Idea Transcript
SMPG – Corporate Action COAF Registration Organisations List
SMPG - Corporate Action COAF Registration Organisations List Disclaimer The Securities Market Practice Group is a group of experts who devote their time on a voluntary basis to define global and local market practices for the benefit of the securities industry. The market practice documentation and recommendations produced by this organization are intended to solve common problems across the securities industry, from which financial institutions can derive clear benefits, to harmonize business processes and to facilitate the usage of message protocols ISO 15022 and ISO 20022. While the Securities Market Practice Group encourages the implementation of the market practices it develops, it is up to the financial institutions within each market to implement the market practices according to their needs and agreements with their business counterparts to support their businesses as efficient as possible. Although the SMPG has used all reasonable efforts to ensure accuracy of the contents of this document, the SMPG assumes no liability whatsoever for any inadvertent errors or omissions that may appear thereon. Moreover, the information is provided on an "as is" basis. The SMPG disclaims all warranties and conditions, either express or implied, including but not limited to implied warranties of merchantability, title, non-infringement and fitness for a particular purpose.
Neither the SMPG, nor any of its members and/or contributors shall be liable for any direct, indirect, special or consequential damages arising out of the use of the information published in this document, even if the SMPG or any of its members have been advised of the possibility of such damages.
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SMPG – Corporate Action COAF Registration Organisations List
COAF Registration Organisations Legend: Country: Country code of the country where a registration organisation is located COAF Org. Identifier.: Unique 2 characters alphanumeric code to identify the official COAF registration organisation COAF Implementation date: Date at which the registration organisation starts assigning COAF to corporate action events.
Country
AT
Official Organisation Name Oesterreichische Kontrollbank AG as CSD for the Austrian Market
?
AU
Australian Securities Exchange
AU
BE
Euroclear Belgium
EB
BE
National Bank of Belgium
BE
CH
Swiss market infrastructure service (CONNEXOR)
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COAF Implementation Date
COAF Org. Identifier
Instruments Covered
Covered
instruments quoted on ASX, and other Australian exchanges *
Implementation will be a phased approached, initially covering Dividend (including optional dividend), Interest payment, Reconstruction (consolidation/split ) and Capital return (cash) events.
Remarks
Last update date
No date yet
Proposed 4Q 2013
Nov. 2010
st
1 February 2015
Fixed Income Securities issued by the NBB
2Q 2011
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* trades in most instruments quoted on other Australian exchanges are currently settled via ASX
Government bonds excluded
Equities listed at the Swiss Stock Exchange ?
Event Types
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December 2014 Dividend payments
SMPG – Corporate Action COAF Registration Organisations List
COAF Implementation Date
Official Organisation Name
COAF Org. Identifier
DE
Wertpapier Mitteilungen
DE
No date yet
DK
VP
DK
No date yet
ES
?
Country
FI
Euroclear Finland LTD
?
?
FI
Scheduled for 1 Dec. 2014
Instruments
Event Types
Covered
Covered
Remarks
Last update date
Sept. 2014 Under discussion Sept. 2014
(For bonds only) FR
Euroclear France
EF
Nov. 2010
HK
Hong Kong Exchanges and Clearing Limited (HKEX)
HK
Ongoing implementation
IN
Bombay Stock Exchange
BS
12 May 2010
IT
Monte Titoli
Implemented
JP
Tokyo Stock Exchange and JASDEC
JP
24 Feb. 2014
LU
LuxCSD
LU
20 Nov. 2017
NL
Euroclear Netherlands
EN
Nov. 2010
NO
VPS
NO
No date yet
RO
Depozitarul Central SA
RO
1 Feb. 2017
All (listed at the Stock Exchange of Hong Kong)
All
Oct.9, 2017
Equities
Cash Dividend, Stock Split, Bonus, Meeting Events
Jan 2, 2013
All
All
Sept. 2014
Equities listed at Stock Exchanges in Japan
Reorganisation, Distribution, General
All issues by LuxCSD
All events
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April 2014
Aug. 2017
Sept. 2014 All financial instruments for which Depozitarul Central act as Issuer CSD. Please note that the
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The COAF is disseminated for TMI users via ISO 20022 messages.
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All types are covered
The COAF will be disseminated to all participants via Depozitarul Central’s system
Dec. 29, 2016
SMPG – Corporate Action COAF Registration Organisations List
government securities are excluded. For these instruments the Issuer CSD is SaFIR – the central securities depository operated by the National Bank of Romania (NBR) which ensures the depositing and settlement of government securities and certificates of deposit issued by the NBR. Country
RU
SE
Official Organisation Name
COAF Org. Identifier
National Settlement Depository
RU
Euroclear Sweden
SE
COAF Implementation Date
1Q 2014
Instruments Covered Equities, bonds eligible for settlements at National Settlement Depository
The Central Depository (Pte) Limited
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SG
Event Types Remarks Covered Reorganisation, Distribution, General
The COAF is disseminated for all participants via NSD information system DISK.
No date yet
1Q 2014
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Last update date June 2013
Sept. 2014 Singapore Listed Securities settled by CDP
SG
and SWIFT
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Plans to cover (To be confirmed) Dividends, Bonus, Stock Split, Spinoff, Dividend Reinvestments, Mergers, Tender offer, Capital and Capital gains distribution, Meetings, Liquidations, Delisting, Suspensions,
The COAF will be disseminated to all custodians who subscribe to the ISO 15022 service. Further updates shall be provided once dates and details have been finalised
Sept. 30 2013
SMPG – Corporate Action COAF Registration Organisations List
Warrant exercise Country
Official Organisation Name
UK & IE
London Stock Exchange
US
DTCC
ZA
Strate Ltd
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COAF Org. Identifier UK
COAF Implementation Date
Instruments
Event Types
Covered
Covered
DTCC eligible securities
All
Remarks
Last update date
Sept. 2014
17 Nov. 2012
US
Nov. 2011
The COAF is disseminated for DTC Participants via ISO 20022 messages
?
No date yet
Under discussion
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