2012
0.16608A 0.54647LG
Dec 27 ’12 Dec 27 ’12
0.71255 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.17911
Dec 26 ’12 Dec 26 ’12
599 HELIOS HIGH YIELD FUND
Dec 28 ’12 Dec 27 ’12
Com 1
Retirement Living through 2040 Ptf Cl R6 Pd
2012
0.167A 0.49262LG
Dec 27 ’12 Dec 27 ’12
0.65962 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.17865
Dec 26 ’12 Dec 26 ’12
2012
0.16688A 0.45281LG
Dec 27 ’12 Dec 27 ’12
0.61969 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.18033
Dec 26 ’12 Dec 26 ’12
623
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2030 Ptf Cl R6 Pd
2012
0.19034A 0.39541LG
Dec 27 ’12 Dec 27 ’12
0.58575 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.19146
Dec 26 ’12 Dec 26 ’12
Pd
0.21581A 0.3094LG 0.00049SG
2012
0.5257 2011
Dec 27 ’12 ¸Dec 27 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 27 ’12 ¸Dec 27 ’12
HELIOS MULTI-SECTOR HIGH INCOME FUND, INC. 42327Y Com (New) Pd 2012 0.505 2011 0.48 NYS 202 1 0.0425M Jan 4 Jan 15 Jan 17 Jan 31 1 Distribution subject to re-characterization for tax purposes after the end of the fiscal year.
631
Dec 28 ’12 Dec 28 ’12
0.21903
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
0.075M Jan 4 Jan 15 Jan 17 Jan 31 1 Distribution subject to re-characterization for tax purposes after the end
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2035 Ptf Cl R6 Pd
42328Q 109
Pd 2012 0.91 2011 0.92 NYS
615 of the fiscal year.
Retirement Living through 2025 Ptf Cl R6 0.24727
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
0.43269 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
540
Dec 28 ’12
Pd 2012 0.3725 2011 0.31871
¸Dec 27 ’12
Dec 28 ’12 Dec 28 ’12
JHF III Core High Yield Fd Cl I
Pd 2012 0.06679 2011 2.17387
Lifestyle Conservative Ptf Cl R6 Pd 2012 0.51005 2011 0.34503 557 0.22634Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Balanced Ptf Cl R6 0.21968Q Dec 27 ’12
2012
0.13685LG 0.00523SG
Pd
Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.47908LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.03819SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Formerly Hancock John Funds II American Diversified Growth and Income Fund Class I.
656
0.26573
Dec 26 ’12 Dec 26 ’12
Retirement Living through 2015 Ptf Cl R6
544 0.33294A
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
0.55481 2011
Dec 27 ’12 ¸Dec 27 ’12 Dec 27 ’12 ¸Dec 27 ’12
536 0.29061A
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
0.36193
2012
0.25306A 0.30175LG
Pd
0.89763 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
Pd
Pd
0.42777 2011
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
Pd
Retirement Living through 2015 Ptf Cl R1 Pd
0.21684A 0.13685LG 0.00523SG
2012
Pd
Retirement Living through 2015 Ptf Cl R5 Pd
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
510
387 0.19533A
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2020 Ptf Cl 1 Pd
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
0.26166
Retirement Living through 2015 Ptf Cl 1 Pd
288 0.18734A
Retirement Living through 2020 Ptf Cl R4 Pd
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
Pd
0.21426
Retirement Living through 2020 Ptf Cl R5 Pd
0.24143A 0.13685LG 0.00523SG
CUSIP Date of Date Record Payable
HANCOCK JOHN FUNDS II (cont.) Retirement Living through 2020 Ptf Cl R6
0.38351 2011
Core Diversified Growth and Income Fd Cl 1
Retirement Living through 2025 Ptf Cl 1 Pd
2012
Date Ex-Div Declared Date
Amt.
HANCOCK JOHN FUNDS II (cont.) Retirement Living through 2015 Ptf Cl A Pd
836 0.55915LG
Dec 28 ’12
Pd 2012 0.19359 2011 0.17119
¸Dec 27 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Retirement Living through 2010 Ptf Cl R5
Amern Global Small Capitalization Tr Ser I Pd
Page 27
649
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
HELIOS STRATEGIC INCOME FUND, INC. Com (New)
42328A 203
Pd 2012 0.425 2011 0.43 NYS
1 0.04M Jan 4 Jan 15 Jan 17 Jan 31 1 Distribution subject to re-characterization for tax purposes after the end of the fiscal year.
MERGENT DIVIDEND RECORD
Page 28 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
2012
0.402979899 2011
HSBC Monthly Income Fd Cl B Pd 2012 C$0.24 2011 C$0.342 Cdn Money Mkt Fd Ser F Pd 2012 C$0.036831 2011 C$0.038149 bC$0.02M ------Dec 21 ’12 bC$0.003236M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly.
Pyxis Floating Rate Opportunities Fd Cl C 2012
0.343600761 2011
790
0.170140485
0.036058639M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds I Floating Rate Opportunities Fd Cl C.
Dec 31 ’12 1
2012
0.353565884 2011
816 bC$0.014346M Dec 14 ’12
0.177022901
0.036923299M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds I Floating Rate Opportunities Fd Cl B.
Dec 31 ’12 1
Pyxis Floating Rate Opportunities Fd Cl A Pd
2012
HSBC U.S. Equity Pooled Fd Pd 2012 0.309332 2011 0.171539 b0.309332A Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 1 Payable in U.S. currency. HSBC Mortgage Pooled Fd
Pyxis Floating Rate Opportunities Fd Cl B Pd
0.378067871 2011
824
0.190604
0.039128005M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds I Floating Rate Opportunities Fd Cl A.
Dec 31 ’12
Pyxis Tax Exempt Fd Cl CPd 2012 0.219547658 2011 0.217103387 472 0.017394958M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Highland Funds II Tax Exempt Fd Cl C. Pyxis Tax Exempt Fd Cl BPd 2012 0.235154414 2011 0.223406177 480 0.023066751M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Highland Funds II Tax Exempt Fd Cl B. Pyxis Tax-Exempt Fd Cl APd 2012 0.308881654 2011 0.29639448 498 0.025287379M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Highland Funds II Tax Exempt Fd Cl A.
bC$0.523074A 1
597
0.385904205
0.01266005M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds II Fixed Income Fd Cl Y.
Dec 31 ’12
2012
613
0.337694161
0.006667357M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds II Fixed Income Fd Cl R.
HSBC Cdn Equity Fd Ser A bC$0.003794 Dec 14 ’12
0.226981395 2011
647 Dec 31 ’12
HSBC Indian Equity Fd Cl B bC$0.093285 Dec 14 ’12 HSBC Indian Equity Fd Cl A bC$0.086488 Dec 14 ’12 Emerging Mkts Fd nbC$0.004005 Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
Pd 2012 C$0.093285 2011 Nil
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
Pd 2012 C$0.086488 2011 Nil
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
Pd 2012 C$0.004005 2011 Nil
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
HSBC Canadian Bond Fd Cl P Pd 2012 C$0.266475 2011 C$0.338159 bC$0.013633M Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 bC$0.001706CG Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 HSBC Mortgage Fd Cl P bC$0.007583M Dec 14 ’12
Pd 2012 C$0.197754 2011 C$0.220622
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
HSBC Canadian Money Market Fd Cl P Pd
2012
C$0.060809 2011
bC$0.005295M ----Divs. accrued daily, distributed monthly. 1
C$0.064782
---
Dec 31 ’12
HSBC European Fd Cl F Pd 2012 Nil 2011 C$0.299063 No action taken on 12-21-2012 div. 1 Prev. div. C$0.299063A, 12-23-2011.
HSBC European Fd Cl B bC$0.051024A Dec 14 ’12
Pd 2012 C$0.051024 2011 C$0.200837
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
HBSC US Dollar Money Fd Cl P Pd 2012 0.000948 2011 0.001463 1 b0.000094M ------Dec 31 ’12 1 Payable in U.S. currency. Divs. accrued daily, distributed monthly. HSBC Monthly Income Fd Cl P Pd 2012 C$0.30 2011 C$0.402 bC$0.025M ------Dec 21 ’12 Divs. accrued daily, distributed monthly. European Fd bC$0.099279A
‹Dec 14 ’12
1 1
2012
Dec 14 ’12
0.944424 2011
b0.30064Q Dec 14 ’12 ‹Dec 14 ’12 b0.172761CG Dec 14 ’12 ‹Dec 14 ’12 1 Payable in U.S. currency.
2012
‹Dec 14 ’12
Dec 14 ’12
Pd
2012
bC$0.020497Q
Dec 14 ’12 Dec 14 ’12
2012
0.000097132 2011
Dec 14 ’12
‹Dec 14 ’12
‹Dec 14 ’12 C$0.080407 2011
Dec 14 ’12
0.00010816545
---
306 Dec 31 ’12
Dec 14 ’12
Dec 21 ’12
C$0.11036
Dec 14 ’12
Dec 21 ’12
C$0.035141
Dec 14 ’12
‹Dec 14 ’12
2012
Dec 21 ’12
---
2012
0.19747628994 2011
0.2478022339
0.015745263M ----Divs. accrued daily, distributed monthly.
Dec 21 ’12
C$0.065602
0.000184706448
405 Dec 31 ’12
Short / Inter Fxd Income Secs Fd Cl A Pd
---
413 Dec 31 ’12
Money Mkt Fd Interfund Cl Pd
Dec 14 ’12
0.000097137 2011
0.000008468M ----Divs. accrued daily, distributed monthly.
1
2012
0.000088105 2011
0.00010800398
496
No action taken on 12-31-2012 div. Prev. div. $0.000007666M, 11-30-2012. Divs. accrued daily, distributed monthly. 1
HSBC Cdn Dividend Income Pooled Fd 2012
C$0.4023824 2011
C$0.457551
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
HSBC Cdn Bd Pooled Fd Pd 2012 C$0.556826 2011 C$0.481761 bC$0.152509Q Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 bC$0.058232CG Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 HSBC Cdn Balanced Fd Ser F Pd 2012 C$0.285483 2011 C$0.226301 bC$0.055735Q Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12
HSBC Cdn Balanced Fd Ser O Pd 2012 C$0.3757 2011 C$0.322094 bC$0.076137Q Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 HSBC Cdn Balanced Fd Ser B Pd 2012 C$0.142105 2011 C$0.107219 bC$0.022242Q Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 Pd 2012 C$0.199927 2011 C$0.222837
HSBC Mtg Fd Ser A bC$0.002675M Dec 14 ’12
Pd 2012 C$0.153413 2011 C$0.179756
‹Dec 14 ’12 ‹Dec 14 ’12
Dec 14 ’12 Dec 14 ’12
Dec 21 ’12 Dec 21 ’12
HSBC Mtg Fd Ser O bC$0.01529M Dec 14 ’12
Pd 2012 C$0.295645 2011 C$0.325746
HSBC Mtg Fd Ser B bC$0.002235M Dec 14 ’12
Pd 2012 C$0.135098 2011 C$0.158131
HSBC Cda Bd Fd Ser F bC$0.01571M Dec 14 ’12 bC$0.001966CG Dec 14 ’12
Pd 2012 C$0.277709 2011 C$0.34759
HSBC Cda Bd Fd Ser A bC$0.013936M Dec 14 ’12 bC$0.001744CG Dec 14 ’12
‹Dec 14 ’12 ‹Dec 14 ’12
Dec 14 ’12 Dec 14 ’12
Dec 21 ’12 Dec 21 ’12
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
Pd 2012 C$0.283249 2011 C$0.383737
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
0.03762653348 2011
0.00010813591
---
504 Dec 31 ’12
Tax Free Money Fd Tr Shs Pd
2012
0.000097177 2011
0.00010804257
0.000008M ----0.000008207M ----0.000008481M ----1 Revised amount. 2 Re-announced for additional Divs. accrued daily, distributed monthly. 1 2
------information.
603 Oct 31 ’12 Nov 30 ’12 Dec 31 ’12
Interm Govt Incm Fd Tr Cl Pd
2012
0.23577151595 2011
0.01767286M ----Divs. accrued daily, distributed monthly.
0.31428103744
---
728 Dec 31 ’12
Interm Govt Incm Fd Invt Cl A 2012
0.20954319297 2011
0.016438788M ----Divs. accrued daily, distributed monthly.
0.28942477993
---
736 Dec 31 ’12
Short/Interm Fixed Incm Secs Fd Tr Cl Pd
2012
0.24673345689 2011
0.01998375M ----Divs. accrued daily, distributed monthly.
0.30234892392
---
744 Dec 31 ’12
Fixed Incm Secs Fd Tr Cl Pd
2012
0.77017795898 2011
0.045003449M ----Divs. accrued daily, distributed monthly.
0.9926177479
---
769 Dec 31 ’12
Fixed Incm Secs Fd Invt Cl A Pd
2012
0.71764603799 2011
0.044597756M ----Divs. accrued daily, distributed monthly.
0.93159766439
---
777 Dec 31 ’12
US Treas Money Mkt Fd Tr Cl
HSBC Cda Bd Fd Ser O bC$0.022306M Dec 14 ’12 bC$0.002791CG Dec 14 ’12
Pd 2012 C$0.367762 2011 C$0.440968
HSBC Cda Bd Fd Ser B bC$0.010683M Dec 14 ’12 bC$0.001337CG Dec 14 ’12
Pd 2012 C$0.228755 2011 C$0.309983
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
Pd
‹Dec 14 ’12
Dec 14 ’12
Dec 21 ’12
US Dollar Money Mkt Fd Ser O Pd 2012 0.017566 2011 0.020374 b0.001528M ------Dec 31 ’12 1 Payable in U.S. currency. Divs. accrued daily, distributed monthly. US Dollar Money Mkt Fd Ser F Pd 2012 0.001015 2011 0.001379 b0.000107M ------Dec 31 ’12 1 %4 2 Payable in U.S. currency. Divs. accrued daily, distributed monthly.
1 2
US Dollar Money Mkt Fd Ser B Pd 2012 0.001096 2011 0.001298 b0.000095M ------Dec 31 ’12 1 Payable in U.S. currency. Divs. accrued daily, distributed monthly.
2012
0.000064391 2011
0.000042471M ----Divs. accrued daily, distributed monthly.
0.000124481
---
801 Dec 31 ’12
OH Tax Free Fd Tr ClPd 2012 0.85096141297 2011 0.65874018695 819 0.034668352M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. OH Tax Free Fd Invt Cl A Pd
Cdn Mkt Money Mkt Pooled FdPd 2012 C$0.097734 2011 C$0.095866 bC$0.008499M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
1
2012
0.0000008475M ----Divs. accrued daily, distributed monthly.
Pd
HSBC Mtg Fd Ser F bC$0.007305M Dec 14 ’12
1
Tax Free Money Fd Cl A Pd
Dec 14 ’12
Dec 21 ’12 Dec 21 ’12
HSBC Monthly Income Fd Cl A Pd 2012 C$0.24 2011 C$0.342 bC$0.02M ------Dec 21 ’12 Divs. accrued daily, distributed monthly.
OH Mun Money Mkt Fd Cl A
OH Mun Money Mkt Fd Tr Cl ‹Dec 14 ’12
C$0.045511 2011
2012
bC$0.038381Q
Dec 21 ’12 0.652703
Money Mkt Fd Tr Cl Pd 2012 0.000097202 2011 0.000108282 207 0.00000849M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Dec 21 ’12
Pd 2012 C$0.002916 2011 C$0.171885
C$0.202056 2011
Dec 14 ’12
Dec 21 ’12
Pd 2012 C$0.003794 2011 C$0.425662
HSBC Cdn Dividend Income Fd - Investor Ser
HSBC US High Yield Bd Pooled Fd Cl A Pd
Dec 21 ’12
HSBC Cdn Dividend Income Fd - Manager Ser Pd
bC$0.060816Q
Dec 14 ’12
HUNTINGTON FUNDS (MA) 446327 Money Market Fd Cl A Pd 2012 0.000097196 2011 0.000108285 108 0.00000849M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd
Pd 2012 C$0.099279 2011 C$0.370605
Dec 14 ’12
Dec 14 ’12
HSBC Cdn Balanced Fd Ser A Pd 2012 C$0.269668 2011 C$0.21257 bC$0.038617Q Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12
Pd 2012 C$0.179576 2011 Nil
‹Dec 14 ’12
‹Dec 14 ’12
HSBC Cdn Equity Fd Ser B bC$0.002916 Dec 14 ’12
Pd
HSBC INVESTMENT FUNDS (CANADA) INC HSBC Indian Equity Fd Cl O Pd 2012 C$0.0304542 2011 Nil bC$0.0304542 Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 HSBC Indian Equity Fd Cl F bC$0.179576 Dec 14 ’12
Dec 21 ’12
bC$0.0123264Q
0.359227581
Pd 2012 C$0.247812 2011 C$0.128874
0.000008469M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
0.009908167M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds II Fixed Income Fd Cl A.
HSBC Div Income Fd Cl O bC$0.070357Q Dec 14 ’12
Pd
Pyxis Fixed Income Fd Cl A 2012
Dec 14 ’12
Pd 2012 C$0.084388 2011 C$0.23113
‹Dec 14 ’12
Cdn Money Mkt Fd Ser A Pd 2012 C$0.007232 2011 C$0.007816 bC$0.000724M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
HSBC Cdn Equity Fd Ser O Pd 2012 0.150143 2011 0.259997 1 b0.079416 Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 1 Payable in U.S. currency.
Pyxis Fixed Income Fd Cl CPd 2012 0.13238252 2011 0.273623832 621 0.001662912M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Highland Funds II Fixed Income Fd Cl C. Pd
‹Dec 14 ’12
AsiaPacific Fd Pd 2012 C$0.169363 2011 Nil bC$0.169363 Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 1 Prev. div. $0.7494656K, 12-31-1996.
Pd
0.189810641 2011
Dec 14 ’12
US Dollar Money Mkt Fd Ser A Pd 2012 0.000615 2011 0.001141 b0.000053M ------Dec 31 ’12 1 %4 2 Payable in U.S. currency. Divs. accrued daily, distributed monthly.
1 2
C$0.714296
HSBC Cdn Dividend Income Fd - Advisor Ser
Pyxis Fixed Income Fd Cl R Pd
C$0.523074 2011
HSBC Cdn Equity Fd Ser F bC$0.046942 Dec 14 ’12
Pyxis Fixed Income Fd Cl Y 0.25872697 2011
Dec 21 ’12
HSBC Cdn Small Cap Equity Pooled Fd
HIGHLAND FUNDS II 43090E Pyxis Tax Exempt Fd Cl YPd 2012 0.366801599 2011 0.341921818 464 0.030821943M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Highland Funds II Tax Exempt Fd Cl Y.
2012
Dec 14 ’12
HSBC Cdn Equity Pooled Fd Pd 2012 C$0.0778616 2011 C$0.757855 bC$0.0778616A Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 2012
Cdn Money Mkt Fd Ser B Pd 2012 C$0.007793 2011 C$0.010364 bC$0.000737M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 C$0.2763 2011 C$0.308247
‹Dec 14 ’12
HSBC Intl Bd Pooled Fd Pd 2012 C$0.263184 2011 C$0.178995 bC$0.263184Q Dec 14 ’12 ‹Dec 14 ’12 Dec 14 ’12 Dec 21 ’12 1 Prev. div. C$0.060671Q, 9-30-2011.
Pd
Pd
HSBC INVESTMENT FUNDS (CANADA) INC (cont.) Cdn Money Mkt Fd Ser O Pd 2012 C$0.099223 2011 C$0.100878 bC$0.008583M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
HSBC Monthly Income Fd Cl O Pd 2012 C$0.33 2011 C$0.4092 ------Dec 21 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
782 bC$0.0275M
0.203131072
0.041454703M ------Divs. accrued daily, distributed monthly. Formerly Highland Funds I Floating Rate Opportunities Fd Cl Z. Pd
CUSIP Date of Date Record Payable
430101 HSBC INVESTMENT FUNDS (CANADA) INC (cont.)
HIGHLAND FUNDS I Pyxis Floating Rate Opportunities Fd Cl Z Pd
Date Ex-Div Declared Date
Amt.
