SMPG - Corporate Action COAF Registration Organisations List [PDF]

Oct 9, 2017 - List. Disclaimer. The Securities Market Practice Group is a group of experts who devote their time on a vo

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SMPG – Corporate Action COAF Registration Organisations List

SMPG - Corporate Action COAF Registration Organisations List Disclaimer The Securities Market Practice Group is a group of experts who devote their time on a voluntary basis to define global and local market practices for the benefit of the securities industry. The market practice documentation and recommendations produced by this organization are intended to solve common problems across the securities industry, from which financial institutions can derive clear benefits, to harmonize business processes and to facilitate the usage of message protocols ISO 15022 and ISO 20022. While the Securities Market Practice Group encourages the implementation of the market practices it develops, it is up to the financial institutions within each market to implement the market practices according to their needs and agreements with their business counterparts to support their businesses as efficient as possible. Although the SMPG has used all reasonable efforts to ensure accuracy of the contents of this document, the SMPG assumes no liability whatsoever for any inadvertent errors or omissions that may appear thereon. Moreover, the information is provided on an "as is" basis. The SMPG disclaims all warranties and conditions, either express or implied, including but not limited to implied warranties of merchantability, title, non-infringement and fitness for a particular purpose.

Neither the SMPG, nor any of its members and/or contributors shall be liable for any direct, indirect, special or consequential damages arising out of the use of the information published in this document, even if the SMPG or any of its members have been advised of the possibility of such damages.

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October 9, 2017

SMPG – Corporate Action COAF Registration Organisations List

COAF Registration Organisations Legend:  Country: Country code of the country where a registration organisation is located  COAF Org. Identifier.: Unique 2 characters alphanumeric code to identify the official COAF registration organisation  COAF Implementation date: Date at which the registration organisation starts assigning COAF to corporate action events.

Country

AT

Official Organisation Name Oesterreichische Kontrollbank AG as CSD for the Austrian Market

?

AU

Australian Securities Exchange

AU

BE

Euroclear Belgium

EB

BE

National Bank of Belgium

BE

CH

Swiss market infrastructure service (CONNEXOR)

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COAF Implementation Date

COAF Org. Identifier

Instruments Covered

Covered

instruments quoted on ASX, and other Australian exchanges *

Implementation will be a phased approached, initially covering Dividend (including optional dividend), Interest payment, Reconstruction (consolidation/split ) and Capital return (cash) events.

Remarks

Last update date

No date yet

Proposed 4Q 2013

Nov. 2010

st

1 February 2015

Fixed Income Securities issued by the NBB

2Q 2011

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* trades in most instruments quoted on other Australian exchanges are currently settled via ASX

Government bonds excluded

Equities listed at the Swiss Stock Exchange ?

Event Types

October 9, 2017

December 2014 Dividend payments

SMPG – Corporate Action COAF Registration Organisations List

COAF Implementation Date

Official Organisation Name

COAF Org. Identifier

DE

Wertpapier Mitteilungen

DE

No date yet

DK

VP

DK

No date yet

ES

?

Country

FI

Euroclear Finland LTD

?

?

FI

Scheduled for 1 Dec. 2014

Instruments

Event Types

Covered

Covered

Remarks

Last update date

Sept. 2014 Under discussion Sept. 2014

(For bonds only) FR

Euroclear France

EF

Nov. 2010

HK

Hong Kong Exchanges and Clearing Limited (HKEX)

HK

Ongoing implementation

IN

Bombay Stock Exchange

BS

12 May 2010

IT

Monte Titoli

Implemented

JP

Tokyo Stock Exchange and JASDEC

JP

24 Feb. 2014

LU

LuxCSD

LU

20 Nov. 2017

NL

Euroclear Netherlands

EN

Nov. 2010

NO

VPS

NO

No date yet

RO

Depozitarul Central SA

RO

1 Feb. 2017

All (listed at the Stock Exchange of Hong Kong)

All

Oct.9, 2017

Equities

Cash Dividend, Stock Split, Bonus, Meeting Events

Jan 2, 2013

All

All

Sept. 2014

Equities listed at Stock Exchanges in Japan

Reorganisation, Distribution, General

All issues by LuxCSD

All events

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April 2014

Aug. 2017

Sept. 2014 All financial instruments for which Depozitarul Central act as Issuer CSD. Please note that the

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The COAF is disseminated for TMI users via ISO 20022 messages.

October 9, 2017

All types are covered

The COAF will be disseminated to all participants via Depozitarul Central’s system

Dec. 29, 2016

SMPG – Corporate Action COAF Registration Organisations List

government securities are excluded. For these instruments the Issuer CSD is SaFIR – the central securities depository operated by the National Bank of Romania (NBR) which ensures the depositing and settlement of government securities and certificates of deposit issued by the NBR. Country

RU

SE

Official Organisation Name

COAF Org. Identifier

National Settlement Depository

RU

Euroclear Sweden

SE

COAF Implementation Date

1Q 2014

Instruments Covered Equities, bonds eligible for settlements at National Settlement Depository

The Central Depository (Pte) Limited

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SG

Event Types Remarks Covered Reorganisation, Distribution, General

The COAF is disseminated for all participants via NSD information system DISK.

No date yet

1Q 2014

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Last update date June 2013

Sept. 2014 Singapore Listed Securities settled by CDP

SG

and SWIFT

October 9, 2017

Plans to cover (To be confirmed) Dividends, Bonus, Stock Split, Spinoff, Dividend Reinvestments, Mergers, Tender offer, Capital and Capital gains distribution, Meetings, Liquidations, Delisting, Suspensions,

The COAF will be disseminated to all custodians who subscribe to the ISO 15022 service. Further updates shall be provided once dates and details have been finalised

Sept. 30 2013

SMPG – Corporate Action COAF Registration Organisations List

Warrant exercise Country

Official Organisation Name

UK & IE

London Stock Exchange

US

DTCC

ZA

Strate Ltd

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COAF Org. Identifier UK

COAF Implementation Date

Instruments

Event Types

Covered

Covered

DTCC eligible securities

All

Remarks

Last update date

Sept. 2014

17 Nov. 2012

US

Nov. 2011

The COAF is disseminated for DTC Participants via ISO 20022 messages

?

No date yet

Under discussion

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October 9, 2017

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