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Idea Transcript
Status of Applications for Registration as Research Analysts as on June 30, 2017 S. No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
Name of the applicant Anandarup Ghoshal Ankit Kanoria Debraj Guha Thakurta Uday Raj Mittal Satyajeet Mishra Madhumita Banerjee Magnum Capital Advisors (Vishal Suneja – Proprietor) Jasmeet Singh K K Securities Ltd Bikas Kumar Jain Kumar Share brokers ltd. Sumeet Kumar Jyoti Swaroop Arora Share India Securities Limited Vijay Kumar Pathak Anuj Khullar Escorts Securities Limited Yashu Gupta Geofin Comtrade Ltd Mathew Vellukunnel Phoenix Research Analyst (Ajayakumar K) Jaison Alexander Rajesh Ranjan Shuble Consultants and Research Ramakrishna Joshi Nagabhushan. N Naduthotam Jose Krishnan Vasudevan Goodwill Wealth Management Pvt Ltd P V Muralikrishna
Current Status Incomplete application/information Incomplete application/information Under Process Under Process Under Process Under Process Incomplete application/information Under Process Under Process Incomplete application/information Incomplete application/information Under Process Under Process Incomplete application/information Under Process Under Process Incomplete application/information Under Process Under Process Incomplete application/information Incomplete application/information Incomplete application/information Under Process Under Process Under Process Under Process Incomplete application/information Under Process Incomplete application/information Incomplete application/information
31 Patel Abhikumar Haresbhbai 6/30/2017 Incomplete application/information 33 Arpit Jain 1/10/2017 Incomplete application/information 34 Konika Hariom Suwalka 4/18/2017 Incomplete application/information 36 Vivek gupta 1/23/2017 Under Process 37 Jasmeet Nanade 3/28/2017 Incomplete application/information Alok Chauthmal Churiwala 3/31/2017 Incomplete application/information 38 39 Sharekhan Ltd 5/26/2017 Incomplete application/information 40 Dipti 5/16/2017 Incomplete application/information Pukhraj's Capital 4/19/2017 Incomplete application/information 41 42 Vijay Chugh 4/24/2017 Under Process 43 Sandeep Wagle 5/31/2017 Under Process Vinay Kulkarni 6/6/2017 Under Process 44 45 Siddharth Ramchandra Suryawanshi 6/30/2017 Under Process 46 Krishna Finzplan 6/8/2017 Under Process ULJK Research 6/30/2017 Incomplete application/information 47 48 Magnum Capital Advisors 6/23/2017 Incomplete application/information 49 Keynotes Financial Opiniery 6/30/2017 Incomplete application/information Vishal Malkan 6/30/2017 Incomplete application/information 50 51 Chirag Amardeepsingh Bedi 6/30/2017 Incomplete application/information 52 Kedia Stocks & Commodities Research Pvt Ltd 5/3/2017 Incomplete application/information Swastika Investmart Ltd 6/30/2017 Incomplete application/information 53 54 Ramit Rajinder Bhardwaj 3/20/2017 Incomplete application/information *** “The applicants may please note that SEBI endeavours to process registrations, within 30 working days, from the date of the complete application along with relevant information. Time taken by external agencies like stock exchanges, other regulators, if any, where reference is required to be made to them is not included in the timeline indicated. In case the applicant provides incomplete/vague information or supporting documents, wherever required, are not enclosed, this may lead to further correspondence and further time in processing of their applications. SEBI may in its processing of the registration application call for information on aspects relating to the application. In such cases the timelines as mentioned above shall accordingly apply from receipt of complete information so called for. In case the application has remained unattended or there is an inordinate delay, the applicant should not hesitate in writing to respective Regional Directors for applications submitted at Regional Offices and Local Offices and HO- DoF-1 for applications submitted at Head Office Mumbai. The matter can also be escalated to HoD - DoF-1 wherever required. The contact details of the concerned offices/officials are stated at http://www.sebi.gov.in/cms/sebi_data/about_us/OrgChart.html.
complete information so called for. In case the application has remained unattended or there is an inordinate delay, the applicant should not hesitate in writing to respective Regional Directors for applications submitted at Regional Offices and Local Offices and HO- DoF-1 for applications submitted at Head Office Mumbai. The matter can also be escalated to HoD - DoF-1 wherever required. The contact details of the concerned offices/officials are stated at http://www.sebi.gov.in/cms/sebi_data/about_us/OrgChart.html.