January 8, 2013
2012
1.11066579594 2011
0.030013985M ----Divs. accrued daily, distributed monthly. Mortgage Secs Fd Tr Shs 0.021763M --Mtg Secs Fd Invt Cl A 0.019834786M ---
0.60066976695
---
Pd 2012 0.323096 2011 0.28964
---
---
Pd 2012 0.298040786 2011 0.266428009
---
---
HUSSMAN INVESTMENT TRUST Hussman Strategic International Fund Pd 2012 Nil 2011 0.2182 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.0542A, 12-30-2011.
827 Dec 31 ’12
835 Dec 31 ’12
843 Dec 31 ’12
448108 308
INTEGRITY FUNDS 45890C Growth & Income Fd Cl A Pd 2012 0.010979 2011 0.184137 846 1 0.010979A Dec 27 ’12 ‹Dec 27 ’12 Dec 27 ’12 Dec 27 ’12 1 Prev. div. $0.184137A, 8-30-2011.
MUTUAL FUNDS
January 8, 2013 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Date Ex-Div Declared Date
Amt.
Page 29 CUSIP Date of Date Record Payable
INTEGRITY FUNDS (cont.) ISI NORTH AMERICAN GOVERNMENT BOND FUND (cont.) High Income Fd Cl C Pd 2012 0.432316 2011 0.438592 879 0.034602M ------Dec 31 ’12 ISI STRATEGY FUND INC Divs. accrued daily, distributed monthly. Cl A Pd 2012 0.1433 2011 0.0982 High Income Fd Cl A Pd 2012 0.48943 2011 0.49503 887 0.039513M ------Dec 31 ’12 0.0718Q 0.6187CG Divs. accrued daily, distributed monthly.
Dec 28 ’12 Dec 28 ’12
¸Dec 31 ’12 ¸Dec 31 ’12
Dec 28 ’12 Dec 28 ’12
Nebraska Mun Fd Pd 2012 0.314915 2011 0.34666 303 0.023783M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
1
Ivy Micro Cap Growth Fd Cl A Pd 2012 Nil 2011 1.3376 No action taken on 12-13-2012 div. 1 Prev. divs.$0.7713LG & $0.5663SG, 12-8-2011.
Date Ex-Div Declared Date
CUSIP Date of Date Record Payable
JANUS INVESTMENT FUND (cont.) Flexible Bd Fd Cl I Pd 2012 0.55811108 2011 0.55040466 746 Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02557746M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
45023F 0.09711LG 104 0.1164144SG
Jan 2 Jan 2
INTEGRITY MANAGED PORTFOLIOS 45821C IVY FUND Pd 2012 Nil 2011 1.4126 Kansas Mun Fd Pd 2012 0.340301 2011 0.378232 105 Ivy Micro Cap Growth Fd Cl I No action taken on 12-13-2012 div. 0.024111M ------Dec 31 ’12 1 1 Prev. divs. $0.7713LG & $0.6413SG, 12-8-2011. Divs. accrued daily, distributed monthly.
Amt.
465899 656
680
Flexible Bd Fd Cl C Pd 2012 0.4505636 2011 0.44914706 753 0.09711LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1164144SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.01640933M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Flexible Bd Fd Cl A Pd 2012 0.53508497 2011 0.52933571 761 0.09711LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1164144SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02360936M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Janus Adviser Flexible Income Fd Cl A.
Oklahoma Mun Fd Pd 2012 0.332859 2011 0.385124 402 0.026844M ------Dec 31 ’12 IVY FUNDS INC 466000 Divs. accrued daily, distributed monthly. Mid Cap Growth Fd Cl C Pd 2012 0.1066 2011 0.4667 551 JANUS INVESTMENT FUND 47103D 0.1066LG Dec 13 ’12 ¸Dec 13 ’12 Dec 12 ’12 Dec 13 ’12 Janus Flexible Bd Fd Cl N Pd 2012 0.41645427 2011 Nil 504 Maine Mun Fd Pd 2012 0.335536 2011 0.345256 501 1 ------------Dec 13 ’12 0.09711LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.026175M ------Dec 31 ’12 1 No action taken 12-13-2012 regular dividend. 0.1164144SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Divs. accrued daily, distributed monthly. ------Dec 31 ’12 Pd 2012 0.1066 2011 0.4667 569 0.02631226M New Hampshire Mun Fd Pd 2012 0.31189 2011 0.34727 600 Mid Cap Growth Fd Cl B Divs. accrued daily, distributed monthly. ------Dec 13 ’12 0.025217M ------Dec 31 ’12 1 ------0.1066LG Dec 13 ’12 ¸Dec 13 ’12 Dec 12 ’12 Dec 13 ’12 Pd 2012 0.05438679 2011 Nil 819 Janus Short Term Bd Fd Cl N Divs. accrued daily, distributed monthly. 1 No action taken 12-13-2012 regular dividend. 0.01346LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.00838514SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Mid Cap Growth Fd Cl A Pd 2012 0.1066 2011 0.4667 577 INTERMEDIATE BOND FUND OF AMERICA 458809 0.00493019M ------Dec 31 ’12 ------Dec 13 ’12 Pd 2012 0.2361669 2011 0.2928275 100 1 ------Cl A Divs. accrued daily, distributed monthly. Dec 13 ’12 ¸Dec 13 ’12 Dec 12 ’12 Dec 13 ’12 0.0162621M ------Dec 28 ’12 0.1066LG 1 No action taken 12-13-2012 regular dividend. Janus High Yield Fd Cl N Pd 2012 0.37951785 2011 Nil 850 Divs. accrued daily, distributed monthly. 0.01377LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Cl B Pd 2012 0.1348864 2011 0.1911435 209 Large Cap Growth Fd Cl A Pd 2012 0.0289 2011 Nil 627 0.04810444M ------Dec 31 ’12 0.0078573M ------Dec 28 ’12 0.0289A Dec 13 ’12 ¸Dec 13 ’12 Dec 12 ’12 Dec 13 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Cl C Pd 2012 0.1280908 2011 0.1849588 308 JANUS INVESTMENT FUND 471023 0.007463M ------Dec 28 ’12 Short Term Bd Fd Cl S Pd 2012 0.06768134 2011 0.06437826 234 Divs. accrued daily, distributed monthly. 0.01346LG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.00838514SG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Cl F-1 Pd 2012 0.2300095 2011 0.2862769 407 ------Dec 31 ’12 0.0163188M ------Dec 28 ’12 0.00363119M Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly.
JANUS INVESTMENT FUND 47103E Global Bd Fd Cl T Pd 2012 0.55595296 2011 0.36556177 437 0.07098LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.17691625SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02559345M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Formerly Intermediate Bond FUnd of America (United States) Cl F. Short Term Bd Fd Cl I Pd 2012 0.08130248 2011 0.07938254 242 Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Cl 529-A Pd 2012 0.2246458 2011 0.2814836 506 0.01346LG ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.0153091M ------Dec 28 ’12 0.00838514SG Dec 31 ’12 0.00491779M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Cl 529-B Pd 2012 0.1163635 2011 0.1743925 605 Pd 2012 0.05129907 2011 0.04929749 259 0.0062972M ------Dec 28 ’12 Short Term Bd Fd Cl C 0.01346LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Divs. accrued daily, distributed monthly. 0.00838514SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Cl 529-C Pd 2012 0.1181099 2011 0.1759714 704 0.00236394M ------Dec 31 ’12 0.0066584M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Pd 2012 0.07359719 2011 0.07174035 267 Cl 529-E Pd 2012 0.1907213 2011 0.2454246 803 Short Term Bd Fd Cl A 0.01346LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.0125378M ------Dec 28 ’12 0.00838514SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Divs. accrued daily, distributed monthly. 0.00426199M ------Dec 31 ’12 Cl R-6 Pd 2012 0.2813305 2011 0.3345249 811 Divs. accrued daily, distributed monthly. 0.0197632M ------Dec 28 ’12 Flexible Bond Fd Cl T Pd 2012 0.54376612 2011 0.5350298 606 Divs. accrued daily, distributed monthly. 0.09711LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Cl F-2 Shs Pd 2012 0.2691946 2011 0.3287672 829 0.1164144SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.0186498M ------Dec 28 ’12 0.02403158M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Formerly Janus Flexible Income Fd. Cl R-5 Pd 2012 0.2740045 2011 0.3274741 837
Global Bd Fd Cl S Pd 2012 0.53492123 2011 0.33970856 445 0.07098LG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.17691625SG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02349248M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
0.0190796M ----Divs. accrued daily, distributed monthly.
---
Dec 28 ’12
High-Yield Cl T Pd 2012 0.62156376 2011 0.64568869 762 0.01377LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 ------Dec 31 ’12 Cl R-4 Pd 2012 0.2337143 2011 0.2877567 845 0.04617867M Divs. accrued daily, distributed monthly. 0.0159096M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. Short-Term Bd Fd Cl T Pd 2012 0.07376546 2011 0.07183816 887 Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Cl R-3 Pd 2012 0.1885912 2011 0.2430157 852 0.01346LG ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.0122369M ------Dec 28 ’12 0.00838514SG Dec 31 ’12 0.00429387M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Cl R-2 Pd 2012 0.1312431 2011 0.1852737 860 0.0078422M ------Dec 28 ’12 Divs. accrued daily, distributed monthly. JANUS INVESTMENT FUND 47103C High Yield Fd Cl S Pd 2012 0.60014553 2011 0.62444251 555 Cl R-1 Pd 2012 0.1295006 2011 0.183862 878 0.01377LG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.0074402M ------Dec 28 ’12 0.04432387M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly. Cl 529-F-1 Pd 2012 0.2552264 2011 0.3107956 886 Pd 2012 0.58227244 2011 0.60514833 563 0.0177246M ------Dec 28 ’12 High Yield Fd Cl R 0.01377LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 Divs. accrued daily, distributed monthly. 0.04225119M ------Dec 31 ’12 Formerly Intermediate Bond Fund of America (United States) Cl 529-F. Divs. accrued daily, distributed monthly. INVESTORS CASH TRUST 461473 Treas. Ptf. Pd 2012 0.000100284 2011 0.000105727 209 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Treas Ptf Premier Money Market Shares Pd
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
---
Dec 31 ’12
DWS Var NAV Money FdPd 2012 0.027301408 2011 0.014440661 845 0.002206705M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Treasury Ptf Inv Cl Pd 2012 0.000100284 2011 0.000105727 860 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Teasury Ptf DWS Money Fd Cl S Pd
2012
0.000100284 2011
0.000008494M ----Divs. accrued daily, distributed monthly.
878
0.000105754
---
Dec 31 ’12
ISI NORTH AMERICAN GOVERNMENT BOND FUND 45023T Cl C Shs Pd 2012 0.1768 2011 0.143 104 0.013M Nov 29 ’12 ¸Nov 30 ’12 Nov 29 ’12 Dec 3 ’12 0.013M
Dec 28 ’12
¸Dec 31 ’12
Dec 28 ’12
Jan 2
Global Bd Fd Cl D Pd 2012 0.56384419 2011 0.37916443 460 0.07098LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.17691625SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02559151M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Global Bd Fd Cl C Pd 2012 0.47563669 2011 0.28767038 478 0.07098LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.17691625SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.01895026M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Global Bd Fd Cl A Pd 2012 0.55438213 2011 0.36556594 486 0.07098LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.17691625SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02560192M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Flexible Bd Fd Cl D Pd 2012 0.55377484 2011 0.54750541 502 0.09711LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1164144SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02493924M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Short-Term Bd Fd Cl D Pd 2012 0.07697804 2011 0.07565997 742 0.01346LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.00838514SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.00429786M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. High-Yield Fd Cl D Pd 2012 0.62936271 2011 0.65648639 833 0.01377LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.04693013M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
High Yield Fd Cl I Pd 2012 0.63825293 2011 0.65987677 571 0.01377LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.04751807M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
JOHN HANCOCK BOND FUND 410223 Cl A Pd 2012 0.761488097 2011 0.832445524 101 0.03432SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.058668969M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
High Yield Fd Cl C Pd 2012 0.54298467 2011 0.57994034 589 Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.03984259M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl C Pd 2012 0.650664518 2011 0.723233901 200 0.03432SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.0488725M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
High Yield Fd Cl A Pd 2012 0.60808468 2011 0.64202519 597 0.01377LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.04550306M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl B Pd 2012 0.651361666 2011 0.723100028 309 0.03432SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.048889756M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Flexible Bd Fd Cl S Pd 2012 0.51686885 2011 0.50877044 720 0.09711LG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1164144SG Dec 31 ’12 Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02177432M ------Dec 31 ’12 Formerly Janus Adviser Flexible Income Fd Cl I. Divs. accrued daily, distributed monthly.
Bd Fd Cl I Pd 2012 0.823672912 2011 0.895820158 408 0.03432SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.063902896M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
506 0.01377LG
0.000105727
Global Bd Fd Cl I Pd 2012 0.58049653 2011 0.39147863 452 0.07098LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.17691625SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.02787792M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Flexible Bd Fd Cl R Pd 2012 0.49169832 2011 0.48237118 738 0.09711LG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.1164144SG Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 0.01946308M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Janus Adviser Flexible Income Fd Cl R.
Bd Fd Cl R6 Pd 2012 0.83671899 2011 0.309793935 606 0.03432SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.065125277M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Bd Fd Cl R2 Pd 2012 0.602803578 2011 Nil 705 0.03432SG Dec 17 ’12¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.061599849M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
MERGENT DIVIDEND RECORD
Page 30 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
JOHN HANCOCK BOND FUND (cont.)
2012
JOHN HANCOCK FUNDS II (cont.) Currency Strategies Fd Cl A Pd 2012 0.1308 2011 Nil 176 Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12
0.413721066 2011
0.02342SG Dec 17 ’12 ¸Dec 17 ’12 0.039329378M ----Divs. accrued daily, distributed monthly.
0.436535745
Dec 14 ’12 ---
102
Dec 18 ’12 Dec 31 ’12
Lifestyle Aggresive Ptf Cl R1 0.09587A Dec 27 ’12 1
Investment Grade Bd Fd Cl B Pd
2012
0.333321689 2011
0.02342SG Dec 17 ’12 ¸Dec 17 ’12 0.032403558M ----Divs. accrued daily, distributed monthly.
0.358650293
Dec 14 ’12 ---
201
Dec 18 ’12 Dec 31 ’12
High Yield Fd Cl I Shs Pd 2012 0.237070906 2011 0.251701904 763 0.021023053M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Investment Grade Bd Fd Instl Cl I Pd
2012
0.448517939 2011
0.02342SG Dec 17 ’12 ¸Dec 17 ’12 0.042334453M ----Divs. accrued daily, distributed monthly.
0.476002123
Dec 14 ’12 ---
2012
0.333526567 2011
0.02342SG Dec 17 ’12 ¸Dec 17 ’12 0.032412761M ----Divs. accrued daily, distributed monthly.
0.358862741
Dec 14 ’12 ---
789
Dec 18 ’12 Dec 31 ’12
Govt Incm Fd Cl C Pd 2012 0.199207938 2011 0.222088683 797 0.024946719M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. High Yield Fd Cl C Pd 2012 0.198882305 2011 0.210321714 813 0.017675053M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd 2012 0.198882305 2011 0.210321714 821 High Yield Fd Cl B 0.017675053M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
High Yield Fd Cl A Pd 2012 0.225003049 2011 0.238001869 839 0.020000053M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd 2012 0.199112805 2011 0.221807532 847 Govt Incm Fd Cl B 0.024952352M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Govt Incm Fd Cl A Pd 2012 0.281864019 2011 0.294156245 854 0.031948181M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. JOHN HANCOCK CALIFORNIA TAX FREE INCOME FUND 41014R CA Tax-Free Incm Fd Cl APd 2012 0.462991677 2011 0.480524256 108 0.037474946M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. CA Tax-Free Incm Fd Cl BPd 2012 0.379974355 2011 0.398965624 207 0.030264392M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. CA Tax Free Incm Fd Cl CPd 2012 0.379854479 2011 0.398980329 306 0.030275452M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. JOHN HANCOCK CAPITAL SERIES 409902 US Global Leaders Growth Fd R2 Pd 2012 0.79153 2011 Nil 319 n0.45804LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.33349SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Classic Value Fd R2 n0.2169A Dec 17 ’12
Pd 2012 0.2169 2011 Nil
¸Dec 17 ’12
Dec 14 ’12
327
Dec 18 ’12
US Global Leaders Growth Fd R6 Pd 2012 0.79153 2011 0.9812 335 0.45804LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.33349SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Classic Value Fd Ser R6 0.25437A Dec 17 ’12
Pd 2012 0.25437 2011 0.22896
¸Dec 17 ’12
Dec 14 ’12
343
Dec 18 ’12
Greater China Opportunities Fd Cl IPd 2012 0.10908 2011 0.17593 582 0.10908A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Greater China Opportunities Fd Cl APd 2012 0.06101 2011 0.15277 624 0.06101A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Classic Value Fd Cl R 0.13149A Dec 17 ’12
¸Dec 17 ’12
Classic Value Fd Cl I 0.24431A Dec 17 ’12
¸Dec 17 ’12
Classic Value Fd Cl C 0.06313A Dec 17 ’12
¸Dec 17 ’12
Classic Value Fd Cl B 0.06317A Dec 17 ’12
¸Dec 17 ’12
Classic Value Fd Cl A 0.18902A Dec 17 ’12
Pd 2012 0.13149 2011 0.10425
Dec 14 ’12
Dec 18 ’12
Pd 2012 0.24431 2011 0.22542
Dec 14 ’12
Dec 14 ’12
772 780
Dec 18 ’12
US Global Leaders Growth Fd Cl I Pd 2012 0.79153 2011 0.9812 798 1 ------------Dec 18 ’12 0.45804LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.33349SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 No action taken 12-18-2012 regular dividend. US Global Leaders Growth Fd Cl C Pd 2012 0.79153 2011 0.9812 814 0.45804LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.33349SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 US Global Leaders Growth Fd Cl B Pd 2012 0.79153 2011 0.9812 822 0.45804LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.33349SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
2012
Dec 27 ’12 Dec 27 ’12
0.70959 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.17911
Dec 26 ’12 Dec 26 ’12
2012
0.14341A 0.54647LG
Dec 27 ’12 Dec 27 ’12
0.68988 2011
¸Dec 27 ’12 ¸Dec 27 ’12
325
333
Dec 28 ’12 Dec 28 ’12
2012
0.10399A 0.54647LG
Dec 27 ’12 Dec 27 ’12
0.65046 2011
¸Dec 27 ’12 ¸Dec 27 ’12
341
Dec 28 ’12 Dec 28 ’12
358
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2045 Ptf Cl R1 2012
0.09414A 0.054647LG
Dec 27 ’12 Dec 27 ’12
0.148787 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.11671
Dec 26 ’12 Dec 26 ’12
Pd
2012
Dec 27 ’12 Dec 27 ’12
0.66525 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.13111
Dec 26 ’12 Dec 26 ’12
424
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2045 Ptf Cl 1 Pd
2012
0.16214A 0.54647LG
Dec 27 ’12 Dec 27 ’12
0.70861 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.17431
Dec 26 ’12 Dec 26 ’12
440
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2040 Ptf Cl R5 Pd
2012
0.16306A 0.49262LG
Dec 27 ’12 Dec 27 ’12
0.65568 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.17865
Dec 26 ’12 Dec 26 ’12
2012
0.14335A 0.49262LG
Dec 27 ’12 Dec 27 ’12
0.63597 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.14986
Dec 26 ’12 Dec 26 ’12
465
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2040 Ptf Cl R3 Pd
2012
0.10393A 0.49262LG
Dec 27 ’12 Dec 27 ’12
0.59655 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.12586
Dec 26 ’12 Dec 26 ’12
473
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2040 Ptf Cl R2Pd 2012 0.61134 2011 Nil 481 0.11872A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.49262LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Retirement Living through 2040 Ptf Cl R1 Pd
2012
0.09408A 0.49262LG
0.5867 2011
Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
Lifestyle Growth Ptf Cl R1 0.19097A Dec 27 ’12
¸Dec 27 ’12
0.11626
Dec 26 ’12 Dec 26 ’12
Dec 28 ’12 Dec 28 ’12
Pd 2012 0.19097 2011 0.21675
Pd
2012
Dec 27 ’12 Dec 27 ’12
0.61134 2011
¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12
507
Dec 28 ’12
0.13066
Dec 26 ’12 Dec 26 ’12
Pd
2012
0.16208A 0.49262LG
Dec 27 ’12 Dec 27 ’12
0.6547 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.17385
Dec 26 ’12 Dec 26 ’12
2012
0.16293A 0.45281LG
Dec 27 ’12 Dec 27 ’12
0.61574 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.18033
Dec 26 ’12 Dec 26 ’12
572
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2035 Ptf Cl R4 Pd
2012
0.14314A 0.45281LG
Dec 27 ’12 Dec 27 ’12
0.59595 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.1514
Dec 26 ’12 Dec 26 ’12
580
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2035 Ptf Cl R3 Pd
0.10356A 0.45281LG 1
2012
Dec 27 ’12 Dec 27 ’12
0.55637 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.12248
Dec 26 ’12 Dec 26 ’12
598
Dec 28 ’12 Dec 28 ’12
Lifestyle Growth Ptf Cl R2 Pd 2012 0.21853 2011 Nil 606 0.21853A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 Prev. divs. $0.33654A, $0.38951LG, & $0.01071SG, 12-24-2008.
Retirement Living through 2035 Ptf Cl R2Pd 2012 0.57121 2011 Nil 614 1 0.1184A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.45281LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 Prev. divs. $0.092A, $0.09079LG, & $0.00231SG, 12-24-2008. Retirement Living through 2035 Ptf Cl R1 Pd
0.09366A 0.45281LG
2012
Dec 27 ’12 Dec 27 ’12
0.54647 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.11766
Dec 26 ’12 Dec 26 ’12
0.13212
Dec 26 ’12 Dec 26 ’12
622
Dec 28 ’12 Dec 28 ’12
663
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2035 Ptf Cl 1 Pd 2012 0.1308 2011 Nil
¸Dec 21 ’12
Dec 20 ’12
47803M Pd 168 0.16293A
Dec 24 ’12
0.45281LG
2012
0.61574 2011
Dec 27 ’12 ¸Dec 27 ’12 Dec 27 ’12 ¸Dec 27 ’12
0.56135 2011
Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
0.16292
Dec 26 ’12 Dec 26 ’12
713
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2030 Ptf Cl R3 Pd
2012
0.12689A 0.39541LG
Dec 27 ’12 Dec 27 ’12
0.5223 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.13439
Dec 26 ’12 Dec 26 ’12
721
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2030 Ptf Cl R2Pd 2012 0.53694 2011 Nil 739 1 0.14153A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.39541LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 Prev divs $0.09702A, $0.08476LG, & $0.00212SG, 12-24-2008. Pd
0.11713A 0.39541LG
2012
0.51254 2011
Dec 27 ’12 ¸Dec 27 ’12 Dec 27 ’12 ¸Dec 27 ’12
0.17551
Dec 26 ’12 Dec 26 ’12
Pd
0.14153A 0.39541LG
2012
0.12963
Dec 26 ’12 Dec 26 ’12
0.53694 2011
Dec 27 ’12 Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
Lifestyle Balanced Ptf Cl R1 0.19497Q Dec 27 ’12
747
Dec 28 ’12 Dec 28 ’12
¸Dec 27 ’12
0.1439
Dec 26 ’12 Dec 26 ’12
Pd 2012 0.27074 2011 0.32133
Dec 26 ’12
788
Dec 28 ’12 Dec 28 ’12
804
Dec 28 ’12
Lifestyle Conservative Ptf Cl R2 Pd 2012 0.44262 2011 Nil 812 0.20911Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl R1 Pd 2012 0.38478 2011 0.43814 820 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Lifestyle Moderate Ptf Cl R2 0.20793Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Moderate Ptf Cl R1 0.19766Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Balanced Ptf Cl R2 0.20244Q Dec 27 ’12
¸Dec 27 ’12
Pd 2012 0.38352 2011 Nil
Dec 26 ’12
Pd 2012 0.33584 2011 0.38757
Dec 26 ’12
853
Dec 28 ’12
Pd 2012 0.30549 2011 Nil
Dec 26 ’12
846
Dec 28 ’12
879
Dec 28 ’12
Retirement Living through 2030 Ptf Cl 1 Pd
0.18253A 0.39541LG
2012
Dec 27 ’12 Dec 27 ’12
JOHN HANCOCK FUNDS II Natural Resources Fd Cl 1 0.09639A Dec 21 ’12
0.57794 2011
¸Dec 27 ’12 ¸Dec 27 ’12
0.1867
Dec 26 ’12 Dec 26 ’12
887
Dec 28 ’12 Dec 28 ’12
689
Dec 28 ’12 Dec 28 ’12
Pd 2012 0.09639 2011 2.21629
¸Dec 21 ’12
Dec 20 ’12
47803V 127
Dec 24 ’12
Mid Cap Stock Fd Cl 1 Pd 2012 0.69461 2011 0.76308 168 1 ------------Dec 24 ’12 0.53609LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.15852SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 1 No action taken 12-24-2012 regular dividend. Lifestyle Moderate Ptf Cl R5 0.22062Q Dec 27 ’12
¸Dec 27 ’12
Active Bond Fd Cl I 0.1179Q Dec 21 ’12 0.04348SG Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12
Lifestyle Moderate Ptf Cl R4 Dec 27 ’12
¸Dec 27 ’12
Lifestyle Moderate Ptf Cl R3 0.19925Q Dec 27 ’12
¸Dec 27 ’12
Pd 2012 0.43365 2011 0.48626
Dec 26 ’12
Pd 2012 0.4156 2011 0.64902
Dec 20 ’12 Dec 20 ’12
218
Dec 28 ’12
Pd 2012 0.35095 2011 0.408
Dec 26 ’12
200
Dec 24 ’12 Dec 24 ’12
Pd 2012 0.39333 2011 0.44255
Dec 26 ’12
192
Dec 28 ’12
226
Dec 28 ’12
Lifestyle Moderate Ptf Cl C Pd 2012 0.29726 2011 0.35367 234 0.18589Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Moderate Ptf Cl B Dec 27 ’12
¸Dec 27 ’12
Lifestyle Moderate Ptf Cl A 0.20927Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Moderate Ptf Cl 1 Dec 27 ’12
¸Dec 27 ’12
Lifestyle Growth Ptf Cl R5 0.2719A Dec 27 ’12
¸Dec 27 ’12
564 0.22496Q
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2035 Ptf Cl R5 Pd
2012
0.16594A 0.39541LG
549 0.18456Q
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2040 Ptf Cl 1
US Global Leaders Growth Fd Cl A Pd 2012 0.79153 2011 0.9812 830 1 ------------Dec 18 ’12 Retirement Living through 2035 Ptf Cl A Pd 2012 0.57121 2011 0.45804LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.1184A Dec 27 ’12 ¸Dec 27 ’12 0.33349SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 No action taken 12-18-2012 regular dividend. 0.45281LG Dec 27 ’12 ¸Dec 27 ’12 JOHN HANCOCK FUNDS II Currency Strategies Fd Cl I n0.1308LG Dec 21 ’12
Retirement Living through 2030 Ptf Cl R4 Pd
499 0.21094Q
Retirement Living through 2040 Ptf Cl A 0.11872A 0.49262LG
697
Dec 28 ’12 Dec 28 ’12
457
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2040 Ptf Cl R4 Pd
0.19146
Dec 26 ’12 Dec 26 ’12
374 0.19425Q
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2045 Ptf Cl A 0.11878A 0.54647LG
¸Dec 27 ’12 ¸Dec 27 ’12
Retirement Living through 2030 Ptf Cl A 0.12631
Dec 26 ’12 Dec 26 ’12
Retirement Living through 2045 Ptf Cl R2Pd 2012 0.66525 2011 Nil 366 1 0.11878A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.54647LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 Prev. divs. $0.09116A, $0.06658SG, & $0.00346SG, 12-24-2008. Pd
0.58087 2011
Dec 27 ’12 Dec 27 ’12
Retirement Living through 2030 Ptf Cl R1 0.15031
Dec 26 ’12 Dec 26 ’12
Retirement Living through 2045 Ptf Cl R3 Pd
2012
0.18546A
200 0.39541LG
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
CUSIP Date of Date Record Payable
JOHN HANCOCK FUNDS II (cont.) Retirement Living through 2030 Ptf Cl R5 Pd
Retirement Living through 2045 Ptf Cl R4 Pd
Dec 18 ’12
Pd 2012 0.18902 2011 0.15746
¸Dec 17 ’12
764
Dec 18 ’12
Pd 2012 0.06317 2011 0.03275
Dec 14 ’12
756
Nil
Date Ex-Div Declared Date
Amt.
Dec 28 ’12
Retirement Living through 2045 Ptf Cl R5 Pd
Dec 18 ’12
Pd 2012 0.06313 2011 0.03275
Dec 14 ’12
699
Dec 26 ’12
Lifestyle Aggresive Ptf Cl R2 Pd 2012 0.13236 2011 Nil 309 0.13236A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 Prev. divs. $0.09442A, $0.58915LG, & $0.01671SG, 12-24-2008.
0.16312A 0.54647LG
771
Dec 18 ’12 Dec 31 ’12
Pd 2012 0.09587 2011 0.12365
¸Dec 27 ’12
Retirement Living through 2050 Ptf Cl 1 Pd 2012 0.24747 2011 n0.1495A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Investment Grade Bd Fd Cl C Pd
CUSIP Date of Date Record Payable
41014P n0.1308LG
JOHN HANCOCK BOND TRUST Investment Grade Bd Fd Cl A Pd
Date Ex-Div Declared Date
Amt.
January 8, 2013
Pd 2012 0.2927 2011 0.35051
Dec 26 ’12
Pd 2012 0.38842 2011 0.44199
Dec 26 ’12
¸Dec 27 ’12
Lifestyle Growth Ptf Cl R3 0.1938A Dec 27 ’12
¸Dec 27 ’12
Lifestyle Growth Ptf Cl C 0.13263A Dec 27 ’12
¸Dec 27 ’12
Dec 26 ’12
291
Dec 28 ’12
Pd 2012 0.13263 2011 0.15915
Dec 26 ’12
283
Dec 28 ’12
Pd 2012 0.1938 2011 0.22187
Dec 26 ’12
275
Dec 28 ’12
Pd 2012 0.24456 2011 0.26283
Dec 26 ’12
267
Dec 28 ’12
Pd 2012 0.2719 2011 0.29738
Lifestyle Growth Ptf Cl R4 0.24456A Dec 27 ’12
259
Dec 28 ’12
Pd 2012 0.44993 2011 0.50136
Dec 26 ’12
242
Dec 28 ’12
317
Dec 28 ’12
Lifestyle Growth Ptf Cl B Pd 2012 0.13133 2011 0.15659 325 0.13133A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Growth Ptf Cl A 0.22374A Dec 27 ’12
¸Dec 27 ’12
Lifestyle Growth Ptf Cl 1 0.28491A Dec 27 ’12
¸Dec 27 ’12
Pd 2012 0.22374 2011 0.24747
Dec 26 ’12
Pd 2012 0.28491 2011 0.3089
Dec 26 ’12
333
Dec 28 ’12
341
Dec 28 ’12
Lifestyle Conservative Ptf Cl R5 Pd 2012 0.4882 2011 0.52909 358 0.21992Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl R4 Pd 2012 0.44964 2011 0.48564 366 0.21215Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl R3 Pd 2012 0.40591 2011 0.45109 374 0.19831Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl C Pd 2012 0.35506 2011 0.3981 382 0.18682Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl B Pd 2012 0.35142 2011 0.3949 390 0.18581Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl A Pd 2012 0.4476 2011 0.48786 416 0.21047Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Conservative Ptf Cl 1 Pd 2012 0.51005 2011 0.54859 424 0.22634Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Balanced Ptf Cl R5 Pd 2012 0.36363 2011 0.41437 432 0.21732Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
MUTUAL FUNDS
January 8, 2013
Amt.
Date Ex-Div Declared Date
CUSIP Date of Date Record Payable
JOHN HANCOCK FUNDS II (cont.) Lifestyle Balanced Ptf Cl R4 Pd 2012 0.32988 2011 0.37669 440 0.20988Q Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Balanced Ptf Cl R3 0.1967Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Balanced Ptf Cl C 0.18047Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Balanced Ptf Cl B 0.17979Q Dec 27 ’12
¸Dec 27 ’12
Lifestyle Balanced Ptf Cl A 0.20413Q Dec 27 ’12 Lifestyle Balanced Ptf Cl 1 0.21968Q Dec 27 ’12
Pd 2012 0.28348 2011 0.33706
Dec 26 ’12
Pd 2012 0.21976 2011 0.27415
Dec 26 ’12
Dec 26 ’12
Dec 28 ’12
Pd 2012 0.3725 2011 0.42225
¸Dec 27 ’12
Dec 26 ’12
481
Dec 28 ’12
Lifestyle Aggressive Ptf Cl R4 Pd 2012 0.14594 2011 0.17237 523 0.14594A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Aggressive Ptf Cl R3 Pd 2012 0.1015 2011 0.13704 531 0.1015A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Lifestyle Aggressive Ptf Cl 1 0.19533A Dec 27 ’12
Pd 2012 0.19533 2011 0.22231
¸Dec 27 ’12
Lifestyle Aggressive Ptf Cl C 0.04964A Dec 27 ’12
¸Dec 27 ’12
Lifestyle Aggressive Fd Cl B 0.04223A Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
All Cap Value Fd Cl I 0.09553A Dec 21 ’12
¸Dec 21 ’12
Dec 26 ’12 Dec 26 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
Intl Value Fd Cl 1 0.31979A Dec 21 ’12
¸Dec 21 ’12
Intl Value Fd Cl NAV 0.3263A Dec 21 ’12
¸Dec 21 ’12
Intl Small Cap Fd Cl 1 0.25237A Dec 21 ’12
¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Dec 20 ’12
Dec 20 ’12 Dec 20 ’12
648
689 721
Dec 24 ’12
747
Dec 24 ’12
Fundamental Value Fd Cl NAV Pd 2012 0.25046 2011 0.12525 770 0.25046A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Equity Income Fd Cl 1 0.31646A Dec 21 ’12
¸Dec 21 ’12
Blue Chip Growth Fd Cl I 0.0643A Dec 21 ’12
¸Dec 21 ’12
Core Bond Fd Cl 1 0.07981Q Dec 21 ’12 0.09936LG Dec 21 ’12 0.39216SG Dec 21 ’12 Capital Appreciation Fd Cl 1 0.03839A Dec 21 ’12
Pd 2012 0.31646 2011 0.19013
Dec 20 ’12
Pd 2012 0.0643 2011 0.01812
Dec 20 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
804
Dec 24 ’12
861
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
Pd 2012 0.03839 2011 0.00886
¸Dec 21 ’12
788
Dec 24 ’12
Pd 2012 0.80724 2011 0.73617
879
Dec 24 ’12
Capital Appreciation Fd Cl NAV Pd 2012 0.04477 2011 0.01467 887 0.04477A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 JOHN HANCOCK FUNDS II Lifestyle Moderate Fd Cl 5 0.22663Q Dec 27 ’12 Lifestyle Growth Fd Cl 5 0.29142A Dec 27 ’12 Lifestyle Balanced Fd Cl 5 0.22137Q Dec 27 ’12
Pd 2012 0.45644 2011 0.50766
¸Dec 27 ’12
Dec 26 ’12
¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12
230
Dec 28 ’12
Pd 2012 0.37907 2011 0.4286
¸Dec 27 ’12
47803X 222
Dec 28 ’12
Pd 2012 0.29142 2011 0.3153
0.468763437 2011
255
Dec 28 ’12
Real Estate Securities Fd Cl 1 Pd 2012 1.6364 2011 0.88954 503 0.25985A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 1.06229LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.31426SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12
28 ’12 28 ’12 28 ’12
0.677675544
---
130 Dec 31 ’12
0.564066952
---
148 Dec 31 ’12
Strategic Income Opptys Fd Cl A Pd
2012
0.545384212 2011
0.093944222M ----Divs. accrued daily, distributed monthly.
0.641090901
---
155
¸Dec 21 ’12
Natural Res Fd Cl A Dec 21 ’12
¸Dec 21 ’12
2012
0.18336A
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.02393SG
Dec 20 ’12
Retirement Choices at 2030 Ptf Cl 1Pd 2012 0.36703 2011 0.15583 534 0.15327A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.02259LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.19117SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Retirement Choices at 2025 Ptf Cl 1Pd 2012 0.37016 2011 0.15545 617 0.15069A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.03346LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.18601SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Retirement Choices at 2020 Ptf Cl 1Pd 2012 0.33426 2011 0.15204 682 0.14697A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.04126LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.14603SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Dec 20 ’12
171
Dec 24 ’12
0.385952
Dec 26 ’12 Dec 26 ’12 Dec 12 ’12
163 0.17986LG
Dec 24 ’12
Pd 2012 0.01747 2011 2.1069
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Floating Rate Income Fd Instl Cl I 2012
0.555326516 2011
0.577710026
Dec 20 ’12 Dec 20 ’12 ---
2012
0.455002953 2011
Dec 21 ’12 ¸Dec 21 ’12 0.0101SG Dec 21 ’12 ¸Dec 21 ’12 0.031010859M ----Divs. accrued daily, distributed monthly.
0.473925088
Dec 20 ’12 Dec 20 ’12 ---
692
Dec 24 ’12 Dec 24 ’12 Dec 31 ’12
Floating Rate Income Fd Cl C Pd
2012
0.452058106 2011
Dec 24 ’12 Dec 24 ’12 Dec 31 ’12
0.469854967
Dec 20 ’12 Dec 20 ’12 ---
726
Dec 24 ’12 Dec 24 ’12 Dec 31 ’12
Floating Rate Income Fd Cl A Pd
2012
0.522375812 2011
0.0687LG Dec 21 ’12 ¸Dec 21 ’12 0.0101SG Dec 21 ’12 ¸Dec 21 ’12 0.036585539M ----Divs. accrued daily, distributed monthly.
0.540754986
Dec 20 ’12 Dec 20 ’12 ---
0.817588688 2011
0.873323123
Dec 20 ’12 Dec 20 ’12 ---
Retirement Choices at 2015 Ptf Cl 1Pd 2012 0.32721 2011 0.15098 765 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Emerging Mkts Debt FD Cl I
Pd
2012
0.855972166 2011
0.17986LG Dec 21 ’12 ¸Dec 21 ’12 0.05151SG Dec 21 ’12 ¸Dec 21 ’12 0.048347102M ----Divs. accrued daily, distributed monthly.
0.922265971
Dec 20 ’12 Dec 20 ’12 ---
Retirement Choices at 2010 Ptf Cl 1 Pd 2012 0.32604 2011 0.173 849 0.13949A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.07368LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.11287SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Mid Cap Growth Fd Cl 1 Dec 21 ’12
¸Dec 21 ’12
Mid Cap Value Fd Cl 1 0.25058A Dec 21 ’12 0.14859LG Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12
Pd 2012 0.02665 2011 0.17613
Dec 20 ’12
Pd 2012 0.39917 2011 0.16686
Dec 20 ’12 Dec 20 ’12
0.1627A 0.24956LG 0.23571SG
2012
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
47804M
0.64797 2011
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
0.0867
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
China Emerging Leaders Fd Nav Cl Pd 2012 0.39047 2011 Nil 209 Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Global Absolute Return Strategies Fd Cl C
n0.02819LG 0.04566SG
2012
Dec 21 ’12 Dec 21 ’12
0.07385 2011
¸Dec 21 ’12 ¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12
Dec 28 ’12 Dec 28 ’12
Emerging Mkts Fd Cl I Pd 2012 0.13017 2011 0.11751 195 0.13017A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12
Retirement 2050 Ptf Cl R1 n0.07064A Dec 27 ’12 0.00643LG Dec 27 ’12 0.16194SG Dec 27 ’12
Pd 2012 0.18067 2011 Nil
¸Dec 21 ’12
Dec 20 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
644
Dec 24 ’12
834
Small Co Value Fd Cl 1 0.56186A Dec 21 ’12
¸Dec 21 ’12
Small Cap Opportunities Fd Cl 0.11833A Dec 21 ’12 0.32487LG Dec 21 ’12 0.06468SG Dec 21 ’12
1 Pd 2012 0.50788 2011 0.04953 875 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12
Pd 2012 0.56186 2011 0.21059
Dec 20 ’12
Dec 24 ’12
Nil
Multi-Sector Bd Fd Cl A Pd 2012 0.36464 2011 0.442628 401 Retirement Choices at 2040 Ptf Cl R4 Pd 2012 0.36291 2011 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.026892M ------Dec 31 ’12 n0.13395A 0.01574LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Divs. accrued daily, distributed monthly. 0.21322SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Retirement Choices at 2035 Ptf Cl 1Pd 2012 0.37426 2011 0.1561 450 0.15531A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 China Emerging Leaders Fd Cl I Pd 2012 0.38139 2011 0.02046LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 n0.02555A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 0.19849SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.35584SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12
217
Dec 24 ’12 Dec 24 ’12 Nil
290
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
308
Dec 24 ’12 Nil
316
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
324
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.23901 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Pd 2012 0.3705 2011 Global High Yield Fd Cl I Pd 2012 0.779172 2011 0.907058 203 Retirement 2045 Ptf Cl R6 n0.16494A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.08847LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.02038LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.02727SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 U.S. High Yield Bd Fd Cl 1 Pd 2012 0.99326 2011 1.11064 677 0.18518SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.05116M ------Dec 31 ’12 0.23499Q Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Divs. accrued daily, distributed monthly. Retirement Choices at 2045 Ptf Cl R4 Pd 2012 0.34258 2011 0.13312LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.0192SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Emerging Mkts Fd Cl A Pd 2012 0.07445 2011 0.07123 211 n0.13702A 0.02038LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Real Return Bd Fd Cl 1 Pd 2012 0.75243 2011 1.24418 701 0.07445A 0.18518SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.12061Q Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Retirement Choices at 2050 Ptf Cl R4 Pd 2012 0.30881 2011 Nil 229 0.17305LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Retirement 2045 Ptf Cl R2 Pd 2012 0.31467 2011 n0.14044A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.1296SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 n0.10911A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.00643LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.02038LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Totatl Return Fd Cl 1 Pd 2012 0.70589 2011 0.50701 735 0.16194SG 0.18518SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 1 ------------Dec 24 ’12 Retirement Choices at 2045 Ptf Cl 1Pd 2012 0.36492 2011 0.16122 294 0.03894LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Retirement 2045 Ptf Cl R1 Pd 2012 0.28675 2011 0.15936A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.29011SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 n0.08119A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.02038LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 No action taken 12-24-2012 regular dividend. 0.02038LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.18518SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.18518SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Total Return Fd Cl Nav Pd 2012 0.70948 2011 0.51394 743 Retirement Choices at 2040 Ptf Cl R4 1 ------------Dec 24 ’12 Pd Pd 2012 0.39085 2011 2012 0.38526 2011 0.15508 377 Retirement 2040 Ptf Cl R6 0.03894LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 n0.16189A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.1563A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.29011SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.01574LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.01574LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 1 No action taken 12-24-2012 regular dividend. 0.21322SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.21322SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
U.S. Multi Sector Fd Cl 1 n0.18067A Dec 21 ’12
100
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
0.35584SG Pd
Dec 26 ’12 Dec 26 ’12
872
Dec 24 ’12 Dec 24 ’12
JOHN HANCOCK FUNDS II Fundamental Large Cap Value Fd Nav Cl Pd
856
Dec 24 ’12
Retirement 2050 Ptf Cl R6 Pd 2012 0.3138 2011 n0.14543A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 JOHN HANCOCK FUNDS II 47804B 0.00643LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Global High Yield Fd Cl A Pd 2012 0.74668 2011 0.875402 104 0.16194SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.08847LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.02727SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 China Emerging Leaders Fd Cl A Pd 2012 0.35584 2011 0.048472M ------Dec 31 ’12 n0.35584SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Divs. accrued daily, distributed monthly. Retirement Choices at 2050 Ptf Cl R4 Pd 2012 0.28887 2011 US Equity Cl I Pd 2012 0.17507 2011 0.11 161 n0.1205A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.17507A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.00643LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.16194SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 US Equity Cl A Pd 2012 0.12358 2011 0.06705 179 0.12358A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Retirement 2050 Ptf Cl R2 Pd 2012 0.26394 2011 n0.09557A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Alternative Asset Allocation Fd Cl C Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Pd 2012 0.12294 2011 0.291092 187 0.00643LG 0.16194SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.08302A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Dec 27 ’12 Dec 27 ’12
807
Dec 24 ’12 Dec 24 ’12 Dec 31 ’12
734 n0.03463A
Dec 24 ’12 Dec 24 ’12 Dec 31 ’12
Emerging Mkts Value Fd Cl NAV Pd 2012 0.14211 2011 0.13293 817 0.14211A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12
0.01599LG 0.02393SG
708
Dec 24 ’12 Dec 24 ’12 Dec 31 ’12
0.05567LG 0.12498SG
718 0.02665A
Floating Rate Income Fd Cl B Pd
0.0687LG Dec 21 ’12 ¸Dec 21 ’12 0.0101SG Dec 21 ’12 ¸Dec 21 ’12 0.030578515M ----Divs. accrued daily, distributed monthly.
2012
Dec 21 ’12 ¸Dec 21 ’12 0.05151SG Dec 21 ’12 ¸Dec 21 ’12 0.044963166M ----Divs. accrued daily, distributed monthly.
189 0.14656A
Small Cap Growth Fd Nav Cl Pd 2012 0.54133 2011 2.23112 312 0.51703LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.0243SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12
Dec 21 ’12 ¸Dec 21 ’12 0.0101SG Dec 21 ’12 ¸Dec 21 ’12 0.039490909M ----Divs. accrued daily, distributed monthly.
500 Dec 31 ’12
Emerging Mkts Debt Fd Cl A
Pd 2012 0.05035 2011 2.17387
0.22328 2011
---
Dec 31 ’12
Alternative Asset Allocation Fd Cl A Pd
Pd 2012 0.400872 2011 0.470784
--Divs. accrued daily, distributed monthly.
Pd
Natural Res Fd Cl I 0.05035A Dec 21 ’12
655 0.0687LG
Dec 24 ’12
Pd 2012 0.38279 2011 1.15081
¸Dec 21 ’12
2012
----Divs. accrued daily, distributed monthly.
Pd
Dec 24 ’12
Pd 2012 0.69622 2011 0.72315
¸Dec 21 ’12
Pd
622 0.0687LG
Dec 24 ’12
Pd 2012 0.25237 2011 0.24213
Dec 20 ’12
606
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
Pd 2012 0.3263 2011 0.44631
0.581117422 2011
CUSIP Date of Date Record Payable
JOHN HANCOCK FUNDS II (cont.)
Strategic Income Opptys Fd Cl C
Dec 24 ’12
Pd 2012 0.31979 2011 0.43913
Dec 20 ’12
572
Dec 28 ’12
Pd 2012 0.66797 2011 0.43263
2012
----Divs. accrued daily, distributed monthly.
564 0.01599LG
Dec 28 ’12
Pd 2012 0.09553 2011 0.78714
Dec 20 ’12
556
Dec 28 ’12
Pd 2012 0.1373 2011 0.16506
Invt Quality Bd Fd Cl 1 0.07876Q Dec 21 ’12 0.13933LG Dec 21 ’12 0.18335SG Dec 21 ’12
Global Bond Fd Cl 1 0.38279A Dec 21 ’12
Dec 26 ’12
Pd 2012 0.04223 2011 0.07127
Pd
Date Ex-Div Declared Date
Amt.
47804A Multi-Sector Bd Fd Cl I 122 0.02968M ---
Strategic Income Opptys Fd Cl I
549 0.01747A
Dec 28 ’12
Pd 2012 0.04964 2011 0.0798
Lifestyle Aggressive Ptf Cl A 0.1373A Dec 27 ’12
High Yield Fd Cl 1 0.17668Q Dec 21 ’12
Dec 26 ’12
JOHN HANCOCK FUNDS II (cont.) JOHN HANCOCK FUNDS II Alternative Asset Allocation Fd Cl IPd 2012 0.27632 2011 0.4624 0.2364A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 0.01599LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 0.02393SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec
499 0.087301777M
Lifestyle Aggressive Ptf Cl R5 Pd 2012 0.17681 2011 0.20769 515 0.17681A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
473 0.09715959M
Dec 28 ’12
Pd 2012 0.31141 2011 0.36323
¸Dec 27 ’12
465
Dec 28 ’12
Pd 2012 0.21745 2011 0.27263
Dec 26 ’12
457
Dec 28 ’12
Page 31
332
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
340
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
357
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
365
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
373
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
381
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
399
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
407
Dec 24 ’12 Dec 24 ’12
MERGENT DIVIDEND RECORD
Page 32
Amt.
Date Ex-Div Declared Date
CUSIP Date of Date Record Payable
JOHN HANCOCK FUNDS II (cont.) Retirement 2040 Ptf Cl R2 Pd 2012 0.33497 2011 n0.10601A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.01574LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.21322SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Retirement 2040 Ptf Cl R1 n0.07807A Dec 27 ’12 0.01574LG Dec 27 ’12 0.21322SG Dec 27 ’12 Retirement 2035 Ptf Cl R6 n0.1609A Dec 27 ’12 0.02046LG Dec 27 ’12 0.19849SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Retirement 2035 Ptf Cl R2 n0.10499A Dec 27 ’12 0.02046LG Dec 27 ’12 0.19849SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Retirement 2035 Ptf Cl R1 n0.07704A Dec 27 ’12 0.02046LG Dec 27 ’12 0.19849SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
456
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
464
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
472
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
480
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.31671 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
449
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.37262 2011 Nil
Retirement Choices at 2030 Ptf Cl R4 Pd 2012 0.34466 2011 n0.1309A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.02259LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.19117SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Retirement 2030 Ptf Cl R2 n0.10295A Dec 27 ’12 0.02259LG Dec 27 ’12 0.19117SG Dec 27 ’12
Nil
Pd 2012 0.29599 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
431
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.32394 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
423
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.37985 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
415
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.30703 2011 Nil
Retirement Choices at 2035 Ptf Cl R4 Pd 2012 0.3519 2011 n0.13295A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.02046LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.19849SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Retirement 2030 Ptf Cl R6 n0.15886A Dec 27 ’12 0.02259LG Dec 27 ’12 0.19117SG Dec 27 ’12
Nil
498
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Diversified Strategies Fd Cl A Pd 2012 0.59917 2011 0.11548 506 0.44144A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.00521LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.15252SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Retirement 2030 Ptf Cl R1 n0.07499A Dec 27 ’12 0.02259LG Dec 27 ’12 0.19117SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Retirement 2025 Ptf Cl R6 0.15629A Dec 27 ’12 0.03346LG Dec 27 ’12 0.18601SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Pd 2012 0.28875 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Pd 2012 0.37576 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Retirement Choices at 2025 Ptf Cl R4 Pd 2012 0.34777 2011 n0.1283A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.03346LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.18601SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Retirement 2025 Ptf Cl R2 n0.10032A Dec 27 ’12 0.03346LG Dec 27 ’12 0.18601SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Retirement 2025 Ptf Cl R1 n0.07234A Dec 27 ’12 0.03346LG Dec 27 ’12 0.18601SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Retirement 2020 Ptf Cl R6 n0.15257A Dec 27 ’12 0.04126LG Dec 27 ’12 0.14603SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Nil
Retirement Choices At 2020 Ptf Cl R2 Pd 2012 0.28388 2011 n0.09659A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.04126LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.14603SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Nil
Diversified Strategies Fd Cl I 0.48396A Dec 27 ’12 0.00521LG Dec 27 ’12 0.15252SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Retirement 2015 Ptf Cl R6 n0.15214A Dec 27 ’12 0.05567LG Dec 27 ’12 0.12498SG Dec 27 ’12
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Retirement 2Choices at 2015 n0.12426A Dec 27 ’12 0.05567LG Dec 27 ’12 0.12498SG Dec 27 ’12 Retirement 2015 Ptf Cl R2 n0.09639A Dec 27 ’12 0.05567LG Dec 27 ’12 0.12498SG Dec 27 ’12 Retirement 2015 Ptf Cl R1 n0.06852A Dec 27 ’12 0.05567LG Dec 27 ’12 0.12498SG Dec 27 ’12 Retirement 2010 Ptf Cl R6 n0.14503A Dec 27 ’12 0.07368LG Dec 27 ’12 0.11287SG Dec 27 ’12
Ptf Cl R4 Pd 2012 0.30491 2011 ¸Dec 27 ’12 Dec 26 ’12 ¸Dec 27 ’12 Dec 26 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
621
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
639
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
JOHN HANCOCK FUNDS II (cont.) Retirement Choices at 2010 Ptf Cl R4 Pd 2012 0.30385 2011 n0.1173A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.07368LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.11287SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Retirement 2010 Ptf Cl R2 n0.08958A Dec 27 ’12 0.07368LG Dec 27 ’12 0.11287SG Dec 27 ’12 Retirement 2010 Ptf Cl R1 n0.06185A Dec 27 ’12 0.07368LG Dec 27 ’12 0.11287SG Dec 27 ’12 2012
n0.05188A 0.02819LG 0.04566SG
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
670
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.2484 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
662
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.27613 2011 Nil
0.12573 2011
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
Health Sci Fd Nav Cl n0.11463LG Dec 21 ’12 0.36602SG Dec 21 ’12
¸Dec 21 ’12 ¸Dec 21 ’12
688
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Pd 2012 0.48065 2011 Nil
Dec 20 ’12 Dec 20 ’12
2012
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
0.07422 2011
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
704
Dec 24 ’12 Dec 24 ’12 Nil
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
696
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
Global Absolute Return Strategies Fd Cl R2 Pd
n0.00037A 0.02819LG 0.04566SG
Retirement Living through 2045 Ptf Cl R4Pd 2012 0.22846 2011 Nil 746 n0.13049A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Retirement Living through 2050 Ptf Cld R3 Pd
2012
n0.09248A 0.01797LG 0.08SG
Dec 27 ’12 Dec 27 ’12 Dec 27 ’12
0.19045 2011
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
Retirement Living through 2050 Ptf Cl R2 Pd 2012 0.2047 2011 n0.10673A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
761
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Nil
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.23218 2011 0.02854
¸Dec 21 ’12 ¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12
803
Dec 24 ’12 Dec 24 ’12
Strategic Income Opportunities Fd Cl R2 Pd
2012
0.409354882 2011
0.093464962M ----Divs. accrued daily, distributed monthly. Alternative Asset n0.16043A 0.01599LG 0.02393SG
Nil
---
811 Dec 31 ’12
Alloc Fd Cl R2 Pd 2012 0.20035 2011 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Nil
Retirement Living through 2025 Ptf Cl R2 Pd 2012 0.4767 2011 n0.16681A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.3094LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.00049SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Nil
n0.20358A 0.30175LG
2012
Dec 27 ’12 Dec 27 ’12
0.50533 2011
837
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
¸Dec 27 ’12 ¸Dec 27 ’12
Dec 26 ’12 Dec 26 ’12
Nil
845
Dec 28 ’12 Dec 28 ’12
Retirement Living through 2010 Ptf Cl R2Pd 2012 0.85274 2011 Nil 852 n0.28406A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.55915LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.00953SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Global Absolute Return Strategies Fd Cl Nav Pd
n0.07466A 0.02819LG 0.04566SG
2012
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
0.14851 2011
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Nil
860
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
Global Absolute Return Strategies Fd Cl IPd 2012 0.13512 2011 Nil 878 n0.06127A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.02819LG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 0.04566SG Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 24 ’12 Global Absolute Return Strategies Fd Cl A Pd
n0.02214A 0.02819LG 0.04566SG
2012
Dec 21 ’12 Dec 21 ’12 Dec 21 ’12
JOHN HANCOCK FUNDS III Intl Allocation Ptf Cl I Dec 27 ’12 Intl Allocation Ptf Cl C 0.0399A Dec 27 ’12 Intl Allocation Ptf Cl B Dec 27 ’12
0.09599 2011
¸Dec 21 ’12 ¸Dec 21 ’12 ¸Dec 21 ’12
Dec 20 ’12 Dec 20 ’12 Dec 20 ’12
Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
221
Dec 28 ’12
Pd 2012 0.0399 2011 0.03492
¸Dec 27 ’12
47803T 213
Dec 28 ’12
Pd 2012 0.0399 2011 0.03492
¸Dec 27 ’12
886
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
Pd 2012 0.12158 2011 0.1129
¸Dec 27 ’12
Intl Core Fd Cl R 0.84687A Dec 17 ’12
¸Dec 17 ’12
Intl Core Fd Cl C 0.73969A Dec 17 ’12
¸Dec 17 ’12
Pd 2012 0.84687 2011 0.30583
Dec 14 ’12
¸Dec 17 ’12
Intl Core Fd Cl A 0.93261A Dec 17 ’12
¸Dec 17 ’12
Intl Core Fd Cl I 1.04515A Dec 17 ’12
¸Dec 17 ’12
Intl Growth Fd Cl C 0.28661A Dec 17 ’12 1.15525LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Intl Growth Fd Cl B 0.28661A Dec 17 ’12 1.155525LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
1.15525LG
Intl Growth Fd Cl A Dec 17 ’12 Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Intl Growth Fd Cl I 0.50636A Dec 17 ’12 1.5525LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Intl Growth Fd Cl 1 0.51635A Dec 17 ’12 1.15525LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Dec 14 ’12
627
Dec 18 ’12 Dec 18 ’12
Pd 2012 1.6716 2011 0.28619
Dec 14 ’12 Dec 14 ’12
619
Dec 18 ’12 Dec 18 ’12
Pd 2012 2.05886 2011 0.27809
Dec 14 ’12 Dec 14 ’12
593
Dec 18 ’12 Dec 18 ’12
Pd 2012 1.5817 2011 0.19101
Dec 14 ’12 Dec 14 ’12
585
Dec 18 ’12 Dec 18 ’12
Pd 2012 1.442135 2011 0.04924
Dec 14 ’12 Dec 14 ’12
494
Dec 18 ’12
Pd 2012 1.44186 2011 0.04924
Dec 14 ’12 Dec 14 ’12
486
Dec 18 ’12
Pd 2012 1.04515 2011 0.52391
Dec 14 ’12
478
Dec 18 ’12
Pd 2012 0.93261 2011 0.39306
Dec 14 ’12
460
Dec 18 ’12
Pd 2012 0.73969 2011 0.18952
Dec 14 ’12
452
Dec 18 ’12
Pd 2012 0.73969 2011 0.18952
Intl Core Fd Cl B 0.73969A Dec 17 ’12
635
Dec 18 ’12 Dec 18 ’12
JOHN HANCOCK FUNDS III 47803U Global Shareholder Yield Cl A Pd 2012 0.27323 2011 0.24082 103 0.0543Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
Pd 2012 0.20516 2011 0.17486 301 Global Shareholder Yield Cl C 0.03691Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
Intl Core Fd Cl R2 n0.91386A Dec 17 ’12
239
Dec 28 ’12
Intl Allocation Ptf Cl A Pd 2012 0.09384 2011 0.08642 247 0.09384A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
Pd 2012 0.91386 2011 Nil
¸Dec 17 ’12
Dec 14 ’12
327
Dec 18 ’12
Global Shareholder Yield Fd Cl R2 Pd 2012 0.22023 2011 Nil 335 0.05306Q Dec 17 ’12 Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Disciplined Value Mid-Cap Fd Cl R2 Pd 2012 0.02797 2011 Nil 343 n0.02797A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Disciplined Value Fd Cl R2 n0.10789A Dec 17 ’12 Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Strategic Growth Fd Cl I 0.01539A Dec 17 ’12 0.03288SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Strategic Growth Fd Cl A 0.03288SG Dec 17 ’12
¸Dec 17 ’12
Pd 2012 0.60976 2011 Nil
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
Pd 2012 0.04827 2011 0.00246
Dec 14 ’12 Dec 14 ’12
376
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.03288 2011 0.00095
Dec 14 ’12
350
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
384
Dec 18 ’12
Global Shareholder Yield Cl NAV Pd 2012 0.32186 2011 0.29011 400 0.06647Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Disciplined Value Fd Cl R6 0.17728A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
0.13934SG
Intl Value Equity Fd Cl I Dec 17 ’12 Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Intl Value Equity Fd Cl A 0.08347A Dec 17 ’12 0.13934SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Disciplined Value Fd Cl Nav 0.18421A Dec 17 ’12
¸Dec 17 ’12
829 0.1082A
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Living through 2020 Ptf Cls R2 Pd
JOHN HANCOCK FUNDS III (cont.) Intl Core Fd Cl 1 Pd 2012 1.06926 2011 0.54717 320 1.06926A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
787 0.46264LG
Retirement Living through 2015 Ptf Cl R2Pd 2012 0.38351 2011 Nil 795 n0.24143A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.13685LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.00523SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Redwood Fd Nav Cl 0.09304A Dec 21 ’12 0.13914SG Dec 21 ’12
CUSIP Date of Date Record Payable
Global Shareholder Yield Cl B Pd 2012 0.20516 2011 0.17486 202 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
Retirement Living through 2050 Ptf Cl R1Pd 2012 0.18094 2011 Nil 779 n0.08297A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 Retirement Living through 2050 Ptf Cl A Pd 2012 0.2047 2011 n0.10673A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Date Ex-Div Declared Date
753 0.03691Q
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
Amt.
712 0.42645A
Dec 24 ’12 Dec 24 ’12 Dec 24 ’12
738 Retirement Living through 2050 Ptf Cl R5Pd 2012 0.24747 2011 Nil n0.1495A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.01797LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12 0.08SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 28 ’12
654 0.0399A
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Nil
Global Absolute Return Strategies Fd Cl R6 Pd
647 0.12158A
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.33158 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
613
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.24917 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
605
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.27704 2011 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
597
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.33279 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
589
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.64169 2011 0.12587
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
571
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.25589 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
563
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12 Nil
¸Dec 27 ’12 ¸Dec 27 ’12 ¸Dec 27 ’12
555
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Retirement Choices at 2020 Ptf Cl R4 Pd 2012 0.31187 2011 n0.12458A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.04126LG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 0.14603SG Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12
Retirement 2020 Ptf Cl R1 n0.0686A Dec 27 ’12 0.04126LG Dec 27 ’12 0.14603SG Dec 27 ’12
548
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.33986 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
530
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.29181 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
522
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
Pd 2012 0.31979 2011 Nil
Dec 26 ’12 Dec 26 ’12 Dec 26 ’12
514
Dec 28 ’12 Dec 28 ’12 Dec 28 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
January 8, 2013
Pd 2012 0.67915 2011 0.43544
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
Pd 2012 0.24754 2011 0.14464
Dec 14 ’12 Dec 14 ’12
442
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.18421 2011 0.44442
Dec 14 ’12
434
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.22281 2011 0.1092
Dec 14 ’12 Dec 14 ’12
418
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
491
Dec 18 ’12
Global Shareholder Yield Cl I Pd 2012 0.31257 2011 0.28355 509 0.06324Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Disciplined Value Fd Cl R5 0.17034A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Disciplined Value Fd Cl R4 0.14258A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Disciplined Value Fd Cl R3 0.08707A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Disciplined Value Fd Cl R1 0.0732A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Intl Core Fd Cl R5 1.03443A Dec 17 ’12
¸Dec 17 ’12
Intl Core Fd Cl R4 0.98084A Dec 17 ’12
¸Dec 17 ’12
Intl Core Fd Cl R3 0.87366A Dec 17 ’12 Disciplined Value Fd Cl I2 0.17311A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
Pd 2012 0.67221 2011 0.4239
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
Pd 2012 0.64445 2011 0.38541
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
574
Dec 18 ’12
Pd 2012 0.67498 2011 0.43672
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
566
Dec 18 ’12
Pd 2012 0.87366 2011 0.33491
¸Dec 17 ’12
558
Dec 18 ’12
Pd 2012 0.98084 2011 0.42214
Dec 14 ’12
541
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Pd 2012 1.03443 2011 0.50937
Dec 14 ’12
533
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Pd 2012 0.57507 2011 0.3341
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
525
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Pd 2012 0.58894 2011 0.34693
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
517
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
632
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Disciplined Value Fd Cl I Pd 2012 0.67082 2011 0.43159 640 0.16895A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.46264LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.03923SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
MUTUAL FUNDS
January 8, 2013 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
JOHN HANCOCK FUNDS III (cont.) Disciplined Value Fd Cl C Pd 2012 0.51262 2011 0.30969 657 0.01075A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.46264LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.03923SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Disciplined Value Fd Cl B 0.00659A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Disciplined Value Fd Cl A 0.11899A Dec 17 ’12 0.46264LG Dec 17 ’12 0.03923SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
1
Pd 2012 0.50846 2011 0.30969
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Pd 2012 0.62086 2011 0.38413
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
665
673
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Rainier Growth Fd Cl I Pd 2012 0.02164 2011 Nil 699 0.02164A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. div. $0.02048, 12-21-2010. 2012
0.39081 2011
2012
0.39081 2011
------------0.39081LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 1 No action taken 12-18-2012 regular dividend. 2012
0.39081 2011
Global Small Cap Opportunities Fd Cl A Pd
2012
0.39081 2011
¸Dec 17 ’12
Leveraged Cos Fd Cl A 0.03832A Dec 17 ’12
¸Dec 17 ’12
1
Pd 2012 0.67546 2011 0.1232
¸Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Dec 14 ’12
Dec 18 ’12
Dec 14 ’12
798
Dec 18 ’12
Incm Fd Cl R3 Pd 2012 0.360553601 2011 0.411861881 732 0.00967SG Dec 17 ’12 ¸Dec 12 ’12 Dec 14 ’12 Dec 18 ’12 0.027815219M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Classic Value Fd R5 0.25563A Dec 17 ’12
Pd 2012 0.25563 2011 0.2273
¸Dec 17 ’12
Balanced Fd Cl R5 Dec 17 ’12 0.30163LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Disciplined Value Mid Cap Fd Advisor Cl 0.03543
Dec 14 ’12
604 0.161Q
Dec 18 ’12
703 Disciplined Value Mid Cap Fd Cl R6Pd 2012 0.08837 2011 0.06013 0.08837A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Global Shareholder Yield Fd Cl R6 Pd 2012 0.31701 2011 0.10071 802 0.06547Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
¸Dec 17 ’12
Intl Core Fd Cl R6 1.05587A Dec 17 ’12
Pd 2012 0.06807 2011 Nil
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
869
Dec 18 ’12
Pd 2012 1.05587 2011 0.53845
Dec 14 ’12
844
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.02452 2011 Nil
¸Dec 17 ’12
877
Dec 18 ’12
JOHN HANCOCK INVESTMENT TRUST 41013P Large Cap Equity Fd Cl A Pd 2012 0.26207 2011 0.01284 103 0.26207A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1
Large Cap Equity Fd Cl B Pd 2012 0.06693 2011 Nil 202 0.06693A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. div. $0.12271A, 12-21-2010.
1
Large Cap Equity Fd Cl C Pd 2012 0.06694 2011 Nil 301 0.06694A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. div. $0.12278A, 12-21-2010.
Large Cap Value Fd Cl I 0.34713A Dec 17 ’12
Pd 2012 0.34713 2011 0.02646
¸Dec 17 ’12
Dec 14 ’12
608
Dec 18 ’12
Large Cap Intrinsic Value Fd Cl I Pd 2012 0.1499 2011 0.08343 764 0.1499A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Large Cap Intrinsic Value Fd Cl C Pd 2012 0.02351 2011 0.0388 772 0.02351A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Large Cap Intrinsic Value Fd Cl B Pd 2012 0.01765 2011 0.0388 780 0.01765A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Large Cap Intrinsic Value Fd Cl A Pd 2012 0.10699 2011 0.05496 798 0.10699A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 JOHN HANCOCK INVESTMENT TRUST 47803P Balanced Fd Cl A Pd 2012 0.60327 2011 0.16547 104 0.14447Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.30163LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 17 ’12 Balanced Fd Cl B 0.11545Q Dec 17 ’12 0.30163LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Sovereign Invs Fd Cl A 0.0668Q Dec 17 ’12 0.73202LG Dec 17 ’12 0.15612SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Sovereign Invs Fd Cl B 0.03727Q Dec 17 ’12 0.73202LG Dec 17 ’12 0.15612SG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
708
Dec 18 ’12 Dec 18 ’12
Incm Fd Cl R4 Pd 2012 0.37954599 2011 0.429929143 724 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.029241215M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
¸Dec 17 ’12
Rainier Growth Fd Cl R6 n0.02452A Dec 17 ’12
Dec 14 ’12 Dec 14 ’12
Pd 2012 0.49292 2011 0.06547
Dec 14 ’12 Dec 14 ’12
Dec 18 ’12 Dec 18 ’12
Pd 2012 1.12744 2011 0.3224
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
302
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Pd 2012 1.01223 2011 0.21134
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
203
401
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Dec 14 ’12 Dec 14 ’12
765
Dec 18 ’12
Pd 2012 0.6687 2011 0.22726
Dec 14 ’12 Dec 14 ’12
757
Dec 18 ’12
Pd 2012 0.15961 2011 0.13252
Dec 14 ’12
740
Dec 18 ’12
Pd 2012 0.2309 2011 0.18573
Pd 2012 0.57325 2011 0.14959
¸Dec 17 ’12 ¸Dec 17 ’12
Balanced Fd Cl I 0.16018Q Dec 17 ’12 0.30163LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Balanced Fd Cl R2 0.30163LG Dec 17 ’12
¸Dec 17 ’12
Balanced Fd Cl R1 0.13263Q Dec 17 ’12 0.30163LG Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Sovereign Invs Fd Cl I 0.08267Q Dec 17 ’12 0.73202LG Dec 17 ’12 0.15612SG Dec 17 ’12
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
823
Dec 18 ’12 Dec 18 ’12
Pd 2012 1.1928 2011 0.3941
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
815
Dec 18 ’12
Pd 2012 0.55925 2011 0.12946
880
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
JOHN HANCOCK INVESTMENT TRUST II Regl Bk Fd Cl A Pd 2012 0.79565 2011 0.85032 0.03548Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 0.60754LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 0.10598SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec
Regl Bk Fd Cl B Pd 2012 0.72349 2011 0.79661 205 0.00997Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.60754LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.10598SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. divs. $0.00168Q & $0.78446LG, 12-16-2011. ¸Dec 17 ’12
Small Cap Equity Fd Cl A 0.02429A Dec 17 ’12
¸Dec 17 ’12
Sm Cap Equity Fd R6 0.0821A Dec 17 ’12
¸Dec 17 ’12
Small Cap Equity Fd Cl I 0.07422A Dec 17 ’12
¸Dec 17 ’12
Pd 2012 0.03556 2011 0.11776
Dec 14 ’12 Dec 14 ’12
825
Dec 18 ’12
Pd 2012 0.07422 2011 0.53592
Dec 14 ’12
700
Dec 18 ’12
Pd 2012 0.0821 2011 0.53387
Dec 14 ’12
502
Dec 18 ’12
Pd 2012 0.02429 2011 0.43971
JOHN HANCOCK TAX-EXEMPT SERIES FUND 410229 MA Tax-Free Incm Fd Cl APd 2012 0.45896846 2011 0.506469069 207 0.00105LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.035102902M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. NY Tax-Free Incm Fd Cl APd 2012 0.505977765 2011 0.506054758 306 0.04281LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.037595646M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. MA Tax-Free Incm Fd Cl BPd 2012 0.360020574 2011 0.417931531 405 0.00105LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.026565019M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
504 NY Tax-Free Incm Fd Cl BPd 2012 0.409564679 2011 0.420754234 0.04281LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.029214705M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. MA Tax-Free Incm Fd Cl C Pd
2012
0.360149813 2011
0.00105LG Dec 17 ’12 ¸Dec 17 ’12 0.026606874M ----Divs. accrued daily, distributed monthly.
0.418043355
Dec 14 ’12 ---
603
Dec 18 ’12 Dec 31 ’12
NY Tax-Free Incm Fd Cl CPd 2012 0.409645968 2011 0.42109824 702 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.029256529M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
JOHN HANCOCK TAX FREE BOND TRUST 41013Y Tax-Free Bd Fd Cl A Pd 2012 0.421232856 2011 0.441324493 104 0.034200771M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax-Free Bd Fd Cl B Pd 2012 0.342998726 2011 0.368362333 203 ------Dec 31 ’12 Divs. accrued daily, distributed monthly. High Yield Muni Bd Fd Cl A Pd
2012
841
Dec 18 ’12
Regl Bk Fd Cl C Pd 2012 0.72348 2011 0.79661 866 1 0.00996Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.60754LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.10598SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. divs. $0.00168Q & $0.78446LG, 12-16-2011.
0.359025746 2011
0.029267653M ----Divs. accrued daily, distributed monthly.
0.383691898
---
302 Dec 31 ’12
High Yield Muni Bd Fd Cl B Pd
2012
0.295055254 2011
0.023674978M ----Divs. accrued daily, distributed monthly.
0.324936038
---
401 Dec 31 ’12
High Yield Muni Bd Fd Cl CPd 2012 0.29510196 2011 0.324976232 500 0.0236894M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
409905 Tax-Free Bd Fd Cl C 106 0.027450335M --18 ’12 18 ’12 18 ’12
1
Finl Inds Fd Cl A 0.03556A Dec 17 ’12
Incm Fd Cl C Pd 2012 0.326914292 2011 0.378532053 888 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.024985611M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
807 0.027435646M
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.48296 2011 Nil
Dec 14 ’12
799
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.66736 2011 0.23242
Incm Fd Cl I Pd 2012 0.388423415 2011 0.45121887 839 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.031056537M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
773 0.04281LG
Dec 18 ’12 Dec 18 ’12
Balanced Fd Cl R4 Pd 2012 0.6257 2011 0.18325 781 0.15273Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.30163LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Balanced Fd Cl R3 0.13621Q Dec 17 ’12 0.30163LG Dec 17 ’12
Income Fd Cl R Pd 2012 0.350593035 2011 0.40729137 821 0.00967SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
690
Dec 18 ’12
764 0.00967SG
Classic Value Fd R3 0.15961A Dec 17 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
Dec 18 ’12
Pd 2012 0.49298 2011 0.06549
Disciplined Value Mid Cap Fd Cl A Pd 2012 0.04247 2011 0.03387 505 0.04247A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
Strategic Growth Fd Cl NAV n0.03519A Dec 17 ’12 0.03288SG Dec 17 ’12
Dec 14 ’12
Strategic Income Fd Cl R6Pd 2012 0.403371361 2011 0.160162199 813 0.00967SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.031583893M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
682 0.00967SG
Incm Fd Cl R5 Pd 2012 0.400577965 2011 0.449727273 716 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 756 0.00967SG ------Dec 31 ’12 Dec 18 ’12 0.031063895M Divs. accrued daily, distributed monthly. Dec 18 ’12
Pd 2012 0.03832 2011 0.12099
¸Dec 17 ’12
Dec 14 ’12
674
Dec 18 ’12
Pd 2012 0.17583 2011 0.00215
¸Dec 17 ’12
Dec 17 ’12
Dec 14 ’12
Strategic Income Fd Cl 2 Pd 2012 0.2894495838 2011 Nil 797 Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.030133668M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
666 0.00967SG
Dec 18 ’12
Pd 2012 0.19458 2011 0.00604
Classic Value Fd R4 0.2309A Dec 17 ’12
0.05213A
Dec 14 ’12
JOHN HANCOCK STRATEGIC SERIES (cont.) Incm Fd Cl B Pd 2012 0.326878159 2011 0.378569359 300 0.00967SG Dec 17 ’12¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 0.024981232M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
658 0.027615604M
Dec 18 ’12 Dec 18 ’12
Pd 2012 0.30298 2011 0.01641
Dec 18 ’12 Balanced Fd Cl C 0.11547Q Dec 17 ’12 Dec 18 ’12 0.30163LG Dec 17 ’12
749
Dec 14 ’12 Dec 14 ’12
Pd 2012 0.35934 2011 0.02646
¸Dec 17 ’12
Pd 2012 0.06667 2011 0.15949
0.05213 2011
633
Dec 18 ’12
Global Opportunities Fd Cl R6 Pd 2012 0.1499 2011 0.08496 641 0.1499Q Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. div. $0.04616Q, 12-16-2011.
JOHN HANCOCK FUNDS III 47803W Disciplined Value Mid Cap Fd Cl I Pd 2012 0.08474 2011 0.05748 406 0.08474A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
2012
Dec 14 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
609 0.00967SG
Dec 18 ’12 Dec 18 ’12 Dec 18 ’12
Pd 2012 0.36272 2011 0.0271
Large Cap Equity Fd Cl R1 0.17583A Dec 17 ’12
Rainier Growth Fd Cl R5 Pd 2012 0.0111 2011 Nil 822 1 0.0111A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 1 Prev. div. $0.00911, 12-21-2010.
Pd
Dec 14 ’12 Dec 14 ’12 Dec 14 ’12
3.41999
------------0.39081LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 1 No action taken 12-18-2012 regular dividend. 1
Leveraged Cos Fd Cl I 0.06667A Dec 17 ’12
¸Dec 17 ’12
Dec 18 ’12 Large Cap Equity Fd Cl R3 Dec 18 ’12 0.19458A Dec 17 ’12
3.30444
1 ------------0.39081LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 1 No action taken 12-18-2012 regular dividend.
Large Cap Equity Fd Cl R6 0.36272A Dec 17 ’12
Pd 2012 1.01134 2011 0.21118
¸Dec 17 ’12
731
Global Small Cap Opportunities Fd Cl B Pd
¸Dec 17 ’12 ¸Dec 17 ’12 ¸Dec 17 ’12
Large Cap Equity Fd Cl R4 0.30298A Dec 17 ’12
3.30444
1
Sovereign Invs Fd Cl C 0.03721Q Dec 17 ’12 0.73202LG Dec 17 ’12 0.15612SG Dec 17 ’12
¸Dec 17 ’12
Global Small Cap Opportunities Fd Cl C Pd
Global Opportunities Fd Cl R2 Pd 2012 0.09041 2011 Nil 591 n0.09041A Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
¸Dec 17 ’12 ¸Dec 17 ’12
723
CUSIP Date of Date Record Payable
JOHN HANCOCK INVESTMENT TRUST (cont.) Large Cap Equity Fd Cl R2 Pd 2012 0.30161 2011 Nil 583 n0.30161A Dec 17 ’12 Dec 17 ’12 Dec 14 ’12 Dec 18 ’12
Dec 18 ’12 Large Cap Equity Fd Cl R5 Dec 18 ’12 0.35934A Dec 17 ’12
3.47941
------------0.39081LG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 1 No action taken 12-18-2012 regular dividend. 1
Date Ex-Div Declared Date
Balanced Fd Cl R6 0.16266Q Dec 17 ’12 0.30163LG Dec 17 ’12
Global Small Cap Opportunities Fd Cl I Pd
Amt.
Page 33
Pd 2012 0.343013224 2011 0.368499978
--Divs. accrued daily, distributed monthly.
---
524686
LEGG MASON GLOBAL ASSET MANAGEMENT TRUST Legg Mason BW Absolute Return Opportunities Fd Cl Pd
2012
0.377779074 2011
0.024787356M ----Divs. accrued daily, distributed monthly.
609 Dec 31 ’12
Nil
---
128 Dec 31 ’12
Legg Mason BW Intl Opportunities Bd Fd Cl C Pd
2012
0.326678942 2011
0.038745569M ----Divs. accrued daily, distributed monthly.
Nil
---
136 Dec 31 ’12
Legg Mason BW Global Oppotunities Bd Fd Cl C Pd
2012
0.261497451 2011
0.02065164M ----Divs. accrued daily, distributed monthly.
Nil
---
144 Dec 31 ’12
Legg Mason BW Global High Yield Fd Cl IS Pd
2012
0.050066706 2011
n0.050066706M ----Divs. accrued daily, distributed monthly.
Nil
---
151 Dec 31 ’12
Legg Mason Intl Opptys Bd Fd Cl Fi Pd
2012
1.035408745 2011
0.046882559M ----Divs. accrued daily, distributed monthly.
JOHN HANCOCK STRATEGIC SERIES 410227 Incm Fd Cl A Pd 2012 0.373305712 2011 0.425098503 102 Legg Mason MBW Global Opportunities Bd Fd Cl IS 0.00967SG Dec 17 ’12 ¸Dec 17 ’12 Dec 14 ’12 Dec 18 ’12 Pd 2012 0.442444573 2011 0.028989407M ------Dec 31 ’12 0.031771986M ----Divs. accrued daily, distributed monthly. Divs. accrued daily, distributed monthly.
0.232547418
---
300 Dec 31 ’12
Nil
---
318 Dec 31 ’12
MERGENT DIVIDEND RECORD
Page 34 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
LEGG MASON GLOBAL ASSET MANAGEMENT TRUST (cont.) Legg Mason BW Global Opportunities Bd Fd Cl FI Pd
2012
0.413163866 2011
---
326
Pd
Dec 31 ’12
2012
Nil
---
334
Pd
Dec 31 ’12
Nil
---
367
Pd
Dec 31 ’12
Cl F-1 0.343394059
---
2012
0.469747212 2011
0.416995362
0.033441819M ----Divs. accrued daily, distributed monthly.
Legg Mason BW Global Opportunities Bd Fd Cl C1 2012
0.390895521 2011
Western Asset Mortgage Backed Securities Fund Clas
0.402288754 2011
0.025945411M ----Divs. accrued daily, distributed monthly. Pd
2012
---
Nil
---
375
Pd
Dec 31 ’12
2012
0.496824467 2011
---
2012
0.418763253 2011
Nil
---
366
Legg Mason Intl Opptys Bd Fd Cl I Pd
2012
1.066143797 2011
0.23777674
0.049724197M ----Divs. accrued daily, distributed monthly.
---
409
2012
1.07672654 2011
0.050749026M ----Divs. accrued daily, distributed monthly.
---
508
Pd
2012
1.005184247 2011
0.226405834
---
631
Pd
2012
0.979972636 2011
0.223258488
---
649
2012
1.035400417 2011
0.232544449
---
656
2012
0.614759228 2011
0.280884057
---
672
2012
0.510855618 2011
0.090007592
---
680 Dec 31 ’12
Absolute Return Opportunities Fd Cl FI Pd
2012
0.571679846 2011
0.095024263
0.032603061M ----Divs. accrued daily, distributed monthly.
---
2012
0.508105559 2011
698 Dec 31 ’12
Western Asset BW Absolute Return Opportunities Fd Pd
0.027538896M ----Divs. accrued daily, distributed monthly.
0.19659556
---
2012
0.570270961 2011
0.032809249M ----Divs. accrued daily, distributed monthly.
2012
0.245990192
---
---
722
2012
Nil
---
0.103415718 2011
Nil
---
0.213716195 2011
749
Nil
---
764 Dec 31 ’12
2012
0.198257159 2011
Nil
---
798 Dec 31 ’12
Western Asset Corp Bd Fd Cl C Pd 2012 0.152114275 2011 Nil 814 0.026554212M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Western Asset Adjustable Rate Income Fd CL C Pd
2012
0.007371172 2011
0.006910401M ----Divs. accrued daily, distributed monthly.
Nil
---
2012
0.496262986 2011
---
791 Dec 31 ’12
0.000161416 2011
0.00016303
---
841 Dec 31 ’12
2012
0.404771573 2011
848
2012
0.00010688 2011
2012
0.00010688 2011
2012
2012
0.000112704 2011
---
0.000102232 2011
0.000009742M ----Divs. accrued daily, distributed monthly.
0.000075624
---
2012
0.337538962 2011
---
0.000119418 2011
0.000018335M ----Divs. accrued daily, distributed monthly.
MFS Intl Growth Fd Cl W Last payment published $0.26049A, 12-15-2011. Merged with MFS Series Trust X Intl Growth Fd R5, eff. 5-31-2012.
0.030697379M ------Dec 31 ’12 Formerly Legg Mason Partners Inv. Funds Government Securities Fund, Class Y. Divs. accrued daily, distributed monthly.
----Divs. accrued daily, distributed monthly.
Cl B
MFS SERIES TRUST XV 55276T Diversified Target Return Fd Cl W Last payment published $0.26754A, 12-15-2011. 503 Merged with MFS Series Trust XV, Diversified Target Return Fd Cl R5, eff. 5-31-2012.
581 12-27-2011. Dec 31 ’12
---
257
Fund dissolved, eff. 6-25-2012.
805 12-27-2011.
0.000109538
---
847
Blended Resh Growth Ptf Cl SC Last payment published $0.05119A, 12-27-2011. Fund dissolved, eff. 6-25-2012.
273
Blended Resh Growth Ptf Cl IC Last payment published $0.15926A, 12-27-2011. Fund dissolved, eff. 6-25-2012.
281
Dec 31 ’12
52469N 0.393393108
0.000099462
---
---
---
265
Fund dissolved, eff. 6-25-2012.
Dec 31 ’12
203 MORGAN STANLEY INSTITUTIONAL FUND INC. Emerging Mkts Debt Portfolio Cl PPd 2012 0.36839 2011 0.223264 No action taken on 12-17-2012 div. 1 Prev. div. $0.122213Q, 10-2-2012. Emerging Markets Debt Pt Cl I Pd 2012 0.39214 2011 0.2309 No action taken on 12-17-2012 div. 1 Prev. div. $0.13Q, 10-2-2012.
747
1
Intl Small Cap Cl I Shs Pd 2012 0.211941 2011 Nil No action taken on 12-17-2012 div. 1 Prev. div. $0.211941S, 7-3-2012.
838
1
202 MORGAN STANLEY INSTITUTIONAL FUND INC.
Intl Small Cap Ptf Cl L Pd 2012 0.211941 2011 Nil No action taken on 12-17-2012 div. 1 Prev. div. $0.211941S, 7-3-2012. Intl Small Cap Ptf Cl H Pd 2012 0.211941 2011 Nil No action taken on 12-17-2012 div. 1 Prev. div. $0.211941S, 7-3-2012.
230
1
Emerging Markets Debt Ptf Cl H Pd 2012 0.36887 2011 0.751171 No action taken on 12-17-2012 div. 1 Prev. div. $0.122139Q, 10-2-2012.
602
1
Emerging Mkts Debt Portfolio Cl LPd 2012 0.323031 2011 0.690981 No action taken on 12-17-2012 div. 1 Prev. div. $0.107035Q, 10-2-2012.
800
1
Jan 2
205 Jan 2
61756E 222
1
Dec 31 ’12
532726 106
61744J 598
1
52470M
Pd 2012 0.3209049 2011 0.3414077
0.0239404M ----Divs. accrued daily, distributed monthly.
205
MFS SERIES TRUST XII 55275E Sector Rotational Fd Cl W Last payment published $0.20698A, 12-15-2011. 440 Merged with MFS Series Trust XII, Equity Opportunities Cl Fd R5, eff. 5-31-2012.
Dec 31 ’12
333
106
Merged with MFS Series Trust X Intl Value Fd R5, eff. 5-31-2012.
Blended Resh Value Ptf Cl IC Last payment published $0.23415A, 0.000099462
LEGG MASON PARTNERS PREMIUM MONEY MARKET TRUST Western Asset Premium U.S. Treasury Reserves 2012
552743
MFS VARIABLE INSURANCE TRUST II 55274F Blended Resh Value Ptf Cl SC Last payment published $0.01718A,
Nil
------Dec 31 ’12 1 Covers period from 12-1-2012 thru 12-12-2012. Divs. accrued daily, distributed monthly. Formerly Legg Mason Partners Oregon Municipals Fund Western Asset Oregon Municipals Fd Cl B. Merged with Legg Mason Partners Oregon Municipals Fund, Western Asset Oregon Municipals Fd Cl A, eff. 12-12-2012.
Pd
Jan 2 Jan 2
MFS SERIES TRUST V 552981 MFS Resh Fd Cl W Last payment published $0.24434A, 12-15-2011. 417 Merged with MFS Series Trust V, Resh Fd Cl R 5, eff. 5-31-2012.
0.015872257D
52469F 0.0332515M 0.446480696
573 Dec 31 ’12
LEGG MASON PARTNERS OREGON MUNICIPALS FUND Western Asset Oregon Municipals Fd Cl B Pd
Dec 28 ’12 Dec 28 ’12
102 Dec 31 ’12
Western Asset Govt Money Reserve Cl A 2012
¸Dec 31 ’12 ¸Dec 31 ’12
561661 109
MFS SERIES TRUST I 55273H MFS Resh Intl Fd Cl W Last payment published $0.28508A, 12-8-2011. 437 Merged with MFS Series Trust I, Resh Intl Fd Cl R5, eff. 5-31-2012.
209
52470R 0.000099462
Western Asset U.S. Treasury Reserves Cl N 0.000014978M ----Divs. accrued daily, distributed monthly.
Dec 28 ’12 Dec 28 ’12
MFS SERIES TRUST X MFS Intl Value Fd Cl W Last payment published $0.39273A,
0.50304836
0.000011315 2011
0.000008979M ----Divs. accrued daily, distributed monthly.
0.0484CG
Pd 2012 0.2646 2011 0.2578
52469K 12-15-2011.
LIMITED TERM TAX-EXEMPT BOND FUND OF AMERICA Cl A Pd 2012 0.4332426 2011 0.4509151
LEGG MASON PARTNERS INCOME TRUST Western Asset Mortgage Backed Securities Fd Cl I Pd
0.000322084
MANAGED MUNICIPAL FUND, INC. ISI Mgd Cl
502 0.0212M Dec 31 ’12
Western Asset Tax Free Reserves Cl C
1
Westn Asset Global High Yield Bd Fd Cl C Pd
2012
Pd
Dec 31 ’12
Westn Asset High Income Fd Cl C Pd 2012 0.152075679 2011 Nil 772 0.032204235M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
0.046760515M ----Divs. accrued daily, distributed monthly.
---
Western Asset Calif Tax Free Moeny Mkt Fd
731
Westen Asset Mortgage Backed Secs Fd Cl C 2012
0.000480817 2011
0.000012066M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Western Asset Short Term Bd Cl C Pd 2012 0.015406934 2011 Nil 756 0.006883763M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd
2012
0.000012066M ----Divs. accrued daily, distributed monthly.
Pd
0.027772339M ----Divs. accrued daily, distributed monthly.
0.000224107
Ltd Term Govt & Agency Fd Cl APd 2012 0.2719805 2011 0.284526 359 0.0289972M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
403 Dec 31 ’12
Western Asset CA Tax Free Money Mkt Fd Cl N
Pd Pd
---
0.01796807D ------Dec 31 ’12 1 Covers period from 12-1-2012 thru 12-12-2012. Divs. accrued daily, distributed monthly. Formerly Legg Mason Partners Massachusetts Municipals Fund Western Asset Massachusetts Mun Fd Cl B. Merged with Legg Mason Partners Massachusetts Municipals Fund, Western Asset Massachusetts Mun Fd Cl A, eff. 12-12-2012.
Dec 31 ’12
Western Asset Strategic Income Fd Cl C 0.021524556M ----Divs. accrued daily, distributed monthly.
Ltd Term Govt & Agency Fd Cl BPd 2012 0.1820525 2011 0.195633 342 0.0213372M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
1
Pd
0.020211723 2011
---
Pd
Pd
Western Asset SHort Term Bd Fd Cl Is Pd
0.000153877
714 LEGG MASON PARTNERS MONEY MARKET TRUST
LEGG MASON PARTNERS INCOME TRUST 52468A Global High Yield Bd Fd Cl IS Pd 2012 0.18403048 2011 Nil 723 0.053130003M ------Dec 31 ’12
0.010195385M
0.000133566 2011
0.000031799M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Absolute Return Opportunities Fd Cl A Pd
304 Dec 31 ’12
LEGG MASON PARTNERS MASSACHUSETTS MUNICIPALS FUND Western Asset Massachusetts Mun Fd Cl B
0.029876726M ----Divs. accrued daily, distributed monthly.
Ltd Term Govt & Agency Fd Cl CPd 2012 0.1823692 2011 0.195755 334 ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
Absolute Return Opportunities Fd Cl R Pd
---
543487
Ltd Term Govt & Agency Fd Cl YPd 2012 0.3029631 2011 0.315083 326 0.0316308M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
205 0.0213751M
Western Asset Instl US Treas Reserves Instl Cl Pd
0.036627849M ----Divs. accrued daily, distributed monthly.
2012
0.000045409M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Absolute Return Opportunities Fd Cl I Pd
0.000133566 2011
Jan 2
Dec 31 ’12
Western Asset Instl Government Reserves Instl Shs Pd
0.046995209M ----Divs. accrued daily, distributed monthly.
2012
0.000025409M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Bw International Opportunitites Bd Fd Cl A Pd
0.001650036
Western Asset Instl Cash Reserves Cl SVB Pd
0.042076472M ----Divs. accrued daily, distributed monthly.
0.001876349 2011
0.000025409M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Western Asset BW International Opportunity Bd Fd C
---
Western Asset Instl Cash Reserves Cl S Pd
0.044256856M ----Divs. accrued daily, distributed monthly.
2012
0.000149821M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Bw International Opportunitites Bd Fd Cl R
52470G 0.001157645
Western Asset Instl Cash Reserves Instl Shs Pd
0.694642642
0.001378564 2011
0.000107358M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Legg Mason BW Intl Opptys Bd Fd Cl IS Pd
2012
---
374
Western Asset Instl Cash Reserves Cl L Pd
601
Pd 2012 0.4656992 2011 0.4868303
Dec 31 ’12 LOOMIS SAYLES FUNDS II
383 LEGG MASON PARTNERS INSTITUTIONAL TRUST Dec 31 ’12
403
Pd 2012 0.4232666 2011 0.4437049
Cl F-2 Shs Dec 31 ’12
Legg Mason BW Global Opportunities Bd Fd Cl A Pd
0.028494388M ----Divs. accrued daily, distributed monthly.
Jan 2
358
0.0358455M ----Divs. accrued daily, distributed monthly.
0.443494017
0.035781706M ----Divs. accrued daily, distributed monthly.
---
0.0324746M ------Jan 2 Dec 31 ’12 Divs. accrued daily, distributed monthly. Formerly Limited Term Tax-Exempt Bond Fund of America (United States) Cl F.
Western Asset Mortgage Backed Securities Fd Cl 1
0.3807573169 2011
0.02386384M ----Divs. accrued daily, distributed monthly.
304
Pd 2012 0.3127512 2011 0.3338211
341 0.0230519M ----Dec 31 ’12 Divs. accrued daily, distributed monthly.
---
0.027415191M ----Divs. accrued daily, distributed monthly.
Legg Mason BW Global Opportunities Bd Fd Cl R 2012
LIMITED TERM TAX-EXEMPT BOND FUND OF AMERICA (cont.) Cl C 0.34866904
Western Asset Mortgage Backed Secs Fd Cl B
0.436932852 2011
0.030782649M ----Divs. accrued daily, distributed monthly. Pd
0.403391987 2011
0.030854235M ----Divs. accrued daily, distributed monthly.
Legg Mason BW Global Opportunities Bd Fd Cl I Pd
2012
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
LEGG MASON PARTNERS INCOME TRUST (cont.) Western Asset Mortgage Backed Secs Fd Cl C1 Nil
0.029542133M ----Divs. accrued daily, distributed monthly.
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
January 8, 2013
MUTUAL FUNDS
January 8, 2013 Date Ex-Div Declared Date
Amt.
CUSIP Date of Date Record Payable
MORGAN STANLEY INSTITUTIONAL FUND INC. (cont.)
Dec 28 ’12
¸Dec 31 ’12
Dec 28 ’12
656866 Pd 100 0.096561Q
Jan 2
Jan 11
Jan 15
1
2012
0.021667M Jan 2 1 Interest payment
Jan 11
1
2012
0.022083M Jan 2 1 Interest payment
Nil NYS
Jan 15
0.106735 2011
Jan 11
701
0.02375M Jan 2 1 Interest payment
Nil NYS
Jan 15
Jan 11
1
2012
0.021667M Jan 2 1 Interest payment
Jan 15
0.260004 2011
Jan 11
800
67069P
0.260004 ASE
Jan 15
2012
0.378717 2011
2012
0.305566 2011
2012
Jan 2
Jan 10
Jan 11
Jan 15
Pd 1
2012
0.023333M Jan 2 1 Interest payment
0.112776 2011
Jan 11
0.19M
0.09M
Munifund Term Pfd Shs 2.80% Ser 2014-1 Nil NYS
Jan 15
Feb 1
---
Dec 31 ’12
748
0.006822691
---
Dec 31 ’12
Jan 14
Jan 2
Jan 10
Jan 2
Jan 14
Jan 2
Jan 10
Jan 14
PUERTO RICO INVESTORS TAX-FREE FUND INC II Com Pd 2012 0.635004 2011 0.635004 0.052917M
Jan 2
Jan 10
Jan 14
Jan 2
Jan 10
Jan 14
Jan 14
Jan 10
Feb 1
Jan 14
72201H NYS 108
PUERTO RICO INVESTORS TAX-FREE FUND IV INC Com Pd 2012 0.645 2011 0.645
Jan 2
Jan 14
---
---
Jan 2
72201J 0.004333M 104
Jan 10
Jan 14
Dec 31 ’12
---
2011 0.645
Dec 31 ’12
2011 0.714996
Feb 1
Feb 1
Feb 1
Jan 10
74527N 108 Jan 10
74527Q 101 Jan 10
745276 105
74529P 101
72200X 0.003M 104
Jan 2
Jan 10
Jan 14
EQS Pathfinder World Ptf Advisor ClPd 2012 0.08912 2011 0.00349 305 0.08912A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12
Dec 31 ’12
---
---
Dec 31 ’12
Jan 10
745296 103 Jan 10
2011 0.5437
0.0417M Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 1 Subject to Puerto Rican preferential tax rate of 10%. $0.018 tax-exempt & $0.0237 taxable income. 1 2
POPULAR INCOME PLUS FUND INC CL A
2
0.0513M Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 1 Subject to Puerto Rican preferential tax rate of 10%. $0.0325 tax-exempt & $0.0188 taxable income. 1 2
Cl C
2
¸Dec 27 ’12
0.00000002M ----Divs. accrued daily, distributed monthly.
2
0.000000211
---
824 Dec 31 ’12
Putnam 529 Money Mkt Cl B 2012
0.000009271 2011
0.000002389
---
832 Dec 31 ’12
Putnam 529 Money Mkt Cl A Pd
2012
0.000009271 2011
0.00000002M ----Divs. accrued daily, distributed monthly.
0.000000211
---
840 Dec 31 ’12
746441
Shs. Ben. Int. Pd 2012 0.341909826 2011 0.374686074 104 0.027167181M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Jan 15 Consists of
Cl B
Dec 26 ’12
0.000009271 2011
73317X 102 PUTNAM ARIZONA TAX-EXEMPT INCOME FUND
Pd 2012 0.281382765 2011 0.31800191
201 0.022005621M
----Divs. accrued daily, distributed monthly.
Pd 2012 0.5304 2011 0.536
Dec 27 ’12
2012
73317S 0.00000002M ----103 Divs. accrued daily, distributed monthly.
Jan 15 Consists of
Pd 2012 0.6156 2011 0.6257
74675T
PUTNAM 529 FOR AMERICA Putnam 529 Money Mkt Cl C
Feb 1
Jan 15 Consists of
Feb 1
PIMCO EQUITY SER VIT 72201V EQS Pathfinder World Ptf Instl Cl Pd 2012 0.11239 2011 0.01105 107 0.11239A Dec 27 ’12 ¸Dec 27 ’12 Dec 26 ’12 Dec 27 ’12
---
Pd 2012 1.40 2011 1.435 NYS
PIONEER FUNDAMENTAL GROWTH FUND 723695 Cl Y Pd 2012 0.201 2011 0.3655 409 0.096A Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
0.0442M
---
PUERTO RICO TAX-FREE TARGET MATURITY FUND INC Pd 2012 0.047 2011 0.07475 Com
Feb 1
Pd 2012 0.885 2011 Nil NYS
Jan 10
---
74527K 104
1 0.059583M ----Dec 31 ’12 Jan 10 1 Consists of $0.059380 tax-exempt & $0.000203 taxable income for holders who elect no withholding option.
Pd
1 2
0.177M
Dec 31 ’12
PUERTO RICO TAX-FREE TARGET MATURITY FUND II INC Com Pd 2012 0.061334 2011 0.075917
Feb 1
74527G 103
Pd 2012 0.885 2011 0.905 NYS
72201Y 1 Subject to Puerto Rican prererential tax rate of 10%. 101 $0.0280 tax-exempt & $0.0162 taxable income.
PIMCO DYNAMIC INCOME FUND Com
---
72202B PUERTO RICO INVESTORS TAX-FREE FUND VI INC Pd 2012 0.714996 100 Com
69323T POPULAR HIGH GRADE FIXED INCOME FUND, INC. NYS 101 Com Pd 2012 0.5169
PIMCO CORPORATE & INCOME STRATEGY FUND 72200U Com Pd 2012 1.80875 2011 1.56875 NYS 100 0.1125M
---
0.05375M
Feb 1
Pd 2012 1.165 2011 1.135
Jan 2
d Com
PIMCO CORPORATE & INCOME OPPORTUNITY FUND 72201B Com Pd 2012 2.175 2011 1.955 NYS 101 0.13M
Jan 10
1 0.052083M ----Dec 31 ’12 Jan 10 1 Consists of $0.049797 tax-exempt & $0.002286 taxable income for holders who elect no withholding option.
Pd
0.08M
Dec 31 ’12
Pd 2012 0.624996 2011 0.621668
Pd 2012 3.06 2011 3.221 NYS
Jan 10
PIMCO INCOME STRATEGY FUND II Com
0.08M
Pd 2012 1.06 2011 1.235
---
Incm Ptf 1
0.05375M
Feb 1
677490 864 PIMCO STRATEGIC GLOBAL GOVERNMENT FUND, INC.
ONTARIO TEACHERS’ GROUP INVESTMENT FUND Global Value Fd. Last payment published C$0.0495A, 12-31-2010. Merged with Ontario Teachers’ Group Investment Fund, Balanced Fd., eff. 6-30-2011. PCM FUND INC d Com
745274 100
706
0.08M OHIO NATIONAL FUNDS Balanced Fd Pd 2012 Nil 2011 0.273319678 1 No action taken on 12-5-2012 div. 1 Prev. div. $0.273319678A, 12-8-2011.
---
722014 PUERTO RICO INVESTORS TAX-FREE FUND V INC Pd 2012 0.645 107 Com
PIMCO INCOME STRATEGY FUND Com
Feb 1
PUERTO RICO INVESTMENT TAX-FREE FUND I INC. Com Pd 2012 0.635004 2011 0.635004
Pd 2012 1.4625 2011 1.340625 NYS
PIMCO INCOME OPPORTUNITY FUND Com
NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND 67064R Munifund Term Pfd Shs 2.80% Ser 2014Pd 2012 0.112776 2011 Nil NYS 607
730
PIMCO GLOBAL STOCKSPLUS & INCOME FUND 722011 Com Pd 2012 2.2002 2011 2.01685 NYS 103
0.3675Q
0.023333M Jan 2 1 Interest payment
Dec 31 ’12
0.002918571
0.378717 2011
0.121875M
1
---
Dividend & Incoem Builder Fd Cl A Pd
309 0.18335M
Feb 1
605 Dec 31 ’12
Money Mkt ProFund Inv ClPd 2012 0.000200501 2011 0.000199863 852 ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
722 PUERTO RICO INVESTORS FLEXIBLE ALLOCATION FUND
0.006822691
Feb 1
Jan 15
---
Dec 31 ’12
Dividend & Income Builder Fd Cl C Pd
PIMCO HIGH INCOME FUND Com Shs
Jan 11
0.000200651
0.000017162M ----Divs. accrued daily, distributed monthly.
0.052917M
0.088506Q ----Divs. accrued daily, distributed quarterly.
Feb 1
714
0.007696476
0.071246Q ----Divs. accrued daily, distributed quarterly.
883
743185
0.000202842 2011
698 0.000016984M Dec 31 ’12
---
2012
Dividend & Income Builder Fd Cl D
NUVEEN REAL ASSET INCOME & GROWTH FUND 67074Y Com Pd 2012 1.1797 2011 Nil NYS 105 Jan 4
---
0.403101 2011
Pd
Dec 31 ’12
0.005521305
0.088506Q ----Divs. accrued daily, distributed quarterly.
Feb 1
NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND Munifund Term Pfd Shs Ser 04/01/2015 Pd
2012
Pd
Feb 1
Munifund Term Pfd Shs 2.85% Ser 2016 Pd 2012 0.29292 2011 Nil NYS 1
0.354332 2011
0.082752Q ----Divs. accrued daily, distributed quarterly. Pd
Munifund Term Pfd Shs 2.65% Ser 2015-1 Pd
---
0.09426Q ----Divs. accrued daily, distributed quarterly.
0.267228 2011
672
0.008644601
Dividend & Income Builder Fd Cl P
Feb 1
Munifund Term Pfd Shs 2.6% Series 2015-1 Pd
2012
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
PROFUNDS Money Mkt ProFund Svc Cl
0.412855 2011
Dividend & Income Builder Fd Cl R Pd
0.021667M Jan 2 1 Interest payment
2012
----Divs. accrued daily, distributed quarterly.
NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND 67061Q Munifund Term Pfd Shs 2.6% Ser 2015Pd 2012 0.104724 2011 Nil NYS 602 1
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
PIMCO EQUITY SERIES (cont.) Dividend & Income Builder Instl Cl
NORTH AMERICAN GOVERNMENT BOND FUND INC ISI Cl Pd 2012 0.2128 2011 0.176 0.016M
Page 35
203 Dec 31 ’12
Cl M Pd 2012 0.314814491 2011 0.349562481 302 0.024851367M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
PRINCIPAL FUNDS, INC. Smallcap Growth I Fd Instl Cl Pd 2012 0.7198 2011 0.5831 1 No action taken on 12-21-2012 div. 1 Prev. div. $.7198LG, 12-19-2012.
74253J Cl C 461 0.020759305M
PRINCIPAL FUNDS, INC. Midcap Growth Fd Instl Cl Pd 2012 0.4187 2011 0.9145 1 No action taken on 12-21-2012 div. 1 Prev. div. $.4187LG, 12-19-2012.
74253Q 721
Pd 2012 0.267242443 2011 0.304936964
----Divs. accrued daily, distributed monthly.
PIMCO EQUITY SERIES 72201T EQS Dividend Fd Instl Cl Pd 2012 0.368019 2011 0.002290992 599 0.068109Q ------Dec 31 ’12 PRINCIPAL FUNDS, INC. 74254R Divs. accrued daily, distributed quarterly. SmallCap Growth Fd I Cl R-1 Pd 2012 0.7198 2011 0.5831 140 1 No action taken on 12-21-2012 div. EQS Dividend Fd Cl R Pd 2012 0.309338 2011 0.000318384 623 1 Prev. div. $.7198LG, 12-19-2012. 0.054301Q ------Dec 31 ’12 Formerly Principal Funds Inc Partners SmallCap Growth Fd I Adv Divs. accrued daily, distributed quarterly. Signature. EQS Dividend Fd Cl P Pd 2012 0.357969 2011 0.001962228 631 Pd 2012 0.4187 2011 0.9145 348 0.065808Q ------Dec 31 ’12 MidCap Growth Fd Cl R-1 1 No action taken on 12-21-2012 div. Divs. accrued daily, distributed quarterly. 1 Prev. div. $.4187LG, 12-19-2012. EQS Dividend Fd C l D Pd 2012 0.333653 2011 0.001140312 649 Formerly Principal Funds Inc MidCap Growth fd Adv Signature. 0.060054Q ------Dec 31 ’12 Divs. accrued daily, distributed quarterly. PRINCIPAL FUNDS, INC. 74254U EQS Dividend Fd Cl C Pd 2012 0.260709 2011 Nil 656 Inflation Protection Fd Cl C Pd 2012 Nil 2011 0.170402144 762 0.042796Q ------Dec 31 ’12 1 No action taken on 12-31-2012 div. 1 Prev. div. $0.000000021M, 12-30-2011. EQS Dividend Fd Cl A Pd 2012 0.333653 2011 0.001140312 664 Issue now pays on quarterly basis. 0.060054Q ------Dec 31 ’12 Divs. accrued daily, distributed quarterly.
---
---
401 Dec 31 ’12
Cl Y Pd 2012 0.362314217 2011 0.393752964 500 0.028932976M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. PUTNAM CALIFORNIA TAX-EXEMPT INCOME FUND 746449 Cl Y Pd 2012 0.359711707 2011 0.375867938 305 0.02929816M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. PUTNAM CALIFORNIA TAX EXEMPT INCOME TRUST 74645A Tax Exempt Incm Fd Cl APd 2012 0.341708485 2011 0.359190965 301 0.027736002M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax Exempt Incm Fd Cl BPd 2012 0.289433367 2011 0.310825078 400 0.023213895M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax Exempt Incm Fd Cl MPd 2012 0.318496208 2011 0.337517681 509 0.025716385M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax Exempt Incm Fd Cl C Pd 2012 0.27651125 2011 0.299604481 871 0.022096259M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
MERGENT DIVIDEND RECORD
Page 36 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
PUTNAM FUNDS TRUST 746763 Fltg Rate Income Fd Cl YPd 2012 0.456012418 2011 0.464828222 226 0.038942231M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Fltg Rate Income Fd Cl R Pd 2012 0.411662573 2011 0.42081966 440 0.035208095M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Fltg Rate Income Fd Cl MPd 2012 0.429253018 2011 0.438327332 457 0.036683044M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Fltg Rate Income Fd Cl CPd 2012 0.367755991 2011 0.377028187 465 0.031507935M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Fltg Rate Income Fd Cl BPd 2012 0.416054258 2011 0.425220691 473 0.035574732M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Fltg Rate Income Fd Cl APd 2012 0.433745875 2011 0.442703895 481 0.037066669M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
74676P
PUTNAM FUNDS TRUST Putnam Short Duration Income Fd Cl R6 Pd
2012
0.029964072 2011
0.005811622M ----Divs. accrued daily, distributed monthly.
Nil
---
2012
0.029964072 2011
Nil
---
680
Putnam Short Duration Income Fd Cly Pd
2012
0.063401353 2011
0.005811622M ----Divs. accrued daily, distributed monthly.
0.004349177
---
2012
0.015167513 2011
Dec 31 ’12
0.001800021
---
2012
0.048230401 2011
0.004519443M ----Divs. accrued daily, distributed monthly.
0.003074589
---
722 Dec 31 ’12
Putnam Short Duration Income Fd Cl C Pd
2012
0.015179319 2011
0.001574933M ----Divs. accrued daily, distributed monthly.
0.001800021
---
Dec 31 ’12
2012
0.015354295 2011
0.001718117M ----Divs. accrued daily, distributed monthly.
0.001800021
---
748
Pd
2012
0.05327873 2011
0.004950232M ----Divs. accrued daily, distributed monthly.
0.003499462
---
755 Dec 31 ’12
PUTNAM MASSACHUSETTS TAX-EXEMPT INCOME FUND 74683H Cl B Pd 2012 0.291633513 2011 0.354307017 101 0.018897377M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl M Pd 2012 0.327057621 2011 0.387402415 200 0.021917581M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl A Pd 2012 0.354418109 2011 0.413395687 309 0.024248687M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl C Pd 2012 0.276351927 2011 0.340604991 408 0.017567751M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl Y Pd 2012 0.377388835 2011 0.434691967 507 0.026250772M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. PUTNAM MICHIGAN TAX EXEMPT INCOME FUND 74683L Cl B Pd 2012 0.264264225 2011 0.297699599 102 0.019827441M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl M Pd 2012 0.29740819 2011 0.329255317 201 0.022671017M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl A Pd 2012 0.323660413 2011 0.35392978 300 0.024917853M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.000100284 2011 0.000112598
----Divs. accrued daily, distributed monthly.
---
Pd
PUTNAM NEW JERSEY TAX-EXEMPT INCOME FUND 746915 Shs Ben Int A Pd 2012 0.345033748 2011 0.378536971 107 0.026606562M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Shs Ben Int B Pd 2012 0.283900525 2011 0.321048222 206 0.021370778M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Pd 2012 0.318274617 2011 0.353361071
----Divs. accrued daily, distributed monthly.
---
305 Dec 31 ’12
Sh Ben Int Cl C Pd 2012 0.268978779 2011 0.307497627 404 0.02008545M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl Y Pd 2012 0.367413935 2011 0.399491384 503 0.028540576M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. PUTNAM NEW YORK TAX EXEMPT INCOME FUND 746837 Shs Ben Int Cl Y Pd 2012 0.35152208 2011 0.3709525 301 0.028452359M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. PUTNAM NEW YORK TAX EXEMPT INCOME TRUST 74683Q Tax Exempt Incm Fd Cl A Pd 2012 0.33184913 2011 0.352528254 309 0.026754617M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
408 Tax Exempt Incm Fd Cl BPd 2012 0.275762664 2011 0.299176264 0.021934821M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax Exempt Incm Fd Cl MPd 2012 0.308558139 2011 0.328957998 507 0.026250772M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Tax Exempt Incm Fd Cl CPd 2012 0.262302171 2011 0.286930274 606 0.020776549M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. PUTNAM OHIO TAX EXEMPT INCOME FUND 746849 Cl B Pd 2012 0.267606292 2011 0.301186652 108 0.020199113M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Cl M Pd 2012 0.300402387 2011 0.328615928 207 0.023026246M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Putnam AMT-Free Insured Muni Cl A Pd
2012
0.574005464 2011
Dec 31 ’12
High Yld Fd Cl A Pd 2012 0.563997395 2011 0.642355416 407 0.045635517M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. High Yld Fd Cl M Pd 2012 0.5308131 2011 0.611790642 506 0.042749398M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Putnam AMT-Free Insured Muni Cl M Pd
2012
0.532227384 2011
605
0.593089299
0.041967957M ------Divs. accrued daily, distributed monthly. Formerly Putnam Tax-Free Income Trust Insured Fd Cl M.
Dec 31 ’12
High Yld Fd Cl C Pd 2012 0.467627807 2011 0.554576744 704 0.037253571M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Putnam AMT-Free Insured Muni Cl C Pd
2012
0.453611567 2011
803
0.520004231
0.03526285M ------Divs. accrued daily, distributed monthly. Formerly Putnam Tax-Free Income Trust Insured Fd Cl C.
Dec 31 ’12
Tax-Free High Yield Fd Cl Y Pd
2012
0.593397964 2011
878
0.669458175
0.048207987M ----Divs. accrued daily, distributed monthly.
---
Dec 31 ’12
Amt-Free Insd Mun Fd Cl Y Pd
2012
0.610501085 2011
886
0.641628195
0.048769561M ----Divs. accrued daily, distributed monthly.
---
Dec 31 ’12
PUTNAM VARIABLE TRUST 746896 VT Money Mkt Fd Cl IA Pd 2012 0.000100284 2011 0.0001126 505 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. VT Money Mkt Fd Cl IB Pd 2012 0.000100284 2011 0.0001126 711 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.000100284 2011 0.00011621
---
Jan 2
RENAISSANCE MUTUAL FUNDS Axiom Diversified Mthly Incm Ptf Select A2 Pd
2012
bC$0.03M
Cl Y Pd 2012 0.361390934 2011 0.389212934 508 0.029511656M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
308
0.626419195
0.045600466M ------Divs. accrued daily, distributed monthly. Formerly Putnam Tax-Free Income Trust Insured Fd Cl A.
Cl C Pd 2012 0.253515105 2011 0.288181882 405 0.018977394M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl C Pd 2012 0.266311243 2011 0.29981743 409 0.021347527M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
High Yld Fd Cl B Pd 2012 0.486685306 2011 0.571718056 209 0.038896095M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
0.000008494M ----CINS# G7304X35 Divs. accrued daily, distributed monthly.
Cl M Pd 2012 0.313876651 2011 0.344531026 300 0.025432725M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
100
0.541488846
------Divs. accrued daily, distributed monthly. Formerly Putnam Tax-Free Income Trust Insured Fd Cl B.
PUTNAM WORLD TRUST Units Cl P (USD)
Cl Y Pd 2012 0.347480965 2011 0.376995158 504 0.027055728M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
746872
0.477360499 2011
Cl A Pd 2012 0.326267597 2011 0.357000173 306 0.025228596M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl B Pd 2012 0.280656662 2011 0.312966693 201 0.022567245M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl C Pd 2012 0.236552539 2011 0.275564533 407 0.017067658M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
2012
606 0.037306324M
Dec 31 ’12
Cl Y Pd 2012 0.344778213 2011 0.373775347 508 0.026736645M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl A Pd 2012 0.309998164 2011 0.341280799 308 0.023377533M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Sh Ben Int Cl Y Pd 2012 0.372953898 2011 0.400410576 500 0.029876638M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
PUTNAM TAX-FREE INCOME TRUST Putnam AMT-Free Insured Muni Cl B
Cl C Pd 2012 0.249905958 2011 0.28398627 409 0.018574641M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl M Pd 2012 0.284271702 2011 0.312623497 209 0.021146019M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Shs Ben Int Cl C Pd 2012 0.28275677 2011 0.316395032 401 0.022076551M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl T Pd 2012 0.000100284 2011 0.000112599 507 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
PUTNAM PENNSYLVANIA TAX-EXEMPT INCOME FUND 746852 Shs Ben Int Pd 2012 0.339424558 2011 0.368631871 102 0.027620403M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
PUTNAM MINNESOTA TAX-EXEMPT INCOME FUND 74683M Cl B Pd 2012 0.250985986 2011 0.284885439 100 0.018308282M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
Shs Ben Int Cl M Pd 2012 0.327853184 2011 0.358490503 302 0.02597674M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
PUTNAM TAX EXEMPT MONEY MARKET FUND 746871 Shs Ben Int Pd 2012 0.000100284 2011 0.000112599 102 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Dec 31 ’12
Putnam Short Duration Income Fd Cl A
203
Pd 2012 0.000100284 2011 0.000112599 408 Cl M 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
730
Putnam Short Duration Income Fd Cl B Pd
Cl C Pd 2012 0.000100284 2011 0.000112599 309 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
714 0.024288828M Dec 31 ’12
Putnam Short Duration Income Fd Cl M Pd
Cl B Pd 2012 0.000100284 2011 0.000112599 200 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Shs Ben Int Cl M
Putnam Short Duration Income Fd Cl R Pd
0.001559724M ----Divs. accrued daily, distributed monthly.
698
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
PUTNAM TAX EXEMPT INCOME FUND (cont.) 506 Shs Ben Int Cl B Pd 2012 0.296332264 2011 0.328733487 Dec 31 ’12 0.023266146M ------Divs. accrued daily, distributed monthly.
PUTNAM MONEY MARKET FUND 746923 Cl A Pd 2012 0.000100284 2011 0.000112599 101 0.000008494M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Cl R
Dec 31 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
PUTNAM MINNESOTA TAX-EXEMPT INCOME FUND (cont.) Cl Y Pd 2012 0.33203307 2011 0.361948249 0.025282033M ------Divs. accrued daily, distributed monthly.
672 0.000008494M
Dec 31 ’12
Putnam Short Duration Income Fd Cl R5 Pd
0.005811622M ----Divs. accrued daily, distributed monthly.
Amt.
January 8, 2013
Dec 31 ’12
C$0.36 2011
¸Dec 31 ’12
C$0.384
Dec 28 ’12
Dec 31 ’12
Frontier Canadian Monthly Income Pool Cl I Pd
2012
bC$0.04M
Dec 21 ’12
C$0.48 2011
¸Dec 21 ’12
C$0.48
Dec 20 ’12
Dec 21 ’12
Frontier Canadian Fixed Income Pool Cl I Pd
2012
bC$0.029536M Dec 21 ’12 bC$0.340221CG Dec 21 ’12
C$0.70285 2011
C$0.443663
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
Frontier Canadian Monthly Income Pool Cl C Pd
2012
bC$0.04M
Dec 21 ’12
C$0.48 2011
¸Dec 21 ’12
C$0.48
Dec 20 ’12
Dec 21 ’12
Frontier Canadian Fixed Income Pool Cl C Pd
2012
bC$0.026727M Dec 21 ’12 bC$0.369534CG Dec 21 ’12
C$0.672593 2011
C$0.409217
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
Axiom Diversified Monthly Inc Ptf Cl F PUTNAM TAX EXEMPT INCOME FUND Shs Ben Int Cl A Pd 2012 0.353396909 2011 0.382139245 0.028182677M ------Divs. accrued daily, distributed monthly.
746870 Pd 104 bC$0.035M Dec 31 ’12
2012
C$0.488778 2011
Dec 31 ’12 ¸Dec 31 ’12 bC$0.068778CG Dec 31¸Dec ’12 31 ’12
C$0.444
Dec 28 ’12
Dec 31 ’12
Dec 28 ’12
Dec 31 ’12
MUTUAL FUNDS
January 8, 2013 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
Pd
2012
SHORT TERM BOND FUND AMERICA INC (cont.) Cl 529-C Pd 2012 0.0052681 2011 0.0210498
C$0.624759 2011
---
Dec 21 ’12
1
Axiom Diversified Monthly Income Ptf Cl A 2012
bC$0.032M
C$0.384 2011
Dec 31 ’12
¸Dec 31 ’12
Dec 28 ’12
2012
bC$0.059M
Dec 21 ’12
¸Dec 21 ’12
Dec 31 ’12
2012
C$0.759739 2011
bC$0.031357M Dec 21 ’12 bC$0.359582CG Dec 21 ’12
C$0.52239
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
¸Dec 21 ’12
Dec 20 ’12
Dec 21 ’12
Renaissance Cdn High Yield Bd Fd Cl O Pd
2012
C$0.731615 2011
---
2012
Cl F-2 Shs
1
¸Dec 21 ’12 ¸Dec 21 ’12
Dec 21 ’12 Dec 21 ’12
Renaissance Canadian T-Bill Fd 2012
C$0.0856682 2011
C$0.05702039
----Divs. accrued daily, distributed monthly.
---
2012
C$0.493831 2011
Cl R-5
Cl R-4
Renaissance Dividend Fd Cl F Pd 2012 C$0.2832 2011 C$0.2832 bC$0.0236M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
Axiom Diversified Mthly Incm Ptf Elite A5 bC$0.031M
Dec 31 ’12
C$0.372 2011
¸Dec 31 ’12
C$0.396
Dec 28 ’12
Dec 31 ’12
Pd
bC$0.04M
2012
Dec 21 ’12
C$0.48 2011
¸Dec 21 ’12
1
C$0.48
Dec 20 ’12
Dec 21 ’12
Renaissance Diversified Income Fd Cl A Pd 2012 C$0.72 2011 C$0.72 bC$0.06M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 2012
C$0.373956 2011
C$0.250401
‹Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
‹Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
2012
bC$0.21181A Dec 31 ’12 bC$0.166809CG Dec 31 ’12 2012
bC$0.241935A Dec 31 ’12 bC$0.198169CG Dec 31 ’12
‹Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
‹Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
C$0.440104 2011
‹Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
Dec 31 ’12
Axiom Balanced Income Ptf Cl FPd 2012 C$0.485759 2011 C$0.21638 bC$0.249811A Dec 31 ’12 ‹Dec 31 ’12 Dec 31 ’12 Dec 31 ’12 bC$0.235948CG Dec 31 ’12 ‹Dec 31 ’12 Dec 31 ’12 Dec 31 ’12 RS VARIABLE PRODUCTS TRUST 74975K RS Money Mkt VIP Ser Pd 2012 0.000107831 2011 0.000313317 309 1 2 0.000008494M ------Dec 31 ’12 1 Revised amount. 2 Revised by Co. Divs. accrued daily, distributed monthly. SHORT TERM BOND FUND AMERICA INC Cl A Pd 2012 0.0937216 2011 0.1097897
Cl B
Cl C
---
---
Jan 2
300 Jan 2
Jan 3
813
Jan 8
Jan 2
‹Jan 3
Jan 3
854
Jan 8
---
Pd 2012 0.13934 2011 0.15171
¸Dec 31 ’12
Dec 28 ’12
Adv Balanced Ptf Cl T bC$0.121995Q Dec 31 ’12
Pd 2012 C$0.926095 2011 C$0.863389
Adv Balanced Ptf Cl H bC$0.112462Q Dec 31 ’12
Pd 2012 C$0.916562 2011 C$0.85797
‹Dec 31 ’12 ‹Dec 31 ’12
Dec 31 ’12 Dec 31 ’12
Dec 31 ’12 Dec 31 ’12
Adv Balanced Ptf Adv Cl bC$0.103277Q Dec 31 ’12
Pd 2012 C$0.220408 2011 C$0.146623
Adv Balanced Ptf bC$0.095353Q Dec 31 ’12
Pd 2012 C$0.206532 2011 C$0.138905
‹Dec 31 ’12 ‹Dec 31 ’12
Dec 31 ’12 Dec 31 ’12
Dec 31 ’12
Short-Term Bd Fd Pd 2012 0.05952 2011 0.0839 202 0.03192Q Dec 31 ’12 ¸Dec 31 ’12 Dec 28 ’12 Dec 31 ’12 1 Prev. div. $0.0276Q, 6-29-2012.
Intl Fd 0.1994LG 0.0071SG
Dec 31 ’12
¸Dec 31 ’12 ¸Dec 31 ’12
STADION INVESTMENT TRUST Olympus Fd Cl C n0.029Q Dec 31 ’12
¸Dec 31 ’12
Dec 28 ’12 Dec 28 ’12
Dec 31 ’12 Dec 31 ’12
Pd 2012 0.029 2011 Nil
Dec 28 ’12
2012
85235B 863
Dec 31 ’12
0.7752 2011
600
0.7687
0.0646M Jan 4 ¸Jan 4 Jan 3 Jan 4 Formerly SteelPath MLP Funds Trust SteelPath MLP Income Fd Cl. A. 2012
0.7752 2011
2012
0.7752 2011
873
0.45
0.0646M Jan 4 ¸Jan 4 Jan 3 Jan 4 Formerly SteelPath MLP Funds Trust SteelPath MLP Income Fd Cl. C.
Pd
2012
C$0.06749568 2011
1
Cap Growth Ptf Cl II Pd 2012 1.02346 2011 Nil No action taken on 12-17-2012 div. 1 Prev. div. $1.02346LG, 7-3-2012.
874911
Tax-Free Fd for ND Pd 2012 0.335764 2011 0.383974 207 0.023943M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. WESMARK FUNDS 951025 WV Mun Bd Fd Pd 2012 0.3135194349 2011 0.3400793135 105 0.0233965234M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Govt Bd Fd
C$0.13486948
508 TARGET ASSET ALLOCATION FUNDS Conservative Alloc Fd Cl M Last payment published $0.0949A, 12-15-2011.
Pd 2012 0.2311432433 2011 0.269192106
704 0.0190779M
----Divs. accrued daily, distributed monthly. Formerly WesMark Bond Fund.
bC$0.00601359M ---
91359U 869
709 0.024403M
0.7687
Oppenheimer SteelPath MLP Incm Fd Cl C Pd
UBS PAINEWEBBER CASHFUND, INC. 695627 Com Pd 2012 0.000174351 2011 0.000099635 109 1 0.000003016D ------Dec 31 ’12 1 Covers period from 12-21-2012 thru 12-31-2012. Divs. accrued daily, distributed monthly.
VIKING MUTUAL FUNDS 926826 Tax-Free Fd For Mont Pd 2012 0.324339 2011 0.380874 108 ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Oppenheimer SteelPath MLP Incm Fd Cl I Pd
89151D 200
0.1889CG Dec 28 ’12 ¸Dec 31 ’12 Dec 28 ’12 Jan 2 0.015M ------Jan 2 Divs. accrued daily, distributed monthly. Formerly Flag Investors Total Return US Treasury Fd ISI Shs.
858268 UNIVERSAL INSTITUTIONAL FUNDS INC
STEELPATH MLP FUNDS TRUST Oppenheimer SteelPath MLP Incm Fd Cl A Pd
2011 0.165
509
Pd 2012 0.2065 2011 0.1418
Dec 31 ’12 Dec 31 ’12
----Divs. accrued daily, distributed monthly. Formerly Talvest Money Fund.
Jan 2
Jan 2
852314 TOTAL RETURN US TREASURY FUND INC. 103 ISI Fd Shs Pd 2012 0.33593
Dec 31 ’12
TALVEST FUNDS Renaissance Money Mkt Fd
409
Pd 2012 0.0110232 2011 0.0301421
0.0000289M ----Divs. accrued daily, distributed monthly.
‹Jan 3
0.0646M Jan 4 ¸Jan 4 Jan 3 ’12 Jan 4 Formerly SteelPath MLP Funds Trust SteelPath MLP Income Fd Cl. I.
201
Pd 2012 0.0819936 2011 0.1030152
0.0053946M ------Divs. accrued daily, distributed monthly. Formerly Short Term Bond Fund America Inc Cl F. Cl 529-B
Jan 2
Pd 2012 0.0100612 2011 0.0284574
0.0000163M ----Divs. accrued daily, distributed monthly. Cl F-1
---
82524A 102
Pd 2012 0.0226504 2011 0.0427029
0.000827M ----Divs. accrued daily, distributed monthly.
755
Jan 8
Pd 2012 0.2266 2011 0.2915
STAAR INVESTMENT TRUST General Bd Fd 0.03534Q Dec 31 ’12 1
C$0.31905
‹Dec 31 ’12
0.0068105M ----Divs. accrued daily, distributed monthly.
Jan 3
Incm Adv Ptf Adv Pd 2012 C$0.276979 2011 C$0.281603 bC$0.051479M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Incm Adv Ptf Pd 2012 C$0.294084 2011 C$0.298309 bC$0.053184M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.2015 2011 0.1544
‹Jan 3
TD ASSET MANAGEMENT (GREEN LINE FUNDS) Income Adv Ptf Cl T Pd 2012 C$0.677258 2011 C$0.693782 bC$0.061258M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
C$0.236874
Axiom Balanced Income Ptf Cl A5 Pd
Jan 2
0.0188M
C$0.378619 2011
784924 664
Pd 2012 0.1353 2011 0.1978
0.0111M Bd Mkt Fd
Axiom Balanced Income Ptf Cl A2 Pd
Jan 2
Dec 31 ’12
Income Adv Ptf Cl H Pd 2012 C$0.685338 2011 C$0.700368 bC$0.063838M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Pd 2012 0.5454 2011 0.543
Interm Fd
Axiom Balanced Income Ptf Cl A Pd
bC$0.14593A Dec 31 ’12 bC$0.228026CG Dec 31 ’12
888
No action taken on 1-8-2013 div. Prev. divs. $0.0605M, $0.0032LG & $0.0148SG, 12-27-2012.
Tuckerman Active REIT Fd
876934 100
870 Jan 2
Pd 2012 0.009819 2011 0.0272108
0.0456M
602 Jan 2
Instl Cl Pd 2012 0.000414754 2011 0.000445548 209 0.000285477M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
No action taken on 1-2-2013 div. 1 Prev. div. $0.000019M, 12-3-2012. Divs. accrued daily, distributed monthly.
SSGA FUNDS High Yld Bd Fd
---
Premier Cl Pd 2012 0.000377274 2011 0.000099599 0.000285477M ------Divs. accrued daily, distributed monthly. Formerly Tax-Exempt California Money Market Fd.
862 Jan 2
---
404 Jan 2
854 TAX-EXEMPT CALIFORNIA MONEY MARKET FUND
Pd 2012 0.0146354 2011 0.025592
Cl R-1
1
Renaissance Canadian Monthly Income Fd Cl A
---
---
Pd 2012 0.4841542 2011 0.4999068
0.0386315M ----Divs. accrued daily, distributed monthly.
Jan 2
Pd 2012 0.0487161 2011 0.0701556
Cl R-2
Pd 2012 C$0.396 2011 C$0.396 Renaissance Dividend Fd Cl A bC$0.033M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12 2012
---
0.000163M ----Divs. accrued daily, distributed monthly.
1
Jan 2
305 Jan 2
Pd 2012 0.4503764 2011 0.4688899
Cl F-2 Shs
---
---
----Divs. accrued daily, distributed monthly. Formerly Tax-Exempt Bond Fund of America F.
847
Pd 2012 0.0833066 2011 0.1015354
Cl R-3
Dec 21 ’12
Renaissance Dividend Fd Cl O Pd 2012 C$0.2712 2011 C$0.2712 bC$0.0226M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
Pd
Cl F-1
Jan 2
206 Jan 2
Pd 2012 0.3633016 2011 0.3864906
839 0.0355102M
Pd 2012 0.112103 2011 0.131804
0.0032521M ----Divs. accrued daily, distributed monthly.
C$0.514898
---
---
0.0083107M ----Divs. accrued daily, distributed monthly.
Dec 31 ’12
Renaissance Canadian High Yield Bd Fd bC$0.019064M ----Divs. accrued daily, distributed monthly.
0.0062475M ----Divs. accrued daily, distributed monthly.
---
0.0281365M ----Divs. accrued daily, distributed monthly.
Jan 2
Pd 2012 0.0870201 2011 0.1079379
0.0058926M ----Divs. accrued daily, distributed monthly.
bC$0.0045995M
Pd
Cl C
821
Pd 2012 0.1098894 2011 0.1332137
Jan 2
Pd 2012 0.3695657 2011 0.3928788
----Divs. accrued daily, distributed monthly.
Jan 2
---
---
813 0.0286458M
C$0.3108774
Dec 20 ’12 Dec 20 ’12
Renaissance U.S. Money Mkt FdPd 2012 0.02211878 2011 0.0093853 b0.00120146M ------Dec 31 ’12 1 Payable in U.S. currency. Divs. accrued daily, distributed monthly.
Pd
0.036836M ----Divs. accrued daily, distributed monthly. Cl B
---
0.0076679M ----Divs. accrued daily, distributed monthly. Cl 529-A
C$0.610903 2011
Dec 21 ’12 Dec 21 ’12
Jan 2
Pd 2012 0.1166532 2011 0.136659
876902 107
TAX-EXEMPT BOND FUND OF AMERICA Cl A Pd 2012 0.4651802 2011 0.4823643
805
Pd 2012 0.100664 2011 0.1214987
Cl R-6
Frontiers Canadian Fixed Incm Pool Pd
Jan 2
0.0070173M ------Divs. accrued daily, distributed monthly. Formerly Short Term Bond Fund America Inc Cl 529-F.
Dec 21 ’12
Frontier Canadian Monthly Income Pool Pd 2012 C$0.48 2011 C$0.48 bC$0.04M Dec 21 ’12 ¸Dec 21 ’12 Dec 20 ’12 Dec 21 ’12
bC$0.024367M bC$0.38526CG
---
0.0087522M ----Divs. accrued daily, distributed monthly.
C$0.763732
bC$0.028477M ----Divs. accrued daily, distributed monthly.
Cl 529 F-1
Dec 21 ’12
Frontiers Cdn Fixed Income Pool Cl O Pd
Moderate Alloc Fd Cl M Last payment published $0.0271A, 12-15-2011. 849 Merged with Target Asset Allocation Funds, Moderate Alloc Fd Cl A, eff.
C$0.708
Dec 20 ’12
TARGET ASSET ALLOCATION FUNDS (cont.) Merged with Target Asset Allocation Funds, Conservative Alloc Fd Cl A, eff. 4-13-2012.
706 4-13-2012.
Pd 2012 0.0504105 2011 0.0718382
0.0032854M ----Divs. accrued daily, distributed monthly.
C$0.708 2011
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
No action taken on 1-2-2013 div. 1 Prev. div. $0.0001672M, 10-1-2012. Divs. accrued daily, distributed monthly. Cl 529-E
C$0.408
Frontiers Cdn Monthly Income Pool Cl O Pd
607
C$0.655045
bC$0.025699M ----Divs. accrued daily, distributed monthly. Pd
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
RENAISSANCE MUTUAL FUNDS (cont.) Renaissance Cdn High Yield Bd Fd Cl F
Page 37
Dec 31 ’12
---
957663
WESTERN ASSET FUNDS INC Western Asset Inflation Indexed Plus Bd Fd Cl C1
87612A 609
Pd
2012
0.1567002 2011
0.029766509M ----Divs. accrued daily, distributed monthly.
402 Dec 31 ’12
Nil
---
149 Dec 31 ’12
MERGENT DIVIDEND RECORD
Page 38 CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
WESTERN ASSET FUNDS INC (cont.) Western Asset Core Plus Bd Fd Cl C1 Pd
0.023924865M
2012
0.064600581 2011
---
---
Nil
---
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
January 8, 2013
WESTERN ASSET FUNDS INC (cont.) High Yield Fd Cl A Pd 2012 0.313161981 2011 Nil 396 ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
156 0.052064254M Dec 31 ’12
Western Asset Core Bd Fd Cl C1 Pd 2012 0.051458286 2011 Nil 164 0.0195256M ------Dec 31 ’12 Total Return Unconstrained Fd Cl RPd 2012 0.112849324 2011 Nil 214 0.020367188M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Total Return Unconstrained Fd Cl C Pd 2012 0.07889004 2011 Nil 222 0.015656784M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Core Plus Bd Fd Cl R Pd 2012 0.19596811 2011 Nil 446 0.023242814M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Core Plus Bd Fd Cl C Pd 2012 0.162702642 2011 Nil 453 0.01927858M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Total Return Unconstrained Fd Cl APd 2012 0.134128984 2011 Nil 230 0.023228954M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Core Plus Bd Fd Cl A Pd 2012 0.219842412 2011 Nil 461 0.027800566M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Intermediate Bd Fd Cl R Pd 2012 0.142526177 2011 Nil 313 0.020509708M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Core Bd Fd Cl A Pd 2012 0.158867678 2011 Nil 479 0.018936656M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Intermediate Bd Fd Cl C Pd 2012 0.106933564 2011 Nil 321 0.015909779M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Intermediate Bd Fd Cl A Pd 2012 0.161236526 2011 Nil 339 0.02295611M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Inflation Indexed Plus Bd Fd Cl R Pd 2012 0.301377685 2011 Nil 347 0.029775032M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
354 Inflation Indexed Plus Bd Fd Cl C Pd 2012 0.291554193 2011 Nil 0.029666431M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Inflation Indexed Plus Bd Fd Cl A Pd 2012 0.309167961 2011 Nil 362 0.03016953M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. High Yield Fd Cl R Pd 2012 0.289960886 2011 Nil 370 0.050119233M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. High Yield Fd Cl C Pd 2012 0.289695755 2011 Nil 388 0.046779827M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
Core Bd Fd Cl C Pd 2012 0.123032098 2011 Nil 487 0.015363184M ------Dec 31 ’12 Divs. accrued daily, distributed monthly.
WESTERN ASSET FUNDS INC (cont.) WESTERN ASSET GOVENMENT MONEY MARKET FUND LTD USD Cl 1 Shs Pd 2012 0.000645094 2011 0.000322105 0.000047093M ------Dec 31 ’12 CINS# G9554510 Divs. accrued daily, distributed monthly. WESTERN ASSET US TREASURY RESERVES LTD. USD Cl 1 Pd 2012 0.000160465 2011 0.00016303 0.000019569M ------Dec 31 ’12 CINS# G9554E10 Divs. accrued daily, distributed monthly. USD Cl 2 Pd 2012 0.000167256 2011 0.000099563 0.000019702M ------Dec 31 ’12 CINS# G9554E11 Divs. accrued daily, distributed monthly. WILLIAMSBURG INVESTMENT TRUST 969557 AL Tax-Free Bd Fd Pd 2012 0.1940424408 2011 0.2409362966 875 0.0137131489M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Jamestown Tax Exempt VA Fd Pd
Core Bd Fd Cl A Pd 2012 0.186506736 2011 Nil 495 0.02353604M ------Dec 31 ’12 Divs. accrued daily, distributed monthly. Inflation Indexed Plus Bd Fd Cl IS Pd
2012
0.45867471 2011
0.030515569M ----Divs. accrued daily, distributed monthly.
0.432190676
---
545 Dec 31 ’12
Inflation Indexed Plus Bd Fd Cl FI Pd
2012
0.431719902 2011
0.029899214M ----Divs. accrued daily, distributed monthly.
0.378993809
---
875 Dec 31 ’12
Inflation Indxd Plus Bd Fd Cl I Pd
2012
0.456565237 2011
0.030480909M ----Divs. accrued daily, distributed monthly.
0.426336643
---
883 Dec 31 ’12
CUSIP Date of Date Record Payable
Date Ex-Div Declared Date
Amt.
2012
0.307741978 2011
0.022257415M ----Divs. accrued daily, distributed monthly.
0.2895384085
---
WORLDCOMMODITY FUNDS INC Com Pd 2012 Nil 2011 0.1431 1 No action taken on 12-28-2012 div. 1 Prev. div. $0.1431A, 12-29-2011.
883 Dec 31 ’12
981555 105